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The Spanish Journal of Psychology Copyright 2009 by The Spanish Journal of Psychology

2009, Vol. 12, No. 2, 707-714 ISSN 1138-7416

Salivary Cortisol Response to a Psychosocial Stressor on


Children Diagnosed with Attention-Deficit/Hyperactivity
Disorder: Differences Between Diagnostic Subtypes

Enrique F. Maldonado, Mª Victoria Trianes, Antonio Cortés,


Encarnación Moreno, and Milagros Escobar
Universidad de Málaga (Spain)

The purpose of the present study was to compare the reactivity of the HPA-axis in children diagnosed
with different subtypes of ADHD against a healthy control group. This study included a total of 66
children: 33 children with ADHD diagnoses (10 with prevalent inattentive symptoms, 9 with prevalent
hyperactive-impulsive symptoms and 14 with the combined subtype) and 33 healthy controls. The Trier
Stress Social Test for Children (TSST-C) was employed as stressor. This test included two main stressors:
first, completing a story initiated by an interviewer, and second, executing a timed cognitive task.
Saliva samples were then obtained at -1, and +1, +10, +20 and +30 minutes with respect to the stress-
inducing task. While the repeated-measures ANOVA showed a statistically significant time effect, the
expected cortisol stress-response was not observed in any group. A difference was observed in the
response from the hyperactive-impulsive group that was also observed in the AUCG comparisons with
the subgroups. The ADHD group with prevalent hyperactivity-impulsive symptoms showed more
significantly reduced cortisol levels than the control group and other experimental subgroup with prevalent
inattentive symptoms.
Keywords: attention-deficit/hyperactivity disorder (ADHD), cortisol, Trier social stress test for children
(TSST-C), children.

El objetivo del presente estudio fue comparar la reactividad del eje HPA de niños diagnosticados con
distintos subtipos de TDAH en comparación con un grupo de control sano. En el estudio fueron incluidos
66 niños: 33 con TDAH (10 con predominio inatento, 9 con predominio hiperactivo-impulsivo, y 14 con
sintomatología combinada) y 33 controles sanos. Como estresor se utilizó el Test de Estrés Social de
Trier versión infantil (TSST-C). Este test incluye dos estresores: primero, tras una fase de preparación,
los niños deben concluir la narración de un cuento previamente iniciada por uno de los dos entrevistadores;
y en segundo lugar, tienen que realizar una tarea cognitiva bajo presión de tiempo ante los entrevistadores.
Las muestras de saliva fueron obtenidas a -1 y a +1, +10, +20 y +30 minutos después de la inducción
de estrés. El ANOVA de medidas repetidas arrojó un efecto tiempo estadísticamente significativo aunque
no se observó la respuesta de cortisol esperada en ninguno de los grupos. Se observó una diferencia
en la respuesta del grupo de niños con subtipo hiperactivo-impulsivo que también se constató cuando
se comparó su AUCG con la del resto de los grupos. El grupo TDAH con predominio hiperactivo-impulsivo
mostró niveles significativamente más bajos de cortisol que el grupo control y el resto de los grupos
experimentales al enfrentarse al TSST-C.
Palabras clave: trastorno por déficit de atención/hiperactividad, cortisol, test de estrés social de Trier
versión infantil, niños.

This research study has been co-funded by Boeringher Ingelheim Pharmaton Company, Via Mulini, 6934 Lugano-Bioggio, Switzerland.
Correspondence concerning this article should be addressed to Enrique F. Maldonado. Department of Psychobiology. University of
Malaga. Campus Teatinos, C.P. 29071 Malaga (Spain). Phone: +34-952133476. Fax: +34-952132621. E-mail: fcomm@uma.es

707
708 MALDONADO, TRIANES, CORTÉS, MORENO, AND ESCOBAR

Attention Deficit Hyperactivity Disorder (ADHD) is a hyperactive symptomatology (Blomqvist et al., 2007; Hong
developmental disorder that accompanies the individual et al., 2003; Kaneko, Hoshino, Hashimoto, Okano, &
along his/her lifespan. It is characterized by poor attention Kumashiro, 1993; Shin & Lee, 2007; Yang et al., 2007)
capacity from a developmental point of view (Barkley, 1998, have constituted two independent factors to be associated
2006; Barkley, Murphy, & Bauermeister, 1998). In addition, to these alterations in the basal-circadian activity and/or
it is considered a neurobiological disorder with a strong reduced reactivity of the HPA axis. However, it has recently
genetic component (Biederman & Faraone, 2005; Faraone been observed that the inattentive subtype with severe
et al., 2005). The American Psychiatric Association (2000) symptomatology – six or more inattentive symptoms – can
establishes the following diagnostic subtypes in the DSM- also present hyporeactivity in the cortisol response to a
IV-TR: Predominantly inattentive type of ADHD (ADHD- standard laboratory psychosocial stressor (Randazzo,
IN) when it only meets the conditions for attention deficit; Dockray, & Susman, 2008). Overall, these results may be
predominantly hyperactive/impulsive type of ADHD interpreted from Raine’s theory (1996), which views the
(ADHD-HY) when it meets the conditions for hyperactivity cause of ADHD to stem from lack of fear and lack of
and impulsivity; and finally the combined type (ADHD- physiological arousal experienced by these children when
CO) when it meets all conditions for attention deficit, facing a challenge. Likewise, these results could also be
impulsivity and hyperactivity. However, when none of the interpreted from the viewpoint of those research studies
above diagnostic conditions are met, a non-specific type that suggest that a low level of physiological arousal could
of ADHD can also be diagnosed (Coghill, Rohde, & drive the child to search for sensations that could eventually
Banaschewski, 2008). From an epidemiological point of trigger a decrease in the hormonal response to stress after
view, the prevalence of ADHD in children is estimated in repeated activation (Alink et al., 2008).
6.48% (Polanczyk, Lima, Horta, Biederman, & Rohde, 2007) In line with our literature review, there has not yet been
and is higher among boys than girls (boy/girl ratio of 2.45:1). any child research with a control group to compare
In one of the very few research studies on the prevalence simultaneously the reactivity of the HPA axis to a laboratory
of this disorder carried out in Spain, Cardo, Servera, and psychosocial stressor like the TSST-C among the three
Llobera (2007) have reported a total prevalence of 4.6% ADHD diagnostic subtypes. In this sense, most reviewed
and a prevalence of 1.06% for the hyperactive subtype, studies have included patients on treatment and/or diagnosed
1.06% for the inattentive subtype and 2.25% for the with an only diagnostic subtype according to the DSM-IV-
combined subtype. TR criteria. Due to this gap in the literature, we suggest
Although there are plenty of research studies on the the following hypothesis regarding the purpose of this study:
endocrinological correlates of this disorder in the literature according to the literature review, when comparing the
review (Lurie & O´Quinn, 1991), the raised interest by cortisol response of the three ADHD diagnostic subtypes
investigators to regulate precise evaluation of the without treatment against a control group only experimental
Hypothalamic-Pituitary-Adrenal axis (HPA) in children subjects belonging to the ADHD-HY group will show less
diagnosed with ADHD has been much more recent and cortisol reactivity in relation to the rest of the groups
limited. The HPA axis regulates the basal level and the stress (experimental and control).
response of the cortisol hormone – which is the main
glucocorticoid in the human body – and it constitutes one
of the two main subsystems which the physiological system Materials and Method
of human stress is composed of (Chrousos & Gold, 1992).
Among the few research studies that have evaluated basal Participants
cortisol levels in children diagnosed with ADHD, either
no statistically significant differences were shown (Schultz, This research study has selected a communitarian sample
Halperin, Newcorn, Sharma, & Gabriel, 1997; Valdizán, of 66 boys and girls from seven nurseries and Elementary
2004) or high basal levels of cortisol were rarely observed Education schools in the metropolitan town of Fuengirola
(White & Mulligan, 2005). Further research has shown that in Málaga, Spain. This selection was based on the initial
the most severe forms of this disorder are characterised by evaluation of an original sample of 401 boys and girls
a well-distinguished hyporeactivity of the HPA axis to mental ranging in age from 5 to 8 years old. In order to diagnose
or cognitive stressors (Hong, Shin, Lee, Oh, & Noh, 2003; Attention Deficit Hyperactive Disorder (ADHD) and its
King, Barkley, & Barret, 1998; Shin & Lee, 2007). In this various subtypes according to the DSM-IV-TR criteria, a
respect, it is worth stressing that the presence of a comorbid multi-dimensional and multi-informant procedure (Cortés,
aggressive symptomatology, - including that associated to 2006) was applied: firstly, the scores from the Teacher Report
diagnoses of conduct disorder and/or oppositional defiant Form (Achenbach & Rescorla, 2000, 2001) were filled and
disorder (Kariyawasam, Zaw, & Handley, 2002; Snoek, completed in by each child’s class tutor, and secondly the
van Goozen, Matthys, Buitelaar, & van Engeland, 2004; diagnostic criteria were compared to during the parents’
Yang, Shin, Noh, & Stein, 2007) – as well as impulsive interview, in which an adapted version of the review of
SALIVARY CORTISOL RESPONSE ON ADHD SUBTYPES 709

children disorders by Barkley (1998) was used. Following child interrupt his or her narration, he or she is encouraged
this procedure, 15 boys and 18 girls diagnosed with ADHD by the researcher to continue by answering a script of
were selected for the experimental group, from which 10 predetermined questions. Once this step has concluded,
children suffered from the prevalent inattentive ADHD type, the third step involves asking the child to sit through a
9 children from the prevalent ADHD hyperactive-impulsive cognitively stressor for yet another five minutes. Due to
type and 14 children from a combination of both ADHD the complexity of the original task of numeric extraction
symptomatology. The control group was composed of 33 (thought for this step and suggested for 7-10 years old),
healthy children (19 boys and 14 girls) who did not report which difficulty has been corroborated by teachers from
any ADHD symptomatology and were randomly chosen some of the participating schools, this task was substituted
among the participants in the study (see Table 1). Given by the Matching Familiar Figures Test-20 (MFFT-20) under
that psycho-stimulant treatments are known to alter basal time restraint. After the MFFT-20, each child’s performance
levels together with the cortisol response of this type of was positively reinforced by telling him or her that he or
samples (Lurie & O´Quinn, 1991), according to the she did very well on the test. All tests needed to be
information provided by their families none of the children performed in the morning (due to school schedule conflicts)
included in the ADHD group were on any medical treatment. where data were collected between 10:30 AM and 12:30
A further inclusive criterion was for ADHD participants PM in all cases in order to minimize the interference of
not to have history of neither conduct nor oppositional the circadian rhythm of cortisol release. Saliva samples
defiant disorder. These disorders have been associated to were taken one minute before the child entered the interview
alterations in basal levels and in the HPA axis reactivity to room (pretest values of free cortisol in saliva) and then
stress (Alink et al., 2008; Kariyawasan et al., 2002) and gradually one (+1), ten (+10), twenty (+20) and thirty (+30)
show a high comorbidity with ADHD (Coghill et al., 2008). minutes after having concluded the stress-induction situation
The parents or legal guardians of every child participating in the waiting room.
in this research study had signed an informed consent form
prior to data collection. The study protocol counted on the Determination of Free Cortisol in Saliva
approval from the Department of Education in the Regional
Government of Malaga, which is dependant on the Ministry Salivette® saliva collection kits were used to obtain
of Education in the Andalusian Regional Government (Junta saliva samples in children. Immediately after the samples
de Andalucía), as well as from the relevant boards of were obtained, they were frozen at -20ºC for a month before
directors and school boards. The epidemiological results being tested and assayed. In preparation for their assay,
of this project are shown in Cortés (2009). the samples were centrifuged at 3.500 rpm for 10 minutes
in order to get a clear and watery supernatant of low
Adapted Trier Social Stress Test Version for viscosity. In order to detect free cortisol, a fluorescence
Children (TSST-C) immunoassay (DELFIA) was employed. The DELFIA is
described in detail in Dressendörfer, Kirschbaum, Rohde,
An adapted children’s version of the Trier Social Stress Stahl, and Strasburger (1992). The lower limit of detection
Test (TSST-C) was used in this research as a standard of this analysis is 0.43nmol/l. The inter and intra-assay
laboratory psychosocial stressor (Kirschbaum, Pirke, & coefficient of variation was below 10% along the range
Hellhammer, 1993). The TSST-C incorporates both a that was expected from the cortisol levels. The analyses
psychosocial stressor and a cognitive stressor in the format were conducted in the laboratory of the Department of
of an interview applicable to children. The test is divided Biological Psychology in Dresden Technical University
into three subsequent steps: anticipation, public speaking, (Germany).
and mental stress. After 30 minutes of rest period before
the start of the interview, the first step involves inviting Procedure
the child to enter a room where two research assistants are
awaiting him/her, introducing themselves as interviewers Before data collection, the parents of the selected children
responsible for assessing his/her performance. The researcher were invited to attend an information session where they
kindly explains instructions to the child. The child is were given a general explanation (both spoken and written)
instructed that he or she has four minutes to improvise a on the research objectives and their participation in the
story from a starting paragraph read by the researcher. After project. In order to reduce the anxiety caused by the
this anticipation period, the second step involves asking anticipation of the test, children were told by their parents
the child to stand in front of a microphone and a video- that they were going to participate in a school contest.
camera to continue the narration of the story that the Furthermore, children were not told in advance on which
researcher has begun and that the child needs to finish with date they were going to take the test or they knew the details
his or her own words. This step is required to last for at involved in the study (e.g., interviewers, video-recording
least five minutes while it is being recorded. Should the and/or type of test). The day of the test, the TSST-C was
710 MALDONADO, TRIANES, CORTÉS, MORENO, AND ESCOBAR

individually administered to each participant from 10:30 Results


AM to 12:30 PM. Each school used three different rooms:
a waiting room, an interview room and a third room to In a preliminary data analysis, the cortisol values in
collect the saliva samples after the stressful situation took saliva were observed to be distributed normally (therefore
place. non-transformed direct values obtained are presented) and
the gender variable was not homogeneously distributed in
Statistical Analysis each of the experimental groups (h2 = 11,028 p = 0,012)
and therefore it was included as a covariable in a further
To begin with, the normality of the values of cortisol analysis to control its effect (see Table 1). No statistically
data was assessed in each measure by using the significant differences were observed in the distribution of
Kolmogorov-Smirnov test. The area under the curve with the age and time of the test variables F(3,65) = 2,665, p =
respect to ground (AUCG) and with respect to increase 0,056 and F(3,65) = 1,379, p = 0,257, respectively.
(AUCI) were estimated using the formula suggested by With the purpose of comparing the HPA axis response
Pruessner, Kirschbaum, Meinlschmid, and Hellhammer to TSST-C of children diagnosed with ADHD with that of
(2003). AUCG and AUCI are two different approaches to controls, a first repeated measures ANOVA was conducted.
estimate the area under the curve of the cortisol response While this ANOVA threw statistically significant differences
to the TSST. They were suggested by Pruessner et al. (2003) in the time intra-subject factor (F(4,256) = 6,129; p = 0,005,
and widely employed in the literature of the field. While h2 = 0,087), the typical pattern of cortisol response–
the formula used for the estimation of the AUCG is especially powerful and with several minutes of latency - to this
sensitive to the total response when comparing the response laboratory psychosocial stressor was not observed (see
from the two groups, the formula used for the estimation Fig. 1). Paired contrasts of data extracted from the total
of the AUCI is especially sensitive to increase changes. In sample only revealed decreased differences between the
order to compare the distribution of the gender variable in +20 and +30 minute measurements in the total sample. A
the different experimental groups, a chi-square test was statistically significant difference was also observed in
conducted (c2). In order to compare the distribution of the the inter-subject group factor (control group vs. ADHD;
age variable and the time of the test variable among the F(1,64) = 7,497; p = 0,008, h2 = 0,105) and the
different experimental groups, a T-Student test was conducted experimental group showed more reduced cortisol levels
together with an analysis of variance (ANOVA) of one factor. in comparison with the control group. In relation to the
In order to compare the cortisol values among the baseline latter result, a statistically significant difference in both
measurement, the AUCG, and the AUCI, the T-Student test the pre-test cortisol value (t = 2,050, p = 0,045, d = 0.502)
was also used. In order to conduct the statistical analysis and the AUCG value between the control group and the
of the endocrine response of cortisol to a psychosocial ADHD group (t = 2,759, p = 0,008, d = 0,679) was also
stressor, two repeated measures ANOVAs were conducted observed (see Table 2), unlike in the AUCI parameter (t =
on two factors: a time factor with five repeated measures 1,373, p = 0,175). Therefore, the ADHD group showed
(free cortisol in saliva) and the diagnostic group independent more reduced cortisol levels than the control group during
factor (control vs. ADHD and control vs. ADHD subtypes). the entire test (see Figure 1). No statistically significant
Time of the test, gender and age were used as covariables. interaction was observed between the time and group factors
A value of p < .05 was adopted as the indicator of statistical (F(4,256) = 0,946; p = 0,438). In this first ANOVA, the
significance in the results. All the results shown are mean following covariables were included: gender, age and time
± SEM (except otherwise indicated). All the statistical of the test. As none of these covariables showed a
analyses were performed with the SPSS 12 statistical statistically significant effect, they were excluded from
program. the final statistical analyses.

Table 1
Age, gender and time of the test among the different experimental groups
Control ADHD ADHD-IN ADHD-HY ADHD-CO Total
Group Group Subgroup Subgroup Subgroup Sample
N 33 33 10 9 14 66
6,210,13 6,450,15 6,600,22 5,770,36 6,780,18 6,330,14
Age (Range)
(5-8) (5-8) (6-8) (5-8) (6-8) (5-8)
Ratio Boy/girl 19/14 15/18 6/4 7/2 2/12 34/32
Time of the test 11:280:005 11:340:05 11:300:09 11:210:08 11:460:08 11:310:03
SALIVARY CORTISOL RESPONSE ON ADHD SUBTYPES 711

Table 2
Pre-test levels, AUCG and AUCI of the cortisol response to the TSST-C from the various experimental groups
Control ADHD ADHD-IN ADHD-HY ADHD-CO
Group Group Subgroup Subgroup Subgroup
no=33 no=33 no=10 no=9 no=14
Pre-test Cortisol Levels 5,910,70 3,990,62 3,810,77 3,080,60 4,071,31
Cortisol AUCG 22,351,81 15,071,91 16,653,54 10,761,98 16,703,50
Cortisol AUCI 3,751,33 1,800,49 2,370,89 1,280,79 1,740,85

Discussion

This research study has been the first with a control


group to compare simultaneously the cortisol response to
the TSST-C among a group of non-treated children diagnosed
with the three diagnostic subtypes of ADHD included in
the DSM-IV-TR and without the comorbide presence of
neither a conduct nor an oppositional defiant disorder. The
result that first captured our attention was the absence of a
response to a standard psychosocial stressor from all
experimental groups as well as the control group. Secondly,
it was observed that the ADHD group, in particular the
Figure 1. Average levels of cortisol (±SEM) in the control groups ADHD-HY subtype showed significantly more reduced
(l; no=33), ADHD (n; no=33), ADHD-IN (s; no=10), ADHD- cortisol levels than the control group and the rest of the
HY (t; no=9) and ADHD-CO (¨; no=14). experimental participants during the entire stressful situation.
With regards to our first finding, i.e. the absence of a
significant response from the free cortisol levels with a
With the purpose of dealing in depth with the analysis latency of about 15-20 minutes in relation to the starting
of the differences found between the control group and moment of the stressful period (Buske-Kirschbaum et al.,
the ADHD group after the first analysis, a second repeated 1997; Buske-Kirschbaum et al., 2003) could be interpreted
measures ANOVA was carried out to compare the response as a result of the so-called “stress hyporesponsiveness period”
of the control group with that from the three diagnostic of the HPA axis that some researchers have observed among
subtypes of ADHD mentioned in this research. This ANOVA the same childhood ages as a response to similar situations
threw statistically significant differences in both the time of laboratory stress (Gunnar & Donzella, 2002; Gunnar &
intra-subjects factor (F(4,248) = 3,255; p = 0,013, h2 = Fisher, 2006). According to these researchers, this period
0,050) and the group inter-subjects factor (F(3,62) = 3,174; goes from the first year of life (Gunnar & Donzella, 2002)
p = 0,030, h2 = 0,133). The post-hoc contrasts indicated a up to childhood and approximately the beginning of
statistically significant difference between the control group adolescence (Gunnar & Fisher, 2006; Gunnar & Quevedo,
and the group of children diagnosed with the ADHD-HY 2007). An increase in the negative regulation of the HPA
subtype (see Figure 1). The latter showed more reduce levels axis and a reduction in the adrenal cortex sensitivity to the
than the control group and the rest of the groups of ACTH have been suggested as the main causes for a
diagnostic subtypes during the entire test. No statistically reduction in the response of this hormonal system (Lashansky
significant interaction was observed between the time and et al., 1991). In relation to this, and as far as we are
group factors (F(4,248) = 0,606; p = 0,837). While there concerned, this is the first research study to apply the TSST-
was observed statistically significant differences in the AUCG C in a sample with an average age of six without observing
(F(3,65) = 3,201; p = 0,029, h2=0,134), there were no any response from the HPA axis. However, this result must
statistically significant differences in the pre-test cortisol be taken carefully as there is a possibility that the resting
levels (F(3,65) = 1,710; p = 0,174) or in the AUCI (F(3,65) period that was included in the original design – together
= 0,677; p = 0,576) between the control group and the with the fact that data was collected in the morning – might
ADHD-HY subtype, as shown in Table 2. The covariables have altered or hindered the observation of a weak response
– gender, age and time of the test – did not show significant from the HPA axis among participants.
effects in this case either, and were therefore excluded from Our second discovery seems to be of particular relevance
the final analyses. given that it was obtained from an experimental sample
712 MALDONADO, TRIANES, CORTÉS, MORENO, AND ESCOBAR

composed of non-treated children diagnosed with ADHD students from the class to the waiting room could have also
– according to the international criteria to diagnose the altered or hindered the observation of the cortisol response
three main subtypes of this disorder mentioned in the DSM- to the TSST-C, as it prompted anticipated responses among
IV-TR –, ruling out the possible confusion that the presence children. Finally, the gender variable had to be controlled
of further comorbide psychopathological disorders of an statistically due to the non-homogeneous distribution of
externalising type would have represented. While the formal boys and girls in the experimental groups.
hypothesis previously introduced as an objective cannot To conclude, this research supports the existence of a
be answered given the absence of reactivity among all reduced response of the HPA axis in the ADHD to an
participant groups, our results do allow us to state that experimental stressful situation. This reduced response is
the ADHD group – in particular children diagnosed with especially remarkable in the subgroup of children diagnosed
ADHD-HY – presented a significantly reduced cortisol with ADHD-HY, i.e. children with predominance of
response during the course of a stressful situation (such impulsivity and hyperactivity symptoms. This result suggests
as the one triggered by the TSST-C) in comparison with that further research on the cortisol awakening response as
children who do not suffer from this disorder or children well as on the diurnal rhythm of cortisol release from
diagnosed with a different ADHD subtype. These reduced children diagnosed with ADHD could bear a heuristic
cortisol levels were a constant during the entire test albeit interest. However, and in line with discoveries made by
the variables gender, age and time of the test being expert researchers of this field (Gunnar & Fisher, 2006),
statistically controlled. In relation to the latter, it is worth there is evidence to suggest that our modified version of
stressing the differences observed between the control group the TSST-C (as well as some other similar laboratory
and the ADHD-HY group with regards to the AUCG but paradigms) might not be the optimal way to study the
not to the AUCI. According to Pruessner et al. (2003), the reactivity of the HPA axis response on boys and girls in
AUCG is a particularly close approximation to the level such a low age rank (as there was in our research). In
of total production of the hormone under study as the AUCI relation to this, it seems necessary to keep searching for
parameter is to increases during the observation time. To situations with ecological validity to allow us to analyse
sum up, the above results support and cover the isolated the HPA axis response to psychological stress in children
observations made by some researchers of this ADHD- in a non-invasive way.
HY subtype (Blomqvist et al., 2007; Hong et al., 2003;
Kaneko et al., 1993; Shin & Lee, 2007; Yang et al., 2007).
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714 MALDONADO, TRIANES, CORTÉS, MORENO, AND ESCOBAR

Valdizán, J. R. (2004). The Diagnostic Evaluation and Therapeutic Yang, S. J., Shin, D. W., Noh, K. S., and Stein, M. A. (2007).
Basis of Immediate Release Methylphenidate in Attention Cortisol is Inversely Correlated with Aggression for Those
Deficit Hyperactivity Disorder. Revista Española de Neurología, Boys with Attention Deficit Hyperactivity Disorder who
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Response Measures of Occupational Task Performance: a
Preliminary Comparison Between Typical Children and Children Received October 31, 2008
with Attention Disorder. The American Journal of Occupational Revision received January 2, 2009
Therapy, 59, 426-436. Accepted January 19, 2009

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