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Years Ago David E.

Rowe, Editor

Brouwer’s Editor’s Note: Brouwer


as Philosopher and Critic
intuitionism.’’ Still, Brouwer’s creative
vision was, from the start, fundamentally
geometrical and, as a topologist, the con-

Intuitionism Within the last two decades there has


been considerable interest in the life
tinuum remained his natural domain of
inquiry. Thus, viewed in larger terms,
the thrust of his intuitionist program
Vis à Vis
and work of L. E. J. Brouwer, one of
the twentieth century’s most colorful should be seen as standing in firm
and controversial figures (Stigt 1990; opposition to the longstanding trend

Kant’s Dalen 1999, 2005; Kuiper 2004). Brou-


wer’s name has long been associated
with two spheres of activity. As a
associated with the ‘‘arithmetization of
analysis.’’
Already in the early 1870s, much
Intuition and pioneering actor in topology, he pub-
lished a series of papers between 1909
effort had been expended on freeing
the real numbers from all vestiges of

Imagination and 1913 that were to exert a major


impact on this fledgling field of
research. Two famous results from this
‘‘geometrical intuition.’’ For Weier-
strass, Cantor and Dedekind, the real
number system was a purely arith-
BERNARD FREYDBERG period were his proof of the invari- metical construct, whereas Kronecker
ance of dimension and his elegant spoke out vociferously against this con-
fixed-point theorem, both of which ception. By 1900, Hilbert famously pro-
were nonconstructive in nature (these claimed that Kronecker had been dead
results can be found in the classic text wrong; Hilbert maintained that the very
of Hurewicz and Wallman 1948). Soon existence of the ‘‘arithmetized contin-
afterward, however, Brouwer began an uum’’ could be proved, once and for
earnest program for a truly constructive all, by demonstrating the consistency
mathematics. He took up a critical of his axioms for a complete ordered
analysis of set theory and the concept Archimedean field. The algebraist
of the continuum, activities that led him Kronecker could only turn over in his
to pursue a radically new research grave, but the topologist Brouwer
orientation that came to be known as mounted a strong counterattack. Thus,
intuitionism. With it Brouwer aimed to behind Brouwer’s intuitionism stood
sweep away standard methods that had his fierce opposition to the general
long been used for proving existence notion that the continuum could be
theorems in analysis, techniques which reduced to an arithmetical object; for
had become increasingly controversial him the intuitive continuum was far
in the wake of the new foundational richer than Dedekind’s or Cantor’s
research undertaken by Cantor, Hilbert, atomistic conceptions of an infinite
Zermelo, Schoenflies and others. point set whose individual elements
It has been customary to cordon were captured in their entirety by
off these two spheres of Brouwer’s means of arithmetical properties alone.
activity: His fertile contributions to He was also steadfastly opposed to
mainstream topology from his early Hilbert’s formalist methods. Brouwer
career and the later (in many ways was ferociously committed to his vision
less successful) work on intuitionist and knew full well that this placed
foundations that made him such a con- him on a collision course with Hilbert,
troversial figure. This division was the most influential mathematician of
adopted, for example, by the editors of the era. His intuitionist conception of
his Collected Works (Brouwer 1975, the continuum aimed at nothing less
Send submissions to David E. Rowe, 1976). Moreover, Brouwer’s biography than overturning Hilbert’s formalized
Fachbereich 08, Institut für Mathematik, would seem to justify this separation, axiomatic methods, an approach Brou-
Johannes Gutenberg University, as he himself described his turn to wer regarded as contentless.
D-55099 Mainz, Germany. foundations circa 1914 with the dra- Brouwer’s intuitionist ideas gained
e-mail: rowe@mathematik.uni-mainz.de matic phrase ‘‘the second act of widespread currency after the First

28 THE MATHEMATICAL INTELLIGENCER  2009 Springer Science+Business Media, LLC


World War, especially after 1921 when coup is doomed to fail. (Hilbert 1922, subsequent events: Gödel’s theorems,
Hermann Weyl published his essay on p. 200) Heyting’s intuitionist logic, and Paul
the ‘‘New Foundations Crisis in Math- Six years later, Brouwer was pushing Bernays’s subsequent work on formal
ematics.’’ In it, Weyl explicitly cast his ideas harder than ever, prompting systems and the axiomatization of set
aside his own earlier attempt to rebuild Hilbert to resort to more mundane theory. Yet these developments tell
the continuum on the basis of a refined power politics. This conflict culminated us relatively little about the ideas
set theory, noting as he did so that he in 1928 when Hilbert, despite strong that originally motivated the principal
had never conceived of his ‘‘Weylean misgivings within his own camp of loy- actors. To understand these, one must
number system’’ as identical with the’’ alists, ousted Brouwer from the editorial go back in time to recall Hilbert’s
intuitively given continuum.’’ Weyl’s board of Mathematische Annalen (Da- encounters with figures like Kronecker
provocative text, strongly colored by len 1990) Soon thereafter, Brouwer and Paul Gordan (Rowe 2003b, 2005),
the political events of the era, was largely withdrew from the arena of active his use of formal axiomatics to ‘‘arithm-
openly partisan: research; while continuing to dabble etize geometry,’’ and his insistence on
So I now abandon my own attempt with foundations issues, he failed to using the axiomatic method to refute
and join Brouwer. I tried to find solid complete any of the three drafts he made Kronecker’s skepticism regarding the
ground in the impending dissolution for a monograph on intuitionist mathe- ontological status of the continuum as
of the State of Analysis (which is in matics (Stigt 1990). Needless to say, an arithmetical object. Hilbert’s views
preparation, even though still only Hilbert and Brouwer never reconciled were already made highly visible in
recognized by few) without forsaking after this dramatic rupture. his famous Paris lecture on ‘‘Mathemat-
the order upon which it is founded, The 1920s represented the ideologi- ical Problems’’ from 1900, an address
by carrying out its fundamental prin- cal phase in the foundations debates; that profoundly influenced the young
ciple purely and honestly. And I after Brouwer retired from the scene, Brouwer. But unlike Hilbert, Brouwer
believe I was successful—as far as this the polemical language died down was deeply engaged in the broader
is possible. For this order is in itself quickly. Perhaps not coincidentally, in philosophical discourse of the times,
untenable, as I have now convinced 1930 leading representatives of the and so he quietly distanced himself
myself, and Brouwer—that is the three leading ‘‘philosophical schools’’ from the buoyant optimism that Hilbert
revolution! . . . It is Brouwer to whom convened at a conference in Königs- had made his own. When Hilbert pro-
we owe the new solution of the berg that was devoid of the customary nounced that there is no ignorabimus in
continuum problem. (Weyl 1921, pp. fireworks. Rudolf Carnap spoke on mathematics—that each and every well-
98–99) behalf of logicism, John von Neumann formulated mathematical problem can
Not to be outdone, Hilbert took up represented formalism, whereas Arend either be solved or not, hence its truth
Weyl’s political metaphor and defen- Heyting served as spokesman for intu- value was certain—Brouwer saw this as
ded the State of Analysis: itionism. In the meantime, Heyting unwarranted hubris. Indeed, he identi-
What Weyl and Brouwer do amounts had given a formalization of intuition- fied this claim with a fundamental
in principle to following the erstwhile ist logic, a development Brouwer had methodological weakness that would
path of Kronecker: They seek to approved, albeit with the understand- later become a cornerstone of his intu-
ground mathematics by throw- ing that this formal language contained itionist philosophy: The fallacy of
ing overboard all phenomena that nothing new or even important for assuming the unrestricted validity of the
make them uneasy by establishing a intuitionist mathematics. At any rate, logical tertium non datur, the Law of
dictatorship of prohibitions à la Kro- this conference successfully canonized the Excluded Middle.
necker. But this means to dismember the three approaches that would for the Brouwer, probably more than any
and mutilate our science, and if we next several decades come to dominate other contemporary mathematician,
follow such reformers, we run the discussions in the philosophy of math- tried to weld his mathematics to fit
danger of losing a large number of ematics. It was thus both fitting and deeply held philosophical views. This
our most valuable treasures. . . . I ironic that a diminutive young logician alone helps to explain the strong
believe that, just as Kronecker in his slipped into the conference hall to make attraction he had for Hermann Weyl,
day was unable to get rid of the irra- an announcement of a new result about a mathematician with similar philo-
tional numbers (Weyl and Brouwer, formal systems, one that apparently sophical sensibilities (Rowe 2003a). For
incidentally, allow the preservation of only von Neumann grasped at the time. Brouwer, the pursuit and attainment of
a torso) so today Weyl and Brouwer His name was Kurt Gödel, and the result mathematical knowledge had to be
will be unable to push their program was the first of his two famous incom- understood in human terms and not
through. No: Brouwer is not, as Weyl pleteness theorems. Soon thereafter, by appealing to some transcendental
believes, the revolution, but only a Hilbert’s program for establishing the sphere of eternal, never-changing har-
repetition, with the old tools, of an consistency of the axioms of arithmetic monies. Mathematics is thus created in
attempted coup that, in its day, was for the natural numbers (his first step time, a notion that already played a key
undertaken with more dash, but toward salvaging the continuum) was in part in the epistemology of Immanuel
nevertheless failed completely; and a shambles. Kant. Experts on Brouwer’s thought
now that the power of the state has It has been customary to look back have long noted the role of Kant’s
been armed and strengthened by on the battle between Brouwer and ideas in his writings (Stigt 1990, 127-
Frege, Dedekind, and Cantor, this Hilbert from the vantage point of 129), especially in connection with

 2009 Springer Science+Business Media, LLC, Volume 31, Number 4, 2009 29


Brouwer’s primordial conception of than current views of this philosophy student days. As Freydberg argues, the
time. Nevertheless, the last word on this which have been strongly colored by thrust of Brouwer’s thought resonated
topic has surely yet to be spoken. subsequent developments in intuition- on a deep level with Kantian motifs, a
In the essay that follows, the philos- istic logic. Freydberg’s reading offers a conclusion that coincidentally shatters
opher Bernard Freydberg offers a new view of Brouwer’s thought that suggests another standard picture long associ-
assessment of the intellectual affinities there was no radical break that led to ated with Hilbert’s philosophical views.
between Brouwer’s philosophy of intuitionism, and that it is a mistake to For the ironic upshot of the analysis
mathematics and the epistemology of separate Brouwer’s early career as a below is that it was not Hilbert—the
Kant. This reading derives in part topologist from his endeavors to reform native of Kant’s Königsberg who cited
from Freydberg’s original analysis of set theory and the foundations of anal- the famous philosopher approvingly on
the role of productive imagination in ysis. Rather, following this account, numerous occasions—but rather his
Kant’s philosophy (for which the reader Brouwer’s intellectual journey, culmi- arch-nemesis, Brouwer, who carried
should consult Freydberg 1994, 2005). nating with the ‘‘second act of intui- the torch of Kantian philosophy for-
His findings lead to a very different tionism,’’ was guided by a coherent ward among mathematicians a century
interpretation of Brouwer’s intuitionism vision that he held already from his ago. D.E.R.

hat follows is an apodeixis in earth. Most provocative are the words Brouwer’s Philosophical
W the original Platonic sense as
opposed to modern or con-
temporary philosophical usage. Kant
spoken by Socrates immediately before
beginning this remarkable apodeixis:
‘‘The apodeixis [often translated as
Outlook
Although several of Brouwer’s works
have been absorbed into the mathe-
used the word apodiktisch to mean ‘‘proof’’] shall be one that the wise will matical mainstream, his larger philo-
‘‘absolutely certain’’ or ‘‘incontrovert- trust, but the clever will disbelieve.’’ sophical outlook has received rather
ible.’’ So, too, did a philosopher who (Plato 2003, 245 b.c.) little detailed attention.1 Furthermore,
was at the center of the early twentieth- I risk an analogous claim for this much of that attention has been dis-
century discussions of the foundations apodeixis of the Brouwer-Kant rela- missive, and one can easily understand
of mathematics, Edmund Husserl. This tionship. The connection between why. In his early work, Life, Art, and
meaning has become the lexicographi- Brouwer’s intuitionism and Kantian Mysticism (Brouwer 1996), written
cally respectable one, to the degree that philosophy is on some level certainly when he was 24, Brouwer argued that
its earlier Platonic sense has been all but plain, and there is no doubt that Brou- both science and the human intellect
completely obscured. This more origi- wer read Kant’s Critique of Pure Reason are sources of sin and evil. Pessimism,
nal sense, in fact, carries a very different (Stigt 1990, 127–132). However, he misanthropy and arrogance set the
connotation, drawing on the literal was certainly not a Kant scholar. More- dominant tone. His otherwise admiring
Greek meaning as ‘‘showing forth’’: over, it would be a mistake (and would chronicler, Dirk van Dalen, apparently
deiksis from deiknumi—to show, apo = undoubtedly overstate the case) to claim found this work at least somewhat
forth, from. In Euclid’s Elements the that Kant influenced him. Rather, embarrassing (Dalen 1999, pp. 66–77).
apodeixis constitutes the actual proof, Brouwer found a kindred spirit in Kant; However, his other major biographer,
being the fifth among six steps in the one might better think of Kant as his W. J. van Stigt, emphasized that much
formal enunciation of a proposition. dialogical partner, a fellow member of in this radical philosophical tract
In Plato’s Phaedrus, Socrates applies Schopenhauer’s ‘‘Republic of Geniuses’’ foreshadowed his future work in mathe-
the word apodeixis to the great myth of who speak to one another from moun- matics. Van Stigt also noted the signifi-
Eros that comprises the heart of the tain peaks across centuries. There is little cant historical fact that Brouwer not only
dialogue. The myth speaks of the or no evidence that Brouwer read any- never disowned this work but actu-
immortality of the soul and of the soul’s thing beyond Kant’s first critique and, as ally affirmed it throughout his life. ‘‘It
repeated journeys. It speaks of the I will suggest from the evidence, his proudly features in every one of his
worthy human soul ascending to where most attentive and conscientious read- entries for various biographical dictio-
it can get a glimpse of the procession of ing of the first critique seemed to be naries as the first of his two books’’ (Stigt
the gods and of the divine banquet, concentrated upon one section alone, 1990, p. 35). One can understand why
where the divinities—standing on the albeit a crucial one. But like many eager this is so as well. For in Life, Art, and
earth’s outer crust—feast on ‘‘being be- tellers of tales, I have gotten a bit ahead Mysticism, Brouwer asserts an underly-
ingly being.’’ It speaks of beauty as of myself. First, a few words about the ing belief in a natural—intuitive—
providing the recollection of this vision, remarkable philosophical inclinations access to reality that antedates the
and of love of beauty as the way of Luitzen Egbertus Jan Brouwer (1881– intrusion of these ‘‘evils,’’ a view that he
humanity most fully realizes itself on 1966) are surely in order. not only never gave up, but that
1
A recent study that deals with this theme is Kuiper 2004.

30 THE MATHEMATICAL INTELLIGENCER


its first and second acts of intuitionism.
These rested on two insights, the first of
which he had already reached as a stu-
dent, namely ‘‘the uncompromising
separation of mathematics from math-
ematical language and thereby from the
linguistic phenomena as described by
theoretical logic’’ (unpublished Berlin
lectures, 1927, quoted in Stigt 1990,
p. 96). Brouwer’s second insight came
around 1916 and led him to his notion of
free-choice sequences, the key to his
understanding of the continuum (see
Stigt 1990, pp. 71–77). In his Berlin lec-
tures, this second act of intuitionism was
described as ‘‘a form of self-unfolding of
the Primordial Intuition’’ that allowed
not only for lawlike sequences but also
those that were freely chosen, yet sub-
ject to certain constructive restrictions.2
These latter constructs were notoriously
complicated, but luckily we need not be
concerned with them for present pur-
poses, as we are only concerned with
Brouwer’s first act of intuitionism,
which he characterized as follows in his
postwar Cambridge lectures:
Completely separating mathematics
from mathematical language and
hence from the phenomena of lan-
guage described by theoretical logic,
recognizing that intuitionistic math-
ematics is an essentially languageless
activity of the mind having its origin
in the perception of a move of time.
This perception of a move of time
may be described as the falling apart
Figure 1. Immanuel Kant (1724–1804) was baptized Emanuel, but changed the
of a life moment into two distinct
spelling of his name after learning Hebrew.
things, one of which gives way to the
other, but is retained by memory. If
informed many of his singular mathe- Merleau-Ponty. Perhaps an intrepid the twoity thus born is divested of all
matical insights. philosopher will one day write a com- quality, it passes into the empty form
Brouwer’s philosophical thought was mentary that plumbs the depths of of the common substratum of all
unsystematic, and he disdained the Brouwer’s thought and presents a uni- twoities.
mundane practice of offering arguments fied account of it. However, the And it is this common substratum,
for his views. Taking his ideas out of Brouwer-Kant affinity with respect to the this empty form, which is the basic
context, they may appear merely bizarre history of mathematics is the concern intuition of mathematics (Dalen
and irrational, providing easy prey for here, and those insights of Brouwer most 1981, p. 7).
critics. This does not mean, however, under consideration are the following:
that his thought contains little of value,
nor does it lack inner consistency and 1) The First Act of Intuitionism 2) Rejection of the Principle
cogency. One who is trained in the his- In several of his later lectures, Brouwer of Excluded Middle
tory of philosophy can surely find described the historical evolution of his From early on Brouwer denied the
echoes of thinkers from Heraclitus to thought, culminating in what he called legitimacy of applying Aristotle’s

2
(Stigt 1990, p. 96). Brouwer’s later description of the Second Act of Intuitionism in his Cambridge lectures is more revealing: Admitting two ways of creating new
mathematical entities: Firstly in the shape of more or less freely proceeding infinite sequences of mathematical entities previously acquired (so that, for decimal fractions
having neither exact values, not any guarantee of ever getting exact values admitted); secondly in the shape of mathematical species, i. e., properties supposable for
mathematical entities previously acquired, satisfying the condition that if they hold for a certain mathematical entity, they also hold for all mathematical entities which
have been defined to be ’equal’ to it, definitions of equality having to satisfy the conditions of symmetry, reflexivity and transitivity… (Dalen 1981, p. 8).

 2009 Springer Science+Business Media, LLC, Volume 31, Number 4, 2009 31


Finally it must be remarked that the
intention of the work under discus-
sion is not to propose considerations
under which different persons can
establish different conclusions, but
to establish truths that…anybody
who has once understood them will
forever affirm (cited in Dalen 1978,
p. 31).
These passages suggest an integrated
picture of the nature of mathematical
knowledge: Mathematics is an act of the
human mind, which fashions the ima-
ges surrounding it into particular
patterns that, once understood, have
universal validity.

Brouwer’s Kantian Affinity


I will now consider the three topics
listed in the previous section serially.
1) The First Act of Intuitionism: It is
not difficult to locate certain textual
connections between Brouwer and
Kant, especially between the First Act of
Intuitionism and Kant’s Transcendental
Aesthetic in the Critique of Pure Reason,
the section that deals with space and
time as pure intuitions. However, the
Figure 2. L. E. J. Brouwer lecturing on a favorite topic: The intuitionistic continuum. nature of the connection is not alto-
gether straightforward. First of all, there
tertium non datur to propositions that [een daad]… and not a science (een is a conundrum in Kant’s notion of pure
concern infinite sets or infinitely many theorie),’’ a remark that Dirk van Dalen intuition. At the outset, Kant claims that
possibilities. He also came to iden- compared with Hermann Weyl’s later for us humans, intuition—sensation in
tify the notion that this principle was dictum: ‘‘Mathematics is more an action general—must be given. They are dis-
universally applicable with Hilbert’s than a theory [mehr ein Tun als eine tinguished from concepts, which must
sweeping claim that every well-posed Lehre]’’ (Dalen 1999, p. 105). Calling be thought. In the same paragraph, he
problem in mathematics has a solu- mathematics more an action than a sci- also claims that in order for a represen-
tion, that in the realm of mathematical ence requires that Brouwer give some tation to be pure, it must have no
knowledge there can be no igno- account of what belongs to mathemati- empirical (given) content (Kant 2003).
rabimus. This article of faith was cal truth. He seems, at one point, to Therefore, at the very least there is a
propounded by Hilbert in his famous restrict not only mathematical truth tension in the notion of pure intuition.
Paris lecture on ‘‘Mathematical Prob- but all truth to an entirely subjective Decades ago I took a graduate seminar
lems,’’ delivered in 1900; Brouwer criterion: with the great American Kant scholar
referred to it as ‘‘Hilbert’s dogma.’’ For For the only truth for me is my own Lewis White Beck, who rejected the
him, all human knowledge was his- ego [ikheid] of this moment, sur- notion of ‘‘pure intuition’’ and actually
torically conditioned and subject to rounded by a wealth of images in had us substitute ‘‘pure form of intui-
change. Thus, the faulty belief in the which the ego believes and which tion’’ whenever the formulation ‘‘pure
universal validity of the principle of the make the ego live. There is no sense intuition’’ occurred. This phrase meant
excluded third was a phenomenon of in the question whether those ima- merely the pure element in every
the history of civilization; Brouwer ges are ‘true,’ for my ego only the (empirical) intuition. I have since come
likened it with the former belief in the images exist and are real as such; a to have serious doubts about Beck’s
rationality of p, or in the rotation of the second corresponding reality, inde- interpretation, and here I can attempt
firmament around the earth. pendent of my ego, is out of the to shed some light upon Brouwer’s
question (cited in Dalen 1978, p. powerfully creative affinity for Kantian
3) On the Nature of Mathematical 293). thought.
Knowledge However, when he speaks of math- Pure intuition: What does it mean?
Brouwer once wrote that ‘‘properly ematical truth more specifically, a ‘‘Pure,’’ as we have seen, means ‘‘inde-
speaking the building of intuitive merely subjective criterion is clearly pendent of sensation.’’ Human intuition,
mathematics per se is an action insufficient: as we have also seen, must be given.

32 THE MATHEMATICAL INTELLIGENCER


Taking the two together, we can make intuitionism. In my view, the crux of Korteweg: Can one mention the
sense of them only if we interpret this connection is not located in the name of Kant in a mathematical
pure intuition as intuition that we give ‘‘Transcendental Aesthetic’’ but in the article?
ourselves. Here, in The First Act of Intui- ‘‘Transcendental Analytic.’’ There, one Brouwer: Yes, Russell and Couturat
tionism, Brouwer instinctively under- must come to terms with a Kantian ele- did so, and the subject forces me to
stood Kant’s point, namely that pure ment that, to my knowledge, Brouwer do so.
intuition—more specifically, time as the never mentions: Productive imagina- Korteweg: did you study Kant suffi-
form of all intuition—is essentially non- tion. I will argue that Kant’s productive ciently enough to form an opinion?
conceptual, that is, nonlinguistic (for imagination and matters connected with Brouwer: I cannot prove that I did,
Brouwer, there is no pure intuition of it—according to a particular interpreta- but I have repeatedly and seriously
space). One can say preliminarily that tion which, in my view, is governed by a studied the passages I need (Stigt
language limps along afterwards, that rigorous textual reading—tacitly un- 1990, p. 128).
the function of language is second-order dergirds The First Act of Intuitionism Brouwer goes on to beg Korteweg
and secondary. The function of lan- and, a fortiori, all that follows from it. for the understanding of his basic ideas,
guage—mathematical language and Early in the ‘‘Transcendental Analytic,’’ but concludes his plea with these less
any other—is to serve the intuition, to Kant writes: than humble words: ‘‘[E]ven though you
point to the intuition that resides at Synthesis in general (überhaupt), as find [my thoughts] absurd, [this is]
a more fundamental level than any we shall hereafter see, is the mere because I am a child of another time
language. result (Wirkung) of the power of than you are’’ (ibid). So much for grati-
Consider the very first sentence of imagination (Einbildungskraft), a tude for Korteweg’s willingness to direct
the Transcendental Aesthetic, which blind but indispensible function of a dissertation that was outside his field;
reads: ‘‘In whatever manner and by the soul, without which we should more than once, he had to put up with
whatever means a mode of knowledge have no knowledge whatsoever, but Brouwer’s arrogance and inelegant
[Erkenntnisse] may relate to objects, of which we are scarcely ever con- social skills. But gratitude and social tact,
intuition is that through which it is in scious. To bring this synthesis to while admirable qualities, have no rel-
immediate relation to them, and to concepts is the sole function of the evance for judging philosophical and
which all thought as a means is direc- understanding, and it is through this mathematical excellence, as Brouwer
ted’’ (Kant 2003, pp. A19, B33). Thought function that we first gain knowl- surely knew. He did indeed belong to a
(language) is in service to intuition. edge properly so called. (Kant generation of mathematicians who
Though the need humans have for lan- 2003 pp. A78, B103) would criticize conventional wisdom
guage cannot (and, of course, should How can the Brouwerian twoity be while raising new questions about the
not) be denied, there is no doubt that for seen in light of productive imagination? foundations of mathematical research.
Kant intuition is primary. Brouwer’s The synthesizing work of imagination 2) Rejection of the Principle of
claim that mathematics has lost its way is sharply separated from the under- Excluded Middle: The tertium non
because it has confounded itself with standing’s work of bringing the synthe- datur had been considered funda-
mathematical language echoes loudly sis to concepts. Synthesis, an apparently mental to philosophy since Aristotle,
from the Kantian analysis that I have just technical word, also has a literal Greek who was credited with first formulating
proposed. meaning: Placing together. For Kant, it. Kant certainly knew Aristotle’s logic,
However, many critics have noted synthesis is defined as the act of running and he believed that Aristotle had
what they see as a disconnect, or per- through (a manifold of possibilities) and essentially completed the subject.
haps even a contradiction, in Brouwer’s holding it together. Productive imagi- However, though he wrote and lec-
philosophy of mathematics with respect nation, of which Brouwerian ‘‘memory’’ tured a great deal on logic, to my
to language and the role of logical can be considered an implicit offshoot, knowledge Kant never mentioned the
notation. After all, Brouwer employs holds together the two moments of time. Principle of the Excluded Middle or
both in order to formulate intuitionist Time, the pure form of all intuition, is any of its equivalents. Not only is it
mathematics. I might add that it is successive by nature, and a twoity is the absent in the Critique of Pure Reason,
indeed insufficient merely to assert succession of two moments emptied of where one might expect to find it, but
the nonlinguistic character of intuition whatever content these moments might it never appears in his many lecture
based upon its separability in reflection contain. courses on logic. This absence is
from language. Much more is required A biographical-historical note that striking: A theological analogy might
to account for this apparent paradox. I deserves attention here: Brouwer’s be to imagine a rabbi or priest failing to
suggest strongly that other texts from unorthodoxy was clear early on, so he mention the creation of light among
the Critique of Pure Reason amply had difficulty finding someone to direct God’s works at the outset of the Old
supply this account, although Brouwer his dissertation. D. J. Korteweg, though Testament. One might certainly con-
does not refer to them and may indeed an applied mathematician, was very jecture that in his reading of the
have breezed past them. open-minded and agreed to serve as Critique of Pure Reason, the young
With the preparation in place, I can Brouwer’s Ph.D. advisor. Both of Brou- Brouwer took notice of and perhaps
explore a deeper connection between wer’s biographers note that this led to heart in the absence of this so-called
the Kantian philosophy and Brouwer’s some lively exchanges, like this one: ‘‘fundamental’’ principle.

 2009 Springer Science+Business Media, LLC, Volume 31, Number 4, 2009 33


A brief consideration of Kant’s p must be true. Therefore, the Logical a priori science and to include math-
Mathematical Antinomies of Pure Rea- Law of Excluded Middle does not hold ematics under its sway. Philosophical
son should be enough to illustrate in these important cases. One can sur- knowledge is knowledge by means of
Brouwer’s affinity with the Kantian mise that in his reading of the Critique of concepts; mathematical knowledge is
‘‘absence:’’ Pure Reason, the young Brouwer would knowledge by means of the construc-
have grasped these key arguments, and tion of concepts. In geometry, his most
First Antinomy it seems likely that he later took heart in often used example, the concept ‘‘tri-
Thesis: The world has a beginning in the absence in Kant’s philosophy of this angle’’ serves as a rule for its exhibi-
time, and is also limited as regards so-called ‘‘fundamental’’ principle. tion in time and space. Of course, the
space. Simmering beneath the surface of drawn triangle upon which proofs are
Antithesis: The world has no begin- Kant’s analysis, one can discern both the performed is not the Euclidean trian-
ning, and no limits in space; it is development of certain kinds of philo- gle, properly speaking. However, the
infinite as regards both time and space sophical positivism and of Boolean Euclidean triangle is plainly intended
(Kant, 2003 A426–427, B454–455). logic. But both he and Brouwer resisted and the proofs issuing from its use are
these tendencies. On the other hand, incontrovertible.
Second Antinomy Kant does pay much attention to the For Brouwer, mathematics is also a
Thesis: Every composite substance in principle of contradiction, which is free creation of the human mind, but it is
the world is made up of simple parts, merely a principle of formal (i.e., ana- art more than science. From his early
and nothing anywhere exists save the lytic) logic—according to which any philosophical discourses in Life, Art,
simple or what is composed of the proposition in which the predicate and Mysticism, Brouwer expressly
simple. contradicts the subject must be false. It is exempted certain kinds of art from the
Antithesis: No composite thing in the a conditio sine qua non of truth, a nec- stigma of sinfulness to which he con-
world is made up of simple parts, and essary condition, but emphatically not a signed science. Such art, which tran-
there nowhere exists in the world sufficient condition. There is another scends individuality and history, can
anything simple (Kant, 2003 pp. A434– philosophical antecedent of the Princi- provide ‘‘eruptions of truth’’ that are
435, B 462–463). ple of Contradiction, which Brouwer sensed but not articulated. Accordingly,
accepts. It is found in Plato’s Republic, the Brouwerian view of mathematical
In the late eighteenth century, only and in a manner most suitable to Brou- truth finds an affinity in Kant’s aesthetic
Aristotelian logic was available, accord- wer because of its connection to time: ‘‘It philosophy.
ing to which each term in a proposition is obvious that the same thing will not be In the ‘‘Analytic of the Beautiful’’ in
was assumed to have members, or willing to do or undergo opposites in the the Critique of Judgment (Kant 1970),
existential import.3 However, for Kant, same part of itself, in relation to the same beauty is characterized as disinterested
‘‘world’’ is a concept of the uncondi- thing, at the same time.’’ (Plato 1968, p. and as commanding universal assent,
tioned, that is, it is an idea of reason that 436b, emphasis mine). that is, as transcending both the condi-
transgresses the sensible condition to I might mention also that for Kant, the tions of time and space and the vagaries
which all concepts are bound if they are real logic—what might be called his of individual opinion. Kant calls this
to have meaning and significance—or in positive and original logic—is Tran- subjective necessity. In order to make
other words, world is a concept with no scendental Logic, which includes a this claim, he assumes that there is a
object—‘‘world’’ does not exist. As it is relation to time and the movement that sensus communis of which only some
independent of time (Brouwer’s lan- time implies. Formal logic merely avail themselves. Thus, it is a condi-
guage), ‘‘world’’ cannot belong to any abstracts from transcendental logic, tioned necessity, conditioned namely by
life moment—a notion that is crucial to leaving behind time and the movement the contingency of its exercise. Such a
his First Act of Intuitionism, as we have that time implies—elements that also sensus communis accords entirely with
seen. Since the concept ‘‘world’’ refers to belong to what Brouwer called ‘‘life Brouwer’s view of mathematical truth,
nothing at all, all propositions that moments.’’ just at it harmonizes with his view of
predicate some quality to it are false. 3) On the Nature of Mathematical mathematics as art. However, just as in
Thus, the theses of both the First and Knowledge: The affinity on this matter the case of the actual construction of
Second Antinomies, the mathematical is clear in this essential respect: Math- mathematics, a difference between the
antinomies, are false. According to the ematics, for Brouwer as for Kant, is an two thinkers obtains in the determina-
Principle of the Excluded Middle, their act of construction. The difference, tion of the nature and limits of human
antitheses must be true. However, the accidental in this context in light of receptivity. For Kant, this subjective
antitheses are both also false for the Brouwer’s study of Kant’s Transcen- necessity pertains to beauty, not truth;
same reason that the theses are false: dental Aesthetic, is that, for Brouwer, his view of truth is conventionally sci-
They predicate some quality to ‘‘world’’! mathematics is more art than science, entific. But Brouwer’s requirement of
According to the Principle of the Exclu- while it is science alone for Kant, who universal assent to established mathe-
ded Middle, p _ *p; if *p is false, then sought to establish philosophy as an matical truths, once they are under-

3
In Boolean logic, where there is no such requirement, there would be a middle, but this does not affect the issue.

34 THE MATHEMATICAL INTELLIGENCER


stood, allows for more than their strong understood Hilbert’s Kantian Leitwort macht.’’ [‘‘Nietzsche has made me
kinship with Kant’s sensus communis— might have realized that it was out of crazy.’’] Brouwer sustained the essence
it allows for their virtual interchange- place here. For Kant’s principal mes- of his vision throughout his life, as
ability. sage was that the ascent to uncondi- did Kant after 1781—the fundamental
The experience of Thomas Hobbes tioned ideas leads reason into areas insights were set, and any problems of
with the Pythagorean theorem, as beyond its scope and competence. On exegesis occurred in terms of them.
recorded in John Aubrey’s Brief Lives, the other hand, Brouwer’s rigorous Brouwer proceeded more like a creative
provides a wonderful instance of Brou- attention to intuition in Kant’s writings artist than the much more prosaic Kant,
wer’s claim that when a mathematical makes him a more faithful Kantian, and but, like Kant, he was guided by a sin-
truth is established it claims universal his creative appropriation of Kant’s gular vision. Theirs is an affinity of
assent to all who understand it: notion of pure intuition plays a direct kindred minds and of purposeful seek-
He was 40 years old before he and positive role in his mathematical ers. The two cultures here are a
looked in on Geometry; which hap- work. synthesis: A twoity that prefigures phi-
pened accidentally. Being in a I hope that this brief apodeixis is losophy and mathematics—a twoity that
Gentleman’s Library, Euclid’s Ele- useful for appreciating the instinctive, can only be the product of imagination.
ments lay open, and ‘twas the 47 El. implicit, but acute affinity of Brouwer
libri I. He read the Proposition. By for the Kantian philosophy, and that this
God, sayd he (he would now and appreciation may be helpful in pro- REFERENCES
then swear an emphaticall Oath by moting a deeper understanding of Aubrey, John. 1957. In Aubrey’s Brief Lives,
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ed. Oliver Lawson Dick, Ann Arbor:
So he reads the Demonstration of it, mathematics. In my research, I found a
University of Michigan Press.
which referred him back to such a most intriguing appraisal of Brouwer’s
Brouwer, L. E. J. 1975. Collected Works, Vol.
Proposition; which Proposition he influence in a London Times obituary
1: Philosophy and Foundations of Math-
read. That referred him back to written by the logician and mathemati-
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another, which he also read. Et sic cian G. T. Kneebone, who likened
North-Holland.
deinceps that at last he was demon- Brouwer to another philosopher whose
stratively convinced of that trueth. outlook and intellectual demeanor Brouwer, L. E. J. 1976. Collected Works, Vol.
This made him in love with Geome- seems far removed from Kant’s: 2: Geometry, Analysis, Topology and
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sche in his ability to step outside the dam: North-Holland.
established cultural tradition in order Brouwer, L. E. J. 1996. Life, Art, and Mysti-
Conclusion to subject its most hallowed pre- cism. Ed. W. P. van Stigt, Notre Dame
In entirely different ways, both Brou- suppositions to cool and objective Journal of Formal Logic, 37: 381–429.
wer and David Hilbert found scrutiny; and his questioning of prin- Dalen, Dirk van. 1978. Brouwer: The Genesis
inspiration in the work of Kant. In fact, ciples of thought led him to a Nietz- of his Intuitionism. Dialectica, 32(3–4):
Hilbert’s Foundations of Geometry schean revolution in the domain of 291–303.
begins with this citation from the Cri- logic. He in fact rejected the univer- Dalen, Dirk van, ed. 1981. Brouwer’s Cam-
tique of Pure Reason: ‘‘All human sally accepted logic of deductive bridge Lectures on Intuitionism, Cam-
knowledge begins with intuitions, reasoning which had been codified bridge: Cambridge University Press.
proceeds from there to concepts, and initially by Aristotle, handed down Dalen, Dirk van. 1990. The War of the Frogs
ends with ideas’’ (Kant 2003 pp. A702, with very little change into modern and the Mice, or the Crisis of the Math-
B730). One reads this as foreshadowing times, and very recently extended ematische Annalen. Mathematical Intelli-
Hilbert’s formalism, in which the foun- and generalized out of all recognition gencer, 12(4): 17–31.
dations of mathematics rest on axi- with the aid of mathematical sym-
Dalen, Dirk van. 1999. Mystic, Geometer, and
oms that reflect the deeper principles bolism (Kneebone 1966).
Intuitionist: The Life of L. E. J. Brouwer.
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Volume 1: The Dawning Revolution.
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Oxford: Clarendon Press.
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Dalen, Dirk van. 2005. Mystic, Geometer, and
led him to hope that all of mathematics ate. Nietzsche’s influence is felt through-
Intuitionist: The Life of L. E. J. Brouwer.
could be grounded in abstract axio- out much of twentieth and twenty-first
matics. His proof theory was a direct century philosophy, as well as in litera- Volume 2: Hope and Disillusion. Oxford:
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onstrate that the axioms for arithmetic ology; and one can certainly make a Freydberg, Bernard. 1994. Imagination and
had to be consistent, a proposition suggestive analogy to Brouwer’s influ- Depth in Kant’s Critique of Pure Reason.
Hilbert believed was apodiktisch in the ence upon mathematics. However, one New York: Peter Lang.
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were dashed by another Kantian-ori- comment upon Brouwer like the one Kant’s Critique of Practical Reason.
ented mathematician, Kurt Gödel, in Heidegger made of his great prede- Bloomington, IN: University of Indiana
1931. Yet one who had thoroughly cessor: ‘‘Nietzsche hat mich verrückt ge- Press.

 2009 Springer Science+Business Media, LLC, Volume 31, Number 4, 2009 35


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36 THE MATHEMATICAL INTELLIGENCER

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