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Article history: This paper presents a system to support the inspection, diagnosis and repair of external claddings of
Received 10 March 2012 pitched roofs (ECoPiR). The aim of this system is to standardise and systematise the inspection of these
Received in revised form 9 May 2012 construction elements to aid the experts who perform this task. Classification systems of anomalies in
Accepted 4 June 2012
ECoPiR and their causes are proposed in this paper, along with the correlation matrices of anomalies-
Available online 15 July 2012
probable causes and inter-anomalies. A classification system of in situ non-destructive tests and the cor-
relation matrix between them and the anomalies are also presented to assist the diagnosis of anomalies
Keywords:
in ECoPiR and their causes.
Inspection system
External claddings
A set/series of approaches to carrying out repairs is proposed in this paper. They allow the maintenance
Pitched roofs and the restitution of the functional properties of ECoPiR.
Anomalies The information collected during the validation of the inspection system enabled individual files of
Causes anomalies, diagnosis methods and repair techniques to be built up.
Diagnosis The implementation of this system supports the inspection activities included in the predictive pro-
Repair active maintenance strategies of ECoPiR. The standardisation of these inspections will help improve
the efficiency and effectiveness of the actions put into practice when these claddings exhibit pathologic
phenomena.
Ó 2012 Elsevier Ltd. All rights reserved.
1. Introduction ous than in other parts of a building. A roof’s cladding should guar-
antee its watertightness and be durable under the conditions it is
A 1982 analysis of 12,000 anomalies by the Institut Technique exposed to.
du Bâtiment et des Travaux Publics in France led to the conclusion Anomalies in fixings, peripheral areas and ancillary coating
that roofs present more pathological problems than most building materials can occur long before the actual area of the cladding
elements, only exceeded by the building envelope. A similar study deteriorates. The corrective actions in these spots can involve con-
carried out more recently in Australia also concluded that roofs are siderable effort [2].
the second building element most affected, and where a higher Roofs can be divided into flat roofs and pitched roofs and their
number of anomalies were observed [1]. composition, materials and functioning are quite different and
The roof is the most vulnerable element of a building. It is ex- therefore their service lives follows distinct paths. Both are sub-
posed to extreme and variable temperatures, solar radiation, rain jected to harsh environmental conditions but the mechanical ac-
and snow, wind and biological agents. The consequences of an tions they are subjected to differ significantly. Therefore, these
anomaly in a small area of a roof are, in most situations, more seri- roofs must be analysed separately. This research has however fo-
cused solely on pitched roofs.
In general, pitched roofs are not inspected on a regular basis, de-
⇑ Corresponding author. Tel.: +351 21 8419709; fax: +351 21 8497650.
spite the fact that a simple visual inspection is easy. Small anoma-
E-mail addresses: nfgarcez@emfa.pt (N. Garcez), nslopes@emfa.pt (N. Lopes),
jb@civil.ist.utl.pt (J.de Brito), jds@civil.ist.utl.pt (J. Silvestre). lies may not cause immediate problems but failure to take
0950-0618/$ - see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.conbuildmat.2012.06.047
N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044 1035
Classification system
Fig. 1. Classification system for ECoPiR inspection (adapted from Branco and de Brito [23]).
corrective action can result in water infiltration. This can lead to About 40–50% of anomalies are caused by design errors and 25–
problems in the roof’s structure and in other parts of the building, 35% by execution errors [10].
not to mention damage to its contents. The knowledge of ECoPiR pathology is piecemeal and not sys-
Careful and systematic investigation into the defects in external tematised [2,10–14]. The creation of a classification system which
claddings of pitched roofs (ECoPiR) is essential. It should include concentrates this knowledge is fundamental to optimising the
the design stage, to make any necessary adjustments to the project inspection and diagnosis of the anomalies. This system enables
(during or after construction) and the occupants’ accounts [2]. anomalies to be associated with their causes and effects.
An expert-knowledge based inspection system is essential to
developing a good maintenance strategy for ECoPiR. One of its
main advantages is that it allows reducing scatter resulting from 2.1. Anomaly classification
the subjectivity associated to different judgement by different
inspectors. Another feature of the system is that it describes and A classification system of anomalies based on the literature re-
relates all events concerning EcoPiR’s service life: their potential view is proposed. This system intends to standardise the designa-
anomalies, the reasons behind them, the way they can be diag- tion and typing of anomalies and to systematise the knowledge
nosed and the measures that can be taken to eliminate the anom- covered by this theme.
alies and their causes. Such a system is not intended to replace The unequivocal grouping of anomalies by type and visual as-
rational judgement and the experience of expert inspectors and pect led to four groups, three of them divided into subgroups, total-
therefore must be used with caution by inexperienced personnel. ling 19 main anomalies (Table 1). The alpha-numeric identification
However, no works specifically related to inspection systems for of each anomaly enabled the creation of correlation matrices pre-
ECoPiR have been found in refereed journals or conference pro- sented in this paper.
ceedings. Therefore, possible anomalies and their causes must be The A–C Condensations group includes one of the most critical
classified, along with diagnosis and repair methods, to provide forms of manifestation of humidity that lead to anomalies in ECo-
standardised conclusions and correct diagnoses. PiR (Fig. 2).
The inspection system of ECoPiR proposed in this paper is The A–D Displacements/deformations group concentrates on
simultaneously innovative and scientifically validated in other the anomalies related to the deformation of the cladding and
studies. It was created and validated in two Master’s Dissertations movements of its elements, which originate critical points of infil-
in Civil Engineering, using the data collected from 207 standard- tration of rain water (Fig. 3).
ised inspections of ECoPiR and based on a method that has been The A–E Cladding degradation group includes the anomalies
successfully used by the same research team on gypsum plaster- related to ageing and degradation, aesthetic alterations, loss of
board walls [3], gypsum plasters [4], ceramic tiling [5,6], wood cohesion and wear of cladding and roof accessories (Fig. 4).
flooring [7], flat roof waterproofing systems [8] and industrial floor The A–O Design/execution group refers to design/execution er-
coatings [9]. The types of ECoPiR selected for this study were those rors, such as roofs with too steep or too low slopes, defects in any
most commonly found on buildings in Portugal: artificial stone
(micro-concrete and ceramic roof tiles, and fibre–cement roof
Table 1
sheets), natural stone (slates), metal (steel, aluminium, zinc and Proposed classification of anomalies in ECoPiR.
copper), plastics (PC, PVC, GRP and PPMA) and composite materials
(asphalt shingle and sandwich panels). The types of support struc- A-C Condensation
tures analysed were metal, reinforced concrete and timber. A-D Displacements/deformations
The classification system (Fig. 1) includes all the anomalies A-D1 significant deformation of the cladding
A-D2 misalignment of cladding’s elements
identifiable in ECoPiR, along with their causes. The most appropri-
A-D3 loosening of the cladding’s elements
ate diagnosis methods of anomalies and their causes, and the rele-
A-E Cladding degradation
vant repair techniques, complete the system.
A-E1 debris accumulation
A-E2 corrosion
A-E3 spalling/peeling/exfoliation
2. Pathology A-E4 vegetation growth/biological colonisation
A-E5 colour unevenness/changes
ECoPiR anomalies are non-structural by nature and can take A-E6 disaggregation/oxidation (ageing)
various forms, depending on the nature of the materials, the con- A-E7 cracking/fracture
struction techniques used, their causes and when they occur. A-O Design/execution defects
Anomalies affecting EcoPiR may range from slight to very seri- A-O1 defects in the connections
A-O2 defects in tail-ends
ous. They should be eliminated in order to prevent damage not A-O3 lack or deterioration of sealants
only to the roof but to the whole construction. Successful elimina- A-O4 too little or too much overlap
tion is achieved via a thorough knowledge of the pathology and the A-O5 defects in the thermal insulation
suitable treatment of its causes. A-O6 defects in the ventilation system
A-O7 too low/too steep slope
The causes of anomalies in ECoPiR are related to lack of rigour
A-O8 deficient interventions
and quality in design, execution and maintenance of the claddings.
1036 N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044
This paper does not describe each cause exhaustively but it does
typify them in groups related to human responsibility or natural
phenomena. Therefore, a classification system of the causes of ECo-
PiR anomalies is presented in which they are organised according
to order of occurrence (Table 2). This classification comprises two
main groups of causes: direct (or near) ones and indirect (or first)
ones [15]. The first group contains actions that induce the anoma-
lies in a direct manner and includes mechanical actions and envi-
ronmental actions. The second group is related to causes that
Fig. 3. Loosening of micro-concrete roof tiles. need the addition of a direct cause to trigger the pathological pro-
cess and comprises design, execution, and use/maintenance errors.
Table 3
Taken from the anomaly/probable cause correlation matrix.
Note: Each anomaly has an acronym: an A (for ‘anomaly’) plus a hyphen, the group reference and a sequential number (see Table 1). Each cause has an acronym: a C (for
‘cause’) plus a hyphen, the group reference and a sequential number – see Table 2. In this table, ‘h’ represents ‘low correlation’, ‘j’ represents ‘high correlation’ and ‘_’, ‘h’ or
‘j’ represent a correlation degree that was changed after on-site validation.
Table 4
Inter-anomaly percentage correlation matrix (%).
Note: Each anomaly has an acronym: an A (for ‘anomaly’) plus a hyphen, the group reference and a sequential number (see Table 1). In this table, ‘hhhh’ represents ‘0%’,
‘jhhh’ represents ‘]0;25]%’, ‘jjhh’ represents ‘]25;50]%’, ‘jjjh’ represents ‘]50;75]%’ and ‘jjjj’ represents ‘]75;100]%’.
N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044 1039
Table 7
Diagnosis technique file D-C2 – infra-red thermography.
Equipment needed
Thermal camera sensitive to infra-red radiation; thermocouples for monitoring temperatures and video or image equipment for recording the thermographic images
Description of the method
1 – taking advantage of the warming caused by solar radiation, observe the thermographic images obtained by infrared camera; 2 – record on video or image equipment
the images collected, for further interpretation and diagnosis
Advantages
Low cost and effective technique, allowing the inspection without contact with the elements to diagnose; technical testing areas instead of points; a picture of the area
analysed is obtained
Limitations
Infra-red observations imply further – more localised – tests; the interpretation of the results requires a professional with experience and knowledge in the field of
materials’ thermal behaviour
inspection programme resulted in changes being made to the the- biological growth and prevents the development of any parasite
oretical correlation degrees. vegetation that has accumulated over the ECoPiR.
Application of water repellent (R.A2) to ceramic roof tiles in-
3.3. Diagnosis techniques file creases their watertightness while preserving their vapour perme-
ability [26]. This measure prevents biological growth, debris build-
Individual files were built for each diagnosis technique, contain- up and salt penetration in ECoPiR, while keeping its original aspect.
ing the following information: The disadvantages of this kind of product are its limited service life,
significant flammability, and the reduction of ECoPiR’s ‘breathing’
Name and illustrative picture of the diagnosis technique. [26–28]. This technique should be combined with the application
Type of test (destructive/non-destructive). of a water repellent layer on the render.
Aim of the test. The removal of corrosion and reestablishment of the ECoPiR’s
Required equipment. anti-corrosion protection (R.A3) starts with cleaning the surface
Technique procedure. with a water jet (e.g. at a pressure of 3000 psi), removing all the
Advantages and limitations. loose material and the protective layer. Then, the corrosion is re-
moved by mechanical or manual brushing with the aid of a solvent,
Table 7 gives an example of a file of the diagnosis technique D- if necessary. The next step is to apply a primer, followed by another
C2 infra-red thermography. primer to provide adherence, and a finishing paint.
The rehabilitation of the surface of plastic ECoPiR (R.A4) begins
with substrate preparation by polishing with emery paper, fol-
4. Repair lowed by the application of a protective gel of isophthalic resin
in a layer about 400 lm thick. Finally, a glicerophthalic, acrylic or
This section describes the repair techniques used for anomalies polyurethane paint is applied [25].
on ECoPiR and the elimination of the corresponding causes. Joint filling sealants (R.A5) should be repaired when they are de-
tached from the ECoPiR. Repair begins with the removal of the dete-
4.1. Classification of repair techniques riorated sealant by brushing, followed by the application of a
solvent. Next, a primer is applied to the joint followed by the sealant
The repair techniques are arranged in Table 8 according to the (preferably an acrylic polymer). The sealant is applied with a spray
degree of intervention, with the depth of the intervention increas- nozzle to uniformly fill the joint (without bubbles or cavities) [27].
ing as it rises in the category (R.A to R.E). Repair techniques of ECo- The repair of flexible barriers (R.A5) starts by removing the dete-
PiR can be classed in curative (RC), preventive (RP) and/or riorated material by brushing and a solvent (when necessary). Then
maintenance (M) (adapted from Silvestre and de Brito [5]), as pre- the flexible barrier is applied to restore the roof’s watertightness.
sented in Table 8. The correlation between repair techniques and With slates, flat roof tiles (without slots) and asphalt shingles, it
the materials for which they are suitable is also shown in this table. is possible to apply double overlapping (R.A5) to restore the roof’s
ECoPiR cleaning (R.A1) begins with the use of a water jet. When watertightness. This technique consists of increasing the overlap
some incrustation is observed, manual brushing or the use of between elements by reducing the spacing between the beams of
appropriate mechanical equipment is recommended. If necessary, the support structure [26].
this can be followed by the application of a suitable chemical prod- With artificial stone (except micro-concrete roof tiles, flat –
uct. The final stage is cleaning the whole area with water [25]. This without slots – and curve ceramic roof tiles) and metal ECoPiR,
technique removes the dirt and accumulated debris, eliminates overlapping (R.A5) is the correct fitting of ECoPiR in suitable slots.
N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044 1041
Table 8
Classification of ECoPiR repair techniques.
With sandwich panels, metal sheet, plastic and fibre–cement ECo- surface layer which binds the fibres and fixes them to the matrix –
PiR, the overlap (R.A5) applied should be appropriate to local expo- or by covering, creating a continuous protective layer that is thick
sure. Increasing the overlap can correct the too-low slope of a roof and compact, over the sheet’s surface.
[25]. The installation of under-roofing (R.B1) corrects loss of water-
When corroded, metal connections (R.A6) should be replaced tightness due to infiltration or to low slope. This technique also im-
by similar fixings of copper, stainless or galvanised steel. Rings proves ventilation and allows the correction of any cladding
missing from fixings should be replaced and a plastic hood must deformation. With fibre–cement roofs with low slope or loss of
protect the fixings [25]. Broken fixings should be replaced by sim- watertightness, the existing ECoPiR can be used as the undertile
ilar ones of a larger diameter. Weakened rivets require the instal- of a new ECoPiR [25].
lation of self-tapping screws beside them. However, when the Flocking (R.B2) of ECoPiR prevents the accumulation of mois-
rivet allows water to enter, it should be replaced by a similar one ture due to condensation on its under-face [25]. This technique
of a greater diameter, or the damaged ECoPiR should be replaced also improves fire resistance, and thermal and acoustic insulation.
[25]. When mortars or synthetic materials deteriorate they must Flocking is the application of small textile fibres (natural or syn-
be removed and reapplied as specified by the manufacturer. thetic) over the substrate, which has previously had an adhesive
The creation of walkways (R.A7) gives access to roofs for material applied to it. The fibres are fixed to the surface by pneu-
inspection and maintenance work while preventing possible dam- matic projection.
age that these activities might cause to ECoPiR [29]. On ceramic The application/repair/replacement of a vapour barrier (R.B3)
and micro-concrete roof tiles, walkways can be built of cement protects the roof from the degrading action of condensations. If
mortar and roof tiles to create a reinforced area, or with stepping there is no vapour barrier then one should be installed as soon as
tiles. possible and, when damaged, it should be repaired by means of a
The installation of ventilation tiles or accessories (R.A8) corrects patch. The patch should be mechanically fixed and sealed with
inadequate or provides roof ventilation (where there is none). bi-adhesive tape, including the joints. Vapour barriers that reach
These are fitted by creating holes in the eaves, windows, grilles, the end of their service life, or whose characteristics are not suit-
double vent tiles or blades, depending on the ECoPiR type. able for the amount of water vapour produced, should be replaced.
Tail-ends and singularities (R.A9) are repaired by removing the If there is no thermal insulation then it must be installed (R.B4)
elements that had been poorly executed and rebuilding them prop- and any damaged thermal insulation should be repaired. It can be
erly. If possible, the existing materials should be utilised to reduce repaired by applying sprayed expansive polyurethane foam (SEPF)
the cost of the intervention. The accessories used should be suit- when cracks are of significant thickness or by mastic when they are
able and provide the required performance, because adaptations thin. When the insulation is seriously damaged it should be totally
are sources of anomalies. replaced.
Encapsulation (R.A10) repairs fissures, spalling/peeling/exfolia- Applying SEPF to the upper surface of the ECoPiR (R.C1-A) in-
tion on ECoPiR and avoids biological growth. This technique uses creases protection against ultraviolet radiation, reduces the volu-
products capable of agglomerating the particles of the upper face metric variations due to thermal differentials, improves the
of the ECoPiR and fixing them to the cementitious matrix. Encapsu- prevention of condensation, protects against air pollution and acid
lating products can be applied by impregnation – by saturating the rain and discourages the accumulation of debris and biological
1042 N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044
Table 9
Repair file R-A2 – Application of water repellent.
agents. This technique starts by cleaning the ECoPiR with a water- elements show excessive deformation or widespread/deep corro-
jet. Next, any corrosion and the anti-corrosive layer – if any – are sion. Plastic ECoPiR aged by UV radiation must also be replaced.
removed by polishing, and the joints are sealed. Then, the primer The execution of a roof slab (R.E1) gives extra watertightness
and the SEPF are applied (e.g. the latter at 600 psi pressure) and and stiffness, while improving the thermal and acoustic insulation
the resulting surface is smoothed. Finally, an elastomeric mem- with permeable tiles and a timber support structure. This tech-
brane (e.g. acrylic, butyl rubber, CSPE, neoprene, silicone or poly- nique includes the execution of a thin (30–50 mm) cement mortar
urethane elastomer or modified asphalt) is applied, followed by a slab, reinforced with stretched galvanised steel mesh (openings
finishing paint – of a light colour in warm climates. smaller than 5 mm) nailed to the support structure.
Applying SEPF to the inner face of the ECoPiR (R.C1-B) fills small The repair/strengthening/replacement of the support structure
cracks, lowers its susceptibility to condensation and improves the (R.E2) involves a previous analysis and description of its deteriora-
roof’s thermal insulation [25,30]. SEPF is applied using a spray gun tion, including the factors that contributed to it. Depending on the
(e.g. at a pressure of 600 psi) with enough coats to achieve a layer type of support structure (i.e. wood, steel or concrete) the best re-
40 mm thick. It can then be polished or painted, if required. pair/reinforcement/replacement technique for restoring its func-
Slate, asphalt, ceramic, micro-concrete, and fibre–cement ECo- tionality and safety should be chosen and the correct design
PiR replacement (R.D1) is mandatory when it exhibits cracks, frac- procedure should be implemented [31,32].
tures, spalling, peeling, exfoliation or ageing (end of service life). Table 9 shows an example of an individual file from those pro-
Metal (or sandwich panel) ECoPiR should be replaced when the duced for each repair technique.
Table 10
Anomaly/repair technique correlation matrix.
Note: Each anomaly has an acronym: an A (for ‘anomaly’) plus a hyphen, the group reference and a sequential number (see Table 1). Each repair technique has an acronym,
including the group reference and a sequential number – see Table 8. In this table, ‘h’ represents ‘low correlation’ and ‘j’ represents ‘high correlation’.
N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044 1043
4.2. Anomaly/repair technique correlation matrix the same anomaly, it is necessary to confirm their suitability in
terms of the ECoPiR material and the extent of the area affected
The relationship between repair techniques and anomalies is so that the best one is chosen. Nevertheless, two or more repair
presented in Table 10 as a correlation matrix. Each row of this ma- techniques may be necessary to repair the anomaly and eliminate
trix corresponds to an anomaly and the columns represent ECoPiR its causes [5].
repair techniques. At the intersection of each row with each col-
umn, there is a figure which indicates the degree of correlation be- 5. Anomaly files
tween the anomaly and the repair technique, defined as follows:
The information related to each anomaly in ECoPiR was summa-
0 – no correlation – there is no relationship between the anom- rised in individual files. They are an essential tool of this inspection
aly and the repair technique; system as they gather important data, concisely.
1 (h) – low correlation – repair technique suitable for the anom- The format and contents of anomaly files are based on previous
aly, or to eliminate its causes(s), but with limited applicability; works by the same research team [5,23] and include the following
2 (j) – high correlation – the best technique to repair the data:
anomaly or eliminate its causes(s).
Anomaly name and picture of a real example.
Table 10 shows the anomalies in association with various repair A short characterisation of the anomaly.
techniques. When one of these anomalies is observed the choice of Its probable causes, in accordance with the anomaly/probable
the repair technique must take into account that low correlation cause correlation matrix in Table 3; near causes are underlined.
techniques should only be used in particular situations. When Possible consequences of the anomaly.
there are two or more high correlation techniques associated with Items to be checked.
Table 11
Anomaly file A-C – Condensation.
Probable causes
– Missing or incorrect application of thermal insulation elements (C-P4, C-E2, C-E4)
– Missing or incorrect application of ventilation elements (C-P3, C-E3)
– Missing or incorrect application of elements of the vapour barrier (C-P5, C-E5)
– Use of insulation materials that do not respect the functional requisites (C-P9, C-E9, C-E13)
– Excessive environmental humidity/high production of water vapour (C-A9)
– Temperature on the cladding’s surface equal or less to the dew point (C-A8)
– Change of the initially predicted in-service conditions (C-U7)
Possible consequences
– Degradation of the cladding
– Degradation of the underlying layers, due to contact with water
– Formation of dark patches due to dust retention
– Development of fungus and mould
– Detachment, formation of bubbles and cracking in asphalt shingles
– Corrosion of metal elements
Aspects to inspect
– Temperature and inner and outer thermo-hygrometric conditions
– Thickness of each of the roof’s layers
– Thermal conductivity or thermal resistance of each of the roof’s layers
– Resistance to the diffusion of water vapour of each of the roof’s layers
– Thermal bridges (Y/N)
– Condition of the thermal insulation
– Excessive production of water vapour (Y/N)
– Type of use of the spaces beneath the roof
– Insufficient ventilation (Y/N)
Tests to conduct
– Visual inspection (D-A1)
– Measurement of the temperature and of the superficial and/or atmospheric humidity (D-C1)
– Evaluation of the distribution of temperatures by infra-red thermography (D-C2)
Classification parameters
– Conditions for the phenomenon to progress (Y/N)
– Excessive humidity in the space underneath the ECoPiR (Y/N)
– Aesthetic value of the areas affected (high; medium; low)
Severity level/repair urgency
1 – When conditions are right for the progression of the phenomenon and consequent degradation of the cladding
2 – When the phenomenon is limited and conditions are not right for it to progress
1044 N. Garcez et al. / Construction and Building Materials 35 (2012) 1034–1044
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