Chess Endings
PAUL KERES
Preface VI
I ntroduction Vll
1 Elementary Endings
King and queen against king
King and rook against king 1
King and two bishops against king 2
King and two knights against king 2
King, bishop and knight against king 3
King and pawn against king 4
2 Pawn Endings 9
King and pawn against king 9
King and pawn against king and pawn 9
A: Pawns on the same file 10
B: Pawns on different files 13
King and two pawns against king and pawn 15
A: Isolated pawns with a passed pawn 16
B: Isolated pawns without a passed pawn 20
C: Connected pawns with a passed pawn 23
D: Connected pawns without a passed pawn 28
a) When one pawn is blocked 28
b) Without blocked pawns 32
King and two pawns against king 39
King and two pawns against king and two pawns 40
A: Creation of a passed pawn 40
B: The distant passed pawn 41
C: The protected passed pawn 42
D: The blockade of enemy pawns 43
E: Other possibilities 44
Endings with more pawns 45
Practical examples 48
3 Queen Endings 57
Queen against pawn 57
Q ueen against rook (and pawn) 62
A: Queen against rook 62
B: Queen against rook and pawn 64
Q ueen against q ueen (and pawns) 74
A: Queen against queen 74
B: Queen against queen and pawn 75
C: Queen and pawn(s) against queen and pawn(s) 80
Q ueen against other pieces 81
A: Queen against two rooks 81
B: Queen against two bishops 82
C: Queen against two knights 83
D: Queen against bishop and knight 84
Practical examples 87
4 Rook Endings 95
Roo k against pawn(s) 95
Rook and pawn against rook 106
A: Rook and rook's pawn 109
B: Rook and pawn other than rook's pawn 120
a) Pawn on the seventh rank 120
b) Pawn on the sixth rank 123
c) Pawn on the second to fifth ranks 130
Rook and two pawns against rook 140
Rook and pawn(s) on both sides 154
A: Rook and pawn against rook and pawn 154
B: Rook and two pawns against rook and pawn 159
Practical examples 166
Rook against minor pieces 177
Rook against bishop 177
Rook against knight 186
Rook and minor piece against rook 190
Rook and bishop against rook 190
Rook and knight against rook 192
5 Bishop Endings 195
Bishop against pawns 195
Bishop and pawn against bishop 203
Bishops of the same colour 208
Bishops of opposite colour 212
A: Bishop and two pawns against bishop 212
B: Bishop and pawn(s) on both sides 216
Bishop and pawns(s) against knight 219
Bishop against knight and pawn(s) 226
Practical examples 233
Paul Keres
Tallinn, July 1972
Introduction
the rank or the file, beginning with standable: I �b2 �e4 2 �c3 �dS
I lla4 or I lle l . However, as no 3 .i.f3+ �es 4 .i.g3+ 'it>e6 s �d4
further progress can be made the black king is now completely
without the help of the white king, cut off by the bishops and can
the clearest method is I 'i!i>b7 'i!i>e4 easily be forced into the corner
2 �c6 'i!i>d4 3 llel to force the S .•• 'it>fS 6 <t>dS <t>£6 7 .i.g4 �gS
enemy king towards the a-file 3 ... 8 .i.d7 'it>f6 9 .i.h4+ �g6 the black
'i!i>c4 4 lle4+ 'i!;>d3 S 'i!i>dS now the king's movements are even further
black king is denied access to both restricted but he must be driven
the e-file and the fo urth rank S •.. into the corner 10 �eS �f7
�c3 6 lld4 �c2 7 'i!i>c4 'i!;>b2 II �s 'it>g7 1 2 .i.e8 � 1 3 .i.g6
8 lld2+ 'i!i>cl the king already has �g7 14 .i.e7 �f8 IS �f6 'it>h8
to go to the back rank 9 �c3 �bl 16 .i.fS 'i!i>g8 1 7 'it>g6 'it>h8 18 .i.d6
10 �b3 'i!i>cl 1 1 lld3 'it>bl �g8 1 9 .i.e6+ �h8 20 .i.eS mate.
12 lldl mate. Note especially the There may of co urse be quicker
use of waiting moves by the rook. ways but the winning method
remains in all cases the same.
King and two Bishops against King
King and two Knights against King
It is clear that king and one
bishop cannot possibly mate a Whilst it is clear that a single
lone king, but two bishops easily knight and king cannot mate the
force the win , as can be seen in the enemy king, it is not so obvious
play from diagram 3. that there is no way to force a win
with two knights. In this case there
3 is a theoretical mating position,
b ut White cannot bring it about
against correct defence. Diagram
4 makes this clear, for White
cannot strengthen his position
even though the black king is in
the corner.
The attempt to restrict the the knight and king can guard
king's movements by 1 li:Je7 or those squares which the bishop
1 li:Jh6 leads to stalemate. White cannot control. Let us see how it
can try 1 li:Jf8 <.t;> g8 2 li:Jd7 <.t;>h8 all works by examining the play
3 li:Jd6 <.t;> g8 4 li:J f6+ and if 4 . . . from diagram 5.
<.t;>h 8? 5 li:Jf7 mate, but Black
simply plays 4 ... � and White 5
must start all over again . However
hard White tries, there is no forced
way of mating the black king with
two knights only .
King, Bishop and Knight against
King
White can indeed force mate in
this ending, and it is worthwhile to
acquire the necessary technique.
Once again the black king must White must of course first bring
naturally be driven into the corner up his king, whilst the black king
of the board, and mating positions tries to remain in the centre for as
are possible in all four corners. long as possible . As soon as he is
However, mate can be forced only driven away, he heads for the
in the two corners which are of the ' wrong' corner, a8 or h l , where he
same colour as the bishop controls. can not be mated with correct
In the two other corners, mate is defence. Play might continue as
only possible ifthe defender makes follows: 1 <.t;>b2 <.t;>d3 2 li:Jc7 <.t;>c4 to
a mistake, as was the case with the hold back the enemy king 3 li:Je6
two knights. <.t;>dS 4 li:Jd4 <.t;>c4 5 <.t;>c2 <.t;>b4 no
This means that the task of the better would be 5 . . . <.t;>d5 6 <.t;>d3
attacker is fairly tricky. Firstly, 6 <.t;>d3 <.t;>cS 7 .th2 as we can see,
the enemy king has to be driven to the white pieces supported by the
the edge of the board , then into king have ta ken many squares
the corner, and finally into the away from the black king 7 ... <.t;>dS
other corner if the colour is the 8 li:Jb3 <.t;>c6 the king must retreat,
wrong one for his bishop. And so he heads for a8, whereas 8 . . .
whereas with the queen, rook or <.t;>e6 9 <.t;>e4 would drive him
two bishops it was easy to cut the towards h 8 9 <.t;>c4 <.t;>b6 better than
king off along the ranks, files or 9 . . . <.t;>d7 10 <.t;>d5 10 li:JcS <.t;>c6
diagonals, with knight and bishop 1 1 li:J a4 reaching a similar situation
such control is more difficult. The to the one after White's 8th move
two pieces constantly require the and showing a typical method of
support of their own king, so that driving back the enemy king with
4 Elementary Endings
bishop and knight t t ... <!i>b7 the board, in order to get used to
t2 <!lbS <bc8 after 1 2 . . . <!?a7 the way in which the three white
13 <!;>c6 we reach a position which pieces co-operate. It must not be
occurs later in the main variation forgotten that the king must be
t3 <bc6 <!;>d8 t4 <!;>d6 <bc8 if Black mated within 50 moves, or else a
tried to escape by 14 . . . <be8, he draw can be claimed. This makes
would be driven over to h8 after it all the more i mperative for us to
15 <be6 <M8 1 6 -'.e5 or here 15 . . . be thoroughly conversant with the
<!;>d8 1 6 lt:lb6, without being able winning method, so as not to lose
to slip away towards a8 tS lt:lb6+ valuable time driving the enemy
<!;>b7 t6 <bcS <!;>a6 t7 <bc6 <baS t8 king back.
-'.d6 <ba6 t9 -'.b8 barring the
king's retreat towards a8 and King and Pawn against King
beginning the manoe uvre to drive We could have examined this
him towards a 1 t 9 ... <baS 20 lt:ldS! ending in the section on pawn
<ba4 White's task is simpler after endings, but as we are dealing with
20 . . . <ba6 2 1 lt:lb4+ <!?a5 22 <bc5 simpler examples here , it seems
<!;>a4 23 <bc4 <!;>a5 24 -'.c7+ etc best to include it in this section on
2t <bcS <!;>b3 22 lt:lb4! a very elementary endings. In this type of
important knight move and a ending it is difficult to give general
typical way of driving the king principles, as everything depends
from one corner to the other 22 ... on the placing of the pieces. It goes
<bc3 23 -'.f4 and we can see that without saying that a win is only
the splendid position of the knight possible if the pawn can be
stops the black king escaping 23 ... promoted, so our task is to
<!;>b3 24 .teS <ba4 2S <bc4 <baS 26 establish when this can or cannot
.tc7+ <ba4 27 lt:ld3 <!;>a3 28 -'.b6 a be done.
waiting move; the black king is Of course, White wins easily
now compelled to go to al 28 ... when the enemy king is too far
<ba4 29 lt:lb2+ <!;>a3 30 <!?c3 <ba2 3t away to prevent the pawn queening.
<bc2 <ba3 32 -'.cS+ <ba2 33 lt:ld3 It is equally clear that the game is
<bat at last! The black king is now drawn when the white king cannot
mated in three moves 34 -'.b4 <ba2 prevent the capt ure of his pawn.
3S lt:lcl+ <ba t 36 -'.c3 mate. We are primarily concerned with
The reader will now realize that those positions where the black
this ending is by no means easy. It king is placed somewhere in front
is worth noting standard positions of the pawn . Let us begin by
such as those after White's 8th, examining the basic situation
19th and 22nd moves, and the given in diagram 6, with the pawn
beginner would do well to try to on the 6th ran k and the black king
drive the black king into the on the back rank in front of the
corner from various positions on pawn.
Elementary Endings 5
to be in 'opposition' or more
specifically in 'close opposition', as
6
compared with 'distant opposition'
when the kings are 3 or 5 squares
apart. Diagonal opposition occurs
when there are I, 3 or 5 squares
between both kings.
We say that a player 'has the
opposition' when he has brought
about one of the above-described
positions with his opponent to
move. In such cases the latter has
On the left is a typical position lost the opposition. We could now
in this ending, always attainable define the left half of diagram 6 as
even with the pawn originally follows: the win in this position
further back, as its advance to the depends on who has the opposition.
6th rank cannot be prevented. The If White has it, he wins; if Black
win here depends on who has the has it,the game is drawn.
move. With White to move the This rule applies to all similar
game is drawn, as 1 c7+ c,i>c8 2 c,i>c6 positions, except those where a
gives stalemate, and White cannot rook's pawn is involved. For
bring about the same position example, in the right half of
with Black to move. For instance, diagram 6, White cannot win even
after 1 'it>dS c,i>c7 2 'it>cS, Black with the opposition, as 1 ... 'it>h8
plays the correct move 2 .•• 'it>c8 ! 2 h7 gives stalemate.
and now both 3 �d6 'it>d8 and If the pawn is not on the 6th
3 'it>b6 'it>b8 amount to the same rank but further back, Black's
situation. Black's defence is easy: drawing chances increase sig
he keeps his king for as long as nificantly. Consider the bottom
possible on c7 and c8 until the half of diagram 7.
white king reaches the 6th rank
when Black must immediately 7
place his king directly in front of
the white king.
In connection with this ending,
I would like to stress one extremely
important point concerning the
position of the two kings. In all
pawn endings, when the kings face
each other as above (i.e. standing
on the same rank or file with one
square in between), they are said
6 Elementary Endings
This and similar positions are out one small fact about positions
drawn, whoever has the move . with a knight's pawn . Returning
Black defends according to the to the upper half of diagram 7,
principles we have given above, with White to move, it may seem
with the play going as follows: at first sight that White can also
1 c3+ 'i.t>c4 2 'i.t>c2 'i.t>c5 3 'i.t>d3 'i.t>d5 4 win with I 'i.t>c6, as I . . . 'i.t>c8 2 b6 is
c4+ 'i.t>c5 5 'i.t>c3 'i.t>c6 6 'i.t>d4 'i.t>d6 lost for Black. H owever, I 'i.t>a6 ! is
7 c5+ 'i.t>c6 8 'i.t>c4 'i.t>c7 9 'i.t>d5 'i.t>d7 the correct move although White
1 0 c6+ 'i.t>c7 1 1 'i.t>c5 'i.t>c8! 1 2 'i.t>d6 can reach this position again even
'i.t>d8! and we have reached the after 1 'i.t>c6 which Black answers
known drawing position in which with 1 ... 'i.t>a7 ! If White now
Black has the opposition. carelessly plays 2 b6+? Black
One might think that we have replies 2 . 'i.t>a8! with a draw, for
. .
now finished with the king and both 3 'i.t>c7 and 3 b7+ 'i.t>b8 4 'i.t>b6
pawn ending, but this is far from give stalemate. So White must
being the case. What happens, for swallow his pride and play 2 'i.t>c7
instance, when the white king 'i.t>a8 3 'i.t>b6 ! 'i.t>b8 4 'i.t>a6 ! returning
occupies a· square in front of his to the winning plan.
pawn? In this case equally there
are no general rules for winning,
but White's winning chances are
much greater, especially if the
pawn is advanced , as in the upper
half of diagram 7 .
The white king has managed to
reach the important square in
front of his pawn and this fact
ensures the win in all cases,
whoever has the move and however
far back the pawn may be. With
Black to move, there is a simple If the white king is in front of
win after 1 ... 'i.t>a8 2 'i.t>c7 or 1 ... the pawn but not so advanced, we
'i.t>c8 2 'i.t>a7 , followed by the arrive at the left half of diagram 8 .
advance of the pawn . Even with In this typical position t h e win
White to move, there are few depends on who has the move. If
problems, for after 1 ®a6 'i.t>a8 White has the opposition, then
2 b6 White has the opposition , so Black loses after 1 ... 'i.t>b7 2 'i.t>d6
wins as we have seen above . All 'i.t>c8 or 2 . .. 'i.t>b8 3 'i.t>d7 3 c5 'i.t>d8
similar positions are won, except 4 c6 'i.t>c8 5 c7 etc. However, with
for those which again involve the White to move, Black draws after
rook's pawn. 1 'i.t>d5 'i.t>d7 2 c5 'i.t>c7 3 c6 'i.t>c8 !
It is, however, worth pointing 4 'i.t>d6 'i.t>d8 with the well-known
Elementary Endings 7
order to answer 2 'Ot>e3 with 2 ... king must be ready to play to e5, f5
'Ot>eS and 2 'Ot>f3 with 2 ...'Ot>fS or g5; but g5 is no good, for with
gaining the opposition and drawing. <;&e4 White wins at least the f4
The move I . . 'Ot>e6 ! gave Black the
. square ; nor is f5 suitable for the
distant opposition and this is black king, as he must be ready to
converted into the close opposition occupy this square, in case the
as the kings approach each other. white king goes to f3. There
This example shows us the basic remains only e5, making this the
form of the distant opposition; we related square of White's e3. To
shall later examine much more continue this logic, which black
complex examples of its application. square corresponds to White's e2?
The theory of the opposition is As White can go to e3 or f3 from
important and reasonably straight this square, Black must have a
forward, but a player can manage related square from which he can
without it if he understands the reach e5 and f5 , i.e. e6 or f6.
theory of 'related squares'. This By this process we have re
theory is sometimes even more discovered the correct defence for
comprehensive and comprehensible Black. After 1 'Ot>e2, only 1 'Ot>e6!
...
diagram 1 1 as our basic position. have j ust seen, but the white king
meanwhile reaches the 6th ran k,
II with pawns other than the rook's
pawn, produce the same result.
An exceptional case is when the
black pawn is on g7 or b7. The
black king can then head for the
corner where he is stalemated if
the white king approaches. Rook's
pawn positions are drawn, as
always.
Let us next examine a few
positions in which both kings have
Such positions are drawn who more roo m to manoeuvre, begin
ever has the move and however ning with diagram 1 2.
many ranks back we move the
pawns. If White has the move,
Black has the opposition and
clearly draws after 1 'i.t>g4 'i.t>g6
2 'i.t>f4 'i.t>f6 etc. If Black has the
move, then he m ust lose the pawn
as follows:
1 'i.t>e6
2 'i.t>g5 'i.t>e7
3 'i.t>f5 'i.t>d6
4 'i.t>f6 'i.t>d7
5 'i.t>e5
and the pawn falls, as 5 . . . 'i.t>c6 Such positions often occ ur in
6 'i.t>e6 would still win it. However, practice and their correct evaluation
Black can still draw by applying is therefore important. We know
the principles we gave in our that White wins if he can capture
elementary endings. the pawn, and if he has the move
5 'i.t>e7! he can win comfortably, as Black
6 'i.t>xd5 'i.t>d7! cannot gain the opposition. Play
gaining the opposition and drawing might continue as follows:
as already seen. 1 'i.t>c4!
The situation changes drastically, The only way to win. If 1 'i.t>d4
however, if the pieces in diagram 'i.t>d8 ! Black has the opposition
1 1 are moved up one or two ranks. and draws.
Admittedly, White to move cannot 1 'i.t>d7
win, but if Black has the move, he 2 'i.t>b5!
is lost. He loses his pawn as we Again taking the diagonal
12 Pawn Endings
have:
1 'i!?c4! 'i!lfl This position occurred in a
2 'i!?c5 'i!lg6 tournament game Schlage-Ahues,
Once again , this is a common Berlin 192 1 . With White to move,
situation, with both kings coming Black must obviously Jose his
in at the pawns from opposite pawn, but this seems unimportant
wings. A typical error would now for, in the five moves it takes
be 3 'i!?d6? when 3 . . . 'i!?f5 ! would White to win the pawn, the black
even win for Black! A useful rule king can reach the drawing square
to remember in such situations is c7 . Is the position drawn then?
that the winner must be able to The game continuation was in fact
attack the pawn from one square I 'it>e6 'i!?c3 2 'i!?d6? 'i!?d4 3 'i!lc6
below (here d7), in order to 'i!?e5 4 'i!?b7 'i!?d6 5 'i!?xa7 'i!lc7 etc,
maintain the attack whilst guarding with a draw.
his own pawn next move ('i!?d6). But White could have won by
So White continues: choosing the correct route for his
3 'i!?c6! king. In pawn endings it is
As before the white king heads sometimes possible for the king to
for d7 , whereas Black heads for f4. choose a diagonal route which is
It is clear that in this case White no further in move count but
arrives first . which restricts the route of the
3 'i!?g5 enem y king. White should have
If 3 . . . 'i!?f5 4 'i!?d6 wins at once. played:
4 'i!?d7! 'i!?f5 1 'it>e6 'i!?c3
5 'i!?d6 wins. 2 'i!?d5!
Of course, with rook's pawns As can be seen, White still
the winning chances are re captures the pawn in 5 moves but
duced , but diagram 13 shows prevents the black king's approach
us a subtle and unexpected via d4, e5 and d6. As a result he
Pawn Endings 13
18 � �
.. .. ..
.. .. ..
•.• •• ..
� .. .. ..
As could be expe cted, this . -
. . ��
� .
.
position i s a win for White,
whoever has the move. Let us .. .. .. ..
assume that White is to move. .. � .. ..
Pawn Endings 1 7
\t>d5 etc. The text move is the sole �f5 2 �d3 �f4 3 �e2 �g5 ! etc.
wi nning attempt. 1 �f7
2 �f5 The best chance. After l . . e5.
s � g8
Or 5 . . . �e8 6 �h6 �f8 7 �h7
wi nning easily.
6 �rs �h7
It is now too late for 6 . . . �f8
7 �e5 �e8 8 �d6 �d8 9 f5 ! (the
winning tempo !) 9 . . . 'i&e8 10 �c7
wi nning.
7 �e4 !
White must still proceed care
fully. 7 �e5 �g6 ! gives Black a
draw, as White wants this position Diagram 24 is a key position in
with Black to move. this ending. As it does not matter
7 'i&h6 whose move it is, we shall make
8 �d S 'i&g6 White's task a little more difficult
9 �eS �hS by giving Black the move.
1 0 �d6 �h6 1 �cs
11 �e7 �g6 2 �d3 �dS
12 fS+ and wins. 3 �e3 �eS
A beautiful study with a subtle 4 �f3!
solution. We im mediately realize the
tremendous advantage of a pro
C : CON N E CTED PAWNS W I T H A tected passed pawn which does
PASSED PAWN not need the white king to remain
When White's pawns are con near it and yet greatly restricts the
nected and one of them is passed, enemy king's activity. In this
he usually has excellent winning example the black king dare not
chances. Black's defensive possi leave the quadrant represented by
bilities are limited and he can only the b5-b8-e8-e5 squares, or else
hope for a draw when White's the b-pawn queens. This means that
pawns are not very advanced or if 4 . . . �f5 cannot be played, so
the black king has an unusually Black is forced to relinquish the
fa vourable position. In the follow opposition.
ing we try to indicate the factors 4 �dS
by which a position can be s �f4 �d6
evaluated. 6 �e4
Let us start by examining White would make no progress
positions with the pawns on the a with 6 �f5 �d5 , when he would
and b-files. At the same time we have to return to the 4th rank.
shall consider how far advanced 6 �e6
the pawns are, and in this way 7 �d4 �d6
cover all types of position. 8 �c4 �c7
24 Pawn Endings
So Black has been compelled to 3 'it>d4 'it>b5 4 'it>c3 ! 'it>c5 5 b4+ etc,
concede White the 5th rank, but he but Black to move can draw by
has various defensive possibilities. counterattacking the pawn with
9 'it>c5 1 . . . 'it>c3 2 'it'd I 'it>b2 ! , when White
A simpler win is 9 'it>d5 'it>b6 must force stalemate .
10 'it>d6 'it>b7 I I 'it>c5 etc , but we Let us now turn to positions
shall give the longer win in order where the white pawns are on the
to show one or two instructive b- and c-files. Move the position in
points. diagram 24 one file to the right
9 'it>b7 (white pawns on b4 and c5 etc)
10 'it>d5! and it is even easier for White to
White would spoil everything win, as is the same position one
with 1 0 b6? 'it>a6 ! I I 'it>c6, giving rank further down (white pawns
stalemate, and after 10 'it>d6 'it>b6 on b3 and c4 etc). Further
I I 'it>d7 'it>b7 Black keeps the explanation seems unnecessary.
opposition. It is equally clear that this
10 'it>c7 position moved two ranks down
II 'it>e6 'it>b6 (white pawns on b 2 and c3 etc) or
If I I . . . 'it>b7 1 2 'it>d7 'it>b6 two ranks up (w h ite pawns on b6
12 'it>c8 wins. . and c7 etc) cannot be won for
1 2 'it>d6 'it>b7 White, just as in the corresponding
13 'it>c5 (d7) positions already examined. There
with an easy win. is, however, a difference if the
If the position in diagram 24 is position in diagram 24 is moved
moved one rank up (white pawns one file to the right and one rank
on a5 and b6 etc), it can no longer up, giving us diagram 25.
be won . Although the white king
25
reaches c6, the b-pawn cannot be
advanced because of the stalemate
we have already seen. Equally
drawn is the position one rank
further up (White's pawns on a6
and b7 etc), for the black king can
clearly not be driven fro m the b8
a nd c7 squares.
If this position in diagram 24 is
moved one rank down (white
pawns on a 3 and b4 etc), it is still This position is won for White
won, but two ranks lower (white as follows:
pawns on a2 and b 3 etc) brings I 'it>d6
about a change . White to move 2 'it>e4 'it>e6
still wins, 1 'it>c2 'it>c5 2 'it>d3 ! 'it>b4 3 'it>f4 'it>d6
Pawn Endings 25
correctly the same pos1t10n one One file to the left , as we have
rank further down (white pawns seen , this position could not be
on c2 and d3 etc). White to move won, but here matters are different.
wins by I ®d I ®f3 (preventing 4 �c l ®d5
2 ®e2) 2 ®c l ®e3 3 ®b l etc. 5 ®b2 ® c4
However, Black to move can draw 6 ® a3! wins.
by I . . . ®f3 ! 2 ®d l ®e3 3 ®c l As a result of the above
®d4, when White has no space for example, we can state that with
the tempo move we saw in the pawns on the centre files (as in
diagram 26 ( 6 ®c I ! ), his king diagram 27) all positions are won
being already on the back rank. for White, however advanced the
After 4 ®b l ®c5 5 ®a2 ®b4, or pawns may be. It does not matter
4 ®d I ®e3 the game is drawn. where the kings are placed for the
If we move the position in black king cannot stop White's
diagram 26 one file to the right, king from penetrating via a3 or f2.
with the white pawns now both on The other attempt, to counter
the centre files, White's winning attack in the centre, equally fails.
chances are increased, the tric kiest For example, in the position with
position being the one with white pawns on d2 and e3 and
White's d-pawn on d2, as in king on c I , and black pawn on d3
diagram 27: and king on c4, Black can try 1 . . .
®b3 2 ®d1 ®b4 3 ® e 1 ®b3, i n
order t o answer 4 ®f2 with 4 . . .
®c2 ! , but White wins by 4 e4! ®c4
5 ®f2 ®d4 6 ®f3 ®e5 7 ®e3 etc.
Matters beco me a little more
complicated again if we push the
position further over to the right,
as seen in diagram 28:
a5 and b4 and king on c4, and on fl , Black must not pia y his king
Black's pawn on a6 and king on to the g-file, for then White wins
c6, the opposition gives White by 1 �e 2 �f7 2 �d3 �e7 or 2 . . .
nothing, for after 1 ...�d6 2 bS �6 3 �d4 3 �c4 �d7 4 �bS �c7
ab+ 3 �xbS �c7 the a-pawn 5 �a6! etc. Secondly, Black must
cannot queen. White would win always be alert to a possible e5, so
only if he could capture the c5 must never place his king on the
square with h is king along h-file.
with the opposition, clearly an Futhermore , as far as the
impossibility. opposition is concerned, Black
We have now considered all only has to worry about the a-, b-,
cases similar to diagram 30, but let f- and g-files. This is because the
us finally see an example of white king can not pene trate on
correct defence by means of the the c-, d- and e-files so Black can
distant opposition . (31) forget about the opposition on
these files, as long as he is ready to
31 regain it as soon as he leaves them.
With these points in mind, the
reader should easily follow our
analysis:
1 �g4 �g6
Not l . . . �e5? 2 �f3 �f6 3 �f4
gaining the opposition and winning.
2 � h4 �f6
As we have stated, Black dare
not play 2 . . . �h6 because of 3 e 5 ! ,
but h e could well play 2 . . . �f7 ,
As already mentioned, if Black then later take up the opposition
has to move he loses quickly after again on the g-file.
I . . . �g6 2 e5, or l . . . �e7 2 �g5 3 � g3 �g7!
W£7 3 �f5 �e7 4 �g6 etc. With Again 3 . . . �e5? loses, as does
White to move, the position is 3 . . . �g5? 4 �f3 ! when Black
drawn, although Black must cannot go to f5 and 4 . . . �f6 5 �f4
defend very carefully. wins for White.
Consider the dangers which 4 �g2 �g8
threaten Black. First of all he must It is safest to keep the distant
never allow the white king to opposition, although 4 . . . �g6 is
reach the 6th rank. I n other also possible ; after 5 � �f6
words, h e must maintain the 6 �e2 Black does not need to
opposition whilst keeping his king worry about the opposition on the
on the same file as White's king. e-file, so 6 . . . �e7 7 �e3 �e8 ! 8
For example, with the white king �4 �f8 ! 9 �f5 �f7 etc. holds the
Pawn Endings 31
Black cannot prevent an entry via remain on the related square e6,
f5 . This means that White wins if and he loses. Let us see what
his king reaches e4 before h3 has happens in practice:
be en played. 1 ..t>f2!
Furthermore, White has an Also correct is the sequence
additional threat of playing h4 if originally given by Kling: I <;i>f3
the black king goes too far away. ..t>e5 2 <;i>g3 <;i>f6 3 <;i>g2 <;i>e6 4 ..t>f2
As Black could not allow h5, he etc. The text line ts one move
would have to take the pawn, faster.
when his king m ust be ready to 1 ..t>e6
occupy g6 as soon as White's king As White threatens 2 <;i>g3 and
captures on h4. In that case, the 3 h4, the black king must quickly
black king must be on f6 or the aim for f6 . If I . . . ..t>e5 2 <;i>f3 wins.
ending is lost. 2 <;i>g2 ! <;i>f6
Now that we have progressed so Or 2 . . . ..t>e5 3 <;i>f3 <;i>d5 (to
far, we can look for some pairs of prevent 4 ..t>e4) 4 <;i>g3 <;i>e6 5 h4
related squares. When White's gh+ 6 ..t>xh4 <;i>f6 (too late) 7 <;i>h5
king is on g3 , threatening h4, the <;i>g7 8 <;i>g5 ! wins. Other king moves
black king must be on f6, as we lose to ..t>f3-e4 or <;i>g3 and h4.
have seen. As White's king on f3 3 <;i>g3 !
would threaten to occupy e4 as Black is now i n zugzwang.
well as g3, the only square for 3 <;i>g6
Black's king is then e5, controlling If 3 . . . <;i>e6 4 h4 etc , and other
f6 and e4 a nd finally, the white moves lead into the main line.
king on e3 would control both e4 4 <;i>f3 <;i>f6
and f3 , giving the black king again 5 ..t>e4 ..t>e6
one square only: d5. This gives us 6 h3!
three squares corresponding to At last, the decisive reserve
Black's f6, e5 and d 5 . tempo is used! White now wins the
Continuing the process, what opposition and the game after 6 . . .
happens when W hite plays ..t>f2? <;i>f6 7 ..t>d5 etc. A most i nstructive
This controls e3 , f3 and g3, so example.
Black must be ready to occupy d5,
e5 and f6, giving us e6 as the b) Without Blocked Pawns
related square. As for the white We shall now turn to the group
king on g2, controlling f3 and g3, of positions in which White has no
the related square must again be passed pawn but neither is one of
e6, controlling e5 and f6 . This his pawns blocked by a black
gives us the solution to our pawn, giving him a backward
problem: as soon as the black king pawn. Such positions are usually
occupies e6 , White must play <;i>g2 favourable for him. Consider
(or ..t>f2), wh ereupon Black cannot diagra m 3 3 .
Pawn Endings 33
move has the tactical possibility 'i.t>e6 2 'i.t>f4 'i.t>f6 3 c5 'i.t>e6 4 'i.t>e4
I ... f5+! 2 ef 'i.t>f6 which draws for 'i.t>f6! 5 'i.t>d4 'i.t>e6 6 'i.t>c4 'i.t>d7 and
h i m. If the white king were White can make no progress. The
u n y w here else, such as h4, the same applies if this position is
position would be a win even with moved further down , but if placed
B l a c k to move. one rank further up , with white
General principles tell that pawns on b5 and c5, White can
White should obtain the best win by 1 c6+ 'i.t>e7 2 'i.t>e5 'i.t>e8 3
position for his king before 'i.t>e6 'i.t>d8 4 'i.t>f7 etc.
moving his pawns. Here, for If the position in diagram 33 is
1 11stance, both I e5 fe and I f5+ moved four files to the left, it is
o.Jig7 only draw, so White must equally drawn, as we shall see later
li rst manoeuvre with his king as when we look at positions with a
f o ll ows: white rook's pawn.
1 'i.t>f3 'i.t>f7 At this stage we must consider
I f I . . . 'i.t>h5 2 'i.t>e3 'i.t>g4 3 f5 wins, an exception which occurs with
hut not here 2 e5 'i.t>g6! 3 'i.t>e4 'i.t>f7 the black pawn on the bishop's
a nd Black draws. file, as in diagram 34.
2 'i.t>e3 'i.t>e6
3 'i.t>d4 'i.t>d6
4 f5 !
The white king is well-placed,
so the time has come to move a
pawn. We have now reached a
well-known winning position in
which both 4 . . . 'i.t>c6 5 e 5 and 4 . . .
<J/c7 5 'i.t>c5 'i.t>d7 6 'i.t>d5 win
quickly. A useful rule to remember
is that the white king should be
34 Pawn Endings,
This is the same as the position 7 f4 and wins. Black must be able
in diagram 33 moved one rank to answer �d3 with . . . �c5 .
down and the white king on h3 6 �d3 � c5!
instead of g3 . This small difference, 7 �c3
which would usually be un The only try for a win. After
important, gives Black a draw, 7 e4 �d6! 8 �d4 fe 9 �xe4 �e6
whoever has the move, because of or 7 f4 �d5 Black draws.
the special nature of the bishop's 7 �d5
pawn. Let us exa mine the position 8 �b4
thoroughly, beginning with White If 8 f4 �c 5 draws, but not 8 . . .
to move : �e4? 9 �d2 �d5 l O �d3 wins.
A 8 f4!
I �g2 This is the point. Black uses the
Not of co urse l �g3 f4+ ! with peculiar nature of the bishop's
an immediate dra w, and l �h2 pawn, as we saw in diagrams 1 9
�6 wo uld change nothing. and 26.
I �f6 ! 9 e4+ �d4
Otherwise White wins by playing 10 �b3 �e3!
his king over to the queen's wing, 11 e5 �xf3
e.g. l . . . �g6 2 �f2 �f6 3 �e2 �e5 12 e6 �g2
(if 3 . . . �e6 4 �d3 �e5 5 �c4 �d6 13 e7 f3
6 �d4 �e6 7 e4! wins) 4 �d3 �d5 I4 e8'i¥ f2
5 f4! as we saw in our analysis to and White cannot win as his king
diagram 3 3 . Equally ins ufficient is is too far away, as we shall see
1 . . . f4 2 e4 �f6 3 �f2 �e5 4 �fl ! later in our section on queen
and wins, as we saw with diagram endings.
26. Now with Black to move :
2 �g3 8
2 �f2 �e5 (e6) would lead to I �6!
the main line. The only move to draw. If the
2 �f7 ! black king plays to the rook's file,
Once again, the only move. The then White wins by �g3-f2-e2-d 3
king must not go to the g-file etc, and if 1 . . . �g6 2 �h4 would
because of 3 �f2, nor to the e-file force the above line . Now 2 �h4
because of 3 �h4. Now both 3 �f4 �g6! or 2 �g3 �f7 ! draw for
�f6 and 3 �h4 �g6 are no good Black.
for White, so he must make an 2 �g2 �e6
attempt on the queenside. If 2 . . . �f7 3 �g3 ! and Black is
3 �f2 �e6 in zugzwang, e.g. 3 . . . �f6 4 �f4,
4 �e2 �d5 or 3 . . . �g6 4 �f2 or finally 3 . . .
5 �d2 �d6 �e6 4 �h4 etc. However, 2 . . . �e7
Not 5 . . . �e5 (or c5) 6 �d3 �d5 is also playable.
Pawn Endings 35
42 44
prevent this, the protected pawn Finally we m ust point out that
must be at least on the fourth the defence can sometimes draw
rank. For example, in diagram 48, by attacking the base pawn with a
White cannot win. After 1 ..t>e3 pawn . For example, i n diagram
..t?c3 2 ..t>xf3 Wb2 3 b4 ..t>xa2 4 b5 50, Black draws by 1 ..t>e4 f3
..tlb2 5 b6 a2 draws. 2 ..t>xf3 b5 3 cb ..t>xd5 .
However, even a protected
D: T H E BLOCKA DE OF ENEMY
passed pawn on the fou rth ran k is
PAWNS
not always sufficient to prevent a
wunterattack. Positions often arise in which
a single pawn can blockade
(i.e. render immobile) two or even
three enemy pawns. This clearly
represents a tangible advantage ,
as the following example shows:
Black cannot gain the opposition allows the black king to reach c5
d i rectly, because White has e4, d4 by 5 . . . <Jld5 6 <Jld3 <Jlc5 ! . As c3 is
or c4 for his king, as soon as the not available for the white king, he
hlack king plays to e6, d6 or c6. So loses after 7 <Jle4 (7 h 5 <Ji;d5) 7 . . .
B lack has to make sure of the <Jlc4 8 <Jle3 <Jlc3 ! and the b-pawn
d istant opposition . With the black queens.
k i ng on e7 or d7, the related 5 <Ji;d6
�q uares for the white king are e3 Again a quicker way would be
and d3 but as c3 is not available to 5 ... <Jld7 6 <Jld3 or 6 h5 <Jle7 ! 7 g5
t he king, he cannot take the <Jle6! wins by zugzwang 6 . . . <J;c7
opposition if the black king plays etc, but we wish to point out an
to c7. interesting trap.
All that remains is to find the Note also the important variation
hcst way of carrying out Black's 5 . . . b3 6 <Jld3 <Jle5 7 <Jlc3 <Jlf4
p l a n , without allowing White when 8 g5 ! cleverly draws for
t ac tical chances. The most econo White after 8 . . . <Jlg4 9 <Jlxb3 <Jlxh4
mical method would be 4 . . . <Jle7 10 <Jlc4 <Jlxg5 1 1 <Ji;b5 <Jlf5 12 <J;xa5
� <Jle3 <Ji;d7 6 <Jld3 <Jlc7 ! but we g5 1 3 <Jlxb5 g4 and both sides
�l· lcct a longer way so that we can obtain a queen.
I ndicate some additional points 6 <Ji;d4 <Ji;d7!
u hout the position . Black must play exactly and not
5 <Jle4 (61) place his king on c7 until the white
king is on the third ran k . This is to
�I make s ure that his king can reach
II e5 if the white pawns advance .
An instructive error, for instance,
is an immediate 6 . . . <Jlc7? which
admittedly gains the opposition
but allows White to save himself
by 7 h 5 ! <Jld6 8 g5 when the threat
of h6 forces 8 . . . <Jle7 9 <Jle3 <Jle6
10 <Jle4, and White's has regained
the opposition thus preventing . . .
<Jlf5 .
l .ct us take this position as the 7 <Jld3
�t n rting point of our analysis, as it 7 <Jle4 <Jle6 gives Black the
hl· st ill ustrates the various possi opposition, and both 7 g5 <Ji;e6
h i l i ties open to both sides . 8 <Jle4 g6, and 7 h5 <Jle6 lose at
I t is first worth noting that if once.
W h i te tries to maintain the distant 7 <Jlc7!
opposition by 5 <Jle2, in order to Only now can this move be
u nswe r a later . . . <J;c7 by <Ji;c l , this played without danger, as 8 h5
54 Pawn Endings
� � 'if �
• • •
• • • •
• • • •
. . -�·
• • • •
This position is drawn, as the
white king is too far away. Play
•
d••
"""" •
. •
..
might proceed: � � � �
60 Queen Endings
out this manoeuvre against correct with the white king on a8, queen
defence. on b7, and the black king on h 1 ,
1 �g8 + �f2! pawns on g2 and h4, White cannot
Black must never allow the win. After the plausible con
white queen to reach g4. For this tin uation 1 �f3 Black was
reason, he loses after 1 . . . �fl threatening 1 . . . h3 and 2 . . . �h 2
2 �c4+ �g2 3 'ti'g4+ �f2 4 'fi'h3 1 ... �h2 2 �f4+ �h3 3 �f2
�g l 5 'ti'g3+ �h l 6 �f2, or after g1 'ti'+! 4 'ti'xg 1 is stalemate. White
1 . . . �f3 2 �g5 ! a4 3 �h4 �g2 wins here if his king is no further
4 �g4+ etc. However, Black can away than f6, when 1 �f3 �h2
also draw by 1 . . . �h3 2 'ti'd5 �g3 ! 2 �f2 h3 3 �g5 �h 1 4 'fi'f3 �h2
as in the main line. 5 �h4! g l 'fi' 6 �xh 3 mate is
2 �h7 �g3 possible.
3 'ti'd3+ �g 2
4 'ti'e4+ �g3! Queen against Rook (and Pawn)
The only move to draw. As A : QUEEN A G A I NST ROOK
already mentioned, Black must The ending of queen against
not let the queen reach g4, when rook and pawn will involve us in
his king would be forced to h l . some complex analysis , but before
This means that both 4 . . . �g l we go into this , le t us briefly
5 �g4+ followed by 6 � 3 , and consider how the queen forces a
4 . . . �f2 5 'ti'h l �g3 6 �b7 would win against a rook alone.
lose for Black, as White gains an
i mportant tempo on the main line.
5 �b7 a4
6 �c6 a3
7 �d S a2
8 �h1 a1 'ti' !
The extra black pawn completes
his mission by sacrificing himself
and giving the black king the g2
square.
9 'ti'xa 1 � g2
and the game is drawn as we saw
in diagra m 64. Strangely enough , In general, apart from a few
White would win from diagra m 7 1 special cases, the queen wins
i f his king were o n any other against a rook , but this win is not
square than a8! easily achieved, as the following
Finally, let us consider a hidden analysis shows:
defensive possibility which occurs 1 �f3+ �eS
with a knight's pawn supported by 2 �e4+ �d6
a rook's pawn . In the position 3 �d4
Q ueen Endings 63
1 5 't!t'a5
B : Q U E E N A G A I N ST R O O K A N D
Philidor demonstrated that this
PAWN
position is a forced win, as long
ago as 1 777! The situation is m uch more
15 llbl complicated now that Black has a
After 1 5 . . . llh7 1 6 't!t'e 5+ 'it?a8 pawn. Sometimes the analysis is
17 't!t'a l + 'it?b8 1 8 't!t'b l + wins ; or so tricky that the assessment of a
15 . . . llb3 16 't!t'd8+ 'it?a7 17 't!t'd4+ given position has changed over
'it?b8 1 8 't!t'f4+ and the rook is lost. the years . From the many possible
Equally insufficient is 15 . . llf7 16
. endings we intend to consider only
't!t'e5+ 'it?a7 17 't!t'e3+ etc. those in which the pawn protects
1 6 't!t'd8+ 'it?a7 the rook and is itself protected by
1 7 't!t'd4+ 'it?a8 the king. Other positions can
1 8 't!t'h8+ 'it?a7 always be examined by the reader
1 9 't!t'h7+ wins t h e rook. in more specialized endgame
We feel that t his example gives books.
an accurate picture of how to play Let us begin with positions in
with a queen against a rook , but it which the pawn is on its original
is worth mentioning one of the square, as in diagram 7 5 .
exceptional cases:
75
A . Philidor 1 803
IV 80
II
moves and come straight to the lld8 6 't!t'h5+ �fl 7 �e3 etc wins.
r ritical position. For almost a 4 �aS
h u ndred years it was thought that and after 4 ... llf8+ 5 �e4 d3
t h i s position was won for White 6 't!t'h5+ Black loses either the
only with Black to move, as pawn or the rook (6 • o o�d2
l ollows: 7 't!t'h6+).
68 Queen Endings
B . Guretzky-Cornitz 1 864
Queen Endings 71
86
w
B . Guretzky-Cornitz I 864
W hite has obtained some success llb7+ I 2 lt>c8 llb5 I 3 't!t'c7 wins
u n d Black must now allow the 12 't!t'd6 llb8 1 3 't!t'c5+ lt>a8 1 4
w h ite king past the fifth rank. 't!t'c6+ lt>a7 1 5 't!t'd6 ! ll b 7 ! 1 6 lt>c8
l l owever, this has no real sig llb5 1 7 't!t'd7+ \t>a8 18 't!t'c7 and
ni ficance. Black will soon lose his rook.
72 Queen Endings
always check the white king away 4 \t>b 3 etc. 3 'it>d3 ! llb6 Black is in
from c8 and White has no way of zugzwang and must allow the
strengthening his position. The white king over the fourth rank. If
game is drawn. 3 . . . a4 4 'it>c3 is the simplest way to
From the above analysis it is win 4 1Wc7+ 'it>a6 5 'it'c8+ 'it>a7 6
now clear why White would win 'it>c4 llb7 7 1i'd8 \t>a6 8 \t>c5 llb5+
with his king on the a-file. 9 'it>c6 winning.
89
5 'irb5+ 'i!i>a3
6 'ira5+ 'i!i>b2 93
7 'irb4+ <i!i>a2
Now forced, as after 7 . . 'i!i>c l .
For a long time it was thought offers White good winning chances,
that this type of ending was mainly because the white king can
usually drawn because the side take refuge from checks by using
with the pawn could rarely both sides of the pawn.
succeed in promoting it. Only the As White to move could win at
bishop's pawn was considered to once by 1 't!t'c2+ �a3 (a5) 2 't!t'c3+
give winning chances. In recent followed by 3 �8 . let us see how
times, however, as great deal of Black, to move , defends such a
exact analysis has shown that all position. H e has not a great deal
positions containing a pawn on of choice which means that we can
the seventh rank offer good analyse the position out to a clear
winning chances. The rook's win.
pawn is an exception to this, A
although even in this case some l 't!t'b3+
chances have been discovered. 1 . . . 1!¥a7 2 �f8 loses at once and
In order to give the reader an we shall examine 1 . . . �a3 and 1 . . .
idea of the difficulties faced by 't!t'c7 i n variations B and C .
both defender and attacker in 2 �f8
such positions, we intend to The simplest, although White
discuss one or two examples in can also win by 2 '§'e6 'i¥f3+ 3 't!t'f6
some depth. In this way we can 'it'h5+ (or 3 . . . '§'d5+ 4 �g7 '§'g2+
pinpoint several winning methods 5 �f8 wins) 4 �g7 't!t'g4+ 5 �f8
which can be applied generally to '§'b4 6 'i¥a6+ �b3 7 't!t'e6+
similar positions. followed by 8 �g8 .
2 '§'b4
94 White exchanges queens after
2 . . . 't!t'a3 3 '§'d7+.
3 1!¥e5!
The reader should note that
well-calculated q uiet moves often
achieve more in s uch endings than
the seemingly more forceful checks.
This move places Black in
zugzwang.
2 �b3
If 3 -. . . 't!t'a3 4 �g7 wins, and if
This position could have occurred 3 . . . �a3 4 'iVa i + forces the
in the game Alekhine-Stoltz ( l 942) exchange of queens.
and is a reasonably favo urable 4 'i¥e6+ wins.
example of the type of situation After 5 �g8 the pawn queens.
which can arise when the attacker B
has a central pawn. Such a pawn l �a3
Queen Endings 77
there are no more useful checks ! move, as after 2 'irg4 Black would
I S '@f6+ \t>a2 16 \t>fl ! followed by have to transpose to the main line
ti'e6-e8 . There are other winning by 2 . . . '@d5+. White could also
methods from the diagrammed answer 1 . . . 'irg8 with 2 'ird7
position but the one we have given winning.
i s the most instructive . 2 '@g4 !
Extensive analysis has shown The most clear-cut winning
t hat White has very good winning method. White now threatens to
chances with the bishop's pawn , play his king to g l , so Black must
but there are more difficulties to seek salvation in checks.
be overcome than with the centre 2 'irdS+
pawns. Let us now consider If 2 . . . '@f2+ 3 \t>d3 and Black
positions containing a knight's has no more checks, and if 2 . . .
pawn. Black's defensive possibilities '@g8 3 We 1 etc wins.
are greater here, but White still 3 \tel !
wins in most cases. One example, White must play precisely in
diagram 96, should suffice . order to escape the many checks.
For example, 3 \t>e2 'i!t'b5+ 4 \t>f2
\16 'i!t'b6+ 5 \t>g2 '@c6+ 6 \t>h2 '@h6+
and the king cannot escape
perpetual check.
White must play his king to the
g-file in such a way that Black has
no effective diagonal checks.
3 'i!t'hl+
If 3 ... '@e5+ 4 'i!t'e2+; or 3 . . .
'@a5+ 4 'i.t>fl , o r 3 . . . 'irg8 4 \t>f2
(threatening 5 \t>g l ) 4 . . . '@f7+ 5
\t>g l '@a7+ 6 \t>h l etc.
Again we have selected a 4 \t>f2 '@h2+
reasonably favourable position, 5 'irg2 wins.
having omitted the lengthy man We shall not examine positions
oeuvre required for the king to involving the rook's pawn, which
reach d2. White to move would only offer slender winning chances.
win at once by 1 '@f2, so let us look The reason for this is clear:
a t Black to move. White's king has difficulty escaping
1 'irf7 the checks. The examples we have
I . . . 'ire6 loses to 2 'ira7+ \t>b2 chosen are relatively few in
3 '@b8+ \ta l 4 'ira8+ (but not number, but we can nevertheless
4 g81!¥? 'i!t'e3+! with stalemate) draw some important co nclusions
followed by 5 g8 '@ . Nor would from them. We first see that both
I . . . '@g8 improve on the text queens must strive to occupy a
80 Queen Endings
H . Friedmann-Gilg 1 936
f-file wins.
99 6 'Ot>f2!
But not 6 'Ot>f3? 't!Vc6+ o r 6 'Ot>fl ?
't!Vb5+. N ote that 4 llcd7 would
have allowed both these king
moves.
6 'Ot>g8
7 llg7+ 'Ot>fS
Or else the queen is lost as we
have seen.
8 llh7! 'Ot>g8
Black has no checks and his
H . Rinck 1 9 1 6 queen cannot simultaneously pre
vent the mates on a8 and h 8 .
Black perpetual check, and the 9 llag7+ 'Ot>fS
following rook moves can be 10 llh8+ wins the queen.
understood in this context. I t m ay even be possible for the
2 'Ot>h8 queen to win against two rooks,
Queen moves along the rank but only if the latter are loose ,
fail to 3 llg7+ 'Ot>h8 4 llh7+ 'Ot>g8 i.e. not guarding one another or
5 llbg7+ 'Ot>f8 6 llh8+ winning the guarded by the king. If either side
queen . has a minor piece as well this i11
3 llbc7! usually sufficient to ensure the
Why this square? The idea is to win . Even the ending of queen
answe r 3 . . . 't!Vg8 with 4 Wfl ! when against rook and two minor piece11
c4 is denied to Black's queen and is worse for the side with the
after 4 . . . 't!Vf8+ 5 llf7 't!Vg8 6 'Ot>f2 ! queen, b ut should usually be
would lead to zugzwang, winning drawn.
the q!Jeen o r mating. So Black
B : Q U E E N AG A I NST TWO B IS H O I'S
m ust continue to play waiting
moves. With a queen against minor
3 'Ot>g8 pieces, the result usually depends
4 lla7 on the placing of the pieces. Fom
4 llcd7 would also win, as in the minor pieces usually win, th ree'
main line , but not 4 'Ot>e l 'Ot>h8 minor pieces do no more than
5 llf7 because of 5 . . .'t!Vb4+, draw, and two minor pieces can he
whereas 4 llb7 'Ot>h8 would give us disadvantageous. Let us begin by
the same position as after Black's examining diagram 1 00 in wh ich
second move. the two bishops manage to hold
4 'Ot>h8 their own .
5 llf7 't!Ve8+ Diagram 1 00 shows the set-up
If 5 . . . 't!Vg8 any king move to the Black m ust aim for. Both bishops
Queen Endings 83
must of course post his pieces together. Black can bring his
correctly. At first sight, the pieces towards the centre whenever
knights might appear to be best he likes, as there is little to fear.
placed defending each other, but 3 it::l h f8
this is not the case. Such a set-up 3 . . . it::l f6+ would be risky after
would allow the enemy king to slip 4 �f5 it::l h 4+ 5 �g5 it::l f3+ 6 �f4
in th rough the gaps created, when it::l h 4 7 'it'h3 it::l g 6+ 8 �f5 and
the queen would drive the White's king gives him some
defending king away from the winning chances .
knights . As with the two bishops, 4 'it'd6 �f7
the main task of the defence is to 5 'it'd5+
prevent the approach of the If 5 �h 5 it::l e 6 and Black aims
enemy king, so the knights are for a position with his knights on
best placed as in diagram 1 0 1 . At e6 and e5 and king on f6. There is
all events they m ust stay close to little White can do to prevent this.
the king and m ust not cling to the 5 �g7
edge of the board. White has been able to make
hardly any progress. As he cannot
101 play 6 �g5? it::l h 7+ and his queen
is lost, he must play 6 'it'd4+ �
7 �f5 it::le 7+ 8 �e4 it::l fg6 when he
has achieved nothing.
In such endings it is difficult to
quote definite drawing positions,
but it is j ust as difficult to prove
how White can win against correct
defence . For this reason, queen
against two knights is, with
T. von der Lasa reason, held to be drawn.
D : QUEEN A G A I N ST BISHOP AND
1 'it'e6 �g7
K N I G HT
2 �f3 it::l h 7 I
2 . . . it::l h 8 3 �f4 it::l t7 would Unlike the other two com-
create m ore difficulties for Black, binations of minor pieces, bishop
as after 4 'it'c6! threatening and knight offer only slight
5 'it'g2+ it would not be easy to drawing chances, mainly because
prevent the advance of White's these two pieces have difficulty in
king. holding back the advance of the
3 �g4 enemy king. Diagram 1 02 shows
If 3 'it'd7+ �g8 4 'it'd8+ �t7 5 us that the defence cannot even
'it'c7+ it::l e 7 and 6 . . . it::l f6 when the survive from a relatively favourable
black pieces also work well position.
Queen Endings 85
2 �f6
1112 3 1Wg4
White also wins after Karstedt's
suggested 3 !Vg3 �d4 4 'ifb3+ �f6
5 �c6, but the text move seems
simpler.
3 �e5
4 1Wc4+ �g6
5 !Ve4+ �f6
6 1Wd5!
M uch stronger than B ilguer's
6 �c6 liJf5 7 1Wf3 �e6 8 1Wb3+ �f6
P.Bilguer 1 843 9 1Wd5 , as Black could vary with
6 . . . �e6 ! posing problems for
Bilguer himself gave this position White. Black is now in zugzwang.
us drawn, a verdict accepted by his
contemporaries. Berger was the 103 � � �
fi rst to demonstrate that Black
ca nnot defend the position. It
•
B � � <Jt �
• .
��
� � �·� �
would take u s too far to present a
complete analysis here , so we will -�-�---�
� � ' "" ' �
j ust examine one fairly clear
variation :
•
• • •
1 1Wg2 . � � .
Simpler than Bilguer's 1 !fd5+ • • • •
lt.>g6 2 1Wg2+ which gives Black � � � �
I he option of playing 2 . . . �h7 (h6).
1 �e5 6 �f4
The other possibility 1 . . . �g8 Black cannot prevent the ap
( I . . �f8 2 1Wg6 is even better for
. proach of the white king. Black
White) 2 !Vg6 �a 1 (2 . . . �h4 loses after 6 . . . �a 1 (or 6 . . . �b2
l �h6) 3 !Va6 �e5 4 �e7 followed 7 1Wf3+ liJf5 8 !fc6+ �g7 9 'ifb5
h y 5 !Vc4+ and 6 �f7 wins easily etc) 7 !fc6+ �f7 8 !fc4+ �g6 9
for White, as does 1 . . . liJf5 (or 1 . . . !fc2+ �f6 10 1Wf2+ liJf5 1 1 !Vb6+
lilh5 2 !fd5+ �g6 3 !fe4+ and �g7 1 2 1Wa5 , and his pieces are
4 �e6 etc) 2 1Wd5+ �g6 3 !fe4 very badly placed after 6 . . . �g3
followed by 4 �e6, or 1 . . . �h4 2 (or 6 . . . �h2 7 !fc6+ �f7 8 1Wf3+
1id5+ �g6 3 1We4+ winning a �g8 9 �e7 etc) 7 !fc6+ �g5 8 !fc3
p1ece. ltJ h 5 9 1Wf3 , or 6 . . . �b8 7 !fc6+
2 !Vg5 �f7 8 !fb5 �h2 9 1Wfl + �g8
If 2 1Wd5+ �f6 and White has 1 0 �e7 , or 6 . . . �f5 7 �e7 �f4
no good waiting m ove. 8 �f7 etc.
86 Queen Endings
M . Karstedt 1903
With this, we finish our s urvey
The black pieces are ideally of the basic positions arising from
posted for defence, with the queen endings. Such endings
bishop protecting the knight, and cannot be so easily classified
the king the bishop, whilst allowing as pawn endings, and we often
enough space for manoeuvring have to base our judgement on
without being driven into zug- general positional considerations.
Queen Endings 8 7
What can Black do? His c-pawn 'ili'e4+ 6 'it>h2 !fc2 etc. Despite his
is attacked and after I . . . c4 2 a3 two extra pawns, there may be no
the black queen would be per way for White to utilize his
manently tied to the protection of advantage , but he should at least
the a-pawn. Nor would I !fc8
. . . have tried this line.
change the situation much, as the 2 be
q ueen would still be tied down to 3 !fxc3 'ili'bl +
passive defence. Finally, there is 4 'it>h2 !fxa2
the counterattack by I . . . 'ili'e4, but We can now see the first results
t h is is ineffective after 2 !Vxa6, of Black's play on the queen's
when White is two pawns up and wing. He has created a passed
has a secure king's position. a-pawn which threatens to march
( 'apablanca finds another way of on to the queening square.
creating excellent counterchances. Moreover White m ust lose time
1 b4! defending his f-pawn, after which
The object is to create a passed he himself has to start an action
pawn as quickly as possible. on the kingside. His winning
2 !fxc5? chances have gone.
This makes Black's task relatively 5 !fc8+ 'it>h7
easy. No better is 2 cb 'i!i'xb4 but 6 'it'fS+ g6
2 c4! would pose more problems Of course 6 . . . 'it>g8 was also
for Black, as both 2 . . . !fc8 3 'ili'b6 possible, but the text move gains
a n d 2 . . . !fa7 3 'i!i'd8+ followed by an important tempo, even though
'1Va5 are no good for him. As soon it slightly weakens his kingside.
u s White fixes Black's queenside 7 !ff6+ a5
pawns, he can proceed with the 8 g4 a4
nd vance of his pawns. 9 hS gh!
However, Black has one in Black must be carefu l , as 9 . . .
check and White has nothing �e5 3 'ti'g7+. White cannot now
better than to take the draw. In play 3 e7 because there is
queen endings, as we have said, perpetual check after 3 . . . 'ti'f6+.
passed pawns are more important 3 �g6 'ti'gl +
than material considerations. We pointed out many times that
It might be thought that purely ill-considered, purposeless checks
theoretical endings have little often have disastrous consequences.
application to practical play, but The text move in no way improves
this is hardly the case with queen the position of Black's queen but
endings, many of which arise after gives White a useful tempo by
pawn promotion on both sides. forcing his king to go where it
Diagram 1 08 is such an example, wants to go! Such checks should
also illustrating the inexact play always be avoided. We already
which often occurs in endgames. know that active centralized
queens are called for in this kind
1 08 of ending, and as White has not
w been able to centralize his own
queen, it is up to Black to take his
chance of playing 3 ... 'ti'e 5!
As Alekhine himself admitted
after the game, this move would
have given Black a draw. 4 'ti'c8+
or 4 'ti'a7+ get nowhere after 4 . . .
�d6, and 4 � f7 gives Black
perpetual check by 4 . . . 'ti'h5+
5 �7 1!rh4+ 6 'i!ie8 'irh8+ etc, as does
Alekhine-Stoltz 1 942 4 e7 'ti'g3+ 5 W 'ti'f4+ 6 �e8 'ti'b8+
7 'ti'd8 'ti'b5+ 8 �f7 'ti'fl + etc.
In general such positions offer 4 �f7 'ti'hl
White good winning chances, or Black can no longer prevent the
are even theore tically won, but advance of the pawn , qor has he
one circ u mstance favours Black any chance s of perpetual check .
here . His king is near the pawn For instance, after 4 . . . 'ti'f2+
and prevents the white queen from 5 �e8 'ti'g3 6 'ti'e7+ �c6 7 'ti'f6
taking up a dominating position �g8+ 8 �e7 'ti'h7+ 9 �f8 Black
in the centre where it would be could resign . Or 4 . . . 'ti'fl + 5 �eH
able to protect the white king from 'ti'a l (to prevent White's 'ti'e7+
checks. Let us see the game and 'ti'f6) 6 'ti'c7+ �b5 7 e 7 and
proceeded: White's king soon escapes the
1 'ti'f7+ �d6 checks .
2 'ti'd7+ �c5 Black most stubborn defence is
Black loses his queen after 2 . . . 4 ... 'ti'f2+ 5 �e8 'ti'h2 but afte r
Q ueen Endings 91
f1 't!fe7+ and 7 'ik'f6 . White can wins 8 �e6 'ik'h3+ 9 �d6 '@d3+
udvance his pawn when Black 1 0 �c7 '@c4+ 1 1 �b8 1Wb3+
would hardly be able to hold the 12 �a7 'ik'f7 1 3 'ik'd6 ! wins . O r
position. 7 'ik'f5 ! 'ik'b7+ 8 e7 winning a s w e
5 'ik'c7+ �b5 showed in our analysis of diagram
Stoltz defends badly and makes 94.
Wh ite's task fairly easy. But even Of course , the text move does
� . . . �b4 would not save the game not spoil anything, unlike Stoltz's
u tter 6 't!t'f4+ �a3 7 e7 'ik'h7+ (or error, but unnecessarily complicates
7 . . . 't!t'd5+ 8 �g7 'ik'd 7 9 �f8 wins) matters.
K <be6 'ik'h3+ 9 �d6 'ik'd3+ 1 0 �c7 7 �a3
_.d+ I I �b7 'ik'b2+ I 2 �a7 'ik'g7 8 'ik'd3+ �b4
I ' 't!fd6+ and I 4 �a6 wins. This loses immediately but even
6 'ik'e5+ �a4 (1 09) the better 8 . .. �b2 would
I f the king goes to the third rank eventually lose. White could play
t he n 7 e7 'ik'h7+ 8 'ik'g7 wins at either 8 e7 'ik'h5 + 9 �e6 'ik'g4+
o n c e , and 6 . . . �b4 is certainly no I O �d6 (or I O 't!t'f5) , or 8 'ik'f5
I m p rovement on the text line. followed by 9 e7, as in the analysis
to diagram 94 .
/ IIIJ 9 'ik'f5!
II' Now even simpler than 9 e7 etc.
9 'ik'c6
Black would have more choice
after 9 . . . 'ik'b7+ IO e 7 but would
still lose. 1 0 . .. '@c7 transposes
into t he main line, IO . . . 'ik'a7
I I �f8 loses at once, and IO . . .
�a3 I I 'ik'f4! 'ik'a7 I 2 �e6 wins, as
we saw from diagram 94.
10 e7 'ik'c7
Alekhine-Stoltz I 942 1 1 'ik'e4+ �a3
1 2 'ik'd4!
7 'ik'd4+ Now the threat of I 3 �f8
Alekhine he re makes the same cannot be prevented, as I 2 . . . 'ik'b7
m i s ta ke as his opponent did fails to I3 'ik'a l + and I 4 'ik'b l +.
,.u rlier, by needlessly checking the Black could resign but hopes for
h l u c k king into a better position one last trap.
w h i lst in no way i mproving the 12 'ik'h2
position of his queen. White has 13 'ik'c5+ �a2
t wo simple ways of winning. 14 e8'ik' 't!t'f4+
t ·: i t her 7 e 7 't!nt7+ if 7 . . . 'ik'f3+ or 1 5 �g7 'ik'g3+
7 . . . 't!t'fl +, then 8 'ik'f6 and 9 �f8 1 6 �f8 !
92 Queen Endings
Samisch-Prins 1 93 8 (variation)
Of all endi ngs there is no do ubt especially when the king cannot be
t h a t rook endings are by far the brought up quickly enough and
1 1 1 ost common. For this reason the rook has to stop the pawn on
t hey are probably the best analysed, its own. Occasionally there are
w r t h most examples coming from exceptions when the pawn proves
p r a c tical play. In spite of all this, stronger than the rook, and we
h o wever, they form the most shall begin with the classic case of
d r l fic ult part of e ndgame theory, this.
u r r d amongst leading specialists
• • r r l y a few have a thoro ugh grasp
3 \t>g1 lig2+
Not 3 . . . lib2? 4 a7 li b l + 5 \t>h2
lib2+ 6 \t>h3 lib l 7 b8� lih l +
8 �h2 winning, but 3 . . . lih8 is
equally possible.
4 \t>h1 lig8
5 a7 lih8+
6 \t>g1 lig8+
7 \t>fl lih8
and White can make no progress,
e.g. 8 \t>e 1 \t>e3 9 \t>d 1 \t>d3 1 0 \t>c 1
after J . Moravec 1924 \t>c3 1 1 \t>b 1 li h 1 + 1 2 \t>a2 lih2+
13 \t>a3 lih 1 1 4 \t>a4 \t>c4 1 5 \t>a5
W h ite's king which cannot escape \t>c5 16 \t>a6 li a l mate, so the king
1 he constant mating threats. must turn back.
1 b7 When the pawns are isolated,
Si milar variations arise after the rook usually wins, unless
I n7 lia2! 2 \t>d 1 (2 \t>fl \t>f3) 2 . . . they are far advanced. An instructive
·J/d J 3 \t>c l \t>c3 4 \t>b 1 lia6 5 b 7 position from practical play is
ll h6+ 6 \t>c l lih6! 7 \t>d l \t>d3 given i n diagram 1 23 .
K ..tic 1 \t>e3 9 \t>fl \t>f3 10 \t>g 1
123
ll).\6+ 1 1 \t>fl lih6 and White
w
1 11 1 1 not escape the mating threats.
1\ 1 1 astonishing dra w !
1 lih2!
The only square for the rook.
I . li b2 loses to 2 \t>d 1 \t>d3 3 \t>c 1
. .
4 �f7 nn +
129 5 �g6 li:gl +
6 �f6 ll:fl+
White was threatening 7 li:e5
and 8 ll:g5 , a nd 6 ... �d6 loses to
7 lld4+ followed by 8 li:d8 or
8 ll:d5 .
7 �g5 ll:gl +
8 llg4!
Here is the reason for playin g
this rook to the fourth rank. All
checks are stopped and the pawn
Lucena (?) 1 497 (?) now queens.
Another classic position must
1 �e7 be known before we can move on,
2 llel+ the famous Philidor position i n
It is clear the black rook m ust diagram 1 30, in which the black
not leave the rook's file, when the king is placed directly in front ol
white rook would take it over, the pawn.
allowing �h8. White wo uld get
nowhere by 2 llf7+ �e8 3 ll f8+
�e7, as his own king is still tied in.
2 �d7
A quicker way to lose is 2 . . . �f6
3 �f8 , or 2 . . . �d6 3 �f8 ll f2+
4 �e8 li:g2 5 li: e7 followed by
6 �f8 .
3 li:e4!
We shall soon see why the rook
plays here. Instead 3 �f7 would be
pointless, for after 3 . . . ll f2+
4 �g6 llg2+ 5 �f6 ll:f2+ 6 �e 5 A. Philidor 1 777
ll:g2 the king must go back to f6 .
3 ll:e5 would also win, altho ugh S uch positio ns are usua l l y
the e ndi ng after 3 . . . �d6 4 �f7 drawn but there are one o r I W l l
li:f2+ 5 �e8 �xe5 6 g8� would exceptions . Philidor demonstra ted
offer White more difficulties than how the defence should handk
the text continuation. this type of ending:
3 li:h1 1 ll:a6!
Black must wait, as 3 . . . llf2 Black's plan is si mple. He fi r N I
loses to both 4 �h7 and also 4 llh4 stops t h e king's advance so t h u t
followed by 5 �h8. h e can answer checks b y play i n 11
Rook Endings 109
Ius king between e7 and e 8 . If pawn from one side only. However,
W h i te plays his rook to g6, Black as many different positions are
t' H· h a nges rooks and draws the possible which are difficult to
pu wn ending. To make any assess, we intend to examine this
1 1 1 og ress White must advance his type of ending in more detail.
p 1 1 w n , when Black immediately
p l 1 1 ys his rook up the board so as 131
I • ' check the white king a way from
l ot· h i nd .
2 llb7 llc6
3 lla7 llb6
4 e6
1 :o rced sooner or later. White
1 1 1 1 w t h reatens 5 \t>f6 .
4 llbl !
Now that the e6 square has been
• k u ie d to the white king, Black's
1 1 1 1 1 k can calmly move away. The J. Berger 1 922
•h uw is clear for the white king
, 11 1 1 110t defend effectively against This is perhaps the most
t h e co ming checks. unfavourable position for White,
W h ite to move could try to win with his pawn on the seventh rank
hy I �f6 but does not succeed a nd his rook tied to the defence of
tlllll • n st best defence which is 1 . . . it, with no freedom of movement
U t· l ! Even Philidor's con tinuation at all. White can hope to win only
I . . l H I+ 2 \t>e6 \t>f8 ! does not if the black king is badly placed,
l t tNr . as the composer wrongly b ut even this factor is insufficient
oi�Nu med. We shall be returning to here . Play might go :
1 hrst· possibilities later, after we 1 \t>f7 \t>f5
h n vc looked at some other basic Black has little choice, as
1 1 1 • M t ions. 2 llg8+ was threatened.
It see m s best to classify these 2 �e7 \t>e5
t' I H i i n gs according to the placing 3 \t>d7 \t>d5
t t l t h e pawn, assuming that the 4 \t>c7 \t>c5
l o l n c k k ing is never in front of the 5 llc8
pn w n . The last attempt, as 5 \t>b7
llb l + followed by 6 . . . lla l (+)
-\ IWO K AND ROOK'S PAWN
gets him no further.
W i t h a rook's pawn, White's 5 ll xa7+
w l u n ing chances are restricted is 6 \t>b8+ \t>b6 draw.
1 1 1 l w nt of the pawn. The reason is In s uch positions Black's king is
• h· u r: t h e king can s upport the best placed on g7 or h7, after
1 10 Rook Endings
lld7+ to 3 �c5 llf7 4 'i!tb6 etc. position. White's king can get out
3 'i!td5 only if his roo k reaches b7 or bS,
Or 3 cc!tc5 'i!tf5 4 �b6 lif6+ and b ut this gives Black's king time to
'I . . lif7 draws. Black cannot be
. reach c7 with a drawn result.
h ro ught into zugzwang. I llh2 'i!td7
3 'i!;>f5 2 lih8 cc!tc7
4 'i!td6 'i!;>f6! 3 llb8 llcl
Black must careful, as 4 ... lif6+ Simplest, although 3 ... lid i
loses to 5 �e7. 4 llb7+ 'i!tc6 5 llb2 li dS+ 6 llbS
5 'i!tc6 'i!tf5 lid I 7 lieS+ 'i!;>d7 S llc2 lib I etc,
6 �cS �f4! also draws.
The o nly move. If 6 . .. 'i!tf6 or 4 lib2 cc!tc8
t1 . . llc7+ then 7 �b6 wins at
. The position is drawn, as White
I I IICe. can make no further progress if
7 'i!tb6 llf6+ Black keeps his rook on the c-file
8 'i!tc7 llf7+ a nd plays his king to c7 and cS.
9 'i!tc6 �f5 Leaving this file could be dangerous,
White cannot make any progress, e.g. 5 llb4 li h i ? 6 lic4+ �d7 7
n� his king cannot simultaneously 'i!tb7 lib l + S 'i!ta6 ll a l + 9 'i!tb6
t h reaten the critical squares b6 lib I + 10 cc!ta5 lia I + I I ll a4 wins .
n n d e6, when he could zugzwang White can win only if the black
Black. The position is drawn. king is at least as far away as the
These examples have demon f-file, as in our next example.
' t rated how badly placed White's
r o o k is on aS, cutting down his
winning c hances . Let us now
r Ka mine positio ns in which the
w h ite king is in front of the pawn.
I I�
M . K arstedt I 909
J. Va ncura 1 924
The threat is 6 a7, and 5 ... �g7 �f6 6 �d4 �e6 7 ®c4 ®d6 8 ®b4
(, �c4 wi ns, as we saw in our note lla1 and Black draws comfortably.
to move I . However, other moves lose for
6 'i!tb4 Black. I . . . li b l fails to 2 lia7+
a nd White wins by playing his �g6 (or 2 . . . �f6 3 ®e4 llb6
k i ng to a7. B lack cannot play 6 . . . 4 llh7 etc) 3 li b7 lia l 4 llb6+ !
<Jie7 (or e6) because o f 7 a 7 . We W 5 ®e5 as Black is forced into
h a ve already de monstrated this 5 .. �e7 6 li b7+ and 7 a7 winning.
w i n n ing m ethod. Or I . . llh I 2 li a 7+ �f6 3 ®e4!
.
·I ..tlf6 ll:a5 5 '.t>g6 '.t>f8 6 �a8+ '.t>e7 '.t>d6 5 '.t>b7 ll:b l + 6 '.t>c8 ll:c l +
I a7 3 lia7+ or 3 'it>d7 � h6 4 'it>c7 7 'it>d8 ll:h l 8 ll:b6+ '.t>c5 9 ll:c6+ !
U t h! with Vancura' s position 3 ... If Black has the move , he draws
·.l• t.: !! 4 ll:f7 �aS! and now 5 a7? by l . . . '.t>d7 2 �b8 � c l 3 '.t>b7
l 1 1 i ls to 5 ... �a6+. �b l + 4 '.t>a8 � c l followed by 5 . . .
l 'his analysis points to the 'it>c7 .
' I I ITcct defence with the white In t h e same way w e can state
k 1 1 1 g on e6. Black . draws by 1 .. . that the following position is
U h l ! (not l . . . �g l ? 2 '.t>f5! or l . . . drawn:
U t i ? 2 '.t>e5 ! ) transposing to our
l u d i cated drawing line.
143 • • .• .•
We can now turn to positions in m� .� W
?� · LJ B
.
w h ich the white king has been �� � � �
o i l i ven in front of h is pawn,
hq.d nning with diagram 1 42.
� � � �
� � � �
� � � �
. � . . ,.....�
�-� � �
White can do no better than
reach diagram 1 3 5 by playing '.t>a8
and a 7 . However, if the black king
is on f7 , with White's rook on e2,
then White wins easily by 'it>a8 and
a7 followed by �c2-c8-b8 (see
This typical set-up i s won for diagram 1 36).
W h ite, if he has the move, as To complete our examination
l 1 1 1 l o ws: of positions with a white pawn on
1 ll:b8! ll:dl a6, let us consider diagram 1 44.
O r I . . ll:a l 2 '.t>b7 with play
� �
.
exchange of rooks would lose the lle6 7 llf8+ - the point! 6 lla 1 !
pawn . An exception to this is ifthe llb8 7 �c7 followed by 8 c3ifd7
rook is on b8, preventing I . . . wins .
lla8+. White wins after 1 . . . lld2 We can generalize about such
the threat was 2 �d7 lld2+ 3 �c6, positions by stating that Black can
and I . . . lla7 fails to 2 �d8 2 lld8 draw if:
followed by 3 �d7. I ) his king is on the shorter side of
White also wins with his rook the pawn and not more than one
on the e-file , as his king can simply file away,
escape the checks, when the pawn 2) his rook is at least three squares
m ust queen . away and can check horizontally,
Once again , exceptional draws and
are possible with the white rook 3) the white rook stands relatively
on c6 or c7, allowing 1 ... lla8+ passively (see notes to diagram
2 �d7 c3iff7 etc. I 50).
Changing the position of Black's In conclusion , the reader may
pieces can also have important be interested in the following
consequences. For example, with exceptional position:
the black rook on the b-file
(say, b2) White wins after 1 ... 153
llb8+ 2 c3ifd7 llb7+ 3 c3ifd8 llb8+ 4
c3ifc7 lla8 5 lla1 ! followed by
6 c3ifd7 wins.
152
N . Kopayev I 9 5 3
. D B
. . ,.....�
7 ..t>d8 ll:d6+
This is a win for White, as are all 8 we8 and wins easily.
placings of the rook on the c-file, If the white rook in diagram 1 57
except c4, c5 and c6. We shall see is placed on e 1 . White wins after
later why these squares only lead 1 . . . ll:b7+ 2 W d8 ll:b8+ 3 Wd7! not
to a draw. 3 wc7? ll:a8 ! drawing 3 . . . ll:b7+
1 ll:b7+ 4 ..t>c8 ll:e7 5 ..t>d8 etc. However,
2 ..t>d8 with the white rook on e5, we have
Rook Endings 127
Although with the black king 4 '\t>c7 lla8! 4 ... llb7+ 5 '\t>d6
on g7 this position was drawn, it is lib6+ and Black draws , as is clear.
now a win for White as follows: The position is equally drawn
1 llb7+ with White's rook on the f- or
Forced, as White was threatening h-files . For instance, with the rook
2 Jig l+ '\t>f5 3 '\t>f7 winning. on f l , Black defends by 1 . . . lib7+
2 '>t>d8 :!lb8+ 2 '\t>d8 :!lb8+ 3 '>t>c7 lia8! drawing
After 2 . . . '\t>f6 3 e7 :!lb8+ White as in the play from diagram 1 50.
wins either by 4 '\t>c7 :!le8 5 '\t>d6 With the rook on the c-, d- or
lib8 6 lifl + '\t>g7 7 '\t>c7 lia8 8 e-files, White wins as from diagram
lla l ! or by 4 '>t>d7 lib?+ 5 '\t>d6 1 55 , but there are two noteworthy
llb6+ 6 '>t>c7 :!le6 7 '\t>d8 lld6+ differences :
8 '\t>e8 etc. Firstly, White now wins with
If the white rook were on a5, his rook on c6 after 1 ... lib7+ or
Black would draw by 2 . . . '\t>f6 I . . . lib8 2 li c l lib?+ 3 '\t>d8
(even after 2 '\t>d6). We shall lib8+ 4 :!lc8 and 5 e7, or here 3 . . .
return later to the drawing position ..t>f6 4 e 7 lib8+ 5 '>t>d7 lib?+ 6
with the rook op. a4 and a6. '\t>d6 :!lb6+ 7 '\t>c7 lie6 8 '\t>d8
3 '\t>c 7· lib2 2 '>t>d8 :!lb8+ Black no longer has
4 lie l ! the saving 2 . . . '\t>f8 ! 3 lieS and 4 e7
Here lies t h e difference ! With winning easily.
his king on g7, Black could play Secondly, and this time in
4 . . . '\t>f8 , whereas now the pawn Black's favour, White cannot now
cannot be stopped. Not however win if his rook is on e4, as it is too
4 lifl lla2! d rawing, as we saw in near the pawn. Play might go : 1 ...
our analysis of diagram 1 50. :!la2! This draws equally against
4 lic2+ the rook on e5, but with the rook
5 '\t>d7 :!ld2+ on e8 Black draws by I . . . lib?+ 2
6 '>t>e8 and '>t>d6 lib6+ 3 '\t>d7 lib?+ 4 '\t>c6
7 e 7 winning easily. lla7 2 lig4+ otherwise Black
With White's rook on a4 (or reaches the drawing position seen
a6), the position is drawn after 1 . . . in diagram 1 54 2 ... '>t>f5 3 :!ld 4 if
lib7+ 2 '>t>d8 or 2 '\t>d6 lib6+ the white rook were not attacked
3 '>t>d7 '\t>f6! 4 lif4+ '\t>e 5, or here 3 '>t>f7 would now win 3 ... '\t>e5!
4 lia I lib?+ ! With the white roo k but not 3 . . . '\t>g6 4 '>t>e8! followed
on a6, 2 '>t>d6 '\t>f6 ! draws 2 ... '\t>f6 ! by 5 e7, or 3 . . . lia7+ 4 lid? lla6
or, with the rook o n a6, 2 . . . lib8+ 5 lid6 lia7+ 6 '\t>f8 winning 4 lid I
3 '>t>c7 lib I as White cannot play :!la7+ 5 lid7 lia6 a nd Black
his rook to the e-file. In this draws.
position , however, 2 . . . :!lb8+ With other rook positions, the
loses to 3 '\t>c7 lib I 4 lie4! 3 :!l e4 winning method is the same as
or 3 e7 li xe 7 ! 3 ... :!lb8+ 4 '\t>d 7 or against the black king on g7,
Rook Endings 129
l' Xcept with the rook on the d-file. wins by 4 ..t>d6+ ..t>f6 5 Wd7 ! Wg7 6
I n this case, White has more We7 ! :S b l 7 :S a8 :Sb7+ 8 Wd6
p roblems, as we see in diagram :Sb6+ 9 ..t>d7 :Sb7+ 1 0 Wc6 :Se7
l llO. I I ..t>d6 :Sb7 12 e7 etc. The reader
m ust refer back to diagram 156 for
I MJ detailed analysis of this important
line.
To summarize our conclusions:
White can win fro m diagram 1 59
if h is rook is on t h e a-, c-, d-, e- o r
g-files, with exception of his a4,
a5, a6, c4, c5, d5, d7, e4, e5 and e8
squares. The game is d rawn if the
rook is on these squares or the f
or h-files.
We have devoted a fair amount
1 :S b7 + of space to endings with the pawn
With the white rook on d5, on the sixth rank, but not without
l l l u c k would draw by I ... :Sa2! good reason. Such positions form
.' oJ/cH <M6 3 e7 ..t>e6! , and I . . :Sa2!
. the basis of all endings with rook
• • l.�o d raws against the rook on d7. a nd pawn against roo k, and
White wins, however, with his therefore need to be k nown in
wok on d4, after I . . :Sa2 2 ..t>e8!
. some detail, with all their refine
•Jill! 3 e7 ..t>e6 4 :S e4+ etc. ments. Time spent on acquiring
2 :Sd7 :Sb8 this knowledge is by no means
< )r 2 . . :Sb6 3 :S a7 ..t>f5 4 :Sa5+
. wasted.
oJ;j.tll 5 :Sa l winning as in diagram If all these pos1t10ns were
I W. Or 2 . . . :S b l 3 :Sa7 again moved one file to the right, it is
WillS. clear that Black's drawing chances
3 :S a7! would be increased , as his rook
In diagram 1 58 (with Black's would have more manoeuvring
k 1 1 1 1-( o n g7) White could win easily space. However, the basic treatment
ha· • �· hy 3 :Sd8 :Sb7+ 4 ..t>d6 :Sb6+ of s uch positions remains the
' oJ/d 7 :Sb7+ 6 Wc6 etc, but now same. To complete our discussion,
,, . Ua7! would draw as 7 :Sd7 let us consider an example where
w • • u ld n o longer be check. This the black king is situated on the
l l ll'll l l s t hat White has to choose a wrong (i.e. the longer) side of the
l o t l ll-(l' r way. pawn.
3 ..t>g7 The main result is that the black
• • • u l wc a rrive at diagram 1 56 (with rook is short of space fo r effective
l l l u r k 's best defensive move I . . . horizontal checking. Black loses,
l.l h K ) . As w e saw there, White even with the move, as follows:
130 Rook Endings
1 lia1
Blac k could draw, if he had
a nother move, by 1 ... lia7+ 2 lt>c6
lia6+ 3 lt>b7 lia l ! etc . Equally,
Black could draw, if his king were Kling and Horwitz 1 85 1
on b7, by 1 . . . li h l ! (diagram 1 54).
2 lieS lia7+ This position was analysed
White threatened 3 lt>d8 and more than a century ago and was
4 d7 . fo und to contain an important
3 lt>c6 lia6+ defensive resource. First of all let
4 lt>c7 lia7+ us see how W hite, to move, wins:
5 lt>b6 lid7 1 lt>c7!
6 lt>c6 wins. The only move. After 1 lia8
lid2 2 lt>c6 lt>e7 ! Black draws, as
c) Pawn on the Second to the we shall show in our analysis of
Fifth Ranks Black to move . An im mediate
The further back the pawn is, 1 lt>c6 fails to 1 . . . lt>e7 2 lid7+
Black's drawing chances are corre lt>e8 .
spondingly increased. We do not 1 lia1
intend to discuss all possible Or 1 . . . lic l + 2 lt>d7 lia l 3 lic8
positions sysematically, as this and 4 d6 winning as in diagram
would ta ke us too far, considering 161.
the wealth of material available. 2 libS!
The main point to remember is In our a nalysis to diagram 1 6 1
that Black continues to use the we have already s hown that 2 d6?
same defensive resources we have lia7+ 3 lt>b6 lia l leads to a draw.
already mentioned, and with a 2 lia7+
greater chance of success. 3 lib7 liaS
With the pawn on the fifth ran k , 4 lt>d7!
however, n e w positions arise i n Not 4 d6? lt>e6 5 d7 lt;e7
Rook Endings 13 1
d r a wing. Black can now play only rook immediately switches to the
w a i ting moves. d-file to prevent the advance of the
4 �f6 pawn. A simple but most effective
5 d6 �f7 move, well worth remembering, as
6 ll:b1 it often occurs in more complex
M any roads now l ead to Rome. positions.
1\ l i ng and Ho rwitz continued 3 ll:c2
h llc7 �f6 7 ll: c l ll: a7+ 8 �c6 The point of Black's plan is that
l! a6+ 9 �c7 ll: a4 1 0 ll:d l , 3 �c6 �e7 ! holds up the pawn,
w h e reas Levenfish and Smyslov and after 4 li c7+ �d8 5 ll: h 7 ll:d2!
l l'l:ommend 6 �c6+ �e8 (or 6 . . . 6 �d6 �c8 7 li h8+ �b7 we have
·J/f6 7 ll:e7) 7 �c7 �f7 8 ll:b8 arrived at a position similar to the
l! a 7+ 9 �b6. However, the text diagram.
move seems the most logical. White makes no progress either
6 ll:a7+ after 3 ll:c5 �e8 4 �c7 �e7 etc.
7 �cS 3 �e8!
Or 7 �c6 ll:a6+ 8 �c7 lia7+ Just in time to prevent White
11 Ii[b7 lia8 1 0 ll: b8 wins. from cutting him off by 4 lie2,
7 �e6 with a winning position.
S d7 li aS+ 4 lia2 lid 3
9 �b7 li dS Black cannot move his king,
1 0 �c6 wins easily. when 5 ll:e2 follows, and if the
This wi nning method shows us rook leaves the d-file, White wins
n othing new, but the position with by 5 li a8+ and 6 �d7 etc.
Black to move contains an 5 ll:aS+ �f7
i n teresting and instructive drawing 6 lia7+
l i ne: Or 6 �c6 �e7 ! Or 6 lid8 ll:a3!
1 li a l ! 6 �eS
In order t o prevent 2 �c7 . As and White can make no furtheF
we saw in our analysis to diagram progress.
1 6 1 , White cannot allow horizontal
163
checks by the rook .
2 ll:cS
Black now seems lost, for after
2 . . . lia6+ 3 �d7 ll:a7+ 4 ll:c7
White wins as shown above, and
otherwise there seems no defence
to the threatened �d7 followed by
d6.
2 lid1 !
The solution ! Now that the
white rook has left d8, the black A. Philidor 1 777
132 Rook Endings
1 114 • • • •
� B� .
. m .
'"'"� �l!
.
d -
d � �
:;� .
d
� . . .
• • • • cannot advance his pawn without
• • • • the help of the rook. After 1 'i.t>c4
• • • • ii:c8+ 2 'i.t>b 5 ii:d8! 3 'i.t>c5 ii:c8+ 4
'i.t>d6 ii:d8+ 5 'i.t>e 5 ii:e8+ 6 'i.t>f5
� . . � ii:d8! White is back where he
This is easily won fo r White by started. This method of defence is
I ii:h7 'i.t>g8 2 ii:g7+ 'i.t>f8 or 2 . . . very important and can often save
'l!l h 8 3 ii:g l and 4 'i.t> f7 3 e7+ 'i.t>e8 Black, as for example in diagram
4 ii:g8+. The result is not changed 1 66.
if the position is moved to the left
or right, except for two files to
t he right, when the white rook has
i nsufficient space to manoeuvre ,
so that 1 ii:h7+ 'i.t>g8 2 g7? l:ld6+ or
I ii:e6 ii:a8 2 g7+ 'i.t>g8 both dra w
for Black.
These positions are fairly simple
t o understand without further
analysis, but a good player must
k now them off by heart . It is not
a lways possible in the Philidor As already m entioned, White
position to cut off the enemy king m u st use his rook to help his pawn
fro m the sixth rank, so we must advance. By exploiting the un
1 hen use other resources to save favourable position of Black's
t he position. king, White wins as follows:
I f the position is further back , 1 'i.t>b4!
on the fou rth rank at least, then He cannot invert moves with
t he black rook is often more I ii:d4 because of 1 . . . ii:d8 ! (one
e ffectively placed in front of the advantage of the rook in front of
pawn rather than behind it. For the pawn ! ) and the pawn ending is
example, in diagram 1 65 White drawn after 2 ii:xd8 'i.t>xd8 2 'i.t>b4
134 Rook Endings
I S 'i.t'a8 wins 7 b6 'i.t'f7 or 7 . . . lih8 in turn has forced the black kin)(
8 'i.t'c3 lib8 9 libi 'i.t'e6 1 0 'i.t'c4 one file further away.
Wd7 I I 'i.t'bS 'i.t'c8 I 2 lic l + and 7 'i.t'gS (1 71)
I2 ... 'i.t'b7 allows mate in two
S lib1 lihS 9 'i.t'e3 'i.t'e6 10 'i.t'b4
'i.t'd7 1 1 lie1 ! lieS 1 2 lieS winning
( I 2 . . . lic6 I 3 'i.t'bS).
The above variation not only
shows us a new defensive resource
but also a s ubtle winning method
for White. I t is worth noting that
after Black's 4 . . . lih3 ! , if his king
now s tood on fS instead of f4, he
would dra w after S 'i.t'c2 'i.t'f6 6 bS
lihS 7 b6 lieS+ 8 'i.t'd3 libS as
White could no longer play 9 lie6. Despite his advantage, White'�
Or S bS lid3 ! 6 'i.t'c2 lidS 7 li b i task is still not easy. If 8 'i.t'c7 lil h4
lieS+ 8 'i.t'd3 'i.t'eS 9 b 6 lic8 draws. 9 'i.t'c6 lib8 and the pawn cannot
Now let us return to our main line: advance. Rook moves allow t ill'
3 'i.t'e3 black king to return . In order to
White could play 3 lie i and win, White has to switch pla n�
bring about diagram I 70 with back to placing his rook on h X ,
Black to move, but we now know when he will win because Black ·�
that Black can change his defensive king is j ust far enough away.
plan by 3 . . . lih 8 ! when White is S 'i.t'eS! lieS+
compelled to play 4 lie3, as 4 b4? Or 8 . . . 'i.t'g4 9 lid3 ! lic8+ ( t o
lih3 ! S 'i.t'c2 'i.t'f7 6 bS lihS 7 li b i stop I O b4) 1 0 'i.t'b6 lib8+ I I '�.ll" 7
'i.t'e6 draws. lib4 I 2 'i.t'c6 'i.t'f4 (or I 2 . . . J::[ hX
3 lieS+ 13 lid4+ 'i.t'fS I4 b4 'i.t'eS IS llh4
4 'i.t'd4 libS wins) I3 'i.t'cS lib8 I 4 b4 li[cX I
Or 4 . . . lid8+ S 'i.t'cS lic8+ I S 'i.t'dS lid8+ I 6 'i.t'c4 J::[ c X I
transposing. I 7 'i.t'b3 'i.t'e4 (or I 7 . . . lib8 I 8 J::[ LI � .
5 'i.t'eS lieS+ o r 1 7 . . . 'i.t'eS I 8 b S etc) I 8 lldt•
6 'i.t'd6 !. libS 'i.t'eS I9 lia6 and wins as we sa w i n
Or 6 . . . lid8+ 7 'i.t'c7 lid4 8 'i.t'c6 our analysis o f diagram I 6 7 .
lih4 9 'i.t'b S lihS+ 10 'i.t'a4 and the 9 'i.t'd4 libS
pawn advances . 10 'i.t'e3 lieS+
7 lif3+! Here , or previously, IO . . �)(4 .
The point of the whole man 1 1 lifl would only help White .
oe uvre . The fact that White's 1 1 'i.t'b2 libS
pawn was guarded by the rook on After a great deal of trouble a mi
e3 allowed S 'i.t'cS and 6 Wd6 which subtle play, White is now almoNt
Rook Endings 139
l o o o o k i ng ending can co ntain. All 3 lle8! but which only draws after
l hr mor e reason, then, for studying 2 . . . llf6+! 3 �g7 �e6 4 lle8+
- � � � h e n d ings before we are faced 'it>xd7.
w 1 1 h t h em over the board. 1 llxd6
there a re many more interesting 2 llhS+ wins.
o• I H IJ!n mcs with the pawn on its This position is still won if we
o o l l jl l l l a l square or with a centre move it to the left , but it is clear
1 • n w n on the third rank, but we that, one file to the right, it is
- h n l l dispense with these . Instead, drawn after 1 llh8 ll xe6 2 llh5+
h• l 1 1 � e xa mine two exa mples in �g4 etc.
w h h h the defending king is placed Diagram 1 73 is another position
h o• h l l u l the pawn. of practical value. White's pieces
1 1 1 general such positions are are more effectively placed than in
w o o n for White, especially if the the preceding example, yet sur-
140 Rook Endings
'
1 '.t>g6 (or 3 ll:e7 <2i>g8 4 h6 10 ll:b8+.
w 1 u n ing) 3 . . . ll:g l + 4 <2i>f7 ll:a 1 5 9 ll:e1+
U � X + <2i>h7 6 ll:e8 ll:a6 7 <2;>e7 10 <2i>f7
U n 7 + 8 <2i>f8 wins comfortably. Again White could go wrong
Kopayev has pointed out another with 1 0 <2;>f8? ll:e8+ 1 1 <2i>f7 ll:f8+!
W i ll by 1 lJ:b8+ <2fh7 ( l . . . <2ff7 2 h6 drawing, whereas after the text
u u d 3 h7, or 1 . . .. <2;>g7 2 f6+ ll:xf6 move White answers 10 . . . ll:e8
I h6+ wins) 2 f6 ll:c5+ 3 <2i>g4 with 1 1 <2;>g6 or l l ll:b l .
Ur4+ 4 <2;>£5 ll:c5+ 5 <2i>e6 ll:c6+ 10 ll: a 1
It oJJ c 7 ll:c7+ 7 <2i>f8 winning. 11 ll:b8+ <2i>xh 7
1 ll:cl 1 2 <2i>f8 wins.
2 f6 H ere is another position with
Not the only way to win but the black king on the back rank.
pnhaps the most instructive one, White wins, whoever has the
•howing that White always wins move, so let us give Black the
w11 h both pawns on the sixth rank move and consider two main
w henever Black's king is cut off on variations:
144 Rook Endings
t\ guiding rule in this type of 8 llf3 llb4 etc. The pawns must
position is to post the king as never be advanced in such a way
11tlvantageously as possible before that the black king can attack the
11tlvancing the pawns. If the king is backward pawn and be sheltered by
l oo far from the pawns, the the other pawn.
e k fcnder can often draw by 5 'it.'h6
n l l acking the pawns and driving 6 nrs n a3
l l u· m to unfavourable squares. In 7 no na 1
o o u r analysis we shall follow the Black could s e t a trap by 7 . . .
111 l ual game with its instructive ll a 5 when 8 'it.'g3? 'it.'g5 ! draws.
t " l l ors, rather than give the However, White wins by 8 llf6+
- I • o ngest contin uation . 'it>g5 (or 8 . .. 'it.'g7 9 llg6+ and
1 llb8 10 'it.'g3) 9 llg6+ 'it.'f4 I O h6 etc .
l 'h e most logical plan would be Note that in this position the
l:l h 5-f5-f3 followed by 'it>g3 and pawns can advance without the
o u l y then begin to advance the help of the king, e.g. 10 . . . llta8 I I
pu wns. White makes his task g5 'it>f5 I 2 llg7 ll h 8 I 3 h7
1 1 1 1 1 r h more difficult by ignoring followed by I 4 g6 and I 5 llg8 .
1 1 1 1 � g e n eral principle. 8 'it>g3
1 'it>g6 White creates difficulties for
2 llb5 ll c3 himself. There was an easy win by
3 nes 8 llf6+ 'it>g5 9 llg6+ 'it>f4 I O h6
l i e should still play 3 llf5 and lla2+ I I 'it.'fl (not I I 'i!th i ? lt>g3
·I ll iJ but not of cou rse 3 h4 when and Black even wins ! ) I I . . . . 'it>f3
1 1 1 � k i ng would have no protection I 2 'it.'e i 'it>e3 1 3 'it.'d i 'it>d3 I 3 lld6+
l 1 n m horizontal checks after 3 . . . and I 5 g5 etc. Or here 8 . . . 'it>g7
Il l } I . 9 llg6+ and 1 0 'i!tg3 winning.
3 ll a3 8 llg1 +
4 h4 9 'it.'h4 llh1 +
A d v ancing his pawns before 1 0 llh3 llg1 (183)
h 1 1 1 1�i ng up his king. Admittedly
183
l l w posi tion is still won but more
w
l o� 1 r a l was 4 llf5 llb3 5 llf3 llb l
,, ·.11 � .1 llg l + 7 'it.'h4 ll a i 8 llb3
Ll ••'• I) llb4 followed by 1 0 g5,
I I -J/g4 and the advance of the
h pu w n to h5.
4 llb3
5 hS+
I I was important to avoid 5 g5?
�· h u h would only draw after 5 . . .
J.M ! 6 lle4 ll a 3 7 llf4 llb3 (Zu kertort-Steinitz I 88 3)
150 Rook Endings
At first sight there seems no king moves away from the kingsidc ,
problem, for White's king has the black rook oscillates between
only to reach h6 and Black can h3 and g3 .
resign. However, upon closer 2 lic7 lih3
examination of Black's hidden Now that White's king is not on
resources, we see that White has the g-file, 2 . . . liaS loses to 3 h6 etc .
considerable difficulties. His plan 3 lieS �g7
is to drive the black rook away 4 �g2
from the attack on the h-pawn so White now wins fairly easily, a s
as to activate his own rook. To do the black rook is forced to give
this , his king has to go to g2 way. Even if White's king were
whereupon Black plays . . . lia3, further away, he would still win ,
and if now lib7 then ... liaS ! but with much more difficulty .
follows. The white rook must now For instance, with his king on a 2 ,
go back to h7, beca use the w e have diagram 1 87 .
position of White's king means
that h6 allows . . . lig5+ and . . .
lixg6.
If White plays an immediate h6,
Black answers . . . lih5-g5 forcing
lig7+ when Black's king nestles
into the corner stalemate position
by . . . �h8! and White must lose a
pawn or allow perpetual check by
Black's rook. So White must free
his rook from defence of the
h-pawn without placing his king
on the g-file. This is indeed White would proceed a s follows:
possible with Black to mo ve , but 1 ligS or I �b2 �h6 2 lig5! 1 . . .
White to move is equally in lih4 the rook dare not leave the
zugzwang and cannot transfer the file because of 2 h6+ 2 �b3 lihl
move to his opponent. In other 3 �c4 no quicker is 3 �c2 lih4
words, Black to move loses, White 4 �d3 lih I 5 �e2 lih4 6 � .
to move can only draw. because Black plays 6 . . . li h2+ !
1 lia3 7 �g3 lih l 8 �g2 lih5 and White
Black cannot allow White's cannot gain a tempo 3 ... licl+ 4
king to cross the third ran k. If �dS lidl+ or 4 . . . lic2 5 li eS �h6
instead I ... �f8 2 lif7+ �g8 3 lif5 6 �e6 etc S �e6 liel + 6 �d6
follows. On the other hand, White lidl+ 7 lidS lia1 or 7 . . . lie I !!
to move can make no progress, for �d7 �h6 9 �8 threatening
if I �fl lif3+ (or I . . . li h2) 2 �g2 10 lid7 8 �e 7 lia6 or 8 . . . lie I+ 9
lia3 3 �f2 li h3 etc, whereas if the �d8 ! �h6 1 0 lid7! �xh5 I I g7
Rook Endings 153
H.Kasparian 1 946
( 'hampion, Lasker:
P. Keres 1 944
Dr Em. Lasker 1 890
Lasker's idea has since been
If White's king steps out into repeated in various forms by
t he open, he is checked away from to urnament players who have
the pawn which is then attacked introduced further subtleties. Con
a gain by . . . ll:c2, forcing the king sider diagra m 1 9 1 in which the
hack to its defence . However, winning idea is used with a central
White can still win by an instructive pawn, although admittedly the
manoeuvre wh ich occ urs with black rook is passively placed in
surprising frequency in practical front of his own pawn .
play. White first uses the black king's
1 \t>b7 ll:b2+ position in order to advance his
2 \t>a7 ll:c2 pawn to the 7th rank.
All forced, as is clear. 1 liteS+ \t>g6
3 llh5+ \t>a4 As we shall see later, White wins
After 3 . . . \t>b4 4 \t>b7 wins a t fairly easily if his rook can reach
once. White n o w repeats his the second rank without Black's
previous manoeuvre . king being too near the a-pawn.
4 \t>b7 ll:b2+ For this reason I . . . \t>g8 would
5 \t>a6 llc2 lose more quickly.
6 ll:h4+ \t>a3 2 e7 \t>h5
7 \t>b6 llb2+ In order to a nswer 3 ll:a3 with
White was threatening 8 llxh2. 3 . . . \t>h4 p reventing 4 llh3+ and
8 \t>a5 ! ll:c2 5 ll h2. If Black plays passsively
9 ll:h3+ \t>a2 here is what happens:
10 ll:xh2 wins. I) 2 ... \t>g7 3 lla3 llb1 or
This is the point, as Black's variation 2 4 llxa2 ll:b8+ 5 \t>d7
rook is now pinned and cannot ll:b7+ 6 \t>d8 llb8+ 7 \t>c7 wins.
ta ke the pawn. 2) 2 ... lith6 3 lla3 \t>g5 or 3 ... \t>h5
156 Rook Endings
or 5 ... :!Ia3.
5 :!Ie3
6 :!Ih5+ �b4!
The king must now leave the
c-file, as 6 . . . �c4 loses at once to
7 �d7 :!Ie3 8 :!I h4+, 9 :!Ih4+ and
10 :!Ixh3.
7 �d7 :!Id3+
8 �c6 :!I e3
The black pawn is still on the Once again 8 :!Ic3+ allows
lllh rank, which gives White 9 �b6 :!Ie3 1 0 :!I h4+ and I I :!Ixh3
va rious advantages. Firstly, to winning. It now seems that White
ca rry out the Lasker plan, he can make" no p rogress, but there is
needs to drive the black king back one final resource in the position .
one rank. Secondly, he can· now in 9 :!Ih4+ ! �aS
certain circumstances use his rook Forced, as other moves lose to
to protect his king from checks , as 10 :!Ixh3.
his pawn queens one move earlier. 1 0 �d6!
These factors lead to an instructive If 10 �d 7 ll d3+ I I �e 8
win. threatening 1 2 :!Ih8 Black saves
1 �d8 :!Id3+ himself by I I . . . :!Ib3! etc, when
2 �c8 :!I e3 White must come back with his
3 :!Ih6+ king.
Beginning our well-known man 10 :!Id3+
oe uvre, but surely Black's king Black can set a trap with 10 . . .
158 Rook Endings
4 ll:gl !
the only defence, cutting
!\ fla t n
" " W h i t e's king.
5 ll:b8+ �e7
6 f6+
I hne is no other way to make
jll l l fl l l' S� . ( Keres-S myslov 1 949)
6 �e6
7 lle8+ �rs down the right. The game continued:
8 �h7 1 llc7+ �f6
I I K e6 <t>xf6 draws. Or 8 ll:e7 Black's king must not go to the
U �o� .' I ) llxf7 �xe 5 1 0 ll:g7 llf2 back rank, as 1 . . . �g8 loses to
I I I I \!.te 6 12 �g6 ll:f6+ draws. 2 �h5 llb6 3 lle7 and ll:e6.
8 llg2 2 ll:c6+
9 ll:e7 ll:gS! Or 2 llh7 llh l + 3 �g3 llg l +
l l l a r k must be careful, as after 4 �f3 llh 1 draws.
'J U g l 10 ll:xf7 �xe5 1 1 ll:g7 ! 2 �g7
U h l l 1 2 �g6 llg l + 1 3 �f7 wins. 3 llg6+ �h7
l l u· t e x t move zugzwangs White, 4 ll:e6 �g7
' " ' 11 n o w 10 �h8 llg l ! 1 1 ll:xf7 5 �g3 llfl
J.. -·· '1 1 2 llg7 llh l + draws. The simplest, giving White's
I0 llxf7 �xeS king no chance of reaching the
I I l1g7 <t>xf6 centre .
Y2 - Y2 6 ll:e7+ �f6
W t· shall n o w consider a 7 llh7 ll:hl
1 ' " � 1 1 i o n in which one of White's 8 �g2 llh4
' l l l l l l t'cted pawns is also passed . In 9 �f3 ll:hl
t l 1 1 � r a se his winning chances are White has made no progress.
1 1 1 1 b e t t e r and only rarely can After the further moves 10 llh8
l l l u r k draw. Diagram 1 96 shows �g7 1 1 ll:d8 ll:fl+ 12 �g2 ll:f4
11� u frequently occurring situation. 1 3 lld7+ <t>f6 1 4 lld6+ �g7
l h i s position (wit h colo urs 1 5 �g3 a draw was agreed.
l l' V l' rsed) arose in the game Keres It is worth no ting that White
'l m y � l ov, 1 949, and cannot be could not have won even if his
w o n , mai nly beca use White's king king had managed to advance
t - � h o r t of an extra file to penetrate down the centre .
162 Rook Endings
1 98
1 nat wins.
White has even further problems 9 ll a7 'i!i>f8
if Black guards the pawn from the 10 g6 wins.
side, e.g. I . . . llb2 2 lla4 a2 3 ll a6 White threatens I I f6 followed
(but not 3 'i!i>f4? ll b4+ !) 3 . . . 'i!i>fl by mate, and 1 0 . . . ll b i loses to
4 g5 c;!;>g7 5 c;!;>g4 'i!i>fl (Black can I I llxa2 llb5 I2 llf2 etc.
only wait) 6 f4 c;!;>g7 7 f5 llg2+ 8 This example teaches us that
'i!;>f4 llf2+ 9 c;!;>e4 ll e2+ 1 0 'it>f3 Black can cause most problems
llb2 I I lla7+ 'it>f8 I 2 g6 'it>g8 I 3 f6 with his roo k in front of his pawn
wins, for to begin with Black's rather that at its side. White on the
pawn is lost. other hand should try to keep one
2 lla4 a2 of his pawns on its original square ,
3 'it> g2 ! when the win is easy.
The only way to win ! The Now let us turn to the more
plausible 3 'i!i>f4 only leads to a difficult situation when one of
draw after 3 . . . 'i!i>f6 4 lla6+ c;!;>g7 White's pawns is a rook's pawn.
5 g5 (or 5 'i!;>g5 nn 6 lla7+ 'i1Jg8 In this case, Black's defensive
7 llxa2 llxf3 draws) 5 . . . 'it>fl chances are far greater, as White's
when White cannot play 6 'i!i>f5 king has insufficient shelter against
because of 6 . . . llfl etc. However, horizontal checks. A classic example
if White's f-pa wn were on f2, of this is seen in diagram 200.
3 'i!i>f4 would be the simplest way
200
to win . White would advance his
B
king and g-pawn, until Black
would be forced to give up his
paw!l to avoid mate. On a
White's pawn would be ideally
placed, as the white rook guards it
when the black pawn is captured .
3 'i!i>f6
4 f4 'i!i>e6
S llaS
White must be careful in Tarrasch-Chigorin I 893
advancing his pawns, for if 5 lla6+
c;!;>d5 6 g5 'i!i>e4 7 g6 ll b i ! draws. This position occurred in the
s 'i!i>f6 Tarrasch-Chigorin match , I 89 3 .
6 ll a6 + c;!;>g7 Here also Black h a d t h e choice o f
7 fS 'i!i>fl placing h i s rook in front of o r
Or 7 . . . llb i 8 llxa2 'it>f6 alongside h i s pawn. In contrast
9 lla6+ wins. with diagram I 99 , however, the
8 gS 'i!i>g8 rook is best placed guarding the
Or 8 . . . llb i 9 llxa2 llb5 1 0 ll f2 pawn on the rank, so as to be
164 Rook Endings
ready to check White's king from king must now retreat as 7 \t>h6?
the side. He can then draw, allows 7 . . . lib6+!
whereas he would lose with his 7 \t>h4 lib2
rook in front of the pawn. 8 g4 lic2
In the game Chigorin selected And not 8 .. . \t>g7? 9 h6+ and
the wrong plan and lost after I . . . 10 \t>h5 winning. In this defence, it
lia2? 2 \t>g4 li a I 3 lia6+ \t>fl 4 is vital for Black to have his king
\t>g5 a2 5 g4 (White's pawns are on f7, with White's rook on a6, in
now too far advanced) 5 . . . \t>e7 6 order to prevent 9 \t>g5 lic5+
lia7+ \t>e8 7 h5 \t>f8 8 h6 lib 1 (or 1 0 \t>h6? because of 1 0 . . . lic6+!
8 . . . Wg8 9 \t>g6 etc) 9 li xa2 with White can now make no progress.
an easy win. The loser pointed out 9 h6
later the correct defence in an Or 9 lia7+ \t>f6 1 0 g5+ \t>f5
instructive piece of analysis: 1 1 h6 ( 1 1 lia5+ \t>f4 etc) 1 1 . . .
1 a2! lih2+ 1 2 \t>g3 li h 1 1 3 lixa2 \t>xg5
This ties White's rook to the draws. Or 9 g5 lic4+ 1 0 \t>g3
a-file, which would not be the case lic3+ 1 1 \t>f4 lic4+ 1 2 \t>e3 lih4
after I . . . lic3. 1 3 h6 ( 1 3 g6+ \t>g7 1 4 lia7+ \t>g8
2 h5+ \t>f6 etc) 1 3 . . . lig4 draws.
An alternative is 2 . . . \t>h6 9 lic6!
3 \t>h4 lih2+ 4 \t>g4 lib2 5 lia6+ and draws.
\t>g7 6 \t>g5 lib5+ 7 \t>h4 lib2 8 g4 As Black's main defence here
\t>fl ! transposing to the main line . consisted of checks along the
3 \t>h4 rank, it is worthwhile asking
The only try. If 3 g4 lic5! 4 lixa2 ourselves if White can do better by
Wg5 ! Black has a theoretical advancing his g-pawn first . This
draw. would then serve as a protection
3 lih2+ for his king while he advances
Black could also play a waiting both pawns. In most cases, this
move with his rook, as he cannot is indeed the correct winning
in the long run prevent the procedure , failing only when the
advance of White's g-pawn. pawns are too far back. Diagram
4 \t>g4 lib2 20 I is an excellent exa mple of this
5 lia6+ \t>f7 type of position.
Or 5 . . . \t>g7 6 \t>g5 lib5+ 7 \t>h4 One can scarcely credit that the
lib2 8 g4 \t>fl ! draws. result of this position depends
6 \t>g5 lib5+ upon who has the move! Apparently
An important move , as Black Black can do little against White's
dare not allow his king to be plan of g4, \t>g3, h3, \t>h4, lia6+,
driven to the back rank, e.g. 6 . . . g5 , Wg4 etc. This is indeed the case
lic2? 7 lia7+ \t>g8 8 g 4 followed with White to move, when he wins
by h6 and 10 \t>h 5 wins . White's as follows:
Rook Endings 1 65
4 �b6
5 ll a8 �b5
The threat was 6 g5 followed by
7 �h5.
6 �h5 �b4
7 g5
Again White must be careful,
for Black threatened to play 7 . . .
llc5+ and 8 . . . lla5.
7 �b3
8 h4 !
Exact to the end ! 8 g6? would
1 g4 � e6 only draw after 8 . . . :Sc8 ! 9 lla7
Black's only chance is to play llh8+ lO �g4 llh6! etc.
his king over to the queenside. If 8 llc1
I . . . llb2 2 �g3 :Sc2 3 h3 llb2 Or 8 . . . :Sc8 9 ll xa2 �xa2 10 g6
4 �h4 llh2 (White threatened �b3 1 1 g7 �c4 12 �g6 �d5 1 3 h5
5 lla6+ and 6 �h5) 5 lla6+ �e5 �e6 1 4 h6 wins. The black king is
(or 5 . . . �fl 6 g5, and 7 �g4 wins) too far away .
6 �g5 llxh3 (or 6 . . . �d4 7 h4 �c3 9 g6 a1'fi'
8 h5 �b2 9 �h6 followed by the 10 llxa1 llxa1
advance of the g-pawn winning) 11 g7 ll g1
7 llxa2 ll h I 8 :S e2+ and 9 �f6 1 2 �h6 �c3
wms . 13 h5
2 �g3 �d6 Avoiding the last trap 1 3 �h7?
3 h3 llh I ! drawing.
Surprisingly enough, White 13 �d4
cannot play 3 h4, when Black 14 � h7 � e5
checks from the side until White's 15 g8 'fi' wins .
king leaves his pawns, then plays The black king is j ust one tempo
. . . :Sc4! drawing. Or 3 g5 llc5 etc too late.
draws . The reader will now realize that
3 �c6 if Black has the move in diagram
4 �h4 20 l , he can begin his queen side
Again White must not bare his counterplay at once. Note that
king, as after 4 g5 �b6 5 :Sa8 Black would draw easily if White's
�b5 , Black threatens horizontal rook were placed less favourably ,
checks and the white king dare not for instance on a4 instead of a5 .
play to the 4th rank because of He would play l . . . �f5 2 :Sa5+
. . . :Sc4+ and . . . :Sa4. The g-pawn �e4 3 g4 �f4 4 ll a4+ (or g5 a l 'l!t' )
cannot be advanced until White's 4 . . . �g5 drawing. Let u s return to
king is in safety. diagram 20 1 , with Black to move:
1 66 Rook Endings
4 rt>f6! Iixd 5 5 rt>e6 wins. But Making his task more difficult.
Black is not falling for this. He could tranpose to the variation
2 Iid3 ! in the previous note by playing
3 rt>e6 Ii e3 + 6 . . . Iia3 7 rt>e6 Iie3+ 8 rt>d6 Iid3.
4 rt>d6 Iia3 ! 7 rt>f5
The most active place for the After 7 d6 g4 8 Iih8+ rt>d7
rook. I t would be a mistake to 9 Iih7+ rt>e8 (not 9 . . . rt>d8?
play, for example, 4 . . . Iif3 5 h4! 10 rt>d5 and I I rt><;6 winning)
gh (or 5 . . . g4 6 Iig7 g3 7 h 5 ! 10 d7+ rt>d8 I I rt>f5 Black saves
winning, e . g . i f 7 . . . Iif6+ 8 rt>c5 himself by the neat I I . . . g3! etc.
:S:h6 9 d6 Ii xh5+ 10 rt>c6 wins, or The alternative 7 Iih8+ rt>d7
7 . . . rt>f8 8 Ii g4 Iif6+ 9 rt>c5 Iih6 8 Iih7+ rt>e8 ! 9 rt>f5 Iid6 etc
1 0 Iixg3 Iixh5 I I Iie3 wins) transposes to the main line.
6 Iih8+ rt>f7 (or 6 . . . Iif8 7 Ii xh4 7 Iid6
rt>d8 8 rt>c6 winni ng) 7 Ii xh4 Iia3 8 Iih7 � 8!
8 Iie4! with a book win. The only defence. 8 . .. Ii xd5+
An alternative defence is 4 . . . fails to 9 rt>e6, and if 8 . . . rt>f8
Iid3, albeit demanding extreme 9 rt>e5 followed by 10 d6 wins. We
precision on Black's part. We have already met the variation 8 . . .
shall be coming back later to this Iia6 9 rt>xg5 Ii d 6 1 0 rt>f5 Ii xd5+
interesting position, when we I I rt>e6 winning.
analyse diagram 207. 9 rt>e5 Ii a6!
5 Iih5 Again the only move. After 9 . . .
After 5 Ii h8+ rt>f7 6 h4 gh Iig6 1 0 d 6 g 4 I I rt>d5 ! wins.
7 Iixh4 White obtains a won 10 Iih5 Iia3
position , but Black does not need ll rt>e6 :S: e3 +
to exchange pawns. By 6 . . . Iih3 7 Forced, as White threatened
h5 rt>g7 8 Iic8 Iixh 5 9 rt>c6 Iih l ! 1 2 Iih8+ and 1 3 d6+, and if I I . . .
his g-pawn guarantees him sufficient Iid3 1 2 Ii xg5 can be played.
counterplay. Or he can even try l2 rt>d6 rt>e8 (205)
6 . . . g4 7 Iih5 Iia6+ 8 rt>c7 g3 9 d6 And not 1 2 . . . rt>c8 1 3 Iih8+
(or 9 Iig5 Iig6 ! ) 9 . . . Iia7+ 10 rt>b6 rt>b7 1 4 rt>d7 followed by the
Iia l etc. advance of the pawn . Because of
5 Iia6+ his inexact 6th move, Black has
Also possible is 5 . . . Iid3 when reached a position similar to the
6 Iixg5 Iixh3 7 Iig8+ rt>f7 8 Iid8 one after White's 5th move, with
Iia3 ! 9 Iib8 Iid 3 ! gives us the the difference that his rook on e3
well-known Kling and Horwitz is not well placed. Nevertheless,
draw (diagram 1 62), or 6 rt>e6 even here Black has sufficient
Iie3+ 7 rt>f6 Iid3 8 Iih7 Ii g3 and defensive possibilities.
White can make no progress. l3 Iih8+
6 rt>e5 Ii g6 White could probabl y giVe
1 70 Rook Endings
Keres-Mikenas 1 937
e x plains his first few moves: which arose in the famous game
I llal Capablanca-Ta rtakower, 1 924.
2 ll a7+ 'o!.>g8
3 g6?
A casual move . White wrongly
asssumes that the win is easy, a
�:o mmon error in such situations.
K opayev has pointed out the
fo l lowing instructive way to win:
.\ h6! a2 White threatened 4 'o!.>g2
Ila2+ 5 'o!.>f3 and 6 g6 4 'o!.>h2 if
4 'o!.> g2 ll b l ! 5 ll xa2 ll b5 draws!
4 ••. libl 5 li xa2 llb5 6 ll g2
hut not 6 ll a8 + 'o!.>h7 7 lla7+
lt>h8 8 ll g7 with pe rpetual check , Capablanca-Tartakower 1 924
hcca use the black king is in a
stalemate position 6 . . . 'o!.>h7 A very interesting situation,
t h reatening 7 . . . 'o!.>g6 and 8 . . . llb6 difficult to assess at first sight.
d rawing 7 g6+ 'o!.>g8 8 llg3 ll h5 + White has two main advantages:
9 ll h 3 ll g5 1 0 h7+ 'o!.>h8 1 1 llg3 Black's king is cut off on the back
llh5+ 12 'o!.>g2 'o!.>g7 13 llh3 ll g5 + rank and the g-pawn is a strong
1 4 'o!.> f3 ll f5+ or 1 4 . . . 'o!.> h 8 1 5 llg3 protected passed paw n . Black on
1lf5+ 16 'o!.>e4 and 17 g7+ 1 5 'o!.>g4 the other hand is abou t to pick up
lU8 16 'it>g5 winning. some of White's weak queenside
3 a2 pawns. It is a question of whose
4 'o!.>g2 llbl advantages are the most important.
White was threatening 5 h6. A basic rule in rook endings,
5 ll xa2 llb5 although to a slightly lesser extent
6 ll a8+ than in queen endings , is to create
The only way to guard the a passed pawn as soon as possible.
h-pa wn , as 6 h6 fails to 6 . . . llg5+. There are hundreds of examples of
6 'o!.>g7 endi ngs in which one side sacrifices
7 ll a7+ 'o!.>g8 a great deal of material in order to
8 ll h7 llg5+? create a strong passed pawn and
A nd now it is Black's turn to go saves or even wins the game with
w rong. He could draw by 8 . . . it. Diagram 209 is an excellent
ll b 3 ! a nd if 9 'o!.> f2 ll h3 ! obtaining example of such an ending.
diagram 1 86 which we have However, whereas in queen
al ready analysed as drawn . en dings a passed pawn ca n be
9 'o!.>h3 wins. pushed through with the help of
Let us turn to a position the queen alone, in rook endings
�:o ntaining many more pa wns, the king is usually required to give
1 74 R ook Endings
do well to spend even more time After I . . . i.f5 2 l:id8+ i.c8 3 l:ie8
on them, by consulting more it is mate next move. The moral is
specialized endgame volumes. clear: the possessor of the bishop
should aim to place his king in the
Rook against minor pieces corner not controlled by the
The ending of roo k against bishop , assu ming, of course, that
bishop or knight is usually drawn, he is compelled to go to the edge of
but there are some positions in the b oard.
which the unfavourable placing of It is not always easy to bring
the pieces allows the h older of the about positions such as diagram
major piece to win. This is mainly 2 1 2 if the bishop has freedom.
when the defending king is on the Diagram 2 1 3 is a typical set-up
edge of the board . which White must try to obtain.
ROOK AGAINST B I S H O P
213
As we have said, the rook can
only hope for success if the enemy
king has been driven to the edge of
the board . Diagram 2 1 2 offers us
two basic examples:
212
2 . . . �f8 !
2 .i.h2
3 l:lf2 .i. g3
Or 3 . . . .i.g l 4 1Ig2 etc with
similar play.
4 l:lg2!
This wins the bishop. If now 4 . . .
.i.f4 (or 4 . . . .i.h4) then 5 �f5+
(5 �h5+) wins. Or 4 . . . .i.c7 (or
4 . . . .i.b8) 5 1Ic2 wins, or 4 . . . .i.e5
5 l:le2 wins.
4 .i.d6
5 l:ld2 .i.e7 A . Philidor 1 77 7
Or 5 . . . .i.c7 6 1Id7 .i.b6 (or 6 . . .
.i.a5) 7 1Ib7 ( l:la7) wins. 1 1Ia1
6 l:la2 win s . It is not so much individual
There a r e other positions in moves which matter, but the
which the rook wins even when general winning plan . White can
the enemy king is not in a mating win only if his king succeeds in
net . However, these are unusual occu pyi ng c5 or e5, so that he can
situations which we do not intend drive Black's king to the back
to discuss here. Nor shall we spend ra nk. To achieve this, he has to
time on positions of rook against chase the bishop away from
bishop and pawn, in which the important squares, by no means
rook manages to do more than an easy task.
draw. 1 .i. g3
However, it is worth paying He has not much choice. 1 . . .
some attention to positions in .i.h2? loses t o 2 l:la7+ �d6 3 l:lg7 ,
which roo k and pawn face a si ngle a n d 1 . . . .i.d6? t o 2 1I a 7 + .i.c7
bishop. Of course, these positions 3 �f5 followed by 4 1I xc7+ and
are usually won for White, but 5 �e6. If 1 . . . .i.b6 2 l:[fl .i.c7 .l
there are a nu mber of exceptions 1If7+ �d6 4 l:lf6+ �d7 5 �d4
when the bishop manages to draw. .i.h2 ! 6 1Ig6 .i.f4 7 1Ig4, or hen:
Let us first co nsider a general case. 2 . . . .i.a5 3 l:lf7+ �d6 4 1If6+ �d7
The correct normal winning 5 �d4 .i.d2 6 1If2, both giving the
method for White is to advance same positions which later occur
his king as far as possible before in the main variation . Sim ilarly,
moving the pawn , but here White 1 ... .i.b8 2 l:lg 1 gives Black
has pushed his pawn on too early. nothi ng better than to tran spose
This means that he has great to our mai n line by 2 . . . i.. c 7.
technical difficulties to overcome 2 1I g1
before he can force the wi n . This position has an interesting
Rook Endings 1 79
I lld4 wins . Black would also The bishop has no other moves,
l ose after I . . . �b3 2 lib I �c4 (if and after 5 . . . \t>d7 6 \t>c5 �a4 (if
.' . . . �c2 or 2 . . . �a4, then 3 !ib8+ 6 . . . �fl or 6 . . . �a6 7 lig7+ and
·JJd 7 4 ll b7+ \t>d 8 5 \t>e6 wins) 8 \t>c6 wins) 7 lig7+ \t>d8 8 llg4!
I llb8+ \t>d7 4 li b7+ \t>d 8 5 d7 �d i 9 lid4 and I O d7 wins.
·JJc 7 6 lib4 and 7 li d4 wins (or 6 lia3
h r re 6 . . . �e6 7 d8�+ ). Also possible is 6 lig4 (if 6 \t>c5
2 llg 4 ! �b5 �c2) 6 . .. �d I 7 lid4, or here
Again forced. If 2 . . . �d I 3 lid4 6 . . . �b5 7 lt>c5 etc.
and 4 d7 wins. If 2 . . . �c6 3 lig8+ 6 �b5
<J/d 7 4 lig7+ \t>d8 5 \t>e6 wins. If Or 6 . . . �d i 7 \t>c6 . Or 6 . . . �c2
,l . . . �e8 3 lig8 \t>d7 4 li xe8 \t>xe8 7 \t>e6 .
� �e6 wins. If 2 . . . �b3 3 li b4 7 �ticS �fl
.ik.a2 (or 3 . . . �d i 4 d7) 4 lib8+ 8 lig3! wins.
Wd 7 5 lib7+ \t>d8 6 d7 \t>e7 7 lib2 Black has no defence to the
a nd 8 lid2 wins. th reat of 9 \t>c6, and after 8 . . . \t>d7
3 \t>d5 9 lig7+ \t>d8 10 \t>c6 wins for
The bishop must be driven from White. A complex winning method.
I he e8-a4 diagonal so that White Our last two examples have
r a n set up mating threats with shown that the win is made much
<J/c6. Black cannot prevent this, as more difficult if White advances
a l l the important squares are his pawn too far without bringing
).(!larded by the rook. his king up first. If the pawn is not
3 \t>d7 so advanced, it is easier for White,
After 3 . . . �a6 or 3 . . . �d3 or for the rook can check vertically
I . . . �fl White pl ays 4 \t>c6, and as well as horizontally.
w e know that Black's bishop We shall now leave this type of
ra n not go to e2 because of the position and turn to the exceptions.
va riation we gave in our note to
B l ack's fi rst move. If 3 . . . \t>c8
W h ite can play as in the main line
o r win by 4 \t>c5 �d7 5 lig8+ lt>b7
started and White can make no White also wins, even against the
progress . 'correct' bishop, if his rook's
However, if Black has the pawn is on the fourth rank or
' wrong' bishop (i.e. controlling lower, as in our next example:
t he pawn's queening square)
White wins without any trouble,
a s we see in the play from the
.tf3+ then 5 �g6 wins, for if 5 . . . 6 �g5 �g7 7 Ii:c3! the bishop
�g8 6 �h6+ Black's king m ust go cannot ret urn in time to t he g8-b I
into the corner, as 6 . . . �f8 7 Ii:f5+ diagonal, e.g. 7 . . . .te2 8 h 5
wins the bishop. .tb5 ( f l ) 9 h 6 + �h7 10 lic7+ �h X
3 �f7 1 1 h 7 and 1 2 �h6 wins.
If 3 . . . .td3 (c2) 4 �h5 .te2 (d 1 )+ If 5 . . . .tb 1 ( h 7) 6 lig5. Or 5 . . .
5 �g6 �g8 6 lid5 (c5) wins, for .te4 6 �g5 . O r 5 . . . .ta4 6 �g5
his king reaches g7. Now 4 �h5 �g7 7 Ii: c3 ! when there is no
fails to 4 . . . .tf3+. defence to the advance of thl·
4 lig3! pawn.
Threatening 5 �g5 �g7 6 �f4+. 6 lig5 .tdl +
4 .tc2 (220) Or 6 . . . .tf5 7 'i.t>h6 .td3 8 lig.l
Or 4 . . . .tb 1 5 lig7+ �f8 (if 5 . . . i.e4 9 ilg4 and 10 ilf4+ wins.
�f6 6 Ii:g 1 .td3 7 lid 1 follo wed 7 �h6 �f7
by 8 Ii: f l + or 8 �h7 wins) 6 lig5 ! W h ite was threatening to bring
a n d Black cannot prevent 7 �h5. his rook to the f-fi le with gai n o f
time, e.g. 7 ... i.f3 8 lig1 .tc2
220 9 lig2, or 7 . . . .tb3 8 li b5 etc.
8 Ii:g7+ �f6
Or 8 . . . �f8 9 �g6 and 1 0 �f(l
wins.
9 lig l .te2
10 lig 2 .td3
11 E:f2+ wins.
This example ends our discussion
of rook and pawn v bishop. Apart
from the few exceptions given, this
type of ending is won for White,
5 �h5 but can sometimes require ex
The line suggested by Guretzky tremely precise h andling. Endings
Cornitz. Simpler is the method with roo k agai nst bishop and
given by Kling: 5 lif3+ �g8 pawn or bishop and two pawn arc
6 Ii: c3! when 6 . . . .te4 7 lig3 + �f7 usually drawn , although in certain
8 �g5 ! wins. Or 6 . . . .tb 1 7 Ii:g3 + positions either side can wi n,
�f7 8 lig7+ �f8 9 lig5 ! and depending on the piece con
10 �h5 wins. Or fi nally 6 . . . .ta4 figurat ion. F rom among the many
7 Ii:c8+ �f7 8 �h 7 .tb5 (if 8 . . . possibilities, we select a position
.tb3 9 Ii:c l , o r 8 . . . .td 1 9 lic4 etc) in which bot h sides h ave two
9 lid8 ! .tc6 (a4) 10 Ii:d4 (d2) wins. pawns and which has grea t
5 �f6 practical val ue.
The point of this variation l ies All the pawns are on the same
in the fact that after 5 . . . .td 1 + wing, with none being passed, and
Rook Endings 1 85
reader can try out this position for which a w i n can be forced.
himself to see how White wins. However, as we shall soon see, the
Rook against knight and pawn defence is not always easy to
or knight and two pawns is usually conduct.
drawn, but of course there are
ROOK A N D B I S H OP A G A I N ST
exceptions which we shall not
ROOK
discuss here. With equal material,
the rook usually wins, unless Surprisingly enough, this ending
Black can set up a hedgehog occurs relatively often in tourna
positio n . Consider the following ment practice, and is just as often
example : needlessly lost by the defe nce. It
will therefore be worthwhile if we
226 explain here some of the basic
principles of defence .
First of all, let us consider a
famous position from which
Philidor demonstrated a win more
than two centuries ago.
Along with rook endings, end this is normally the case also
games with a bishop on each side against two pawns. However,
constiti ute the most difficult part against three pawns the bishop
of endgame theory. However, in can only defend successfully if
both types of ending certain they are not too far advanced.
ge neral principles have been These are, of course general rules
elaborated which help the player to which there are many exceptions.
t o find his way amid the complexities. Let us examine a few positions to
Rook endings are much more see how these points apply.
difficult to analyse, the main
difficulty residing in the formulation
of a general strategic plan which
must then be pursued to its logical
wnclusion. The following examples
will convince the reader of the
t ruth of this statement.
Bishop endings can be divided
1 11to two main sections, depending
o n whether the bishops control
sq uares of the sa me or opposite
rolour. Both types of position
req uire drastically different treat H . Otten 1 892
ment, as we shall see . However,
before proceeding with bishop The material immediately leads
e ndings proper, let us first see how us to think of a draw, but Black's
t he bishop fares against pawns pieces are so badly placed here
u lone. that White can in fact queen his
a-pawn as follows:
Uishop against Pawns 1 aS i;f8
Because of its long-ranging Aiming for c5, the only square
movement, the bishop is usually from which the bishop can stop
successful in its fight against the pawn. White now prevents this
pawns. It is clear that a bishop defence.
draws against a single pawn, and 2 �dS .ih6
1 96 Bishop Endings
must not be allowed into the top for the pawn. With bishops of
half of the board , if White wishes opposite colour there would clearly
to win. Once there, he cannot be be no way of stopping this.
forced back again. In diagram 240
241
we have indicated the critical
zone. If Black's king is above the
line, White cannot win. We shall
not dwell any longer on this, but
instead turn at once to the struggle
of bishop against bishop.
Bishop and Pawn against Bishop
A general rule in endings is that
a pawn gains in strength as the
material on the board is reduced. White can always succeed in
In other words an extra pawn is playing his pawn to e7. The
worth more if there are weaker following manoeuvre is typical of
pieces on the board ; in queen such positions:
endings .it can have relatively little 1 i.f6+ c;!;>c8
i mportance, whereas in pawn Or 1 . . . c;!;>c7 2 i.e? i.f2 3 i.d6+!
endings it is usually enough to win etc.
the game . 2 i.e7 i.fl
Following this argument, in 3 i.d6 i. h4
bishop endings an extra pawn is of Having been driven from the f8-
great value, especially when the a3 diagonal, the bishop tries the
bishops control squares of the d8-h4 diagonal, but to no avail.
same colour, and gives good 4 i.e5 wins.
winning chances. We shall first Black has no defence to threat
consider cases in which a single of 5 i.f6 and 6 e 5 .
pawn is left on the board. As w e have seen, White can
Naturally, Black has fairly good make progress if Black's bishop is
drawing chances and our task is to driven away from control of e7.
find out under which conditions However, White also needs to
the pawn leads to a win. challenge the bishop by playing a
Let us begin with diagram 24 1 , later i.f6. Is this always possible?
where White's pawn is already on To find out, let us place B lack's
the sixth rank. To win, White king on f5 , giving us diagram 242.
must of course queen his pawn, The black king is now ideally
and this is only possible if Black's posted, not only attacking the
king is not immediately in front of pawn but preventing a subsequent
the pawn and if his bishop can be i.f6. White cannot win, as the
prevented from sacrificing itself following shows:
204 Bishop Endings
bishop are here f8-a3 and f8-h6, squares on the bishop's shortest
but the latter is only three squares diagonal. For example, consider
long, which is insufficient for a the position in diagram 245 .
successful defence, as our following
analysis shows: 245
1 'i!tg8 !
White's king has a choice of
sides, and the result depends upon
this decision. 1 <ot>e8? only draws
after 1 . . . .id6 2 .if8 .if4 3 .ib4
.ih6 4 .ic3 <ot>d6! etc. Black
cannot be manoeuvred into a
zugzwang position , as White's
bishop cannot prevent at one and
the same time the moves . . . <ot7d6,
. . . <ot>f6 and . . . .ig7 . The finish Black can draw, as the bishop's
might be: 5 .id2 .ig7 6 .ie3 'i!te6 e8-h5 diagonal is long enough.
7 .if4 'i!tf6 drawing. As a general After 1 ... .ie8 2 .ic2 <ot>g5! Black
rule, we can state that in such prevents .ig6 and draws easily.
positions White's king should Grandmaster Averbakh has
always aim for the side where systematized the above points in
Black's bishop has the shortest the form of the zone in diagram
defensive diagonal. He can then 246.
control squares on it and make it
even shorter. 246
1 'i!tf5
The threat was 2 .if8 .ie3 3
.ia3 .ih6 4 .ib2 and 5 .ig7
winning at once .
2 .if8 .i e3
3 .ib4 .ih6
4 .id2 ! wins.
White's king co ntrols g7 and
Black's bishop is short of squares
on the diagonal. Even if Black's
king were now on . . . g6, he would For White to be able to win , the
still lose. For instance, White pawn must be above the indicated
could play 4 .ic3 'i!tg6 5 .id2 .ig7 line. With black-squared bishops,
6 .ie3 and Black is in zugzwang the zone is symmetrically opposite,
(6 . . . <ot>f6 7 .id4+) . being drawn above all the white
So, in order t o defend successfully, squares in the diagonals a4-d7-h3.
Black must have at least four According to A verbakh, this
206 Bishop Endings
rule has two exceptions, the first square a7, which was impossible
being seen in diagram 244 after in the previous diagram.
White has wrongly played 1 'it>e8?, 3 ..td4
and the seco nd shown in diagram 4 ..ta7 ..teS
246. White cannot win here, s ..tb6 ..tb8
despite the fact that his pawn is in 6 ..td8 wins.
the winning zone, because his Black is in zugzwang.
bishop can never occupy a8. Play If we again move the position
might go: one rank lower, White still wins,
1 ..tb7 as the 'short' diagonal of Black's
After 1 a7 ..td5 Black's bishop bishop, c8- a6, is only three
can never be driven from the long squares long. After 1 . . . ..tb3 2 aS
diagonal, as there is no b9 ..tc4 3 ..tb7 ..td3 other bishop
available for White's bishop ! moves lead to the same finish
1 ..te4 ! 4 ..ta6 ..trs or 4 . . . ..te4 5 ..tb5 ..tb7
This is the point. As White 6 ..td7 wins S ..tbS ..tc8 6 ..tc6 ! and
cannot capture the bishop, it again Black is in zugzwang, e.g.
remains on the long diagonal , and 6 ... 'it>c4 7 ..tb7 and 8 a6 wins.
White can do no more than draw. One peculiarity of the rook's
We can see the logic of all this, if pawn ca n be seen, however, if we
we move the position one rank hare place the black king on d6
down the board, giving us diagram instead of b4:
247 .
3 .ig3
The same win follows after 3 . . . Bishops of the same colour
.ie5 or 3 . .if4.
. . It is a well-known and easily
4 .ie7 'it>bS understood fact that a small
5 .id8 'it>c6 material advantage offers more
Reaching the original position chances of a win when the bishops
but with one vital difference: are of the same colour. We have
Black's bishop is on longer on h2. already seen a number of examples
6 .ih4! in which a single pawn was
The deci sive gai n of a tempo. If sufficient to win. White's winning
Black's bishop had gone to e5 or chances are, of course, increased if
f4 then 6 .if6! or 6 .ig5 ! would his material advantage is greater
have won. than this, and endings with bishop
6 �h2 and two pawns against bishop arc
7 .if2 .if4 al most always won. There are in
8 .ia7 .ih2 fact so few exceptions, and the
9 .ib8 .igl winning method is so clear, tha t
10 .ig3 .ia7 we do not intend to dwell on t h i �
11 .if2 ! wins. type of ending.
This beautiful example concludes Even endings with pawns on
our treatment of bishop and pawn both sides, along with material or
against bishop. There are other positional advantage, offer good
i nteresting positions in which the prospects. As these are difficult t o
pawn is further back, but we must classify, w e intend t o rest rict
unfortunately close the subject ourselves to a few examples w h i c h
here. will give the reader some idea o l
Let us now turn our attention to how to handle such endings .
positions i n which White has at If there is a pawn on either s i d t· ,
least two pawns. Up till now we a draw i s the usual result. W h i t r
have assumed that both sides have can hope for a win only if l w
bishops of the same colour, for the has a positional advantage s u r h
simple reason that there was no a s a far advanced pawn, b a d l y
point i n discussing positions posted enemy pieces etc. Diagr a r u
containing bishops of opposite 250 is an interesting case 1 1 1
colour, with only one pawn on the poi nt.
board . However, in positions with In this study by Troi t s k v .
several pawns, it becomes very W hite's advantage lies i n 1 1
i mportant to know whether the powerful a-pawn which can n o t l u·
bishops are of the same or stopped. Black must seek cha ncn
opposite colour. This is why our by advancing his own pa w u .
next two sections are separated whereupon the following e x c i t i i i iJ
i nto the two types of ending. solution unfolds:
Bishop Endings 209
i.e7 5 i.f2! i.f8 6 i.h4! and B lack that b8 is now available for the
is in zugzwang, e.g 6 . . . \t>b7 (6 . . . bishop. There is in fact no defence
i.h6 7 .td8+) 7 i.g3 \t>b6 8 i.d6 to 4 i.b8 winning the pawn.
winning the pawn . These exa mples show us that i t
3 i.e3 .tb4 i s n o t so easy to utilize the
4 \t>d5 i.a3 advan tage of an extra pawn when
5 i.g5 i.b4 both white pawns are nea r each
To guard the pawn, Black's other. The fu rther these pawns arc
bishop has had to occupy a very fro m �ach other, the more difficu l t
short diagonal, which is why he i s the defence. Diagra m 252 gives
will soon be zugzwa nged . If 5 . . . us some idea of the p roblems
\t>b7 6 i.e7 \t>b6 7 .id8+ \t>b7 in volved .
8 i.a5 we a re back in the main
line.
6 i.e7 .ia3
7 .id8+ \t>b7
8 i.a5! wins.
Black is in zugzwang and loses
after both 8 . . Wa7 9· \t>c6 and 8 . . .
.
In our analysis of diagram 253, i.b7 then 3 i.f4+ and 4 '<t>b6 wins
we saw that, to win, White's king Black has only one move .
had to be in a position to penetrate 2 '<t>b7!
on both sides of the pawns. Let us 3 i.g5 i.f3
see how this fact gives Black a 4 i.d8 i.g2
defen ce, if we move diagram 253 5 i.b6 i.f3
one file to the left. White has now succeeded in
driving Black's king to t hr
256 unfavo urable square b7, but hr
cannot profit from this, as his own
king is too far away from t hr
kingside to penetrate via e5 and
d6. If he had tried 5 '<t>b4 then 5 . . .
'<t>c8 ! 6 i.a5 '<t>d7 ! would havr
followed.
6 '<t>b4
If White's bishop were now on
a5, he would win as from diagra m
23 3 , but . . .
M . Henneberger 1 9 1 6 6 i.h5!
Black makes clever use of t hr
There see ms t o be n o difference , fact that White cannot play 7 c6-l ,
but in reality White's king has because the bishop is loose, in
insufficient room to manoeuvre order to bring his bishop to t hr
Bishop Endings 215
25 7
B: BISHOP A N D PA WN(S) ON B O T ! I
SI DES
edge of the board (white bishop on White wins by the second method.
d5 , black knight on a5), but the It is clear that the knight has no
k night cannot imitate this. moves, so White must try to drive
Of course, with no pawns on the Black's king away from the pawn,
board, the game is drawn, but when lit>xe8 would be a threat.
even one pawn is usually not Zugzwang can be used, because if
enough to win, whichever side has Black now had the move , both I . . .
it. However, if one side has two \it>b5 and I . . . lit>d5 fail t o 2 J.d4! etc.
pawns more, or one pawn more 1 J.c3
with game is normally won. In White is himself zugzwanged
such cases, the possessor of the after I J.d4+ lit>d5 or I J.e5 lit>b6
bishop can usually defend the 2 J.d4 lit>b5 , so he has to drive the
most effectively. black king from c5 and b6.
In endings with bishop and If Black had the move, the
pawn against knight, there are no solution would be a little longer:
general rules about when a after I . . . lit>b6 White waits by
position is won or drawn. We will 2 J.e5 lit>c5 3 J.c3 ! transposing to
therefore give individual examples our main variation.
which illustrate the way to play 1 \it>b6
such endings, beginning with Forced, as we have shown.
diagram 265. 2 J.a5+
Taking control of one of the
vital squares, as 2 ... \it>xa5 fails to
3 lit>xe8.
2 lit>b5
After 2 . . . lit>c5 3 J.d8 White
wins a little more quickly.
3 J.d8 lit>c5
4 J.h4 \it>b5
If 4 . . . lit>d5 5 J.e7 wins. If 4 . . .
lit>b6 5 J.f2+ lit>b5 6 J.d4 zugzwangs
Black.
5 J.g5! lit>c5
Chess Player's Chronicle 1 85 6 6 J.e3+ lit>d5
The same happens after 6 . . .
In positions like this, White can \it>b5 .
hope for a win only in two 7 J.d4! lt:ld6
situations. Either the pawn cannot 8 c7 wins .
be stopped by Black's king and The nearer the pawn is to the
knight, or else the knight can be edge of the board, the more
tied do wn so that a zugzwang difficult it is for the knight to
position is reached. In our example, defend. Diagram 266 is a good
Bishop Endings 221
for after 3 i.d3 lt:lh4 4 i.e4 Black White is a healthy pawn to the
is in zugzwang and loses at once. good and should win, but how can
So after I g4! White can gradually he best proceed? There are only
advance his pawns, e.g. 1 . . . lt:lc6 two plans worth consideration:
2 ..t?g3 lt:ld4 3 i.d3+ ..t?f6 4 h4 lt:le6 either s upport the b-pawn with the
5 i.c4 lt:lc5 6 ..t?f4 lt:ld7 7 i.d3 ..t?g7 king, or else try to attack Black's
8 g5 lt:lf6 9 i.e4 lt:lh5+ 1 0 ..t?g4 pawn. Let us analyse:
lt:lf6+ 1 1 ..t?f5 lt:lh5 1 2 i.f3 lt:lg3+ 1 ..t?c5!
13 ..t?f4 etc, winning easily . S urely the simplest way, as the
If White's pawns are isolated , b-pawn is a decisive weapon .
the win is easier, unless they are White would obtain nothing
very close together and one of tangible after I ..t?e5 ..t?e7 followed
them is the 'wrong' rook's pawn, by 2 . . . lt:lf7+.
or unless the pawns can be 1 lt:lb7+
effectively blockaded. There is Black is already forced to give
little point in examining these ground , so he drives the king to
exceptions. the edge of the board rather than
It is also clear that bishop and allow 2 i.b5+ a nd 3 ..t?c6.
pawn versus knight and pawn 2 ..t?b5 lt:l d8
m ust end in a draw, unless one If 2 . . . lt:ld6+ 3 ..t?a6 ..t?c6 4 i.c4 !
pawn is running through fast or and as Black cannot take the
the enemy pieces are badly posted. bishop, his king must return to d 7 .
Again, the exceptions do not Or 2 . . . ..t?d6 3 i.e4 lt:l c 5 4 b7 lt:ld7
Bishop Endings 225