Documente Academic
Documente Profesional
Documente Cultură
You are requested to provide soft copy (excel format) of total Distinctive
Range.
11. Resolutions
Certified true copy of the resolution passed by the Board of Directors for
listing the equity shares of the company on the National Stock Exchange
of India Limited.
12. Principal Documents
Memorandum and Articles of Association
Annual reports for the last 5 years (Soft copy)
Prospectuses / Letter of Offer issued by the company during the
last 5 years, if any along with certified true copy of the SEBI
comments on offer document, if any.
13. Latest Quarterly Submission for last 2 Quarter
- Quarterly Result,
- Corporate Governance Report
- Reconciliation of Share Capital Audit Report
14. Certificate from the company as on date of filing application, confirming
that the issuer has adhered to :
Provisions of Listing Agreement
Securities Contracts (Regulations) Act, 1956
Securities Contracts (Regulations) Rule, 1957
Companies Act 1956 / Companies Act 2013,
Securities and Exchange Board of India Act, 1992, any rules
and/or regulations framed under foregoing statutes, as also any
circular, clarifications, guidelines issued by the appropriate
authority under foregoing statutes.
15. Disciplinary Action / Litigation
Details of Disciplinary or Regulatory Actions taken / pending,
against the Company / Promoters / Directors / Group Companies
by Stock Exchanges and regulatory authorities in the past three
years, if any.(details of penalties levied less then Rs. 5,000 and
debarment from capital market for a period of less then 7 are days
not required provide)
Copy of all show cause notice (s)/ order (s)/ issued by any
regulatory authority (e.g. SEBI, ROC, RBI, CLB, Stock exchange
etc.) and correspondence there to, if any.(for the cases where the
action is not yet concluded)
Details of litigations (the nature of litigation and the status of
litigation) in the past 3 years against the Company / Promoters /
Directors / Group Companies (Cases of litigations in respect of
companies to which the promoters were associated in the past as
Directors/Promoters but are no longer associated should be
included).
Details of defaults in respect of payment of interest and/or
principal to the debenture/bond/fixed deposit holders by the
company, group companies, companies under same management,
promoters and companies promoted by the promoters of the
company (Cases of default in respect of companies to which the
promoters were associated in the past as Directors/Promoters but
are no longer associated should be included).
Confirmation that the applicant company, its promoters/
promoting company (ies), group companies, companies promoted
by the promoters/promoting company (ies),
a. has not been compulsorily delisted or suspended in the past and
b. Not been proceeded against by SEBI or other regulatory authority
in connection with capital market related issues or otherwise.
16. Confirmation regarding the applicant company’s, its promoters’/
promoting companies’, companies promoted by the promoters’/promoting
company(ies), group companies’:
Track record in redressal of investor grievances
Arrangements envisaged for servicing its investor
General approach and philosophy to the issue of investor service
and protection.
Details of SCORES ID and copy of Investor compliant report
extracted from SCORES as on date of application.
17. Certified true copy of Form 32 / DIR 8 filed with the Registrar of
Companies for appointment of Company Secretary and receipt issued by
ROC acknowledging the same.
18. Specimen signatures of authorized signatories.
Note:
a. All details must be filled in the original forms provided.
b. The form should be submitted duly completed in all respects and all details asked for in the forms
should be filled. If a particular field/detail is not applicable, please mention that the same is not
applicable.
c. All pages of the forms must printed on the company letter head and bear initials of authorized
signatory.
d. In case the space provided in the form is not sufficient, please furnish the details as an annexure, duly
stamped and initialed.
e. The entire document is in proper sequence with proper box filings.
f. Also please note that all the declarations/confirmations shall be as per the checklist only.
g. Kindly note that the application submitted to the Exchange for listing and mere fulfilling the
eligibility criteria does not construe NSE's listing approval. The company shall use NSE’s reference
regarding listing only after the Exchange grants listing approval to the company.
h. The Exchange may reject application for new listing at any stage if the information submitted to the
Exchange is found to be incomplete / incorrect / misleading / false or for any contravention of Rules,
Bye-laws and Regulations of the Exchange, Listing Agreement, Guidelines / Regulations issued by
statutory authorities or for any reason in the interest of Investors and market intergrity.
i. The relevant authority may, in its discretion, approve subject to such terms as it deems proper, or
defer, or reject any application for admission of a security to listing on the Exchange.
j. Once the companies that have approached for listing are denied listing for any reason whatsoever,
they may reapply for listing after minimum period of six months. If rejected a second time, company
would not be eligible to apply again.
*************