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© 2003 Kluwer Academic Publishers. Printed in the Netherlands.
MARIA MODY
Massachusetts General Hospital, Harvard Medical School, Boston, Massachusetts, USA
Abstract. Poor readers are known to do consistently worse than their normal reading peers
on tasks of phonological processing. They are characterized by their difficulties in printed
word recognition, phonological awareness and phonological decoding. An increasing body
of evidence points to deficits in speech perception as a source of subtle but ramifying
effects in reading impaired children and adults. These deficits may be traced to poorly coded
phonological representations. This article will attempt to explain poor readers’ difficulties in
phonological coding by drawing on a gestural account speech development. Implications of
this approach for reading intervention will be presented.
Introduction
Phonological awareness
few before the start of reading instruction. The increase in phoneme segmen-
tation ability after the beginning of school clearly points to the influence of
reading instruction on the development of these abilities (Bentin, Hammer &
Cahan, 1991). However, despite these differing points of view, there is suffi-
cient evidence in favor of the importance of phonological awareness training
in reading development. In fact, support for a causal relation between phono-
logical awareness and reading development comes from various phonemic
training studies, which show the positive effects of such training on reading
development (Bradley & Bryant, 1985; Hurford & Sanders, 1990). In one
such study, four- and five-year-old children with phonological awareness
problems, who were not trained in sound categorization, were still delayed in
reading by the time they were eight years old, and did not catch up (Bradley
& Bryant, 1983).
Experiments by Ball and Blachman (1991) have shown that in order
for phonological training to be effective, a child has to be made aware of
segments and the correspondences with print has to be explicitly pointed out
to them. However, this is not to be confused with training to discriminate
between minimal pairs. Poor readers’ performance on phoneme discrimi-
nation tasks does not constitute a measure of their phonological awareness.
Such tasks do not yield information about a listener’s knowledge of the
existence of phonemes but rather about the listener’ ability to detect a
difference (more on this topic under “Speech Perception Deficits” below).
To quote Shankweiler (1999), “. . . such abilities go hand in hand with
knowing a language, but phonological awareness does not come free with
language acquisition.” Poor readers, thus, have difficulty becoming aware
of the segmental nature of speech. This would account for their specific
difficulty in grapheme-to-phoneme conversion (Snowling, 1980).
A related finding here is the difference between good and poor readers
on recall of phonetically similar versus dissimilar letter strings (Liberman,
Shankweiler, Liberman, Fowler & Fischer, 1977). These authors found that
while both groups did poorly on the phonetically similar task good readers did
significantly better than the poor readers when the stimuli were dissimilar.
This was attributed to the superior phonological coding abilities of good
readers that allowed them to take advantage of the increased phonological
contrast of the phonetically dissimilar stimuli. The poor readers, on the other
hand, did not appear to be as affected by the phonetic characteristics of
the stimuli. Their larger number of errors compared to the good readers,
along with their reduced phonological sensitivity suggest an incomplete
coding of phonetic details in working memory. In short, poor readers are
hypothesized to have less fine-grained phonological storage and therefore
weak phonological awareness skills. Such deficits have also been linked to
vocabulary size because the learning of new words necessitates coding unfa-
miliar forms in full detail (Gathercole & Baddeley, 1989). In a related study,
Stone and Brady (1995) found poor readers performance on a pseudoword
repetition task to be highly correlated with reading ability. These results,
while suggesting a link between phonological processing abilities, verbal
working memory and reading skills, do not shed light on the exact locus of
the problem. More specifically, poor pseudoword repetition ability may be a
consequence of a variety of factors such as deficits in phonetic perception,
phonological encoding, storage capacity, lexical access, or even articula-
tion (Elbro, 1996). In fact, some researches have reported a link between
articulatory speed and reading ability (Ackerman, Dykman & Gardner, 1990).
This then would account for the difference in articulation rate between good
and poor readers.
Support for an articulatory basis in phonological coding comes from a
functional imaging study (Shaywitz, Shaywitz, Pugh, Fulbright, Constable,
Mencl et al., 1998). These authors found relatively greater activation in
the inferior frontal gyrus (Broca’s area) which is associated with speech
production, in poor readers compared to good readers on silent reading tasks
that systematically varied the demands on phonological mapping of print.
Conversely, good readers showed greater activation on the same tasks, in
posterior brain regions like the superior temporal gyrus (Wernicke’s area)
which is associated with auditory receptive processing. The relative over-
activation of Broca’s area for poor readers compared to good readers suggests
that poor readers have to work harder to uncover the articulatory basis of
words, i.e. the gestures that underlie the phonological structure of words,
due to their poor phonological coding of the same. This is evident in their
slow and effortful sounding out of printed words. In the fluent reader,
this skill has become relatively automated due to efficient phonological
processing. Perhaps, then, the greater articulatory involvement in phono-
logical processing by poor readers would account for the increased activity in
anterior brain regions for this group (Pugh, Mencl, Jenner, Katz, Frost, Lee et
al., 2000).
In conclusion, a child who is phonologically aware is better prepared to
learn to read. Whereas there appears to be a general consensus about the
importance of phonological decoding in reading acquisition, its role in skilled
reading remains a matter of debate for proponents of a dual-route theory
(Coltheart, 1980).
Kennedy & Mody, 1995, for a complete review of this issue), the studies
by Tallal and colleagues have come under serious criticism (for review,
see Brady, Scarborough & Shankweiler, 1996) due to the lack of proper
controls and failure to find support for their claims by independent researchers
(Aram & Ekelman, 1988; Best & Avery, 1999; Bishop, Carlyon, Deeks &
Bishop, 1999; Blumstein, Tartter, Nigro & Stattlander, 1984; Nicolson &
Fawcett, 1994; Nittrouer, 1999; Pallay, 1980; Riedel & Studdert-Kennedy,
1985; Watson & Miller, 1993). A recent study aimed at more directly testing
the primary auditory deficit account also failed to find any support for this
hypothesis. Mody, Studdert-Kennedy and Brady (1997) tested two groups
of good and poor readers using both synthetic speech stimuli (/ba/-/da/) and
nonspeech sine wave stimuli whose second and third formant trajectories
followed the paths distinguishing /ba/ from /da/. Whereas the poor readers
were significantly worse on speech discrimination compared to the good
readers, the authors found no significant difference between the groups for
the nonspeech stimuli on the same task.
Why then do some dyslexics who perform poorly on speech percep-
tion also perform poorly on nonspeech tests involving tone discrimination
and/or identification? Is this linked with their reading problems? Results
from a selective choice reaction time task to tones and a lexical decision
task led Nicolson and Fawcett (1994) to conclude that these are independent
deficits, viz. “. . . a phonological deficit in lexical access speed, together with
a nonphonological deficit in stimulus classification speed” (p. 46). Thus,
poor readers’ difficulties with tones are unrelated to their difficulties with
reading. In fact, this co-occurrence of phonological impairments and other
cognitive problems are in keeping with real world findings of multiple defi-
cits in reading-disabled children. The important point to note is that whereas
such co-occurring deficits are more variable in occurrence as shown by the
repeated finding that some poor readers fall within the normal range on a tone
temporal order judgment task (e.g. Bedi, 1994; Reed, 1989; Tallal, 1980),
phonological deficits, by contrast, are present in virtually every poor reader
(Shankweiler, Crain, Katz, Fowler, Liberman, Brady et al., 1995).
Perhaps a look at some of the characteristics of the speech signal may help
answer this question.
Speech, as we know, is not a string of discrete events bound together
by the acoustic glue of formant transitions. It is a highly complex signal
made up of coarticulated segments, with acoustic information for each
segment (consonant or vowel) overlapping extensively with information
from neighboring segments (Joos, 1948; Liberman, 1970; Liberman, Cooper,
Shankweiler & Studdert-Kennedy, 1967). This describes not just the lack
of invariance (there is no one-to-one correspondence between the acoustic
signal and a speech sound) but also the characteristic redundancy in the
speech signal (i.e., a coarticulated signal contains information about both the
consonant and the vowel). So, for example, in producing the word “land,”
the velum, which moves relatively slowly, starts lowering early on in the
utterance, in anticipation of the [n] to come, thereby giving the vowel a nasal
quality. For listeners, the nasalization of the vowel may indicate the iden-
tity of the following consonant. Other phonetic effects of coarticulation may,
however, be more subtle, requiring the ear of a phonologically aware listener
to tease them out. An example of this would be the production of “phone
booth” as [fombuθ]. Here the [n] of [fon] assimilates the bilabial feature
of [b] from [buθ] while simultaneously maintaining its voicing (+ voiced)
and manner (nasal) features. The result is a phonetic change that crosses a
phonemic boundary resulting in a new phoneme [m] in lieu of the original
[n]. These examples may represent slightly oversimplified illustrations of
what happens in normal speech, but the implications are clear. The developing
child is faced with the task of having to discover the phonemic units of speech
from a complex interwoven phonologic structure. In order to achieve full
phonemic awareness the child must learn to differentiate between the under-
lying gestures, as well as master their temporal relationships to each other
in the realization of speech sound sequences (Studdert-Kennedy & Goodell,
1994).
An added challenge for the language-acquiring infant, is the fact that some
sounds are harder to perceive than others. This is because speech sounds
differ on an intelligibility scale some being more vulnerable to mispercep-
tion than others, especially under degraded listening conditions (Miller &
Nicely, 1955). In keeping with this, a recent study found children with early
histories of otitis media to have significantly greater difficulty discriminating
/sa/ from / a/ than /ba/ from /da/ compared to their otitis-free peers (Mody,
Schwartz, Gravel & Ruben, 1999). Despite both pairs of sounds differing only
on a single feature (viz., place of articulation), performance on /sa/-/ a/ was
more affected. The authors attribute this to /sa/-/ a/ being a voiceless pair
of high frequency sounds, containing less energy acoustic energy compared
PHONOLOGICAL BASIS IN READING DISABILITY 31
to voiced /ba/ and /da/. Consequently, /sa/-/ a/ may have been more vulner-
able to the fluctuating hearing loss associated with otitis media. The lack
of a consistent speech signal during the critical years of language learning
may have resulted in incomplete coding of certain speech sounds by these
children. Their underspecified phonological representations prevented them
from differentiating between the phonetically similar (and confusing) but
phonologically contrastive stimulus pairs.
The poor readers in Mody et al. (1997) found /ba/-/da/ difficult to discrim-
inate but had no problem with the non speech sine wave analogs that followed
the acoustic trajectories of F2 and F3 that differentiate /ba/ from /da/. Thus,
the poor readers’ problems with the speech syllables could not be explained in
auditory-acoustic terms. Like poor readers in numerous other studies (Brady,
Mann & Schmidt, 1987; Hall, Wilson, Humphreys, Tinzmann & Bowyer,
1983; Hurford & Sanders, 1990), these children had difficulty identifying and
differentiating between poorly coded phonological representations (see also
Elbro, 1996, for “distinctness” hypothesis). Thus, the improvement in speech
perception reported for poor readers and language impaired children (Tallal
et al., 1996) under conditions of slowed down speech using extended formant
transitions may be interpreted differently in the light of these findings. Rather
than espousing a deficit in “rapid temporal processing” as do Tallal and
colleagues, one may attribute the improvement to the increased time being
made available to a disabled language system to form a phonetic representa-
tion or disambiguate poorly coded ones. Thus poor readers are vulnerable
on all tasks of phonological processing which tap into their phonological
representations, as these show up their deficits in phonological coding.
In summary then, evidence suggests that poor readers’ difficulties stem from
“weak” phonological coding as indicated by their subtle deficits in speech
perception. That some of these poor readers may also have difficulty on a
nonspeech tone judgment task seems to be purely correlational and inde-
pendent of their deficits in reading (Mody et al., 1997; Nicholson & Fawcett,
1994; Studdert-Kennedy & Mody, 1995; Watson & Miller, 1993).
We also know that the perception of an acoustic cue depends on whether
or not it cues a phonetic percept (Bentin & Mann, 1990; Best, Morrongiello &
Robson, 1981; Grunke & Pisoni, 1982; Vorperian, Ochs & Grantham, 1995;
Whalen & Liberman, 1987). So, for example, one’s crossover boundary for
distinguishing a voiced from a voiceless sound along a VOT continuum (e.g.
/ba/-/pa/) differs from one’s crossover point for distinguishing “a short sound”
32 MARIA MODY
Acknowledgement
This work was supported by a grant from the National Institutes of Health
(NIDCD) to the author.
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PHONOLOGICAL BASIS IN READING DISABILITY 39
Address for correspondence: Maria Mody, Massachusetts General Hospital, NMR Center
(CNY 2301), Bldg. 149, 13th St., Charlestown, MA 02129, USA
Phone: +1-617-726-6913; Fax: +1-617-726-7422; E-mail: maria@nmr.mgh.harvard.edu