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H E A LT H C A R E E P I D E M I O L O G Y INVITED ARTICLE

Robert A. Weinstein, Section Editor

The Epidemiology and Control of Acinetobacter baumannii


in Health Care Facilities
Pierre Edouard Fournier1,2 and Hervé Richet2

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1
Structural and Genetic Information Laboratory and 2Unité des Rickettsies, Faculté de Médecine, Marseille, France

Acinetobacter baumannii is a ubiquitous pathogen capable of causing both community and health care–associated infections
(HAIs), although HAIs are the most common form. This organism has emerged recently as a major cause of HAI because
of the extent of its antimicrobial resistance and its propensity to cause large, often multifacility, nosocomial outbreaks. The
occurrence of outbreak is facilitated by both tolerance to desiccation and multidrug resistance, contributing to the maintenance
of these organisms in the hospital environment. In addition, the epidemiology of A. baumannii infection is often complex,
with the coexistence of epidemic and endemic infections, the latter of which often is favored by the selection pressure of
antimicrobials. The only good news is that potentially severe A. baumannii infection, such as bacteremia or pneumonia in
patients in the intensive care unit who are undergoing intubation, do not seem to be associated with a higher attributable
mortality rate or an increased length of hospital stay.

Acinetobacter baumannii is a ubiquitous pathogen capable of suggest that A. baumannii is a remarkable microorganism be-
causing both community and health care–associated infections cause of the diversity of its habitat, the way it accumulates
(HAIs) that has recently emerged as a major cause of HAI, mechanisms of antimicrobial resistance, its resistance to des-
because of its propensity to accumulate mechanisms of anti- iccation, its propensity to cause outbreaks of infection, and the
microbial resistance that lead to pan-drug resistance and cause complexity of its epidemiology. Therefore, in this review, we
large HAI outbreaks that often involve multiple facilities. A. will focus on these unusual features and on unresolved issues.
baumannii mainly causes pulmonary, urinary tract, blood-
stream or surgical wound infections. Major risk factors include TAXONOMY
invasive procedures, such as the use of mechanical ventilation,
The genus Acinetobacter consists of strictly aerobic, gram-neg-
central venous or urinary catheters, and broad-spectrum
ative cocobacillary rods that grow at 20–30C on usual labo-
antimicrobials.
ratory media. Bacteria classified as members of the genus Aci-
However, knowledge about A. baumannii is much less de-
netobacter have a long history of taxonomic changes, moving
veloped than knowledge about other opportunistic pathogens,
from the family Neisseriaceae to the family Moraxellaceae.
such as Pseudomonas aeruginosa, as demonstrated by a search
Within the genus Acinetobacter, studies based on DNA/DNA
of the Medline database performed on 1 April 2005, which
hybridization have resulted in the description of 25 “genomic
revealed 30,247 citations for P. aeruginosa versus only 703 for
species” that fulfilled the criteria to be considered distinct spe-
A. baumannii. Another important limitation is the difficulty in
cies, 17 of which have officially been validated to date (http:/
correctly identifying this organism, leading to the publication
/www.bacterio.cict.fr/a/acinetobacter.html). Only 10 species
of data that are of questionable value. However, available data
have been given names, but differential biochemical and growth
tests have been published for 19 species.
Received 9 June 2005; accepted 26 October 2005; electronically published 26 January Schreckenberger and colleagues, authors of The Manual of
2006.
Reprints or correspondence: Dr. Hervé Richet, Unité des Rickettsies, Faculté de Médecine,
Clinical Microbiology [1], believe that the majority of the gen-
27, boulevard Jean Moulin, 13385 Marseille cedex 5, France (Herve.Richet@medecine ospecies cannot be reliably separated by phenotypic tests. How-
.univ-mrs.fr).
ever, because it is difficult to differentiate the isolates according
Clinical Infectious Diseases 2006; 42:692–9
 2006 by the Infectious Diseases Society of America. All rights reserved.
to their phenotypic characteristics, the term “A. calcoaceticus–
1058-4838/2006/4205-0018$15.00 A. baumannii” complex is often used.

692 • CID 2006:42 (1 March) • HEALTHCARE EPIDEMIOLOGY


HABITAT genotypes of those strains were limited to 2 clones, including
1 that was susceptible to ampicillin. A. baumannii DNA was
A. baumannii is ubiquitous in nature and has been recovered
later detected in 21% of 622 lice collected worldwide, leading
from soil, water, animals, and humans. Acinetobacter species
to the conclusion that there is an epidemic of A. baumanii
are normal inhabitants of human skin and are frequently iso-
infection among human body lice, which may be a source of
lated from the throat and respiratory tract of hospitalized pa-
human A. baumannii infection [10].
tients. For this reason, it has been suggested that human skin
could be the source of severe infections, such as bacteremia. DESSICATION TOLERANCE
However, this hypothesis has not been confirmed in healthy
humans. Berlau et al. [2] have studied the distribution of Aci- Several investigators have suspected that the survival of A. bau-
netobacter species on the skin of 192 healthy volunteers and mannii in the environment could contribute to the transmission
found that if 40% of volunteers carried Acinetobacter species of the organism during outbreaks. This hypothesis has been

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(Acinetobacter lwoffi in 60% of the cases), only 1 individual confirmed by several studies. By replicating hospital conditions,
carried a strain belonging to the A. baumannii–A. calcoaceticus Jawad et al. [11] have shown that A. baumannii organisms were
group. In contrast, recent studies have shown that A. baumannii able to survive for an average of 20 days at a relative humidity
can be found in unsuspected reservoirs, such as food or ar- of 31%. Other investigators showed that A. baumannii strains
thropods, and additional reservoirs remain to be discovered. could be isolated from a hospital bed rail 9 days after the
From 1 January 2002 to 31 August 2004, A. baumannii grew discharge of an infected patient from the hospital [12]. In an-
from blood samples obtained from 102 patients hospitalized at other study, Wendt et al. [13] have shown that the ability of
military medical facilities treating service members injured in A. baumannii strains to survive under dry conditions varied
Afghanistan and the Iraq-Kuwait region. The sources of A. greatly and was correlated with the source of the strains. Strains
baumannii that led to the infections are still unknown, but isolated from dry sources had better survival rates than strains
during the Vietnam War, A. baumannii was the most common isolated from wet sources. Of interest, Houang et al. [14] have
gram-negative bacillus recovered from traumatic injuries to ex- shown that A. baumannii underwent morphological changes
tremities. Recent reports [3–7] also have identified A. bau- when desiccated with cells that had significantly thicker and
mannii infections in patients who suffered traumatic injuries, more electron-dense cell walls and nucleic acid than those of
suggesting environmental contamination of wounds as a po- control specimens. Even if such an environmental source does
tential source, even if such a source is still unknown. not explain per se the transmission of an epidemic strain, it
Food is known to be a source for gram-negative rods, such suggests that hospital equipment could serve as a secondary
as Escherichia coli, but if Acinetobacter species isolates have been reservoir for A. baumannii [15]. The potential role played by
found in a variety of food items, including raw vegetables, few the capacity of A. baumannii to survive in the hospital envi-
data exist about the presence of A. baumannii in the food chain. ronment in the spread of epidemic strains is suggested a pos-
Therefore, Berlau and colleagues have sought to assess the dis- teriori by the success of control measures, including environ-
tribution and frequency of Acinetobacter genospecies in a variety mental decontamination with hypochlorite solutions. However,
of purchased or harvested fresh fruits and vegetables [8]. Results it is obvious that environmental decontamination is only one
showed that 17% of vegetables grew Acinetobacter in small measure among many and that the independent role in infec-
numbers and that A. baumannii and genospecies 11 were the tion control of this approach has never been evaluated [16].
species most frequently isolated. The A. baumannii–A. cal-
ANTIMICROBIAL RESISTANCE AND GENETICS
coaceticus complex accounted for 56% of all strains isolated
from fruits and vegetables and were found in apple, melon, More than in its virulence characteristics, the main danger
bean, cabbage, cauliflower, carrot, potato, radish, lettuce, cu- associated with A. baumannii resides in its capability to acquire
cumber, pepper, mushroom, and sweet corn. According to Ber- antimicrobial-resistance genes extremely rapidly, leading to
lau et al. [8], hospital food could be a potential source for A. multidrug resistance [17]. As a result, the management of A.
baumannii acquisition. In addition, studies have shown that baumanii infection has become a public health problem in
digestive-tract colonization may be common in the hospital many countries [18]. Of the 102 A. baumannii strains isolated
environment, with colonization rates as high as 41% in patients from infections in service members injured in Afghanistan and
in the intensive care unit [9]. the Iraq-Kuwait region, a high degree of antimicrobial resis-
In a study seeking to isolate Bartonella quintana from body tance was discovered, including resistance to all drugs found
lice collected from homeless persons in Marseille, France, La in 4% of isolates [3]. In France, an outbreak of nosocomial
Scola et al. [10] isolated and genotyped 40 A. baumannii strains, infections occurred from 1 April 2003 to 31 May 2004 [19]
of which 21 were surprisingly susceptible to ampicillin. The and was caused by a multidrug-resistant A. baumannii isolate,

HEALTHCARE EPIDEMIOLOGY • CID 2006:42 (1 March) • 693


named AYE, which expressed the blaVEB-1 extended-spectrum To date, A. baumannii has become resistant to almost all
b-lactamase and was susceptible only to imipenem, ticarcillin- antimicrobial agents that are currently available [42, 43]. Re-
clavulanate, and piperacillin-tazobactam. sistance mechanisms involve antimicrobial-degradating en-
It is estimated that the acquisition of resistance mechanisms zymes, efflux pumps, target modification, and porin deficiency.
by A. baumannii strains is a recent phenomenon that started One of the main concerns about antimicrobial resistance in A.
in the 1970s [17]. This extremely rapid development of anti- baumannii has been the acquisition or carbapenem resistance,
microbial resistance is likely to result from the ability of A. mainly through the acquisition of B and D class carbapene-
baumannii to respond rapidly to challenges issued by antimi- mases [18, 19, 26]. The latter resistance deprives physicians of
crobials, coupled with the widespread use of antimicrobials in one of the most active antimicrobials against A. baumannii.
the hospital environment. In particular, the influence of the Many reports have also described an increase in the heavy-
wide use of extended-spectrum cephalosporins and quinolones metal resistance mechanisms in A. baumannii [23]. For ex-

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has been demonstrated [20–21]. ample, mercury-resistance operons are widely distributed
Mechanisms of resistance. Several mechanisms have been among both clinical and environmental bacteria, to which the
shown to play a role in the acquisition of a multidrug-resistance operons are introduced by transposons [44]. As for arsenic-
phenotype by A. baumannii, including the acquisition of mobile resistance operons, which have been described as encoding low
genetic elements, such as plasmids [22], transposons [23], in- or high levels of resistance to both arsenic and antimony, they
tegrons [19–24], and natural transformation [25]. The role of are also widespread in environmental strains of A. baumannii
plasmids in the acquisition of antimicrobial resistance in A. bau- [45].
mannii is mostly related to the integron structures they carry. Recently, the first genome-based study has been conducted
The presence of class I and class II integrons in A. baumannii to identify all resistance mechanisms accumulated by the AYE
has been significantly associated with multiple antibiotic resis- strain epidemic in France [46]. The authors identified an un-
tance, and the nosocomial spread of isolates [19, 23, 24, 26] has expected 86-kb resistance island, the largest in a bacterium to
been described in both clinical and environmental strains of date, which contained 45 clustered resistance genes. In contrast,
Acinetobacter baumannii worldwide [27–32]. These integrons are 3 plasmids also identified in the bacterium were free of any
mostly acquired by contact with bacteria present in similar en- resistance marker.
vironments, such as Enterobacteriaceae [28] or Pseudomonas spe-
cies [19, 33, 34]. One of the most striking examples of integron INFECTION
transfer between Pseudomonas species and A. baumannii is the
acquisition of the class I integron carrying the blaVEB-1 extended- Types of infection. Many A. baumannii organisms isolated
spectrum b-lactamase and 6 other antimicrobial resistance genes, from respiratory secretion and urine specimens obtained from
which were acquired from P. aeruginosa (figure 1) [19]. In ad- hospitalized patients demonstrate colonization rather than in-
dition to the acquisition of mobile genetic elements, Acinetobacter fection. Most infections involve organ systems with a high fluid
species show a high frequency of natural transformation [35– content, such as the respiratory tract, peritoneal fluid, and the
37]. Natural transformation in A. baumannii is made easier by urinary tract, and are associated with indwelling devices. Path-
homomogy-facilitated illegitimate recombination that enables ological changes that are observed depend on the organ in-
stable integration within the chromosome of antimicrobial re- volved and are not distinguishable from changes caused by
sistance markers carried by plasmids, followed by loss of plasmid other aerobic gram-negative bacilli.
markers [23, 25, 38–40]. The short-term accumulation and com- The distribution of the different types of infection varies from
bination of several of these mechanisms in A. baumannii strains one hospital to another and is probably related to the hospital
facilitate the coselective process under different antimicrobial se- population and the type of procedures and interventions per-
lective pressures [41]. formed. A prospective regional study performed in Spain of

Figure 1. Schematic representation of class I integron found in Acinetobacter baumannii strain AYE. Gene cassettes are shown as boxes, with
arrows indicating the orientation of transcription and black circles indicating the 59-base element. The intI1 gene is an integrase. Filled and empty
triangles indicate IS1999 inverted repeats. The resistance determinants carried by the integron are as follows: b-lactams, blaVEB-1 (extended spectrum
b-lactamase) and blaOXA-10 (oxacillinase); aminoglycosides, aadB and aadA1 (adenylyltransferases); rifampin, arr-2 (ADP-ribosylating transferase);
chloramphenicol, cmlA5 (major facilitator superfamily efflux pump); sulphonamides, sul1; and antiseptics, qacED1 (small multidrug resistance family
efflux pump). Adapted from [16] with permission.

694 • CID 2006:42 (1 March) • HEALTHCARE EPIDEMIOLOGY


240 A. baumannii infections showed that 190% of infections survival analysis, older age was the only variable significantly
were nosocomially acquired and that only 4% were community associated with in-hospital mortality, and A. baumannii bac-
acquired. In this study, respiratory tract infections were the teremia was not an independent predictor of mortality [52].
most common (39%), followed by exudates and abscesses (24% Another study seeking to assess the clinical impact of pneu-
each) and urinary tract infections (23%). Of interest is that monia caused by A. baumannii by using a matched case-control
bacteremia represented only 3% of all infections [47]. study approach showed the same type of results. Among pa-
A different distribution of infections was observed in a ret- tients in the intensive care unit undergoing intubation, pneu-
rospective study performed in a 3956-bed teaching hospital in monia due to A. baumannii was not associated with significant
Marseille, France, during a 3-year period (1 January 2002–31 differences in either attributable mortality rate or an increased
December 2004). In this study, 656 A. baumannii infections length of stay in the intensive care unit [53].
were identified, and exudates and abscesses were the most com- Frequency of nosocomial infections. Data exist at the na-

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mon infections (32%), followed by urinary tract infections tional, regional, or local level. At the national level, a prevalence
(25%), respiratory tract infections (20%), and bacteremia survey performed in France in June 2001 in 1533 health care
(12%). This study also showed seasonality in the occurrence facilities containing 381,303 beds and including 305,656 pa-
of A. baumannii infection during the 3-year period, with a tients showed a prevalence of A. baumannii infection of 0.075%.
significantly greater number of infections occurring from July A. baumannii was the 15th most frequently isolated microor-
through September (mean number of infections per month  ganism from nosocomial infections, representing only 1.2% of
SD, 22  6) than from January through March (mean number all microorganisms [54].
of infections per month  SD, 13  5; P p .005) (H. Richet, In a regional prospective study performed in a network of
unpublished data). The reason for this seasonality is unknown, 28 health care facilities in Spain serving a population of
but it has also been observed by McDonald et al. [48], who, 11,000,000 people, the overall incidence of A. baumannii in-
by analyzing the National Nosocomial Infections Surveillance fection and/or colonization was 0.39 cases per 1000 patient-
System data for a 10-year period, showed that rates of Acine- days, ranging from 0 to 1.17 cases per 1000 patient-days, de-
tobacter species infections were significantly higher during the pending on the health care facility, and ranging from 0.14 to
July–October period and that this increase was mostly attrib- 4.55 cases per 1000 patient-days in intensive care units. Only
utable to bloodstream infections and pneumonia and to infec- 3 patients were pediatric. Among the 206 patients, 53% of cases
tions occurring in the New England region. were infection, 43.4% of cases were colonization, and 3.6% of
cases were community acquired [47].
Outcome of A. baumannii infection. Little is known about
Therapeutic challenges. Currently, there has been renewed
the genes and factors involved in virulence properties besides
interest in 2 molecules for the treatment of infections caused
that siderophore activity and adherence properties play a role
by multidrug-resistant A. baumannii. Sulbactam, in combina-
in the occurrence of colonization and infection [49]. Therefore,
tion with b-lactams, has been demonstrated to treat efficiently
the only way to assess the virulence of A. baumannii is indirectly
infections caused by A. baumannii moderately resistant to im-
and consists of assessing the outcome of infections. Rates of
ipenem [55]. For pan-resistant strains, colistin remains the drug
mortality ranging from 5% in general wards to 54% in intensive
of choice. This antimicrobial has been used with success to
care units have been associated with A. baumannii infections,
treat severe infections, such as meningitis, bacteremia, or pneu-
suggesting the existence of a certain amount of virulence in
monia [53, 56–61]. Deterioration of renal function was the
this bacteria [50–51]. However, those are crude data, and few
main adverse effect, with a prevalence ranging from 19% to
studies have sought to assess the attributable mortality and to
27% [59–61].
evaluate the role of comorbidities in the outcome. Blot et al.
However, the results of animal studies have a tendency to
[52] have sought to assess outcome and attributable mortality
contradict the results of clinical studies regarding the role and
in critically ill patients with nosocomial A. baumannii bacter-
place of colistin for the treatment of severe infections caused
emia by performing a matched case-control study comparing
by multidrug-resistant A. baumannii [62, 63].
patients with A. baumannii bacteremia in the intensive care
unit with nonbacteriemic patients in the intensive care unit.
OUTBREAKS
Matching criteria included having an equivalent APACHE II
score, having the same principal diagnosis leading to the ad- One important feature of A. baumannii is its propensity to
mission to the intensive care unit, and having the same length cause outbreaks, which is probably in relation to 2 important
of stay in the intensive care unit. The crude mortality rate was characteristics of the organism already described in this review:
42.2% among case patients and 34.4% among control patients, antimicrobial resistance and resistance to desiccation. The main
resulting in an attributable mortality of 7.8% for A. baumannii results of 86 outbreaks investigations caused by A. baumannii,
bacteremia that was not statistically significant. In multivariate which have been published in the English language literature

HEALTHCARE EPIDEMIOLOGY • CID 2006:42 (1 March) • 695


Table 1. Locations of health care outbreaks caused by Acine- shown to cause multifacility outbreaks. Such outbreaks have
tobacter baumannii. occurred in France and in the United States. In France, from
July 2003 to May 2004, 290 cases of infections and/or colo-
No. of
nizations occurred in 55 health care facilities located in 55
Location outbreaks
different administrative departments. Thirty strains were typed
Multiple health care facilities 2
by PFGE, were shown to share the same restriction profile, and
Multiple services and/or departments within
the same health care facility 2 were identical to the multidrug-resistant AYE strain described
Adult intensive care unit 26 in the Antimicrobial Resistance Section of this article. Most
Neonatal intensive care unit 3 patients were hospitalized in intensive care units. Of the 217
Burn unit 4 patients for whom clinical data were available, 73 (33%) suf-
Neurosurgery unit 3 fered from infection and 144 (67 %) were colonized. Among

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Surgery unit 2 the 73 infected patients, the deaths of 19 (26 %) were directly
Internal medicine unit 1
attributed to A. baumannii infection. It was suspected that the
Oncology unit 1
transfer of infected and/or colonized patients from one facility
to another was responsible for the spread of the epidemic strain
across France [67].
from October 1990 to October 2004, are shown below. First,
Another multifacility outbreak occurred in 15 health care
it is important to underline the fact that epidemiologic data
facilities in Brooklyn, New York, from July to September 1999,
were present in only 54% of the publications; the remaining
during which 419 isolates were collected, with 62 of them be-
articles included only microbiologic data.
longing to a single clone that was present in all 15 health care
The analysis of the locations where these outbreaks occurred
facilities. Fifty-three percent of the isolates were resistant to
shows that 2 outbreaks involved multiple health care facilities
imipenem, and 12% were resistant to all standard antimicro-
and that another 2 outbreaks involved multiple services and/or
bials [18].
departments in the same health care facility. Regarding the spe-
Control of outbreaks. When a source and/or reservoir were
cific services and/or departments involved, 26 (59%) of them
identified, the outbreak was controlled by the eradication of
were intensive care units (table 1). Many risk factors for epidemic
infections have been identified, including host factors, proce- the source/reservoir. In other circumstances, various measures
dures, treatments, or the circumstances of the hospitalization, were used, including unit closure, cohorting of patients and
and more specifically, admission to wards with a high density of staff, strict hand hygiene, contact or strict isolation, environ-
infected and/or colonized patients (table 2). Environmental con- mental disinfection, discharge of all colonized patients, con-
tamination of various hospital items has been often identified,
ranging from suctioning equipment to pillows and mattresses
Table 2. Risk factors for epidemic Acinetobacter
(table 3). The role of hands has also been investigated, showing
baumannii infections and/or colonizations.
that hand-carriage rates among staff members (nurses and phy-
sicians) ranged from 3% to 23% and that the carriage was usually High APACHE II score
transient, except in the case of damaged skin [64, 65]. It is Prematurity
important to note that strict infection-control measures, such as Procedure
contact isolation precautions, limit both staff colonization and Surgery
environmental contamination. This was clearly demonstrated by Catheterization
Paavilainen et al. [66], who performed a prospective study to Mechanical ventilation and duration
assess staff and environmental colonization following the transfer Previous antimicrobial therapy
Carbapenems
of a pediatric patient with severe burns who was colonized with
Fluoroquinolones
multidrug-resistant A. baumannii from another hospital, where
Third generation cephalosporins
this strain had caused an outbreak. Of the 1907 postexposure
Aminoglycosides
cultures performed on specimens collected from the staff and Receipt of blood products
425 environmental samples, only 0.7% and 4%, respectively, grew Contaminated parenteral solutions
this microorganism. However, it is important to emphasize that Enteral feeding
the patient was cared for in a private room, with contact isolation, Circumstances of hospitalization
by a hospital staff of 26 persons, of whom there were 7 main Length of stay
nurses who did not participate in the care of other patients in High work load
the ward [66]. Admission to wards with a high density of infected
and/or colonized patients
Multifacility outbreaks. Recently, A. baumannii has been

696 • CID 2006:42 (1 March) • HEALTHCARE EPIDEMIOLOGY


Table 3. Acinetobacter baumannii out- CONCLUSIONS
breaks and items involved in environmen-
tal contamination. In conclusion, A. baumannii is a fascinating microorganism
because of the diversity of its reservoirs, its capacity to accu-
Suctioning equipment mulate genes and/or mechanisms of antimicrobial resistance,
Washbasin its resistance to desiccation, and its propensity to cause out-
Bedrail breaks. However, several shadow areas persist. We know very
Bedside little about the virulence of the microorganism, reservoirs re-
Table
main to be discovered, and strategies to control the spread of
Ventilator
multidrug-resistant strains have to be designed and evaluated.
Infusion pump
There is also another challenge: the treatment of infections
Sink
caused by multidrug-resistant strains.

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Hygroscopic bandage
Shower trolley
Pillow Acknowledgments
Mattress
Potential conflicts of interest. P.E.F. and H.R.: no conflicts.
Resuscitation equipment
Stainless steel trolley
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