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Disability and Rehabilitation, March 2007; 29(5): 395 – 401

RESEARCH PAPER

The effect of perceived adherence to the Bobath concept


on physiotherapists’ choice of intervention used to treat
postural control after stroke

S. F. TYSON1 & A. B. SELLEY2


1
Centre for Rehabilitation and Human Performance Research, University of Salford, and 2Department of Geriatric Medicine,
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Hope Hospital, Salford, UK

Accepted May 2006

Abstract
Purpose. The Bobath concept is the predominant stroke physiotherapy approach in the UK but there is little literature about
its operationalization. The aim of this study was to assess the effect of perceived adherence to the Bobath concept on
interventions used by physiotherapists to treat postural control problems after stroke. The physiotherapists’ experience,
For personal use only.

clinical grade and the type of patients treated were also compared.
Methods. The design was a cross sectional survey involving 11 NHS Trusts. The participants were 35 stroke
physiotherapists who recorded the treatment of 132 patients in 644 sessions using the Stroke Physiotherapy Intervention
Recording Tool. Descriptive statistics, independent t-tests and Chi-squares were used in the analysis to describe the
physiotherapists and patients, and compare the effects of perceived adherence to the Bobath concept on intervention choice,
clinical grade, experience and the type of patient treated.
Results. Most physiotherapists perceived their practice to be eclectic but the interventions used followed a traditional
Bobath model. Perceived adherence to the Bobath concept had little effect on the choice of intervention. The only significant
difference was that ‘preparation for treatment’ techniques were used more frequently by ‘strongly Bobath’ physiotherapists
then ‘eclectic’ physiotherapists. There were no other significant differences, nor were there any differences in the
physiotherapists’ clinical grade, post-graduate training or the type of patient treated except that ‘eclectic’ physiotherapists’
patients were older. Most of the ‘strongly Bobath’ physiotherapists were experienced and most of the ‘eclectic’
physiotherapists were novices (p50.023).
Conclusions. Although most physiotherapists perceived themselves to be eclectic, their actual practice followed a traditional
Bobath model; recent developments of the Bobath concept were not incorporated into clinical practice. The reasons for the
mismatch between physiotherapists’ perception and their actual practice are discussed.

Keywords: Stroke, physiotherapy, Bobath

updated via an oral tradition on post-graduate


Introduction
courses with little supporting published work. This
Stroke physiotherapy is known to be effective for lack of information has been a source of criticism of
people with stroke [1 – 3] but there is little informa- stroke physiotherapy research and clinical practice
tion about its content so that in research studies it is for many years [1,7,8 – 10] as it makes it difficult to
often described in terms of the treatment approach replicate studies and to apply research findings into
used such as ‘following the Bobath concept’. This is clinical practice. The main methodological barriers
not surprising, as clinical physiotherapists describe to stroke physiotherapy research have been identified
their practice in terms of treatment approaches as a lack of clear definition and description of
[4 – 6], but there is little literature about the the philosophy or theoretical basis of the treatment
operationalization of the approaches. This is at least approaches, of the interventions used and how they
partly because in the UK physiotherapy approaches should be applied, and the lack of a system to record
for people with stroke have mainly been taught and their interventions used [7]. In recent years however,

Correspondence: Dr Sarah F. Tyson, Centre for Rehabilitation and Human Performance Research, Allerton Annexe, University of Salford, Frederick Rd
Campus, Salford, M6 6PU, UK. Tel: þ44 0161 295 7028. E-mail: s.tyson@salford.ac.uk
ISSN 0963-8288 print/ISSN 1464-5165 online ª 2007 Informa UK Ltd.
DOI: 10.1080/09638280600841158
396 S. F. Tyson & A. B. Selley

some of these barriers have been overcome. In a with stroke at least once a week in a hospital-based
series of studies, Lennon and co-workers have setting. They used the SPIRIT to record the content
defined and described contemporary Bobath (the of five consecutive physiotherapy sessions for five
predominant physiotherapy approach for people with patients. Any patients were included so long as their
stroke in the UK [4 – 6]). They examined its under- treatment was primarily for a postural control prob-
lying theory, content and physiotherapists’ per- lem (limited sitting balance, standing balance or
ceptions of how it had developed in recent years stepping/walking). Patients were of any age, severity
[6,11 – 13]. Also a system to define, describe and of stroke, stage of recovery, with any combination of
record the interventions used during physiotherapy comorbidity and stroke-related impairments. Parti-
has recently been developed for one aspect of cipants were asked not to ‘cherry pick’ either patients
physiotherapy; the restoration of postural control or treatment sessions in any way. The physiothera-
(sitting, balance, standing balance or stepping/ pists also completed a short questionnaire about their
walking). The Stroke Physiotherapy Intervention clinical experience, clinical grade, perceived adher-
Recording Tool (SPIRIT) [14] is a valid, trustworthy ence to the Bobath concept, and post-graduate
checklist of interventions used to treat postural training. Perceived adherence to the Bobath Concept
control problems. Physiotherapists tick off the was assessed on a 5-point Likert scale. Physiothera-
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interventions used after treating the patient, using pists were asked to indicate which of the following
timed units to indicate the duration of the interven- choices most accurately reflected their practice:
tion. Interventions are divided into eight categories;
(i) preparation for treatment (mobilizations and 5 ¼ Completely I am a Bobath purist
facilitated movements); (ii) balance and walking acti- 4 ¼ Strongly My work is strongly based
vities; (iii) Practising functional tasks; (iv) preventing on the Bobath concept
complications; (v) exercise; (vi) teaching activities for although I occasionally use
independent practice; (vii) and teaching carers and other methods
other healthcare professionals (HCPs) how to assist 3 ¼ Mostly My work is based on the
For personal use only.

the patient and, (viii) provision of and/or training in Bobath concept but I do
the use of equipment. Full details about the SPIRIT use other methods
and how to use it can be downloaded from www. 2 ¼ Not Much My work is based on other
healthcare.saford.ac.uk/crhpr. methods but is influenced
These developments make it possible for the details by the Bobath concept a little
of stroke physiotherapy to be explored; to unpack the 1 ¼ Not at all I do not use the Bobath concept
‘black box’. In a paper reporting an earlier part of
this study the authors described the content of Scores of 1 – 3 were categorized as ‘eclectic’ and
physiotherapy to restore postural control after stroke scores of 4 – 5 were categorized as ‘strongly Bobath’
and the effect of patient related factors on the or Bobath ‘purist’. Experience was categorized
interventions used [15]. The aim of this study is to according to the physiotherapists’ grade. Junior and
relate the physiotherapists’ perceptions of the phy- senior II physiotherapists were classified as ‘novices’
siotherapy approach they used to the interventions and senior I and Clinical Specialists/ Superintendent
they actually used during treatment. The specific IV physiotherapists were classified as ‘experienced’.
research questions we aimed to address were: Ethical approval was sought but it was deemed
unnecessary by Salford Local Research Ethics
. Are there any differences in the interventions Committee as the study merely involved the doc-
used between physiotherapists who perceive umentation of everyday practice without any addi-
their practice to follow the Bobath concept tional testing or investigation. Descriptive statistics
or those who perceive their practice to be were used to describe the physiotherapists and
‘eclectic’? patients. Independent t-tests were used to compare
. Can any differences in intervention choice be groups of ratio data and Chi-squared tests were used
explained by differences in job related variables to compare nominal data.
(experience, clinical grade, post-graduate train-
ing) or the types of patients treated?
Results
A total of 644 treatment sessions for 132 patients
Method
were recorded. The patients’ mean age was 68.9
A cross-sectional survey design was used. All physio- years (SD 13.9 range 30 – 92). The median time
therapists treating stroke patients in 11 hospitals since stroke was five weeks (IQR 3,9 weeks with two
around Greater Manchester took part. Participating outliers at one year and three years). Fifty-five (45%)
physiotherapists were of any grade but treated people had right hemiplegia, 64 (53%) had left hemiplegia,
The effect of Bobath on physiotherapy intervention choice 397

side was unrecorded for two patients. Twenty-six ‘purists’). Twenty-five (73%) had attended post-
(22%) were being treated primarily for sitting bal- graduate courses in the Bobath concept: 16 on
ance, 35 (29%) for standing balance and 59 (49%) for introductory weekend courses; 6 on the basic three-
stepping/walking. The frequency with which different week course and three had attended an advanced
interventions were used has been described in detail course. Ten (29%) had attended other post-graduate
previously [15] but are summarized in Table I. training in neurological physiotherapy. There were
Thirty-five physiotherapists participated in the no statistical differences between ‘strongly Bobath’
study. Most (n ¼ 26, 77%) felt that their practice and ‘eclectic’ physiotherapists in the training in
was ‘‘based on the Bobath concept although they the Bobath concept they had received (p50.139),
also used other methods’’ (categorized as ‘eclectic’). or the type of patients they treated (Table II), except
One participant felt their practice was ‘‘based on the ‘eclectic’ physiotherapists’ patients were older.
other methods and they used the Bobath concept a The physiotherapists had been qualified for a
little’’ (categorized as ‘eclectic’). Seven (21%) were mean of 5 years (SD 4.8 range 1 – 20). ‘Eclectic’
stronger advocates of the Bobath concept, their prac- physiotherapists had been qualified for a mean of
tice was ‘‘strongly based on the Bobath concept but 5.2 years (SD 5.3) and ‘strongly Bobath’ physio-
they occasionally used other methods’’ (categorized therapists for a mean of 5.3 years (SD 3.25). This
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as ‘strongly Bobath’). None perceived their practice difference was not statistically different (p50.824
to be solely based on the Bobath Concept (Bobath 95% CI 73.767, 3.042). There were nine (26%)

Table I. The frequency with which interventions were used.

Intervention Frequency of use (n)

Preparation for treatment 1969 (40.6%)


For personal use only.

Facilitating movements (performing movement patterns with the therapist guiding the movements) and/or
Normalizing tone using mobilization of trunk, shoulder girdle or pelvis or more distal body segments
Practising balance & walking activities 1583 (32.6%)
Activities þ/or components of activities performed under the therapist’s assistance þ/or supervision
but without direct (hands on) facilitation
Practising functional tasks 703 (14.5%)
Activities practised within a therapy session with an aim to improve functional ability. Performed under the
therapist’s guidance/assistance and supervision but without direct (hands on) facilitation
Teaching HCP/carers 280 (5.8%)
Activities to teach/show another person how to help the patient in the therapist’s absence.
Independent practice 195 (4%)
Any activity to enable the patient to practise functional activities or undertake specific exercises outside
therapy sessions and/or therapist supervision
Exercise 113 (2.3%)
Prescribing & supervising exercises to be performed during therapy sessions or for independent practice
Provision of equipment 11 (0.2%)
Providing equipment and/or teaching patient or carer or other HCP how to use it

Table II. Comparing the patients treated by ‘Strongly Bobath’ and ‘eclectic’ physiotherapists.

95% CI

Physio approach Mean (SD) p value Upper Lower

Age (years) Eclectic 70.27 (13.0) 0.039* 0.63 21.05


Strongly Bobath 59.43 (17.3)
Time since stroke (weeks) Eclectic 6.57 (6.7) 0.156 732.89 5.78
Strongly Bobath 20.13 (36.2)
Side of stroke (Left/right) Eclectic 64/46 0.406
Strongly Bobath 8/12
Aim of treatment (sitting/standing/walking Eclectic 27/31/51 0.225
Strongly Bobath 6/8/7

Italics indicate a significant difference at p50.05; NB Mean, standard deviations and confidence intervals are not shown for the side of
stroke or aim of treatment as these are nominal data assessed using the chi-square test.
398 S. F. Tyson & A. B. Selley

junior physiotherapists; 13 (37%) senior IIs, nine intervention use was seen in both groups. This was
(26%) senior Is and four (11%) clinical specialist/ that physiotherapists most frequently used interven-
superintendent IIIs. Eighteen (51%) worked in tions which emphasized the normalization of muscle
stroke units, three (8%) in general rehabilitation, tone and movement patterns by using ‘hands-on’
four (11%) in acute medical or acute stroke wards, mobilization and facilitation techniques which were
one in outpatients and nine (26%) in mixed settings led by the physiotherapists and in which the patient
(combinations of general rehabilitation, medical was relatively passive. Functional tasks were prac-
wards and out-patient settings). tised but this was predominantly in the treatment
The physiotherapists’ adherence to the Bobath session under the physiotherapists’ close supervision.
concept made little difference to the interventions Interventions to promote practice or activity out-
used. The ‘strongly Bobath’ physiotherapists used side the treatment session in every day life such as
more interventions than ‘eclectic’ physiotherapists teaching carers and other HCPs how to assist the
(mean 8.63 (SD 6.37) vs. 6.17 (SD 4.10), p ¼ 0.000, patient session, organizing independent practice, or
95% CI 70.12, 0.41) but the same pattern of the providing or training in the use of equipment were
use of interventions was seen in both groups (Table I rarely used. Similarly interventions to address impair-
and III). This was that ‘preparation for practice’ was ments other than muscle tone such as strengthening
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by far the frequent intervention type, followed by exercises to reduce weakness, or the use of splints to
‘practising balance and walking activities’. Organiz- maintain or improve joint range were rarely used.
ing independent practice, exercise and the use of The only significant difference was that ‘strongly
equipment were the least frequently used in both Bobath’ physiotherapists used ‘preparation for treat-
groups. The only significant difference in the type of ment’ (mobilisation and facilitating movement) more
intervention used was that the ‘strongly Bobath’ often than eclectic therapists,
physiotherapists used ‘preparation for treatment’ Despite the fact that most participants perceived
more frequently (Table III). There was a significant their practice to be eclectic, their actual practice
difference in perceived adherence to Bobath concept closely matched a traditional Bobath model as des-
For personal use only.

with experience (p50.023); the novice physiothera- cribed and defined by Lennon et al. [6]. They identi-
pists almost exclusively perceived themselves to be fied that the main components of the Bobath concept
‘eclectic’ (n ¼ 20/22) while only half of the experi- were to re-educate normal movement by normali-
enced physiotherapists (n ¼ 6/12) held this view. zing tone, to facilitate normal movement and postural
reactions and to undertake task-specific practice
using specific manual guidance. The rationale for
Discussion
practising functional tasks was also described [6];
The results of this study show that physiotherapists’ practice of functional tasks was thought important
perceived adherence to the Bobath Concept had little but needed to be guided and facilitated by the
effect on the interventions used to treat postural physiotherapist until/unless the patient could perform
control problems after stroke. The same pattern of them ‘normally’, and activity outside treatment

Table III. Comparing the frequency with which interventions were used by ‘strongly Bobath’ and ‘eclectic’ physiotherapists.

95% CI

Use of Bobath Mean (SD) p value Lower Upper

Preparation for treatment Eclectic 7.10 (3.15) 0.01 72.88 70.42


Strongly Bobath 5.45 (2.45)
Practising balance and walking activities Eclectic 5.42 (3.19) 0.88 71.25 1.54
Strongly Bobath 5.57 (2.75)
Practising functional tasks Eclectic 1.91 (1.11) 0.618 70.25 0.41
Strongly Bobath 1.83 (1.20)
Teaching other health care professionals Eclectic 1.67 (0.77) 0.131 70.63 0.08
Strongly Bobath 1.94 (0.91)
Organizing independent practice Eclectic 1.46 (0.77) 0.977 70.28 0.27
Strongly Bobath 1.47 (0.69)
Exercise Eclectic 1.04 (0.20) 0.167 70.43 0.08
Strongly Bobath 1.21 (0.43)
Use of equipment Eclectic 1.00 (0.00) *
Strongly Bobath 1.00 (0.00)

*A p value cannot be computed because the standard deviations of both groups are zero. Italics indicate a significant difference at p50.05.
The effect of Bobath on physiotherapy intervention choice 399

sessions should be delayed if movement quality was their similarities and that they are in effect indistin-
poor. Function was believed to automatically im- guishable. There is some evidence beyond the results
prove if movement patterns or quality improved. of the present study to support this view. Three
This rationale clearly matches the interventions used previous studies have compared different approaches
(or not used) in the participants’ actual practice (the Bobath concept, an eclectic approach and the
(described above). Lennon et al. [6] also described Motor Relearning, or Movement Science approach)
recent developments of the Bobath concept which by comparing the theoretical beliefs of physiothe-
incorporate a systems model of motor control, motor rapists using a Bobath or eclectic approach [6],
learning theory and the use of equipment. Unfortu- comparing the literature regarding the scientific
nately the way in which these theories are operatio- theories underlying the Bobath concept and Motor
nalized within the Bobath concept have not been Relearning approach [17] and comparing the treat-
described which makes it difficult to assess whether ment behaviours used by physiotherapists using the
these developments have been appropriately inter- Bobath or Movement Science-based (or Motor
preted or adopted into everyday clinical practice, but Relearning) approach [17]. All found that although
the indications from this study are that they are not. there were important differences there were many
The incorporation of a systems model of motor more similarities between the approaches used.
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control means that there is an appreciation of the Recent developments in the Bobath concept iden-
role of motor impairments other than spasticity/tone tified by Lennon et al. [6] incorporate many of the
(such as soft tissue compliance and muscle length principles of the Motor Relearning programme
or weakness) and that physiotherapists use treatment [19,20] (a systems model of motor control and the
techniques to address these. In this study by far the principles of motor learning) which may make the
most common interventions (preparation for treat- different approaches indistinguishable (assuming
ment) aims to reduce muscle tone. In contrast, that they are operationalized in the same way), and
interventions to address other motor impairments several reviews have failed to find evidence that any
such as weakness or limited joint range were amongst one treatment approach is more effective than ano-
For personal use only.

the least frequently used interventions. A summary of ther [1,3,7].


the application of motor learning theory to stroke An alternative explanation revolves around the
rehabilitation involves recognition of the importance complexities of changing clinical practice. A new
of task and context specific practice for activity in intervention is most easily incorporated into clinical
everyday life; the need for the patient to be active and practice if it fits into the existing model of service
engaged, and details of how the type and intensity of delivery and the physiotherapists’ theoretical beliefs
task, practice and feedback can facilitate or hinder the which form the basis of their clinical reasoning – the
motor skill acquisition. A key implication is that way in which treatment is delivered and the physio-
initial attempts at tasks do not need to be perfect as therapists’ explanation of the patients’ problems and
errors can assist skill acquisition [16]. These princi- what to do about them. In the UK, the Bobath
pals were not incorporated into everyday practice; the concept is predominant [4 – 6] and in the Bobath
patients’ passive role within the treatment session was concept the patient’s problems are thought to be
evident. Functional tasks were practised within the primarily due to abnormal movement patterns and
physiotherapy sessions but not in every-day life. muscle tone so, as the results of this study show,
Provision of, or training in the use of equipment most interventions aim to address this problem.
was the least frequently used intervention, which Consequently, clinical services are configured to
contradicts the perception that physiotherapists do provide these interventions. As the results of this
now embrace the use of equipment [6,12]. study show, there is an emphasis on hands-on
An obvious question rising from these results is contact in a one-to-one treatment session with a
why this mismatch between the physiotherapists qualified physiotherapist. It would be relatively easy
perceived and actual practice occurs. There is no to adapt clinical practice to incorporate a new
obvious explanation deriving from the participants’ intervention if it fitted in with this model of clinical
training, experience or the patients they treated, but reasoning and service delivery. If, however, a new
it may revolve around the labels attached to the intervention did not fit with this mode of reasoning
‘approaches’ used. Although physiotherapists define and practice then much more complex and challen-
their practice in terms of the treatment approach they ging decisions and changes would need to be
use [4 – 7], there has been little work to define or addressed before it were incorporated in to clinical
describe the approaches. It is therefore difficult to practice. It would be difficult to rationalize and
assess their content and to establish the differences justify the use of interventions that did not address
and similarities between them, and consequently to the problems that physiotherapists felt were impor-
assess their relative efficacy. It may be that any tant and limiting the patients’ abilities. This may
differences between approaches are much less than explain why interventions that address impairments
400 S. F. Tyson & A. B. Selley

other than muscle tone were rarely used. Physio- methodology and system to report the interventions
therapists would need to develop a new clinical used has been developed [14]. A remaining gap in
reasoning process, involving different theoretical knowledge is whether specific interventions can be
beliefs if they were to develop a rationale to justify identified as ‘belonging’ to a treatment approach.
the use of interventions which have been traditionally Can physiotherapists identify which interventions
viewed as ‘undesirable’, such as using equipment, form part of the Bobath concept and which do not,
exercise and encouraging independent practice. In for example? This knowledge is needed to clearly
addition, the clinical service may need to be re- distinguish the content of different approaches,
configured to accommodate a new intervention if it and ultimately test the effectiveness of the interven-
does not match the current way in which physiother- tions associated with them. A study is under way to
apy is delivered. For example, the introduction of address this issue.
treadmill training would require a treadmill to be This study has some limitations that need to be
funded and housed, staff to be trained to use it, borne in mind when considering the results of
(possibly) the skill mix of the staff to be altered so a this study. Firstly there is no generally accepted
physiotherapy assistant could supervise its use, and definition of purist or eclectic approaches to treat-
decisions made about whether treadmill training is ment. Consequently the definitions used in this study
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used in addition to, or instead of, the current service, are fairly arbitrary and based on the authors’ under-
and if it is an alternative treatment which aspects of standing and clinical experience, which is that a purist
current treatment are withdrawn. Faced with these is a physiotherapist who uses one treatment approach
challenges, it is perhaps not surprising that the to the virtual exclusion to others, where as an eclectic
physiotherapists used the interventions that fitted physiotherapist is someone who uses interventions
into the model of practice with which they were from a variety of approaches. The Likert scale to
comfortable and familiar and which they had the assess adherence to the Bobath concept was piloted
resources to deliver; the traditional Bobath model. with colleagues and clinical physiotherapists so we
Although they felt open to the idea of ‘other are confident that it is meaningful and reflective of
For personal use only.

methods’, the clinical rationale (or theoretical frame- physiotherapists’ thinking but different wording or
work) for why, when and how they should be used, different definitions of ‘purist’ and ‘eclectic’ could
and information about the optimal model of service give different results. An indication of this comes
delivery with which to operationalize them is not from other studies which have asked stroke phy-
currently available. The challenge for stroke phy- siotherapists about their perceived practice. Three
siotherapy research is to obtain this information. As postal questionnaire surveys (two national [5,6] and
well as information about the effectiveness of one regional [4]) have asked physiotherapists which
individual interventions, we need to understand the approach they use most often [4], which approach
content of the approaches and assess the validity (or they primarily used [5] and which was their preferred
otherwise) of their underlying theoretical constructs. approach [6]. They found that the Bobath concept
We need to identify their unique aspects and their was predominant with 80%, 88% and 67% (respec-
similarities, where differences exist we need to tively) of respondents choosing the Bobath concept.
establish which is most effective, and where there In contrast we asked participants how closely they
are gaps we need to develop new theories and adhered to the Bobath concept, rather than which
models. It is only with this knowledge that informed they used primarily which would account for the
choices can be made about how to progress clinical differences.
practice. It is insufficient to merely know whether The other issue is the generalisability of the results.
individual interventions are effective (or not). For The study covered Greater Manchester, a population
an intervention to be successfully used in clinical of three million people and so the study participants
practice there also needs to be a theoretical frame- were a reasonable representation of stroke patients
work to give a rationale for their use and a successful and physiotherapists, however geographical variation
model of service delivery in to which they can be in the way stroke physiotherapy is practised has
incorporated. been noted previously [5] so generalization should be
In a recent Cochrane review it was concluded that treated with caution. A national level survey is now
stroke physiotherapy treatment approaches were so under way to assess this issue. It should also be noted
complex that the methodological barriers to research that the data from the ‘strongly Bobath’ physiothera-
into them were insurmountable and that further pists came from only seven individuals. Finally, the
physiotherapy research should focus on testing the SPIRIT merely attempts to record the content of
effectiveness of specific interventions instead. How- physiotherapy. It does not address the physiothera-
ever many of these methodological barriers [7] pists’ clinical reasoning – why interventions were
are being broken down; the Bobath concept has used – which could provide a deeper insight into
been defined and described [6,11 – 13], and a the complex processes involved, and may enable the
The effect of Bobath on physiotherapy intervention choice 401

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Acknowledgements
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