Documente Academic
Documente Profesional
Documente Cultură
of Earthquake-induced
Permanent Slope Displacements
207
Microcomputers in C ~ v i Engmeering
l 2. 207-222 11987)
0 1987 flwvier k i e n c e PublishlnRCo , Inc 5 2 Vanderbtll Avenue 0885-9507/876150
208 5. L HOUSTON E l AL
factor of safety and the downslope component of a,, to a, and the “excess” accelerations double integrated
1.e.. to obtain a permanent movement estimate for profile 2,
Maximum available shearing resistance
in Figure 2. Without the introduction of such a slip layer,
(FSLaUc =
Shearing resistance needed for ’
dynamic response programs, such as SHAKE 171, would
static equilibrium predict accelerations within the sliding mass which are
(dvhow- =
(Maximum available
shearing resistanceI-( Shearing resistance
needed for static
equilibrium
Mass of the block
in excess of the yield acceleration. Perhaps more im-
portantly, the acceleration-time history at point A may
depend somewhat on whether or not a “slip layer” that
prevents the acceleration of the block from exceeding
WwmW =
(Maximum available
shearing resistanceI+( equilibrium
Mars of the block
i,
Shearing resistance
needed for static
a, i s present. This is because the acceleration-time his-
tory at any point will depend on how much energy is
being dissipated in the vicinity of the point. Therefore,
in order to get the best estimate of the acceleration-time
Upon rearranging and combining these three equations, history at point A (when amJIwithin the wedge is es-
it can be found that the ratio of the downslope value to sentially equal to a,) the ”slip layer” should be present.
the upslope value of a, is equal to (F5staiuc - 1 )/(f5,faf,c Similar movement estimates can be made for profiles
+ 1). 1 and 3 and then an average movement can be calcu-
The dynamic response of the soil slope to an earth- lated. Although the average i s probably the ”best esti-
quake motion imposed at “bedrock” (point R in Figure mate,” the average as well as the maximum should be
2 ) can best be computed by a twodimensional finite- reported. These movement computations can readily be
element analysis. A number of comparisons have made with a computer program such as DISPLMT.
shown, however, that a satisfactory approximation can It should be noted that the sliding block model does
be obtained by using one-dimensional wave propaga- not apply perfectly to the landslide problem. In fact, in
tion programs [7, 91. A series of three profiles are ana- view of the various approximations required, it probably
lyzed, one near the crest, one near the center, and one should be viewed as a tool to assist the engineer in de-
near the toe of the potential sliding wedge. Examples ciding whether the probable slope movement is: (1) a
are shown as profiles 1, 2, and 3 in Figure 2. The results fraction of an inch, or ( 2 ) a few inches, or (3) a few feet.
are then averaged in order to obtain a response which This level of distinction i s usually adequate to enable an
i s quite close to the average response that would have engineering or management decision. The computa-
been obtained from a two-dimensional finite-element tional method cannot be used to realistically distinguish
analysis in terms of acceleration-time history. The input between 0.33 feet and 0 . 5 7 feet, for example. However,
motions at point R propagate upward towards points A, such a distinction i s often made during the analysis stage
B 3 , B 2 , and 8,.They may be either amplified or atten- in order to evaluate parameter sensitivity.
uated, but they are, in general, modified as they prop-
agate upward. PROGRAM DISPLMT
containing the entire velocity and displacement history. eration values above and below the yield acceleration
In addition, screen graphics are available which allow line, that particular time interval is subdivided so that
the user to observe the movement of the sliding block two time intervals are generated in which the acceler-
as it progresses throughout the computation. Also plot- ation record i s either entirely above the yield acceler-
ted are the acceleration-time history and the yield ac- ation, or entirely below the yield acceleration line. If
celeration versus time. Screen graphics have been ac- this subdivision i s not made then the computed dis-
complished using a graphics kernel software package, placement would be over estimated. Thus, not all time
which is a set of.subroutines written in assembly lan- intervals used in the computation are the same, as is the
guage that can be called from FORTRAN. A listing of the usual practice in implementing the trapezoidal rule.
program, which includes general input instructions, has To specib an arbitrary yield acceleration as a function
been included in Appendix II to this paper. of time or displacement, the user must input a series of
The “excess” accelerations are double integrated in values of yield acceleration and time or yield acceler-
OISPLMT to obtain the permanent displacement of the ation and displacement. The yield accelerations be-
slope. Figure 3 shows a sketch of a yield function which tween specified values are obtained by linear interpo-
varies linearly with time from the computed yield ac- lation.
celeration, using pre-earthquake soil strength param- Figure 4 shows the DISPLMT program flowchart. The
eters, to the yield acceleration computed using post- input data is read first. Since only the downslope yield
earthquake soil strength parameters. The trapezoidal acceleration is given, the program computes the ratio of
method, a simple numerical integration scheme, is used to (a,)dovn,lop using the static factor of safety
to perform the integration. The interval from the initial so that the upslope yield acceleration can be computed
time of zero to the desired final time, 11, is subdivided at any later time.
and the areas of the trapezoids (shown in Figure 3) are After setting the variables to their initial values and
summed to obtain an estimate of the area under the ”ex- setting up the graphical display, the main loop for com-
cess” acceleration curve. Only the contributions to the puting permanent slope displacements begins. First,
integral which fall above the yield acceleration line are time is increment4 by At. Then (av)down,lop is deter-
included in the summation. The corresponding velocity mined using the actual time or actual displacement, de-
curve i s then integrated using the trapezoidal rule to pending on the given function as prescribed in the input
obtain an estimate of the permanent slope displace- data. The value is also computed. Negative
ments. The error in the computation described above is, accelerations, velocities, and displacements are up-
of course, reduced by decreasing the time step used in slope.
describing the acceleration-time record. Next, the program checks for any downslope move-
The time interval for computation of the area under ments. If the ground response acceleration, a([), is
the acceleration curve is normally taken as the time step greater than (a,)downrlop, or the initial velocity for this
between the given data points of the acceleration-time interval is greater than zero, then there is downslope
history. However,, when there are consecutive accel- movement. If there i s movement, then the program calls
ay ( t DOWNSLOPE
PRE- EARTH-
WAKE (a
y) POST-EARTHOUAKE
- I- - w
-__------ - - _ - - -- - - - -
L
Y ( 1 ) UPSLOPE
CONTRIBUTION TO THE S W A T I O N
(n;ur)
VRITL MSUT
lm I
a subroutine to compute the values of velocity and dis- The design earthquake for the seismic response com-
placement. In this subroutine, the actual double inte- putations was an 8.25 Richter magnitude. Because there
gration is performed. Before double integrating the "ex- are no available measured records for earthquakes of
cess" accelerations, the program checks for a need for this magnitude, the synthetic "Seed-ldriss" record was
subdividing the original time interval, At. used as the input motion.
If there is no downslope movement, then a check is
made for upslope movement. If the ground response ac- DOWNSTREAM SLOPE ANALYSIS
celeration, a ( [ ) , exceeds ( a , ) , , , , ~ or
~ ~ if the initial ve-
locity for this interval is less than zero then there is an The critical slip surface for the downstream slope and
upslope movement. Again, if there is movement, the static loading conditions, as shown in Figure 6, was non-
program calls the subroutine to compute velocity and circular. The static factor of safety of 1.37 was deter-
displacement. mined using the Morgenstern and Price method and the
At the end of this main loop, the graphic screen is microcomputer program TSLOPE 1101. The yield accel-
updated with the new values of displacement and ac- eration, using pre-earthquake soil parameters, was also
celerations. The analog block is moved to the new dis- determined using the pseudo-static method in TSLOPE.
placed value. This is done by first erasing the block at The yield acceleration for the critical slip surface was
its original position and then plotting it at the new com- 0.14 g, which was assumed to remain constant through-
puted position. The original position of the block is out the earthquake shaking. The yield acceleration is
shown in all cases by a dashed outline. Time, 1, is in- computed as the acceleration which brings the slope to
cremented by A t and the main loop is entered again. a factor of safety of 1 .O.
When the final time is reached, the acceleration-time The procedure used in the computation of permanent
history i s reversed by changing the sign to each one of slope displacement utilizes one-dimensional seismic re-
its values and the process previously described is per- sponse analyses to obtain the acceleration-time histo-
formed again for the reverse earthquake. This reversal ries which are input into DISPLMT. The "average" accel-
is done in case the input acceleration-time history is eration-time history from the onedimensional analysis,
significantly unsymmetrical. which can be obtained using microcomputer versions
It is generally assumed that both the first run and the of programs such as SHAKE, is typically very close to that
reversal run are of equal validity. The two runs are used which i s obtained using the more complex two-dimen-
to indicate the probable range in results. sional site response analyses performed using finite-ele-
ment programs on a mainframe computer. This has been
IMPLEMENTATION OF RECOMMENDED verified by the authors for several different soil profiles
PROCEDURE TO AN EARTH DAM and slope geometries.
In the analysis of the downstream slope of the earth
An existing earth dam was recently enlarged for the pur- dam, acceleration-time histories were computed for
poses of improving flood control. The original earth dam several soil profiles within the sliding mass. Accelera-
was approximately 650 feet long at the crest and about tion-time histories were obtained for vertical soil pro-
79 feet above the original ground surface. The enlarge- files corresponding to slices 1, 5, and 10, shown in Fig-
ment raised the dam 8 feet in height. The dam is located ure 6 . According to the recommended procedure,
in a small valley with a 45-ft. layer of alluvium overlying discussed previously, a "softened layer" was introduced
bedrock. It is in a region of seismic activity, in which at the elevation correspondingto the critical slip surface
several major earthquakes have occurred within about in performing the seismic response computations. The
50 miles of the dam, ranging from a Richter magnitude acceleration-time histories for points immediately
of 8.3-5.8 over the past 80 years or so. Several major below the shear zone were then input into DISPLMT for
faults are located from 10 to 40 miles of the site, and the purposes of computing permanent displacements.
several small inactive faults and shear zones are present Acceleration-time histories were obtained at the three
in the area near the dam. . sections along the slope using SHAKE, which incorporated
The recommended procedure, described in the pre- an equivalent linear soil modulus.
vious sections, was used in conjunction with the newly Using the constant yield acceleration assumption, the
developed microcomputer program, DISRMT, to estimate permanent slope displacements were estimated using
the permanent slope displacements of the earth dam DISPLMT. For the soil profile corresponding to slice 1 of
using the Newmark method of double integrating the the downstream slope, the maximum permanent defor-
excess accelerations. The critical noncircular slip sur- mation was 0.07 ft. downslope. The maximum accel-
faces which were analyzed for the upstream and down- eration in the acceleration-time history for slice 1 was
stream slopes of the dam are shown in Figures 5 and 6, 0.253 g. The middle of the slope, slice number 5, re-
respectively. sulted in a maximum downslope movement of 0.27 ft.
VOL 2 . N O 3 . S € P T € M B € R 1987 EARTHQUAKE INDUCED SLOPE DISPLACEMENTS 21 3
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VOL 2 , N O 3, SEPTCMBER 1987 EARTHQUAKE INDUCED SLOPE DISPLACEMENTS 21 5
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Slice 5 0.14 0.328 0.256
Slice 10 0.437 0.273
Upstream
~
Maximum
Acceleration at Ease
I of Wedge
With Slip Without
FIGURE 7. Graphical output from OISPLMT showing down- a, Layer Slip Layer
stream slope movements. Profile (g) (g) (g)
Slice 1 - 0.253
for a maximum acceleration of 0.328 g. The profile at Slice 8 0.25 0.372 0.273
the bottom of the slope, slice 10, resulted in a maximum Slice 14 - 0.252
downslope movemept of 0 . 8 5 ft. for a maximum ac-
celeration of 0 . 4 3 7 g>,
M d r n r cwrnpondcncc 10 Sandra L Hwrton. AssisIan1 P r d n m of Civil En-
The average value of the permanent downslope dis- glnming. Arizona SlaIe Univcniw. Tempe. A2 85287
placement for the three profiles is probably the best es-
timate for the slope, because the rigid block assumption time histories for points immediately below the slip sur-
requires that the displacements be equal for the entire face were used to obtain "representative" acceleration-
slope. Therefore, the average permanent downslope dis- time histories for input into DISPLMT.
placement for the downstream slope of the earth dam A constant yield acceleration was assumed for the
was estimated to be about 0 . 3 ft. However, it i s consid- DISPLMT computations for the earth dam. For the soil pro-
ered good practice to report the. maximum calculated file corresponding to slice 8, the maximum downslope
value as well. deformation was 0.035 ft. For slices 1 and 14, the max-
The graphical output from program DISPLMT is shown imum accelerations computed from the onedimen-
in Figure 7 for the downstream slope computations for sional seismic analysis did not exceed the yield accel-
the profile corresponding to slice 5 in the center of the eration (0.246 g), and therefore no displacements were
critical sliding mass. An interval of the acceleration- computed.
time history and the yield acceleration as a function of The graphic output from DISPLMT for the slice 8 profile
time are shown along with the "moving block" in the is shown in Figure 8. The graphic output includes the
output.
FIGURE 8. Graphical output from OISPLMT showing upstream
UPSTREAM SLOPE ANALYSES slope movements.
"moving" block, as well as the plot of an interval of the along the slope. DISPLMTwas then used to calculate the
acceleration-time history and yield acceleration. permanent downslope movements.
The effect of introducing the slip layer with softened
properties is summarized in Table 1 for both the u p The authors would like to thank the firm of Lee and
stream and downstream slopes. For this particular anal- Praszker of San Francisco, California, for their support
ysis, the average maximum acceleration at the base of in this study.
the sliding mass is greater by about 35% when the layer
with softened properties is introduced. This will lead to
larger permanent slope displacements than for the case
REFERENCES
where no slip layer was incorporated in the seismic re-
1. Castro, C., Povlos, S.J., and Leathers, F.D., Reexarni-
sponse analysis. In general, it would be expected that nation of slide of Lower San Fernando Dam. lournal of
the acceleration at the base of the sliding mass would Ceotechnical Engineering, 3(9):1093-1107 (1985).
be a function of the slip layer properties because the 2. Daddazio, R.P., Ettouney, M.M., and Sandler, I.S.,
dissipation of energy and the amount of strain depend Nonlinear dynamic slope stability analyses. lournal
on the slip layer properties. The 35% increase in max- of the Soil Mechanics and Foundation Division
imum acceleration observed is for this particular earth 1 13(SM3):285-298(1987).
dam, and the difference in acceleration with and without 3. Lin, Jeen-Shang and Whitman, R.V., Earthquake-in-
the slip layer would be dependent upon the particular duced displacements of sliding blocks. lournal of Ceo-
technical Engineering 1 1 2(1):44-59(1 986).
soil profile under study.
4. Makdisi, F.I. and Seed, H.B., Simplified procedure for
estimating dam and embankment earthquake-induced
SUMMARY deformations. Journal of the Ceotechnical Engineering
Division, Proceedings of the American Society of Civil
Modifications to the conventional Newmark sliding Engineers, Vol. 104, No. CT7, July, 1978.
block procedure for the determination of permanent 5. Newmark, N.M., E f f m of earthquakes on dams and
slope displacements resulting from earthquake shaking embankments. Ceotechnique 132):139-1 60 (1 965).
were presented. Following the recommended procedure 6. Prevost, J.H., Abdel-Chaffar, A.M., and Lacy, S.J., Non-
for estimatingpermanent slope displacements, the entire linear dynamic analyses of an earth dam. lournal olCeo-
analysis can be performed with microcomputer facilities technical Engineering 111 (7):882-897(1985).
alone. The proposed method introduces a layer with 7. Schnabel, P.B., Lysmer, I., and seed, H.B., SHAKE-A
softened properties at the location of the shear zone for computer program for earthquake response analysis of
horizontally layered soil$. Report No. EERC 72-12,Uni-
the computation of the seismic ground response. This versity of California, Berkeley, December 1972.
"slip layer" prevents the calculated accelerations within 8. Seed, H.B., and Martin, C.R., The seismic coefficient in
the slope from exceeding the yield acceleration, a con- earth dam design. lournal of the sod Mechanics and
dition which is inconsistent with the sliding block anal- Foundation Division 92(SM3):25-58(1 976).
ogy. The computed seismic ground acceleration-time 9. rrssl-A computer program for nonlinear ground re-
response just below the slip layer acceleration is then sponse analysis. TACA Engineering Softward Services,
double integrated to obtain the permanent displace- Berkeley, California, 1985.
ments of the slope. 10. rsiom-Computer program for limit equilibrium slope sta-
A microcomputer program has been developed to bility analyses. TACA Engineering Software Services,
Berkeley, California, 1984.
double integrate the seismic ground response for deter-
mining the permanent slope displacements. The pro-
gram allows the yield acceleration to be a function of APPENDIX I-NOTATION
time or displacement. Graphical output from the com-
puter program DISPLMT allows the user to observe the a = acceleration
downslope movements of the sliding block as they in- a, = yield acceleration
crease each time the yield acceleration is exceeded. a ( t ) = acceleration-time history
The recommended procedure was used to estimate FS = factor of safety
the permanent slope displacements of an earth dam. A p = effective vertical stress
onedimensional microcomputer analysis using an 5, = undrained shear strength
equivalent.linear soil model was used for computing the Ar = time interval
acceleration-time history at three representativeprofiles 4 = friction angle
APPENDI” !!--PROCRAM LISTING
C
C C. H o l d Accolormtlon Dmtm
C
C 1lr.t llM
C
C
C kcond llm
C 90
C DESIRED W 1 m M ACCCLCMTlON I N IWVT Tllll IllSToaY (In q ' m )
C ume t h l m optlon to ~ c m l eth. Input record. 100
C ractor = ( A UI. domirod) / ( A u m . hlmtory)
C A(n) = A (n) rector 101
C (If A UI. doalred I m mot = 0. then Factor = 1 rlll k
C u a d . and tho lnput accmlmratlon t l w hlmtory rlll k uamd
C dlroctly without mcmllng) 110
C 111
C STATIC FAcroll OC MteTI
C 120
C 121
C C. Accmlmrmtlon T l w Hlmtory 130
C
C rlrmt mnd mubmoquent llnmm
-
r 140
141
C ACCLURATION VALUES (In q ' m )
C 0 vmluem on mach llno 150
C
10
20
30
40
50
60
70
VOl 2 , NO 3 , SEPTEMBER 1987 EARTHQUAKE INDUCED SLOPE DISPLACEMENTS 21 9
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APPENDIX Il-continued
350
PP
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C
~ R O V T I W CQtlolov(DT. Aco. Ac. vo. m.DN )
I?(w.m.o.o.ol.Ac.u.o.o)CoTO n o
X-DT~AC/(AL-MO)
VN-X. Ac/z .
Iln=VI(.
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x/z .0
unmJ4
110 1?(U.LT.O.O.O(I.AtO.LT.O.O)OOTO 130
vN-M*DT IAc*ALO)/Z.
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unmn
130 I f ( A C . ~ . O . O . o l . A C O . U . O . O ] ~ 140
xlrDTAco/(AEo-u]
xz-DT-It1
140
150
160
1V J
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APPENDIX Il-continued
CAU UIMS(T1 . T W 1 I
CALL )(DyMS(TO.YLovol
CALL U(MS(Tl.YW11
Y ~ T I D D l
Yunm-Yw)l
C plot accoloratlona
CAU -(1)
Al-A( W I
CAU WOVMS(YU.AO1
CALL UIMS(Tl.Al1
C update lnltlal valuea
YLDDoIYlJmI
Yunm-YWl
rolrl
AO-A 1