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A Model for Intelligence

Edited by H.J.Eysenck
With Contributions by
M. Berger C.R. Brand I. 1. Deary
H. 1. Eysenck M. K. Gardner A. E. Hendrickson
D. E. Hendrickson A. R. Jensen R.1. Sternberg
P.O.White

With 57 Figures and 51 Tables

Springer-Verlag Berlin Heidelberg NewYork 1982


Editor
Professor Hans J. Eysenck
Institute of Psychiatry
De Crespigny Park, Denmark Hill
London, SE5 8AF, Great Britain

ISBN -13: 978-3-642-68666-5 e- ISBN -13: 978-3-642-68664-1


DOl: 10 .1007/978-3-642-68664-1

Library of Congress Cataloging in Publication Data


Main entry under title: A Model for intelligence.
Bibliography: p. Includes indexes. 1. Intellect. I. Eysenck, H.J. (Hans Jurgen),
1916-
BF431.M558 1982 153.9 82-5859
ISBN -13: 978-3-642-68666-5 (U.S.) AACR2

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© Springer-Verlag, Berlin Heidelberg 1982


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2126/3321-543210
Contents

List of Contributors . . . . . VI
1 Introduction (H.J. Eysenck) 1

A Splitting the Atom - The Break-up of the IQ


2 The" Scientific Approach" to Intelligence: An Overview of Its
History with Special Reference to Mental Speed (M. Berger). 13
3 Some Major Components in General Intelligence (P.O. White) 44

B Reaction and Inspection Time Measures of Intelligence


4 Reaction Time and Psychometric g (A.R. Jensen) . . . . . . . 93
5 Intelligence and "Inspection Time" (C.R. Brand and U. Deary) 133

C The Psychophysiology of Intelligence


6 The Biological Basis of Intelligence Part I: Theory
(A.E. Hendrickson) . . . . . . . . . . . . . . 151
7 The Biological Basis of Intelligence Part II: Measurement
(D.E. Hendrickson) . . . . . . . . . . . . . . . . . 197

D Cognitive Principles and Intelligence


8 A Componential Interpretation of the General Factor in Human
Intelligence (R.J. Sternberg and M.K. Gardner) 231
9 Is Intelligence? An Epilogue (H.J. Eysenck) 255
Author Index 261
Subject Index . . . . . . . . . . . . . . . 265
List of Contributors

Dr. M. Berger Dr. A.E. Hendrickson


Department of Child Psychiatry 15 Lakeside Drive
St. George's Hospital Esher, Surrey, Great Britain
Blackshaw Road
London SW17 OQT, Great Britain
Dr. D.E. Hendrickson
15 Lakeside Drive
Mr. C. Brand Esher, Surrey, Great Britain
Department of Psychology
University of Edinburgh
7, George Square Professor A.R. Jensen
Edinburgh EH8 9JZ, Great Britain University of California
Institute of Human Learning
Berkeley, California 94720, USA
Mr. I.J. Deary
Department of Psychology
University of Edinburgh Professor R.J. Sternberg
7, George Square Department of Psychology
Edinburgh EH8 9JZ, Great Britain Box 11A Yale Station
Yale University
New Haven, Connecticut 06520, USA
Professor H.J. Eysenck
Department of Psychology
Institute of Psychiatry Dr. P.O. White
De Crespigny Park, Denmark Hill Department of Psychology
London SE5 8AF, Great Britain Institute of Psychiatry
De Crespigny Park, Denmark Hill
London SE5 8AF, Great Britain
Dr. M.K. Gardner
Department of Psychology
Box 11A Yale Station
Yale University
New Haven, Connecticut 06520, USA
1 Introduction

H.J. Eysenck

The concept of 'intelligence' has been with isfactory state of the concept of intelligence.
us for a long time. Some two thousand years Cronbach (1957), in his well-known presi-
ago, Plato and Aristotle singled out cogni- dential address to the American Psychologi-
tive from orectic factors in behaviour, and cal Association, referred to the two discip-
Cicero coined the term 'intelligentia', which lines of scientific psychology, meaning the
has since assumed such universal accep- experimental and the correlational. He ad-
tance. It is only in recent years, of course, vocated their unification; only by joining
that psychologists have attempted to define together in the attempt to build a truly sci-
the concept more closely, to carry out exper- entific psychology could such an objective
iments, and to try and measure it. The result be achieved.
has been rather curious. On the one hand My own view has always been the same
we have the overwhelmingly successful ap- (Eysenck 1967 a), and in the companion vol-
plication of measures of IQ in education, ume to the present one, I have tried to show
industrial selection, vocational guidance, of- how such a unification can be brought
ficer selection, and many other areas. On about in the attempt to construct A Model
the other we have large-scale criticism of for Personality (Eysenck 1981 a). The book
concept and measurement alike, including here presented attempts to take the first few,
firm denials that intelligence 'exists' at all, faltering steps in the same direction for in-
or can conceivably be measured. Many of telligence; it is based on the view that hith-
the evils that beset our society, like intellec- erto the definition and measurement of in-
tual differences between races or social telligence have been the province of the psy-
classes, are laid at the door of the psycholo- chometrist, using essentially correlational
gist, who measures (but can hardly be ac- methods, and that this is not, and can never
cused of causing!) these differences. Thus be enough if we are to gain a proper under-
the very success of intelligence testing seems standing of this important part of our mind.
to have caused the storm of criticism that Correlational methods have to be supple-
is at present all but submerging it. mented by experimental designs; theories
In part, this storm is not unrelated to dif- suggested by psychometric investigations
ferences in Weltanschauung, Zeitgeist, and have to be subjected to univariate analysis;
Ideology; this is not the place to deal with above all, multivariate studies have to take
attitudes and values tangential at best to into account theoretical analyses of experi-
scientific truth. But it would be absurd to mentalists, based on laboratory investiga-
deny that such unscientific aspects of a giv- tions. It is the absence of such integration
en theory may play a powerful part in its which, I am convinced, is responsible for
acceptance or rejection; the history of atom- much of the lack of glamour which intelli-
ic theory in some ways parallels that of in- gence testing holds for the experimentalist.
telligence, as will be pointed out in more In actual fact, the distinction between ex-
detail presently. But before touching upon perimental and correlational, or between
this aspect, it may be useful to draw atten- causal and psychometric, is less clear than
tion to another reason for the present unsat- might appear at first. In psychology, the dis-
2 Introduction

tinction is obvious enough, and there is sel- Fundamentally, the methods of experi-
dom any difficulty in assigning a given prac- mental psychology are just as correlational
titioner to one group or the other. But the as are those of psychometry. Mathemati-
principle is less clear when looked at in the cally, the methods of correlation, partial
light of the philosophy of science. Hume correlation, and multiple correlation are
already pointed out the difficulties which equivalent to those of analysis of variance
the notion of 'cause' encounters when sub- and covariance, although different assump-
jected to serious investigation, arguing that tions may be made in particular cases. To
essentially all we ever find in our scientific say, as do experimentalists, that a=(j) b,
investigations are correlations, not' causes'. i.e. that the dependent variable, a, is a func-
Again, if we agree with Popper that we can tion of the independent variable, b, is simply
never prove a theory, but only disprove it, to say that they are correlated, with the size
then clearly we can never arrive at a causal of the main effect indicating the size of the
theory which can be regarded as fundamen- correlation. The nature of the experiment
tally true. Perhaps correlation is all we ever may indicate the direction of causal influ-
observe, all the rest being convenient fic- ences, but this can often be done in the case
tion? of correlations also. In an experiment we
A look at the' hard' sciences may equally can manipulate the independent variable,
disabuse us of the notion that correlation but the same can be done in correlational
and causal analysis are clearly separated. studies, e.g. by varying the range, selection
Consider Hubble's constant, perhaps the of subjects, or imposing certain types of
fundamental concept in modem cosmology. control. What then is it that so profoundly
V.M. Slipher, at the Lowell Observatory, differentiates the experimental from the psy-
had found in 1912 that the radial velocities chometric approach, and that so clearly sep-
of numerous nebulae showed a clear-cut arates psychology from the hard sciences?
Doppler effect (red shift), thus suggesting The answer, I would suggest, lies in the
a very rapid motion of recession. Hubble essential definition of psychology as the
in 1929 showed that these velocities of reces- science of behaviour. Behaviour is only
sion increased proportionally to the dis- shown by organisms, and the study of the
tance of the observed nebula. This discovery behaviour of organisms by definition makes
(essentially a correlation!) implied the gen-" it impossible to carry out the type of experi-
eral recession of the galaxies, and hence the mental work characteristic of the physicist
expansion of the universe. Later work by or the chemist, i.e. the elimination of dis-
Hubble and Humason, published in 1953, turbing influences, and the truly univariate
extended this relation to ever vaster dis- study of a given dependent variable, a, as
tances, using the Palomar 200" to extend a function of a given independent variable,
the reach of the Mt. Wilson 100" telescope. b. Experimentation consists essentially in
The original estimate of the Hubble con- the manipulation of a great number of ex-
stant was found to be wrong by a whole traneous variables in order to eliminate
order of magnitude, but this in no way af- their influence on the functional relations-
fected the acceptance and importance of the hip under examination, leaving open the
original discovery. Thus in astronomy there way to the establishment of a clear-cut rela-
was an intimate relation between a simple tionship (a correlation approximating un-
correlational finding (stellar distance versus ity) between a and b. Figure 1 shows the
red shift), and theoretical-causal analysis results of the Hubble and Humanson study
leading to experimental studies of various mentioned earlier, with the logarithm of the
kinds. Why is there such an opposition be- stellar velocity in thousands of km/s plotted
tween these two methods of working in psy- on the ordinate, and the distance, estimated
chology and why is this opposition appar- in terms of the photovisual magnitude of
entiy missing in the hard sciences? the 10th nebula in a given cluster, on the
Introduction 3

perature (spectral type), outlining their evo-


1100 ,. lutionary development. There is now a ty-
.,
~
~ ./. pology of galaxies, listing them according
~
~ A" . to their appearance. But these 'individual
~
~
!:
'",
10
...,. ;I""
+
s'''omar
• 200"dllta
differences' aspects of astronomical studies
are irrelevant to the observed correlation
~
/ . first described by Hubble; all astral bodies
~ 1. M~ Wilson 100' data ) alike obey the Hubble law, and form part
~
10 12 18 of the expanding universe.
PltotovisUII/ magnitude 01' 101;!tnUJUI. in c/ullitl,. Psychology in the nature of things cannot
eliminate variables in the same fashion as
Fig. 1. The velocity-magnitude relation for nebu-
lae physics and astronomy because these vari-
ables are ineluctably connected with the or-
ganism. Different people are characterized
-6
Supe",fianfs by an enormous list of individual differ-

.. .
-4 ences, ranging from physique through
I
-2 Giants health and strength, to biochemical and
!II 0 -t;,..
... . • physiological differences, and finally to dif-

...
"6
,.e 2
~~
~-:.
",.
ferences in intelligence, abilties, personality,
~4 ~f'« Sun mood, and any other psychological func-
.a.
~.,.

~ 6
C'\I>
~.
II tions, such as sensory thresholds, j.n.d.s.,
~ 8 ~~ and whatnot that anyone may like to men-
~ 10 :\ tion. These variables cannot be eliminated,
'"
-Q
'« 12
,-.~~ simply because the individual brings them
\ ,.
n..=-
White dwal"f's·
14
with him into the laboratory; what can of
course be done, and is usually done by ex-
16 ~. perimentalists, is to disregard such differ-
B A F" G K M
ences and pretend that all subjects are
Fig. 2. The Hertzprung-Russell diagram, giving monozygotic twins, identical for all practi-
the distribution of stars as a function of their cal purposes with each other, and with hu-
luminosity (absolute magnitude) and temperature
(spectral type) manity outside the laboratory. This pre-
tence makes it easier for the experimentalist
to believe that he is imitating the procedures
abscissa. The correlation is very close to un- of physics, but of course such a pretence
ity, and hence the relation established by has to be paid for. The Danegeld consists
observation is not referred to as a correla- in the accumulation of variance in the error
tion; nevertheless that is of course precisely term, and the small size of the main effects
what it is, with the regression line now the usually observed; experimentalists have
major interest. It is the aim of the physicist sold their birthright for a mess of pottage.
to establish correlations of unity, by the Other consequences which follow from
elimination of disturbing variables, and this the intrusion of the organism into the most
aim is so frequently achieved that the corre- well-planned experiments are the frequency
lational nature of the established relations- with which regressions are curvilinear rather
hips is often forgotten. than linear; the small size of observed corre-
It is not implied of course that all stars, lations (corresponding to the small amount
or nebulae, or all galaxies, are in any sense of variance attributable to the main effects);
identical; clearly they are not. The Hertz- and the difficulty psychologists notoriously
sprung-Russell diagram (Fig. 2) shows the have in replicating their observations - any
distribution. of stars as a function of their replication involves different organisms,
luminosity (absolute magnitude) and tern- and that alone may change the outcome!
4 Introduction

The answer to this problem is of course to Spearman, Burt, and Thurstone to Cattell,
take into account the nature of the organ- Hom, and Guilford. My position has al-
ism in every experiment involving human ways been intermediate between those who
beings (or rats, for that matter - the litera- believe that factor analysis is both a neces-
ture is full of experimental demonstrations sary and a sufficient methodology for estab-
that different strains of rats may react quite lishing the facts in this area, and those who
differently to identical experimental situa- believe it to be neither necessary nor suffi-
tions). In other words, we must take ser- cient! I hold that factor analysis is a neces-
iously the now quite popular admission that sary but certainly not a sufficient technique
the S - R formula has failed, and must be for any of the purposes for which it was
replaced by another formula incorporating designed. It furnishes us with important in-
the organism: S - 0 - R. This leads to a formation which it would be difficult or im-
change in the functional prescription as possible to obtain in any other way; it can
well; we must now write: A=(j) b, P, where be made to test certain hypotheses, al-
P stands for personality variables of the though not usually as clearly as we might
most variegated kind, including intelligence, wish; and it can serve in an appropriate way
physique, etc. This inclusion of personality to establish the number of dimensions (ex-
in typical psychological experiments of planatory concepts) required for a given
course also requires personality theorists to area. But it also suffers from a nearly fatal
formulate their concepts in terms of vari- disease; it does not give rise to agreed solu-
ables which have meaning to the experimen- tions, but rather results in a large (in fact
talist (Eysenck 1981 a); only in this way can unlimited) number of alternative solutions,
we establish a meaningful relationship be- all of which are mathematically equivalent,
tween experimentalists and psychometrists. and between which there is no objective
If experimentalists have been remiss in choice. Factors, however extracted, can be
their failure to establish a working relation rotated orthogonally or obliquely into an
with psychometrically inclined psycholo- unlimited number of positions; variance can
gists, the latter too have been similarly be concentrated on a few (or just one) fac-
averse to legitimizing their work by refer- tor(s), or smeared over a large number. Not
ence to experimental procedures. Where a in such a manner are truly scientific con-
dialogue could have been so beneficial to cepts achieved! (Revenstorff, 1978).
both sides, there has been nothing but frosty Consider the present position, over
silence, and occasional ill-considered criti- 50 years after Spearman (1927) wrote his
cism. Thus the main burden of Cronbach's great book. On one side we have authors
review of the situation, and advice for im- like Guilford (1967), who holds that there
provement, remains unchallenged; many are at least some 120 independent factors
have paid lip service to his wisdom, but few in the ability field, organized into his model
have tried to carry out his recommenda- of the intellect, and all quite orthogonal to
tions! It is sad to say that work in the field each other, with no general ability (intelli-
of intelligence has been greatly impover- gence) to be discerned. On the other hand
ished by concentrating narrowly on correla- we have authors like Cattell, Hom, and Ver-
tional and factor analytic studies (in the non, who strongly advocate the recognition
most restricted sense); had Thorndike's of a general factor of intelligence, together
(1927) early advice been followed, and more with a small number of primaries (Eysenck
theory-oriented experimental studies been 1979). It is of course possible to point out
done, we might know a great deal more that Guilford's position is very difficult to
about this mysterious concept than we do defend, because it relies for its support very
now. much on entirely subjective criteria of rota-
To say this is not to disregard the impor- tion (' Procrustes' methods), but mathemat-
tant work done by factor analysts, from ically there can be no argument that he
Introduction 5

would be quite within his rights to distribute had done his predecessors) of a universe of
the available variance over 120 (or any ideal numbers, conceived of it as made up
number) of factors, rather than concentrate of innumerable small uncuttable (a-tomos)
it on q,ne single, or a few, factors. Thus it particles, atoms moving in the void of
would seem that factor analysis is not capa- empty space. These atoms were unalterable,
ble of deciding issues of fundamental impor- of various geometric forms (to explain their
tance, which have been fought over for capacity for combining), and their move-
50 years or more. Clearly something else is ment accounted for all visible change.
required; we need to formulate theories. Atomic theory was made part of chemis-
Factorial theories are not so testable, unless try at the beginning of the nineteenth centu-
we impose arbitrarily certain statisticallimi- ry, through the work of Dalton (Greenaway
tations (orthogonal simple structure, for in- 1966), and the structural formulae of or-
stance) on the solution; but this would be ganic chemistry represented its major suc-
simply begging the question. cess. However, the Zeitgeist of the late nine-
To many experimentalists, the very ex- teenth century was anti-atomistic. The
istence of such questions, and the failure growth of thermodynamic theories sug-
of psychometrists to answer them, seems an gested that the whole of natural phenomena
absurdity. Yet even the hard sciences have could be explained in terms of simple obser-
encountered similar problems, which, al- vations of energy and heat (a phenomeno-
though apparently simple and straightfor- logical excess comparable to that frequently
ward, posed great difficulties and led to found in the psychology in this century);
much argument over prolonged periods. this, as Bernal (1969) points out, 'in the
The battle about phlogiston is but one such hands of philosophers like Mach and chem-
example, ranging such men as Priestley ists like Ostwald, seemed to promise an es-
against others, like the great Lavoisier; the cape from the awkward materialism and
question of the nature of light (wavular or radicalism of the atomic theory' (p. 590).
corpuscular) is another. Perhaps nearest to (See Blackmore 1972.) This new positivism
the problem: Does intelligence exist? comes declared that matter and physical hypothe-
the question: Does the atom exist? Both in- ses such as atoms were no longer necessary,
telligence and the atom are, of course, con- and that the whole of science could be de-
cepts, and cannot exist in the simple sense duced directly from elementary observa-
that a table, or a pig, might be said to exist tions. Maxwell's kinetic theory of heat, in-
(although even there philosophers might deed, implied the existence of atoms, but
enter a demur concerning the lighthearted these were entirely hypothetical, and there
use of the verb' exist '). In both cases, what was no direct evidence for the existence of
appears at first a very simple question atoms as measurable and countable materi-
turned out to be in fact very difficult to al objects. Newton, of course, had been an
answer. And in both cases there seems little atomist, but his mechanics, as generalized
doubt that differences in Weltanschauung by Lagrange and Hamilton, lent itself to a
played an important part in the attitudes picture of space in which properties varied
adopted towards these two concepts. only slightly from place to place, and this
Bernal (1969), in his history of science, field theory type of looking at nature ac-
credits Democritus with the original presen- quired great prestige from the Faraday-
tation of an atomic theory, and presents this Maxwell development of the electromag-
as 'the most effective anSwer to (the) idealist netic theory of light, leading later on to Ein-
tendencies' of men like Parmenides, Zeno, stein and the theory of relativity.
and Plato; this early connection of philoso- By the turn of the century, however, irre-
phy with science was to be continued later futable evidence of the physical existence of
in the theories of Mach, Ostwald, and atoms arrived, although even that was still
others. Democritus, instead of thinking (as debated by eminent physicists like Dumas;
6 Introduction

the work of Perrin, Einstein (in his paper rosis', i.e. no mental event without a corre-
on Brownian movement) and others estab- sponding physical event underlying it. As
lished the existence of atoms beyond any will be shown later in this book, we now
doubt - oddly enough at the same time as have a theory linking physiological mecha-
evidence was accruing, from the work of nisms with IQ performance, and evidence
1.1. Thonsom and others, that atoms were that such a link is very close indeed; correla-
not really 'uncuttable', but were made up tions in excess of .8 have been obtained on
of smaller particles, orbiting a nucleus in large random samples of the population be-
largely empty space. Later still came the ag- tween such tests as the WISe and our spe-
onizing questions about the wave or particle cial theory-derived evoked potential EEG
nature of these entities themselves, Heisen- measures. Such results suggest that we have
berg's principle of uncertainty, and the rela- come quite close to the physiological mea-
tion of quantum theory to relativity, but surement of the genotype underlying the
these are not really relevant to the point phenotypic IQ test results on which we have
here made, namely that the 'existence' of had to rely so far. Furthermore, this new
a scientific concept, such as atom, remains physiological index correlates almost
debatable, in spite of its great success in me- equally highly with verbal and non-verbal
diating the explanation of old, and the ac- tests (when corrected for attenuation), and
quisition of new knowledge; what is needed its correlations with different subtests of the
is the direct physical measurement of the WISe are closely proportional to the load-
concept in question. We may also note that ings of these test on a general factor com-
in achieving such measurement, the concept mon to them all (Eysenck 1981 b). Ob-
itself may be changed in very fundamental viously these results are subject to replica-
ways, and that this transformation may give tion, different interpretation, criticism, and
rise to many new and intractable problems. 1 general discussion; furthermore, many im~
It always seemed likely that agreement on portant types of experiment are suggested
the' existence' of intelligence would not be by this finding, both to establish it more
reached as long as the concept was based firmly, and extend its coverage. But in
on essentially phenomenological evidence, principle it may be suggested that as the
however elaborate the statistical treatment; 'existence' of the atom was finally agreed
what was clearly needed was the demonstra- only after its physical determination, so here
tion of a physical basis for what before had also we may hope that the physical demar-
been treated as a mentalistic phenomenon. cation of intelligence will lead to a greater
The existence of such a physical basis was degree of agreement on its' existence' than
already implicit in the strong genetic deter- has been evident in the past.
mination of IQ measures (Eysenck 1973, In presenting in this book both the theory
1979); as T.H. Huxley pointed out over a on which the new measure of intelligence
century ago: 'No psychosis without a neu- is based, and the results of the application
of this measure, we do not wish to imply
that the success of the application necessari-
1 At present, for instance, it is believed by physi- ly proves the correctness of the theory. The
cists that a proton is composed ofthree quarks, theory is far-reaching and will require con-
held together as entities called gluons pass be- siderable support from direct experimenta-
tween them. Evidence for such nuclear 'glue'
came first in 1979 from collisions between high- tion, much of it in the realm of biochemistry
energy electrons and positrons. Thus first the and physiology. Even should it be found
atom turned out not to be 'uncuttable', and wanting, in part or in whole, this would in
to be composed of electrons, protons, posi- no way alter the empirical findings; from
trons, etc., and now these in tum have proved
not to be 'uncuttable' and to be composed of the psychological point of view the only di-
quarks, gluons, etc. Whether these entities in rect link between theory and experiment is
tum will prove' uncuttable' remains to be seen. the hypothesis that there exists a probabili-
Introduction 7

ty, R, that a given message encoded in a rected commes fairly close to unity. Thus
series of pulse trains will arrive at its desti- R and (purified) IQ seem to be almost ident-
nation in the identical form in which it was ical, leaving very little room for non-R com-
encoded, while 1- R presents the probabili- ponents of intelligence. The same conclu-
ty of an error occurring during transmis- sion is reached if we start with the general
sion. For longer sequences of recognitions, factor loading of R on the factor analysis
and assuming independence of probabili- of the matrix of intercorrelations between
ties, the probability of a longer chain of N R and the WIse subtests; this amounts to
events succeeding is simply: RN. The theory .91, which, when suitably corrected, again
then states that R is the basis of what we leaves little variance over for non-R compo-
call intelligence, and goes on to make de- nents of intelligence. (R does not, of course,
ductions about the direct measurement of cover what Burt called' group factors', such
R in terms of evoked potentials. Hendrick- as verbal, numerical, or perceptual ability
son's (1972) theory about the actual bio- as determined after extraction of a general
chemical and physiological events concern- factor; these presumably have different
ing the transmission of neural impulses, and physiological indices. Possibly verbal and
the occurrence of errors, is of course of ma- non-verbal abilities are characterized by dif-
jor importance, but even should it turn out ferent hemispherical functioning, a possibil-
to be erroneous this would in no way lessen ity which again could be investigated by
the interest and importance of the error-in- means of the evoked potential.)
transmission hypothesis, and its link with However clearly the indications may be
the experimental determination of a physio- pointing in that direction, the conclusion
logical correlate of IQ (Hendrickson and seems counter-intuitive. We tend to think
Hendrickson 1980). of cognition in terms of problem solving
This formulation has many advantages. which involves correct transmission of the
In the first place, it is truly causal; it tells elements constituting the problem, and per-
us that higher mental functioning is depen- haps the memory traces needed to create
dent on the correcttransmission of informa- what Spearman called 'noegenetic' materi-
tion, with the implication that correct trans- al, but firmly believe that the actual solution
mission of information is a necessary and of the problem is different from, and in-
sufficient condition of successful cognition. volves separate mechanisms to those in-
This is the strong form of the hypothesis; volved in the simple transmission of infor-
a weak form (more cautious but less excit- mation. Sternberg, in his contribution to
ing) would simply state that accurate trans- this book, has outlined his own develop-
mission of information is a necessary but ment of Spearman's three laws of noegene-
not a sufficient cause of successful cogni- sis, and has adduced much valuable experi-
tion. The data seem to favour the strong mental material to support these develop-
form of the hypothesis, as will be clear from ments; it must be left to others to try and
a consideration of some figures. As pointed reconcile the experimental findings of Stern-
out before, the correlation between the Hen- berg and the empirical results of the Hen-
dricksons' evoked potential measure (let us dricksons. At the moment there appears
here denote it simply R) and Wechsler IQ here to be a contradiction which requires
is + .83. However, the variance of the solution, a contradiction perhaps as difficult
Wechsler IQ is determined 80% by genetic, to resolve as that between the wave and cor-
20% by environmental causes; the latter are puscular theories of light. The nature of
not, according to the theory, measured by light is still an unresolved problem, with
R (Eysenck 1979, 1981 b). When we take physicists thinking in wave terms on Mon-
this into account, as well as attenuation due days, Wednesdays, and Fridays, and in cor-
to unreliability (not large, but obviously not puscular terms on Tuesdays, Thursdays,
non-existent) the correlation suitably cor- and Saturdays - leaving Sundays to think
8 Introduction

about it in terms of both! Perhaps we shall This idea was followed up, first by Fur-
have to follow their example. neaux (1960), and later on by White (1973),
The comparison of intelligence and atom- whose contribution to this book constitutes
ic theory presents another interesting simi- the latest version of the latent trait analysis
larity. As was noted earlier on, the moment made along these lines. M. Berger has con-
when atoms were universally recognized as tributed a historical review of the develop-
fundamental building stones of the universe ment of these ideas, and there will be no
was also the moment when the conception attempt here to replicate this task. Let us
of their nature was entirely transformed by merely note that the general outcome of the
the discovery that atoms were not uncut- many tests of the general hypothesis of IQ
table, but were in tum made up of a whole inhomogeneity has been positive in almost
host of smaller entities - first electrons, pro- every instance; there seems little doubt that
tons, and neutrons, then neutrinos, and po- like the atom, so the IQ also can be broken
sitrons and finally hundreds of wraith-like up into separate constitutents which require
structures themselves (possibly) made up of separate measurement. It is interesting to
quarks and other extremely odd and highly note that when we correlate these indepen-
speculative elements. Much the same may dent constituents with total IQ scores, it is
be happening to the IQ. Usually regarded the error component which is most promi-
as a kind of entity, it clearly is no such nent, as one might have anticipated from
thing; the apparent unitary nature of the the elaboration of R as the major (possibly
concept is based largely on a rather elemen- the only) cause of IQ differences. Much, of
tary error to which most psychometrists will course, remains to be done; it will be partic-
have to plead guilty. Practically all the cor- ularly interesting to note the degree to
relational and factor analytic work on intel- which R, as measured psychophysiologi-
ligence tests has used as its basic constituent cally, correlates with mental speed, persis-
the test score; correlations are nearly always tence, and error measured separately. Such
between test scores, and factors report load- an experiment has not yet been done, but
ings of tests. Yet, as Eysenck pointed out it should throw much-needed light on the
long ago (Eysenck 1953, 1967b), identical interrelations between these two hitherto
scores can be achieved with entirely differ- rather isolated modes of thinking about
ent sets of items solved correctly, incor- problem solving and intelligence.
rectly, or abandoned. In other words, ident- The theory of R as basic to intelligence
ical test scores are often based on very inho- also throws much light on the close relation
mogeneous combinations of test items, and observed between reaction time measure-
the very real possibility exists that by com- ment (RT) and intelligence, and between in-
bining inhomogeneous items into total spection time (IT) measurement and intelli-
scores, much information is lost, and a com- gence. The two chapters by Jensen and
pletely artificial impression of homogeneity Brand recount the facts; here we may be
given. This line of argument suggests, first, permitted to add a few words concerning
that individual items should constitute the the integration of the findings with the
raw material from which correlations and theory underlying R. Jensen notes that the
factors are extracted, and second, that by closest correlation between IQ and RT is
failing to time for each item the duration with RT variability; the brighter a given
of solution (whether right or wrong), or subject on IQ tests, the less is the variance
abandonment, we lose much important in- of his R T scores. This is of course precisely
formation. The writer suggested that such what would be predicted on the basic of
an analysis would result in breaking up the the theory developed by the Hendricksons.
IQ into three major and probably largely If the best RTs of bright and dull are rough-
independent parts, namely mental speed, ly equal (as seems to be the case when the
persistence, and error. quickest reactions are being compared),
Introduction 9

then those with low R scores would have or no room either for educational, cultural,
many long or very long R Ts because of er- or social status effects to arise; no subject
rors in the transmission of information taking part in these investigations would
through the cortex; it is these which leng- have the slightest difficulty in making the
then mean RT, and produce an increase in appropriate response given sufficient time.
variance over trials. The same theory can Thus we arrive at the astonishing conclu-
easily explain differences in mean R T be- sion that the best tests of individual differ-
tween high and low IQ subjects, and the ences in cognitive ability are non-cognitive
increase in correlation between IQ and RT in nature! This conclusion is certainly
with increase in the number of alternative counter-intuitive, but it is difficult to see
stimuli. how it can be avoided, in the light of the
Much the same may be said about the evidence. (See also Table 1 in Chap. 9.)
correlation between inspection time and IQ We may consider the usual definitions of
discussed by Brand. This type of measure, intelligence in relation to this finding. Intel-
first used by Burt (1909) with very good ligence is often described or defined in terms
results (he reports correlations in excess of of success in problem solving, ability to
.8) and lately extensively employed by Lehrl learn, capacity for producing noegenetic so-
(1980) and Lehrl et aI. (1975, 1980) with lutions, understanding of complex instruc-
similar success, is of course a measure of tions, or simply all-round cognitive ability.
speed of reaction, but may be reinterpreted All these definitions or descriptions imply
in terms of R. Clearly, correct estimates of a properly functioning CNS in which errors
briefly presented figures are dependent cru- in transmission are infrequent. This is a
cially on correct processing of information basic ability without which it is doubtful
through the sensory channels; errors require if any of these functions could be said to
repetition and this redundancy slows up fi- be capable of operating normally. It is as-
nal decisions. Thus work on inspection time tonishing, as already pointed out, that there
can be brought under the same umbrella seems to be little or nothing in IQ beyond
as R T work in general, and variance on R T simple information processing without er-
tasks in particular. This interconnection be- ror, but perhaps we should not be too sur-
tween the psychophysiological work of prised (Spiegel and Bryant 1978, Hunt
Hendrickson, the RT work of Jensen, and 1980). There is the ever-present danger of
the inspection time work of Brand strongly homunculus thinking, i.e. the notion that
supports the acceptance of R as a funda- somewhere in the CNS there sits a tiny man-
mental variable in psychology, and the ma- like creature which absorbs the input and
jor (perhaps the only non-cultural) constitu- produces the output - whether problem so-
ent ofIQ. lutions, IQ test answers, appropriate corre-
Let us now consider what is the major lates, or whatnot. The actual solution pro-
import of the empirical work here discussed. cess is certainly well outside our conscious
The major finding is that, along several in- experience; solutions seem to come to us
dependent lines (psychophysiological re- from the depths of our brain, out of what,
cording of AEPs, R T measurement, inspec- were it not for Freud, we might call the
tion time determination), IQ correlates very unconscious; psychology has certainly done
highly (.8 and above, without correction for spectacularly little to explicate the events in-
attenuation) with tests which are essentially volved. If our results are replicable, they
so simple, or even directly physiological, would seem to suggest that there may be
that they can hardly be considered cognitive nothing more than the bringing together of
in the accepted sense. There is certainly no sensory impressions with relevant memo-
question of problem solving; only simple ries, with the solution emerging with a facili-
sense impressions are involved, and simple ty depending on R!
motor movements in response. There is little Such a theory would certainly be re-
10 Introduction

garded as reductionist with a vengeance, Eysenck HJ (1967b) Intelligence assessment: a


and of course materialistic and reductionist theoretical and experimental approach. Br J
Educ PsychoI37:81-98
theories are very much out of favour in psy- Eysenck HJ (ed) (1973) The measurement of in-
chology at the moment. (This reminds one telligence. MTP Press, Lancaster
again of the degrees to which atomistic Eysenck HJ (1979) The structure and measure-
theories were out of favour in the latter half ment of intelligence. Springer, Berlin Heidel-
of the nineteenth century, with idealism set- berg New York
Eysenck HJ (1981 a) A model for personality.
ting the scene, and inspiring the Zeitgeist). Springer, Berlin Heidelberg New York
With' cognitive psychology' in vogue again, Eysenck HJ (1981 b) Recent advances in the
biologically and genetically oriented theor- cross-cultural study of personality. In: Spiel-
ies, harking back to the evolutionary devel- berger C, Butcher J (eds) Advances in personal-
ity assessment. Erlbaum, London
opment of mankind, find it hard to get a Furneaux D (1960) Intellectual abilities and prob-
hearing, but the facts here published are too lem-solving behaviour. In: Eysenck HJ (ed)
clear cut to be neglected, even by those Handbook of abnormal psychology. Pitman,
whose Weltanschauung has little room for London (reprinted in Eysenck 1973)
reductionism. Much, of course, remains to Greenaway F (1966) John Dalton and the atom.
Heinemann Educational Books, London
be done; what is reported here is only the Guilford JP (1967) The nature of human intelli-
beginning of a long climb out of the morass gence. McGraw-Hill, New York
of mentalism to the safe refuge of a proper Hendrickson AE (1972) An integrated molar/mo-
biological theory. But the signs are not un- lecular model of the brain. Psychol Rep
favourable; the surprisingly high relations 30:343-368
Hendrickson DE, Hendrickson AE (1980) The
between IQ and R, RT, and IT require an biological basis of individual differences in in-
explanation, even if that tentatively offered telligence. Pers Individ Diff 1 : 3-34
here be rejected. Clearly' cognitive' theories Hunt E (1980) Intelligence as an information-
of the usual kind do not furnish any sort processing concept. Br J Psychol 71 :449-474
Kamin L (1981) In: Eysenck HJ, Kamin L (eds)
of explanation; something new is required, The intelligence controversy. Wiley, New
and it will be interesting to see in what way York, pp
traditional psychology will. attempt to in- Lehrl S (1980) Subjectives Zeitquant als missing
corporate this new material. Whatever the link zwischen Intelligenzpsychologie und Neu-
ropsychologie? Grundlegenstud Kyberketik
outcome, it seems certain that a Kuhnian Geisteswiss 21 : 107-116
revolution has started in this field, and that Lehrl S, Straub B, Straub R (1975) Informa-
entirely new concepts are required to ac- tionspsychologische Elementarbausteine der
commodate the new evidence. Intelligenz. Grundlagenstud. Kybernetik Gei-
steswiss 16:41-50
Lehrl S, Gallwitz A, Blaham L (1980) Kurztest
fUr allgemeine Intelligenz KAI: Manual Vless,
References Munich
Revenstorff D (1978) Yom unsinnigen Aufwand.
Bernal JD (1969) Science in history, vols 1-4. Arch Psychol (Frankf) 130: 1-36
Watts, London Spearman C (1927) The abilities of man. Macmil-
Blackmore JT (1972) Ernst Mach: his life, work lan, London
and influence. University of California Press, Spiegel MR, Bryant, ND (1978) Is speed of pro-
Berkeley London cessing information related to intelligence and
Burt C (1909) Experimental tests of general intel- achievement? J Educ Psychol 70:904--910
ligence. Br J Psychol 3: 94--177 Thorndike EL (1927) The measurement ofintelli-
Cronbach LJ (1957) The two disciplines of scien- gence. Columbia University Press, New York
tific psychology. Am Psychol12: 671-684 White PO (1973) Individual differences in speed,
Eysenck HJ (1953) Uses and abuses of psycholo- accuracy and persistence: a mathematical mod-
gy. Penguin, Harmondsworth, Middlesex el for problem-solving. In: Eysenck HJ (ed)
Eysenck HJ (1967 a) The biological basis of per- The measurement of intelligence. MTP Press,
sonality. CC Thomas, Springfield Lancaster, pp 246-260
A Splitting the Atom
The Break-up of the IQ
2 The' Scientific Approach' to Intelligence:
An Overview of Its History
with Special Reference to Mental Speed

M. Berger

Introduction gle, homogeneous tests directed mainly at


measuring sensory and motor processes and
memory. These tests were derived from ex-
, And does the history of mental testing belong perimental psychology laboratories and
in the history of experimental psychology? were used in the study of inheritance (exem-
Not really ...... '
Boring 1957 plified in the work of Galton), in the predic-
tion of academic success, or in other aspects
of research on individual differences (Bor-
At the turn of the century mental testing ing 1957, Freeman 1939).
was in a state of crisis, at least in so far The tests used by Ebbinghaus and those
as the psychology of intelligence was con- being developed by Binet were aimed at the
cerned. This aura of crisis is well illustrated 'higher mental processes'. By 1898, accord-
by Spearman's (1904b) review of the early ing to Boring (1957), it was possible to show
attempts to relate mental test scores to var- that in so far as item content was concerned,
ious criteria of academic competence. the Binet-type item had 'won out'.
In this early period, the tests were not
Thus far, it must be confessed, the outlook organized into scales, and if a number of
is anything but cheerful for experimental psycho- them were administered concurrently, the
logy in general. There is scarcely one positive con-
clusion concerning the correlation between men- scores were not combined (Freeman 1939).
tal tests and independent practical estimates that The development of a scale which produced
has not been with equal force flatly contradicted; a total score is generally attributed to Binet
and amid this discordance, there is a continually and Simon. However, as Wolf (1973) indi-
waxing inclination - especially among the most
capable workers and exact results - absolutely cates in her biography of Alfred Binet, the
to deny any such correlation at all. (Spearman idea probably originated in the set of tests
1904b) used by Blin and Damaye for the diagnosis
of subnormality. Their tests, produced be-
The early crisis was helped towards reso- fore the 1905 scale, yielded a total score and
lution by a number of important papers. were sufficiently developed to provide a
Two were published by Spearman (1904a, crude range indicating 'normal' perfor-
b) and one by Binet and Simon in 1905. mance.
Together, these papers had a number ofra- The development of the first scale of intel-
mifications, perhaps the most important of ligence was not a 'fortuitous event' (Wolf
which were the foundations that were laid 1973). For over 2 decades, Binet had been
for applied intelligence testing, for psycho- searching for a procedure which would en-
metrics, and for the various theories of intel- able a discrimination to be made between
ligence asociated with correlational psycho- the then accepted medical classification of
logy. three grades of mental deficiency. The cen-
With certain exceptions, notably Binet tral idea of the 1905 scale published by
and Ebbinghaus, most of the tests used in Binet and Simon was that individuals of dif-
the early period of mental testing were sin- ferent degrees of intelligence at the same lev-
14 The 'Scientific Approach' to Intelligence: An Overview of Its History

el of maturity could be distinguished by the gy of intelligence. Spearman (1904 b), while


number of tests passed. The component contributing to this trend through his advo-
tests of this scale were graded according to cacy of the technique of correlation, refused
difficulty level and the notion of an age scale to associate himself with this approach to
was already present (Freeman 1939). intelligence. Thus, after reviewing the work
Taken separately, neither the content of of Binet and Henri which had been pub-
the items nor the idea of a scale was novel. lished in 1895, he commented on an unac-
The novelty was to be found in their combi- ceptable 'new feature' in their tests:
nation and in the provision of explicit in-
structions for administration and scoring. Hitherto, these had been of the most elementa-
ry and unequivocal nature possible, as befits the
On the 1908 scale and later editions of rigour of scientific work .... Binet and Henri ap-
the Binet, mental age was computed by first pear now to seek tests of a more intermediate
finding the basal age and then adding 1 year character, sacrificing much of the elementariness,
for each five items passed above that level. but gaining greatly in approximation to the
events of ordinary life. The result would seem
This procedure of adding together disparate likely to have more practical than theoretical
items to produce an agglomerate score is value.
of paramount importance because it repre-
sents an approach to quantification which In the 1890s mental testing was an inte-
has affected the scoring of psychological gral part of experimental psychology.
tests ever since. As Du Bois (1970) points Twenty years later it had established a sepa-
out rate identity, which it still retains. Yet even
as the mental test tradition was emerging,
What had been a 'test' now became a sub-test
there were psychologists (Spearman, Thur-
or item of a scale which as a totality yielded a
composite measurement of a complex function. stone, McFarland, and Peake and Boring
(p. 36) among others - see below) who recognized
the dangers of such separation, who refused
Further early developments served to to identify themselves with the mental test
consolidate some of the characteristics of movement, and who actively maintained an
early tests. The first point scale was devel- allegiance to experimental or scientific psy-
oped by Yerkes, Bridges, and Hardwick. In- chology as they understood it. The prime
stead of mixing items at one age level, it concern of these proponents of a 'scientific
grouped together items of homogeneous approach', was to elucidate the nature of
content graded in difficulty within subtests. intelligence within a scientific framework,
The total score was then related to a table and the new tests diverted psychology from
of norms from which a mental age was ob- this task. The new tests provided a particu-
tained. In principle, it did not differ from lar style of item and structure for tests as
the Binet tests. well as procedures for constructing and
A second important development, group evaluating tests and a stimulus to use the
tests, also occurred in this early period. Al- total score as the main unit. From the point
though Otis is credited with this' invention', of view of the experimentalist, these features
there is some controversy as to who was served to confuse rather than clarify scien-
responsible (Linden and Linden 1968). As tific analysis. Some of the objections are
an innovation, group testing facilitated data considered in the following paragraphs.
collection, an advantage that was fully ex-
ploited during the First World War (Boring
1957, Freeman 1939, Du Bois 1970). Some Inadequacies of Tests
There is little doubt that by the end of of Intelligence
the First World War intelligence testing as
we know it today had become established The inadequacies of intelligence tests have
as the dominant technique in the psycholo- been commented on periodically. Thorn-
Some Inadequacies of Tests of Intelligence 15

dike et al. (1927), while recognizing that the emphasized in the more recent critical anal-
then current tests were an improvement on yses of intelligence tests put forward by Fur-
their predecessors, nevertheless recognized neaux (1961) and Eysenck (1967, 1973).
three sources of deficiency. According to In a paper published in 1967 Eysenck pre-
their view, the tests were ambiguous in con- sented a number of major criticisms of con-
tent, their units arbitrary, and the results temporary approaches to the study of intel-
of uncertain significance. In 1925 Thorn- ligence. This paper brought together the
dike suggested that ability should be anal- theoretical arguments and empirical evi-
ysed into level, range, and speed. It was ac- dence for his view that psychometrics had
knowledged that for practical purposes, a 'become almost completely divorced' from
test battery which combined speed, level, the mainstream of experimental psychology,
and range (or extent) in unknown amounts that research was overly dependent on fac-
might well be useful. However, tor analysis, which could not on its own
provide the answers that psychologists
For rigorous measurements ... it seems desir- sought in their study of intelligence: further
able to treat these three factors separately, and
to know the exact amount of weight given to
that the basis of intelligence measurement,
each when we combine them. (Thorndike et al. the total test score, confounded a number
1927, p. 25) of components and was thus unsuitable as
the basic unit for the analysis of test perfor-
For Thorndike the measurement of ex- mance. Finally, he noted the lack of concern
tent and speed posed no problem. The with 'mental speed' and suggested that it
former could be accomplished by simply should be 'restored to its theoretical pre-
counting the number of tasks correct in a eminence as the main cognitive determinant
sample of problems from all areas of intel- of mental test scoring ability'.
lectual functioning. Speed too could be The fundamental criticism advanced by
readily measured. The measurement of diffi- Eysenck concerns the assumption that equal
culty, however, posed the greatest problem. scores on a test are intellectually equivalent.
If difficulty could be properly measured, According to common usage, it is assumed
'level' would readily succumb to measure- that if individuals obtain the same total
ment, and it would then also be possible score on a test, then such scores have equiv-
to quantify' extent' and' speed' at any level. alent psychological significance.
Hence, for Thorndike, the quantification of Eysenck (1967) illustrates the problems in
difficulty represented the central task in the the following way. For any given test item,
measurement of intelligence. This problem the possible outcomes are 'correct', 'incor-
will be considered later. rect', 'abandoned', and 'not attempted'. If
In 1927 Spearman criticized the 'hotch- each individual obtains the same total score,
potch' procedure employed in scoring intel- and provided this score is below the maxi-
ligence tests. What he failed to see was the mum, it is possible that they have done so
relevance of his comments for the tests of using quite different routes: person A gets
homogeneous content which he used. Spear- two correct and fails the remaining three
man's concern was the crudity of the proce- items; Person B also gets two correct (dif-
dure inherited from Binet, 'the prevalent ferent to those of A), gets one wrong, de-
procedure of throwing a miscellaneous col- cides not to attempt one, and abandons the
lection of tests indiscriminately into a single remaining item. Even this diversity of pat-
pool .... ' (p. 71). Spearman, like Thorndike, tern is oversimplified. Any correct solution
also recognized the need, as part of a scien- could be a 'lucky guess' and one that is
tific approach, to 'dissect' the subject mat- correct a 'mistake', which might be un-
ter under investigation. The problems en- covered by close questioning of the subject.
tailed in' the use of an agglomerate score, Eysenck (1967) asks 'Can it really be main-
and the need for' dissection' have been re- tained that the mental processes and abili-
16 The 'Scientific Approach' to Intelligence: An Overview of Its History

ties ... are identical merely because they ob- behaviour can be classified and ultimately
tained the same final mark?' scored. These categories should be refined
Thorndike and his co-workers were also to the point that further subdivision is no
aware of this problem, although they dis- longer possible. Hence, for Furneaux:
cerned it in a somewhat different context,
that of the measurement of speed. . .. the only really satisfactory approach to the
study of test-taking behaviour is that of the thor-
In the measurements that are actually used it ough-going logical atomist.
is customary to have the time a mixture of (1)
the time spent in doing some tasks correctly, (2) While he never formulated it as such,
the time spent in doing other tasks incorrectly
and (3) the time spent in inspecting other tasks what Furneaux appeared to be aiming at
and deciding not to attempt them. This confusion was a fractionation of the observed score
may be permissable, or even advantageous, in the variance into its component sources of vari-
practical work of obtaining a rough measure of ance, a model compatible with' the analysis
intellect at small expense of labour and skill, but
of variation'. The major constituents to
for theory at present and for possible improve-
ment of practice in the future we need to separate emerge in Furneaux's model were speed, ac-
the speed of successes from the speed of failures. curacy, and continuance.
(p.33) Spearman's (1904 b) prognostication -
that the Binet-Simon style tests were' likely
As Eysenck (1973) notes, Thorndike to have more practical than theoretical
never followed through the implications of value' - appears not to have been falsified.
his critique. Instead, it was Furneaux (1961) The Binet test has undergone several re-
who attempted to incorporate these as part visions (Terman and Merrill 1960) and to-
of his procedure for the analysis of item so- gether with a number of tests modelled on
lutions. This involved replacing' inspection the same pattern, continues to be used for
time' by , the time spent in attempting a task practical but increasingly questionable pur-
and deciding to give up attempts at solu- poses in the various fields of applied psy-
tion' (Eysenck 1973, p. 191). chology. Their theoretical significance is
The need for a detailed conceptual analy- questionable even though a number of test
sis of item solution as a prerequisite of a authors have made excursions into debates
scientific approach was a theme in the writ- on the nature of intelligence (e.g. Wechsler
ings of both Spearman and Thorndike. This 1958). The mental test tradition, as this
theme was taken further by Furneaux stream may be called, also played an impor-
(1961). Like his predecessors, Furneaux ac- tant part in the development of test theory
cepted that the empirically established rela- (Gulliksen, 1950, Lord and Novick 1968)
tionships between IQ and other criteria jus- and for this reason as well is of significance.
tified the practice of crude testing. What re- The proponents of a scientific approach
mained as unsatisfactory was the incomple- have also had to contend with the second
teness of the ensuing description oftest-tak- major stream in the psychology of intelli-
ing behaviour. Furneaux argued that the gence, that encompassed by factorial analy-
success of applied testing may simply be a sis of intelligence tests and factorial concep-
consequence of the tests and the real-life sit- tions of ability.
uation reflecting an even closer relationship If we follow Boring's (1957) historical
between only certain aspects of test-taking analyses, this second main stream of devel-
and real-life performance. The remaining opment must find its source in Darwin's Or-
components of the test score then simply igin of the Species, published in 1859. Ten
act as a source of error. For Furneaux, the years later, Galton's Hereditary Genius ap-
appropriate scientific goal is to minimize the peared, followed in 1883 by Inquiries Into
error, by a process of maximizing the Human Faculty and its Development. This
number of categories into which test-taking last-mentioned book by Galton' has some-
Some Inadequacies of Tests of Intelligence 17

times been regarded as the beginning of sci- veal the 'hidden underlying cause of the var-
entific individual psychology and of mental iations'. While both Spearman and factor
tests' (Boring 1957, p. 483). analysis begin with correlations, technically
The major technical innovation was the they soon part company. As Burt (1949) has
invention of the technique of correlation by pointed out, Spearman only partially ac-
Galton and its refinement by Pearson. It cepted the work of Galton and Pearson be-
was Pearson who also invented a technique cause he believed that there was a basic dif-
of factor analysis, later rediscovered by ference between the physical measurements
Thurstone (Burt 1949). Factor analysis, ac- used by Galton and Pearson and psycholog-
cording to Burt, was used like other mathe- ical measurements, the latter being signifi-
matical calculations' merely as aids to veri- cantly more error prone. It is possibly for
fying ... hypotheses which they had already this reason that he devised the rank-differ-
reached on broader grounds'. ence technique and the correction for atten-
The philosophical conceptions of mind uation. Further, as Burt states 'the novel
and intelligence, as they had evolved by the feature in his procedure consisted not in
end of the nineteenth century can be 'factor analysis' as now understood, but
broadly divided into those which regarded rather in a method which has a close affinity
mental processes in unitary terms, those with so-called 'canonical analysis'. Spear-
which regarded mind as a set of faculties, man himself made little use of the word
and those which conceived of the intellect 'factor': it is as Burt (1949) states' scarcely
as being hierarchically ordered, the latter mentioned' .
an eclectic view advocated by McDougall. Factor analysis has had a significant in-
Historically, and to some extent today, the fluence on the study of intelligence. This in-
faculty view finds its major proponents in fluence persists (Cattell 1971, Guilford
North America whereas the hierarchial con- 1967, Guilford and Hoepfner 1971) and
ception, with its lineage traceable through may well be extended even further with the
McDougall, Burt, and Vernon is more com- availability of computer-based data analy-
mon in the U.K. (Vernon 1961). sis. Whether or not it can be regarded as
Spearman's position, particularly in its part of experimental psychology is an open
early expression, was somewhat anomalous. question. Boring (1957), while recognizing
In his early writings he was an advocate its technological importance, does not con-
of what he called the' theorem of intellective sider it appropriate to include factor analy-
unity'. He adopted the terms 'general abili- sis and the theories it generates as part of
ty' and 'general intellectual power' directly the history of experimental psychology (see
from Galton's wirting on inheritance, as he p.481).
did the terms' special aptitudes' or 'special The important limitations of factor anal-
powers'. In his later years, as is generally ysis are now well known (Butcher 1968,
known, he accepted more explicitly the hier- Heim 1970) as are the limitations which
archical structure (Spearman and Jones emerge when attempts are made to interpret
1950). In this sense, his views can be aligned the resUlts of factorial studies (Vernon
with those who adopt a factorial conception 1961). While some factorial techniques are
of intelligence. likely to remove some of the significant
Spearman, as already noted, did not re- technical difficulties (Lawley and Maxwell
gard the Binet tests as scientifically respect- 1963), a number of problems will remain,
able (Spearman 1904b), and continued to particularly with regard to already pub-
employ tests of homogeneous content. In lished studies.
a second paper (Spearman 1904a), he also Furneaux (1961) has pointed out some
advocated the use of correlational tech- of the problems of interpretation that ac-
niques, sllggesting that these might have the company factorial solutions. He suggests,
important consequence of being able to re- for example, that apparently established
18 The 'Scientific Approach' to Intelligence: An Overview ofIts History

group factors may well be artefacts. In ex- studied if we are ultimately to come at an under-
amining data from Thurstone's Primary standing of the nature of intelligence. (peak and
Mental Abilities, reanalysed by Eysenck Boring 1926)
(1939), Furneaux suggests that different in-
terpretations of the data are possible. Wher- Relatively few studies have been carried
eas the original analysis suggested a differ- out within the framework of this approach,
entiation between visuospatial and artith- and there have been even fewer attempts
metical tests, an alternative explanation to develop a substantial theoretical frame-
could be that the differences arose because work to encompass such research. Among
the tests defining these factors differed in the outstanding studies are those of Peak
the extent to which they measured speed and Boring (1926), Sutherland (1934), Slater
and accuracy. (1938), Tate (1948), Cane and Hom (1951),
Criticisms of this type can of course be Furneaux (1961), Russell (1968), and Brier-
applied to all of the research on intelligence, ley (1969). Some attempts at theorizing are
and particularly to the multitude of studies apparent in the work of Thorndike (1925),
which base themselves on factor analysis. Thorndike et al. (1927), and Thurstone
The validity of such criticisms is, however, (1937), but the most substantial analysis is
very much dependent on the empirical and that developed by Furneaux (1961). His
theoretical status of the alternative frame- work has also influenced a number of subse-
work. If' speed' and' accuracy' are psycho- quent approaches, notably those of White
logically, rather than only linguistically, (1973a, b) and Van der Ven (1971, 1974)
meaningful concepts, then, as Furneaux among others.
suggests, most of the factorial work 'will
eventually have to be repeated'.
Eysenck's critique of factorial approaches
is directed partly at the use of crude scores
- the' hotchpotch'; at the way in which fac- Mental Speed: An Introduction
torial approaches have become 'divorced to Theory and Research
from both psychological theory and experi-
ment'; and at the failure to recognize that
despite its usefulness as a tool, the technique The investigation of individual differences
cannot cope with the various fundamental in the timing of stellar transits - the per-
demands placed on it. sonal equation - probably represents the
Among the critics of conventional testing earliest of the systematic attempts to exam-
and factor analytic traditions, there is a lin- ine speed in human abilities (Boring 1957).
eage with several characteristics. Not only Galton's interest in individual differences
do they espouse a 'scientific' approach but encompassed speed of reaction and in one
also advocate the single test item as the form or another, psychologists have re-
basic unit for the analysis of test perfor- tained an interest in the speed of mental
mance. An outstanding feature of this functioning up until the present day. This
group is the emphasis which is given to the is witnessed by the ongoing research on
role of' speed' in test performance. All three speed of reaction in the elderly (Botwinick
characteristics are illustrated by the follow- 1973), on temperamental differences in
ing statements: speed (Eysenck 1967, Cattell 1971), and on
reaction times (Laming 1968, Smith 1968).
These more recent researches have been con- Before 1900, much of the research on
ducted, for the most part, by the individual meth- speed was focused on individual differences
od of timing and have conformed to scientific
testing procedure. (McFarland 1928) in reaction time and the factors which in-
... speed is so important in the intelligent act fluenced reaction speed. After 1900, there
that it has seemed to us the first factor to be emerged a newer trend that began to focus
Mental Speed: An Introduction to Theory and Research 19

on speed in relation to mental ability. As range in abilities, a single test such as Army
McFarland (1928) points out in his review Alpha was a speed test for the more intelli-
of research on the role of speed in mental gent and a power test for the less able of
ability, the emphasis shifted to investiga- the subjects.
tions of the relationship between 'quick- By 1925, research had become more
ness' (as measured by reaction time) and sophisticated and a more differentiated con-
'brightness', indexed by school perfor- ceptual scheme had emerged. Hunsicker
mance and teachers judgements. The study (1925) commented on the need to control
by Burt (1909) in which he correlated card for accuracy, and she introduced the use of
sorting and alphabet sorting speeds with individual item-times. Also in 1925 Thorn-
headmasters judgements of intelligence typi- dike proposed a scheme whereby intelli-
fies the type of research carried out. gence was conceptualized in terms of level
With the development of tests of intelli- or power, range, and speed. By 1925 as well
gence, a new criterion of 'brightness' be- the role of persistence was implicated in test
came available to researchers, and it was performance and Spearman's questioning
with such criteria that relationships with the existence of a separate speed factor had
reaction time were sought. This research has entered the literature.
persisted although its focus is changed. Thorndike and his colleagues (1927) were
Much of the current research on reaction responsible for one of the major theoretical
time and intelligence is concerned with ag- analyses, in which they posited various di-
ing, reaction time being regarded as the ma- mensions of the intellect, among which was
jor index of speed decline in the elderly , speed'. Their analysis had an important
(Botwinick 1973). Earlier studies were con- impact on a number of researchers (e.g.
cerned mainly with younger subjects, and Peak and Boring 1926) both at the time of
the problems they investigated had a differ- it's exposition and subsequently (Fumeaux
ent theoretical orientation. 1961, Eysenck 1973). Several other impor-
In 1916, an important conceptual compli- tant theoretical analyses and empirical
cation was introduced by McCall (quoted studies appeared in the following decade
in McFarland 1928) when he raised the (Spearman 1927, Thurstone 1928).
question of the relationship between 'speed The last of the major foci for studies of
tests', 'power tests', and intelligence. As his speed probably had its origins at the begin-
criteria of intelligence, McCall employed ning of this century when speed as a special
teachers ratings, school marks, and compos- ability was being investigated (Tate 1948).
ite test scores. The speed tests included can- The nature of the problem of speed is
cellation and addition tasks, and vocabu- illustrated by Hunsicker's (1925) comments,
lary and sentence completion were used as viz:
tests of power. This study is historically im- The history of mental measurement shows few
portant because it was probably the first if any questions that have given rise to more gen-
to introduce the speed/power distinction. eral and persistent enquiry than has this one, the
With the advent of group tests of intelli- relation between rate and ability ... there is full
gence and particularly their widespread use agreement that there are individual differences in
rate of work and individual differences in ability
during the First World War, psychologists ... the relationship between these two variables
and testees alike became concerned with the is the crux of the disagreement. Is there any rela-
effects of time limits (May 1921; see McFar- tionship? If any, how much? Is the quality of
land 1928; Ruch and Koerth 1923). Al- one trait revealed in the quality of the other?
Is rate of work any indication of mental ability?
though various studies found substantial If it is, of what significance is the fact for mental
correlations between limited and unlimited- measurements?
time scores, they tended to be methodologi-
cally inadequate. Hunsicker (1925) for ex- Although the approach to these questions
ample pointed out that because of the wide has changed since they were summarized by
20 The 'Scientific Approach' to Intelligence: An Overview ofIts History

Hunsicker (e.g. the use of factor analysis) quired by two subjects to solve a test item.
the questions themselves have not changed. As they state, 'the loss of time may be in-
In one form or another, they have persisted tersitial or it may be inherent in the intelli-
through the years (Spearman 1927, Spear- gent act'. In the interstitial case, the time
man and Jones 1950, Tate 1948, Lord 1956, difference arises because the slower subject,
Jones 1959, Brierley 1960, 1969; Cattell while performing the relevant operations at
1971, among others), and despite the sub- the same speed as the fast subject, lost time
stantial body of research, psychologists ap- 'by irrelevant activities or by self distrac-
pear still to be confronted by 'this vexed tion '. In the alternative case, according to
question of speed' (Cattell 1971, p. 64). Peak and Boring, the time loss may 'be in-
herent, it can be found that the constituents
of the act occur more slowly in the poor
subject than in the good subject .... Such
Mental Speed:
a localisation we think of as a first step to-
A Conceptual Digression
ward a solution of the problem of the nature
of intelligence'. On the basis of their investi-
Apart from Peak and Boring (1926) and, gation, unfortunately confined to only five
many years later, Furneaux (1961), 'mental subjects, Peak and Boring concluded in fa-
speed' has not been the subject of a careful vour of the latter view. It is also unfortunate
conceptual and technical analysis. Rather, that they did not attempt to develop a
it has been treated as a sort of 'mini black theory to account for their findings. Until
box' slotted into a broader framework. This the appearance of Furneaux's (1961) analy-
is particularly so in the multitude of factor sis of problem solving, there was no signifi-
analytic studies which identified various cant attempt to develop such a theory.
'speed factors'. Indeed, the psychological Another of the findings of Peak and Bor-
research on speed is a prime exemplar of ing, that of a significant correlation between
what Harre and Secord (1972) identify as item-solution time on a test of intelligence
'the conceptual leap from the theory to the and a measure of reaction time, inspired a
operation ... over-emphasizing empiricism number of attempts at replication (Gooden-
at the expense of conceptualization' (p. 36). ough 1935, Farnsworth et al. 1927, Lem-
In 1927, Spearman asserted mon 1928), all of which failed to confirm
their results. However, none of these other
As regards the measuring of speed, there is studies recognized the most important fea-
no great difficulty; for (with suitable arrange-
ments) not much risk is run inferring the duration
ture of the original, namely, that the index
of a person's mental processes from the time he correlated with reaction time was based on
takes to respond to the stimulus. (p. 245) individually timed items. Instead, they cor-
related time to complete the test, and total
This seemingly simple prescription re- scores, with their own measures of reaction
peated by Furneaux (1961) conceals a time.
number of major problems: it presupposes The Peak and Boring study was published
that all the mental processes between 'stim- at a time when most psychologists appeared
ulus and response' are directed at 'problem to have a fairly clear conception, at least
solving' and that there is a suitable proce- at the operational level, of what constituted
dure for measuring these. Neither of these a test of speed. The conventional speed tests
suppositions is acceptable, for reasons required subjects to engage in repetitive ac-
which will be presented in this and the next tivities, such as letter cancellation, detecting
section of this chapter. differences in simple shapes, adding three
Peak and Boring (1926) have described digits, and so on (Burt 1909, McCall 1916,
some of the possibilities that might account as quoted in McFarland 1928; Highsmith
for a difference in the amount of time re- 1924, Hunsicker 1925). In 1943, Cattell de-
Mental Speed: A Conceptual Digression 21

fined speed as the' rate of repetitive perfor- will illustrate this. Individual 'A' completes
mance, where all content material is percep- an item in 10 s, as does individual 'B', ex-
tually given, through all cognitive levels'. cept that the latter happened to break the
Thurstone (1937) regarded speed in terms point of his pencil and had to get another
of 'the number of tasks that are completed before he could record his responses. Indi-
in unit time, and these tasks are usually vidual 'B' actually took only 3 s to get the
easy'. A similar definition, emphasizing the solution but spent the rest of the time ex-
easiness of tasks has been given by Anastasi changing pencils. Are we to conclude that
(1968), and most of the published studies the speed of B is equivalent to that of A?
on speed employ tests which conform to While the above example can be dis-
these prescriptions (e.g. Mangan 1959, Lord missed as an instance of 'random error' in
1956, Lohnes 1966). In the majority of stu- the time measurement, it is readily replaced
dies, no attempt is made to time individual by a more relevant psychological analysis,
items and it is implicitly assumed that inter- derived from the study of reaction times and
item time is a legitimate component of the fine-grain analysis of certain motor acts
'mental speed'. While technical difficulties such as tapping (Frith 1973, Spielman
in item-time measurement are no doubt im- 1963).
portant when items are answered rapidly, In the study of reaction times, a number
this is not the case when more difficult tests of investigators have been concerned to di-
(such as 'power' or 'level' tests) are used. vide up the total time (T) into at least two
However, even when such tests are used, components, the time occupied in executing
it is usually' total time to complete the test' the motor act and the time occupied by the
or 'number of items solved on a time-limit 'mental events'. Birren (1964) has reported
test' that provides the index of speed. that the movement time in simple reactions
A somewhat different approach to the is not appreciably altered (i.e. the muscular
measurement of 'mental speed', following reaction) as individuals get older. The age
the influence of Peak and Borin, is also evi- effects on reaction time appear to be more
dent in the research literature. A number a consequence of the other aspects of react-
of investigators have used individual item ing. For present purposes, it is sufficient to
times in their studies (Sutherland 1934, note the subdivision of T into Movement
Slater 1938, Tate 1948, Cane and Hom Time (MT) and the Reaction Time (TR).
1951, Fumeaux 1961, Russell 1968, Brierley
i.e. T=MT+TR
1969). These studies have also employed
items of the non-repetitive type at different In his study of problem solving, Fur-
levels of' difficulty', either on their own or neaux (1961) attempted to remove the
alongside conventional speed measures. equivalent of MT from the item-solution
Such a divergence in trends was noted by times by special measures taken before the
McFarland in 1928. The characteristics of problems were submitted to his subjects so
these two distinct trends in research can be that his time measures were in effect those
summarized in terms of differences between quivalent to TR in the above equation.
the timing procedures used, and the content While such a refinement may seem of minor
and difficulty levels of the items. What they significance when dealing with events of ex-
share is the concept and the problem of tended duration, for example 2 or 3 min,
'speed' measurement. MT or its equivalent may occupy asubstan-
Item solution time, test completion time, tial proportion of T when the full sequence
or rate are gross measures. They span a se- is 60 s or less.
quence of events which may be different for The components of TR have been the
the individuals being measured and yet lead subject of a number of conceptual analyses
to a conclusion that they have produced in studies of choice reaction time. For pres-
equivalent performances. A crude example ent purposes, it will be sufficient to describe
22 The' Scientific Approach' to Intelligence: An Overview of Its History

that presented by Smith (1968) in his review The above 'equation' should not be re-
of research on choice reaction times, a para- garded as an algebraic statement but as a
digm which is more appropriate to test-item shorthand psychological formulation.
solution than is simple reaction time. The analysis of T can be taken at least
In addition to MT, Smith (1968) identi- one stage further. In problem solving, not
fies four components: all of the 'C' components need necessarily
1. The raw stimulus is 'preprocessed' until be involved in the mental processes' doing'
a representation of it is formed. the actual solving. Component C I might be
2. The preprocessed stimulus is then com- 'trying to understand what the problem is',
pared with some other model in memory. C s might be the' checking mechanism' sug-
On the basis of these comparisons, the gested by Furneaux (1961). For purposes
stimulus is categorized. of discussion, let C4 be that component in
3. An appropriate response is selected. which the 'brain is working on the prob-
4. The response to be executed is pro- lem'. Now, possibly in the same way that
grammed. vigilance cannot be sustained indefinitely,
A theoretical analysis such as this is use- or that even in such a simple task as tapping
ful in helping to conceptualize the possible a stylus on a metal plate, there are gaps
sequence of events, although even at this in performance (Frith 1973), it is probable
simple level, there are a number of prob- that there will be 'gaps' or 'blocks' (Bills
lems. For example, theoreticians are as yet 1931) which arise during C 4 • These may
uncertain of which, if any, of these stages arise because of something analogous to
occurs in parallel with one or more of the work-produced fatigue, distractions, some
others or whether the events are serial. microrhythm of the type described by Wolff
Whatever the case may be, there seems to (1967), or even the sort of mechanism which
be agreement that choice reactions can be governs intermittent visual fixations
conceptualized in terms of a number of (Shackel 1967). On the further assumption
components each spanning some period of that we are able to discriminate and hence
time. This type of approach has of course to time the 'work' and 'rest' 'interrupts'
been used by a number of writers. Welford in C 4 , we would be able to express C4 as
(1969), for example, has outlined the diffi- made up of a number of components. Thus
culty in deciding which of a number of com-
C4 = WI + BI + W 2 + B2 + ... + W n+ Bn
ponents is primarily responsible for the ob-
served slowing in the sensory motor perfor- where WI' W z, etc=the times spent on
mance of older people. In discussing the actual work on problem solving and B I, Bz,
possible sources, he suggests that similar etc = the interrupt times.
factors may be responsible for the slowing Hence T can now be rewritten as
also observed in 'mental tasks'. Welford
T=MT+C I +C 2 +C 3
(1969) has listed the component processes
as including: +(WI +BI +W 2+B 2 +···+W n+B n)
1. Recovery of material from memory +Cs+···+Cn
2. Short-term retention The magnitude of T will also be a func-
3. Strategies of action tion of some effect of the' perceptual com-
On the basis of the foregoing, it would plexity' of the problem. To express this, it
not be inappropriate to conceptualize TR may be necessary to introduce a constant
comprising a number of components (c) multiplier for some of the C components,
which take time to occur, viz: or to add a constant to others. Different
TR=C I +C Z +C 3 +···+C n constants may be required for yet other C
components depending on the difficulty of
so t\1at, T now becomes the item, previous experience with tasks of
T=MT+C I +C 2 +C 3 +···+C n this type, and so on.
Mental Speed: A Digression into Measurement 23

The main point to arise from this excur- tion. Similarly, some of the models de-
sion into psychological atomism is 'Which scribed by Newell and Simon (1972) are
of these component times (one, some, or consistent with such a formulation (e.g. in-
all) is to provide the index of speed?' formation processing systems (IPS) which
In his 1967 paper, Eysenck presented a involve multicomponent processes).
table illustrating this question for total Thus, while a multicomponent model
score. A similar table has been drawn up seems to be appropriate, it is difficult to
to illustrate the same point with reference specify which of the many possible compo-
to 'speed'. nents is to be regarded as providing a basis
for speed measurement. It should be empha-
sized that the preceding discussion has been
Table 1. An illustration of how hypothetical time
components could summate to produce identical
mainly concerned with the time to solve the
solution times, despite the components them- single item, an that even at this level, there
selves being different are a number of complications in concep-
tualizing 'speed '. These complications are
Subject Component Solution time
extended when the unit becomes 'the
C1 C2 W B number of items completed or solved' in
1 2 2 5 1 10
a given period or some transformation of
2 1 1 6 2 10 this index. There is as well a major con-
3 1 5 3 1 10 straint which resides in the technology and
data gathering procedures used. These are
In the above table, only some of the C component
times have been utilized and the Wand B compo- considered shortly. No attempt has, or will
nent times have been summed. be made, to speCUlate on the mental struc-
tures or processes, electrochemical or other-
wise, which 'take time' and which occupy
The atomization of T has been confined the 'W 1', W 2', etc. segments of problem
to a general statement about an individual solving or information processing, or on
item time. No attempt has been made to any of the other components. Further, one
include' the additional components that may readily question the basic approach
might arise when the total time (TT) to adopted, based as it is on an underlying
complete a test is being considered. In this computer model and its mechanisitic impli-
case TT would comprise T's for each item cations. Nevertheless, it should at least be
as well as the times taken between items. apparent from the foregoing that mental
Also, it is possible that certain of the com- speed is itself a complex action which de-
ponents ofT might not be called into opera- serves much more attention than it has re-
tion once the subject has had some practice ceived in the past.
at solving problems of a certain type. Given the undoubted lack of clarity in
The analysis of problem solving processes conceptualizing the central, cognitive, or
is not yet sufficiently far advanced for any mental notion of speed, it is not surprising
pronouncement to be made on the validity that further confusion abounds at the em-
of the foregoing suggestions. There does, piricallevel, that of speed measurement.
however, appear to be some agreement that
a multicomponent model is relevant to com-
plex motor performances and to choice re-
action times (Welford 1969, Smith 1968). Mental Speed:
There is further a suggestion that such a A Digression into Measurement
model is appropriate for mental tasks (Wel-
ford 1969). Furneaux's (1961) speculations The inconsistencies and contradictions in the
about tHe nature of the problem solving voluminous literature suggest that either speed
mechanism would also support this conten- is an unstable dimension of intellect or that inap-
24 The' Scientific Approach' to Intelligence: An Overview of Its History

propriate units and methods of measuring it have porting evidence for these statements is
been frequently employed. (Tate 1950) somewhat limited, mainly because authors
generally fail to comment on limitations in
The procedures for measuring 'speed' published studies. However, the nature of
can be classified into those which time solu- the difficulties can be assessed from a
tions to individual items and those which number of reports (Hunsicker 1925, Tate
record the time to complete a block of 1950, Lord 1956, Lohnes 1966, Russell
items. In the latter case, researchers then 1968, among others), as well as from more
proceed to derive some index of rate, exem- general analyses of group testing (Heim
plified by average item solution time, total 1970, Vernon 1960, Cronbach 1970, Anas-
time to complete' n' items, number of items tasi 1968).
completed in 'n' minutes, etc. Either type Hunsicker (1925) employed both group
of index can be obtained from group or in- and individual data collection procedures.
dividual testing situations, and in some stu- In describing her study, she noted that even
dies (e.g. Peak and Boring 1926) mixed pro- though the groups were in the process of
cedures were used. being tested, they were 'in the main, al-
In this section, it will be argued that none though not entirely free from interruption'.
of these procedures provides an adequate She also expressed her concern with the
basis for the measurement of speed. This 'dishonesty' which arises in a group test set-
will be followed by an attempt to link mea- ting, citing as evidence one (unreferenced)
surement to theory. study which revealed that 'fifty per cent of
A fundamental problem is of course the the class had cheated'. The Hartshorne and
assumption, most often implied rather than May (1928) studies clearly indicated the se-
supported, that there is an isomorphism, or verity of this problem on even simple
at least a very close approximation, between , speed' tests. As they noted:
test performance and the underlying' men-
. .. even such slight changes in the situation
tal speed'. Apart from the technical difficul- as between crossing out A's and putting dots in
ties which will be considered in this section, squares are sufficient to alter the amount of de-
the measurement process is inevitably ception both in individuals and in groups.
linked to the way in which speed is concep- (p.382)
tualized. Here again, the relationship be-
This problem is not confined to children
tween measurement and theory is at best
or to era. In his 1956 study, Lord pointed
trivial in the majority of studies. It is argued
out that for one of his measures of speed
that until such time as a full theoretical and
- viz. the number of the last item attempted
conceptual analysis is forthcoming, much of
- there is ' ... reason to believe that many
the research will be little more than empty
or all of the examinees who answered the
empiricism. In this section, some attempt
last item of the speeded tests skipped many
will be made to relate the problems of mea-
items or responded at random', despite be-
surement to the earlier speculative model of
ing instructed not to do so.
mental speed. Hunsicker (1925) also cites evidence for
Group-administered tests obviously facil-
the unreliability of data obtained from
itate an efficient collection of data, but group testing. After assessing the various
group testing has a number of inherent
procedures for collecting group data, she
problems which adversely influence the
states
quality of data collected. Some of these
problems are especially important in speed Not one has been found which gave evidence
measurement irrespective of the type of in- when in actual use, of any fair degree of control
or elimination of irrelevant factors. In all likeli-
dex ultimately used in the data analysis. hood, group testing by its very nature increases
Other problems differentially affect individ- not only the number but the effect of disturbing
ual item and 'block of items' times. Sup- elements in the situation.
Mental Speed: A Digression into Measurement 25

After comparing her group and individ- ent techniques have been used to measure
ual data, she states further' ... the conclu- these times. Slater (1938), following Suther-
sion seems beyond cavil that the group land (1934), used three sets of cards num-
method is not dependable for securing mea- bered 0-9. These cards were placed on a
sures of rate '. As a consequence of the prob- table in such a way that one number from
lems encountered, Hunsicker discarded her each set was visible to the testees. Subjects
group data. were required the record the numbers dis-
A more recent example of such difficulties played when an item was completed. One
is provided by data from Project Talent card was turned by hand every 2 s so that
(Flanagan et al. 1964, Lohnes 1966, Cooley a crude item time was measured. Tate
and Lohnes 1968). In discussing the low re- (1948) had items individually typed on
liabilities of the speed data, Lohnes (1966) cards. The subject wrote the answer and the
states that these were 'brought about by time announced by the testor on each card.
widespread discrepancies in the timing of Furneaux (1961) employed a mechanical de-
the tests in different schools' (pp. 4-9). A vice which was otherwise similar to that
similar difficulty was reported in one of the used by Slater (1938). Other timing proce-
Project Talent follow-up studies (Shaycroft dures have been used, notably by Russell
1967, cited in Cooley and Lohnes 1968), (1968). In that study, a special cyclometer
where the poor stability of the speed test displayed a set of three numbers, each vary-
scores was attributed to 'anomalies in retest ing in an apparently random fashion but
administration' (Cooley and Lohnes 1968, changing at a fixed rate. At the beginning,
pp. 1-16). Such difficulties arose despite the and after completing an item, the usbject
apparent sophistication of the tests and the was required to look at the screen and re-
careful plans made for their administration cord the number displayed. By a special de-
(Flanagan et al. 1964). These observations coding procedure, the time to work through
are consistent with what is known about a complete item could be computed.
the limitations of group tests when exa- Although such items are reported as 'so-
miners are required to impose several short lution times', this description is far from
time-limits in the course of testing (Anastasi accurate. Such times represent the duration
1968). Characteristically speed tests are of of a sequence of activities, from turning a
short duration (Highsmith 1924, Bernstein page, reading the problem, thinking about
1924, Lord 1956, Flanagan et al. 1964) and its answer, checking the answer, and then
are thus particularly prone to unreliability recording it, together with any of a number
in their administration. The more general of other irrelevant acts, such as correcting
limitations of group test procedures have the solution, succumbing to distractions,
been amply documented (Anastasi 1968, changing pencils, among others. While ob-
Cronbach 1970, Heim 1970, Vernon 1960) viously better than the gross rate measures
and need not be detailed here. As these commonly used, these times are nevertheless
aforementioned authors note, they are use- crude. Even using a cyclometer of the type
ful for screening purposes but inadequate described by Russell (1968), having to read
for precise measurement. In so far as the the time adds time which is irrelevant to
measurement of speed is concerned, group the problem solving process. Russell (1968)
tests cannot provide an appropriate basis affirms '... it must be recognised that the
for measurement. time score is not a pure measure of the time
Group testing, despite its limitations, has to solution of individual items'.
been used to provide solution times for indi- Brierley (1969) reports a brief investiga-
vidual items by use of special timing devices tion which he conducted into the time of
or other procedures (Sutherland 1934, irrelevant activities. In answering the Matri-
Slater 1g)8, Tate 1948, Cane and Hom ces, he estimates that' more than 3 minutes
1951, Furneaux 1961, Russell 1968). Differ- may well be spent simply turning pages and
26 The 'Scientific Approach' to Intelligence: An Overview ofIts History

writing answers'. It is further assumed that fact that each time a solution is written, the
in these procedures the subjects will begin tester records some numbers on another
working on the problem immediately it sheet of paper. Inaccuracies also arise when
comes into view. Such an assumption has the solutions are presented at a rapid rate.
not to this writer's knowledge been sup- Brierley (1969) has also reported similar ex-
ported by appropriate studies. periences. He notes that in addition to sub-
In an attempt to overcome some of the jects becoming aware that they are being
difficulties introduced by interstitial activi- timed, it is sometimes difficult to define pre-
ties, Fumeaux (1961) used a special correc- cisely when the answer is written.
tion factor. This time constant was individ- Manual and electrical stopwatches and,
ually determined on the basis of subsidiary more recently, millisecond timers and com-
studies of the same subjects used in the main puter controlled administration are used in
investigation, the constant being subtracted individual testing situations. Such tech-
from the individual item times. While this niques introduce problems which mayor
is a refinement, it still does not ensure accu- may not be of consequence. Some of these
rate individual item times. Indeed, it is not problems have been highlighted in the pre-
possible to know how Fumeaux (1961) de- vious paragraphs. A further difficulty is the
termined such a correction factor as he does possible differential effect of obvious versus
not give further details. In any case, such surreptitious timing, or what Fumeaux
irrelevant activity times need to be par- (1955) has called 'stressed' and 'unstressed'
tialled out of the data for each of the items speed, respectively. As these procedures
that is to be used in reaching the answers have a differential effect on performance
to the research problems. (Fumeaux 1955), it is necessary to treat the
Some of the problems inherent in testing different studies separately: one cannot pre-
large groups can be overcome by testing sume that 'natural speed' has been mea-
small groups of four to six SUbjects. Hun- sured if the fact of timing is obvious.
sicker (1925) employed this procedure as did A number of investigators have used
Cane and Hom (1951). However, the item complicated techniques in order to get away
times still included irrelevant components, from some of the more obvious defects de-
such as writing the solution and operating scribed in the previous paragraphs. Brierley
the apparatus. (1969) constructed a special apparatus so
While individual testing overcomes the that very little time would intervene between
many problems of group presentation and successive items. By housing the timing ap-
recording, it does not necessarily remove all paratus in a separate room, by arranging
of the difficulties. While the tester may be for the timing to begin only when the test
able to adjust the recorded times for some item was presented, and by enabling the an-
of the interstitial overt acts, it is not possible swer to be recorded when an electrical
to correct for covert effects, such as know- switch was depressed, the time added to
ing when the subject has actually begun his problem solving time by the apparatus was
attempts at finding a solution. The Nuf- trivialized. While such apparatus working
femo Test (Fumeaux 1955) procedures re- time is virtually eliminated, this technique
quire surreptitious timing in an attempt to does not of course remove those compo-
overcome some of these distorting features. nents of time added by interstitial activities
The present author, having used these tests in the subject.
in a clinical setting, is well aware of their The present writer has employed a com-
timing limitations. Although the stopwatch puter-based control of item presentation
is concealed, the tester has to record times and timing to circumvent the problems of
on a duplicate answer sheet which of neces- apparatus time. Timing was initiated only
sity, ,has to remain in the subjects view. when the test item was exposed and termin-
Hence, the testee can become aware of the ated when the subject depressed a response
Mental Speed: A Digression into Measurement 27

button mechanically linked to a micro- and Y. 'a' marks the onset of the process,
switch. Inter-item times were of short dura- 'b' the point at which a solution is avail-
tion (about .5 s) and constant for all sub- able. The second line represents apparatus
jects. One major limitation of this approach time. From the point of view of the proce-
should also be noted here. The short delay dure, the problem could have been pre-
between responding to one item and being sented anywhere between' A ' and' B '. Also,
confronted with the next means that the the end of timing could take place anywhere
item is present even though the subject may between 'C' and 'D', depending on what
not be ready or willing to begin working is required of the subject once he has a solu-
on it. This therefore introduces a potential tion to offer. For example, if one of a set
interstitial time - one cannot know when of keys has to be pushed to record a multi-
the subject actually began working on the ple choice answer, some of the time between
item. All that is recorded is response la- 'C' and 'D' will be taken up in locating
tency. Such a problem could be partly the correct key.
solved by interspersing a message, which in While the discussion to this point may
effect tells the subject to press an 'Item Pre- imply an unrealistic demand for precision,
sentation Button' when ready for the next it can be argued that until such time as the
problem. This would not be necessary if the measurement problems are minimized, re-
research was concerned with forced presen- search must be of limited value and any
tation or massed practice, although even theory based on it inappropriately specula-
here it would be difficult to record the time tive. It is the impression of this writer that
when the subject began working on the insufficient attention has been paid to the
problem. measurement problem and to an analysis
A variety of other procedures is available of what is supposed to be measured.
for the presentation of test material. These The rush into speculation is nowhere
take the form of self-contained devices or stronger than in the factorial analyses of
else apparatus linked to computers (see 'speed tests'. Writers have ignored the qual-
papers in Elithorn and Jones 1973, Gather- ity of their data and have proceeded to erect
cole 1968, Gedye 1966, Miller 1968). How- elaborate structures on data which are un-
ever, none of these procedures is specifically worthy of such efforts. The problem is that
designed for gathering accurate solution if mental speed is to be investigated using
times. factorial techniques, then the method of in-
Figure 1 is an attempt to schematize some vestigation is predetermined by the method
of the foregoing discussion. The dashed line of analysis. Proper scientific research re-
at the top represents the hypothesized peri- quires the opposite. Factorial procedures
ods of mental activity concerned with solv- need large amounts of data. The most eco-
ing the problem. The' true' problem solving nomical way to gather such data is by group
time is the sum of components V, W, X, testing large numbers of subjects. Yet, as

Subject Sotution
begins available

~ ~
w I
Mental activity
b
, I

I
I

Apparatus time
AI apparatus
,
on
,8
I
Ie
, end
timing
of

Time scale ':, ,:' I

Fig. 1. Hypothesized relationship between problem solving activity and timing of solution
28 The 'Scientific Approach' to Intelligence: An Overview of Its History

has been argued, group testing cannot, by when speed is emphasized in the instruc-
its very nature, provide the quality of data tions. Eysenck (1967) has pointed out the
necessary for the proper investigation of need to pay careful attention to structuring
mental speed. This was apparent well before the test situation if the effects of neuroticism
factor analysis achieved its popularity as a on performance are to be elicited.
data analysis technique in the 1930's. It was Other factors can be identified as likely
made explicit by McFarland in his 1927 re- to have an effect on measures of speed. The
view and emphasized by Peak and Boring setting in which the research is conducted,
in their 1926 study. the structuring and familiarity or otherwise
If there is some substance to the multi- of the test material, the massing or spacing
component conception of speed, it is neces- of the items, and so on need to be consid-
sary to isolate the speed components for ered. These and possibly many other factors
proper measurement. However, because of serve to complicate speed measurement and
our current technical limitations, the basic if taken into account quickly serve to dispel
unit of analysis must be the single item time. the simplistic assertions of Spearman
Such times are subject to distortions, but (1927), Fumeaux (1961), and others. One
at least they are minimal. These times important aspect not considered so far is
should be measured in individual rather item difficulty. This is the subject of the next
than in group test situations as the latter section.
make it almost impossible to cope with dis-
torting factors.
As noted earlier, Furneaux (1961) as-
serted that item times (response rates), were A Digression into Item Difficulty
'simple and unambiguous' and they could
not be easily redefined in terms of simpler
determinants. From the foregoing discus- F or some purposes, the 'difficulty' of an
sion, it is suggested that his assertions are item is not important as individuals can be
unfounded. Theoretically and practically given the same set of items and their solu-
'speed' measurement presents a number of tion times can be compared within items
important difficulties which are only partly to assess 'mental speed'. However, if'men-
overcome by timing individual items during tal speed' is hypothesized as something gen-
individual testing. The further assertion that eral across varied item content, any test of
response rates cannot be defined in terms this hypothesis presupposes items of compa-
of simpler determinants is also question- rable, and hence known, difficulty. This in
able. There is sufficient evidence for in- turn presupposes an adequate bases for dif-
stance, that response times are significantly ficulty determination.
influenced by contextual factors. The prob- According to standard procedures, items
lems of speed measurement discussed in this are considered to be of equivalent difficulty
section are basic but by no means exhaus- if equal percentages pass or fail the item.
tive. The effects of instructions on behav- While this may be adequate for most of ap-
iour during testing and the ways in which plied measurement, it has one fundamental
such instructions and their various nuances failing. It does not take account of the pos-
interact with other factors to produce differ- sibility that the 50% or so who pass item
ential outcomes needs to be investigated. 'a' may be quite distinct from the 50% who
Researchers may fail to publish instructions pass item 'b'. Yet 'a' and 'b' would be
or when reported, no evidence is provided defined as being of equivalent difficulty.
that subjects have responded to instructions Such an assumption is hard to justify, even
in a way that is congruent with the research- if there is some overlap of individuals who
er'S intentions. Cattell (1971) reports that pass both items.
certain ' speed' factors will emerge only Such difficulty indices are of necessity
A Digression into Item Difficulty 29

sample dependent; to obtain generalizable Educational science needs lists of words in


difficulty values necessitates representative spelling, of examples in arithmetic, algebra and
geometry ... etc: so chosen that anyone will be
or substantial random samples. This solu-
of approximately the same difficulty as any other
tion is costly and open to the effects of pop- .... The service rendered to physical science by
ulation structure changes which can invali- the inch, the ounce, the ohm, the ampere ...
date the indices. should be duplicated in mental science .... Until
Once it is recognized that equating tests we have such units all our investigations rest on
insecure foundations. (pp. 169-170)
for difficulty is problematic, given that the
difficulties of the components are crude,
subsequent interpretation of test scores be- In 1903, Thorndike was optimistic about
comes questionable. If a battery of tests the emergence of a solution to the difficulty
with varying difficulties is given to a group, problem, suggesting that' any trained stu-
then, say, the interpretation of a factor anal- dent' who possessed ingenuity and a
ysis becomes, at the very least, a compli- 'knowledge of elementary statistics' would
cated exercise. If test' A' is 'easy', then it overcome the problem of scaling. Years
could involve the use of a different set of have passed and the problem is still with
skills to those requred for test' B', a more us (Angoff 1971).
'difficult' test. The resulting factor structure Contemporary test theorists know, as did
might be quite different to the structure their predecessors, what they are aiming at.
which could have emerged with tests of An acceptable scale would be constructed
equal difficulty. Findings reported by in such a way that if a person passes an
McDonald (1965) illustrate some of the item of given difficulty, he will pass all items
problems. After carring out a principal that are less difficult; if he fails an item of
components analysis on the test results of given difficulty, he will also fail any item
two groups of subjects (on the Progressive of greater difficulty.
Matrices), the second component to emerge In his early writings, Thorndike (1903)
for one of the groups (the younger of the accepted a measure of relative status as a
two) was identified as a difficulty factor. form of measurement, recognizing at the
Using a procedure for non-linear factor same time that it was not very satisfactory.
analysis, McDonald found that the appar- As an interim solution, he proposed the use
ent 'difficulty' factor was a curvature com- of equal percentage passing as an approxi-
ponent 'not identifiable as such by conven- mate unit. This proposal was followed up
tional factor-analytic techniques'. Apart in his later works (Thorndike et al. 1927),
from the questions which these findings but even then, the perfect scale was not
raise for factor analysis in general, it ap- achieved. Thus, while the scale then devel-
pears that the underlying assumption that oped (the CAVD) was 'at all points more
the items, with some misplacements, in- accurate than the best scales previously
crease in difficulty, is not supported, at least available', it still needed to be 'improved
not for the younger subjects (mean age by more extensive experimentation'
13.96 years). (p.472).
Furneaux (1961) has suggested that the In developing the CAVD, Thorndike and
concept of item difficulty was introduced his colleagues drew a distinction between
to account for the introspective observation the item difficulty and intellectual difficulty.
that the' sense of effort associated with at- In doing so, they diverted attention from
tempts to solve some problems is stronger the problem of item scaling. Thus they as-
than that associated with others'. serted
In 1903, E.L. Thorndike confronted his
... for every theoretical and practical purpose
contemporaries with a number of problems, in the measurement of intellectual difficulty, we
the formemost being that of discovering ad- should use collections of tasks rather than single
equate units of mental measurement: small tasks. We ought to measure the difficulty
30 The' Scientific Approach' to Intelligence: An Overview ofIts History

of single tasks, but we can profitably measure intelligence, rest on the common technique
intellectual difficulty only in the case of compos- of scaling by means of percentage passing.
ites which contain enough kinds of tasks to repre- Subsequent attempts (e.g. Thurstone
sent a fair sampling of all intellect as it operates
at that level .... (p. 133) 1928) to overcome the 'difficulty' problem
have met with little success. Gulliksen
(1950), in his discussion of item analysis
Thorndike's reasons for rejecting the sin- within the framework of classical test
gle item as the focus of difficulty scaling theory, has surveyed a variety of procedures
included their low correlation with his crite- for difficulty determination. None has suc-
rion of intellect (the total score), their ceeded in overcoming the common limita-
heterogeneous variance, the restricted range tion of variation in item parameters as a
of intellect sampled by such items,and their function of the ability level of the group.
proneness to being influenced by transient Such problems have led to a variety of alter-
effects and special knowledge. Single items, natives including the use of multiple indices
according to this view, measure 'but a small (e.g. Heim 1970, Anstey 1966), but as yet
part of intellect plus a large error' (p. 117). no substantial advances have been made
His solution to the difficulty problem was (Angoff 1971).
to combine four sets of common content A more recent view of the problem of
items (10 each from C - sentence comple- 'difficulty' has been presented in the infor-
tion, A - arithmetic, V - vocabulary, and mation theory approach of Newell and Si-
D - comprehension) to create a composite. mon (1972). They descirbe their tasks as be-
Difficulty was then determined by the per- ing 'moderately difficult problems of a sym-
centage of his criterion group who passed bolic nature' (p. 3). The time taken to solve
the composite. For an individual to pass the problems is regarded both as an important
composite, he had to pass 50% of the items. aspect of difficulty as well as being an index
The difficulty level of the composite could of difficulty. However, they recognize that
be changed by juggling the items. Thus, a , difficulty' requires reconceptualization in
given composite could be made up of items the framework of their approach:
of widely varying' difficulties'. The Thorn-
dike approach seems somewhat nonsensical In constructing a theory of problem difficulty
in that if a single item contains but a small we should like to identify those aspects of task
environment and the problem solver that are the
part intellect and a large part error, a collec- major determinants of difficulty - whether mea-
tion of such items may contain a middling sured by solution time or any of the alternative
part intellect and a substantial part error, measures. (p.93)
unless it can be assumed that none of the
error is systematic, an unlikely assumption. 'Difficulty' in the Newell and Simon for-
Further, given that the items in any com- mulation has to be viewed in terms of the
posite vary widely in their difficulty mea- interaction between the task environment
sured by percentage passing, two individ- and the programme of an information pro-
uals passing the composite can pass by radi- cessing system. Task environment is concep-
cally different routes. It is possible for indi- tualized as a set of methods for problem
vidual A to pass the composite by passing solution together with an 'executive struc-
50% of the items whereas individual B ture' for selecting and applying these. An
might pass by solving the other 50% or all important determinant of difficulty is what
of the items. Nevertheless, a similar proce- Newell and Simon call the problem space.
dure was employed for the age level scaling This is the set of possibilities for solving
of the Stanford-Binet in its various revisions the problem as seen by the problem solver.
(Terman and Merrill 1960). Although a dif- The methods at the disposal of the solver
ferent procedure was used for scaling the are used to examine the elements of the
Wechsler tests, these too, like most tests of problem space one at a time. In the simplest
A Digression into Item Difficulty 31

case, the entire problem space is searched jects who pass the maze. The two measures
using the methods available to the problem 'difficulty' and 'empirical difficulty' corre-
solver. In this instance 'time to solution will lated +.77 and increased to + .94 if the dot
be roughly proportional to the total size of saturation of the lattice and the branches
the space'. The 'problem solving mecha- at each choice point on the correct paths
nism' proposed by Furneaux (1961) has were included in the computation.
similar features to that of Newell and Si- While the Perceptual Mazes lend them-
mon. At this point, however, their analysis selves well to precise specification of various
of problem or item difficulty has no imme- parameters, the procedures employed are
diate implications for determining item dif- not transferable to the types of test item
ficulty. The suggestion that it can be rough- found in common intelligence tests: they
ly indexed by time taken is not novel. cannot provide a generalized solution to the
An interesting but somewhat limited ap- difficulty problem because item structure in
proach to item difficulty is presented in the the usual intelligence test is not obviously
work of Elithorn and his colleagues on the reducible to the same elements.
Perceptual Maze Test (Smith et aI., interim Item analysis is concerned with selecting
report, unpublished work; Davies and Da- test items in such a way that the test will
vies 1965, Elithorn et al. 1966). The test is have certain specified characteristics, in par-
made up of a triangular lattice with dots ticular, that the final test will have high vali-
at a number of the intersections. The subject dities and reliabilities. According to Gullik-
is required to trace a path from apex to sen (1950), there are more than twenty
base, passing through a given number of methods of item analysis. The determina-
dots, while moving in a forward direction. tion of item difficulty is a major component
What is called the 'subjective difficulty' in each. Seen from the standpoint of con-
of the maze can be varied in four ways. ventional test design, difficulty determina-
These are the physical dimensions of the tion and scaling procedures are important
maze, the size of the background lattice, the because of their impact on validity and reli-
number of the target dots on the lattice and ability. For most practical purposes in test-
the arrangement of the dots. Although sub- ing, the inadequacies of such procedures
jective difficulty can be specified very pre- have apparently not been crucial, as wit-
cisely, the 'difficulty' of each maze appears nessed by extensive applied testing. Howev-
to be based on the standard 'percentage er, they have severely restricted the interpre-
passing' formula (Smith et al., interim Per- tations of test scores and have hampered
ceptual Maze Test report, unpublished research on intelligence, again mainly be-
work). cause interpretation is complicated.
An alternative approach to assessing the Most discussions of 'difficulty' seen to
difficulty of each maze was proposed by assume that an item or problem has some-
Davies and Davies (1965). It is based on thing which can be called 'its difficulty'.
the idea that each maze has a large number Brierley (1969) and others have questioned
of distinguishable pathways. The 'diffi- this:
culty' is then related to the number of paths
The principal reservation one must have con-
through the maximum number of dots on cerning the problem of difficulty scaling is that
the solution path. The subject obtains a of the reality of an intrinsic item difficulty. (Brier-
score based on the 'difficulty' of finding a ley (1969)
path through the number of dots attained.
This procedure differs from the original in Similar reservations have been expressed,
that a graded score is possible for each implicitly or explicitly, by several writers
maze. Elithorn simply scored for pass or (Campbell 1961, 1964; Cane and Hom
fail. Davies and Davies (1965) define 'em- 1951, Heim 1970). Campbell (1961), for ex-
pirical difficulty' as the percentage of sub- ample, has examined the determinants of
32 The 'Scientific Approach' to Intelligence: An Overview of Its History

item difficulty in relation to a number of the less intelligent subjects produced incon-
factors: sistent findings.
1. Extrinsic factors A further issue is the extent to which
a) The context 'complexity' and 'difficulty' are synony-
b) Familiarity of content mous. Porebski (1954) suggests that they
c) Non-intellectual factors are the same but that complexity may be
2. Intrinsic factors introduced by irrelevant features or by re-
a) Item qualities (complexity of content, quiring the subject to have at his disposal
abstractness, novelty) other skills (e.g. a' good' short-term memo-
b) Item layout ry). The information theory analysis of
Campbell (1964) also raised the question Newell and Simon (1972) presents a differ-
of the extent to which many items (particu- ent conceptual analysis of the same issues.
larly of the letter series type used by Fur- These various assessments of the effects
neaux) are prone to the effects of chance of contextual factors on conventional diffi-
strategies, which can then have a profound culty indices provide some support for the
effect on the success of the subject. Taking view that such indices are sensitive to con-
series items as one example, she points out text. However, they do not resolve the issue
that varied solution rules are available but as to the independent existence of 'intrinsic
only one is, in the view of the test construc- difficulty'. Were it not for the work of Fur-
tor, correct. Brierley (1969) cites an addi- neaux (1961), Elithorn and his colleagues
tional factor, that of irrelevant information (Smith et aI., unpublished work), and Da-
introduced to complicate the item. As an vies and Davies (1965), it would be possible
instance, he suggests a letter series item in to reject the notion of intrinsic difficulty and
which the rule is given by alternate letters, simply focus on conventional indices and
the others merely serving as distractors. their empirical relationships and determi-
Cane and Hom (1951) found that the posi- nants.
tion of an item in a test did not affect its The work of Elithorn, and Davies and
conventional difficulty. However, the time Davies does, however, point to three classes
spent on the item was related to its position. of difficulty, one of which appears to be
Open-ended questions led to shorter solu- 'intrinsic difficulty'. Smith et aI. (unpub-
tion times than did multiple-choice items. lished work), distinguish between subjective
Dunn and Goldstein (1959) varied several and empirical difficulty. As was noted pre-
item features (number multiple choices per viously, the SUbjective difficulty (complex-
item, irrelevant cues, grammatical changes), ity?) can be varied along any or all of four
and found that while they produced changes dimensions (physical dimensions, lattice
in conventional difficulty, validity and reli- size, number of dots, and arrangement of
ability of the items were not appreciably dots). Empirical difficulty refers to conven-
changed. tional indices. The Davies and Davies
A number of studies by Heim and. her (1965) procedure for indexing the properties
colleagues (see Heim 1970) have examined of an individual maze leads to what they
a variety of influences on conventional diffi- call calculated difficulty. This index com-
culty as well as difficulty indexed by solu- pletely describes the structural properties of
tion speed. For example, Heim (1955, 1957) a given maze. The important point is that
has found that successful sulutions are pro- the calculated difficulty is invariant. It de-
portional to the difficulty of the context: pends entirely on the maze itself and not
an easy test preceding a more difficult test on the context or on any other factor ex-
led to a smaller percentage correct in the trinsic to the item. In this sense, it is possible
latter. Speed was also affected in that easy to view each maze as having an intrinsic
items would be answered more slowly if property which appears to be directly re-
they were preceded by a hard test. However, lated to what is generally regarded as 'diffi-
Mental Speed 33

culty'. It is unfortunate that Davies and Da- bility of a correct response depends only on
vies (1965) did not attempt to examine the the level of ability of the individual and on
scalability of the calculated difficulties but the item parameters. In its simplest form,
simply treated them as ranks. Also, as noted no assumptions are made about any charac-
earlier, conventional items do not readily teristics of the individual. More complex
lend themselves to such structural specifica- forms of the model have been developed by
tion although it might yet be possible to a number of writers (e.g. Birnbaum 1968
treat, say, letter series as number of alterna- in Lord and Novick 1968). For example the
tive correct solutions and the number of ele- 'three parameter' version of the model has
ments in the items as well as the distractors. as its parameters the discriminating power
It might be possible to examine the predic- of the item, item difficulty, and the proba-
tive power of such an index, the goal being bility of a correct answer for individuals at
to demonstrate that such indices conform the lowest levels of ability.
to the ideals of scaling described by Angoff The development of these models, has,
(1971). according to Lord (1974), been held back
Furneaux's (1961) attempted solution of at the empirical level because of the problem
the difficulty problem is important because of estimating the characteristic curve of in-
it circumvents the major limitations of con- dividual items. These problems appear now
ventional difficulty scaling. His solution will to have been overcome and there is accumu-
be considered later. At this point it is suffi- lating evidence on the validity and useful-
cient to note that his procedures are claimed ness of this approach. However, it appears
to produce indices which are independent that more research is still needed.
of the standardization group, that they are
based on an unambiguous measure, solu-
tion time, anq that his indices enable the Mental Speed
prediction of performance at different levels
of difficulty.
Dissatisfaction with classical approaches Problems in the determination of item diffi-
to mental test scoring has led to the develop- culty and the conceptualization and mea-
ment of a number of different models (Lord surement of speed greatly limit the value
and Novick 1968, White 1973a, b; Van der of much psychological work on speed. Fac-
Ven 1971, 1974; Iseler, 1970, Lord 1974, tor analytic studies in particular are of mar-
among others). The major shift of emphasis ginal interest because of their cavalier disre-
in all these more recent approaches is away gard of these problems. There are, however,
from the older deterministic models to ap- a number of approaches to the study of in-
proaches based on probability (Lord and telligence which, to a greater or lesser ex-
Novick 1968, Lord 1974). Of the newer tent, have attempted to cope with these
models, those of White (1973a, b; see Chap. problems and which, at the same time, man-
3), !seier (1970), and Van der Ven (1974) ifest a desire to conform to conventional
have been particularly influenced by Fur- notions of scientific theory and research.
neaux's conceptual analysis, but have not These are considered next.
attempted to apply his scaling procedures. Thurstone, in a theoretical paper pub-
Possibly the most widely investigated of lished in 1937, examined the relationship be-
the current approaches are those subsumed tween ability, motivation, and speed, with
under the generic title of' item characteristic a view to appraising' ability as power' inde-
curve theory' (icc) (Lord 1974). These mod- pendent of speed and motivation. As part
els usually have two basic components, the of his model, he proposed a three-dimen-
ability of the individual and a vector con- sional surface with difficulty defining one
taining parameters that fully characterize axis, and response time and probability of
the item. It is then assumed that the proba- success defining the other axes.
34 The' Scientific Approach' to Intelligence: An Overview of Its History

One of the major problems, according to erous time allowance, any further incrase
Thurstone, was that associated with con- in T will have relatively little effect on the
ventional definitions of speed as the number 'psychometric curve' ACB. On the basis of
of easy tasks completed in unit time. As he these assumptions, Thurstone is then able
saw it, the problem was whether high speed to propose a definition of'power or altitude
can be taken as an index of the ability of which is independent of the speed of any
complete more difficult tasks without there performance' .
being any time limits. The three dimensional
The ability of an individual subject to perform
surface (see Fig. 2) is generated by assuming a specified kind of task is the difficulty E at which
that a subject with fixed motivation at- the probability is that he will do the task in infi-
tempts a large number of tasks at each level nite time. [Original in italics]
of difficulty. All tasks are of standard type.
Their difficulty is calibrated on some scale A practical procedure for determining E
using the percentage correct in a standard by means of interpolation is described by
group as the index of difficulty. From Fig. 2 Thurstone. That is, various points can be
it can be seen that for a fixed response time, determined experimentally, for example, by
any increase in difficulty will lead to a de- measuring response times at different diffi-
crease in proportion correct; as the amount culty values.
of time allowed is increased, with difficulty Brierley (1969) has criticized this ap-
held constant, the probability of success will proach on several grounds. For instance,
increase. It will also be seen that, like Fur- the model disregards the effects of continu-
neaux (1961), normal ogives are assumed ance at high levels of difficulty, which is
to express relationships between response likely to produce distortions in the data.
time and probability of success, and be- These distortions would in turn affect the
tween difficulty and probability of success. adequacy of any interpolation which is at-
The plane AB in Fig. 2 is at a point corre- tempted. As a consequence, the ability sur-
sponding to a large valve of T, response face becomes much more complex than
time. The ability surface (curve) at this point Thurstone realized. A further limitation of
has a median indicated by point C and this Thurstone's model is the failure to be con-
in turn corresponds to a difficulty level at sistent in his definition of P. At one point
which the probability of success is .5. Ac- he refers to P as the probability 'that the
cording to Thurstone, if T is already a gen- individual subject will successfully complete

Difficulty 0

Fig. 2. Thurstone's (1937)' Ability Surface'


Mental Speed 35

a task' and later, he refers to P as 'the pro- gether research on human abilities and his
portion of successful solutions'. views on speed and its relationship to ability
Despite its limitations, Thurstone's mod- and personality will be discussed here. Ref-
el, with the exception of 'power', can fit erence will also be made to two major
Furneaux's theory quite closely (Brierley reviews published by Hom (1970, 1972),
1969). It gives rise to three dimensions who has been particularly important in de-
which can be scaled (accuracy, time, diffi- veloping Cattell's theoretical and empirical
culty) and which enable an ability surface approach.
to be generated. Any given point on the sur- Cattell provides a list of, at this stage,
face will depend on the time limits (defined tentative empirically based primary abili-
externally or internally), item difficulty, per- ties. Among those factors which receive the
sistence, and so on. However, it seems strongest confirmation and which also have
highly unlikely that such a surface would comparatively substantial variances are:
ever be achieved in practice for any individ- UI(4) Perceptual speed (identified in more
ual. It would be very difficult indeed to so than than 30 studies) based on tests
manipulate practical testing so as to achieve involving the comparison of similari-
error-free solutions at varied item difficuli- ty in visual material and configura-
ties, for example. tion, mirror reading, and dial recog-
Brierley (1969) argues for a multidimen- nition.
sional concept of power based on time, diffi- UI(5) Speed of closure (visual cognition,
culty, and accuracy. He suggests that if reli- gestalt perception) based on nine stu-
able and practicable units can be found for dies including such tests as street ge-
these dimensions, the generation of an abili- stalt and speed of dark adaptation.
ty surface is possible. Drawing on the power
concept in physics, Brierley defines 'power' Among the 'lesser, narrower, less substan-
as the work done in unit time. It is equal tiated primaries' is
to the product of the number of unit solu- UI71 Motor speed
tions achieved and difficulty x time - 1. This At least five broad factors emerged when
formulation does have a number of practi- the intercorrelations among primary factors
cal obstacles. The most important of these were further investigated in the ability
is that of defining a unit task. Although realm. Cattell (1971, p. 106) identified these
there has been an attempt to fractionate test as
items into units (Restle and Davis 1962),
its outcome was suggestive rather than defi- Fluid general intelligence
nite. Brierley therefore accepted that for the Crystallized general intelligence
present, it will have to be assumed that Power of visualization
items of approximately equivalent difficulty Retrieval capacity of general fluency
will have to be used. The second major Cognitive speed
problem, that of difficulty scaling and the Associated with this pattern is the theory
determination of item difficulty, might be of crystallized (gc) and fluid (gr) abilities,
resolved by using Furneaux's (1961) proce- which asserts that there are two major attri-
dures. Using this model of power, Brierley butes which have a significant impact on
(1969) was able to demonstrate that diag- performance on intellectual tasks. These in-
nosed neurotics performed significantly less fluences operate somewhat independently
efficiently than did normal subjects. The (Hom 1972) throughout development and
work of both Thurstone and Brierley would are said to represent the basic components
suggest that 'power' is a complex concept of intelligence. Fluid intelligence is mani-
without a generally accepted definition (see fested primarily in tasks which are relatively
Heim 1970). uninfluenced by culture. They are either
Cattell (1971) has attempted to draw to- novel or overlearned. Crystallized intelli-
36 The' Scientific Approach' to Intelligence: An Overview of Its History

gence reflects the individual's use of con- has suggested that it is an index of motiva-
cepts and aids derived from the culture. tional strength operating in the actual test
Both involve the same processes of reason- situation. Cattell's views are somewhat
ing, relation perceiving, abstracting, and the complex.
like but differ mainly in the extent to which The correlational evidence according to
they involve culture specific learning. Some Cattell (1971 p.64) points to a number of
differences exist between Horn and Cattell different speeds rather than a single general
(Horn 1972). In Cattell's views, gr is re- speed. In addition, our conception of speed
garded as more explicitly related to heredi- is complicated by both semantic confusion
tary-physiological influences. gr and gc have and the variety of scoring procedures used.
been studied in relation to a variety of asso- The two major indices, number correct and
ciated functions, the details of which are time taken, generally correlate positively.
presented in the reviews by Cattell and More substantial correlations are found be-
Horn. For example, there is evidence that tween scores on timed and untimed tests
they show a differential age decline as well provided that subjects are asked to work
as being differentially influenced by damage quickly and that they are homogeneous
to the nervous system. In terms of actual with respect to age (Cattell 1971, p.65).
tests, the Matrices load on gr whereas verbal However, under speeded conditions, when
tests such as the Mill Hill Vocabulary have intelligence and the effects of other primary
been found to load on gc. Cattell (1971 factors are partialled out ' two or three gen-
p. 107) notes that the Furneaux Speed eralized speed measures remain'. Even when
and Level Tests are most strongly loaded such corrections are not made and the speed
on gr. stress is not introduced, a tempo factor still
The third of the major factors, visualiza- emerges represented by the work of Rimoldi
tion covers a variety of performances in- (1951) and associated with the personality
volving spatial manipulation (e.g. form factors VI30 (aloof independence) and
boards) and includes' flexibility of closure' VI 33 (depression-elation).
and 'perceptual speed' as correlates. In addition to tempo, Cattell implicates
The fourth broad factor involves retrieval two further sources of speed difference. The
of material 'from memory storage', some- first is identified by VI 22 (corteria), the
times called fluency but not analogous to characteristic level of cortical alertness of
the primary factors of the type which are the individual, and the second VI 16 (assert-
loaded by word fluency tests. ive ego), is manifest as ambition in the test
The fifth broad factor, speed of cognitive situation.
(g.) performance, poses the greatest diffi- In summarizing the evidence, Cattell as-
culty in trying to characterize it. As Cattell serts that anything that is general in cogni-
points out, it has a long history, and is the tive speed [the cognitive speed factor of
factor supposedly discussed by Spearman. Bernstein (1924)] is temperamental or moti-
Its' existence' was detected in the' early and vational in origin and is associated with
thorough' (Cattell 1971, p. 107) studies of VI 22 or VI 16. However, the VI 22 tem-
Bernstein (1924). Parenthetically, it should peramental component 'actually extends in
be noted that it is extremely hazardous to a confusing fashion along the frontier be-
attempt to place any reliance on Bernstein's tween ability and temperament traits'
study, a hazard which Cattell ignores. The (p. 65). Even though its contribution to
quality of Bernstein's research is such as to 'variance in high level abilities is quite
make any conclusions derived from it ex- small', Cattell suggests that it should be in-
ceedingly suspect. cluded in any discussion of abilities in that
Cattell notes that an early conception of it has an influence on perception and execu-
g. placed it in the realm of personality-tem- tive performance. In attempting to clarify
perament factors and that recently, Horn his distinction, Cattell thus posits tempera-
Mental Speed 37

mental-cognitive speed as distinct from the tion speed '). Finally, Cattell attempts to in-
speed which arises through temperamental clude his personality factors in discussing
tempo, motivation level, and mood. Its pe- the relationships.
culiar property is that it ' appears only when The decades which followed the establish-
ability scores are made under "speed" in- ment of intelligence as an important psycho-
structions and in scoring a timed perfor- logical concept have, with few exceptions,
mance' (p. 65). In a later discussion of this witnessed major and minor controversies
component, Cattell maintains that it affects about one or other of its facets. While it
speed in a broad spectrum of abilities, such is unlikely that many of the problems will
as numerical performance, social skills, per- be answered in the foreseeable future, some
ceptual speed, and especially mechanical of the more fundamental issues have at least
speeds such as writing (p. 107). This compo- been identified. Butcher (1968) has pointed
nent in turn makes only a minor contribu- out that from the point of view of the scien-
tion to speed in intelligence-demanding tific study of intelligence, what is needed
tasks, or what Cattell refers to as 'power is a law or set of laws which can act as
intelligence'. This further type of speed is the basis for major advances in our under-
largely an expression of the same ability as standing of intelligence. Such laws would,
is measured in fitness and error-freeness of according to Butcher, help establish an ac-
response'. This conception of speed is simi- ceptable definition of intelligence which
lar to Spearman's view and is supported, would then facilitate further developments.
according to Cattell, by it being located The work of Furneaux (1961) was seen as
within gr rather than g. in the second order a potentially important approach in relation
factor pattern. It is the component identi- to this problem.
fied by Furneaux as intellectual speed. The The problems inherent in conventional
nature of this conception of speed is best tests led Furneaux (1961) to conclude that
illustrated by the following: some other approach to intelligence testing
should be devised. In effect, this involved
... By any reasonable perspective this simple 'setting on one side the whole of the ap-
speed factor is a distinctly broader factor even proach to cognitive function which origi-
in the cognitive realm itself, than are the two in-
telligences. For example it operates even more nated with Binet' and which had 'come to
obviously in mechanical and perceptual perfor- be taken for granted ever since'. The alter-
mances than in intelligence. Speed measured in native approach devised by Fumeaux was
successful, intelligence problem-solving is local to based on evidence (Slater 1938, Fumeaux
intelligence (being zero if a person cannot solve
the problem !). If intelligence is considered speed
1948, Tate 1950) that studies of response
at all, it is speed in more complex performances rate were 'simple, unambiguous and theo-
than those that are typically strongly loaded by retically and practically relevant'. Further,
g.. (Cattell 1971, p. 108) measures of response rate also appeared to
be such that they were not easily' redefined
Three important features emerge from in terms of sets of simpler determinants .... '
this brief examination of Cattell's work. These somewhat bold assertions were con-
Firstly, his approach is essentially structural sidered, and found wanting, in an earlier
in that it attempts to isolate the major ele- section of this chapter. Nevertheless, Fur-
ments and examine their interrelationships. neaux was able to use this analysis of speed
Secondly, his review of relationships among as part of a seemingly successful approach
the ability factors points to the possibility to the determination of item difficulty. In-
of two conceptions of speed, that contained deed, Furneaux's difficulty scaling proce-
in gr and that in g. at the second order. dures not only take account of some of the
(It is unfortunate that Cattell has called gs criticisms made of the total score unit, but
'cognitive speed' as this factor is loaded by also show that difficulty and log time to
tasks such as 'writing speed' and 'cancella- correct solution are linearly related. The im-
38 The' Scientific Approach' to Intelligence: An Overview ofIts History

port of this relationship is expressed as fol- and the rate of gain measure in choice R T
lows: (Roth 1964). This evidence is seen by Ey-
senck (1967 a) as indicating that reaction
The increase of log latency with increase in time experiments do not, as previous studies
item difficulty turns out to have the same slope
for all individuals tested, and is thus a constant,
suggested, contradict a theory in which
one of the few which exist in psychology. (Ey- speed is a central concept. Also, Roth's re-
senck 1967) search has important implications for the
choice reaction time model of problem solv-
Despite the apparent significance of this ing put forward by Furneaux. (See chap.
finding, there were no attempts at replica- 4 by Jensen.)
tion until the late 1960's, even though Fur- Furneaux's work - which was stimulated
neaux had begun to publicize his work as to some extent by Eysenck, who in turn was
early as 1948 (Furneaux 1948, 1950, 1952). influenced by the subsequent development
This delay was partly due to the length of of Furneaux's ideas - displays a number of
time it took for the actual procedures to important characteristics. Firstly, it pres-
be published (Furneaux 1961) and because, ents, albeit in an intricate and at times ob-
as Butcher (1968) remarked, the paper scure manner, a 'solution' to the computa-
which reported this main finding was' deci- tion of item difficulties. Secondly, it devel-
dedly obscure' in its presentation. ops an operationalized conceptual scheme
Furneaux treats problem solving (item which differentiates aspects of problem
solution) as a special case of multiple-choice solving that in the past were either inexact
reaction time. The problem solving process or unremarked, and then proceeds to exam-
requires, as one of its components, a search ine empirically the relationships among
for the solution. As conceptualized by Fur- these. Next, it incorporates speed as a cen-
neaux, the search process involves a series tral concept. Fourthly, it is firmly lodged
of operations each component of which oc- within the conventional scientific frame-
cupies a fixed time. The more difficult the work of psychology and, finally, it makes
problem, the greater will be the number of provision for linking problem solving with
components required and thus an increase personality variables. Some of its main
in the time required for the search. Fur- strengths, however, are the main source of
neaux developed this model on the basis of its major deficiencies. The complexity and
work described by Hick (1952), Hyman occasional obscurity of the difficulty scaling
(1953), and others. These studies had dem- procedures for individual items, the key-
onstrated that choice reaction time (RT) stone for empirical testing, make indepen-
was linearly related to the complexity of the dent replication exceedingly cumbersome
choice situation. This complexity can be and even with the aid of computers, very
transformed into an information-theory time-consuming. The fact that Furneaux
unit, the bit. In the case of simple reaction was able to use his proceudres to compute
time, 0 bits of information are involved. difficulty indices for his research test items
One bit of information is present when two using only an electrome~hanical calculator
alternatives are presented, 2 bits when there is a remarkable instance of persistance, or
are four possibilities, 3 bits when there are as he would have it, continuance. Fur-
eight choices, and so on. By using a choice neaux's approach is detailed in a chapter
RT task involving 0-2 or more bits, it is written in 1961 and reprinted in Eysenck
possible to compute a 'rate of gain' measure (1973), so that no attempt will be made to
which is the slope of the best fit line through present it here.
the mean R T for each set of choices. Brierley (1969) and the present writer
While simple R T does not show a strong (Berger 1976) have independently attempted
relationship with intelligence, there is evi- to follow Furneaux's prescriptions for diffi-
dence of a relationship between intelligence culty scaling and both were only partially
Mental Speed 39

successful. A crucial test of his method characteristics as problem solvers change as


centres on the establishment of a linear rela- testing progresses.
tionship between solution time and diffi- A number of aspects of Eysenck's ap-
culty. Further, for subgroups of subjects de- proach have already been noted. In essence,
fined empirically on the basis of their scores it consists of two major themes. Firstly, he
on an index of' speed', the slope coefficients has focused on a careful analysis of the defi-
of the linear function should not differ sig- ciencies of conventional approaches to mea-
nificantly. It is somewhat surprising that de- surement. These have already been consid-
spite adequate statistical testing of most of ered. The second theme is an attempt to
his other hypotheses, these particular as- construct a model of intelligence test perfor-
pects of Furneaux's work were not assessed mance which, influenced in part by Fur-
statistically, either in terms of slope or of neaux, gives speed a central role. There are
departure from linearity. Further, on close as well a number of other important charac-
inspection of his procedures, it emerges that teristics. The underlying aim is to establish
for some of the items, difficulty estimates laws of behaviour. The approach empha-
have to be established subjectively, making sizes the relationship between personality
it possible to select values which assist in and test performance and several investiga-
producing a linear-looking trend in the tors have sought such relationships. Like
data. A further limitation to Furneaux's much of Eysenck's other work, there is an
work is that it is cumbersome, even with attempt to develop the theory on several
the aid of a computer. At each stage a var- levels, via information theory, psychophysi-
iety of decisions has to be made and a new ological measurement (evoked potentials),
set of estimates submitted to trial analysis. and genetic analysis. All the above-men-
These scaling procedures are, to say the tioned features are observable in his editori-
least, laborious. All these limitations when al comments to a compendium of papers
combined make the use of Furneaux's scal- published in 1973 (Eysenck 1973) and will
ing procedures less attractive than when not be detailed here. Instead, attention will
first encountered. be given to a number of issues which sup-
Despite these non-triVial limitations, the port or challenge his views.
present writer (Berger 1976) was able to par- Brierley (1969), with some justification,
tially replicate Furneaux's findings ofa 'lin- comments on the 'static' nature of Ey-
ear-looking' relationship between speed and senck's (1967) 'cube' model of intelligence,
difficulty for subsets of items from the Mill- initially described in 1953 and 1967. Al-
Hill and Advanced Progressive Matrices though serving a different purpose to that
Tests. It will therefore be interesting to see of Guilford's structure of intellect cube, it
if different models of problem solving are is equally lifeless, and at variance with the
able to further support Furneaux's conclu- complexities of human problem solving,
sions and Eysenck's assertions about speed- seen for instance in the work of Newell and
difficulty relationships. There is no doubt, Simon (1972). Eysenck's reliance on Fur-
however, that Furneaux's work is an impor- neaux's claims, given the questionable em-
tant contribution to the analysis of test per- pirical status of the latter, appears some-
formance and conceptually at least it pro- what optimistic. Further, his incorporation
vides a useful basis for the further develop- of the work of Roth (1964) was possibly
ment of theory and research in problem premature because of the conceptual and
solving. It is also worth noting here that methodological limitations of Roth's work
psychologically the model is limited in that (Berger 1976). (It will be recalled that Roth
it fails to take into account the dynamic found a statistically significant correlation
nature of problem solving, such as the likeli- between a measure of' rate of gain' of infor-
hood that people learn about solving test mation derived from choice R T and one of
items in the process of being tested; their intelligence. See Chap. 4 by Jensen.)
40 The' Scientific Approach' to Intelligence: An Overview of Its History

The present writer also attempted to rep- ty-test performance relationships, the de-
licate Roth's findings (Berger 1976). Al- gree of support (or lack of support) found
though the resulting data are also derived should not be regarded as strong evidence.
from a study with some methodological lim- In support of Eysenck's predictions, it
itations, it became obvious that any attempt was found that E and Mill Hill scores were
to assert generally that there is relationship negatively correlated (r= - .36, one-tail test
between 'rate of gain of information' and for N's greater than 100 - McNemar 1969,
intelligence is simplistic. Directionally, cor- P < .001). This correlation is linear and was
relations between a rate of gain index and not affected by age in the sample of male
IQs on the Mill Hill and Matrices were con- subjects. No relationship was found be-
sistent with Roth's findings. On one-tailed tween E and Matrices, and none of the time-
tests, however, only the Mill Hill (vocabul- based measures, including Fumeaux speed
ary) was found to be significantly corre- scores, were correlated with E. For the Mill
lated. However, the shared variance Hill, increasing E was significantly asso-
amounted to no more than 3.2% in a sam- ciated with increasing errors (r= .24) and
ple of over 100 subjects with age partialled abandonments (r= .23). For the N dimen-
out. It is possible that much of Roth's corre- sion, several significant correlations with
lation was carried by the verbal component the study variables disappeared when age
of his test battery. It was also found that was partialled out. In summary, the findings
the correlations between rate measures and of the study were such as to justify more
Fumeaux indices of speed on the Mill Hill detailed and specifically tailored research on
and Matrices were not significant, despite Eysenck's views of personality-test perfor-
the sample size. These results, as well as mance relationships. 1
theoretical considerations, suggest the pres-
ence of some complex relationships, and the
absence of others, which would require a
theory differentiated to a much greater ex- Concluding Remarks
tent than is the case with the proposed by
Eysenck. The problem of speed remains - in Cattell's
One of the strengths of Eysenck's ap- (1971) words, a 'vexed question'. It is des-
proach is his ongoing attempt to link per- tined to remain so until the conceptual,
sonality variables, particularly extraversion theoretical, and operational difficulties are
(E) and emotionality (N), to test perfor- overcome. Research on the latency of
mance. The present writer's work on the evoked potentials (see Chap. 6 by Hendrick-
Fumeaux approach included measures of E son), in conjunction with the work of White
and N and thus enabled the testing of a (see Chap. 3), seems to be a potentially
number of predictions derived from Ey- fruitful combination, likely to be comple-
senck's theory of personality-test perfor- mented by linking it to the framework of
mance relationships. Before summarizing a theory of personality such as that being
the findings, it is important to note that the evolved by Eysenck (1981).
theory requires a number of conditions to In retrospect, the major contributions of
be satisfied before hypothesis testing is re- Fumeaux are possibly his attempts to
garded as valid. For instance, the observed achieve conceptual refinement and his ex-
impact off E or N is likely to be a function amination of the implications of his ap-
of the degree of each in the sample. An am-
bivert group and crudely measured vari- 1 Also relevant, inter alia, are the studies by
ables would not be regarded as an adequate Beauvale (1977), Eysenck and White (1964),
Gibson (1975), Goh and Farley (1977), Klein
combination with which to test hypotheses. et al. (1976), Krol (1977), Lienert (1963), Mo-
As the main thrust of the wirter's study was han and Kumar (1976), Walsh and Walsh
not directed specifically at testing personali- (1978). (Editorial Footnote.)
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3 Some Major Components
in General Intelligence

P.O. White

Introduction out that Thorndike failed to follow up the


implications of his penetrating critique.
Thurstone (1937) considered the relation-
In most cognitive tests of conventional de- ships between ability, maturation, speed,
sign the subject gains a mark for every prob- and problem difficulty. He regarded the
lem correctly solved within a time limit. The ability of a subject to perform a specified
score thus gained depends in part on the kind of task as the difficulty at which the
choice of problems attempted, in part on probability is one half that he will do the
the rate at which the subject works, and task in infinite time. He suggested that the
in part on the extent to which he abandons difficulty of a problem could be assessed
problems which, given greater persistence, in terms of the percentage of errors yielded
he might eventually solve correctly. Fur- in a standard group of subjects and he out-
thermore, the extent to which these different lined a procedure for estimating a subject's
aspects of test and performance influence ability, using response times to problems of
total score is quite unknown. Clearly, such differing difficulty. Thurstone, too, does not
a single score can be only an incomplete seem to have followed his theoretical contri-
and probably quite inadequate summary of bution with a programme of related empiri-
a very complicated problem solving perfor- cal work.
mance. There is, of course, a very large literature
This criticism is of course not new. on the nature and meaning of intelligence,
Thorndike et al. (1927) noted that the time ability, speed, accuracy, and problem diffi-
spent by a subject on a customary test was culty. Most of this literature, both theoreti-
a mixture of the time spent in doing some cal and empirical, has been covered in two
tasks correctly, the time spent in doing other massive, thorough and very critical reviews
tasks incorrectly, and the time spent in in- by Brierley (1969) and by Berger (1976).
specting other tasks and deciding not to at- In 1948 HJ Eysenck initiated a series of
tempt them. They argued that while this investigations which has led to some clarifi-
confusion may be permissible in the practi- cation of the problems which are involved
cal work of obtaining a rough measure of in making an adequate assessment of cogni-
intellect at small expense oflabour and skill, tive abilities (Furneaux 1952, 1955, 1960;
for theory at present and for possible im- White 1973a, 1973b, 1976; Wiseman 1975,
provement of practice in the future we need Berger 1976).
to separate the speed of successes from the Furneaux, whose work has clear roots in
speed of failures. Thorndike (1925) had ar- the work of both Thorndike and Thurstone,
gued that ability should be analysed in devised a simple conceptual model which
terms of level, range, and speed and that illustrated quite clearly the possible ambigu-
it seemed desirable to treat these three fac- ity of the traditional total score and which
tors separately and to know the exact made it quite clear that in general the basic
amo.unt of weight given to each when we unit of observation must be the response
combine them. Eysenck (1973) has pointed of the individual subject to the particular
Introduction 45

problem. It led as well to a number of pre- delight to read. They do not, however, and
dictions which in an extensive series of in- of course were not meant to, serve as defini-
vestigations he was able to test empirically. tive documentation for the model.
This conceptual model also led White to de- A second fact which has influenced our
vise a statistical, latent trait model which in- mode of presentation is that now, more
corporates latent ability variables (such as than a quarter of a century later, it is not
speed and accuracy) and latent continuance at all clear which parts are due to whom.
variables (such as persistence) for each sub- Finally, we have had considerable diffi-
ject and a vector of problem parameters culty in coping with both the 1952 paper
(such as difficulty level and discriminating and the 1960 paper by Furneaux. The
power) for each problem. Berger, in a well- former is but one page in length and has
conceived and flawlessly executed study, at- two erroneous formulae, which were cor-
tempted to replicate the main findings of rected in an erratum published in a later
Furneaux's work. He was extremely critical issue of the same journal. Brierley (1967)
of the results but we feel that his attempt sensed that there was something wrong with
was a resounding success. Wiseman, follow- the third formula and suggested some modi-
ing the basic logic of White's latent trait fications, which seem only to have added
model, devised a latent trait model for ap- to the confusion. In fact, though the intent
plication to data from traditional time-limit of the formula is quite clear we were unable
tests. His model included 'ability', 'speed', to resolve the matter satisfactorily. In the
and 'omissiveness' variables for each sub- same paper Furneaux states that the equa-
ject and' difficulty level' and 'discriminat- tion has the same form as expressions sug-
ing power' parameters for each problem. gested previously by Thorndike and by
Since then, White has made considerable Thurstone. We have not yet seen support
advances both in terms of computational for this claim. Quite recently, Furneaux
efficiency and model simplification and has (personal communication), when queried on
now fitted his model to data from four tests the matter, stated that there was not much
of cognitive ability on a large sample of point in worrying about such specific details
school children of both sexes. since these formulae had been superseded
In our opening paragraph we paraph- anyway. Since then we tracked down some
rased the main argument against the global unpublished notes dated 1953. There, too,
score so characteristic of the traditional the disputed formula has essentially the
tests of cognitive abilities. Today the argu- same form.
ment seems self-evident. His 1960 chapter is generally regarded to
Yet today, more than 30 years after Fur- be his definitive work on the subject. We
neaux's first talk on the subject, its impact found it, too, rather puzzling. In his intro-
on published tests has been confined to the ductory comments he states that its function
Nufferno tests, which he himself designed is to sketch in the background of results
and published. and ideas. Some 12 pages later he apologizes
The form of our outline of the Eysenck- for the amount of detail given. [Brierley
Furneaux notions has been influenced by (1969) devoted a five-page appendix to a
three important facts. In the first place there listing of Furneaux's symbols!] We found
is very little published material on the mat- his notation extremely cumbersome and his
ter. We have seen but three reports by Fur- casual introduction of new symbols and of
neaux and one of these is essentially a pro- abbreviations exasperating. We found his
motional blurb on the Nufferno tests. We formal statement of the conceptual model
have seen but three reports by Eysenck on to be incomplete in the sense that the notion
the matters involved (1953, 1967, 1973). of the comparator device was introduced,
These ate clear, characteristically terse, sim- almost as an afterthought, after his discus-
ple expositions of the problem. They are a sion of his results, and we found his outline
46 Some Major Components in General Intelligence

of the statistical analysis extremely difficult in solving the problems per se and how
to follow. Nevertheless, we regard this much time was spent in extraneous activity.
paper as one of the more important original Even if we know the total time taken on
documents yet published on the measure- relevant problem solving activity we are not
ment of cognitive abilities. We doubt ser- too much better off because two subjects
iously that anyone would benefit from a with the same time spent on problem solv-
thorough, nit-picking documentation of all ing may well have worked on different
its blemishes. Instead, we emphasize its numbers of problems.
more important aspects. Furthermore, two subjects who worked
We know Furneaux as a thorough, dedi- on the same number of problems and spent
cated, and conscientious worker. We found the same amount of time working on them
him unstinting both with respect to time and may well have distributed their time differ-
patience in trying to answer our virtually ently. More likely, of course, is the possibili-
continuous barrage of questions regarding ty that they would have worked on different
his conceptual model and the details of his numbers of problems, they would have
statistical analyses. We present instead our spent different amounts of time working on
own statement of his conceptual model as the problems, and they would have distrib-
we came to know it over a quite extended uted their time differently as well.
period, partly through struggling with the If we now consider a group of subjects
published material, but mainly through his all faced with the same set of problems and
own patient attempts to explain what he remove the time limit so that each subject
meant and to try to sort out misunderstand- reaches the last problem and if we assume
ings regarding the published work. that we know for each subject how much
time he has spent on problem solving, we
still have considerable ambiguity. And this
is true even if we assume that all subjects
The Eysenck-Furneaux Paradigm: in our group have achieved the same
Part I number of correct answers.
For example, a typical pattern is for the
subject to abandon the more difficult prob-
Let us now come back to our basic problem lems, to pass the easier problems, and to
of what happens when a subject is con- fail the intermediate ones. But many sub-
fronted with a traditional time-limit test of jects do not perform according to this neat
cognitive ability. He is given the instructions scheme. Some fail problems which are easier
and is guided through one or more sample than some of those which they have passed.
problems. He is given the signal to 'go' and Others abandon problems which are easier
after a period of time is told to 'stop'. than others which they have passed. Still
Typically, much goes on during this peri- others pass problems which on the basis of
od and not all of it is relevant to what the their overall performance we would expect
tester is trying to measure. This includes, them to fail. Probably this is because they
for example, such things as turning pages, guess rather than abandon and happen to
writing answers, crossing out wrong an- be lucky. Some subjects spend very little
swers, backchecking, replacing broken pen- time on some problems before abandon-
cils, and perhaps looking around to see how ment and on other problems they spend a
others are doing. Quite clearly, even if we considerable time before abandonment.
ignore important aspects like correct versus Perhaps they decide almost instantly to skip
incorrect and abandon versus non-aban- the problem and to try to pick up the lost
don, the 'time taken' does not tell us even points on the more obviously easy prob-
for two subjects who complete the test in lems.
the allotted time how much time was taken Furneaux placed great emphasis on the
The Eysenck-Furneaux Paradigm: Part I 47

distinction we have just made regading dif- - we call this attribute 'mental speed'; (b)
ferent types of abandonment. He also the efficiency of those cerebral mechanisms
placed great emphasis on the possibility that whose function it is to check the adequacy
a subject both slow and lacking in persis- of trial solutions, as they arise, against the
tence might tend to give up the more diffi- demands of the actual problem - we call
cult problems before he has given himself this attribute' accuracy' (or' solution recog-
time to reach a solution or alternatively to nition efficiency') ; (c) the' continuance' dis-
record an answer hastily guessed and inade- played by a person in the face of the dis-
quately checked. In recognition of the fact couragement resulting from failure to find
that 'persistence' is not the only determi- a solution which can be accepted as ade-
nant of abandonment he suggested that it quate. Finally we emphasize that we ignore
might be more reasonable to use the word specific aspects of the different problems
'continuance', which he felt had no 'aetio- and differentiate among problems only in
logical presuppositions'. terms of their respective' difficulty levels'.
Furneaux felt that in order to lay the We now turn to an outline of Furneaux's
foundations of the study of problem solving conceptual model- his analysis of a forma-
behaviour we should concentrate at first on lized problem solver having only such char-
a few limited fields of study and that thus, acteristics as are explicitly assigned to it.
in the initial stages at least, we must ignore Furneaux proposed that, initially, we re-
many attributes which undoubtedly influ- gard our formalized problem solver as a
ence problem solving responses. 'black box' device or problem box contain-
At the observational level this decision ing an unspecified mechanism of such a na-
means that we record for each subject, ture that when it is supplied with an input
on every problem, whether or not he aban- in the form of a problem an output results.
dons the problem and whether or not he Associated with each output is a 'comple-
solves the problem correctly. We record as tion time', t. This is the elapsed time be-
well, for each subject, on every problem, tween the feeding in of the input and the
his response time or latency. We thus have production of the output.
three response categories - right (R), wrong When an output is produced it will corre-
(W), and abandon (A). We emphasize that spond to one of three mutually exclusive
we are grouping together into category A outcome categories. These are R (correct re-
not only those problems which the subject sponse or right answer), W (error response
abandons because his continuance is ex- or wrong answer), or A (abandonment). We
hausted but possibly, for some subjects at inspect each output and label it R, W, or
least, problems which he has abandoned for A depending on its outcome category and
othe,r reasons such as, for example, strategic we label its associated completion time, t c '
abandonment. We emphasize as well that accordingly. Thus, each completion time be-
categories Rand W may well, for same sub- comes one of tR (time to correct response),
jects at least, include problems on which the tw (time to error), or tA (time to abandon-
subject has' guessed' and on which the out- ment). And these, too, are mutually exclu-
come is more or less random dependent, of sive.
course, on whether, and if so to what extent, Thus far, our hypothetical problem box
the subject has made use of partial knowl- is rather empty. It merely mirrors the obser-
edge. vational scheme which we outlined in the
We emphasize also that we ignore the previous section. It receives inputs and it
many possible determinants of outcome and produces outputs and completion times
characterize each subject in terms of three which we observe, classify, and label. We
attributes only. These are: (a) the rate at have not given it any capacity to distinguish
which a"search' process, having as its ob- among inputs and we have specified nothing
ject the evolution of a solution, proceeds whatsoever about the mechanism which de-
48 Some Major Components in General Intelligence

termines, for a specified input, either the into our problem solving device. Let us as-
resultant outcome or the production time sume, first, that upon input of a problem
associated with the outcome. a timer is initialized and that it subsequently
Suppose, now, that we feed into our for- begins to count successive time intervals,
malized problem solver a very large number that it continues to do so until an output
of equivalent inputs, that we observe all is produced, and that when this occurs its
outputs and completion times, that we allo- value is preserved. This value, of course, is
cate each output to the appropriate out- the completion time, Ie' to which we have
come category (R, W, or A), and that we already referred. Let us assume further that
label its associated completion time, accord- our formalized problem solver has been fit-
ingly, as one of IR' Iw, or I A • We are now ted with a 'time switch', which operates ac-
in a position to compute, for this particular cording to the following rules:
formalized problem solver on this particular 1. If the elapsed time since input of the
group of equivalent, but otherwise unspeci- problem is less than some lower limit II'
fied, problems, a variety of summary statis- it will not operate.
tics. We list but a few of the many possibili- 2. If the elapsed time since input of the
problem reaches some upper limit lu, it
ties: (a) proportion right (R + ~ + A)' (b) will operate with certainty and will en-
force an output with associated comple-
proportion wrong (R+: +A)' (c) propor- tion time Ie = lu. In this case the asso-
ciated outcome is an abandonment and
tion abandoned (R+ ~ +A)' (d) mean the completion time associated with the
time to correct response (tR ), (e) mean time outcome becomes an abandonment time,
to abandonment (tA ), and (f) mean time to tA = tu·
non-abandonment (tRW). These are but a 3. If the elapsed time since input of the
few selected examples. Other possibilities problem has reached II but has not yet
include variances, covariances, correlations, reached lu, the time switch will operate
measures of range, regression coefficients, on a purely random basis with the proba-
estimates of skewness, or estimates ofkurto- bility of operation constant within the in-
sis. terval 11- tu.
But what, if anything, have we gained by 4. All abandonment outcomes are asso-
feeding this large set of equivalent, but oth- ciated with outputs forced by the time
erwise unspecified, group of problems into switch. Given these four rules, it follows
our formalized, but otherwise unspecified, directly that:
problem solving device, by observing and 1. All outcomes associated with comple-
categorizing the outputs and their corre- tion times less than II are either correct
sponding production times, and by sum- responses or errors.
marizing the resultant data in a set of arbi- 2. All correct responses or errors are as-
trary statistics? All we have done, of course, sociated with completion times less
is to add to our specified observational than lu.
scheme an additional data reduction scheme. 3. All abandonment times are equal to or
And this, of course, is not of much help greater than II.
to us since, with a still unspecified mecha- 4. No abandonment time is greater than
nism within our formalized problem solving lu·
device, we have no guidance as to how we 5. Any outcome (correct response, error,
might interpret these statistics in order to or abandonment) may be associated
infer any properties of the group of prob- with a completion time te in the inter-
lems which were processed or any properties val t l ;;;;; Ie;;;;; tu·
of the problem solving device itself. Our formalized problem solver now has,
We now introduce some formal structure in addition to its input output and timing
The Eysenck-Fumeaux Paradigm: Part II 49

capabilities, an -attribute corresponding to Hypothetical problem solvers may thus


the concept of 'continuance'. We have not differ in any of three respects: (a) they may
yet endowed it with any mechanisms corre- differ in the speed at which the' search' ac-
sponding to the concepts of' mental speed' tivity proceeds, (b) they may differ in the
or 'accuracy'. accuracy with which incorrect solution are
Yet even in this rudimentary form with rejected, and (c) they may differ in their
no details at all specified regarding mecha- values of tl and tu. In other words, hypo-
nisms concerned with mental speed or accu- thetical problem solvers may differ only
racy, it is quite clear that the continuance with respect to 'speed', 'accuracy', and
characteristics of our device (tl and tJ can 'continuance' .
have a profound effect, in certain circum- This completes our formal definition of
stances at least, on the relative frequencies the conceptual model which Furneaux has
of the outcomes, on the distributions of proposed. It is, as he well knew, and so
their associated completion times, and on strongly emphasized, a greatly over-simpli-
statistics derived from these values. fied device. And yet, as he showed, even
We will discuss this last point in consider- this simplistic device turns out to be ex-
able detail later. Before doing this, however, tremely complex when we come to examine
we introduce the mechanisms which give its input-output relationships.
our hypothetical problem solving device at-
tributes corresponding to the concepts of
'mental speed' and 'accuracy'.
When a problem is fed into the device, The Eysenck-Furneaux Paradigm:
activity is initiated and this activity con- Part II
tinues until an output is produced. We use
the term' search' to denote this activity. For
the formal analysis it is not necessary to In order to illustrate the complexity implied
go into specific details of the searching ac- by this simplistic formulation we examine
tivity. We postulate only that each step con- in some detail a number of specially chosen
sists of the retrieval of a potential solution cases. Each case has been chosen for its ap-
to the problem (or of some set of elements parent simplicity. In each case we utilize an
corresponding to a potential solution to the argument of the form 'other things being
problem and that this potential solution to equal'.
the problem is examined to determine Let us consider, first, a situation in which
whether it constitutes the solution to the we have two hypothetical problem solving
problem. We call the mechanism which devices which differ only in accuracy. They
compares the potential solution with the are identical both in terms of their 'speed'
problem and determines whether the poten- (i.e. in the rate at which the search activity
tial solution consitutes the solution to the proceeds) and of their 'continuance' (i.e. in
problem 'the comparator'. We assume that the particular values of tl and tu at which
if the potential solution does constitute the their respective time switches are set). They
solution to the problem it will be accepted differ only in that one (the more accurate
as such with probability 1 but that potential device) is more likely to reject a potential
solutions which do not consitute the solu- solution which is incorrect than is the other
tion to the problem will be accepted as being (the less accurate) device.
correct with probability 1-e. Following Let us assume that a set of problems
Furneaux we refer to e as the' solution rec- which span a considerable range of diffi-
ognition efficiency' or 'accuracy' although culty has been fed into each device, and that
it clearly corresponds to non-solution rejec- the outputs and their associated completion
tion. The rate at which the' search' activity times have been recorded. Clearly, since our
proceeds we call the 'speed' of the device. two devices differ neither in terms of speed
50 Some Major Components in General Intelligence

nor in continuance we expect the proportion number abandoned is the same for both de-
of abandonments to be the same and we vices. We should expect that number right/
expect the distribution of abandonment (number right + number wrong) would be
times to be the same as well. It is clear as the same for both devices.
well that we should expect the more accu- For both devices we should expect that
rate device to obtain more correct responses a proportion of the outputs of type' correct
and thus fewer errors than the less accurate response' and 'error response' will be lost
device. It is also clear that we should expect due to the intervention of the time switch.
the mean difficulty of problems correctly However, we should expect this proportion
solved to be higher for the more accurate to be higher for the second device due to
device than for the less accurate device. the intervention of the time switch at shorter
Since we have assumed that the search ac- times. It follows that we should expect
tivity proceeds at the same rate for both 'mean time to correct response' and 'mean
devices this implies that the more accurate time to error' to be lower for the second
device will have spent more time working device than for the first. The' obvious' con-
on problems for which it eventually ob- clusion that the second device is faster than
tained the correct response than will the less the first because it achieves both correct so-
accurate device. This is a direct conse- lutions and errors in less time is not valid
quence of the fact that in this formulation since by hypothesis the two devices do not
'mental speed' is essentially the regression differ with respect to speed.
of problem difficulty on solution time. It Our third 'simple' example parallels the
follows that under our hypothesis of' equal first two. Again, the same set of problems
speed equal continuance' we should expect is input into two hypothetical problem solv-
the mean time to correct response to be ing devices which differ in but a single way.
higher for the more accurate device than This time both devices have identical' accu-
for the less accurate device. The' obvious' racy' and 'continuance' characteristics.
conclusion that the former device is slower They differ only in that the second device
than the latter device is not valid since by is slower than the first. That is, the speed
hypothesis the two devices do not differ in of the' search' activity is greater for the first
speed. device than for the second. Given that the
Let us now consider a second example. two devices have operated for some time
We have the same set of problems but this t without the production of an output it
time we have two problem solving devices is more probable for the first device that
which are identical with respect to both the' potential solution' about to be exam-
'mental speed' and 'accuracy'. They differ ined by the comparator constitutes the' cor-
only in that the second device has less' con- rect solution' to the problem. The complica-
tinuance' than does the first device. Thus tion here is that in this time period the first
for the second device the time switch is set device will have made more comparisons
such that the values of t, and tu are consider- than the second and since both devices have
ably lower than are the corresponding by hypothesis the same probability of ac-
values for the first device. It is clear from cepting an incorrect solution as being cor-
our description of the hypothetical mecha- rect on any given comparison the first de-
nism that we should expect the second de- vice will have had more opportunity of pro-
vice to produce more outputs in the catego- ducing an error by this time. Clearly, the
ry 'abandon' and that we should expect probability of a correct response by time
mean time to abandonment to be higher for t will be a function of the difficulty of the
the first device. Thus we expect number problem and of the speed-accuracy charac-
right plus number wrong to be higher for teristics of the particular device. It seems
the first device than for the second device clear that if the first device produces, for
since number right plus number wrong plus a particular problem, an output of type
The Eysenck-Fumeaux Paradigm: Part II 51

'correct response' at time t 1 and the second their values will depend intimately on its
device (the slower one), for the same prob- 'speed-accuracy-continuance' characteris-
lem, produces an output of type 'correct tics.
response' at time t 2 , we should expect tl Furneaux argued that these conclusions,
to be less than t 2 • based on the analysis of a formalized prob-
Furneaux argued that for each problem lem solving device, must be applied equally
solving device there exist two critical values to the human subject. He gave an example
of problem difficulty. For problems with which illustrates clearly some ofthe implica-
difficulty levels lower than the lower critical tions of his analysis for test construction.
value d1 , solution times will be less than t 1 , He considered a test made up of problems
the time switch will never intervene, and all having such low difficulty values that no
outputs associated with such inputs will be individual in the population returns any in-
of type' correct response' or 'error'. He ar- correct solutions. As the items are 'easy'
gued that statistics based on these outputs they will all be solved quite quickly, so con-
would be unambiguous in the sense that tinuance will not be a determinant of suc-
they would reflect the 'speed-accuracy' cess. Thus, under these circumstances the
characteristics of the device but not its' con- only factor influencing score if the test is
tinuance' characteristics. He called such in- untimed is problem solving speed. He as-
puts' unambiguous inputs'. He then argued sumed that following a set of ne such easy
that for all problems with difficulty level problems subjects proceed immediately to
above some upper critical value du the re- a set of nm problems at a higher level of
quired solution time (i.e. for 'correct re- difficulty. He assumed that problems in this
sponse' or 'error') would be greater than set are sufficiently' difficult' to lead to the
tu. However, for such problems the time production of some incorrect solutions by
switch would always intervene before the most members of the group but that none
emergence of such outputs and thus for are so difficult in relation to the range of
these problems all outputs would be of type mental speed within the group as to be given
'abandonment'. For problems with diffi- up as insoluble. He pointed out that if this
culty level in this region the statistics asso- two-part test is administered with time lim-
ciated with the outputs would also be unam- its, the slowest members of the group will
biguous in the sense that they would reflect still be working on the easy problems when
only the' continuance' characteristics of the the time limit expires and their scores will
device and not its 'speed accuracy' charac- be determined by problem solving speed.
teristics. He called inputs with difficulty lev- The moderately fast subjects will all com-
el in this region unambiguous as well. He plete the easy problems but at varying rates
then argued that for inputs with difficulty and when the test finishes they will have
level in the interval d1 - du the number of been working for different times on the
outputs of type' correct response' or 'error' problems of moderate difficulty. He points
will be reduced due to the intervention of out that during the time an individual is
the time switch. Thus for problems with dif- working on the moderately difficult prob-
ficulty levels in this region the statistics as- lems the rate at which his score will increase
sociated with the respective outcomes will will be in part a function of his problem
be affected both by the' continuance' char- solving speed but also in part on his, ten-
acteristics of the device and by its 'speed- dency to produce incorrect solutions (i.e. on
accuracy' characteristics. We have seen in his accuracy). Thus, he concluded that for
our three examples above the sort of inter- this group of moderately fast individuals the
actions which may occur. final score attained will be determined in
Furneaux emphasized strongly that the a fairly complex fashion both by speed and
values Of d1 and du will differ from one by accuracy. The very fast members will all
problem solving device to another and that finish the test but will be distributed in
52 Some Major Components in General Intelligence

terms of their tendencies of produce errors by time t 'as a function of the difficulty
(i.e. in terms of differences in accuracy). He of the problem and of the speed of the sub-
then assumed that we add a further set of ject. The second of these equations ex-
nd very difficult problems to the test and pressed the probability of' abandonment by
that the subjects proceed to work on these time t' as a function of the continuance of
as well. He noted that the final score for the subject. Both equations, of course, in-
the fast members of the group, who reach volved the variable t. Direct application of
these problems within the time allotted, will a well-known result in the calculus to the
depend on 'continuance', for those who are corrected equations leads to the following
less continuant will lose possible increments equivalent statements. (a) The logarithm of
of score through abandoning their efforts 'time to correct response' is distributed nor-
to obtain a solution before sufficient time mally with expectation (mD-S) and vari-
has elapsed for a solution to emerge. He ance O'~ and (b) the logarithm of 'time to
argued that if such a test is administered abandonment' is distributed normally with
with time limits to a fairly homogeneous expectation C and variance O'~. The prob-
group it could measure mainly 'speed', lem difficulty, D, is defined in the conven-
mainly' accuracy', or mainly' continuance' tional, but arbitrary, manner as the percent-
depending on the interaction of the range age of an unselected adult British popula-
of ability represented in the group, the time tion who fail the problem, and Sand C
allowed for the test, and the numbers of are constants which define the subject's
problems in the three groups. He noted that 'speed' and 'continuance'. He stated that
in a heterogeneous group the attributes , ... there is very strong evidence that m and
measured could, under some conditions, O's are identical for all subjects who have
vary all the way from pure' speed', for some so far been examined, not only within a par-
individuals, through various combinations ticular test situation, but also between situa-
of 'speed', 'accuracy', and 'continuance' tions involving different degrees of motiva-
for other individuals. He argued that if such tion'. He reports an estimate of m = .013
a test is administered without time limit the with an estimated standard error of .0005
manner in which these factors combine will and he reports an estimate of O's =.12 with
be modified but that the same types of com- an estimated standard error of .005. He sug-
plication will arise as when a time limit is gests that 'It seems probable that these two
imposed. He suggested that' such a test can- parameters can join Philpott's fluctuation
not be said to measure any single, clearly constants. .. bringing the number of true
defined trait, and that under some circum- psychological constants up to four'. In the
stances the same tests will be comparing dif- 1960 chapter he reports a similar finding.
ferent subjects in terms of quite unrelated In this analysis problem difficulty is defined
attributes.' in terms of mean time to correct response;
In his 1952 paper Furneaux reported, yet, once more, his estimates of m and of
very briefly, on the outcome of the first 3 the corresponding variance are constant
years of the Eysenck-Fumeaux collabora- across subjects and, in all cases, m is very
tion. All of this work involved problems of close to unity. Here, though, he makes it
the type included in the well-known letter clear that he tried to choose the scale so
series tests devised by Thurstone. He gave as to give m the convenient value of 1.0
three equations. The first two involved the and that he introduced the transformation
normal probability integral and in both he from raw time to log time as a variance-
inadvertantly omitted to include a rather vi- stabilizing device. He seems to have been
tal t. He corrected these errors in an erratum very successful on both counts. We note
which appeared in a later issue of the same that if, as in his first analysis, D is defined
journal. The first of these equations ex- as percentage of errors and m = .01, then
pressed the probability of' correct response mD is the proportion of errors. If we define
The Eysenck-Furneaux Paradigm: Part II 53

D as a proportion in the first place then ate error probabilities in excess of unity. On
m becomes unity as in the later analysis, the advice of Furneaux (personal communi-
which uses a time-based difficulty scale. The cation) we abandoned our persistent at-
implication seems obvious. tempts to sort out the matter.
Furneaux notes towards the end of the In neither the 1952 paper nor the 1960
1960 chapter that he had also attempted to chapter does Furneaux give details regard-
construct difficulty scales based on mean ing the' accuracy' scale. It seems quite clear,
time to error. Here, though, because mean however, that it must be based on (number
time to error is less than mean time to cor- right)/(number right + number wrong).
rect response at any level of difficulty, be- He reports correlations among his final
cause this difference increases with increas- speed, accuracy, and continuance scales.
ing difficulty, because the variance of error They are as follows: .38 (speed-accuracy),
times is higher than that for time to correct .27 (speed-continuance), and .31 (accuracy-
response at any level of difficulty, and be- continuance). He concludes, and we agree,
cause this difference, too, increases with in- that the three scales are relatively indepen-
creasing difficulty, his efforts were not very dent and that they demand separate consid-
successful. He notes that these discrepancies eration.
are precisely those which would be pre- We note that this set of correlations is
dicted from his conceptual model. He notes quite consistent with a factor analytic model
further that, at the low values of difficulty with a single general factor on which both
required for unambiguous outputs, there speed and accuracy have loadings of about
are fewer errors produced and thus the .62 and continuance has a loading of about
mean time to error and variance of mean .45. This result implies that, if we take the
time to error are both measured less accura- general factor as criterion and regard the
tely. This too, he argues, is in line with his speed, accuracy, and continuance scales as
conceptual model. independent variables in a linear regression
He notes as well that his attempt to con- equation, the multiple correlation is about
struct a difficulty scale based on proportion .77. Letter series problems of the type used
of errors was somewhat more successful. in the Eysenck-Furneaux investigations are
This scale correlated .92 with that based on generally presumed to define the primary
time to correct response. mental ability of induction, I. Thus, it could
We now return to the third equation in be argued that in the simple regression pro-
the 1952 paper. This equation (which we cedure just described, we have in some sense
do not reproduce) expresses the probability broken down this induction factor into
of an error response as an increasing, mono- three relatively independent components de-
tonic function of the difficulty level of the rived from a careful, psychological analysis
problem and as a decreasing, monotonic of the problem solving process. If we accept
function of the subject's' solution recogni- this proposition, it follows that, in principle,
tion efficiency' or 'accuracy'. Indeed, the each of the other primary mental abilities
probability of an error is an increasing could be similarly broken down into their
monotonic function of (D- E), where D, as constituent parts. We would then be in a
before, is problem difficulty and E is the position where we could test relatively pre-
subject's solution recognition efficiency, or cise hypotheses regarding the generality of
accuracy. He states that both Throndike the speed, accuracy, and continuance com-
and Thurstone proposed functions of the ponents and of their possible relationships
same form but we have not yet been able with more general factors like' general intel-
to find their equations in the literature. We ligence', 'fluid ability', and 'crystallized
wrote a program to evaluate the integral, ability'. This is, indeed, the direction our
which he gave, using numerical quadrature own empirical work with Eysenck has
and we found that it is quite easy to gener- taken. Here, though, we are not concerned
54 Some Major Components in General IntelIigence

in detail with these substantive matters nor Table 1. The regression hypothesis
with their implications for a- theory of intel-
(I) lnT.-N[(mD-S),u;]
ligence. Instead, we tum to our own at-
(2) m=.OI
tempts to construct a latent trait model
which incorporates latent ability variables (3) D=IOO-R
(such as mental speed and accuracy) and (4) R=percentage correct
latent continuance variables (such as con- (5) mD=proportion incorrect=lnd
tinuance or persistence) for each subject as (6) S=lns
well as a vector of parameters (such as diffi- (7) E [TJ = exp [(mD - s)+ tu;]
culty level) for each problem. d
=- exp [-1.(12]
s 2 s

(8) E[sT.]=d
s
A Probabilistic Latent Trait Model where s+- 1
exp[zu.]
2

Our own attack on the problem began with


three observations: t is also a decreasing montonic function
1. In the Fumeaux model, 'speed' is the re- of the subject's continuance. This obser-
gression of problem difficulty on time to vation follows from the second equation
correct response. In Table 1 we sketch the in the 1952 paper, which we have already
development. Equations (1)-(4), as we discussed.
have already seen, follow directly from 3. The probability of a correct response, on
the first equation in the 1952 paper. In a particular problem, given completion
Eqs. (5) and (6) we introduce a change and non-abandonment, is an increasing
of variable for both problem difficulty (d) monotonic function of the subject's solu-
and speed (s). Thus, our problem diffi- tion-recognition efficiency or accuracy
culty, d, is an exponential function of and is, for a particular subject, a decreas-
Fumeaux's difficulty, mD (proportion of ing monotonic function of the problem
failures) and our speed, S, is an exponen- difficulty. This observation follows from
tial function of Fumeaux's speed, S. the third equation in the 1952 paper. The
Equation (7) follows from a standard, condition on non-abandonment follows
and well-known, result in distribution clearly from the fact that Fumeaux at-
theory (parzen 1960). We note that 0';is, tempted to base the scaling of difficulty
and of speed and accuracy only on statis-
for a particular subject, constant across
problems and that it is also constant tics derived from 'unambiguous inputs'.
across subjects. In Eq. (8) we absorb this On the basis of these observations, which
constant into s. We use the replacement come directly from Furneaux's analysis,
operator .... rather than the equivalence we wrote the five equations displayed in
operator =. Thus, expected time to cor- Table 2. They included two latent ability
rect response, on a particular problem, variables (speed, s, and accuracy, a) and
is shorter for a fast subject than for a a latent continuance variable, p, for the
slow subject and, for a particular subject, subject and they included a problem pa-
expected time to correct response is pro- rameter (difficulty level, d) for the prob-
portional to problem difficulty. lem. They also included completion time,
2. The expected time to abandonment on T.
a particular problem is a decreasing It seemed clear that these five equations
monotonic function of the subject's con- incorporated all of the relationships out-
tinuance. It follows directly that the lined in the three observations above and
probability of an abandonment by time that they incorporated much, if not most,
A Probabilistic Latent Trait Model 55

Table 2. A very simple latent trait model Table 4. A more elaborate latent trait model
(1) P [correct J not abandon, completion at (1) P [correct J not abandon, completion at
time T]=IX time T]=IX
(2) P [abandon completion at time T]
J (2) P [abandon I completion at time T]
=/3 =/3
IX
(3) In-IX-=a-d (3) In-=D(a+sT-d)
I-IX I-IX
(4) InL=T-p (4) In-/3-=c(T-p)
1-/3 1-/3
(5) E [s TJ correct, completion at time T] (5) c, D>O
=d

Table 3. A less simple latent trait model In the interval tl - tu it increases linearly and
the rate at which it increases is inversely
(1) P [correct J not abandon, completion at
time T] =IX proportional to the length of the interval.
(2) P [abandon completion at time TJ
J
Our familiarity with the latent trait models
=/3 of Rasch and with the two-parameter Birn-
baum model made it clear that we could
(3) In-IX-=a+sT-d incorporate the same notion into Eq. (4) by
I-IX
adding a latent continuance variable, c, for
(4) In-/3-=T-p each subject. At the same time we decided
1-/3 to add a second problem parameter D, ana-
lagous to discriminating power in the tW?-
parameter Birnbaum model, and to call It,
of the essence of the conceptual model pro-
by analogy, discrimination power. The new
posed by Furneaux. However, we felt that,
equations, displayed in Table 4 now num-
'other things being equal' (that is, given
bered five. The constraints imposed by Eq.
equal accuracy and equal persistence) if two
(5) are purely technical. They make the
subjects worked on the same problem for
equations function as we intended and n~t
the same time the faster subject, the one
the opposite way around. We note that If
with the faster search activity, should have
we set C = D = 1 the equations reduce to
a higher probability of a correct response
those in Table 3. Thus, the model repre-
and we tried to incorporate this notion into
sented in Table 3 is a special case of that
Eq. (3). It then became clear that the as-
represented in Table 4.
sumption implied by Eq. (5) was no lonser
In this form our model incorporates two
necessary. This new version of the model
latent ability variables (mental speed and
included the equations displayed in Table 3.
accuracy) and two latent continuance vari-
No new terms were introduced, one equa-
ables (persistence, and a shape constant for
tion was dropped, and the new version of
the continuance function) for each subject
Eq. (2) seemed to reflect our intent very
and two problem parameters (difficulty lev-
well.
el and discriminating power) for each prob-
However, it was now clear that the curve
lem.
relating fJ to T would have the same shape
The probability of a correct response giv-
for all subjects and would just shift up or
en non-abandonment and completion time
down as p varied from subject to subject.
Tis a cumulative logistic function 1 of D(a+
In the Furneaux model, the probability of
sT-d). If we write this as oc=If'[D(8-d)]
an abandonment is zero for all completion
with 8=a+sT, we see its relation with the
times less than tl and it is unity for all com-
pletion times equal to or greater than tu' 1 'I'[.J = {1 +exp [ _ ( . )]} -1
56 Some Major Components in General Intelligence

two-parameter Birnbaum model in which () T and we note that given completion at time
is the unidimensional latent ability variable. T, one of three events occurs. These are as
We replace this with a time-dependent func- follows: (a) The subject abandons the prob-
tion involving the two latent ability vari- lem and proceeds to the next problem with-
ables 'speed' and 'accuracy'. out committing himself. He thus forfeits his
The probability of an abandonment is, chance of scoring a correct response but
similarly, a cumulative losistic function of guarantees that he does not score an error.
c(T - p). The form is clearly the same as In this case he scores an abandonment. (b)
that of the two-parameter Birnbaum model The subject responds by indicating that he
but here we have a time-dependent function is sure that a particular answer is the solu-
of the two latent continuance variables for tion to the problem and he does in fact se-
the subject. lect the correct answer. In this case he scores
It we set c=D= 1 then oc is a cumulative a correct response. (c) The subject responds
logistic function of«()-d) andpis a cumula- by indicating that he is sure that a particular
tive logistic function of (T - p). The similari- answer is the solution to the problem but
ty in form with respect to the simple logistic the answer he selects is not the correct one.
model of Rasch (1960a, b) is obvious. In this case he scores an error.
We now build up the model on a more We let Yt, t= 1,2, ... , Tbe the probability
formal basis and in a much more general of completion at time t, i.e. during the t'th
form. The models outlined in Tables 2-4 time interval. We let P be the probability
all turn out to be special cases of the more of an abandonment given completion at
general model and they all share the' separ- time T and we let oc be the probability of
ability' properties which characterize the a correct response given non-abandonment
general model and which have important and completion at time T. We now formal-
implications when we attempt to fit special ize the above statements in Eq. (1)-(5) of
cases of the general model to sets of empiri- Table 5.
cal data. We have just discussed Eqs. (1)-(3). In
We now proceed to derive our model. Eq. (4) we state the obvious fact that no
First we set up a basic framework using as abandonment can occur until completion
few symbols as possible and ignoring sub- takes place. In Eq. (5) we state the obvious
scripts as much as possible. We restrict our- fact that if an abandonment occurs then a
selves for the moment to an individual sub- correct response cannot occur.
ject and to a single problem. We assume
that the subject is allowed to take as much
time as he needs, that he has been instructed Table 5. Eliminating YT (conditioning on
to try to solve the problem as quickly as completion time)
possible, that he has been cautioned very (1) P [correct I not abandon, completion at
strongly not to guess, and that he has been time T] =a
provided with the option of proceeding to (2) P [abandon Icompletion at time T]
the next problem without committing him- =f3
self. And, of course, we assume that he fol- (3) P [completion at time T]
lows our instructions. =YT
We now assume that the problem is pre- (4) P [abandon Icontinuance at time T]
sented to the subject and that at the instant =0
of presentation a digital timer begins to (5) P [correct Iabandon, completion at
count successive time intervals. We assume time T]=O
that the problem solving process continues (6) P [correct, not abandon, completion at
until, eventually, completion occurs and, si- time T] = a( 1- f3) 'l'r
multaneously, the timer is stopped at time (7) P [correct, not abandon I completion at
T. We say that completion occurs at time time T]=a(1-f3)
A Probabilistic Latent Trait Model 57

We note that in stating our assumptions dependent parts and we describe two basic
and in setting up Eqs. (1}-(5) we stated iterative algorithms for fitting the model to
nothing that we had not already stated in sets of empirical data. We do all this for
words. the general model without specifying prob-
And yet, having defined our terms and lem parameters or latent trait variables ex-
written our equations, we may manipulate plicitly. We thus provide the basic tools
the equations according to the axioms and needed for working with anyone of a whole
theorems of probability theory and derive family of possible models within the frame-
results which are not readily apparent given work outlined above.
the purely verbal statement. We assume that a set of n problems has
We look first at the joint distribution of been administered to each of N subjects and
the outcome 'correct response' and 'time that each subject is allowed to take as much
to completion'. Repeated use of the law of time as he needs on any problem, that he
compound probabilities 2 leads directly to tries to solve the problem as quickly as pos-
Eq. (6). Clearly, in order to write a model sible, and that he has the option of proceed-
for this distribution we must specify a func- ing to the next problem without committing
tional form for YT as well as for oc and p. himself if he feels that he does not know
However, the law of compound probabil- the correct answer. We assume that the sub-
ities leads directly to Eq. (7), which states ject does not guess and we assume that the
the probability of the joint event [correct outcome in terms of correct response, error
response, not abandon] conditional on response, and abandonment as well as the
'completion at time T'. This is the joint dis- associated completion time has been re-
tribution of the events 'correct response' corded for each problem.
and 'non-abandon' conditional on 'com- We use the subscriptsj and k as alternate
pletion at time T'. The striking thing about SUbscripts to index problems and the sub-
Eq. (7) is that it does not involve )IT' script i to' index subjects. We define two dis-
It also follows from Eqs. (1}-(5) that P crete binary random variables Xj j and Yj j
[incorrect, abandon Icompletion at time T] and the continuous random variable T j j.
is equal to p, that P [incorrect, not aban- The random variable Xj j takes the value 1
doni completion at time T] is equal to if subject i gives the correct response on
(1- oc)(1- p). Thus, in all cases the joint dis- °
problemj and it takes the value otherwise.
tribution of outcomes when we condition The random variable Y j j takes the value 1
the model on completion at time T does if subject i abandons problemj and it takes
not involve YT.
This, then, is the conceptual basis of our
°
the value otherwise. We use xji and YjI
to denote realizations, respectively, of Xji
model. In the following sections we build and Yj j. The random variable Tji is the
up the model from scratch, allowing for in- completion time for subject i on problem
dividual differences among subjects and for j and its realization is tj j.
differences among problems and we provide If subject i gives the correct response to
basic functional forms (i.e. cumulative log- problemj then Xj j = 1, Y j j = 0, and the com-
istic) for both oc and p. We allow for each pletion time, tj j, is the time to correct re-
problem to be characterized by a vector of sponse. If subject i gives an error response
latent ability variables and by a vector of to problem j then Xj j = 0, Yj j = 0, and the
latent continuance variables. completion time, t jj , is the time to error.
We build up a likelihood functi:on for Finally, if subject i abandons problemj then
each subject and then we build up a likeli- Xjj=0'Yjj=1, and the completion time, tjb
hood function over all subjects. We show is the time to abandonment. This exhausts
how the likelihood function factors into in- the possibilities. If a subject abandons a
2 Tht; law'of compound probabilities: problem then he forteits his chance of get-
prE!, E 2 ]=P[EdE2 ] P[E2 ]=P[E2 IEd PlEd ting a correct response on the problem and
58 Some Major Components in General Intelligence

the response Xjl = 1, Yjl = 1 is impossible and Table 6. Summary of notation


thus occurs with probability o.
n problems
We assume that each subject is charac-
N subjects
terized by P latent trait variables and that
j, k subscripts to index problems
these consist of PI latent ability variables
I subscript to index equivalent problems
and P2 latent continuance variables (thus,
subscript to index subjects
P=PI +P2)· We assume also that each prob-
I, subject i answers problem j correctly
lem is characterized by a vector of q prob- X ji { 0, otherwise
lem parameters.
We let WI denote a column vector of order Yji
{ I, subject i abandons problem j
0, otherwise
PI containing the unobservable latent vari- 1ji completion time for subject ion problemj
ables for subject i and we let lPl denote a Xji realization of Xji
column vector of order P2 containing the Yji realization of Yji
unobservable latent continuance variables tji realization of 1ji
for subject i. Finally, we let Vj denote a col- P[Xji= 11 Yji=I]=O
umn vector of order q containing the unob- P1 latent ability variables
servable problem parameters for problemj. P2 latent continuance variables
We have now defined eight vectors for P= P1 + P2 latent trait variables
each subject (X;, Y;, T;, Xi> Y;, t;, W;, and q problem parameters
lPI) and one vector, Vj' for each problem. Xi=(XWX2i, ... ,Xji, ... ,Xfi)T
We now define matrices X, Y, T, X, y, t, 1; =(Yu , Y2i , ••• , !ii' ... , Yni )
w, lP, and v, corresponding to the subject T; =(Tu, T2i , ... , l)i' ... , Tnif
vectors and problem vectors defined above. X=(X p X 2 ,···,Xi ,···,XN )
Thus, X=[XI .. .xi .. .xN ]. It is a matrix Y =(Y1 , Y2 , ••• ,1;, ... , YN )
of order n x N but, equivalently, it may be T =(T1 , T2 , ••• , T;, ... , TN)
regarded as a supervector of order N with Xi =(X U ,X 2i , ... ,Xji' ... ,Xn;}T
typical element Y i • Similarly, the matrices Yi =(YwY2i> ···'Yji' ···,YnJT
ti =(tU,t2i,···,tji,···,tnJT
Y, T, X, y, and t are all of order n x N and
all may be regarded as supervectors of order X=(X 1,X 2, ... ,Xi' ... ,XN)
Y =(Y1'Y2' ···,Yi, ···'YN)
N with typical elements Y;, T;, X;, Y;, and t =(t 1,t2, ... ,ti, ... ,tN )
tl respectively. The matrix W is of order PI x
N and may be regarded as a supervector ~<=(~u, W2i' ... , Wp,l):
'l'i -('I'U,4>2i' ···,4>1?2i)
with typical element WI. The matrix lP is of Vj =(Vj1,Vj2, ... ,VjqJT
order P2 x N and may be regarded as a su- W=(W 1 , W 2 , ••• , Wi' ••• , WN)
pervector of order N with typical element 4> =(4)1,4>2' ... , 4>i' ... , 4>N)
lPl. Finally, the matrix v is of order q x n V =(V 1 ,V 2 , ••• ,V j , ••• ,Vn )

and may be regarded as a supervector of


order n with typical element Vj.
These matrices are all schematized in
Table 6, in which we summarize our nota- Equation (2) states that if subject i has
tion. completion time Tjl on problemj the (con-
We now consider the basic equations in ditional) probability that he abandons the
our general model. They appear in Table 7. problem is a function of his own latent com-
Equation (1) states that if subject i has pletion variables lPi and of the completion
completion time Tjl on problemj, and does time T jl •
not abandon it, the (conditional) probabili- Equation (3) states that IX j I (v j , W;, Tj i) is
ty that he solves the problem correctly is a cumulative logistic function If! [fj i( .)] of
some function IXj I (Vj' W;, Tji) ofthe problem some function.fj I (Vj' Wi' Tj I) of the problem
parameters Vj' of his own latent ability vari- parameters Vj' of the subject variables W;,
ables W;, and of the completion time T jl • and of the completion time Tji.
A Probabilistic Latent Trait Model 59

Table 7. Equations for our general model


(1) P[Xjj=llvi' Wj' Yjj=O, 1ja E [8 InLjj[vj,Wj,4>a .8InLjj [Vj ,W j ,4>J]
(20)
=ocjj(Vj , Wj, 1jJ 8fjj(V j , Wj, tjj) 8gjj (4)j, tjj)
=OCji =0
(2) P[Yjj =114>j, 1jJ (21) P[Xj=xd v, Wj' ¥;=Yj,7;]
n
= Pjj(4)j, 1jj) = II P[Xji=xjjlvj, Wj, Yjj ~ Yjj, 1ja
=pjj j= 1

(3) In [ocjJ(I- OCjj)] = fjj(Vj , Wj' 1jJ = fjj = f (22) P[¥;=yMj,7;]


n
(4) In [PjJ(I- pjj)] = gjj(<fJj, 1jj) = gjj = g = II P[Yjj = YjMj, 1ja
(5) P[Xjj=O, Yjj=Olvj , wj,<fJj, 1ja j= 1

=(1- ocjjHl- PjJ (23) P[X j, ¥;Iv, Wj, 4>j, 7;]


n
(6) P[Xjj=O, Yjj=llvj, wj,4>j, 1ja = II P[Xjj=Xjj, Yjj=y jd vj,wj,4>j,1ja
=pjj j= 1

(7) (24) L[v, wj,4>dXj=xj, ¥;=Yj, 7;=ta


P[Xji = 1, Yjj =Olvj , Wj' 4>j, 1ja n
=ocjj(l- pjj) = II L jJvj ,w j,4>J
(S) P[Xjj = 1, Yjj = 11 Vj' Wj, 4>j, 1ja j= 1

=0 =LJv,wj,4>a
(25) L[v, wdXj=xj, ¥;=Yj, 7;=ta
(9) P[Xjj=xjjlvj, Wj' Yjj = Yjj, 1ja n
= ocjt(l- OC jj)l-Xj,-Yj'(I_ XjjYjj) = II Ljj[vj , wa
j= 1
(10) P[Yjj = yjMj, 1ja
=LJv,wa
= pri'(I- Pj j)l- Yj ,
(26) L[4>d ¥;=Yj, 7;=ta
(11) P[Xjj =Xjj ' Yjj = yjd Vj' Wj' 4>j, 1ja n
= ocjt(1- OC jj)l- Xj i-Yj, = II L jJ4>a
. PW(1- py -Yji (l-x jj Yjj) j= 1
=LJ<fJj]
(12) L[vj, WdXjj=xjj, Yjj=Yjj,1jj= t ja
= oc)r (1- oc j J 1 -Xj, -Yji (27) L[v,w,4>IX=x, Y=Y, T=t]
N
=LjJvj,wa = II Lj[v,wj,4>a
i= 1
(13) L[<fJdYjj=Yjj,1jj= t ja
=L[v, w,4>]
= prr(l- Pj J 1 -Y ji
(2S) L[v,wIX=x, Y=y, T=t]
= L jJ4>a N
(14) L[Vj,wj,4>jIXjj=xjj, Yjj=Yjj, 1jj= t ja = II LJv,wa
= ocj('(I- oc j J 1 -Xj,-Yj, prr(1- Pj j)l- Yjl i= 1
=L[v, w]
= LjJvj , Wj' 4>a = LjJvj , wa L jj [4>a
(29) L[4>IY=y, T=t]
8 In LjJvj , Wj, 4>a N
(15)
8fjj(vj , Wj' tjJ
[Xjj +(Yjj -1) ocja
= II LJ<fJa
i= 1
8InLjj [v j, wj,4>a =L[<fJ]
(16) [Yjj - Pja
8gjMj,tjJ (30) L[v, w,4>] =L[v, w]L[4>]

82 In LjJvj , Wj, 4>a (31) In L[v, w, <fJ] = In L[v, w] + In L[4>]


(17) 0 N
8fjj(vj , Wj, tjJ 8gjj (4)j, tjJ (32) InL[v,w]= L InLJv,wa
i= 1
(IS) E [(8 InLjj[v j , Wj, <fJa) 2] N
8fjj(vj , Wj' tjJ (33) InL[4>] = L InLJ4>a
i= 1
=ocjj(l-ocjj)(l- PjJ

(19) E [ (8 In LjJv j , Wj' 4>a


8g j Mj,tjj)
f] = p j j(l- pjj)
(34) L[v, w] =L[vlw]
=L[wlv]
(35) LJv, wa =Lj[wd v]
60 Some Major Components in General Intelligence

Equation (4) states that Pji(t/lj, T j ,) is a (iii) P [correct I abandon, completion at


cumulative logistic function If! fgj j( .)] of time TjJ
some function gj j(t/l" 1j;) of the subject var- (iv) P [incorrect I abandon, completion at
iables t/l" and of the completion time T j j. time Tjj]
Given Eqs. (1) and (2), the law of com- (v) P [abandon I completion at time TjJ
pound probabilities, and our definitions of (vi) P [not abandon I completion at time
the random variables Xj j and Y j " Eqs. TjJ
(5}-(8) follow directly. These, of course, are
the formulae for the four logical response Equation (9) expresses (i}-(iv) simulta-
patterns on the two dichotomous variables neously and Eq. (10) expresses (v) and (vi)
Xji and Yjj. simultaneously. It is easy to verify that
This completes the statement of the gen- Eq. (11) expresses Eqs. (5}-(8) simulta-
eral model in that we now have expressions neously. We note that Eq. (11) is the prod-
in iX j j and Pj j for all response patterns, con- uct of Eq. (9) and Eq. (10).
tingent on completion at time Tj ,. But, of Equation (11) allows us to evaluate the
course, rij j and Pj j are functions of probability of a particular response pattern
fj,(Vj' Wj, Tji) and of gjj(t/l" Tjj) and these for hypothetical values of the problem pa-
functions are still unspecified. Indeed, at rameters vj ' of the subject's latent trait vari-
this point even the problem parameters Vj ables, Wj and t/lj, and of the completion times
and the latent trait variables WI and t/lj are 1j j. Once the subject responds, however, we
still unspecified. have observed values for Xjj, Yji' and for
And, of course, we are still working at tjj and we may regard Eq. (11) as a function
the level of the single subject and the single of the unobservable . Vj' Wj, and t/lj condi-
problem. Before introducing more complex- tional on the observed data Xj j, Yj I, and
ities we present some results which we will tj j. This function is called a likelihood func-
need subsequently. tion. Similar reasoning leads to likelihood
Equation (5) is the probability, condi- functions corresponding to Eqs. (9) and
tional upon completion at time Tj" that (10). The likelihood functions correspond-
subject i will yield an error response to ing to Eqs. (9}-(11) appear in Eqs. (12}-(14)
problemj. respectively. They provide the building
Equation (6) is the probability, condi- blocks with which we proceed. Each is equal
tional upon completion at time Tj" that numerically to the corresponding probabili-
subject i will abandon problemj. ty formula and each is provided with an
Equation (7) is the probability, condi- abbreviated form for use in subsequent ex-
tional upon completion at time Tj" that pressions. Equations (9) and (11) contain
subject i will yield a correct response to the term (l-xjjYji). This is a device which
problemj. provides for the impossible case Xj j= 1,
Equation (8) states only that regardless Yj j= 1. Given valid data, however, this case
of completion time Tj" regardless of the does not occur and the term (l-xjiYjj) is
problem parameters vj' and regardless ofthe deleted from the corresponding likelihood
subject parameters (Wj and t/lj) if subject i functions.
abandons problem j he cannot yield a cor- We noted above that Eq. (11) is the
rect solution to problemj. product of Eq. (9) and (10). This, of course,
Given Eqs. (1) and (2) and Eqs. (5}-(8), is a special case of the law of compound
expressions for the followings six probabili- probabilities. In the same way, Eq. (14) is
ties follow directly: the product ofEq. (12) and (13). The impor-
(i) P [correct I not abandon, completion at tant thing to note here is that one factor
time TjJ [(Eq. (12)] involves rijj , but notpjj, and the
(ii) 'P [incorrect I not abandon, completion other factor [(Eq. (13)] involves pjj but not
at time TjJ rij j. This property of separability, as it has
A Probabilistic Latent Trait Model 61

been called, is displayed in two other forms regard Eq. (23) as a consequence of this def-
in Eqs. (15}-(17) and in Eqs. (18}-(20). inition. Both Eqs. (21) and (22) specify that
It is usual, when working with models in- the conditional responses thus defined are
volving likelihood functions, to work with statistically independent. We consider each
the logarithm of the likelihood function equation in tum and then discuss the impli-
which is monotonic with the likelihood cations of local independence in more de-
function. This leads to additive factors rath- tail.
er than to multiplicative factors and the re- Equation (21) defines the probability of
sulting expressions are frequently much a particular pass-fail response pattern on
simpler in form. The present case is no ex- the set of n problems conditional on the
ception. abandon-non-abandon response pattern on
Equations (15}-(17) display the partial de- the set of problems, conditional on the
rivatives ofln L j i [v j ' Wi' tPi] with respect to problem parameters v, conditional on the
.!ji[Vj , Wi' til and gjJtPi' t ji]· subjects latent ability parameters Wi and
If the response is an abandonment then conditional on the completion times 'Ii on
Yji is 1 and Xji is 0 and Eq. (14) vanishes. the set of problems.
Otherwise, Eq. (1) reduces to Xj i - a j i> Similarly Eq. (22) defines the probability
which has the same form as Eq. (16). The of a particular abandon-non-abandon re-
separability property is demonstrated dra- sponse pattern on the set of n problems con-
matically in Eq. (17). ditional on the subjects latent continuance
The separability property is illustrated in variables tPi and conditional on the comple-
a different form in Eqs. (18}-(20). These are tion times Ti on the set of problems.
the expressions for the elements in Fisher's Equation (23) states the probability of the
information matrix. The separability prop- pass-fail-abandon-non-abandon response
erty is once more illustrated dramatically - pattern on the set of n problems conditional
this time in Eq. (20). We exploit this proper- on the problem parameters v, conditional
ty . fully in the following development. It on the subjects latent ability variables Wi'
means in fact that our model factors into conditional on the subjects latent continu-
two submodels. One submodel is concerned ance variables tPi' and conditional on the
with abandonment versus non-abandon- completion times 'Ii on the set of problems.
ment and the other submodel is concerned We now consider a population of hypo-
with success versus failure given non-aban- thetical subjects each of whom has the same
donment. latent ability variables and the same latent
This completes, for the moment, our de- continuance variables and each of whom
velopment of the general model at the level has the same values on all latent trait vari-
of the individual subject and the single ables which contribute to completion time.
problem. We now consider what happens In such a population all subjects will have
when the individual subject is confronted identical expected completion times on a set
with a set of n problems. of n problems.
We state the assumption oflocal indepen- Local independence implies that for such
dence for our general model in Eqs. a population, homogeneous in all relevant
(21)-(23). Evidently, any two of these three respects, response patterns to different
equations imply the third. problems are statistically independent. It
Equation (23) looks more like those given does not, however, imply that such response
for the more simple latent trait models patterns are independent in a population
which have been proposed in the literature. heterogeneous with respect to the latent
But it, alone, is insufficient for our pur- trait variables. Indeed, the converse is the
poses. Since eqs. (21) and (22) are more sim- rule rather than the exception. When we
ple in form than is Eq. (23) we take them find a relationship between such response
as our definition of local independence and patterns in a heterogeneous population and
62 Some Major Components in General Intelligence

note that the relationship disappears within and tP, which maximize the value of Eq. (29)
homogeneous subpopulations we say that conditional on the observed data X, y, and
we have accounted for the relationship and t. It thus seeks for problem parameters and
we regard the latent trait variables as the latent trait variables which, given the gener-
determinants of the relationship. al model, are most consistent, in the sense
In Eqs. (24)-(26) we write the likelihood just described, with the observed data.
functions corresponding to Eqs. (21)-(23). Before we discuss some ways in which we
Equation (24) gives the likelihood of the pa- might utilize the maximum likelihood prin-
rameters. v, of the problems and of the la- ciple in our estimation problem we require
tent ability variables, Wi' and latent continu- some more notation.
ance variables, tPi' of the subject conditional Equation (30) states formally that Eq.
on the data Xi' Yi' and t i • Equation (25) (29) is the product of Eqs. (27) and (28)
gives the likelihood of the parameters, v, and Eq. (31) states that the natural loga-
of the problems, and of the latent ability rithm of Eq. (29) is the sum of the natural
variables, Wi' of the subject conditional on logarithms of Eq. (27) and (28). Since Eqs.
the data Xi, Yi' and t i • And Eq. (26) gives (27) and (28) are each products of likeli-
the likelihood of the latent continuance var- hoods their respective logarithms are the
iables, tPi' of the subject conditional on the corresponding sums of logarithms noted in
data Yi and t i • Eqs. (32) and (33).
We note that Eq. (23) is the product of In Eq. (34) we note that the likelihood
Eqs. (21) and (22) and that Eq. (24) is the expressed in Eq. (29) may be regarded as
product of Eqs. (25) and (26). Here, once a function of v and W jointly, as a function
more, we see the same pattern that we have or v conditional on a given w, or as a func-
seen already in Eqs. (11) and (14) - the law tion of W conditional on a given v. Similarly,
of compound probabilities. This time, in Eq. (35), we note that Eq. (25) may be
though, we have paid for it with the as- regarded as a function of v and Wi jointly
sumptions made in Eqs. (21) and (22), or as a function of Wi conditional on a given
which gave us local independence. v. Equations (31)-(33) provide the basis for
We now assume statistical independence two potentially powerful algorithms for
across subjects and build up the likelihood maximizing Eq. (29). Equations (34) and
for the problem parameters, v, and the sub- (35) are purely notational but their use sim-
ject latent trait variables wand tP condi- plifies greatly our description of the algo-
tional on the entire data set X, y, and t. rithms.
Equations (27)-(29) are the products, across As we noted earlier, the likelihood func-
subjects, of Eqs. (24)-(26) respectively. tion expressed in Eq. (27) is numerically
They follow directly from the condition for equal to a probability function which is the
statistical independence. probability of the data conditional on the
Equation (29) forms the basis for all of unobservable problem parameters, the un-
what follows on the general model. It is nu- observable latent ability variables, the un-
merically equivalent to the probability of observable latent continuance variables,
the data set X = X, Y = Y conditional on the and the response times or latencies. Thus,
problem parameters, v, on the latent trait our probabilistic model leads quite natural-
variables, wand tP, and on the completion ly to a maximum likelihood method for the
times t. In Eq. (29), however, we regard it estimation of the unobservable problem pa-
as a function of v, w, and tP conditional on rameters and latent trait variables in the
the observed data X, y, and t. model.
This leads naturally to the method of The likelihood function defined in Eq.
maximum likelihood estimation which seeks (27) involves qn unknown problem parame-
numerical values for the problem parame- ters, Pl N unobservable latent ability vari-
ters, v, and for the latent trait variables W ables, and P2 N latent continuauce variables.
A Probabilistic Latent Trait Model 63

To maximize a general function involving Table 8. Algorithm I


so many unknowns is a very formidable
Start with va, woo
task indeed. We capitalize on some special
properties of our general model and reduce Find Wi such that
L[vO, Wi] = max L[vo, w].
this task to manageable proportions. w
We note [(Eq. (30)] that the likelihood Then find Vi such that
function factors into two parts. The first L[v 1, Wi] = max L[v, Wi].
part involves the problem parameters, v, v

and the latent ability parameters w. The sec- In general, given vk , wk , and hence L[vk , wk ],
ond part involves the latent continuance find wk+ 1 such that
variables, tft. The logarithm of the likelihood L[vk , wk + 1] =maxL[vk , w].
w
function is thus the sum of two parts - one Then find vk + 1 such that
involving the problem parameters and the L[vk + 1, wk+ 1] = max L[v, Wk + 1].
latent ability parameters and the other in- v
volving the latent continuance variables. Continue until
Since both factors in Eq. (30) are probabili- L[vk + 1, W k + 1 ] =maxL[vk + 1, w]
w
ty functions, both terms in Eq. 31 are nega- =maxL[v, wk+ 1]
tive. Since each unknown is involved in only v
one of the two terms it follows that to maxi- =maxmaxL[v, w].
v w
mize Eq. (30) it is sufficient to maximize
each term in Eq. (31) separately. We thus
split the general maximization problem in- jointly, as a function of v conditional on
volving qn+(P1 +p2)N unknowns into two given values for Wi' or as function of Wi
independent subproblems involving qn+ conditional on given values for v. Looked
PIN and P2N unknowns respectively. This at this way the problem of maximizing L[v,
implies a drastic reduction in effort relative w], conditional on given values for v, splits
to the general problem. up [Eq. 32] into N independent conditional
We now consider the second term in Eq. maximization subproblems, each involving
31 and its representation in Eq. (33). Since its own Wi. We exploit this fact in two itera-
each factor in Eq. (29) is a probability func- tive algorithms for maximizing the first term
tion, each term in Eq. (33) is negative. Since in Eq. (31). We now describe these two algo-
each term in Eq. (33) involves one, and only rithms. (Algorithm I is sketched in Table 8).
one, of the unknown latent ability variables
it follows that to maximize the second term
Algorithm I
in Eq. (31) it is sufficient to maximize each
term in Eq. (33) separately. We thus split Each iteration consists of two sta:ges. We
the subproblem involving P2' N unknowns fix the problem parameters at their current
into N independent subproblems, each in- values and update the latent ability vari-
volvingp2 unknowns. This implies a further ables. We then fix the latent ability variables
drastic reduction in effort. at their new values and update the problem
When we turn to the first term in Eq. parameters. We proceed in this way until
(31) things are not quite so simple since each the relative change in the problem parame-
term in Eq. (32) involves the unknown ters is below some specified small value.
problem parameters. However, as we indi- Similar two-stage algorithms have been
cated in Eq. (34), we may regard L[v, w] described by Birnbaum (1968), Lord (1968),
as a function of v and w jointly, as a func- Wright and Douglas (1972), Fischer (1974),
tion of v conditional on given values for and Andrich (1978).
w, or as a function of w conditional on given The algorithm which we have described
values for v. Similarly [Eq. (35)], we may above (algorithm 1) differs from the others
regard Li[v, wJ as a function of v and Wi in that we maximize the likelihood function
64 Some Major Components in General Intelligence

directly, whereas the other procedures seek Algorithm II


for solutions to the sets of simultaneous
non-linear equations which result when the This is a nested procedure. An outer loop
partial derivatives of the logarithm of the iterates on the problem parameters v and,
likelihood with respect to the latent ability within this loop, an inner loop iterates on
variables and with respect to the problem the subject's latent trait variates w. As in
parameters are equated, respectively, to step 2 of algorithm I the inner optimization
zero. is achieved on a subject-by-subject basis
Our main rear:;on for chossing a two-stage and, as before, a very large optimization
iterative procedure is that a massive prob- problem is reduced to a sequence of much
lem is thus split up into a very large number smaller subproblems.
of much smaller subproblems, each of This procedure does not suffer from the
which is quite manageable. Our reason for drawbacks, noted above, associated with al-
choosing to maximize likelihood functions gorithm I. It does, though, depend critically
is that we avoid one of the main problems on the optimization in the inner loop being
associated with the latter procedures. This computed very quickly. Our first effort to
problem is that with some systems of equa- apply the algorithm failed miserably. We
tions the iterations diverse rather than con- were never able to complete even a single
verse unless the initial estimates of the pa- iteration in the outer loop because we al-
rameters are very close to the optimum ways ran out of computer time first. It was
values. By maximizing the likelihood func- only when we introduced the regression hy-
tion directly we never accept a trial solution pothesis (i.e that 'speed' is the regression
unless it increases the goodness of fit. of problem difficulty on solution time) that
Two other major problems with the likeli- algorithm II became of more than theoreti-
hood equations approach is that not infre- cal significance. The reason for this is that
quently the values for successive iterates the regression hypothesis implies that for
tend to oscillate about the optimal values a particular subject the probability of a cor-
or if they converge they tend to converge rect response given non-abandonment and
very slowly indeed. Unfortunately, algo- completion at time is constant across prob-
rithm I as described above is prone as well lems, and this, as we shall see, leads to
to both of these latter problems. We pro- closed-form expressions for a subject's
grammed an algorithm due to Ramsay speed and accuracy.
(1975) and incorporated it into our two-
stage algorithm and the resultant procedure
seemed to cope effectively with both prob-
lems. Now we turn to a description of our Estimation for Individual Subjects
algorithm II. (Algorithm II is sketched in
Table 9).
We now consider in some detail the estima-
tion of speed and accuracy for an individual
subject under the regression hypothesis. Let
Table 9. Algorithm II us assume that a particular subject, i, with
mean time to non-abandonment, tR w, on
L[v, w*] =maxL[wlv]
w a set or n problems achieves R correct re-
L[v*, w]=maxL[vlw] sponses, W wrong, or incorrect, responses,
v
and A abandonments.
L[v*, w*] = max [maxL[wlv]] A non-abandonment (R or W) implies
v w
= max [maxL[vlw]] that
w v
=maxmaxL[v, w] (X -
In -1-= a+ S(t- tR w)-d
w -(X
Estimation for Individual Subjects 65

or, equivalently, that Table 10. Estimation for individual subjects


oc - (1..
-(i)
In -l-+d=a+S(t-tRW)' In-'-+d 1 tli-tRW 0
-oc 1-(1.i

An abandonment, on the other hand, im- ln~+d 1 t2i -tRW


-(i)
0 ai
1-(1.i
p -
2

plies that In 1-p-t-P, or, equivalently, I-f3i


In--+t3i 0 0 1
that f3i
(1..
In-'-+d4 t 4i -t-(i)
RW 0 Si
1-(1.i
(1..
-(i)
In-'-+d s tSi -tRW 0
Evidently, we have n equations involving 1-(1.i

p
In 1 ~ oc and In 1 13 as linear functions of
1 - f3i
In--+t6i
f3i
0 0 Pi
speed (s), accuracy (a), and persistence (P). ln~+d -(i)
0
1-(1.i 7
t7i -tRW
. Under the regression hypothesis,
{E[S(t- tRW)] =dl non-abandonment},
1 - f3i
In--+tsi 0 0 e
f3i
(1.. .
it is evident that the probability of a correct In-'-+d 9 t9i -tRW
-(i)
0
l-lXi
response given non-abandonment is con-
stant on the set of R + W non-abandoned (1..
In-'-+d 10 t10i-tRW
-(i)
0
problems. It is also evident that, under the 1-(1.i

constancy hypothesis, the probability of an (1..


In-'-+d l l -(i)
t l l i - tRW 0
abandonment is constant on the set of A 1-(1.i

abandoned problems. (1..


-(i)
In-'-+d 12 t12i - tRW 0
We thus have R + W independent obser- 1-(1.i

vations from a binomial (R+ W, oc) distri- X Y


bution ocR (l-oc)w, and A independent ob-
servations from a binomial (A,p) distribu-
tion pA(l-fJ)R+w.

R:
It follows from standard and well-known from a
binomial (3, fJ) distribution,
p3 (1-fJ)9. We have a system of 12 linear
results that Ii = W is the maximum like- equations relating the unknown latent trait
variates aj. Sj, and Pi to ocj and Pi' which
lihood estimate of oc and that jJ = R + ~ + A are both unknown, and to the problem diffi-
is the maximum likelihood estimate of p. culties for the nine non-abandoned prob-
If R or W is zero, then Ii does not exist lems which, of course, are also unknown.
and if A or R +W is zero, then jJ does not In general, for i = 1,2, ... , N subjects we
exist. have
The tableau in Table 10 displays the II II
equations for a hypothetical subject who
has correct responses on probelms 1, 4, 7,
Rj =
j=
L1 Xji' Ai= L: Yji'
j= 1
10 and 11, wrong responses on problems
2,5,9, and 12, and abandonments on prob- and
lems 3, 6, and 8. We have, then, n= 12 prob- II /I

lems, R = 6 correct responses, W = 4 incor- Wi=n- L X ji - L Yjj


j= 1 j= 1
rect or wrong responses, and A=3 aban-
donments. We have nine independent re- (number right, number abandoned, and
sponses from a binomial (9, oc) distribution, number wrong respectively) and for each
oc 5 (1- OC)4 and three independent responses subject we have for j=1,2, ... , n problems
66 Some Major Components in General Intelligence

n equations of the form Table 11. Some information matrices

1-Pi ]
Yji [ In-----p;-+{tji-Pi)

=(Yji -1) [In 1 ~\~.;. +ai +Si{tji - t~\v) -d


1
1
It is quite clear for the example in
Table 10 that column 3 of the matrix X is
orthogonal to both columns 1 and 2 and,
since the sum of deviations from a mean
are zero, column 2 is orthogonal to column These formulae include the unknown
1. It is evident that this is true in general problem parameters dj • At each iteration
and thus that in general X'X is diagonal. we replace them with their current best esti-
A bit of simple algebra shows that the mates. At convergence, of course, these too
normal equations X' X()=X'y have a very are maximum likelihood estimates. The fi-
simple form and it follows that ()=(a i , Si, nal, speed, accuracy, and persistence esti-
pJ has the elements shown below. In these mates are thus known and quite simple one-
equations tRW' tA , and (XRW are, respective- to-one functions of the maximum likelihood
ly, mean time to non-abandonment, mean (x. 1-p.
time to abandonment, and mean difficulty estimates for In 1 _1 (X.' In -po" and or the
1 1

of non-abandoned problems for subject i. dj • Thus, the estimates of speed, accuracy,


If !Xi is the maximum likelihood estimate and persistence are maximum likelihood es-
timates.
of (Xi it follows that, since In 1 ~j!X. is a one-
1 In Table 11 we display information ma-
to-one function of (Xi' In 1 (Xi A is the maxi- trices for two versions of the speed- accura-
-(Xi cy submodel.
mum likelihood estimate of In 1 ~ (x •• It foI- First we consider the form
l

1 h . Ri 1 Ri .
ows t at, SInce W' n R W IS
A

(Xi =R
i+ i i+ i
the maximum likelihood estimate of
in which response times to non-abandon-
~ R+W ment are in raw form. Since these times are
In 1_1a.' Similarly, if follows that 10 ~
1 1
all non-negative, their sum must be non-
is the maximum likelihood estimate or
In 1 t/ i• Substituting these m.l.e. estimates
negative and, in general, is positive. It is
easy to show, then, that the inverse of this
matrix to which the variance-covariance
p.Pi , respectively, yields
forln 1 ~ia. and In 1- matrix of the estimates oSi and eli is propor-
1 1
tional must have negative off-diagonal ele-
the following estimates for speed, accuracy,
ments. In the reparameterized form
and persistence:
a(i» - dj '
Ldj{t jj - t~\v) (1- Yjj)
j
1n- (Xi -
1---aj+si
-(Xi
(
t ji - RW

in which the times to non-abandonment are


in deviation units their sum is zero and the
A R.1 -('J1 information matrix and the variance-covari-
a.=ln-
Wi
+dRW'
1
ance matrix for the estimates are both diag-
and onal.
A'::"l Ri+ Wi -(i) In the first form if speed is overestimated
Pi- n A. +t A •
then accuracy is underestimated and vice
1
Estimation for Individual Subjects 67

versa. In the second form this dependency are independent the loss function for the
is eliminated. In reparameterizing the model data set is
in this way we have not done anything mys-
terious. Indeed the estimates for the second G= I I [xji-E(xji)]2/V[E(xjJJ.
j i
form are identical to those yielded by the
traditional formulae for linear regression, If we had replaced the denominator by un-
which may be found in any elementary sta- ity, then, of course, our loss function would
tistics book and which are programmed in have been ordinary (unweighted) least
most of the more recent scientific pocket squares. Thus we may regard each term in
calculators. G as a squared residual (x_E(X)]2 multi-
We chose the maximum likelihood meth- plied by the weighting factor l/VIE(x)].
od for parameter estimation because it This weighting factor, the reciprocal of the
seemed so naturally to fit with the probabil- variance, is known as the precision of the
istic formulation of our modeb. After we estimate of the observation. Thus the
had devised a maximum likelihood algo- squared residual is given a weight which is
rithm which seemed to be both effective and proportional to the precision of the estimate
practicable, we decided to investigate a of the observation.
weighted least squares procedure with In most applications of weighted least
which we had become familiar in fitting squares the function has the form
models from biometrical genetics to sets of
G=[S-E(SW/VIE(S)],
empirical data.
We outline the method in terms of fitting where S is a statistic which is based on a
the speed-accuracy submodel to the pass- large sample, E(S) is its expectation under
fail data conditional on non-abandonment the model, and VIE(S)] is the variance of
(i.e. X = 1 or 0 for correct and incorrect, this estimate of the statistic. In such cases
respectively, given that y= 1 for abandon- the residuals have been shown to be distrib-
ment andy=O for non-abandonment). uted approximately as chi-squared. In the
The loss function for a single observation present case, however, such details are quite
is G=[x-E(x)J2/Var[E(x)]. For our model irrelevant since our 'statistics' are but single
E(x), given non-abandonment, is a and observations.
VIE(x)] is just a(l-a). Thus, it follows di- An interesting aspect of G in the current
rectly that G=(x-a)2/a (1-a) and that application is that oG/o! is -exp( -j) if
G=(l-a)/a or a/(l-a) as x is, respective- X= 1 and is exp(j) if x=O. Thus the cost
ly, 1 or O. In our case we have of computing first-order derivatives is negli-
gible once we compute G. A curious proper-
a
In -l-=a+s(t- -
tRw)-d=j, say. ty is that the second derivative 02 G/oP = G,
-a
and thus a method using second-order par-
It follows that, if x=l, G=exp( -j) and, tial derivatives requires little additional
if x=O, G=exp(j). Since least squares loss work once we have G and the first-order
functions seem to be nearly quadratic near partial derivatives. We have not capitalized
the minimum for well-behaved functions on this remarkable property since we have
and since most minimization procedures concentrated on quasi-Newton methods,
have been designed to have optimum con- which do not require the user to program
vergence properties for quadratic functions, explicit formulae for the matrix of second-
it seemed natural to try to capitalize on the order partial derivatives.
obvious computational simplicity. The modification of our program to in-
Under the hypothesis of local indepen- corporate a weighted least squares proce-
dence the responses for a single subject are dure rather than maximum likelihood took
independent and under the natural assump- no more than a few minutes to implement.
tion that the responses of different subjects The result was quite dramatic. The itera-
68 Some Major Components in General Intelligence

tions seemed to proceed with fewer prob- explanatory) power. He then considers the
lems and computational time was reduced notion of parameter invariance of a model
to well less than half that required by the and that of the falsifiability of a model. He
maximum likelihood procedure. also differentiates between the extent to
which a model takes information from the
environment (the properties of the problems
Goodness of Fit and Model Assessment as selected by the tester) and the extent to
which it takes information from the data
One problem which the serious worker in (from the responses of the subject to the
this area will inevitably encounter is that particular problems selected). He not only
of comparing the goodness of fit of one makes these distinctions; he also quantifies
model with that of another. This is not a each notion in a form which permits com-
simple matter. We know of no completely parison between and among models inde-
general statistical methods for this purpose. pendently of the numbers of parameters in
There are two important special cases, how- the respective models. A consequence of his
ever, for which standard methods are avail- information-theoretic approach to model
able. testing is that a model which is statistically
The first case is that in which both models rejected in terms of goodness of fit may be
have the same number of parameters and regarded as more effective empirically than
the parameters may be estimated by the the statistically accepted models. He argues
same method. In this case the distribution that a model which cannot be statistically
of residuals under the two models may be rejected on the basis of given evidence may
compared to determine which model shows provide less information about the empiri-
the better fit. cal variables influencing behaviour than an
The second case is that in which a more alternative model which can be rejected sta-
complex model is constructed by adding pa- tistically and that the more informative
rameters to another, more simple, model. model is preferable regardless of whether
In this case the simpler model is said to be or not it can be statistically rejected.
nested within the more complex model. Although we have not, in the decade since
Under these circumstances it is sometimes its appearance, seen a single citation of his
possible that the improvement in goodness paper, we regard it as the most important
of fit due to the additional parameters may paper on its topic that we have yet seen.
be tested for statistical significance. In terms of our own work such issues
Hanna (1969), takes an information- seem at the moment to be of mainly aca-
theoretic approach to the problem. He demic interest. We are still trying to build
points out that the traditional methods, to a model which takes into account some of
which we have just alluded, treat parameters the more important factors involved in
as 'degrees of freedom'. He argues, forcibly, problem solving behaviour. We have not yet
that this view may, in some circumstances fitted a simple unidimensional model to our
at least, be downright misleading and that, data. Indeed, we feel that such an endeav-
in general, in comparing models, the our would be but a sterile statistical exercise
number of parameters is largely irrelevant. even if we could find a competing model
He derives a number of information mea- which addresses itself to the same data. In
sures which relate to the information con- fact, no such competing model exists.
tent of a model before and after estimation
of the parameters. Together, he says, they
provide a measure of the information taken An Application of the Model
from the data by the estimation process. He
goes on to differentiate between the descrip- We now present an application of our mod·
tive power of a model and its predictive (or el to a fairly extensive set of empirical dat2
An Application of the Model 69

which we collected in collaboration with Table 12. Composition of sample


Professor Eysenck. Our main thrust here,
Boys 109
since we view this investigation as a metho-
Girls 85
dological investigation rather than as a sub-
Total 194
stantive one, is to illustrate, convincingly,
we think, that non-trivial models of the sort Age range 14-16 years
we have proposed above may in practice Mean age 15·082 years
be applied and that results derived there- Std. deviation O· 399 years
from may, in some cases at least, be readily
interpreted.
In the testing situation groups of up to
For the moment it suits our purpose to
four children were tested simultaneously
note only that the battery consists of four
and data regarding pass-fail, abandon-not-
subtests which were labelled, respectively,
abandon and response latency were collect-
Anagrams, Mill Hill, Numbers, and Ra-
ed for each child on every problem. The
vens. Clearly, they attempted to select prob-
subject sits before a testing console and the
lems which span a range of cognitive abili-
apparatus presents a multiple-choice ques-
ties.
tion on a display screen using back projec-
In Table 12 we give the composition of
tion from an automatic slide projector. Push
our sample in terms of sex and age. We will
buttons are provided for the subject's re-
see, later, that performance on the cognitive
sponses, including one to indicate that the
tests, as summarized by our estimates of
subject does not know the answer and
speed, accuracy, and persistence, seems to
wishes to proceed to the next problem.
be independent of these factors.
When a button is pressed, the slide projector
In the top part of Table 13 we display,
is stepped on to present the next problem.
for each subtest, the number of subjects for
During the time that the slide is being
whom persistence scores exist and the
changed a voltage output is produced by
number of subjects for whom both speed
the apparatus, the voltage level being re-
and accuracy scores exist. In the bottom
lated to the button that was pressed. At all
part of Table 13 we display for each combi-
other times the voltage level is zero. Thus,
nation of speed, accuracy, and persistence,
the appearance of a non-zero voltage at the
including self combinations, the number of
output of the apparatus defines the time at
subjects for whom scores on all such mea-
which the subject makes a response, the dis-
sures exist. Thus, there are 127 subjects for
appearance of this voltage defines the time
whom speed estimates, and thus accuracy
at which the next problem is presented, and
estimates as well, exist on all four subtests.
the level of the voltage defines the particular
response made. The output of the apparatus
feeds into one of four channels of an analog
instrumentation tape recorder. Thus, with Table 13. Sizes of matrices
four testing consoles, up to four subjects Speed and Persistence
may be tested simultaneously and complete accuracy
information regarding all responses (includ-
ing abandonments) and their latencies may Anagrams 171 158
Mill Hill 183 135
be retrieved from the tape. The tape thus Numbers 187 141
produced is processed on the Linc-8 com- Raven 159 36
puter system where the analog information
Speed Accuracy Persistence
is digitalized, the responses and latencies are
decoded and verified, and the results are Speed 127 127 76
punched onto paper tape for subsequent Accuracy 127 76
statistical analysis. Persistence 98
70 Some Major Components in General Intelligence

There are only 86 subjects for whom persis- Table 14. Problem difficulties and regression
tence measures exist on all three subtests lines
remaining after we exclude the Ravens sub- Item Anagrams Mill Hill Numbers Raven
test. We exclude the latter subtest because,
as may be seen in the top part of Table 13, 1 -0.64 -0.59 -0.66 -0.49
2 -0.60 -0.23 -0.07 0.28
there are only 36 subjects for whom such 3 0.55 -0.25 -0.29 0.55
scores exist. Furthermore, there are only 76 4 1.50 -0.38 0.77 -0.43
subjects for whom both speed and persis- 5 -0.40 -0.12 -0.62 0.22
tence scores, and thus both accuracy and 6 0.45 0.33 1.73 0.67
persistence scores, exist. 7 0.07 1.34 0.88 -0.32
8 0.97 0.27 1.30 0.14
Clearly, to restrict our analysis to all sub- 9 1.19 0.61 0.53 1.53
jects for whom speed, accuracy, and persis- 10 0.76 0.63 -0.18 -0.14
tence scores exist on all subtests would ig- 11 0.68 1.14 0.74 0.00
nore most of our data. Although such an 12 0.26 1.84 0.84 0.80
13 1.76 1.49 1.46
analysis, with complete data for all subjects,
would be most straightforward to imple- Problem set Intercept Slope Correlation
ment, the cost of such simplicity seems to
Anagrams -1.01 3.11 .99
be prohibitive. Mill Hill .83 2.79 .97
On the other hand, the analyses which Numbers .96 2.95 .99
we wish to carry out on these data have Raven - .55 3.34 .95
not, at the present time at least, been formu-
lated for the general case with arbitrary mis-
sing data. Nor do we see such analyses being on the event that the problem was not aban-
viable in the forseeable future. Conse- doned. These values, by the way, were cho-
quently, in order to pursue our aims we see sen as starting values to get the iterative
no alternative to compromise. The analyses scheme in motion.
we now describe seem to strike a reasonable We find the similarity in regression lines
balance between the readily attainable, but rather striking. The similarity is even more
trivial, extreme on the one hand and the striking when we inspect the corresponding
ideal, but unattainable, extreme on the correlation coefficients displayed to the
other. right of the regression coefficients. It seems
.We now work, step by step, through the to suggest that there may well be closed-
analyses which we have carried out. form expressions for the optimal difficulty
1. The model was fitted separately to values. We have not, however, been able
problems from each subtest. The weighted to derive such expressions.
least squares procedure, which we have de- Since we have not derived any distribu-
scribed above, was employed. This step re- tion theory for our loss function we have
sulted in a set of problem difficulties for no test of significance for goodness of fit
each subtest. These we display in the top of the model. At the moment the loss func-
part of Table 14. Although these values are tion is but a tool to enable us to fit the
on a quite arbitary, and unknown, scale model. Since the separate optimization
there seem to be remarkable similarities problems involve differing numbers of
among the four sets in terms of scale and problems and, as well, differing numbers of
origin. This impression is confirmed, and subjects, these values (for the loss function)
possibly strengthened, by the regression are not even directly comparable from one
equations displayed in the bottom part of analysis to another.
Table 14. Here, we computed a separate lin- Since no alternative model exists which
ear regression for each subtest. The depen- utilizes the same observations we have no
daht variable in each case is the proportion basis for a direct comparison with other
of subjects who fail the problem conditional models. Instead, we proceed to investigate
An Application of the Model 71

Table 15. Correlations with basic statistics


Proportions Mean Time
Speed A R W A R W
Anagrams .02 .17 -.17 -.08 -.09

rnTI
Mill Hill .07 .27 -.31 -.07 -.34 -.08
Numbers .23 .25 -.39 .13 -.17 .20
Raven -.15 .02 .Q3 -.18 -.50 -.30
Accuracy

[]] [] []]
Anagrams .02 .31 .20
Mill Hill .00 .94 -.91 .12 -.40 .26
Numbers .24 .85 -.90 .31 .14 .51
Raven .01 .96 -.97 .07 -.13 .22
Persistence

[] []] []]
Anagrams .33 .45 .37
Mill Hill -.97 .38 .26 .27 -.06 -.21
Numbers -.89 .43 .37 .65 .18 -.21
Raven -.71 .37 -.13 .78 .04 .58
A=abandon; R=right (correct); W=wrong (errors+abandonments)

individual differences in the estimates for Subjects with high persistences scores
speed, accuracy, and persistence which have abandon fewer problems than do subjects
been derived for the subjects. with low persistence scores. Subjects with
2. In Table 15 we display some correla- high persistence SCores have higher mean
tions between our subject's speed, accuracy, time to abandonment than do subjects with
and persistence scores and eight simple sta- low persistence scores. Subjects with high
tistics derived, where possible, for each sub- persistence achieve more correct responses
ject. Each correlation is based on those sub- than do subjects with low persistence scores.
jects for whom both measures involved in Subjects with high accuracy scores achieve
the particular correlation exist. Thus, the more correct responses than do subjects
sample sizes for the different correlation co- with low accuracy scores. Subjects with high
efficients differ from correlation to correla- accuracy scores make fewer' errors or aban-
tion. Since none of the analyses which fol- donments' than do subjects with low accu-
low are based on these correlations we feel racy scores. Subjects with high accuracy
justified in neglecting to report the sample scores have higher mean time to 'error or
size for individual coefficients. abandonment' than do subjects with low
We comment briefly on some salient fea- accuracy scores. Subjects with high speed
tures of this matrix, in which the columns scores have lower mean time to correct re-
correspond, respectively, to the proportion sponse than do subjects with low speed
of problems abandoned, proportion of scores.
problems correct, proportion of problems 3. In the top part of Table 16 we display
incorrect, mean time to abandonment, three correlation matrices. Each is based on
mean time to correct response, and mean data from all subjects for whom SCores exist
time to incorrect response. While these on all of the variables involved. The sample
statements are not very striking they do ring sizes for these analyses have already been
a certairt face validity and they do orient given in Table 13.
us towards the analyses which follow. 4. For each subject involved in this matrix
72 Some Major Components in General Intelligence

Table 16. Intercorrelation matrices 6. As we have already seen, we would


have had to discard most of our subjects
Speed Factor
loadings to compute the parallel analysis on all four
persistence scores. Consequently, we
1.00 .15 .44 .17 X2=4.29 .56 dropped the persistence score on the Ravens
1.00 .20 .26 dJ.=2 .30
1.00 .29 p= .12 .76 subtest and fitted a one-factor model to the
1.00 .39 intercorrelations on the three remaining
persistence scores. Here, once more, a single
Accuracy common factor, loading strongly on all
1.00 .47 .29 .39 X2=4.11 .58 three persistence scores, accounts quite ade-
1.00 .53 .41 dJ.=2 .81 quately for the intercorrelations among per-
1.00 .38 p= .13 .64 sistence scores.
1.00 .56 7. In the bottom part of Table 16 we dis-
Persistence play the matrix of cross-correlations be-
tween the four speed scores and the three
1.00 .22 .39 X2=0.00 .52
1.00 .31 dJ.=O .41 persistence scores computed, as above, on
1.00 P not defined .75 all subjects for whom all seven scores exist.
Inspection of this matrix suggests that
Speed x accuracy
there is no strong relationship between these
.33 .34 .33 .12 two sets of scores. The corresponding ca-
.10 .33 .11 .06 nonical correlation analysis which is sum-
.19 .39 .36 .28 marized in Table 17 confirms this impres-
-.07 .25 .03 -.13
sion. Indeed, there seems to be no system-
Speed x persistence Accuracy x persistence atic relationship at all!
.00 .21 -.06 .11 .15 -.10 8. This analysis parallels the analysis just
-.12 -.01 -.20 .16 .16 .02 discussed. The correlation matrix appears
.19 .18 -.10 .11 -.07 -.10 in the bottom part of Table 6; and the ca-
-.08 .05 -.07 .11 -.14 .04 nonical correlation analysis summarized in
Table 17 confirms the very strong impres-
sion that, as with the speed and persistence
scores, there are no systematic relationships
we have speed and scouracy scores on each
of the four subtests. In this matrix we
display the intercorrelations among the four Table 17. Canonical correlations I
speed measures.
Speed vs persistence
Inspection of this matrix suggests a single
factor loading on all four speed measures. Canonical correlation Chi-square dJ. P
Thus, we fitted an unrestricted maximum
.34 15.42 12 .22
likelihood model (Joreskog 1967) with but
a single factor. The goodness of fit was quite Accuracy vs persistence
acequate. The factor loadings thus derived Canonical correlation Chi-square dJ. P
appear in the column to the right of the
correlation matrix. .36 14.76 12 .26
5. A similar analysis was carried out on Speed vs accuracy
the correlation matrix among the four accu-
racy scores for these same subjects. Again, Canonical correlation Chi-square dJ. P
the intercorrelations among the four scores .52 71.76 16 .000
are substantially positive and, not sur- .42 33.3 9 .000
prisingly, once more a single common factor .27 9.93 4 .042
clearly accounts for the intercorrelations. .09 1.05 1 .305
An Application of the Model 73

between the accuracy scores and the persis- Table 18. Factor analysis
tence scores for the subjects. .60 0 0
9. When we inspect the cross-correlations .34 0 0
between the speed and accuracy scores, .72 0 0
computed once more, on all subjects for .35 0 0
o .55 0
whom all eight scores involved exist, a o .84 0 =A
somewhat different impression emerges. o .64 0
Here (with the exception of correlations in- o .52 0
volving speed score on the Ravens subtest o 0 .51
which seems to be an odd man out) th~
o 0 .41

r ~ ]=~
o 0 .75
cross-correlations are predominately posi-
tive. The canonical correlation analysis,
summarized in Table 17, confirms a very [~8
strong relationship between the two sets of
measures. It confirms as well, perhaps un-
fortunately, that this relationship is not uni-
dimensional. Indeed, and probably because the Joreskog procedure employed but that
of the inclusion of the aberrant speed score no overall goodness of fit statistic is avail-
on the Ravens subtest, it suggests that at able since we have pieced the analysis to-
least two dimensions are required to ac- gether from separate analyses. Such a statis-
count adequately for the pattern of intercor- tic, of course, would be quite superfluous
relations. since we know that the submatrix involving
Since we could not discern a psychologi- the cross-correlations between the speed
cally interpretable pattern for a second di- scores and the accuracy scores cannot be
mension we decided, quite arbitrarily, to adequately accounted for by such a simple
ignore the uninterpretable second dimension model. We do know as well, however, that
rather than to arbitrarily discard the speed each of the remaining five submatrices is
score of the Ravens subtest. adequately accounted for by the simple sub-
10. The analyses discussed above suggest models implied by the matrices in Table 18.
that much, if not most, of the structure in 11. It may be readily verified that the fac-
the intercorrelations among the speed and tor solution depicted in Table 20 is equiva-
accuracy scores may be accounted for in lent to that depicted in Table 18 in the sense
terms of a factor model involving two corre- that both solutions yield the same expected
lated non-overlapping group factors load- values for all intercorrelations. The form of
ing, respectively, on the speed scores and
on the accuracy scores. Consequently, we
carried out a restricted maximum likelihood Table 19. Factor transformation I
factor analysis using the procedure de- .50 .34 O. O.
scribed by Joreskog (1969). .28 .19 O. O.
This analysis yeilded the solution dis- .59 .41 O. O.
.29 .20 O. O.
played in Table 18 where A denotes the ma- .45 O. .31 0.,
trix of primary factor loadings and tP den- .69 O. .47 O. =A
otes the matrix of interfactor correlations. .53 O. .36 O.
The third factor was added to account for .43 O. .29 O.
the intercorrelations among the persistence
O. o. O. .52
O. O. O. .41
scores and for the lack of cross-correlation O. O. O. .75
between the persistence scores and both the 1.0 O. O.
speed scores and accuracy scores. We note [ O. 1.0 O.
that all, non-zero factor loadings are signifi- O. O. 1.0
cant in terms of standard error as given by O. O. O.
74 Some Major Components in General Intelligence

Table 20. Factor transformation II yield the same matrix of expected intercor-
.39 .39 .24 relations among the scores involved.
.22 .22 .14 Here, however, we have a somewhat dif-
.47 .47 .29 ferent picture. There are now four factors .
.23 .23 .14 Factors 2-4 are orthogonal, non-overlap-
.36 .36 -.22
.54 .54 -.34 =A ping group factors loading, respectively, on
.41 .41 -.25 speed scores, accuracy scores, and persis-
.34 .34 -.21 tence scores. Factor 1 is orthogonal to each
.37 -.37 0 of the others. It is involved in both speed
.29 -.29 0
.53 -.53 0 scores and in accuracy scores but not in per-
sistence scores.

[g
0

0
1
~ ]=~ 13. In Table 21 we display a path diagram
which shows how the factor analyses dis-
played, respectively, in Table 18 and
Table 19 may be related in terms of the
this three-factor orthorgonal model is some- analysis of covariance structures (ACOVS)
what different. It suggests a general factor model described by Joreskog (1970). The
common to speed, accuracy, and persistence 'square' boxes represent manifest variables
scores, a second factor, orthogonal to the (four speed scores, three persistence scores,
first, which contrasts speed and accuracy and four accuracy scores). The 'circle'
scores with persistence scores, and a third boxes represent latent variables.
factor, orthogonal to the others, which con- The latent variables in Table 21 are @,
trasts speed scores with accuracy scores and @, and @, which denote speed, accuracy,
is not involved at all in persistence scores. and persistence, and @ is strongly corre-
This hierarchical model has a sort of super- lated with @.
ficial validity in common sense terms but 14. The latent variables (]), @, @, and
there is no one-to-one correspondence with @ correspond to general cognitive ability,
the (speed, accuracy, and persistence) con- speed, accuracy, and persistence. The latent
structs in our conceptual model. To this ex- variables in this set, however, are mutually
tent, at least, it seems to be somewhat inade- uncorrelated.
quate. We assume that all latent variables and
12. The factor solution displayed in Ta- all manifest variables are scaled to zero
ble 19 was also derived from that dis- mean and unit variance and thus that all
played in Table 18. Again, it is easy to ver- covariances are product-moment correla-
ify, by direct, multiplication, that the solu- tions. Thus the path coefficients denoted by
tions are equivalant in the sense that both directed arrows are standardized regression

Table 11. Path diagram


An Application of the Model 75

coefficients and are also product-moment The correlations shown in Table 22 indi-
correlations. cate quite clearly that performance on our
The unboxed symbols in the bottom line tests, at least as summarized by our latent
are specific factors corresponding to the trait scores, is independent of both sex and
manifest variables. They are mutually or- age.
thogonal and each is assumed to be uncor- 16. We also acquired scores for each of
related with all latent variables in the model. our subjects on the Eysenck measures psy-
Since submatrices in our 11 x 11 matrix chotism (P), extraversion (E), neuroticism
of intercorrelations among the manifest var- (N), and dissimulation (L).
iables have been computed from different The relevant correlations are displayed in
subsets of data this matrix is not appro- Table 23. The canonical correlation analy-
priate for the Joreskog procedure ACOVS. ses relating speed scores, accuracy scores,
Consequently, we derived the corre- and persistence scores, respectively, to the
sponding path coefficients manually from personality variables are summarized in
the solutions presented in Tables 18 and 19. Table 24.
We display the corresponding path diagram
in Table 21. Table 23. Correlations with personality
We argue that this analysis provides P E N L
strong support for an interpretation in
terms of three independent, non-overlap- Speed
ping group factors corresponding to speed, Anagrams -.02 .07 .07 -.09
accuracy, and persistence and a fourth more Mill Hill -.11 -.19 -.05 -.03
general cognitive factor loading speed and Numbers -.05 .03 .04 -.16
accuracy scores but not loading persistence Raven -.15 .08 .05 -.10
scores. Accuracy
15. In the top part of Table 22 we look
Anagrams -.01 -.01 .09 -.08
at possible relationships between our latent Mill Hill -.09 .03 -.20
.01
trait scores - speed, accuracy, and persis- Numbers -.00 -.10 .05 -.09
tence - with the backround variables sex Raven .01 -.13 -.11 -.21
and age.
Persistence
Table 22. Correlations with sex and age Anagrams .02 -.05 -.07 .17
Mill Hill .02 .04 .16 -.17
Sex Age Numbers -.08 .05 -.06 .03
Ravens .18 .19 -.05 -.08
Speed
Anagrams -.02 -.02 Table 24. Canonical correlations II
Mill Hill -.08 -.08
Numbers -.10 -.06 Speed vs personality
Raven -.19 -.07
Canonical correlation Chi-square dJ. P
Accuracy
.30 18.00 16 .32
Anagrams -.05 .06
Mill Hill .02 -.02 Accuracy vs personality
Numbers .00 -.07
Canonical correlation Chi-square dJ. P
Raven .04 .02
.39 25.24 16 .07
Persistence
Persistence vs personality
Anagrams .03 .05
Mill Hill .06 .09 Canonical correlation Chi-square dJ. P
Numbers, .08 -.00
Raven .27 -.14 .29 11.44 12 .49
76 Some Major Components in General Intelligence

17. It seems quite clear from these analy- ponents have worked and we concentrate
ses that performance on cognitive tests, as on the essential ingredients of the models
summarized by the speed, accuracy, and as they relate to our own work. Though
persistence scores derived from our latent we make them look very simple (the models)
trait model, is independent of the personali- we do not, we hope, do them (the models)
ty variables. It is, of course, conceivable that an injustice.
some derived measure such as a speed/accu- Both Van der Ven and Wiseman deal
racy ratio would relate to personality. We with ' time-limit' tests and both include
have not yet explored such possibly interest- speed and accuracy as indiuidual difference
ing relationships. variables. In addition, Wiseman includes
This completes our outline of the results omissiveness as an individual difference or
of an application of the model to a fairly latent trait variable.
extensive set of empirical data. For Van der Ven a subject's speed (0)
is defined as the probability that he will
reach the problem before the time limit and
his accuracy (IX), or precision, is defined as
Some Closely Related Models the probability that he will sive a correct
response siven that he has reached the prob-
lem. Assuming a trade-off between the diffi-
We now turn our attention, rather briefly, culty of the problem and the speed of the
to the work of Van der Ven (1969, 1971) subject, which acts in such a way that the
and to that of Wiseman (1975). (unconditional) probability of a correct re-
In Table 25 we list the most relevant for- sponse (n) is, for a given subject, constant
mulae for the models proposed by Van der across problems, Van der Ven derives maxi-
Ven and by Wiseman. We ignore the several mum likelihood estimates for speed and ac-
variants of each model on which their pro- curacy.
Th A r A r+w d A r
us,n=1i'U=-n- an lX=r+w'

Table 25. Models by Wiseman and Van der Wiseman, on the other hand, does not
Ven assume the 'constancy' hypothesis and he
allows for the fact that subjects, despite in-
Van der Ven
structions, do omit or skip items in a time-
P[reach] =(1 limit test. He defines three main probabili-
P [correct Ireach] =()( ties: the probability that a subject will reach
P [correct, reach] = 1t
a problem before the time limit «(1), the
r r+w r probability that a subject will, given that
n=-, (1=--, ()(=--
A A A

n n r+w he has reached the problem before the time


Ii limit, omit the problem (w), and the proba-
In--A=lnr-lnw
1-()( bility IX that, given that a subject has
Wiseman reached the problem and has not omitted
it, will give the correct response. He models
P[reach] =(1 these probabilities in terms of the subject's
P[omitlreach]=w
P[correctlnot omit, reach] = ()( speed (s), accuracy (a), and omissiveness (0)
and in terms of the difficulty of the problem
In-()(-=a-d (d) and its resistance (r) to omissiveness.
1-()(
Our own approach and that of Van der
ln~=o-r Ven developed independently and virtually
1-w
simultaneously. Given that Van der Ven
ln~=s worked in a true-score framework (Lord
1-(1
and Novick 1968), rather than in the tradi-
A Stochastic Process Model for Individual Differences 77

tion oflatent trait theory and that he seems He argued as well that persistence in our
quite clearly not to have followed the Ey- model is measured relative to speed rather
senck-Fumeaux tradition, the relative con- than in an absolute manner.
vergence of our independent work seems The latter criticism seems to imply that
rather striking. The work of Wiseman, while speed and persistence are not independent
leaning more heavily towards our own ap- in our formulation. However, in the data
proach, draws heavily on both traditions. to which we have fitted our model this
About the same time that we were formu- seems not to have occurred. Indeed, as we
lating our basic model and Van der Ven have just seen, on all four of our tests, speed
was formulating his, Iseler (1970) proposed and persistence are quite independent. In
a model involving three, competing sto- more recent data involving some 1600 sub-
chastically independent processes, PS (solu- jects and two long tests, the speed-persis-
tion), PE (error), and PA (abandonment) tence correlations are - .05 and + .03
leading to respective outcomes S (solution), (within tests) and -.08 and +.02 (across
E (error), and A (abandonment). The pro- tests), and once more there is no apparent
cesses are competitive in the sense that, as dependence between speed and persistence.
soon as one of them ends, observable per- In our final section we now formulate a sto-
formance is terminated by the very outcome chastic process model which allows for indi-
associated with that process. At any time, vidual differences in speed, accuracy, persis-
and for each possible outcome, the intensity tence, and propensity to guess, and which
with which the associated process tends to allows, as well, for differences among prob-
its termination, given that the process is still lems in terms of difficulty level.
ongoing, is identical to the intensity with
which the observable solution tends to being
terminated by the outcome.
A Stochastic Process Model
Iseler discussed some assumptions re-
for Individual Differences
garding the probability distribution func-
in Speed, Accuracy, Persistence,
tion of time to correct response, he dis- and Propensity to Guess
cussed some ways in which this distribution
function could be parameterized in terms
of subject and problem parameters, and he By the time the work reported above had
derived a number of logistic and normal been completed our plans for the next phase
ogive latent trait models for some special of the project were quite clear. Our first aim
cases. He also proposed maximum likeli- was to extend the model to allow for possi-
hood procedures for parameter estimation ble individual differences in propensity to
and for assessing goodness offit ofthe mod- guess and our second was to come to grips
els. with the competing process formulation
He seems not to have combined these proposed so long ago, in this context, by
submodels into a unified model involving Iseler (1970) and to formulate our extended
speed, accuracy, persistence, and problem model along similar lines.
difficulty. Nor, it seems, has he followed This phase has now been completed. We
up his thorough analytic investigation with have not yet devised a computer program
a programme of empirical work. to fit the new model to sets of empirical
During a lengthy correspondence Iseler data. Our task in what follows is to present
suggested that our use of the term 'speed' in new model in some detail and, by way
as some sort of regression of problem diffi- of illustration, to apply the model to two
culty on solution time was somewhat at sets of simulated data which we generated
variance with the ordinary use of the term for the purpose. In closing we discuss a
and that 'our continuing use of the term in problem concerning consistent estimators
this differing sense could lead to confusion. for the problem difficulty parameters.
78 Some Major Components in General Intelligence

Table 26. Basic ingredients for a stochastic vious formulations. The random variable X
process model takes the value 1 if a correct response occurs
and takes the value 0 otherwise. The ran-
dom variable Y takes the value 1 if an aban-
LJ, problem difficulty donment occurs and takes the value 0 other-
[ K, number of response categories wise. The random variable T is, as before,
't, time limit completion time and is strictly positive. If
L =1 ={1, time limit a time limit occurs then X and Yare both
0, otherwise O. The discrete random variable Z takes
X=x={1, correct only positive integer values 1, 2, 3, ... and
0, otherwise is defined only if there is no time limit and
y = y ={1, abandon no abandonment (i.e. L=O, Y=O). It is
0, otherwise called the confidence rating.
Z = z, confidence rating 1,2,3, ... It seems worth noting at this point that
T = t, completion time these ingredients all have a fairly clear psy-
chological significance and that there are no
oc, accuracy (J=_oc_
oc+LJ convenience parameters like arbitrary slope
(J, speed 1 constants or arbitrary scale values for each
p=- response alternative for example. Even the
)" propensity to guess K
auxiliary variables f), p, and p, which we
'It, persistence f3 =!:. define to simplify subsequent formulae
'It
have, as we shall see, a clear interpretation.
We assume a problem solving process (P)
which involves three subprocesses - solution
In Table 26 we list the basic ingredients (PS), guessing (PG), and abandonment
in the formulation. The flow chart at the (PA).
top of the table depicts a set of input-output The solution process (PS) proceeds at rate
relationships mediated by a problem solving 0' and leads, on compl~tion, to correct solu-
process. tion (RS) with probability f) and to incorrect
Input to the system is a particular prob- solution (WS) with probability (1-f).
lem characterized by a problem difficulty The guessing process (pG) also leads to
level, A, the number of mutually exclusive one of two mutually exclusive outcomes. It
response alternatives or categories, K, and proceeds at rate y and leads, on completion,
a time limit, 1:, for the problem. The time to correct guess (RG) with probability p and
limit differs from those traditionally em- to incorrect guess (WG) with probability
ployed in that, when applied, it is applied (1-P).
on a problem-by-problem basis rather than The abandonment process (PA) leads,
on a testwise basis. The problem solving however, to but a single outcome. It pro-
process is characterized by four unobserv- ceeds at rate p and it leads, on completion,
able latent trait variables which we call ac- to abandonment (A) with probability 1.
curacy, IX, speed, 0', persistence, 77:, and pro- We cannot, of course, identify each of the
pensity to guess, y. Output from the system five outcomes (RS, WS, RG, WG, and A)
is the set of random variables I, x, y, z, and implied by this assumed process. We can
t (realizations, respectively, of the random only observe whether a correct response
variables L, X, Y, Z, and 1). (R=RS or RG), an incorrect response
The discrete binary random variable L (W = WS or WG), or an abandonment (A)

°
takes the value 1 if the time limit has oc-
curred and takes the value otherwise. The
disG:rete binary random variables X and Y
has occurred. We record as well the comple-
tion time (tR' t w , or tA) associated with the
particular outcome observed.
are the same as those employed in our pre- We formulate the assumed process as a
A Stochastic Process Model for Individual Differences 79

model which involves five competing, sto- the process uniquely. In the present context
chastically independent, processes (pRS, it seems more natural to work with the
PWS, PRG, PWG, and PA) corresponding, hazard (or intensity) function since, in so
respectively, to the outcomes (RS, WS, RG, doing, we model the process directly, in
WG, and A) implied by the assumed pro- terms of its local behaviour in time, as a
cess. We define these stochastic processes function of problem parameters and of sub-
in terms of intensity functions (or hazard jects' latent trait variables assumed to be
functions) hRS(f), hws(f), hRaCf), hwG(f), relevant to the process.
and hA (f), which correspond, respectively, If at some instant a process leading, say,
to the processes PRS, PWS, PRG, PWG, to outcome E has not yet terminated, and
and PA. In so doing we define, uniquely, time f has elapsed since onset of the process,
the joint probability (p.d.f.) of outcome, or the limiting probability that the process will
event, (R, W, or A) and completion time terminate in the next A T is given by
(fR, fw, or fA) for the combined process.
hE(t)= lim P[t<T~t+ATIT>tJ/L1T
We noted above that neither of the out- LlT-O+
comes for the solution process (RS, WS)
and neither of the outcomes for the guessing Reflecting its application in such diverse
process (RG, WG) may be observed but areas as actuarial science, demography, vital
that outcome (A) for the abandonment pro- statistics, renewal theory, and the reliability
cess is observable. of systems, hE(f) is known variously as the
We did not note that the hypothetical force of decrement, force of mortality, age-
completion times for the independent pro- specific death rate, age-specific failure rate,
cesses are not observable. Apart from out- intensity function, and hazard function.
come R (RS or RG), W (WS or WG), and Since the hazard function is our basic tool
A all that we may observe is the completion in model formulation and since it is not easy
time associated with the outcome and this to find relevant details in textbooks on sta-
is the minimum, T, of the quintuple (TRS , tistics, we include for reference the basic re-
T ws , TRG , T wG , TA)·
Once we formulate our psychological
process as a stochastic process model in- Table 27. Distribution of a continuous vari-
volving independent, competing processes, able
the formulae for all relevant likelihood
functions follow directly from the theory of 1. P[x<X;;;;x+LlXIX>x]
(1) <lX~+ LlX h(x)
competing risks as do the formulae for the
probabilities (p.d.f.s) of particular outcomes (2) lim P[x<X;;;;x+LlX] f(x)
conditional on completion at time T= f. <lX-O+ LlX
The intensity (or hazard) function, hE(f),
for the process, PE, which leads to outcome (3) P[X;;;;x]=F(x)= Jf(u)du
o
E defines, uniquely, the distribution of no-
(4) P[X>x]=[1-F(x)]=S(x)
tional or hypothetical completion times for
the process (PE). (5) J
H(x)= h(u)d(u)
In particular it defines uniquely, for the o
process, its probability distribution function (6) S(x)=exp[-H(x)]
(probability of completion in the interval (7) F(x)=1-exp[-H(x)]
f to f + AT), its cumulative distribution
(8) f(x) = h(x) exp [ - H(x)]
function (probability of completion by time
(9) h(x) = f(x)/S(x)
f), and its survivor function (probability of
= f(x)/[1- F(x)]
completion after time f) ..
d
These' four functions are mathematically = - dx [logS(x)]
equivalent. Each defines the properties of
80 Some Major Components in General Intelligence

lationships for a random variable X with sponding hazard function hE(t). The hazard
realization x. We deal with the discrete case function for the combined process is h(t)
in Table 27 and with the continuous case and is the sum of the hazard functions
in Table 28. Since most modem writers use hE ,(t)+hE2 (t)+ ... for the processes in-
f(x), F(x), S(x), h(x), and H(x) to refer, volved and H(t) is the cumulative hazard
respectively, to the probability density func- function for the combined process. The
tion, cumulative density function, survivor joint probability (p.d.f.) of outcome and
function, hazard function, and cumulative eventf(E,t) is given by Eq. (1). The p.d.f.
hazard function, we follow suit. of completion time is given by Eq. (2) and
In Table 29 we display, for reference, the the unconditional probability of outcome E
main functions derived in formulations in- is given by Eq. (4). Equations (5) and (6),
volving independent competing processes. respectively, give the probability of outcome
We have processes PEl' PE2 , ••• leading to E, conditional on completion time t,
outcomes or events E 1 , E 2 , ••• and so on. [f(EI t)], and the probability distribution
The process leading to a particular outcome function (p.d.f.) of completion time, condi-
(or event) E, say, is defined by the corre- tional on outcome E, [f(tlE)]. Since all
hazard functions which we will derme are
proportional, completion time is indepen-
Table 28. Distribution of a discrete variable
dent of outcome. The reader who requires
(1) P[X =x] = f(x) more background before proceeding may
(2) P[X ;;;ix] =F(x) find help in the simple account given by Cox
(3) P[X>x]=S(x) (1962) or in the less simple accounts in Da-
vid and Moeschberger (1978) and Kalb-
(4) P[X=x+lIX>x]=h(x)
fleisch and Prentice (1980).
(5) P[X=x+l, X>x] We now define, in Table 30, the compet-
=P[X =x+ lIX>x] P[X>x] ing process part of our formulation.
=P[X>xIX =x+l] P[X =x+l] The solution process, Eq. (3), proceeds
=P[X=x+l] at rate (J' and leads, on completion, to solu-
(6) S(O) = 1 tion with probability 1, to correct solution,
(7) f(O)=F(O)=O Eq.(1), with probability B, and to incorrect
(8) f(x+ 1) =h(x) S(x) solution, Eq. (2), with probability (1-B).
(9) F(x+ 1)=F(x)+f(x+ 1)
(10) S(x+l) = S(x)-f(x + 1)
Table 30. Hazard functions for stochastic
(11) h(x) = f(x+ 1)/[1- F(x)] process model - I
Solution process
Table 29. Basic formulae for independent
competing processes (1) hRS(t) = (}u
(2) hws (t)=(I-(})u
(1) f(E, t)= f(Elt)f(t)
= f(tlE)f(E) (3) hs(t) =u
= hE(t) e- H(t) Guessing process
(2) f(t) =h(t)e-H(t)
(4) hRG(t) =py
00

(3) f(E) = J f(E, t) dt (5) hWG (t)=(I-p)y


o
(6) hG(t) =y
(4) f(Elt)=f(E,t) = hdt )
f(t) h(t) Abandonment process

(5) f(tIE) =f(E, t) 1


(7) hA (t)=/3=-
f(E) 1t
A Stochastic Process Model for Individual Differences 81

The guessing process, Eq. (6), proceeds Table 31. Hazard functions - II
at rate y and leads, on completion, to
Correct response
guessed response with probability 1, to cor-
rect guess, Eq. (4), with probability p, and (1) hRS(t) =8a
to incorrect guess, Eq. (5), with probability (2) hRG(t)=py
(1-p). (3) hR(t) =8a+py
The abandonment process, Eq. (7), pro-
ceeds at rate p and leads to the single out- Incorrect response
come, abandonment, with probability 1. (4) hws(t) =(1- 8)a
The processes leading to notional times
(5) hWG(t)=(I-p)y
for the respective outcome classes (correct
(6) hw(t) =(1- 8) a +(1- p) y
solution, incorrect solution, correct guess,
incorrect guess, and abandonment) are as- Abandonment process
sumed to be stochastically independent.
1
Notional, or hypothetical, completion (7) hA(t)=/3=-
1t
times for particular outcome classes obey
the following rules:
1. Notional times to solution (correct solu-
tion or incorrect solution) decrease with Table 32. Hazard functions - III
increasing speed. Correct response
2. Notional times to guessed outcomes (cor-
rect guess or incorrect guess) decrease
with increasing propensity to guess. Incorrect response
3. Notional times to abandonment increase
(2) hw(t)=(1-8)a+(I-p)y
with increasing persistence.
4. Notional times to correct solution de- Abandonment
crease with increasing accuracy and in-
crease with increasing problem difficulty.
5. Notional times to incorrect solution in- Combined process
crease with increasing accuracy and de- (4) h(t) = a + y + /3
crease with increasing problem difficulty.
(5) H(t)=(a+y+/3)t
6. Notional times to correct guess increase
with number of response alternatives.
7. Notional times to incorrect guess de-
crease with number of response alterna- come classes R, W, and A are identical. In-
tives. deed each is exponential with mean
Thus the hypothetical completion times «(J + y + p) - 1. We note as well that this dis-
behave quite reasonably in terms of our tribution is independent of (i.e. does not in-
common sense notions regarding speed, ac- volve) IX, Ll, and K.
curacy, persistence, and propensity to guess. In Table 31 we realign the hazard func-
Having made this point we now emphasize, tions for the five subprocesses (pRS, PWS,
very strongly, that we do not observe com- PRG, PWG, and PA) and we generate the
pletion times for which these rules hold. We hazard functions for the outcome classes R,
observe only min [TRS , TRG , Tws , TWG ' TA ], W, and A. In Table 32 we bring these results
we note which of the outcome classes R(R S together and generate the hazard function
or RG), WCWS or WG), or A it comes h(t) and the cumulative hazard function,
from, and we record the corresponding out- H(t), for the combined process.
put duo (R, tR), CW, tw ), or (A, tA)' We In Table 33 we display a number of con-
emphasize further that the distributions of ditional probabilities which follow from our
observed completion times for the three out- model.
82 Some Major Components in General Intelligence

Table 33. Some conditional probabilities sponses and for errors, and that in neither
case is the relationship counter-intuitive.
- - ex
(1) P[RIA,G, T=t]= ex+LI =fJ The posterior odds on guessing, following
a correct response with completion time T=
- I t, increases with the difficulty level of the
(2) P[RIA,G,T=t]=-=p
K problem and decreases with the accuracy of
- P the subject. The posterior odds on guessing,
(3) P[AIG, T=t]= cr+P following an incorrect response with com-
pletion time T= t, decreases with the diffi-
(4) P[GIA, T=t] =-y- culty level of the problem and increases with
cr+y
the accuracy of the subject. Both relation-
(5) P[GIA,R, T=t]=-fJ
PY ships seem to be in accord with intuition.
cr+py Equation (7) gives the probability of a
(6) P[GIA W T=t]= (I-p)y wrong guess, conditional on non-abandon-
" (l-fJ)cr+(I-p)y ment and on completion at time t. It follows
(7) P[W,GIA, T=t]=(l-+P)y
cr y
that this probability is (1-p) (1 +~) and
thus that this probability, for given K, and
hence for given p, is an increasing function
of the ratio y/u. We will exploit this fact
We have seen, in Table 26, that the auxil- shortly when we introduce confidence rat-
iary variable P is the reciprocal of persis- ings into the formulation.
tence and is thus an indicator of low persis-
tence. Equations (1) and (2) show that the
auxiliary variables () and p also have direct
Table 34. Log-likelihood for competing pro-
interpretation. The auxiliary variable () is cess model
the probability of a correct response condi-
tional on no guessing, non-abandonment (I) inL[ex,cr,y,nIA,K,x,y,t]
=X in [fJcr+ py]
and on completion at time t. Clearly, as y
and P approach 0 our model approaches +(I-x)(l- y) in [(1- fJ) cr+(I- p) y]
the well-known simple Rasch model. The + yin P-(cr+y+ P) t
auxiliary variable p has direct interpretation
as the probability of a correct response con-
ditional both on guessing (and thus, condi- In Table 34 we display the logarithm of
tional on non-abandonment and on com- the likelihood function for a single observa-
pletion at time t. tion from the independent competing pro-
The probability of an abandonment, con- cesses model. In practice, of course, 0(, u,
ditional on no guessing and on completion
y, and n (and thus p) carry a subscript i
at time t is given by Eq. (3). It seems striking
for individuals, L1 and K (and hence p) carry
that this probability is independent of both
a SUbscript j for problem, and x, y, t, and
(i.e. does not involve) the subject's accuracy
() carry both subscripts. When a set ofj= 1,
and the difficulty level of the problem.
2, ... , n problems is administered to a set
Equation (4) shows that the probability
of i = 1, 2, ... , N subjects, the log-likelihood
of a guess, conditional on non-abandon-
function for the set of nN observations is,
ment and on completion at time t, is inde-
assuming local independence across prob-
pendent of problem difficulty and of the
lems, and experimental independence across
subject's accuracy. This seems to be
subjects,
counter-intuitive. Equations (5) and (6) in-
dicate that there is indeed a relationship, lnL=LLlnLjj,
but that it works differently for correct re- j i
A Stochastic Process Model for Individual Differences 83

where Table 35. Confidence ratings


lnLji =x ji In [OjiO'i + PjyJ (1) h(z)=(I- p)y=l- p
+(1-x ji)(l- Yji) In [(1-0jJ O'i O'+y 1 0'
+-
+(l-p)yJ Y
(2) InL[O',yip,z]
+ YjiPi -(O'i +Yi + Pi) tji
and
=(z-l) In [0'+ pY] +In
O'+y
[(1-O'+yP)Y]
Oji = IXJ(IXi + Ll j)'
(3) [ 1+~]
E(z)= - y
We have not attempted to apply this I-p
function in fitting the model to empirical
data. Indeed, some numerical examples
seem to indicate that due to the fact that Table 36. Some statistics and their expec-
we do not know whether a correct response, tations
R, is a solution (RS) or a guess (RG) and A 1
that we do not know whether an incorrect Et 11:
response, W, is a solution (WS) or a guess R+W
(WG) the solution to the resulting likeli- O'+y
Et
hood equations is not unique. We do not R
pursue this matter further here. Instead we 80'+py
Et
return to the result, cited above, that 0'
(l-p)z-1
y
P[W,GIA, T=t]=(l- p )
0'
1+-
y
IX, 0', y, and n. We assume that we have
and use it as the basis for the modelling n=R+W+A problems where R, W, and
of our confidence ratings. A are the numbers, respectively, of correct
Under our model a subject who neither responses, errors, and abandonments ob-
abandons the problem nor guesses is sure served and that I t is the total completion
that he has selected the correct response time, disregarding outcome and that !i is the
(otherwise he should have kept working to- mean confidence rating on non-abandoned
wards solution) and is thus supremely confi- problems.
dent. The only thing that can shake this su- It is easy to show that the four statistics
preme confidence is the probability, condi- in the left column of Table 36 have as expec-
tional on non-abandonment at time t, of tations the expressions displayed in the right
an incorrect guess and this, as we have seen, column of Table 36. Since O=IX/(IX+,1), and
is given by (l-p)/(l +O'/y). It seems natural, since we assume ,1 and K to be known, the
then, to model the confidence ratings as we expectations involve as unknowns the latent
have done in Table 35, in which the confi- trait variables IX, 0', y, and n. We equate
dence rating, z, follows the geometric distri- observed values of the statistics with their
bution with hazard function h(z) and has expectations and derive the moment estima-
expectation l/h(z). tors displayed in Table 37. At the bottom
Let us assume that a single subject at- of Table 37 we present an example com-
tempts a set of equivalent problems with puted for a set of 1,000 equivalent problems
difficulty level, ,1, and number of response form data simulated for the purpose. The
categories, K, known and let us ask how values in parenthesis are the known true
we might proceed to estimate, for this sub- values with which the estimates agree very
ject, the unobservable latent trait variables well.
84 Some Major Components in General Intelligence

Table 37. Example I Table 38. A time switch

A [R P][ (I-P)Z] (1) l=f' t~t


0(= R+W-(I-p)z (l-p)z-1 0, t<t
[R+W] [ 1] (2) h(t) =A.J
(J= ~ 1-(I_p)z
A

(3) H(t)=A(t-t)1
R+W f(t) =A.Je-.I.(I-t)I
j (4)
(l-p)zEt
(5) In L =In (A.J) - A(t-t)l
Et
n=-
A (6) i=tmin
R =274 8 = 0.49 (0.5) (7) X
n
W=281 a= 0.96 (1.0) E(t-tmiJ
A =445 j =0.19 (0.2) 1
Et=484.83 it = 1.09 (1.0) (8) E(t)=t+-
A
z = 12.32 & =0.97 LI 1
& (9) V(t) = A2
A =0.97 (1.0)

It is tempting to put forth the conjecture and our output vector is 1= 0, x = 0, y = 0,


that the four statistics are minimal sufficient t = 7:, and z = z is undefined. If the minimum
for a, u, y, and 1t and that our estimates notional time, min [TRS ' TRG , Tws , TwG ,
iX, u, y, and it are maximum likelihood esti- TAl is less than 7: then the corresponding
mators. Though we forego this luxury, we process wins and 1=0. If the winning pro-
point out that, as y approaches 0, 2 ap-
proaches infinity and the estimates for a,
u, and 1t approach the maximum likelihood
cess is the abandonment process then x = 0,
y = 1, and z is undefined. Otherwise, y =
and x and z follow the definitions given
°
estimates for a reduced model which does above. We now list all possibilities:
not include propensity to guess.
1. Time limit (/=1, x=y=O, z undefined,
We now return to the notion of a possible
T=7:)
problem-by-problem time limit which we in-
2. Abandonment (/=0, x=O, y=1, z unde-
troduced as one of the basic ingredients in
fined, T=t)
Table 26. In Table 38 we sketch the deriva-
3. Correct response (/=0, x=1, y=O, z=z,
tion for a generalized time switch which
T=t)
generates failure times from an exponential
4. Error (/=0, x=O, y=O, z=z, T=t)
distribution truncated below time T=7:. The
variable I is an indicator variable intro- We now assume, as in our last example,
duced for notational purposes only. The that a set of equivalent problems, each with
variable A. is the (constant) age-specific fail- known difficulty level, A, and each with
ure rate associated with the process. Our known number of response alternatives, ",
main concern is with the expected failure has been administered to a single subject
time, E(t), and with its variance, V(t). As and, as before, we assume local indepen-
A. tends towards infinity, E (t) tends towards dence across responses to different prob-
7:, V(t) tends towards 0, and the device tends lems. This time we record number right (R),
towards a time switch for which, at failure number wrong (W), number abandoned
time, t=7:. (A), number of time limits (L), and mean
Suppose, now, that we couple this device confidence rating for non-time-trapped,
to our problem solving process. If none of non-abandoned outputs (2). In Table 39 we
the notional times TRS ' TRG , Tws , T WG , or give expected values for four statistics de-
TA are less than 7:, then the time switch wins rived from those just given. We equate each
A Stochastic Process Model for Individual Differences 85

Table 39. Example II Table 40. Transformation of the time scale


R (Ju+ py (1) t~O
R+W u+y (2) U=¢I(t) =¢21(t)
-1 ¢1'¢2 one-one
R P (3) t =¢2(U)=¢1 (u)
R+W+A u+y+P (4) ¢'1 (t) =d[¢1 (t)J/dt =du/dt
L
(5) ¢;(U)=d[¢2(U)]jdu=dt/du
R+W+A+L
(6) f(t) dt =g(u) du
1+~ (7) F(t)=G(u)
"I
1-p (8) f(t) =¢'I(t)g[¢I(t)]
R =123 p=O.5 (9) g(u) = ¢;(U)f[¢2(U)]
W=125 t =0.5 (10) ¢1(t) =G- 1[F(t)]
A =136 (11) ¢2(u)=F- 1[G(u)]
L =116
Z =3.8520
8=0.49, 0'=0.91, j=0.98, p= 1.04 Table 41. Constant hazard functions vs pro-
portional hazard functions
and, &=(0.96).1, n=0.96
Model I
hR(t) =(Ju+py
observed statistic to its expected value and hw (t)=(1- (J) u +(1- p) "I
we solve the resultant equations for the hA(t)=P
values of interest. We simulated a set of data h(t) =(u+y+P)
for 500 problems with Q(:::;y=n=.LI=1 and Model II
p = 1: = 0.5 and we fitted the model just out-
lined to these data. Tbe results are summa- hR(U) =[(Ju+py]¢;(u)
rized at the bottom of Table 39. Once more, hw(u) = [(1- (J) u+(1- p) "I] ¢;(u)
the fitted values agree quite well with the hA(U) =P¢;(u)
'true' values listed above. This time, howev- h(u) =(u+y+P)¢;(u)
er, we have computed estimates for speed, H(u) =(u+y+P)¢2(U)
(T, persistence, n, and propensity to guess, u = ¢ 1 (t), ¢ 1 strong monotonie
y, without recording completion time. This t =¢2(u)=¢1 1(u), ¢;(U)=d¢2(U)/du=dt/du
striking result suggests at least the possibili-
ty of large scale testing programmes in
which completion times need not be re- tion times have been transformed to new
corded and in which all subjects, despite dif- values u =,p1 (t), ,p1 one-one.
ferences in processing speed, proceed at the It is quite straightforward to determine
same rate of working. the probability distribution function; g(u),
At first blush our simple constant hazard and thus the cumulative distribution func-
function model (model I in Table 41) seems tion G(u), for the transformed times u. In
much too restrictive. Table 40 we display, for reference, the basic
It implies that the distribution of ob- equations. If we assume that ,p1 is strictly
served completion times is independent of monotonic, as well as one-one, it is quite
outcome and it implies, as well, that this straightforward to show that the trans-
distribution is exponential with parameter formed times will conform to model II in
«(T+y+fJ). Table 41, where fiJ2 is the inverse function
Suppose, however, that we have a set of which carries u to t (thus, t=,p2(U)=
completion times, t, which have been gener- fiJi 1 (u». In model II the hazard functions
ated under model I and that these comple- are no longer independent of time. Howev-
86 Some Major Components in General Intelligence

er, they are proportional and thus model condition for model II, with tPz(u)=2u to
II implies that the p.d.f., g(u), and hence hold for the observed completion times u,
the c.d.f., G(u), are independent of outcome. is that model I holds for the transformed
In this case, however, completion times are completion times t = u z .
not distributed exponentially. It is quite Another possible solution is to select a
straightforward to show that the likelihood fairly general functional form for g(u), and
equations for model II are identical to those thus for G(u), and to fit the general distribu-
for model I with the exception that each tion to the observed times u. Having thus
t is replaced by tPz (u). determined G(u), we compute tPz(u)=
In this sense, our simple constant hazard r 1 [G(u)] and fit the simple model I to the
function model is equivalent to the more transformed completion times t= tPz (u).
general proportional hazard function mod- Thus, in principle at least, our simple model
el. In practice we havef(t)=A exp( -At), A= is more general than it seems at first to be.
(u+y+/f), and, thus, F(t)=l-exp(-At). One problem with our formulation is that
However; we have observed completion each time we add a new subject, i, to our
times u rather than observed completion sample we add a new set of latent trait vari-
times t. If we knew tP2' and thus tPl' we ables IXj, Uj, Yj, and 7Cj to be estimated. A
could compute t=tPz(u) and fit the simple consequence of this is that the uncondi-
model I to these transformed times, t. tional maximum likelihood estimates for the
The generalized Weibull distribution dis- problem parameters, A j ' may not be consis-
cussed by David and Moeschberger (1978) tent. We can show that if we eliminate indi-
has been found useful for the analysis of vidual differences in propensity to guess, Yj,
failure times in a variety of disciplines. Sup- then for the reduced model
pose, for example, we assume observed
completion times, u, to conform to the gen-
eralized Weibull distribution with C 1 =2 and consistent conditional maximum likelihood
Cz =0. It follows, from the development estimates exist for the problem parameters
sketched in Table 42, that, to fit model II A j. However, we have not been able to do
with tPz(u)=2u to the observed completion this for the more general model which al-
times u, we fit the simple, constant hazard lows for individual differences in propensity
function, model I to the transformed com- to guess.
pletion times, t=tPz(u)=u z . If, however, we assume a functional form
for the distribution of latent traits in the
population, then we can determine consis-
Table 42. A family of transformations
tent maximum likelihood estimates for the
(1)
1
4>l(t)=t c +c z =u, (Cl>O,CZ~O)
problem parameters Aj •
Our current work assumes a multivariate
(2) 4>z(u)=(U-C Z)<l=t
normal distribution for latent trait variables
(3) 4>~(U)=Cl (u -CZ)<l-l =dt/du IXj, lnuj, InYj, and In7Cj. Thus, accuracy, IXj,
(4) f(t) =Aexp( -At), A>O has a normal distribution and speed, Uj,
(5) g(U)=AC1(U-Cz)Cl-lexp[ -,1,(U-C Z)<l] propensity to guess, Yj, and persistence, 7Cj,
(6) U",W:,1,-l; C1,C Z have a log normal distribution. It remains
to be seen whether the massive computa-
(7) h(u) =AC1(U-CZ)<1-1
tions involved in this exercise will be feasi-
(8) H(U)=A(U-CZ)<l ble, in practice, or whether we will have to
settle for some more simple compromise.
Time will tell.
The maximum likelihood estimates are invar- We find that judicious choice of mathe-
iant under strong monotonic transformation matical symbols makes our definition equa-
of the time scale. A necessary and sufficient tions easier to communicate, and makes it
A Stochastic Process Model for Individual Differences 87

Table 43. Revised notation Table 44. Log-likelihood for single obser-
vation with no time limit
u, speed (sigma)
a, accuracy (alpha) (1) In L[u, a, n, y,.11 K, r, W, a, c, t]
n, persistence (pi) =r In[Ou+ py] + WIn[(1- 0) a +(1- p) y]
y, guessing propensity (gamma) +a In[fJ] +(1 -a)(c -1) In [u+ pY]
.1,difficulty lend (delta) u+y
K, number of response categories
T, time limit
(kappa)
(tau)
-(u+ y + fJ) t+(1-a) In [(1-a+yPlY]
R = r ={1' correct response (IR) (2)
o
In-=a-.1
0, otherwise 1-0
W =W ={1, incorrect response (fW) 1
0, otherwise (3) fJ=-
n
A =a ={1, abandonment (fA) 1
0, otherwise (4) P=-
K
L =1 ={1, time limit (IL)
0, otherwise (5) u,n,y>O
C = c = 1, 2, 3, ... , confidence rating (IC)
T = t, completion time (T)
n, number of problems (NP)
N, number of subjects (NS) 1. Completion time is independent of out-
come
2. Completion time is independent of prob-
lem difficulty level
easier to interpret both derived results and
3. Probability of abandonment is indepen-
computational formulae. We choose our ac-
dent of problem difficulty level
ronyms for the corresponding FORTRAN
4. Probability of guessing is independent of
variables very carefully as well. Resultant
problem difficulty level
programs are less cluttered with comments,
5. Probability of a time limit is independent
much easier to follow, and thus much easier
of the difficulty level of the problem
to maintain. It seems fitting, in closing, to
6. Confidence rating is independent of prob-
display in Table 43 a revised notation which
lem difficulty level
has evolved during the preparation of this
document. Consequence (1) stems from the fact that
We display, as well (Table 44), in the new the hazard functions for the competing pro-
notation, the logarithm of the likelihood cesses are proportional while consequence
function for a single observation. Since we (2) stems from the fact that hs(t) is indepen-
have no data collected according to the par- dent of problem difficulty, A. Consequences
adigm implied by our second example we (3)-(4) follow directly from the fact that no-
ignore, here, the possibility of a time limit tional times to solution are thus indepen-
on each problem. We note that the model dent of problem difficulty level.
definition (Tables 30-32) and the formulae It remains to be seen whether these conse-
for conditional probabilities (Table 33) are quences are consistent with empricial data
consistent with the revised notation and or whether the formulation requires modifi-
thus require no translation. We thus docu- cation. In the latter case we simply replace
ment the notation which we currently em- a with a/A. Thus hRs(t)=Oa/A, hws(t)=
ploy in our formulations. (1-0) a/A. Consequently hs(t)=a/A and
It is very striking that our formulation notional time to solution has expectation
leads to the following apparently implausi- A/a. Speed is the regression of problem dif-
ble consequences regarding outcome and ficulty level on notional time to solution.
observed completion time: An increase in problem difficulty now leads
88 Some Major Components in General Intelligence

Table 45. Some numerical examples


IX 1 1.25
(J 1 1.25
Y 1 1.25 10- 9
n 1 0.75 109
L1 1 1.25 1.25
,
K 2
1
5 5
109
E(r) 0.3167 0.3364 0.3327 0.3327 0.2893 0.1846 0.4378
E(w) 0.3167 0.2970 0.3327 0.3327 0.2893 0.4192 0.5622
E(a) 0.3167 0.3167 0.2958 0.2958 0.3857 0.3354 0.0
Em 0.0498 0.0498 0.0388 0.0388 0.0357 0.0608 0.0
E(t) 0.2670 0.2670 0.2570 0.2570 0.2536 0.2746 1.25
E(c) 4.0 4.0 4.5 3.6 4.0 2.25 109
(1) (2) (3) (4) (5) (6) (7)

to longer completion times, to more time In column (4) we increase y to 1.25. This
limits, to more abandonments, to more decreases expected completion time, ex-
guesses, and thus to lower confidence rat- pected confidence rating, number of time
ings as well as to fewer correct solutions limits, and number of abandonments. It in-
and more incorrect solutions. creases number of correct responses and
We have prepared a set of numerical ex- number of errors but, since K = 2, it leaves
amples which illustrate some of the points the ratio rj(r+ w) unchanged.
just made. These appear in Table 45. The In column (5) we decrease n to .75. This
first four rows of the table correspond to increases the number of abandonments. It
the latent trait variables (0:, 0", y, and n) decreases expected completion time,
while the next three rows correspond to the number of time limits, number of correct
problem parameters (A, K, and ,). The next responses, and number of errors. It leaves
four rows correspond to expected values for both expected confidence rating and pro-
proportion correct, proportion incorrect, portion rj(r+ w) unchanged.
proportion abandoned, and proportion of In column (6) we increase n to 1.25 and
time limits. The final two rows of the table K to 5. This increases expected completion
correspond, respectively, to expected com- time, number of time limits, and number
pletion time and to expected confidence rat- of abandonments. It decreases number of
ing. correct responses, increases number of er-
We start, column (1) with the arbitrary rors and, because of the increase in proba-
configuration K=2, 0:=0"= y=n=A =7:= 1. bility of an incorrect guess, it lowers ex-
The time limit censors some 5% of the com- pected confidence rating.
pletion times. This lowers expected comple- Finally, in column (7), we eliminate the
tion time from .3333 to .2670. time limit, the effects of guessing, and the
In column (2) we increase 0: to 1.25. This effects of relatively low persistence (7: = 10 9 ,
increases E(r), decreases E(w) and leaves ev- y=10- 9 , and n=10 9 ) and we set A=1.25
erything else unchanged. and K = 5 as in column (6). This eliminates
In column (3) we increase 0" to 1.25. This both time limits and abandonments and in-
decreases expected completion time, creases both number of correct responses
number of time limits, number of abandon- and errors. It decreases the ratio rj(r+w)
ments and number of guesses. It increases because of the increase in A. Since y ap-
expected confidence rating, number of cor- proaches zero the confidence ratings soar
rect responses, and number of errors. It to 109 despite the increase in K. Most strik-
leaves the ratio rj(r + w) unchanged. ing, perhaps, is the increase in expected
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of Intelligence
4 Reaction Time and Psychometric g

A.R. Jensen

Nearly 120 years ago, Sir Francis Galton tween R T phenomena and general intelli-
expressed a theoretical preconception or in- gence as it is measured by our standard psy-
tuition which most people - certainly most chometric tests. Although there are now
present-day psychologists - would regard as quite extensive data linking R T and intelli-
highly counter-intuitive, namely, the notion gence, I find it virtually impossible at pres-
that reaction time (RT) is related to intelli- ent to draw any firm conclusion about the
gence. The common reactions of disbelief true magnitude of the relationship as it
to this notion express the view that nothing would be expressed in terms of a coefficient
as simple, trivial, and nonintellectual as RT of correlation. The reason for this uncer-
could possibly reflect anything as subtle, tainty is mainly twofold: (a) little, if any,
complex, and mysterious as human intelli- R T research has been based on large repre-
gence, and it is remarked that the most sentative samples of the general population,
highly intelligent persons often appear to and (b) virtually no account has been taken
be slow but deep thinkers. In much of popu- of the intertrial ability and day-to-day sta-
lar thought, speed of mental action implies bility of RT measurements and the use of
superficiality; slowness, profundity. such information for correcting correlations
Although Galton and his immediate between RT and intelligence test scores for
successors were unsuccessful in demonstrat- attenuation. However, that there are stat-
ing the supposed relationship ofRT to intel- istically significant correlations between in-
ligence and it became common knowledge dividual differences in general intelligence
in psychology that Galton's notion was and a variety of R T measurements can now
wrong, it now begins to appear - a century hardly be doubted. The general phenome-
later - that Galton was right after all. That non presaged by Galton is certainly genu-
is, his hypothesis was right, or at least par- ine, even if its general magnitude and theor-
tially right; but the means for testing it were etical meaning are still obscure.
inadequate in the late nineteenth and early The fact of a significant relationship be-
twentieth century, when the study of RT tween RT and psychometric intelligence has
and intelligence was prematurely aban- at least two immediate implications for
doned, not to be revived until recent years. theory and research on intelligence.
Whether Galton was right for the right rea- First of all, it directly contradicts a wide-
son or for the wrong reason, theoretically, spread conception in contemporary psy-
cannot be decided in any detail from his chology that our current standard tests of
sketchy writings on this topic (Galton 1883, intelligence measure nothing but a particu-
1908). lar class of specific knowledge and acquired
Before defining anyone type of R T more cognitive skills or strategies for dealing with
precisely in terms of particular experimental certain types of problems generally consid-
procedures, for R T refers to a class of phe- ered intellectual. Indeed, intelligence itself
nomena, it now seems reasonably safe to is conceived of by many psychologists as
conclude, from all of the available evidence, consisting of nothing but a person's acquired
that there is some sort of relationship be- knowledge and skills.
94 Reaction Time and Psychometric g

According to this conception, individual most appropriate factor model. Three-


differences in intelligence are attributable to quarters of a century of factor analytic re-
differences in opportunities afforded by the search with psychometric tests has not led
environment for acquiring the specific items to any generally accepted theory of the na-
of knowledge and skills that are called for ture of intelligence. This is not to say that
by the standard tests of intelligence. The factor analysis is a useless methodology.
contrary view is that the specific knowledge Quite the contrary. But its real usefulness
and skills called for by IQ tests are merely is not for the purpose of theory construction
a vehicle for measuring individual differ:- itself but merely to help identify and delin-
ences in intelligence, and that intelligence eate the particular categories or dimensions
can be described neither adequately nor cor- of individual differences that we wish to in-
rectly merely in terms of acquired contents vestigate with a view to theoretical formula-
and skills. This is evident not only from our tion. It would be a wholly unreasonable and
present knowledge of the substantial herita- hopeless approach to try to develop a
bility of IQ, and from the finding of signifi- theory to explain individual differences in
cant correlations between IQ and the la- every single psychometric test item in ex-
tency and amplitude of averaged evoked po- istence. The fact that test items are intercor-
tentials of the brain, but also from the corre- related to varying degrees means they in-
lation between RT and IQ. Certain types volve certain common features or processes,
of R T, which are significantly correlated whatever these may be, and that items can
with IQ, are as completely devoid of knowl- be grouped or classified according to their
edge content or cognitive skills, in any ac- degrees of intercorrelation. Factor analysis
ceptable meaning of these terms, as one is the accepted tool for this purpose. If our
could imagine for any conscious behavioral interest is in the most general ability, which
act. accounts for the intercorrelations among
Secondly, if there is a correlation between virtually all tests of ability however diverse
individual differences in R T and intelli- in external appearance, we should be inter-
gence, it seems that research on the much ested in the best obtainable estimate of the
simpler information processing phenome- most general factor in the abilities domain.
non, RT, would lead more readily to an ade- Whether or not one wants to identify this
quate theoretical account of it than would general factor as "intelligence" is really a
attempts to theorize directly about the much purely semantic issue and is not worth argu-
more complex phenomenon of intelligence. ing about. It can best be given the neutral
The theoretical constructs developed to deal label "psychometric g", which I will hence-
with the much simpler instances of informa- forth refer to simply as g. But I hasten to
tion processing exemplified in several dis- riote that g is probably more highly corre-
tinct RT paradigms might then provide a lated with what most people, psychologists
basis for theoretical formulations about the and laymen alike, mean by "intelligence"
nature of intelligence. What I have in mind, than is any other factor derivable in the
of courSe; is the development of potentially abilities domain, and certainly more than
falsifiable theories, which are sufficiently any other factor or combination of factors
limited and specified as to generate empri- that are orthogonal (i.e., uncorrelated) to
cially testable hypotheses. Attempts to de- g. Whether g is extracted as the first unro-
velop a theory of intelligence that are based tated principal factor in a common factor
at the level of the traditional instruments analysis or as a higher order factor arising
used for the measurement of intelligence, from oblique rotation of the primary factors
viz., various psychometric tests, seem to does not seem to be as crucial an issue as
have reached a theoretical cul-de-sac, end- some nonempirical factor analysts would
ing with the description of factors and ap- seem to argue. I have yet to see an instance
parently unresolvable arguments over the where factor scores based on the first princi-
A Chronology of Research on Reaction Time 95

pal factor and on a higher order g, when the exact instant that the transit of a star
derived from a reasonably sized (ten or crossed a hairline in the visual field of the
more) battery of diverse psychometric tests, telescope. The need to make corrections for
were not very highly correlated, usually .90 the "personal equation" (i.e., individual
or above. Therefore, in order to get on with differences in reaction time) led to the in-
the job of research on "intelligence", I ad- vention (by a German astronomer, Respold,
vocate accepting g, by either method of fac- in 1828) of the chronograph, a device for
tor extraction, as our working definition of measuring reaction time (RT) in fractions
it. Admittedly, g is not a perfectly determi- of a second. A markedly improved chrono-
nate and invariant construct. Nor does any graph was devised in 1850 by the United
single test yield a perfect measure of g, even States Coast Survey. Since then there has
excluding the test's measurement error. But been no real problem in measuring R T with
for practical purposes in research on the re- adequate precision in terms of one-hun-
lationship of RT to g, with necessarily lim- dreths or one-thousandths of a second (milli-
ited time for testing each subject, we must seconds), although the preelectronic de-
resort to one or two good g reference tests, vices were mechanically complicated and
that is, tests which have been found con- cumbersome and required frequent calibra-
sistently to have the highestg loadings (after tion.
correction for attenuation) in a numb~r of
factor analyses with a variety of other tests. 1850: Hermann von Helmholtz measured
Raven's Progressive Matrices (Colored, the speed of nerve conduction in. frogs and
Standard, or Advanced, for the appropriate Qess accurately) in humans. This discovery
level of difficulty) has been our first choice was especially important for philosophic as
as a practical g reference test. well as scientific reasons. The greatest philo-
Before reviewing the results of recent stu- sophic intellects of the era, including Im-
dies on RT and g, it would be useful to manuel Kant, had declared that mental
view these RT paradigms in the perspective events would forever be excluded from sci-
of all their main predecessors in the history entific investigation, which depends on ex-
of psychology. act measurement, because the basis of men-
tal events is the brain and neurones, and
they were postulated to act with infinite
speed, making their functions therefore un-
A Chronology of Research measurable. This doctrine was rejected by
on Reaction Time the nineteenth century physiologists, but,
prior to Helmholtz's discovery, their conjec-
tures about the speed of the nerve impulse
The study of R T in relation to mental abili- put it at the speed of light or faster. The
ty has a venerable though spotty history, leading physiologist of the time, Johannes
which is outlined in the following brief chro- MUller, claimed the speed of neural trans-
nology of landmark events in the history mission to be sixty times faster than the ve-
of mental chronometry, emphasizing partic- locity of light! Helmholtz found that the
ularly those aspects most germane to indi- speed of neural transmission was actually
vidual differences in intelligence. less than one-third of the speed of sound.
The philosophic gap between the mental
1823: The first important recognition of in- and the physical was reduced.
dividual differences in reaction time is cre-
dited to the Prussian astronomer F.W. Bes- 1862: Sir Francis Galton was the first to
sel, who coined the term "personal equa- suggest that individual differences in general
tion" for the consistent variations among mental ability could be measured by means
different telescopic observers in recording of reaction time (RT). Galton was also the
96 Reaction Time and Psychometric g

first explicitly to conceive of intelligence as tal chronometry. By subtracting the sub-


a general mental ability, anticipating Spear- ject's R T to relatively simple stimuli from
man's g. Galton (who was Darwin's half- the R T to more complex stimuli involving
cousin) believed this general ability to be discrimination, choice, and decision, one
a product of biological evolution, reflecting could measure the higher mental processes
Darwinian fitness in the struggle for surviv- involved in the more complex situations.
al. Since quickness of reaction (and keen- The strictly sensory and motor components
ness of other elemental sensory-motor func- in simple R T could be subtracted from
tions) would seem to have been advanta- choice RT, yielding measurements of the
geous to prehistoric man's survival and evo- speed of "purely mental" events. This dis-
lutionary development, Galton thought that covery, too, helped in advancing psycholo-
measurements of such functions would pro- gy from speCUlative philosophy to natural
vide a good index of general mental ability. science. Much of the essential methodology
He invented a host of such measuring de- of recent research in mental chronometry
vices, including his own RT apparatus (de- (e.g., RJ Sternberg 1977) represents more
scribed in his autobiography 1908, p. 248). sophisticated uses of Donders' subtraction
It measured only simple RT to an auditory procedure.
stimulus, and was rather too simple and
crude to yield sufficiently reliable measure- 1873: Sigmund Exner, an Austrian physiol-
ments - the subject simply hit a punching ogist, coined the term "reaction time" and
bag with his fist as quickly as possible on discovered the importance of "preparatory
hearing a signal. Galton tested literally set" and the preparatory interval (i.e., the
thousands of persons on this and other sen- interval between a "warning" or "ready"
sory-motor tests in his laboratory in the signal and the reaction stimulus). These pro-
South Kensington Museum of Natural cedural factors, he found, affect the vari-
Science. But the results were disappointing. ability of R T from trial to trial. If the prepa-
Fellows of the Royal Society, for example, ratory interval is not controlled by using
did not perform measurably better than the a "ready" signal, intraindividual variability
average run of Londoners. in RT is increased. Following Exner, a pre-
Although Galton quit his research on paratory signal became standard practice in
mental measurement, an American postdoc- RT studies.
toral student, James McKeen Cattel, who
spent 2 years working with Galton after re- 1885: J Merkel, working in Wundt's labora-
ceiving his Ph.D. (the first American Ph.D. tory in Leipzig, elaborated on Donders'
in psychology) in Wundt's laboratory, car- choice R T experiment and discovered that
ried Galton's ideas about mental measure- R T increases quite systematically as a func-
ment back to America, where they fully sur- tion of the increasing number of choice al-
faced in Cattell's laboratory in Columbia ternatives in the stimulus and response ar-
University in 1901. Cattell dubbed Galton's rangement. This finding clearly anticipates
various sensory-motor tasks" mental tests" Hick's law (Hick 1952). Merkel's multiple-
- the first appearance of this term in psy- choice RT data, as I have plotted them in
chology. Fig. 1, nicely illustrates Hick's law. Merkel,
of course, did not describe his systematic
1868: F.C. Donders, a Dutch physiologist, findings in terms of bits of information, for
discovered that choice RT (i.e., different re- the concepts of information theory and the
sponses to either of two or more stimuli) bit as a unit of information were not in-
is longer than simple R T (i.e., a predeter- vented until 1949 (Shannon and Weaver).
mined single response to a single expected But the psychological importance of Mer-
stimulus). This observation led to Donders' kel's finding was that it showed that the
invention of the substraction method of men- time for mental activity (as reflected in RT)
A Chronology of Research on Reaction Time 97

650 between the group means, which of course


are much less affected by individual mea-
600
surement error than is a correlation coeffi-
550 cient based on individual scores. Gilbert
was also the first to show a very regular,
'0
Q)
500 negatively accelerated decrease in R T with
V>
:;;
-450
increasing age, between 6 and 17 years, and
w
:;;
especially a decrease in the trial-totrial in-
i= 400 traindividual variability of R T with increas-
z ing age. The mean RT of 17-year-olds was
52 350
f-
u
almost twice as fast as that of 6-year-olds.
~ 300 This suggests (but does not prove) that RT
c::
is related to mental age (a concept that was
250 not to be invented until 1905).
200
1901: Clark Wissler, working under J McK
150 Cattell at Columbia, was the first to use
0
0 0.5 1.5 2 2.5 3 3.5 4 the coefficient of correlation (invented by
Karl Pearson in 1896) to measure the degree
BITS (1092 n)
of relationship between simple R T and "in-
Fig. 1. Mean choice R Ts to stimulus arrays con- telligence" as indexed by the course grades
veying various amounts of information scaled in
bits; n is the number of choice alternatives Data obtained by men students in Columbia Col-
from Merkel (1885) as reported by Woodworth lege. The correlation was a nonsignificant
and Schlosberg (1954, p. 33) - .02 - a singularly unimpressive finding.
But the deck had been strongly stacked
against finding a substantial correlation:
is systematically related to the objective each subject's R T was based on an average
complexity of the task. of only three to five measurements, which
we now know would result in exceedingly
1894: J Allen Gilbert, at Yale University, low reliability; the "range of talent" was
was the first to demonstrate what Galton highly restricted in this highly selected
had tried but failed to find - a relationship group of Ivy League students, which we
between R T and "intelligence". Groups of now know greatly attenuates correlations
children between ages 6 and 17 who were between any g-loaded measurements; and
classified by their teachers as "bright", the reliability and validity of course grades
"average", and "dull" were tested on sim- as a measure of intelligence leave much to
ple, choice, and discriminative RT. The be desired. (The best present-day IQ tests
mean RTs of the three groups were con- show correlations of less than .50 with
sistently in the same rank order, the grades in highly selective colleges.) It was
"bright" children showing the fastest aver- this disappointing result, coming from the
age R T and the "dull" the slowest. But if then most prestigious psychologicallabora-
IQ test scores had been used and correlation tory in America, that got into all the psy-
coefficients obtained (neither had yet been chology textbooks and, for the next three-
invented), probably no statistically signifi- quarters of a century, cast a pall over the
cant correlation would have been found. idea of using R T in the study of individual
The group mean differences in R T were differences in intelligence.
small (about 20 ms between "bright" and
"dull") and the measures were not very reli- 1905: Alfred Binet and Theophile Simon in-
able. The relationship of RT to intelligence vented the first practically useful intelli-
could only have shown up in the differences gence test and conceived of mental age as
98 Reaction Time and Psychometric g

a means of scaling general ability. This 1949: CE Shannon and W Weaver invented
event is important in the history of R T be- information theory and proposed the bit
cause the Binet-Simon approach to assess- (for binary digit) as a measure of informa-
ing intelligence completely eclipsed the tion; a bit is the amount of information that
"brass instrument" laboratory techniques will reduce uncertainty by one-half. The
for measuring individual differences sug- concepts of information processing theory
gested by Galton and Cattell. For better or have played an important role in the subse-
worse, no other event has so· greatly in- quent development of mental chronometry
fluenced the whole course of psychometrics as a tool of experimental cognitive psychol-
as well as present-day theories of intelli- ogy.
gence.
1952: WG Hick discovered that multiple-
1926: H Peak and EG Boring were the first choice R T increases as a linear function of
to try to correlate R T with actual intelli- the increase in amount of information in
gence test scores. They insured sufficiently the stimulus array, when information is
reliable measures of R T by obtaining 100 measured in bits, that is, the logarithm (to
trials on each subject. Correlations between be base 2) of the. number of choices. This
simple R T and scores on the Army Alpha relationship has become known as Hick's
and Otis intelligence tests were fabulous: law. The relationship was demonstrated
- .90 and -1.00, respectively. Unfortuna- again the following year by Hyman (1953).
tely, these correlations were based on a sam- Hick's law is nicely illustrated by Merkel's
ple consisting of only five subjects. No one, (1885) data (as reported by Woodworth and
apparently, was impressed. Peak and Bor- Schlosberg 1954, p. 33), shown in Fig. 1.
ing (1926, p. 93), however, noted the poten- The slope of this function can be interpreted
tial significance of their finding: " ... if the as a measure of the speed or rate of infor-
relation of intelligence (as the tests have mation processing, expressed as the number
tested it) to reaction time of any sort can of milliseconds per bit of information. The
finally be established, great consequences, reciprocal of the slope (x 1000) expresses
both practical and scientific, would fol- the rate of information processing in terms
low". of number of bits per second.

1927: Vernon Lemmon, working in Cat- 1964: E Roth, using multiple-choice R Ts


tell's lab at Columbia under Henry Garrett, in an experimental paradigm conforming to
was the first to find a Pearsonian correla- Hick's law, found that individual differ-
tion between both simple R T and choice R T ences in the slope of R T as a function of
and scores on an intelligence test (Thorn- bits (i.e., the rate of information processing)
dike Intelligence Test), and he showed that are correlated with IQ. This was probably
choice R T is more highly correlated with the first demonstration of a relationship be-
IQ than simple RT ( - .25 vs - .08) in 100 tween R T and intelligence that was pre-
Columbia College students - a rudimentary dicted from the theory that an IQ test mea-
demonstration of the relationship of g to sures (among other things) information pro-
task complexity. This was the last published cessing capacity. Individuals differ in the
study of R T in relation to intelligence until amounts of knowledge and skills called for
1964. The low correlation between R T and by ordinary IQ tests, in part, because they
test scores was an anathema to the psycho- differ in the rates with which they process
metric Zeitgeist, which was much more bent (and hence "acquire") the information of-
on developing tests with practical predictive fered by the environment. Other things be-
validity than in experimenting with labora- ing equal, individuals with greater speed of
tory techniques for investigating the nature information processing acquire mor cogniti-
of intelligence. vely integrated knowledge and skill per unit
The Hick Paradigm 99

of time that they interact with the environ- effects on the absolute values of the ob-
ment. Seemingly small individual differ- tained measurements. It is more doubtful,
ences in speed of information processing, however, that small procedural variations
amounting to only a few milliseconds per interact importantly with IDs. Investigators
bit of information, when multiplied by using fairly different RT measurement pro-
months or yeras of interaction with the en- cedures obtain quite similar relative differ-
vironment can account in part for the rela- ences between groups differing in age and
tively large differences observed between in- intelligence level, and similar correlations
dividuals in vocabulary, general informa- with intelligence test scores. But knowledge
tion, and the other developed cognitive would cumulate faster in this field if more
skills assessed by IQ tests. attention were paid to the procedural as-
pects and if an attempt were made to make
these as uniform as possible, not only for
any given RT paradigm, but also across dif-
The Hick Paradigm ferent paradigms. The results of different
investigators would be more directly com-
parable and theoretically useful if there were
For convenience, I shall henceforth refer to some more generally agreed upon uniformi-
the general type of procedure used by Roth ty of such procedural variables as the moda-
(1964, see above) as the Hick paradigm, be- lity, intensity, and duration of the prepara-
cause it is based on Hick's law, that is, the tory stimulus (PS) and the average length
linear increase in R T as a function of the of the (usually) random interval by which
number of bits of information conveyed by the PS precedes the reaction stimulus (RS).
the reaction stimulus (RS). This paradigm The intensity, discriminability, etc., of the
is actually just an elaboration of the simple RS should also be standardized, when it is
RT - choice RT (or SRT-CRT) paradigm. not itself the object of experimental investi-
The number of choices (n) is merely ex- gation. The same strictures should apply
tended in the Hick paradigm. equally to the response mode - the type,
Roth's (1964) rIDding of a relationship be- distance, and strength of movement re-
tween RT (or more exactly the slope of RT quired for registering the response, the la-
as a function of bits) and psychometric in- tency of which is the RT. In short, proce-
telligence, which was first brought to my dural variation should be minimized when
attention by Eysenck (1967), was the first it is not the subject of investigation and our
interesting finding on R T and g in many chief interest is in IDs. Neither the physical
years. But the encouraging results of this nor biological sciences were able to develop
paradigm required replication before we very far without standardized instruments
could confidently proceed with it, and that and procedures, and there is no reason to
is where I began. Because I now have more believe that psychology will be an exception.
information on this paradigm than on any There comes a point in theory development
other, I will review in some detail what I where the absolute values of physical mea-
and others have learned about it, and point surements (not just standardized normative
out those aspects which seem the most scores) that constitute a ratio scale become
promising clues for the development of a of crucidal importance, as in direct compar-
theory that can account for individual dif- isons (not just correlations) of the periodici-
ferences (IDs) both in R T and in at least ty or intraindividual variability of measure-
a substantial part of IDs in g - that part ments of R T, evoked brain potentials, and
of g which can be conceived of as "biologi- critical flicker frequency (CFF).
cal intelligence".
Procedural variations in RT measure- A Reaction Time-Movement Time Apparatus
ment, we have found, have quite important for the Hick Paradigm. Roth's (1964) RT
100 Reaction Time and Psychometric g

apparatus and procedures were not very


clearly specified. Subjects (Ss) were required
to turn off a light as fast as possible after
it went on by pressing a button directly ad-
jacent to the light. The amount of informa-
tion was varied by presenting a different
number of light/button alternatives in the
array. On each trial only one light in the
array goes on. As the particular light that
goes on in any given trial is determined at
random, the S is kept in complete uncer-
tainty until the instant one of the lights goes
on. Only when there is but one light/button
in the array is the S confronted with zero
uncertainty. Roth's RT measure, that is, the Fig. 2. Subject's console of the RT - MT appara-
interval between the light's going on and tus. Pushbuttons indicated by circles, green jew-
the S's turning it off, includes not only the eled lights by crossed circles. The" home" button
shortest time it takes for the S to decide is in the lower center, 6 in. from each response
button
to react to the RS, but also the time it takes
the S to move his hand through some unspe-
cified distance to push the button which dex finger of his preferred hand on the
turns out the light. This can be termed "home" button; then an auditory warning
movement time (Mn as distinct from R T. signal (the preparatory stimulus or PS) is
R T has also been referred to as "decision sounded (a high-pitched tone of 1-s dura-
time", but the time for any overt act prob- tion), followed (after a continuous random
ably includes something more than sheer interval [the preparatory interval or PI] of
mental decision time, and so in this behav- from 1 to 4 s) by one of the green lights
ioral context I prefer the term "reaction going "on", which the subject must tum
time" or RT. But the "RT" in Roth's pro- off as quickly as possible by touching the
cedure can be, and should be, experimen- microswitch button directly below it. RT is
tally divided into RT and MT. I have de- the time the subject takes to remove his
vised the R T - MT apparatus to accomplish finger from the "home" button after the
this and other refinements of Roth's proce- green light goes on. MT is the interval be-
dure. tween removing the finger from the
The S's console of the apparatus for mea- " home" button and touching the button
suring RT and MT is shown in Fig. 2. It which turns off the green light. R T and MT
consists of a panel, 13 x 17 in., painted flat are thus experimentally independent. On
black, and tilted at a 30° angle. At the lower each trial R T and MT are registered in milli-
center of the panel is a red pushbutton, 1/2 seconds by two electronic timers.
in. in diameter, called the "home" buttqn. In various studies using the R T - MT ap-
Arranged in a semicricle above the" home" paratus, we have given Ss either 15 or 30
button are eight red pushbuttons, all equid- trials, spaced at about 10- to 15-s intervals,
istant (6 in.) from the "home" button. Half on each level of information (i.e., 1, 2, 4,
an inch above each button (except the 8 light/button alternatives, corresponding
"home" button) is a 1/ 2-in. faceted· green to 0, 1, 2, 3 bits of information, where a
light. Different flat black panels can be fas- bit is log2 of the number (n) of alternatives).
tened over the whole array so as to expose (Some studies also included six alternatives
arrays having either 1, 2, 4, 6, or 8 light/ [or 2.58 bits] in the array.) The levels of in-
button combinations. formation in the array are always presented
The subject is instructed to place the in- in their order of magnitude, so the S always
The Hick Paradigm 101

begins with the simplest (one light/button) 400r4~----r---"'-----r---'


task. Several preliminary practice trials are
given to insure that the S understands the
task requirements. This has never posed the
I- 350
slightest problem, except in the case of se- :E
verely retarded Ss, with IQs below 30, who ..,c
often require more detailed instructions 0

along with demonstration by the experi- :;: 300


menter. Under these conditions, Ss with c

Stanford-Binet IQs as low as 14 have met ..,


.~
Q)

the task requirements. :E


:; 250 o
Q)
0
Basic Phenomena of the Hick Paradigm. We :E
o
have now tested about 900 Ss on the RT-
MT apparatus, sampled from diverse popu-
200
lations: university students, vocational col-
lege students, junior high school and ele-
mentary school pupils, borderline mentally 0 123
retarded in sheltered workshops, and insti- (BITS log2nl
tutionalized mentally retarded. The main Fig. 3. Mean median RT and MT on the RT-
expected phenomena of the Hick paradigm MT apparatus for 280 university students, with
have been examined in every set of data. 15 trials at each level of bits
These can be described in general terms for
all data sets, noting the few exceptions.
Fig. 10.) For borderline retarded and non-
1. RT and MT as a Function of Bits of Infor- retarded Ss, Hick's law is a very robust
mation. Because the distribution of R T over phenomenon. It is not merely an average
trials for a single S at anyone level of bits statistical effect for a large group of Ss, but
is positively skewed, the best measure of the appears clearly, with rare exceptions, for in-
central tendency of R T for an individual dividuals when the individual's median R T
is the median RT. This is also true for MT. is plotted as a function of bits. The linear
But the distributions of median R T and me- correlation (pearson r) between median RT
dian MT over individuals are so nearly nor- and bits for individual Ss averages .97,
mal (although they have a slight positive which attests to the close fit of individual
skew) that we represent the central tendency RT data to Hick's law.
of groups of Ss by the mean of the individ- Hick (1952) suggested calculating bits as
uals' median RTs (or MTs). Woodworth log2 (n + 1) instead of log2 n, where n is the
and Schlosberg (1954, p.37), incidentally, number of alternatives (i.e., light/buttons in
present a graph of the distribution of RT the array). Hick reasoned that there are two
(the average of 30 trials) for 1000 men; it sources of uncertainty - the uncertainty of
is as perfectly symmetrical and "normal" which light will go on, which is log2 n, and
as one could ever find for any distribution the uncertainty as to the precise moment
of 1 000 physical measurements of any kind. the light will go on. He conjectured that
Figure 3 shows the mean R T and MT as the temporal uncertainty is equivalent to the
a function of bits for 280 university stu- increase in uncertainty that would result
dents. The only statistically significant de- from the addition of one more alternative,
parture of R T from the linear function i.e., (n+1), and hence bits=log2(n+1).
known as Hick's law that we have found However, we have found no consistently
was in a group of 60 severely retarded adults better fit to this function in our R T data
with a mean IQ of 39. (See group F in than to the simpler log2 n, and so we have
102 Reaction Time and Psychometric g

used the simpler formulation. The differ- done in many RT paradigms in both the
ences in goodness of fit are usually so min- past and current literature. I suggest that
ute as to be negligible. For example, the any RT paradigm involving manual re-
data points in Fig. 3 are correlated .996 with sponse selection should use a "home but-
log2 nand .995 with log2(n+1). Concep- ton" so as to permit the separate measure-
tually, n+ 1 makes sense, but it seems likely ment ofRT and MT.
that the uncertainty as to when the R8 will
occur amounts to something less than the 2. Reaction Time and Hick's Law Without
amount of increase in uncertainty that re- Response Selection. I had wondered if
sults from the addition of one more alterna- Hick's law, as manifested in the RT-MT
tive to the array of potential reaction stimu- paradigm, depended on the 8's uncertainty
li, at least in the present RT-MT proce- of the reaction stimulus (R8) per se or on
dure, with its short preparatory (random) the task's requirement of response selection.
interval (PI) of 1-4 s. The amount of uncer- Are the increments in R T with an increasing
tainty as to when the R8 will occur is a number of possible response alternatives the
function of the PI. result of having to select from among n al-
MT in all 8s but the severely retarded ternatives the appropriate "program" for
is much shorter than RT, a fact which vir- the execution of the precise ballistic move-
tually all 8s find very surprising, as it is ment to press the button which turns out
contradicted by their subjective impres- the light? We investigated this by having
sions. This is probably related to the fact 25 college students do the R T - MT task
that RT is generally faster than the speed under two conditions: first, 15 trials under
of conscious awareness of a peripheral stim- a "single response" condition, then 15 trials
ulus, which is about 500 ms, as determined under a "double response" requirement.
by a neurophysiological method involving The single response condition only required
, direct electrical stimulation of the brain (Li- the 8 to remove his index finger from the
bet 1965, Libet et al. 1971). "home button" as fast as possible when the
MT always parts company with RT in R8 (green light) occurred; no other re-
its relation to bits. MT never shows a signif- sponse was called for. The double response
icant increase as a function of bits, or in condition, which we have routinely used in
fact any significant or consistent correlation all other studies, requires the 8 to remove
at all with bits. RT and MT clearly seem his finger from the "home button" and
to involve different processes. Over single press the button adjacent to the light (i.e.,
trials for an individual 8, RT, and MT show the R8) that went on, thus requiring a
zero correlation. That is, there is no correla- " double" response - removing the finger
tion whatever between RT and MT (paired from the "home button" and pushing the
over trials) within individual 8s. Individual button 6 in. away, which turns out the light.
differences in median RT and median MT, The results are shown in Fig. 4. Having to
however, are correlated about .40, indicat- make a " double" response adds about
ing that they share some common source 30 ms to the RT and slightly increases the
ofvarlance among individuals. Median RTs slope of the regression of RT on bits. When
for different levels of bits are much more the 8 is required to make the ballistic re-
highly intercorrelated than the correlation sponse to turn out the light, he apparently
between median R T and median MT for cannot remove his finger from the "home"
the same level of bits. The same thing is button (i.e., RT) until the ballistic response
true for MT. This amounts to saying that has been" programmed"; the R T under the
IDs in RT and MT involve both a common double response condition thus reflects in
factor and uncorrelated specific factors, and part the programming time for the execu-
foJ' this reason it is inadvisable to allow the tion of the specific ballistic response re-
two variables to be lumped together, as is quired. This outcome is highly suggestive
The Hick Paradigm 103

of RT rather than to the relatively small


movement programming component.
Double Response
Y=3D3.89+ 26.03 X 3. Intraindividual Variability in RT and MT.
E400 Surprisingly little attention has been paid
10.1
::::E
to intraindividual variability in the RT liter-
~ ature, with the exception of research on the
z mentally retarded, which has pointed out
2350
l-
e.,)
that the magnitude of intraindividual vari-
ct
10.1 ability in RT is one of the most distinguish-
II::
Z
ing features between retarded and normal
ct Ss (Berkson and Baumeister 1967; Baumei-
c 300
w ster and Kellas 1968 a, b, c; Liebert and
::::E
Baumeister 1973, Wade et al. 1978). In our
own work with college students we generally
250 find that intraindividual variability in RT
is more highly correlated with g measures
O~----~------~------~--
o 2 3 than is any other single variable that can
BITS (X) be derived from the RT - MT paradigm.
Fig. 4. RT as a function of bits when response The reason for the neglect of R T intraindi-
selection (i.e., pressing a button to turn off one vidual variability in most chronometric re-
of the lights) is not required (single response) and
when response selection is required (double re-
search is probably that researchers are inter-
sponse) ested in "goodness" of performance, and
the speed of RT is a more obvious measure
of" goodness" than is the trial-to-trial vari-
of Fitts' law, which essentially relates the ability of R T. Speed of reaction has more
time for beginning the execution of a move- the appearance of an "ability" than does
ment to the required precision of the move- variability of reaction.
ment (Fitts 1954). The ballistic movement Theoretically, too, variability of RTs
programming time of about 30 ms is only would seem to have priority over the aver-
slightly affected by the numer of response age speed of R Ts. Assuming an inherent pe-
alternatives. The slope of R T over bits is riodicity in the nervous system, the average
mainly a function of uncertainty about the speed of RT can be seen as a consequence
RS. But it should not for that reason be of variability of R T mOre easily than the
thought of as a sensory phenomenon per reverse relationship.
se, for the signal to noise ratio of the RS Intraindividual variability in RT (and
(a jeweled half-inch diameter green light go- MT) is measured by the standard deviation
ing on very brightly) is so great as to mini- of as's RTs (or MTs) over trials for any
mize any between Ss or within S variance given level of bits, and will henceforth be
due to the discriminability of the RS. symbolized as O';RTo (or 0'; MTo), with the
Individual differences in the intercept, subscript on the RT (or MT) indicating the
slope, and intraindividual variability (over bits of information conveyed by the RS.
trials) ofRT are almost as highly correlated The mean of the standard deviations over
across the "single" and "double" response all levels of bits is symbolized u; RT(or
conditions as the test-retest reliabilities of u;MT).
these variables will permit, and their corre- Hick (1952, p.25) claimed that, in his
lations with psychometric g (Raven's matri- highly practiced Ss, the intraindividual vari-
ces) are nearly the same (about - .35) for ance of R T increases as a negatively acceler-
the two conditions. It seems most likely that ated function of bits. (This would mean that
g is related to the RS uncertainty aspect the standard deviation of RT would form
104 Reaction Time and Psychometric g

90 of the individual variables derived from the


R T - MT paradigm, such as the intercept
80 and slope of RT, iij RT, and even median
MT.
I-
a: 70
4. The Random Nature of RT Variability.
~I Intraindividual variability of R T from trial
.
e60
a
:e
to trial during a single test session displays
all the characteristics of random sampling
50 from a population of RTs having a some-
what skewed distribution with a given mean
40 and standard deviation which are character-
~0~------~---------2L-------~
istic of the S during the particular test ses-
BITS
sion. We know these parameters ofRT per-
Fig. 5. Mean intraindividual variability (mea- formance are characteristics of the S, be-
sured by the standard deviation of R Ts in milli- cause they show highly reliable IDs within
seconds on 30 trials) as a function of bits on the
RT-MT apparatus, for 160 school children in a single test session. However, each S's RTs
grades four to six appear to be generated by a strictly random
process, showing a quite consistent variabil-
ity about the S's mean RT over n trials.
an even more negatively accelerated curve.) First of all, as would be expected from
In all of our studies, however, intraindivi- a random generator, the values ofRT show
dual variability (Uj) in RT increase as aposi- no consistent trend over trials in sessions
tively accelerated function of bits. Typical of 15-30 trials. We have never found a stat-
results, based on 162 school children in istically significant practice effect. Dividing
grades 4, 5, and 6, are shown in Fig. 5. A trials into first half versus second half yields
most interesting feature of this curve is that no greater average difference in RTs or in
it becomes an almost perfectly linear func- the Uj of R T than dividing trials into odd
tion if the scale on the ordinate is trans- versus even.
formed to a logarithmic scale. Without such Secondly, the covariance matrix of trial-
a transformation, the function can also be to-trial R Ts was tested for homogeneity in
made almost perfectly linear by changing a sample of 100 university students. A strin-
the scale on the abscissa to n (number of gent test of the homoge<neity of all of the
alternatives), instead oflog 2 n (= bits). That trial-to-trial covariances in the matrix fails
is to say, RT increases as a linear function to reject the null hypothesis. (The obtained
of log n, whereas intraindividual variability chi-squared was less than 1/70 th as large
(Uj) of RT increases as a linear function of as the chi-squared required to reject the null
n. This finding will have to be accounted hypothesis at the .05 level of confidence.)
for by any theory ofRT. In other words, the covariance between any
Intraindividual variability in MT (Uj MT) pair of trials does not differ from the covari-
is about 1.7 times greater than the average ance between any other pair of trials by
Uj RT, and, like MT, is completely unre- more than would be expected from random
lated to the level of bits. Individual differ- variation. This is true when there is either
ences in Uj R T and Uj MT are correlated o or 3 bits of information conveyed by the
only slightly (but significantly) greater than RS. In other words, the intertrial covari-
zero, with most rs between about .10 and ances do not vary more than one should
.20. (These correlations would be raised by expect if the RTs on each trial represented
about .10 by correction for attenuation.) a sample of one RT drawn at random from
Also,Uj MT, very unlike Uj RT, probably each of 100 individual distributions having
shows the least correlation with g of any different means and us. The fact ofindivid-
The Hick Paradigm 105

ual differences is shown by the average in- systematic change, such as yearly measure-
tertrial correlation of about + .40. One ments of children's height and weight, IQ,
useful implication of the equivalence of RT and trial-to-trial performance on laboratory
from trial-to-trial, except for purely random learning tasks.
fluctuation, is that the assumptions of the Little is known about the sources of day-
Spearman-Brown prophesy formula are to-day fluctuations in RT. An individual
perfectly satisfied by RT data obtained on median R T even fluctuates significantly at
a number of trails in a single session. different times of the day, and seems to be
Although trial-to-trial intraindividual very sensitive to changes in physiological
variability of RT meets the two above-de- states associated with eating, sleep cycle,
scribed criteria of a random generator, day- and fatigue. Body temperature fluctuates
to-day variability of the individual median from hour to hour throughout the day, and
R Ts for each daily session, or any other RT parallels these temperature fluctuations,
parameter of the Hick paradigm we have higher temperature producing faster R T.
examined, such as the intercept, slope, and Simple RT probably varies about 9 or 10 ms
within-session intraindividual variability, per degree Fahrenheit change in body tem-
does not meet both criteria of a random perature in the normal range of diurnal var-
generator. Ten Ss tested approximately iation in temperature. Reviewing this evi-
every other day for nine sessions with 60 dence, Woodworth and Schlosberg (1954)
trials per session showed no overall average note that" the amount of [RT] change [with
trend in mean R T over the nine sessions temperature] corresponds pretty well to
(spread over 3 weeks). (An analysis ofvari- what would be expected from the tempera-
ance shows nonsignificant F ratios for the ture coefficient of chemical processes, and
main effect of days, i.e., sessions.) But there suggests that the cerebral process in reaction
were slight, statistically significant syste- depends closely upon chemical activity"
matic upward and downward trends for dif- (p. 38). It is also of considerable theoretical
ferent Ss over the course of nine sessions. interest that choice R T shows much larger
The average intercorrelation ofRT (median shifts with change in temperature than does
of 15 trials) between days is about +.75, simple RT.
and does not vary as a function of bits. The
corresponding MT shows much greater 5. Relationship of RT- MT Parameters to
day-to-day stability, with an average corre- Age of Subjects. We have examined this in
lation of about + .90. a group of 160 school children ranging in
The day-to-day covariance matrix for me- age from 9 to 14 years. Older studies had
dian R T is not homogeneous, but shows sig- shown that simple R T has a fairly linear
nificant variation among the covariances, decrease with age between about 5 and 15
which form a pattern that approximates a years of age, thereafter becoming very nega-
simplex, that is, the largest covariances are tively decelerated and becoming asymptotic
between adjacent days or test sessions and by 17 years of age (e.g. Gilbert 1894). We,
they systematically decrease as the number too, have found quite linear regressions of
of intervening sessions increases. This sim- RT and MT on age in the range from 9
plex pattern of covariances (or correlations) to 14 years. Thus there is a developmental
indicates that some form of nonrandom trend in R T that parallels the developmental
variation in individuals' median R Ts occurs trends in physical growth and in other indi-
over the course of nine test sessions, even ces of mental development.
though there are no changes in the average Of greater interest to us is the finding that
RT of the group. The same kind of simplex the slope of the regression of mean R T on
pattern of intercorrelations is usually found age increases markedly as a function of the
for repeated measurements of many other bits of information conveyed by the RS.
variables that are undergoing gradual and This is true also for R T 0";. These results
106 Reaction Time and Psychometric g

-1.80

-
."
J:: -.80 rn
J::
'E c:
~ -1.70 0
:e
Q)
-.70 Q)
~ -1.60 C'

r::::
«
o c:
0
l-
e::: -1.50 -.60 l-

-
r::::
e:::
cQ) 0
:e
-
-140 0-
'0 . -.50 0
c:
o c:
0
'i:j -1.30 'ernn
...
Q)
-.40 ...
Q)

-
C' C' Fig. 6. Slope (Le., RT de-

-
Q) Q)
e::: -1.20 e::: crement in Milliseconds per
o 0 month of age) of the regres-
Q)
-.30 Q) sion of mean RT and intrain-
~-I.IO c-
o dividual variability (ai) of RT
en en on age, as a function of bits of
information, for 160 children
-Loa -.20
~~r'--------~--------T---------"-JY of ages 9-14 years
0 2 3
BITS

are shown in Fig. 6. This indicates that per- RT Paradigms and Psychometric g
formance on the more complex R T tasks
(i.e., a greater number of bits) reflects age Consideration of the relationship of R T to
differences much more sharply than does psychometric g is a complex affair. For one
performance on simpler R T tasks. Children thing, R T is merely a generic term for a
differing 4 years in age, for example, differ great variety of procedures and paradigms
about 55 ms in mean R T for simple R T (0 for measuring reaction time, and each of
bit), but differ about 85 ms for eight-choice these paradigms yields data from which a
RT (3 bits). number of parameters can be derived, such
MT shows significant but smaller change as the intercept, slope, and intraindividual
with age than R T, the slope of the regres- variability, as was pointed out for the Hick
sion of MT on age being only about 70% paradigm in the previous section. Each of
of the slope for RT. But more striking is these paradigms and parameters may show
the fact that the regression slopes of mean correlations with g, singly (by Pearson r)
MT and O"j MT on age show no relationship or in various weighted combinations (multi-
to task complexity. Thus, once again MT ple R).
appears less "cognitive" than RT. Al- The correlation coefficient is not neces-
though MT shows a slight but significant sarily the best or most efficient method for
developmental trend, it does not seem to initially discovering which particular para-
be associated with the information process- digm and parameters are related to g. Com-
ing demands of the task, whereas R T is parison of the means of various R T vari-
clearly related to Ss' information processing ables obtained in groups that differ in g is
capacity, which increases much more dra- an efficient exploratory method. Its effi-
matically than motor speed and accuracy ciency, as contrasted with that of correla-
between ages 9 and 14. tion analysis, is mainly due to two factors:
R T Paradigms and Psychometric g 107

1. First is the fact of the day-to-day insta- cluding all of my own studies, have used
bility of IDs in R T parameters, especially samples drawn from quite restricted popula-
those most highly related to g. A low stabili- tions with respect to general intelligence. Al-
ty coefficient, like low reliability in general, most any" natural" group from which one
puts a low ceiling on the maximum correla- may draw a sample represents some re-
tion that can be obtained between RT vari- stricted range of the total distribution of IQ
ables and g or any other external criterion in the general population. Restriction of the
measurements. A group's mean, however, "range-of-talent", as is well known, plays
is highly stable for all R T parameters. The havoc with correlations. Corrections of the
day-to-day rank order of sample means on obtained correlations for restriction of
R T parameters, provided they are sampled range are questionable without highly reli-
from different populations with respect to able estimates of the variances of the corre-
the average g of the population, remains lated variables in the general population.
highly stable, so that relatively small sam- Some investigators have made up "artifi-
ples can be used to establish a connection cial" or ad hoc samples composed of indi-
between RT parameters and g. Correlations viduals selected over a very wide range of
within any relatively homogeneous group, IQs, from retarded to gifted. But these" ar-
on the other hand, are highly attenuated tificial" groups do not represent a sample
by the inherent temporal instability of cer- of any population, and the distribution of
tain R T parameters and often barely reach IQs within them is usually rectangular (i.e.,
significance in samples of less than about nearly equal frequencies at every level of
40 Ss. In reviewing the entire literature on IQ), or even bimodal. Correlations between
various R T correlates of g-loaded tests, the R T and IQ based on such ad hoc samples
modal Pearson r appears to be somewhere are usually very high. Their one and only
near .35. This much can be said for the cor- important feature is their statistical signifi-
relations, however: virtually never in my ex- cance, for the magnitude of the r is not gen-
amination of this literature, nor in any of eralizable to any real population, including
our own work, have I come across any the general population, in which the full
R T x g correlations, whether statistically range of g has an approximately Gaussian
significant or not, that were on the frequency distribution. Representing nearly
"wrong" side of zero. That is, the correla- the full range of g found in the general pop-
tions, although often unimpressive, are al- ulation by a sample with a rectangular dis-
ways in the theoretically expected direction, tribution, of course, greatly exaggerates the
namely, higher g predicting faster overall true correlation in the population. There-
RT, lower intercept, and less slope of RT fore, in our research we prefer to report the
when complexity of the RS is varied over raw correlations found within samples of
two or more levels, and smaller intraindivi- "natural" populations, however restricted
dual variability in R T over trials. If there in range of IQs, and to observe mean differ-
have been surprises in this field, they have ences in R T parameters between "natural"
been due to finding significant and replic- groups that happen to differ in mean level
able correlations where they were not ex- ofIQ.
pected in terms of our earlier theoretical Because of these complications, it is
conceptions - for example, the quite pro- practically impossible at present to conclude
nounced relationship of MT to g in normal just what the correlations between R T vari-
children and retarded adults. ables and psychometric measures of intelli-
2. Second is the fact that investigators are' gence might be in the general population,
rarely in a position to obtain random or except to say that there is undoubtedly a
representative samples of the general popu- true correlation between the two classes of
lation. Almost every study I have found in variables and the population correlations
the literature on R T and intelligence, in- are probably larger than those found in
108 Reaction Time and Psychometric g

more restricted "natural" groups. Howev-


er, the more important point at this stage, ..., - - - - - - 2-Cholce RT
Simple RT

700
from a theoretical standpoint, is that a sig- 4,\ High Ability
nificant relationship exists between RT phe- \ \
nomena and g. That is the primary basis
\
\
\
\
\
\
• Low Ability

\
,
\
for further investigation. 600 \ \
When I began researching the correlation \
\ \
between RT and g, and reviewed the quite \ \
\ \
sparse literature on this topic, with its signif- \ \ ......... ............
'2500 ............
icant but usually modest correlations, \

------ .......... .........


U>
:::E \
b..
mostly in the .30 to .40 range, I naturally l-
e::
wondered if there was the risk that these c --~
o
few reports were merely instances of Type ~400
I error, and that failures to reject the null
hypothesis with respect to R T x g correla-
tions had simply not found their way into
the published literature. However, I now 300

have very little doubt that our knowledge


of the R T x g correlation could not be mer-
ely Type I error due to the failure of investi- 200
gators to report negative or insignificant re-
sults. In recent years a number of research- 9 13 17
Mean Age (Yrs.)
ers have reported quite consistent results
from different RT paradigms. Also, in our Fig. 7. Simple and choice RT as a function of
age and ability level (Raven's Matrices). Keating
own research on the Hick paradigm with and Bobbitt (1978)
a wide variety of groups from different parts
of the IQ distribution, we have always
found a statistically significant relationship, (1978). SRT required the S to press a button
invariably in the predicted direction, be- when a red light went on; in CRT the S
tween certain RT (and MT) paramters and pressed either a red or a green button when
mental test scores. either a red or a green light appeared (in
As I have already reviewed the research the same aperture). Low and high ability
relating RT paradigms and parameters to groups were selected from the 40-45 and
psychometric intelligence in some detail 90-95 percentiles, respectively, on Raven's
elsewhere (Jensen 1980, 1981), I will here Matrices. In this study there was no attempt
only briefly summarize the main findings to distinguish between RT and MT: both
obtained with different R T paradigms, us- variables are amalgamated in the nominal
ing graphs to highlight the most telling re- RT, which, therefore, is not directly compa-
sults. rable in absolute magnitudes to the R T ob-
tained in the Hick paradigm using the R T -
Simple and Choice RT. Comparison of sim- MT apparatus. The form of the relatiolJ.-
ple (SRT) and two-choice (CRT) reaction ships of SRT and CRT to age and ability
times is probably the simplest of the R T level, however, is typical.
paradigms. CRT is invariably longer than
SRT, and usually CRT is the more highly Hick Paradigm. The typical findings for
correlated with g. Developmental trends SRT and CRT extend to the more complex
from childhood to adolescence are also Hick paradigm, which further magnifies the
more pronounced for CRT than for SRT. increased relationship of R T to g as the
Th«se findings are typically illustrated in complexity of the reaction stimulus is in-
Fig. 7, from a study by Keating and Bobbitt creased. This generalization, which is repea-
R T Paradigms and Psychometric g 109

tedly supported by our own research on the


Hick paradigm, using the RT - MT appara- -.75

tus, is most clearly illustrated in a study by
Lally and Nettelbeck (1977) reporting the ~-.70
correlation between choice RT and IQ (in o
a very heterogeneous group ranging from X
IQ 57 to 130) as a function of bits or logz f- -.65
0::
of the number (n) of choice alternatives, as
shown in Fig. 8. The same trends are seen --I
c: -.60
in much more homogeneous groups tested o
'"
in our laboratory, as shown in Fig. 9. This o--
increase in the correlation between R T and rf -.55
g as the complexity of the RS is increased
is one of the key phenomena that any theory -.50
of intelligence must deal with. The theory
must also explain why this generalization
Or
o 0.5 1 1.5 2 2.5 3
holds true only in the lowest range of task
BITS (log 2 n)
complexity, extending perhaps from 0 to 4
or 5 bits of information. The upper limit Fig. 8. The correlation (Pearson r) between choice
RT and IQ as a function of number of alterna-
is not clear. But the increasing relationship tives (n), in a group of 48 Ss with Wechsler Per-
between RT and IQ seems not to extend formance lOs ranging from 57 to 130. Lally and
beyond the range of tasks to which R T is Nettelbeck (1977)


A
-.40

II)
B
OJ
.g
C .
-20
::!E
c
OJ

&.> -.10
;:
'i
5 0
Fig. 9. Correlation (r) of Raven :g
Matrices scores with R T as a func- ~
tion of complexity of the reaction (;
u
stimulus scaled in bits for (A) 39 fe- ">-
male ninth graders (age 14 years)
and (B) 50 university students, who,
probably because they are more .20
highly selected and consequently
more restricted in variability on g,
show the $maller correlations .30 L -_ _ _ _---'_ _ _ _ _--'-I_ _ _ _ _-'-

o 2 3
x= BITS
110 Reaction Time and Psychometric g

greater than about 1,000 ms. When the pro- that may be necessarily involved in a correct
cessing time is greater than that, further in- solution. Also, the response times of bright
creases in task complexity do not result in and less bright Ss should be compared on
a further increase in the RT - IQ correlation only those items that all Ss get right, other-
(e.g., Spiegel and Bryant 1978). When we wise the response times of the brighter Ss
measure response time to problems of the would be slower simply because they have
degree of complexity of typical intelligence solved more difficult items. But beyond
test items that are difficult enough to mea- these obvious controls, there are other fac-
sure individual differences in terms of tors that work against a high correlation
number of right and wrong answers under between test speed and ability, even though,
unspeeded condition, the correlation be- paradoxically, we may find a substantial
tween individual differences in response correlation between test scores and RT pa-
times and ability as measured by number rameters derived from relatively simple par-
of items gotten correct on a test usually adigms in the 0-3 bits range of information
breaks down completely. For example, the processing demands. We know that both in-
correlation between individual differences tra- and interindividual differences in R Ts
in solution times for Raven Matrices items increase with increasing amounts of infor-
and total score on the Raven has been mation in the RS. However, the nominal in-
found to be near zero in three studies (Jen- formation in the RS is not linearly related
sen 1979, Snow et al. 1976, White 1973). I to R T beyond a point. Because of the
emphasize that the nonsignificant correla- brain's limited channel capacity, increasing
tions are between (a) individual differences the informational input invokes other pro-
in response times to test items and (b) total cesses, such as holding encoded stimuli and
scores (i.e., number right) on the test. When partial solutions in short-term memory
solution times for items are averaged over while performing other operations. So with
Ss, the correlation between mean item solu- increasing task complexity, beyond a certain
tion times and difficulties (i.e., proportion point, the R T departs from linearity. Also
of Ss attempting the item but failing to get it appears that complex tasks requiring con-
the right answer) approaches unity (Elliott siderable time and persistence, such as diffi-
and Murray 1977). In other words, more cult matrices items, allow personality fac-
difficult test items (when answered cor- tors to enter the picture, and these are un-
rectly) have longer average response times, correlated with ability. We have not found
but the response times are barely, if at all, significant correlations between personality
correlated with intelligence. I would predict variables and performance on relatively
that one would obtain a higher correlation simple RT tasks with RTs below 1,000 ms
between IQ and response latencies to test among university students. Yet total time
items in college students if the test items on Raven's Matrices was found to be corre-
were from intelligence tests of a difficulty lated -.46 with E (extraversion) scores on
level appropriate for elementary school chil- the Eysenck Personality Inventory, whereas
dren than if the items were from ability tests the correlation between total time and Ra-
of a difficulty level suitable for college stu- ven scores was exactly zero.
dents. I call this the test-speed paradox. The Both the intercept and the slope of the
explanation of it involves a number of fac- regression of RT on bits of information in
tors. the Hick paradigm are correlated with g.
First, it should be understood that the This is true when intercepts and slopes are
test-speed paradox holds for test items ans- calculated for individuals and when they are
wered correctly. It would be trivial if it only calculated for groups of different intelli-
held for a mixture of right and wrong solu- gence levels. In general, the slope parameter
tions, as a wrong solution can hardly be seems to be more discriminating for g
expected to reflect all the mental processes among individuals in more intelligent
RT Paradigms and Psychometric g 111

600

-g
If)

..
o
(J

..
~ 500

---.-
E ,. E
Fig. 10. Reaction time as a function i=

,- --
c::
of bits in seven different groups: .2 ---,- -- , , ' 0C
t;
A, university students (N = 155); 2400 -' B
E, ninth grade girls (N = 39); 0::
A
C, sixth graders in a high SES-high
IQ school (N=50); D, E, white
(N=119) and black (N=99),
respectively, male vocational college
freshmen; F, severely retarded 300
young adults (N=60); G, mildly
retarded young adults (N = 46)
o 2 3
BITS

groups and the intercept becomes a relative- nates more than RT between the groups,
ly more important correlate of g in children as shown in Fig. 13.
and retarded adults. One problem with the MT also discriminates between IQ levels
slope is that it is much less stable from day in a junior high school sample (ninth grade
to day than the intercept. Therefore group girls), but not as much as RT, as shown
comparisons of slope are more informative in Fig. 14, in which the distribution of Ra-
than correlations between individual mea- ven scores of the 39 Ss was trichotomized.
sures of slope and g within groups. Figure Note that MT is much faster than RT and
10 shows the Hick phenomenon for several MT does not increase significantly over bits.
groups differing in age and general ability. The only group which is markedly at vari-
For all groups except the severely retarded ance with these general findings is the sever-
(group F) the data points are omitted for ely retarded, with IQs ranging from 14 to
clarity, for in no group except the severely 60, mean = 39. They fail to manifest Hick's
retarded do the data points depart signifi- law and it is the one group for which MT
cantly from a linear trend. All of the group is slower than RT, as seen in Fig. 15. In
in Fig. 10 differ significantly from one an- this group, median R T and MT were corre-
other in slope except groups A and B. The lated with g only -.13 and - .18 respective-
two most extreme groups, except for the se- ly, but the iii ofRT and iii ofMT correlated
verely retarded, groups A and G, are shown -.44 and - .57 (both significant at the .01
separately in Fig. 11 and 12. Also shown level). A simple sum of standardized scores
are the movement time (MT) and the aver- on median RT, median MT, RTiii and
age intraindividual variability (indicated by MT iii' and a measure of" neural adaptabil-
vertical lines). ity" derived from the average evoked poten-
When the mildly retarded group in tial were correlated .64 (P< .001) with g fac-
Fig. 12 is split in two at the group's median tor scores based on 15 psychometric tests
of the distribution of Raven's scores, we (Jensen et al. 1981).
found, to our suprise, that MT discrimi- The reversal of the speeds of R T and MT
112 Reaction Time and Psychometric g

RT
350

~ .-
!
,/
/
/

~300
I-
::!E
"0
c:
o
I-
0:

250


.t-__--------------~.;---------=MT
Fig. 11. Mean RT and MT, and the
mean ± 1 lTi of RT over 15 trials
(vertical lines) in 50 university stu-
200Lt________ .L-______~I______~~ dents (group A in Fig. 10)
o 2 3
BITS

1200

T
I
1000 I
I
.,
0
z
I
0
'-'
I
.,
UJ
800 I
...J
...J I
:E
!RT
.,
UJ

Z
0 600
.,
11.

UJ
0:

• .MT
IL
0
0
UJ
UJ 400
.,
11.

200
Fig. 12. Mean RT and MT and
mean lTi of RT over 15 trials (verti-
cal dashed lines) in 46 borderline re-
tarded young adults (group Gin
Fig. 10). Vernon (1981)
0 2 3
BITS
R T Paradigms and Psychometric g 113

700
RT

'"cz
o
o
'"~ 600
-'
-'
:I!

'"'"
~ 500
Q.

'"'"a:
lL
o
~ 400
'"
Q.

'" ABOVE
MEDIAN 10

300

Fig. 13. RT and MT of mildly re-


tarded young adults who are above
or below the sample's median IQ
(Raven). Vernon (1981)
2 4 8
NUMBER OF LIGHTS EXPOSED

430,-------------------------------------,

r ~L
390r-
r- ~
RT /eM
~ 350 • _____ /H
~ ~ /~~e
~ 310 ~~------
Fig. 14. Mean RT and MT as
~270/
~ _ MT
a function of bits for the high
(H), middle (M), and low (L)
g
:2 230 -:: __ - - - O - ......... ~
."...,...--..0.............
-:::_....oM
......,DL

thirds of the sample (N = 39) 0--- ~----..


0.. _ _--- .,.cJ H
of ninth grade girls on Ra- ~ ~----~~~ ~---~---~~
ven's Standard Progressive
Matrices scores. Jensen and
190 -;0--------0----
Munro (1979) )1 1 1 ~ 1
o 1 2 3
Information (Bits)

in this retarded group caused us to wonder sults show a rather consistent relationship,
if the ratio of R T /MT bore any relationship as seen in Fig. 16. I have hypothesized, in
to level of intelligence. When the ratio of accord with similar findings by Sternberg
mean RT/mean MT is plotted for the four (1977), that brighter Ss use up relatively
adult groups differing in mean IQ, the re- more of their RT for "programming" the
114 Reaction Time and Psychometric g

-;;; 800
-.:> sity students. The rs range from about -.30
c:
o
...
<.> to -.45 with a mean of - .35, impressive
~ ......
.....MT figures considering that R T iii is one of the
'e
...
'" "'0---- ----~ ... ......... ..
...
least stable R T parameters, with a correla-
tion of.42 between RTiii for 100 university
"'c:0 700 "'0
g. students obtained in each of two test ses-

-...e
0
sions 1 day apart. If this represents the typi-
cal stability coefficient of RTiii , then the
...c.
-.:>
average correlation between RTiii and g,
U"I
600 when corrected for attenuation, would be
a 2 3
about - .55. On the assumption that any
Bils
one group in which the correlation has been
Fig. 15. Mean R T and MT as a function of bits, determined represents only half of the total
in 60 severely retarded adults (mean IQ = 39).
Jensen et al. (1981)
variance of g in the general population, a
correction of the correlation of - .55 for
restriction of range on g would boost it to
precise ballistic response required to push about -.70. The true-score population cor-
the button which turns out the light; this relation between R T iii and g might even be
lengthens RT relative to MT. Data relevant slightly higher than that, because there is
to this hypothesis are discussed in detail undoubtedly also some restriction of range
elsewhere (Jensen 1982). on RT iii in our sample. Mean differences
Intraindividual variability (oJ in R T, in RT iii between groups, expressed in stan-
among all of the R T - MT parameters, has dard score units (z), are almost as large as
generally proved to be the best correlate of the mean IQ differences between the groups.
g. It is the one parameter that shows a sig- For example a university sample and a vo-
nificant, and usually the most substantial, cational college sample differ 13 points in
correlation with g in relatively homoge- IQ and differ 0.68 z (P< .001) in iii of simple
neous groups at every ability level we have RT.
tested from the severely retarded to univer- Individual differences in median R T and

1.4

1.3

1.2

-0

0
a:: 1.1

I-
:!! 1.0
.....
I-
a:: 0.9

O.B

0.0 Lr-1
o
' I - - r l---rl--rl----,1--1.--'1---,1-----,1
40 50 60 70 80 90 100 110 120
Group Mean IQ
Fig. 16. Mean RT/MT ratio plotted as a function of average IQ levels of four groups: severly
retarded (N = 60), borderline retarded (N = 46), vocational college students (N = 200), university
students (N=50). Mean RT and MT are based only on the one light/button task (0 bits)
R T Paradigms and Psychometric g 115

1000

900

800

>- 700
zuw 600
;:)

"...
w
III::
500

400

300

200
100

m~~~~~~~~~~R~~~~~~~~~~~~~~~~~~
I I • , f , I • f I I I I I I • , • I I , I I '.;, I I • I I

~~=~~~~NR~~~M~~~~~q~~~~~~~~~~~
REACTION TIME (.Ohec.)

Fig. 17. Frequency distribution of 600 trials per subject of simple RT for six retarded and six normal
subjects. Baumeister and Kellas (1968b)

R T Uj are positively correlated (about + .40) trials for six university students and six
and the question arises as to which variable mildly retarded (IQs 50-81, mean IQ 62),
is the more fundamental aspect of IDs. It but physically normal, persons of about the
is fairly easy to imagine how IDs in R T O'j same age. As shown in Fig. 17, the groups
could cause IDs in median RT, but the re- differ much less in their fastest R Ts than
verse is much harder to understand. If there in any measure of the central tendency of
were a physiological limit for the speed of each of the two distributions. But it is also
RT, with negligibly small IDs in this limit- noteworthy that in a total of 3,600 trials
ing speed, and if there were considerable of simple R T, the retarded Ss do not pro-
IDs in O'j, then there would inevitably be duce a single RT that is as fast as the 60
considerable IDs in median RT (over n or 70 fastest R Ts (out of 3,600) of the nor-
trails), and O'j and median (or mean) RT mal Ss. Any theory must account for this
would be positively correlated. IDs in g difference in the fastest possible R Ts bright
would be hypothesized to be related primar- and retarded Ss can produce, even for sim-
ily to R T O'j and the correlations of g with ple RT. It must also account for the impor-
median RT, and with the intercept and tant fact that there is a close relationship
slope of RT in the Hick paradigm, would between a S's fastest RTs and the mean or
all necessarily follow. One expectation from median RT over n trials. Liebert and Bau-
this model is that bright and dull Ss should meister (1973) have reported correlations as
differ not at all or only slightly in the fastest high as .96 (for college students) between
R Ts of which they are capable on any trial, mean R T over 100 trials and the average
whereas their median R Ts over n trails of the ten fastest RTs in 100 trials. They
should differ considerably. A study by Bau- also note that the lower limit of RT de-
meister and Kellas (1968b) presents sugges- creases with age between 6 and 18 years,
tive relevant data in the frequency distribu- as does also RT O'j.
tions of RTs (simple RT) obtained in 600 We have examined this phenomenon in
116 Reaction Time and Psychometric g

700

600

500

~ 400

.
&:
t:I

.,.,..-.---~-----~
2 300

"'Normal
200
Fig. 18. Mean simple RT for 0
bits in the Hick paradigm, plotted
after ranking each individual's
100 RTs on 15 trials from the fastest
to the slowest R T (omitting the
15th rank) for 46 retarded and 50
0 normal Ss
0 2 4 6 8 10 12 14
Rank

Fig. 19. Mean choice RT for 3 bits


in the Hick paradigm, plotted after
ranking each individual's RTs on
15 trials from the fastest to the
slowest RT (omitting 15th rank) for
46 retarded and 50 normal Ss
4 6 8 10 12 14
Rank
R T Paradigms and Psychometric g 117

12

10

-.
c:

u
8
c:

=
~

i5
..
c: 6

..
GI
::I!

E
<5

.
zI
..,
..
"E
4

Q;
a:

Fig. 20. The mean differences in R T


between the retarded and normal
groups at each rank, from fastest to
slowest RTs in 15 trials, are here
expressed in terms of each group's
standard deviation (0) at each rank

the Hick paradigm, using the R T - MT ap- group's standard deviation, i.e., in a units,
paratus. Each S's R Ts are rank ordered as shown for simple RT in Fig. 20. Thefas-
from the shortest to the longest in 15 trials. test simple R T of the retarded and normal
(The 15th rank is eliminated to get rid of groups differs by 1.2 a in terms of the re-
possible outliers.) Figures 18 and 19 show tarded group's a units and 4.8 a in terms
the means of the ranked R Ts to 0 and 3 of the normal group's a units.
bits, respectively, for 46 mildly retarded These findings suggest that RT differ-
(mean IQ 70) and 50 bright normal young ences between persons who differ in g do
adults (mean IQ 120) given 15 trials at each not depend on complex cognitive processes,
level of bits. Even for simple RT, the re- although R T differences are certainly ampli-
tarded and normal groups differ by 111 ms fied by increasing the complexity of the re-
on their fastest R T in 15 trials (rank 1); action stimulus, as can be seen in the overall
the normal group's slowest RT (rank 14) difference between Fig. 18 (0 bit) and
is 32 ms shorter than the retarded group's Fig. 19 (3 bits).
fastest RT. These differences becomes more
exaggerated for choice R T involving 3 bits The S. Sternberg Short-Term Memory Scan
(i.e., eight light/button alternatives Paradigm. This RT paradigm, invented by
(Fig. 19), in which the fastest RTs of the Saul Sternberg (1966), measures the S's
retarded and normal groups differ by speed of scanning his short-term memory
142 ms. for information. The S is shown a series of
These Clifferences are seen to be quite sub- (usually 2-7) digits or letters (termed the
stantial when viewed in terms of each "positive set") for several seconds. Then a
118 Reaction Time and Psychometric g

__ MODERATE 10

_HIGH 10

ono
• yes

Fig. 11. Sternberg memory scan


• paradigm for groups of school chil-
dren of moderate and high IQ,
showing mean RT for determining
presence (" yes") or absence (" no ")
of probe digit in sets of 3, 4, or 5
digits. McCauley et a1. (1976)

SET SIZE

single" probe" digit is presented. In a ran- Bobbitt (1979) compared average and high
dom half of the trials the probe digit is a IQ groups at ages 9, 13, and 17 years in
member of the positive set. The S is required the Sternberg paradigm, with the results
to respond as quickly as possible to the shown in Fig. 22. The main effects of age,
probe digit by pressing either a "yes" or
a " no " button to indicate whether the
probe was or was not a member of the posi- 1600 9. Avg.
tive set. RT increases linearly with size of
the positive set. The fact that the ordinal 1400
position of the probe digit in the positive
set has no effect on RT indicates that the
scanning process is exhaustive, i.e., the S
.. 1200
...... ......./r------ -49. High
scans his memory of the entire list, regard- =
!. ...... 13, Avg.
~IOOO It''''
less of where or whether the probe digit is
c:
found, although the RT is slightly longer "
-IY'----
CD
:E 800 __ ~13. High

--- --
for the absence of the probe digit than for
17. Avg.
its presence. ...-- _--617. High
Several studies have shown a relationship 600 ~- :..t:r'-
between the intercept and slope of RT as
a function of set size and mental test scores. 400
y-
--
McCauley et al. (1976), for example, ap-
plied the Sternberg paradigm to flfth and
3 5
sixth grade children divided into two SET SIZE
groups: moderate and high IQ, which Fig. 11. Mean RT for each age/ability group as
yielded signiflcantly different intercepts and a function of number of digits in the memory
slopes, as shown in Fig. 21. Keating and set. Keating and Bobbitt (1978)
RT Paradigms and Psychometric g 119

ability, and set size are all significant highly overlearned item of information
(P<.001), as is the interaction of set size stored in his long-term memory (LTM). The
and ability (P < .05), which accords with our experimental procedure is based on the
generalization from the findings of simple comparison of a S's discriminative RTs to
versus choice R T and of the Hick paradigm pairs of stimuli which are the same or differ-
that RT is increasingly correlated with g as ent either physically or semantically. For ex-
a positive function of task complexity. ample, the letters AA are physically and se-
Stanford University students given the mantically the same, whereas Aa are physi-
Sternberg task (Chiang and Atkinson 1976) cally different but semantically the same.
showed much lower intercepts (about When Ss are instructed to respond "same"
400 ms) but showed about the same slope or "different" to the physical stimulus, R Ts
(i.e., a scan rate of 42 ms per digit in target are faster than when Ss must respond to
set) as the high lQ children in the study the semantic meaning. The physical discrim-
by McCauley et al. (1976) (see Fig. 21) (with ination is essentially the same as classical
a scan rate of 40 ms per digit), whose lQs discriminative RT, but R T in the semantic
(with a mean of 126) are probably close to discrimination involves access to semantic
the lQs of the Stanford students. The mod- codes in LTM, which takes considerably
erate lQ group had a significantly greater more time than physical discriminative RT.
slope (i.e., slower STM scanning rate) of The difference between semantic and physi-
58 ms per digit. lQ would appear to be more cal R T thus measures access time to highly
crucial than mental age for short-term mem- overlearned semantic codes in long-term
ory scan rate. This has interesting implica- memory.
tions for scanning and rehearsal of informa- Hunt (1976) reported the now classic ex-
tion in STM to consolidate it into LTM. periment relating R T performance in the
In terms of such a model, and in view of Posner paradigm to mental ability. Figure
the observed differences in scan rates as a 23 shows these results for groups of univer-
function of lQ, it should seem little wonder sity students who scored in the top (high)
that high lQ persons in general know more and bottom (low) quarters of the distribu-
about nearly everything than persons with tion of 'the verbal portion of the Scholastic
low lQs. Snow et al. (1976) were able to Aptitude Test (SAT-V). AA represents the
" predict" the intercepts and slopes of the
Sternberg memory scan paradigm for indi- 700
vidual Stanford students, with multiple R's
of .88 and .70, respectively, using scores on
several psychometric tests (in addition to
sex). The intercept and slope parameters of
the Sternberg scan, on the other hand, pre-
dicted each of four factor scores derived
from a large battery of psychometric tests
with R's between .33 and .56. SAT-Verbal
and SAT-Quantitative scores were pre-
dicted with R's of .54 and .21, respectively.
Remember, we are dealing here with the
quite restricted range of ability in Stanford AA Aa
University students. Stimulus
Fig. 23. Time required to recognize name identity
The Posner Long-Term Memory Access Par- (e.g., Aa) or physical identity (e.g., AA) of letter
pairs by university students who scored in the
adigm. This paradigm, invented by Michael upper (High) or lower (Low) quartile on the SAT-
Posner (1969, Posner et al. 1969), is a mea- Verbal. Adapted from Hunt (1976, Table 1, p.
sure of the time it takes a S to access a 244) .
120 Reaction Time and Psychometric g

physical identity choice (same-different) RT IT and IQ are larger than -.80 (Nettelbeck
task; Aa represents the semantic identity and Lally 1976). Several studies that repli-
task. University students require on the av- cated this finding in small, intellectually het-
erage about 75 ms more to respond to Aa erogeneous groups have been reported by
than to AA types, which is the time taken Brand (1979). In my laboratory, P.A. Ver-
by semantic encoding of the stimulus. Two non obtained a correlation of -.31 between
features of Fig. 23 are particularly interest- IT and Raven's Advanced Progressive Ma-
ing in relation to findings from the Stern- trices in a group of 25 university students
berg and Hick paradigms: (a) the high and - a highly restricted sample representing the
low groups on SAT-V show a mean differ- top 10%-12% of high school graduates in
ence in R Ts even on the physical, nonse- scholastic apitude. When IT was combined
mantic identity task, which is essentially just with Hick paradigm RTuj, the multiple R
a form of classical two-choice discriminative with Raven scores was .51, P<.04 (shrun-
RT; and (b) the average RT difference be- ken R=.40).
tween AA and Aa (i.e., semantic encoding IT seems to reflect a very basic level of
time) of 75 ms for Hunt's university stu- simple stimulus encoding similar to Spear-
dents is exactly the same as the difference man's (1927) first noegenetic law: the appre-
in RT between 0 and 3 bits of information hension of experience. No eduction of rela-
in the Hick paradigm with university stu- tions or correlates is called for by the IT
dents. task. Yet it has shown remarkably high cor-
Hunt's essential results with the Posner relations with g-loaded tests in unrestricted
paradigm were replicated with children by samples. The correlation in a truly represen-
Keating and Bobbitt (1978), who found sig- tative sample of the general population,
nificant (P < .001) interactions of task however, remains to be determined.
(physical [AA] versus semantic [AaD with
both age and IQ level. Combination of Paradigms. It seems a rea-
Unfortunately, no one has yet looked at sonable hypothesis that these four pardigms
intraindividual variability in the Sternberg reflect "mental speed" in each of several
and Posner paradigms or its correlation different systems - stimulus encoding, ex-
with g. Studies which will do so are pre- pectancy, scanning of short-term memory,
sently underway in our laboratory. retrieval of overlearned codes in long-term
memory - and that each system contributes
The Neue/beck Inspection Time Paradigm a unique component to IDs, in addition to
(see also Chap. 5). This method, first de- a general factor in all of these variables. If
scribed by Nettelbeck and Lally (1976), this is true, and if the various cognitive sys-
measures the time required for a visual stim- tems represented by these paradigms are
ulus to be encoded in sufficient detail to also operative in the much more complex
permit a discriminative judgment. By means information processing called for by psy-
of a tachistoscope, the S is presented with chometric tests, then we should expect that
a brief exposure of two vertical lines of an optimally weighted combination of pa-
markedly different length, followed by a rameters derived from all four paradigms
backward masking stimulus. The S must should show a much more substantial corre-
then report whether the long line appeared lation with mental test scores than measure-
on the right or the left, the position varying ments derived from anyone RT paradigm.
randomly from trial to trial. Inspection time This is exactly what Keating and Bobbitt
(IT) is the duration of stimulus exposure (1978) found. Three RT-derived measures
for which the S's judgment is correct on at were obtained on each S: (1) choice RT
least 19 out of 20 trials. In highly heteroge- minus simple RT, (2) semantic minus physi-
neous groups of Ss ranging from the re- cal same/different RT to letter pairs (Posner
tarded to the gifted, correlations between paradigm), and (3) slope of RT on set size
Toward a Theory oflDs in RT and g 121

with sets of 1, 3, or 5 digits (Sternberg para- planations characterized by statements such


digm). The multiple R of these three mea- as "the bright mind is the quick mind",
surements with Raven scores of 60 school and the like. Such generalizations, which
children of average and superior IQ in usually are false as often as they are true,
grades 3, 7, and 11 was .59, .57, and .60 are of no help to understanding the details
in the three grades, respectively. Higher cor- of the phenomena that our R T studies have
relations might be obtained if intraindivi- revealed. Nor can we think in terms of a
dual variability were taken into account and general "speed of work" factor which Ss
if the correlations were corrected for attenu- bring to every kind of test or task in which
ation, using the between-days test-retest sta- they wish to excel. As I have already noted,
bility coefficients. The average intercorrela- there is often zero correlation between g and
tion among the three paradigm measures speed of test-taking when the test items are
was only .27, indicating that they are tap- highly complex. Such general concepts can-
ping different processes as well as sharing not come to grips with the fine grain of the
some variance in common. research findings relating RT to g, such as
If a substantial proportion of the true the correlation of g with intraindividual
score variance in highly g-loaded psycho- variability (O"j), the increase in correlation
metric tests can be "accounted for" by an between R T parameters and g as a function
optimally weighted combination of vari- of the complexity or amount of information
ables derived from these or other RT para- conveyed by the RS, Hick's law, and the
digms, it would warrant intensive investiga- systematic relationship between the O"j of
tion of the nature ofIDs in these paradigms simple R T and the magnitude of the differ-
as the basis for developing an adequate ence between the median of simple R T
theory of IDs in R T paradigms and their (0 bit) and two-choice RT (1 bit), and be-
parameters. We are now pushing this at- tween two-choice RT and four-choice RT
tempt to the limit in our laboratory, using (2 bits), etc., in which the successive equal
all of the previously described paradigms increments of RT as a function of informa-
in combination to determine how much of tion are approximately equal to the O"j of
the variance in psychometric g can be ac- simple RT. I believe that "easy" psycholog-
counted for by means of these RT variables. ical "explanations" of these findings are
The development of a theory of IDs in this suspect. If we invariably settle for an expla-
realm, I venture, will be the essential first nation of every new phenomenon in terms
step toward developing a detailed theory of of a few simple and familiar psychological
general intelligence. The inadequacy of the concepts, then the discovery and further in-
traditional and prevailing conceptions of in- vestigation of new phenomena have no pos-
telligence is highlighted by the fact that they sibility of increasing our theoretical under-
would not have predicted most of the phe- standing of the nature of these phenomena,
nomena and correlations with g found in which virtually everyone agrees is inade-
the research with these several R T para- quate. I also believe that adequate theoreti-
digms. cal formulations will have to involve con-
cepts at a molecular, neurophysiological
level, rather than at just the conceptual level
Toward a Theory of IDs of psychological factors or cognitive pro-
in RT andg cesses.
A few well-established concepts and prin-
ciples of cognitive psychology, however, af-
Theoretical formulations of the RT phe- ford a rationale for the importance of a time
nomena I have described, and their relation- element in mental efficiency. The first such
ship to psychometric g, will have to advance concept is that the conscious brain acts as
beyond the commonplace psychological ex- a one-channel or limited capacity informa-
122 Reaction Time and Psychometric g

tion processing system. It can deal simulta- mental components of information process-
neously with only a very limited amount of ing could be measured in tasks that are so
information. The limited capacity also re- simple as to rule out "breakdown" failure,
stricts the number of operations that can as in the several R T paradigms previously
be performed simultaneously on the infor- described, it should be possible to predict
mation that enters the system from external the individual differences in the point of
stimuli or from retrieval of information "breakdown" for more complex tasks. I be-
stored in short-term or long-term memory lieve this is the basis for the observed corre-
(STM or LTM). Speediness of mental oper- lations between R T variables and scores on
ations is advantageous in that more opera- complex g-loaded tests. But now we are in
tions per unit of time can be executed with- need of much more precise, fine-grained de-
out overloading the system. Secondly, there tail in our theoretical formulation of the
is rapid decay of stimulus traces and infor- phenomena than it seems cognitive theory
mation, so that there is an advantage to presently has to offer.
speediness of any operations that must be
performed on the information while it is still Facts About RT with Theoretical Implica-
available. Thirdly, to compensate for lim- tions. I will here review some of the well-
ited capacity and rapid decay of incoming established findings about RT which seem
information, the individual resorts to re- to have the most suggestive implications for
hearsal and storage of the information into the development of a theory of IDs in R T
intermediate or long-term memory (LTM), and g. Most of these facts can be found
which has relatively unlimited capacity. But in reviews of the effects of experimental var-
the process of storing information in LTM iables on RT, such as the comprehensive
itself takes time and therefore uses up chan- chapter on R T by Woodworth and Schlos-
nel capacity, so there is a "trade-off" be- berg (1954).
tween the storage and the processing of in- 1. IDs in R T are not specific to particular
coming information. The more complex the stimulus or response modalities. Correla-
information and the operations required on tions among a variety of R T procedures us-
it, the more time that is required, and conse- ing different sense organs and response
quently the greater the advantage of speedi- modes indicate that IDs in R T involve com-
ness in all the elemental processes involved. mon central processes more than peripheral
Loss of information due to overload inter- mechanisms. There is a substantial general
ference and decay of traces that were inade- factor of RT.
quately encoded or rehearsed for storage or 2. R T is related to the intensity of the
retrieval from LTM results in "break- reaction stimulus (RS) or the discriminabi-
down" and failure to grasp all the essential lity of a change in stimulation, a stronger
relationships among the elements of a com- RS producing faster RT. This suggests that
plex problem needed for its solution. Spee- the signal/noise ratio must rise above some
diness of information processing, therefore, threshold for response evocation and that
should be increasingly related to success in increases in the signal/noise ratio (i.e., inten-
dealing with cognitive tasks to the extent sity of the RS) activates a greater number
that their information load strains the indi- of the (neural) elements, increasing the
vidual's limited channel capacity. The most probability, within a given interval of time,
discriminating test items thus would be that the requisite threshold of neural activa-
those that" threaten" the information pro- tion will converge on the final common path
cessing system at the threshold of "break- for response evocation. The increase in the
down". In a series of items of graded com- speed of R T as a function of RS intensity
plexity, this" breakdown" would occur at follows the Weber-Fechner law, i.e., the
different points for various individuals. If speed of R T increases as a linear function
individual differences in the speed of the ele- of the log of RS intensity. This implies a
Toward a Theory of IDs in RT and g 123

model wherein each equal unit of increase these stimulus variables increases N, the
in RS intensity activates a constant propor- number of activated neural elements. Be-
tion of the remaining potential elements in cause of rapid decay of the stimulus trace
the system that converge on the final com- in the nervous system, duration of the phys-
mon path, thereby monotonically increasing ical stimulus becomes important by keeping
the probability, within a given interval of N elements activated long enough for the
time, that the total amount of simultaneous critical N-element simultaneous activation
activation will exceed the threshold for re- to occur; its probability of occurrence in
sponse. Increase in intensity of the RS thus any interval of time decreases with a de-
makes for a negatively accelerated increase crease in total activation, N, which falls off
in speed of R T up to some maximum value rapidly after the cessation of the RS. Thus,
which is limited by such factors as the acti- in effect, a RS of short duration is like a
vation times of sensory receptors, speed of RS of weak intensity with respect to RT.
neural conduction, muscular contractions, Similarly, the area of stimulation affects the
etc. These peripheral factors have been esti- amount of neural activation.
mated to take up some 60-80 ms; process- These notions suggest a basis for IDs in
ing in the central nervous system takes up (a) number of neural elements activated by
a minimum of another 50 or 60 ms, thus a stimulus and (b) rate of oscillation of the
making for an "irreducible minimum" R T excitatory-refractory phases of the activated
of something between 100-150 ms. Varia- elements. These two variables would most
tion in RT due to other conditions must likely interact, because activation is trans-
be thought of as additions to this" irreduc- mitted throughout interconnected elements,
ible minimum" of RT, hence the skewness each with a threshold of activation requir-
of the distribution of R T for any individual. ing simultaneous activation from some criti-
There are almost certainly reliable IDs in cal number (n) of other elements. The prob-
the "irreducible minimum" RT, but they ability of their simultaneous convergence
are probably much smaller than IDs in the per unit of time would be directly related
median RT under experimental conditions to the total number N of activated elements
that add large increments to the irreducible in the system and their rate of firing, i.e.,
minimum, such as an increase in the degree their period of oscillation. I see oscillation
of uncertainty of the RS. as a basic concept here, not only because
2. Intensity of the RS also decreases in- it is needed to help account for intraindivi-
traindividual variability (0";) in RT. This im- dual trial-to-trial variability in RT, but be-
plies that as more elements are activated, cause there are many other lines of evidence
the more "reliable" is response evocation of oscillation or periodicity in the nervous
within any interval of time. With more ele- system at different levels of neural organiza-
ments simultaneously converging on the fi- tion, from refractory-excitatory oscillations
nal common path, the variance in time for in single neurones to brain waves in local-
reaching threshold will be reduced. If a criti- ized regions of the cerebral cortex involving
cal number (n) of a pool of N activated ele- millions of neurones, which implies a syn-
ments, with random excitatory-refractory chrony of action potential in large pools or
oscillations, must converge simultaneously networks of neurones. Oscillation is also a
to exceed a threshold for response evoca- phenomenon at a chemical level; certain
tion, the probability that n will occur within molecules and liquid crystals display regular
a given interval of time during which N os- rapidly oscillating structural changes over
cillation elements are activated will increase long periods. The hypothesis of IDs in the
as N increases. N is hypothesized to be a amount of hologramic neural "redun-
function of RS intensity. dancy", i.e., the potential N of elements ac-
The area and duration of a stimulus are tivated by an RS of a given intensity, area,
also related to R T and R T O"j, as both of and duration in a given sensory modality,
124 Reaction Time and Psychometric g

and IDs in the rate of oscillation of acti- tion between IDs in simple R T (SR T) and
vated elements (or in synchronized groups the size of the increment in two-choice R T
of elements) would seem to be a reasonable (CRT), the increment being median CRT
beginning point for the development of a minus median SRT, so, too, in psychophys-
theory of IDs in R T with implications for ics there is a positive correlation between
IDs in that proportion of g which may be the absolute threshold and the difference
shown to be correlated with RT parameters. threshold, i.e., the smallest perceptible
3. RT shows a number of interesting and change in stimulus intensity.
theoretically suggestive parallels to phenom- As there is intraindividual trial-to-trial
ena in psychophysics. I have already men- variability in RT, so, too, do sensory thres-
tioned that the relation ofRT to RS intensi- holds fluctuate from moment to moment.
ty follows the Weber-Fechner law, which Some psychophysicists postulate an inher-
states that the increment in intensity of a ent Gaussian variability in thresholds and
stimulus necessary for a perceptible incre- refractory periods of individual neural ele-
ment in sensation increases as the log of ments. Synchrony of individual units causes
the level of stimulus intensity. Not only does oscillation of larger groups, increasing the
the speed of R T increase as the log of RS probability of simultaneous activation of
intensity, but it decreases as the log of the some critical number of elements required
number of alternatives among which the RS for perceptible changes in sensation or for
will occur, that is, Hick's law. There are response evocation.
fairly narrow boundary conditions for both It is also interesting that momentary in-
the Weber-Fechner law and Hick's law, but traindividual variability in sensory discrimi-
the parallel within those conditions seems nation is correlated with the increment in
worth considering theoretically in terms of the physical stimulus needed to produce a
possible similar neural processes. j.n.d. (just noticeable difference) in sensa-
Just as we have found a positive correla- tion. In the Hick paradigm for RT, there

Table 1. Mean intercept, slope, and intraindividual variability (R T O"j at bit) of R T in Hick paradigm
for seven samples

Group N Intercept Slope RTO"j at 0 bit

Mildly retarded adults 46 476.2 72.5 108.1


Elementary school children 162 305.9 39.2 42.6
Vocational college students 218 348.7 34.1 48.8
University students 25 306.4 28.4 32.3
University students 50 286.9 26.0 29.4
University students 105 305.2 30.7 32.0
University students 100 297.7 26.1 27.1
Mean of all univ. students 280 299.4 28.0 29.8

Table 2. Correlation" among group mean inter- is a close parallel between RT O"j for simple
cept, slope, and R T O"j of the groups listed in RT(O bit) and the slope of RT as a function
Table 1
of bits, i.e., the average increment in RT
Variable Intercept Slope RT O"j at 0 bits with each increment of information in the
RS. Not only are these two variables corre-
Intercept .959 .988 lated, but they are of about the same order
Slope .923 .987 of magnitude, as can be seen in Table 1.
O"j at 0 bits .965 .912
The correlations among the intercepts, the
" Above diagonal: all seven groups; below diag- mean slope, and mean R T O"j for these
onal: five nonretarded adult groups groups are shown in Table 2.
Toward a Theory of IDs in RT and g 125

4. Choice R T increases as the physical uncertainty as to the time of occurrence of


similarity between the alternative RS in- the RS, as reflected in simple RT, varies
creases, even when there is not the least sub- as a function of the PI. But the fact that
jective impression that changes in the degree a PI of about 1-2 s is usually optimal for
of physical similarity of the two (or more) simple RT, and the fact that any shorter
RS makes for any difference in their dis- (or longer) PI results in longer RT, implies
criminability. For example, choice RS con- that there is some change in the S's "set"
sisting of red versus yellow lights result in which facilitates R T and takes some time
significantly longer choice RT than when to attain optimal level following the PS.
the RS consists of red versus green lights, What, precisely, does this "preparatory
which are less similar than red and yellow set", as it is termed, consist of? A reason-
in electromagnetic wavelengths. Presumably able hypothesis is that it consists of a focus-
more similar stimulus energies produce ing or concentration (psychologically
greater overlap of excited neural elements termed "attention", "alertness", or "ex-
converging on a final common path, which pectancy") of the neural elements most rele-
decreases the probability that the threshold vant to the sensory-motor requirements of
of simultaneous activation needed for a cor- the task. Electromyograms reveal an in-
rect discriminative reaction will be attained crease in muscle tension during the PI. Also,
within a given interval of time. Greater re- there is a deceleration of heart rate during
dundancy and shorter refractory periods the PI, and mentally retarded persons show
(i.e., faster oscillation) would increase the less deceleration than the nonretarded (Net-
probability. This suggests an interesting and telbeck and Brewer 1981). The degree of ex-
intuitively improbable theoretical predic- pectancy as indicated by the increase in ten-
tion: a red-yellow choice RT task should sion is reflected in the speed of the S's RT,
discriminate more between high and low although of course it is only one of a
IQs than a red-green choice RT. (Of course number of factors that affect RT. In choice
there would have to be appropriate controls RT, it seems reasonable to hypothesize, the
for stimulus intensity and color blindness, expectancy is necessarily diffused over the
and it would be wise to use a variety of two or more stimulus and response alterna-
two-choice RS that differ in physical simi- tives, which would reduce the redundancy
larity). In this connection, we may recall of neural elements that are keyed on
that Spearman found that tests of pitch, "ready" for any particular alternative. This
brightness, and area discriminations are might be compensated to some extent by
moderately g loaded (e.g. Spearman and an increase in the number of potentially ac-
Jones 1950, pp.72-73, 119), and Binet in- tivated elements involved in choice RT.
cluded discrimination of weights as a part Schafer and Marcus (1973) have demon-
of his intelligence scale. strated a neurophysiological counterpart to
5. RT is an increasing function of the pre- expectancy, which they controlled by hav-
paratory interval (PI), i.e., the interval be- ing Ss administer the stimulus, as contrasted
tween a "warning" or preparatory signal to automatic presentation at random inter-
(PS) and the RS. This fact can be thought vals, while the S's average evoked potential
of in terms of the PI contributing directly (AEP) to the stimulus was recorded. Self-
to the uncertainty. Thus, even simple RT stimulation, implying foreknowledge of the
involves the uncertainty of precisely when exact moment of arrival of the stimulus and
the RS will occur, and Hick (1952) assumed hence a reduction in uncertainty, resulted
that this uncertainty was equivalent to the in shorter latency and smaller amplitude of
increase in uncertainty resulting from one the AEP to both visual and auditory stimu-
additional alternative in the number of RS. li. The percentage reduction in amplitude
This assumption is, of course, a simplifica- under the self-stimulation condition as com-
tion, because we know that the amount of pared with a condition in which the subject
126 Reaction Time and Psychometric g

has no control over the timing of the stimuli that Hick's law is not merely peculiar to
was termed the "self-stimulation effect". human Ss in R T experiments, but has also
This measure, which indexes" neural adapt- been demonstrated in pigeons (Blough
ability", was found to be significantly re- 1977).
lated to level of intelligence, even showing I have not found any attempt in the litera-
a significant and striking difference between ture to explain the fact that the S Sternberg
hospital technicians of average IQ and short-term memory scan paradigm yields
Ph.D. scientists. A subsequent larger study RTs which are a linear function, not of
has further substantiated this general find- log2 n, but simply of n, i.e., the number of
ing of a relationship between "neural items (not bits) in the memory set that the
adaptability" and psychometric intelli- S must mentally scan. This, too, is not just
gence. That is, people who gave larger than peculiar to humans, but has been found to
average evoked potentials to unexpected hold also for monkeys (Eddy 1973, as de-
stimuli and smaller than average EPs to scribed by Riley 1976). My hypothesis is
stimuli whose timing they knew as the result that the difference in outcomes between the
of self-stimulation tend to have higher IQs Hick and Sternberg paradigms depends on
(Schafer 1979). A later study showed signifi- the nature of the RS. In the Hick paradigm,
cant correlations between the "neural the occurrence of anyone of the RS alterna-
adaptability" measure, parameters of the tives immediately "rules out" all the other
RT - MT Hick paradigm, and g factor alternatives, and the search is ended as soon
scores derived from a battery of 15 psycho- as the RS and its corresponding response
metric tests (Jensen et al. 1981). Schafer is are classified in this binary manner, a
now recording S's AEPs at the same time greater number of alternatives (n) merely
that Ss perform on our RT - MT apparatus. taking longer as a linear function of log2 n.
It appears that the latency of the AEP In the Sternberg paradigm, however, the
follows Hick's law, as does RT. There is search process (to find whether the probe
undoubtedly a fairly close connection be- digit is or is not in the memory set) requires
tween the latencies of evoked potentials and the scanning of each single item in the series.
RTs. Kutas et al. (1977) have reported cor- R T data for comparable Ss in the Hick and
relations of +.48 and + .66 (under different Sternberg paradigms suggest that the same
conditions) between choice RT and the si- amount of time (about 30 ms for college
multaneously recorded P300 component of students) is required for each item of the
the brain potential evoked by the RS. Inter- memory set in the Sternberg paradigm as
estingly, the P300 latencies were slower than is required for each bit of information in
the R T, except on the relatively few RT the Hick paradigm.
trials that Ss made an erroneous choice, in 7. There is a negatively accelerated de-
which case the P300 evoked potential was crease in RT and in RT C1; from early child-
faster than the R T. hood up to the late teens. The form of the
6. Although sense organs have analog curve, which is a typical growth curve, is
characteristics, their output to the brain is consistent with the hypothesis that some
apparently filtered through a series of "log- constant proportion of a limited number of
ic gates" and end up in digital form. Neu- undeveloped or dormant neural elements
rones are binary processors, i.e., they are gradually becomes functional during each
capable of being either "on" or "off" , year of the developmental period. It is hy-
" go" or "no go". Therefore it should not pothesized that this growth consists of an
be surprising if the speed of information increase in redundancy of functional neural
processing by the brain showed a binary ra- elements, which hence increases the proba-
tio characteristic, as exemplified by Hick's bility, in any unit of time, of there being
law, i.e., RT=log2 n, where n is the number simultaneously enough active elements to
of alternatives of the RS. It should be noted exceed the threshold for response. Decrease
A Model for RT in the Hick Paradigm. 127

in response. latencies during the develop- pects of the data, such as the mean RT at
mental period occurs in rats as well as in each level of bits, but not to other aspects,
humans (Woodworth and Schosberg 1954, such as the variances of RT at each level
p.36). of bits.
In humans, the decrease in RT and RT Uj The main feature of the Hick model is
throughout the developmental period is dictated by the necessity for hypothesizing
paralleled by a decrease in the intraindivi- a type of "search" process which can be
dual variability of latency of the visual and thought of as successive dichotomization of
auditory evoked potential (Callaway 1975, the total number (n) of stimulus elements
pp.36-42). to be searched, a type of central "search"
The biological basis of these age effects process which, on average, would take
is hypothesized to be the body of evidence log2 n t amount of time, where t is the time
from developmental neurophysiology which required for a single element. (This is equiv-
indicates that the maturing mammalian alent to bits x t.) I put" search" in quotes,
brain shows an increase in both functional because the RT situation does not seem to
capacity and the complexity of neurones call for a search in the ordinary sense of
(Conel 1939-1963). Although the human the term. What the "search" in the Hick
brain contains all the neurones it will ever paradigm seems to consist of is the resolu-
have at the time of birth, the myelination ton of uncertainty. The greater the uncer-
of cortical nerve fibers, on which neural tainty as to the RS, the greater the" search"
conductance depends, is far from complete (a central brain process) required for resolu-
at birth, and takes place gradually through- tion, i.e., reduction of the uncertainty to
out the entire period of physical growth. zero. Why such" search" should fit a model
The typical negatively accelerated growth of successive dichotomizations, each taking
curve would result from an approximately an equal amount of time, is not known. All
constant proportion of the unmyelinated that can be said at present is that this seems
neurones becoming myelinated each year. to be the way the nervous system operates.
Given this basic search model proposed
by Hick, I have speculated about possible
mechanisms that could account for the main
A Model for RT average features of the R T data, as well as
in the Hick Paradigm for IDs in these features, derived from the
RT - MT apparatus. Explication of the hy-
pothesis is facilitated by reference to
Hick (1952) discussed various possible types Fig. 24, which depicts the dichotomizing or
of "search" processes to find one that binary resolution of uncertainty, as mea-
would best explain the phenomenon now sured in bits. The n choices or alternatives
known as Hick's law. His theoretical specu- in the physical stimulus array can be
lations seem obscure, which is perhaps inev- thought of as being isomorphically repre-
itable at this stage. He stated, "With regard sented in the neural network of the cerebral
to the mechanism responsible for these re- cortex. The dots in Fig. 24 represent focal
sults, speculation about neural networks is points or nodes of excitation which will fire
outside its present scope. There is no objec- when a critical level of stimulation is
tion to trying to depict schematically the reached. The number of aroused or primed
component operations, but it must be ad- nodes in the R T task corresponds to the
mitted that what analysis of the data has number of alternatives in the array of RS.
been carried out does little more than draw I hypothesize that the level of excitation at
attention to the difficulties involved in find- each node oscillates, so that half of the time
ing any simple scheme" (p. 20). The model the node is refractory. (The actual number
Hick proposed gave a good fit to some as- of neurones involved in each node is unim-
128 Reaction Time and Psychometric g

Choices
3

2
Fig. 24. Hierarchical binary
tree illustrating the dichoto-
mizing search process and the
relationship of the number of
-------------0 choice elements to bits
BITS

portant at this point.) Above-threshold delayed by the phase of oscillation of every


stimulation of a node at any given level other node in the chain. We have assumed
(bits) is transmitted (downward in Fig. 24) for simplicity that the refractory and excit-
through the chain of nodes to the final com- atory phases are of equal duration. The
mon path for response. For example, a RS probabilities that simulation will pass
which is one element of eight possible alter- through n nodes with 0, 1, 2, 3, etc. delays
natives will excite one of the eight nodes due to impulses arriving during refractory
(in top row of Fig. 24) to discharge, and phases at each node conform to the binomi-
the discharge will be transmitted to the final al distribution. If p and q are the refractory

°
common path via three intervening nodes
(at the levels of 2, 1, and bits). When the
RS is one of four alternatives, the excitation
and excitatory phases, respectively, and if
p = q and p + q = 1, then the coefficients of
the expansion of (p+q)n, where n is the
would be transmitted via only two interven- number of nodes in the chain, indicate the
ing nodes. And so on. relative frequencies of there being 0, 1, 2, ... ,
The amount of time it takes to respond n equal delays in a chain of n nodes. The
to the RS (over and above the irreducible average length of each delay will be half
minimum RT, which is attributable to pe- the time of the refractory phase of the oscil-
ripheral sensory-motor mechanisms) hence lation cycle. (Speed of nerve impulses in in-
will depend essentially on two factors: (a) dividual neurones is so fast as to be a negli-
the number of levels in the chain through gible factor in this model.) Because of the
which the excitation must be conducted, uncertainty of when the RS will occur even
and (b) the average period of oscillation of for simple RT, we will assume that the exci-
the transmitting nodes. Excitation, of tation leading to response evocation must
course, is not transmitted by a refractory traverse n nodes, where n is equal to bits + 1.
node. Volleys of stimulation must persist Thus the distribution of relative frequencies
until the node is excitable. The refractory of the number of delays that occur in any
phase of the oscillation at the node is the chain of n nodes, and the means, standard
chief source of time delays in the system. deviations, and variances of these distribu-
IDs in the rate of oscillation would cause tions are shown Table 3. Various character-
IDs in RT. Oscillation would also cause istics of these theoretical distributions can
variability in R T from trial to trial, because be compared with the corresponding char-
the onset of the RS is random with respect acteristics of actual R T data obtained in the
to the refractory and excitatory phases of Hick paradigm using the R T - MT appara-
the oscillation, and we assume that the tus. It should be understood that RT is a
phase of oscillation of a node at any point linear function of the number of delays at
in the chain is random with respect to the the n nodes in the chain transmitting the
phase of any other node. Stimulation of a excitation set off by the RS and leading to
node at one level thus mayor may not be the response.
A Model for RT in the Hick Paradigm 129

Table 3. Hypothetical (binomial) relative fre- P<.Ol) between IDs in CFF and RT CTj.
quency distribution of time delays due to oscilla- It seems a reasonable hypothesis that the
tion of excitatory nodes as a function of bits of
CFF threshold, that is, the rate of light/dark
information
flicker at which subjective fusion occurs,
Number of Bits of information cannot be less than about half the length
delays of the refractory phase of the Ss rate of neu-
o 2 3 ral oscillation. The" neuronal filter" cannot
detect a succession of stimuli as discrete if
o .50 .25 .125 .0625
they occur at a much faster rate than the
1 .50 .50 .375 .2500
2 .25 .375 .3750 rate of neural oscillation, just as a sieve can-
3 .125 .2500 not screen out any mixture if the largest
4 .0625 particles of the mixture are smaller than the
Mean .50 1.00 1.50 2.00 sieve's finest mesh.
.50 .71 .87 1.00 Third, the theoretically derived CTj in-
.25 .50 .75 1.00 creases as a function of bits, as does intrain-
dividual variability (R T CTJ SO far, so good.
But beyond this, the simple binomial oscil-
lation model falters. For one thing, the
First, note that the means in Table 3 in- model's CTj increases at a negatively acceler-
crease as a linear function of bits, in accord ated rate as a function of bits, whereas we
with Hick's law. have found that actual R T CTj increases in
Second, the CTj of delay (= .50) at 0 bits a positively accelerated fashion. A typical
is equal to the constant increment (= .50) set of R T data, from 160 pupils in grades
in the mean delay resulting from each addi- four to six, are plotted in Fig. 25, showing
tional bit. (This constant increment, of the mean R T and R T CTj as a function of
course, is the slope of the Hick function.) bits. The straight line and the curve are the
This, too, accords with our finding that the empirically best fitting functions of the
RT CTj at 0 bits is approximately the same mean RT and RT CTj, respectively.
absolute value as the slope of R T as a func- Now, we can also fit these data to our
tion of bits. In a samle of 280 university theoretical model, which dictates that the
students, for example, the mean RT CTj and slope of mean RTs should be equal to RT CTj
the mean slope were 29.81 and 28.01, re- at 0 bits, and which generates R T CTj at each
spectively and the correlation between IDs level of bits. Figure 26 shows the straight
in these variables is almost as high as their line and the curve generated by the binomial
reliabilities will permit. (Also see group oscillation model, along with the actual data
comparisons in Table 1.) It is theoretically points. The fit of the mean R Ts to the mod-
most interesting, although possibly just el, of course, is very good, but the fit of
coincidental, that the mean critical flicker R T CTj is quite unsatisfactory - essentially
fusion (CFF) threshold in a sample of 100 the difference between a negatively (model)
of our university population is 30 Hz (i.e., and positively (data) accelerated curve. In
30 cycles per second), which is a light/dark this one important specific point the bino-
cycle of 33.4 ms duration - a value remark- mial model fails. Could it be the case that
ably close to the R T CTj and slope of R T the R T data in this particular sample ar sim-
in this population. In terms of our biono- ply anomalous with respect to R T CT j ? Be-
mial oscillation model, the RT CT j and slope fore faulting the model, it would pay to look
of RT are equal to one-half the refractory at other samples. Figures 27 and 28 show
phase of the average oscillation at a single the model and data points for 218 voca-
node. It is also noteworthy that in this sam- tional college students and 180 university
ple of 100 university students, there is a students, respectively. Clearly, for both
significant correlation (r = + .25, I-tailed samples the discrepancy between the model-
130 Reaction Time and Psychometric g

RT=305.9+39.17BITS t1
I
I
I
400
" 80
I
I
~'
I
I 70
I
I
u I t-

-
5: I o::
::i I
I 0
t- 350 60 1)-

.. ..
0::
c:: /I/t c::
Q) Q)
::i
:E
/'0;I
/y'
",
50 Fig. 25. Mean RT and mean O'j of RT
,,/ (Le., mean intraindividual variability) as
,,/ a function of bits in 160 pupils in grades
/" four to six. (Note that RT and O'j are
plotted on different scales [both in milli-
300 • 40 seconds], indicated or the left and right
'T 'T vertical axes, respectively.)
o 2 3
BITS

100 75

425 ",'
90
450
,,'"
400 80 I-
",
,/ " 65
",
a:: 425 l-
I- ",'" a:

..
I-
a:: 375 70 't; a: ",
",
650
c 400

....
c
co b- / b-
/
a
CD CD c
::& 350 60 ::& 375
I!.
CD
::& 45 ::&
325 50 350

300 40 325 35

0 2 3 0 2
BITS BITS
Fig. 26. The data of Fig. 25 are here fitted to the Fig. 27. RT data and predictions of mean RT
model, indicated by the straight line (predicted and RTO'; from binomial model (straight line and
mean RTs) and the curve (predicted RTO'J. Note curve) for 218 vocational college students
the model's poor fit to the data points for the
obtained mean R T 0'1

predicted RT 0'; and the corresponding ob- skewed distribution of R Ts that is actually
tained values shows essentially the same dif- found for an individual tested on many
ficulty as was found in the elementary trials. A simple but purely ad hoc improve-
school sample. ment of the model that would produce any
One other deficiency of this model is that desired degree of skewness would be to as-
it generates a symmetrical distribution of sign unequal values to the p and q (corre-
RTs at each level of bits, instead of the sponding to the relative durations of the ex-
References 131

400
References
60
Baumeister AA, Kellas G (1968a) Reaction time
375 and mental retardation. In: Ellis NR (ed) Inter-
50~ national Review of Research in Mental Retar-
I- 350 dation, vol 3. Academic Press, New York,
II::
c pp 163-193

.
:i: 325 Baumeister AA, Kellas G (1968b) Distribution
:E 40 g
of reaction times of retardates and normals .
30 :E
Am J Ment Defic 72:715-718
Baumeister AA, Kellas G (1968 c) Intrasubject re-
275 30
sponse variability in relation to intelligence. J
Abnorm PsychoI73:421--423
0 2 3 Berkson G, Baumeister AA (1967) Reaction time
BITS variability of mental defectives and normals.
Am J Ment Defic 72: 262-266
Fig. 28. RT data and predictions of mean RT
Blough DS (1977) Visual search in the pigeon:
and RTui from the binomial model (straight line
and curve) for 180 university students hunt and peck method. Science 196: 1013-1914
Brand C (1981) General intelligence and mental
speed: their relationship and development. In:
Friedman MP, Das JP, O'Conner N (eds) In-
citatory and refractory phases of oscilla- telligence and Learning. Plenum Press, New
tion) in the binomial equation, for example, York, pp 589--593
p=.75 and q=.25. Although this ad hoc Callaway E (1975) Brain electrical potentials and
individual psychological differences. Grune &
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132 Reaction Time and Psychometric g

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5 Intelligence and 'Inspection Time'

C.R. Brand and JJ. Deary

The Supposed 'Arbitrariness' cians have long acknowledged, Olson (1975)


ofIQ Tests prefers to look to 'the new IQ which is
based on Piaget' ; and, referring to historical
endeavours to find a psychological basis for
In recent years it has been widely believed conventional psychometric intelligence, Das
that IQ tests are intrinsically' arbitrary': in et al. (1979) remark that 'Many a researcher
so far as IQ tests reflect any real differences has wasted his life in pursuit of a "speed"
between people at all, these differences are measure of intelligence'.
said to consist merely in particular types of Some oJ these criticisms of general intelli-
, academic' ability that should properly in- gence as a psychological concept show a
terest only narrow-minded educational elit- profound disregard for: (a) the positive cor-
ists; and if such differences endure through relations that obtain between most mea-
childhood this is merely because they are sures of human ability - that is, for what
created and perpetuated by lasting social Spearman (1923) called the 'positive mani-
and educational injustices that are thought fold'; (b) the real theoretical insights of the
to be peculiarly prevalent under Western founders of mental testing; and (c) the re-
capitalism. Further testimony to this' arbi- cent advances which suggest that some kind
trariness' of IQ tests has often been sought of 'mental speed' may indeed provide a psy-
in the lack of any 'theoretical basis' for IQ chological basis for individual differences in
tests. Thus the British National Union of general intelligence (see Brand 1979, 1980).
Teachers advises its members: " .... the defi- Nevertheless, it is true to say that most his-
nition of' intelligence' seems to rely on cri- torical attempts to trace intelligence to men-
teria which are subjective and social rather tal speed have met with little more immedi-
than objective and scientific" (Rose 1978). ate support than that which greeted Sully's
Support for such views has been forth- (1876) proposal that intelligence would tum
coming from self-styled 'cognitive psychol- out to be related to reaction time (RT).
ogists' - whether their primary loyalties be Even measures of solution time for IQ items
to traditional experimental, developmental, themselves correlate only at around - .25
or differential psychology. Thus Neisser with individual IQ (e.g. Willerman 1979,
(1976) has described 'general intelligence' Jensen 1980). Recently it has transpired that
(g) as 'academic ability'; Sternberg (1980) laboratory measures of choice reaction time
allows merely that ' .... the tests give us a (CRT) correlate quite substantially, at
reasonable measure of a fairly narrow sub- around - .45, with IQ (Jensen 1980; pp.
set of the abilities that constitute intelligence 694,699); but it has not turned out that dif-
in all its manifestations'; and Hunt (1980) ferent CRT indices are so intercorrelated as
opines that' ... the search for a "true" sin- to suggest that such mental speed is unitary
gle information-processing function under- (Jensen 1979 a) or that technical specifica-
lying intelligence is likely to be as successful tions of' number of bits of information pro-
as the search for the Holy Grail'. In similar cessed per unit time' have any unequivocal
reaction to difficulties that psychometri- relation to general intelligence (e.g. Sey-
134 Intelligence and 'Inspection Time'

mour and Moir 1980). These avenues of re- of visual stimuli extremely briefly and with-
search have shown the considerable value out the subject being able to retain any vivid
of Eysenck's (1967) suggestions that 'men- image of the stimulus presentation in memo-
tal speed' hypotheses were worth pursuing; ry. Hence, any discrimination of the stimuli
but they seem to lead to the conclusion that presented has to be based chiefly upon input
no single type of speed of 'responding', that has only taken a small fraction of a
'thinking', or 'decision-making' can ac- second and which is not available to the
count for the characteristic advantages in subject in immediate memory. The stimulus
standard ability tests that are enjoyed by duration which a subject requires to be able
subjects of higher IQ. to make such discriminations reliably is
All the above attempts to index mental called his inspection time (IT) (Vickers et al.
speed, it should be noted, have been at- 1972, Nettelbeck 1973).
tempts to measure speed of 'output' or of As part of a programme of work with
hypothetical 'central processes'. However, retarded people, Nettelbeck and Lally
it may be that the layman's notion of an (1976) reported a study in which IT showed
intelligent person being 'quick on the up- an astonishing correlation of - .92 with
take' has been unfortunately neglected by Performance IQ (PIQ) on the WAIS, al-
psychologists. Certainly, it is with' average though there was only a modest ( - .41) cor-
evoked potential' (AEP) measures of the relation with Verbal IQ. Following up this
brain's immediate reaction to sensory input lead, four studies of the relation between
- in the absence of any requirement for IT and IQ were undertaken by undergra-
'thought' on the part of the subject - that duates in the Universities of Edinburgh and
IQ has lately shown strong correlation Dublin; and, by 1979, evidence was avail-
(Hendrickson and Hendrickson 1980, Ey- able that the relation between general intel-
senck 1981). Perhaps Santayana had the ligence and IT was both strong and robust
right idea when he suggested that 'intelli- (Brand 1979, 1981). In particular, it seemed
gence is quickness in seeing things as they that the IT-IQ relation, far from being re-
really are'? stricted to Performance IQ, was more pro-
nounced for general intelligence (and even
for measures of vocabulary) than for dis-
crete measures of spatial ability; and it ap-
peared that the relation was not restricted
Inspection Time (IT) and IQ to adults, but could be found even in chil-
dren of only 4 years of age. At the same
time, Nettelbeck's studies in Adelaide had
The possibility of relating IQ to speed of also confirmed the PIQ-IT relation (Lally
intake of the most elementary information and Nettelbeck 1977, Nettelbeck et al.
has existed for some time but has largely 1979): a review of the work in Adelaide is
passed unnoticed. Students of basic percep- forthcoming (Nettelbeck and Brewer 1981).
tual processes have had little interest in gen- Most recently, Jensen (personal communi-
eral intelligence; and students of general in- cation) has indicated that he, too, has been
telligence have had little interest in, or able to replicate the IT-IQ effect: his study
knowledge of, advances in the study of per- of Berkeley students found a correlation
ception. The requisite apparatus - the ta- which, after correction for attenuation of
chistoscope - has been in regular use by psy- IQ range, would be .70 and thus well in
chologists since the 1930's; and the capacity line with the typical correlations achieved
of a 'backward mask' to disrupt iconic stor- in Adelaide and Edinburgh.
age of input has been appreciated since the The latest study of visual IT at Edinburgh
1960's (Neisser 1967). Together, what these is that of Deary (1980). The procedure in-
techniques make possible is the presentation volved is reasonably typical of the Edin-
Inspection Time (IT) and IQ 135

burgh studies and will be presented in some little as 10 ms. Following this series the ex-
detail, together with the major results. perimenter chose ten stimulus durations
Deary's (1980) study of the relation be- which might serve as an initial estimate of
tween IT and IQ was conducted using 13 the range within which the subject's IT
subjects of above-average visual acuity would lie. The range was chosen so that
(tested by a Snellen chart) and also ade- the subject might reasonably be expected to
quate pitch discrimination ability - this lat- respond correctly for the slowest six or sev-
ter ability ensured subjects would be suit- en speeds but at chance level for the fastest
able to be tested for auditory IT later (see three or four speeds.
next section). The verbal IQs of the subjects Testing was conducted subsequently in
(measured by the Mill Hill Vocabulary blocks of 20 trials, i.e. a 'right' and 'left'
Scale) ranged from 59 to 135, while their condition for each of ten stimulus dura-
Raven's Progressive Matrices scores ranged tions. The order of stimulus durations and
from 14 to 54 (the maximum possible score the order of the spatial positions of the lines
is 60). Three of the subjects were hospital- in anyone block of trials was determined
ized retardates without specific organic im- by random number tables. Each trial block
pairment; other subjects had occupations was followed by a short rest pause.
such as undergraduate, laboratory techni- After the first block had been presented
cian, policeman, nurse, milkman, domestic the following procedure was implemented
cleaner, and housewife. to decide whether the range of stimulus du-
In the IT task the subject was required rations should be changed. If the subject
to state the spatial position (' left' or 'right ') had responded incorrectly in either of the
of the longer of two lines presented verti- two trials at any of the five slowest dura-
cally in a three-field Gerbrands tachisto- tions, his next block was altered: the fastest
scope (Model T-3 B-1). The lines were speed of the previous block was removed
drawn with 2 B pencil on white card and and a new speed, slower than the slowest
were 7.5 cm and 5.1 cm in length. They were speed of the previous block, was included.
2.4 cm apart (making a visual angle of 1.6°) If the subject had responded correctly at the
and were connected by a horizontal line at five slowest speeds but erred in the sixth
the top. The tachistoscope was driven from or seventh slowest, his previous range of du-
a Gerbrands six channel digital '300 series' rations was retained. If the subject had re-
electronic timer; field illumination was set sponded correctly at all of the seven slowest
at 90 on a Gerbrands '400 series' lamp speeds or more, his next block was adjusted
driver. Each trial started and ended with so that the slowest speed of the previous
a mask - a card containing thick matt black block was removed and replaced by a dura-
vertical lines designed to completely overlie tion that was faster than the fastest speed
the visual area that had been occupied by of the previous block.
the stimulus and thereby prevent the further The session was terminated when the sub-
accumulation of visual information by the ject achieved four consecutive blocks of
subject. This mask contained a central at- trials whose durations, applying the above
tentional dot, which served to direct sub- criteria, did not have to be altered. This
jects' gaze to the area in which the line dif- strict criterion of response stability pre-
ference would appear. Each subject was first vented a subject's IT being adversely af-
trained to the criterion of 12 consecutive fected by a poor (or lucky) start. The total
correct judgments at a stimulus duration of testing time was approximately 45 min for
130 ms (or 230 ms for the retarded sub- normal subjects and about 1 h for retarded
jects). Following the achievement of this subjects.
training criterion subjects were given a se- The four 'stable' blocks - 80 responses
ries of decreasing exposure durations, rang- in all - served as the sole data from which
ing from the training criterion level to as the IT was calculated. The IT (in milli-
136 Intelligence and' Inspection Time'

seconds) was determined as the shortest ex- deviation of 15 IQ points) were used. On
posure duration at which the subject was the other hand, most measures of IQ - and
95% correct across all durations longer certainly the measures of IT - have less than
than and including the level finally chosen perfect internal consistency: internal reli-
as the IT. abilities of .80 have been typical for IT in
The main results were as follows. Verbal the Edinburgh studies. Such unreliability,
IQ correlated at -.69 (P<.01) with IT; according to classical psychometric theory,
while Raven's Matrices correlated at -.72 . may be held to depress empirical correla-
(P< .01) with IT. These results are in line tions below their 'true' level (e.g. McNemar
with the findings in previous Edinburgh 1955, p. 159). Thus it appears that the 'true'
studies and in the work of Nettelbeck and IT-IQ correlation, even in a representative
Lally. sample of the population, might be esti-
Table 1 summarizes the nine known stud- mated as being around - .85. (b) Again, it
ies to date of the correlations between visual would not be correct to suppose that the
IT and various measures of g, vocabulary, achieved correlations have been critically
and also spatial ability. The table gives de- dependent upon the inclusion of mentally
tails of authors, subjects, IT, and mental subnormal people in these studies. For ex-
tests, of special features of some studies, and ample, Anderson's subjects of above IQ 70
of the resulting correlations. There are five showed an IT-IQ correlation of -.64; in
resulting correlations which are based on Deary's study the IT-IQ correlations were
very similar studies. Each of these five inde- -.70 (with Vocabulary) and -.52 (with
pendent correlations (Nettelbeck and Lally Matrices) when formally subnormal sub-
1976, Anderson 1977, Lally and Nettelbeck jects were omitted; and Grieve's study in-
1977, Grieve 1979, Deary 1980) derives volved no mentally subnormal subjects at
from studies involving: (a) young adult sub- all. There is, however, some tendency (see
jects - mostly male; (b) a range of IQs Table 1) for IT-IQ correlations to be higher
around 100; (c) an IT task involving com- for subjects of lower and moderate levels
parisons of just two line lengths; and (d) of IQ: this will be discussed in the next sec-
non-verbal or 'culture-fair' measures of g. tion. (c) The studies in Edinburgh and Ade-
In these five, 'modal' studies, the median laide have mostly involved quite small
IT-IQ correlation is -.80 - which happens numbers of subjects, and the confidence
to be the value obtained in the single study limits of such correlations would be wide.
that involved the largest number of sub- But such reservations must diminish when
jects. it is considered that the IT-IQ relation is
There are some nine major questions con- apparently so robust across the many minor
cerning the interpretation of these IT-IQ re- procedural variations that have occurred in
lations to which attention will be given in the above studies.
the next section. But are there any impor- In further testimony to the generality of
tant qualifications about the general IT-IQ the IT-IQ effect, there are several studies
effect itself? (a) It is true that most of the in the psychological literature which, al-
studies have involved subjects having an ar- though they do not use IT procedure or ter-
tificially wide spread of IQs: standard de- minology, all involve tachistoscopically pre-
viations of 20 IQ points have been typical sented stimuli and seem to have produced
in the Edinburgh studies of young adults. compatible results.
Naturally, this tends to inflate the correla- Some of these studies involve compari-
tions between IQ and IT: correction for this sons between mentally retarded people and
spread (e.g. McNemar 1955, p. 149) would control subjects of much higher IQ. A re-
suggest that a correlation of around - .70 view of these studies is given by Nettelbeck
might be found if a full and representative and Brewer (1981). But it is noteworthy that
range of normal subjects (having a standard Haber and Nathanson (1969) found that the
Inspection Time (IT) and IQ 137

poorer recognition of serially presented recently, Geuss (1981) reports a correlation


words (for durations ranging from of .28 between reasoning scores and tach-
10-150 ms) was critically related to the istoscopic word recognition by young chil-
'onset-to-onset' time - i.e. to the stimulus dren.
duration plus the time that elapsed before Lastly, a different approach to the prob-
the onset of the next stimulus masked the lem involves tasks that are apparently even
first; Pennington and Luszec (1975) ob- more purely 'sensory' than IT tasks. In
served that the inferior tachistoscopic letter studies of critical flicker fusion (CFF) and
recognition of retardates seemed to repre- dark-interval threshold (DIT) it has ap-
sent a quantitative rather than a qualitative peared that subjects oflower IQ and mental
difference from normals; and the work of age are less likely to notice brief interrup-
Maisto and Jerome (1977) suggests that tions in what otherwise appears as a steady
temporal limitations on the stimulus may stream oflight (e.g. Colgan 1954, Thor and
be parallelled by physical stimulus degrada- Thor 1970). Again, the correlations with IQ
tion - this latter is coped with more ade- are modest (around .30) and Jensen (1980,
quately by high-IQ subjects. All of the stud- p. 710) has noted wide variability in results
ies involving normal-retarded comparisons from CFF: such tasks might be said to in-
have used relatively complex stimuli (words, volve detection of something as sensorily
letters, digits); and it appears from them basic as 'change versus no change' and, in
that the provision of a backward mask has view of their long history of correlations
not been essential to demonstrating that the with temperamental traits and psychopa-
retarded are handicapped with regard to in- thology (Eysenck 1965, Claridge and Hume
formation-sampling. But the use of tasks re- 1966) it is perhaps not surprising that they
quiring more than one binary decision - and are able to reflect intelligence differences
sometimes a judgment that is specified only only weakly and erratically.
after the stimulus is withdrawn (Mosley Thus it may be said that the IT index
1978) - seems to result in weaker effects. of mental speed is in a unique position. It
All these studies provide evidence for an appears to tap IQ differences more strong-
'intake' problem amongst low IQ subjects, ly than any other index of mental speed
but this handicap seems clearest in Nettel- that has yet been tried. At the same time,
beck's IT paradigm, where the subject has it is not alone in providing testimony in
only to use briefly supplied information to favour of a mental speed theory of intelli-
decide between two clearly specified alterna- gence. It has sometimes correlated as high-
tive responses. ly as .63 with choice reaction time, for
Studies with non-retarded subjects tell a example (Lally and Nettelbeck 1977): it is
similar story: hints of IT-IQ effects can be arguable that IT differences, by their posi-
found, but they are less strong when stimuli tion at the 'intake' end of information
are comparatively complex, when they are processing, might account for many of the
presented for relatively long durations, and findings of more modest relations between
when the response alternatives are relatively such other mental speed indices and IQ:
numerous. Thus Tyron and Jones (1933), and that they might be associated with
using 4-s presentations of prose passages, AEP complexity and thus testify that
found a correlation of .57 between IQ and this measure is itself tapping the physio-
recognition - though 'recognition' in this logical bases of individual differences in
study may have been partly achieved by mental speed. Together, the IT, CRT,
deciphering linguistic redundancy. Livson and AEP, indices attest the correctness of
and Krech (1956), using 200-ms presenta- Eysenck's (1981) remark: "Intelligence can
tions of dot patterns with undergraduates, now be measured by the methods of natural
found a correlation of .54 between vocabu- science - it is not just a mythical or abstract
lary levels and correct identification. Most thing."
138 Intelligence and 'Inspection Time'

Table 1. A summary of methods and results in nine studies of the relation between visual inspection
time and mental tests

Author(s) N Range Mental Range of Inspection


of test(s) IQs time task
ages

Nettelbeck and 10 16-22 WAISIQ 47-119 2 lines


Lally (1976) 10 16-22 Performance IQ n.g. 2 lines
(Univ. Adelaide) 10 16-22 VerbalIQ n.g. 2 lines
Anderson (1977)8 13 16-26 Cattell 44-133 2 lines
(Univ. Edinburgh) Culture-Fair
(or Stanford-Binet)
12 16-26 Cattell 69-133 3 lines
Culture-Fair
(or Stanford-Binet)
12 16-26 Cattell 69-133 4 lines
Culture-Fair
(or Stanford-Binet)
Lally and 48 17-26 WAIS 57-138 2 lines
Nettelbeck (1977) Performance IQ
(Univ. Adelaide)
Hartnoll (1978)8 18 11-12 Vocabulary 'normal'b Animal e
(Univ. Dublin) + Verbal Reasoning Names
+ Verbal Fluency
18 11-12 Vocabulary 'normal,b Animal e
+ Verbal Reasoning Pictures
+ Verbal Fluency
18 11-12 Thurstone n.a. Animal
Spatial Ability Names
18 11-12 Thurstone n.a. Animal
Spatial Ability Pictures
Hosie (1979)" 12 All Coloured 95-125 2 lines
(Univ. Edinburgh) 4 years Progressive (coloured)
Matrices

Grieve (1979)8 10 16-28 Cattell 85-122 2 lines


(Univ. Edinburgh) Culture-Fair
10 16-28 Mill Hill 81-125 2 lines
Vocabulary
10 16-28 Revised Minnesota n.a. 2 lines
Paper Form Board
Nettelbeck et al. (1979) 14 18-30 WAIS * 2 lines
(Univ. Adelaide) Performance IQ
Deary (1980) 13 17-25 Raven's 55-125 2 lines
(Univ. Edinburgh) Progressive
Matrices
13 17-25 Mill Hill 59-135 2 lines
Vocabulary
Jensen 25 c.20 Advanced * 2 lines
(personal communication) Progressive
(Univ. California) Matrices
n.g., not given; n.a., not appropriate; n.s., not significant at P<.I, two-tailed; *, see columns for
subj~cts of higher and lower IQ levels.
a Summarized by Brand to be (1981).
b Selected from a pool of 68 schoolboys: nine subjects were high in 'verbal' ability; and nine were
high in 'spatial' ability.
Inspection Time (In and IQ 139

Correlations between IT and IQ for subjects


of higher or lower IQs
Range of Correlation P N Range of Correlation P
ITs (ms) between (two- IQs between
IT and TQ tailed) IT and TQ
(or other test)
98-554 n.g. n. g.}
98-554 p= -.92 <.01 n.g.
98-554 p= -.37 n.s.
15-220 r= -.88 <.001 6 69-97 -.98 <.001
6 99-133 -.41 n.s.

70-200 r= -.78 <.01 6 69-97 -.93 <.01


6 99-133 -.64 n.s.

90-180 r= -.66 <.05 6 69-97 -.87 <.05


6 99-133 -.38 n.s.

40-284 r= -.80 <.001 16 57-81 -.45 <.1


16 90-115 -.51 <.05
16 116-130 -.17 n.s.
40-110 p= -.54 <.02 9 Lower -.81 <.001
9 Higher -.31 n.s.

30-70 p= +.20 n.s. n.a.

40-110 (p= + .08) n.s. n.a.

30-70 (p=+.15) n.s. n.a.

2,000-600 r= -.78 <.01 8 95-113 -.65 <.1


6 113-125 -.75 <.1

60-120 r= -.61 <.1 5 85-105 -.98 <.01


5 113-125 -.45 n.s.
60-120 r= -.88 <.001 6 81-105 -.97 <.002
4 110-125 +.98 =.02
60-120 (r= -.11) n.s. n.a.

90-392 p=* * 14 60-95 -.24 n.s.

20-700 r= -.72 <.01 8 55-102 -.46 n.s.


9 105-125 -.26 n.s.

20-700 r= -.69 <.01 9 59-99 -.64 <.1


8 100-135 -.65 <.1
n.g. r=* * 25 >115 -.31 n.s.

e
Each of the five stimuli (for both names and pictures) was successively exposed for increasing
duratiorls until recognition was achieved; the subject's average S duration enabling recognition
as taken as an IT. All presentations were followed by a masking stimulus.
140 Intelligence and 'Inspection Time'

Some Questions About the IT-IQ jects. Backward masking clearly makes IT
Relationship types tasks more difficult in a way that is
easy to control and specify; the Edinburgh
studies may have used backward masks that
Now that the broad picture ofIT-IQ associ- were less efficient than those used in Ade-
ation has been outlined, it is proper to con- laide; and Nettelbeck and Brewer (1981)
sider some reservations and clarifications suggest that backward masking particularly
for which empirical evidence can be ad- increases IT in subjects of lower IQ. But
duced at this stage. there are probably many ways of restrict-
ing a subject's access to the information
Absolute Versus Relative Levels of IT. Al- which he requires if he is to make a de-
though psychologists themselves view any cision: the stimulus can be degraded, the
talk of an individual's' IQ' with the reserve subject can be required to carry the infor-
that comes from knowing the standard er- mation (even together with irrelevant infor-
ror that must surround any IQ estimate mation) in short-term memory, and so on.
made from conventional measures, there is In so far as Nettelbeck's IT paradigm has
a further important reason why it will not yielded the strongest IT-I Q correlations to
be possible to talk of a person's' IT score' date, it may be because the restriction of
except within the limits of some particular access to evidence that is provided by back-
testing procedure. Simply, absolute levels of ward masking is simple, is under the experi-
IT are variable - depending on such precise menter's control, and is compatible with
features as stimulus intensity, efficiency of subjects having a clear-cut decision which
the backward mask, complexity of the stim- they are trying to make from the very onset
ulus, difficulty of the discrimination (e.g. of the stimulus which provides the required
Vickers et al. 1972), and so on. The ITs of evidence.
a range of individuals correlate very well
(around .80) across experiments that them- Attention. It is tempting to suggest that ITs
selves yield different mean levels of absolute are dependent upon the attentional effort
IT (Nettelbeck personal communication); that subjects make. It is easy to believe the
and it may conceivably turn out that IT-IQ mentally subnormal subjects let their atten-
correlations are highest for IT procedures tion wander throughout the 40 min testing
in which even low-IQ adults need no more sessions that have been typical in the Edin-
than 230 ms exposure (cf. Hendrickson and burgh studies. Nothing could be further
Hendrickson 1980). But, for the present, ab- from the truth. Subjects of low IQ invari-
solute IT values must be acknowledged to ably find IT tasks interesting - not least be-
be heavily influenced by experimental pa- cause of the high degree of positive rein-
rameters: for example, adult subjects of forcement that can be provided when the
normal intelligence have lower ITs in the subject has so little knowledge of whether
Edinburgh studies than in the studies con- he is giving correct answers. In any case,
ducted in Adelaide. the determination of an IT for any subject
involves finding some exposure duration at
Backward Masking. According to the ideas which he is 95% successful: a bored or casu-
developed by Nettelbeck (1973) from the al subject would thus not be assigned any
work of Vickers, elimination by backward IT at all. Again, Charman (1979) has
masking of variance from individual differ- claimed that encouraging subjects to 'pay
ences in short-term iconic storage should be close and critical attention' makes no differ-
critical to obtaining the IT-IQ relation. Yet, ence to their performance in an IT -type
as indicated above, it is far from clear that task; and Lally and Nettelbeck (1980) re-
thi~ is so - especially in studies of the slower port that the ITs of retarded subjects are
intake speeds of mentally subnormal sub- not markedly influenced by encouraging
Some Questions About the IT-IQ Relationship 141

them to withhold their judgments until a excellent measures of g; and (b) that IT
stimulus has been considered particularly shows equally strong correlations with tests
carefully. of both types - if anything, in the Edin-
burgh studies, its correlations with Vocabu-
Task Complexity. A striking feature of pres- lary run a little higher than its correlations
ent studies of RT and IQ is that little syste- with time-limited administrations of tests
matic attempt has been made to examine such as Raven's Progressive Matrices and
the differential importance of response com- Cattell's Culture-Fair Test. The implication
plexity and stimulus complexity: these can would be that the natural developmental
be manipulated separately - for example, history of individuals generally ensures that
studies can be made of simple binary speed-of-intake differences not only sustain
choices concerning aspects of complex stim- differential abilities in 'fluid intelligence',
uli. For IT tasks, Anderson (1977) found but that such initial differences serve as a
lower correlations at higher levels of both foundation for the development of qualita-
Sand R complexity; but these different tive differences in 'crystallized intelligence'.
types of complexity were not distinguished.
Relations between IQ and IT seem to be Subdivisions of the IQ Range. Some of the
lower when the stimuli themselves are ar- studies of visual IT in Edinburgh and Dub-
guably more complex: thus Hartnoll's lin have found stronger IT-IQ correlations
(1978) study found no IT-IQ relation for for subjects of less than IQ 100 than for
the identification of drawings of animals, subjects above this level. In some cases these
although there was a significant IT-IQ rela- differences have been statistically signifi-
tion when names of animals had to be re- cant; and Nettelbeck (personal communica-
cognized. Again, it generally appears that tion) has indicated that the subjects ofIQ>
IT-IQ associations are higher when expo- 115 on whom Nettelbeck and Lally (1976)
sure times (for adults) are well below 250 ms reported conformed to this picture (see
and thus involve minimal information in the Table 1). Hunt (1981), too, has suggested
stimulus. It is perhaps when the high-IQ that a similar relation might obtain between
subject has a well-defined task that he most IQs and RTs in the Posner paradigm. These
clearly shows what may properly be consid- observations may reflect a greater unreliabi-
ered as his advantage at the rapid sampling lity ofIQs around 120 than has been noted
of relevant information. by Vernon (1979 p. 75): an analogy might
be that subjects of above-average mental
Speed Versus Power. In the history of psy- speed may invest their 'excess' intelligence
chometric intelligence, considerable impor- rather diversely, thus making conventional
tance attaches to the distinction between psychometric assessment problematic.
'speed' and' power' tests. Strictly speaking, Alternatively, it may be that a relatively
this conceptual distinction is one between high level of intake speed is a sufficient but
tests where the score depends on correct an- not a necessary condition of high levels of
swers per unit time (such as Digit Symbol) IQ - this seems to be Hunt's idea. [By con-
and tests in which most subjects still fail trast, some of Jensen's (1979 b) observations
some items no matter how long they are suggest that higher levels of speed in CRT
given (such as Vocabulary). Lest any at- testing paradigms may be a necessary but
tempt be made to associate IT abilities not a sufficient condition of high IQ.] Such
uniquely with conventional 'speed' tests, it possibilities can hardly be adjudicated on
must be pointed out: (a) that this concep- the basis of the slight evidence that exists
tual distinction has no corresponding basis at present; and Deary's recent study (see
in any marked empirical independence of Table 1) did not find any tendency for IT-
, speed' and ' power' tests - it is widely IQ correlations to break down at higher
agreed that tests of both types can provide levels of IQ.
142 Intelligence and' Inspection Time'

Mental Age Versus Intelligence Quotient. test. It is precisely this type of psychometric
Nettelbeck and Lally's (1976) observations debate that should be capable of resolution
give some reason to doubt whether IT im- if 'mental speed' were ever accepted as the
proves markedly as children develop; vital ingredient in general intelligence. To
whereas the Edinburgh studies suggest that date, one of the Edinburgh studies (Grieve
IT is related to mental age as well as to 1979) has found a correlation of merely
IQ (Brand 1981). In fact neither body of -.11 (n.s.) between IT and scores on the
data is adequately addressed to the prob- Revised Minnesota Paper Form Board - a
lems: intelligence was not tested in the 7- classic measure of spatial ability (see Ver-
to 10-year-old children in Nettelbeck and non 1961); while Hartnoll's (1978) study,
Lally's study; and the Edinburgh studies conducted in Dublin, found a similarly non-
did not all involve the same testing appara- significant relation between IT and Thur-
tus. Reviewing other IT-type studies, Net- stone's measure of spatial ability. Geuss
telbeck and Brewer (to be published) sug- (1981) also reports no relation between
gest that intake speeds may reasonably be tachistoscopic errors and Horn's tests of
suggested to increase up to a mental age spatial ability; Lansman (1981) reports that
of 10 years; and Charman (1979) provides CRTs for verbal and spatial material are
evidence that ITs would be much slower in uncorrelated, and that each type of CRT
60 year-old subjects than they are for sub- relates separately to psychometric measures
jects in their late twenties. At the other ex- of verbal and spatial intelligence; and
treme of the age range, Bower (1979) has Zaidel (1981) has suggested that the brain's
concluded that babies 'appear to have a two hemispheres, though achieving equal
very limited information processing rate. scores on Raven's Matrices as judged by
Many everyday events occur at a rate too his special testing procedures, perform dif-
high for babies to register all the relevant ferently on individual items of that test -
information'. Altogether, it seems reason- with the left hemisphere contributing more
able to continue to hypothesize at this stage when verbal, analytical, and, indeed, 'fluid'
that intake speed improves and declines in intelligence is required. At present, then, it
parallel with mental age. seems that IT has turned out to be particu-
larly associated with the more general forms
General Intelligence and 'Spatial Ability'. of intelligence that typically reveal them-
Throughout the history of psychometric selves readily in normal verbal develop-
studies of intelligence, a central question has ment, and that spatial abilities may require
always been whether 'verbal' and 'spatial' their own unique story - whether or not
tests should be considered to tap radically this involves some other kind of mental
different abilities. (This issue may be of speed. Of course, the 'crystallized' intelli-
some importance in the interpretation of ra- gence that is involved in vocabulary will be
cial differences in mental abilities - see left intact as 'fluid' intelligence declines
Brand 1974.) Jensen's (1980) view is evi- from age 25 ownwards: thus it may be that,
dently that many non-verbal, Piagetian, and beyond age 25, those non-verbal and spatial
'spatial' tests are highly loaded with g: for measures that still require active deploy-
example, he regards Raven's Matrices as a ment of fluid intelligence will themselves
virtually 'pure' measure of g. The contrary show higher correlations with IT.
view is that distinct spatial abilities can be
identified, even though they are normally Is the IT-IQ Relation Specific to the Visual
hard to measure without picking up g vari- Modality? If, as argued above, mental speed
ance to some extent: exposition of this the- is the basis of general intelligence, then it
sis is provided by McGee (1979), who goes is difficult to imagine why this mental speed
to the unusual extreme of identifying Ra- would be manifest solely in the visual moda-
ven's Matrices as a representative' spatial' lity. Yet, until Deary's (1980) study all in-
Some Questions About the IT-IQ Relationship 143

vestigations of the IT-IQ relation had uti- decided to use the same block of trials for
lized the visual mode. The main hypothesis all SUbjects. A block was composed of 19
tested by Deary (1980) was that, if they durations (from 100 ms to 2.7 ms), which
could be measured in the auditory modality, involved 12 trials at each duration (six had
individual differences in auditory IT would a 'high - low' temporal order and six the
also correlate with IQ. The subjects used reverse order). This block of 228 trials was
in this part of the study were the same sub- satisfactory for all subjects except one hos-
jects whose visual IT-IQ correlations were pital patient, who managed to perform the
given above. task when the stimulus duration time was
After a preliminary investigation of the extended to include durations longer than
psychoacoustic literature and consideration 100 ms. All tone pairs for each duration
of many indications and contraindications, were presented consecutively, starting with
a task was designed in which a subject heard the longest durations and progressing to the
successively, in his preferred ear, two tones shortest. The training criterion for this task
of markedly different frequency; each tone was 12 consecutive correct responses at the
was preceded and followed by white noise 100 ms stimulus duration. To ensure that
- intended as a masking device; the interval a subject's eventual breakdown in tone-pair
between the offset of tone 1 and the onset discrimination was due to briefness of stim-
of tone 2 was approximately 1 s. The sub- ulus duration - and not fatigue - once the
ject's task was merely to state the temporal whole block was completed, the subject was
order of the two tones, i.e. 'high - low' or readministered the block of 12 trials which
'low - high'. constituted his auditory IT to check that
The apparatus used was an in-house-con- he was still able to perform at this level.
structed unit consisting of a white noise gen- Occasional single errors made by subjects
erator and stereo amplifier, allowing full at speeds slower than their IT were ignored
control of level, balance, and tone. A pair if the person could 'recoup' the errors by
of headphones was used to give stimulus achieving 12 correct responses at a faster
isolation such as is achieved by the ta- speed.
chistoscope in the visual form of the test. A As in the visual IT procedure described
stimulus-presentation unit was constructed above, an auditory IT, in milliseconds, was
specially for the study. This unit is capable calculated for each subject. This was ob-
of producing square wave tones, of two dif- tained by taking the shortest duration at
ferent frequencies, for durations ranging which the subject had scored at least 11
from 1 ms up to 800 ms which can be con- correct responses out of 12 for that dura-
trolled exactly by the experimenter. The unit tion - his IT - and all slower durations.
(named a 'tachistophone ') was constructed That a slightly different reckoning of audi-
so that the white noise was exactly offset tory IT compared with visual IT was war-
while a tone was presented. The stimuli used ranted should be obvious due to the larger
were two square-wave tones of 770 Hz and number of trials (228) that provided the
880 Hz presented at a level of 90 dB. Dura- data.
tion of both tones was controlled by the The main findings were as follows. Audi-
same dial: this ensured that, when a stimu- tory ITs in the population tested in this
lus pair was presented to the subject, the study ranged from 6 ms to 16 ms; and the
duration, intensity, and masking of each data indicated that subjects performed vir-
tone were identical- the only detectable dif- tually without errors at stimulus durations
ference was the frequency of the two tones. that were a few milliseconds longer than
From this frequency difference alone, sub- their final ITs. Verbal IQ correlated at - .66
jects were required to indicate the temporal (P< .02) with auditory IT while Raven's
order of the two stimulus tones. Matrices correlated at -.70 (P < .01) with
Since the study was exploratory it was auditory IT.
144 Intelligence and 'Inspection Time'

These results are certainly evidence for to the stimulus-receiving areas, thus pre-
the hypothesis that IT indices tap a general venting the accumulation of sensory infor-
property of the nervous system which un- mation.
derlies mental speed in diverse modalities.
This conclusion is strengthened by the rmd-
ing that auditory and visual ITs were corre- Implications of the IT-IQ Findings
lated at .99 - though this correlation was
dependent upon the inclusion of mentally It rightly takes 'definitions' a long while
subnormal subjects. to be accepted into science: definitions, as
At Edinburgh thoughts are now being Eysenck has pointed out, are the conclu-
turned to the development of an auditory sions of scientific inquiry - not, as those
IT task which might improve deficiencies people think who insist on criticizing psy-
in the method discussed above. The tem- chometricians for' not knowing what intelli-
poral presentation of the tone pairs almost gence is', its beginning. For it to be taken
certainly means that the subject has to use as definitional of water that it boils at
some short-term memory in storing the first 100°C, it needs to be shown that occasional
tone while waiting to receive the second - minor departures from that definitional
unless, of course, he is able to evaluate the truth have special explanations - in terms
absolute pitch of both tones on immediate of impurities in the water, atmospheric pres-
receipt of each. To remedy this it may be sure, and so on. A similar process of demon-
possible to use a cue tone which is played stration and explanation of exceptions
for several seconds and then offset by a would doubtless be necessary before the
briefly presented comparator. The task kind of 'mental speed' that is involved in
would remain essentially the same: the sub- inspection time could be taken as defini-
ject would be required to state whether the tional to general intelligence. Indeed, even
brief tone was higher or lower than the cue if the IT-IQ relation holds up and is not
tone. Secondly, white noise seemed to pro- superseded by yet better indices of the rele-
vide a less than perfect auditory mask - al- vant mental speed, there will always be a
though, in the light of the uncertain evi- case for restricting the term 'intelligence'
dence concerning need for a mask in the to what may be the typical, useful ontoge-
visual task, this may not be too important netic products of mental speed rather than
a reservation. A more effective mask might letting it refer to the speed differences that
consist of a continuous 'warble' of both naturally and normally underlie differences
tones in the task - the warble beginning at in reasoning, comprehension, and judg-
the termination of the second tone. ment. In any case, as was indicated in the
Future developments being considered in- first section, there can probably be no single
clude the possibility of a vibrotactile IT. definition of conventional psychometric g
From an adaptation of a method used by that would be acceptable to those people
Shiffrin et al. (1973) it would seem that an who prefer to maintain - for very diverse
IT test could be constructed in which sub- reasons - that g is but one interwoven fea-
jects were required to discriminate, say, ture of a rich pattern of human abilities that
temporal order (which of two fingertips was they are still engaged in knitting.
vibrated first) when vibration became very Let them knit on! The ten studies of IT
short. A spatial technique might also be that have either been referred to or more
used such that a subject would be required fully described above certainly attest the re-
to state which finger received one of two ality of g: as has been more fully elaborated
different stimuli: these could be differences elsewhere (Brand 1979), they militate
in frequency or amplitude of vibration. against the view that theorizing about or
Backward masking of this task would working on psychometric intelligence will
consist of more vigorous vibration applied lead to the overthrow of IQ testing. More
Implication of the IT -IQ Findings 145

particularly, they constitute a sustained fail- The idea that mental speed - if it be the
ure to falsify the hypothesis that intelligence psychological basis of intelligence - requires
has its psychological basis and developmen- explanation at the physiological level has
tal origin in mental speed. After 10 years been the particular concern of Hendrickson
in which most trait psychology has been and Hendrickson (1980). Their suggestion
under sustained attack (see e.g. Eysenck and that nervous conduction proceeds by con-
Eysenck 1980) - following the collapse of stant-numbered pulse trains that vary be-
behaviourism as a bastion of scientific psy- tween species would, if it were correct, un-
chology (Koch 1963) - it has turned out dermine the premisses of classical neuro-
that IQ has correlates which will not look physiology; their stress on the role of cho-
appealing to the champion of 'situational- linergic transmission within the eNS will
ist', 'labelling-theory' or traditional' social- surprise many physiologists, to whom other
environmentalistic' explanations of IQ dif- neurotransmitters have seemed more inter-
ferences. These implications are perhaps esting in recent years; and their ideas about
quite sufficient by way of exposition of the the function of 'engram RNA' in memory
importance of the IT-IQ relation: there is storage appear to neglect other good candi-
no need to insist that 'intelligence is mental dates for mediating supposed memory-
speed', or that neither intelligence nor transfer between individuals (Glassman
mental speed can ever yield to new concep- 1969, Ungar et al. 1972). But were the Hen-
tions or explanations. dricksons correct in these matters, it would
Indeed, the demonstration that high-IQ appear that they would have broken
subjects have a greater advantage on IT through to the physiological basis of the
tasks than on R T tasks suggests one imme- psychophysiological correlates of IQ which
diate problem for scientific research. If the they report. It is certainly intriguing that
high-IQ person has a speed advantage at high-IQ subjects should show more complex
the 'intake' stage of information processing, patterns of electrical response to simple
how does he tend to lose that advantage stimuli in the two sets of data to which the
by the time he comes to the stage of the Hendricksons apply their ' string-length'
'output' of information? Ruling out the hy- measure of AEP; and it is tempting to inter-
pothesis of laziness, it seems clear that pro- pret these findings as suggesting that higher-
cesses of committing-to-memory, accessing IQ subjects are able to complete more suc-
aSSOCiative memory, processing more cessful mental work on stimulus input per
'deeply', reorganizing schemas, and so unit time. In conjunction with other work
forth (e.g. Sternberg 1979) must now receive showing more vigorous physiological reac-
attention. It should be easier to study such tions to input amongst subjects of higher
hypothetical cognitive processes now that IQ (e.g. for pupil dilation - see Ahern and
variance from g can be more securely identi- Beatty 1980, and for palmar conductance
fied. There may be other simple processes - see Eysenck 1979), the Hendricksons'
- at least as 'simple' as those of inspection work suggests that there may be identifiable
time, symbol-copying, and digit span - at physiological bases for both 'intake speed'
which the high-IQ subject performs better, and 'neural efficiency'. It is to be hoped
even though such processes require him to that their work will encourage other physio-
'spend' central processing time in their exe- logical psychologists to look to differential
cution. An interesting possibility is that psychology - rather than to the empty
high-IQ subjects spend time working out ex- promises of recent cognitive psychology -
actly how they achieve correct solutions to for manageable problems to which they can
problems (cf. Bateson 1973, part II): in this address their expertise.
way they may' crystallize' their intelligence Of course, there can be no doubt that
so that'it survives what are otherwise the individual differences in qualities other than
ravages of aging. intelligence itself will contribute from time
146 Intelligence and 'Inspection Time'

to time to performance levels of individuals Lastly, what are the practical implica-
on particular mental tests. Thus Eysenck tions of the IT-IQ relation? (a) It should
(1967, 1973, 1979) has long suggested that be possible to test fluid intelligence in a way
'persistence' and 'error checking' tenden- that is transparently fair to people of vary-
cies may contribute, together with g, to per- ing socio-economic, psychopathological,
formance on tests of fluid intelligence. To ethnic, national, and racial groups. Instead
judge by the estimates that have been pro- of testers having to say that certain individ-
vided of the strength of such contributions uals - autistic children, for example - are
(Eysenck 1979, Chap 8) they are relatively 'functioning at a level of IQ so-and-so', it
slight - and there is not the negative correla- should be possible to indicate mental speed
tion between extraversion and measured in- levels precisely, in a way that is unaffected
telligence that might be expected if such ef- by educational experience, practice effects,
fects were strong. Nevertheless, it is reason- or, indeed, lack of spatial ability . (b) IT pro-
able to suggest that performance on anyone cedures seem to allow repeated testing of
intelligence test is a molecule which can be subjects, which may be helpful in making
analysed to reveal the large atom of g. assessments of clinical progress and of the
Piagetian tests are a fascinating case of effects of progressive diseases, normal
performances that deserve such analysis. aging, and alcoholism in senior personnel
Jensen (1980) insists that Piagetian items in positions of responsibility. [In view of
provide - as items - some of the best indices the national drinking spree upon which Bri-
of g that have ever been discovered. Never- tain has lately embarked (Spring and Buss
theless, they are certainly subject to a degree 1977), the latter considerations have some
of error variance; and, importantly, their social importance in times of high un-
tendency to correlate more highly with non- employment amongst young people.] (c) It
verbal, spatial tests than with vocabulary should be possible to assess ITs in subjects
(see Eysenck 1979, Horn 1976) suggests that such as human infants and animals, for
the g which they reflect is that of Jensen whom most existing IQ-type tests are inap-
as opposed to the more verbally loaded g propriate and with whom the vaunted tech-
factor that is commonly identified in British niques of cognitive psychology have made
psychometric work (e.g. Vernon 1961). In little obvious progress in recent years.
particular, the tendency of Piagetian tasks Most importantly of all, the discovery of
to show larger superiorities for whites ver- the IT-IQ relation implies that a century of
sus blacks and for males versus females psychometry has not got one of the major
must arouse suspicion that they tap fluid features of human nature completely
spatial abilities (and even field indepen- wrong. At a time when social science is com-
dence - see Goodenough 1978) to a consid- ing under attack for not having lived up
erable degree. Nevertheless, Piagetian mea- to the expectation that it would provide a
sures have sometimes been submitted to new theology for post-Darwinian man, this
analyses which indicate that they tap infor- vindication of the empirical commitments
mation-processing efficiency of some kind and diligent enquiries of psychometrician-
(Pascual-Leone 1970, Hamilton and psychologists is something of an achieve-
Launay 1976). In view of their wide popu- ment.
larity at present as indicators of mental de-
velopment (especially in those states of the Acknowledgments. We would like to ac-
United States where IQ testing is banned knowledge the assistance with the studies
by law, as has previously been the lot of reported in this paper of David Wight, Alan
IQ testing only under the most totalitarian Marshall, and Tony Cull; and the contribu-
regimes in Germany, Russia and China), it tions of Arthur Jensen, Ted Nettelbeck, Lee
will be important to enquire whether they Willerman, and Peter Wright to our cover-
reflect IT or CRT variance. age and discussion of the literature.
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C The Psychophysiology of Intelligence
6 The Biological Basis of Intelligence.
Part I: Theory

A .E. Hendrickson

Introduction: The Meaning that has given rise to a group of more or


of Intelligence less synonymous adjectives. The starting
point of our theoretical investigation, then,
is to rephrase the fruitless question, 'What
Scientific concepts originate in many cases is intelligence?', into the question, 'What
as common semantic constructs used in our observations have we made that have led
everyday languages. Thus, a child could ask us to develop this semantic group over sev-
his mother, 'Why do things fall to the floor eral milleniums?'
when I let go of them', and be told, 'Be- Our discussion of this last question will
cause of the force of gravity, my dear'. attempt to introduce a measure of rigour
Some hundreds of years ago, her answer by utilizing the relatively precise terms now
would have been, 'Because all heavy objects available to us from the fields of informa-
fall, my dear'. The major difference between tion theory and engineering.
these two answers is merely semantic. If the
modern child persists in asking his mother,
'What is gravity?', he will probably be told The Abstraction of Intelligence
that, 'It is the force that makes heavy
objects fall to the floor'. A scientist might Intelligence is a term we abstract or infer
be able to add some further facts, mention from our observation of the individual dif-
the inverse square law, and discuss the rela- ferences in some kinds of behaviour.
tionship of mass to acceleration. Having The behaviour that leads to our inference
done so, however, the scientist cannot consists of sequences of actions which are
provide a better answer to the question, directed towards attaining some recogniz-
'What is gravity?', apart from noting that able goal. Thus, we would normally exclude
it is a term used to describe a class of related motor tasks such as walking from this defi-
phenomena. nition, but we might include walking as an
The basic ideas that underlie our common action contained in a larger behavioural se-
sense notion of' intelligence' go back to pre- quence. We can refer to these behavioural
history. The discovery or invention of intel- sequences as 'programs', which consist of
ligence, as a semantic concept, is probably sequentially related behavioural subunits
nearly as old as the concepts of size and called 'actions'. We will avoid a detailed
speed. The English language is rich in syn- definition of 'action' for the moment but
onyms for intelligence, such as 'clever' or note that each action (of whatever type)
, able' or 'smart' or 'lucky'. What is being should take a more or less constant amount
discussed in this book are aspects of this of time to perform.
common notion. It is important to note that we are not
, Intelligence', then, is likewise a word discussing individuals, but merely individ-
which describes a class of related phenom- ual sequences or programs of behaviour.
ena. We, '·as a race, have made some com- Given that we are referring to a common
munion of observation in our everyday lives goal, we can make a qualitative differentia-
152 The Biological Basis of Intelligence. Part I: Theory

tion of behavioural programs in a number ask them to accomplish the goal. We would
of ways. normally expect to observe individual dif-
Firstly, we might note that some pro- ferences in their performances on one or
grams lead to the desired goal with a higher more of the criteria.
probability of success than do other pro- In order to determine the origin of any
grams. Obviously, if the goal is desirable, differences in performance that we might
the higher the degree of success, the better observe, we need to ascertain if the same
the program. program is being used by all individuals.
Secondly, we might note that programs If different programs are in use we cannot
differ in the amount of elapsed time from easily say if performance differences are due
start to the attainment of the desired goal. to the programs or the individuals. If we
As we have defined' actions' as being more can confidently say that the same program
or less constant in time, the longer programs is being followed by a number of individ-
must contain more actions than the shorter uals, we may then infer that any observed
ones. We equate a shorter elapsed time with individual differences in performance are
a better program. due to some characteristic of the individ-
Thirdly, we might note that some pro- uals. If we further observe that some indi-
grams require various resources to be used. viduals have a consistently better perfor-
If we can assign a 'cost' (energy, money, mance on a large variety of programs than
or whatever) to these resources, we can do other individuals, we can then, and only
equate the lowest utilization of resources then, attribute the quality of intelligence to
with the best programs. the individuals as well as to programs.
Fourthly, there are the secondary consid- In a very large class of important pro-
erations, or bypro ducts of each program. grams, the action subunits are not directly
For example, one program might expose us observable. How then can we be certain that
to a certain kind of risk whilst another does the same programs are being used? In prac-
not. tice, this can only be inferred from the ob-
We will call these the probability, time, servation of large numbers of individuals
resource, and risk criteria respectively. asked to accomplish the same task under
Using the above criteria, it should be pos- more or less identical conditions. Given cer-
sible to rank order a number of different tain tasks of medium difficulty, we can at-
programs. To do this, we have to be able tempt to ensure that all individuals are
to equate the criteria to a common metric, aware of 'optimal' programs for the task
most likely by the application of certain solution, and are given training in the per-
SUbjective weights applied to each criterion. formance of the programs. (Difficulty is de-
The individual criterion scores, times the fined in terms of our criteria: a difficult task
subjective weights, are summed to a com- is one with a lower probability of success
posite score. given a constant amount of time to attempt
Once we have placed the programs on a it, or conversely, one which requires more
single continuum, we will want a single time to achieve the same level of probability
word to describe the attribute of ranking of success as another task, or requires more
high or low in terms of the composite score. resources, or exposes the individual to a
We can say that using a high ranking pro- higher degree of inherent risk.) We then ob-
gram 'is a more intelligent way to behave.' serve the distribution of performance mea-
The attribute of intelligence, defined thusly, sures for the individuals, and relate these
resides in the programs, and not in the indi- distributions to the degree of difficulty of
viduals performing the programs. the assigned tasks. If individuals did not
Now we consider individuals performing differ except for' errors' in teaching, train-
programs. If we have a group of cooperative ing, or motivation we would expect the
individuals, we can assign them a goal and shape of the performance distributions to
Introduction: The Meaning ofIntelligence 153

remain more or less the same as we vary and make it as valid and universal as we
task difficulty. can, we try to minimize the sources of sam-
On the other hand, if we observe that as pling error. Bearing in mind the criteria for
the task grows more difficult, there is less judging programs, we can attempt to hold
of a tendency for the performance distribu- some criteria constant across test items.
tion to skew towards the optimal perfor- This is most easily done by selecting goals
mance, we are led to conclude that individ- that are known to have one or more pro-
uals differ in their ability to perform the grams with a perfect probability of success,
various tasks. If the same individuals tend require only universally held resources, and
to be in the same relative place in these dif- which carry no sort of risk. Presented with
fering distributions, our inference is com- such goals, the individual must select the
plete. appropriate program that will accomplish
There are thus two possible sources of the goal in the minimum amount of time.
the concept of intelligence, corresponding The observation that an individual has
to our observations of the differing qualities completed a test item correctly in greater
of behavioural programs on the one hand, than the optimum amount of time does not
and the consistent but differing quality of in itself tell us why this has occurred. He
execution of similar quality programs by the may have selected the best program known
same individuals on the other. In everyday to him, and carried it out perfectly, which
language, we might say 'That was a smart would score towards high fluid intelligence
move! " to refer to a high quality program, and lower crystallized intelligence. On the
and 'He is a very clever chap', to describe other hand, the same elapsed time might
an individual who seems to have consistent indicate that the optimal program was se-
success. lected, but executed in greater than the min-
These two meanings to intelligence can imal time necessary, which would score to-
be referred to as 'crystallized' and 'fluid' wards high crystallized intelligence and
intelligence respectively (Cattell 1963). lower fluid intelligence.
, Crystallized' intelligence is the greater or For reasons that will be discussed in de-
lesser possession of intelligent programs, tail later in this chapter, individuals coming
and' fluid' intelligence is the ability to exe- from the same cultural backgrounds tend
cute the programs given their possession. to be in the same place in the distribution
Individuals can be said to possess both of fluid and crystallized intelligence. We will
types of intelligence. The crystallized intelli- observe that individuals high in fluid intelli-
gence of an individual would be some gence become high in crystallized intelli-
weighted sum of the programs he had in gence as well.
his repertoire, taking into account both the As these two types of intelligence are cor-
number and the quality of them. related within individuals, it is convenient
If we wish to measure the amount of fluid to speak of the composite measure of the
or crystallized intelligence resident in an in- two as a single continuum, which is referred
dividual, it is necessary to presuppose what to as general intelligence, or 'g'. This leads
types and kinds of program he might have to the simple hierarchical diagram:
stored. This presupposition must of necessi-
ty have a cultural or situational bias. It is General intelligence
possible to administer a set of pro blem goals (g)
I
to some individual who has few stored pro- I.
grams relevant to the selected goals, but FlUId
intelligence
who at the same time has a large set of high Crystallized
quality programs relevant to unselected intelligence
goals. I I I I
In order to simplify the measurement task Cl C2 C3 Cn
154 The Biological Basis of Intelligence. Part I: Theory

Underneath the second level of the hierar- at all) must have a biological basis. What
chy, we have shown a further subdivision biological differences between us could give
of crystallized intelligence into a number of rise to our more or less consistent differ-
unnamed subfactors, labelled Ct, C2, C3, ences in performance using the same behav-
... , Cn. These correspond to the grouping ioural program? Where and how are these
of items that are found in traditional tests biological differences manifested within in-
of intelligence. When the descriptive proce- dividuals? How can we measure such differ-
dure of factor analysis is applied to a corre- ences without the' bias' introduced by con-
lation matrix between individual test items, ventional intelligence measures? The rest of
it is observed that the items will tend to this chapter is devoted to an attempt to an-
group into easily interpretable subsets. swer these questions.
We believe that the tendency of the items
to group into recognizable subsets below
crystallized intelligence is due to individual
differences in interest, personality, motiva- The Locus of Biological Intelligence
tion, and opportunity, rather than to any
fundamental differences in ability. (This
does not rule out a genetic basis for these If we assume or accept that individuals have
factor groupings, as interest and personality more or less consistent differences in their
are almost certainly inherited to some ex- ability to perform certain classes of tasks,
tent.) such that we infer the existence of an under-
For example, two individuals, equally in- lying trait, the question of the biological 10-
telligent, might find that their interests cus of the individual differences in the trait
differ substantially; one in, say, mathemat- is immediately posed.
ics and the other in literature. It would not In discussing what evidence we have
be surprising to find that the mathematician which bears on this question, we will men-
was the better of the two at seeing relation- tion some a priori possible ways in which
ships in number sequences whilst the liter- individuals might differ which could give
arian had the larger vocabulary. These dif- rise to the performance differences we have
ferences in interest and application give rise alluded to. To facilitate this enumeration,
to somewhat higher correlations within it is useful to draw an analogy with com-
common groups of test items than are ob- puters. The analogy is not drawn because
served between the various groups. it is intended to imply that we humans are
Traditional intelligence tests are subject like computers, but is drawn primarily be-
to the criticism that they do not yield equiv- cause the factors which underlie the perfor-
alent results for individuals who differ in mance differences between different com-
cultural or specific ways. The two individ- puters are well understood.
uals referred to above would have different
composite scores on intelligence tests that
were weighted towards number sequences Information Storage Capacity (Size I)
or vocabulary, respectively. The determina-
tion of the amount of 'bias' in such tests Computers differ in the amount of immedi-
is not a question with an absolute answer, ate memory (called random access memory,
as it will largely depend on the relevance or RAM) they have available to them. A
of the item content to the backgrounds of computer with a larger RAM can hold
the individuals being tested. greater numbers of programs, and faster ex-
It is fluid intelligence that is probably ecuting programs which are often longer
more interesting to most psychologists. It than lower quality programs. It is fre-
follows from our definitions that individual quently observed that there is a trade-off
differences in fluid intelligence (if they exist between the length of a program and its
The Locus of Biological Intelligence 155

execution speed. For example, a simple pro- It seems most likely that Aitken actually
gram to count the number of bits set to had more RAM available to him than most
, l' in a computer word (storage location) people have. However, as will become clear
could use a simple program ' loop', testing in later sections of this chapter, it is believed
each bit of the storage location in tum, and that this is the effect of high fluid intelli-
conditionally incrementing a sum. When the gence, rather than the 'cause' or explana-
loop terminated, the sum would contain the tion of it.
count of the '1' bits. The execution speed
of such a program would be proportional
to the number of bits in the storage location, Instruction Primitives (Size II)
and the size of the program itself would be
very small. In contrast to this, another algo- Another way in which computers differ is
rithm could establish a large table in RAM in the repertoire of the basic (machine level)
which contained precomputed counts. The instructions they possess. It is possible to
table would have one entry for each possible construct a computer with a surprisingly
bit combination. The storage location to be small number of primitive instructions; yet
counted would be used as a 'pointer' or it can be shown that such computers are
address to retrieve the precomputed count. so-called 'Turing machines', which are ca-
If our storage location had, say, 16 bits, pable of computing anything a larger com-
the second program would be perhaps puter is capable of computing, given enough
30-120 times faster than the first program, time.
but would occupy (together with the neces- For example, some simple minicomputers
sary table) perhaps 6,000 times as much lack primitive instructions to perform the
RAM. elementary arithmetic operations of multi-
It is fairly evident we humans have per- plication and division. When the need arises
formance ratios that are not dissimilar to to carry out a simple multiplication, this can
the above example. One famous example of be accomplished by a series of successive
an individual with prodigious computing summations. This increases the amount of
power and speed was the Edinburgh Uni- computer time needed for this operation by
versity professor of mathematics A. C. a large factor (which is data dependent) but
Aitken. Professor Aitken was capable of cuts the manufacturing cost of the com-
performing very complex calculations with- puter.
in seconds without any mechanical aids, Note that the simple minicomputer lack-
which most people (including fellow mathe- ing the primitive multiplication instruction
maticians) would have required minutes or needs to have a program within it to carry
hours to do. Most people would not have out the operation. No program is necessary
been able to solve the typical' Aitken' prob- in a more complex computer containing the
lem at all without the aid of pencil and primitive, apart from the single instruction
paper at the very least. Aitken was aware needed to invoke the operation.
of the basis for his manifest abilities, which Carrying this example to humans, the
lay in a large number of 'programs' and question is posed, 'Are some individuals
stored facts about number relationships born with inherent mental abilities that do
(theorems) which are evidently not in the not exist (except as learned skills acquired
possession of the majority of people. Quite later in life) in other individuals?' It seems
obvioulsy Aitken's progr~ms had to reside obvious that if this situation did in fact
somewhere in his memory. Could they exist exist, the individuals with the larger reper-
because Aitken had more RAM than most toire of instruction primitives would have
individuals have? Or did Aitken use RAM consistent performance advantages over in-
that other'individuals might have devoted dividuals lacking the primitives. The perfor-
to more commonplace purposes? mance advantage would be absolute (one
156 The Biological Basis of Intelligence. Part I: Theory

could, the other could not) until the defi- Component Fabrication Technology
cient individuals acquired the missing skills,
whereupon a relative performance advan- Computers are constructed from a variety
tage would exist. of differing basic technologies. The very
If individuals did differ in terms of their first machines used valves (vacuum tubes),
instruction primitives, it raises the question which were briefly supplanted by individual
of what this would imply about the biologi- transistors, which in turn have been suc-
cal differences we should observe which ceeded by integrated circuits, which consist
would underlie these differences. Com- of large numbers of individual logic ele-
puters that have larger numbers and more ments contained on single wafers, or
complex instructions have larger amounts 'chips'. The exact nature of the integrated
and more complex circuitry. We can cer- circuits themselves differs; they vary in
tainly observe the analogous differences speed, power consumption, component den-
across the phylogenetic scale; the human sity, manufacturing cost, and reliability. A
brain is about 1,000 times larger than a rat computer designer can choose from a
brain, and in some sense it must be more number of available technologies according
complex. But, do individuals within our to the characteristic he is trying to optimize:
own species differ with respect to the com- size, cost, speed, reliability, etc.
plexity (or quality) of the neural connec- It is immediately evident that at the very
tions they have? Or does a high-IO person lowest level, we humans have no differences
have more synapses in his brain than a low- in substances used in our fabrication. In
IO person? At a lower level, could it be common with all life forms, we are com-
possible that the neurons themselves differ, posed mainly of the elements carbon, oxy-
such that one neuron might be more func- gen, nitrogen, and hydrogen, which form
tionally capable in some internal way in a the basis of most organic substances. The
high-IO person than the corresponding simple molecules, such as water or acety-
neuron in a low-IO person? choline, are not known to differ in any ma-
There is evidence of a sort to support the terial way from one individual to the next.
notion that we are somehow' wired' differ- The first level which requires some con-
ently from each other. Some rare individ- sideration is that of the complex working
uals can be observed to display mental skills tools within our cells, the proteins. It is
of various kinds at very early ages: we known for certain that there are individual
might mention John Stuart Mill, Wolfgang differences here; for example, the condition
Amadeus Mozart, and Norbert Wiener as known as sickle-cell anaemia is in fact the
fairly diverse examples. The environment of substitution of a single amino acid (valine
these famous examples was hardly ordinary, for glutamic acid) in the beta chain of the
but having said that, the differences in envi- haemoglobin molecule, which is 146 amino
ronment cannot account for the prodigious acid residues long. The condition (one of
talents of these geniuses. several known haemoglobinopathies) is
What is more probable, however, is that known to be inherited in a Mendelian codo-
Mill, Mozart, and Weiner had a common minant fashion.
factor of very high 'g', and no special 'cir- However, it does not seem likely that the
cuitry' at all. Environment played its part alteration of one or more cell proteins could
in determining the use that each of these underlie the observed differences in intelli-
men made of their talents. Had Mozart been gence that exist. The shape of the observed
raised by James Mill, and Mill raised by distributions of intelligence test scores (ap-
Leopold Mozart, we probably would have proximating to' the normal curve) seems to
found that W.A. Mozart was a famous phi- belie this. Such a protein alteration, if one
losopher and economist, and J.S. Mill a existed, would be more likely to result in
composer and performer of note. two easily recognized subclasses of individ-
The Locus of Biological Intelligence 157

ual. For example, a condition such as they are less capable - a blind man has diffi-
Down's syndrome might be found to be culty crossing busy streets. He will also find
caused by the absence or malformation of that it is more difficult to acquire abstract
a single protein. information, but we have little reason to
Far more likely is the possibility that we believe that many kinds of problem solving
might differ in the amount of relative bal- ability are adversely affected. These obser-
ances of the various proteins contained in vations and arguments would seem to rule
our neurons. Here we can find abundant out the possibility that observed differences
differences between individuals and even in intelligence might be caused by the more
within the same individual from time to invisible aspects of I/O; for example, the
time. The brain specific protein known as possibility of some damage or deficiency in
S-100 for example, can be observed to be the sensory pathways.
found in greater or lesser abundance The strict analogy of computer I/O to the
throughout the lifetime of an individual. biological equivalent capability is difficult
to discuss in a limited space, as there are
rather more complex considerations of 'in-
Information Input Capacities ternal' communications channels (in both
machine and man). We will pick up this
In addition to differences in central process- point again, however, in discussing sex dif-
ing power, computers differ markedly in ferences in intelligence.
their capacities with respect to what is called
input/output, or 'I/O' capacities.
I/O capacity can be subdivided itself. Reliability
Firstly, there are the various I/O devices
themselves. Engineers measure the reliability of a device
One computer might have a card reader in terms of a single parameter, which is the
attached to it, whilst another does not. Sec- average amount of elapsed time between
ondly, there is an overall parameter which breakdowns or failures, known as mean
differentiates most computers, which is the time between failures (MTBF).
total amount of I/O throughput that can The MTBF of primitive components can
occur in a given unit of time. be established and these individual MTBFs
Computing tasks differ greatly in terms can be combined to give an overall MTBF
of the amount of raw computing power of a more complex device incorporating a
which is required relative to the amount of number of primitive components. If the
data which must be input. Contrast, for ex- probabilities of failure of a set of n individ-
ample, a commercial application like a ual components was the set 11, /2, ... , In,
payroll, which has almost trivial amounts within a given time epoch, the probability
of computing required for each data item of non-failure of a device incorporating
that is input, to a multivariate statistical these' n' devices would be the joint product:
procedure such as factor analysis, which can
(1-/1) (1-/2) ... (1-/n)
require hours of pure computation follow-
ing a modest amount of data input. and the probability of failure would be 1
Obviously, we individuals do not nor- minus the above joint product.
mally differ in the numbers and kinds of The overall MTBF is obviously affected
our input devices; we each have two ears, by the individual component MTBFs. Also
two eyes, etc. obvious from the above equation is the fact
In cases where individuals have lost the that the more components a device has, the
function of a sense organ, or an entire sen- more prone it will be to fail, other things
sory modality, it is doubtful if it can be said being equal. An exception to this general
to affect their intelligence. In some senses rule, however, is when a component is add-
158 The Biological Basis of Intelligence. Part I: Theory

ed for the purpose of redundancy. Making Scheme I Scheme II


the somewhat simplistic assumption that the A A
interconnections between components do
not themselves contribute to unreliability,
if we design a device such that its overall
functioning can be maintained provided at
least one of a set of replicated components B B
continues to function, a large increase in
overall reliability can be established. If we
have k replications of each component, then
the non-failure probability of the overall de-
vice becomes: c C
Unreplicated non-failure .9 x .9 x .9 =.729
Unreplicated failure .271
The obvious implication of the above equa- Scheme I non-failure .99 x .99 x .99 = .970
tion is that it is in principle possible to Scheme I failure .030
achieve as much reliability as you desire. Scheme II non-failure 1-(.271 x .271) =.927
There are, however, practical problems. Scheme II failure .073
The above redundancy scheme is one Fig. 1. Two redundancy schemes, showing how
whereby each component is an independent three subcomponents can be interconnected to
entity, and it carries the implication of a give differing levels of non-failure probability
large number of interconnections to affect
the redundancy. The number of intercon-
nections needed is 'k' squared times 'n', when a failure does occur, it is usually
and it is therefore obvious that if the value thought of as an inconvenience. Perhaps
of ' k' gets too large, the number of inter- only the pioneers in the field will recall the
connections will be such that the overall de- MTBF values of the early computers which
vice becomes primarily one of interconnec- were seldom more than a few hours. As
tions in terms of its mass. these early machines were also quite slow
An alternative redundancy scheme is to compared with their modem counterparts,
group the individual components into func- the probability that one could complete a
tional sets, such that each set has the appro- total statistical analysis before a breakdown
priate intraconnections but no interconnec- occurred was vanishingly smalL It was
tions exist between sets. The number of con- therefore necessary for programmers to
nections needed is then simply a function take this fact into account, and design' re-
of' k', although the overall reliability is not start' points in their programs. At certain
as high. In effect, what we are doing is dup- points during a programs execution, a com-
licating the entire overall entity 'k' times. plete copy of the computations including all
Figure 1 shows the two schemes, showing intermediate values was made. When a fail-
a device consisting of three subcomponents, ure occurred, the task was continued from
A, B, and C, and the achieved probabilities the point of the last copy.
of failure associated with each scheme. We It is reasonably obvious that these consid-
assume that each of the three components, erations of redundancy and reliability must
A, B, and C, has an individual failure prob- be of concern to us in understanding brain
ability of 0.1. function and performance. The well-known
Reliability is obviously an important ability of the brain to withstand even gross
characteristic of a computing system. Most injury implies very large amounts of redun-
of us are accustomed to thinking in terms dancy. Even in a normal human without
of' MTBF values of days, weeks, or even any known traumas occurring to the neural-
months for modem computer systems, and tissue, the mere fact that continuity of
The Locus of Biological Intelligence 159

learned 'programs' manifestly occurs over lute differences between the two machines
periods of7 decades or more (and also bear- have almost disappeared, and the ratio be-
ing in mind that neurons are not replaced tween them is nearly 1.0.
when they die off from natural causes) ines- Consider now, the implications of these
capably implies the same thing; the brain examples if it turned out that there were
must have massive amounts of redundancy. individual differences in the reliability of
What is not so obvious is the effect that performance in mental processes. In order
these considerations might have on individ- to demonstrate these differences, it is obvi-
ual differences in intellectual performance. ous that the length of time a given intelli-
Consider our above example of the early gence task requires is a very important fac-
computers which required special restart tor. In our above example, a single 1-min
procedures in order to successfully complete task would have to be executed hundreds
complex statistical programs. If we were to of times before we could be confident that
compare such a computer with some mod- the results were not due to chance. The 1/2-h
em hypothetical counterpart of higher reli- tasks would be statistically reliable with a
ability but the same internal speeds, we much smaller number; as few as five would
would immediately observe that each such be sufficient for most purposes.
device would execute the great majority of What of the biological implication of our
simple problems which were well below the discussion? We have shown that the reliabil-
respective MTBF values. ity of a given process is affected by the reli-
Suppose, for example, that over a 1-h ability of the subcomponents, and is also
time epoch the probability of successful affected by the degree and the type of re-
completion of a task before failure occurred dundancy organization that might be pres-
was only .10 for an old (0) technology com- ent. In the case of 'components', it may be
puter, and the corresponding probability the case that there are individual differences
for a modem (M) technology computer the that affect all structural components (which
value was .90. Obviously, if one were to use we equate to individual neurons) more or
these two machines on tasks that were 1 h less equally; some aspect of neurochemistry
in length, it would be very frustrating to that can have a general and pervasive effect
attempt to get useful results from computer throughout the central nervous system. Re-
'0'. dundancy, on the other hand, is more prob-
Now let us suppose that we give our two ably a function of environment. Learning
computers a series of tasks that are only will affect the number of replicated compo-
1/2 h in length. Obviously, the probability nents and/or the interconnections between
of success for both machines is going to be them.
higher than the 1-h failure probability given We will see later that the simple notion
above. The 1/2-h probabilities are simply the that fluid intelligence is equated with differ-
square roots of the values given above, and ing levels of momentary component failure
are .948 for computer 'M', and .316 for within the CNS can explain many of the
computer '0'. Note that the ratio between known experimental facts about intelligence
the two 1/2-h probabilities is quite different that we have amassed. Assuming that this
than the ratio between the 1-h probabilities. model is valid, we pose the questions,
Carrying the example a stage further, let where, and how does this failure occur? In-
us observe what happens when we give the deed, what exactly do we mean by failure
two machines a 1-min task. To compute in this context? To answer these questions,
these probabilities we raise the original we must first pose others of a rather funda-
values to the fractional power (1/60) repre- mental sort. What is the fundamental unit
sented by the new time units. This gives us of information in the CNS? How is it trans-
the values .9982 for computer M, and a mitted from one part of the brain to an-
value of .9623 for computer O! The abso- other? The next sections attempt to address
160 The Biological Basis of Intelligence. Part I: Theory

these latter questions in detail, which we quency of firing does not seem to confound
must do before returning to intelligence it- the dimension of time itself within certain
self. limits. A pattern of rising and falling ampli-
tude for a given frequency can in principle
be represented by the firing of a single re-
ceptor cell, with the modulation of the firing
The Representation rate representing the first two qualities, and
of Information in the eNS the cell identity (its location along the co-
chlea) the third.
The action potential itself is a pseudo-
Information enters the nervous system at electrical event. The pulse consists of a mov-
specialized points. We can recognize a ing active zone of cell membrane through
number of specialized receptor cells which which ions are passing. The principle ionic
are responsive to a number of physical mo- movements are an influx of sodium (Na)
dalities. Sound, light, smell, taste, pressure, into the cell, and an effiux of potassium (K)
heat and cold, and gravitational orientation from the cell, at the leading edge of the ac-
are the major known modalities. tive zone of the pulse. The ion movements
The initial response of the nervous system reverse themselves to establish the original
is to encode the physical stimuli impinging inside to outside ionic concentrations dur-
on it into nerve impulses. The sensory cells ing the brief course of the pulse. The dura-
themselves seem to be dedicated to certain tion of the pulse can be divided into a short
aspects of the stimulus qualities. Thus, for phase of ionic transfer and re-establishment
example, the cochlea is inherently able to lasting about a millisecond and a secondary
carry out a ' spectral analysis' of sound phase lasting another 3 ms or so.
waves by virtue of its mechanical design. The speed of the pulse varies as a function
Each of the 24000 or so hair cells in the of the diameter of the nerve axon it is tra-
human cochlea is optimally tuned to a par- velling on. The fastest pulses travel on the
ticular frequency and can be observed to thickest axons, and move at a speed of
respond to a narrow range of sound fre- about 120 m/s. The slowest axonal trans-
quencies. mission speeds are less than a metre per sec-
In the case of the cochlea, the mere fact ond. The frequency of firing along a single
that a particular hair cell is firing is informa- nerve axon can be up to 1000 Hz for brief
tion of a sort. However, we are able to dis- periods of time, but a sustained maximum
cern sound amplitude and sound patterns. rate is of the order of 250 Hz, corresponding
These other characteristics of sound are en- to the 4-ms duration of the active zone of
coded by the actual pattern of firing of each the pulse. Stimulus-related activity along a
cell. nerve axon can be observed as a series of
The nervous impulse, or action potential, relatively closely spaced pulses, but it seems
is known to be an all or nothing type of that there is probably a background firing
event. A single nervous impulse (or 'pulse' rate which is not stimulus related. This
for brevity) can be used to indicate such background firing rate tends to be of the
things as stimulus onset, or stimulus offset. order of 10 Hz. We can convert these firing
The encoding of a continuous physical qual- rates to distance: the 120 mls speed would
ity cannot be carried out with a single pulse, correspond to pulses about 0.48 metres
given the fact of' all or nothing'. It is known apart at a 250-Hz firing rate. At the other
that the cochlea uses a time-dependent end of the scale, assuming a 0.5 mls speed,
scheme to encode sound amplitude. The pulses would be only .002 metres apart at
louder the sound, the more frequently the 250 Hz.
hair cell fires. The modulation of firing rate An interesting calculation can be made
seems to occur rapidly, and the use of fre- from the above figures. The mass of the hu-
The Representation of Information in the eNS 161

man brain is approximately 1.5 litres or the immediately received information, rep-
about 1.5 x 10 E15 Mm 3 . If we made the resented as pulses, with the permanently
rather absurd assumption that the brain was held information.
composed entirely ofaxons, about 1.0 Mm Another important characteristic of the
in diameter on average, we can compute speed of interaction between pulses and per-
that the total axon length would be manent information storage (which hence-
1.91 x 10 E9 m. If there were closely spaced forth we will term 'memory') is the fact that
pulses only 0.004 m apart (corresponding to the access time seems to be fairly constant
the 1 Mm size), we could have about for many types of information. To illustrate
4.77 x 10 E11 simultaneous pulses. At first this point, suppose that we unexpectedly
sight this might seem a large number, but asked somebody the name of his or her
in the context of numerology of the brain, mother. In most cases, the subject of our
it is quite small. There are probably fewer experiment would report that the desired in-
than 6 million sensory input fibres in the formation' came back' almost immediately.
human (primarily visual). If each of these We could then ask the subject their date
fibres fired only ten times per second, and of birth, with similar results. We could add
the nerve impulses persisted indefinitely, to this list almost indefinitely, with no ap-
our channel capacity would be completely parent link between the questions beyond
filled in only 7,957 s (2.2 h) given the fore- ensuring that the subject knew the answer.
going conservative assumptions. In reality, The immediate implication of the forego-
the true capability of the eNS to represent ing consideration is that the permanent
information as a series of' reverberating cir- memory system within the brain must be
cuits' would be limited to a few seconds of an associative nature. Some property or
worth of incoming stimuli. properties of the input stimuli immediately
It is obvious from the foregoing consider- evokes the correct response. In other words,
ations, as well as many other facts that we are saying that all possible meaningful
could be cited, that the initial pseudo-elec- input patterns (i.e. those laid down pre-
trical representation of information within viously as memories) are now being simulta-
the brain in the form of pulses must be con- neously matched against the incoming pulse
verted to some other form within a short patterns. This conclusion is reinforced when
time scale. The most probable fate of the we reconsider the very slow speed of the
vast majority of raw information entering nerve impulses. The fastest pulses travel at
the nerve system is that it is encoded, only 1/2000000 of the speed of electricity,
'scanned' for possible functional signifi- and as we have seen, they cannot be spaced
cance, and then lost. A certain proportion too close together in time. As a serial infor-
of the information mnst, however, be en- mation processing device, the brain would
coded and retained as a more or less perma- be far too slow to act within the time scales
nent form of storage. in which it does in fact respond. We there-
One of the most striking facts about the fore conclude that the 'scanning' of inc om-
nervous system is the speed with which it ing information for possible relevance is a
is able to encode and decode pulses into parallel process, with many millions of si-
and from the permanent storage form. For multaneous memory matching processes
example, the memory of a familiar object, carried out for each logical input datum.
or a friend's face, or his or her voice on We have already noted that the encoding
a telephone brings about recognition in time of pulses into 'permanent' storage must be
periods of less than a second. The familiar accomplished within a short time scale.
acts of reading and understanding of Most of the millions of bits worth of infor-
spoken language are' real time' events with mation entering the nervous system each
equally short translation times. Each of second must be discarded, but some are re-
these events must involve the interaction of corded permanently. How do we decide
162 The Biological Basis of Intelligence. Part I: Theory

what is to be encoded into permanent mem- tact points primarily to the axons of other
ory and what is not? neurons or axons from primary receptor
Consider, for a moment, the paradigm of cells. The axonal process carries the outgo-
classical conditioning. We present a subject ing pulses from the neuron to more distal
with an arbitrary stimulus, followed closely neurons, bifurcating many times as it does
in time by a second stimulus which innately so.
evokes a response from the subject. After The majority of the contact points be-
a few of these paired presentations, we can tween neurons seem to be axo-dendritic syn-
omit the second stimulus and observe that apses, although all combinations of possible
the subject will now give the response to synapses (axo-axonal, axo-somatic, dendro-
the arbitrary stimulus by itself. dentritic, etc.) seem to have been observed.
It follows from this description that the In addition to the synapses, which are chem-
internal 'decision' to encode the arbitrary ical transmission points, there are the so-
stimulus as a remembered one (which it called electrical contact points, or ephapses,
must be to evoke the unconditioned re- which seem to be comparatively rare.
sponse) can only be made after the presenta- The number of synapses made by a neu-
tion of the second stimulus. However, if the ron undoubtedly varies with the morpholo-
decision is made at that point, the arbitrary gy and location of the particular cell. How-
stimulus must still be present within the sub- ever, published estimates of 10000-100000
ject in some form, as a sort of' trace'. Since synapses for a single Purkinje cell have been
we can demonstrate classical conditioning made.
to a very broad range of initially arbitrary Stated in the most general way, the bio-
stimuli, it then follows that we must keep logical purpose of the neuron is to respond
most or all incoming stimuli in some tempo- somehow in a logical manner to the multi-
rary form, ready to be encoded into memory plicity of information that it is receiving
if the occasion demands. from moment to moment, and to send on
This description places constraints on the some logical output message which is a
possible candidate mechanisms that we function of the input messages. It follows
might hypothesize in an attempt to explain from the fact that there are many logical
how the nervous system carries out these inputs but only a single known output chan-
functions at a detailed level. We will now nel that there must either be (a) a summa-
consider one such possible candidate which tion or compression of the input informa-
is believed to be in accord with these con- tion, or (b) highly selective responses, such
straints. that most of the input information is, in
effect, ignored, but some selected bits are
acted upon. .
Probably because of the fact that axonal
The Neuron as an pulse transmission is carried out by the re-
Information Processing Unit versible passages of ions through the cell
membrane, it is a popular assumption that
the logical' processing' of the arriving infor-
The appearance of neurons under the light mation, summing it in some way, must be
microscope varies and it is common to dis- a membrane-related process as well. It is,
tinguish various types on the basis of mor- of course, well established that there is a
phology and other criteria. postsynaptic depolarization of the (mainly
In general, however, it can be stated that dendritic) membrane with an entry of sodi-
most neurons have a number of dendritic um ions. However, the view that these local
processes arising from the central cell body, depolarizations are somehow summed and
or-perikaryon, and a single axonal process. transmitted to the axonal firing centre, as
The dendritic processes serve to act as con- a membrane-depolarization phenomenon, is
The Neuron as an Information Processing Unit 163

largely conjectural. There would also seem objections that could be made have been
to be a number oflogical criticisms that can ignored here because of space limitations.
be made of this viewpoint. If the alternative hypothesis, namely, that
Perhaps the chief objection that can be the neuron can make selective responses to
made to the summation hypothesis is that inputs, is considered, it immediately raises
it implies a serious loss of information. If the question of how the information is acted
the outgoing pulses were simply a frequency upon within the neuron. If the firing of the
modulated quantification of the number of neuron is not mediated by a consolidated
arriving input pulses, over time, we would membrane depolarization, what mechanism
have no outgoing information about which can be hypothesized in its stead?
input synapses were firing. This might be Over the past 2 decades, the ultrastruc-
acceptable in a scheme whereby the logical ture of the neuron has been intensively in-
inputs all had an a priori meaningful rela- vestigated by a number of means. Particu-
tionship to each other. However, if the syn- larly significant are the techniques encom-
aptic inputs were mainly selections from pri- passed within electron microscopy and mo-
mary sensory inputs (perhaps after some lecular neurobiology, especially in conjunc-
'processing' along the sensory 'pathways tion with each other.
leading to the higher brain centres), what 'It is now evident that within the neuron
was meaningful would be the specific com- there is a rich and highly plastic molecular
binations of input stimuli that would be en- structure that could possibly serve to pro-
countered from time to time. These combi- vide the required mechanism of very selec-
nations would not necessarily be meaningful tive logical processing of the various neu-
on an a priori basis, but would become so ronal inputs and the control and media-
as a result of learning, which could be tion of the outputs. This is the network of
viewed as a subsequent 'recognition' of a microtubules that is observed within the
previously encountered input pattern. neuron.
Another objection to the summation hy- Microtubules are thin hollow tubes, with
pothesis is the inability of such a scheme a somewhat variable outer diameter, rang-
to account for the high degree of functional ing from about 18 to 30 nm, with an average
redundancy we demonstrably have. The value being about 24 nm. The inner diame-
ability of the brain to withstand a large de- ter is about 14 nm. The tubules are con-
gree of trauma is very well documented. The structed from protofilaments, which run
various experiments carried out throughout parallel to each other, and form a helical
this century which sought to study brain band. The protofiliments themselves are
function by systematic sectioning and abla- composed almost entirely of a globular pro-
tion (e.g. K Lashley's work) demonstrated tein subunit called tubulin. Tubulin is a
that most functions, including recently dimer, with a molecular weight of about
learned behavioural tasks, could be carried 110000. The two monomers seem to be
out by nearly decorticate animals. It is diffi- equal in size; i.e. 55000 daltons.
cult to believe that such sectioning and abla- Microtubules are now known to be con-
tion did not result in a large reduction in stituents of most cells, and therefore their
the numbers of synapses that were firing at role and function within the neuron must
any given time in some of the remaining be a specialist one. It is possible, of course,
intact cells. If so, would not this reduction that microtubules have a number of func-
have affected the degree of summation that tions within some cells, and other roles of
would have been possible under such cir- a general sort would not necessarily be in-
cumstances, thus rendering these remaining consistent with a specialist function within
cells non-functional? neurons.
The abOve objections are given only in What evidence is there that microtubules
outline, and in addition, a number of other might have a special communications and/
164 The Biological Basis ofIntelligence. Part I: Theory

or logical processing function in brain? A bules '. This lends direct support to the
summary is as follows: notion that microtubules play a role
1. Amount. A crude indication of the im- in the memory function.
portance, if not the actual function, is 6. Locus. If micro tubules are to have the
the sheer amount of tubulin in brain. function ascribed to them by the pres-
Tubulin has been estimated to account ent hypothesis, there should be evi-
for 15%-40% of the soluble protein dence that they are located at the ap-
of various brain extracts (Shelanski propriate places within the cell. There
1973). is, in fact, abundant evidence that mi-
2. Plasticity. Microtubules are seen to be crotubules form a coherent pattern
highly volatile objects, which can rap- running from the dendritic synapses
idly form and dissociate. The half-life down to the beginning of the axon.
of the tubulin subunits is quite short, The most important locations are con-
ranging from 4 to 5 days (Shelanski sidered in detail:
et al. 1972). a) The postsynaptic density. This
3. Self-Assembly. This seems to be a structure is a dark staining area
most important characteristic of the which appears as a thickening of
tubulin subunit; that is, no special en- the membrane on the distal side of
zyme is needed to cause micro tubules the synaptic cleft. Walters and Ma-
to form from the basic tubulin sub- tus (1975) have established that' ...
units! The main requirements for as- tubulin (is a) major component of
sembly in vitro were the presence of the postsynaptic density, where it
a nucleotide triphosphate (GTP or probably has an important struc-
ATP) and the Mg 2 + ion (Scheele and tural role in providing a matrix for
Borisy 1979). more specialised proteins of func-
4. Interaction with a common synaptic tional importance in synaptic
ion (Calcium). Calcium concentra- transmission'. They go on to note
tions can control both assembly and that 'Some form of functional role
disassembly of microtubules. Very low for the tubulin itself cannot, how-
concentrations of Ca 2 + stimulate as- ever, be discounted at present'.
sembly of microtubules and high con- Microtubules can often be ob-
centrations can prevent polymeriza- served in micrographs near the
tion and actually disrupt pre-assem- postsynaptic density, where they
bled microtubules in vivo (Luduena are usually seen in cross section. A
1979). It is also known that the calci- particularly good micrograph is to
um regulatory protein (calmodulin, or be seen in a study by Taxi (1967).
CDR) may mediate the interaction be- b) Dendrites. According to the classic
tween tubulin and calcium. CDR is survey of Peters et al. (1970) 'Mi-
known to be present at both pre- and crotubules are the most prominent
postsynaptic sites. elements in the cytoplasm of large
5. Direct medical/biochemical implica- dendrites arising from multipolar
tions. The severe memory disorder cells. They are usually numerous
known as Alzheimer's disease is char- and they funnel into the base of the
acterized by neurofibrillary changes dendrite to become arranged paral-
that can be observed through the light lel to one another. In transverse
microscope. Grundke-Iqbal et al. sections. .. the micro tubules ap-
(1979) have shown by the use of im- pear to be disposed in an array of
munolabelling that the '... neurofi- almost crystalline orderliness'.
brillary tangles in Alzheimer's disease c) The cell body (Perikaryon). Again,
probably originate from neurotu- in the survey of Peters et al. (1970)
The Neuron as an Information Processing Unit 165

they note' Two ... conspicuous ele- many neurofilaments, both of


ments in the cytoplasm of the peri- which are oriented parallel to the
karyon are micro tubules and neu- long axis of the process'.
rofilaments ... In the neuronal peri- f) Presynaptic axon terminals. Peters
karyon, neurofilaments and micro- et al. (1970) note that' ... microtu-
tubules occupy most of the space buIes, ... also continue into preter-
not pre-empted by the larger and minal axons .... At boutons termin-
more prominent organelles... At aux the micro tubules seem to end
lower magnifications it is apparent short of the terminal enlargement'.
that, although their orientation is Microtubules are also known to
not completely orderly, these (mi- make close associations with syn-
crotubules) tend to run parallel to aptic vesicles, and may actually
one another in loose bundles that connect to them. larlfors and
course, like the traffic in city Smith (1969) found' ... clusters of
streets, around the more agglomer- four to six vesicles (occurring)
ated organelles, ... ' around single neurotubules'. They
d) The axon hillock and the initial also noted that" ... (the) associa-
axon segment. The nerve impulse tion does not extend to the immedi-
originates in this region of the neu- ate focus of the synapse, where ves-
ron, and it is therefore of some in- icles are closely but randomly
terest to note the observations of packed'.
Peters et al. (1970) that' ... at the g) Associated structures. In order to
base of the axon hillock many of carry out a coordination role and/
the microtubules change their ori- or a logical processing one, it is
entation so that they funnel into it. necessary that there be some means
As the axon hillock becomes nar- of communicating between adja-
rower, some of the microtubules cent microtubules. There are, in
come together to form fascicles .... fact, easily observed so-called
These fascicles then pass into the cross-bridge structures that can be
initial axon segment, of which they seen in many micrographs, which
form a very characteristic and diag- appear to be functional connec-
nostic feature .... In transverse sec- tions between micro tubules
tions ... it can be seen that the mi- (Hyams and Stebbings 1979,
crotubules in a fascicle are sepa- p.508).
rated from one another by a dis- The above evidence adds up to a remark-
tance of about 250 A. Furthermore, able picture when it is taken together. Mi-
the members of each fascicle are crotubules seem to form an organized net-
connected by cross bands that pass work, running from dendritic synapses
between the microtubules like the down to the firing centre of the neuron, at
rungs of a ladder'. the axon hillock, where they actually com-
e) The axon beyond the initial seg- municate with each other by means of cross
ment. A few micro tubules continue bridges. It seems likely that the microtu-
down into the axon proper. Peters buIes act to carry ionic concentrations from
et al. do not report any cross the synapses to the first axon segment. The
bridges between the microtubules greatly restricted volume within the tubules
that are seen to continue into the should allow a rapid transport of a ionic
axon beyond the initial segment. charge, somewhat like a 'billiard ball' prin-
They do note that 'In contrast to ciple, whereby the entry of the ion at one
large dendrites, large axons contain end of the tubule is rapidly promulgated as
relatively few micro tubules and an increased concentration throughout,
166 The Biological Basis of Intelligence. Part I: Theory

thereby causing a quick egress of ions at The next section presents a theoretical
the distal end. statement of the synaptic events associated
It is obvious that this picture offers us with neuronal information processing, and
a possible means whereby the neuron could the molecular mechanisms which may un-
make highly selective resp09ses to the pat- derlie them.
tern (as opposed to simply the sum) of the
incoming pulses. We merely need to sup-
pose that the neuronal firing centre has a
number of sites which are associated with The Cholinergic Synapse
particular firing patterns that the neuron and the Memory Molecule
can send out in response to the appropriate
incoming pattern. These firing subcentres
are then further supposed to be 'set off' We have previously noted that information
by an appropriately high level of some ionic is encoded within the eNS by frequency
substance. If the microtubules are capable modulation. The time intervals between
of rapid transmission of some ion (perhaps nerve pulses vary from moment to moment,
calcium itself), a high concentration of the and reflect the stimulus strength being pre-
ion could occur at the point at which the sented to the receptor cell (or cells) at the
microtubules met and formed bridges. afferent end. Stronger stimuli cause higher
Thus, a particular pattern of incoming frequencies of firing, whilst weaker stimuli
pulses would initiate ion transmission are associated with lower frequencies.
within the micro tubules originating at the The faster axonal natural frequencies
relevant dendritic synapses, and the coinci- tend to be about 250 Hz, corresponding to
dence of the arrival of the ion from a a 4-ms time period between pulses. Nerve
number of these interconnected microtu- pulses can often be observed to appear in
bules at more or less the same time would closely spaced groups along a single fibre.
initiate a particular firing pattern in the neu- These groups of pulses are called pulse
ron. trains. Within these pulse trains, the slower
Learning, in this paradigm, would be the frequencies seem to be of the order of
establishment of appropriate networks of 55 Hz, corresponding to an t8-ms time peri-
microtubules. The known speed of assembly od. In addition to these trains of pulses, in-
and disassembly of these structures fits our dividual spikes can be seen from time to
requirements in this area. time.
However, this simple model does not take Receptor cells can modulate their fre-
into account the fact that the incoming in- quency quite quickly in response to stimulus
formation at each synapse is itself a pattern changes. For example, the sound of the
of pulses, with the information content human voice is amplitude modulated by the
coded as the time locked frequency of firing. larynx, superimposing a frequency of about
The mere event of a pulse arrival at each tOO Hz on the higher frequencies. These low
synapse cannot be the necessary and suffi- frequencies are easily detected (a whisper
cient event to initiate the ion transmission is a normal voice without the larynx fre-
within the microtubule network. We require quencies added) and can be represented by
some means of selectively reacting to the changes in the time intervals between pulses
micropatterns (time locked frequencies) at initiated by the cochlear hair cells. The re-
each synapse. sultant pulse train would thus have a
In addition to the network of microtu- pattern of alternating close and not so close-
buIes, it is therefore necessary to have spe- ly spaced pulses, representing the tOO-Hz
cialized activity and associated molecular larynx frequency, amplitude modulating the
structures at the pre- and postsynaptic sites higher frequency the particular hair cell is
and at the axon hillock. primarily sensitive to.
The Cholinergic Synapse and the Memory Molecule 167

We believe that a representation of these marily by the larynx. These patterns will be
micropatterns of pulses is capable of being quite different from the patterns that would
stored within the brain in a permanent be presented in the same nerve fibres by the
form, so that if the same stimulus occurs waterfall noise. In fact, the random water-
again, it can be recognized. fall noise will probably sum at the eardrum
To continue the above example, we note with the voice sounds, and in effect it would
that human language is made up by string- be somewhat like hearing the voice rather
ing together groups of common sounds, more loudly than usual.
called phonemes. Each phoneme is charac- For phoneme recognition to occur, then,
terized by the frequencies found within it, the neuron must be selectively able to re-
which are broadly organized into bands spond to a particular pattern of incoming
(formants). The continuous sound of speech pulses along a single fibre, and then be able
is in fact made up of these strings of pho- to tell that a number of such patterns oc-
nemes which change rather abruptly. The curred at the same moment in time along
average duration of a phoneme is about a group of input fibres corresponding to the
100 ms, but ranges from 40 ms or so to formants in the phoneme. We have already
about 200 ms. When the cochlea is respond- discussed how the neuron might be able to
ing to a particular phoneme, it will be by perform the logical 'anding' of the various
firing a number of groups of hair cells, cor- patterns, by summing an ionic concentra-
responding to the formants of the particular tion carried by microtubules. How does the
phoneme. The firing pattern of eaoh of these recognition of the micropattern occur at the
cells should in turn reflect the changing am- synapse?
plitudes of each formant over the time To answer this, we need to examine the
course of the phoneme duration. detailed structure of the synapse, at the mo-
Suppose, for a moment, that a particular lecular level. It is necessary to present a syn-
phoneme was to be ' recognized' by a single thesis of both theory and fact, as our cur-
neuron at some cortical centre. We would rent knowledge is still very limited.
have to assume that fibres from the relevant Previous publications (AE Hendrickson
hair cells made synaptic contact with the 1972, Hendrickson and Hendrickson 1980)
neuron. However, the likelihood is that our have presented a detailed model of a possi-
hypothetical neuron makes contact with ble way in which synaptic recognition might
many cochlear fibres, the majority of which work. The essence of the model is that mem-
will not be involved in the sound represent- ory is encoded into short oligonucleotides;
ing a single phoneme. In order to recognize specifically a small species of RNA, which
the phoneme, then, the neuron must some- we have suggested be called engram RNA,
how' know' that a particular pattern of in- or eRNA. The following sections represent
put fibres is firing, and at the same time, a revised statement of some of the details
more or less ignore many other cochlear of this model, incorporating some impor-
fibres that might be firing at the same time. tant recent experimental work which has
There is, moreover, a complication, in greatly increased our knowledge of the de-
that the human voice is never presented in tailed structure of the synapse!.
isolation. If we were to listen to a human
voice near, say, a waterfall, the' white noise' We have previously noted (Hendrickson and
Hendrickson 1980) that the size of eRNA
of the falling water would be represented would be specific to a given species, correlating
as the entire spectrum of audible frequen- with certain neurophysiological parameters.
cies, all firing at the same time. How is it, Some specific predictions have been made for
then, that we can pick out the human voice a number of species (AE Hendrickson 1972),
and in 1977 a research group at the University
from the background noise of the waterfall? of Bath attempted to find the predicted eRNA
The answer lies in the pattern of pulses molecules in rats and human brain material.
that is generated in normal speaking, pri- It was established that there were in fact well-
168 The Biological Basis of Intelligence. Part I: Theory

loll ice
l ements

granular
enclosu re

Fig. 2. Schematic drawing of postsynap-


tic density (PSD), adapted from Matus
(1981)

The Postsynaptic Density made PSDs directly accessible to biochemi-


cal analysis and has provided new insight
The cholinergic synapse can easily be recog- into the way they are constructed.
nized in micrographs by the synaptic vesi- Briefly, the PSD appears to be composed -
cles which cluster just inside the presynaptic of a planar array of small hexagonal-shaped
membrane. The pre- and postsynaptic mem- compartments. Each of these subunits falls
branes are separated by a relatively wide within a narrow size range, with a median
gap (about 200 A) and with appropriate diameter of 180 A. Groups of these com-
staining techniques, a dark band, called the partments are seen to surround one or more
postsynaptic density can be seen forming a islands of fine granular material set
thickening of the membrane on the side op- amongst the subunit array.
posite to the synaptic vesicles. Figure 2 is a schematic drawing, adapted
A few years ago, Matus and Walters from Matus (1981), showing the hexagonal
(1975) were able to isolate the postsynaptic arrays surrounding an island of fine granu-
densities (PSDs) from brain homogenates lar material.
by treating synaptosomal plasma mem- Westrum and Gray (1977) have shown
branes with detergents. This development that there is a close association between the
PSDs and micro tubules, and this has been
defined peaks of RNA of the different pre- confirmed by the identification of tubulin
dicted sizes in these two species. Having made in isolated PDSs by biochemical methods
this discovery, the research became directed to-
wards proving that this RNA was indeed en- (Kelly and Cotman 1977) and by whole
gram RNA and not degradation products of brain immunohistochemistry, using aJ) anti-
high molecular weight RNA produced during serum as a histochemical stain to reveal the
the isolation procedures. A recent experiment location of the protein (Matus et al. 1975,
(W Whish, personal communication, 1981) has
shown that pure radioactive RNA (molecular Walters and Matus 1975).
weight 25000) added to the medium in which A number of other substances have been
the brain is homogenized survives the extrac- identified at PDSs (Matus 1981). The most
tion procedure without significant hydrolysis, interesting of these (for our purposes) are
thus indicating that the low molecular weight calmodulin, which has been confirmed as
RNA found in vivo is unlikely to have been
produced by the degradation of cellular RNA an intrinsic PSD component (Grab et al.
during the isolation procedure. Some further 1979, Lin et al. 1980, Wood et al. 1980), ac-
experiments are now being carried out to estab- tin, which has been identified by amino acid
lish this for human as well as rat material, and composition and isoelectric focusing (Blom-
to show more directly that the RNA found is
related to memory in the way we have hypothe- berg et al. 1977, Matus and Taff-Jones
sized. These experiments will be reported in de- 1978), and a high molecular weight microtu-
tail elsewhere. bule associated protein (Matus 1981).
The Cholinergic Synapse and the Memory Molecule 169

We have previously noted that calcium The Memory Molecule


might have a role in the microtubule net-
work linking the synapses with the initial Within the PSD, we suppose the memory
axon segment. There may be other ionic molecule to reside. This is thought to be
substances involved as well, but it seems un- a small molecular strand of ribonucleic acid
likely that calcium has no role to play, as (RNA). Engram RNA is thought to be rath-
it is known to regulate microtubule forma- er different from most other RNA within
tion and decomposition in vitro. As will be the cell in at least two respects.
seen in the next section, calcium may also The first way in which eRNA is different
have an important role to play at the syn- is in size. At the moment, the smallest
apse in the recognition of particular pulse known species of RNA have molecular
patterns. The presence of calmodulin in the weights of about 25000, corresponding to
PSD clearly implies a functional role for cal- some 75-80 of the nucleotide subunits of
cium within the PSD, and this gives some RNA. In contrast, eRNA is thought to vary
support to our model. between 21 nucleotides in size ( -7 000 dal-
Actin, of course, is known to be one of tons) down to, perhaps, 9 or 10 nucleotides
the two main muscle proteins, and at first ( - 3000 daltons), the actual number being
sight, it might seem strange to find this par- dependent on the species of animal.
ticular protein at this site. However, it turns
out that there is a definite theoretical need RNA is a macromolecule, made up of
for actin, or something like it, at the post- connected subunits, which are collectively
synaptic site. called nucleotides. There are four such nu-
Our most recent statement of our theory cleotides which can be found in RNA,
namely guanine (G), cytocine (C), adenine
(Hendrickson and Hendrickson 1980) hy-
pothesized that eRNA was to be found (A), and uracil (U). Each of these subunits
under the postsynaptic membrane, attached is a planar molecule, consisting of one or
to a microtubule end, which was then two ring structures. The planar base is at-
thought to be able to rotate during the ar- tached to a sugar-phosphate backbone,
rival of a pulse train at the synapse (for which holds the structure together.
reasons detailed below). The existence of ac- As a three-dimensional structure, RNA
tin, however, provides a more elegant way can be viewed as something like a stack of
for our eRNA to travel, and of course, has plates. The distance along the sugar-phos-
at least the confirmation that actin is known phate backbone between each nucleotide
to be present and have the function of base is approximately 7 A. The backbone
kinesis. of the molecule has a negative charge, and
There is one other interesting aspect the flat plates of the individual bases have
about the PSD that has been noted by highly hydrophobic faces, which allow them
Matus and Taff-Jones (1978). They found to stack together without water molecules
that the interiors of the hexagonal PSDs intruding.
seemed to be highly hydrophobic, which Around the edge of the bases are points
they concluded because the aqueous heavy at which the molecules can form hydrogen
metal salts of a negative stain that was used (H) bonds. In the sister molecule to RNA,
were unable to penetrate the hollow inte- known as DNA, these sites are used to hold
rior of the polygons. This we find signifi- two complementary strands of DNA to-
cant because we believe these PSD units gether. This is, of course, of fundamental
to be containment cells for the eRNA. In importance to all known forms of life, as
order for the eRNA to work in the way DNA is the molecule which carries our ge-
we suppose it to, it is desirable (and per- netic blueprints. The H-bond sites which
haps n~essary) that there be a minimum hold the double-stranded DNA together are
of water present. the means by which the DNA molecule is
170 The Biological Basis of Intelligence. Part I: Theory

/
/

A:/
H
GUANINE

/H
/
o

/
/
b \ ~ 3 4 5.6.
scale in Angstrom units (la-tern)
Fig. 3. Sectional view of guanine attached to a hypothetical substrate. Three relatively strong H-bonds
are formed, giving this nucleotide the strongest attachment to the binding site

CYTOSINE

/
/
I I I I I •
a 2 3 4 SA
scale in Angstrom units (10- 8 em)

Fig. 4. Sectional view of cytosine attached to a hypothetical substrate. One strong and two weaker
H-bopds are formed to the amino acids in the substrate grove, giving this nucleotide the second
strongest attachment
The Cholinergic Synapse and the Memory Molecule 171

ADENINE

/
I
/ I I I I I •
a 1 2 3 4 SA
scale in Angstrom units (10-'cm)
Fig. 5. Sectional view of adenine attached to a hypothetical substrate. Two strong H-bonds are
formed, giving this nucleotide the third strongest attachment to the universal binding site

able to copy itself, which is at the core of the number and angles of H-bonds that
our life processes. were formed would vary as a function of
We suggest that these same H-bond sites the identity of each base.
have a role to play in RNA as well as DNA, We picture G as forming three H-bonds
and form the basis on which RNA is able to the substrate molecule. Each of these
to act as a memory 'template' at the syn- three H-bonds would be straight. C would
apse. also have three H-bonds, but two of these
Our model pictures eRNA sitting within would be bent, which has the effect of weak-
the PSD. In the human, the eRNA strand ening them. Next, we have A, with two
is thought to be some 21 bases long, corre- straight H-bonds, and finally D, with at
sponding to a molecular weight of 6700. It least one of its two H-bonds at an angle.
would be about 150 A in length, and there- The importance of the model, as de-
fore fit comfortably in the 180 A diameter scribed above, is that it allows the eRNA
interior of the PSD. [Our 21-base hypothe- molecule to have any arbitrary sequence of
sis was made over 10 years ago (AE Hen- bases along its length, and secondly, that
drickson 1972)]. The molecule would be at- the bases are not attached to the substrate
tached to a special substrate' binding site' with the same degree of strength.
which would have the special property that Figures 3-6 present one suggested way
would allow it to form H-bond attachments that the four nucleotide bases might form
to the bases along the length of the eRNA. H-bonds to some universal binding site.
The H-bonding attachment would occur no These scale drawings represent the end re-
matter what the sequence of bases was, but sults of some amateur attempts we have
172 The Biological Basis of Intelligence. Part I: Theory

>.<

, I I I 1
o
0

2 3 4 5A
scale in Angstrom units (10-'cm)

Fig. 6. Sectional view of uracil attached to a hypothetical substrate. The combined strength of the
two bonds must be weaker than the two bonds of adenine. Here we show a rotation of the COO-group
to effect a bond angle out of the plane represented by the drawing

made to study the stereochemical con- in the' contracted' state. In muscle, calcium
straints on our model, and are intended only is known to bring about the contractile
to be suggestive. state, and we therefore suppose our,' initial'
If we imagine that we could somehow state to have a high concentration of calci-
grab one end of an eRNA strand and tear um in one of the two subchambers. Figure 7
it loose from its substrate, we would feel presents a schematic drawing of these struc-
it come away in an uneven manner, depend- tures.
ing on the base sequences along its length. Now a pulse arrives at the synapse. The
We now try to picture this structure, and synaptic vesicles at the presynaptic side spill
what happens when a train of nerve pulses out their contents of the 'transmitter' mole-
arrives. Just below the postsynaptic mem- cule, acetylcholine (ACh). The ACh has the
brane, which covers the PSD cell, sits the known function of opening up special chan-
backbone of the eRNA molecule. Initially, nels connecting the PSD to the synaptic
however, it is not completely exposed. The cleft. These channels allow sodium to enter
interior of the PSD is thought to be divided the postsynaptic side, which it does because
into two subchambers, with a 'shield' like of a 10 to 1 concentration gradient between
structure, which prevents the entire back- the two sides of the membrane.
bone of the eRNA molecule from being ex- The sodium ion has a positive charge, and
posed to incoming sodium at the same time. we therefore imagine that there is an inter-
The eRNA is attached to a substrate mol- action between the positive charge of the
ecule, thought to be a microtubule-asso- sodium and the negative charge along the
ciated protein (MAP). The MAP itself is eRNA backbone. The effect of this is that
piqtured as being closely associated with a the sodium weakens the H-bond attachment
short strand of F-actin. The actin is initially of the eRNA to its substrate, by pulling it
The Cholinergic Synapse and the Memory Molecule 173

C> [)
<::s ~
~ Q D ()
~ D (7
C>
Q
\l Synapt i c Clef t
\j
\J ACh Q \)
\l ~
....
@K
0

LC
PS D

-......
'---.......-..............

~
~'--......
......

~
'---.......'-.......
-.............. .....
sea Ie 6 10 20 )J 1.0 SeA

Fig. 7. Hypothetical sectional view of the interior of a hexagonal PSD chamber. Na and K channels
and the NajK pump are shown, allowing the temporary build-up of Na above the eRNA, which
is attached to a rotating globular microtubule-associated protein. The motility is provided by actin,
with Na antagonizing the effect of Ca + + in the right half of the PSD chamber

away. As H-bonds are stretched, they are out from under its shield by virtue of some
known to weaken, and it follows that if the relaxation on the part of its actin carrier.
positive pull of the sodium is strong enough, In muscle, calcium is responsible for the ini-
it might actually detach one or more of the tiation of contraction, and sodium is a com-
bases of the eRNA. petitive inhibitor, and antagonizes the calci-
However, the entire length of the eRNA um effect (Katz 1966). We have merely to
backbone is not exposed to the increased suppose that the same holds true in the
sodium concentration. The most exposed of PSD, and that the influx of sodium antago-
the bases might or might not be detached. nizes the effect of the calcium, weakening
On the supposition that it is detached, or the contraction of the actin. The net effect,
at least greatly weakened, we then picture then, would be that another length of
the eRNA molecule as moving a bit, coming eRNA backbone would come out of its
174 The Biological Basis of Intelligence. Part I: Theory

, , -, ,
, '0- ' 'I
~

No

.------
Fig. 8. Detailed view of the eRNA attached to the MAP within the PSD. This shows the position
of the molecules just prior to the arrival of a pulse train at the synapse

shelter, and be in place for the arrival of bases along the eRNA strand will partly de-
the next nerve pulse. termine the outcome, as the attachment
At this point, we must be reminded of strength will vary from base to base because
the fact that the arrival of the next nerve of the differences in H-bond numbers and
pulse at the synapse is not a scheduled angles. Secondly, the time intervals between
event. It is dependent on the stimulus the pulse arrivals is important, as we picture
strength, and the train of pulses will arrive the sodium pumps working at more or less
at various time intervals, forming a sort of a constant speed. The actual sodium con-
pattern, which is stimulus driven. centration at any point in time is therefore
The sodium which has been allowed to a function of the time which has elapsed
enter the PSD chamber does not, however, since the arrival of the preceding nerve
remain in the newly heightened concentra- pulse. A train of closely spaced pulses will
tion, as a molecular' sodium pump' begins cause a high level of sodium to build up,
at once to pump it back into the synaptic whilst a series of widely spaced pulses will
cleft. Thus, while we are waiting for the next result in a slow build-up of sodium within
pulse to arrive, the sodium concentration the chamber.
is dropping inside the PSD chamber. The sodium concentration will thus rise
What follows now is a battle of sorts. The and fall throughout the course of the pulse
sodium may, on the one hand, counteract train, and if the changing concentration
the calcium, and draw the eRNA out of its 'matches' the eRNA nucleotide sequence
shelter, and at the same time work on pull- such that the more strongly attached bases
ing the strand off its substrate. Whether it encounter the highest concentration levels,
is ~ble to succeed or not depends on two the eRNA strand will be completely torn
things. Firstly, the sequence of nucleotide away from its substrate. The figures below
The Cholinergic Synapse and the Memory Molecule 175

Fig. 9. View of the interior of the PSD after seven pulses have arrived and successfully broken
the H-bonds of six of the nuc1eotides. The bonds of the seventh are extended and very weak. The
MAP has rotated, and the Ca + + inlet can be seen to the right

show the hypothetical interior of the PSD, cause of the eRNA detachment. The syn-
with the eRNA attached to an MAP/actin apse has effectively 'recognized' an incom-
complex, interacting with incoming sodium ing pulse train. We believe that this molecu-
ions during the arrival of a pulse. lar event is, in effect, the basis for the re-
We picture this dynamic interaction be- trieval of memory.
tween pulse train time intervals and eRNA If several sites on the same neuron also
base sequences in such a way that it is 'recognize' incoming pulse trains, and the
thought that the eRNA effectively codes, micro tubules are ones that are associated
or acts as a template, for a subset of possible by means of the cross-bridges that have pre-
pulse train patterns. (yVe have previously viously been described, a build-up of the
further hypothesized a one-to-one corre- internal ionic transmitter will take place in
spondence between time intervals and bases, the initial axon segment, and the neuron will
supposing there to be only four possible fire some pattern of pulses of its own. We
time intervals. The evidence supporting this, suppose each neuron to have a repertoire
however, is not clear, and in any event the of pulse patterns that it can send out, which
refinement is arguably elegant but unneces- become associated with particular input
sary). pulse train combinations through learning.
A template 'matching' between the The fact that water molecules would in-
eRNA and the pulse train intervals is terfere with the three-dimensiomil stacking
thought to have the end result that the of RNA has been noted, and it is probably
eRNA is completely detached from its sub- the case that the intrusion of water between
strate. What happens then is that the ionic the H-bond sites at the base of the eRNA,
'transmitter' (whatever it is) enters a micro- and the hypothetical substrate, would pre-
tubule ending that has become exposed be- vent proper binding. If this is the case, we
176 The Biological Basis of Intelligence. Part I: Theory

o Ca · · o o
000
--~
o
o
--- MAP

Fig. 10. The pulse train has stripped off the eRNA completely from the MAP substrate, exposing
the Ca + + inlet channel, which is now allowing Ca + + to enter. This constitutes recognition of one
pulse train pattern. If a number of such patterns are recognized at the same time at other synapses
on the same neuron, the combined build-up of Ca + + at some site in the axon hillock will initiate
a particular firing sequence

would expect the PSD site to be hydro- is to split ACh itself into the two parts, cho-
phobic, and it is therefore interesting to note line and acetate.
again the finding of Matus and Taff-Jones We now pose some simple questions.
(1978) that the PSD interiors are probably Why does this happen, and what function
highly hydrophobic. does it serve? If ACh is a 'transmitter' mol-
ecule, what indeed is it transmitting?
We have suggested that an additional role
The Role of Acetylcholine
(perhaps the 'main' function of the ACh
at the Synapse
molecule) is as a regulator for the sodium
We have briefly noted the fact that ACh pump.
is released into the synaptic cleft from large The sodium pump itself is a fast-acting
(400-500 A diameter) vesicles, where it mo- mechanism. It is not yet known what the
mentarily acts to open the sodium inlet exact molecular structure of the pump is,
channels. but many facts about its performance are
However, many more ACh molecules are known. The speed of the pump is such that,
released into the cleft than are needed for along the axon, it is able to re-establish the
the purposes of opening these sodium chan- original sodium/potassium ratios within
nels. The ACh molecules are known to bind 4 ms after the passage of a nerve pulse. In-
momentarily to the postsynaptic membrane deed, most of this is accomplished within
in some way, and they are then acted upon a single millisecond.
by a very fast-acting enzyme called acetyl- We suggest that the same molecular
cholinesterase (AChE). The action of AChE pump mechanism that is to be found along
The Cholinergic Synapse and the Memory Molecule 177

Synaptic clef t

~'.(:tJ- i,K-r~~~~~~
Anionic 1\
@

I site ,\
Esterbtic
sitel
+

AChE
I
80A

~
I I J
Pump
Fig. 11. Schematic sectional view of the postsynaptic membrane, showing an ACh molecule just
about to enter the sodium egrees channel of the sodium pump. The highly polarized ACh molecule
is guided into place by a positively charged site at the entrance to the channel

the axon length is used at the synapse, but what like a wedge. It is about 9 A long,
that it is somewhat inappropriate for the and the thick end of the wedge is about
job because it is too fast. However, the ACh 4 Awide. The narrow (front) end easily slips
molecule slows it down by momentarily into the sodium channel, and the thick back
blocking the sodium egress channel. We pic- end cannot enter. The molecule has a conve-
ture a single ACh molecule blocking each nient polarized charge, with a negative
channel, and then rapidly being chopped by charge at the front and a positive charge
the action of AChE. Usually, as soon as at the back. Thus, the charges act as a guid-
the choline is expelled from the mouth of ance system, with the bonus that the posi-
the channel, its place is taken by another tive charge at back expels the choline once
ACh molecule. On occasion, however, a so- the AChE action occurs. The second piece
dium ion is allowed to slip out before an- of evidence supporting our suggested role
other ACh molecule can get into the chan- for ACh is the well-documented effects of
nel. certain agents which antagonize the actions
The net effect of this is to slow the sodium of AChE. When such a substance (such as
pump action down and also to provide a eserine) is administered at the neuromuscu-
smoother, more linear recovery of the origi- lar junction, the muscle contraction is pro-
nal internal sodium concentration. This longed (Katz 1966). Evidently, if the AChE
probably has important consequences in the cannot act, the sodium cannot be pumped
template action of the pulses and the eRNA out, and the muscle remains in a contractile
molecule. state. This clearly implies that the ACh is
Figures 11-13 show a schema of the se- blocking the egress of the sodium. We have
quence of the arrival of the ACh molecule, now simply to suppose that what is true
its momentary blocking of the sodium at the neuromuscular junction is also true
pump, and its subsequent hydrolysation. within the CNS. (We think that the primary
The evidence supporting our picture of ACh function is the same at the neuromus-
this putative action of ACh is derived from cular junction and serves to provide a
a number of considerations. Firstly, there smooth recovery of muscle cells after con-
is the shape of the molecule, which is some- traction.)
178 The Biological Basis of Intelligence. Part I: Theory

Synaptic cleft

of-.i.4._
Anionic "'I
I sit~ >, + I
Esteratk:(
siteAth 1
I
SOA

Pump
Fig. 12. View of the postsynaptic membrane, with an ACh molecule in place, blocking the action
of the sodium pump

5 yna pt i c cleft

~
~__~~~~__~~__C~h_O_li~ne__~~Na
I I Anionic :{ r
I site
Esterati I I
o
site
I
AChE
Acetate

o SOA

Pump
Fig. 13. View of the postsynaptic membrane after the action of AChE. The ACh molecule is now
hydrolysed, and a sodium ion has been able to escape. The site is now available to another ACh
molecule. The overall effect is to slow the egress of sodium from the PSD chamber

Learning and the Formation total in the adult animal, is formed in the
of Memories conventional way, by transcription from
our DNA.
eRNA is unusual in that it is much smaller This 'preformed' RNA allows animals to
than other species of RNA that have been be able to recognize and respond to stimuli
studied so far. It is also quite unusual in the very first time they are encountered.
another respect, and that is in the way it This is the molecular basis of what we nor-
is formed. mally call 'instinct'. Instinct would com-
Some eRNA, probably a minority of the prise not only entire sequences of behav-
The Cholinergic Synapse and the Memory Molecule 179

iour, but would also include the important diphosphate is thus double that of the base
attribute of our innate ability to recognize in the context of RNA.
reinforcing stimuli. We picture our array of four substrates
However, much of our adult behaviour as containing a series of identical rows of
is the result of learning, which we see as the diphosphates, in the order G, C, A, and
the formation of the paired association be- U. The array itself is found at the synapse,
tween a recognized input, and some behav- and we suggest that it could be found in
ioural output. We have already mentioned the islands of 'fine granular material' that
part of this learning process as being the are surrounded by the hexagonal PSD cells,
formation of microtubule cross-bridges in described by Matus (1981).
the initial axon segment, where the initia- We believe that sodium is released into
tion of firing sequences occurs. this area by the arrival of incoming pulse
The other molecular aspect of learning trains, and that, in most respects, the molec-
is the formation of eRNA sequences that ular actions are very similar to our previous
will match stimulus input pulse patterns description of the recognition model. How-
when they re-occur. How is this accom- ever, closely spaced pulses will detach com-
plished? plete rows of the diphosphate nucleotides,
We believe that eRNA can be formed by while the longer pulse intervals will only be
the action of a special 'learning enzyme' sufficient to free the weakly attached uracil
acting on the appropriate precursor RNA diphosphate. Intermediate pulse intervals
subunits. No DNA transcription is involved will detach the diphosphates of U and A,
in this formation at any time. or U, A, and C.
The hypothetical 'learning enzyme' may Let us suppose that a pulse train has just
possibly be a known substance called poly- arrived, and corresponding to the pulse in-
nucleotide phosphorylase (PNP). PNP may tervals, a number of diphosphate nucleo-
not be the actual learning enzyme, but it tides have been released in each of the rows.
will suffice for the purposes of our descrip- They are now more or less floating in the
tion if we assume that it is. (As far as we medium just above the point at which they
know, PNP has not yet been identified in were released. Now let us suppose that a
eukaryotic cells.) quarter of a second later, the animal re-
We must now imagine another molecular ceives a reinforcing stimulus of some kind.
structure something like the one we pictured He recognizes it in the same way he recog-
in the PSD. Again, we have the universal nizes any other stimulus, except that the
binding site, which can form H-bonds to eRNA used was transcribed from DNA.
any of the four nucleotides it encounters. However, the action taken when the rein-
However, instead of just one of these bind- forcing stimulus arrives is to cause a local
ing sites, we have an array of four of them, release ofPNP. We further suppose that the
sitting side by side. Like our previous PNP is released adjacent to the free-floating
model, we picture this array sitting on diphosphates, and as we have shown in
actin. Fig. 15, somewhat to the left of them. The
Attached to this array will be the precur- PNP now goes to work, and goes along the
sors, which are the nucleotide diphosphates. free diphosphate nucleotides, taking the
We have selected nucleotide diphosphates leftmost when there is more than one, and
because they are known to be the precursors knits them into a string. It is somewhat diffi-
of RNA that can be formed by PNP. The cult to imagine this event, but we know that
diphosphates are very much like the nucleo- it does happen in vitro.
tide bases in the RNA molecule itself, ex- At the end of its knitting action, the PNP
cept that they are not attached, and they will have formed a strand of eRNA that
have an htra phosphate group. The nega- corresponds in the way we have described
tive charge associated with each nucleotide to the input stimulus pulse pattern. The
180 The Biological Basis of Intelligence. Part I: Theory

G c A u

8888
8888
8888
8888
8888 Fig. 14. Schematic diagram of the molecular

8888
structure hypothesized in the encoding
model. The top of the figure shows the
diphosphate form of the nucleotides in
outline. There are four columns of

8888
diphosphates, each column being of the
same type. They are thought to be attached
to four substrate grooves, each capable of
attaching only one sort of diphosphate.

8888
However, the relative strengths of the
H-bond sets formed would be the same as
those formed in the universal substrate
groove utilized by the eRNA strands

eRNA will be capable of 'recognizing' the When the new strand of eRNA has found
same pulse pattern that fathereq it when a home, it begins to perform its duty of
and if it re-occurs at the same synapse. 2 scanning incoming pulse trains. When re-
After the eRNA has been formed, we pic- cognition occurs, the ionic transmitter is re-
ture it migrating to one of the adjacent PSD leased into the microtubule that is attached
hex cells, 'searching around' until it finds to the hex chamber. At the distal end of
one with no eRNA already in place. the microtubule, we imagine the arrival of
2 The eRNA strand would actually be capable pulses, that would be able to strip off any
of responding to a class of stimuli, rather than eRNA strand. Such pulse trains would be
just the progenitor pulse train. This is because caused by very strong stimuli. Thus, for exam-
the shortest pulse intervals (resulting in high ple, an unexpected firecracker going off nearby
sodium concentrations) will cause any of the would cause such pulse trains, which would
nucleotide bases to be detached. For instance, have the effect of causing many association cir-
one could have a 'universal' pulse train, con- cuits to fire at the same time. We experience
sisting of a sequence of very closely spaced this as the 'startle reflex'.
The Cholinergic Synapse and the Memory Molecule 181

3 3 2
Spike train

Time in

o
mill i secondsO 10 20 30 1.0 50 60 70 80 90

o
8
ATTACHED
8 DETACHED

o
8
o
RNA
00000080
Fig. 1S. Companion figure to Fig. 14. The top of the figure shows an oscillograph of a nine-pulse
pulse train, with one of four possible time intervals between each pulse. A time scale is shown
below the pulse train; in this example, the pulse train is 90 ms long. Below the time scale is the
matrix of diphosphates, with eight rows and four columns. Each interval of the pulse train affects
one row of the matrix, detaching from one to four diphosphates. The diphosphates remaining attached
are shaded. Immediately after the passage of the pulse train, PNP is conditionally released at an
adjacent site. If this occurs, the PNP will act on the leftmost of the freed diphosphates, concatenating
them to form a new strand of eRNA. A schematic representation of the new eRNA strand encoding
the pulse train at the top of the figure appears at the bottom of the figure

the ionic substance as predisposing the mi- a network capable of recognizing a complex
crotubule to form cross-bridges and associ- stimulus within a single neuron has been
ations with other micro tubules that are dis- formed.
charging ions at the same time. In this way, This, we believe, is the basis of learning.
182 The Biological Basis of Intelligence. Part I: Theory

Pulse Train Recognition, intervals) long. The average pulse interval


Errors, and Reliability is of the order of 11 ms, and the average
pulse train therefore takes about 230 ms to
The detailed molecular models we have pre- pass a given point. We can use this average'
sented so far have shown how we might be time to work out the likely time taken for
able to form memories of events that were the longer sequences of pulse train chains.
originally neutral, but which come to have Ultimately, each logical chain has an end
meaning because of their pairing with rein- point, and the number of steps required to
forcing stimuli. reach the end will vary as a function of task
If we extend these notions a little bit, and complexity. We equate these chains of asso-
imagine that when a recognition sequence ciated pulse trains as being equivalent to
has been formed within a neuron, it is itself the 'programs' that were discussed at th~
able to cause the release of PNP in an adja- beginning of this chapter. The pulse train
cent neuron, we have a means whereby a is therefore the 'action subunit' that was
chain of logically related pulse trains can mentioned as the basis of the programs.
be built up. We see this ability of the neuron There is no logical reason why these logic
to itself release PNP in response to what chains would be found to reside only in neu-
was originally a neutral stimulus as the basis ral structures with adjacent neurons. Once
for all of our complex behaviour. The sec- a pulse was initiated at one point in the
ondary release of PNP, of course, is well chain, the next responding neuron could be
known to psychologists as 'secondary rein- some distance away. We would also expect
forcement', which can easily be demon- that long sequences of logical processing
strated in laboratory conditions. might well involve 'loops' over the same
As a neuron will itself send out a pulse fibres, and it could well be the case that
train in response to incoming stimuli, it fol- idividual neurons were responsible for more
lows that much of the internal 'processing' than one of the chain links. Put another
that takes place in the brain is the recogni- way, a neuron could find itself firing in indi-
tion of these secondary pulse trains, which rect response to previous firing that it had
are one or more steps removed from the itself undertaken some seconds previously.
primary stimulus. The setting off of one of In most cases of manifest behaviour, we
these pulse chains (as opposed to trains) is believe that it will be necessary for a degree
a process that we might call by various of replication of the logical chains to occur.
names - for example, thinking, or in some In some cases, this replication may simply
contexts, problem solving, planning, letter be necessary because the outward behaviour
writing, etc. All of these outwardly appear- involves large muscle groups, and the final
ing different sorts of behaviour should have neurons involved in the behaviour might be
the same internal molecular mechanisms. some number of spinal motor units. The ac-
We can represent these chains of pulse quisition of what we would term a 'skill'
trains by the simple schema: would be the gradual build-up ofthese repli-
cations, until sufficient numbers of them
A--+B--+C--+D ···--+N--+
were there so that a particular action was
Each of the letters in the diagram above performed smoothly and quickly.
represents a pulse train, which is thought What has been presented so far is a pic-
to be recognized, thereby setting off the next ture of molecular events as they should ide-
pulse train in sequence. These sequences are ally function. It will be recalled that we have
our associative memories, and in the appro- discussed reliability in some detail in fairly
priate context, they represent the behav- abstract terms. We now pose the question,
ioural sequences alluded to above. 'What happens when the recognition se-
In the human, each of these pulse trains quence does not work as it is supposed to
is thought to be a constant 22 pulses (21 work?'
Pulse Train Recognition, Errors, and Reliability 183

Individual Differences induction of a pulse that should not have


in Molecular Errors'
I been there. In between these two extremes,
we can have pulse speed variations.
We have discussed in some detail the inter- Pulse speed variations are only trouble-
action of sodium with eRNA at the synapse, some if the variations affect individual
and noted that the ACh molecule acts to pulses in a train The absolute speed of
slow down the pumping of sodium back pulses varies considerably, and is a function
into the synaptic cleft. This has the effect of axon size. If all of the pulses in a train
of making the recovery of the original sodi- were to be speeded up or slowed down by
um concentration a smooth and relatively the same amount, it should not make any
linear event, as opposed to the quick expo- difference to the probability of correct re-
nential recovery that is seen in axonal trans- cognition at the synapse. If, however, one
mission. pulse is speeded up, it will increase the time
We now refme the above question into interval between itself and the pulse follow-
the more detailed questions, 'What happens ing it, thus making recognition less likely.
if the sodium is pumped out too quickly?', On the other hand, if the same pulse is
and conversly, 'What happens if the sodium slowed down, it increases the time interval
is pumped out too slowly?' Either of the between itself and the pulse preceeding it,
above two events is an 'error' of a sort. and again makes recognition less likely. The
However, they lead to quite different sorts fact that in both cases another interval gets
of consequences. shorter does not compensate for the longer
Let us fIrst consider what happens when interval, because of the way our model of
sodium is pumped out too quickly. In this the scanning process works. Thus, we con-
case, the H-bonds of the nucleotide affected clude that any variation in the temporal in-
by the most recent pulse will recover more tegrity of the pulse train as it passes along
quickly, and in some cases, the H-bonds will the axon is likely to make the failure of
not break when logically they should have pulse train recognition at the synapse more
broken! This means that the nucleotide will likely.
remain bound to the substrate molecule, It is possible that the converse sort of er-
and it has the ultimate effect that the eRNA ror, an increased probability of recognition,
template cannot match the pulse train time can occur. This would happen if there was
pattern. In turn, the failure of the eRNA a 'slow pumping' of sodium at the synapse
template to be removed from the substrate itself. If for any reason, the concentration
means that the ionic substance will not be of sodium inside the PSD chamber is higher
released into the microtubule network, and than it should be throughout the arrival of
this, of course, means that the neuron will a pulse train at the synapse, it will increase
probably fail to fIre and send out its asso- the probability that the eRNA will be
ciated pulse train. The logical chain, what- stripped off, indicating a recognition event.
ever it might have represented in more mo- Obviously, if the sodium concentration is
lar terms, thus comes to a halt. We will refer high enough, it could cause the recognition
to this as 'recognition failure'. of a pulse train sequence that should not
Recognition failure can probably occur have caused the eRNA to have been re-
for many different reasons. The description moved. This is 'misrecognition' or 'irrele-
given above implies a failure with the molec- vant recognition'.
ular mechanism at the synapse itself. How- The actual molecular' failure' at the syn-
ever, if there were problems with pulse apse that might bring about misrecognition
transmission along the axon, we would still could be anyone of a large number of possi-
expect to have recognition failure at the syn- bilities, and it is pointless to extend our
apse. The' axonal failures could range from model to discuss these possibilities at this
the complete dropout (loss) of a pulse, to time.
184 The Biological Basis of Intelligence. Part I: Theory

The discussion of recognition errors has probability of the 3-chain sequence would
been pursued because we think it to be the be .729.
most important aspect of the theory and Let us reverse the problem somewhat,
model presented here as it pertains to intelli- and examine the characteristic length of a
gence. We believe that all individuals can logical chain that will succeed before break-
be characterized by the extent to which re- down occurs, given the value of R. This is
cognition failures occur or do not occur. called the expected average value of N, writ-
This characterization can be expressed as ten as E(N). The formula turns out to be:
a single parameter, a probability of recogni-
1
tion occuring when it should occur. E(N)=1_R
The actual parameter as it might apply
at a single synapse need not apply to other There are some very interesting behavioural
synapses, but what seems to be likely is that consequences implied by the above formula.
the distribution of individual synaptic prob- We should note that the value of R is likely
abilities will have a mean, characteristic to be quite high in absolute terms, and it
value for the individual as a whole. is interesting to see the effect that small dif-
The greater or lesser characteristic proba- ferences in the value will make.
bility of correct pulse train recognition at Suppose that we have three individuals,
the synapse for given individuals we believe which we will call' A', 'B', and 'C', each
to be the biological basis of intelligence. having a different characteristic value of R.
Individual' A' has an R value of .9900, indi-
vidual' B' a value of .9990, and individual
Recognition Probability 'C' the highest value of all, .9999.
and Intelligence Substituting the values of R into the
above formula, we can work out that the
The preceding section has presented the par- average expected values of N, E(N), are 100
adigm of a logically related chain of pulse for individual' A', 1000 for individual' B',
trains, forming a chain: and a full 10000 for individual 'C'!
Converting the above expected values
A-+B-+C-+D ···-+N-+ into time, we use the value of 230 ms (our
assumed average human pulse train length)
with the final arrow indicating that the final
for each of the N units. Individual' A' has
pulse train must be recognized as well for
an expected mean time before failure
the chain to have some ultimate purpose.
(MTBF) of 23 s. Individual ' B ' has a
Let us call the characteristic probability
MTBF of 230 s, or just under 4 min. Indi-
of correct recognition for an individual 'R'.
vidual 'C' has a MTBF of 2300 s, or about
The converse probability of recognition fail-
38 min.
ure is therefore 1- R. R is to be thought
For many kinds of everyday activity, we
of as the probability that just one of the
humans do not require very long thought
synaptic recognitions will succeed, as op-
chains. If a particular thought chain was
posed to the probability that the entire
one that required, say, only ten steps for
chain will be recognized correctly.
completion, there would be very little abso-
If we assume that each synapse has the
lute difference between the values of R to
same value of R, and that the probabilities
the N in the three individuals mentioned
are independent, we specify the probability
above. Individual 'A', with the R of .9900,
that a chain of ' N' events will succeed as:
would have a probability of completing a
ten-link chain of .904. Individual' B', with
an R value of .9990, has a final probability
that is, R raised to the Nth power. For of .99 of completing the chain, and individ-
example, if R was .90, and N was 3, the ual 'C' ends up with a .999 probability.
Pulse Train Recognition, Errors, and Reliability 185

If we had some sort oflQ test which con- Reception Probability


sisted of large numbers of easy items, each and Tests of Memory
of which could be solved using programs
of ten links or less, and these programs were The above account has so far talked about
known to our three individuals, it would intelligence tests that might distinguish be-
take a fairly large number of test items to tween individuals with differing levels of R
be administered before we could reliably in terms of the presentation of problem
identify individual 'A' from the others. A solving tasks which require a few seconds
100-item test, with each item requiring ten or even minutes for the solution of a single
pulse train links, and a time limit placed item.
on each item, should result with' A' having Most psychologists will be familiar with
a score of 90 on the test, 'B' with a score the fact that simple tests of vocabulary have
of 99, and 'C' with a score of 100. We been found to be one of the best ways of
would not be very confident on the basis measuring intelligence, as judged by the cri-
of these results that' B' and' C' were really teria implicit in the technique offactor anal-
different, and not entirely certain (taking ysis. Vocabulary tests almost always have
into account normal sampling variability) amongst the highest factor loadings to be
that 'C' was really better than 'B'. found among the various subtests in a typi-
Now let us step up the difficulty by a cal IQ test.
factor of 100, and set a test consisting of In a multiple choice situation, it is some-
items with 1000 links each. Each item re- times possible for a person to use his knowl-
quires just under 4 min of thinking to arrive edge of a foreign language, or Latin, to
at the correct answer. Individual' A' breaks make a good guess at the meaning of an
down on this test completely. He has a unfamiliar word, but in many cases, a given
probability of solving any single item of word presented to the test taker is defined
only .00004 - lucky guesses excluded. Indi- immediately or not at all.
vidual 'B' has a respectable probability of The implication seems to be that tests
solving any item of .368. Individual' C' still which primarily sample the amount of
finds the items fairly easy, with a probability stored information are good measures of in-
of .904 of getting the answer to an item in telligence, and it is difficult at first to see
the alloted time. If we were to administer how we can relate this fact to the previous
a timed test with ten such items to these paradigm. In order to do so, we must come
three individuals, we would expect scores back to the issue of redundancy.
of 0, 4, and 9, which spaces the individuals In the introductory sections of this
out nicely. We would therefore be fairly chapter, we discussed how redundancy
confident that we have distinguished be- might be built into a logical system to ex-
tween them with a small number of items tend the MTBF. Our own performance on
(noting, however, that the ten items take mental tasks is helped by redundancy in ex-
longer to administer, as a practical point). actly the same ways that have been dis-
Our model mirrors the commonplace ob- cussed. There is no real doubt that the brain
servation that people of very high intelli- has massive amounts of redundancy built
gence (as inferred from their jobs or ac- into it, and it could be argued that our men-
complishments) are not vastly superior in tal superiority as a species is simply a func-
everyday tasks to people of ordinary intelli- tion of this redundancy, as it confers very
gence. The model also fits in with the feeling significant performance advantages.
of many teachers that it is virtually impossi- Some replications of learned sequences
ble to teach very difficult tasks to some peo- will come about from simple repetition
ple, no matter how long one persists (for without any real conscious effort on our
example, higher mathematics to ESN chil- parts, whilst others will occur by the con-
dren). scious application of rote learning. What we
186 The Biological Basis of Intelligence. Part I: Theory

may have thought of as 'the strength of the being about 1.5 litres. Our memory mole-
connection' in some simplistic learning cules and the PSDs will be exactly the same
theory is in reality the number of replica- size from one individual to the next, and
tions of a complete logical sequence that the only way that it would be possible for
we have stored. one individual to have a significantly
To see just how replication can help, let greater amount of memory capacity would
us return to our previous example of the be to have significantly larger numbers of
three individuals with differing values of R. synapses, or, possibly, more PSD hexagonal
Individual 'B' had an R value of .9900, and cells at each synapse. There is no evidence
when we gave him the toOO-link test item, known to us (one way or the other) which
he had a probability of only .36769 in get- suggests that we might differ from each
ting it correct. Let us now assume that 'B' other at this level, but we personally feel
had only a single replication of the logical it unlikely that such differences would oc-
chain at that time, but we have now given cur. It is not necessary, however, to make
him additional training in the problem, and such presuppositions to explain our demon-
he now has a second full replication of the strable differences in memory capacity.
chain. We now present him with another Only one additional assumption is re-
similar test item, and he 'sets to work', set- quired at this stage, which is that our memo-
ting off both of his logical chains at once. ry store is finite, and fills up to capacity
Now we have to take into account that even at some relatively early point in our lives.
if one or other of the chains fails, the other If we accepted this assumption, it poses
might not. We assume, of course, that the the question, 'How can we continue to learn
probabilities are independent. In the first when our memory storage capacity is used
instance, the probability of failure was up?' The answer must be that we then make
(1- R), or .63231, but the addition of the room for new 'facts' by losing old ones.
second chain means that the above proba- The loss of memory is hard to dispute, but
bility is raised to the power of 2, or squared. the famous work of Wilder Penfield many
Turning this around, we find that the prob- years ago that demonstrated (by direct elec-
ability of getting the test answer correct trical stimulation of the cerebral cortex) that
when' B' has two chains goes up from .3677 very old memories could be vividly recalled
to .6002, a very useful gain. If he studies when it was 'thought they had been lost'
some more, and eventually gets four replica- has given rise to the popular canard that
tions, his probability jumps to .8402, and our memory is infinite. Were that it were
eight full replications would bring it up to so! The indisputable fact is that we seem
.9745. Thus, we see the value of'learning', to be unable to recall information when we
or the creation of these replications. Indi- wish to. Also beyond doubt is the fact that
vidual 'B', given enough practice, can out- all molecules have limited lives. The so-
perform individual 'C', provided that indi- called half-life of RNA is measured in days,
vidual' C' does not acquire additional repli- and whilst eRNA might tum out to be lon-
cations as well. ger lived than other RNA species it too
Most adult humans engaged in the 'men- must have a finite half-life. Each time we
tal' sorts of jobs, such as being professors lose a molecule of eRNA, we are losing
or students or clerks, will have a large part some of our stored memory. What cannot
of their total memory capacity used up in be dismissed out of hand is the possibility
storing replications for performing various that our memory capacity is such that at
kinds of tasks. However, we do not differ normal rates of acquisition, we would not
so much from individual to individual in fill up for a very long time - say, 90 years
terms of our brain size; the ratio of smallest or so. Again, that seems to be improbable,
to 'largest in the normal adult is perhaps as full brain size is reached very early in
1 to 2, with the average male human brain life, and there is little evidence for change
Pulse Train Recognition, Errors, and Reliability 187

beyond the age of 18 except in the negative and a greater number of facts and figures
direction. at his mental fingertips. When we now sam-
We believe, on the basis of what poor ple the stored knowledge with appropriate
evidence does exist, that the human brain tests, and also measure problem solving
is full by the mid-twenties, and that the fur- ability, we find the same individuals high
ther acquisition of new knowledge beyond in both. Thus, we have a high correlation
that point is at the expense of other memo- between fluid and crystallized intelligence,
ry. which combine to give us our familiar glob-
Of course, memory would not be lost in al 'g'.
any systematic way, and (unfortunately!)
there seems to be no way to control what
is lost to make room for the new. The rate Sex Differences in Intelligence
of memory loss can probably be controlled
in an odd sort of way, because it is a func- Many IQ tests show that there are no signif-
tion of acquisition rate. That is, the more icant differences in the mean, or average
we learn (after we are full) the more we lose. scores of IQ tests between men and women.
If our reasoning is correct, it implies that When a new IQ test is being constructed,
people past their mid-twenties who are still it is quite easy to find test items that are
actively involved in the acquisition of new not answered correctly by the same propor-
knowledge will find themselves beset with tions of men and women, but these are
the problem of the rapid loss of information usually then eliminated from the test. So,
that was thought to be safely tucked away to some extent, the fact that no differences
somewhere. This may explain the 'absent- are to be found in our current IQ tests be-
minded professor' syndrome. tween the averages for the two sexes is
Now let us return to the question of hardly surprising.
vocabulary tests. If individuals do have the There are, however, differences in the
same basic memory storage size, and a lot standard deviations or variability of the
of this is used up by redundant storage of scores of the two sexes in many IQ tests,
logical chains that are formed to give us with men showing the greater variation. The
performance advantages (perhaps of neces- distribution of many IQ test scores are such
sity), it follows that the individuals who can that they approximate to the normal (Gaus-
be demonstrated to have more facts stored sian) curve. If we regard some arbitrary
away (as measured by the sampling tech- lower score on a test as a classification like
nique of IQ test items) must have been able "educational subnormal" (ESN) and some
to store them by virtue of the fact that they equally arbitrary high score as " gifted", we
did not use up so much of their memory then find that there is a higher ratio of ESN
for redundant storage. males to women and likewise we find that
Who are the individuals who have not there are more gifted men than women, even
used up so much of their memory capacity though the average scores are the same.
for redundant storage? It must be the indi- The brains of men and women are known
viduals who do not need to, because they to differ somewhat in size, with women hav-
already have a high probability of task suc- ing about 200 g less tissue. On the other
cess. Of course, those are the individuals hand, they also tend to have less body mass,
with high levels of R! In other words, high and over the phylogenetic scale, the best in-
R means that you do not need to have as dex of species intelligence is the ratio of
much redundancy as somebody with a body mass to brain size.
lower level of R. The smaller amount of re- Do men and women differ in terms of
dundancy means that additional memory the R parameter, either in terms of the mean
capacity is available, and so the high R indi- or in variability? If so, what may possibly
vidual ends up with a larger vocabulary, account for it?
188 The Biological Basis of Intelligence. Part I: Theory

The variability question is in reality two sively parallel) computers often have only
questions, as the reason for the higher pro- one central processing unit. When a com-
portion of gifted men does not have to be puter is carrying out a computation task,
the explanation for the higher proportion an event might occur which requires imme-
ofESN men. diate attention. In this case, the computer
Looking at the question of the upper tail hardware generates an interrupt condition,
of the IQ distributions first, we must consid- and the software routines save the context
er what it means in terms of tasks to have of the job that the computer was working
a very high value of R. Our previous calcu- on. The computer then turns its attention
lations have shown that the superior perfor- to the interrupt condition, takes care of it,
mance of high R people only becomes notic- and then restores the context of the inter-
able when the task length increases. People rupted task and resumes computation.
with the very highest levels of R can main- Problems occur in computer systems if
tain thought processes with a time course there are too many interrupts in too short
of hours, and perhaps longer. Tasks which a space of time. Each interrupt puts a de-
require these levels of concentrated mental mand on certain dynamic memory capacity
effort are usually to be found in the realms the computer has available. If there are too
of mathematics, science, and technology of many interrupts (which can be nested, with
various kinds, although a case can be made a higher level interrupt interrupting an in-
to include the upper echelons of most pro- terrupt, etc.) the computer system might run
fessions. It is at these upper levels, of course, out of dynamic memory. If that happens,
that we find an inbalance in the sex ratios. the system usually misbehaves, or at the
Are there more male chess grand masters, very least suffers the temporary loss of data
for example, because there is a shortage of and wastes some time.
women who have the necessary level of R, We suggest that adult women have a far
or are there other explanations for the ratio larger number of interrupt conditions to at-
differences? tend to than men. These interrupt condi-
If there was a genuine superiority of the tions are stimuli which are attended to be-
male brain, it should be manifested as a cause there is eRNA in the brain scanning
higher mean level of R, which in turn should for the condition. This particular eRNA is
sho'Y up in our conventional IQ test norms. thought to be there not as a result of learn-
As we do not find this to be the case, it ing, but comes from DNA transcription.
leads one to suspect that an additional fac- The biological purpose of such eRNA is to
tor must be posited to explain the shortage program the woman to respond to such
of women from even those activities where things as an infant's cry, or a possible threat
there seems to be little evidence suggesting from some external source. Men have such
social discrimination. eRNA as well, of course, and all that we
We believe that there is such a factor, are suggesting is that women have a much
which has the effect ofinvalidating high lev- larger repertoire of events that they are bio-
els of R in women. Put another way, there logically programmed to respond to.
are probably just as many women who When some of these events occur, we sug-
could concentrate on a chess problem for gest that it may be impossible to effectively
hours on end as there are men, but there 'store the context.' Chess problems, as an
is something that prevents them from doing example, quickly get into the combinatorial
so. We believe that the additional factor is explosion of having tens of thousands of
one best explained using a computer analo- possible moves, looking ahead only a few
gy. turns. If an interrupt of sufficient magni-
Computers are constructed so that they tude occurs whilst solving a difficult chess
can attend to many things at the same time. problem, the only way that one can return
However, unlike the brain (which is exten- to the problem is to start at the beginning.
The Measurement of Biological Intelligence 189

If, before you have reconstructed the point erybody would agree that this is subject to
at which the interrupt occurred, another in- a high degree of measurement error.
terrupt occurs, the effect can be very frus- Is there, then, a way of way of directly
trating. The task enjoyment is effectively getting at some estimate of the value of R,
destroyed, and the person is unlikely to per- the recognition probability, without the
sist in the activity. This, we believe, is the constraint that any culturally related test
reason for the lack of women in the profes- items would introduce?
sions which require long periods of concen-
tration.
In some support of this interpretation, we The Electroencephalogram
note that some activities, notably literature, and Intelligence Measures
have' hard copy output' as an inherent part
of the activity. In such cases, it is usually Attempts to find' culture free' tests of intel-
less frustrating to get back into the problem ligence go back a very long way, and other
after an interrupt because one can refer to chapters in this book mention some early
ones own output to re-establish the context. studies in this area. In the last 2 decades,
Thus, we find that there are large numbers a number of studies have appeared report-
of female authors, etc. ing attempts to relate intelligence scores to
We feel that tasks such as musical compo- measures derived from electroencephalogra-
sition which might at first sight seem to be phy, or EEG. EEG is the measurement of
in the same category (but which also lack the tiny electrical currents of the brain.
the same proportions of women) will also These can be measured by the insertion of
be found to be tasks which require the ex- electrodes directly into brain tissue, or rath-
tended periods of concentration. Reputedly, er more weakly, by means of electrodes
composers often compose a piece 'in their placed directly upon the scalp.
head' and the hard copy output stage oc- Many of the studies which have attempt-
curs at the very end of the creative process. ed to relate EEG to IQ (for reviews, see
A literary work is probably composed more Ellingson 1966, Vogel and Broverman 1964,
in outline at the onset, with the detail pro- Shucard and Hom 1972, DE Hendrickson
vided at the time of writing. 1972, Callaway 1975) have used the tech-
nique of the averaged evoked potential
(AEP).
The AEP technique consists of presenting
The Measurement a subject with a repetitive stimulus, and re-
of Biological Intelligence cording the EEG signal at the same time.
A record is made such that the point of
stimulus onset can be determined in the
In this section, we consider how we might EEG recording, when a predetermined
be able to measure biological intelligence. number of stimuli have been presented, the
The previous sections have discussed how EEG records are then processed so that a
and why fluid and crystallized intelligence given time epoch from stimulus onset is
are related, and it follows that our tried and averaged over the total number of stimulus
true (albeit highly criticized) standard IQ presentations. This can be done in a number
tests will correlate well with biological intel- of ways, ranging from the original method
ligence. of superimposition of the signals on a stor-
The criticism that everybody will accept age tube, to the more modem analog-to-
of such tests is in the applicability of a given digital (A/D) conversion methods which use
test to a given sample of subjects. We have computer technology. The end result is a
mentioned how the number of stored facts wave form which is the 'pure' response of
is measured by means of sampling, and ev- the brain to the stimulus, as (hopefully) the
190 The Biological Basis of Intelligence. Part I: Theory

other activity that was going on at the same cal activity of the brain in a rather gross
time each stimulus was presented was un- way. However, we need to know what that
correlated, and was thereby cancelled out. electrical activity represents in order to in-
The technique is known more generally as terpret it.
'signal averaging'. The subject of the electrogenesis of the
Various of the studies mentioned in the EEG is something which has concerned a
above reviews were able to find significant number of investigators ever since Hans
correlations between IQ and measures de- Berger (1929) discovered that he could mea-
rived from the AEP processed records (for sure electrical potentials directly from the
example, see Ertl and Schafer 1969). scalp. After some decades of experiment
One of the most common of the scoring and debate, there still does not seem to be
techniques, given the AEP, wave form, was a clear-cut consensus on the meaning of the
to scan along the record from stimulus on- EEG, and what exactly is causing the elec-
set, and mark the peaks and troughs of the trical currents.
wave form. The distance from stimulus on- One study that we personally find both
set to each peak or trough was noted. The illuminating and convincing is that of Fox
distance on the horizontal axis of the graph and O'Brien (1965). Fox and O'Brien re-
corresponds to time. corded the response of single neurons in the
The assumption was made by these inves- cortex of experimental animals to a visual
tigators that the peaks and troughs they stimulus. Large numbers of presentations of
noted in each record were, in some sense, the stimulus (usually over 4000) were made,
records of the same neural event from one and the pulse train activity of the neuron
person to the next. That is, peak 3 (say) immediately after the stimulus presentation
for subject 'A' represented the same thing was recorded. The elapsed time from the
as peak 3 for subject' B', even though they onset of the stimulus until the occurrence
would not in general be found at exactly of each pulse (within a specified epoch) was
the same point in the record. measured, and a histogram of the numbers
When the times (latencies) for these var- of pulse occurrences with specified ranges
ious peaks and troughs were correlated with of times (bins) from stimulus onset was
IQ scores, it was found by some of the inves- made. After this series of presentations was
tigators that there was a significant negative complete, the microelectrode used to record
correlation between IQ and the time mea- the activity of the single neuron was pushed
sures. High IQ subjects tended to have their a bit deeper into the cortex until it was not
peaks and troughs occurring earlier in the within a single axon, but in the surrounding
AEP record. material. The electrode was now able to
The correlations reported tended to be in make a direct internal record of the EEG
the range - .30 to -.45 or so, which were currents within the cortex at that point.
unlikely to arise by chance for the various During this second recording, a much
sample sizes used. At the same time, a smaller number of presentations of the same
number of other studies appeared to show stimulus were made.
zero order and non-significant correlations. Fox and O'Brien collected such data on
Evidently, whatever was being measured by nearly 200 single units. They analysed their
these studies was subject to variability of data by visually comparing the histograms
technique, or sample, or both. with the AEP waveforms from the same
In order to relate the fmdings that are point. Figure 16 shows two of these com-
referred to above to the theory presented parisons.
here, it is necessary to consider in some In Fig. 16, there is a remarkable corre-
more detail what the EEG is, and what ex- spondence between the envelope of the
actly it is measuring. At one level, we can histogram and the AEP wave form; if su-
say that we are simply recording the electri- perimposed they line up almost exactly if
The Measurement of Biological Intelligence 191

900

3000

...... ..
:'.'.: ~
:.~.,
"
r.
'.\J\J
/''''-''''-..
. ~,,"~
,I....
I·' : ~ ' •
'fo
"'J :.
0.5 Is 0.5 Is
lime lime

~L
lOOms

c d '----1----------

Fig. 16 a-d. The relation between probability of a single cell fIring and evoked potential waveform.
a Frequency distribution of spikes from a single cell in the visual cortex of a cat after stimulation
with 4918 flashes; b Averaged evoked potential (200 oscilloscope sweeps) recorded from the same
microelectrode, after cell death (r= .60, P< .001). Similarly, spike distribution for a single cell is
shown in c (3150 sweeps) and the corresponding averaged evoked potential in d (150 sweeps) (r=.51;
P< .001). Ordinate (for unit distributions); number of times the cell fIred in response to light flash.
Abscissa (for unit distributions); time, in 100-ms divisions. (Fox and O'Brien 1965)

the vertical scales are made to match. The The correspondence between the histo-
examples shown are said to be chosen from grams and the AEP waveforms, then, we
a large number of such close alignments interpret to mean that the electrogenesis of
which occurred amongst the 200 neurons the EEG is derived from the summation of
that were studied. the individual pulses, provided that some
The implication of the Fox and O'Brien pulse trains are predominant in the sense
study and similar studies which have shown that there are many more replications of
more or less the same thing (Vaughan 1969, them at the same time and place. If all the
Creutzfeldt et al. 1969) is that there are a pulse trains going on at anyone time within
fairly large number of cerebral cortex ax- a confined area were different, the result
onal fibres which are carrying pulse trains would probably be that little or no EEG
which have originated from the primary activity would be recorded (this is because
sensory units (such as the hair cells of the it is momentary voltage changes, or differ-
cochlea). These are probably long 'trans- ences, which are recorded, as opposed to
verse' fibres with thousands of synaptic some absolute sum of electrical activity.) If
contacts which allow the functional associa- we think back to our early example of hu-
tive units to be aware of the primary input man speech, we noted that the larynx im-
stimuli. poses a pattern on the higher frequencies.
192 The Biological Basis of Intelligence. Part I: Theory

It is probable that many of the individual next as they travelled down the axon. Our
hair cells firing in response to a phoneme algorithm was such that the error in our
are sending out very similar pulse trains, simulated pulse trains was cumulative, in
tracking the amplitude changes from mo- that the location of the second pulse was
ment to moment. These coordinated pulse a function of the error added to the first
trains summate to give rise to a fairly easily pulse as well as the second, the third pulse
detected AEP response. location was a function of the first three
If our interpretation of the studies cited random numbers, etc. The position of each
above is correct, it means that we can inter- successive pulse in the train was therefore
pret the EEG AEP waveform as a kind of more indeterminate than the preceding
picture of the individual pulse trains that pulse. The program could be made to gener-
were set off by the primary stimulus. What ate any number of these pulse trains, each
follows then is the possibility of fairly direct with a different series of random numbers
measurement of the amount of error in the drawn from the same distribution, which
pulse train transmission, which might in was specified at the onset of the program.
turn have a monotonic relationship to the The final output of the program was to gen-
R parameter. erate a histogram of the pulse interval posi-
tions. In effect, our program created data
similar to the data collected by Fox and
The Effect of Transmission Errors O'Brien.
on Waveform Appearance One difference between our program and
real data is the position of the very first
In order to be able to understand the nature pulse. As we always start at a zero time
of the EEG waveform and its relationship base, the first pulse in the train has very
to the pulse trains which might underlie it, little error.
we carried out a series of computer simula- Figures 17-20 are a selection of computer
tion studies. drawn histograms produced by our pro-
A computer program was written which gram. In this series, we generated pulses
generated a series of real numbers, with 24 ms apart in order to show more clearly
each number in the series being a specified what happens when the random number pa-
constant amount greater than the preceding rameter is varied. The histograms, however,
number. The series was intended to repre- have to be interpreted with some caution,
sent the time elapsed from occurrence of as they are not drawn to the same scale.
the first pulse in a pulse train until the arriv- The vertical axis on each histogram in the
al of the subsequent pulses in the train. series changes, to preserve the amplitude de-
Thus, a typical series might be 8.0, 16.0, tail. Each histogram represents the summa-
24.0, 32.0, etc., with an implied unit of milli- tion of 500 generated pulse trains.
seconds. As the series was formed, by repea- The first histogram (Fig. 17) in the series
tedly adding the constant to a developing is the trivial case of no error; each pulse
sum, a random number was generated from is in exactly the same position as the corre-
a distribution with a mean of zero, and a sponding pulses of the other trains.
specified standard deviation, and added to Figure 18 shows the series with the first
the constant. Thus, depending on the cho- amount of error added to the system, in
sen standard deviation of the random this case a random number with zero mean
number series, the series might actually read and a standard deviation of 0.2. Note the
7.96, 15.84, 24.09, 32.01, etc., rather than change in the vertical scale (the full range
the perfect (error free) series mentioned is 512 plotting units), which has dropped
above. The intent of the addition of the ran- from .98 to 1.83. This histogram clearly
dom term was to simulate the error in tem- shows the effect of the cumulative error, as
poral intervals between one pulse and the the height of each pulse drops and the base
The Measurement of Biological Intelligence 193

Plol scale" 0.98 NUlllber of slllluiollons .. . S00


SpIke Sld. Dev." 0.000
Calegory probabllllles .. 0.000 0.000 1.0000.000

100 200 300


----TIME IN HILLISECONDS----
Fig. 17. Trivial case of pulse train histogram with no error added, showing exact location of each
pulse

Plol scale" 1.83 NUlllber of slllluiollons - S00


SpIke Sld. Dev." 0.200
Calegory probabllllles" 0.000 0.000 1.0000.000

! , 1
i I II I I! I I
I ,
I
I
i i ! I ,
I I I
i I

100 200 300 400 500


----TI ME IN MILLISECONDS----
Fig. 18. Pulse train histogram, with standard deviation of 0.2. The cumulative error makes the right-
most modes shorter and broader. Plot scale is 1.83 units
194 The Biological Basis of Intelligence. Part I: Theory

Plo~ scole g 2.81 Nu~ber of sl.ulotlons a 500


SpIke S~d. Dev. g 0.800
Category probabIlIties g 0.000 0.000 1.000 0.000

100 200 300 400 500


----TIME IN HILLISECONDS----
Fig. 19. Pulse train histogram, with standard deviation of 0.8. The bases of individual pulse modes
are now touching at the base of the histogram. Plot scale is 2.81 units

Plot scole # 6.10 Nu~ber of sl.ulotlons" 500


SpIke Std. Dev. 2.000#

Cotegory probabIlItIes D 0.000 0.000 1.0000.000

I
-

~ I'
j\~~I~~J~
i\
,i~
111),1 , " ~ I IIIII1II ~ II I\~
~!JJ1 ;}~'Ii \'11 VI\I ~i Ml~lil~i~j'li'l \'1
,I

J 1,1
100 200 300 400 500
---'- TIME IN MILLISECONDS----
Fig. 20. Pulse train histogram, with standard deviation of 2.0. Individual pulse modes have now
disappeared in the right half of the histogram. Plot scale is 6.10
The Measurement of Biological Intelligence 195

enlarges as we go from left to right into peak number 5 if there is a lot of error,
the record. as compared to a record where there is very
Figure 19 shows the standard deviation little error.
with a value of .8. The position of the origi- Put another way, we are saying that the
nal pulses can still be clearly seen as a mode, research workers who used the' traditional '
but the bases of each mode are beginning way of measuring peak and trough location
to overlap. were simply not comparing like with like.
Figure 20 has a very large amount of er- Nonetheless, what they were doing had a
ror added, with a standard deviation of 2.0. crude measure of validity, although the in-
You can now determine the original posi- vestigators tended to give odd names like
tion of just the first seven pulses, with a 'speed' or 'reactivity', etc., to their mea-
suggestion for the eighth. Beyond that, the sures.
record is just a spiky line. We were convinced that a better measure
If we were to replot the last histogram of the error could be found than the peak
with the original plot scale, the spiky nature and trough counting method, which was
of the record would smooth out, and the rather subjective at the best of times. In
picture would begin to look very much like looking at the records, we noticed that as
the wave forms we generate from AEP re- the waveforms of the low IQ records be-
cordings. came smoother, the circumference of the
waveform envelope became shorter. If we
thought of the waveform as a piece of
A New Measure of Intelligence string, and we went a standard length into
the record, cut the string at that point, and
We have briefly described how AEP records pulled it straight, the high-IQ people would
have previously been scored to find a mea- have longer waveform strings than the low-
sure that was correlated with IQ. IQ people.
Our simulation study helped us under- Having noticed this, we resolved to try
stand why some investigators were able to it. Figure 21 shows some data that were
obtain significant negative correlations be- published by Ertl and Schafer (1969). They
tween the locations of peaks and troughs represent the AEP records of ten selected
and standard IQ scores. high-IQ subjects and ten selected low-IQ
Our reasoning proceeds as follows. If subjects.
high-IQ people have high levels of R, it may The records shown in Fig. 21 were mea-
be because their axonal pulse train transmis- sured by the simple means of using pins and
sion has less error in it. If axonal pulse thread, after a photocopy was made of the
trains give rise to the AEP waveform, then original figure. The thread was laid over the
we should be able to see differences between waveform lines, held in place by pins, and
the AEP records ofhigh-IQ people and low- then cut, pulled out, and measured. As Ertl
IQ people. If the error is cumulative, as de- and Schafer had conveniently recorded the
scribed in our simulation study, then what actual WISe IQ scores of each subject, we
we should see is the AEP record getting were able to compute the product-moment
smoother for the low-IQ people the farther correlation between the string lengths and
we go into a record. Finally, if the record the published IQ scores. Our result was a
is getting smoother, it is likely that tiny correlation of .77. Although this result was
peaks and troughs are completely possibly inflated by the fact that the subjects
'smoothed out' and merge with the next selected by Ertl and Schafer were in the IQ
peak or trough. If that is so, then as we distribution tails, we were sufficiently en-
count the peaks and troughs as we go into couraged by the result to try the measure
the record from left to right, we have to on data of our own. These results are re-
go further into the record to get to, say, ported in the next chapter.
196 The Biological Basis of Intelligence. Part I: Theory

HIGH IQ SUBJECTS LOW IQ SUBJECTS


WIse WIse
IQ IQ

1;1
80

89
125

120
7"5

120 79

62

77

125 76

85
130

128 81
Fig. 21. Evoked potential wave-
forms for ten high- and ten low-
142 88 IO subjects. The individual
WISe IO scores are shown to
the left of the beginning of each
waveform. (Ert! and Schafer
1969)

Time (ms) Time (ms)

Error and Other Measures derived from AEP scores. We feel that all
oj Biological Intelligence of these other measures can be related to
the paradigm described in this chapter.
Other chapters in this book record the rela- However, space limitations prevent the de-
tionship of standard IQ measures to such tailed discussion that would be required to
things as inspection time (Brand and Deary, present a convincing argument in respect to
this book), and choice reaction time (Jensen these other measures. We will leave the
this book). The next chapter (DE Hendrick- results presented in the next chapter to
son) discusses another statistical measure speak for themselves.
7 The Biological Basis of Intelligence.
Part II: Measurement

D.E. Hendrickson

Introduction During the collection of data for the pres-


ent study, we were given access to a group
The preceding chapter has presented a de- of 37 psychology students at the Hatfield
tailed theory of the biological basis of intel- Polytechnic. Data were obtained from this
ligence. This chapter reports a major re- sample using the techniques described here,
search study that was carried out in an at- but our analysis procedures had not been
tempt to verify some of the specific predic- completely established then. Our string
tions made by the theory. measure, based on an edited selection of 32
We have previously carried out research records taken from the full testing session
in using the EEG as a means of measuring of 100 records, was computed. These scores
intelligence. Our first study (DE Hendrick- were turned over to Dr. S. Blinkhom at the
son 1972) successfully replicated findings Hatfield Polytechnic, who then compared
previously reported by Ert! and Schafer them with the student's scores on the Ra-
(1969). A summary of our replication study ven's Advanced Matrices (RAM) test,
has also been reported in a recent paper which had been used for selection of the
(Hendrickson and Hendrickson 1980). student sample. Despite the restricted vari-
Subsequent to this first study, the theoret- ance thus built into the IQ measure, Blink-
ical work on the model of intelligence was hom found that our tentative string mea-
extended, and the 'string' measure de- sure and the RAM scores correlated to the
scribed in the previous chapter was formu- extent of .47, which, when corrected for the
lated. Unfortunately, the magnetic tapes estimated attenuation, gave a 'corrected' re-
containing the raw EEG recordings for the sult of .80. These results have been reported
previous study had been reused, and it was in detail elsewhere (Blinkhorn and Hen-
not possible to try the new measure on any drickson, 1982).
existing data of our own. An attempt to For the present study, we wanted a sam-
use the measure on the published EEG wa- ple that included a full range of IQ scores,
veforms in the Ertl and Schafer paper gave but at the same time was homogeneous in
us a correlation of.77 with WISe IQ scores. age and in general cultural terms. Accord-
The correlation was established, however, ingly, we decided to use a group of school
on only 20 published records that had been children drawn from the Greater London
selected on the basis of being representative area. Schools were selected on the basis of
of high- and low-IQ subjects. We were en- neighbourhood within this area to ensure
couraged by this finding, and resolved to a measure of heterogeneity with respect to
try the new measure on a set of data gath- 'social class.'
ered for that specific purpose. 1 As well as trying the 'string' measure on
a reasonable sample, we wanted to carry
The raw data from the present study have been out detailed analyses of the data to see if
retained in both analog and digital forms, to-
gether with test protocols, etc., and can be other EEG measures of IQ could be found.
made available to other researchers by arrange- Finally, we wanted to establish standards
ment. of procedure and scoring that might allow
198 The Biological Basis of Intelligence. Part II: Measurement

our methods to eventually move from the They tended, however, to come from the
laboratory to clinical settings. We accord- Dulwich area mentioned above. Like the
ingly report our techniques in some detail, group above, the' others' were offered pay-
together with a brief history of some of the ment of three pounds, and were tested at
problems we encountered during our re- the Institute of Psychiatry.
search. The other school group consisted of 79
children drawn from the Southwest London
area, just inside the Surrey border. Children
were obtained from a state comprehensive
Experimental Design and Method school, located in a middle to upper middle
class neighbourhood. None of the children
from the Surrey school were offered pay-
Subjects ment, and all of them were tested in facilities
provided by their own school.
Our primary subject sample consisted of In all cases where children were obtained
older schoolchildren or children in the same through schools, it was with the permission
age range. All of these children lived in of the school officials and the local educa-
Southeast England. The average age of this tion authority. In addition, children were
group was 15.6 years (S.D. = 1.13). given letters to take home to their parents
The primary sample was not random, but explaining the research and asking their per-
an attempt was made to draw the subjects mission for their children to take part in
from various sources, in order to have a the research. There were more than ade-
reasonable cross section of social back- quate numbers of volunteers, and no selec-
grounds. Although not all of the children tion factor was used to choose amongst
were attending school, we will refer to this those who did agree to participate other
primary sample as our' school' sample. than 'first come, first taken'.
There were a total of 219 children in the In addition to our main sample described
school sample. Boys comprised 121 of our above, we had two special purpose subsam-
main sample, and 98 were girls. pIes.
Of these, a total of 122 were drawn from One of our sub samples consisted of 19
four main sources in the Camberwell volunteer subjects from an international so-
(Southeast London) district, which is a pre- ciety called Mensa. Membership in this or-
dominately 'working class' neighbourhood, ganization is conditional upon taking an IQ
but which also includes a small' upper mid- test administered by the society and obtain-
dle' neighbourhood called Dulwich. The ing a minimum high qualifying score on the
four sources of subjects were two schools, test. We were interested in having members
and two social clubs with large member- from this group precisely because of their
ships. Subjects drawn from this sample were membership conditions, as it gave us a
offered payment of three pounds sterling for group known to have a high level of IQ
participating in the experiment, and the as measured by conventional means. The
great majority of them accepted the pay- Mensa group traveled to the Institute of
ment. All of the testing for this group was Psychiatry, and were offered reimbursement
carried out at the Institute of Psychiatry, of their travel expenses. Some of the volun-
University of London, which is situated in teers refused payment on the grounds that
the centre of this district. they wanted to help our research project.
Another small group called' other' con- There were 12 men and 7 women in the
sisted of 18 children drawn from the same Mensa group, with an average age of 28.7
area, who were contacted by a variety of years, and an S.D. of 6.54.
methods. Some of them were working on The second special subsample consisted
a part-time basis as porters in the Institute. of 16 court stenographers. Of these, 15 were
Experimental Design and Method 199

women. The average age of this sample was generous numbers of pillows. The rooms
42.4 years, with an S.D. of 9.57. This group were darkened during the stimulus presenta-
was obtained because they happened to ap- tion. In the Surrey school, careful note was
proach ll!l during the research and asked to made of class changing times to avoid the
have a psychological assessment carried out extra noise of bells and children's voices.
on some of their membership which they Our primary stimulus source was an audi-
hoped would be of some use in negotiating tory sine wave generator. This was set to
better terms of employment. It was agreed produce a 1,000-Hz tone, with an amplitude
that we would write a short report giving of 85 dB delivered to earphones as mea-
the mean IQ scores as measured by our con- sured by a sound level meter. The tones
ventional tests which could be used by the were administered for 30 ms, with the sine
group in their salary negotiations. No pay- wave being switched at a zero crossing point
ments were made to this group. to minimize the production of higher order
The data from approximately 25 people harmonics. The tone was presented binau-
tested were rejected completely. In almost rally through high quality earphones.
all cases, this was because of excessive 50 Stimulus presentation was controlled
cycle interference with the EEG recordings. through a programmed device, which varied
In the majority of these cases, the test ses- the interstimulus interval on a pseudoran-
sion was not completed, but several were dom basis in the range 1-8 s. Each subject
carried through to the end and rejected after received exactly the same sequence of inter-
examination of the recordings. Two Mensa stimulus intervals. One hundred presenta-
subjects were lost, and all of the others were tions of the stimulus were made.
from the school samples. One young man Electrodes used for the EEG recording
was tested on two different occasions, and were silver/silver chloride, which were at-
was found to have, or produce, an excessive tached at the vertex and to both mastoids
amount of 50 cycle interference on each oc- using collodion. Some pretesting experi-
casion. mented with other electrode types and at-
A final group of 15 subjects drawn from tachment methods but they were all rejected
a state institution for the 'severely subnor- on the grounds of excessive movement arte-
mal' was also tested, in the sense that an fact. Background EEG was recorded from
attempt was made to obtain EEG record- a bipolar derivation with the active elec-
ings from them. These data are not included trode being the Vertex electrode [Cz in the
in this report in detail. Further comments 10-20 system (Jasper 1958)] and the refer-
about this subsample are made in the dis- ence being the electrode on the left mastoid.
cussion. The right mastoid acted as earth. Other bi-
polar derivations were monitored in initial
stages of the research, but as our prelimi-
EEG-Related Techniques and nary examination of the recordings showed
Procedures the Vertex response as being the most
clearly defined, it was decided to limit re-
Subjects were seated in a recliner chair with cording to this position for the majority of
full head and neck support and asked to the sample.
keep their eyes closed throughout the stimu- Subjects were prepared by first cleaning
lus presentation. The special testing room their scalps at the point of electrode attach-
at the Institute of Psychiatry was sound dea- ment with acetone. Abrasion was done with
dened, but the room used in the Surrey a blunt needle which was' filled with elec-
school was not. A recliner chair was not trode jelly.
available in the Surrey school, so the most The electrode leads were interwound to
comfortable chair available was used, with maximize common-mode rejection and
head and neck support being provided by taken back to an 'PTT4' EEG amplifier.
200 The Biological Basis of Intelligence. Part II: Measurement

This is an amplifier of our own design. Stan- the sample had been obtained, a number
dard amplifiers were rejected partly on the of preliminary studies were carried out on
grounds of size and weight. In addition, we the data available at that point.
wanted to have an amplification system that The EEG data were processed l?y feeding
had no inbuilt upper frequency or notch the signals recorded on the cassette tapes
filter, for reasons mentioned in the discus- into an AR-l1 AID device attached to a
sion. The circuit diagram of this amplifier PDP 11 computer. The stimulus marker
is included in an appendix to this chapter. channel was fed to a trigger on the AR-l1
The amplifier provided a preset amplifica- to initiate AID sampling. The AR-ll con-
tion level of 10,000. Amplifier output was verts the input voltages to an accuracy of
fed into one channel of a Yasec CD 1000 10 bits (1 part in 1024).
instrumentation quality cassette recorder. A Various sampling epochs for the purposes
second channel of the data recorder was of the AID conversion were tried during our
used for marking the onset of the stimulus, preliminary studies, ranging from 0.5 ms
with the input signal provided by the stimu- (2.0 kHz) to 10 ms (100 Hz). The wave-
lus sequence programmer. A 10-~V calibra- forms obtained from individual records
tion marker provided a known voltage were plotted and compared visually, in an
input signal. This was particularly impor- attempt to judge subjectively the optimal
tant because of our suggested scoring meth- sampling rate. We wanted to record and re-
od. tain as much of the inherent electrical activi-
ty as seemed to be in the signal, but at the
same time we had practical limitations in
Intelligence Testing terms of the vast quantities of data that
were generated. In the event, we settled for
All of the subjects with the exception of the a 1-ms sampling rate for most of the results
Mensa group and the subnormals were presented below. A subsample was also pro-
tested using the Wechsler Adult Intelligence cessed using a 2-ms sampling rate in addi-
Scale (WAIS) (Wechsler 1955), as modified tion, for reasons discussed later.
for Great Britain by the National Founda- After digital conversion, the digitized
tion for Educational Research (Saville data were immediately fed back into the
1971). AR-ll into the D/A channels, which were
The raw scores obtained from the test ses- used to drive an oscilloscope. This was used
sions were converted to IQ scores using the to monitor the process of data conversion,
American norms. Scores were also recorded and also provided a means of adjusting the
for the various subtests of the W AIS. amplification, which was done by matching
The Mensa group was not tested using the output from the 10-~V calibration signal
the W AIS, but instead each of the 19 volun- to a constant reference point on the oscillo-
teers was asked to provide us with their offi- scope.
cial Mensa IQ score. These scores were ob-
tained from the individuals themselves, and
not from the society. The mean IQ scores Editing of the Data
reported for the Mensa group herein have
been adjusted (scaled down) to make them At the halfway point, we also experimented
comparable with W AIS IQ scores. with a number of methods of editing the
EEG data, with the intention of removing
records with gross movement artefacts or
Scoring the EEG Data obvious 50-cycle frequency superimposi-
tion. It was our original intention to fully
The, data were collected over an lS-month automate this procedure by using the com-
period, and when approximately one-half of puter to detect' bad' records, and eliminate
Experimental Design and Method 201

them. This, it was felt, would have the ad- at the onset of the session were removed
vantage of being completely objective. if they showed evidence of muscle artefact.
Various algorithms were tried out on se- The number of presentations retained was
lected sets of data, and we finally settled then kept at a constant 90. Where this re-
on a simple one which computed the degree quired the elimination of additional records
to which a particular stimulus presentation (which was usually the case) the records re-
was different from the others. The mean moved were taken from the end of the test-
wave form was first established using all ing session.
available data, and the sum of the squared The editing procedure was carried out on
differences over all data points was then tapes which were identified only by number,
computed as a measure of' goodness of fit'. and the IQ of the subject in question was
Records that were above a given level (a not known to the experimenter.
bad fit) were then rejected, and the mean
was then recomputed on the basis of the
records that were retained. The Experimental EEG Scores
When a reasonable sample of subjects
data had been processed in the way de- The previous chapter has discussed our
scribed above, the 'string' measure de- 'string' measure, and how it was first com-
scribed below was computed, and correla- puted using a piece of thread. We decided
tions were then obtained between the string to use a PDPll instead for the present re-
measure and the IQ measures. We were per- search. In addition to our 'string' measure,
plexed to find that the correlations were of we tried a number of other measures, which
the order of zero, or even in the 'wrong' are described in detail below.
direction, albeit not significantly so.
Further examination of the data revealed The String Measure. The easiest and least
the rather interesting fact that the numbers ambiguous way to present our scoring pro-
of records retained by our editing procedure cedure for the string measure is to show the
varied considerably from one subject to the algorithm as it appeared in our FORTRAN
next. Moreover, it was apparent just from program. The vector 'SUM' contains 256
inspection that there was some correlation real numbers. Each vector element is the
between this number and the overall IQ of mean of the 90 presentations recorded for
the subject. the corresponding point.
Another attempt was made at editing by
reverting back to a purely visual inspection TEMP=O.O
of the records, with rejection of those that D=SUM(l)
were felt to show artefact of some kind. This DO 42 J = 2,256
also resulted in low levels of correlations TEMP = TEMP + (D - SUM(J»**2
with the IQ measures. Eventually, we dis- 42 D=SUM(J)
covered that the string measure was very STRING=TEMP/255.0
sensitive to the numbers of records included
in the averages, and it became apparent that The final real scalar variable, 'STRING'
we needed to keep this number constant for was used as our string measure. A case
all of our subjects. could be made for taking the square root
Accordingly, we modified our editing of this number (or applying any number of
procedure as follows. The entire session of transformations, for that matter) but as yet
100 presentations was digitized and pre- we have not established the effect of doing
sented momentarily on the oscilloscope. If so.
there were any records which seemed to be
grossly distorted, they were noted and sub- The Variance Measure. Our finding that re-
sequently eliminated. The first few records moving the most variable records from each
202 The Biological Basis of Intelligence. Part II: Measurement

persons sample affected the string measure time that we 'looked ahead' to see in what
led us to think that the variability of the direction the wave was going relative to the
individual records, measured in the same current data point. The data presented here
way, might be a good measure of IQ in its (in part) started with points 1 and 2 to es-
own right. tablish an initial direction, and then went
Accordingly, we defined another variable, in steps of 4, commencing with point 3, to
computed in the following way. We first see if the direction remained the same. The
went through the 90 records remaining after number of changes was summed, and the
our fmal editing procedure, and obtained sum divided by 90.
the sums and sums of squares of the digi-
tized points. These were held in two vectors, The Composite Variance Minus String
'SUMS', and 'SUMSQ', respectively. We Score. A 'composite' score, subtracting the
then computed: string score from the variance score, was
computed. By coincidence, the way our data
DO 21 J = 1,256 were recorded resulted in the means and
21 SUMSQ (J) = «SUMSQ(J) standard deviations of the string and vari-
- SUM(J)/FN*SUM(J)/FN ance scores being very close to each other.
TVAR=O.O It was not necessary to convert the raw
DO 42 J = 1,256 scores to unit normal form, and the com-
42 TVAR = TVAR + SUMSQ(J) posite score was computed by simple sub-
traction of raw scores. This score was sug-
where TVAR was the' total variance of all gested by Professor H.J. Eysenck after ex-
points from the central waveform.' FN in amination of some of our preliminary anal-
the above formula is the number of presen- yses.
tations, which was fixed at 90.0 for the data
reported herein.
The Epoch
The Multiple String Score. Another experi-
mental measure was to compute the' string' The theory discussed in the previous chapter
measure on each individual record, prior to has stated that the average human pulse
averaging, and to sum these 90 scores. The train length is about 230 ms. We according-
formula was identical to the string measure ly used an epoch close to this value; 256 ms.
mentioned above, except that the data rep- For comparative purposes, however, a
resented single records rather than averaged subsample was rescored on a 512-ms epoch.
data points. The 90 individual string mea- However, the A/D sampling interval was al-
sures were then summed, and the sum di- tered to 2 ms for this epoch, which allowed
vided by 90. the longer time period to be still represented
with 256 data points. This was done for con-
The Zigzag Score. Another measure ofvari- venience of data processing.
ability that we thought might be of interest
was inspired to some extent by the original
work in this area which had looked at peaks Personality Measures
and troughs of the waveform. We wrote a
simple procedure to look at the number of The Eysenck Personality Questionnaire
times that the waveform changed direction. (EPQ) (Eysenck and Eysenck 1975) was ad-
This was computed on the individual re- ministered to the majority of our subjects.
cords, rather than the averaged records. A This test instrument provides measures of
number of experimental runs were made three aspects of personality, namely, 'extra-
with. this measure, and we found that results version' (E), 'neuroticism' (N), 'psychotic-
varied somewhat according to the length of ism' (P), and a 'lie' (L) scale.
Analysis of Results 203

Test-Retest Reliability of EEG Data a double underscore. These indicate that the
correlations were not significantly different
A total of 14 subjects were retested on our from zero, the 1 chance in 20 (.05 level)
EEG measures on two separate occasions. and the 1 chance in 100 (.01 level) levels
All of these subjects came from the Surrey of significance respectively.
school, but testing was carried out at the Table 1 shows the product-moment cor-
Institute of Psychiatry on the second occa- relation coefficients between the experimen-
sion. Approximately 16 months elapsed be- tal EEG-based putative intelligence mea-
tween the two testing sessions. sures and the major WAIS scores. The cor-
relations are taken from the total school
sample (N=219 for the majority of the cor-
relations.) The other summary tables in this
Analysis of Results section are also taken from the school sam-
ple unless shown to the contrary.
Examination of Table 1 indicates that our
The analysis of the data consisted mainly measures had mixed success in terms of
of the computation of simple statistics for their correlations with the WAIS measures.
all of the variables for each of the main The zigzag score did not correlate very well
subsamples. The appendices give these re- at all, and henceforth we will not include
sults in full. The means and standard devia- this score in any of our summary tables in
tions reported reflect the output of the com- this section. The multiple string measure
puter program used for the analysis, which had quite significant correlations with the
did not have a facility for specifying an as- WAIS measures. However, as the multiple
sumed decimal point in the data input re- string measure was surpassed by the other
cords. Analyses are included for the entire measures, we will again not include the
school sample, the school men, the school score except in the complete tables. The
women, the court stenographers, and the string measure was highly correlated with
Mensa society. In addition to the means, the full WAIS IQ (.72) and the variance
etc., product-moment correlations were measure had an almost identical correlation
computed between all variables. The sample with the full WAIS in the opposite direc-
size included in the various statistics varied tion. As the string and the variance mea-
somewhat because of missing data. The sures were themselves correlated only to the
sample sizes for each computed statistic are extent of - .53, they are evidently not ex-
given in the appendices. The correlation co- actly the same measure in terms of some
efficients in the full tables will be seen to underlying entity. The composite score,
have no underscores, a single underscore, or "variance minus string" proved to have an

Table 1. Product-moment correlation coefficients between the experimental EEG-based putative intelli-
gence measures and the major WAIS scores
Test String Var- Multi- Zigzag Var- Verbal Perfor- WAIS
iance ple- iance total mance IQ
string -string total total
String 1.00
Variance -.53 1.00
Multiple .65 -.46 1.00
Zigzag .11 -.04 .04 1.00
Var-str -.87 .88 -.63 -.08 1.00
Verb tot .68 -.69 .51 .07 -.78 1.00
Perf tot .53 -.53 .42 .10 -.60 .54 1.00
IQ tot .72 -.72 .57 .09 -.83 .95 .69 1.00
204 The Biological Basis of Intelligence. Part II: Measurement

Table 2. Mean scores of EEG-based 'best' measures, the WAIS main scores, and the personality
variables for different subsamples
Test School Mensa Court Schoolboys Schoolgirls
sample sample sample sample sample
No.obs. 218 19 16 121 98
Variance 162 99 115 162 161
String 139 249 197 143 135
Var-string 22.4 -149.8 -81.3 19.2 26.5
Verb tot 107 NjA 128 108 106
Perf tot 107 NjA 121 107 107
IQ tot 108 147 126 108 107
No.obs. 196 10 12 114 83
P 3.94 3.30 2.58 5.03 2.46
E 14.80 11.30 12.33 14.80 14.80
N 10.38 10.00 11.33 8.92 12.37
L 5.42 5.60 8.67 5.14 5.80

even higher level of correlation ( - .83) with though that exact correspondence is a coin-
the full W AIS measure. cidence, the two tables of correlations agree
Table 2 shows the mean scores of our quite well. That no doubt results from the
EEG-based 'best' measures, the W AIS fact that the court stenographer sample has
main scores, and the personality variables a good deal of variance on most of the mea-
for our different subsamples. The school sures included in the study. The correlation
sample is also shown divided into boys and between the self-reported IQ measure for
girls. the Mensa sample and our composite mea-
Perhaps the most noteworthy aspect of sure is only .03. Not only is this low, but
Table 2 is the scores for the Mensa subsam- the correlation is in the opposite direction
pIe. The IQ score shown for this subsample to what might be expected. This may be
is the self-reported Mensa IQ test, and due to the reduction in variance in this sub-
hence is not comparable to the other sub- sample. However, in view of the fact that
sample IQ means. However, the string mea- the Mensa IQ measure could not be inde-
sure for the Mensa group was very high pendently verified (except, of course, as a
compared to the school total; 249 v. 139. lower bound by virtue of their membership
Likewise, the v~riance score was significant- in the society) it is difficult to interpret the
ly lower; 99 vs 162. These results tend to correlation.
indicate that the Mensa selection test and The two school sex subsamples had al-
our EEG based measures may be in close most identical W AIS mean scores. Howev-
accordance. er, the EEG-based measures showed one
The court stenographer sample did well measure (variance) with no differences, and
on our measures, and in view of the fact one (string) with substantial differences be-
that they had a mean full W AIS IQ of 126, tween the boys and girls. The composite
it lends further support to our contention score was almost necessarily different be-
that the EEG-based measures are measur- cause of the differences between the string
ing some aspect of intelligence. measures. However, examination of the cor-
Examination of the full tables of correla- relations between the EEG measures and
tions in the appendices shows that the corre- the total W AIS IQ within each sex subsam-
lation between our composite score and the pIe (see appendices) showed almost identical
full WAIS IQ was - .83 for both the total levels of correlations.
school sample and the court group. AI- The personality measures showed the
Analysis of Results 205

Table 3. Relationship between EEG measures and the WAIS subtests


WAIS test Variance String Variance Full Full
minus WAIS IQ WAIS IQ
string current published
study data
Information -.64 .55 -.68 .80 .84
Comp -.50 .53 -.59 .74 .72
Arith -.57 .56 -.65 .79 .70
Simil -.69 .54 -.71 .84 .80
Digit span -.54 .49 -.59 .71 .61
Vocabulary -.57 .62 -.68 .79 .83
Verb total -.69 .68 -.78 .95 .96
Digit sym -.28 .32 -.35 .45 .68
Pict comp -.47 .52 -.57 .67 .74
Blocks -.50 .45 -.54 .70 .72
Pict arr -.36 .45 -.46 .54 .68
Obj assembly -.32 .45 -.44 .55 .65
Perf total -.53 .53 -.60 .69 .93
WAIS total -.72 .72 -.83 1.00 1.00

Table 4. Comparison of main EEG measures with the full WAIS IQ

Epoch Variance String Variance Variance String Variance WAIS


measure 256 ms 256ms minus 512 ms 512 ms minus IQ
string string total
256 ms 512 ms
Var 256 1.00
Str 256 -.53 1.00
V-s 256 .88 -.87 1.00
Var 512 .60 -.18 .39 1.00
Str 512 -.21 .67 -.58 -.08 1.00
V-s 512 .44 -.67 .67 .49 -.91 1.00
IQ tot -.72 .72 -.83 -.35 .47 -.56 1.00

boys and girls as being the same in 'E', the lations have been corrected for tautological
girls higher in 'N', and the boys higher in contamination.
'P'. Both the court and Mensa samples were The pattern of correlations shows that
somewhat low on the' E' measure, and the our measures correlate rather more highly
court sample was high on 'L'. As the 'L' with the verbal subtests than the perfor-
items have a face validity of high moral rec- mance subtests. However, the same may be
titude, we feel the professional cynicism im- said of the full WAIS IQ measure itself.
plied in regarding the scale as a 'Lie' scale There is quite a close correspondence be-
may be unjustified in view of fact that these tween the subtest correlations and our com-
people are court officials. posite measure on the one hand, and the
Table 3 shows the relationship between subtest correlations and the full W AIS IQ
our EEG measures and the W AIS subtests. as measured by us, on the other. Our own
We also show the relationship between the subtest versus full WAIS correlations agree
full WAIS IQ and the subtests as deter- well with the published ones for the verbal
mined by our own data, and the published measures, but seem to be rather lower than
norms given in the official WAIS manual the published correlations for the perfor-
for the 1,8- to 19-year age group (Wechsler mance measures.
1955) for comparison. The Wechsler corre- Table 4 compares our main EEG mea-
206 The Biological Basis of Intelligence. Part II: Measurement

Table 5. Data for estimation of test-retest reliability of EEG measures


Subject Full Variance first Variance second String first String second
code WAIS IQ occasion occasion occasion occasIOn
number
82A 100 109 104 78 73
173A 102 139 146 145 147
W31 104 112 94 104 110
142A 104 103 103 174 189
111A 105 115 120 182 181
123A 108 116 118 170 213
151A 116 138 137 231 192
183A 117 105 114 113 120
141A 118 112 103 181 82
162A 124 137 144 153 158
122A 124 105 106 162 153
112A 127 114 115 153 160
132A 130 120 143 255 245
91A 131 118 100 156 137

sures, string, variance, and composite, as scale IQ, which is also shown in the table.
computed for a 256-ms epoch and a 512-ms The IQ distribution is somewhat abnormal,
epoch, with the full WAIS IQ. These corre- in that it is skewed towards the upper tail.
lations are based on the school sample, but This would have the effect of attenuating
with a reduced N of 78. A subsample was any coefficient computed from the data.
selected rather than the full 219 records
available because of the effort involved in
rescoring the records.
As can be seen by examination of the bot- Discussion of Results
tom row of Table 4, the 256-ms epoch has
a substantially higher relationship to full
WAIS IQ than the same measures based on In general, we were happy with our main
a 512-ms epoch. When it is considered that school sample. There is some evidence that
the 512-ms epoch must have a degree of we oversampled the higher IQ subjects and
correlation inbuilt because it includes the oversampled boys. In both cases, this seems
256-ms part of the record as well, it may to have occurred because of the self-selec-
indicate that there is very little relationship, tion aspect involved in our recruitment
if any, between our measures and WAIS IQ methods in the schools. This was largely un-
after the first quarter second or so following avoidable. There is also some indication
stimulus onset. from the personality data that the volun-
Data were available from only 14 school teers tended to be more extraverted and less
subjects to estimate test-retest reliability of neurotic than a general student sample.
our EEG measures (Table 5). These are ob- Boys were slightly lower than the Eysenck
viously too few to be happy about the quan- normative sample on the 'P' dimension,
tification of the test-retest reliability. We ac- whereas girls were slightly higher than the
cordingly show our raw data for the string 'P' norms.
and variance measures (256-ms epoch) on The string measure results obtained in
the two test occasions, which were approxi- our research are in close agreement with our
mately 16 months apart. Subjects were all previous findings. The correlation of.72 for
drawn from the Surrey school. The data are our school sample is not greatly different
presented in rank order of the WAIS full than the .77 we first computed on the pub-
Discussion of Results 207

lished Ertl and Schafer (1969) data, even by the receptor cells as they are propogated
though the basis for the correlations were throughout the cortex.
fairly different. The string and the variance measures
It is also quite interesting to note the dif- seem to have approximately the same degree
ferences made by the epoch of the AEP, of relationship to the WAIS measures. The
which are shown in our tables. The string fact that the variance measure does not
measure correlated .47 with WAIS IQ for show any differences in the mean scores of
the 512-ms epoch for our sample. As it hap- our sex subsamples may indicate that it is
pens, we also used a 512-ms epoch for the to be preferred to the string measure.
study on the 37 psychology students men- The theory in the preceding chapter has
tioned in the introduction. It may be that stated that the AEP waveform is a function
the very close correspondence of the .47 cor- of the pulse trains initiated by the stimulus,
relation computed by Blinkhorn between but replicated throughout large numbers of
our string measure and the RAM IQ scores nerve fibres. The larger brain size of men
of his sample is a function of the same epoch might therefore account for waveforms with
being used in the two samples. (The Ertl larger amplitudes, if we assumed that some
and Schafer epoch was 250 ms, which tends of the 'extra' material represented larger
to substantiate our belief.) popUlations of such 'primary' fibres. Larger
Blinkhorn noted that the reduction in waveform amplitudes, all other things being
variance of the RAM scores might have at- equal, would result in string scores of a
tenuated the reported correlation between greater magnitude.
the string measure and the RAM IQ scores, The standard deviations of the string
but perhaps it is more likely that the use measure were nearly the same for the two
of the 512-ms epoch had more to do with sexes, although the mean score of the boys
the reduced correlation. Both factors must was higher. The opposite pattern occurs for
be taken into account when interpreting the variance measure, wh€re the mean
these results. . scores are very close, but the standard de-
Although there is not a lot of published viations are different.
literature comparing AEP epochs, there is The variance measure shows a standard
one study by Osborne on the reliability of deviation of 49.869 for the girls and 59.037
the AEP which is very relevant to this ques- for the boys. As was noted in the previous
tion (Osborne 1970). Using a sample com- chapter, a number of IQ tests have shown
prising 13 pairs of Mz twins and six pairs boys to have larger standard deviations
of Dz twins, Osborne compared the wave- than girls. Although the ratio 49.869/59.037
forms of visual evoked responses taken may not seem to be very significant at first
from the same people on two occasions sight, it has a large effect on the absolute
some 17 weeks apart. The waveforms were numbers of women and men that will be
compared by correlating the corresponding found in the tails of IQdistribution. Table
A/D points. The waveforms were divided 5 shows some calculations we carried out
into three epochs of 250 ms each. As Os- on the basis of the above-mentioned differ-
borne reports, 'The median r for the first ences in the' variance' standard deviations,
250 ms was .94 for the middle third of the showing the expected numbers of each sex
tracing, .62, for the last third of the plot in the United Kingdom that would be found
the median r was - .07. From these results to have scores exceeding the one to five mul-
it is clear that the visual evoked response tiples of the combined sexes standard devia-
is stable over Time but not all parts of the tion. (The U.K. population is taken as a
tracing are equally congruent'. round 55,000,000.)
All in all, there is some evidence that the Table 6 shows that the ratio of men to
AEP waveform represents the activity women changes markedly as one goes up
caused by the initial pulse trains initiated the IQ scale. At IQ 130, the level thought
208 The Biological Basis of Intelligence. Part II: Measurement

Table 6. Expected numbers of each sex in the United Kingdom with scores exceeding the one to
five multiples of the combined sexes standard deviation
Standard deviation Male variance Expected number Female variance Expected number
from mean" ratio of men in pop. ratio of women in pop.
of 27500000 of 27500000
(115) 1 .9317 4833003 1.1029 3713460
(130) 2 1.8633 858288 2.2059 376680
(145) 3 2.7950 71463 3.3088 12960
(160) 4 3.7266 2709 4.4117 149
(175) 5 4.6582 47 5.5146 1
• The equivalent WAIS IQ scores are shown in brackets (the WAIS IQ is deliberately scaled to
have a standard deviation of 15).

to represent the approximate mean of stu- ronment (say, very quiet, or perhaps with
dents undertaking postgraduate studies at a white noise presented continuously) and
university, men outnumber women by more record background EEG for a fairly long
than 2 to 1. At IQ 145 and above, the ratio epoch. The continuous string measure could
becomes 5.5 men for every woman. At IQ then be computed from the entire EEG re-
160 and above, there are 18 men for every cord. In view of our results, we feel it is
woman. Finally, we would expect to find likely that this measure would correlate well
only one woman in 27,500,000 with an IQ with standard IQ measures.
of 175 or more whereas there would be 47 The composite measure proved to have
men. the highest correlation ( - .83) with the full
If the variance score standard deviations WAIS IQ measure. If it were not for the
were to be regarded as some indication of fact that the means of the two sex subsam-
the true differences in the distribution of pIes differed on the string measure and the
intelligence in the two sexes, it would prob- composite score, we would recommend the
ably not be necessary to look for further adoption of that score as being the best
reasons to explain the relative lack of wom- available EEG-based measure of IQ. At the
en in higher occupational levels. moment, taking all of our results into con-
The 'multiple string' measure had quite sideration, we feel that the variance measure
respectable correlations with the W AIS is the best single EEG-based measure of in-
measures, and perhaps it is only because the telligence.
variance, string, and composite measures There is not much to say about the WAIS
are better correlated that we have not paid subtest correlations with our measures
more attention to it. Why the multiple string beyond noting again that the correlation
measure should work at all has not been pattern was not too dissimilar to the overall
discussed in detail. However, we believe that WAIS IQ itself. The largest differences were
it results from the fact that even a single in the area of the performance measures,
EEG sample is in fact an 'average', if one which correlate far less well with our mea-
accepts our interpretation that the electro- sures than do the verbal subtests. Although
genesis of the EEG is a summation of the we believe that our EEG-based measures
firing of the thousands of time congruent are measuring 'fluid' intelligence, the pre-
fibres. This raises the interesting possibility vious chapter has pointed out that fluid and
that it may not be necessary to have an crystallized intelligence themselves would be
'evoked response' paradigm in order to ob- expected to be highly correlated within any
tain an EEG-based measure of intelligence. given homogeneous environment. We have
It may be that all one has to do is to seat no reason for supposing that the WAIS per-
the subject in a 'consistent stimulus' envi- formance measures are in any sense better
Discussion of Results 209

measures of fluid intelligence than the ver- mean that the lack of other neurons firing
bal measures. might result in the high amplitude signal
The high mean scores of the EEG-related we do measure. The EEG amplifier ampli-
measures that were obtained for our two fies the difference in voltage between two
special subsamples give us additional confi- points, and if there is a lot of unrelated elec-
dence in the construct validity of our EEG trical activity at the two electrodes, it should
measures over and above the high levels of tend to cancel out overall, but 'damp' the
correlations that we obtained. other activity at the same time. The damp-
No· results have been presented for the ing effect of this associated neural firing
'severely subnormal' (SSN) group of 15 may be missing in this special group.
subjects that were tested. Partly, this is due In any event, the abnormal records, when
to the fact that testing this group proved averaged and run through our programs,
to be difficult. The subjects were very coop- tended to produce very large string mea-
erative as far as their affect was concerned, sures; larger, in some cases, than our Mensa
but it was very difficult to get them to sit subjects.
still during the recording sessions and to This processing was not carried out on
prevent them from removing their elec- any data that would allow us to make actual
trodes due to simple curiosity. Nonetheless, comparisons of a numeric sort between the
a number of reasonable recordings were ob- SSN data and any of our other data. This
tained from this sample and processed by is because of the fact that we could not ap-
us to the extent of looking at the individual ply our consistent editing procedures to this
records and computing some of our scores. data. Many of the SSN EEG records had
We found that the individual SSN EEG to be rejected because of amplifier limiting,
records have a very different appearance to which is easily seen as a constant (flat line)
any of our normal subsamples. The spiky voltage output from the amplifier.
nature of the individual records tends to dis- Because of the highly inconsistent (and
appear, and what one sees instead are low) numbers of acceptable records we had
smoother but quite large changes in the for this sample, we did not compute any
EEG signal. of the other EEG measures.
Although we can only speculate, we feel In summary, we can say that the EEG
that what we are seeing with the SSN group seems able to detect this sort of mental ab-
are records which do not show a consistency normality, but the string measure in particu-
of pulse train firing, because of the smooth- lar does not have any construct validity for
ness of the waveform over the epoch. This, this end of the IQ spectrum. Any use of
of course, would be consistent with our our measures, therefore, should be applied
other interpretations. However, how can we with some screening of the sample if there
account for the very large amplitudes of the is any prior possibility that subjects such
EEG signal, even if the spiky nature is miss- as these might be included in a larger sam-
ing? This, we feel, may be because there ple. It may be the case, however, that had
is very little else going on in the cortex (rela- we adjusted our amplifier gain appropri-
tive to our other subjects, of course) apart ately prior to recording and scaled the
from the transmission of the primary stimu- results after, that the variance measure
lus. If the level of recognition probability would have shown this group to have the
'R' is greatly reduced for these people, it highest variance scores of all (which indicate
may be that very few associated pulse trains low IQ). Further data will have to be col-
are ever initiated. Hence, the majority of lected to establish this for certain.
the EEG activity would be a reflection of A fair number of studies have appeared
the simple transmission of the primary stim- in the literature which have not shown any
ulus inputs. relationship between EEG-based measures
If the above reasoning is correct, it would and conventional IQ tests. As we are per-
210 The Biological Basis ofIntelligence. Part II: Measurement

sonally familiar with the details of the meth- must be very secure, and scalp abrasion
odology employed by some of these failures, done with great care.
we are not too surprised that the failures
should have occurred. Our own failure with 4. Amplifier. We used our own special am-
the current data when we introduced our plifier, without any special upper frequency
abortive' automated editing procedure' has fIltering, as we wished to record all natural
shown us just how careful one has to be fast occurrences of voltage change. Our in-
to consider the possible effect of even a terpretation of the EEG as reflecting pulse
small change in procedure on the eventual train activity means that we should be able
results. to detect the rise and fall of individual
As our discourse about methodology and spikes if possible. The cost of our special
processing is scattered throughout two amplifier was less than 10 pounds, and it
chapters, we feel it may be of benefit to was constructed in under 4 h. The circuit
present a brief summary of what should be diagram is shown in Appendix N.
. done by anybody wishing to duplicate our
5. Calibration signal. A constant calibration
results.
voltage must be fed into the record for each
1. Stimulus Choice. It is very important to subject (or provided to an on-line program
if processed in real time.) The final conver-
use a stimulus that is completely constant
sion of the signals to digital values must
from one presentation to the next, consid-
ensure that the calibration signal is repre-
ered at the level of individual receptor cells
sented as a constant sum for each subject.
that will be firing. Ideally, the same popula-
tion of receptor cells should fire with the Failure to do this will apply an unknown
scaling factor to the scores of each subject,
same pulse train time pattern with each pre-
and completely destroy their validity.
sentation of the stimulus. We avoided visual
stimuli for that reason, because of the vir- 6. Recording medium. Ideally, signals should
tual impossibility of controlling eye fixation be directly converted as they are obtained
to the necessary degree of accuracy. Like- and stored in digital form at the onset. As
wise, we would not expect an auditory 1hat may be difficult in remote testing sites,
'click' stimulus to work, as the frequency recording of the data must be done on re-
content of a click is not consistent from one corders with a very high specification of
presentation to the next. Perhaps the worst speed stability. We were interested to notice
possible stimulus for our special purposes that we obtained slightly inconsistent results
would be the visual 'reverse checkerboard' from rescoring the same data from our sub-
that is used in some AEP research. jects on different occasions. This proved to
If an auditory stimulus is used, care be caused by variations in tape speed. It
should be taken to switch it in and out of was also of interest to note that the differ-
circuit at zero crossings, to avoid the pro- ences became larger as one went further into
duction of a 'click' that might otherwise the record, in accordance with the simula-
occur. tion study mentioned in the previous
chapter.
2. Stimulus presentation. The interstimulus
interval should be varied on a pseudoran- 7. AID conversion sampling rate. Again, we
dom basis from one presentation to the think that this should be fast enough to pick
next, to prevent habituation effects. Howev- up any genuine activity recorded at the elec-
er, the same random sequence should be trodes. We feel that 1 ms should be regarded
presented to each subject. as a minimum period, rather than a recom-
mended one. Our 512 ms epoch study uti-
3. Electrodes. We feel happiest with the lized a 2-ms sampling period, and ideally.,
silver/silver chloride electrodes. Attachment we should not have done this.
Discussion of Results 211

8. Epoch of analysis period. This should be the purposes of averaging must be constant
250 ms for all of the reasons stated pre- for each subject. All other things being
viously. Longer epochs will invalidate the equal, a smaller number of records will tend
assumptions underlying our measures. It to produce larger string scores, and the mea-
probably would not be harmful to have sure is very sensitive to this.
shorter epochs, but this may be a waste of Our editing procedure of rejecting the
data. first few records in each session (those tend-
ing to show muscle artefact) is recom-
9. Editing of individual records. If there is mended. Records at the end of the testing
a lot of 50 (60 U.S.A.) cycle interference session should be rejected to keep the
on the records, the entire session should be number of records used in computing the
scrapped. If possible, an inspection of the EEG measures exactly the same for each
records should be made at the time they subject.
are obtained, to avoid excessive data loss.
On no account should 'somewhat abnor- Acknowledgments. The work of the author has
mal' records be rejected just because of that been supported by grant HR4925/I from the So-
fact. To do so might be to build in a consis- cial Science Research Council. We would like to
thank the Council for their support. We would
tent bias in terms of our scores, as we our- also like to thank Peter Smith of PTT Ltd., who
selves found in this research. designed all of the special equipment used in this
The final number of records retained for study.

Appendix A. Summary statistics and correlations of the school sample: summary statistics
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Variance-256 161.776 55.002 3025.2 3.7167 219.
String-256 139.338 53.827 2897.3 3.6373 219.
Multiple 156.260 56.650 3209.2 3.8281 219.
Z score 33.836 3.188 10.2 0.2154 219.
Sex 1.563 0.497 0.2 0.0339 215.
Age 15.670 1.135 1.3 0.0774 215.
P 3.944 2.909 8.5 0.2072 197.
E 14.797 4.099 16.8 0.2921 197.
N 10.376 4.352 18.9 0.3101 197.
L 5.416 3.346 11.2 0.2384 197.
Variance-512 145.782 29.499 870.2 3.3401 78.
String-512 210.590 60.908 3709.8 6.8965 78.
Information 9.619 3.158 10.0 0.2139 218.
Comp 11.518 3.504 12.3 0.2373 218.
Arith 9.372 2.955 8.7 0.2001 218.
Simil 11.399 3.210 10.3 0.2174 218.
Digit span 10.128 3.548 12.6 0.2403 218.
Vocabulary 10.500 3.066 9.4 0.2077 218.
Verb tot 107.298 15.464 239.1 1.0473 218.
Digit symb 10.945 2.710 7.3 0.1835 218.
Pict comp 11.261 2.468 6.1 0.1672 218.
Blocks 11.220 2.875 8.3 0.1947 218.
Pict arr 10.326 2.326 5.4 0.1575 218.
Obj assemb 10.225 3.172 10.1 0.2149 218.
Perf tot 107.092 15.176 230.3 1.0278 218.
IQ tot 107.662 13.910 193.5 0.9400 219.
Var-str 256 22.438 95.141 9051.9 6.4291 219.
Var-str 512 -64.808 69.673 4854.3 7.8889 78.
212 The Biological Basis of Intelligence. Part II: Measurement

Appendix B. Summary statistics and correlations of the school sample: product-moment correlation

2 3 4 5 6 7 8 9 10 11 12
1 Variance-256 1.00
2 String-256 -0.53 1.00
3 Multiple -0.46 0.65 1.00
4 Z score -0.04 0.11 0.04 1.00
5 Sex -0.01 0.10 0.05 -0.02 1.00
6 Age -0.03 0.07 0.12 -0.14 0.06 1.00
7 P 0.02 -0.13 -0.07 0.04 0.44 -0.04 1.00
8 E 0.03 -0.03 -0.05 -0.01 0.00 -0.17 0.11 1.00
9 N -0.02 -0.01 0.00 0.18 -0.39 -0.05 -0.15 -0.19 1.00
10 L 0.08 -0.05 -0.03 -0.01 -0.10 -0.03 -0.29 -0.12 -0.08 1.00
11 Variance-512 0.60 -0.18 -0.39 -0.03 0.04 -0.18 0.09 0.07 0.17 -0.24 1.00
12 String-512 -0.21 0.67 0.48 0.00 0.04 0.17 -0.21 0.03 -0.11 0.00 -0.08 1.00
13 Information -0.64 0.55 0.43 0.09 0.17 0.03 0.07 -0.01 -0.11 -0.11 -0.27 0.17
14 Comp -0.50 0.53 0.42 0.03 -0.01 0.02 -0.05 -0.02 0.04 -0.08 -0.34 0.17
15 Arith -0.57 0.56 0.42 -0.02 0.13 -0.03 0.04 0.06 -0.10 -0.02 -0.28 0.26
16 Simil -0.69 0.54 0.36 0.18 0.03 -0.07 0.07 0.11 -0.00 -0.11 -0.26 0.26
17 Digit span -0.54 0.49 0.39 -0.03 0.12 -0.04 0.03 0.03 -0.18 -0.07 -0.24 0.37
18 Vocabulary -0.57 0.62 0.50 0.13 0.08 0.03 0.06 -0.03 -0.12 -0.08 -0.28 0.22
19 Verb tot -0.69 0.68 0.51 0.07 0.09 -0.04 0.04 0.04 -0.09 -0.10 -0.35 0.31
20 Digit symb -0.28 0.32 0.20 -0.03 -0.07 -0.03 -0.04 0.04 0.11 -0.06 -0.12 0.16
21 Pict comp -0.47 0.52 0.40 0.08 0.03 0.08 -0.07 -0.07 -0.01 -0.09 -0.39 0.39
22 Blocks -0.50 0.45 0.40 0.09 0.09 0.09 -0.08 0.16 -0.01 -0.05 -0.17 0.27
23 Pict arr -0.36 0.45 0.32 0.12 0.03 0.07 -0.16 -0.07 0.07 -0.09 -0.01 0.36
24 Obj assemb -0.32 0.45 0.42 0.15 0.04 0.10 -0.14 -0.11 -0.03 0.Q1 -0.18 0.29
25 Perf tot -0.53 0.53 0.42 0.10 0.01 0.01 -0.07 -0.04 0.09 -0.01 -0.28 0.47
26 IQ tot -0.72 0.72 0.57 0.09 0.08 0.01 -0.04 0.01 -0.04 -0.10 -0.35 0.47
27 Var-str 256 0.88 -0.87 -0.63 -0.08 -0.06 -0.06 0.09 0.04 -0.01 0.08 0.39 -0.58
28 Var-str 512 0.44 -0.67 -0.58 -0.01 -0.02 -0.23 0.22 0.00 0.17 -0.11 0.49 -0.91

Appendix C. Summary statistics and correlations of the school sample: sample base of correlation

2 3 4 5 6 7 8 9 10 11 12
5 Sex 215. 215. 215. 215. 215.
6 Age 215. 215. 215. 215. 215. 215.
7 P 197. 197. 197. 197. 197. 197. 197.
8 E 197. 197. 197. 197. 197. 197. 197. 197.
9 N 197. 197. 197. 197. 197. 197. 197. 197. 197.
10 L 197. 197. 197. 197. 197. 197. 197. 197. 197. 197.
11 Variance-512 78. 78. 78. 78. 78. 78. 78. 78. 78. 78. 78.
12 String-512 78. 78. 78. 78. 78. 78. 78. 78. 78. 78. 78. 78.
13 Information 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
14 Comp 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
15 Arith 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
16 Simi! 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
17 Digit span 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
18 Vocabulary 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
19 Verb tot 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
20 Digit symb 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
21 Pict comp 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
22 Blocks 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
23 Pict arr 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
24 Obj assemb 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
25 Perf tot 218. 218. 218. 218. 214. 214. 196. 196. 196. 196. 77. 77.
26 IQ tot 219. 219. 219. 219. 215. 215. 197. 197. 197. 197. 78. 78.
27 \(ar-str 256 219. 219. 219. 219. 215. 215. 197. 197. 197. 197. 78. 78.
28 Var-str 512 78. 78. 78. 78. 78. 78. 78. 78. 78. 78. 78. 78.
Discussion of Results 213

coefficients
13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

1.00
0.55 1.00
0.66 0.51 1.00
0.69 0.63 0.63 1.00
0.55 0.41 0.58 0.61 1.00
0.70 0.68 0.61 0.69 0.62 1.00
0.82 0.77 0.80 0.85 0.77 0.87 1.00
0.20 0.40 0.31 0.31 0.18 0.21 0.33 1.00
0.50 0.49 0.50 0.50 0.46 0.47 0.59 0.26 1.00
0.51 0.37 0.52 0.58 0.38 0.38 0.55 0.35 0.41 1.00
0.36 0.29 0.38 0.36 0.23 0.40 0.40 0.31 0.28 0.39 1.00
0.34 0.28 0.32 0.35 0.24 0.31 0.37 0.27 0.39 0.51 0.41 1.00
0.45 0.44 0.51 0.51 0.35 0.43 0.54 0.45 0.50 0.66 0.53 0.59 1.00
0.80 0.74 0.79 0.84 0.71 0.79 0.95 0.45 0.67 0.70 0.54 0.55 0.69 1.00
-0.68 -0.59 -0.65 -0.71 -0.59 -0.68 -0.78 -0.35 -0.57 -0.54 -0.46 -0.44 -0.60 -0.83 1.00
-0.26 -0.29 -0.34 -0.34 -0.43 -0.31 -0.42 -{).19 -0.51 -0.31 -0.32 -0.33 -0.53 -0.56 0.67 1.00

coefficients a

13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

218.
218. 218.
218. 218. 218.
218. 218. 218. 218.
218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218.
218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 219.
218. 21S. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 218. 219. 219.
77. 77. 77. 77. 77. 77. 77. 77. 77. 77. 77. 77. 77. 78. 78. 78.

a Unless shown to the contrary, correlations are based on a sample size of 219.
214 The Biological Basis of Intelligence. Part II: Measurement

Appendix D. Summary statistics and correlations for the schoolgirls sample: summary statistics
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Variance-256 161.347 49.869 2486.9 5.0375 98.
String-256 134.878 53.601 2873.0 5.4145 98.
Multiple 154.112 57.755 3335.6 5.8341 98.
Z score 33.878 3.091 9.6 0.3122 98.
Sex 1.000 0.000 0.0 0.0000 94.
Age 15.596 0.738 0.5 0.0761 94.
P 2.458 2.050 4.2 0.2250 83.
E 14.795 4.364 19.0 0.4790 83.
N 12.373 3.747 14.0 0.4113 83.
L 5.795 3.327 11.1 0.3652 83.
Variance-512 144.500 30.522 931.6 5.3956 32.
String-512 207.844 59.361 3523.7 10.4936 32.
Information 9.153 3.030 9.2 0.3061 98.
Comp 11.663 . 3.652 13.3 0.3689 98.

Appendix E. Summary statistics and correlations for the schoolgirls sample: product-moment correla-

2 3 4 5 6 7 8 9 10 11 12
1 Variance-256 1.00
2 String-256 -0.50 1.00
3 Multiple -0.48 0.70 1.00
4 Z score -0.13 0.21 0.11 1.00
5 Sex 0.00 0.00 O.Op 0.00 1.00
6 Age 0.15 -0.01 0.03 -0.14 0.00 1.00
7 P 0.19 -0.22 -0.14 -0.18 0.00 -0.09 1.00
8 E 0.Q1 0.10 0.04 0.09 0.00 -0.13 0.17 1.00
9N -0.25 0.15 0.22 0.08 0.00 -0.19 0.16 -0.12 1.00
10 L 0.05 -0.08 -0.15 0.07 0.00 0.16 -0.24 -0.10 -0.06 1.00
11 Variance-512 0.70 -0.24 -0.37 -0.02 0.00 -0.11 0.19 -0.01 0.14 -0.38 1.00
12 String-512 -0.17 0.70 0.56 0.19 0.00 0.09 -0.30 0.13 0.03 0.07 0.07 1.00
13 Information -0.55 0.49 0.42 0.09 0.00 0.00 -0.08 -0.07 0.13 -0.20 -0.18 0.11
14 Comp -0.54 0.58 0.48 0.02 0.00 -0.23 -0.02 0.12 0.09 -0.13 -0.28 0.25
15 Arith -0.56 0.55 0.44 0.12 0.00 -0.04 -0.01 0.15 0.18 -0.19 -0.26 0.09
16 Simi! -0.69 0.58 0.42 0.25 0.00 -0.19 -0.00 0.18 0.21 -0.09 -0.24 0.29
17 Digit span -0.55 0.57 0.46 0.10 0.00 -0.01 -0.10 0.09 0.11 0.Q1 -0.31 0.41
18 Vocabulary -0.58 0.59 0.45 0.15 0.00 0.Q1 0.Q1 0.09 0.02 -0.10 -0.35 0.13
19 Verb tot -0.68 0.69 0.55 0.14 0.00 -0.11 -0.03 0.11 0.16 -0.14 -0.33 0.29
20 Digit symb -0.33 0.39 0.32 0.06 0.00 -0.24 0.16 0.23 0.21 -0.34 -0.17 0.35
21 Pict comp -0.43 0.51 0.45 0.22 0.00 -0.07 -0.09 0.04 0.18 -0.22 -0.32 0.19
22 Blocks -0.46 0.44 0.46 0.24 0.00 -0.24 0.02 0.17 0.20 -0.17 -0.16 0.40
23 Pict arr -0.41 0.46 0.40 0.23 0.00 -0.06 -0.29 0.10 0.24 -0.16 0.05 0.45
24 Obj assemb -0.34 0.47 0.39 0.19 0.00 -0.10 -0.23 -0.07 0.10 -0.05 -0.34 0.53
25 Perf tot -0.51 0.45 0.37 0.18 0.00 -0.30 0.Q1 0.Q3 0.33 -0.09 -0.29 0.56
26 IQ tot -0.71 0.72 0.60 0.21 0.00 -0.16 -0.09 0.13 0.22 -0.19 -fl.35 0.47
27 ¥ar-str 256 0.86 -0.88 -0.68 -0.20 0.00 0.09 0.24 -0.06 -0.23 0.07 0.47 -0.59
28 Var-str 512 0.48 -0.75 -0.69 -0.18 0.00 -0.13 0.37 -0.12 0.04 -0.24 0.41 -0.88
Discussion of Results 215
Appendix D (continued)
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Arith 9.031 2.775 7.7 0.2803 98.
Simil 11.378 3.038 9.2 0.3068 98.
Digit span 9.755 3.262 10.6 0.3295 98.
Vocabulary 10.316 2.775 7.7 0.2804 98.
Verb tot 106.173 14.804 219.2 1.4954 98.
Digit symb 11.214 2.923 8.5 0.2952 98.
Pict comp 11.204 2.311 5.3 0.2334 98.
Blocks 11.000 2.663 7.1 0.2690 98.
Pict arr 10.296 2.557 6.5 0.2583 98.
Obj assemb 10.143 2.872 8.2 0.2901 98.
Perf tot 107.153 17.750 315.1 1.7931 98.
IQ tot 106.796 13.422 180.1 1.3558 98.
Var-str 256 26.469 89.712 8048.3 9.0623 98.
Var-str 512 -63.344 64.773 4195.5 11.4503 32.

tion coefficients

13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

1.00
0.52 1.00
0.61 0.65 1.00
0.59 0.67 0.71 1.00
0.57 0.51 0.58 0.63 1.00
0.68 0.71 0.69 0.74 0.61 1.00
0.77 0.83 0.84 0.86 0.77 0.88 1.00
0.25 0.40 0.34 0.41 0.28 0.31 0.41 1.00
0.43 0.53 0.57 0.48 0.36 0.45 0.57 0.23 1.00
0.37 0.48 0.44 0.65 0.44 0.44 0.55 0.44 0.42 1.00
0.37 0.39 0.40 0.49 0.26 0.38 0.46 0.39 0.31 0.46 1.00
0.24 0.28 0.25 0.37 0.27 0.21 0.34 0.31 0.39 0.51 0.47 1.00
0.30 0.43 0.41 0.48 0.27 0.37 0.47 0.41 0.36 0.61 0.48 0.45 1.00
0.73 0.79 0.80 0.87 0.72 0.80 0.95 0.53 0.65 0.71 0.61 0.53 0.58 1.00
-0.60 -0.65 -0.64 -0.73 -0.65 -0.68 -0.79 -0.41 -0.54 -0.52 -0.50 -0.47 -0.55 -0.82 1.00
--0.18 -0.36 --0.21 -0.38 -0.52 --0.28 -0.42 -0.41 -0.33 -0.44 -0.38 -0.64 -0.65 -0.59 0.76 1.00
216 The Biological Basis of Intelligence. Part II: Measurement

Appendix F. Summary statistics and correlations for the schoolgirls sample: sample base of correlation
1 2 3 4 5 6 7 8 9 10 11 12
5 Sex 94. 94. 94. 94. 94.
6 Age 94. 94. 94. 94. 94. 94.
7 P 83. 83. 83. 83. 83. 83. 83.
8 E 83. 83. 83. 83. 83. 83. 83. 83.
9N 83. 83. 83. 83. 83. 83. 83. 83. 83.
10 L 83. 83. 83. 83. 83. 83. 83. 83. 83. 83.
11 Variance-512 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32.
12 String-512 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32.
13 Information 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
14 Comp 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
15 Arith 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
16 Simil 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
17 Digit span 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
18 Vocabulary 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
19 Verb tot 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
20 Digit symb 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
21 Pict comp 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
22 Blocks 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
23 Pict arr 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
24 Obj assemb 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
25 Perf tot 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
26 IQ tot 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
27 Var-str 256 98. 98. 98. 98. 94. 94. 83. 83. 83. 83. 32. 32.
28 Var-str 512 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32.

a Unless shown to the contrary, correlations are based on a sample size of 98.

Appendix G. Summary statistics and correlations for the schoolboys sample: summary statistics
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Variance-256 162.124 59.037 3485.3 5.3670 121.
String-256 142.950 53.960 2911.7 4.9055 121.
Multiple 158.000 55.920 3127.0 5.0836 121.
Z score 33.802 3.278 10.7 0.2980 121.
Sex 2.000 0.000 0.0 0.0000 121.
Age 15.727 1.366 1.9 0.1242 121.
P 5.026 2.970 8.8 0.2782 114.
E 14.798 3.915 15.3 0.3667 114.
N 8.921 4.195 17.6 0.3929 114.
L 5.140 3.347 11.2 0.3135 114.
Variance-512 146.674 29.073 845.2 4.2866 46.
String-512 212.500 62.541 3911.4 9.2212 46.
Inf'Ormation 10.108 3.207 10.3 0.2927 120.
Comp 11.400 3.389 11.5 0.3094 120.
Discussion of Results 217

coefficients a
13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

98.
98. 98.
98. 98. 98.
98. 98. 98. 98.
98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
98. 98. 98. 98. 98. 98. 98. 98.
32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32. 32.

Appendix G. (continued)
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Arith 9.650 3.078 9.5 0.2810 120.
Simil 11.417 3.357 11.3 0.3065 120.
Digit span 10.433 3.752 14.1 0.3425 120.
Vocabulary 10.650 3.289 10.8 0.3002 120.
Verb tot 108.217 15.985 255.5 1.4593 120.
Digit symb 10.725 2.514 6.3 0.2295 120.
Pictcomp 11.308 2.599 6.8 0.2372 120.
Blocks 11.400 3.036 9.2 0.2771 120.
Pict arr 10.350 2.129 4.5 0.1943 120.
Obj assemb 10.292 3.409 11.6 0.3112 120.
Perf tot 107.042 12.772 163.1 1.1659 120.
IQ tot 108.364 14.310 204.8 1.3009 121.
Var-str 256 19.174 99.572 9914.5 9.0520 121.
Var-str 512 -65.826 73.576 5413.4 10.8482 46.
218 The Biological Basis of Intelligence. Part IT: Measurement

Appendix H. Summary statistics and correlations for the school boys sample: product-moment correla-
2 3 4 5 6 7 8 9 10 11 12
1 Variance-256 1.00
2 String-256 -0.55 1.00
3 Multiple -0.45 0.62 1.00
4 Z score 0.02 0.04 -0.02 1.00
5 Sex 0.00 0.00 0.00 0.00 1.00
6 Age -0.10 0.09 0.16 -0.14 0.00 1.00
7 P -0.05 -0.16 -0.08 0.16 0.00 -0.07 1.00
8 E 0.05 -0.14 -0.13 -0.07 0.00 -0.19 0.10 1.00
9 N 0.10 -0.07 -0.11 0.23 0.00 0.03 -0.03 -0.28 1.00
10 L 0.10 -0.03 0.08 -0.06 0.00 -0.09 -0.31 -0.14 -0.18 1.00
11 Variance-512 0.52 -0.14 -0.41 -0.03 0.00 -0.23 0.04 0.13 0.25 -0.12 1.00
12 String-512 -0.24 0.66 0.43 -0.10 0.00 0.20 -0.28 -0.04 -0.16 -0.04 -0.18 1.00
13 Information -0.71 0.59 0.44 0.09 0.00 0.03 0.05 0.04 -0.17 -0.03 -0.38 0.22
14 Comp -0.48 0.50 0.37 0.04 0.00 0.14 -0.05 -0.14 -0.02 -0.05 -0.37 0.12
15 Arith -0.58 0.57 0.40 -0.11 0.00 -0.04 -0.02 -0.00 -0.19 0.12 -0.31 0.38
16 SimiI -0.69 0.52 0.32 0.14 0.00 -0.03 0.10 0.06 -0.11 -0.12 -0.29 0.24
17 Digit span -0.55 0.44 0.34 -0.11 0.00 -0.07 0.03 -0.02 -0.30 -0.10 -0.23 0.36
18 Vocabulary -0.57 0.65 0.54 0.11 0.00 0.03 0.05 -0.11 -0.17 -0.05 -0.26 0.26
19 Verb tot -0.70 0.66 0.48 0.01 0.00 -0.03 0.02 -0.02 -0.19 -0.06 -0.38 0.32
20 Digit symb -0.25 0.28 0.09 -0.11 0.00 0.07 -0.09 -0.14 -0.01 0.16 -0.06 0.05
21 Pict comp -0.50 0.53 0.37 -0.01 0.00 0.14 -0.10 -0.16 -0.12 0.00 -0.43 0.51
22 Blocks -0.52 0.46 0.36 -0.01 0.00 0.20 -0.22 0.16 -0.06 0.03 -0.19 0.18
23 Pict arr -0.33 0.44 0.24 0.02 0.00 0.15 -0.14 -0.23 -0.03 -0.02 -0.05 0.32
24 Obj assemb -0.30 0.43 0.45 0.12 0.00 0.17 -0.15 -0.14 -0:08 0.05 -0.08 0.15
25 Perf tot -0.58 0.62 0.48 0.02 0.00 0.20 -0.18 -0.13 -0.12 0.08 -0.28 0.42
26 IQ tot -0.73 0.73 0.54 0.00 0.00 0.Q7 -0.08 -0.08 -0.14 -0.04 -0.36 0.46
27 Var-str 256 0.89 -0.87 -0.60 -0.01 0.00 -0.11 0.06 0.11 0.09 0.Q7 0.32 -0.57
28 Var-str 512 0.41 -0.61 -0.53 0.Q7 0.00 -0.26 0.25 0.09 0.24 -0.02 0.55 -0.92

Appendix I. Summary statistics and correlations for the schoolboys sample: sample base of correlation

2 3 4 5 6 7 8 9 10 11 12
7P 114. 114. 114. 114. 114. 114. 114.
8E 114. 114. 114. 114. 114. 114. 114. 114.
9N 114. 114. 114. 114. 114. 114. 114. 114. 114.
10L 114. 114. 114. 114. 114. 114. 114. 114. 114. 114.
11 Variance-512 46. 46. 46. 46. 46. 46. 46. 46. 46. 46. 46.
12 String-512 46. 46. 46. 46. 46. 46. 46. 46. 46. 46. 46. 46.
13 Information 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
14Comp 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
15 Arith 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
16 Simil 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
17 Digit span 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
18 Vocabulary 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
19 Verb tot 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
20 Digit symb 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
21 Pict comp 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
22 Blocks 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
23 Pict arr 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
24 Obj assemb 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
25 Perf tot 120. 120. 120. 120. 120. 120. 113. 113. 113. 113. 45. 45.
26 IQ tot 121. 121. 121. 121. 121. 121. 114. 114. 114. 114. 46. 46.
27 Var-Str 256 121. 121. 121. 121. 121. 121. 114. 114. 114. 114. 46. 46.
28 Var-str
, 512 46. 46. 46. 46. 46. 46. 46. 46. 46. 46. 46. 46.
a Unless shown to the contrary, correlations are based on a sample size of 121.
Discussion of Results 219

tion coefficients
13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

1.00
0.59 1.00
0.69 0.42 1.00
0.77 0.60 0.58 1.00
0.52 0.35 0.57 0.61 1.00
0.71 0.67 0.55 0.66 0.63 1.00
0.87 0.73 0.77 0.85 0.76 0.86 1.00
0.19 0.40 0.32 0.23 0.13 0.15 0.28 1.00
0.55 0.46 0.46 0.51 0.53 0.47 0.60 0.29 1.00
0.59 0.30 0.56 0.54 0.34 0.34 0.54 0.30 0.41 1.00
0.35 0.19 0.38 0.25 0.21 0.43 0.36 0.23 0.27 0.34 1.00
0.41 0.29 0.36 0.33 0.22 0.36 0.39 0.26 0.38 0.51 0.37 1.00
0.63 0.46 0.64 0.56 0.45 0.51 0.64 0.52 0.67 0.76 0.59 0.76 1.00
0.86 0.70 0.79 0.82 0.70 0.79 0.95 0.40 0.69 0.69 0.47 0.57 0.83 1.00
-0.75 -0.56 -0.65 -0.69 -0.56 -0.69 -0.78 -0.30 -0.58 -0.56 -0.43 -0.41 -0.68 -0.83 1.00
-0.34 -0.25 -0.44 -0.32 -0.39 -0.33 -0.42 -0.06 -0.60 -0.23 -0.29 -0.16 -0.47 -0.53 0.61 1.00

coefficients a

13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

120.
120. 120.
120. 120. 120.
120. 120. 120. 120.
120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 120. 121.
120. 120. 120. 120. 120. 120. 120. 120. 120. 120; 120. 120. 120. 121. 121.
45. 45, 45. 45. 45. 45. 45. 45. 45. 45. 45. 45. 45. 46. 46. 46.
220 The Biological Basis of Intelligence. Part II: Measurement

Appendix J. Summary statistics and correlations of the court sample: summary statistics
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Variance-256 115.438 29.047 843.7 7.2618 16.
String-256 196.688 57.390 3293.6 14.3474 16.
Multiple 212.625 45.551 2074.9 11.3878 16.
Z score 35.313 3.092 9.6 0.7731 16.
Sex 1.063 0.250 0.1 0.0625 16.
Age 42.438 9.571 91.6 2.3926 16.
P 2.583 1.311 1.7 0.3786 12.
E 12.333 5.883 34.6 1.6982 12.
N 11.333 5.211 27.2 1.5042 12.
L 8.667 4.250 18.1 1.2268 12.
Variance-512 136.125 23.931 572.7 8.4609 8.
String-512 244.625 47.111 2219.4 16.6561 8.
Information 14.500 2.608 6.8 0.6519 16.
Comp 17.438 2.337 5.5 0.5843 16.

Appendix K. Summary statistics and correlations of the court sample: product-moment correlation

1 2 3 4 5 6 7 8 9 10 11 12
1 Variance-256 1.00
2 String-256 -0.59 1.00
3 Multiple -0.23 0.48 1.00
4 Z score -0.48 0.41 0.23 1.00
5 Sex -0.21 -0.01 -0.21 0.15 1.00
6 Age -0.26 0.55 0.29 0.10 0.32 1.00
7 P -0.09 -0.19 0.41 -0.15 -0.38 -0.19 1.00
8 E 0.03 -0.67 -0.16 -0.13 0.41 -0.31 0.43 1.00
9 N 0.68 -0.02 0.43 -0.19 -0.38 0.01 -0.04 -0.17 1.00
10 L -0.07 0.32 0.16 -0.05 -0.12 0.27 0.14 -0.06 0.11 1.00
11 Variance-512 0.78 -0.20 0.45 -0.17 0.00 -0.03 -0.11 0.12 0.49 0.31 1.00
12 String-512 -0.57 0.76 0.22 0.39 0.00 0.58 0.09 -0.44 -0.33 0.68 -0.17 1.00
13 Information -0.27 0.45 0.53 0.52 -0.15 0.51 0.17 -0.13 0.43 0.10 0.23 0.14
14 Comp -0.41 0.32 0.39 0.30 0.18 0.57 -0.14 -0.10 0.44 0.43 0.15 0.35
15 Arith -0.30 0.34 0.23 -0.13 -0.37 0.48 0.43 -0.45 -0.10 0.19 -0.41 0.45
16 Simil -0.13 0.43 0.46 0.42 -0.11 0.22 -0.11 -0.30 0.32 0.11 0.21 -0.02
17 Digit span -0.36 0.53 0.19 0.43 -0.15 0.24 -0.08 -0.19 0.26 -0.40 -0.46 0.02
18 Vocabulary -0.08 0.08 0.59 0.21 -0.31 -0.03 0.15 -0.27 0.61 -0.17 0.43 -0.34
19 Verb tot -0.42 0.54 0.59 0.40 -0.18 0.57 0.04 -0.41 0.50 0.04 -0.02 0.19
20 Digit symb -0.14 -0.24 -0.08 0.10 0.10 -0.21 0.49 0.64 -0.22 0.15 -0.13 -0.09
21 Pict comp -0.35 0.42 0.59 0.39 -0.30 0.16 0.04 -0.49 0.32 -0.36 -0.41 -0.08
22 Blocks -0.71 0.81 0.32 0.59 0.05 0.15 -0.13 -0.42 -0.33 0.10 -0.39 0.72
23 Pict arr -0.25 0.29 0.55 0.04 -0.31 -0.06 0.60 0.11 0.00 -0.20 -0.17 -0.26
24 Obj assemb -0.57 0.72 0.38 0.44 -0.13 0.04 0.27 -0.26 -0.17 0.18 -0.61 0.68
25 Perf tot -0.72 0.84 0.60 0.43 -0.08 0.37 0.30 -0.27 -0.08 0.06 -0.53 0.53
26 IQ tot -0.66 0.80 0.67 0.48 -0.14 0.50 0.19 -0.36 0.22 0.05 -0.32 0.39
27 Yar-str 256 0.80 -0.95 -0.44 -0.48 -0.07 -0.50 0.12 0.53 0.25 -0.28 0.42 -0.79
28 Var-str 512 0.81 -0.72 O.ot -0.40 0.00 -0.50 -0.12 0.42 0.48 -0.44 0.56 -0.91
Discussion of Results 221

Appendix J. (continued)
Variable Mean Standard Variance Standard Number
Deviation Error Cases
Arith 11.813 2.007 4.0 0.5018 16.
Simil 13.625 1.544 2.4 0.3860 16.
Digit span 12.813 3.125 9.8 0.7811 16.
Vocabulary 16.500 2.129 4.5 0.5323 16.
Verb tot 127.563 9.674 93.6 2.4186 16.
Digit symb 12.250 2.017 4.1 0.5041 16.
Pict comp 12.500 2.221 4.9 0.5553 16.
Blocks 12.438 3.119 9.7 0.7798 16.
Pict arr 10.563 3.032 9.2 0.7581 16.
Obj assemb 11.563 3.306 10.9 0.8265 16.
Perf tot 120.875 15.747 248.0 3.9369 16.
IQ tot 126.250 11.509 132.5 2.8774 16.
Var-str 256 -81.250 78.025 6087.9 19.5063 16.
Var-str 512 -108.500 56.277 3167.1 19.8971 8.

coefficients

13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

1.00
0.64 1.00
0.41 0.27 1.00
0.56 0.27 0.34 1.00
0.59 0.24 0.22 0.36 1.00
0.53 0.57 0.15 0.34 0.13 1.00
0.87 0.78 0.56 0.60 0.62 0.62 1.00
--0.01 -0.29 -0.07 --0.03 -0.15 --0.39 -0.28 1.00
0.41 0.35 0.23 0.43 0.49 0.61 0.64 --0.27 1.00
0.31 0.15 0.04 0.26 0.45 0.11 0.33 --0.09 0.31 1.00
0.23 0.06 0.29 0.26 0.43 0.37 0.35 --0.14 0.50 0.25 1.00
0.17 --0.07 --0.04 0.16 0.44 -0.04 0.17 0.14 0.38 0.86 0.38 1.00
0.48 0.26 0.29 0.33 0.63 0.16 0.55 0.D7 0.59 0.77 0.56 0.84 1.00
0.75 0.55 0.46 0.52 0.72 0.41 0.85 --0.09 0.69 0.65 0.52 0.62 0.91 1.00
-0.43 -0.3.8 -0.36 --0.36 -0.52 --0.09 -0.55 0.12 -0.44 -0.86 --0.31 -0.74 -0.88 -0.83 1.00
--0.02- 0.23 --0.56 0.10 -0.21 0.47 -0.17 0.02 --0.11 -0.77 0.15 -0.82 -0.67 -0.47 0.84 1.00
222 The Biological Basis of Intelligence. Part II: Measurement

Appendix L. Summary statistics and correlations of the court sample: sample base of correlation
1 2 3 4 5 6 7 8 9 10 11 12
7 P 12. 12. 12. 12. 12. 12. 12.
8 E 12. 12. 12. 12. 12. 12. 12. 12.
9N 12. 12. 12. 12. 12. 12. 12. 12. 12.
10 L 12. 12. 12. 12. 12. 12. 12. 12. 12. 12.
11 Variance-512 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8.
12 String-512 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8.
13 Information 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
14 Comp 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
15 Arith 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
16 Simil 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
17 Digit span 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
18 Vocabulary 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
19 Verb tot 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
20 Digit symb 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
21 Pictcomp 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
22 Blocks 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
23 Pict arr 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
24 Obj assemb 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
25 Perf tot 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
26 IQ tot 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
27 Var-str 256 16. 16. 16. 16. 16. 16. 12. 12. 12. 12. 8. 8.
28 Var-str 512 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8.
Discussion of Results 223

coefficients a
13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

16.
16. 16.
16. 16. 16.
16. 16. 16. 16.
16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
16. 16. 16. 16. 16. 16. 16. 16.
8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8. 8.
a Unless shown to the contrary. correlations are based on a sample size of 16.
224 The Biological Basis of Intelligence. Part II: Measurement

Appendix M. Summary statistics and correlations for the mensa sample (Variable numbers are consis-
tent with other subsamples)
1. Summary statistics

Variable Mean Standard Variance Standard Number


Deviation Error Cases
Variance-256 99.053 17.678 312.5 4.0555 19.
String-256 248.895 59.745 3569.4 13.7064 19.
Multiple 227.316 56.026 3138.9 12.8532 19.
Z score 33.105 3.999 16.0 0.9173 19.
Sex 1.632 0.496 0.2 0.1137 19.
Age 28.667 6.544 42.8 1.5424 18.
P 3.300 3.917 15.3 1.2387 10.
E 11.300 6.343 40.2 2.0058 10.
N 10.000 6.018 36.2 1.9032 10.
L 5.600 4.402 19.4 1.3920 10.
IQ tot 147.211 5.663 32.1 1.2991 19.
Var-str 256 -149.842 59.324 3519.4 13.6099 19.

2. Product-moment correlation coefficients

2 3 4 5 6 7
1 Variance-256 1.00
2 String-256 0.17 1.00
3 Multiple -0.27 0.17 1.00
4 Z score -0.21 0.27 -0.03 1.00
5 Sex 0.15 0.33 -0.23 -0.04 1.00
6 Age -0.52 -0.35 -0.10 0.24 0.16 1.00
7 P 0.61 0.25 0.04 0.38 0.58 -0.10 1.00
8 E 0.31 0.55 0.57 -0.12 -0.26 -0.34 0.07
9N -0.57 -0.40 0.45 0.23 -0.34 0.36 -0.09
10 L -0.18 -0.05 -0.19 -0.17 -0.38 -0.00 -0.76
26 IQ tot -0.09 -0.06 -0.12 0.32 0.23 0.15 0.44
27 Var-str 256 0.13 -0.96 -0.25 -0.33 -0.28 0.20 -0.05

3. Sample base of correlation coefficients (unless shown to the contrary (below), correlations are

2 3 4 5 6 7
6 Age 18. 18. 18. 18. 18. 18.
7 P 10. 10. 10. 10. 10. 10. 10.
8 E 10. 10. 10. 10. 10. 10. 10.
9N 10. 10. 10. 10. 10. 10. 10.
10 L 10. 10. 10. 10. 10. 10. 10.
26 IQ tot 19. 19. 19. 19. 19. 18. 10.
27 Var-str 256 19. 19. 19. 19. 19. 18. 10.
Discussion of Results 225

8 9 10 21 22 23 24 25 26 27

1.00
0.36 1.00
-0.08 -0.35 1.00
-0.22 -0.11 -0.41 N/A N/A N/A N/A N/A 1.00
-0.54 0.26 -0.01 N/A N/A N/A N/A N/A 0.03 1.00

based on a sample size of 19)

8 9 10 21 22 23 24 25 26 27

10.
10. 10.
10. 10. 10.
10. 10. 10. N/A N/A N/A N/A N/A 19.
10. 10. 10. N/A N/A N/A N/A N/A 19. 19.
Appendix N. EEG preamplifier (single integrated circuit; low battery consumption; ±1.5-V supply; P. Smith April 1977) ~
~

~
!;E
o
0"
*1 K I , I *1 K I , I *100K , lK 1M
[
Il:1
L....ll ~.
:- :>9 0 output
4+ 12 o
....
+v
[
0.1 J.1
+0
~ r- 1M lOOK
I zero
inputs
f~
0.1 J.1
lK -v ::::
-0
I ~
1M f8
trim
bias

°1 I
-:-

10M
Power provided by 2 x 1.5-V Mn cells giving ±.5-V output swing. IIC is
Siliconix type L 144. Set trim bias pot so that there is no change when input
SIC or O/C. Connect 1-Mil resistor from L144 PIN 1 to + YR. This sets
-:- v. low supply current «50 M). Matching of resistors marked * determines
CMRR. Take care to be accurate.
References 227

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D Cognitive Principles
and Intelligence
8 A Componential Interpretation of the
General Factor in Human Intelligence

R.J. Sternberg and M.K. Gardner

Ever since Spearman's (1904, 1927) propos- be sliced in a number of ways, and the best
al of a general factor permeating all aspects we can hope for is that our way of slicing
of intelligent behavior, theorists of intelli- the pie yields pieces of a reasonable size and
gence have busied themselves trying either shape.
to prove or disprove the existence in the Our presentation is divided into five
mind of Spearman's "g". No doubt this parts. First, we present a brief summary of
popular pursuit will continue, if only be- some of the evidence that can be adduced
cause it provides a way of filling time for in support of the existence of a general fac-
those who have had trouble finding other tor in human intelligence. Second, we pres-
pursuits that strike their fancy. ent an overview of our beliefs regarding the
We interpret the preponderance ofthe ev- nature of g as understood in componential
idence as overwhelmingly supporting the ex- terms. Third, we describe the research ap-
istence of some kind of general factor in proach we use to tackle the problem of the
human intelligence. Indeed, we are unable nature of g, and state why we believe it is
to find any convincing evidence at all that adequate to the problem, at least at one lev-
militates against this view. We shall present el of analysis. Fourth, we present evidence
here only a cursory examination of the main that supports our views regarding the
fmdings that lead us to accept the existence nature of g. Fifth and finally, we summarize
of a general factor, since careful and thor- the main points of our argument.
ough reviews of the documentation exist
elsewhere (e.g., Eysenck 1979, Humphreys
1979, McNemar 1964). For the most part,
we shall assume that a general factor exists, Selected Evidence Supporting the
and proceed to what we believe to be the Existence of General Intelligence
interesting question facing contemporary
theorists of intelligence: What is the nature
of the general factor? In particular, we shall Various sorts of evidence have been
attempt to understand g in information- adduced in support of the existence of gen-
processing terms, applying a metatheoreti- eral intelligence (Humphreys 1979). Perhaps
cal framework we refer to as a "componen- the most persuasive evidence is everyday ex-
tial" one in our attempt to isolate the infor- perience: Casual observation in everyday
mation-processing origins of g. This frame- life suggests that some people are "general-
work has been used with at least some suc- ly" more intelligent than others. People's
cess in the analysis of a variety of different rank orderings of each other may differ ac-
kinds of intelligent behavior (see Sternberg cording to how they define intelligence, but
1977b, 1978a, 1979, 1980c, 1980d, 1981 a, some rank ordering is usually possible.
1981 b). We certainly do not wish to claim Moreover, when people are asked to charac-
that the componential framework is the terize the behaviors that typify a "general-
only on.e in which general intelligence po- ly" intelligent person, they have no trouble
tentially can be understood: Any pie can in doing so, and there IS a high degree of
232 A Componential Interpretation of the General Factor in Human Intelligence

consistency both in the sorts of behaviors basically compatible (Snow 1979, Sternberg
that are listed and in the perceived relation- 1980b, 1980d). Accepting this point of
ships among these behaviors, as ascertained view, we can turn to the question of what
by factor analysis (Sternberg et al. 1981). kinds of entities generate individual differ-
Very similar factor structures are obtained ences in performance at the highest level of
both for experts and laypersons: A general- the hierarchy, that of general intelligence.
ly intelligent person is conceived to be one Were factor-analytic evidence the only
who is particularly adept at the behaviors kind that lent support to the existence of
constituting problem solving, verbal facility, a general factor, one might write off the
and common sense in interactions with the general factor as a method-specific peculiar-
real world. ity deriving somehow either from the math-
Historically, the evidence that has been ematical mechanics of factor analysis or
offered most often in favor of the existence from the particular nature ofindividual-dif-
of general intelligence is the appearance of ferences data. If one delves into the nature
a general factor in unrotated factor solu- of variation across stimulus types rather
tions from factor analyses of tests of intelli- than across subjects, however, a result par-
gence (e.g., Spearman 1927). Other factor- allel to the general factor emerges. A
analytic techniques, such as second-order number of investigators, including our-
factoring of first-order factoring, can also selves, have used multiple regression tech-
yield a general factor. (See Jensen 1982, for niques to isolate sources of stimulus varia-
a discussion of various factorial methods tion in task performance. For example, we
for eliciting a general factor.) In earlier have attempted to predict response times to
research on the nature of mental abilities answer various kinds of analogies on the
(e.g., Thurstone 1938), and in some con- basis of manipulated sources of task diffi-
temporary research as well (e.g., Guilford culty in the solution of the analogies, e.g.,
1967, Guilford and Hoepfner 1971), the the degree of relatedness between the first
general factor seems to disappear because two terms, the degree of relatedness between
of the way in which the factorial axes are the first and third terms, and so on (see
rotated. For example, a general factor Sternberg 1977a, b). A result that at first
almost never appears when axes are rotated glance appears most peculiar has emerged
to Thurstonian "simple structure" (Thur- from many of these task analyses (Egan
stone 1947). But when correlated simple- 1976, Hunt et al. 1975, Jensen 1979,
structure factors are themselves factored, a Keating and Bobbitt 1978, Mulholland
general factor usually appears at the second et al. 1980, Sternberg 1977a, b): The regres-
order of analysis. sion intercept, or global "constant," often
Many theorists of intelligence no longer turns out to be as highly correlated or more
view the debate over whether or not there highly correlated with scores from IQ tests
is a general factor as still viable. Instead, than are the analyzed parameters represent-
they accept some kind of hierarchical struc- ing separated sources of variance. Since the
ture of mental abilities whereby intelligence constant includes speed of response, e.g.,
is viewed as comprising a general factor at button pressing, one could interpret such
the highest level, major group factors such results trivially as indicating that motor
as fluid and crystallized abilities (Cattell speed is an essential ingredient of intelli-
1971, Horn 1968) or practical-mechanical gence. A more plausible interpretation, and,
and verbal-educational abilities (Vernon as it will turn out, one more consistent with
1971) at the next level, minor group factors the bulk of the data, is that there are certain
at a third level, and specific factors at a constancies in information-processing tasks
fourth level. What had seemed like conflict- that tend to be shared across wide varia-
ing views at one time, then, are now seen tions in item types. We suggest that the
by these theorists, including ourselves, as search for the general component(s) and the
What is General Intelligence 233

search for the general factor are one and ably a bit more elaborated than at least
the same search - that whatever it is that some of the other theories.
leads to a unitary source of individual dif-
ferences across subjects also leads to a uni-
tary source of differences across stimulus Properties of Components
types.
Each component has three important prop-
erties associated with it: duration, difficulty
(i.e., probability of being executed erro-
What is General Intelligence? neously), and probability of execution.
Methods for estimating these properties of
components are described in Sternberg
On the componential view, the basic con- (1978b) (see also Sternberg 1977b, 1980b,
struct underlying intelligent functioning is Sternberg and Rifkin 1979). It is dangerous
the information-processing component. A to make inferences about one property of
component is an elementary information a component on the basis of information
process that operates upon internal repre- about another. We have found, for
sentations of objects or symbols (Sternberg example, that the duration of a component
1977b, see also Newell and Simon 1972). is not necessarily correlated with its diffi-
The component may translate a sensory culty (Sternberg 1977a, b; 1980c).
input into a conceptual representation,
transform one conceptual representation
into another, or translate a conceptual rep- Kinds of Components
resentation into a motor output. What is
considered elementary enough to be labeled Kinds of components can be classified in
a component depends upon the level of two different ways: by function and by level
theorizing that is desired. Just as factors can of generality.
be split into successively finer subfactors,
so can components be split into successively Function. Components perform (at least)
finer subcomponents. Thus, no claim is five kinds of functions. Metacomponents are
made that any of the components referred higher-order control processes that are used
to later are elementary at all levels of analy- for executive planning and decision-making
sis. Rather, they are claimed to be elementa- in problem solving. Performance compo-
ry at a convenient level of analysis. The nents are processes that are used in the exe-
same caveat applies to the typology of com- cution of a problem-solving strategy. Acqui-
ponents that will be proposed. Doubtless, sition (or storage) components are processes
other typologies could be proposed that used in learning new information. Retention
would serve the present or other theoretical (or retrieval) components are processes used
purposes as well or better. The particular in retrieving previously stored knowledge.
typology proposed, however, has proved to Transfer components are processes used in
be convenient in at least certain theoretical generalization, that is, in carrying over
and experimental contexts. A number of knowledge from one task or task context
theories have been proposed during the past to another. Generally speaking, metacom-
decade that might be labeled, at least loose- ponents act on other kinds of components
ly, as componential (e.g., Butterfield and (and on themselves), whereas performance,
Belmont 1977, Campione and Brown 1979, acquisition, retention, and transfer compo-
Carroll 1976, 1980, Hunt 1978, Jensen 1979, nents act on information of various kinds.
Pellegrino and Glaser 1980, Snow 1979).
The pre~ent theory, then, is just one of this Level of Generality. Components can be
general class of theories, although it is prob- classified in terms of three levels of generali-
234 A Componential Interpretation of the General Factor in Human Intelligence

ty. General components are required for per- sponse - are common to virtually all tasks,
formance of all tasks within a given task and they, too, may enter into the general
universe. Class components are required for factor. Therefore, although the metacom-
performance of a proper subset of tasks that ponents are primarily responsible for indi-
includes at least two tasks within the task vidual differences in general intelligence,
universe. Specific components are required they are almost certainly not solely respon-
for the performance of single tasks within sible. Acquisition, transfer, retention, and
the task universe. Tasks requiring intelligent performance components that are general
performance differ in the numbers of com- across tasks also can be expected to contrib-
ponents they require for completion and in ute to individual differences in the general
the number of each kind of component they factor underlying intelligent performance.
require. In this second part of the chapter, we
have given a very compact view of the
nature of components and of how compo-
Components and General Intelligence nents enter into general intelligence. We
proceed now to describe in some detail the
To communicate early on the conclusion we methods of two as yet unpublished experi-
will reach from an evaluation of the data ments addressed primarily to the question
we have collected, we assert here that indi- of what is general intelligence (Sternberg
vidual differences in general intelligence can and Gardner 1980), and then describe more
be attributed in part to individual differ- briefly other experiments upon which we
ences in the effectiveness with which general shall draw that also address this question
components are performed. Since these (Sternberg 1977a, Sternberg and Nigro
components are common to all of the tasks 1980, Sternberg and Rifkin 1979).
in a given task universe, factor analyses will
tend to lump these general sources of indi-
vidual differences variance into a single gen-
eral factor. As it happens, the metacompo- Some Experimental Paradigms for
nents have a much higher proportion of Isolating the Information-Processing
general components among them than do Origins of General Intelligence
any of the other kinds of components, pre-
sumably because the executive routines
needed to plan, monitor, and possibly We have conducted a number of experi-
replan performance are highly overlapping ments that have led us to the views de-
across tasks of a widely differing nature. scribed in the preceding part of the chapter.
Thus, individual differences in metacom- In terms of our present exposition, two par-
ponential functioning are largely responsi- ticular experiments have been central to our
ble for the persistent appearance of a gener- conceptualizations, and several other exper-
al factor in mental-test data. iments have been peripheral to these con-
Metacomponents are probably not solely ceptualizations.
responsible for "g," however. Most behav-
ior, and probably all of the behavior exhib-
ited on intelligence tests, is learned. There The II Central" Paradigm
may be certain acquisition components gen-
eral across a wide variety of learning situa- The basic problem we confronted is that of
tions, which also enter into the general fac- isolating the information-processing origins
tor. Similarly, components of retention and of the general factor in human intelligence.
transfer may also be common to large Our basic strategy was to (a) select items
numbers of tasks. Finally, certain aspects that have been shown in the past to be excel-
of petformance - such as encoding and re- lent measures of g ; (b) model response
Some Experimental Paradigms for Isolating the Information-Processing 235

choices and response times in each of these that the dissimilarity between one term and
items; (c) examine what emerged as another is equal to the dissimilarity between
common across the models and the tasks; the second term and the first), and that the
and (d) propose an information-processing triangle equality is satisfied (i.e., that if the
account of g on the basis of the observed distance between a first term and a second
communalities (Sternberg and Gardner term is large, and the distance between that
1980). first term and a third term is large, then
In most psychometric investigations of the distance between the second term and
intelligence, the psychometric technique the third term is also large). Then, the multi-
upon which the investigation has been dimensional scaling algorithm is applied to
based has been factor analysis. In such in- the similarity or dissimilarity data, using
vestigations; a representative sample of sub- only ordinal properties of the data, and
jects from a population of interest would yielding a psychological space comprising
be given a range of tests sampling a wide underlying dimensions of relationship
variety of mental abilities, such as vocabu- among stimuli. Finally, the dimensions are
lary, analogies, spatial visualization, classi- interpreted on the basis of clusters of stimuli
fication, memory, and word fluency; then, that have high or low loadings on each of
an intercorrelation matrix would be com- the dimensions.
puted between all possible pairs of these We were spared the need of actually
tests; next, the intercorrelation matrix doing the scaling ourselves by the fact that
would be factor analyzed to yield hypothe- it had been done earlier on the set of
sized latent sources of individual differences mammal names by Henley (1969), who used
in the observable test scores; finally, inter- a variety of different measures of relation-
pretations would be assigned to these fac- ship as input to the scaling algorithm and
tors on the basis of the clusters of tests that found striking consistencies in the outcome
showed high or low loadings on the various space without regard to the measure of rela-
factors. tionship used. Henley found that the rela-
In our investigation of general intelli- tions among mammal names could be cap-
gence, we also drew heavily upon a psycho- tured very well by a three-dimensional
metric technique for analysis of the data. spatial solution, with dimensions of size, fe-
The technique we used was nonmetric mul- rocity, and humanness. For example, a go-
tidimensional scaling rather than factor rilla would have a high loading on all three
analysis, however (see Kruskal 1964a, b, of these dimensions, whereas a beaver
Shepard 1962a, b, 1974). In our use of this would have a low loading on all three.
technique, the goal was to discover the di- Henley used orthogonal dimensions in her
mensions underlying a hypothetical se- solution, so that for the total set of mammal
mantic space comprising names of names, there was no correlation between
mammals, such as " lion," " tiger," loadings on pairs of dimensions.
"giraffe," "beaver," "donkey," and We used the mammal names from the
"rabbit." In a typical multidimensional- Henley (1969) scaling of proximity data to
scaling study, subjects are asked to rate the form 30 mammal-name analogies, series
similarity (or dissimilarity) between all pos- completions, and classifications. The analo-
sible pairs of terms to be scaled, which, in gies were taken from Rumelhart and Abra-
our case, were 30 mammal names. Next, a hamson's (1973) study of analogical reason-
proximity matrix is formed comprising the ing with mammal names; the classifications
mean rated similarity (or dissimilarity) of and series completions were of our own con-
each term to every other term. It is usually struction. In Experiment 1, we administered
assumed in advance that the matrix is re- each item untimed in four-choice, multiple-
flexive Q.e., that the dissimilarity between option format, with the subjects' task to
a term and itself is zero), symmetrical (i.e., rank-order each of the options in terms of
236 A Componential Interpretation of the General Factor in Hmnan Intelligence

Table 1. Examples of problems used in mammal names reasoning experiments


Problem type Experiment
Response choice Response time
Analogy TIGER:CHIMPANZEE::WOLF: TIGER :CHIMPANZEE::
(a. RACCOON, b. CAMEL, WOLF: (a. RACCOON,
c. MONKEY, d. LEOPARD) b. MONKEY)
Series completion SQUIRREL: CHIPMUNK: SQUIRREL: CHIPMUNK:
(a. RACCOON, b. HORSE, (a. HORSE, b. CAMEL)
c. DOG, d. CAMEL)
Classification ZEBRA, GIRAFFE, GOAT, ZEBRA, GIRAFFE, GOAT,
(a. DOG, b. COW, c. MOUSE, (a. MOUSE, b. LEOPARD)
d. LEOPARD)

its goodness of fit as a possible solution. students were public-school students from
In Experiment 2, we administered the same a middle-class suburb of New Haven. All
items, retaining just two of the four options; subjects received the same 180 verbal analo-
in this experiment, subjects were asked to gies in which vocabulary level was restricted
select the better option as rapidly as they to grade 3 or below according to the Thorn-
could. Examples of items are shown in Ta- dike-Lorge norms. Analogies were pre-
ble 1. Subjects in the two experiments were sented in three formats differing in the
30 and 36 (different) college undergraduates numbers of terms in the analogy stem versus
respectively; obviously, our subject pool in the analogy options. Specifically, the
was not representative of the general popu- number of terms in the analogy stem could
lation (in this or any of our experiments). be either three, two, or one. The remaining
Subjects received the three reasoning tasks terms were options. Consider an example
in counterbalanced order, and then received of each format: (a) Narrow:Wide::Ques-
a set of mental ability tests stressing reason- tion: (trial) (statement) (answer) (task);
ing abilities. (b) Win: Lose: : (dislike: hate) (ear : hear)
(enjoy: like) (above: below); (c) Weak:
(sick: : circle : shape) (strong: : poor: rich)
The "Peripheral" Paradigms (small:: garden: grow) (health:: solid: firm).
Each option appeared on a separate line of
Sternberg (1977a) administered schematic- print. Numbers of answer options varied
picture, verbal, and geometric analogies from two to four. Items were presented
tachistoscopically to Stanford undergradu- tachistoscopically, and subjects were told to
ates. The first two kinds of analogies were respond as quickly as possible.
presented in. true-false format; the last kind Sternberg and Rifkin (1979) administered
was presented in forced-choice format. The schematic-picture analogies to between 15
analogies were standard in form and 21 parochial-school children in each of
(A: B:: C: D, where D could be either a true grades 2, 4, and 6, and college-level adults
or false completion or one of two answer at Yale. Analogies were presented in forced-
options), and were easy enough to allow choice format in 24 test booklets, each con-
almost error-free performance in the subject taining 16 analogies composed of binary at-
population. tributes including height (tall, short),
Sternberg and Nigro (1980) administered garment color (black, white), sex (male,
verbal analogies to 20 students in each of female), and weight (fat, thin) (as in Stern-
grades 3, 6, 9, and college. The college stu- berg 1977 a). Items within each of the 24
dents were Yale undergraduates; the other booklets were homogeneous in terms of the
Componential Investigations of General Intelligence 237

number of attributes varied from the first address. We shall organize our discussion
term to the second, from the first term to of our componential investigations of gen-
the third, and between the two answer eral intelligence around the questions pro-
options. Since identities of actual values on posed by this framework.
attributes varied across analogies, however,
no two analogies were identical. Each
booklet was timed for 64 s. The main depen-
1. What Kind or Kinds of Problems
dent variable, solution latency for items cor-
Does the Theory Address?
rectly answered, was computed by dividing
64 by the number of items correctly com-
pleted in a given booklet. Any attempt to provide an information-
In an experiment on executive processing processing account of general intelligence
(see Sternberg 1981a) Salter and Sternberg (or any other kind of account) must start
administered to 20 Yale undergraduates off with an appropriate set of tasks on the
verbal analogies that differed from standard basis of which conclusions about general in-
analogies in that the positions of from one telligence will be drawn. If the set of tasks
to three analogy terms could be occupied is inappropriate, obviously, it does not mat-
by multiple-choice options. The particular ter much what kind of theorizing follows
positions that were thus occupied differed from it. In our approach, tasks are selected
from one item type to another. Either two on the basis of four criteria originally pro-
or three alternative answer options were posed by Sternberg and Tulving (1977) in
substituted for each missing analogy term a different context and proposed in the pres-
(see also Lunzer 1965). An example of such ent context by Sternberg (to be published
a problem is Man:Skin::(dog, tree): (bark, b): quantifiability, reliability, construct va-
cat). The correct answers are "tree" and lidity, and empirical validity. The first crite-
"bark." The complete set of formats in- rion, quantifiability, assures the possibility
cludes the following item types, where terms of the" assignment of numerals to objects
with the subscript i are missing ones with or events according to rules" (Stevens 1951,
either two or three answer options substi- p. 1). The second criterion, reliability, mea-
tuted for the missing term: Aj: B: : C: D; sures true-score variation relative to total-
A:Bj::C:D; A:B::Cj:D; A:B::C:Di ; score variation. In other words, it measures
Aj:B::Cj:D; Aj:B::C:D j; A:Bj::Cj:D; the extent to which a given set of data is
A:Bj::C:Dj; A:B::Cj:Di ; and systematic. The third criterion, construct
A:Bj::Cj:D j. validity, assures that the task has been
Item types from these peripheral para- chosen on the basis of some psychological
digms, as well as those from the central par- theory. The theory thus dictates the choice
adigm, form the basis of the task analyses of tasks, rather than the other way around.
presented in the next part of the chapter. The fourth criterion, empirical validity,
assures that the task serves the purpose in
the theory that it is supposed to serve.
Thus, whereas construct validity guarantees
Componential Investigations that the selection of a task is motivated
of General Intelligence by theory, empirical validity tests the extent
to which the theory is empirically support-
able.
We have proposed a metatheoretical frame- Our choice of tasks in the investigation
work for theory construction in a recent of general intelligence has included as its
chapter (Sternberg 1980d) that comprises a mainstays analogies, series completions,
list of questions that a complete theory of and classifications. The choice of these tasks
intelligence ought at least to be able to was motivated largely by the criteria de-
238 A Componential Interpretation of the General Factor in Human Intelligence

scribed above. First, performance on each 2. What Performance Components


of these tasks is readily quantifiable in terms are Posited by the Theory?
of solution latency, error rate, response
choice, and the like. Second, performance A theory of general intelligence should state
on these tasks has been reliably measured the performance components involved (ei-
in countless tests of mental ability, as well ther necessarily or optionally) in solution
as in a number of information-processing of the kinds of items dealt with by the
analyses of human intelligence. Third, the theory. Investigators differ, of course, in
construct validity of these item types has where their ideas come from regarding the
been demonstrated in multiple ways. Factor components used. They may do an implicit
analyses of intelligence-test batteries have task analysis by going through a task them-
shown these three kinds of items to be selves; they may use verbal reports supplied
among those loading most highly on the by subjects after testing; they may use
general factor (see Cattell 1971, Guilford think-aloud protocols supplied by subjects
1967, Guilford and Hoepfner 1971, Spear- during test; or they may use their intuitions
man 1927, Thurstone 1938). These tasks to expand or modify previous theories.
have played a central role in information- Whatever their origin, the performance
processing analyses of intelligence (see e.g., components should be specified and de-
Evans 1968, Greeno 1978, Mulholland et al. scribed.
1980, Pellegrino and Glaser 1980, Simon The proposed theory posits use of up to
1976, Sternberg 1977b, 1979b, as well as seven performance components in the solu-
in psychometric investigations; and they tion of analogies, series completions, and
have even played an important role in Pia- classification problems. The components
getian investigations (see e.g., Piaget 1972, are most easily explicated and their use in
Piaget et al. 1977). Indeed, the inclusion of the task contexts shown. by some examples
these item types in so many theoretical in- of how they might be used in the solution
vestigations as well as practical measure- of actual test problems as might be found
ments of intelligence strongly attests to their on intelligence tests.
construct validity. Finally, the items have Consider as an example the analogy,
been shown in correlational analyses (usual- Lawyer:Client::Doctor:(a. medicine, b.
ly presented in technical manuals for tests) patient}. According to the theory, a subject
to be highly correlated both with total encodes each term of the analogy, retrieving
scores on the test batteries in which they from semantic memory and placing in
are contained and with external kinds of working memory attributes that are poten-
performance, such as school grades (see e.g., tially relevant for analogy solution; next,
Cattell and Cattell 1963). the subject infers the relation between Law-
We make no claim that these are the only yer and Client, recognizing, say, that a law-
item types pne might have chosen to study yer provides professional services to a
as an entree to the general factor in intelli- client; then, the subject maps the higher-
gence, or even that they are the best item order relation between the first and second
types to study. Another likely candidate, for halves of the analogy, here recognizing that
example, is the matrix problem, which we the first half of the analogy deals with the
interpret as consisting of multiple converg- services of the legal profession and that the
ing series completions presented in two di- second ·half of the analogy deals with the
mensions (see e.g., Hunt 1974). We do services of the medical profession; next, the
believe, however, that our set of three tasks subject applies the relation inferred between
comprises an appropriate, although ob- the first two terms from the third analogy
viously incomplete, battery on the basis of term, here, Doctor, to form an ideal point
which one may begin to analyze the general representing the ideal solution to the analo-
factor in human intelligence. gy; then, the subject compares answer
Componential Investigations of General Intelligence 239

options, seeking the ideal solution from braska, California, and Vermont, in essence
among the answers presented; if none of seeking a prototype or centroid that ab-
the answer options corresponds to the ideal stracts what is common to the three terms;
point, the subject must justify one of the as was the case in the series completion
answer options as preferable to the others, problems, the subject need not map any
in that it is closest to the ideal point; in higher-order relation, since all of the terms
a rank-ordering task, multiple justifications of the problem are from a single, homoge-
may be needed as successive options are neous domain. In classification problems,
eliminated; finally, the subject responds with application is also unnecessary, because the
the chosen answer. inferred centroid is the ideal point: The
The same basic model can be extended subject need not extrapolate in any way to
to series completion problems. Consider, seek some further ideal point. Next, the
for example, the series completion, Tru- subject compares the answer options,
man: Eisenhower: (a. F. Roosevelt, b. seeking the ideal solution. If none is present,
Kennedy). The subject must encode each the subject justifies one option as closer to
term of the series completion. Next, he or the ideal point than the other(s). Finally,
she infers the relation of succession between the subject responds. As in the case of analo-
Truman and Eisenhower. Mapping is not gies and series completions, rank-ordering
necessary in this and other series problems, the options requires multiple executions of
because there is no distinction between the justification component. Ranking in
domain and range: All terms of the problem these problems and in the series completions
derive from a single, homogeneous domain, proceeds according to a decision rule to be
here, that of presidents of the United States. described.
The subject must, however, apply the rela- The components of information process-
tion inferred between Truman and Eisen- ing in the three tasks are slightly different:
hower from Eisenhower to an ideal point, The analogies task requires the full set of
presumably, Kennedy. Next, the subject seven information-processing components;
compares the answer options, seeking the the series completion task requires a subset
one corresponding to the ideal point. If nei- of six of the seven parameters in the analo-
ther option (or in the case of more than gies task; the classification task requires a
two options, none of the options) corre- subset of five of the six parameters in the
sponds to the ideal point, the subject justi- series completion task. Thus, one would
fies one option as closest to the ideal point. expect that for problems with terms of equal
Suppose, for example, that option (b) was· difficulty, analogies would be slightly more
L. Johnson rather than Kennedy. This difficult than series completion problems,
option would be preferable to F. Roosevelt, and series completion problems would be
in that it names a successor to Eisenhower, slightly more difficult than classification
but would be nonideal, in that it does not problems. In fact, mean latencies follow this
name an immediate successor. Finally, the predicted pattern.
subject responds with the chosen answer. As The performance components described
in the case of analogies, the rank-ordering above are posited to be sufficient for de-
task would require mUltiple justifications to scribing the flow of information processing
determine which option is closest to the from the beginning to the end of task solu-
ideal point, of those options not yet ranked. tion. Each contributes in some amount to
The model can also be extended to clas- the latency and difficulty of a given task
sification problems. Consider, fur example, item. In order to account for subjects'
the problem, Nebraska, California, Ver- choices of response alternatives, it is neces-
mont, (a. Texas, b. Reno). The subject must sary to supplement these components with
encode,each term of the problem. Next, the a decision rule for option selection. The de-
subject must infer what is common to Ne- cision rule we use, following Rumelhart and
240 A Componential Interpretation of the General Factor in Human Intelligence

Abrahamson (1973), is Luce's (1959) choice analogies, we have assumed the spatial rep-
axiom. We further propose, as did Rumel- resentation of mammal names used by
hart and Abrahamson, that relative rank- Henley (1969), Rips et al. (1973), and Ru-
ings of answer options follow a negative ex- melhart and Abrahamson (1973). The con-
ponential decay function, with the form of ceptual basis for the use of this representa-
the decay function in part determined by tion in reasoning was first provided by these
the representation of information that is last investigators. Rumelhart and Abra-
used. We shall describe our implementation hamson suggested that reasoning occurs
of the rule further in the next section on when information retrieval depends upon
representation. the form of one or more relationships
among words (or other units). Pursuing this
definition of reasoning, these investigators
3. Upon What Representation claimed that probably the simplest possible
or Representations reasoning task is the judgment of the simi-
do These Components Act? larity or dissimilarity between concepts.
They assumed that the degree of similarity
We doubt that there is any known test that between concepts is not directly stored as
is reasonably conclusive in distinguishing such, but is instead derived from previously
one form of representation from another. existing memory structures. Judged similari-
We therefore tend to assume our representa- ty between concepts is a simple function of
tions, and accept as indirect evidence sup- the" psychological distance" between these
porting them the fits of process or response- concepts in the memory structure. The
choice models that are based upon these nature of this function and of the memory
representations. structure upon which it operates is clarified
We believe that the form of representa- by their assumptions (after Henley 1969)
tion a subject uses in solving a problem that (a) the memory structure may be repre-
depends in part upon the content of the par- sented as a multidimensional Euclidean
ticular problem, and in part upon the sub- space and that (b) judged similarity is in-
ject's own preferences. In a standard item versely related to distance in this space.
from an intelligence test, such as the analo- On this view, analogical reasoning (and,
gyWashington:1::Lincoln:(a.10, b. 5), for as we shall show, other forms of reasoning
example, we believe subjects are likely to as well) may itself be considered to be a
use an attribute-value representation. In kind of similarity judgment, one in which
such a representation, Washington might be not only the magnitude of the distance but
encoded as [(president (first)), (portrait on also the direction is of importance. For
currency (dollar)), (war hero (Revolution- example, we would ordinarily interpret the
ary))], 1 might be encoded as [(counting analogy problem, A:B::C:Xi, as stating
number (one)), (ordinal position (first)), that A is similar to B in exactly the same
(amount (one unit))], Lincoln might be way that C is similar to Xi' According to
encoded as [(president (sixteenth)), (portrait the assumptions outlined above, we might
on currency (five dollars)), (war hero reinterpret this analogy as saying that the
(Civil))], and so on. The attribute-value rep- directed or vector distance between A and
resentation can be extended to pictorial as B is exactly the same as the vector distance
well as verbal kinds of items. A black square between C and Xi' The analogy is imprecise
inside a white circle, for example, might be to the extent to which the two vector dis-
represented as [((shape (square)), (position tances are not equal.
(surrounded)), ((color (black))), ((shape Rumelhart and Abrahamson formalized
(circle)), (position (surrounding)), ((color the assumptions of their model by stating
(whit~)))]. that given an analogy problem of the form
In our joint research on mammal-name A: B:: C: (Xl' X 2 , ••• , X n ), it is assumed that
Componential Investigations of General Intelligence 241

A 1. Corresponding to each element of 5. We assume that the subjects rank a


the analogy problem there is a point in an set of alternatives by first choosing the rank
m-dimensional space ... 1 element according to 3' and, then, of the
A2. For any analogy problem ofthe form remaining alternatives, deciding which is su-
A: B: : C : ?, there exists a concept I such that perior by application of 3' to the remaining
A: B: : C: I and an ideal analogy point, de- set and assigning that rank 2. This proce-
noted I such that I is located the same vector dure is assumed to continue until all alterna-
distance from C as B is from A. The coordi- tives are ranked. (pp. 8-9)
nates of I are given by the ordered sequence The more specific version of assumption
{cj+bj-aj},j= 1, m. 3 (labeled 3') is an adoption of Luce's (1959)
A3. The probability that any given alter- choice rule to the choice situation in the
native Xi is chosen as the best analogy solu- analogy. Assumption 4 further specifies that
tion from the set of alternatives Xl> ... , Xn the monotone decrease in the likelihood of
is a monotonic decreasing function of the choosing a particular answer option as best
absolute value of the distance between the follows an exponential decay function with
point Xi and the point I, denoted IXi - II. increasing distance from the ideal point.
(p.4) The model of response choice therefore re-
The first assumption simply states that quires a single parameter, <x, representing
the concepts corresponding to the elements the slope of the function. Rumelhart and
of the analogy exist and are locatable within Abrahamson actually had their subjects
the m-dimensional space representing the rank-order answer options. The investiga-
memory structure. The second assumption tors predicted the full set of rank orderings
states that an ideal solution point also exists by assuming (in assumption 5) that once
within the memory structure, and that this subjects had ranked one or more options,
point also represents a concept; it is quite they would rank the remaining options in
likely that the ideal point may not have a exactly the same way that they had ranked
named mammal in the English (or any the previous options, except that they would
other) language. The third assumption ignore the previously ranked options in
states that the selection of a correct answer making their further rankings. Rumelhart
option is governed by the distance between and Abrahamson (1973) carried out three
the various answer options and the ideal ingenious experiments that lent credence to
point, such that less distant answer options their response-choice model of analogical
are selected more often than are more dis- reasoning.
tant answer options. We proposed a modest extension of the
These assumptions permit ordinal predic- Rumelhart-Abrahamson model so that it
tions about the goodness of the various an- could account for response choices in series
swer options, but do not permit quantitative completion and classification problems as
predictions. In order to make quantitative well as in analogy problems. Figure 1 shows
predictions of response choices, Rumelhart how the extended model accounts for re-
and Abrahamson made assumption 3 more sponse choices in each of the three types
specific, and added two more assumptions: of problems.
3'. The probability that any given alterna- Consider an analogy problem of the
tive Xi is chosen from the set of alternatives form, A:B::C:(D 1 , D 2 , D 3 , D 4 ), where the
Xl' ... , Xn is given by subject's task is to rank-order the answer
options in terms of how well their relation
Pr(XdX1 , ••• , Xn)=Pi=v(di)/[~ v (dj )] ,
to C is parallel to that between Band A.
where v( ) is a monotonically decreasing In an analogy problem such as this one,
function of its argument. the subject must find an ideal point, I, that
4. v(x)= exp( -<xX), where X and <x are is the same vector distance from C as B
positive numbers. is from A. Having found this point, the
242 A Componential Interpretation of the General Factor in Human Intelligence

Analogy Series Completion . Classification

1
B I jJ
@-- -~ 0 /
11 'f • I

02
I I
I I

A
@---- ~C

Fig. 1. Schematic diagrams showing rules for arriving at ideal point, I, in each of three induction
tasks. In analogies, I is located as the fourth vertex in a parallelogram having A, B, and C as
three given vertices. In series completions, I is located as the completion of a line segment that
is at the same vector distance from B that B is from A. In classifications, I is the centroid of
the triangle with A, B, and C as vertices. The rules can be extended to n dimensions by assuming
n-dimensional analogues to the two-dimensional figures depicted. In each type of problem, options
are presented at successively greater Euclidean distances from the ideal point

subject rank-orders answer options accord- of the form, A, B, C, (Dlo D 2 , D 3 , D4 ),


ing to their overall Euclidean distance from where the subject's task is to rank-order the
the ideal point. The probability of selecting answer options in terms of how well they
anyone answer option as best is assumed fit with the three terms of the item stem.
to follow an exponential decay function, In this type of problem, the subject must
with probability decreasing as distance from find an ideal point, I, that represents the
the ideal point increases. The same selection centroid in multidimensional space of A, B,
rule is applied in rank-ordering successive and C. Having found this point, the subject
options, with previously selected options rank-orders the answer options according
removed from consideration. to their overall Euclidean distance from the
Consider next a series completion prob- ideal point, in just the same way as he or
lem of the form, A:B:(C 1 , C2 , C 3 , C4 ), she would for analogies or series comple-
where the subject's task is to rank-order the tions. Again, the same basic principle
answer options in terms of how well they applies without regard to the number of
complete the series carried from A to B. terms in the item stem. The centroid of the
Here, the subject must find an ideal point, points is theorized always to serve as the
I, that is the same vector distance from B ideal point.
as B is from A. Note that the difference Thus, we believe that the spatial represen-
between a series completion problem and tation can be used, at least in the context
an analogy is that whereas the terms of an of terms falling into a semantic field, to rep-
analogy form a parallelogram (or its m-di- resent information in a way that is suitable
mensional analogue) in the multidimen- for the solution of three of the main types
sional space, the terms of a series comple- of problems used to measure general intelli-
tion form a line segment (or its m-dimen- gence - analogies, series completions, and
sional analogue) in the space. The same classifications.
principle would apply, regardless of the
number of terms in the item stem. Having
found the ideal point, the subject rank- 4. By What Strategy or Strategies
orders answer options with respect to the are the Components Combined?
ideal point in just the same way that he
or she:. would in an analogy problem. Strategy refers to the order and mode in
Consider finally a classification problem which components are executed. By
Componential Investigations of General Intelligence 243

"mode," we refer to whether the execution answer options, (t) justify one of the options
of a given set of components is serial or as preferred, if nonideal, and (g) respond.
in parallel, exhaustive or self-terminating, More penetrating analyses of subjects'
and independent or nonindependent. In se- strategies were conducted in the analogical-
rial processing, components are executed se- reasoning experiments of Sternberg
quentially; in parallel processing, they are (1977 a), Sternberg and Nigro (1980), and
executed simultaneously. In exhaustive pro- Sternberg and Rifkin (1979). These analyses
cessing, all possible executions of a given enabled us to form detailed process models
component or set of components are per- for the solution of each type of analogy.
formed; in self-terminating processing, exe- A flow chart representing the strategy most
cution of components terminates before all often used by adults for a wide variety of
possible executions have occurred. In inde- analogy types (schematic-picture, verbal,
pendent processing, the execution of a given geometric) would show that subjects encode
component has no effect upon whether any and infer as many attributes as they can
other component is executed; in dependent find (exhaustive information processing),
processing, execution of one component but map, apply, compare, and justify only
does affect whether one or more other com- a limited number of attributes (self-termi-
ponents are executed. nating processing). Subjects execute the self-
In the Sternberg-Gardner experiments, terminating components in a self-terminat-
we addressed the question of strategy only ing loop whereby they map, apply, and
at a rather global level. The tests of the compare a single attribute at a time, seeking
process model (in Experiment 2) were de- to disconfirm all but one answer option and
signed primarily to identify the components then to justify one as acceptable; if the loop
subjects actually used in solving the prob- does not yield a satisfaptory solution the
lems, rather than to identify how these com- first time around, it is iterated, this time
ponents were combined. Our best evidence with a second attribute. The process con-
indicates that for the analogies, subjects tinues until it is possible to select one answer
would (a) encode the first term, (b) encode as the best of the given ones. Note that in
the second term, (c) infer the relation be- this strategy, all components are assumed
tween the two terms, (c) encode the third to be executed serially, and there is heavy
term, (d) map the higher-order relation process dependence in the sense that the
from the first half of the analogy to the sec- outputs of earlier component executions are
ond, (e) apply the previously inferred rela- needed for later component executions. We
tion as mapped to the second half of the have never actually compared serial versus
analogy to generate an ideal solution, (t) parallel models of task performance, being
encode the two answer options, (g) compare convinced that the comparison is an ex-
the options, (h) justify one of the options tremely difficult one to carry out (see Pa-
as preferred, if nonideal, and (i) respond. chella 1974).
For the series completions, we believe sub-
jects would (a) encode the first term, (b)
encode the second term, (c) infer the rela- 5. What are the Durations,
tion between the two terms, (d) apply the Difficulties, and Probabilities
inferred relation to generate an ideal solu- of Component Execution?
tion, (e) encode the two answer options, (t)
compare the options, (g) justify one of the Table 2 shows parameter estimates for la-
options as preferred, if nonideal, and (h) tencies of each component that was
respond. For the classifications, subjects common to each of the three tasks studied
would (a) encode the first term, (b) encode in the Sternberg-Gardner experiments
the secon~ term, (c) encode the third term, (except for inference, which was not statisti-
(d) infer the centroid, (e) compare the two cally reliable in all three cases). If the three
244 A Componential Interpretation of the General Factor in Human Intelligence

Table 2. Parameter estimates for latency compo- consume. Encoding is always quite time-
nents consuming, and the proportion of time it
Parameter Task Parameter consumes is directly proportional to the
estimate" complexity of the stimulus terms. The
Encoding Analogies 1.22
latency of response is about the same for
Series completions 1.00 different kinds of analogies, although the
Classifications .79 estimated parameter may differ as a func-
Comparison Analogies .13 tion of other components that are some-
Series completions .14 times confounded with response. (This con-
Classifications .14 founding happens because response is esti-
Justification Analogies .36 mated from the regression constant, which
Series completions .18 includes within it any source of latency that
Classifications .24 is common across all of the item types.) The
Response + Analogies 1.36 amounts of time devoted to the other com-
Series completions 3.36 ponents vary greatly with analogy type, al-
Classifications 2.93
though it has been found that even small
" Parameter estimates, expressed in seconds, are discrepancies between the ideal solution and
unstandardized linear regression coefficients. the best of the given answer options can
Comparison was estimated as a "time savings" result in fairly substantial amounts of time
for greater distance, but is expressed here in
unsigned form. All coefficients are statistically spent in justifying this answer option as
significant at the 5% level or better. best, although nonideal (Sternberg 1977a,
b).
Sternberg (1977a, b) predicted error rates
as well as latencies for item solution. The
tasks truly involve the same components of finding of major interest was that self-ter-
information processing, then the parameter minating components were largely responsi-
estimates should be equal within a margin ble for the errors that were made in item
of error of estimation across tasks. A one- solution. In other words, the time saved by
way analysis of variance was conducted terminating information processing early is
across tasks upon each of the four parame- paid for in terms of the greater frequency
ter estimates of interest. Only the value of of errors that are made due to what turns
the justification parameter differed signifi- out to be premature termination of process-
cantly across tasks (at the .001 level). Hence, ing.
the data are consistent with the notion that Sternberg and Gardner (1980) estimated
at least three of the components are IX (the slope of the exponential function) as
common in kind across tasks, although ob- 2.52 for analogies, 2.56 for series comple-
viously, further tests are needed. Justifica- tions, and 2.98 for classifications. Although
tion could still be common across tasks but these values did differ significantly from
differentially difficult to execute, so that the each other (due, obviously, to the higher
existence of a significant difference does not value of IX for the classification task), they
totally refute the claim that the components are certainly in the same ballpark, and even
are the same. Values of latency components the most extreme value corresponds roughly
differ, of course, with item content and to that obtained by Rumelhart and Abra-
format. We found, for example, that com- hamson for their analogies, 2.91.
ponent laten<;:ies are generally lower for sim- The fits of the proposed theory to the
ple schematic-picture analogies than for various kinds of data were generally quite
simple verbal analogies, and lower for the good in all of the experiments. In the Stern-
verbal analogies than for geometric ones. berg (1977a, b) experiments, values of R2
What is of greatest interest is the relative between predicted and observed latencies
amounts of time the various components were .92, .86, and .80 for schematic-picture,
Componential Investigations of General Intelligence 245

verbal, and geometric analogies, respective- dren in a Jewish parochial school, (b) that
ly. Values ofR 2 were .85 and .89 respective- the children normally did their lessons in
ly in the Sternberg-Nigro (verbal analogies) English in the morning and in Hebrew in
and Sternberg-Rifkin (schematic-picture the afternoon, and that (c) we happened to
analogies) experiments. And values of R2 be doing our testing in the afternoon. Ap-
were .77, .67, and .61 for the analogies, se- parently, some of these young children per-
ries completions, and classifications in the severated in their normal afternoon right-
Sternberg-Gardner experiment. For the to-left visual scanning, even in a task pre-
model of response choice in this study, the sented in English and where it was explicitly
values ofR 2 were .94, .96, and .98 for analo- stated that the options were at the right.
gies, series completions, and classifications, In the verbal analogies experiment of Stern-
respectively. berg and Nigro (1980), we also found a fail-
ure in the operation of this metacomponent:
Some of the younger children (third and
6. What Metacomponents are sixth graders) used association between
Used in This Form of words heavily in solving analogies, despite
Information Processing? the fact that the task was presented as an
analogical reasoning task.
We have proposed six metacomponents that
we believe are critical in understanding in- (2) Selection of Lower-Order Components.
telligent information processing (Sternberg An individual must select a set of lower-
to be published a): order (performance, acquisition, retention,
or transfer) components to use in the solu-
(1) Recognition of Just What the Problem tion of a given task. Selection of a nonopti-
is That Needs to be Solved. Anyone who mal set of components can result in incor-
has done research with young children rect or inefficient task performance. In some
knows that half the battle is getting the chil- instances, choice of components will be par-
dren to understand just what is being asked tially attributable to differential availability
of them. Communication can also be a or accessibility of various components. For
problem with adults, of course. Indeed, Res- example, young children may lack certain
nick and Glaser (1976) have argued that in- components that are necessary or desirable
telligence is in large part the ability to learn for the accomplishment of particular tasks,
in the absence of direct or complete instruc- or may not yet execute these components
tion. Distractors on intelligence tests are fre- in a way that is efficient enough to facilitate
quently chosen so as to be the right answers task solution. Two examples of changes in
to the wrong problems, so that they are the selection of metacomponents with age
chosen by those who do not recognize the come from our research on the development
problem that has been presented to them. of analogical reasoning. First, we have
We found a rather striking example of found that young children (in Piagetian
the operation (or failure to operate) of this terms, those who are not yet formal-opera-
metacomponent in our developmental study tional or even transitional into this period
with schematic-picture analogies (Sternberg of development) do not map higher-order
and Rifkin 1979). In this experiment, certain relations between the two halves of an anal-
second-graders consistently circled as cor- ogy in their solution of analogy items. The
rect one or the other of the first two analogy mapping component is apparently either
terms, rather than one or the other of the unavailable or inaccessible to such children
last two terms that constituted the answer (Sternberg and Rifkin 1979). Comparable
options. We were puzzled by this systematic results have been found by others as well
misunder~tanding until we put together (see e.g., Piaget et al. 1977). Second, we
three facts - (a) that we were testing chil- have found that whereas younger children
246 A Componential Interpretation of the General Factor in Human Intelligence

are quite prone to use an associative compo- to make comparisons on each of the individ-
nent in their solution of analogies, older ual attributes; older children are more likely
children (those who are well into formal- to integrate attributes and to treat the sche-
operational thinking) do not (Sternberg and matic pictures in a configural way (Stern-
Nigro 1980). Again, these results are consis- berg and Rifkin 1979, Exp. 2). We have
tent with those of others (see e.g., Achen- also found at least tentative evidence of in-
bach 1970, 1971). dividual differences in representations in
adults. In our animal-name reasoning
(3) Selection of a Strategy for Combining studies, we found that some individuals
Lower-Order Components. In itself, of were more prone to use overlapping clusters
course, a set of components is insufficient of animal terms in addition to spatial di-
to perform a task: The components must mensions than were others. For example,
be combined into a strategy. Strategy selec- such a person might try to facilitate their
tion, like component selection, depends in analogy solution by realizing that animals
part upon developmental level. In our devel- like a tiger, lion, and panther are related
opmental research on analogies, for exam- in terms of dimensions such as size, ferocity,
ple, we have found that children tend to and humanness, but also in their all being
modify their strategy for solving analogies jungle animals. Cats and dogs, on the other
as they gro~ older such that the strategy hand, are domesticated pets. But a house-
becomes increasingly more nearly exhaus- hold cat is related to the jungle animals by
tive. The tendency to become more nearly virtue of its being a feline animal, whereas
exhaustive in information processing a dog is not. The idea, then, is that animals
applies both within and between terms of are interrelated in a network of overlapping
analogies: Older children are more likely to clusters that complements their dimensional
encode as many attributes of each analogy attributes.
term as they can and to infer as many rela-
tions between attributes of the first two (5) Decision Regarding Allocation of Com-
analogy terms as they can than are younger ponential Resources. One of the barriers
children (Sternberg and RifKin 1979); the problem solvers encounter in solving prob-
older children are also more likely to search lems is in the processing capacity they can
through all of the answer options in a given bring to bear on a problem. Given that
analogy, rather than choosing an answer as one's resources are limited, one must decide
soon as they see an option that seems poten- how many resources one can bring to bear
tially appropriate (Sternberg and Nigro on any given problem, given that there are
1980). usually competing demands for these re-
sources. An example of differential resource
(4) Selection of One or More Representa- allocation in action can be seen in our re-
tions or Organizations for Information. A gi- search on analogies with both children and
ven component is often able to operate adults. First, as children grow older, their
upon anyone of a number of different pos- latencies for analogy solution decrease.
sible representations or organizations for in- However, this composite latency can be de-
formation. The choice of representation or composed into a series of component laten-
organization can facilitate or impede the ef- cies that show that the global result is a
ficacy with which the component operates. gross oversimplification of what happens in
In our research on the development of ana- analogy solution. It turns out that older
logical reasoning, we have found evidence subjects spend relatively more time than do
of changes in representation with age. Spe- the younger subjects in encoding the stimu-
cifically, younger children are more likely lus terms, but relatively less time in operat-
to encode each of the attributes of a sche- ing upon these encodings (Sternberg and
matic-picture analogy separably, and then Rifkin 1979, Exp. 1). Apparently, the older
Componential Investigations of General Intelligence 247

children realize that obtaining a good flx span to adulthood. This performance com-
on the nature of the stimulus later enables ponent is elicited upon the recognition by
one to process that stimulus more effi- a subject that none of the presented answer
ciently, and thereby to save time, overall. options in a multiple-choice analogy pro-
Second, better adult reasoners solve analo- vides an ideal completion for the given
gy problems more quickly than do poorer problem. In such an event, the subject may
adult reasoners. But this result, too, is an have to justify one of the presented options
oversimpliflcation. Complementary to the as nonideal, but superior to the alternative
developmental rmding is one that among options. The justiflcation component is
adults, better reasoners tend to spend more something of a "catchall," in that it in-
time in encoding analogy terms than do cludes in its latency any reexecution of pre-
poorer reasoners, but less time in operating viously executed performance components
upon these encodings (Sternberg 1977a, b). that may be attempted in an effort to see
Thus, more sophisticated allocation of com- whether a mistaken intermediate result has
ponential resources results in an overall im- been responsible for the subject's failure to
provement in performance. flnd an optimal solution. The decision to
use this component reflects an awareness on
(6) Solution Monitoring. As individuals the part of the subject that things are not
proceed through a problem, they must keep going quite right: The path to solution has
track of what they have already done, what reached a dead end, and some route must
they are currently doing, and what they still be found that will yield an ideal answer,
need to do; the relative importances of these or else an answer must be selected that is
three items of information may differ across acceptable, if nonideal.
problems, but, nevertheless, all must be ac-
complished to some extent in every prob-
lem. That younger children are often less 7. What are the Effects of
apt at solution monitoring than are older (a) Problem Format, (b) Problem
children is seen in the tendency of some of Content, and (c) Practice upon
the second-graders in the pictorial analogies Intellectual Performance?
experiment to circle one of the two analogy
terms at the left rather than the right of
the problem (Sternberg and Rifkin 1979). All of these variables have effects upon in-
Almost all of the second-graders were able tellectual performance, at least in reasoning
to solve most analogies successfully, given by analogy. Consider, for example, the ef-
that they understood what to do. The in- fect of true-false versus multiple-choice for-
sensitivity of these subjects to the fact that mat. In true-false analogies, solution can be
right-to-left solution almost never yielded quite simple if analogies are essentially digi-
a suitable solution, much less, a suitable tal in character, by which we mean that an
analogy, can be viewed as a failure of these answer is clearly either right or wrong. In
subjects to monitor their solution processes schematic-picture analogies, for example,
adequately. speciflc attributes such as height, clothing
Even very young children do monitor color, sex, and weight of pictures of people
their solutions to some extent, however. The might be manipulated: The correct answer
use of solution monitoring in even the rea- would be one that had the appropriate
soning of very young children can be seen values on each of these four attributes. Sup-
in the metacomponential decision of chil- pose that one is asked instead to solve ver-
dren of as young as the third-grade level bal analogies, however. It is actually quite
to use a justiflcation component in the solu- rare that any given fourth term will be pre-
tion of verbal analogies. The component cisely correct; indeed, it is not even clear
continues to be used throughout the age what "precisely correct" means for verbal
248 A Componential Interpretation of the General Factor in Human Intelligence

analogies. For example, is Happy:Sad session. As would be expected, latencies and


::Tall:Small a true analogy or a false one? error rates decreased from the first session
Usually, Short rather than Small is con- to the fourth. All components showed
trasted antonymously to Tall. Whereas shorter latencies during the fourth session
Small does not seem quite right, it does not than during the first except for inference.
quite seem wrong either. Or consider the There was no evidence of strategy change
analogy, Car:Gas::Person:Food. Ob- across sessions: Fits of the various models
viously, the two lower-order relationships and variants of models were almost identi-
(between Car and Gas and between Person cal in the two different sessions. The most
and Food) that comprise this analogy are interesting difference showed up during ex-
parallel in some ways, but not in others. ternal validation of scores: In the first
On what basis could one say whether the session, no correlations of latencies for the
analogy is "true" or "false," however? In analogy items with scores on reasoning tests
multiple-choice analogies, the situation is were significant; in the fourth session, more
different. On the one hand, one's task is than half of the correlations were signifi-
complicated by the fact that it is now neces- cant, and many of them were of high magni-
sary to eliminate several incorrect options, tude, reaching into the .60s and .70s. Results
some of which may be quite close to the such as these led Glaser (1967) to conclude
best answer, rather than merely to indicate that psychometric test scores are more
whether a given answer is correct or not; highly correlated with performance after
on the other hand, one's task is to choose asymptote is reached than with perfor-
the best answer, not the right answer. One mance during initial trials of practice.
can select an option knowing full well that
it is not right or ideal in any meaningful
sense of these terms, but that it is the best
8. What are the Salient Sources of
of the options that have been presented. The
Individual Differences in Intellectual
sources of difficulty are thus changed con-
Performance at a Given Age Level?
siderably when one moves from true-false
to forced-choice analogical reasoning
(Sternberg 1977b). The major loci of individual differences in
The effects of problem content are some- intellectual performance in the componen-
times hard to predict in advance. Sternberg tial approach to intelligence reside in the
(1977a, b), for example, found that people various kinds of components of human in-
handle verbal and geometric analogies in telligence. Each component of each kind po-
surprisingly similar ways. Sternberg and tentially can generate individual differences
Rifkin (1979), however, found that two in performance. Sternberg (1977b) found
kinds of schematic-picture analogies that on substantial individual differences in the
their face look quite similar are processed speeds at which the various performance
in quite different ways. Analogies with components of analogical reasoning are ex-
clearly separable attributes are processed ecuted, and in the degree to which subjects
with maximum self-termination by adult used any systematic strategy at all. No sub-
subjects; analogies with attributes that are stantial individual differences were found in
integral are processed with a combination components or forms of representation used
of self-terminating and exhaustive informa- (although Sternberg & Gardner did find evi-
tion-processing components. dence of such representational differences).
Consider finally the effects of practice In terms of strategy differences, the main
upon analogy solution. Sternberg (1977b) source of variation was that some adults
compared performance during a first ses- seemed to be self-terminating in their infer-
siol1 of schematic-picture analogy solution ence process, although most were apparent-
to performance during a fourth (and final) ly exhaustive in this process.
Componential Investigations of General Intelligence 249

9. What are the Salient Sources of tercorrelations were computed, however,


Individual Differences in Intellectual between mean response latencies for sub-
Performance Across Age Levels jects for each pair of data sets: The correla-
(i.e., in Intellectual Development)? tions were .85 between analogies and series
completions, .86 between analogies and
We believe that the most important sources classifications, and .88 between series com-
of developmental differences are metacom- pletions and classifications. A principal-
ponential ones. Indeed, the section on meta- components factor analysis of the three sets
components (No.6) showed developmental of latencies revealed a strong general factor
trends in all of the metacomponents consid- in the individual-differences data, with the
ered. On this view, the major source of de- first, unrotated principal component ac-
velopment is in executive planning and de- counting for 91 % of the variance in the
cision making in problem solving. We have data. Had the tests shown no overlap in
also found developmental differences in individual-differences variation (zero inter-
rates and accuracies of component execu- correlations), this factor would have ac-
tion (e.g., Sternberg 1979a, 1980a, Stern- counted for only 33% of the variation. The
berg and Nigro 1980, Sternberg and Rifkin data are thus consistent with the notion that
1979). But the significance of these changes a single real-time information-processing
for development seems much smaller than model might apply across tasks.
the significance of the metacomponential A comparable set of analyses was per-
changes, and indeed, we believe that these formed on the ability-test scores: Here, the
differences are attributable in large part to correlations were. 72 between analogies and
metacomponential changes. More effica- series completions, .45 between analogies
cious planning and decision-making enable and classifications, and .65 between series
problem solvers to become more rapid and completions and classifications. A princi-
accurate in their problem solving. Consider, pal-components factor analysis of the three
for example, the large decrease in error rates sets of test scores (numbers correct) revealed
that has been observed in our developmen- an unrotated, general first factor accounting
tal studies of analogical reasoning. Earlier for 74% of the variance in the individual-
analyses (Sternberg 1977b) had shown that differences data. Again, such a factor would
errors in analogy solution were due almost have accounted for only 33% of the varia-
entirely to premature self-termination of in- tion had the tasks been unrelated. These re-
formation processing. This finding, coupled sults, too, therefore, are consistent with the
with the finding that children become more notion of common processes across tasks.
nearly exhaustive in their information pro- Finally, intercorrelations were computed
cessing with increasing age, suggests that between task scores across the two forms
the tendency to become more nearly exhaus- of task presentation (tachistoscopic, leading
tive may account at least in part for the to response latencies, and pencil-and-paper,
developmental decrease in error rates that leading to numbers correct). Correlations
is observed. across task format were lower than those
within format, as would be expected if there
were at least some medium-specific variance
10. Relationships Between that were not shared across task formats.
Components of Various Such medium-specific variance might result
Intellectual Tasks from differences across task formats in
speed-accuracy trade-offs, in attentional al-
locations for items presented singly (as in
Individual parameter estimates were not re- a tachistoscopic task) and for items pre-
liable in the Sternberg-Gardner study, so it sented as a group (as in a pencil-and-paper
was not feasible to intercorrelate them. In- task), in kinds of strategy or other planning
250 A Componential Interpretation of the General Factor in Human Intelligence

required, or in what is measured by latency types were at least partly responsible for the
and accuracy scores. The correlations high correlation between the regression con-
ranged from -.21 to -.41, with a median stant and the test scores (see Sternberg
for the nine intertask correlations of -.35 1979b). Finally, encoding was also corre-
(P < .05). Correlations of tasks with their lated with test scores, but in the opposite
analogues across formats (e.g., tachisto- direction (as mentioned earlier): Slower en-
scopic analogies with pencil-and-paper ana- coding was associated with higher reasoning
logies were only trivially higher than corre- abilities. This finding, too, was interpreted
lations of nonanalogous tasks across metacomponentially as indicating a strategy
formats (e.g., tachistoscopic analogies with whereby slower encoding was associated
penci1-and-paper series completions): The with faster operations upon the better en-
median correlation for analogous tasks was codings that resulted, so that overall perfor-
- .35 (P < .05), whereas the median correla- mance was facilitated. Many of these find-
tion for nonanalogous tasks was - .30 (P < ings have since been replicated (e.g., Mul-
.05). A factor analysis of the six tasks (three holland et al. 1980) .
tachistoscopic and three pencil-and-paper)
yielded a first, unrotated principal compo-
nent accounting for 57% of the variance 12. What are the Practical
in the data. If tests were unrelated, a value Implications of What We Know About
of 17% would have been expected, As ex- the Forms of Intellectual Behavior
pected, the second unrotated principal com-
Covered by the Given Theory?
ponent, accounting for 26% of the variance
in the data, was a bipolar factor distinguish-
ing penci1-and-paper tasks from response- We have devised a training program for the
latency ones. The general factor unifying metacomponents and performance compo-
the various kinds of tasks was thus about nents described earlier that we hope to im-
twice as strong as the medium-specific fac- plement in the near future (see Sternberg
tor differentiating the two task formats. to be published b). To date, we have done
Subsequent factors were of little interest. research only on training the performance
components of analogical reasoning (see
Sternberg et al. 1982). We have found that
11. What are the Relationships it is possible to train people to use various
different strategies for solving analogies,
Between the Components of the Set
of Intellectual Tasks of Interest and that strategy training can greatly reduce
correlations between component latencies
and General Intelligence?
and measured intelligence.
Sternberg (1977b) has argued that in-
Sternberg (1977b) found that each of the ductive reasoning such as that measured
major components in analogical reasoning by series completions, classifications, and
- inference, mapping, application, justifica- especially analogies is pervasive in everyday
tion - can correlate with performance on experience. "We reason analogically when-
tests of general intelligence when the attri- ever we make a decision about something
butes of the analogies being solved are non- new in our experience by drawing a parallel
obvious. As would be expected, faster laten- to something old in our experience. When
cies were associated with higher test perfor- we buy a new pet hamster because we liked
mance. The latency of the response compo- our old one or when we listen to a friend's
nent was also very highly correlated with advice because it was correct once before,
IQ test scores, although this finding was giv- we are reasoning analogically" (p. 99).
en ~ metacomponential interpretation: Me- Oppenheimer (1956) has pointed out the
tacomponents constant across the item signal importance of analogy in scientific
Summary 251

reasoning of the kind done by scientists and able, or available but not accessed when
even nonscientists on an everyday basis: needed; whether the child is using a subopti-
mal strategy, that is, one that is time-con-
Whether or not we talk of discovery or of in- suming, inaccurate, or unable to yield any
vention, analogy is inevitable in human thought, solution at all; whether the child finds exe-
because we come to new things in science with
what equipment we have, which is how we have cution of certain components especially dif-
learned to think, and above all how we have ficult or time-consuming; whether the child
learned to think about the relatedness of things. is inconsistent in his or her use of strategy;
We cannot, coming into something new, deal or whether the child fails in metacomponen-
with it except on the basis of the familiar and
tial decision-making about problem solu-
old-fashioned. The conservatism of scientific
enquiry is not an arbitrary thing; it is the freight tion. This information can then be used to
with which we operate; it is the only equipment prescribe the kind of remediation needed by
we have. (pp. 129-130) the child.

Analogical reasoning also plays an im-


portant role in legal thinking, where it may
be called "reasoning by example" (Levi Summary
1949):

The basic pattern of legal reasoning is reason- To summarize, general intelligence can be
ing by example. It is reasoning from case to case. understood componentially as deriving in
It is a three-step process described by the doctrine
of precedent in which a proposition descriptive part from the execution of general compo-
of the first case is made into a rule of law and nents in information processing behavior.
then applied to a next similar situation. The steps Most general components are metacompo-
are these: similarity is seen between cases; next nents, although performance, acquisition,
the rule of law inherent in the first case is an-
retention, and transfer components also can
nounced; then the rule of law is made applicable
to the second case. This is a method of reasoning be general in nature. Metacomponents
necessary for the law, but it has charcteristics dominate the information-processing sys-
which under other circumstances might be con- tem because they are the source of all direct
sidered imperfections. (pp. 1-2) activation of other kinds of components
and because only they receive direct feed-
Consider, in general, how the metatheo- back from other kinds of components, as
retical framework described in this chapter well as among themselves.
might be applied to diagnostic and prescrip- Componential meta theory requires a
tive problems in educational and everyday theory of general intelligence to deal with
theory and practice. twelve questions about the nature of intelli-
Suppose we know that a certain child is gence and its interaction with the real world.
a poor reasoner. We might know this be- These questions were posed, and answers
cause of the child's low scores on psycho- were given based on the research we and
metric tests of reasoning ability or because our colleagues have done using various
the child performs poorly in school on prob- componential techniques. The proposed
lems requiring various kinds of reasoning. theory was able at least to provide tentative
The kinds of analyses suggested here yield answers to all of these questions.
a number of indices for each child (or adult) We wish to emphasize in closing that we
that can help localize the source of diffi- know, as should others, that our account
culty. These sources correspond to the basic of general intelligence is limited to one level
sources of individual differences described of analysis, and is incomplete in many re-
earlier. One can discover whether certain spects. We believe, for example, that the
components needed to solve one or mote functioning of general intelligence in the
kinds of intellectual problems are unavail- real world cannot be understood completely
252 A Componential Interpretation of the General Factor in Human Intelligence

without reference to the motivational vari- Evans TG (1968) A program for the solution of
ables that drive intellectual functioning, and geometric-analogy intelligence test questions.
In: Minsky M (ed) Semantic information pro-
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gence that is wholely cognitive (as is ours) Eysenck HJ (1979) The structure and measure-
cannot account for all of the behavioral pat- ment of intelligence. Springer, Berlin Heidel-
terns that we can reasonably label as "gen- berg New York
erally intelligent" (see also Zigler 1971). Glaser R (1967) Some implications of previous
work on learning and individual differences.
Hence, we present our account as one step In: Gagne RM (ed) Learning and individual
toward a more all-encompassing theory that differences. Merrill, Columbus
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supported by Contract N0001478C0025 from the gence. McGraw-Hill, New York
Office of Naval Research to Robert J. Sternberg. Guildord JP, Hoepfner R (1971) The analysis of
intelligence. McGraw-Hill, New York
Henley NM (1969) A psychological study of the
semantics of animal terms. J Verb Learn Verb
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9 Epilogue: Is Intelligence?

H.J. Eysenck

We have now arrived at the end of our ing rates of decline with age, depending on
survey of novel developments in the theory such factors as time allowed, gr vs gc
and measurement of intelligence. content, motivation, etc. (Eysenck 1979). By
It will be clear to the reader that the dis- substituting a simple physiological measure
covery of a physiological measure and basis of R, we could tap the biological factors
for IQ differences has many important con- underlying IQ performance, unadulterated
sequences, not only for theory, but also for by cultural, educational, and socioeconomic
experimental design and investigation. It factors. Such studies should throw much-
should now be possible to investigate a needed light on this problem, which is
number of problems, which have hitherto getting more important every day as the
been very resistant to scientific solution, by mean age of the population is increasing due
means of the R measure. A few examples to improved medical care, better hygiene,
must suffice to indicate some of the avenues and advances in the nutritional sciences.
newly opened up. Among the most impor- A third possibility, already mentioned, is
tant of these is the temporal course of the the investigation of hemispheric differences
development of intelligence, from babyhood in evoked potential measures related to
through childhood and adolescence to verbal and non-verbal abilities. If it is true
adulthood and senility. IQ tests cannot pro- that verbal abilities are more closely related
perly be applied until the age of 5 or 6, to the left hemisphere, non-verbal ones to
thus missing what are often assumed to be the right, then individuals showing marked
the most formative years. EEG measures of discrepancies on the two Wechsler scales
the evoked potential should be feasible at say, should show corresponding differences
a much earlier age, making it possible to in their R scores derived from the left and
trace the development of intelligence from the right hemispheres, respectively. Unfor-
year 1 right through to death. Furthermore, tunately the long-term V-P discrepancy
the possibility exists that we may be dealing seems to be so unstable that the hope of
with a measure that has a true zero point, finding a biological basis for it may be
and has genuinely additive features unlike remote (Yule et al. to be published), but
the IQ, which is meaningful only as a devia- cognitive tasks more directly bearing on the
tion from population standards, not in ab- topic may be available which bring out the
solute terms. These possibilities of course discrepancy more strongly and more last-
will require much detailed study, but the ingly.
transformation of a mentalistic to a physi- Yet another area of interest is the ques-
calistic type of test holds out exciting possi- tion of sex differences. There would seem
bilities along these lines. considerable agreement that male-female
In a similar fashion, we should be able differences in IQ are minimal, although on
to trace the decline of intelligence with age some first-order factors females would seem
in a much more rigorous fashion than has to do better (e.g. verbal), while on others
been possible hitherto. As is well known, males do better (e.g. visuospatial). Howev-
the multiplicity of IQ tests show very vary- er, the existence of such differences in first-
256 Epilogue: Is Intelligence

order factors implies that IQ differences contribution would lessen the disparity be-
depend crucially on the combination of sub- tween the sexes, in view of the similar and
tests selected for the purpose, and while the possibly identical type of early education
possibility exists that selection of subtests which they are subjected to. Thus we would
has not been independent of the desire to expect that the differences in variance would
eliminate sex differences in the total test be less on the WISe than on the AEP vari-
score, it will be desirable to use a biological ance measure, and indeed this is so - in the
measure such as the EEG R score, in order Hendrickson data, the disparity is 6.4% for
to eliminate any possibility of bias. The the WISe, and 16.7% for the AEP variance
same consideration applies to the possibility measure. It should, however, be noted that
that females show lower variances on IQ for the string measure the discrepancy, al-
tests than do males, a difference attributed though in the same direction, is very much
by Lehrke (1978) to sex linkage. The evi- smaller; it is not known why there should
dence is complex, and relies much on intra- be such a difference in the results of the
familial correlations for IQ. Thus sex link- two measures which are highly correlated,
age would lead one to expect that correla- and are presumed to measure much the
tions of test scores for mother-daughter, fa- same underlying factors. Further work
ther-daughter, and mother-son would be along these lines is clearly indicated.
somewhat similar, parent and child in each It may be helpful to state the simple prob-
case having one X-chromosome in lem which most research in this general field
common. The correlations between fathers has encountered, and the reason why most
and sons should be lower since they have of the resulting difficulties do not arise in
no X-chromosomes in common, and the connection with the R measures. We are for
brother-sister correlations should be inter- the most part concerned with differences
mediate since they have an X-chromosome (old versus young, male versus female, psy-
in common half the time. Results quoted chotic versus normal, high verbal versus
by Lehrke support this hypothesis, but high performance score, etc) and their cau-
clearly it would be most desirable to repli- sation. The causes may be genetic or envi-
cate the studies quoted, using the evoked ronmental, and the causal analysis is be-
potential measure instead of IQ tests. devilled by the fact that IQ measures
DE Hendrickson in her chapter has al- combine both these causal factors in the
ready discussed some of the findings regard- proportion of roughly 80%-20% of total
ing the close agreement between male and variance accounted for (Eysenck 1979).
female EEG intelligence scores, and has Some workers in the field put the propor-
drawn attention to the fact that as in the tions somewhat differently, but for the
case of Wechsler IQ (and other traditional purpose of this discussion the actual pro-
IQ measures) the variance of females is portions in question are immaterial. Now
smaller than that of males on the AEP. We in most cases the observed differences are
may use the variance score (which she too small to allow an unequivocal judge-
regards as the most satisfactory of all those ment concerning the causes involved; hence
investigated) to look at an argument which the endless disputations and discussions be-
might with advantage be extended to other tween environmentalists and hereditarians.
samples, larger in size than that used in her Ingenious experimental paradigms have
investigation. As Eysenck (1979) has ar- been suggested and used (as pointed out in
gued, something like 80% of the variance connection with the Lehrke study), but the
on the traditional IQ measures is accounted resulting designs are often difficult to carry
for by genetic causes, 20% by environmen- out, and it would clearly be preferable to
tal causes. If we now look at differences be- have a relatively pure measure of genotypic
tween boys and girls in terms of variance, intelligence, not influenced to any appreci-
we would consider that the environmental able degree by education, cultural, or so-
Epilogue: Is Intelligence 257

cioeconomic factors. It is our belief that R total IQ scores of 120.40 and 97.12 respec-
is such a measure, and hence can be used tively, giving a difference of 23.28 points.
to improve our understanding of the com- The total group of children had a S.D. of
plex type of problem here under discussion. 13.91; thus, dividing the difference into the
Such a belief of course requires substan- S.D. gives us, in standard terms, a value
tiation. The high correlation with Wechsler of 1.67 - the difference between the two
and Matrices IQ indicates that the measures groups is 1.67 times the value of the S.D.
are concerned essentially with the same un- If we wished to test the hypothesis that the
derlying (latent) trait, namely intelligence, string and the variance measure on the
and the obvious lack of cultural and educa- evoked potential were relatively' pure' mea-
tional features in the determination of R sures of genetic intelligence, what would be
suggests strongly that R deviates from IQ our prediction concerning the differentia-
in the direction oflesser dependence on such tion of the two groups of children on these
environmental factors. One way of support- measures?
ing this argument would be by genetic It is known that the total variance of a
studies of R, using twins, or any of the other test like the WISe is made up of roughly
methods of biometrical genetical analysis 80% genetic and 20% environmental fac-
(Eysenck 1979). Another method is perhaps tors; consequently of the observed differ-
more interesting, and has the added advan- ence of 1.67 S.D., 20% would be due to en-
tage of simultaneously dealing with a sub- vironmental factors, and only 80% to genet-
stantive problem, namely the causes of the ic factors. But if the evoked potential mea-
frequently observed differences in IQ be- sures could be regarded as almost entirely
tween the children of high SES parents and genetic in origin, as far as individual differ-
low SES parents. These differences have ences are concerned, then the observed dif-
been attributed to genetic causes, cultural- ferences should be 20% less than for the
educational causes, and combinations of the WISe, because of the absence of the envi-
two. It seems that the use of R can decisively ronmental factors, i.e. in terms of the S.D.
improve experimental designs for the study of the means involved, the difference should
of this problem. be 1.34 S.D.s instead of 1.67 S.D.s. The
Let us consider two groups of children, results are shown in Table 1; it will be seen
taken from the Hendricksons' study re- that the string measure is almost exactly
ported in an earlier chapter, on the basis right (1.33), and the variance measure is in
of their high or low socioeconomic status, excess of the expected value, being 1.18.
respectively. Both groups were given the These two values are not significantly differ-
WISe, as a measure of traditional IQ, and ent from each other, or from the predicted
the evoked potential was ascertained, giving value, suggesting that the results support
the two measures which are taken together the hypothesis. The fact that they exceed
to form the R score, i.e. the 'string' or com- the target, even if not significantly, suggests
plexity of the trace, and the variance ob- that perhaps the value of 80% is a trifle
tained over 90 testings. The former corre- too high, or that the reliabilities of the tests
lates positively with IQ, the latter negative- are not identical. Figure 1 illustrates the
ly. Now on the WISe the two groups had results.

Table 1. Means and standard deviations on three tests of high SES and low SES children

Test High SES Low SES Diff. S.D. Diff. in


(N =25) (N =25) standard terms
WISC IQ 120.40 97.12 23.28 13.91 1.67
Stri~g (COmplexitY)}EEG 173.44 101.92 71.52 53.83 1.33
Vanance 133.60 198.80 65.20 55.00 1.18
258 Epilogue: Is Intelligence

1------------11 WISe difference: physiological measurement of intelligence is


1.6>S.D. dotted with failure to replicate; it is only
now that we are beginning to know just
Difference,
what are the crucial variables requiring
string measure:
1.33 S.D. control. Even such variables as the alloy
used for the electrodes, or the precise defini-
Difference, tion of the stimulus intensity and make-up,
variance measure:
1.18 S.D.
can be crucial; replications must be exact

I
in order to deserve the name! (see chapter
by E. Hendrickson).
Predicted The claims made for this book are not
difference, that it records final achievements, but rather
AEP that it opens new doors, and suggests novel
Fig. 1. Differences between high and low SES
ways of attacking old problems. If it
groups of children on WISe IQ, and on two EEG achieves that aim, we shall be well satisfied.
measures of evoked potential The air was getting pretty stuffy as far as
IQ measurement was concerned, and the ar-
guments too passionate to find solutions
These calculations are not presented as along the old ways. It is our hope that the
proof that the EEG measures are in fact new directions indicated for future research
pure measures of' intelligence A' (genotypic may serve to let in some fresh air, and en-
intelligence); they are presented as sugges- able greater agreement to be reached on
tions of the kind of experiment that now doubtful issues. Only the future will tell
becomes possible in order to check deduc- whether this hope is justified.
tions from hypotheses such as these. Ob-
viously the numbers involved are not large
enough to make the results conclusive; far the failure of the former, and the success of
larger samples will be required in order to the latter. Rust (1975) used stimuli of 95 dB,
arrive at more persuasive results. Alto- as contrasted with Hendrickson's 80 dB; he
used 20 stimulus presentations as compared to
gether, replication of the results reported in her 90; and he used regular intervals of 33 s
this book will be needed on a large scale as compared to the irregular intervals used by
to bolster up the suggestive investigations her. Averages of 20 presentations give very dif-
reported here. But already there is some evi- ferent waveforms from those obtained by aver-
dence from other laboratories (e.g. Salz- aging 90 presentations, but more importantly
a 33-s interval with 95-dB stimulations pro-
burg), or from the reanalysis of previously duces what amounts to a near startle response
published work, like that of Ertl, to suggest with all of its associated artefacts. The mean
that the data here reported are replicable, latencies and amplitudes obtained by Rust are
provided only that proper safeguards are so different from those obtained by Hendrick-
son that these stimulus differences must be con-
taken to make the measurements conform sidered very significant indeed. To say this is
properly as far as details of experimental not to imply any criticism of the work of Rust;
design are concerned - the results are very prior to trying out different parameter values
much influenced by even quite small depar- it would not have been possible to say which
tures from optimal design, and in our own procedure was in fact optimal for obtaining
the best results. The point is an important one
work we too have had failures due to ne- as Kamin (1981) quotes Rust's paper as evi-
glect of certain experimental details which dence that evoked potentials do not correlate
only later experience showed up as crucial with intelligence. Both Rust and Hendrickson,
(e.g. Rust, 1975)1. The whole history of the in fact, worked in my Department in part to
resolve this question of optimal parameter
1 It may be useful to spell out some of the details values, and the negative results of the one
which differentiated the Rust experiment from should not be used to throw doubts on the
the Hendrickson experiment, and account for positive results achieved by the other.
References 259

Do the results reported in this volume en- would be premature to throw overboard the
able us to give any sort of answer to the notion of intelligence as a fundamental
question which forms the title of this epi- concept in the analysis of problem solving
logue: Is intelligence? It would be difficult behaviour. Our results of course also
to deny that the results are not compatible suggest that the psychometric IQ is less
with a model such as Guilford's which elim- monolithic than it is usually assumed to be,
inates the general factor of intelligence com- and that much further experimental analysis
pletely. As far as they go, they suggest is needed to disclose its dimensionality, and
strongly the existence of a fundamental bio- the relation of these dimensions to the bio-
logical property of the CNS, underlying suc- logical aspects we have been discussing.
cess on orthodox IQ tests as well as speed Fortunately all these tasks are ideally suited
on RT measures, success on Inspection to the processes of Kuhn's ordinary science,
Time experiments, and of course errorless i.e. detailed working out of a paradigm
information processing through the CNS, which is agreed to be of value. It is our
with the latter presumably being the most hope that such working out will extend the
fundamental biological correlate (and prob- model here presented, and will establish it
ably cause) of intelligence B (intelligent even more firmly as a fundamental contri-
behaviour in ordinary life situations). This bution to the analysis of cognitive behav-
interpretation may not be correct, of course, iour.
but no alternative suggests itself at the
moment, and as far as it goes this hypothe-
sis does seem to account reasonably well
for the observed phenomena. References
We thus find it difficult to reject the view
that intelligence is and remains a useful
Eysenck HJ (1979) The structure and measure-
concept scientifically: a concept, moreover, ment of intelligence. Springer, Berlin Heidel-
which is firmly tied to physiological mea- berg New York
surement and laboratory experimentation. Kamin L (1981) In: Eysenck HJ, Kamin L (eds)
This conclusion agrees well with the results The intelligence controversy. Wiley, New York
of most psychometric investigations, which Lehrke RG (1978) Sex linkage: a biological basis
for greater male variability in intelligence. In:
time and again come up with powerful evi- Osborne, RT, Noble CE, Weyl N (eds) Human
dence for a general factor which accounts variation. Academic Press, New York
for far more of the variance than all other Rust J (1975) Cortical evoked potential, personal-
factors combined. The possibility exists of ity and intelligence. J Comp Physiol Psychol
89: 1220-1226
course that both parts of this argument Yule W, Gold R, Busch C (to be published)
could be mistaken, but their strong agree- Long-term predictive validity of the WPPSI:
ment on all essentials does suggest that it an eleven-year follow-up study
Author Index

Abrahamson AA 235, Brierley H 18, 20-21, 25-26, Donders FC 96


240-241, 244 31-32, 34-35, 38-39, 44-45 Douglas 63
Achenbach TM 246 Broverman DM 189 Du Bois PH 14
AhernS 145 Brown AL 233 Dumas JB 5
Aitken AC 155 Bryant ND 9-10, 110 Dunn TF 32
Anastasi A 21,24-25 Burt C 4, 7, 9-10, 17, 19-20
Andrich D 63 Buss DH 146
Anderson M 136, 138, 141 Butcher HJ 17, 38 Ebbinghaus H 13
Angoff WH 29-30, 33 Butcher J 10 Eddy DR 126
Anstey E 30 Butterfield EC 233 Einstein A 5-6
Aristotle 1 Elithorn A 27, 31-32
Atkinson RC 119 Ellington RJ 189
Callaway E 127,189 Elliott CD 110
Campbell AC 31-32 Ertl JP 190, 195-197,207,
Bateson G 145 Campione JC 233 258
Baumeister AA 103,115 Cane VR 18, 21, 25-26, Evans TG 238
Beatty J 145 31-32 Exner S 96
Beauvale A 40 Carroll JB 233 Eysenck HJ 1, 4, 6, 8, 10,
Belmont JM 233 Cattell AKS 238 15-16, 18,23,28,38-40,
Berger H 190 Cattell JMcK 96-98 44-46, 49, 52-53, 69, 77, 99,
Berger M 8, 13ff., 38-40, Cattell RB 4, 17-18, 20, 28, 110, 134, 137, 144-146, 202,
44-45 35-37, 40, 138, 141, 153, 206, 231, 256-257
Berkson G 103 232,238 Eysenck MW 145, 202
Bernal JD 5, 10 Chalmers AF 41
Bernstein E 25, 36 Charman DK 140, 142
Bessel FW 95 Chiang A 119 Faraday M 5
Bills AG 22 Cicero 1 Farley FH 40
Binet A 13-17, 30, 37, 97-98, Claridge GS 137 Farnsworth PR 20
101, 125, 138 Colgan CM 137 Fechner GTh 122, 124
Birnbaum A 55-56, 63 Conel JL 127 Fischer G 63
Birren JE 21 CooleyWW 25 Fitts PM 103
Blackmore JT 5, 10 Cotman CW 168 Flanagan JC 25
Blaham L 10 Cox DR 80 Freeman FN 13-14
Blin 13 Creutzfeldt OD 191 Frith CD 21-22
Blinkhorn SF 197,207 Cronbach LJ 1,4, 10,24-25 Fox SS 190-192
Blomberg R 168 Cull T 146 Furneaux WD 8, 10, 15-16,
Blough DS 126 18-23, 25-26, 28-29, 31-40,
Bobbitt B 108, 118, 120, 44,47, 49, 51-55, 77
232 Dalton J 5
Boring EG 13-14, 16-21, 24, Damaye 13
28,98 Darwin Ch 16, 96, 146 Gallwitz A 10
Borisy GG 164 Das JP 133 Galton F Sir 13, 16-18,93,
Botwinick J 18-19 David FN 80, 86 95-96, 98
Bower TGR 142 Davies ADM 31-33 Gardner MK 231,234-235,
Brand C 8-9, 120, 133-134, Davies MG 31-33 243-245, 248-249
138, 142, 144, 196 Davis JH 35 Gathercole 27
Brewer N 125, 134, 136, 140, Deary IJ 133-136, 138, 141, Gedye JL 27
142 143, 196 Geuss H 137, 142
Bridges 14 Democritus 5 Gibson HB 40
262 Author Index

Gilbert JA 97, 105 Jarlfors V 165 Mangan GL 21


Glaser R 233, 238, 245, Jasper HH 199 Marcus MM 125
248 Jensen AR 8-9, 39, 93, 108, Marshall A 146
Glassman E 145 110-111,113-114,126, Matus AI 164, 168-169, 176,
Goh DS 40 133-134, 137-138, 141-142, 179
Goldstein LG 32 146, 232-233 Maxwell AE 5, 17
Goodenough DR 146 Jerome MA 137 May MA 19,24
Goodenough FL 20 Jones HE 17,20,27, 137 McCall 19-20
Grab DJ 168 Jones LLW 125 McCauley C 118-119
Gray EG 168 Joreskog KG 72-73 McDonald RC 29
Greenaway F 5, 10 McDougall W 17
Greeno JB 238 McFarland RA 14, 18-21, 28
Grieve R 136, 138 Kalbfleisch JD 80 McGee MG 142 ,
Grundke-Iqbal I 164 Kamin L 10, 258 McNemar Q 40,231
Guilford JP 4, 10, 17, 39, Kant I 95 Merkel J 96-98
232, 238, 259 Katz B 173, 177 Merrill MA 16, 30
Gulliksen H 16, 30-31 Keating DP 108, 118, 120, Mill JS 156
232 Miller E 27
Kellas G 103,115 Moeschberger ML 80, 86
Haber RN 136 Kelly OT 168 Mohan U 40
Hamilton V 5, 146 Klein GA 40 Moir WLN 134
Hanna JF 68 Koch S 145 Mosely JL 137
Hardwick 14 Koerth W 19 Mozart W A 156
Harre R 20 Krech D 137 Muller J 95
Hartnoll S 138, 141-142 Krol TZ 40 Mulholland TM 232,238,
Hartshorne H 24 Kruskal JB 235 250
Heim AW 17,25,30-32,35 Kuhn STh 259 MunroE 113
Heisenberg W 6 Kumar D 40 Murray DJ 110
Helmholtz H von 95 Kutas M 126
Hendrickson AE 7-8, 10,
134,140,145,167,169,171, Lagrange JL 5 Nathanson LS 136
197 Lally M 109, 120, 134, Neisser U 133-134
Henrickson DE 7-8, 10, 134, 136-138, 140-142 Nettelbeck T 109, 120, 125,
140, 145, 167, 169, 189, Lamin DRJ 18 134, 136-138, 140-142
196-197,256-258 Lansman M 142 Newell A 23, 30-32, 39, 233
Henley NM 235,240 Lashley K 163 Newton I 5
Henri 14 Launay G 146 Nigro G 234, 236, 243,
Hertzsprung E 3 Lavoisier AL 5 245-246, 249
Hick WE 38, 96, 98-99, Lawley DN 17 Novick MR 16, 33, 76
101-103, 105-106, 108-111, Lehrke RG 256
115-116, 119-121, 124-129, Lehrl S 9-10
131 Lemmon VW 20, 98 O'Brien JH 190-192
Highsmith JA 20,25 Levi EH 251 Olson DR 133
Hoepfner R 17,232,298 Libet B 102 Oppenheimer JR 250
Horn JL 4, 18,21,25-26, Liebert AM 103, 115 Osborne RR 207
31-32, 35-36, 146, 189, 232 Lienert GA 40 Ostwald W 5
Hosie B 138 Lin CT 168 Otis 14,98
Hubble E 2-3 Linden KW 14
Humason 2 Linden JD 14
HumeA 2 Livson N 137 Pachella RG 243
Hume WI 137 Lohnes PR 21, 24-25 Parmenides 5
Humphrey LB 231 Lord FM 16,20-21,24, 33, Parzen E 54
Hunsicker LM 19-20, 24-26 63,76 Pascual-Leone J 146
Hunt EB 9-10, 119-120, 133, Luce RD 240-241 Peak H 14, 18-21, 24, 28, 98
141, 232-233, 238 Luduena RF 164 Pearson K 17, 97, 101,
Huxley TH 6 Lunzer EA 237 106-107, 109
Hyams JS 165 Luszez MA 137 Pellegrino JW 233, 238
Hyman R 38, 98 Penfield W 186
Pennington FM 137
Mach E 5,10 Perrin J 6
!seier A 33, 77 Maisto AA 137 Peters A 164-165
Author Index 263

Piaget J 133, 142, 146, 238, Shepard RN 235 Ungar G 145


245 Shiffrin RM 144
Porebski 0 32 Shucard DW 189
Posner M 119-120, 141 Simon HA 13, 16, 23, 30-32, Vaughan HG 191
Plato 1,5 39,233,238 van der Ven AHGS 18, 33,
Popper K Sir 2 Simon T 97-98 76-77
Prentice RL 80 Slater P 18, 21, 25, 37 Vernon PA 4, 17,24-25,
Priestley J 5 Slipher VM 2 111-113, 120, 141, 146, 232
Smith DS 165 Vickers D 140
Smith EE 18, 22-23, 31-32 Vogel W 189
Ramsay JO 64 Snow RE 110,119,232-233
Rasch G 55-56 Spearman C 4, 7, 10, 13-16,
Raven J 70-71, 73, 75, 95, 19-20, 28, 36-37, 96, 105, Wade MG 103
103, 108-111, 113, 120-121, 120, 125, 133, 231-432, Walsh DM 40
135-136, 138, 141-143, 197 238 Walsh MD 40
Resnick LB 245 Spiegel MR 9-10,110 Walters BB 164, 168
Respold 95 Spielberger C 10 Weaver W 96,98
Restle F 35 Spielman I 21 Weber EH 122, 124
Revenstorff D 4, 10 Spring JA 146 Wechsler D 7, 16, 30, 109,
Rifkin B 233-234, 236, 243, Stebbings H 165 200, 205, 255, 257
245-249 Sternberg RJ 7,96, 113, Welford AT 22-23
Riley DA 126 231-238, 243-250 Westrum LE 168
Rimoldi HJA 36 Sternberg S 117-121, 126 White PO 8, 10, 18, 33, 40,
Rips L 240 Stevens SS 237 44-45,110
Rose S 133 Straub B 10 Wiener N 156
Roth E 38-40,98-100 Straub R 10 Wight D 146
Ruch GM 19 Sully J 133 Willerman L 133
Rumelhart DE 235, 239-241, Sutherland JD 18,21,25 Wiseman M 44-45,76
244 Wissler C 97
Russell TA 3, 18,21,24-25 Wood JG 168
Rust J 258 Taff-Jones DH 168-169, 176 Woodworth RS 97-98, 101,
Tate MW 18-21, 24-25, 37 105, 122, 127
Taxi J 164 Wolff PH 22
Salter B 237 Terman LM 30 WolfTH 13
Santayana 134 Thomson JJ 6 Wright P 63, 146
Schafer EWP 125-126, 190, Thor DH 137 Wundt W 96
195-197, 207 Thor CJ 137
Scheele RB 164 Thorndike EL 4, 10, 14-16,
Schlosberg H 97-98, 101, 18-19, 29-30, 44-45, 53, Yerkes RM 14
105, 122, 127 236 Yule W 255
Secord PF 20 Thurstone LL 4,14,17-19,
Seymour PHK 133 21, 30, 33-35, 44-45, 52-53,
Shackel B 22 138, 142, 232, 238 Zaidel E 142
Shannon CE 96, 98 Tulving E 237 Zeno 5
Shelansky ML 164 Tyron C McC 137 Zigler E 252
Subject Index

Ability, see also Intelligence Behaviour, test-taking, see Decrement, force of 79


- components 15f,44 Test performance Depression-elation 36
-, conceptualization of 44 Birnbaum, model of 55 f Depth of processing 145
-, 'general' 17, 33, 36, 45, Brain Differences, individual
53 - function and performance - in ability 154, 156
-, latent variables 45, 54-58, 158 - in molecular' errors'
61-64 - size 16Of, 187, 207 183f
and motivation 32, 252 - waves 123 - in personality 154
-, spatial 134, 136, 138, 142, - in program performance
146 152, 154
- surface 33f Difficulty
Accuracy, see also Traits, la- Calmodulin (CDR) 164, -, empirical 31 f
tent and Test performance 168 -, intrinsic 32
-, concept of 16, 18, 35, 45, Choice axiom 240 f, see also -, measurement of 15,28-30,
47, 49f, 53, 76 Information processing 32f, 37, 53f
-, individual differences 77 Cholinergic transmission, see -, subjective 31 f
-, measurement of 52, 54f, also Neural conduction -, task 34,49-51, 53f, 82, 87,
64f,69f 145,168, 172f, 176-178, 152f, 232
- and personality 75 183 Discrimination, sensory 124
Accuracy scores 69, 71, Classical conditioning 162 Dissimulation 75
73-76, 78, 82 Classification problem 235, Distribution
-, age influence 75, 106 239, 242-245, 249f -, crystallized vs. fluid intelli-
- estimates 85 CNS 9, 123, 159, 166, 177, gence 153
-, sex differences 75 259 -,IQ-scores 156, 187, 195,
Actin 169,172f -, information units 159ff 206
Action 151f Complexity, perceptual 22 -, -, sex differences 207f
Adaptability, neural 126 - vs. difficulty 32 - of performance 152f
Adenine (A) 169,171 Concentration power 188f Diurnal rhythms 105
AEP, see also EEG Concept, scientific 6 DNA 169,171, 178f, 188
-, intraindividual variability Continuance, see also Traits, Down's syndrome 157
99 latent
- and IQ 94, 111, 125f, 134, -, concept of 16, 34, 38, 47,
137, 189f 49f
-, measure of 189-196,207, -, latent variables 45, 54f, EEG
210 57f -, effect of transmission er-
-, reliability of 207 - measurement of 52 rors 192f
-, sex differences 256 Correlation -, evoked potentials 6f, 39f
Age -, canonical 72f, 75 - and IQ-scores 203ff,209
-, basal 14 - vs. causal analysis 1 f -, hemispheric functioning 7,
-, mental 14, 97, 119, 142 -, multiple 2 142,255
Alertness, cortical 36, 125, -, partial 2 - measures 6, 189ff, 197,
see also Preparatory Set Corteria 36 199-202, 255
Alzheimer's disease 164 Covariance, analysis of 2, 48, -, signal averaging 190
Aptitudes, see also Intelli- 66,74 -, test-retest reliability 203
gence 17 -,ACOVS 74 Emotionality (N) 40
Attention 125, 140, Critical flicker frequency Encoding model, molecular
see also Preparatory Set (CFF) 99, 129, 137 180
Attenuati@n, correction of 6f, Curve, psychometric 34 Expectancy, see also Prepara-
9, 17, 104, 114, 121 Cytocine (C) 169f tory Set 125
266 Subject Index

Extraversion, see also Persona- -, solution monitoring 247 -, racial differences 1, 142,
lity 40,75 - stages 145 146
- and test performance 110, - strategies 242f,248 -, scientific approach to 13ff,
146 Information processing com- 41
Eysenck-Furneaux paradigm ponents -, social differences 1,
45ff -, acquisition 233f, 245, 251 256-258
-, allocation of resources Intelligence, biological 6, 99,
246f 149ff,255
Factor -, encoding 120, 160f, 234, -, multiple string score 202f,
-, group 7, 18, 73-75, 232 238, 243f, 247 208
-, higher-order 94 -, expectancy 120 -, string measure 197,201,
-, independent 4 -, latencies 243f, 246 204, 206f, 209
-, primary 35, 73, 94 -, metacomponents 233f, -, zigzag score 202f
- rotation 4, 94, 232 245-247, 249, 251 Intelligence, crystallized (g.)
-, specific 75, 102 -, performance 233, 238, 245, 35-37, 53, 141f, 145, 153f,
- structure 29, 232 251 187, 189,208, 232
Factor analysis 4f, 7, 15-17, -, retention 233f, 245, 251 Intelligence, fluid (gr) 35, 37,
20, 28f, 73f, 94, 154, 157, -, retrieval from LTM 120 53, 141f, 146, 153-155, 159,
185, 232, 234f, 238 -, scanning of STM 120 187, 189, 208f, 232
-, orthogonal simple structure -, transfer 233f, 245, 251 Intelligence, general (' g')
5,232 Inspection Time (IT) 16, 93-96, 98, 106ff, 133f, 141 f,
-, principal component analy- 133ff, 145f 144, 146, 153, 232, 235
sis 29, 249f -, absolute vs. relative 140 -, factor of 4, 6f, 53, 74, 146,
Factor analytic studies 4, 8, -, auditory 135, 143f 231 f, 234, 259
18,20,33 -, definition of 134 -, individual differences 3, 9,
-, critique of 17 f, 94 -, duration of 135f, 259 93f, 97, 99, 115, 121f, 124,
Failure-rate, age-specific 79, - and IQ 8f, 133ff, 141f, 133, 145, 232, 234, 248f
81 144, 146, 196 - and task complexity 98
Field independence 146 - and masking devices 140, Intelligence, measurement of
Fluency, see also Retrieval 36 143f 1, 6-8, 13, 17, 37,44, 94-96,
Focussing 125 - and mental tests 138 98, 141, 146, 189, 255
- score 140 -, culture fair tests 136, 141,
- and task complexity 137, 189
'g', psychometric, see Intelli- 141 -, information processing ap-
gence, general - tasks 135, 137f, 145 proach 231 ff
Genetics, biometrical 67, 257 -, vibrotactile 144 -, labelling theory 145
Genotype 6 -, visual 136, 142, 144 -, situationalist approach
Guanine (G) 169f Instinct, molecular basis 178 145
Guessing, see Response cate- Intelligence Intelligence, models of
gories -, age effects 19, 36 -, basic equations 58 ff
-, components/dimensions of -, cube 39
7f, 15, 19, 23, 35, 44ff, 144, -, general model 56ff, 6(}-62,
Hazard functions, see Intensity 159,233ff 197
functions . -, concept of 1,6, 17, 19,44, -, parameters 68
Hemispheric functioning, see 93f,96, 133, 151, 153, 259 Intelligence Tests, see Tests,
EEG -, cultural constituents 9, 36 mental
-, definitions of 1, 9, 37, 133, Intelligence, theory of 13, 54,
144f, 152, 231, 245 94, 98, 109, 238, 251, 255
Idealism 5, 10 -, factorial conception of 16f, -, componential 233ff
Induction 5~ 53 Intensity functions 79-81, 83,
Information -, genetic determination of 6, 85-87
-, input capacity 157 36,94,256 IQ-scores
- overload 122 - and information processing -, and biological Intelligence
- sampling 137, 141 79, 98, 133, 145, 231, 233ff 189
-, storage capacity 154, 186f -, information theory ap- -, cultural influences 154
Information matrix (Fisher) proach 30,32, 38f, 68, 96, -, distribution 107f
61,66 98, 101, 151 -, environmental influences
Information processing -, inhomogeneity 8 145, 156
- capacity 106, 121f - and mental speed 19f,28, -, performance IQ 134, 138,
- efficiency 146 36, 145 203,205, 211f, 214-218,
-, instruction primitives 155f -, primaries 4, 35 220-222
Subject Index 267

IQ-scores failures) 157-159, 184f PNP (polynucleotide phospho-


-, sex differences 146, 157, See also Reaction Time rylase) 179, 181f
187, 204, 207, 255f -, processes 102 Power, concept of 35, 37
-, verbal IQ 134-136, 138, - and task complexity 106 Power Test, See Tests
142f, 203, 205, 211 f, Preparatory interval (PD 96,
214-218, 220--222 102, 125
-, Wechsler IQ 7 Neural conduction 145, 195 Preparatory Set (PS) 96,
Item -, excitatory phase 123, 127f, 125
- analysis 30 f 130 Probabilistic Latent Trait Mo-
- characteristic curve (icc) 33 -, hologramic redundancy del, Algorithms 63 f
- content 14, 30 123 Probabilities, law of com-
- structure 31 -, refractory phase 123-125, pound 57,60,62
Item parameters 129, 131 Probability
-, difficulty 28f, 31-34, 37f, -, speed of 160--162, 183 - of abandonment 55f,58,
45, 50f, 53-55, 64, 66, 76f, Neural efficiency 145 60f,81f
82,84,110 Neuronal filter 129 - of correct response 55, 58,
-, discriminating power 45, Neurons as information pro- 60, 64f, 78, 80f, 152, 185f,
55 cessing units 162ff 241
Neurosis 6 - of error 53, 60, 78, 80f
Neuroticism 28,75 - of failure 157f, 186
JND 3,124 Noegenesis, laws of 7, - of guessing 78, 82f, 85
120 - of reception and memory
tests 185
Kurtosis 48 - of recognition (' R ' value)
Oscillation 183f, 188, 209, 256f
-, binomial model 129-131 - of success 152, 159, 185
Learning 159, 163, 166, - of neural nodes 128f - theory 57
178-181, 185, 188, 245 - rate 124f, 128 Probability functions 63, 77,
- enzyme 179 79f,85
Likelihood functions 57, Problem parameters 55, 58,
60--64, 79, 82, 87 Path diagram 74f 60, 62, 64, 79, 86, 88
Logistic functions 58, 60 Performance, intellectual Problem solving 20, 22f, 27,
Loss functions 67, 70 - and age 248 f 37-39, 44, 46f, 50f, 56, 84,
-, influences on 247f 157, 185, 187f
-, measurement of 238f -, action strategies 22, 32
MAP (microtubule associated Persistence 8, 35, 45, 47, 54f, -, checking mechanism 22
protein) 172, 176 66, 69f, 77, 82, 146, 189 -, comparator device 45, 49
Maximum likelihood - estimates 85 -, input-output relationships
- estimation 62, 65--67, 72, -, individual differences 77 49,78
76f, 84, 86 - and personality 75, 110 -, problem space 30f
-, factorial analysis 73 - scores 69, 71, 73-76, 78 -, search process 38, 47, 49f,
Memory 161, 235 -, - and age 75 55,126-128
-, associative 145, 161, 182 -, - and sex 75 Problem solving behaviour and
- capacity, dynamic 188 Personality personality 38, 68
-, long-term 119 - factors 37 Problem solving process, com-
-, loss of 186f -, individual differences 3 ponents of 53, 110, 182,
- molecule 169-181, 186 -, model for 1 233,249
-, random access (RAM) -, theory of 40 See also Information proces-
154f - variables 4 sing components
-, short-term 32, 110, 119, Personality measures and IQ Programs, behavioural
122, 140, 144 - E (extraversion) 202, 205f, 151-154, 159, 182, 185
- storage 145 211 f, 214, 216, 218, 220, Protein, brain-specific 157
- transfer 145 222, 224 PSD (postsynaptic density)
Microtubules, role of - L (lie scale) 202, 205, 211f, 164, 168f, 171-173, 175,
163-166, 168f, 175, 214,216,218,220,222,224 180, 183
179-181, 183 -, N (neuroticism) 202,205f, Psychology, cognitive 10, 133
Mood 37 211 f, 214, 216, 218, 220, -, experimental 13, 17
Movement Time (Mn 21 f, 222, 224 -, - vs. correlational 1, 5
99-102, 104, 108, 111 - P (psychoticism) 202, 205, -, individual 17
-, age differences 105f 211f, 214, 216, 218, 220, Psychosis 6
-, MTBF (mean time between 222, 224 Psychoticism 75
268 Subject Index

Pulse train, neural 166, 169, -, speed 102f, 107, 111, 114f, -, problems of 29f, 33, 53
174, 179f, 190-195,202, 117-119, 122-128, 259 - procedures 30f, 33, 37-39
207,209f Reasoning 36, 240, 246 Schema 145
- recognition 182ff -, analogical 235-237, Score 8,13
-, recognition failure 183 240-251 - components 16,44,152
-, misrecognition 183f - inductive 250 -, composite 14f, 19, 30,
-, scientific 250f 152f, 204, 206, 208
Recognition mechanism 179 -, psychological significance
Rasch, model of 55 f, 82 -, synaptic 167ff of 15
Rate of gain of information - task 136f -, total 15, 30, 37, 44
39f Recovery 22 -, true 76, 85, 114
Rating, confidence 87-89 Redundancy 158f, 163, 185 Scoring models 33
Reaction Time (Rn 18, Regression hypothesis, See - procedures 14, 33, 36
20-22,33f Traits, latent, model Screening 25
-, age effects 97, 105f, 108, Reinforcement, secondary 182 Self-stimulation effect 125f
111, 118, 126f Relation perceiving 36 Series completion problems
-, choice (eRn 22f, 38f, Reliability 239, 242, 244f, 249f
97-99, 106, 108f, 116, - of course grades 47 Sickle cell anaemia 156
119-121, 124-126, 133, 137, - of IQ scores 141 Skill acquisition 182,
141f, 146, 196 -, item 32 185-187
-, discriminative 97, 119 - of systems 79, 158 Sodium pump 174, 176--178,
-, individual differences 94f, -, test 25, 31, 206 183
99,102, 104, 114f, 117, Representation, cognitive Solution recognition efficiency,
121-124, 128, 131 240f, 246, 248 See Accuracy, concept of
- and information theory, See Response alternatives 84, 87, S-O-R formula 4
RT paradigms, Hick's law 124 Speed
- and IQ scores 98, 103, - time 44 - of c10zure 35
106--110, 122, 141, 196 Response categories -, cognitive (gJ 37
- and Intelligence 8f, 19, -, abandonment 47f, 50-52, - of failure 44, 86
93-95, 97f, 107f, 110f, 113, 54, 56, 61, 64-66, 71, 78f, - of information processing
119-121, 131, 133, 196 81-84,87f 99, 126
-, intraindividual variability -, guessing 46, 77-79, 81f -, motor 35, 106, 232
93f, 99,103-107,111, 114, -, right answers 47f, 54, 56f, -, neural 95, 123, 128
120f, 123f, 126, 129f 71, 78-80, 83f, 87f, 153 -, perceptual 35-37
-, measurement of 96,99f -, wrong answers 47f,50-53, - of problem solving 51
- processes 102 56, 65, 71, 80, 83, 87f - of success 44
-, signal-to-noise ratio 103 Response latencies, See Speed, Speed-accuracy-persistence in-
-, simple (SRT) 96--99, 108, mental, measurement of tercorrelations 71 f
115f, 119, 121 Response rate, See Speed, Speed, mental 8, 13, 15f,
- and task complexity 96, mental, measurement of 18-20,45,87,133f
107, 109f, 119, 141 Retardation, mental -, - and ability 19, 33f, 44,
- tasks 145 -, and attention 140 133, 141 f
RT-MT-apparatus 99f, 104, - and EEG 199 f, 209 -, - and accuracy 51, 56, 67
109, 117, 126, 128 - and IT 134-137 -, - concept/definition of 20,
RT paradigms 95, 108, 122 - and RT/MT 102f, 23f, 28, 33f, 36, 44, 47, 49f,
-, Fitt's law 103 111-115,117, 125 54, 76f, 87, 120, 144
-, Hick's law/paradigm 96, Retention, short-term 22, 32 -, - and difficulty 39
99-106, 108-110, 115-117, Retrieval capacity 35f, 49, -, - index of 23f,39f
119-121, 124-129, 131 122 -, - individual differences 77,
- Inspection Time (Nettel- - mechanism 175,240 137
beck) 12Of, 137, 140 RNA 167-169,171,186 -, - and IQ 145
-, Long-Term-Memory Access -, engram (eRNA) 145, 167f, -, - levels of 146
(Posner) 119f, 141 171f, 174, 177-181, 183, -, - measurement of 15f, 18,
-, Short-Term Memory Scan 186, 188 20f, 23-28, 33, 37, 52, 54,
(S. Sternberg) 117-119, 'R'value, See Probability of 66, 69f, 122, 134, 137, 144
121, 126 recognition -, - and personality 35, 75
RT parameters Speed scores 69, 71, 73-76,
-, intercept 104, 106f, 110, 78
115, 118f, 124 Scales 13f, 29, 53, 85 - - and age 75
-, slope 98f, 104f, 106f, 110, Scaling, nonmetric multidi- -, estimates 85
115, 118-120, 124, 129 mensional 235 - and sex 75
Subject Index 269

Speed tests, See Tests -, models of 39 -, quantum 6


Startle reflex 180 - and personality 39f,110 - of relativity 5
Statistics, minimal sufficient - and time limits 19, 25, 35, -, renewal 79
84 84, 87f -, thermodynamic 5
Stochastic process model 77 IT -, time switch 48-50, 54 Threshold, dark interval
Storage 122, 134, 140 Tests, mental 13f, 30, 44f, (DIT) 137
Subject parameters 69, 94, 96f, 99, 119, 133, -, sensory 124, 126
- ability 45 138, 154, 185, 187, 198, 232, Time, notional 81,84,87
- accuracy 86f, 89 234, 238, 255, 259 -, reaction, see Reaction Time
- guessing propensity 85-87, -, 'g'loading 95,107, 120f, -, response, see Reaction Time
89 125,142,185,235,238 - switch, see Test performance
- motivation 33f, 36f, 52, -, inadequacies 14f, 93 Trace, memory 162
152, 154 -,norms 14,188,200 Traits, latent
- omissiveness 45, 76 Tests, specific -, constancy hypothesis 65,
- persistence 86-89 - Anagrams 69f, 75 76
- speed 85-87, 89 - Army Alpha 19,98 -, model 45, 54f, 61, 76
Summation hypothesis 163 - Digit Span 145, 211 f, -, population distribution 86
Survivor function 79f 214-218, 220-222 -, regression hypothesis 64f
- Digit-Symbol 141, 212, -, temperament 36
214-218,220-222 -, theory 77
Task analysis 232, 237 f - EPI 110 - variables 8, 52, 60, 62, 76,
Tempo, cognitive, See Speed, - EPQ 202 78f, 83
mental - Mill Hill Vocabulary 36, Tubulin 163f, 168
Test 39f, 69f, 75, 135, 138
-, arithmetical 18 - Nuffemo 26, 45
- battery 15, 29, 69, 95, 119, - Numbers 69f, 75
126,238 - Perceptual Maze 31 Uncertainty, resolution of
- construction 51 Primary Mental Abilities 127
- dimensions 34 18 Uracil (U) 169, 172
- of memory 13, 185 - Progressive Matrices (Ra-
- of motor processes 13, 96 ven) 29, 36, 39f, 69f, 73,
-, power 19, 141 75,95, 103, 108-111, 120f, Validity, construct 209, 237f
- of sensory processes 13 135f, 138, 141-143, 197, - of course grades 97
-, speed 19f, 25, 27, 141 207, 257 - of EEG measures 195
- theory 16, 30 - Revised Minnesota Paper -, empirical 237
- time limit 46, 51 f, 76, 78 Form Board 142 -, face 71, 74
-, visuospatial 18, 142, 146 - SAT 119f -, item 32
Test administration 14, 19, - Stanford-Binet 101 -, predictive 98
24-28 - WAIS 138, 200, 203-208 -, test 31
-, group testing 24-26, 28 - WISe 6,7, 195-197, 257f Variance, analysis of 2, 16,
-, individual testing 26 Test-speed-paradox 110 48, 66, 105, 244
-, timing procedures 25-27, Theory Vigilance 22
56 -, atomic 1, 5, 10 Visualization, power of 35 f
Test performance 15f, 18, 28, -, cognitive 122, 146
33f, 39, 41, 75 -, electromagnetic 5
-, completion time 47--49, -, factorial 5
55-58,60-62, 78f, 81, 85-89 -, field 5 Weber-Fechner law 122, 124
-, error checking 146 -, kinetic 5 Weighted least squares proce-
-, levels of 146 -, psychometric 136 dure 67,70
A Model for Personality
Editor: H. 1. Eysenck
With contributions by numerous experts

1981. 75 figures. XII, 287 pages


ISBN 3-540-10318-X

Contents: Introduction. - General Features of


the Model. - The Psychophysiology of Extra-
version and Neuroticism. - A Survey ofthe
Effects of Brain Lesions upon Personality. -
The Genetic and Environmental Architecture
ofPsychoticism, Extraversion and Neuro-
ticism. - Personality and Conditioning. -
Learning, Memory and Personality. - Person-
ality and Social Behaviour. - A Critique of
Eysenck's Theory of Personality. -
Epiloque. - Subject Index.

It is suggested in this book, that the time has


come for the very electric and almost random
type of research in personality to be supplan-
ted by a paradigm which would permit normal
scientific methods to be applied in this field.
Eysenck and his co-authors suggest that such
a paradigm exists, and each chapter reviews
a different aspect of it - the extraversion/
introversion dimension, genetic factors in
personality, the relationship between perso-
nality and conditioning, memory, social be-
haviour, the effects of brain lesions and drugs
on personality - with a special chapter devoted
to alternative approaches.
Springer-Verlag It is concluded that there is a considerable
Berlin amount of experimental evidence which con-
Heidelberg verges on a model for personality fulfilling
New York the scientific demands for a proper paradigm.
H. 1. Eysenck

The Structure and Measurement


of Intelligence
With Contributions by D. W. Fulker
1979.69 figures, 38 tables. V, 253 pages. ISBN 3-540-09028-2
Contents: Intelligence: The Development of a Concept - General
Intelligence and Special Aptitudes. - The Measurement ofIQ. -
Does IQ Measure Intelligence? - Nature and Nurture: Heredity. -
Nature and Nurture: Environment. - Nature, Nurture and Socio-
economic Status. - Structure ofIntellect Models: Guilford and
Eysenck. - Developmental Models: Piaget and Jensen. - Intelligence
and Society. - Appendices.
What is meant by the term "intelligence" and, once defind, how do
we go about achieving a valid measurement of this faculty in man?
This textbook incorporates a broad range of recent findings and
renalyses much of the existing literature in this area. Professor
Eysenck draws on new methods for determining the effect ofgenetics
and environment on the development of intelligence and examines
the validity ofthe term as defined in relation to internal as well as
external criteria.
The book tests a number of hypotheses on intelligence against
empirical research findings and considers various criticisms in detail.
The significance of intelligence and its measurement in society are
esplored in depth.
Designed primarily for undergraduates in psychology and educa-
tion, this text will make thought-provoking reading for all con-
cerned with the development and measurement of intelligence in
the individual.

M.Eysenck

Attention and Arousal:


Cognition and Perfonnance
1982.56 figures. X, 209 pages. ISBN 3-540-11238-3
Contents: Introduction. - Theories of Attention. - Theories of
Processing Resources. - Theories of Arousal and Performance. -
Incentives and Motivation. - Anxiety and Performance. - Endo-
genous Determinants of Arousal. - Exogenous Determinants of
Arousal. - Conclusions and Speculations. - References. - Author
Index. - Subject Index.
Attention and Arousal is Michael Eysenck's examination ofthe ways
in which motivation, emotion and arousal effect information pro-
cessing. In it, he critically evaluates previous theories and proposes
a new, more complex conceptualization emphasizing attentional
Springer-Verlag mechanisms which takes into account many issues often overlooked
by various schools of psychology.
Berlin The significance of Eysenck's book lies in his attempt to bridge
the gap between cognitive psychology on the one hand and the
Heidelberg psychology of motivation and emotion on the other. Attention and
Arousal is a unique interdisciplinary work demonstrating the advan-
NewYork tages of cross-fertilization in research.

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