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ORIGINAL ARTICLE

Theory, Culture and Housing


Amos Rapoport
The School of Architecture and Urban Planning, University of Wisconsin ± Milwaukee, Milwaukee, WI, USA

Housing, Theory and Society 2001; 17: 145–165.

In this article the study of housing (and other built environments) is located within the context of an explanatory theory of
environment-behavior relations. The need for operational definitions and ‘dismantling’ as general approaches is emphasized.
After defining housing, it is suggested that it is impossible to relate ‘culture’ (or ‘society’) to housing (or any built
environment), because these concepts are too broad, general and abstract. More specific and concrete variables derived by
dismantling ‘culture’ are then shown to be related easily to housing, housing choices and preferences, group differences, etc.
The value of using popular and mass media, advertisements and the like in this process is emphasized.
Key words: theory, environment-behavior relations, built environments, housing, systems of settings, culture, operational
definitions, dismantling, expressions of culture.

Amos Rapoport, The School of Architecture and Urban Planning, University of Wisconsin – Milwaukee, PO Box 413,
Milwaukee, WI 53201, USA. Tel: ‡414 229 4014. Fax: ‡414 229 6976.

INTRODUCTION dismantling is a constant, a standard technique or


approach and, for scientiéc holism, re-synthesis at
This article takes a particular conceptual and metho-
higher levels of abstraction is necessary. Applied to
dological approach to the three terms of the title of this
“culture,” it makes it possible to relate “culture” (and
journal, by considering them hierarchically, starting
hence “society” 1) to housing. A series of examples is
with a general, explanatory theory of environment-
used to show how easily components and expressions
behavior relations (EBR), through a framework based
of culture, unlike “culture” can be related to “housing,”
on “culture,” to a series of highly speciéc cultural and
although that also needs to be deéned explicitly.
social variables, useful both for the analysis and design.
Although this will be discussed later in somewhat
The article builds on two recent publications (Rapo-
more detail, I brieèy discuss the nature of housing and
port, 1998, 2000). The érst concerns explanatory
of one of its attributes – environmental quality.
theory in EBR. The second addresses the use of
All deénitions and dismantlings of “environment”
“culture” in housing. First each is summarized.
clearly also apply to housing. The most useful here,
The érst article (Rapoport, 2000) proposes a
because it is the most concrete, considers housing as a
“scientiéc approach” to EBR, and provides a
system of settings within which a certain system of
metatheoretical sketch of an explanatory theory of
activities takes place (Rapoport, 1990a, 1998). The
EBR within which environment-behavior studies
environmental quality of housing is described as a set
(EBS) needs to be seen. Housing is a particularly
of attributes, obtained by dismantling and can be
striking example of the need for theory. There is too
represented as a proéle (Rapoport, 1995d (1990);
much information, numerous disconnected pieces of
Khattab, 1993). Housing choice is of a particular
empirical research, which, in effect, become counter-
system of settings and its associated environmental
productive. An important role of theory is to subsume
quality (Rapoport, 1985, 1995c, (1985), 1995a,
much data in easily remembered and used formats
(1990a)). Environmental quality is evaluated through
(known as compressibility). Even a conceptual frame-
several of the components of culture to be discussed
work can help by organizing material, although not as
later (speciécally ideals, images, schemata and mean-
much as theory. The second (Rapoport, 1998) suggests
ings, and norms, standards, expectations and rules –
a general process – dismantling. Since I believe that
part of a general model of preference involved in
“holism” (in the non-scientiéc sense) is impossible,
choice and design). Speciéc “élters” and evaluative
criteria deéne variable environmental quality proéles,
1
Note that “society,” like “culture” (and many other concepts) helping to answer the question of what is a “good” or
needs to be dismantled in order to make it usable. As it stands, it
seems just as unusable as “culture,” and for similar reasons “better” environment, better for whom, why and how
discussed later in this article. one knows it is better (Fig. 1).

Ó 2001 Taylor & Francis. ISSN 1403–6096 Housing, Theory and Society
146 A. Rapoport

Fig. 1. Model of evaluative process (which, with minor modiécations, can also be applied to other subdomains).

EXPLANATORY THEORY AS A GENERAL history (Rapoport, 1990b:11–19). This helps with


CONTEXT generalization and provides “model systems” (corre-
sponding to those used in, for example, the biomedical
I approach housing in the context of EBS, understood
sciences) (c.f. Rapoport, 2000).
as the science of EBR – a context even broader than
The starting point is the three basic questions of EBR
explanatory theory, although the latter is possibly the
which offer the simplest, briefest, most fundamental,
most important attribute of science. One begins by
and thus most useful, deénition of the domain.
deéning the domain of EBS, through both subject
matter and important questions about it (Shapere, 1977; * What biosocial, psychological and cultural charac-
Rapoport, 1990b, Ch. 1). The metatheoretical sketch of teristics of human beings (as individuals, member of
an explanatory theory of EBR is derived directly from a species and of various groupings) influence (and,
that deénition with just one epistemological assump- in design, should influence) which characteristics of
tion: that science provides the only reliable way of the built environment?
acquiring knowledge. * What effects do which aspects of which environ-
Explanatory theory helps us to understand the world, ments have on which groups of people, under what
and can be contrasted with so-called architectural circumstances and why?
“theory,” which is a (usually unfounded) normative * Given these two-way interactions between people
position about how buildings should be. Explanatory and environments, there must be mechanisms
theory is not normative, but tries to understand (and linking them; what are these mechanisms?2
thus explain) the patterns, linkages and forms of
interaction between environment and behavior, includ- These questions describe the subject matter of EBS,
ing their mechanisms. These are investigated empiri- subsuming much speciéc material, and can be dis-
cally since empirical testing is central to explanatory mantled to any degree of speciécity and precision. As
theory. Although such theory must be general, able to questions they are too general as posed, but are capable
explain general phenomena, it should be applicable to of being dismantled. This formulation is also open-
speciéc cases by introducing speciécs, as the examples ended and new developments in EBS or other
given later will show. disciplines can be incorporated.
However, énding patterns is a crucial step in the One clearly needs an operational deénition of
process of theory development. The search for patterns “environment.” Since “holism” in its non-scientiéc
requires the largest and most diverse body of evidence sense is not an option, this deénition involves explicit
which, in turn, requires expansion of the body of dismantling; thus, this aspect of ontology emerges
evidence in four ways: to include all environments, all naturally. I have found four complementary concep-
cultures, the whole environment and the full span of tualizations of “environment” to be most useful, (and
their utility varies with the topic or question being
studied):
2
The possible mechanisms seem few in number; a érst list includes
eight plus an as yet undetermined number of the components of
* the organization of space, time, meaning and
culture to be discussed later (Rapoport 2000). communication;

Housing, Theory and Society


Theory, culture and housing 147

Fig. 3. Relationships between housing, deéned as a system


of settings, and the larger systems of neighborhood and
settlement.

Fig. 2. The two buildings above cannot be compared as


dwellings. The two systems of ten settings each deéne the privacy, etc. – and thus environmental quality (Fig. 3).
dwelling and form the units suitable for cross-cultural
comparison. (Based on Rapoport 1990c, Fig. 2.5, p. 16; This is important, because what happens, or does not
1994a, Fig. 2, p. 464, 1998, Fig. 2.) happen, in some settings inèuences what happens, or
does not happen, in others (e.g. Rapoport, 1986,
1990a), explaining some of the differences in housing.
* a system of settings within which systems of Such differences seem to be mainly in the transitions
activities (including their latent aspects) take place; between the dwelling and related out of dwelling
* the cultural landscape; settings, including stoops, stairs, workplaces, shops,
* composed of fixed, semi-fixed and non-fixed trees, streets and so on (e.g. Rapoport, 1977, 1983;
elements. Rybczynski and Bhatt, 1986; Lawrence, 1986). It also
helps to explain the role and nature of neighborhoods
The érst is the most abstract, followed by systems of (Rapoport, 1986, 1997b), settlement patterns and
settings and cultural landscapes; éxed, semi-éxed and transportation routes. Via the other conceptualizations
non-éxed elements are the most concrete. This also of environment it relates housing to time and commu-
ranks them from the most complex to the simplest, nication, ambience and its components, meaning (and,
because the érst needs much further dismantling (for hence, latent functions, status, identity, etc.) and the
example, many varieties of space can be listed easily role of éxed, semi-éxed and non-éxed elements in
(Rapoport, 1977:12–13)). The second was used to communicating such meanings. One énds a major and
deéne “housing” so as to enable cross-cultural studies “natural” uniécation, and increased understanding so
helping in theory development (Fig. 2). that, for example, since meanings such as identity, will
This system, in turn, is embedded, in different ways, vary with culture they will be communicated, through
into larger systems of settings (e.g. blocks, compounds, different éxed, semi-éxed and non-éxed cues; if only
neighborhoods, settlements and sometimes even the latter are used buildings or furnishings play no role
regions). Housing must then be considered in relation (Rapoport, 1981, 1990d).
to streets, open spaces, other settings and neighbor-
hoods. It becomes important to discover the extent of
“CULTURE” AS A SPECIFIC CONTEXT
the relevant systems rather than assume them (Rapo-
port, 1977, 1990a; c.f. a useful general approach is “Culture” plays a role in all three questions. Regarding
progressive contextualization (Vayda, 1983)). The housing an important question is why, when considered
number of specialized settings grows as societies historically and cross-culturally there are so many
become more complex (Rapoport, 1990a; Kent, 1991; different forms of housing in such different settlement
Yellen, 1985; Sancar and Koop, 1995). Also involved types (e.g. Oliver, 1987, 1997), although activities in
are lifestyles and rules about what behavior is appro- dwellings are much less variable and fewer in number.
priate in which setting (Baumgartner, 1988), which The general answer has been “cultural differences,”
inèuences acceptability and deénitions of crowding, particularly since housing as the primary setting par

Housing, Theory and Society


148 A. Rapoport

excellence, has traditionally been the most typical advances were impossible, because “culture” is not a
product of vernacular design and, therefore, most thing but a concept (or deénition). One cannot deal
directly related to culture. Vernacular environments, with culture-environment relations at that level of
and spontaneous settlements in developing countries, generality and abstractness. I have, therefore, gradually
i.e. most housing, is the result of “selectionism,” an developed ways of dismantling this concept, the latest
evolutionary process whereby environments gradually version of which is Figure 4.
become congruent with activity systems, lifestyles, The érst step is to try to deéne “culture.” There are
meanings, etc. (Rapoport, 1995a (1986) by applying three useful, complementary classes of deénitions that
rules which are often unwritten, as in most cultural ask, “what is culture” and three that ask, “what does
landscapes (and housing may comprise large portions culture do” (Rapoport, 1995a (1986)). How important
of some such landscapes). The recognizable nature of culture is vis-à-vis other human characteristics, and its
cultural landscapes and style in buildings both result variability versus possible pan-human constancies or
from the systematic and consistent application of constraints (such as “human nature” or epigenetic
systems of rules. Vernacular design was believed to rules) are empirical questions. These are in a state of
use unwritten rules, but it appears that in some contexts èux due to ongoing research in evolutionary science,
rules may be written, or formalized in other ways, behavioral genetics, molecular biology, evolutionary
through Feng Shui masters and manuals in China and psychology, sociobiology and the like; the answer is
Korea (Nemeth, 1987) or the legal rules (and local not self-evident (Rapoport, 1997a, 1998, 2000).
traditions) in Moslem cities (Hakim, 1986, 1994). One can discuss in detail, and give reasons for, each
High-style and, above all, contemporary environ- step of the dismantling process. This cannot be
ments typically involve codiéed, legalistic, formal, repeated here (see Rapoport, 1998); also, some
written rules and design is “instructionist” (Rapoport, components of culture, such as lifestyle and activity
1995a (1986)). This is due partly to the greater systems need to be dismantled in turn.
involvement of professional designers, partly the The variables in the model enable us to begin to
greater heterogeneity of human groups, the existence analyze and synthesize the many existing housing
of many more specialized settings and also the greater studies, much information in the popular press and
mobility of populations, rapid culture-change, etc. media, and also to relate material from many places,
(Rapoport, 1983, 1985). Since culture-change con- groups and periods (Rapoport, 1997a) as well as
tinues, and there is also ecological succession in changes. One can begin to develop and clarify these
housing, changing age structures of populations, etc., variables and establish patterns and numerous “lateral”
open-ended design is needed, as it is for other reasons, linkages on the way toward theory development.
some discussed later (Rapoport, 1995b (1990)). The Although the nature of groups is important (and the
replacement of “selectionism” by “instructionism” is a usual starting point) it might prove more useful to
major reason for the need for research-based knowl- begin with the variables identiéed. This I do later,
edge that EBS and EBR theory can provide, especially using examples, mainly from newspapers, but also
in the case of housing. some from advertisements and novels 3 (Rapoport,
The close relation of housing and culture also 1990c, d, 1995c (1985)). Before discussing speciéc
implies that housing often, although not always, variables, however, some more general remarks about
communicates identity (e.g. Duncan, 1981; Rapoport, applying the model are in order.
1981). It follows that latent functions (meanings) and
images are more important than instrumental functions
APPLYING THE MODEL
(Rapoport, 1994) which, however, set limits and
constraints. The importance of latent functions, espe- In this section I address two topics: the nature of groups
cially of meaning (which, itself needs to be dismantled involved in “culture-speciéc housing,” and the notion
(Rapoport, 1988, 1990c)) helps to explain the varia- of environmental quality, to suggest how the variables
bility of housing. Some of the variability may be due to identiéed in Figure 4 and used in the examples can
constraints, the effect of which are sometimes difécult begin to be related.
to distinguish from the effects of wants. Also, “culture”
seems to be more important in wants than in “needs,” Human groups
and also in how both are satiséed. Among deénitions of culture is one that considers
The need for culture-speciéc housing (or design) has culture as that which deénes and distinguishes among
increasingly been recognized. However, further groups (which have been called “pseudo-species”). It is
their existence that leads to culture – housing relation-
ships. Moreover, such groups can be (and often tend to
3
I could also have used élm, TV, etc. be) rather small, (although countries and cultures are

Housing, Theory and Society


Theory, culture and housing 149

Fig. 4. Dismantling of “culture” and relating its expressions to the built environment (the width of arrows corresponds
approximately to the hypothetical feasibility and ease of relating the various elements). (Based on Rapoport, 1977, Fig. 1.9, p.
20; 1993a, Fig. 1, p. 16; 1994a, Fig. 3, p.476, 1995e; Fig. 2, p.16, 1998, Fig. 6; 2000, Fig. 2, p. 127.)

still confounded (e.g. Newell, 1997)); it is also an One result of the “natural” emergence of “culture”
under-researched topic in EBS. from the three basic questions obviates the need to
The relatively small size of groups is not suféciently introduce “special user groups.” One just needs to refer
emphasized in discussions of “culture” or “society.” to groups (part of question one) which have sets of
For example, in India, 4635 distinct human commu- attributes. The typical categories used, such as chil-
nities, such as castes, tribes and the like, have been dren, youth, elderly, women, disabled, homeless,
identiéed, including 75 endangered tribal groups, and cognitively impaired, urban poor of the developing
324 functioning languages, using 25 different scripts countries, and the like, are not needed, except possibly
(Bagla, 1999). In connection with housing, these can in applied research and research applications. They
probably be subdivided further by degree of moder- may also be useful as “model systems,” corresponding
nization, education, occupation, place of residence to those used in biomedical research, in which EBR are
(e.g. size, type and location of settlement), sex, age, etc. seen more clearly, being more extreme and at higher
Thus Devlin (1994) found no socioeconomic or criticality. Also, these aggregates and/or groups are
regional differences in housing preferences in the then deéned not by age, or economic status or other
USA, but there were sex and age differences. Such imposed etic categories, but through lists of emic or
further subdivision might well result in many more derived etic attributes that follow from the three basic
lifestyle groups, as discussed later (c.f. Rapoport, 1985, questions and the dismantling of culture shown in
1998). Figure 4.
In Guatemala 60% of the population of 11,000,000, As the small size of groups has become clearer, the
identify themselves as Maya, but speak 22 different number of lifestyle groups used in marketing and
languages (El Futuro Maya 1999). The average size of advertising generally has gone up. In (Rapoport, 1977)
one of these groups is, therefore, 300,000. Variables 4 were used, but now more than 50 lifestyle groups
like those suggested for India would lead to smaller relevant to housing are used in the USA (Rapoport,
lifestyle groups. 1985). These only include potential buyers of new

Housing, Theory and Society


150 A. Rapoport

housing. Considering buyers of existing houses, ren- Another component of environmental quality is the
ters, residents of “mobile homes,” the homeless, etc., preference not only for suburbs (over cities) but,
more such groups are likely. Also, in the USA multiple increasingly, rural areas. This change is based on
and overlapping group memberships are common (e.g. “quality of life concerns,” and is made possible by new
Gordon, 1978), further increasing the potential number technology, among other things. The cultural landscape
of groups (and hence the need for open-ended design). of rambling porches, picket fences, Victorian-style
The small size of groups is also shown by the presence houses, a town square shaded by towering trees and
of several in rather small urban areas (e.g. Suttles, safety from crime attracts people with children (Brown,
1968; Suchar and Rotenberg, 1994). Such groups are 1996a; Johnson, 1996). Such attributes reèect ideal
deéned by geographics, demographics and psycho- images (c.f. Hummon, 1990) and, except for house and
graphics and are used to “segment” markets (e.g. lot size (i.e. “density”), are almost identical to those
Barmash, 1988; on housing see Sternlieb and Hughes, used in the “New Urbanism” which, in addition appeals
1986:16ff; Gilbert, 1989). Not only is different housing to speciéc lifestyle groups and is also promoted in
often required for different groups, but so are different terms of environmental quality (as in Celebration,
sales techniques (Anders, 1991). Differences among Florida).
groups also inèuence the nature and design (and Such areas also have characteristics that some
location) of shops, including supermarkets, in the people might regard as negative, for example, little
USA (Stevenson, 1992), the goods carried, displays, privacy and a lack of anonymity (e.g. Baumgartner,
etc. 1988). However, the “search for community” has
In US politics, one consultant divides voters into 62 become an aspect of environmental quality for certain
“lifestyle clusters”, whereas another uses 120 ethnic people, and such characteristics also lead to safety. In
categories (Milbank, 1999:26). Once again, these could addition to larger houses on larger lots other compo-
be subdivided further, or differently, for purposes of nents of the “good quality of life” include lower taxes,
housing and EBR. These are empirical questions on good schools and greenery and quiet and peace “away
which research is urgently needed. from the noise of the city”4 (Holly, 1997).
Since, as already pointed out, housing is more than
Environmental quality the dwelling, the neighborhood and its environmental
quality proéle become important. In a 1995 survey of
As already mentioned, group differences in the
5000 prospective house buyers in several US states
evaluation of environmental quality are the result of
(Urban Land Magazine cited in Wiechman, 1997) the
values, ideals, images, etc., and norms, expectations,
amenities desired could clearly be expressed as a
etc. (often related to status). There are two major
proéle.5 Of respondents, 77% wanted natural open
meanings of environmental quality; we are concerned
spaces, 74% walking and biking paths, 56% gardens;
with that emphasizing social and psychological
18 other variables ranged from 55% to 18%.
aspects. It is made up of many components, which
Similarly, in a special supplement for érst-time
require dismantling and can be expressed as a proéle
house buyers in Winnipeg, Canada (Winnipeg Free
(Rapoport, 1977, 1985, 1995d (1990); Khattab, 1993).
Press, 1992) evaluation moves from the neighborhood
One such component is space, so that while house-
to the yard, the outside of the house and, énally, to the
hold size in the USA has decreased, dwelling size has
house interior, with desirable attributes listed for each
been going up (e.g. Brown, 1996b) as a result of
scale, resulting in what I call an environmental quality
afèuence, i.e. a reduction of constraints and related to
proéle. An English novel describes a desirable dwell-
status and changes in lifestyle. Some houses for
ing environment as a suburb that should look like a
families with three children are up to 7000 sq. ft in
stretch of woodland with no houses visible, no gates,
area on 1.7 acres of land, with 6 bedrooms and 7
and the only sign being mailboxes placed discreetly in
bathrooms. In 1996, the latest year for which égures are
gaps of hedges. Green lawns terminate in these hedges
available, 14% of new houses in the USA had an area
or low walls at the sidewalk, and “because you knew it
of 3000 sq. ft or more (in 1980 – 2400 sq. ft). Built
must be there you caught the faintest glimpse of
mainly in the suburbs of large cities, such houses
mellow brick [see later “materials”] between the great
comprise 18% of new houses in the northeast, 15% in
gray beech trees, the delicate silver birches and the
Texas and Florida and 12% in the west; all have
branches of a majestic cedar” (Rendell, 1995:116).
features once found only in true estates (West, 1998).
Changes such as “modernization” of dwellings may
also be evaluated differently depending on the vari-
4
This is in Milwaukee, USA, an unusually quiet city, implying an ables shown in Figure 4, and such changes have been
ideal image rather than reality.
5
It will be seen later that similar amenities are provided in a new evaluated positively in Japan and negatively in India
housing development in Yogyakarta, Indonesia (“Merapi View”). (e.g. Grenell, 1972; Grimaud, 1986; Bauhain, 1986);

Housing, Theory and Society


Theory, culture and housing 151

they have “worked” in the former but not the latter. 1995c (1985), 1998). Typically, tradeoffs must always
More generally, the same environments are evaluated be made; in housing they are reèected in the relative
very differently by different groups, including value attached to the dwelling, the neighborhood,
designers and users as a whole, and insiders versus location within the settlement, taxes, microclimate,
outsiders (Rapoport, 1977, 1990c; Brower, 1988, school quality and other environmental quality com-
1989). ponents, as well as other goods (e.g. Kaitilla, 1992;
Environmental quality proéles not only provide Rapoport, 1985, 1995d (1990)). This helps to explain
invaluable information for analysis and design, but the choices made.
also make possible the transfer of éndings from one Values also help deéne groups and make housing
scale to another. The suggestion that successful cities particularly important, because dwellings play an
are distinguished from those that will merely survive important role in acculturation and, hence, the survival
by their “quality of life” (Urban Age, 1999:11) also of groups through the transmission of values, linking
applies to housing, since it is deéned partly through its values to family (Rapoport, 1990c:65–70, Sebba,
environmental quality proéle and linked to cities 1991).
through the deénition of housing as a system of Major differences in values distinguish designers
settings. 6 (Plafker, 1990; c.f. Rapoport, 1985). 7 Sig- and users as a whole (and can also be understood as
niécantly the word “dream” is often used in connection differences between outsiders and insiders (Brower,
with housing, linking housing to ideal images and there 1988, 1989)). This is in addition to differences among
are striking overlaps in the environmental quality groups of users I have emphasized, and their small size,
components and evaluative images of cities and both because users’ values are more important and
housing (e.g. Nasar, 1998). because most housing is not professionally designed.
For example, in gentriécation, initiators have very
different values from later arrivals who, depending
EXAMPLES
partly on the success of gentriécation, may move out
Very few examples are discussed, and these are when they have children, so that school quality, play-
intended to support my claim that whereas it is space and safety become more important (e.g. Klei-
impossible to link “culture” and housing (or any man, 1988 8; c.f. Suchar and Rotenberg, 1994). In
other environment), it is easy to use the variables addition, religious values of three groups lead to
shown in Figure 4, especially those with wide arrows. different problems in standardized housing, the more
As they also interact this helps with synthesis. Most of severe problems being linked to activities rather than
the examples are from newspapers (and some novels) symbols (Chua, 1988).
to show that much data are outside the research Values help explain many preferences and choices.
literature. This makes it much easier to develop lateral For example, private open spaces, such as backyards,
connection and conceptual frameworks and to integrate are valued more than public open spaces (which are
diverse material on the way to theory development. also valued) (Peiser and Schwann, 1993). Urban
Starting with the horizontal axis (breadth and images in Africa are positive, whereas those of the
generality to speciécity), I discuss values, ideals etc.; “bush” are negative (Olofson, 1975). This inèuences
norms, expectations, etc.; lifestyle and activity sys- the location of professionals at the macroscale (e.g.
tems. Along the vertical axis (excessive abstractness to Gould and White, 1974) and preferences for housing
concreteness), I consider kinship, family structure, types and materials (e.g. Beckman, 1976). This is very
roles, social networks, institutions, status and identity. different from the suburban, exurban and rural values
of many developed countries.
Horizontal axis in Figure 4 The relation among values and landscaping (native
Values. These describe how people value various vegetation, lawns, trees, etc.) is well known and
“goods” (and play a role in economics). This leads to commonly found in newspapers. Thus, in German-
differences in resource allocation, which is also the town, Wisconsin, USA, the city, under police protec-
operational deénition of lifestyle (Michelson and Reed, tion, compulsorily mowed a “natural” lawn regarded as
1970; c.f. later). Values are studied in marketing, weeds and as “inappropriate for an urban community,”
including of housing (e.g. Hall, 1988; Rapoport, 1985, because the grass was over 12 inches tall and there
were “unapproved plants”; the battle prior to the
6
Of course, the bulk of any settlement is composed of housing, compulsory mowing lasted for 2 years and the residents
especially as deéned here. have since decided to leave (Cioni, 1993a; c.f.
7
In this article the word “dream” appears, linking values to images, Rapoport, 1990c). Neighbors supported them and put
ideals, etc., therefore, also to standards and norms.
8
This has implications for the importance of open-ended design in up pink èamingos and spinning plastic èowers which,
housing. apparently were acceptable (Cioni, 1993b). That values

Housing, Theory and Society


152 A. Rapoport

are involved is made even clearer by new subdivisions adjoining lots, different siding, garage doors, etc.
that feature natural landscaping, such as prairie grasses (Zavis, 1998, although excessive differences are also
and wildèowers – the residents of which clearly share rejected (e.g. Rapoport, 1990c).
those values (e.g. Brown, 1998a). Some outsiders still Similar conèicts concern house styles (Rapoport,
dig out such plants reèecting values leading, through 1990c) such as conèict about a modern house in a small
ideal images, to acceptable or unacceptable standards, New Hampshire town (White, 1988) and a conèict
norms and rules; these change over time and can be between locals and Laotian immigrants in rural
studied (Rapoport, 1977, 1990c; c.f. Pavlides, 1985). Minnesota regarding some temporary shelters on
The high value given to natural landscaping in these vegetable plots; some locals described these “shacks”
cases becomes an ideology, which unites the indivi- as an embarrassment (New York Times, 1987). Values,
duals and groups in question. Taken further, it leads to leading to norms and standards are clearly involved, as
the development of ecologically sensitive co-housing. they are in conèicts in Queens, New York, in an area
This is run by many committees; house costs are low described as consisting of “nice, private houses;” the
and resources (e.g. snow blowers and washing complaint was that “the suburbs are becoming the city”
machines) are shared, gardening is organic and public (Bruni and Sontag, 1996; c.f. Rapoport, 1990c, Ch. 1.).
transport tends to be used (Brown, 1998b). 9 This sense Multiple occupancy was communicated by doorbells,
of ideological community is clearly based on shared mailboxes and utility meters, many cars lining the
values. streets, many people sitting on stoops, more garbage
A recent exhibition in Montreal (“The American and garbage containers, “for rental” signs, basement
lawn: surface of everyday life”) (Muschamp,1998) doors, converted garages and backyard “shanties” i.e.
dealt with the importance of lawns in Anglo-American many semi-éxed and non-éxed cues.
culture. There are now 32,000,000 acres of lawn in
North America, more than is used for the cultivation of Ideals, images, schemata, meanings, etc. Values are
wheat, corn or tobacco. $750 million is spent annually often expressed through such ideals, images etc,
on seed, and $25 billion for various tools. Clearly much linking these topics and making the use of advertising,
more is involved than an area of grass – there are novels, TV, élm, etc., so useful and important (Rapo-
deeply held values and meanings, expressed in ideal port, 1977, 1985, 1990c, d, 1995c (1985)). Thus, an
images seen as “a symbol of paradise” (a term used advertisement for the Historic Third Ward (note the
both in the exhibition and by Muschamp (1998; c.f. name) (Milwaukee Journal Sentinel, 1998) emphasizes
Rapoport, 1990c)). Values are also involved in house a prestigious lifestyle (linking images to lifestyle and
colors. In my own neighborhood social pressure forced status); “Milwaukee at your doorstep”; “art galleries”;
a resident to subdue bright house colors, and there have “theaters”; “Lake Michigan”; “fantastic views”; “shop-
been conèicts about house colors between Portuguese ping”; “chic shops”; “entertainment”; “stylish restau-
immigrants and locals in Toronto and Montreal, rants”, etc. An image is built up, describing a particular
Canada. In Redmond, Washington, USA, a house, in lifestyle and environmental quality proéle. Similarly,
an area of gray and brown houses, was painted mauve, an advertisement for Unitex (Architecture Australia
purple and teal. A court case resulted; under threat of 1998) shows a façade with roof pediment, window
imprisonment and heavy énes the house was repainted, pediments and columns (which Unitex sells), captioned
but the owner plans to leave (Egan, 1993). Conèicts “turn your home into a palace.”
such as these are growing because, as of 1993, The media (e.g. TV) shape not only fads and
32,000,000 people in the USA lived in communities fashions but environmental images and body images,
governed by covenants and restrictions enforced by as in Fiji it has lead to eating disorders (Goode, 1999).
homeowner associations (Egan, 1993). There are also The importance of images implies latent functions
laws to prevent monotony, addressing the problem of (meanings) which should be expected and sought. The
excessive sameness (a negative value and image), so ideal image is more important than instrumental utility,
that anti-monotony ordinances have been spreading although the latter imposes constraints on choice
across the USA since the 1970s. These prescribe (Shang, 1999). Since ideal images change, open-
variations in color, rooèine, window design, placement ended design is important (Rapoport, 1995b (1990/
of houses on lots, different heights and facades on 91)), as it also is for aging, so that dwellings can be
modiéed without leaving familiar surroundings (Van
9
In 1998, 30 co-housing schemes had been built in the USA, and der Voordt, 1990; Teltsch, 1993). Instrumental utility
100 were in progress (Brown, 1998). Participants have different also inèuences transformations, reinforcing the impor-
values to other groups in the USA, that seek large, expensive tance of open-ended design (Rapoport, 1995b (1990/
houses (as discussed earlier; c.f. also Baumgartner, 1988). Also,
this number is still rather small compared with Europe and to 91); Salama, 1995; Brown, 1996a).
suburban developments. A striking example of the power of images is the

Housing, Theory and Society


Theory, culture and housing 153

suburban house. Thus, in Bangkok, Thailand, English redesign of public housing in Boston involved repla-
Tudor houses were the most popular, followed by cing components of negative environmental quality (a
Mediterranean, Bavarian half-timbered; Roman-villa “desolate institutional style,” “monotony,” a “sea of
styles were also popular (Milwaukee Journal, 1988; H. asphalt surrounded by a high inhospitable chain-link
Ross, personal communications in the mid-1990s). fence”) by positive images of “quality private housing
Europeans tended to favor Thai houses, in the same – pitched roofs, bay windows, front yards, front doors
way that at a reception during a conference in Japan, I with private addresses, low wrought-iron fences, back-
noticed Japanese participants drinking Scotch, whereas yards, landscaping and irregular conégurations and
Americans drank sake. Also in Japan, western houses different colors to communicate individuality (Deitz,
have become popular. European (e.g. Swedish) or US 1984; c.f. Kroll’s redesign at Alençon, France (Archi-
houses are imported, as are house images (Andrews, tecture Interieure, 1981: esp. 62–63)).
1995). Victorian houses are also popular, with pre-
fabricated Victorian houses imported from England, Norms, standards, expectations, rules, etc. Values,
with minor modiécations for Japanese lifestyles (Law- images, etc. lead to norms, standards, rules, etc.; their
son, 1993). Exteriors and interiors of Tokyo suburban application results in environments that approach the
houses are often completely Western (New York Times, ideals as closely as possible, given various constraints.
1986). I have observed the popularity of “California These variables also help explain the evaluation of
Spanish” suburban houses in Indonesia, even in environments (Fig. 1). Thus, the discussion above
spontaneous (“squatter”) settlements. In new develop- about Laotian “shacks” (New York Times, 1987)
ments in Jakarta, “If you squint.… you’d think it was involves not only values, but the resulting norms,
another Irvine” [California] (Vrana, 1994). Provided expectations and standards, as do conèicts about
are biking paths, gated entrances, etc., as in southern brightly colored wooden shanties (“Casitas”) in Puerto
California housing developments. Attempts to design Rican community vegetable gardens in New York
more culture-sensitive houses were rejected in favor of (Gonzales, 1990). New Yorkers evaluate them nega-
Western houses (Vrana, 1994). A sales pamphlet from tively; they also violate building codes, ownership
a new development in Yogyakarta, Indonesia (“Merapi laws, etc., but to their builders they are attractive, they
View: Exclusive and Nostalgic”; note the use of an become gathering places and centers of community
English name) projects a suburban image and, except life, music, crafts and acculturation; children learn
for the Indonesian text, the houses illustrated are traditional dances and music, etc., [they become
difécult to distinguish from those elsewhere, even institutions related to identity, both to be discussed
when described as “Indish” or “Vernacular.” The later] (Gonzales, 1990). Such conèicts between the
facilities advertised (in English) include: tennis court, norms, standards, etc., of different groups, are common
étness center, clubhouse, restaurant, sauna, mini- and may concern the use of streets or the very existence
market, drug store, jogging track, playground, swim- of garden plots (Blackwell, 1981).
ming pool, 24-h security, satellite TV dishes, under- In a Los Angeles neighborhood, the types of people
ground wiring, telephone and air conditioning. This is (Russian immigrants), their dress, use of streets and
similar to the environmental quality proéle of USA other spaces, levels of house maintenance and other
subdivisions described earlier (and to the very upscale cues, at odds with Anglo-Americans, resulted in the
town of Kochav Yair in Israel). Thus, ideals, images, area being deéned as a “slum” (Spalding, 1992). Such
etc. help explain not only “cultural” differences, but cues inèuence how areas in USA urban areas are
also convergence, probably due to the impact of images evaluated (e.g. Halle, 1984; Weiss, 1988; Rapoport,
in the mass media. 1990c). Such phenomena begin to explain the varia-
Suburbs of Moscow are also similar, where the bility of standards (e.g. Choldin, 1976).
detached houses are described as “American,” with Space use within dwellings also reèects standards
wall-to-wall carpeting, two-car garages, cul-de-sacs and norms. Different groups may continue to use space
and manicured lawns dotted with barbecue grills and differently even after acculturation, with consequent
picnic tables; there is a six month waiting list (Myre, conèicts (e.g. between generations), although even-
1997). Similarly, a 1997 photograph of the rebuilt tually space use will conform to the new expectations,
South Bronx, New York, (compared with a 1980 norms, standards and rules (and thus values), especially
photograph) shows suburban houses with lawns and among offspring of the original population (Kent,
fences (New York Times, 1997; see Rapoport, 1984, 1990; Pader, 1993; Cooper and Rodman, 1995).
1990c:160–163 for a Milwaukee example.) The application of rules also leads to styles and the
The elements in the image of “good housing” used in identity of cultural landscapes, (e.g. the “choice model”
advertisements, novels, TV, élms and newspapers, help of design; Rapoport, 1977, 1990c). As already men-
explain choice, and can be used in design. Thus, tioned, rules can be unwritten or written, informal or

Housing, Theory and Society


154 A. Rapoport

formal (legalistic). Rules are thus not only central in architecture I saw a very small house, half of which
design, guiding choice among alternatives, but also was a formal living room, hardly ever used. Currently,
guide appropriate behavior in settings (Rapoport, while houses in the USA are becoming larger, living
1990c). In a US suburb, for example, unwritten rules rooms are shrinking or even disappearing (Iovine,
make most behaviors generally inappropriate in public 1999), having gone from being central to the dwelling
settings and also inèuence behavior within houses to being of no importance, replaced by “family rooms,”
(Baumgartner, 1988). linked to the kitchen; many new houses have none at
all. Thus, in Celebration, Florida, behind the traditional
Lifestyle. I have argued for some time that lifestyle is facades, there are modern, single space interiors with,
the most useful criterion for deéning groups, especially at most, vestigial living rooms for display or nostalgia
today. It is more general than activity systems but more (Krause, 1997). New values and norms result in new
speciéc than the variables discussed so far. Also, all lifestyles affecting housing.
other variables in Figure 4 can be said to become Earlier I discussed the almost universal positive
relevant only when they inèuence lifestyle and thus image of the suburban house. Some groups, as their
choice, whether among city, suburb or small town/rural lifestyles change, move back downtown (Brooke,
(Hummon, 1990) or of housing (including design 1998), although the numbers are still very small
and use). Other aspects of culture not explicitly compared with suburban growth. Converting ware-
listed (e.g. education, class, race, ethnicity, religion, houses and the like, or building new downtown
etc.) only relate to housing if they affect lifestyle; apartments illustrate this lifestyle shift.
otherwise they become relatively insigniécant for our Finally, in gentrifying urban areas, the small size of
purposes. groups if deéned by lifestyle reappears. In a small area
Lifestyle itself needs further dismantling. A useful in Chicago (Lincoln Park) three different lifestyle
érst step is an operational deénition (Michelson and groups were found, with very different evaluations of
Reed, 1970), which I have long used. One can also housing, use of housing and hence furnishings and
identify the speciéc components involved and to decorations. For one group the dwelling provides a
describe lifestyle as a proéle which can be matched stage for social performance; for the second it needs to
against environmental quality proéles (Rapoport, function as a setting for expressing one’s unique
1985; 1995c (1990) esp. 484–486). individuality; for the third it needs to sustain an
For Hasidic Jews, a homogeneous neighborhood on atmosphere of private family life and domesticity
the basis of religion and the resulting lifestyle is critical (Suchar and Rotenberg, 1994). These are not only
(c.f. Rapoport, 1997b). The neighborhood needs to be related to lifestyle, but to values, images, norms and
compact, since driving is not allowed on the Sabbath activity systems, to status and identity and to the other
and certain holidays. This, in turn, leads to the mingling variables in Figure 4.
of different income levels (unusual in the USA). Within
the dwelling, kitchen design reèects the need to Activity systems. Activities, the most speciéc
separate dairy and meat among observant Jews expression of culture, need further dismantling. A
(Sontag, 1998). In a rural Hasidic community (Berger, four-fold division is useful (Rapoport, 1990a, 1998,
1997) conèicts with other residents concern low- Fig. 3, 2000, Fig. 1), starting with the activity itself (its
density and rural quality. Hasidim convert houses to manifest or instrumental aspects), then how it is carried
religious schools (Yeshivas) with crowding when 53 out, how associated with others into a system and,
boys occupy two houses, and families with 12 children énally, the meaning of activities (their latent aspects).
living in a single apartment raise densities. This is Variability increases and latent aspects are most
exacerbated by the introduction of multiple dwellings variable and the most important (e.g. Esber, 1972;
into an area of single family houses, which together Zeisel, 1973). They help to explain the variability of
with synagogues and Yeshivas bring outside people dwelling and settlement forms and also suggests that
into quiet lanes [c.f. Baumgartner, 1988], and exacer- the distinction between “function” and “meaning” is
bated further by Hasidim turning cul-de-sacs into misconceived – meaning may well be the most
“shtetls” (Eastern European small towns) (Berger, important function of built environments, especially
1997). There are also conèicts with the law concerning housing.
ére codes, zoning and other regulations. Essentially, It is useful to ask who does what, where, when,
there is a “clash between cultures” (lifestyles, norms, including/excluding whom (and why). The answer
etc.) that has split the town apart (Berger, 1997), determines how activity systems are distributed in
suggesting the need for homogeneity, i.e. clustering by systems of settings and varies among groups (Rapo-
lifestyle (c.f. Rabkin, 1994 on Kiryas Joel, New York). port, 1977, 1990a) and may change over time. The
In the Danish outdoor museum of vernacular separation of work and dwelling during the industrial

Housing, Theory and Society


Theory, culture and housing 155

revolution changed not only work settings, but dwell- inèuence what happen in dwellings. In addition,
ings, settlements, roles, activity systems and so on (e.g. where activities occur depends on the perceived
Halle, 1984; Jackson, 1985; Fishman, 1987). The appropriateness of settings for such activities
current growth of dwelling-based work is having (Kamau, 1978/79; Baumgartner, 1988; Rapoport,
major effects on both manifest and latent aspects of 1990a, c).
activities and on settlements, neighborhoods and
dwellings. Within the dwelling it inèuences activity Vertical axis in Figure 4
systems, space and time use and organization, furnish- Kinship. In traditional societies in particular, identi-
ings and so on. Visits by clients, customers or fying kinship patterns is indispensable to understand
colleagues make important the environmental quality housing (e.g. Shokoohy and Shokoohy, 1994; Shrestha
of the neighborhood, communicating professionalism, et al. 1997; Chandhoke, 1990; Bourdier and Trinh,
status and identity – at least in the USA (Ahrentzen, 1996; Leigh and Asojo, 1999; Oliver, 1997), e.g.
1989, 1990). Changes in roles, family structure, etc., through clustering, since kinship is an important form
discussed below, change lifestyles and, hence, activi- of homogeneity at the neighborhood level. Kinship
ties so that among career families house cleaning either helps explain settlement form, neighborhoods, street
becomes less important (e.g. Belkin, 1985) or cleaning patterns, house clusters, and house forms, such as
help is used. Cooking may become less important communal dwellings, densely clustered courtyard
(except as a hobby), replaced by eating prepared foods housing relying on direct inter-house access (e.g.
or eating out. These inèuence the use of parts of Bonine, 1980) or compounds of multiple dwelling
dwellings and the larger system of settings. (e.g. Schwerdtfeger, 1982; Stahl, 1991) – all were
The fear of crime (or rising crime) often changes made possible by kinship relationships. As for other
activities. People do not go out at night, do certain forms of homogeneity it is the subjective (emic)
things or visit certain areas. As crime (at least in the deénition of kinship that is crucial. This can also affect
USA) is currently going down, predictions are possible the perception of crowding (at given physical densities)
about changes in activity systems (and hence life- which may occur when strangers are involved but not
styles). Activity systems are also inèuenced by changes kin (as in China and Hong Kong). Also traditional
or differences in mobility, due to aging, handicaps, kinship clusters may persist, albeit in new forms such
income, car ownership, the availability of public as the “family circle” in Scandinavia (Gaunt, 1991).
transport, car-oriented milieus that discourage walking, Kinship is also important in developing countries,
and so on. among traditional groups, but is disappearing among
Activity analysis helped Sun Rhodes (1993) arrive at “modernized” groups, among whom other forms of
a culture-speciéc American Indian dwelling, linking homogeneity (income, class, lifestyle, etc.) become
activities with identity (as discussed below). Activities more important. For example in Kirtipur, Nepal
such as religious processions and the like clarify space (Shokoohy and Shokoohy, 1994; Shrestha et al.
use and settlement form as in temple cities such as 1997), the importance of the extended family (kinship
Madurai in south India, village form in Sri Lanka group) meant that ancestral dwellings were subdivided
(Bechhofer, 1989) and urban space use in Mexico and/or extensions added, increasing density, as rear
(Brown, 1995; Rapoport, 1990a, c). In India, national vegetable gardens were built over. In addition, kin
and regional space can be organized through pil- clustering resulted in domestic and social activities in
grimages. streets and squares. With kinship less central, life now
Since activity systems are related to lifestyle, values is much more private and activities are (nuclear) family
norms, ideals, etc., they also inèuence evaluation of centered in the interior of houses. Yet as late as the
environmental quality, as shown by work on Australian 1950s, kinship could still play an important role in
Aboriginal housing – a useful “model system” (e.g. residence patterns in the matri-local clusters in Bethnal
Heppell, 1979; Ross, 1987, 1991; Morel and Ross, Green (in the East End of London, UK) (Young and
1993). Wilmott, 1962; Wilmott, 1963) which were disrupted
Group membership inèuences the extent of activity with resettlement in Dagenham, Essex, UK.
systems, such as home ranges, often resulting from rule The lesser contemporary role of kinship may,
systems – internal or external – and thus peoples’ however, be reversed, either “naturally” or by design.
knowledge of environments, their “mental maps” The former may be due to the aging of many
(Wheatley, 1976); so do judgements about safety populations and consequent use of “granny-èats”
(e.g. Gaster, 1991). Since housing is part of a system (and their equivalents) as in Australia, Japan and
of settings, what happens (or does not happen) in some elsewhere, various forms of co-housing (Hinds, 1985)
settings inèuences what happens (or does not happen) or houses shared by young and old. The growth of
in others. Variations in home ranges thus greatly single-parent families may result in communal houses

Housing, Theory and Society


156 A. Rapoport

(Després, 1991). These can be seen as based on ence family life – positively or negatively (Rosser and
“éctitious kinship” as in some traditional societies, or Harris, 1965; Gasparini, 1973; Pruchno et al. 1993). As
as a link between kinship and family structure, not always, family housing interaction is two-way: family
always easily separable. The development of multi- type and organization inèuence dwelling which, in
generational households can also cause conèicts and turn, affect the family, particularly when time-lags
problems, especially for men and teenagers (Pruchno et occur – another reason for open-ended design.
al. 1993), related to values, ideals, expectations, In general, the household and family have been the
lifestyles and activity systems. same. There are exceptions, although even in extreme
An example of the renewal of kinship links “by cases, such as communal dwelling (which are also
design” may be the deliberate revival or retention of settlements), the family, however deéned, is still the
still existing patterns, in the design of supportive basic unit of the dwelling community. In addition,
environments in developing countries (Morgan and many current changes in housing (and even settlement)
Hiroshima, 1983; Rapoport, 1983). One can also form and use are intimately related to changes in the
deliberately use the natural clustering of extended nature of the family unit, which also affect lifestyle,
families and kinship groups among recent migrants. roles, activity systems, etc. (e.g. Després, 1991; Franck
Often place of origin, language, religion, etc., may and Ahrentzen, 1991).
replace kinship (Rapoport, 1977, 1997b; Belluck, Changes (or differences) in family structure (single
1996), but clustering is discouraged, as in Wisconsin, parent, working couples, extended families, co-housing
USA, where a proposed Hmong development was groups, young and elderly, large families, polygamous
rejected on constitutional grounds (Lisheron, 1994; c.f. families, etc.) not only inèuence dwelling, (e.g. size,
Rabkin, 1994). The importance of kinship, however, kitchens, living rooms, etc. (c.f. Baumgartner, 1988)).
may persist, so that among Hispanic groups in the USA Household size is basic to housing demand (Sternlieb
a rent initiative was rejected to retain the possibility of and Hughes, 1986:14). In general, household size in the
extended-family co-residence (Los Angeles Times, USA has been shrinking, with major implications for
1983). Related are recent éndings about the non-use housing. Through systems of settings, this affects urban
of child-care facilities by this group, because of a forms. Smaller households increase the area of hous-
“cultural preference for family-like care,” based on a ing, because kitchens, bathrooms, parking, etc., are still
warm, family atmosphere with personal relationships, needed, reducing density. Large families, tend to
either by relatives or in family-like daycare, with one increase densities through additions, with a need for
person in charge of a number of children in a house openendedness. In the case of a Hasidic community in
(Chira, 1994). There are links here with family Brooklyn, USA (Sontag, 1998) special zoning fol-
structure, social networks, values, lifestyle, etc., lowed, allowing coverage of 65% of the lot, and
which together result in different preferences of this reduced setbacks and backyards. Family size link
group for house styles and the spatial arrangement of otherwise very different groups, such as Hasidic Jews
houses on lots (Wheeler, 1977), and also color, and polygamous Mormons (Sontag, 1998; Berger,
decoration, landscaping etc. (Arreola, 1981, 1988); 1997; Williams, 1997). Polygamous Mormons require
when clustering can occur distinct cultural landscapes numerous bedrooms (in one case 10), bathrooms (7),
result (Rapoport, 1990c, esp. Fig. 21, p. 138). kitchens (2), nurseries (2), laundry rooms (2) and a
The need for a large and diverse sample, already school room (Williams, 1997). In both cases, family
discussed, means that traditional societies throughout size demands space, and ease of expanding houses is
history must be studied and in those cases must be critical. However, the different family structure in the
considered, especially because “kinship” and “family” two cases leads to different housing forms and use, and
are not always easily distinguished. Thus, in Mexico different settings and institutions at larger scales.
“family” includes what in Anglo-American (and Family is also important because it is a most
possibly other Western developed) countries would important intermediate institution that helps people
be considered distant kin (e.g. Stea, 1995). cope. It therefore becomes particularly important in the
case of both urban migrants (e.g. Rapoport, 1983) and
Family structure. Family structure is useful in immigrants (e.g. Yans-McLaughlin, 1977).
relating culture to housing (e.g. Rapoport, 1999) and
it inèuences the form and spatial organization of Roles. Changes in family structure have an impact on
housing (e.g. Ross, 1991; Stahl, 1991; Bourdier and roles, but so do other forces. The different deénition of
Trinh, 1996; Cornell, 1997). Clearly, the congruence roles among different groups (i.e. “cultures”) has major
between housing and households is important (Netting effect on the organization and use of built environments.
et al. 1984; Wilk and Ashmore 1988; Wilk, 1989; Roles probably have both a constant and variable
Blanton, 1994), particularly since dwellings can inèu- component, so that when considered historically and

Housing, Theory and Society


Theory, culture and housing 157

cross-culturally, certain patterns will be found, although lites) or extensive, based on shared interests, lifestyles,
variations and changes clearly exist (possibly following activities, hobbies, etc. (cosmopolites) (Rapoport, 1977,
epigenetic rules). At the settlement scale, changing Ch. 5). It has been suggested that the former are being
women’s roles (e.g. employment) means that women’s replaced by the latter, but it is far from proven (e.g.
driving increased by 50% and was largely responsible Rapoport, 1997b). Technology helps increase the spatial
for the growth of traféc in London (Hawkes, 1998); the extent of networks, e.g. cars among Samoans in Los
reduced use of public transport and the perceived Angeles (Ablon, 1971), or telephones (Martin, 1967;
beneéts of cars10 were also signiécant, so that it is easier Gaunt, 1991). Current discussion concerns the possible
to take children to and from school, and to shop by car – effects of computers and computer networks.
particularly if one also works. In traditional Kirtipur, Nepal, religion and caste
Role changes inèuence the system of settings at were important, and Buddhist and Hindu populations
various scales: neighborhoods (e.g. Wheatley, 1976), clustered around their respective religious institutions.
dwellings (Stea and Prussin, 1978; Franck and Ahrent- Traditionally, caste and religion rigidly éxed social
zen, 1991; Madigan and Munro, 1991) and parts of position and ritual status and, through them religious
dwellings e.g. kitchens (Hassell et al. 1993). Thus, rituals, social organization, marriage, personal rela-
changes in sex roles inèuence house types and space tions, etc., and hence, social networks. The last were
use both inside and outside the dwelling in Portugal neighborhood centered, based on strong ties due to
(Lawrence, 1988). their homogeneity. Caste (as elsewhere in South Asia)
The increase in two-job families leads to changes in was more important in Hindu than Buddhist areas and
household roles. Men may take on new tasks or, as is led to éner grain clustering. Currently such social
often the case, women maintain traditional household networks are replaced by nuclear family-centered,
roles while working, although this was beginning to dwelling-oriented, private relations due both to social
change by the mid-1980s in the USA (e.g. Hood, 1985) changes and new dwelling forms; again, there is a two-
with clear links to family/housing relationships. way relationship (Shokoohy and Shokoohy, 1994;
Another set of responses (already mentioned) involves Shrestha et al. 1997; for a Turkish example, see
changing standards of cleanliness (Belkin, 1985) or Erman, 1996).
using outside cleaners. The details are less important Social networks may also change with circum-
than the fact that these various changes have an impact stances, so that among immigrants religion or caste
on dwellings and other settings in the system, such as may be replaced by place of origin, enabling a small
the use of restaurants; prepared foods (shops), child- group to establish solidarity and identity. Social
care facilities and so on. Even more important is the networks also vary with lifestyle, as in the case of
fact that not only is it relatively easy to trace relation- two groups in a single community. For one group, it is
ships between roles (and changes in roles) and housing, the absence of networks that is typical, not only at the
but that these are also related to values, lifestyle, neighborhood level but even within dwellings. For the
activity systems, family structure and all the other other group networks are still very important (Baum-
aspects (or expressions) of culture. gartner, 1988). The érst group can also be contrasted
with those for whom social networks are primary, e.g.
Social networks. Kinship and family structure are Australian Aborigines (Heppell, 1979; Ross, 1979;
types of social networks. Others have been studied e.g. Morel and Ross, 1987); Navajo (Kent, 1984), Mexicans
with neighbors, friends, éctive kin, etc. (e.g. Frick, 1986, (Wheeler, 1977; Pader, 1993; Stea, 1995) and so on.
part B). They provide a useful way to relate housing and An important role of social networks is supportive-
“culture,” and some aspects have already been discussed ness (Rapoport, 1983), so that as criticality goes up,
(e.g. Young and Wilmott, 1962; Wilmott, 1963; whether due to migrant status, age, health, resources,
Shokoohy and Shokoohy, 1994; Stea, 1995; Shrestha prejudice, etc., such networks become more important
et al. 1997; Chira, 1994; Sontag, 1998). Not yet (e.g. Abu-Lughod, 1969; Badura, 1986; Margulis,
discussed is their spatial extent, i.e. whether they are 1992). Thus, one can not only explain various residential
intensive, local, based mainly on neighboring 11 (loca- patterns, but begin to predict their occurrence and
importance, with implications for policy and design.
10
The negative perceptions of public transport include inconve- Social networks, whether intensive or extensive,
nience (“journey awkwardness” ), perceived lack of security, although usually centered on the dwelling, may also be
especially after dark and walking home from transport (related to
crime), and cost; the perceived advantages of cars include anchored by various group-speciéc institutions, linking
convenience, security, cost, time savings, feelings of control of social networks, institutions and identity, to which
personal space and of the journey as a whole (Hawkes, 1998). certain institutions may be related.
11
As already pointed out, neighboring itself can also be based on
lifestyle, religion, language, caste, place of origin, kinship,
ideology and other forms of perceived homogeneity. Institutions. Religious institutions have already

Housing, Theory and Society


158 A. Rapoport

been mentioned, are generally important and differ neatly into social tiers, like something a sociologist had
among groups. In the case of the Orthodox Jewish built to prove a theory” (Macdonald, 1971:6–7).
communities discussed earlier, religious schools Similarly self-evident is an English novel (Aird,
(Yeshivot), synagogues, Kosher shops and ritual 1981:12–13), listing a series of cues that communicate
baths are most important (Sontag, 1998; Berger, respectability and status. Among these are: “A nice,
1997; Rabkin, 1994). They are highly group-speciéc quiet neighborhood; decent houses; trees on the
and are often the reason for clustering, which needs to footpath; no through traféc and just local vehicles;
be tight and networks intensive, because of religious grass verges; good gardens; near the tennis club” and so
rules against driving on the Sabbath. Extensive net- on. 12 This also describes an environmental quality
works may also be based on religious institutions, such proéle. Although I often emphasize the importance of
as churches, e.g. among Samoans in Los Angeles semi-éxed elements, éxed-features also communicated
(Ablon, 1971) and other groups there (e.g. Serbians). status and identity and can do so over surprisingly long
Institutions can also be related to identity and, hence, periods (e.g. Cherulnik and Wilderman, 1986).
group speciéc (e.g. cultural centers among American Status may also be communicated partly through
Indian groups or churches among Blacks (Leigh and modern forms, styles and materials (such as concrete,
Asojo, 1999)). metal window frames, etc.), and by semi-éxed ele-
Important institutions may include tea-shops in ments, such as cars, motorcycles, TVs, satellite dishes
Korea, coffee houses in Turkey, “Bodegas” among and the like (Shokoohy and Shokoohy, 1994; Shrestha
Puerto Ricans in New York (Hoffman and Fishman, et al., 1997: 61), so that status is not always expressed
1971, c.f. “Casitas” discussed earlier (Gonzales, 1990)), through built environments (Duncan, 1981, 1985;
outdoor markets, laundromats, stables, etc. (Rapoport, Rapoport, 1981). The differential investment in hous-
1977, 1986, 1990c). Some may be counter-intuitive, ing by groups for whom housing does or does not,
based on latent functions. Thus pubs or taverns are inèuences norms, standards and the like, can cause
central for men in certain groups (Young and Wilmott, conèicts (Rapoport, 1990c) and inèuence the adapta-
1962; Wilmott, 1963; Suttles, 1968; c.f. Rapoport, 1977, tion of urban migrants, e.g. in Colombia (Ashton, 1972;
Ch. 5). The role of various settings as important Kellett, 1999).
institutions needs to be discovered rather than assumed. How the expectations, values, ideals, images and
Particularly striking is the case of Nantucket, Massa- norms of a correspondent inèuence judgements of
chusetts, USA, where for 60 years the town dump had status is shown in an area of Beijing in which Chinese
been an important institution and central setting – communist leaders live. Surprise is expressed that
community center, trading post and party hall (Crossen, important, high-status people would live in an area
1990). Its forthcoming closure has serious social which is a “a maze of dusty lanes and grubby back
implications. Similarly book shops and museums play alleys … [with blank walls] … punctuated by simple
a latent role as settings for meeting single people with red doorways beétting ramshackle homes.” The point
compatible values, lifestyles and interests who would is made that behind these doors lie “elegant and
not use singles bars, which attract very different groups spacious courtyard dwelling” and a contrast noted
(New York Times, 1985). Signiécantly, the groups are between the limousines (visiting Deng’s family after
identiéed by the particular settings they use. his death) and the “dirt-and-cobblestone lane” (Faison,
1997a; c.f. Hedges, 1994 later). This is a result of the
Status. Built environments, especially housing, play expectation that dwellings should communicate status,
an important role in communicating status, especially and the role of new standards, materials, etc.
in contemporary societies (such as the USA, Australia, These latter topics recur in the description of a New
etc.) with no rigid status categories (Rapoport, 1988, Town in China [Zhangjagang] seen as the “nation’s
1990c). Its increasing importance in communicating ideal” (Faison, 1997b). The photograph resembles a
status can be seen in India with the change from Scandinavian housing area, with two-story, outward-
traditional (éxed status) to modern groups (Duncan, looking buildings with pitched roofs. The emphasis on
1981, 1985). When housing does play that role, it is “clean living” – clean streets and lawns and shrubbery
striking how apparently clear and self-evident such (rare in China) reèect a “new set of values” which
communication is (Rapoport, 1990c esp. Ch. 6). For communicate prosperity, show obedience to the law
example, a novel describes a settlement in where the and keep the area clean, orderly and fully modern.
location and types of houses (and other built environ- Sidewalks are of spotted red tile, there is a pedestrian
ments) communicate status. It is said to be “divided shopping street, parking is controlled and there are
strict rules about garbage. New residents are given a
12
Note that “nice”, “decent” and “good” themselves consist of, handbook about how to act, and they describe the town
possibly, large sets of cues and need further dismantling. as “a nice place to live” (Faison, 1997b).

Housing, Theory and Society


Theory, culture and housing 159

Hassan Fathy’s well-know example of New Gurnia and guest reception persist. This shows syncretism,
failed, at least partly because of the use of mud-brick which is still to be found (and to be encouraged) in
and a form derived from Nubia, a low status area of developing countries (Rapoport, 1983).
Egypt. It is signiécant that his private houses for
wealthy clients, with the same characteristics, have Identity. The many different groups discussed ear-
proved highly successful. The signiécance of mud- lier, as well as individuals, all need to establish and
brick is shown by another unselfconscious use of a maintain identity – one of the roles of culture – and
correspondent’s values, standards and images, in a dwellings and other built environments often commu-
story about an Egyptian village. The photograph nicate identity (e.g. Nasar, 1998; Nasar and Kang,
caption refers to a village “so poor that houses are 1989; Leigh and Asojo, 1999). It is also signiécant that
built with mud bricks,” and in the text the point is made in some developing countries efforts (usually unsuc-
that “unable even to afford cement, the 50,000 villagers cessful) are made to retain (or create) identity through
in the Gharb al Banawaan area still live in mud-and- physical environments (e.g. Barnard, 1984). We have
wattle homes with dirt-èoors” (Hedges, 1994). already seen that currently identity is a much more
The role of materials has recently been studied complex matter than in the past, sometimes with many
empirically and conérms theoretical expectations. overlapping group memberships (e.g. Gordon, 1978),
Thus, Sadalla and Sheets (1993) show that materials with more choice and a greater emphasis on individual
have meaning, both intrinsic and culturally speciéc (i.e. identity, which can arise even from ethnic identity
constancy and variability both play a role). The social (Goldberg, 1987). This makes “personalization” of
meanings of materials also help deéne social identity housing (and hence open-endedness) more important.
(as discussed below). Thus, the rejection of bamboo as Given the importance of identity almost any element
a building material in Ecuador is due to its meaning as a can be used (e.g. Leigh and Asojo, 1999); the conèict in
traditional, and hence poor, substandard material Minnesota discussed earlier is also related to identity.
(Livingston, 1992; c.f. Beckman, 1972 on Liberia and The Laotian “shacks” were said to make the neighbor-
Kaitilla, 1991, 1994 on Papua New Guinea). There can hood look like a “Southeast Asian village,” whereas
also be status differences between timber and stone (as locals wanted something “Americanized” (New York
in Scotland (G. Slaven, personal communication Times, 1987). It thus seems relatively easy to relate
1999)) and brick. Hence, the common use of brick identity to housing, built environments and material
veneer over what are timber houses or apartments (e.g. culture generally. These may be landscape settlements,
Australia and the USA). neighborhoods, buildings and interiors, materials,
In villages in developing countries one énds new space organization and use, and various semi-éxed
materials and forms and manufactured paint with its elements (Kamau, 1978/79; Greenbaum and Green-
new colors used érst by high-status individuals. Color baum, 1981a, b; Kron, 1983; Hamilton, 1984; Environ-
can also be used for identity, as in identifying Moslem ment and Behavior, 1987). Clothing, beards, transport,
houses in parts of India (e.g. at Jamshedpur), or as in places of worship, etc., may also be used (e.g. the
the case of conèicts between Portuguese immigrants Amish), or among Hasidim, clothing, language, hair-
(who use very bright colors) and locals in Toronto and styles (beards and earlocks for men, wigs for women),
Montreal (c.f. the case of Mexicans in the USA behavior and the specialized institutions already dis-
(Arreola, 1988)). The use of the full spectrum of cues cussed (Sontag, 1998). These are also used by many
– new materials, new styles and forms, height, glazed other groups, as are the many components of ambience
windows, color, plants and landscaping, furniture, etc. (Pred, 1963; Chudacoff, 1973; Ginsberg, 1975). Almost
– tends to be used by high-status individuals and any aspect of material culture can be used, so that body
groups, and then “trickles down” over (sometimes decoration, facial perforation and even food can be used
long) periods of time, as was the case in India (King, to establish identity. Although the same foods are
1984, esp. Ch. 1) where it is still not complete (e.g. available, different Indian tribes in the Amazon rain-
Grenell, 1972; Grimaud, 1986). Similarly with the use forest have different diets, which are used by anthro-
of a western (Paladian) style by élites in 19th century pologists to identify the tribes. The diets differ, because
Cairo, Egypt (Asfour 1993). Although here the tradi- the choice made from an extensive repertoire is used to
tional organization and use of space was kept so that distinguish, or isolate oneself from one’s neighbor
the new forms connote social prestige and status, but (Gibbons, 1992). What is eaten or avoided is used to
traditional ideas about family privacy, family structure mark cultural boundaries. Even in the USA, Thanksgiv-
ing foods differ among ethnic groups, maintaining their
13 identity (Gibbons, 1992). 13
A student of mine, Paul Maas, analyzing housing advertisements
in Chicago, titled his term paper “You are where you live,” which We have already seen that “Casitas” in New York
echoes Gibbons (1992) “You are what you eat.” become identiéed with Puerto Ricans (Gonzales,

Housing, Theory and Society


160 A. Rapoport

1990); as are specialized shops (“Bodegas”) (Hoffman Samoan community”, SW Journal of Anthropology 27
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Also used for identity generally are plant materials and University Press.
their organization (Kimber, 1966, 1971, 1973; Ander- Ahrentzen, S. B. (1987) Blurring Boundaries: Socio-spatial
son, 1972), fences (Anderson and Moore, 1972; Consequences of Working at Home. Research Report.
Arreola, 1981) and many other items (Rapoport, Milwaukee: University of Wisconsin-Milwaukee, Center
for Architectural and Urban Planning Research.
1981, 1990d). Particular housescapes, comprising Ahrentzen, S. B. (1989) “A place of peace, prospect and … a
front fences, brilliant colors and occasional religious P.C.: the home as oféce”, Journal of Architecture and
shrines (Arreola, 1988) identify Mexican-Americans Planning Research 6 (4) Winter: 271–288.
and changes toward the Anglo norm depend on the Ahrentzen, S. B. (1990) “Managing conèict by managing
length of residence in the USA boundaries: how professional homeworkers cope with
It seems that complaints about the lack of identity in multiple roles at home”, Environment and Behavior 22
(6) November: 723–752.
suburbia are mistaken and “identity actually èourishes” Aird, C. (1981) Some Die Eloquent. New York: Bantam
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