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THOMAS J.

REYNOLDS LADDERING THEORY,


AND
JONATHAN CUTMAN METHOD, ANALYSIS, AND
INTERPRETATION

P ersonal values research in


marketing has recently re-
ceived a substantial amount
of attention from both academics
and practitioners. This more in-
out and "get ahead of the pack"
(Plummer, 1985).
Reynolds (1985) notes, though
strong on face validity, these
rather general classifications fail
depth profiling of the consumer to provide an understanding,
and his or her relationship to specifically, of how the concrete
products offers potential not only aspects of the product fit into the
for understanding the "cogni- consumer's life. As such, the
THOMAS J. REYNOLDS cur- tive" positionings of current macro survey approach only
rently serves as president of products but also permits the de- gives part of the answer, namely,
the Institute for Consumer Re-
search a research and ccn- velopment of positioning strate- the overall value orientation of
sultjng company specializing gies for new products. Endorsing target segments within the mar-
in the assessment ol strategic
positionings and the develop- this more psychological view of ketplace. Missing are the key de-
menl of strafegic ccmmunica- the marketplace, Sheth (1983) fining components of a posi-
tion options. In addition, Dr
Reynolds serves as a pro- suggests that to be competitive in tioning strategy—the linkages
fessor in the School of Man- marketing products in the 1980s, between the product and the
agement al the University of
Texas at Dallas both researchers and manage- personally relevant role it has in
ment are going to have to, if they the life of the consumer.
have not already, adopt this con-
sumer-based orientation rather The more psychological per-
than one that merely focuses on spective offered by the "micro"
product characteristics. approach, based upon Means-
End Theory (Gutman, 1982), spe-
The application of the personal cifically focuses on the linkages
values perspective to the mar- between the attributes that exist
keting of consumer products can in products (the "means"), the
be classified into two theoreti- consequences for the consumer
cally-grounded perspectives, provided by the attributes, and
JONATHAN GUTMAN is cur-
"macro" representing sociology the personal values (the "ends")
rently professor of marketing and "micro" representing psy- the consequences reinforce. The
at [he Whittemore School of
Business and Economics at
chology (Reynolds, 1985). The means-end perspective closely
Ihe University of Mew Hamp- macro approach refers to stan- parallels the origin of attitude re-
shire in Durham, New Hamp-
shire Dr. Gufman's mam re-
dard survey research method- search represented by Expec-
search interest is in the devel- ology combined with a classifica- tancy-Value Theory (Rosenberg,
opment and application of
means-end chain methodology
tion scheme to categorize re- 1956), which posits that con-
on which he has published spondents into predetermined sumer actions produce conse-
many articles including those
appearing in the Journal of
clusters or groups (e.g., VALS quences and that consumers
Advertising Research, the methodology of the Stanford Re- learn to associate particular con-
Journal of Marketing, and the
Journal of Retailing.
search Institute). Products and sequences with particular
their positioning strategies are product attributes they have
The authors would like to express their then directed to appeal to these reinforced through their buying
appreciation to Monique Vrinds and general target groups, such as
Gregory Bunker of the institute for Con behavior. The common premise,
sumer Research for both their technical the Merrill Lynch solitary bull then, is that consumers learn to
and practical illustrations of the lad- appealing to the "achiever" ori- choose products containing at-
dering process. entation whose desire is to stand tributes which are instrumental
VALUES THROUGH LADDERING

to achieving their desired conse- context, is represented by choice. nant connections can then be
quences. Means-End Theory Basically, distinctions at the dif- graphically represented in a tree
simply specifies the rationale un- ferent levels of abstraction, rep- diagram, termed a hierarchical
derlying why consequences are resented by the A-C-Vs, provide value map (HVM). (This type of
important, namely, personal the consumer with more person- cognitive map, unlike those
values. ally relevant ways in which output from traditional factor
The focus of this article is on products are grouped and cate- analysis or multidimensional
detailing the specifics of the in- gorized. Thus, the detailing and scaling methods, is structural in
depth interviewing and analysis subsequent understanding of nature and represents the
methodology, termed "lad- these higher level distinctions linkages or associations across
dering" (Gutman and Reynolds, provides a perspective on how levels of abstraction [attributes-
1979; Reynolds and Gutman, the product information is pro- consequences-values] without
1984a), for uncovering means- cessed from what could be called reference to specific brands.) Un-
end hierarchies defined by these a motivational perspective, in fortunately, though basically ac-
key elements and their linkages that the underlying reasons why curate, this general description of
or connections. The combination an attribute or a consequence is the analysis process has not been
of connected elements, or ladder, important can be uncovered. specific enough to permit first-
represents the linkage between For example, the following time analysts (or their superiors)
the product and the perceptual ladder, starting with a basic dis- to feel comfortable with dealing
process of consumers, which as tinction between types of snack with all the vagaries of qualitative
pointed out previously, yields a chips, represents part of the data data of this type. Thus, a step-
more direct and thus more useful collection from a single subject in by-step procedure, including
understanding of the consumer. a salty-snack study: both the analysis and the assess-
ment of the resulting map, will
(V) self-esteem be detailed by way of example
Laddering t later.
(C) better figure Interpretation of this type of
Laddering refers to an in-
depth, one-on-one interviewing T qualitative, in-depth information
technique used to develop an (C) don't get fat permits an understanding of
understanding of how consumers t consumers' underlying personal
translate the attributes of (C) eat less motivations with respect to a
products into meaningful associ- t given product class. Each unique
(A) strong taste pathway from an attribute to a
ations with respect to self, fol-
lowing Means-End Theory T value represents a possible per-
(Gutman, 1982). Laddering in- (A) flavored chip ceptual orientation with respect
volves a tailored interviewing These elements were sequen- to viewing the product category.
format using primarily a series of tially elicited from the respondent Herein lies the opportunity to
directed probes, typified by the as a function of the laddering differentiate a specific brand, not
"Why is that important to you?" technique's ability to cause the by focusing on a product at-
question, with the express goal of respondent to think critically tribute, but rather by communi-
determining sets of linkages be- about the connections between cating how it delivers higher
tween the key perceptual ele- the product's attributes and, in level consequences and ulti-
ments across the range of at- this case, her personal mately how it is personally rele-
tributes (A), consequences (C), motivations. vant, essentially creating an
and values (V). These association "image positioning." This under-
The analysis of laddering data standing typically serves as the
networks, or ladders, referred to such as this across respondents
as perceptual orientations, repre- basis for the development of ad-
first involves summarizing the vertising strategies, each repre-
sent combinations of elements key elements by standard con-
that serve as the basis for distin- senting a distinct "cognitive" po-
tent-analysis procedures (Kassar- sitioning, which reinforces the
guishing between and among jian, 1977), while bearing in mind
products in a given product class. various levels of abstraction for a
the levels of abstraction, A-C-V, given perceptual orientation
It is these higher-order knowl- conceptualization. Then a sum-
edge structures that we use to (Olson and Reynolds, 1983;
mary table can be constructed Reynolds and Gutman, 1984b).
process information relative to representing the number of con-
solving problems (Abelson, nections between the elements. In sum, the express purpose of
1981), which, in the consumer From this summary table domi- the interviewing process is to

nf AnVERTISING RESEARCH-FEBRUARY/MARCH 1988


VALUHS THROUGH LADDERING

elicit attribute-consequence-value underpinnings (Gutman, 1982) or stand the ways in which the re-
associations consumers have with the rather critical distinction be- spondent sees this particular set
respect to a product or service tween the interviewing process of consumer products. Put
class. The general notion is to get and analytical methods used to simply, the respondent is posi-
the respondent to respond and derive meaning from the re- tioned as the expert. The goal of
then to react to that response. sulting data (Durgee, 1985). Not the questioning is to understand
Thus, laddering consists of a only have these critical distinc- the way in which the respondent
series of directed probes based tions been overlooked, but even sees the world, where the world
on mentioned distinctions ini- the standard definition of lad- is the product domain comprised
tially obtained from perceived dering as an interviewing meth- of relevant actors, behaviors, and
differences between and among odology, to date, has not been contexts. The approaches and
specific brands of products or addressed in the academic litera- techniques discussed in this ar-
services. Again, after the initial ture. Given the value of this type ticle are designed to assist the re-
distinction obtained by con- of in-depth understanding of the spondent in critically examining
trasting brands is elicited, all consumer, in particular, the po- the assumptions underlying their
subsequent higher level elements tential with respect to the specifi- everyday commonplace be-
are not brand specific. The lad- cation of more accurate and ap- haviors. Wicker (1985) discusses
dering results can be used to propriate positioning strategies, a how researchers might use some
create an HVM summarizing all comprehensive documentation of of these same devices in breaking
interviews across consumers, this research approach is needed. out of their traditional modes of
which is interpreted as repre- thinking.
senting dominant perceptual ori- Thus, it is the primary objec-
entations, or "ways of thinking," tive of this article to detail the in- Importantly, interviewers must
with respect to the product or terviewing techniques that per- position themselves as merely
service category. tain to laddering in order to pro- trained facilitators of this dis-
vide a foundation for both its covery process. In addition, due
application as well as subsequent to the rather personal nature of
method evaluation. A secondary the later probing process, it is
Objectives objective is to provide a detailed advisable to create a slight sense
description of how the analysis of of vulnerability on the part of the
Since the introduction of the this specific type of qualitative interviewer. This can be accom-
laddering methodology into the data is performed. The third and plished by initially stating that
consumer research domain, nu- final objective is to demonstrate many of the questions may seem
merous applications, both ap- how the laddering results are in- somewhat obvious and possibly
plied and academic, have been terpreted with respect to devel- even stupid, associating this pre-
executed (Gutman, 1984; Gutman oping and understanding per- dicament with the interviewing
and Alden, 1984; Gutman and ceptual orientations and product process, which requires the in-
Reynolds, 1983; Gutman, positionings. terviewer to follow certain spe-
Reynolds, and Fiedler, 1984; cific guidelines.
Olson and Reynolds, 1983; Interview Environment
Reynolds and Gutman, 1984a; Obviously, as with all qualita-
Reynolds and Gutman, 1984b; tive research, the interviewer
Reynolds and Jamieson, 1984). General Considerations. An must maintain control of the in-
Again, the primary application interviewing environment must terview, which is somewhat more
has been to develop a cognitive be created such that the respon- difficult in this context due to the
hierarchical value map indicating dents are not threatened and are more abstract concepts that are
the interrelation of the attributes, thus willing to be introspective the focus of the discussion. This
consequences, and personal and look inside themselves for can be best accomplished by
values for a given product or ser- the underlying motivations be- minimizing the response options,
vice category. hind their perceptions of a given in essense being as direct as pos-
product class. This process can sible with the questioning, while
Unfortunately, the term lad- be enhanced by suggesting in the still following what appears to be
dering in the marketing commu- introductory comments that an "unstructured" format. By
nity has become a somewhat ge- there are no right or wrong an- continually asking the "Why is
neric term representing merely a swers, thus relaxing the respon- that important to you?" question,
qualitative, in-depth interviewing dent, and further reinforcing the the interviewer reinforces the
process (Morgan, 1984), without notion that the entire purpose of perception of being genuinely in-
reference to either its theoretical the interview is simply to under- terested and thus tends to com-

Journal nf AnuPRTiciMfi anc-c


VALUES THROUGH LADDERING

mand the respect and control of rejection should be avoided. Put Another way to think about
the dialogue. simply, the interviewer should be them is size—big versus small.
By creating a sense of involve- perceived as a very interested yet Of course, there are many dif-
ment and caring in the interview, neutral recorder of information. ferent ways that you could
the interviewer is able to get think about the cars, for
below the respondent's surface Laddering Methods example:
reasons and rationalizations to
discover the more fundamental Eliciting Distinctions. Lad- • high styling versus ordinary
reasons underlying the respon- dering probes begin with distinc- styling
dent's perceptions and behavior. tions made by the individual re- • economy versus luxury
Understanding the respondent spondent concerning perceived, • sporty versus traditional
involves putting aside all internal meaningful differences between
references and biases while put- brands of products. Having made There are no right or wrong
ting oneself in the respondent's a distinction the interviewer first answers. As I present you with
place. It is critical that rapport be makes sure it is bipolar, requiring each group, take a moment to
established before the actual in- the respondent to specify each think about the three wine
depth probing is initiated as well pole. The respondent is then coolers.
as maintained during the course asked which pole of the distinc- Specifically, I want you to
of the interview. Basically, the tion is preferred. The preferred tell me some important way in
interviewer must instill confi- pole then serves as the basis for which two of the three wine
dence in the respondent so the asking some version of the "Why coolers mentioned are the
opinions expressed are perceived is that important to you?" ques- same and thereby different
as simply being recorded rather tion. The following overviews from the third. Again, when I
than judged. three general methods of eliciting show you the names of the
distinctions that have proven sat- three wine coolers, think of
Also critical to the interviewing isfactory. The interview outline
process is the ability of the inter- some overall way in which two
generally includes at least two of the coolers are the same and
viewer to identify the elements distinct methods of eliciting dis-
brought forth by the respondent yet different from the third. If
tinctions to make sure no key el- your response for one group of
in terms of the levels of abstrac- ement is overlooked.
tion framework. Thus, a thor- wine coolers is the same as for
ough famiharity with the Means- 1. Triadic Sortitig {Kelly, a previous group, try to think
End theory is essential. 1955). Providing the respondent of another way in which they
Sensitive areas will frequently with sets of three products as in differ.
produce superficial responses the Repertory Grid procedure is
one way to elicit responses from 2. Preference-Consumption
created by the respondent to Differences. Preference differ-
avoid introspection about the real a respondent. Following are in-
structions for a wine cooler study ences can also be a useful device
reasons underlying the respon- for eliciting distinctions. Respon-
dent's behavior. A clinical sensi- which used triads to elicit initial
distinctions. dents, after providing a prefer-
tivity is further required of the ence order for, say, brands of
interviewer to both identify and Instructions for Triads coolers, might be asked to tell
deal with these frequent and po- why they prefer their most pre-
tentially most informative types You will be presented with ferred brand to their second most
of dialogue. five groups of three different preferred brand, or more simply
As in all interview situations, wine coolers. For each group to say why one particular brand
since the respondents will react of three you will have the op- is their most preferred (or second
directly in accordance with the portunity to tell me how you most preferred, least preferred,
interviewer's reactions—both think about the differences etc.) brand.
verbal and nonverbal—it is vital among the coolers. For ex-
to make the respondent feel at ample, if you were given a To illustrate:
ease. One should carefully avoid group of three cars:
Lincoln Continental— You said your most preferred
potentially antagonistic or ag- brand is California Cooler and
gressive actions. Moreover, to Mustang—Cadillac
you might say "car maker" as your second most was Bartles
avoid any "interview demand and Jaymes. What is it, specifi-
characteristics," nonverbal cues a way of thinking about them.
Two are made by Ford and one cally, that makes California
such as approval, disapproval, Cooler more desirable?
surprise or hostility, or implying is made by General Motors.

n( AnVFRTISING RFSEARCH-FEBRUARY/MARCH 1988


VALUES THROUGH LADDERING

Along these same lines, one triads but with a context for understanding of these basic
might ask about preference and making a comparison. For ex- issues will provide a necessary
usage and query instances where ample, it might be suggested to a basis for learning the more de-
liked brands are used infre- mother with young children that tailed techniques to be presented
quently or less well-liked brands she has been out shopping with later in the article.
are used more frequently. This her children, and it being lunch
device worked well in a propri- 1. The Respondent Reaily
time, she wants to stop for lunch Does Not "Know" the An-
etary study of snack chips. Dif- on the way home. Three conve-
ferences between what people swer. When asked why a partic-
nience restaurants could be com- ular attribute or consequence is
like and what they actually used pared for their suitability with re-
opened up the discussion to in- important to them, the respon-
spect to this usage situation. Re- dent often cannot articulate a
clude strategies to limit or control spondents could respond to
the consumption of snacks. "ready" reason. This lack of pre-
triads using their two or three vious thinking of the reason un-
3. Differences by Occasion. most frequent usage occasions as derlying why the lower level
In most cases it is desirable to a context for responding. construct is important can be
present the respondent with a What is important is to provide dealt with by asking what would
personally meaningful context a meaningful basis for the re- happen if the attribute or conse-
within which to make the dis- spondent to keep in mind when quence was not delivered. Essen-
tinctions. This contributes to thinking about differences among tially this is negative laddering.
more important distinctions the stimuli. In this manner their The "nonconscious" reason (pre-
being elicited as respondents' distinctions are more likely to ferred in the Mean-End approach
distinctions are being examined lead to a meaningful consider- to the psychoanalytic "subcon-
in the context of the setting in ation of outcomes accruing to the scious") is then typically discov-
which they naturally occur respondent, which relate to ered by the respondent imag-
(Barker, 1968; Runkel and making distinctions among the ining the negative, resulting from
McGrath, 1972). Attention to the products. the absence of the given con-
context of consumer behavior Selecting Key Distinctions to struct, and then relating that
provides a more meaningful con- Ladder. Typically, a respondent back to what must be delivered if
text for laddering to proceed. can only mention 10 to 12 dif- that negative is to be avoided.
People do not use or consume ferent distinctions for a given
products in general; they do so in Another general class of
product category. Once a satis- probing to avoid blocks on the
particular contexts. A study done factory number of distinctions
in the convenience restaurant part of the respondent is to
have been mentioned, the inter- change or rephrase the question
category (Gutman, Reynolds, and viewer has basically two options
Fiedler, 1984) used triads be- in a situational context, much like
on how to select which ones will the more concrete method illus-
tween various convenience res- serve as the basis for building
taurants as a starting point. It trated earlier for initially eliciting
ladders. Either the interviewer distinctions. By discussing the
was soon discovered that the dis- can judgmentally select which
tinctions elicited represented issue in this manner, an answer
distinctions are to be used on the is typically "discovered" due to
such obvious physical character- basis of prior knowledge of the
istics of the places compared the ability to concretize the issue
category or with respect to the at hand and deal with specific
(namely, hamburgers versus specific research issue at hand.
chicken) that they did not permit circumstances.
Or, the interviewer can present a
movement to higher, more per- card with all the mentioned dis- 2. Issues That Become Too
sonally meaningful areas from tinctions on it and have the re- Sensitive. As the respondent is
this starting point. spondent rate the relative impor- taken through the laddering pro-
tance of each, then select those cess, that is, moved upward
Respondents were then ques- through the levels of abstraction,
tioned about their usage of with the highest ratings.
various convenience restaurants the dynamics of the interview
The Two Basic Problems of become more and more personal.
and the occasion (day-part, who Laddering. Prior to the detailing
with, concomitant activities) in Reaction to the continued
of the specific interviewing tech- probing^ "Why is that important
which they frequented them. niques, two of the most common
Using this information to provide to you?" question about sensitive
problems encountered in lad- issues can vary from "waffling"
a relevant context relating to fre- dering and the general type of
quent usage of the category, re- (redefining the question at an
spondents were given the same tactics required to counter the equal or lower level) to stating "I
situation will be reviewed. An don't know," silence, or even
VALUES THROUGH L ADDERING

formulating extraneous argu- Interviewer: You indicated that spondents when they cannot
ments as an attempt to talk you would be more likely to move beyond a certain level is to
around the issue. Also, the re- drink a wine cooler at a party encourage them to consider what
spondent can manifest avoidance on the weekend with friends, it would be like to lack an object
behavior by attaching negative or why is that? or to not feel a certain way. This
adverse characteristics to the in- Respondent: Well, wine device often enables respondents
terviewing process or to the coolers have less alcohol than a to verbalize meaningful
interviewer. mixed drink and because they associations.
Basically, three techniques can are so filling I tend to drink
be employed to deal with re- fewer and more slowly. Interviewer: You said you
spondent blocks due to sensitive Interviewer: What is the ben-
efit of having less alcohol prefer a cooler when you get
issues. The first involves moving home after work because of the
the conversation into a third when you are around your
friends? full-bodied taste. What's so good
person format, creating a role- about a full-bodied taste after
playing exercise. The second, and Respondent: I never really work?
most dangerous option, is for the have thought about it. I don't Respondent: I just like it. I
interviewer to reveal a relevant know. worked hard and it feels good
personal fact (typically fabricated) Interviewer: Try to think about to drink something satisfying.
about him/herself that makes the it in relation to the party situa- Interviewer: Why is a satis-
respondent feel less inhibited by tion. (*) When was the last fying drink important to you
comparison. The third, and most time you had a wine cooler in after work?
common, is to make a note of the this party with friends Respondent: Because it is. I
problem area and come back to situation? just enjoy it.
the issue when other relevant in- Respondent: Last weekend. Interviewer: What would you
formation is uncovered later in Interviewer: Okay, why drink if you didn't have a
the interview. coolers last weekend? cooler available to you? (*)
Techniques. Each of the fol- Respondent: Well, I knew I Respondent: Probably a light
lowing techniques will be illus- would be drinking a long time beer.
trated by using one common and I didn't want to get wasted. Interviewer: What's better
product class, wine coolers, for Interviewer: Why was it im- about a wine cooler as opposed
purposes of simplicity. A short portant to not get wasted at to a light beer when you get
definition of each technique will the party last weekend? home after work?
be presented. Then verbatim Respondent: When I'm at a Respondent: Well, if I start
transcriptions are shown to give party I like to socialize, talk to drinking beer, I have a hard
a more complete example of the my friends, and hopefully time stopping. I just continue
laddering process. Summary make some new friends. If I on into the night. But with
ladders are detailed to illustrate get wasted I'm afraid I'd make coolers I get filled up and it's
the content classification by level an ass of myself and people easy to stop. Plus, I tend to not
of abstraction (A/C/V). Note that won't invite me next time. It's eat as much dinner.
each ladder is contained within important for me to be part of Interviewer: So why is con-
the HVM depicted in Figure 1. the group. tinuing to drink into the eve-
The summary ladder for (1) is: ning something you don't
1. Evoking the Situational want to do?
Context (*). Laddering works V sense of belonging
best when respondents are pro- Respondent: Well, if I keep
(part of the group) drinking I generally fall asleep
viding associations while
thinking of a realistic occasion in pretty early and I don't get a
C socialize chance to talk to my wife after
which they would use the
product. It is the person that is the kids go to bed. She works
C avoid getting drunk hard with the house and the
the focus of study, not the (wasted)
product. Therefore, it is essential kids all day—and it's really
to ehcit from respondents the important that I talk to her so
A less alcohol/filling we can keep our good rela-
most relevant occasions for
product consumption and to use 2. Postulating the Absense of tionship, our family life, going.
these as the focus of the an Object or a State of Being (*).
interview. One way of "unblocking" re- The summary ladder for (2) is:

1fi .In.irnal of ADVERTISING RESEARCH-FEBRUARY/MARCH 1988


VALUES T H R O U G H L A D D E R I N G

V good family life portance of money to you? portant to you?


Respondent: I'm in charge of Respondent: It's important to
C able to talk to my wife the family budget, so it's my me to have a sophisticated image
responsibility to make sure it's now that I'm in the work force.
C don't fall asleep spent right. I want to be just like my
The summary ladder for (3) is: coworkers.
C (consume less alcohol)
V responsibility to family The summary ladder for (4) is:
A filled up/easy to stop V like my coworkers
C waste money (belonging)
A full-bodied taste/
less alcohol C throw it away C sophisticated image
(don't drink all of it)
3. Negative Laddering (*}. For
the most part, the laddering pro- C more feminine
C gets warm
cedure proceeds by probing the
things respondents do and the A bottle shape
C too much to drink
way respondents feel. However,
much can be learned by inquiring A fancy label
A larger size
into the reasons why respon- 5. Third-person Probe (*).
dents do not do certain things or 4. Age-Regression Contrast
Probe (*). Moving respondents Another device for eliciting re-
do not want to feel certain ways. sponses from respondents when
This technique is particularly rel- backward in time is another ef-
fective device for encouraging re- they find it difficult to identify
evant when respondents cannot their own motives or to articulate
articulate why they do the things spondents to think critically
about and be able to verbalize them is to ask how others they
they do. Exploring hidden as- know might feel in similar
sumptions in this manner and their feelings and behavior.
circumstances.
using the device of making the Interviewer: You said you
opposite assumption have most often drink coolers at the Interviewer: You mentioned
proven to be useful devices in bar. Why is that? you drink wine coolers at
making respondents aware of Respondent: I've never really parties at your friend's house.
implications of common be- thought about it. 1 just order Why do you drink them there?
haviors (Davis, 1971). them. Respondent: Just because they
Interviewer: Is there a differ- have them.
Interviewer: You indicated a ence in your drinking habits Interviewer: Why not drink
distinction between 12 ounce compared to a couple of years something else?
and 16 ounce bottles. What ago? n Respondent: I just like
size bottle do you prefer? Respondent: Yes, I drink dif- drinking coolers.
Respondent: I always buy a 12 ferent types of drinks now. Interviewer: Why do you think
ounce bottle. Interviewer: Why is that? your friends have them at
Interviewer: What's the benefit Respondent: Well, before I parties? (*)
of buying a 12 ounce bottle? used to be in college, and the
Respondent: I just buy it out of Respondent: I guess they want
only thing around seemed to to impress us because wine
habit. be beer. coolers are expensive. They re-
Interviewer: Why wouldn't Interviewer: So why do you late quality to how expensive
you buy a 16 ounce? (*) drink coolers now? it is.
Respondent: It's too much for Respondent: Well, now I have
me to drink and it gets warm be- Interviewer: Why do they
a career and when I do go out want to impress others?
fore I can finish it all. Then I I go with CO workers. Drinking
have to throw it away. Respondent: Since coolers are
a wine cooler looks better than new, they are almost like a
Interviewer: So how do you drinking a beer.
feel when you have to throw it status symbol.
away? Interviewer: Why is that? Interviewer: So what is the
Respondent: The bottle shape value to them of having a
Respondent: It makes me mad and the fancy label look more
because I'm wasting my money. status symbol?
feminine than drinking a beer. Respondent: My friends
Interviewer: What's the im- Interviewer: Why is that im- always like to do one better

Journal of ADVERTISING
VALUES THROUGH LADDERING

than anyone else. It's probably by saying a pick-me-up? some point the respondent re-
related to their self-esteem. Respondent: I mean after I alizes that the product seems to
finish it's like a reward for com- have disappeared from the con-
The summary ladder for (5) is: pleting a chore I dislike. versation. Unfortunately, there
V self-esteem are situations where techniques
The summary ladder for (6) is: and procedures are unable to
V completing a chore produce a means-ends chain. The
C status symbol respondent may be inarticulate
(accomplishment)
or simply unwilling to answer. It
C impress (others) also takes a length of time for the
C reward
interviewer to test all the tech-
C quality niques and develop a personal
C thirst-quenching
style that can produce ladders.
A expensive As with any qualitative technique
C refreshing
6. Redirecting Techniques: experience becomes the key.
Silence (*)lCommunication Typically, two or three ladders
Check ( }. Silence on the part of A crisp
can be obtained from roughly
the interviewer can be used to three-fourths of the respondents
make the respondent keep trying A carbonation
interviewed. Approximately one-
to look for a more appropriate or Summary. The reader will no fourth of the respondents, de-
definite answer when either the doubt notice the similarity of pending on the level of involve-
respondent is not willing to think these techniques to other qualita- ment in the product class, cannot
critically about the question tive interviewing approaches. go beyond one ladder. The time
asked or when the respondent The purpose here has been to required from distinctions to final
feels uncomfortable with what he demonstrate their use in lad- ladders varies substantially, of
or she is learning about dering and to show how the course, but 60 to 75 minutes rep-
themselves. ladders per se emerge from the resents a typical standard.
A communication check simply interviewer-respondent
refers to repeating back what the interaction. Analysis
respondent has said and asking After spending a fair amount
for clarification, essentially asking of time on one ladder without Content Analysis. As over-
for a more precise expression of closure to a higher level, it be- viewed earlier, the initial task of
the concept. comes necessary to either termi- the analysis is to content-analyze
Interviewer: You mentioned nate further discussion or pro- all of the elements from the
ceed on to another ladder and ladders. The first step is to record
you like the carbonation in a the entire set of ladders across
cooler. What's the benefit of it? circle back later. If one attribute
or consequence ceases to become respondents on a separate coding
Respondent: I don't think form. Having inspected them for
there's any benefit to mobile, it is of no benefit to con-
tinue the laddering process with completeness and having devel-
carbonation. oped an overall sense of the
Interviewer: Why do you like it because time is limited. The
more familiar the interviewer be- types of elements elicited, the
it in a cooler? comes with the techniques and next step is to develop a set of
Respondent: No particular procedures, the better the inter- summary codes that reflect ev-
reason. viewer is able to judge if an out- erything that was mentioned.
Interviewer: (silence) (*) come can be reached in the line This is done by first classifying all
Respondent: Come to think of of questioning. By moving on to responses into the three basic
it, carbonation makes it crisp another subject, the respondent A/C/V levels and then further
and refreshing. is given time to think more about breaking down all responses into
Interviewer: Why is that the issue. The respondent may individual summary codes (see
important? have a block and the shift can Table 1 for wine-cooler codes).
Respondent: It makes it thirst sometimes resolve the problem. Obviously, one wants to
quenching, especially after The central idea is to keep the achieve broad enough categories
mowing the lawn and is a focus of the discussion on the of meaning to get replications of
pick-me-up. person rather than on the more than one respondent saying
Interviewer: Let me see if I product or service. This is not an one element leads to another.
understand what you're easy task because typically at Yet, if the coding is too broad,
saying. (**) What do you mean

18 Journal of ADVERTISING RESEARCH-FEBRUARY/MARCH 1988


VALUES THROUGH LADDERING

nalized, numbers are assigned to dents from which the HVM in


Tabie 1 each. These numbers are then Figure 1 was constructed.)
Summary Content Codes for used to score each element in It is this "crossing over" from
Hypothetical Wine Cooier each ladder producing a matrix the qualitative nature of the in-
Example with rows representing an indi- terviews to the quantitative way
Values vidual respondent's ladder (one of dealing with the information
(20) Accomplishment respondent can have multiple obtained that is one of the unique
(21) Family ladders and thus multiple rows), aspects of laddering and clearly
(22) Belonging with the sequential elements
(23) Self-esteem the one that sets it apart from
within the ladder corresponding other qualitative methods. This
Consequences to the consecutive column desig- summary score matrix, then,
( 8) Quality nations. Thus the number of serves as the basis for deter-
( 9) Filling columns in the matrix corre- mining the dominant pathways
(10) Refreshing sponds to the number of ele-
(11) Consume less or connections between the key
(12) Thirst-quenching ments in the longest ladder plus elements as well as providing the
(13) More feminine any identification or demographic ability to summarize by subgroup
(14) Avoid negatives codes. (See the Appendix for the (e.g., men only).
(15) Avoid waste
(16) Reward hypothetical score matrix repre-
senting one ladder for 67 respon- The impiication Matrix. Two
(17) Sophisticated
(18) Impress others research issues remain; construct-
(19) Socialize

Attributes Figure 1
( 1) Carbonation Hypotheticai Hierarchicai Vaiue Map of Wine Cooler Category
( 2) Crisp
( 3) Expensive
( 4) Label
( 5) Bottle shape Self-esteem 23 Family Life 21
( 6) Less alcohol • feel better • maintain respect
( 7) Smaller about self of others
• self image • better family
• self worth ties
Belonging 22
• security
too much meaning is lost. The • camaraderie
• friendship
key to producing consistency in
this stage, as in all content anal- Accomplishment 20
• get most from life
ysis, is reliability checks across
multiple coders. Impress Others 18 Socialize 19
Importantly, the goal at this • successful image (able to)
level of the analysis is to focus on • easier to talk
• open up
meanings central to the purpose • more sociable
of the study, remembering that it
is the relationships between the Reward 16 Sophisticated Image 17
elements that are the focus of in- • satisfying • personal status
terest, not the elements them- • compensation • how others view me
selves. For example, "avoids the
negatives of alcohol" in Figure 1
is a summarization of several Avoid Negatives
More Feminine 13 of Alcohol 14
more detailed elements (namely, socially • not too drunk
Avoid Waste 15
• doesn't get
not too tired, not too drunk, Thirst-quenching 12 acceptable • not too tired warm
• relieves thirst
don't say dumb things, and don't • not too sour
get numb). If all those separate
elements were given separate Refreshing 10 Ouality 8 Consume less 11
codes it is likely that none of the • feel alert, • superior product can't drink more
alive product quality
relations between them and other can sip
elements would have very high
frequencies, and they would not Smaller
Bottle Less Size
appear in the HVM. Carbonation Expensive (shape) Alcohol Filling (10 oz.)
(+) 1 (+) 3 5 6
Once the master codes are fi- 9 7

Journfil nf AnUPRTIQIMn
V A L U E S T H R O U G H L A D D E R I N G

ing hierarchical maps to repre- times to represent a significant times indirectly. More precisely,
sent respondents' ladders in the connection. For example, there this means that four respondents
aggregate; and determining the may be other paths by which said carbonation directly leads to
dominant perceptual segments "avoids negatives of alcohol" thirst-quenching, whereas two
represented in the overall map of leads to "belonging." Neverthe- respondents sequentially related
aggregate relations. To accom- less, it is helpful to keep track of the two elements with another
plish this, the next step is the the number of times "avoids element in between.
straightforward one of construct- negatives of alcohol" ultimately Constructing the Hierarchicai
ing a matrix which displays the leads to "belonging" when ex- Value Map. In filling in the im-
number of times each element amining the strength of ladders plication matrix, individual re-
leads to each other element as derived from the aggregate spondent's ladders are decom-
(operationally defined at this matrix of relations. posed into their direct and indi-
level as which elements in a Another option in constructing rect components (see Table 2). In
given row precede other ele- the overall matrix of relations constructing the HVM, "chains"
ments in the same row). Such a among elements is whether to have to be reconstructed from the
matrix will be a square matrix count each mention of a relation- aggregate data. To avoid confu-
with a size reflecting the number ship among elements that an in- sion, the term "ladders" will
of elements one is trying to map, dividual respondent makes or to refer to the elicitations from indi-
usually between 30 and 50. Two count a relation only once for vidual respondents; the term
types of relations may be repre- each respondent, no matter how "chains" will be used in refer-
sented in this matrix: direct rela- many times each respondent ence to sequences of elements
tions and indirect relations. mentions it. Given the previous which emerge from the aggregate
ladder as an example, if "filling implication matrix.
Direct relations refer to impli-
cative relations among adjacent —consume less" leads to several To construct a HVM from the
elements. The designations of (A) higher level associations for a matrix of aggregate relations, one
through (E) for the elements refer given individual, do you count begins by considering adjacent
simply to the sequential order that indirect relation as many relations, that is, if A ^ B and B
within the ladder. That is, given times as it occurs, or just once -^ C and C ^ D, then a chain
our wine cooler example: per respondent? The significance A-B-C-D is formed. There doesn't
of an element is in part a func- necessarily have to be an indi-
belonging (E) tion of the number of connec- vidual with an A-B-C-D ladder
tions it has with other elements, for an A-B-C-D chain to emerge
able to socialize (D) which argues for counting all from the analysis. A HVM is
mentions, but it does distort the gradually built up by connecting
avoid negatives of alcohol (C) construction of the map where all the chains that are formed by
there are surprisingly few (to considering the linkages in the
consume less (B) those not familiar with this re- large matrix of relations among
search) connections between ele- elements.
filling (A) ments in the overall matrix. The most typical approach is to
Often, of all the cells having any try to map all relations above
The A-B ("filling—consume relations, only one-half will be
less") relation is a direct one as is several different cutoff levels
mentioned by as many as three (usually from 3 to 5 relations,
B-C, C-D, and D-E. However, respondents.
within any given ladder there are given a sample of 50 to 60 indi-
many more indirect relations, Table 2 presents the row- viduals). The use of multiple
A-C, A-D, A-E, B-D, and so column frequency matrix indi- cutoffs permits the researcher to
forth. It is useful to examine both cating the number of times di- evaluate several solutions,
types of relations in determining rectly and indirectly all row ele- choosing the one that appears to
what paths are dominant in an ments lead to all column be the most informative and most
aggregate map of relationships elements. The numbers are ex- stable set of relations. It is typical
among elements. Without exam- pressed in fractional form with that a cutoff of 4 relations with
ining indirect relations, a situa- direct relations to the left of the 50 respondents and 125 ladders
tion might exist where there are decimal and indirect relations to will account for as many as two-
many paths by which two ele- the right of the decimal. Thus thirds of all relations among ele-
ments may be indirectly con- "carbonation" (element 1) leads ments. Indeed, the number of re-
nected but where none of the to "thirst-quenching" (element lations mapped in relation to the
paths are represented enough 12) four times directly and six number of relations in the square

20 Journal of ADVERTISING RESEARCH-FEBRUARY/MARCH 1988


VALUES THROLGH LADDERING

Tabie 2
Summary impiication Matrix*
8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
1 Carbonation 1.00 10.00 4.06 .01 .14 .04 ,06 ,04 1
2 Crisp 3.00 4.00 .04 .04 .03 ,04 ,01 ,07 2
3 Expensive 12.00 2.04 1.01 1,09 1,06 ,05 .05 3
4 Label 2.00 2 .02 2 ,04 ,02 ,01 .02 ,03 4
5 Bottle shape 1.00 1.00 2 .02 1.03 ,02 .03 5
6 Less alcohol 1.00 1.00 5.00 .01 ,01 1.01 .04 .01 6
7 Smaller 1.00 .01 3.00 ,01 ,02 ,01 7
8 Quality 3 .00 1-00 4.00 4 ,03 4,04 .01 3 ,02 .09 ,04 8
9 Filling 4.00 .04 1 ,03 ,03 ,02 9
10 Refreshing 10.00 1. 00 5,10 .01 .06 04 ,05 .02 10
11 Consume less 5.00 .04 .02 .03 11
12 Thirst-quenching 14.00 ,08 06 ,04 ,04 12
13 More feminine 7. 00 ,02 1,03 ,04 13
14 Avoid negative
1,00 5,00 4,01 ,04 14
15 Avoid waste
2,00 15
16 Revi/ard 11,00 8. 00 ,06 1,05 16
17 Sophisticated 4.00 1,00 1, 00 4,02 5.03 17
18 Impress
1, 00 10.00 9,00 18
19 Socialize
3,00 5,00 19
20 Accomplishment
20
21 Family
21
22 Belonging
22
23 Self-esteem
23

implication matrix can be used as tracted from the matrix of impli- significant direct and indirect re-
an index of the ability of the map cative relations. Considerable in- lations among adjacent elements.
to express the aggregate relation- genuity is needed for this task,
ships. There are (naturally Before constructing the HVM
with the only guideline being from the data in Table 2, it is
enough) a tremendous number of that one should try at all costs to
empty cells and quite a few rela- necessary to point out the types
avoid crossing lines. This disci- of relations which might exist
tions which are mentioned only pline provides a coherence to the
once. Again, in establishing a among elements. Five types of
map and adds considerably to its relations are of note:
cutoff level, one may count only interpretability. The criteria for
the direct linkages in any cell or evaluating the ability of the
one may count the total number A-D Elements mapped as adja-
overall map to represent the data cent which have a high
of linkages, direct or indirect. is to assess the percentage of all
To actually construct a HVM number of direct relations.
relations among elements ac- N-D Elements mapped as nonad-
from the series of connected counted for by the mapped ele-
pairs, one must literally build up jacent which have a high
ments. The reader will note that number of direct relations.
the map from the chains ex- Figure 1 also contains both the A-I Adjacent elements which

Journal of ADVERTISING RESEARCH—FEBRUARY/MARnH 91


VALUES THROUGH LADDERING

have a high number of indi- below the cutoff value chosen to esteem" (23); however, it does
rect relations but a low construct the HVM. However, have seven indirect linkages with
number of direct relations. both elements have two indirect "belonging" (22). The common
N-I Nonadjacent elements which relations with "more feminine" aspects of the "carbonation" (1)
have a low, non-zero in addition to their two direct re- path and the "crisp" path ac-
number of direct relations lations. It would seem reasonable count for the HVM being drawn
but a high number of indi- to position both elements adja- in this manner.
rect relations. cently to "more feminine," omit- In constructing the HVM in
N-O Nonadjacent elements which ting the element or elements Figure 1 from the data in Table 2,
have a low (or zero) number which come between them and the most efficient way is to start
of indirect relations. "more feminine." In the case in the first row for which there is
An illustration of these five types where there are a number of dif- a value at or above the arbitrary
will help make clear the consid- fuse paths between two elements cutoff level you have chosen.
eration process required in the such that no path is dominant, Using a cutoff of 4, the first sig-
construction of the map. as was rather simply demon- nificant value is "carbonation—
The first type of relationship, strated here, it is often useful to refreshing" (1, 10) with a value of
A-D, is the most common and omit the minor relations and just 10.00 indicating 10 direct rela-
represents the standard basis map the dominant path. tions and 0 indirect relations be-
typically used in constructing the If a chain is representative of tween these two elements. Next,
map. However, even when only several individuals' ladders, the one would move to the tenth row
the strong pairwise linkages are elements in that chain will be to find the first value at or ex-
summarized, a certain degree of characterized by a high number ceeding the cutoff value. It can be
simplification can be gained from of indirect relations among non- seen in Table 2 that "thirst-
folding in consistent elements. adjacent relations—although quenching" (column 12) is the
For example, 10 respondents di- such nonadjacent elements will first significant value. Thus, the
rectly associated "carbonation" not necessarily have any direct chain has grown to "1-10-12."
(1) with "refreshing" (10) pro- relations (the "N-I" relation). Continuing in the same manner
ducing a strong linkage. And, This is the type of relationship the chain would next extend to
"carbonation" (1) and "thirst- which characterizes a Guttman "reward" (1-10-12-16), then to in-
quenching" (12) have four direct scale. For example, "reward" (16) clude "impress others" (1-10-12-
relations and six indirect relations leads to "self-esteem" (23) one 16-18), and, lastly, to include
producing a separate yet related time directly, but five times indi- "belonging" (1-10-12-16-18-22).
linkage. In this case, one option rectly. If "reward" did not ulti- Having reached the end of the
would be to map two lines, 1-10 mately lead to "self-esteem," chain, one goes back to the be-
and 1-12. Another option which even though it does lead to "im- ginning to see if there are other
permits essentially the same in- press others" (18), and "impress significant relations in the same
terpretation is to map 1-10-12 in others" leads to "self-esteem," rows of the matrix which already
which both are embedded. In ef- we would certainly not charac- have been inspected. For ex-
fect the "carbonation-thirst- terize the "reward-impress ample, inspecting the first row
quenching" (1-12) relation is a others-self-esteem" chain (16-18- indicates that "carbonation" is
"N-D" type as described above, 23) as a strong one. Thus, the connected to "thirst-quenching,"
because these elements are "N-I" relations, even though "reward," and "impress others"
mapped nonadjacently even they are not plotted, are impor- —all elements which are already
though they have a high number tant determinants of the quality included in the chain. In addi-
of direct relations. of the chains depicted in the tion, "carbonation" is linked to
HVM. "accomphshment" and "self-es-
The possibility exists that some teem" (20 and 23). A similar pat-
relations would not be consid- The last category of relations,
nonadjacent relations which have tern will be observed when links
ered to be positioned adjacently with "thirst-quenching" (12) are
because of a low number of direct low or no indirect or direct rela-
tions (N-O), deserves careful inspected.
relations, yet because of a high
number of indirect relations this consideration because of an arti- However, when "reward" (16)
positioning appears reasonable fact in the way the HVM is con- is inspected, it should be noted
(A-I). To illustrate, "fancy label" structed. As an example, "crisp" that moving across to column 20
(4) and "bottle shape" (5) are (2) does not appear in any re- in row 16, another significant re-
each linked directly to "more spondent's ladder with either lation is found. Thus another
feminine" (13) twice, which is "accomplishment" (20) or "self- chain with common links to the

22 Journal of ADVERTISING RESEARCH—FEBRUARY/MARCH 1988


V A L U E S T H R O U G H L A D D E R I N G

original chain is plotted (1-10-12- rect linkages with "more femi- others -^ belonging chain can be
16-20). And, "impress others" nine" (13), and that "more femi- seen to have a high number of
(18) also is linked to "self-es- nine" has seven direct linkages relations among its respective
teem" (23), producing the family with "sophisticated image" (17). elements.
of chains shown below: Examination of rows 6, 7, 9, 11, Determining Dominant Per-
and 14 (less alcohol, smaller size, ceptual Orientations. Once a hi-
self-esteem (23) filling, consume less, and avoid erarchical value map is con-
negatives of alcohol) have structed, one typically considers
accomphshment (20) linkages only with "able to so- any pathway from bottom to top
cialize" (element 19). Thus in as a potential chain representing
impress others (18) Figure 1, it is only "able to so- a perceptual orientation. For ex-
cialize" that links up with any el- ample, in Figure 1 the total
reward (16) ements on the left side of the number of unique pathways be-
HVM. It is only at the values tween elements at the attribute
thirst-quenching (12) level, "belonging," that the right level and elements at the values
side of the map is connected to
the elements of the left side.
refreshing (10) The goal of mapping these hi- Tabie 3
erarchical relations is to intercon- Summary of Direct (XX) and indi-
nect all the meaningful chains in rect (YY) Reiations for Each
carbonation (1) a map in which all relations are Eiement (XX. YY)
plotted with no crossing lines
Code To From
The next step is to move to the (which in almost all studies is
second row and start the process possible). This results in a map 1 15.35 0.00
over again. It will be seen that which includes all relevant rela-
"crisp" has one set of connec- tions and yet is easy to read and 2 7.23 0.00
tions which are identical to "car- interpret. The HVM in Figure 1 3 17.30 0.00
bonation" and thus could be accounts for 94.5 percent of all
4 6.14
plotted (and is so plotted in the direct and indirect relations 0.00
Figure 1) next to "carbonation." contained in the 67 ladders from 5 5.10 0.00
"Crisp" also has connections to which it was developed. 6 6.60 0.00
"quality" (8), and thus a new Having plotted all relations, it
chain is started. It can be seen by is desirable to look at all elements 7 4.05 0.00
inspecting Table 2 that "expen- in the map in terms of the 8 19.23 19.00
sive" (3) has 12 direct connec- numbers of direct and indirect
tions with "quality." Starting relations they have with other el- 9 5.12 0.00
with a "3-8" chain, "quality" (8) ements, both in terms of other 10 16.26 16.00
is connected to "reward" (16) elements leading into them and
four times so we can include a in terms of their connections to n 5.09 5.00
line between "quality" and "re- higher order elements. Table 3 12 14.22 15.00
ward," thus yielding a "3-8-16" presents the sums of the direct
chain. "Quality" also leads to 13 6.09 6.04
and indirect relations for each el-
"sophisticated image" (17) four ement. For example, "belonging" 14 10.05 10.05
times directly and four times in- (22), at the values level, is the el- 15 2.00 4.01
directly for a total of eight con- ement which has the most ele-
nections; therefore, we can con- ments leading to it. Thus, it 16 20.11 25.33
nect these two elements in the might be seen as the core value 17 15.05 15.15
HVM. In scanning row 17 of in terms of importance to the
Table 2 it can be seem that "so- product class. In addition, three 18 20.00 21.40
phisticated image" has 11 direct other elements are noteworthy 19 8.00 8.11
linkages with "impress others," for having a high frequency of
so that these two elements can be elements leading from them as 20 0.00 14.25
connected in the HVM. well as into them, namely, "re- 21 0.00 9.12
In a similar fashion, "fancy ward" (16), "impress others" 22 0.00 20.56
label" and "bottle shape" (4 and (18), and "quality" (8). Indeed,
23 0.00
5) have two direct and two indi- the quality -^ reward -^ impress 15.37

Journal of ADVERTISING RESEARCH —FFRRi lABV/MAoru I


VALUES THROUGH LADDERING

level is 23, any or all of which relations for four chains within seen by inspection that all ele-
warrant consideration. To more Figure 1 in an easier-to-read ments are linked directly or indi-
fully understand the strength of format than tracking them down rectly to all other elements in the
the chains, the intra-chain rela- in the row-column frequency chain. "Carbonation" has six in-
tions can be summarized and matrix in Table 2. Part A of Table direct linkages with "accomplish-
evaluated. The partitions within 4 shows the direct and indirect ment," meaning that these two
Table 4 demonstrate this process. relations linking "carbonation" elements are included in six re-
Table 4 includes detailing of the with "accomplishment." It can be spondents' ladders. "Refreshing"

Tabie 4
Partitions of Chains by Relations
Part A "Carbonation—accomplishment chain
2 10 12 16 20 0
0

2 0.00 4.00 0.04 0.04 0.00 4.06

0.00 0.00 10.00 5.10 0.04 15.14


10

0.00 0.00 0.00 14.00 0.06 14.06


12

0.00 0.00 0.00 0.00 8.00 8.00


16

0.00 0.00 0.00 0.00 0.00 0.00


20

0.00 0.00 0.00 0.00 0.00 41.28


0
Part B "Carbonation—self-esteem chain
10 12 16 18 23 0
0 1

4.06 0.14 0.04 0.04 14.26


1 0.00 10.00

0.00 10.00 5,10 0.06 0.02 15.18


10 0.00
0.00 14.00 0.08 0.04 14.12
12 0.00 0.00

0.00 0.00 11.00 1.05 12.05


16 0.00 0.00

0.00 0.00 0.00 9.00 9.00


18 0.00 0.00

0.00 0.00 0.00 0.00 0.00


23 0.00 0.00

0.00 0.00 0.00 0.00 64.63


0 0.00 0-00
Part C "Less alcohol—belonging" che in
0 6 14 19 22 0

5.00 1.01 0-01 6.02


6 0.00
0.00 5.00 0.04 5.04
14 0.00

0.00 0.00 5,00 5.00


19 0.00

0.00 0.00 0.00 0.00


22 0.00

0.00 0.00 0.00 16.06


0 0.00
Part D "Bottle shape self-esteem" chain
17 18

24 Journal ol ADVERTISING RESEARCH—FEBRUARY/MARCH 1988


VALUHS T H R O U G H L A D D E R I N G

and "thirst-quenching" have four


and six indirect linkages, respec- Table 5
tively, and "reward" has eight i-adder Frequencies for Attribute-Value Linicages*
direct linkages with "accomplish- Achievement
ment." In all, the chain accounts Social
for 51 direct relations among ele- Accomplishment Self-esteem Total Belonging Family life Total
ments and 46 indirect relations. (I'J) (15) (29) (20) (9) (29)
Part B of Table 4 shows the Physical attributes 10 10 17
"carbonation—self-esteem"
Carbonation
chain. This chain accounts for 10
more direct relations than does Crisp
the chain in Part A of Table 4. It
Less alcohol
is also longer, having more ele-
ments in it. In general, the Fillmg 0 0 0 2 3 5
linkages among elements at the Price 7 5 12 5 0 5
bottom of this chain have fewer
linkages with the elements at the Packaging
top of the chain. "Refreshing" Label
has only two indirect linkages
with "self-esteem." Shape

In Part C of Table 4, a chain is Size


shown that has fewer elements
and accounts for far fewer rela- ' Nine ladders did not reach the values level.
tions. It can also be seen that
"less alcohol" is not strongly as-
sociated with "socialize" or "be- plying the results to the solution consumption behavior or reac-
longing." Such a weakness, as of some marketing problem. The tions to advertising may be
indicated by the lack of associa- HVM obtained through the lad- assessed.
tions respondents are making be- dering procedure offers several Table 5 includes a summary by
tween these elements, might particularly valuable types of in- attribute and value for respon-
represent an opportunity for a formation. It can serve as a basis dents whose ladders extended to
campaign to strengthen this tie for: (1) segmenting consumers the values level. "Belonging" was
(in the beer category this indeed with respect to their values ori- included in the most ladders,
is what the L.A. brand has done entations for a product class or with "self-esteem," "accomplish-
in its advertising in the low-al- brand; (2) for assessing brands or ment," and "family life" fol-
cohol segment of that category). products in a fashion similar to lowing in decreasing order of fre-
Part D of Table 4 shows that, the use of more traditional quency (nine ladders did not
whereas "bottle shape" and ratings; (3) evaluating competi- reach the values level and thus
"more feminine" are linked to tive advertising; and (4) as a basis are omitted from this analysis).
"sophisticated image," there is for developing advertising The values can be grouped at a
not a strong association with strategies. higher level using "achievement"
"impress others." This may sug- Segmentation. The goal of and "social" as higher level value
gest more of an internal orienta- segmentation schemes is to clas- orientations. An equal number of
tion while the "expensive^ sify respondents with respect to subjects fall into each of these
quality" association with "im- some aspect of their behavior, at- two values-level orientations.
press others" is quite strong and titudes, or dispositions in a way One could also include the at-
may be reflective of an external that helps us understand them as tribute-value connections in the
orientation. consumers. The values orienta- segmentation scheme, assessing
tions in a person's ladder may them at the levels used in the
serve as the basis for classifica- HVM or in grouping them as
Applications tion, or the researcher may group shown in Table 5 into marketing-
these values at a still higher mix components. In this ex-
Accordingly, consideration can level. It is also possible to include
now be made of the options ample, the attributes "less al-
attribute-value connections in the cohol" and "filling" are linked to
available to the researcher who segmentation scheme. Once a
uses the laddering approach and social values, whereas "price" is
segmentation scheme has been tied more closely to achievement
is faced with the challenge of ap- developed, respondents' brand- values. "Packaging" attributes

Journal of ADVERTISING
VALUE5 THROUGH LADDERING

are equally divided, although cording to their respective pref- actors). Thus, if the means-end
"size" is identified with social erence distance. Respondents are perspective is valid, preference
values, not achievement values. also asked to provide information would in most cases be multidi-
Respondent segments could be on the extent to which the mensional in nature. Therefore,
studied for brand-consumption brands possess or satisfy the ele- the laddering approach provides
differences and preferences and ments at each level of abstraction a unique opportunity to under-
advertising reactions evaluated. in their ladders. One appealing stand the product class in the
These segmentation bases could feature of this analytical method consumer's own context. This
be translated into larger scale re- is that it only requires ordinal would seem to provide a good
search on brand usage and pref- data—no interval scale proper- start for making decisions about
erence and advertising theme ties are necessary. products and brands.
evaluation. That is, the findings This information not only Assessing Advertising. An-
from this research could become allows a determination of the other important use for the re-
the basis for more traditional levels within a respondent's sults obtained through laddering
paper-and-pencil methods that ladder at which preference is de- research is to uncover respon-
more readily lend themselves to termined, but the overall index of dents' evaluations of advertising.
large-scale data collection. the ladder allows the researcher Advertising is viewed differently
Product/Brand Assessment. to determine each respondent's when perceived in the context of
Evaluation of a product or brand optimal ladder. Results from different levels of abstraction (at-
is another important marketing CDA analyses have shown that tribute, consequence, and value).
question for which the results of people are not particularly good To accomplish this, after lad-
laddering research may be of use. at recognizing their own most dering, when respondents are
It is advantageous to allow re- discriminating way of evaluating sensitized to the complete range
spondents to use their own frame the brands within a product of their internal feelings about a
of reference when providing class, nor do they recognize the product class, they are shown a
their evaluations of a brand level of abstraction at which their series of ads and asked to rate
rather than some researcher-sup- judgments are being made (see them on the extent to which the
plied attributes that may not be Reynolds [1985] for a detailed ad communicates at each level
the subject's own. For many summary of the method and the and to provide some comment on
product categories or subclasses results). This suggests that re- why it does or does not commu-
of categories, respondents are searchers ought to be suspicious nicate at that level.
much more likely to make prefer- of self-report rating systems in- Analysis of these comments
ence judgments at the conse- herent in many attitude models leads to the construction of a
quence and values levels than at and consumer surveys. series of statements reflecting
the attribute level (Reynolds, The output from laddering, their content. To further broaden
Gutman, and Fiedler, 1984; coupled with the unique analyt- the coverage of these statements,
Reynolds and Jamieson, 1984). ical procedures it allows, pro- a model depicting an advertising
A statistical approach. Cogni- vides researchers with a better research paradigm can be used
tive Differentiation Analysis understanding of the basis upon (see Figure 2). This model
(CDA), has been developed which consumers make distinc- (Reynolds and Trivedi) indicates
(Reynolds, 1983; Reynolds and tions between competing brands. the components of an ad in rela-
Sutrick, 1986) to enable re- Further, it provides a basis for tion to levels of involvement the
searchers to determine the level developing a product space that consumer may have with the ad.
of abstraction (attribute, conse- is truly aligned with preference, Fifty to sixty statements can be
quence, or value) at which pref- as such spatial maps may be ob- developed covering the adver-
erence judgments are being made tained using different levels of tising's message elements, execu-
by consumers. This approach abstraction as a frame of refer- tional frameworks, perceptions of
provides indices indicating the ence. Too often product-planning the advertisers' strategy and in-
discrimination power of each of decisions are based on discrimi- volvement with the ad, involve-
the descriptors with respect to a nation differences and not pref- ment of the ad with the respon-
set of pairwise discrimination- erence differences. Consumers, dent's personal life, and the ex-
between stimuli. To collect data given the means-end framework, tent to which the ad taps into
for this type of analysis, respon- are assumed to have multiple values at a personal level.
dents are asked to sort or rate orientations that are triggered by These statements can then be
pairwise combinations of brands a given occasional context (i.e., used to assess the relative com-
in the relevant product class ac- combination of situation and munication at the various levels.

Journal ot ADVERTISING RESEARCH-FEBRUARY/MARCH 1988


26
VALUES THROUGH LADDERING

Figure 2 entation toward the product


class.
Advertising Research Paradigm Based on Means-End Chain lUiodei Figure 3 shows the Means-
and Hierarchicai Vaiue Structure Anaiysis Ends Conceptualization of Com-
Ad Person
ponents of Advertising Strategy
How ad relates to personal values (MECCAS) in terms of five broad
characteristics that correspond to
What ad makes me think of the levels of abstraction concep-
Consumer Benefit tuahzation (Olson and Reynolds,
Perceptions ot advertisers' Involvement What ad does to me while I watch 1983; Reynolds and Gutman,
strategy
1984). "Driving force," "con-
Executional Framework sumer benefit," and "message
Actors/situations elements" are directly coordi-
Message Elements
nated to the values, conse-
Attributes quences, and attributes levels of
the means-end model. The exe-
cutional framework relates to the
scenario for the advertisement—
the "vehicle" by which the value
orientation is to be communi-
cated. The specification of this
tone for the advertisement is a
critical aspect of strategy specifi-
This can be accomplished, after a attribute level but not at the con- cation. It comes from an overall
sensitizing laddering procedure, sequence or values level. Con- understanding of the way of per-
by showing ads and asking "if versely, other ads may commu- ceiving the product class as indi-
the following statement applies" nicate well at the values level but cated by a particular means-end
to each respective ad. This pro- be weak at the attribute level. An path. As is apparent with this
cess can be operationalized by a effective ad in this context is de- specification, added guidance can
game-board approach (Gutman fined as one which communicates
and Reynolds, 1987) where a tri- across all levels, linking at-
angle is provided to the respon- tributes to benefits and to per- Figure 3
dent with each vertex repre- sonal values which often drive
senting a separate ad. The use of consumer decision-making. Means-Ends Conceptualization
three ads is suggested as an at- Developing Advertising of Components of
tempt to avoid the respondent Strategy. Perhaps the major ben- Advertising Strategy
from becoming too much of an efit of laddering is the insight it Driving Force
advertising expert. As each state- provides to advertising strate- The value orientation of the strategy; the
ment is read the respondent can end-level to be focused on in the advertising.
gists. A definition of advertising
record the applicability to one ad communications which will Leverage Point
(recording the statement code at The manner by which the advertisng will
permit advertising strategies to "tap into," reach, or activate the value or
the respective vertex), or two ads be developed from the HVM will end-level of focus; the specific key way in
(recording on the connecting be briefly discussed (see which the value is linked to the specific
line), or all three (recording in features of the advertising.
Reynolds and Gutman [1984] for
the middle of the triangle). If the a fuller discussion and illustra-
Executional Framework
statement does not apply to any The overall scenario or action plot, plus the
tion). The levels of abstraction details of the advertising execution. The
of the three ads, a "not appli- framework, which underlie the executional framework provides the
cable" response alternative is also formation of means-end chains, "vehicle" by which the value orientation Is
provided. communicated; especially the gestalt of the
provide a basis for coordinating advertisement; its overall tone and style.
The resulting percentage en- the results of laddering to adver- Consumer Benefit
dorsement of each statement for tising strategy development. That The major positive consequences for the
each advertisement provides a is, the perceptual constructs de- consumer that are explicitly communicated
verbally or visually, in the advertising.
good indication of how the ad is picted in the HVM can be used
Message Eiements
viewed and the level at which the as the basis for developing a The specific attributes, consequences, or
ad communicates. That is, some strategy that will appeal to con- features about the product that are
ads may communicate well at the sumers with that particular ori- communicated verbally or visually.

Journal of ADVFRTI.SIWf^
V A L U E S T H R O U G H L A D D E R I N G

be given to creatives without in- derstanding of how consumers Detailed attention is paid to the
fringing on their creativity. translate the attributes of construction of the HVM from
The remaining and key aspect products into meaningful associ- the implication matrix, which
of advertising strategy specifica- ations with respect to self-de- represents the number of direct
tion is the concept of "leverage fining attitudes and values. The and indirect linkages between the
point." Having all the other ele- underlying theory behind the qualitative concepts elicited
ments in mind, it is finally neces-method, Means-End Theory, is during the laddering process.
sary to specify the manner by discussed, as well as the ele- Five types of relations among el-
which the values-level focus will ments of the means-end chains ements are discussed, and their
be activated for the advertise- representing the cognitive levels respective impUcations for con-
ment, that is, how the values of abstraction: attributes, conse- structing a HVM are illustrated.
considerations in the advertise- quences, and values. Having the HVM to work with,
ment are connected to the The interview environment the next step in transforming the
specific features of the advertise-necessary for laddering to take output of laddering into useful
ment. (Examples of advertising place is given special attention information for marketing deci-
strategy specifications are not along with the particular probing sion-making is to determine the
provided—the references cited techniques employed in the qual- dominant perceptual orienta-
above provide ample itative process of laddering. Basi- tions. That is, all potential
illustrations.) cally, the respondent has to feel pathways (connections among el-
Nonetheless, the advantages of as if on a voyage of self-discovery ements) must be examined to de-
being able to specify advertising and that the object of the trip is termine their relative strength of
strategy for all relevant parties— to revisit everyday, commonplace association. Two primary consid-
management, creatives, and re- experiences and examine the as- erations are specified with ex-
searchers—can be reviewed. The sumptions and desires driving amples, namely, the number of
strategy statement itself becomes seemingly simple choice relations among elements within
a concrete way of specifying ad- behavior. the chain and the extent to which
vertising strategy alternatives. Several specific interviewing all elements are interconnected.
These alternatives are linked to devices are described for eliciting Lastly, the issue of applications
the chains which underlie them, product distinctions from re- is discussed referencing the key
and thus a direct connection spondents that serve to initiate research problems of perceptual
exists between the strategy and the laddering process, among segmentation, determining the
the perceptual orientation of the them the use of triads, exploring importance weights of the
consumer. Furthermore, the preference-consumption differ- various components of the
MECCAS model coupled with ences, and examining how con- ladders, and the development
the results from the HVM facili- sumption differs by occasion. The and subsequent assessment of
tate the development of several value of the occasional context, advertising from this value per-
(truly different) strategies for providing a concrete frame of spective. All of the application
comparison and review. Lastly, reference to generate meaningful areas have in common that they
when a strategy has been se- distinctions, is emphasized. depend on laddering's ability to
lected for execution, the Other techniques for moving the draw out from the respondent
MECCAS model provides for a laddering interview upward the true basis for any meaningful
better common understanding of when blocking occurs are also connection they have to the
what the final product should be. discussed and illustrated. product class. •
This obviously leads to the use of The analysis of laddering data
the MECCAS specification as the is detailed noting the critical dif-
basis for evaluating the effective- References
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mary output being (structurally) cept." American Psychologist 36
Summary (1981): 715-729.
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This article reviews and illus- of a hierarchical value map
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both as an interviewing process analysis of ladder elements is po- chology: Concepts and Methods for
and through subsequent analysis. sitioned as an important step in Studying the Environment of Human
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usefulness in developing an un- qualitative to quantitative. University Press, 1968.

28 Journal of ADVERTISING RESEARCH-FEBRUARY/MARCH 1988


VALUES THROUGH LADDERING

Davis, M. S. "That's Interesting:


Toward a Phenomenology of So Appendix
ciology and a Sociology or Phe-
nomenology." Philosophy of the Raw Data from Hypothetical Wine Cooler Data
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4 3 6 20 0
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End Chain Model Based on Con- 5 4 17 20 0 0 0
sumer Categorization Processes." 6 2 10 12 16 18 22
Journal of Mariieting 46, 2 (1982):
60-72. 7 1 12 16 20 0 0
8 3 8 20 0 0 0
9 1 12 16
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ysis." Psychology and Marketing 1, 11 3 8 20 0 0
3/4 (1984): 23-43. 0
12 2 10 12 16 18 22
, ana ocott Alcien. Ado- 13 1 12 16 20 0 0
lescents' Cognitive Structures of
Retail Stores and Fashion Con- 14 1 12 16 18 23 0
sumption: A Means-End Anal- 15 1 10 12 16 20 0
ysis." In Perceived Quality of 16 3 16 20 0 0 0
Products, Services and Stores, J. Ja-
coby and J. Olson, eds. Lex- 17 1 10 12 16 20 0
ington, MA: Lexington Books,
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19 1 10 12 16 18 23
, inomas j . i^eynolus, and 20 1 10 16 0 0 0
John Fiedler. "The Value Struc-
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Framework for Family Decision- 22 3 20 0 0 0 0
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26 3 6 16 18 23 0
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gation at the Levels of Cognitive 27 3 8 18 20 0 0
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sumers in Prodlirt Diffprpnti;! 29
tion." In Attitude Research Under 3 16 23 0 0 0
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cago: American Marketing Asso- 31 3 8 17
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32 3 17 18 23
and , "Developine 0 0
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Means-End Cham Analysis." In 34 4 13 17 18 22 0
Proceedings of 2nd Service Mar- 35 5 13 17 23 0
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VALUES THROUGH L A D D E R ING

W. W. Norton and Co., inc.,


Appendix (continued) 1955.
36 5 17 23 0 0 0
Morgan, Anthony. "Point of
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38 5 13 22 0 0 0 Journal of Advertising Research 24,
4 (1984): 49-51.
39 6 14 18 22 0 0

40 6 14 21 0 0 0 Olson, Jerry C , and Thomas }.


0 0 0
Reynolds. "Understanding Con-
41 6 14 18
sumers' Cognitive Structures:
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43 6 14 21 0 0 0 Strategy." In Advertising arid Con-
sumer Psychology, Vol. I, L. Percy
9 11 14 19 22 0
44 and A. Woodside, eds. Lex-
45 9 11 14 19 21 0 ington, MA: Lexington Books,
21 0 0
1983.
46 9 11 14

47 9 1 14 19 22 0 Plummer, Joseph. "Upfront Re-


15 21 0 0 0 search and Emotional Strategies."
48 7
Speech given at Northwestern
49 7 15 21 0 0 0 University School of Business,
50 7 15 0 0 0 0 Evanston, Illinois, February 1985.
3 8 16 18 22 0
51 Reynolds, Thomas J. "A Non-
52 3 8 18 22 0 0 metric Approach to Determine
0 0
the Differentiation Power of At-
53 2 8 17 22
tribute Ratings with Respect to
54 3 8 16 18 22 0 Pairwise Similarity Judgements
18 22 0 0 [sic]." In proceedings of American
55 3 8
Marketing Association Educator's
56 2 8 17 22 0 0 Conference on Research Methods and
57 2 8 17 19 22 0 Causal Modeling. Chicago: Amer-
ican Marketing Association, 1983.
58 1 8 15 0 0 0

59 6 10 16 0 0 0 . "Implications for Value


0 0 0
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60 6 12 0
spective." Psychology and Mar-
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62 7 11 14 19 22 0
-, and Jonathan Gutman.
17 23 0
63 4 8 13 "Laddering: Extending the Rep-
64 4 8 13 17 22 0 ertory Grid Methodology to Con-
0
struct Attribute-Consequence-
5 8 13 17 23
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30 Journal of ADVERTISING RESEARCH—FEBRUARY/MARCH 1988


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Journal of ADVERTIRINH

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