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National Council for Voluntary Organisations

Campaigning Effectiveness

Voicing your right to know:


A guide to using Freedom of
Information in campaigning

Campaigning Effectiveness, NCVO


September 2010
Philip Hadley
Campaigning Voicing your right to know:
2
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Contents

Contents – click on a heading to


hyperlink to that section

About Campaigning Effectiveness FOI in action: case studies Analysis and conclusions............................. 35 List of FOIA exemptions............................. 44
and the author.................................................... 3
Bliss.........................................................................18 FOI challenges and benefits List of EIR exceptions....................................45
Acknowledgements......................................... 4 summary table................................................. 39
TreeHouse..........................................................21 Resources........................................................... 46
Glossary.................................................................. 4 Points to consider and FOI
The Corner House..........................................24 References...........................................................47
campaign planning diagram..................... 40
Foreword............................................................... 5
Campaign for Clean Air in London....... 27 FOI request sample and response......... 49
Experiences of FOI: Comments...............41
Executive summary.......................................... 6
Campaign Against Arms Trade................31
Conclusions.......................................................... 7
Introduction and overview........................... 8
Methodology and aims................................10
Survey findings.................................................11

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
3
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

About us What is campaigning About the author


Campaigning Effectiveness, NCVO This resource has been produced by and influencing? Philip Hadley coordinates research
supports and empowers people and Campaigning Effectiveness, NCVO as You might call it influencing, voice, into effective voluntary and community
organisations to change their world part of the campaigning and advocacy advocacy or campaigning, but of all sector campaign strategies for
through campaigning and influencing work stream funded by Capacitybuilders. these activities are about creating Campaigning Effectiveness.
policy. We bring together experience change. At NCVO we use the word Philip has worked previously for NGOs
and expertise and drive excellence in campaigning and define this as the in India and the UK. He plays the
campaigning and policy work across mobilising of forces by organisations trombone and can often be seen cycling
civil society by providing support, or individuals to influence others in around London, though he has yet to
knowledge, tools and resources. order to effect an identified and desired perfect doing both simultaneously.
For further information about our social, economic, environmental or
work go to www.ncvo-vol.org.uk/ political change.
campaigningeffectiveness Whatever you call it and whether you
are trying to save a local community
centre from closing or lobbying
government, campaigning is about
creating a change. The impact is the real
change created by a campaign – the
difference it makes to people’s lives.

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
4
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Acknowledgements Further thanks to all of the campaigners Glossary FOIA SIC


who took the time to complete the Freedom of Information Scottish Information
This guide would not have been possible survey questionnaire, and to Katy Term Act Commissioner’s Office
without the valuable and insightful Swaine, Andy Glyde, Richard Taylor Description
contributions made by the individuals GLA SWOT
& Alex Skene, William Summers, Laura CAAT
and organisations who agreed to Greater London Authority Strengths, Weaknesses,
Gyte, Maurice Frankel, Kevin Dunion, Campaign Against Arms
share their experiences of Freedom Opportunities and
Graham Smith, Albert Chan, Ealing Trade ICO
of Information. Their experiences are Threats analysis
Borough Council & Mr Alan Fenton Information
presented through several case studies, for providing such interesting and CCAL Commissioner’s Office UCL
on which the guide is based. In particular thoughtful comments. Campaign for Clean Air in University College London
I would like to thank Helen Kirrane, London MOU
Sasha Daly, Nick Hildyard, Simon Last but not least, thanks to my Memoranda of UKTI DSO
CFOI
Birkett, Ian Prichard, Ann Feltham, Sarah colleagues at NCVO for their helpful Understandings United Kingdom Trade
Campaign for Freedom of
Waldron, Gerry Facenna, Laura Elizabeth support and advice, in particular Susie NCVO
and Investment Defence
Rabin, Amelia Gudgion, Davinder Kaur, Information and Security Organisation
John and other individuals from the National Council for
organisations from which they belong. Belinda Pratten, Ann Blackmore, ECGD Voluntary Organisations VCO
Elizabeth Chamberlain, David Kane United Kingdom Export Voluntary and Community
and Ellie Brodie. Credit Guarantee NGO
Organisations
Department Non-governmental
organisation VCS
EIR Voluntary and Community
Environmental PEST
Sector
Information Regulations Political, Economic, Social
and Technological analysis Tribunal
FOE Information Tribunal –
Friends of the Earth RNID
First Tier and Upper Tier
Royal National Institute
FOI for Deaf People KHRP
Freedom of Information Kurdish Human
Rights Project

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
5
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Foreword developing our ‘right to know’, making


government more transparent and
Campaigning is a critical element of civil exploring key challenges.
society. It is a way of making our voices
heard, establishing rights, and changing I want to thank the organisations who
behaviour or the law. It is one of the worked with us to produce such valuable
tools we use to help build the good case studies, and the individuals who
society. contributed to the research.

The Freedom of Information Act (FOIA) I hope you find this guide useful. Now
and the Environmental Information more than ever we need to make sure
Regulations (EIR) both came about as the voices of citizens and communities
the result of many years of campaigning are heard.
by individual citizens and voluntary and
community organisations. NCVO, in
partnership with the Ashridge Centre for
Business and Society, published a report
on the potential of the FOI Act. As that
report predicted, these Acts are now
themselves an important part of our Sir Stuart Etherington
campaigning armoury. NCVO Chief Executive
This new guide demonstrates how October 2010
Freedom of Information can be used as
a powerful and versatile campaigning
tool at a local or national level, whether
to develop the content of a campaign
or to gain crucial information on how
decisions are made. It shows how
campaigners are at the forefront of

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
6
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Executive summary This guide shows that FOI is a tool But using FOI has not been without There was also a definite need found for
which can complement other methods difficulties. Campaigners have often legal support and advice for campaigners,
We have found that Freedom of of campaigning and is useful for a found that the quantity and quality as central to the appeals of the case
Information (FOI) is a very powerful, variety of purposes at a local or national of information has been insufficient, study organisations was recourse to free
versatile and complementary level, chief among them research and that significant delays are common in legal support, particularly with regard to
campaigning tool that voluntary and advocacy – to the public, local and receiving information and that it is often appeals to the Information Tribunal.
community organisations (VCOs) are national government and in gaining very resource-intensive to follow-up
at the forefront of developing. This is Despite these challenges the campaigners
media interest. requests. Furthermore, the guidance
the central finding of five case studies interviewed and those surveyed thought
available from public authorities
alongside a survey of 45 campaigning The case studies explore how FOI that FOI is a powerful campaigning tool
leaves some issues such as the right
organisations. While FOI came into has been used in different ways – for and has huge potential in the future.
to publish copyright FOI information
force under a Labour Government, its example as a survey tool aimed at A common reason for using FOI was a
unclear. Though they consider FOI to
importance has been recognised by the gathering information from local frustration with a lack of progress through
be worthwhile and effective, some
present Conservative-Liberal Democrat authorities and NHS neo-natal units, other methods. FOI can be extremely
organisations have experienced a
Coalition Government, in their aim as well as an advocacy tool to gain cost-effective – at the cost of writing a
negative effect on their working
to “extend the scope of the Freedom insight into how policy is developed, letter it can transform a campaign in its
relationships following making
of Information Act to provide greater how decisions are arrived at and what foundation – through content, and in its
FOI requests.
transparency.”1 public money is being spent on. The reach – through advocacy.
guide explores how FOI can be used While the appeals system is a key benefit
Using FOI in campaigning is crucial It is crucially important however to
to build understanding and inform of FOI it has also been a frustration to
to achieving greater transparency – consider strategy – to question why as
campaign agendas, to feed into research, campaigners, particularly in terms of
through a constructive process, which a campaigner you wish to use FOI, to
publications and policy work with MPs, drawn-out internal reviews and, while
can bring both significant campaign conduct PEST and SWOT analyses and
Peers and the public, as well as to gain the Information Commissioner’s Office
gains alongside increased accountability. mapping exercises to explore routes of
media coverage and support the work (ICO) can be helpful and is an important
The guide echoes the findings of influence3 and to complement FOI with
of local campaigners. resource for campaigners, it has often
previous research by NCVO, that the other tools where appropriate. There is
taken a long time to reach decisions.
Voluntary and Community Sector (VCS) huge potential for higher uptake of the
Key to appealing is persistence and
have used FOI extensively and there is FOIA and EIR by campaigners, as the
determination as the rewards can be
an even greater potential and appetite following case studies show, campaigning
well worth it.
for further use.2 with FOI can be a very engaging and
rewarding process.
02 Contents 03 About Campaigning Effectiveness 07 Conclusions
03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
7
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Conclusions on a page… Challenges to FOI • Legal assistance is often crucial for 1. HM Government (2010) The Coalition: our programme
for government (London, HM Government), p. 11
appeals to the Information Tribunal, 2. Pratten, B. (NCVO) and Gribben, C. (Ashridge Centre for
• FOI is a powerful, versatile and • The quality and quantity of
especially if the appeal is complicated Business and Society) (2005) Called to Account: The impact
complementary campaigning tool information received is often of the Freedom of Information Act (London, NCVO), p.7
insufficient and response rates vary 3. See Kingham, T., and Coe, J., NCVO (2007) the good
• It is quite clear how powerful a tool Final thoughts Campaigns Guide: Campaigning for Impact (London, NCVO),

FOI is in campaigning, the benefits of • It may be necessary yet resource pp. 27-33
• Developing a campaign strategy, 4. Kingham, T., and Coe, J., (2007) The good Campaigns guide:
which outweigh the challenges intensive to follow-up requests to gain Campaigning for Impact (London, NCVO)
along the lines suggested by the Good
information
Campaigns Guide is crucial to making
Why use FOI? • While FOI is a ‘right to know’, if in FOI requests4
• Frustration with a lack of progress in doubt, seek consent if you wish to
• It is important to see FOI requests as
campaigning through other means publish copyright information
useful for a variety of purposes at a
• FOI can be used to build a body of • It is important to frame a request local as much as a national level
research, as well as a way to engage appropriately, and ask for specific
• Research on the effectiveness of
the media in your campaign recorded information, referencing
FOI in campaigning is in its infancy,
specific time periods if possible
• Engaging supporters via new social this guide demonstrates a need for
media, publications or other methods • It may be worth considering other ongoing impact assessments and
tools if the information can be gained learning opportunities
• FOI is a powerful advocacy tool to gain another way
information about policy issues and • While FOI has been used significantly
how decisions are arrived at by voluntary organisations in
Appeals
campaigning, there is a potential for
• FOI is one of a range of tools in the • Persistence and determination are higher uptake
campaigning toolkit crucial to any successful appeal
• Voluntary organisations are at
• Making appeals can be time- the cutting-edge of using FOI in
consuming campaigning

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
8
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Introduction and While opening up government and One of the major findings was that The FOIA is supplemented by the
making more effective government while a significant number of voluntary EIR, which gives people a right to
overview are perhaps the most crucial aims to, and community organisations had used know about environmental matters.
“Good government is open government, and and value of, Freedom of Information the Act and more intended to do so, FOIA allows for the withholding of
good government is effective government… legislation, FOI is first and foremost there was “a need for practical advice information where other legislation
Our long-term goal is to strengthen the a right. It is a right to know about and guidance about the Act and how it prevents disclosure, whereas EIR actually
link between the state and the citizen.”5 information that affects our lives, as well works”, with regard to its use by VCOs overrides prohibitions contained in other
Lord Falconer, Secretary of State for as an opportunity for campaigners to “to inform campaigning activities.”6 laws, if applicable.
Constitutional Affairs, 1 January 2005. use that information to further positive This guide has been written with
The onus in the legislation is quite clearly
social change. this need in mind.
• For an overview of the Freedom in favour of disclosure; if requests are
of Information Act please refer to But how should we use FOI in Though UK FOI legislation covers rejected they are done so via either
the guidance by the Information campaigning? Core aims of the England, Wales and Northern Ireland absolute or qualified exemptions – the
Commissioner’s Office. legislation are to increase transparency, (Scotland has separate legislation), latter requiring the application of a
accountability, public participation and this guide is aimed primarily (but not public interest test.9 Public authorities
• For information on the FOIA and confidence in government. However, exclusively) at voluntary and community are also required to respond to requests
the EIR including how best to make as a previous report by NCVO and organisations in England, reflecting the within 20 working days.10 Appeals can be
a request please refer to the Guide the Ashridge Centre for Business and geographical focus of NCVO. made first for an internal review by the
by NCVO, as well as the Users Guide Society noted, “Less attention has been public authority, then to the ICO and if
and Right to Know handbook by the given to the Act’s potential to support Legislation need be litigation can be pursued to the
Campaign for Freedom of Information campaigning and lobbying outside of Information Tribunal, and potentially to
(CFOI) and Friends of the Earth (FOE), the media spotlight, by voluntary and FOI legislation gives us access to non-
the High Court; for the latter solely on
respectively. personal8 recorded information held
community organisations,”5 who are points of law.
by or on behalf of central government,
• For further information, please crucial, it is argued, in achieving such aims.
local authorities and other public bodies,
refer to the ‘Resources’ section. The report, Called to Account: The Impact which is not already available through
of the Freedom of Information Act, was other means; all public authorities are now
based on a survey of the voluntary required to produce a Publication Scheme 5. Lord Falcorner, quoted in BBC News (2005)
sector in 2005 just after the Act had detailing specified types of information ‘Right to information becomes law’:
http://news.bbc.co.uk/1/hi/uk_politics/4139087.stm
come fully into force. they hold and how to access it. 6. NCVO & Ashridge (2005) Called to Account, p. 9

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
9
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Available information “Although FOI has now spread to some Campaigning journalist Heather Brooke
75 countries around the world, it has has argued in her useful FOI guide Your
While guidance for public authorities
been surprisingly under-researched.” Right to Know, “The new openness laws
and the public is easily accessible and
There is however a growing body of have not overloaded public services or
online, such as that by the ICO, there is
research, for example by UCL.13 While led to the collapse of government.”15
a relative dearth of information aimed
statistics are collected on the number CFOI have reported a multitude of
at campaigners. Key resources however
of requests in the UK, there has not press stories generated based on FOI
are the CFOI and FOE, both of whom
been a substantial analysis of impact requests16, to the point that, as the
have useful guides for campaigners with
– particularly of a qualitative nature. former Information Commissioner
particular regard to the specificities of
Statistics concerning the number of observed, “Scarcely a day goes by when
the FOI and EIR Acts, which this guide
requests made to public authorities there is not a newspaper story along the
does not seek to replicate but rather
outside of central government are lines “Information disclosed under the
complement. For a full list of resources
also not collated centrally. Freedom of Information Act
please refer to the ‘Resources’ section.
reveals that…”17
In terms of requests made, recent Good government is open
statistics released by the Ministry of government?
Justice reveal that in 2009, “monitored
Opening up government poses huge
central government bodies received a
opportunities for campaigning, both
total of 40,548 non-routine FOI and
in methodology and in achieving
EIR requests – a 16 per cent increase on 7. NCVO & Ashridge (2005) Called to Account, p. 27
aims. Richard Thomas, Information
the number received in 2008.”11 Called 8. If an individual wishes to access their own personal data, 12. Called to Account, p. 7
Commissioner from 2002 to 2009 requests should be made via the Data Protection Act, for 13. Hazell, R. and Worthy, B. UCL Constitution Unit (2009)
to Account revealed that in 2005, the
reiterated Lord Falconer’s remarks, further guidance please follow this link to the ICO’s guidance. Impact of FOI on central government: Constitution
year the Act was implemented, 18,000 9. The EIR has only qualified exemptions, which if cited Unit end of award report to ESRC, p.1: See
arguing in 2007, “good government…
voluntary groups used FOI at least always require a Public Interest Test. https://www.ucl.ac.uk/constitution-unit/research/foi/
[has not]…proved to be incompatible 10. There are a limited number of factors which may extend ESRC-end-of-award-report
once in the first year and 50,000 bodies this, please see the ICO guidance referenced at the end of 14. Thomas, R. (2007) Open government is good government,
with transparency…open government
planned to use it in the future.12 the guide. speech at Northumbria University. pp. 1-2
is good government.”14 11. ‘Non-routine’ refers to requests which qualify as 15. Brooke, H. (2005) Your right to know: A citizens guide to the
either FOIA or EIR requests. Ministry of Justice, ‘Freedom Freedom of Information Act (London, Pluto Press), p. 10
of Information Act 2000: 2009 Annual Statistics on 16. Matthew J, Robison, R., CFOI, 1000 FOI Stories from 2006
implementation in central government’, Ministry of Justice and 2007. See http://www.cfoi.org.uk/pdf/FOIStories2006-07.pdf
Statistics Bulletin, 29 April 2010, p. 4: 17. Thomas, R. (2007) Open government, p. 1

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
10
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Overview

Methodology It is important to emphasise The aim of the guide is to:


that FOI requests can be a very
This guide offers an opportunity to • Explore the use and potential
straightforward, simple and cost-
explore themes in using FOI, the impact use of Freedom of Information
effective way to gain information
and potential of the FOIA and the EIR, in campaigning;
as well as a powerful advocacy tool.
as well as the benefits and challenges to
Appealing a decision can also bring • Understand key challenges
using FOI in campaigning. By focusing
dividends at the expense of a letter, and benefits to using FOI as a
on five case studies of requests made
as with a request. We hope this guide campaigning tool;
by organisations that have exercised
will encourage you to do both.
our right to know, we can shed light • Explore how and in what way
on experiences of ‘open’ and ‘good’ voluntary and community
government. These case studies are The case study organisations are: organisations are using and/or
based on interviews with campaigners • Bliss planning to use FOI in campaigning;
from those organisations and others
• TreeHouse • Develop key learning points for
involved with the FOI requests. The
VCOs to use FOI in campaigning.
case studies are supplemented by a • The Corner House
survey of the use of FOI by 45 voluntary
organisations, to gain an insight into • Campaign for Clean Air in London
characteristics of the use and potential • Campaign Against Arms Trade
use of FOI throughout the voluntary
and community sector.
Lastly, the guide features eleven
comments by individuals from VCOs
and public sector organisations on
experiences of FOI, highlighting key
issues for campaigners.

02 Contents 03 About Campaigning Effectiveness 07 Conclusions


03 Overview 04 Acknowledgements 08 Introduction and overview
11 Survey findings 04 Glossary 10 Methodology and aims
17 FOI in action: Case studies 05 Foreword
35 Analysis 06 Executive summary
46 Resourses
Campaigning Voicing your right to know:
11
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

The survey gathered responses from a range of Both small and large VCOs have been While Called to Account found a much
making requests to different types of higher percentage of requests to central
voluntary and community organisations whose work public authorities. Seven campaigners government, this survey found only a
involves campaigning, receiving 45 in total. They were reported making requests to all types slightly higher number.
of public authorities listed below.21
of different sizes (in terms of income) with more
small and medium (33) than large and major sized
organisations (12), fairly representative of the
voluntary sector.18
The results from this survey enable us to provide an Central Local Other public Requests to
informative snapshot of the use of FOI by campaigning government government bodies several types

organisations.19 Thirty-eight respondents had made FOI Current use 21 20 16 12


requests, while 39 intended to. Furthermore, all but one
of those who had not made an FOI request expressed a
desire to do so in the future. This represents a very high
use of FOI now and, we can predict, a significant rise in
the future.20

18. Small – incomes below £100k; medium – between £100k and £1m; large £1m to £10m; and major – over £10m.
This follows the categorisation in Wilding et al., (2010), The UK Civil Society Almanac 2010 (London, NCVO), p. 24 20. The respondents were invited to participate through two NCVO e-newsletters, via the Forum for Change website,
19. There are no available statistics on the total amount of campaigning organisations in existence though the an e-newsletter sent by the CFOI and a post on the UK Freedom of Information blog.
Almanac reports 138, 721 voluntary and community organisations active in 2007/08. 21. There were 36 responses to this question regarding the recipents of past and current FOI requests.

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
12
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

As the graph indicates, most campaigners intend to use FOI for similar activities as
they have been doing, which suggests FOI is very effective in those areas. A marked
Campaigning activity
increase is also predicted in requests to inform lobbying, advocacy and media
Most organisations used FOI as a tool to support a range of their activities:22 activities. Research was reported as the major past use for FOI requests, followed by
media and lobbying central government, a finding which supports the themes in the
following case studies. Called to Account actually predicted a rise in requests to local
FOI campaigning activity for past requests FOI campaigning activity for future requests
authorities, which is also borne out by these results as the biggest rise, proportionally.
30
The most common combinations of activities informed by FOI requests (in terms
of current and intended use), was found to be all of the activities in the above
25
graph except the ‘other’ category, which indicates a very versatile campaigning tool.
For current use, this was followed by research and lobbying central government,
Number of respondents

20
while for future use ‘all activities’ was tied with ‘all activities bar lobbying local
government and other’.23
15

10

0
Lobbying local
government

Advocacy to
the public

Media
Research &

Other
publications

Lobbying central
government

22. There were 37 responses to the question regarding current use and 40 to future use.
23. Please note: The highest number of respondents choosing the same combination of answers to any
particular question for both current and future use of FOI was four; therefore patterns are not too significant.

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
13
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

Significance of FOI to campaigning Quality and quantity of information received under FOI

Very Fairly Fairly Very Totally More than


Unsure Insufficient Unsure Sufficient
insignificant insignificant significant significant insufficient sufficient
5 6 5 18 4 3 4 10 16 3

Twice as many campaigners perceived FOI to be significant to their overall


While just under half of respondents found the information sufficient, of those
campaigning activities than insignificant. While there was no particular relationship
who responded to this question (36), just under a third were unsure and just under
found between the perceived sufficiency of the information received from FOI
a fifth thought the information insufficient, which supports the trends within the
requests and the types of requests made, it is interesting to note that there was,
case studies. There was no significant pattern found when compared with the
and is, a large variation in uses of FOI – that FOI is of much significance to research
different campaigning activities FOI has been used to inform or is intended to
in particular, as well as to lobbying and for media work.
inform. Of those who received insufficient information, all but one reported they
Familiarity with FOI had used FOI to inform and intended to use FOI to inform over four different
activities.
One of the key findings from Called to Account was that familiarity drives use,
which is supported by this research with regard to its use as a campaigning tool:

Somewhat Not at all


Very familiar familiar familiar
Used FOI 14 23 0
Not used FOI 2 2 3

As noted above, most of those who had not used FOI intended to do so,
which when combined with the above results indicates a need for familiarising
people with FOI.

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
14
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

Risk, benefits and challenges Is FOI a powerful tool?


Is FOI powerful? Is FOI potentially powerful?
Huge risk Marginal risk No risk Don’t know
30
Number 0 17 18 9
25
While a prominent number of respondents perceived there to be ‘no risk’ to using
FOI, nearly as many believed that FOI presents a marginal risk to an organisations’

Number of respondents
20
mission, professional relationships and/or campaigning – this was also a key theme
in the case studies.
15
It is important to note that of the 41 respondents who answered a further question,
all but three believed that the benefits of using FOI in campaigning outweighed the 10
challenges. While Called to Account reported a similar finding yet with fewer stating
‘no risk’, research by the Scottish Information Commissioner’s Office (SIC) on the 5
use of FOI in Scotland found a reticence among voluntary organisations to use FOI
due to “a fear that it might harm working relations or funding relations or both.”24 0
This suggests that campaigning organisations in England recognise risk yet are

Don’t know

Fairly powerful

Very powerful
Very
unpowerful

Fairly unpowerful
growing in confidence to use what they perceive as a largely beneficial tool.
It is also significant that of those who perceived an absence of risk to FOI, only
four reported using and intending to use FOI for under four different campaigning
activities. This suggests that perception of risk does not depend on use in one
particular activity, for example in lobbying or gaining media coverage.
Interestingly the above graph indicates that respondents project their perceptions
of the current power of FOI to the future potential of FOI as a campaigning
tool; the most common answer was that FOI is and has the potential to be ‘fairly
powerful’. Conversely, while no-one thought FOI is at present ‘very powerful’, over
a third thought it has the potential to be so. These answers chime well with the case
24. Spence, K. University of Strathclyde, (2010) Volunteering Information:
The use of Freedom of Information laws by the Third Sector in Scotland – Survey Findings, p.5:
studies – that while there are significant challenges to FOI, it is a powerful tool and
http://www.itspublicknowledge.info/nmsruntime/saveasdialog.asp?lID=3488&sID=3210 can be even more powerful.

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
15
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

When compared with which types of campaigning activities FOI requests have Though the above finding may suggest a relatively low current use of the appeals
informed, we find that of those who perceived FOI to be ‘fairly powerful’ (24), process, we found that 16 voluntary organisations reported an appetite for
half chose three or more activities with research, lobbying central government and pursuing litigation to obtain information and eight to establish a right to access
media featuring highly (research being the most prominent), findings which are certain information. While just under half of the respondents did not express
repeated for the future use of FOI. an appetite for litigation, we did find that the more familiar organisations were
with FOI as a campaigning tool, the more likely they were to make an appeal –
As mentioned, a significant emphasis was placed by respondents on the future
confidence increases with use. This supports similar findings from Called to Account
potential of FOI to be ‘very powerful’. Of the 16 participants who chose this option,
– “voluntary organisations won’t take no for an answer.”26
ten respondents chose three or more answers with research, lobbying central
government, media and advocacy prominent. Support
Appeals Valued sources of support
35
While the following case studies found both huge benefit yet significant challenges
with the appeals process, it is worth noting statistics reported by the Scottish 30
Information Commissioner (SIC), which revealed that only 3% of applications
stemmed from the category “Voluntary/campaign organisation”.25 This survey 25
reported the following:
20

Pursued litigation 15
Appealed to the ICO through courts
10
Number of respondents 7 5
5

0
Writing Guide Web-based Training Opportunities
25. The total number of appeals by VCOs in Scotland may be higher; this figure refers to the number of applicants who chose briefings showcasing information to meet
the category ‘Voluntary/campaign organisation’ when appealing to the SIC. Scottish Information Commissioner, Freedom of best practice others
Information Annual Report 2009. See: http://www.itspublicknowledge.info/nmsruntime/saveasdialog.asp?lID=3616&sID=234
26. Called to Account, p. 23

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
16
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Survey findings

While most respondents chose three or more sources of support, with As can be seen, the organisations that responded to the survey work in a wide
combinations of written briefings, a best practice guide and web-based information range of areas, while ‘other’ was the largest category, a significant degree were
the most common, over half of respondents reported they were ‘somewhat aware’ involved in community development and environmental work, followed by
of existing sources of help and support, with a significant amount (ten) ‘very aware’. education and health. This complicates previous evidence that most voluntary
The need for more support is therefore predicated on significant experiences in and community organisations using or intending to use FOI are largely health,
using FOI, indicating that more support could be crucial in the uptake of FOI in international and/or environmentally-focused.27
campaigning.
The research indicated that a prominent amount of environmentally-focused
Field of interest organisations perceived there to be ‘no risk’ to using FOI, while most health
organisations found there to be a marginal risk. Both types of organisations
16
perceived FOI to be a fairly powerful tool, and, particularly in the case of
14 environmental organisations, as having the potential to be a ‘very powerful’ tool.
The responses by economic and community development organisations followed
12
the general findings; that FOI is perceived as fairly powerful now, it can be more so
Number of respondents

10 in the future and that it presents marginal or no risk.28


8 It is worth setting the results of this survey beside the findings of a survey of
FOI requesters by UCL’s Constitution Unit which focused on the impact of FOI –
6
that FOI “has increased transparency…[and]…accountability, though not to the
4 same extent”.29
2

0
Animals
Sport/recreation

Education/training
Relief of poverty
Medical/health/sickness

Accommodation/housing

Economic/community
development/employment

General charitable training


conservation/heritage
Environment/

Other
Disability

Overseas aid

Arts/culture

27. Called to Account, p. 14. The ‘Other’ category refers to any field of interest not specified in the named categories.
28. These findings should be seen as patterns as opposed to highly significant statistical correlations between stated
fields of interest and chosen responses in the survey.
29. Hazell, R. and Worthy, B. UCL Constitution Unit (2009) Impact of FOI on central government, p. 5

02 Contents
03 Overview
11 Survey findings
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
17
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

Case Studies
The following pages contain five case studies – each “Life can only be
of a voluntary and community organisation with regard understood backwards;
to their use of Freedom of Information in campaigning.
but it must be lived
They reveal the opportunities FOI has presented to
them, the benefits they have experienced and the forwards.”
Søren Kierkegaard
challenges they have faced. Based on interviews with
campaigners and other individuals involved with the
following FOI requests, the case studies enable us to
understand how FOI can be used as a campaigning tool,
from the perspective of those who have used it.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
18
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

Bliss
Bliss, the special care baby charity, provides vital
support and care to premature and sick babies across
the UK. Founded 30 years ago, they offer guidance
and information at a critical time in families’ lives. They
also fund ground-breaking research and campaigning
for babies to receive the best possible level of care
regardless of when and where they are born.
www.bliss.org.uk

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
19
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Bliss
“FOI requests are a very powerful tool that Bliss has Perhaps one of the most significant In 2008 Bliss launched their ‘One to one
challenges that Bliss experienced was a nursing campaign’ for babies in intensive
successfully used a number of times, but they need negative reaction from the professionals care, to harness public support for the
to be used in the right way. FOI has a reputation completing the Freedom of Information organisation’s policy aims, which was
request. Although FOI was “really underpinned by findings from the FOI
for being a ‘confrontational’ approach, so while an successful in producing what we wanted requests.
effective way of uncovering important information, it to produce, the doctors that we work
Bliss had previously commissioned
with found it a bit heavy-handed.” In
it can create challenges with working relationships. 2007 and 2008 the report was based on
research for their annual policy reports
That said, the impact that FOI data can make is but found the timeframes to be too
findings from a Freedom of Information
long and the questions not always
crucial – it can really help to cut through with the request sent to neonatal units.
appropriate for a policy audience.
media and get your message heard.” “Staffing shortages, inadequate
“It was cost-effective to do FOI
Andy Cole, Chief Executive, Bliss facilities and too many inappropriate
requests because you don’t have to
transfers mean that while babies
pay for a research organisation.”
often receive excellent care, their
Quotes are taken from an interview with Helen Kirrane, parents can feel neglected or in the
Campaigns and Policy Manager, Bliss.30 way when they are at their most
emotionally vulnerable.”31
Baby steps to better care:
Bliss Baby Report 2008.

30. Unless quotes are referenced otherwise.


31. Phillipson, B and Clark, P (Bliss) (2008)
Baby steps to better care (London, Bliss), p.17

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
20
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Bliss
Challenges Bliss also found a challenge with Final thoughts
institutional delay, some of the requests
Though they received a 92% response
rate overall, Bliss did experience
“didn’t get on to the clinicians desk Despite the challenges,
until the day before the deadline.”
some issues regarding the quality of
As campaigners, Bliss also found that “it was worth doing,
information, “some of the answers
regarding whether hospital units were
in relation to use of the Freedom of it was effective with
Information Act “there wasn’t a huge
meeting care standards didn’t tally with
amount of good practice to call on,
policymakers and NHS
the figures they provided”, suggesting
that respondents were adopting caution
nothing written down and nowhere we Trusts, though it’s also
could go to find out what hurdles to be worth experimenting
in some of their answers.
aware of.”
Perhaps one of the most significant with an informal
challenges that Bliss experienced was a request.”
negative reaction from the professionals
completing the Freedom of Information
request, although it was “really
successful in producing what we wanted
it to produce, the doctors that we work
with found it a bit heavy-handed.” For
their subsequent policy report, Bliss is
conducting a survey but has decided
not to call it a Freedom of Information
request.32

32. It should be noted that the FOIA places a legal


obligation on public authorities to disclose information
whether ‘Freedom of Information’ or the FOIA Act is
referenced in a request or not.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
21
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

TreeHouse
TreeHouse is the national charity for autism education.
TreeHouse runs a special school for children and young
people with autism, provides information and training
for parents and professionals, commissions research and
campaigns for change.
www.treehouse.org.uk

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
22
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

TreeHouse
“TreeHouse is a keen supporter of FOI as a TreeHouse used Freedom of The data was written up into a report
Information like a campaign, to raise in 2009 – Snapshot of children’s autism
constructive approach to campaigning. It is awareness of an online forum aimed at services in the UK
important that individuals, local groups and parents of children with autism (Talk
“We have found a diverse picture
about Autism), but also to feed into their
national charities are able to find out how local policy work. It was administered by a PR
and one that reflects a serious
lack of consistency in areas that
services are responding to needs, so that we can company to get press coverage, but the
could and should be consistent –
policy and parliamentary team helped to
identify where there are challenges and present develop the questions.
understanding needs, meeting needs
solutions. As the Coalition Government has made and accountability processes.”35
“We wanted it for the press and
it clear that more decisions will be taken locally, it we wanted it for wider information
is vital that TreeHouse can share its experiences of gathering. The exercise helped us
gather evidence to help support the
using FOI with our networks of local families, to passage of the Autism Bill, which was
support them as campaigners improving services a huge campaign in its own right, to
become an Act.”
for children with autism in their area.”
Jolanta Lasota, Chief Executive, TreeHouse. The FOI requests were sent to the
lead of children’s services in every
local authority, asking for information
Quotes are taken from an interview with Sasha Daly, formerly about their services for children with
Senior Policy and Parliamentary Manager at TreeHouse.33 autism, and TreeHouse received 62
responses out of 200 requests. With a
similar survey which used an informal
33. Unless quotes are referenced otherwise. request procedure, another organisation
34. It should be noted that though this may be a good received 6 responses – “we felt we got
response to a survey, it does mean that 138 authorities
did not fulfil their legal obligations under the FOIA.
a good response rate because it was a
35. Clements, K and Daly, S (TreeHouse) (2009) Freedom of Information request.”34
Snapshot of children’s autism services in the UK
(London, TreeHouse), p.17

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
23
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

TreeHouse
Challenges Final thoughts In hindsight, TreeHouse would have
liked to “include a request for consent to
The FOI responses received by
TreeHouse were varied – FOI is “not One of the most significant publish information in the first mailing
out.”36 TreeHouse found that it was
necessarily the most reliable source of points TreeHouse found crucial to maintain communication
information, but probably one of the
best sources we have.” While the ones through its experience with whomever you are requesting
information from – “there was quite
that did respond did so quickly, “because was that “you need to a bit of going back and forth so
of lack of resources we didn’t follow up
the ones who didn’t respond.”
think about how many having a named contact helped to get
questions you’re asking the information and permission we
When making the request, TreeHouse eventually needed to be able to use
stressed that it was not about and the information the information.”
“naming and shaming”, though they you’ll get back, because
did encounter some comments from
MPs who held the view that ‘FOI can be it was resource intensive.
resource-intensive for public authorities’. It would be useful to
Despite this, for TreeHouse FOI “was
not adversarial.”
have a guide to say these
TreeHouse had never submitted an
are the issues and the
FOI request before, neither had the PR exemptions so you can
agency. They found that the Information think about them when
Commissioner gave very unclear advice
about publishing the information they designing questions.” 36. Permission is only relevant where the information is
subject to copyright, and even then a reasonable extract can
received, but “luckily we got free legal be published without permission under the ‘fair-dealing’
advice which was crucial. We had to provision of the Copyright, Designs and Patents Act 1988,
so long as the source is acknowledged. Summarising or
pull on the things there for us as a rewriting the information in your own words may avoid
small charity.” issues that could arise as a result of copyright.
Please refer to the conclusions and the guidance by the
Intellectual Property Office for further information:
www.ipo.gov.uk/types/copy/c-other/c-exception.htm

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
24
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

The Corner House


The Corner House is a solidarity, research and
advocacy organisation, focused broadly on human
rights, the environment and development. They aim to
pay constant attention to issues of social, economic and
political power and practical strategy. As part of their
solidarity work, The Corner House carries out analysis,
research and advocacy with the aim of linking issues,
stimulating informed discussion and strategic thought
on critical environmental and social concerns – and of
encouraging broad alliances to tackle them.
www.thecornerhouse.org.uk
Quotes are taken from an interview with Nick Hildyard,
Co-Director of The Corner House. 37

37. Unless quotes are referenced otherwise.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
25
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

The Corner House


The Corner House has used FOI broadly “In my view those documents go to Complaint by the Baku Ceyhan Many of the requests made by
in two areas: firstly to gain information the heart of any consideration as Campaign about the BTC pipeline The Corner House have led to press
about particular projects backed by to the manner in which the ECGD stories, and some of its work on the
The Corner House, Friends of the Earth,
government departments such as the discharged its legal duty adequately ECGD has fed into submissions to the
the Kurdish Human Rights Project
Export Credits Guarantee Department to price its premiums…and fulfilled Environmental Audit Committee,
(KHRP) and Platform made a complaint
(ECGD), secondly at a policy level to its obligations of ensuring that which “kicked off other processes.”
against BP for breaching the guidelines
gain information about particular policy its activities accord with…its own The information was fed into the work
of the Organisation for Economic
changes. business principles…and the UK’s of the Baku Ceyhan Campaign.
Cooperation and Development (OECD),
policies and international obligations
“An important area of our work regarding multinational  enterprises.
on sustainable development and
concerns the public financing of The request was for correspondence
human rights.”39 Nicholas Hildyard,
projects that have socially and/or between the OECD UK National
Witness Statement
environmentally destructive Contact Point and other government
impacts overseas”… Following a rejection, an internal departments about the complaint, which
review, appealing to the Information referred to the BTC pipeline. The Corner
Using the EIR, The Corner House
Commissioner and still receiving no House received “a massive amount of
requested a copy of the ECGD’s Due
information, The Corner House took information with only the names of the
Diligence and Underwriting Committee
the ECGD to the Information Tribunal people who sent the emails redacted.”
reports of a BP backed pipeline – the
and managed to gain most of the
Baku-Tblisi-Ceyhan (BTC) pipeline. The Some of the information formed the
information it initially requested. One
construction of the pipeline provoked basis of an article in the Guardian,
use of the information was to feed into
major concerns regarding its social, regarding a telegram sent by the British
policy work, for example in notifying
environmental and human rights impact Ambassador to Azerbaijan in 2004
the Business & Enterprise Committee
from a range of NGOs, some of whom questioning the safety of the pipeline.
of the implications of their findings, that
formed the Baku Ceyhan Campaign.38 Nicholas Hildyard commented in the
it “casts serious doubt over a number
article, “BP got hundreds of pounds of
of assurances given to…Parliament as a
public money for this project.”40
whole, by ECGD or its Minister.”
40. Evans, Rob. ‘Ambassador warned of Azerbaijan
38. Members of the Baku Ceyhan Campaign include The 39. Hildyard, N (2008) Witness Statement of Nicholas Hildyard oil pipeline risk’, The Guardian, 21 August 2006:
Corner House; FOE England, Wales and Northern Ireland; (on behalf of The Corner House, to The Information http://www.guardian.co.uk/politics/2006/aug/21/
Llisu Dam Campaign, KHRP and PLATFORM Tribunal) (unpublished) uk.freedomofinformation

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
26
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

The Corner House


Challenges Final thoughts “There is a process of evolving case law, In the Kurdish regions where we work,
so the exemptions in themselves don’t where resources such as natural gas,
Repeated rejections of requests made
and the length of time it takes to appeal For The Corner House, necessarily mean that you won’t get the oil and water are aplenty and where
information. Do not be deterred to go British businesses operate in their
decisions were the main challenges “Freedom of Information on to the internal review and further. extraction, FOI legislation works to
confronted by The Corner House: “It’s
the institutional constraints we’re trying is definitely of worth Persistence is really, really important, protect the interests of the British public
and framing the request, which, in time, in furthering the advancement of human
to get at, we don’t make ad hominem despite the challenges.” you get better at doing.” rights for all.
criticisms.”
FOI enabled The Corner House
KHRP: http://www.khrp.org/
The Corner House appealed on its to argue that ECGD is breaking its Rachel Bernu,
own initiative, but noted with particular guidelines and to gain access to a lot of Managing Director, Kurdish Baku Ceyhan Campaign:
regard to an appeal post-ICO, “you correspondence, “which was precedent Human Rights Project (KHRP) http://www.bakuceyhan.org.uk/
can lose your way in the request, you to campaigns around the human rights
The KHRP believes that FOI legislation
can only get so far without having legal impact of investor’s decisions.”
should be regarded as a gigantic
advice. There is a really strong case for
step forward in the protection and
legal advice being available as part of the
promotion of human rights – not
process.”
only in Britain but also globally. As has
According to The Corner House, while been learnt all to well, lax regulation
there is information available from the – whether in finance and banking,
ICO, “having a lawyer to frame it” is or in the laws governing the conduct
crucial because appeals often rely on a of corporations overseas – is far too
particular piece of case law. common. Freedom of Information allows
the British public to see not only what
has happened, but also how to prevent
future legal and human rights breaches
from happening again.
 

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
27
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

CCAL
The Campaign for Clean Air in London (CCAL)
aims “to achieve urgently and sustainably at least
World Health Organisation recommended standards
of air quality throughout London.”
Website link: www.cleanairinlondon.org
Blog link: http://www.cleanairinlondon.org
Twitter link: http://twitter.com/CleanAirLondon

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
28
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign for Clean Air in London


“It is incredibly valuable CCAL used EIR to request information The Mayor received media criticism43 Simon uses the template EIR letter in
from the Mayor of London’s office, for failing to publish the health study, Your Right to Know by Heather Brooke,45
having the FOI/EIR Defra and the Department of Health, as well as a statement by CCAL in its he argues if you use less formal
powers. Using them has which showed how the officially stated response44 (dated 24 June 2010), to the methods, “the authorities choose
number of 1,031 premature deaths Mayor’s consultation on the proposed what they give you and you get less.”
fundamentally changed in London in 2005 due to ‘dangerous postponement of Phase 3 of the London
Another major use of FOI for CCAL
what the campaign has airborne particles’ (PM10), was Low Emission Zone (LEZ).
was in obtaining maps of London
calculated.
been able to achieve.” In their response, CCAL stated that from Defra in 2008 showing where
Simon Birkett, Founder of CCAL When CCAL finally received a they reserved the right to challenge they thought air quality laws for PM10
spreadsheet from Defra and help from the consultation if the health study and would be breached in London in 2011.
Quotes are taken from an interview
the Department of Health, “it was clear other information was not published The government had to reapply to
with Simon Birkett.41
the 1,031 number was based on short- in a timely manner. “The study was the European Commission for a time
term exposure to PM10 and the real finally published at the end of June, and extension for PM10 until 2011 having
The initial reason Simon used FOI
number for 2005, based on long-term generated a lot of media interest.” had their first application rejected.
was frustration with a lack of progress
exposure alone, was likely to be between
through more traditional campaigning
3,500 and 8,000. I was able to publish
methods; he outlines two clear uses
those numbers.”
of FOI – “developing ‘content’ and
supporting media interest.” The Mayor, in his draft Air Quality
Strategy issued in March 2010,
“One of the biggest public
estimated that there are around 4,300
health failings or ‘cover-ups’ by a
premature deaths per year in London
government in modern History.”
partly caused by long-term exposure
Simon Birkett
to fine particles, but then “rejected
CCAL’s FOI request for the health study
underpinning this estimate
to be published.”42

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
29
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign for Clean Air in London


CCAL obtained similar maps for NO2 “If the authority keeps stonewalling After seeking advice from two pro bono Though the ICO can take up to three
for 2010 and 2015 (the last possible you, it can be very difficult to get barristers CCAL requested an internal years to make decisions, CCAL’s case was
date for compliance). “Whereas the through that.” review, which was completed belatedly put through a triage system with the ICO
PM10 map showed 40km of roads in in September 2009 when Defra again ruling in less than a month in favour of
In January 2009, CCAL requested
London breaching these laws by 2011, rejected CCAL’s request in full. full disclosure. Defra lodged an appeal to
briefing materials regarding a meeting
for NO2, the whole maps were the First Tier of the Information Tribunal
between the then Air Quality Minister Simon appealed to the ICO “because
covered in red lines.” and “has since released about 90% of
and London Mayor Boris Johnson, of the urgency and significance of the
the information – but claimed ‘litigation
which was rejected by Defra “well health risk, breaches of air quality laws
privilege’ to withhold the last 10%.”
beyond” the time limit. and the prospect of escalating infraction
Though the Tribunal ruled Defra could
action from Europe”, but also because
not claim this privilege at the last minute,
the materials could provide an
Defra have appealed to the Upper Tier
important policy insight.
of the Tribunal after Defra’s barrister
admitted the ruling otherwise meant “it
does not have much of a case left.”

Challenges
The appeals system can be very drawn
out; “it would be better if you could go
to the ICO sooner and they would make
quick decisions as they did for CCAL”,
but “it could be difficult to articulate the
legal issues without pro bono legal help.”

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
30
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign for Clean Air in London


Final thoughts Barristers Gerry Facenna and Laura The appeals process is not normally Monckton Chambers, 1 & 2 Raymond
Elizabeth John have helped CCAL adversarial, but the Tribunal is Buildings, Grays Inn, London. WC1R
CCAL finds it useful to over the last two years, representing inquisitorial and will do a lot of cross- 5NR. DX LDE 257.
the campaign at the Information examination. “There are normally no Tel: +44 (0)20 7405 7211.
publish FOI responses Tribunal and providing legal advice… specific costs to bear and the Tribunal Fax: +44 (0)20 7405 2084
through an online blog, CCAL’s case “has become a test case
has its own internal target of having
Website: http://www.monckton.com/
appeals done in 6 to 9 months.”
and now has “over 1,000 on whether public authorities can Email: chambers@monckton.com
raise new points, not least when “There is actually a lot to be gained in
followers on Twitter.” a case is urgent.” While the biggest campaigning terms by challenging a
Simon sends significant responses problem in the FOI process can be the public authority if it is stonewalling you,
with a news release to the media and amount of time the ICO takes to reach not least because the media can get
politicians, some of whom he has decisions, the Tribunal, in their experience very interested in a case”, so it is worth 41. Unless quotes are referenced otherwise.
42. The Greater London Authority (GLA) state that the
developed strong relationships with. is relatively efficient and favourable contacting law firms as “you will always health study was exempted on the grounds that the draft
towards requesters. FOI “definitely has a find people willing to work at a reduced was “ongoing at the time of the request”, that it was
For CCAL “rather than poking around on “technical in nature” and “required a lot of data handling and
lot of benefits, CCAL won in front of the rate or pro bono if it is for a good
the outside without enough information, contextualisation.” Furthermore, “The GLA always intended
Commissioner and subsequently cause.” to publish the health study and the early results were
the campaign has tried to find out about
got almost all of the information it had included in the draft Mayor’s Air Quality Strategy in March
the real issues. Almost every day Gerry Facenna and Laura Elizabeth 2010.” GLA also wish to draw attention to a response to a
asked for.”
now someone from the media calls John are barristers at Monckton ‘Mayor’s Question’ regarding the health study in February
2010: “I expect to publish in the Spring for consultation.”
up, asking for quotes or enquiring CCAL thinks it is important to have a Chambers, which focuses on EU, human http://mqt.london.gov.uk/mqt/public/question.
about something.” lawyer present at a Tribunal and was rights, commercial, VAT and customs do?id=30157. “The health study was published
once the work was complete.”
pleased to be represented by Gerry, law. They are open to enquiries from 43. See Hill, D. ‘Boris Johnson: where’s his air pollution
Laura and Friends of the Earth’s Rights campaigners from the voluntary and study?’, The Guardian Online, 25 June 2010: http://www.
and Justice Team. Gerry and Laura community sector with regard to legal guardian.co.uk/uk/davehillblog/2010/jun/24/boris-
johnson-london-air-pollution-study
say “the Tribunal’s rules are fairly advice and representation. 44. Birkett, S (CCAL) (2010) Response to Mayor Johnson, re:
straight-forward”, though “if you have a proposed deferral of LEZ, phase 3. Available at: http://www.
cleanairinlondon.org/_attachments/4561839/CCAL%20
complicated case you may want to get 097%20Letter%20to%20Mayor%20re%20LEZ3%20
some legal assistance.” 240610%20V2.pdf
45. Brooke, H. (2005) Your Right to Know: A citizens guide to the
Freedom of Information Act (London, Pluto Press), pp. 292-293

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
31
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action:
The case studies

CAAT
Campaign Against Arms Trade (CAAT) works for
the reduction and ultimate abolition of the international
arms trade, together with progressive demilitarisation
within arms-producing countries.

CAAT is a network of people based in the UK who


recognise that the arms trade severely undermines
human rights, security and economic development
at global, regional, national and local levels.
www.caat.org.uk
The quotes are taken from an interview with Ian Prichard,
Ann Feltham and Sarah Waldron of CAAT.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
32
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign Against Arms Trade


CAAT started to use FOI as soon as After requests and appeals were CAAT’s witnesses in one of the hearings While the MOUs were not disclosed
the Act came into force, particularly rejected by the government and the included Vince Cable MP and a former by the Tribunal, the FCO was ordered
with regard to requesting Memoranda ICO, further appeals were made to the diplomat, and CAAT was represented by to disclose some of the information.
of Understanding (MOUs) from the Information Tribunal, which were heard barristers. CAAT described how it was unclear in
Ministry of Defence (MOD), information through two hearings. There were a the early days of the FOI Act what could
“It took 3 years, the big delay was lack
from the Export Credits Guarantee number of different requests in a whole be disclosed, so they appealed decisions
of resources with the ICO, but they
Department (ECGD) and files from the research framework, “The Saudi deal through to the Information Tribunal: “we
became quite significant cases and
Foreign and Commonwealth Office was the key deal – we really wanted to took foreign policy issues that far.”
often get referred to in other cases.”
(FCO), “to shed more light on arms deals get stuff into the public domain.”
Following a second Tribunal hearing in
to Saudi Arabia.” CAAT found a definite need for legal
which CAAT received information from
help, particularly in cases when the ICO
the ECGD, “some of the documents
was not on their side. Though at the
are now proving very useful.” The
first Tribunal hearing CAAT researcher
documents allowed CAAT to speak to
Nicholas Gilby represented himself,46
parliamentarians, make a case about
he was able to gain advice from the
their broader arguments and clarify
CAAT legal team. He had also done a
the law. The requests were also timely
significant amount of research. “The
in the context of the Serious Fraud
government uses very senior lawyers so
Office Investigation of BAE Systems,
it would be very daunting to represent
the company involved in the arms deals,
yourself.” CAAT argued for a ‘Special
resulting in widespread media attention.
Advocate” to represent it in secret
hearings, which was granted.

46. CAAT brought an appeal against the ICO and the


Ministry of Defence, while Nicholas Gilby brought a second
appeal in an individual capacity against the ICO and the FCO.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
33
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign Against Arms Trade


“Almost the greatest threat to this One particular request was for the Challenges
department is people knowing what content of a speech given by the head of
Delays and unnecessary blanket refusals
it does.” Ian Prichard. the UKTI DSO at an arms symposium,
were major frustrations: “They give us
mentioning high level political
CAAT has issued a steady stream of the absolute minimum each time.” On
interventions the government had made
requests to the UK Trade & Investment one request which related to arms sales
in support of arms sales: “we then asked
Defence and Security Organisation to Libya (a ‘hot news topic’ at the time),
when were those interventions, who was
(UKTI DSO) in order to build up a the UKTI took 100 days to respond
involved – so one piece of information
picture of its activities, as part of its and only did so after CAAT asked the
you didn’t necessarily expect to be
campaign to close the unit down. Information Commissioner to intervene.
useful may send you off in promising
“This was a new department in 2008. new directions.” “You have to assume that you might
We’d campaigned for the closure of its have to help the department in
CAAT has appealed some refusals but
predecessor, so we wanted to campaign how to respond.” Though there are
does not always follow them up, due to
on it straightaway. Though we had asked “some signs of improvement” with
the limited resources of the organisation
a lot of parliamentary questions and departments acknowledging they have
“it takes a long time. The internal review
looked at published material, there was exceeded the time limit and providing
can be a long process – our record
no substantial information about its information earlier, CAAT are still finding
with UKTI DSO is 205 days.” The only
work available.” information being exempted for no
requests answered in 20 days were
reason, particularly names of senior
The information gained enabled CAAT refusals and two easy responses with
public officials and even politicians.
to analyse it vis-à-vis human rights issues brief, uncontroversial information.
and FCO policies; “concrete examples “If you want an instant media splash it
are important for effective campaign may not be something to rely on!”
communications. In 2008 we had just
CAAT is now getting very useful
two pages of information on the UKTI
material. The government “won’t be
DSO, our latest report was 30 pages,
able to hold off in the long run” in terms
which is being sent to our supporters
of providing the information.
to give to parliamentarians.”

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
34
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

FOI in action: The case studies

Campaign Against Arms Trade


Final thoughts FOI is “one of a range of tools, with
parliamentary questions and research
CAAT have been able to gain a lot of as well”, choosing which to use is
information through using FOI and a “judgement call” based on past
channel it into their policy, campaigns experience, need and the specificities of
and research work. With regard to the the tool. CAAT keep persisting because
above examples, CAAT made it clear “Huge amounts of public money is being
that they would not have gained much used for something which a lot of people
of this information without FOI and would object to. It’s worth getting the
“would not have anything to go on.” information out, and it is newsworthy.”
In the experience of CAAT, campaign
“You can ask for results depend on gaining a ‘critical
documents with mass’ of information.
information redacted,
if they’ve refused the
whole thing.” CAAT
also explained how
perhaps the best way to
overcome delays is to
make a public issue of
the delay, combined with
complaining to the ICO.

02 Contents 18 Bliss
03 Overview 21 TreeHouse
11 Survey findings 24 The Corner House
17 FOI in action: Case studies 27 Campaign for Clean Air in London
35 Analysis 31 Campaign Against Arms Trade
46 Resourses
Campaigning Voicing your right to know:
35
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

There are a range of issues that emerge out of the case Perhaps the most common feature to all For Andrew Cole, Chief Executive of Bliss
the case studies is how the campaigners “FOI requests are a very powerful tool,
studies and the survey, not least the different uses have navigated the use of FOI largely on but they need to be used in the right
FOI has been put to (for a summary of the following their own initiative yet there is a definite way.” This is supported by the survey
need for support. This is confirmed by findings in that most organisations
conclusions please refer to the ‘Conclusions on a page’ the survey findings. While by far the perceived the benefits to outweigh the
section above) – FOI is a powerful, versatile and majority of organisations perceived challenges regardless of other factors.
FOI to be a powerful campaigning tool, Scottish Information Commissioner
complementary campaigning tool. Both Bliss and and just over a third believed that FOI Kevin Dunion writes below that FOI
TreeHouse used FOI to survey NHS neonatal units has the potential to be more powerful can “even tip the balance between the
and local authorities respectively in order to inform still, there was a definite need found success or failure of a campaign.”
for further support. The experiences
campaigning activities, while The Corner House, of the case study organisations and the Why use FOI?
Campaign for Clean Air in London and Campaign survey respondents have enabled us to
Frustration with a lack of progress in
shed some light on the use of FOI as a
Against Arms Trade have, arguably, used FOI as a campaigning tool and its potential for
campaigning through other means.
CCAL, for example, began attempting
campaigning activity in itself. the future.
to find information and secure changes
It is quite clear how powerful a through dialogue and lobbying, while
tool Freedom of Information is in Bliss commissioned an academic
campaigning, the benefits of which organisation to gather information,
outweigh the challenges. For CCAL it both experiencing significant problems.
has “fundamentally changed what the FOI can be extremely effective to “go
campaign has been able to achieve”, behind the political rhetoric to see
while for The Corner House, “Freedom the true state of affairs”47, as Heather
of Information is definitely worthwhile Brooke has argued, and can do so
despite the challenges.” through something as simple as
47. Brooke, H. (2005) Your Right to Know: A citizens guide writing a letter.
to the Freedom of Information Act (London, Pluto Press), p. 4

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
36
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

FOI can be used to build a body of The survey found research to be the FOI is one of a range of tools in the The survey finding – that most
research, as well as a way to engage most common use of FOI, closely campaigning toolkit. When compared organisations use and intend to use
the media in your campaign. For followed by media – and a rise predicted
to other campaigning methods such as FOI for research, lobbying central
Bliss and TreeHouse, the information in both. Parliamentary Questions (PQs), FOI can government and media interest –
gained enabled them to produce well- be very powerful if you wish to access suggests that FOI is a flexible and
Engaging supporters through using
informed reports, to feed into policy information in written or electronic complementary campaigning tool.
new social media, publications or other
and campaigns work as well as to gain form, yet PQs can be a very efficient way
methods. FOI information is often of
media coverage; Bliss’ ‘One to one’ of getting an issue into the policy arena Challenges to FOI
interest in itself and can be ideal to
nursing campaign, and the Autism Bill, and the media spotlight. What is clear
build support and engagement. CCAL The quality and quantity of
respectively. In the midst of an uncertain from the case studies, such as CAAT’s,
for example has “over 1,000 followers information received is often
political and/or economic environment, is how both can inform each other,
on Twitter”, while CAAT, Bliss and insufficient and response rates vary.
FOI can be a very cost-effective method along with other forms of research,
TreeHouse all used FOI-based materials The Corner House gained a lot of
to campaign. influencing and campaigning. Choosing
to engage supporters to campaign information within the 20 day working
whether to use FOI, PQs or other tools
CAAT used FOI to build up a picture of through lobbying, public campaigning limit in one case yet with another case
is a “judgement call” based on prior
the UKTI DSO. While they experienced and to attract media attention. received information only after a lengthy
knowledge, need and the specificities of
blanket refusals & delays, they were appeals process. The survey found a
A powerful advocacy tool to gain the tool – PQs for example do depend
able to analyse the information and significant degree of uncertainty with
information about policy issues and upon access to an MP or Peer as well as
produce a substantial report to send to regard to the sufficiency of information
how decisions are arrived at. In gaining Parliament being in session.
their supporters and parliamentarians. gained from FOI requests, suggesting a
information about a complaint made
Similarly, CCAL used EIR to access “raw “Peers asking questions in the House lack of clarity concerning how information
by themselves and FOE, The Corner
data” regarding air quality in London vis- of Lords find themselves in a worse can be channeled into campaigning.
House received “a massive amount of
à-vis estimated numbers of premature position than members of the public
information”, which fed into policy work
deaths, developing ‘content’ and using the Freedom of Information
and media interest. Similarly, CCAL have
significant media interest. Act…[enduring]…endless obfuscation
received a lot of information regarding
and refusals.”48 Lord Lucas.
This sentiment is echoed in some of a ministerial meeting between London
48. Lord Lucas, ‘Parliamentary questions lag behind
the following experiences of FOI, for Mayor Boris Johnson and the Air freedom of information’, epolitix.com, January 2010: http://
example by the National Housing Quality Minister. www.epolitix.com/latestnews/article-detail/newsarticle/
Federation. parliamentary-questions-lag-behind-freedom-of-information/.
Lord Lucas submitted an FOI Private Members Bill in 1999.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
37
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

It is worth assuming that, as CAAT found, Though information gained under This theme is elaborated upon in many By far the majority of the survey
as requesters you may need to alert the the FOIA does not negate intellectual of the following comments, for example respondents believed FOI has the
authority to their legal duty to respond property rights that may apply (e.g. Crown by Maurice Frankel on behalf of the potential to drive transparency and change
and in what ways they may do so – for Copyright), a public authority should not Campaign for Freedom of Information. in the behaviour of all public bodies,
example by releasing information with normally withhold consent if requested. The sample FOI request and response also which supports the notion that FOI is a
redactions. The ‘fair dealing’ provisions or ‘exceptions’ illustrates well how to frame a request. constructive process.
of the Copyright Designs and Patent
Another important point is that the While the gains for transparency and
Act 1988 state that for research, non- Appeals
EIR does contain stronger rights to information outweigh the evidence
commercial purposes, criticism, review
information, as found by CCAL and for any negative effect on working Persistence and determination are
and news reporting, extracts of copyright
alluded to by Laura Gyte on behalf of relationships or funding, it may be crucial to any successful appeal. There
material can be reproduced, so long as the
Friends of the Earth. worth considering other tools if the is a process of evolving case law and a
source is acknowledged appropriately.50
information can be gained in another way, degree of uncertainty regarding what
It may be necessary yet resource
It is important to frame a request as Bliss found out – yet it is also worth information can be released, yet the
intensive to follow-up requests to gain
appropriately, and ask for specific noting that requests for information campaign gains can be enormous. The
information. While TreeHouse “didn’t
recorded information, referencing that do not reference ‘Freedom of Corner House, CAAT and CCAL have all
follow up the ones who didn’t respond”,
specific time periods if possible, which Information’ will still be considered under gained significant amounts of information
CAAT were forced to choose which
can be done through developing a series the FOIA or EIR. FOI should be seen as a and at the same time clarified the law –
requests to follow-up - both due to lack
of requests, as CAAT found, alongside constructive process and the benefits are establishing cases which are referred to
of resources in the form of available staff
other research. With some requests such acknowledged by public authorities such as by The Tribunal and, though not binding
time.
as survey-based ones, it may be prudent the Greater London Authority (GLA) and case law, affect the interpretation of the
While FOI is a ‘right to know’, if in to develop the questions in discussion Ealing Borough Council. FOIA and EIR. That the survey found that
doubt, seek consent if you wish to with the authorities the request is aimed familiarity drives an appetite to appeal
While the survey found a definite
publish copyright information, as found at, in order to gain the most effective greatly supports this notion.
perception of ‘marginal risk’ to making FOI
by TreeHouse.49 Available advice however information. A need to “maintain 50. A ‘Substantial part’ is not defined in copyright law, but
requests, more people considered there to
states that permission is only necessary dialogue” was noted by TreeHouse and has been interpreted by the courts to mean “a qualitatively
be ‘no risk’ with regard to all campaigning significant part of a work even where this is not a large part
if you wish to use less than a ‘substantial was a feature of all the case studies. of the work”. Further information including which types of
activities FOI can inform together with
part’ of a copyright protected work. 49. The test of whether information can be disclosed to the information are subject to copyright is available from the
requester under the FOIA or EIR includes whether disclosure an organisations’ mission, working Intellectual Property Office: www.ipo.gov.uk/types/copy/c-
to the public (meaning ‘anyone’) would breach any legal, relationships or funding. other/c-exception.htm, and the Copyright Licensing Agency
statutory or court restrictions. (CLA): http://www.cla.co.uk/.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
38
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

Making appeals can be time- There does seem to be a strong case for It is important to see FOI requests as While FOI has been used significantly
consuming, as found by CCAL and legal support to be offered to requesters useful for a variety of purposes at a by voluntary organisations in
CAAT, particularly in the length of time and for a reformed ICO – increasing its local as much as a national level – for campaigning, there is a potential
it takes the ICO to reach decisions, powers, resources and ability to advocate gaining statistics to inform campaigning for higher uptake. While Called to
whereas the Tribunal can be “relatively on behalf of requesters. With regard to activities as RNID found, as much as Account found that just under a third of
efficient.” It is worth complaining to the Tribunal, it is worth noting that there for making headway with the media organisations surveyed had used FOI to
and appealing to the ICO as they can are lawyers “willing to work at a reduced or impacting the policy process – for inform campaigning activities, and that
intervene to hasten internal reviews and, rate or pro bono if it is for a good cause.” example by CRAE. FOI can however be “requests relating to campaigning activity
as Deputy Information Commissioner a very cost-effective way to achieve big are set to grow significantly”, the survey
Significantly, the survey found that over
Graham Smith makes clear, according to outputs with relatively little inputs, as for this guide found a belief that FOI
half of the respondents would pursue
their own data, they are becoming more evidenced for example by The Corner has the potential to be very powerful in
litigation, half of whom would do so to
efficient at resolving cases.51 There is also House, at the cost of writing a letter. campaigning alongside a much higher
establish a right of access.
“a lot to be gained in campaigning terms usage of FOI intended for the future.
Research on the effectiveness of
by lodging an appeal if a public authority
Final thoughts FOI in campaigning is in its infancy, It is useful setting this beside findings
is stonewalling you”, as the lawyers acting
this guide demonstrates a need for from UCL’s research on the impact
for CCAL noted. Developing a campaign strategy,
ongoing impact assessments and of FOI, that although it has increased
as suggested by Campaigning
Legal assistance is often crucial for learning opportunities. While the accountability and transparency,
Effectiveness, NCVO, encapsulated
appeals to the Information Tribunal, amount of research is increasing, “There “Government holds all the cards…
in the Good Campaigns Guide, is
especially if the appeal is complicated. is little empirical research on FOI in It holds the information, and can resist
crucial to making FOI requests.52 It is
It is significant that The Corner House, general (Egan 2003), and no systematic disclosure for years if it wants to, and
important to consider what you wish
CCAL and CAAT all relied upon pro analysis of the benefits and disbenefits exercise a veto..”54
to achieve vis-à-vis the experiences,
bono legal support, as did TreeHouse on of FOI legislation, anywhere in the world 51. By an increase of 39% comparing 2009/10 to 2008/9,
challenges and benefits outlined above ICO (2010) Information Commissioner’s Annual Report:
a separate issue to appealing. For CAAT’s (OECD 2005).”53 We hope this guide
and described within the case studies. 2009/10: Upholding information rights in a changing environment
campaign to unveil details of arms deals serves to encourage such research – as (London, The Stationary Office), p. 27: http://www.ico.
FOI can also be very useful in developing gov.uk/upload/documents/library/corporate/detailed_
to Saudi Arabia, legal assistance was the conclusions we have found, while
campaign strategies; accessing key specialist_guides/annual_report_2010.pdf
crucial, especially as the Information guidance, should also be interpreted 52. Kingham, T., and Coe, J., (2007) the good Campaigns guide:
information for mapping exercises and
Commissioner was not on their side. as questions for campaigners as well Campaigning for Impact (London, NCVO)
to feed into PEST and SWOT analyses. 53. Cited in Hazel et, al (UCL) Local government research
as for researchers. case for support, p.1 – http://www.ucl.ac.uk/constitution-
unit/research/foi/foi-and-local-government/case-for-support

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
39
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

In this context campaigning has a vital Using FOI in campaigning: challenges and
role to play in exploring the potential
of the Act to open up the law and benefits summary table
government.
One of the key themes which Challenges Benefits
has arisen from this guide, is how
Insufficient quantity and quality of Gain a significant amount of good quality ‘raw’
voluntary organisations are at information data & shed new light on policy processes
the cutting-edge of using FOI in
campaigning. Some commentators Possible time delays in responses Research to build understanding and inform
other activities
have observed how, though the benefits
of FOI are ultimately felt by all, “battle Possible negative backlash Feeds into policy work and can support
lines between citizen and the state policy changes
are becoming entrenched”, 55 in clear Right to publish copyright information Media interest
contrast to Lord Falconer’s remarks at sometimes unclear
the beginning of this guide. While there Can be resource-intensive to Cost-effective and can have a short timescale
is adversary in using FOI, there is also follow-up or appeal
constructive dialogue and definite gains
Need for legal support in appeals, particularly Building transparency and accountability
for campaigners, public authorities and
to the Information Tribunal
wider democracy.56
Persistence and determination Right to appeal through a formal process
Voluntary organisations can, as this guide
has shown, be particularly successful in Making sure your request is framed Versatile and flexible campaigning tool
appropriately and specifically to elicit
using FOI innovatively to interpret the
required information
space between the citizen and the state;
opening up government and making Complementary to other
54. Hazell et al. (2009) Impact of FOI on central government, P. 7
decision-making more effective while campaigning methods 55. Heather Brooke in Your Right to Know, p. 4
Transformative effect on a campaign – it can 56. This point is made by Heather Brooke among other
achieving significant campaign gains. commentators as well as in the findings of UCL’s research –
tip the balance between success or failure
see Your Right to Know, p. 5 and Hazell et al, Impact of FOI on
central government: https://www.ucl.ac.uk/constitution-unit/
research/foi/ESRC-end-of-award-report

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
40
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

Points to consider • Consider appealing a decision if you


don’t receive sufficient information.
• I s the information already available? Be persistent and determined.
Can you access it by other means?
• If you appeal to the Information
• I n what stage of a campaign will Tribunal you may need to
you use FOI? Planning, research, consider securing legal assistance
advocacy – to the media, – particularly if the ICO is not on
parliamentarians or the public? your side.
It can be useful for all.
• Do use the available guidance
•W  hat is the purpose of your request signposted in this guide.
and what will the use be?
•C
 an your use of FOI complement
other campaigning tools?
Campaign planning
•B
 e specific in framing requests – ask
for particular existing information
diagram – question
within specific timeframes if why you wish to use FOI
possible. including what other
• I t may be necessary to seek consent methods are available,
to publish substantial parts of
copyright information, consider detail challenges and
factoring this into an initial request. benefits then arrive at
• I t may be necessary to follow-up a particular use…
requests if you receive insufficient
information, which can be resource-
intensive.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
41
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

Experiences of FOI: Andy Glyde, Senior Campaigner, A few local authorities did not We hope that over time more
Royal National Institute for the understand what we were looking information will be proactively published
Comments Deaf (RNID) for; we tried to make it clear what by public bodies and people will have to
Katy Swaine, Legal Director, questions we were asking but lipreading request less and less. As well as helping
FOI was a very useful tool for our
Children’s Rights Alliance for is not always well understood, though to ensure a proper balance between
work and we would use it again if we
England (CRAE) the information officers at the local the individual and the state, Freedom of
needed to. As part of our Read My Lips
authorities were quite happy to help. Information helps hold those in power
FOI provides a powerful tool for campaign to ensure lipreading classes
to account and has the potential to give
campaigning organisations to find are widely available at little to no cost to
Richard Taylor and Alex Skene, us better value for public money.
out information in the public interest, the learner, we tried to map out where
WhatDoTheyKnow.com
increase transparency and hold the classes were in England and Wales to
William Summers, Campaigns Officer,
institutions to account. The process for identify some of the problem areas. We WhatDoTheyKnow.com lists over three
National Housing Federation
challenging FOI refusals is extremely sent out over forty FOI requests to local thousand local and national public
slow, apparently due to the backlog authorities. bodies and aims to make the process of FOI is a really effective way of getting
of cases received by the Information requesting information easy. According hold of unpublished information, as long
It was really simple to send off the
Commissioner’s Office, and this must be to the Ministry of Justice 6,857 as your request is specific and to the
requests. Some came back quicker than
improved. However, in our experience it requests were made to “Departments point. Requests need to be framed wide
others but we got some really valuable
has been worth persevering in order to of State” between January and March enough to capture all of the information
information as a result. Even in cases
achieve a positive result. 2010, of which 707 were made via you want, but not so open that you end
where the local authority did not run
WhatDoTheyKnow – a 10% share. The up with piles of fruitless documents to
Our recent success in FOI proceedings any classes, we were often signposted to
request, correspondence and response wade through.
against the Youth Justice Board has organisations that might, in line with the
are automatically published online.
enabled us to draw public attention to requirements of the Act. If you are after information from a
an important issue affecting the rights All we advise is that people concisely and number of authorities, don’t be afraid to
In sending off quite a few requests at
of children in custody, and to gain crucial once, we did get a bit bogged down with precisely describe the information they test out your request on two or three of
information which will form part of are seeking. Short, succinct messages them first to see how they respond, then
acknowledgement replies and tracking
the basis for future legal proceedings make it easier for authorities to be clear hone your request if necessary for the
who had responded.
to achieve justice and transparency for what information is being requested, and others.
children. will hopefully result in a quicker reply.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
42
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

In 2009 the National Housing Federation Also useful are the stronger rights The key can be understanding what Points from the
highlighted the rising number of schools to information contained in the information about the issue the
closing in rural areas and the knock on Environmental Information Regulations. authority holds. Look out for this when public sector
effect this has on village life. The bulk The definition of environmental doing your research or speaking to Kevin Dunion, Scottish Information
of the story was based on a single FOI information is broad so they’re worth officials. The FOI Act and the EIRs both Commissioner
request to the Department for Children, considering for information about require authorities to provide reasonable
Schools and Families, which returned health, local places, energy, land and advice and assistance to requesters, The experience from Scotland is that
a detailed breakdown of rural school more. an important provision which you may FOI can be a valuable campaign tool
closures since 2000. Not only did this need to remind them about. The more for the sector, but that voluntary
provide us with a useful data set about Maurice Frankel, Director, Campaign you understand how the authority organisations are not using it to its full
rural services, it also gave the Federation for Freedom of Information goes about its work, the better placed potential. This is something that my
headlines in several newspapers. you will be. Requests for information organisation is exploring further, in
FOI is a critical tool for campaigning partnership with researchers from the
which someone wrongly assumes the
organisations. It can help document the University of Strathclyde.
Laura Gyte, Lawyer, Friends of the Earth authority holds can be a major source of
extent of a problem and uncover what
frustration and delay. Nevertheless, Scotland has seen a
Our rights to information under FOI the authority has been, or should be
are easy to use, but extremely effective. doing about it. For example, by seeking There is no need for an FOI request number of real success stories, with FOI
Many of the voluntary organisations and straightforward information about the to be confrontational. If you already being used by voluntary organisations
community groups we work with want frequency of events, asking for reviews have good relations with the authority, to raise the profile of campaigns,
to access information to understand of progress, or for guidance used by discuss your request with your contact, develop new working relations with
how a public authority is approaching officials dealing with it. It can also be explain why you’re making it and let authorities, and even to win changes
a particular decision, and why it might used to obtain lobbying, correspondence them know that you would be happy to to the law. These include community
hold particular views. The information or other documents from outside bodies target your request at the specific key groups fighting to keep open rural
is essential for full participation in including other authorities who may be information, rather than demanding schools, a group of patients and relatives
that decision. We’ve found that involved in the issue, and it may reveal an enormous amount of material you concerned about hospital acquired
some authorities are committed to the internal discussion of options within probably don’t want anyway. Often it’s infections and a national organisation
transparency. But where an authority is the authority. the work of dealing with an excessively representing the interest of those with
reluctant, a carefully formulated request broad request, rather than resistance to disabilities.
can, in the end, result in the release of disclosure, that concerns officials.
valuable information.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
43
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

They have shown that, used effectively, Better work flow management and Meeting our obligations under the It would also be useful to provide
FOI can be an extremely powerful prioritisation have helped us to ensure FOI Act plays a key role in the GLA’s a contact telephone number so, if
resource, and, in some cases, can even we are dealing with the increasing commitment to open government. necessary, we can quickly clarify any
tip the balance between the success or number of complaints efficiently. It is with this in mind that the Mayor uncertainties, let you know the type of
failure of a campaign. In doing so we have managed to lowered the threshold at which GLA information we hold and help provide
substantially reduce the backlog of spending must be publicly reported the information that you really want.
Graham Smith, Deputy Commissioner
outstanding Decision Notices allowing from £1,000 to £500 in summer 2010.
at the Information Commissioner’s Ealing Borough Council
us to focus on newer cases. This means the public can now access
Office (ICO)
information about a much larger FOI encourages transparency and is as
However, the challenge to achieve
Information rights have never been proportion of our public expenditure relevant to the voluntary sector as to
greater transparency across the public
so important. Over the past year the directly from the GLA’s website. The the public sector. With the number of
sector remains and we stand ready to
ICO has been involved in a number of GLA also continues to work with its requests high and increasing, however,
work with authorities to help them meet
decisions resulting in the disclosure of functional bodies to publish all of their the cost to administer and respond is
this challenge.
information previously withheld – from useful data on London’s Datastore,57 significant and growing.
the NHS consultants contract to MoT Albert Chan, Information and building a comprehensive repository
Mr Alan Fenton, an NHS Consultant,
pass and failure rates by make of car. Governance Manager, Greater of data relating to London and the
has dealt with several FOI requests.
London Authority (GLA) services delivered by its public sector
The Freedom of Information Act (FOIA)
organisations. There should be no room for
is certainly enjoying a higher profile The GLA believes that the benefits
‘interpretation’ of questions between
since coming into force five years ago of FOI in promoting openness and For all voluntary organisations wishing to
the individuals providing the data and
and our case load continues to grow increasing public participation in matters request information from the GLA, we
that the questions themselves provide
each year. More and more authorities that affect the lives of Londoners, would simply suggest they make their
useful answers. The best way to achieve
are proactively disclosing information far outweigh the challenges they can requests as clear and specific as possible
this is for the organisations collecting
and we are taking a tougher approach sometimes present to us as an authority so we can locate, retrieve and extract
data to develop questions with the
to those who repeatedly fail to neglect in terms of stretching resources. the relevant information in a timely
people who will be providing the
their responsibilities under the Act. manner.
information.

57. London Datastore: See http://data.london.gov.uk/

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
44
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

List of exemptions FOIA Exemptions – please click this Section 24 – The national security Section 37 – Communications with Her
link for detailed specialist guidance by exemption – new Majesty and the awarding of honours
While it is important to have an the ICO on each particular exemption (AG26)
understanding of the exemptions, do Section 26 – Defence (AG10)
not be deterred in making requests – the Absolute exemptions Section 38 – Health and safety (AG19)
Section 27 – International relations
public authority has to prove firstly that (no public interest test) (AG14) Section 39 – Environmental information
the exemption applies and, secondly, in Section 21 – Information reasonably (EIR guidance pages)
most cases that the the public interest Section 28 – Relations within the UK
accessible to the applicant by other
in withholding information under the (AG13) Section 40 – Update note: Applying
means (AG6)
exemption is greater than the public the exemption for third party personal
Section 29 – Economy (AG15)
interest in disclosure. Section 23 – Information supplied by data: the Tribunal’s approach in House
or relating to security bodies – new Section 30 – Investigations (AG16) of Commons v IC & Leapman, Brooke
Do contact us for support and advice. – recently updated 03/08/09 and Thomas
Section 32 – Information contained in
court records (AG9) Section 31 – Law enforcement (AG17) Section 41 – The duty of confidence
– recently updated 03/08/09 and the public interest
Section 34 – Parliamentary privilege –
under review Section 33 – Public audit (AG18) Section 41 – Information provided in
confidence relating to contracts
Section 40 – Personal Information Section 35 – Policy formulation,
(AG1) – recently updated 11/11/08 Ministerial communications, Law Section 42 – Legal professional privilege
Officers’ advice and the operation of (AG4)
Section 41 – Information provided in
Ministerial Private Office (AG24)
confidence (AG2) Section 43 – Commercial interest (AG5)
Section 36 – Effective conduct of public
Section 44 – Prohibitions on disclosure Section 43 – Public sector contracts –
affairs (AG25)
(AG27) FOI annexe
Section 36 – What should be recorded?
Qualified exemptions Section 43 – Commercial detriment of
– new
(public interest test) third parties
Section 22 – Information intended for
future publication (AG7)

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
45
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Analysis and conclusions

EIR exceptions (all have a public • Regulation 12(4)(e): The request • Regulation 12(5)(e): The confidentiality
interest test) please follow this link involves the disclosure of internal of commercial or industrial
to see ICO guidance communications information where such confidentiality
is provided by law to protect a
Regulation 12(3): personal information:  egulation 12(5): exceptions based
R
legitimate economic interest
on the content of the information
Regulation 12(4): exceptions based on
requested: • Regulation (12)(5)(f): The interests of
the type of information
the supplier of the information
• Regulation 12(5)(a): International
• Regulation 12(4)(a): The public
relations, defence, national security & • Regulation 12(5)(g): Protection of the
authority does not hold the
public safety Environment
information when an applicant’s
request is received • Regulation 12(5)(b): The course of Regulation 12(6) and (7): Neither
justice, the ability of a person to obtain confirm nor deny
• Regulation 12(4)(b): The request
a fair trial or the ability of a public
for information is manifestly Regulation 12(9) Above exceptions
authority to conduct an inquiry of a
unreasonable; ‘12(5)(d)’, ‘12(5)(e)’, ‘12(5)(f)’ and ‘12(5)
criminal or disciplinary nature
(g)’ cannot be used with regard to
• Regulation 12(4)(c): The request is too
• Regulation 12(5)(c): Intellectual information on emissions
general
property rights
Regulation 12(10): ensures that cross-
• Regulation 12(4)(d): The request
• Regulation 12(5)(d): The confidentiality border issues will not affect the practical
relates to information which is
of the proceedings of a public application of the regulations
unfinished or in the course of being
authority where such confidentiality is
completed Regulation 12(11): Public authorities may
provided by law
only withhold information which, after
having applied the public interest test,
falls within an exception and, is not in
the public interest to release.

02 Contents 35 Analysis and conclusions 44 List of FOIA exemptions


03 Overview 39 FOI challenges and benefits 45 List of EIR exceptions
11 Survey findings summary table
17 FOI in action: Case studies 40 Points to consider and FOI
35 Analysis campaign planning diagram
46 Resourses 41 Experiences of FOI: Comments
Campaigning Voicing your right to know:
46
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Resources

NCVO Freedom of Information: A guide FOE have produced an FOI Right to First Tier Tribunal Journalist David Higgerson’s FOI blog:
for voluntary and community organisations: Know Handbook & other resources: (Information Rights): FOI Friday: 10 things we’ve learnt
http://www.ncvo-vol.org.uk/policy- http://www.foe.co.uk/community/ http://www.informationtribunal.gov.uk this week thanks to the Freedom of
research-analysis/policy/charity-law- tools/right_to_know/index.html General Regulatory Chamber Information Act
regulation/guide-freedom-information-act Arnhem House Support Centre http://davidhiggerson.wordpress.com/
UK Freedom of Information Blog
PO BOX 9300, Leicester category/freedom-of-information
Do contact us for support and advice (run by CFOI): http://foia.blogspot.com
Leicestershire, LE1 8DJ
Ministry of Defence disclosure
Forum for Change WhatDoTheyKnow: Phone 0845 600 0877
log (selected replies by the
A network for people influencing http://www.whatdotheyknow.com – Fax 0116 249 4253
MOD to FOI requests): http://
policy and campaigning for change: Make an FOI request online and search
Ministry of Justice: Guidance and www.mod.uk/DefenceInternet/
http://www.forumforchange.org.uk/ the archive, tips and advice
information: http://www.justice.gov.uk/ FreedomOfInformation/DisclosureLog/
Campaign for Freedom of Information How to add a one click FOI about/freedom-of-information.htm
The Guardian newspaper,
(CFOI) has been campaigning for access request to your website: 102 Petty France
Freedom of Information webpages:
to information since 1984. CFOI has http://www.whatdotheyknow.com/ London, SW1H 9AJ
http://www.guardian.co.uk/politics/
produced a Users Guide to the FOIA help/api United Kingdom
freedomofinformation
and the EIR, and provides useful training DX 152380 Westminster 8
Information Commissioner’s Office:
events: http://www.cfoi.org.uk Tel: 020 3334 3555 Openly Local – access to Local
http://www.ico.gov.uk
Fax: 020 3334 4455 Government information:
Friends of the Earth (FOE) has actively Wycliffe House
http://openlylocal.com/
campaigned for the right to know and Water Lane, Wilmslow
Online Twitter: http://twitter.com/openlylocal
has used the FOIA and the EIR to inform Cheshire, SK9 5AF
their campaigning; the FOE Rights and View Google Map BBC Freedom of Information Act One click FOI requests
Justice Centre is a key resource for Tel: 0303 123 1113 website: http://www.bbc.co.uk/foi for Local Government spending
campaigners and runs a free legal advice Fax: 01625 524510 data (payments over £10,000):
BBC Open Secrets blog:
line for individuals and community Navigate through to a local authority
http://www.bbc.co.uk/blogs/
groups alternate Wednesdays, 6:30- supplier and select a transaction.
opensecrets
8:30pm. Freephone: 0808 801 0405 For an example click here

02 Contents 46 Resources
03 Overview 47 References
11 Survey findings 49 FOI request sample and response
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
47
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Resources

Further resources Telephone: 01334 464610 Coppel, Philip (2010) Information Rights: Phillipson, B and Clark, P (Bliss) (2008)
Fax: 01334 464611 Law and Practice, third edition (Oxford, Baby steps to better care (London, Bliss)
Copyright Licensing Agency (CLA)
e-mail: enquiries@itspublicknowledge.info Hart Publishing) http://www.bliss.org.uk/core/core_
http://www.cla.co.uk
Website: picker/download.asp?id=642
The Copyright Licensing Agency Limited HM Government (2010) The Coalition: our
http://www.itspublicknowledge.info
Saffron House, 6-10 Kirby Street, programme for government (London, HM Thomas, R. (ICO) (2007) Open
London, EC1N 8TS References Government): http://www.cabinetoffice. government is good government, speech
Telephone: 020 7400 3100 gov.uk/media/409088/pfg_coalition.pdf at Northumbria University. pp. 1-2:
Fax: 020 7400 3101 Publications http://www.ico.gov.uk/upload/
ICO (2010) Information Commissioner’s
Email: cla@cla.co.uk Brooke, H. (2005) Your Right to Know: A documents/library/freedom_of_
Annual Report: 2009/10: Upholding
citizens guide to the Freedom of Information information/research_and_reports/
Intellectual Property Office information rights in a changing environment
Act (London, Pluto Press) northumbria_text.pdf
http://www.ipo.gov.uk (London, The Stationary Office): http://
Concept House, Cardiff Road, Newport, Carey, P. and Turle, M. (2008) Freedom of www.ico.gov.uk/upload/documents/ Wadham, J. et al (2007) Blackstone’s
South Wales, NP10 8QQ Information Handbook (London, The Law library/corporate/detailed_specialist_ Guide to the Freedom of Information Act
Tel: 0300 0200 015; Society) guides/annual_report_2010.pdf 2000 (Oxford, Oxford University Press)
Fax: +44 (0)1633 817777;
Birkinshaw, P. (2010) Freedom of Kingham, T., and Coe, J. (2007) the good Letters and correspondence
Email: information@ipo.gov.uk
Information: the Law, the Practice and the Campaigns guide: Campaigning for Impact
Birkett, S (CCAL) (2010) Response to
Copyright, Designs Ideal, 4th edn (London, Butterworths) (London, NCVO)
Mayor Johnson, re: proposed deferral
and Patent Act 1988
Clark, J., Kane, D., Wilding, K., Wilton, Matthew J, Robison, R., CFOI, 1000 FOI of LEZ, phase 3. Available at:
http://www.legislation.gov.uk/
J. NCVO (2010) The UK Civil Society Stories from 2006 and 2007. See http:// http://www.cleanairinlondon.org/_
ukpga/1988/48/contents
Almanac 2010 (London, NCVO) www.cfoi.org.uk/pdf/FOIStories2006-07.pdf attachments/4561839/CCAL%20
097%20Letter%20to%20Mayor%20
Scottish Information Commissioner Clements, K and Daly, S (TreeHouse) Ministry of Justice, Freedom of
re%20LEZ3%20240610%20V2.pdf
(useful if you’re conducting a UK-wide (2009) Snapshot of children’s autism Information Act 2000: 2009 Annual
survey, for example or for general services in the UK (London, TreeHouse) Statistics on implementation in central Unpublished
information) See http://www.treehouse.org.uk/ government, Ministry of Justice Statistics
Hildyard, N (2008) Witness Statement
Kinburn Castle, Doubledykes Road files/treehouse-corp/files/documents/ Bulletin, 29 April 2010. See http://www.
of Nicholas Hildyard (on behalf of The
St Andrews, Fife, KY16 9DS TreeHouse_Snapshot_report_ justice.gov.uk/publications/docs/foi-
Corner House, to The Information
November_2009.pdf statistics-report-2009.pdf
Tribunal) (unpublished)
02 Contents 46 Resources
03 Overview 47 References
11 Survey findings 49 FOI request sample and response
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
48
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Resources

News articles FOI research Hazell, R., Worthy, B and Glover, M. The Scottish Information Commissioner,
Constitution Unit (2010) Does FOI work? Freedom of Information Annual
Evans, Rob. ‘Ambassador warned NCVO and Ashridge Centre for Business
The impact of the Freedom of Information Report 2009. See:
of Azerbaijan oil pipeline risk’, The and Society (2005) Called to Account: The
Act on central government in the UK, http://www.itspublicknowledge.
Guardian, 21 August 2006: http://www. Impact of the Freedom of Information Act
Constitution Unit, (Palgrave Macmillan). info/nmsruntime/saveasdialog.
guardian.co.uk/politics/2006/aug/21/ (London, NCVO)
asp?lID=3616&sID=234
uk.freedomofinformation Hazel et, al (UCL) Local government
The Constitution Unit, University
research case for support – Spence, K. University of Strathclyde,
Hill, D. ‘Boris Johnson: where’s his air College London (Professor Robert
http://www.ucl.ac.uk/constitution- (2010) Volunteering Information:
pollution study?’, The Guardian Online, 25 Hazel and Dr. Ben Worthy) specialises
unit/research/foi/foi-and-local- The use of Freedom of Information laws
June 2010: http://www.guardian.co.uk/ in FOI research. Details of publications,
government/case-for-support by the Third Sector in Scotland – Survey
uk/davehillblog/2010/jun/24/boris- projects, events and training are available
Findings: http://www.itspublicknowledge.
johnson-london-air-pollution-study at: http://www.ucl.ac.uk/constitution- Two summaries of the work of the
info/web/FILES/Volunteering_
unit/research/foi Constitution Unit are available at the
Lord Falcorner, quoted in BBC News Information_Research_Report.
following links:
(2005) ‘Right to information becomes Amos, J., Worthy, B., Bourke, G. The pdf#search=
law’: http://news.bbc.co.uk/1/hi/uk_ Constitution Unit (2008) Freedom of Research Report – Hazell, R. and
Further research findings and
politics/4139087.stm Information Act 2000: The Third Year. The Worthy, B. UCL Constitution Unit
ongoing research can be found at:
experience of local authorities in England in (2009) Impact of FOI on central
Lord Lucas, ‘Parliamentary questions http://www.itspublicknowledge.
2007 (London, The Constitution Unit) government: Constitution Unit end
lag behind freedom of information’, info/home/SICResources/
of award report to ESRC
epolitix.com, January 2010: http://www. ResourcesCivilResearch.asp
http://www.ucl.ac.uk/constitution-unit/
epolitix.com/latestnews/article-detail/
research/foi/ESRC-end-of-award-short- The research is part of the Civil Society
newsarticle/parliamentary-questions-
summary Research Project – undertaken by Kate
lag-behind-freedom-of-information
Spence of the University of Strathclyde,
Non-technical summary
and commissioned by the Scottish
http://www.ucl.ac.uk/constitution-unit/
Information Commissioner.
research/foi/ESRC-end-of-award-sh
ort-summary

02 Contents 46 Resources
03 Overview 47 References
11 Survey findings 49 FOI request sample and response
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
49
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Resources

FOI request sample and Request Response:

response, courtesy of Dear Freedom of Information manager Thank you for your email enquiring
about School Closures.
the National Housing I am looking for information regarding
the number of schools closed since Attached is a table which shows the
Federation, on the 1997, particularly in rural areas. number of schools which have closed
subject of rural school Under the terms of the Freedom of since our records began in 2000. The
Information Act, I would be grateful table is split into 3 sheets, i.e. Primary,
closures – submitted if you could tell me: Secondary and Nursery. Each sheet is
in July 2009: 1. H
 ow many a) primary, b) secondary
broken down by local authority area,
the year, and urban/rural indicator.
and c) nursery schools in England
have closed in each year since [Please see the next page
1997, broken down by local for the sample response]
authority area?
2. How many of these schools were
operating in rural areas?
By ‘closed’ I am referring to schools that
have ceased to be maintained and were
not replaced.
I look forward to hearing back from
you within 20 working days.
Many thanks,
National Housing Federation

02 Contents 46 Resources
03 Overview 47 References
11 Survey findings 49 FOI request sample and response
17 FOI in action: Case studies
35 Analysis
46 Resourses
Campaigning Voicing your right to know:
50
A guide to using Freedom of
Effectiveness, NCVO Information in campaigning

Resources

[Sample from spreadsheet of primary school closures]

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural Urban Rural

Barnsley 1

Bath & North 2


East Somerset
Bedfordshire 1 1
(Pre LGR 2009)
Bezley 1

Blackburn 1
with Darwin
Bolton 1 1 1

Bournemouth 2 1

Bradford 1

Bristol City 1

Bromley 1

Buckinghamshire 1

Bury 2

02 Contents 46 Resources
03 Overview 47 References
11 Survey findings 49 FOI request sample and response
17 FOI in action: Case studies
35 Analysis
46 Resourses
Voicing your right to know:
A guide to using Freedom of Information in campaigning
What is the potential of campaigning through our ‘right to know’ and what are the key
benefits and challenges? How can we use FOI in campaigning most effectively? This guide
enables campaigners to use Freedom of Information as an innovative campaigning tool,
through exploring the themes, issues and insights raised throughout five key case studies.
The case studies are supplemented by a survey of voluntary and community organisations
as well as comments from campaigners, lawyers and individuals from the public sector.
As a fresh look at Freedom of Information legislation from the perspective of those
who have used it and with those who we would encourage to use it in mind, the guide
shares learning and develops key understandings, empowering campaigners to build on
past experiences to remain at the cutting edge of voicing our ‘right to know’ – achieving
significant campaign gains while opening up government.

Please contact NCVO on


020 7713 6161 for more information.

National Council for


Voluntary Organisations
Regent’s Wharf
8 All Saints Street
London N1 9RL
T: 020 7713 6161
F: 020 7713 6300
E: ncvo@ncvo-vol.org.uk
www.ncvo-vol.org.uk
Textphone: 0800 01 88 111
Free advice and support
www.askNCVO.org.uk
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or helpdesk@askncvo.org.uk
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