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Consultation Paper
on
NATIONAL EMERGENCY
TELECOMMUNICATIONS
CONTINUITY PLAN
(NETCP)
June, 2016
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Consultation Paper On National Emergency Telecommunications Continuity Plan 2016
Preface
Nepal is highly prone to natural hazards such as Earthquake, landslides, floods, fires, and many others.
Earthquake is a major potential hazard to reckon with the country that is located on an active seismic
belt and exponential urbanizational trend over the past decade.
Draft National Emergency Telecommunications Continuity Plan (NETCP) is developed in view to
establish disaster-resilient society by establishing a reliable, interoperable, continued and appropriate
technology based emergency telecommunication network and services for mitigation, response and
recovery.
NTA has issued this consultation paper in order to receive comment, feedback and suggestions from
the concerned stakeholders including operators, experts, researchers and any other interested parties
either in electronic form or in written form on the various issues raised in consultation paper within 1
month from the date of the publication of the consultation paper. It is expected that the valuable
comments and inputs provided by the stakeholders will enable the Authority in order to take
appropriate decision which ultimately assist to build the disaster resilient society. The consultation
paper is available on NTA's website (www.nta.gov.np). In case any further clarification or information
is needed, please write to ntra@nta.gov.np or contact Mr. Min Prasad Aryal, Deputy Director, NTA
(Email: mparyal@nta.gov.np, Tel: 977-1-4101030) or Mr. Achyuta Nanda Mishra, Assistant Director,
NTA (Email: anmishra@nta.gov.np, Tel: 977-1-4255474/4256054/4255649)
Digambar Jha
Chairman
Nepal Telecommunications Authority
Kamaladi, Kathmandu
June, 2016
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Consultation Paper On National Emergency Telecommunications Continuity Plan 2016
EXECUTIVE SUMMARY
The April/May 2015 earthquake in Nepal resulted in an estimated damages and losses of NPR
3.6 billion and NPR 5 billion respectively including communication infrastructures. While
network congestion and downtime were experienced, service providers were able to restore
most of their networks. The Global and local Emergency Telecommunications Cluster
deployed emergency ICT response in support of the Ministry of Information &
Communications (MoIC) of the Government of Nepal (GoN).
Nepal is highly prone to natural hazards such as Earthquake, landslides, floods, fires, and
many others. Earthquake is a major potential hazard to reckon with the country that is
located on an active seismic belt and exponential urbanizational trend over the past decade.
Clearly defined and detailed roles and responsibilities of the actors involved in the ICT
response in Nepal remain to be defined. In a disaster and emergency, national and
international coordination, management, relief and rescue teams require continuous
communications to perform their essential and vital tasks. A comprehensive national
emergency telecommunications plan had already been drafted in 2013 that provided a clear
framework in emergency preparedness and response. After the 7.8 magnitude Earthquake on
April 25 2015, a ‘Nepal Emergency Telecom Continuity Management System (NETCOMS)’ has
been prepared for Nepal with the assistance of ITU. Business continuity plan was deemed
essential in helping organizations in recovering from an emergency event with minimal
impact to its employees, infrastructures and continued business functions. With regard to
further integrating and implementing these plans, Nepal Telecommunication Authority is
preparing and implementing a nationwide emergency telecommunications continuity plan for
telecommunications industry. NTA requested consultancy service to prepare an integrated
National Emergency Telecommunications Continuity Plan (NETCP) for Nepal.
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Consultation Paper On National Emergency Telecommunications Continuity Plan 2016
Thus, National Emergency Telecommunications Continuity Plan (NETCP) has been developed
to be executed in mainly three phases namely Prevention & Preparedness, Response and
Recovery phases. The lifecycle of this plan comprises prevention & preparedness; crisis
activation & response; and recovery & augmentation activities including both technical and
non-technical activities. The report includes strategic plan and the operational plan, as a
guiding business plan with processes and action steps across the lifecycle of the Plan.
The strategic component of the plan consists of Vision, Mission, Goals, Values, Objectives and
strategies within the NETCP Lifecycle. The frameworks for achieving abovementioned
strategic components within the lifecycle of NETCP are categorized as Legal, Institutional &
Technological , Stakeholders' Responsibility, Resources & Capability, Communication and
Training.
For effectiveness of NETCP, Operational Plan has been prepared to govern the activities of
Network/Telecommunications Operators (NTO) in disaster and emergency management. The
operational plan specifically includes steps and actions in every chain of telecommunication
systems and services. The tactical approach embraces preparation of emergency and recovery
teams, configuration of systems for minimum communication capability, and setup of
backbone and access networks. For priority communication, nationally and internationally,
operation & configuration of VSAT system and Mobile Recovery units are mandatory to be
functional. The telecommunications, internet, broadcasters and other media centres shall
handle information about their response and recovery works through streamlined content
dissemination channels. Training of their teams in the field and in BCMS functions shall be
carried out as identified in the training plan section. For fuel, power supply, transportation
and other logistical provision, other clusters shall be made responsible in the priority
treatment to NTOs to ensure their networks' continuous functions for uninterrupted and
lifesaving communications.
It is necessary to decide on this NETCP from the NTA/MOIC and declare & execute the
strategic and operational components for its effective and meticulous performance by
respective stakeholders as appropriate.
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Consultation Paper On National Emergency Telecommunications Continuity Plan 2016
TABLE OF CONTENTS
ACKNOWLEDGEMENT ................................................................................. Error! Bookmark not defined.
EXECUTIVE SUMMARY .............................................................................................................................. iii
TABLE OF CONTENTS.................................................................................................................................. v
ABBREVIATIONS ....................................................................................................................................... vii
TERMS ..................................................................................................................................................... viii
BACKGROUND ............................................................................................................................................ 1
NETCP LIFE CYCLE AND PROCESSES ........................................................................................................... 4
Prevention and Preparedness Phase ..................................................................................................... 4
Prevention phase ............................................................................................................................... 4
Preparedness Phase ........................................................................................................................... 5
Activation and Response Phase ............................................................................................................. 6
Activation and Lifeline Response Phase............................................................................................. 6
Immediate Response Phase ............................................................................................................... 7
Full Response and stabilization Phase ............................................................................................... 9
Recovery Phase .................................................................................................................................. 9
Augmentation Phase ........................................................................................................................ 10
STRATEGIC PLAN ...................................................................................................................................... 12
VISION: ................................................................................................................................................. 12
MISSION: .............................................................................................................................................. 12
GOALS: ................................................................................................................................................. 12
VALUES: ................................................................................................................................................ 12
OBJECTIVES: ......................................................................................................................................... 13
Objective 1: ...................................................................................................................................... 13
Objective 2: ...................................................................................................................................... 13
Objective 3: ...................................................................................................................................... 14
Objective 4: ...................................................................................................................................... 14
Objective 5: ...................................................................................................................................... 15
Objective 6: ...................................................................................................................................... 15
STRATEGIES: ......................................................................................................................................... 16
LEGAL FRAMEWORK ........................................................................................................................ 16
INSTITUTIONAL AND TECHNOLOGICAL FRAMEWORK ..................................................................... 18
STAKEHOLDERS’ RESPONSIBILITY FRAMEWORK.............................................................................. 19
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ABBREVIATIONS
Business continuity and disaster recovery plans (BCP/DR)
Business continuity management system (BCMS)
Crisis Management Location (CML)
Central Natural Disaster Relief Committee (CNDRC)
Critical Stations (CS)
Disaster Risk Reduction (DRR)
Disaster Recovery Center (DRC)
Disaster Recovery Team (DRT)
Emergency Backbone Restoration Vehicle (eBRV)
Emergency operation Centre (EOC)
Emergency Response Team (ERT)
Government of Nepal (GoN)
Information & Communication Technology (ICT)
International Telecommunications Union (ITU)
Ministry of Information & Communications (MoIC)
National Emergency Operation Center (NEOC)
National Emergency Telecommunications Continuity Plan (NETCP)
Nepal Emergency Telecom Continuity Management System (NETCOMS)
Nepal Telecommunication Authority (NTA)
Network/Telecommunications Operators (NTO)
Public Protection and Disaster Relief (PPDR)
Responsibility Accountability Consulted informed (RACI)
Standard Operating Procedures (SOP)
World Food Programme (WFP)
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TERMS1
Critical Resources
During the business disruption of communication services, if the lack of a resource prevents
the recovery operation to be completed in the predefined timeline than that resource is
critical resource (e.g. people, infrastructure, technology, location, information, supplier,
transportation, energy, process) and shall be prioritized.
Dragon Sites
Disaster resistant cell sites that are specially designed fabricated and erected with provisions
for use during emergencies with continuouspower supply andregular maintenance.
Emergency Management
Organization and management of resources and responsibilities for addressing all aspects of
emergencies during preparedness response and initial recovery phases
Emergency Telecommunications
The provision of emergency communication services and public assistance during or
immediately after a disaster in order to save lives, ensure public reach to phone & internet
and protect & restore the vulnerable telecommunications infrastructure.
Nepal Emergency TelecommunicationsContinuity Plan
An integrated strategic and operational plan with streamlined processes for building
telecommunication resilience with the capability of an effective response that safeguards the
telecommunications needs during a disaster and emergency.
Network/Telecommunications Operators (NTO)
Includes Service Providers and Network Operators for Telecommunications, Internet and
Radio/Television services
Preparedness
The knowledge and capacities developed by governments, professional response and
recovery organizations, communities and individuals to effectively anticipate, respond to, and
recover from, the impacts of likely, imminent or current hazard events or conditions.
1
Terminology on Disaster Risk Reduction, MoHA,Nepal, 2015
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Prevention
The outright avoidance of adverse impacts of hazards and related disasters
Recovery
The restoration, and improvement where appropriate, of facilities, livelihoods and living
conditions of disaster-affected communities, including efforts to reduce disaster risk factors
Resilience
The ability of a system, community or society exposed to hazards to resist, absorb,
accommodate to and recover from the effects of a hazard in a timely and efficient manner,
including through the preservation and restoration of its essential basic structures and
functions.
Response
The provision of emergency services and public assistance during or immediately after a
disaster to save lives, to reduce health impacts, to ensure public safety, and to meet the basic
subsistence needs of the people affected
Risk
The combination of the probability of an event and its negative consequences
Movable and deployable ICT resource unit (MDRU): a collection of information and
communication resources that are packaged as an identifiable physical unit, movable by any
of multiple transportation means, and workable as a stand-in for damaged network facilities
and so reproduce their functionalities as a substitute. Packed into a container or box, an
MDRU accommodates equipment for reproducing ICT services such as switches/routers,
wired/wireless transmitters/receivers, servers, storage devices, power distribution unit, and
air conditioners. The term includes emergency backbone Restoration Vehicle (eBRV) as well.
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Consultation Paper On National Emergency Telecommunications Continuity Plan 2016
BACKGROUND
The April/May 2015 earthquake in Nepal resulted in an estimated damages and losses of NPR
3.6 billion and NPR 5 billion respectively including communication infrastructures. The
disasters demonstrated very clearly the critical role of the communications sector,
telecommunications and broadcasting in particular, in Nepal. While network congestion and
downtime were experienced, service providers were able to restore most of their networks.
Some operators faced operational losses due to network downtime and the provision of free
services to customers. Public service broadcasters played a crucial role in keeping the people
informed. Post-disaster relief efforts relied heavily on telecommunications, internet and
broadcast media2.
The Global and local Emergency Telecommunications Cluster deployed emergency ICT
response in support of the Ministry of Information & Communications (MoIC) of the
Government of Nepal (GoN). The Ministry of Information & Communication is the
government lead of the Emergency Telecommunications Cluster, supported by the co-lead
the UN World Food Programme (WFP). MoIC and WFP have over the past years worked
closely together to build ICT emergency preparedness within GoN, as well as the national and
international humanitarian community in Nepal.
However, system wide understanding of what is required to enable an effective ICT
emergency preparedness and response of the GoN appears to be limited. Indications show
that stakeholders lack in understanding of the basic requirements that constitutes ICT
emergency preparedness and response. It is felt that there are ample areas for improvement
of ICT SOPs for communication within GoN as well as external to the government in times of
crisis. Clearly defined and detailed roles and responsibilities of the actors involved in the ICT
response in Nepal remain to be defined. Clearly defined requirements, tasks, accountabilities
and responsibilities are key enablers for and effective ICT Emergency Response3.
In a disaster and emergency, national and international coordination, management, relief and
rescue teams require continuous communications to perform their essential and vital tasks. In
2
PDNA Report, Government of Nepal, National Planning Commission, Kathmandu, 2015
3
ICT Emergency Response Workshop Report, ET Cluster, GoN, 2015.
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addition, citizens, inside and outside Nepal, want to reach their loved ones. With the request
of Nepal Telecommunications Authority to increase the readiness capacity of the Nepal
telecommunication for next worst disasters, NETCOMS was prepared for effective
coordination and implementation of disaster preparedness and response activities. It defines
common mode of operation that clarifies the roles and responsibilities of Telecommunication
Operators and stakeholders involved in a disaster and emergency4.
A comprehensive national emergency telecommunications plan had already been drafted in
2013 that provided a clear framework in emergency preparedness and response. After the 7.8
magnitude Earthquake on April 25 2015, a ‘Nepal Emergency Telecom Continuity
Management System (NETCOMS)’ has been prepared for Nepal with the assistance of ITU.
Business continuity plan is essential in helping organizations in recovering from an emergency
event with minimal impact to its employees, infrastructures and continued business functions.
In Nepal, the National Emergency Operation Center (NEOC) provides a central coordination
point in response to disasters and humanitarian assistance; execute CNDRC and Ministry of
Home Affairs policies and decisions; improve coordination among all responding agencies.
CNDRC is the apex committee for the disaster response which is mandated for formulating
policies and plans regarding overall aspects of disaster management and coordination with
various key disaster actors. International conference on Disaster Risk Reduction (DRR) held in
Sendai, Japan has promulgated the “Sendai Framework for DRR” as post 2015 agenda
following the Hyogo Framework for action 2005-20155. It mandates each country to prepare
itself for disaster mitigation.
As per NDRF (2012)6, MoIC is responsible, along with NTA and Telecom operators, in
managing restoration of telecommunication system as soon as possible. It has also been
assigned as the lead agency for development of Emergency and set up of emergency
communication system.
4
Nepal Emergency Telecommunication Continuity Management System Report, ITU, 2015.
5
The Sendai Framework for Disaster Risk Reduction 2015-2030, United Nations, 2015.
6
National Disaster Response Framework, MoHA, Nepal, 2012.
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With regard to further integrating and implementing these plans, Nepal Telecommunication
Authority is preparing and implementing a nationwide emergency telecommunications
continuity plan for telecommunications sector. NTA has thus prepared an integrated National
Emergency Telecommunications Continuity Plan (NETCP).
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Preparedness Phase
Preparedness phase is the validation of this NETCP plan. This step is to define the
organization’s business continuity strategies that mean knowing its business to perform and
options available after the event. The results of the risk assessment and the identification of
recovery strategies are instrumental in the testing of contingency plans to address specific
threats.
Emergency response team members need to be provided opportunities to acquire the skills to
perform their assigned business continuity roles. Business continuity plans must be capable of
implementation with or without warning. They must be tested on a regular basis and in as
real a way as possible to validate their effectiveness when a disaster occurs. There must be
realistic exercises undertaken with an independent expert observer. The successful
completion of the realistic exercise according to pre-determined exercise metrics will validate
the effectiveness of NETCP.
NTA shall coordinate in building few Dragon sites for operation in case of large scale disaster.
These emergency sites will be functional even during the emergency and will be operated in
the site sharing basis if required.
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communications immediately following the crisis and proceeding until things return to
normal.
No Action Steps (What) Who When
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Second priority is for the Critical Stations (CS). Critical stations may include BTS, MSC, PSTN
Exchanges, Internet Gateways, POPs.
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Recovery Phase
After the prioritized actions for emergency response are completed, the teams can focus on
the recovery of the whole telecommunication network.
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Augmentation Phase
After the recovery phase completion; short-term and long-term regulatory requirements shall
be published by the Nepal Telecommunication Authority (NTA). All the stakeholders under
the regulations shall complete the short-term requirements in 3 month after the regulatory
requirements announced.
No Action Steps (What) Who When
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STRATEGIC PLAN
This continuity plan is developed in alignment with the international and national framework
for Disaster management specially focusing on Emergency Telecommunications Cluster. It is
supposed to help mainly the telecommunication operators in preparing their business
continuity plan to mitigate the impact of imminent emergencies. The strategic component of
the plan consists of Vision, Mission, Goals, Values, Objectives and strategies within the NETCP
Lifecycle.
VISION:
To establish disaster-resilient society by harnessing a reliable, interoperable,
continued and appropriate technology based emergency telecommunications network
for mitigation, response and recovery from emergencies.
MISSION:
To deliver continuous communications service and provide business continuity by
using appropriate and strengthened emergency telecommunications network during
emergencies.
GOALS:
To help saving lives and property by providing continuous communications during
disasters and by increasing the readiness capacity of the Telecommunications
Operators to disruptions caused by nature, human and technology.
VALUES:
Effective, coordinated and continuous communications;
Minimum recovery time, resilient and critical infrastructure;
Emergency response team, responsibility and reporting.
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OBJECTIVES:
For achieving the vision and goals in harnessing and upgrading emergency telecommunication
system in disaster management, the following objectives are set forth in the NETCP Plan.
Objective 1:
To define clearly a formal decision making structure and cooperation mechanism with
leadership roles for coordinating emergency communications capabilities in line with
Tampere Convention, ITU Resolution, and National Frameworks.
Strategy 1.1:Tampere convention shall be ratified taking into account the Sendai Framework
for Disaster Risk Reduction.
Strategy 1.2: Relevant institutions, functions, and responsibility lines shall be identified as
specified in NDRF across the Disaster Management continuum.
Strategy 1.3: Necessary circular shall be made to concerned stakeholders for designating
Ministry of Information and Communication (MoIC) and Nepal Telecommunication Authority
(NTA) as the key authority for emergency telecommunications in their respective continuity
plans.
Strategy 1.4: Emergency Telecom Cells/units within Telecom operators and leadership
institutions shall be established and caused to establish with minimum communication setup.
Objective 2:
To make certain that an integrated network for mitigation, response and recovery
capability exists to communicate in all phases of natural disasters.
Strategy 2.1:The emergency network developed by relevant stakeholders shall be identified
and the stakeholders will be facilitated in integrating their networks into the EOCs through
strategic and operational communication network planning efforts across all levels of
government.
Strategy 2.2: Necessary circular shall be made to the respective implementing agency for
planning, execution, operation and maintenance of their emergency network. The agencies
shall be held responsible for their stake in enhancing the existing capacity on operational
activities across prediction, alerting, and communications functions.
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Strategy 2.3: Standard Operating Procedures (SOPs) shall be developed for ICT platform,
equipment, technologies to avoid duplication and ensure cost effective services.
Strategy 2.4: GIDC shall be set as the backup server for existing status of emergency
telecommunication and inventory database. The information about emergency responses shall
be updated and collaborated for emergency activities.
Objective3:
To prepare a robust and responsive national emergency alerting and activation system to
respond to disaster
Strategy 3.1: Concerned stakeholders shall be assisted to establish, strengthen and improve
early warning and messaging systems at vulnerable zones and to link them to EOCs.
Strategy 3.2: Telecom and Internet service providers shall be made responsible in establishing,
and maintaining the infrastructures and services for emergency telecommunication functions
used in emergencies.
Strategy 3.3::Timely and Effective delivery of early warnings to the ‘Last Mile’ shall be ensured
through mass media communication. Enhance the AM, FM radio, DTH networks, Sirens and
Loud Speakers.
Objective 4:
To provide essential ICT Facilities/Applications to the emergency response team for
communication among all stakeholder clusters involved in alerting, mitigation, relief and
management operations.
Strategy 4.1::Provision and activation of 3- Digit National Emergency Number shall be
introduced for emergency operations, help and communications to be accessed from all
telecom operator's network .
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Objective 5:
To Make sure that appropriate and continuous training and exercises are made available to
the emergency response team and to other humanitarian agencies, if so requested, so that
they all have common approaches, enhanced technical expertise and better communication
capabilities.
Strategy 5.1::Training need assessment will be carried to develop training plan & modules to
train ICT staff/emergency response team in the field of emergency telecommunications.
Strategy 5.2:: Trained ICT staff from key agencies shall be mobilized at an early stage of the
emergency operation.
Strategy 5.3::An effective monitoring and evaluation mechanism shall be established for
training, simulation and drills.
Objective 6:
To upgrade and regularly maintain communications systems and capabilities to ensure
effective operation through appropriate resource allocations and funding.
Strategy 6.1::National frequency spectrum plan shall be prepared for emergency
telecommunication. NTA shall be authorized to assign additional frequency spectrum, free of
cost, to NTOs during emergencies.
Strategy 6.2::A fast track procedure will be adopted for requesting and importing critical
systems, utilities, spares, telecom equipment in emergencies. A 3-member team comprising
representatives of MoIC, NTA and Department of Customs, is authorized for such customs
clearance. On the recommendation of NTA, Visa processing will be made easier in case of
experts arriving for the restoration of Telecom infrastructure.
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Strategy 6.3::Certain fund from the national emergency funds shall be availed and allocated in
order to carry recovery, reconstruction and augmentation works.
Strategy 6.4::Electronic waste shall be managed to address Environmental impact caused by
ICT waste , unwanted RF emissions and battery systems.
STRATEGIES:
The stakeholder organizations are required to implement strategies based on best practices
to reduce risk and to help mitigate operational impacts during an emergency event. During
such events, they should extensively utilize text messaging and mobile tools to notify
employees and first responder teams; sharing status and providing local resources to
impacted employees to assist with their personal recovery needs. This helps in preparing the
response team in carrying out response and recovery operations to their network and
business functions as well.
The working strategies for achieving abovementioned objectives within the lifecycle of NETCP
are categorized as:
LEGAL FRAMEWORK
Nepal is the signatory of Tampere convention on the provision of telecommunication
resources for disaster mitigation and relief operations on 23 April 1999. On the same note,
Resolution 34 of ITU, as well, emphasizes role of telecommunications/information and
communication technology in disaster preparedness, early warning, rescue, mitigation, relief
and response. Furthermore, Nepal Government commits action plans as declared in the
Sendai Framework for Disaster Risk Reduction. The following structure shall be the framework
for Disaster Management in Nepal.
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7
Figure 1: Legal Framework for Disaster Management in Nepal
National
Tampere Convention
Strategic Communication -Specific Operational
Preparedness
Disaster Central Natural Disaster National Emergency
Management Response Committee (CNDRC) Operational Center (NEOC)
Policy & Planning
7
Nepal Emergency Telecommunication Plan Report, NTA, 2013
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MoIC
NTA
Stakeholders
NTO
Critical
Suppliers
8
Nepal Emergency Telecommunication Continuity Management System Report, ITU, 2015
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Contacts
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Population
NGOs
NTA Shall maintain overall Nepal TBD
NETCP governance. Telecommuni
Shall activate NETCP during cation
a disaster and emergency. Authority
Shall direct Operators and
Coordinate stakeholders for
emergency
telecommunication.
Shall Work in close
collaboration with Operators
and stakeholders to assess the
needs and prioritize the
needs, to define
requirements, to propose
solution.
Shall exchange information
on the needs, capacity and
plans.
Shall coordinate with the
MoIC during a disaster and
emergency and share
experiences.
MoIC Shall activate NETCP during Ministry of TBD
a disaster and emergency. Information
Shall coordinate the and
international stakeholders for Communicatio
emergency n
telecommunication.
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AG EN CI E S RO L ES AN D R ES P ON SIB I LI TI E S
Prediction and Develop mechanism for early information on impending emergencies;
Detection Deploy sensor networks (GPS enabled Remote sensing) to collect and process Hydro-
Agencies Meteorological, Seismological, Geological, Chemical, Nuclear data about early warning;
Develop surveillance system for continuous monitoring, detection and tracking of
Earthquakes, Floods, Fires and Landslides.
Testing of early warning system;
Provide connection and information to EOCs and disseminating channels of early warning
network;
Collect compile and disseminate GIS based hazards maps;
Activate immediate response as and when emergency declaration follows;
Request for National and International assistance;
Share and exchange data with National and International prediction and detection agencies.
Prepare incident report and database and share it to Government Integrated Data
Center( GIDC) for backup storage;
Monitoring and evaluation tools for network maintenance;
Coordinate and act as per NETCP Plan and guideline;
Develop and expand network in disaster prone areas with reliable and robust system;
Broadcasting Develop and expand network with reliable and robust Early Warning System (EWS);
/ Ham Radio Receiving and distributing alert messages from detection agencies and EOCs;
Regulators Disseminating alert messages to the public as per Content Alert Protocol (CAP);
and Disseminating awareness programs for stakeholders involved in the DM at various levels
Operators and to the public;
Distributing messages receiving equipment to individuals;
Assist in organizing search and rescue, relief operation aftermath of disaster by providing
Amateur Radio connectivity;
Provide Ham radios to EOCs and emergency cells;
Create the conducive environment to Ham operators in coordination and relief activity;
Prepare incident report and database and share it to Government Integrated Data
Center( GIDC) for backup storage;
Monitoring and evaluation tools for network maintenance;
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Telecom / Develop guideline and contingency plan for emergency telecommunication involving
Internet / stakeholders; NTA facilitates to acquire expert services from abroad upon Operator's
Operators request.
Develop and expand network in multi-platform (Satellite, Fiber, Cellular, Microwave) to
disaster prone areas with reliable and robust system;
Utilization of existing and planned National Terrestrial and Satellite Infrastructure;
Inter-operator domestic roaming among the mobile operators shall be arranged during
emergencies.
Ensuring reliability of the network with adequate bandwidth availability;
Provide connectivity to Emergency Operation Centers (EOCs) at National, Regional and
District and Local Levels;
Build Disaster Recovery Site in two or more geographical locations;
Create a central database of coordination with detail address of leading roles and focal
points as well as inventory of emergency telecommunication equipment. Link it to GIDC for
backup storage;
Last-mile connectivity will also be ensured through a mobile/transportable communication
system to establish graded communication capability;
Training of staff working in the ICT field in the proper utilization of emergency
communication network and equipment;
Preparation of Standard Operating Procedures (SOP) for various emergences and
vulnerabilities across all the disaster phases;
Organize awareness programs for stakeholders involved in the DM at various levels and
Use mass media and other telecommunication tools to disseminate disaster preparedness
information to the public;
Prepare incident report and database and share it to Government Integrated Data
Center( GIDC) for backup storage;
Use the frequencies as prescribed by the concerned national authority;
Monitoring and evaluation tools for network expansion, operation, Quality of Service (QoS)
and maintenance;
Coordinate and act as per NETCP Plan as applicable;
Financial Preparation of financial plan for building emergency telecom infrastructure involving
(Government, relevant stakeholders;
Private, Banks, Develop guidelines for request and provision of the international assistance on emergency
Int’l donors) telecommunications as per Tampere Convention;
Use and collection of emergency telecommunication funds and provision of soft loan to
service providers to restoration of communication infrastructure through Nepal Rastra
Bank;
Funding to telecommunication agencies in establishing, EOCs, emergency cells and
capacitating the origination;
Provision of insurance schemes, and Tax exemption on funding contribution;
Facilitation for obtaining necessary licenses and exemption on the equipment licenses fees;
Custom duty exemptions on telecommunication equipment at entry points for
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Security (NP, Assisting in organizing SAR, relief operations and reconstruction work aftermath of disaster;
APF, NA) Coordination of relief activities by informing from teams to public using the their
equipment;
Assist in assessment of communication infrastructure damage and information collection;
Maintain law and order for safety of communication infrastructure;
Conduct simulation excises and drills;
Clearance of communication infrastructure related debris management;
Logistic (Air Provide access for installation of emergency telecommunication units to health care
and Land facilities and relief camps;
Transport, NTO Operators shall be prioritized for the availability of Fuel.
Courier and Provision of power supply with backup for emergency communication;
Supply Prepare and update inventory of logistic and transport service providers;
Agencies and Procurement of transport vehicles for mobile / transportable satellite terminals and base
Hospital) station;
Coordinate with CAAN and Air Transport Association for communication and exchange of
information;
Provide Air / Land transport facilities during disaster; Helicopter /Transport service shall be
prioritized for NTO Operators for restoration of communication network.
Table 10: Different Agencies and their responsibilities in emergencies9
9
National Emergency Telecommunications Plan Report, NTA, 2013
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3.6.4.2 Minimum communication pack shall be made available to the emergency response
team, all the EOCs and leadership institutions as specified in table 12. Inventory and the stock
of emergency ICT equipment to other agencies will be ensured for operational purposes.
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VSAT satellite terminal (C band) VSAT satellite terminal (C band) Satellite phones
Ham Radio (VHF/UHF)
Ham Radio (HF/VHF/UHF) Ham Radio (VHF/UHF)
(optional)
VHF / UHF (Walkie Talkie) VHF / UHF (Walkie Talkie) VHF / UHF (Walkie Talkie)
Photocopier
Laser Printer
Software (SAHANA, SENTINEL,
DesInventar)
Genset 10KVA
UPS 8 KVA
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National Emergency Telecommunications Plan Report, NTA, 2013
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3.6.4.3 The emergency network developed by relevant stakeholders shall be identified and
the stakeholders shall be facilitated in integrating their networks into the EOCs.
7 EOCs HF / VHF
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3000MHz>
380-399.9, 406.1-430,
PPDR (Res 646-ITU) 68-88, 138-144, 148-174 440-470,806-824, 851- 4.94-4.99, 5.85-5.925
869
Note: Broadcasters and cellular services providers may use existing frequency band as per the spectrum plan
approved by MoIC:
11
Table 14: Harmonized Frequency Bands for Emergency Telecommunication
3.6.4.5 Standard Operating Procedures (SOPs) shall be developed for ICT platform,
equipment, technologies to avoid duplication and ensure cost effective services. It is also
assumed to provide a baseline for configuration of emergency networks and equipments.
SOP Description
Low capacity links(1 or 2 channels on HF using Single-Side Band transportable terminal with whip antenna for
upto 250km).
Local radio networks (10-20 channels in VHF/UHF using Platform Transmission Terminal (PTT) for upto few
km).
Fixed Wireless
Systems Links upto 120 channels ( Transportable equipment with Yagi or Grid antenna operating in UHF/SHF for upto
100 km).
Links up to 480 channels(Transportable equipment with Grid antenna operating in UHF/SHF for LOS path )
High Capacity Links(Transportable equipment with microwave antenna operating in SHF for LOS path)
Satellite and terrestrial broadcasting systems used for disaster mitigation and relief operations
Broadcast
Globally harmonized frequency bands used for disseminating public alert messages and information on relief
Infrastructures
for EW (ITU-R operations
BT 1774)
Use of electronic news gathering to inform the public of the recovery efforts and extent of disasters
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National Emergency Telecommunications Plan Report, NTA, 2013
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Emergency Warning System (EWS) composition: Control signal replaces the program signal automatically
activating the warning receivers/mobile phones via digital and analog satellite/terrestrial TV,MW/FM Radio.
The EWS system standard for activation of emergency alert messages through broadcast infrastructure
Consists of Antenna (<2 m dia), power amplifier, Low noise receiver, ground communication equipment,
Transportable
Earth Station control and monitoring equipment, terminal equipment’s e.g. fax, telephone, power supply system
PPDR standard for Public Safety and Emergency Communications, Emergency Calling and Location
Identification Services. Communications Network Security and Communications Infrastructure should have
following capabilities:
Control mechanism (Access, configuration, priority levels, preemption)
Equipment Equipment Characteristics (mobility support, High audio output, long battery life, capability for fast call setup,
Standards instant PTT, one touch group call, IP compatible, capable to work on harsh environment, interoperability)
The Equipment may include Satellite Equipment and Systems, telecommunication terminal equipment, user
telecommunication systems, Location and position determination equipment unlicensed wireless user
premises equipment, and auxiliary equipment and devices, Modems, Fax etc.
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National Emergency Telecommunications Plan Report, NTA, 2013
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COMMUNICATION FRAMEWORK
During the lifecycle of the continuity plan, clear and authentic communication is required to
inform the public and the stakeholders about disaster management status mainly the relief
and response works.
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National Emergency Telecommunications Plan Report, NTA, 2013
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3.6.5.1 Nepal Government and MoIC/NTA shall establish media centers for channelizing the
authentic information. Additionally, during national emergencies, MoHA may direct Lead
organizations in telecommunications to handle the press conferences through national and
local media if required.
3.6.5.2 Each organization’s coordinators assume substantial role in smoothening the
response, relief and recovery works by different agencies through proper communication.
Coordinator Responsibilities:
Mainly responsible for coordinating and harmoniously working with the stakeholders,
teams who are responsible for doing the detailed actions to establish the continuity of
the NETCP key product and services.
Shall work with backup coordinators.
Shall contain primary and secondary communications information utilizing two
different communication channels.
Shall have a satellite phone, car charges and solar charger units available in their
transport vehicles.
Shall know all the peoples’ contact details inside their organization anywhere and
anytime.
Shall involve in exercises at least once a year.
Shall know the contact details of the other coordinators.
It is not feasible to make the contact details available anytime and anywhere for coordination.
3.6.5.3 NTA and Network Operators shall develop NETCP client/server mobile application that
will utilize different communication channels and guaranty its operation. In NETCP mobile
application, each coordinator could easily find all the required critical information anywhere
and anytime.
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It is suggested to have the report in a map format so that coordinators could easily see the
locations.
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TRAINING FRAMEWORK
Training plan & modules shall be developed to train ICT staff/emergency response team in
emergency communications. First of all, training need assessment will be conducted to find
out and review stakeholders’ needs and capability. With their involvement, possible subjects
of training and courses shall be prepared and reviewed.
14
Nepal Emergency Telecommunication Continuity Management System Report, ITU, 2015
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Training Title:
Introduction to Emergency Management and Developing Emergency Telecommunication Skills
Overall Objective
Efficient and effective Humanitarian emergency response planning and operations
Technical Skill Upgrade of emergency telecommunications personnel and responders
Training Level
Strategic and Operational
Duration and Repetitions
6 days per lot and repetitions as needed
Trainee Profile
Strategic: Government officials, ETC cluster officials, Planners and project officials in different
telecommunication organizations, security agencies and NGOs
Operational: Government field staff, ETC field personnel, ICT responders and field staff in different
telecommunication organizations, security agencies and NGOs
Training Method
Class room lecture, Presentations, Groupwork, Simulation, Exercise/drills
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ETC Training Needs Assessment Report, WFP Nepal, 2014
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No COLOR CODE ACTIVATION CRITERIA WHO ACTIVATES CALL CHAIN CALL CHAIN CHANNEL
1 large-scale disaster and emergency NTO “RED” Satellite Phone
more than two regions are affected in Nepal NTA Amateur Radio
more than two critical locations are lost at the same time MoIC Call
earthquake > 8M SMS
RED all paths of a backbone transmission are lost Email
more than one MSC is isolated from the network
> %20 of customers inside a region is affected
> %20 of sites are down
> %20 of Critical Base Stations (CBS) are down
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16
Nepal Emergency Telecommunication Continuity Management System Report, ITU, 2015
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2 Move the critical people to pre- Coordinator <2hr Anywhere to - Transportation Transportation
determined alternative locations DRC Companies
3 Activate the Disaster Recovery Coordinator; <2hr DRC; - Management Tools -
Center (DRC) and/or prepare the Teams Alternative
new alternative work location Location;
4 If the critical technology is not in Critical People <2hr DRC; - Management Tools -
active mode, make the required Alternative
configurations Location;
5 If the critical technology is in active Critical People <2hr DRC; - Management -
mode and a configuration is needed, Anywhere Tools; VPN
then implement the new
configurations
6 Inform the suppliers and NTA for the Coordinator <1hr Anywhere - Cell Phone; SMS; Critical Suppliers;
new location Email; SatPhone; NTA
Table 20: Location continuity plan
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responders, Wireless Priority Service (WPS) and Telecommunications Service Priority (TSP) with priority treatment in call connection
and restoration of curtailed service.
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1 Key product and services are down and critical Network - Anywhere Critical - -
information is needed. Operator People
2 If critical information is missing to restore the Network <10mn Anywhere Critical Mobile -
key product and services, teams use the backup Operator People Business
information or mobile business continuity Continuity
software to access the critical information. Software
Table 21: Critical information continuity plan
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(What)
Action Steps
Who
When
Where
With
Resource
Stakeholder
1 NETCP is activated and/or continuity plans triggered Coordinators; <10mn Anywhere - Cell Phone; SMS; Email; -
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(What)
Steps
Action
Who
When
Where
With
Resource
er
Stakehold
1 Down CS, prioritized sites and capacity Monitoring - Monitoring - Monitoring Tools; TO
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No Action Steps (What) Who When Where With Resource Stakeholder Seq.
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1 VSAT down alarm is seen Network - Monitoring Monitoring Teams; Field Monitoring -
Operator Locations; Operation Teams Tools
2 Try to solve the disruption by Network <1hr Monitoring Monitoring Teams; Field VSAT -
restarting the software that Operator Locations; Operation Teams; Management
manages VSAT or by moving Anywhere Satellite Teams Software
the backup VSAT
3 If problem continues, remote Network <2hr Monitoring Monitoring Teams; Field VSAT -
access to the VSAT Operator Locations; Operation Teams; Management
management software and Anywhere Satellite Teams Software
reload the configurations
4 If problem continue change Network <4hr Monitoring Monitoring Teams; Field VSAT VSAT
the equipments with the spare Operator Locations; Operation Teams; Supplier
ones Anywhere Satellite Teams;
5 If problem continue, contact Network <5hr Monitoring Monitoring Teams; Field Cell Phone; VSAT
the VSAT supplier hot line with Operator Locations; Operation Teams; SMS; Email; Supplier
an emergency ticket Anywhere Satellite Teams Satellite Phone;
Table 31: VSAT continuity plan
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1 After a disaster and emergency, critical Teams - Anywhere - Cell Phone; SMS; -
resources are needed to be procured make the Email; Satellite
NETCP key product and services up and running Phone;
2 Procurement team is informed the quantities Management <2hrs Anywhere - Cell Phone; SMS; -
and type of the products. If the primary Email; SatPhone;
procurement team is affected secondary
procurement team will be informed.
3 Procurement team starts the emergency Procurement <2hrs Anywhere - Cell Phone; SMS; -
procurement Team Email; SatPhone;
4 If it is to be imported, inform NTA for fast track Coordinator <2hrs Anywhere - Cell Phone; SMS; -
imports. Email; SatPhone;
Table 34: Emergency procurement continuity plan
No Action Steps (What) Who When Where Whom with Resource Stakeholder
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For each damaged Critical Base Stations (CBS) or Critical Location the source and destination helipads, helicopter type, Helicopter
Company, interim road transportation paths and companies should be identified.
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6 Send teams to the prioritized sites Network <10 All over Nepal Field Operation Teams Mobile Generator; NTA
which has road access Operator hr Fuel
7 If no road access to prioritized sites, Network <10 From helipads Field Operation Teams; Mobile Generator; NTA; Helicopter
utilize helicopter support or re- Operator hr NTA Fuel; Vehicle Company;
prioritize
Table 36: Site energy continuity plan
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monitoring
performance of
NTO actions and
coordination with
NEA
3 Amateur Collect info about TBD TBD - - - - -
Radio the prioritized
Union sites’ road status
4 Fuel Reserve enough TBD TBD - - - - -
Suppliers fuel supply
per availability
District
Table 37: Site energy continuity responsibilities
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1 After a disaster and emergency, trigger the call NTA - - - Cell Phone; -
chain Coordinators SMS; Email;
Satellite Phone;
2 Gather in the crisis management room or in the NTA <2hr Crisis - Cell Phone; NTO;
tele-conference session Coordinator Management SMS; Email; MoIC
Room Satellite Phone;
3 If the network status report isnot sent yet, request NTA <1hr Crisis - Cell Phone; NTO;
initial status reports from the network operators Coordinators Management SMS; Email; MoIC
Room Satellite Phone;
4 For urgent and vital issues coordinate with the NTA <4hr Crisis - Cell Phone; NTA
other stakeholders and activate NETCP to manage Coordinators Management SMS; Email;
the situation Room Satellite Phone;
5 Keep records of any non-compliances to the NTA <12hr Crisis - Cell Phone; NTO
Recovery Time Objectives (RTO) and best practices Coordinators Management SMS; Email;
to be utilized for the next disaster and emergency Room Satellite Phone;
Table 38: NTA continuity plan
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Responders, Security
Agencies.
4 Take the Press NTA/MoIC/ <4hr Crisis - Cell Phone; SMS; Humanitarian Agencies,
conference and inform MoHA Management Email; Satellite media channels
national/ international Coordinators Room Phone; (National/International)
agencies if require Media
further assistance.
5 Keep records of NTA/MoIC/ <12hr; Crisis - Cell Phone; SMS; NTO
Conference MoHA During and Management Email; Satellite
minutes/circulars and Coordinators After Room Phone;
regularly organize Relief/recovery
press briefings. Operations
TRAINING PLAN
The Emergency Response and Disaster recovery Team may include managers, engineers and technicians who have received special
training in the physical recovery of their network. These and other staff participate in several recovery exercises each year to
sharpen and practice their skills using disaster recovery equipment and processes. The exercises test as many of the response and
recovery processes as possible, from the initial team call-out, to equipment transportation and set-up, to technology turn-up and
testing.
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RECOMMENDATIONS
The recommendations of this plan consist of assessment and establishment of the continuity plan envisaged in this Consultation
document. Then simulation of the plan, mocking the real time emergency scenario, is suggested for improvement if any. Finally, this
document is shared with concerned stakeholders, mainly the telecommunications operators, to take its ownership and to modify
accordingly their own business continuity plan as far as possible.
Thus, it is highly recommended that the proposed continuity plan must be formulated, and implemented in the following phases:
Assessment
Establishment
Simulation and Improvement
Awareness
Besides creating this NETCP in terms of national plan, it is highly desirable to declare and announce the execution of the strategic
and operational plan for the management of disaster in all phases of the disaster pre-disaster, during disaster and post-disaster.
Beyond sensitizing the content of the plan amongst the concerned authorities, Telecommunication operators/agencies must prepare
their team and organizational resources within the organization assuring the goal of business continuity and disaster recovery
through the means of continuity of the communication. It is also explored that Disaster scenario, mock exercise, drilling etc. should
be performed, at the earliest, in order to test the viability and capability of the proposed plan.
In summary, the stakeholders are entitled to fulfill the following actions/activities with the aim of ensuring disaster preparedness,
effective response and recovery through the means of continuity of the communication.
A common channel for communication shall be established as the harmonized frequency to be used within security
agencies i.e. Nepal Army, Nepal Police and Armed Police Force. It is further proposed that same channel be shared by
the authorized UN humanitarian organizations, in addition to their assigned channels, to link with the NEOC.
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PPDR frequency band shall be allocated and assigned for use of the necessary equipments in humanitarian operations
including public protection and disaster relief works during the emergency activation period.
For importing Emergency Telecom equipments to be used by national or international humanitarian agencies during
emergency response phases, a fast track procedure should be prepared and activated from TIA and other border entry
points. Concerned Officials of MoIC/NTA or certified personnel from MoIC need to be assigned at these points to
facilitate the process.
Mobile transport vehicle or electronic Backbone Recovery Vehicle (eBRV) need to be deployed for emergency
communications for the benefit of the priority users in Emergency response team, rescue and relief team. Portable and
transportable Radio/TV transmitters should be positioned for early warning purpose and for disseminating
relief/response programmes in the affected area.
Telecommunications Operators shall be made responsible in planning, establishing, implementing, operating and
continually improving the Emergency telecommunication networks and equipments. They should be directed to make
the audit/ assessment of the damaged infrastructures and submit a report to NTA identifying critical infrastructure and
equipment to be deployed in emergencies.
Aftermath the disaster and its activation, the emergency response work is recommended to carry in four phases
identified by timelines for priority and organized actions. The first 2 days’ response work for lifeline response, following
2 weeks for immediate response, subsequent 8 weeks for full response activities and for stabilization works thereafter.
Alignment with industry standards should be made with respect to equipment, networks, security and disaster
preparedness capability including standard operating procedures (SOPs).
Prioritized adoption of wireless networks, cloud services for data storage and mobile application capabilities is
suggested for business continuity and disaster recovery.
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Operators should plan for shifts between wireless and wireline voice and data traffic patterns evaluating alternatives to
maximize network performance.
Operators should be ready to provide minimum humanitarian assistance to residents and first responders in the
affected area. Together with relief organizations and communities, their people and resources can make a difference
and provide critical support to those in need.
Security for the critical infrastructure like Data Center should be provided by government security forces to protect
these sites from riots during the national emergency activation period.
Environmental impact should be taken care for during refurbishment of Telecommunications infrastructure and energy
backup system by carefully managing the electronic waste disposal.
All the actions identified in this NETCP shall be arranged by the identified stakeholders as appropriate.
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Questionnaires
1. How do you think on this effort of the NTA for the formulation and implementation of the National Emergency Telecommunication
Continuity Plan? Please elaborate your comment.
2. Do you on the specified mission, vision, goals, objectives, and strategies as outlined in this consultation Paper or disaster management?
3. Provide your feedback on the actions identified for the operational and activation communication plan in connection with the business
continuity and disaster recovery
4. Provide your valuable feedback/comment on the stakeholders responsibilities matrix outlined in the consultation paper
5. Do you think the list of the identified Emergency Telecommunication Equipment for the EOCs is appropriate and sufficient? If not
specify your comment.
6. Comment on Institutional and Technological Framework for the management for disaster in all phases i.e. Pre Disaster, during
Disaster, and post disaster
7. Provide your comment on the identified key role and responsibilities for telecommunications operators, MoIC, and NTA for disaster
management and response.
8. Do you think the proposed Early Warning system continuity plan is appropriate for disaster management? Also provide your feedback
with specific roles and responsibilities of the concerned stakeholders in this connection
9. Provide your comment on the proposed recommendations specified in the consultation document for disaster management.
10. Provide any other feedback/comment on the proposed National Emergency Telecommunication Continuity Plan if any.
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REFERENCES
National Disaster Response Framework, MoHA, Nepal, 2012
National Emergency Telecommunications Plan Report, NTA, 2013.
ETC Training Needs Assessment Report, WFP Nepal, 2014
The Sendai Framework for Disaster Risk Reduction 2015-2030, United Nations, 2015.
PDNA Report, Government of Nepal, National Planning Commission, Kathmandu, 2015.
ICT Emergency Response Workshop Report, ET Cluster, GoN, 2015.
Nepal Emergency Telecommunication Continuity Management System Report, ITU, 2015.
Terminology on Disaster Risk Reduction, MoHA, Nepal, 2015
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17
Annex 1: Districts Exposed to Multihazard 250 years
DISTRICT WISE HAZARDS MAP
S.NO DISTRICTS
Earthquake Flood Landslide
1 ACHHAM
2 ARGHAKHANCHI
3 BAGLUNG
4 BAITADI
5 BAJHANG
6 BAJURA
7 BANKE
8 BARA
9 BARDIYA
10 BHAKTAPUR
11 BHOJPUR
12 CHITWAN
13 DADELDHURA
14 DAILEKH
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National Emergency Telecommunications Plan Report, NTA, 2013
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15 DANG
16 DARCHULA
17 DHADING
18 DHANKUTA
19 DHANUSA
20 DOLAKHA
21 DOLPA
22 DOTI
23 GORKHA
24 GULMI
25 HUMLA
26 ILAM
27 JAJARKOT
28 JHAPA
29 JUMLA
30 KAILALI
31 KALIKOT
32 KANCHANPUR
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33 KAPILVASTU
34 KASKI
35 KATHMANDU
36 KAVREPALANCHOK
37 KHOTANG
38 LALITPUR
39 LAMJUNG
40 MAHOTTARI
41 MAKWANPUR
42 MANANG
43 MORANG
44 MUGU
45 MUSTANG
46 MYAGDI
47 NAWALPARASI
48 NUWAKOT
49 OKHALDHUNGA
50 PALPA
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51 PANCHTHAR
52 PARBA
53 PARSA
54 PYUTHAN
55 RAMECHHAP
56 RASUWA
57 RAUTAHAT
58 ROLPA
59 RUKUM
60 RUPANDEHI
61 SALYAN
62 SANKHUWASABHA
63 SAPTARI
64 SARLAHI
65 SINDHULI
66 SINDHUPALCHOK
67 SIRAHA
68 SOLUKHUMBU
69 SUNSARI
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70 SURKHET
71 SYANGJA
72 TANAHU
73 TAPLEJUNG
74 TERHATHUM
75 UDAYAPUR
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SFs/NRCS/airlines
NEOC for immediate MoHA (helicopters)/transport CNDRC ETC, ITU
mobilization of resources companies
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