Documente Academic
Documente Profesional
Documente Cultură
15-35845
Plaintiffs-Appellants,
vs.
Defendant-Appellee.
ARGUMENTS
i
TABLE OF AUTHORITIES
FEDERAL CASES
Bell v. Wolfish
441 U.S. 520 (1970)………………………………………………..……2, 11
Edwards v. Balisok
520 U.S. 641 (1997)……………………………………………………1, 6, 7
Graham v. Connor
490 U.S. 386 (1989)…………………………………………………..……11
Hawkins v. Camparet-Cassani
251 F.3d 1230 (9th Cir. 2001)………………………………….…..2, 3, 8, 12
Heck v. Humphrey
512 U.S. 477, 486-87 (1994)………………………….…..…1, 3, 4, 5, 6, 7, 8
Ingraham v. Wright
430 U.S. 651 (1977)………………………………….. 2, 8, 9, 10, 11, 13, 14
ii
Osborne v. District Attorney’s Office for Third Judicial District
423 F.3d 1050 (9th Cir. 2005)………………………………………….2, 7, 8
Robinson v. California
370 U.S. 660 (1962)…………………………………………………...…….9
Tennessee v. Garner
471 U.S. 1 (1985)……………………………………………………….….11
Whitley v. Albers
475 U.S. 312 (1986)……………………………………………..………8, 11
Wilkinson v. Dotson
544 U.S. 74 (2005)……………………………………………….….1, 4, 5, 7
Fourth Amendment………………………………………………………………11
STATUTES
42 U.S.C. § 1983…………………………………………….1, 2, 3, 4, 5, 6, 7, 8, 12
RULES
Federal Rule of Appellate Procedure 35……………………………………………1
iii
INTRODUCTION AND RULE 35(b)(1) STATEMENT
Defendant/Appellee City of Boise (hereinafter “the City”) contends that the panel’s
September 4, 2018 decision (DktEntry: 66-1) conflicts with precedent of both the
United States Supreme Court and the Ninth Circuit Court of Appeals and
uniformity of the Courts’ decisions. Further, the issues involve one or more
the Eighth Amendment can give rise to a § 1983 claim for money damages
First, the majority held that Appellants could pursue prospective declaratory
and injunctive relief under 42 U.S.C. § 1983 seeking to declare ordinances that
Judge John B. Owens correctly illustrated, the majority’s holding is contrary to the
Edwards v. Balisok, 520 U.S. 641 (1997). The majority’s decision is also
1
inconsistent with precedent in the Ninth Circuit. See Osborne v. District Attorney’s
Office for Third Judicial District, 423 F.3d 1050 (9th Cir. 2005).
Second, the panel incorrectly held that Pamela Hawkes and Robert Martin,
before conviction, can pursue damages claims under § 1983 alleging that their
Ingraham v. Wright, 430 U.S. 651 (1977), the panel incorrectly concluded –
without citation – that “a plaintiff need demonstrate only the initiation of the
criminal process against him, not a conviction.” (DktEntry: 66-1, pg. 25-26)
The City contends that the panel misread Ingraham as nowhere in the
Supreme Court’s decision did it conclude or imply that the Eighth Amendment
applies pre-conviction. The Supreme Court recognized that the Cruel and Unusual
Punishments Clause places substantive limits not simply on what can be made
criminal, but rather on “what can be made criminal and punished as such.”
Ingraham, 430 U.S. at 667. (Emphasis added). The “and punished as such”
conviction. The panel’s decision is also in conflict with Bell v. Wolfish, 441 U.S.
520 (1970) and Ninth Circuit authority. See, e.g., Hawkins v. Camparet-Cassani,
2
251 F.3d 1230 (9th Cir. 2001); Lee v. City of Los Angeles, 250 F.3d 668 (9th Cir.
2001).
ARGUMENT
In Heck v. Humphrey, 512 U.S. 477, 486-87 (1994) the United States
It is well settled that Heck bars Appellants’ claims for damages under 42
U.S.C. § 1983 that are based on convictions that have not been successfully
v. City of Los Angeles, 807 F.3d 1178 (9th Cir. 2015). Both the panel’s majority and
3
dissent concluded that such claims are precluded by Heck. (DktEntry: 66-1, pg. 24
However, the majority departs from U.S. Supreme Court precedent and
convictions have not been challenged on direct appeal or invalidated in state post-
and injunctive relief) seeking relief that the ordinances under which they were
demonstrate the invalidity of their convictions and thus violate Heck. In Wilkinson
v. Dotson, 544 U.S. 74 (2005), the Supreme Court considered whether two
prisoners who alleged their parole procedures were unconstitutional could bring an
action for money damages, declaratory relief, and injunctive relief under § 1983.
Parole officials had determined that neither were eligible for parole under Ohio’s
Parole Procedures. In the decision, the Supreme Court analyzed its prior cases,
Neither sought an order seeking immediate or speedier release into the community.
Supreme Court held that the state prisoners’ claims were cognizable under § 1983
because success on those claims would not necessarily spell speedier release or
imply the invalidity of their convictions or sentences. 544 U.S. at 82. In this case,
however, Appellants seek a declaration that their convictions under the City’s
enforcement under the same circumstances in which they were previously cited
and convicted. If granted, such equitable relief will necessarily demonstrate the
dissent:
U.S. 641 (1997) makes clear that Heck prohibits such equitable challenges under §
1983. In Edwards a state prisoner brought claims under § 1983 alleging due
resulted in the deprivation of good time credits. The prisoner contended that prison
(allegedly) a hearing officer was appointed that was biased, had concealed
precluded the prisoner from offering evidence. 520 U.S. at 643-4. The prisoner
filed suit seeking damages under § 1983, but also sought equitable relief in the
form of a declaration that the procedures employed violated due process and an
A Ninth Circuit Court of Appeals panel found that the challenges to the
hearing procedures were always cognizable under § 1983 and did not violate Heck.
520 U.S. 641, 644. The Supreme Court reversed the Ninth Circuit, finding that the
prisoner’s claims for both money damages and declaratory relief were not
cognizable under § 1983 as they would necessarily imply the invalidity of the
520 U.S. at 648. In coming to its statement of the Heck favorable-termination rule1,
the Wilkinson Court pointed out that in Edwards the Court applied the Heck
standard, both to a claim for money damages and also to a claim for prospective
The Ninth Circuit Court has similarly interpreted the Wilkinson language in
Osborne v. District Attorney’s Office for the Third Judicial District, 423 F.3d 1050
(9th Cir. 2005). In that case, the Court was confronted with the issue of whether a §
1983 action could be used to compel biological evidence used to convict the
plaintiff in related state court litigation. The Ninth Circuit Court analyzed Heck as
well as the Supreme Court’s decision in Wilkinson. In Osborne, the Court stated:
1
Wilkinson v. Dotson, 544 U.S. at 82. (“These cases taken together, indicate that a
state prisoner’s § 1983 action is barred (absent prior invalidation) – no matter the
relief sought (damages or equitable relief), no matter the target of the prisoner’s
suit, (state conduct leading to conviction or internal prison proceedings) – if
success in that action would necessarily demonstrate the invalidity of confinement
or its duration.”)
7
In Osborne, the Court went on to conclude that Heck did not preclude a §
1983 action seeking to compel the state to merely release certain biological
prosecuting § 1983 claims for equitable relief merely to obtain evidence (i.e.,
the very ordinances upon which their prior convictions are based.
Two of the plaintiffs, Robert Martin and Pamela Hawkes, received citations
for violating the ordinances that were dismissed before the state obtained a
conviction. On appeal, the Appellants argued for the first time that Heck did not
bar a claim seeking damages for violation of the Eighth Amendment for a citation
where there was no conviction. In response, the City set forth that the alleged
damages, if any, arising from the dismissed citations are not recoverable under the
Eighth Amendment because the citations were dismissed prior to any conviction,
and thus, the Eighth Amendment does not apply based on the holding of Ingraham,
430 U.S. at 654 and other controlling authority. See, e.g., Hawkins v. Camparet-
Cassani, 251 F.3d 1230, 1238 (9th Cir. 2001); Whitley v. Albers, 475 U.S. 312,
318-319 (1986); and City of Revere v. Massachusetts General Hospital, 463 U.S.
citations issued to Mr. Martin and Ms. Hawkes, and stated that the City’s reliance
(DktEntry: 66-1, pg. 25-26). The panel also relied on Robinson v. California, 370
U.S. 660 (1962); however, the plaintiff in that case challenged the subject
The panel set forth the language of the Eighth Amendment and quoted
Ingraham for the conclusion that the Cruel and Unusual Punishments Clause
However, as set forth in the above quote, the panel omitted a critical part of
the third limitation as stated by Ingraham, namely that “it imposes substantive
limits on what can be made criminal and punished as such.” Ingraham, 430 U.S.
at 667 (Emphasis added). The “and punished as such” language is key because,
Amendment scrutiny is appropriate only after the State has complied with the
U.S. at 671 (n 40). It further instructed that the proper Constitutional scrutiny prior
Id.
Amendment and stated “it is not surprising to find that every decision of this Court
10
considering whether a punishment is ‘cruel and unusual’ within the meaning of the
Eighth and Fourteenth Amendments has dealt with a criminal punishment.” 430
recognizing that, while these pre-conviction law enforcement measures may cause
constitutionally cognizable harm, they are not protected under the Eighth
Amendment. See e.g. Bell v. Wolfish, 441 U.S. 520, 537 (1979) (n. 16) (The Due
Process Clause rather than the Eighth Amendment is proper in considering the
claims of pretrial detainees. “Due process requires that a pretrial detainee not be
punished. A sentenced inmate, on the other hand, may be punished, although that
punishment may not be ‘cruel and unusual’ under the Eighth Amendment”); City
of Revere v. Massachusetts Gen. Hosp., 463 U.S. 239, 244 (1983) (the relevant
constitutional provision for excessive force damages for suspect fleeing the scene
is not the Eighth Amendment but is, instead, the Due Process Clause of the
Fourteenth Amendment); Graham v. Connor, 490 U.S. 386 (1989) (excessive force
Garner, 471 U.S. 1, 7-22 (1985) (claim of excessive force to effect arrest analyzed
under a Fourth Amendment standard); Whitley v. Albers, 475 U.S. 312, 318–326
11
(1986) (claim of excessive force to subdue convicted prisoner analyzed under an
Supreme Court.
The panel’s decision also creates a direct conflict with current Ninth Circuit
case law that has repeatedly found that the Eighth Amendment’s protections do not
F.3d 1230, 1238 (9th Cir. 2001), Mr. Hawkins was a convicted criminal who was
forced to wear a stun belt, which had been activated, during sentencing. Mr.
Hawkins brought a § 1983 action and moved for class certification with other
convicted prisoners and pre-trial detainees. The Court held that Mr. Hawkins could
not serve as class representative for pretrial detainees because he raised an Eighth
Amendment claim which is “reserved for those convicted of crimes” and therefore
In the case In re Grand Jury Proceedings, 33 F.3d 1060, 1062 (9th Cir.
1994), the Eighth Amendment was deemed not applicable to an attorney found in
because there had been no formal adjudication of guilt in accordance with due
process of law. “The time to raise the issue of an Eighth Amendment violation of
12
his rights to be free from excessive fines is after the imposition of such a fine.” Id.
at 1062.
In United States v. Ritter, 752 F.2d 435, 438 (9th Cir. 1985), the Ninth
Circuit held that a statute requiring aliens to carry registration cards and other
immigration documents does not violate the Cruel and Unusual Punishments
Clause of the Eighth Amendment because the “primary purpose of the clause is
Further, in Lee v. City of Los Angeles, 250 F.3d 668, 686 (9th Cir. 2001), the
Ninth Circuit recognized that the Eighth Amendment’s prohibition of cruel and
unusual punishments applies only “after conviction and sentence”, that “pretrial
detainees are not convicted prisoners”, and “[t]herefore, pretrial detainees are
accorded no rights under the Eighth Amendment.” (Multiple internal citations and
quotations omitted). “Instead,” the Court wrote, “their rights arise under the Due
Moreover, the panel’s decision is also in conflict with the decision of at least
one other circuit court. In Johnson v. City of Dallas, Texas, 61 F.3d 442, 444-45
(5th Cir. 1995), the Fifth Circuit Court of Appeals refused to adopt an
interpretation of Ingraham that the panel in this case has embraced. In Johnson, the
circuit judges rejected a proposition raised in Joyce v. City and County of San
13
Francisco, 846 F.Supp. 843, 853 (N.D.Cal.1994) that “an accused may challenge a
statute, prior to conviction, on the basis that it is outside the Eighth Amendment’s
‘substantive limits on what can be made criminal.’” 61 F.3d 442, 444. The Fifth
Circuit held that the Joyce court “ignored the remaining language of the Ingraham
opinion” and “spun certain language out of [Ingraham] to weave a new theory of
Eighth Amendment jurisprudence out of whole cloth.” Id. at 444. Ultimately, the
Fifth Circuit concluded correctly that Ingraham stands for the proposition that the
(quoting Ingraham, 430 U.S at 664). “The mere fact that a convicted person can
attack the Eighth Amendment validity of a law does not affect this basic tenet.” Id.
CONCLUSION
For the reasons set forth herein, the City respectfully requests that the panel
reconsider its September 4, 2018 decision consistent with the petition for
rehearing. Alternatively, the City requests that this Court grant the petition for
rehearing en banc and reverse the panel’s decision which reversed, in part, the
Respectfully submitted,
14
CERTIFICATE OF SERVICE
I hereby certify that I electronically filed the foregoing with the Clerk of the Court
for the United States Court of Appeals for the Ninth Circuit by using the appellate
CM/ECF system on September 18, 2018. I certify that all participants in the case are
registered CM/ECF users and that service will be accomplished by the appellate CM/ECF
system.
15
Form 11. Certificate of Compliance Pursuant to
9th Circuit Rules 35-4 and 40-1 for Case Number 15-35845
Note: This form must be signed by the attorney or unrepresented litigant and attached to the back of
each copy of the petition or answer.
I certify that pursuant to Circuit Rule 35-4 or 40-1, the attached petition for panel
rehearing/petition for rehearing en bane/answer to petition (check applicable option):
18] Contains 13,234 Iwords (petitions and answers must not exceed 4,200 words),
and is prepared in a format, type face, and type style that complies with Fed. R. App.
P. 32(a)(4)-(6).
or
D Is in compliance with Fed. R. App. P. 32(a)(4)-(6) and does not exceed 15 pages.
Signature of Att~r~ey
or ls/BradY J. Hall Date lsep 18, 2018
Unrepresented Litigant
L_~~~~~~~~~~~~~~~
(Rev.1211116)
16
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX
APPENDIX