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planning.
Pablo BENITEZ1, Fernanda RODRIGUES2, Sergio GAVILÁN3, Humberto VARUM4, Anibal COSTA5.
1
RISCO, Department of Civil Engineering, University of Aveiro, Aveiro, Portugal, pablo.benitez@ua.pt
2
RISCO, Department of Civil Engineering, University of Aveiro, Aveiro, Portugal, mfrodrigues@ua.pt
3
Department of Engineering, National University of Asunción, Asunción, Paraguay, ingsergiogavilan@gmail.com
4
CONSTRUCT-LESE, FEUP, Universidad de Porto, Porto, Portugal, hvarum@fe.up.pt
5
RISCO, Department of Civil Engineering, University of Aveiro, Aveiro, Portugal, acg@ua.pt
Abstract: Reinforced concrete is one of the most used materials worldwide in buildings. Its success is given
by its recognised strength and versatility which has allowed designing and construct buildings and
infrastructure that have greater functionality than with another type of material. However, these structures
are vulnerable to interaction with the surrounding environment, leading to anomalies which jeopardize its
durability. The concrete carbonation is a natural process between the cement composites and the carbon
dioxide (CO2) that may causes corrosion-induced degradation in concrete structures. Corrosion is considered
one of the most common and expensive causes of degradation and its study dates back to the beginnings of
reinforced concrete research. Furthermore, considering global climate change assessments, the
concentrations of CO2, temperature and humidity will tend to increase, which could aggravate the concrete
carbonation and consequently, the corrosion of their respective reinforcements. Considering the above, this
paper provides a statistical analysis of the results obtained in a set of carbonation tests performed in 38
buildings of concrete structures in the city of Asunción, Paraguay. This analysis has shown that the structures
present high values of carbonation depth, identifying the cover thickness as the most important parameter
in terms of durability. Therefore, the aim of this paper is to give an outlook for optimal inspections in the
context of maintenance strategies regarding carbonation-induced degradation of concrete structures in
Paraguay. The optimisation problem is formulated through a quantification of cost components over the
lifespan of structures, where the optimal inspection plan is considered when a minimum total expected cost
of maintenance is accomplished. This paper provides a first attempt to develop an optimal maintenance
planning of buildings, which as has been demonstrated in this research, is highly necessary for Paraguay.
Keywords: Carbonation, In situ testing, Durability, Maintenance, Optimisation.
1. Introduction
Reinforced concrete (RC) comprises the main material in a wide set of infrastructures throughout the world
due to its recognised strength and versatility, which has allowed designing and construct buildings and
infrastructure that have greater functionality than with another type of material. The use of RC structures
has overcome the use of steel, wood or ceramics due to an improvement in the durability against a more
intense environmental aggressiveness with the combination of steel and concrete (Ribeiro, 2014).
Nevertheless, the durability of concrete is restricted to a certain time-period associated to the ability of
preserving its performance in order to avoid degradation, which leads to the need of a broad knowledge of
maintenance and extension of its service life.
The maintenance of structures has engaged the interest of structural engineers since the end of the last
century, introducing concepts and theories such as the reliability of structures, the analysis of the life cycle,
and the adaptation of new materials to the durability requirements, among others. Moreover, recent
developments in the field of climate change have led to a renewed interest in the degradation research of
1
structures caused by environmental phenomena. This problem promotes the need to develop innovative
strategies in order to adapt structures to degradation risks and ensure their durability as long as possible.
From a socio-economic perspective, Paraguay is a developing country where the construction industry is
having an important growth since the end of the last century. However, an important weakness of this
development is the lack of control during the construction stage of projects that calls into question the
concrete structure quality. This construction practice is often substandard and leads to an earlier onset of
carbonation-induced corrosion shrinking the service life of structures.
Currently, studies in the field of service life prediction for RC structures is becoming again an expanding
challenge for researchers. The service life of a structure is established as the moment of time after its placing
in service until the moment when an expensive repair becomes essential (Ranjith, et al., 2016). Possibly, the
best-known definition of service life regarding the reinforcement corrosion was that established by Tuutti,
who divides this period into two: an initiation stage and a propagation stage that ends when an acceptable
depth of corrosion is achieved (Tuutti, 1982). On the other hand, some engineers define the end of the
functional service life or the limit state as the time until the first cracking and/or spalling in the concrete,
since this is the point at which the corrective actions will be performed (Broomfield, 2007).
The aim of this paper is to present a study about the concrete structures degradation located in the urban
area of Asunción, the capital city of Paraguay. For that purpose, a set of real carbonation test report has been
collected in order to develop an analysis of the carbonation-induced degradation of buildings in this city. This
study has found that almost half of the structures analysed present a risk of corrosion of their reinforcements,
which involves a need for maintenance that must be addressed in terms of strategies that guarantee their
durability.
During maintenance planning, different activities are developed, such as inspections, monitoring, overhaul,
repairs, and so on. In the maintenance planning, it is common to define the terms "inspection", "preventive
maintenance" and "corrective maintenance" as three different cost drivers. Nonetheless, this is not in
absolutely in agreement with the definition given by the standards, where inspections are defined as part of
the maintenance (Welte, 2008).
Thus, maintenance planning can be established in stages: a first stage where the number and interval of
inspections are established, and a second stage where the probability of performing a repair according to the
inspection results is analysed. In this context, this paper develops the first stage of maintenance planning,
where an analysis regarding the number of inspections that must be performed to detect the damage before
failure is studied.
Maintenance affects the reliability of components and the system: if too little is done, this can cause an
excessive number of costly failures and poor system performance and, therefore, reliability is degraded.
Instead, if it is done too often, reliability may improve but the maintenance cost will increase drastically.
Then, in a cost-effective scheme, both expenditures must be compensated (Endrenyi, et al., 2001).
Therefore, an optimisation problem is formulated through a quantification of cost components over the
lifespan of structures, where the optimal inspection plan is considered when a minimum total expected cost
of intervention is accomplished. Thereby, this research gives an outlook for optimal inspection strategies
regarding this mechanism of degradation that will be useful to preserves the durability of infrastructures in
Paraguay.
2. Carbonation in concrete
The durability of building elements depend not solely on physical, chemical or mechanical properties, but
also of maintenance conditions and its environmental exposure (Sarja, et al., 2005). In this way, climate
change and its effects play an important role in terms of environmental exposure that determines the
durability of infrastructure elements.
Climate change will force the formulation of new considerations and to establish new durability conditions
for the construction industry. The knowledge about the implications of climate change in the performance
Carbonated structures in Paraguay: Durability strategies for maintenance planning 3
of infrastructures will be of great importance for the industry in the coming years. Therefore, the construction
economy regarding climate change must be treated within a dynamic analytical framework that explicitly
allows the update of the set of information over time (Nordvik, et al., 2004).
As one of the most significant effects of global climate change, an increase in the degradation rates of RC
structures due to carbonation-induced corrosion can be expected (Talukdar, et al., 2012). A study conducted
on concrete structures degradation in several cities around the world has clearly demonstrated that climate
change would play an important role in the lifespan reduction of RC structures due to the carbonation-
induced corrosion (Talukdar, et al., 2013).
The damage risks induced by carbonation can increase by more than 16% by the year 2100, which means
that one in six structures will suffer additional and costly corrosion damage due to climate change. Moreover,
the corrosion rate could increase by 15% if the temperature increases by 2 °C. Regarding the ultimate
carbonation depth values, it has been shown that if appropriate measures are not taken, RC structures could
suffer an increase of between 45% and 400% even in some parts of the world due to climate change effects
(Stewart, et al., 2011, 2012; Peng, et al., 2016).
All the stakeholders of construction industry must adapt future construction designs to ensure that they have
sufficient capacity and durability to cope with the consequences of climate change. For this reason, there is
a possibility that design codes should be revised to increase design capabilities considering the likelihood of
extreme load events that may increase in the future (Chalmers, 2014; Talukdar, et al., 2015).
DEGRADATION CONDITIONS
No Corrosion Risk
Figure 3 - Normal distribution of carbonation depths for sheltered and unsheltered concrete elements
The results depicted above seems to be inconsistent with other research. However, should be denoted that
that analysis correspond to a dataset of 81 carbonation depth measurements for unsheltered conditions and
only 16 dataset for sheltered structures. This limitation can constrain the outcomes of the analysis. On the
other hand, the climatic conditions and the urban zone of Asunción could have influenced in the carbonation
depth results, besides that several structures tested were structures that remained unfinished.
Finally, using the database obtained from the tests performed in the case study, it was possible to determine
a real value for the carbonation rate corresponding to concrete structures in the city of Asunción. The test
results were taken to obtain a carbonation rate value for representative structures whose characteristic
strength was around 20, 25, 30 and 45 MPa. The results of this study are presented schematically in Table 2.
These results appears to be very logical, since both carbonation and compressive strength are considerably
controlled by the porosity properties of concrete. The table above clearly represent the influence of the
concrete quality in the carbonation resistance properties of structures. The values obtained allow the analysis
of the structures service life from the point of view of corrosion initiation. Conversely, is important denoting
that, besides the concrete quality and as the carbonation rate is a function of thickness, good cover is
indispensable to resist carbonation and to ensure the structures durability against harmful agents of the
environment surrounding.
Considering the nature complexity of the environmental effects for concrete structures, it is known that their
performance cannot be improved solely through the design of the material's features. Moreover, the
durability design process must involve the architectural elements, execution processes, structural design,
and inspection and maintenance procedures, including preventive maintenance.
Therefore, as established by the Comite Euro-International du Beton (CEB), it is important that the
stakeholders in a project have the basic knowledge related to the degradation processes of materials and the
parameters that govern them, being this requirement a precondition for the ability to make correct decisions
at the precise time in order to achieve a required durability (CEB, 1989). In this section, an outlook for
inspection schedule as part of maintenance planning for RC structures is developed, where doing the
interventions before corrosion reaches its critical value is established as the main objective.
The inspection schedule is formulated through a quantification of cost components over the service life of
structures, where the optimal inspection plan is considered when a minimum expected total cost is
accomplished. Likewise, the inspection tasks are formulated based on certain parameters such as:
carbonation rate, quality of the inspection technique, the cost of the inspection technique and the probability
of failure due to corrosion of the structure.
where 𝐷0 is the reinforcement rebar diameter in initial condition (cm), 𝐷(𝑡) is the rebar diameter over time
(cm); 𝑣𝑐𝑜𝑟𝑟 is the corrosion rate (cm/year0.5), 𝑡𝑖𝑛𝑠𝑝 is the time of intervention (year) within the lifespan
(𝑇𝑙𝑖𝑓𝑒𝑠𝑝𝑎𝑛 ), and 𝑇𝑖𝑐𝑜𝑟𝑟 is the time of corrosion initiation (year); and the factor 2 represent an uniform
corrosion process along the rebar. It should be noted that for 𝑡𝑖𝑛𝑠𝑝 < 𝑇𝑖𝑐𝑜𝑟𝑟 the corrosion no longer exist.
Therefore, the intensity of damage caused by corrosion must be equal to zero.
Once the damage intensity is calculated, then is possible to establish the detectability for each inspection
technique. This detectability function can be formulated as a cumulative normal distribution function for
each inspection technique where is considered, besides the damage intensity, the medium damage intensity
𝜂0.5 for which a certain inspection technique has a 50% probability of detecting the damage. The values range
for detectability is from zero to one and is related to a minimum (𝜂𝑚𝑖𝑛 ) and maximum (𝜂𝑚𝑎𝑥 ) damage degree
in the structure (Frangopol, et al., 1997).
𝜂(𝑡) −𝜂0.5 (3)
𝑑 = Φ(
(𝜂) 𝜎
) for 𝜂 <𝜂<𝜂 𝑚𝑖𝑛 𝑚𝑎𝑥
where Φ(. ) is the standard normal cumulative distribution function and 𝜎 is the standard deviation.
Considering 𝜂𝑚𝑖𝑛 = 0.7 ∗ 𝜂0.5 and 𝜂𝑚𝑎𝑥 = 1.3 ∗ 𝜂0.5 , then the detectability will be equal to zero for 𝜂 ≤
𝜂𝑚𝑖𝑛 and it will be equal to 1 for 𝜂 > 𝜂𝑚𝑎𝑥 .
One of the main objectives in the inspection schedule of structures is the need to detect the damage before
the failure is reached. Achieve this goal depends mainly on the damage degree in the structure at the
inspection time, as well as the detectability of the applied inspection technique. Therefore, the probability
𝑛 𝑗
where 𝑛 is the number of inspections, 𝑃(𝑡𝑖𝑛𝑠𝑝𝑖 ≤ 𝑇𝑓 ) is the probability that the ith inspection is performed
before the corrosion failure, 𝑑(𝜂) (𝑡𝑖𝑛𝑠𝑝𝑗 , 𝜌𝑗 ) is the probability of damage detection of an inspection technique
𝜌𝑗 at the time of inspection 𝑡𝑖𝑛𝑠𝑝𝑗 , and ̅̅̅̅̅
𝑑(𝜂) (𝑡𝑖𝑛𝑠𝑝0 , 𝜌0 ) = 1.
where 𝛼𝑖𝑛𝑠𝑝 is constant value that represents a fraction of the initial total (𝐶𝑇 ) of a structure and is connected
to the quality of the inspection method. Subsequently, given a number of inspections 𝑛, is possible to
compute the total inspection cost expected by the intervention strategy through the follow equation:
𝑛
1
𝐶𝐼𝑁𝑆𝑃 = ∑ 𝐶𝑖𝑛𝑠𝑝 . (6)
(1 + 𝑟)𝑡𝑖𝑛𝑠𝑝𝑖
𝑖=1
where 𝑟 is the net discount rate of money. From the point of view of costs, a smaller number of inspections
throughout the service life of a structure supposes a lower expected cost of the life cycle. However,
decreasing the inspections times can lead to a failure in the structure that was not be detected in time, which
may increase the failure cost of the life-cycle. Therefore, it is necessary to schedule the inspections of
structures in such way that minimizes the total life-cycle cost but insure a minimum reliability.
If the time interval is prolonged, a decrease in inspection costs can be expected. However, if once the damage
is detected has a magnitude that exceeds the repair limit, the costs of the intervention could be increased
widely and jeopardize the structural safety, besides an increment of the life-cycle cost (Mullard, et al., 2009).
Therefore, a trade-off between both considerations must be developed in the life-cycle cost analysis of the
structural system.
Carbonated structures in Paraguay: Durability strategies for maintenance planning 9
The expected failure cost (𝐶𝐹 ) can be related with the probability of failure and the cost of this failure (𝛼𝑓 ).
The probability of failure can be expressed as the complementary of the probability of damage detection
before failure in equation (4). Then, the cost associated with a failure must include all the expected cost
related to this event which are not easily estimated. These failure cost can be the replacement of damage
elements, cost due to lost use, injuries, fatalities, and so on (Chung, et al., 2006).
̅̅̅̅̅
𝐶𝐹 = 𝛼𝑓 . 𝑃 𝐵𝐹 (7)
In a structural reliability assessment, a structural system needs to comply with certain requirements
regarding safety and functionality, which can be evaluated from the point of view of the ultimate limit state
or the service limit state (Afzal, et al., 2016). If these requirements are not met, then the system could be
considered under failure condition.
When a certain degradation phenomenon that acts on a constructive element produces the overcoming of
its limit state defined in the design stage, then the structure can be considered as one that has reached the
limit of durability (Gaspar, et al., 2005). Likewise, the failure condition in a structure is considered as the loss
of capabilities to fulfil the functions that are required (International Standard ISO 15686-1, 2000). Thus, the
main objective of a maintenance policy must be to avoid failure occurrence at the lowest cost (Dieulle, et al.,
2003).
A numerical example regarding the methodology proposed for the inspection planning is presented in this
section. After the development of the carbonation-induced degradation problems of RC structures in
Paraguay, this paper seeks to provide an optimal number of inspection that allows a minimum total cost of
𝑇
the inspection (𝐶𝐼𝑁𝑆𝑃 ) schedule and that ensuring simultaneously the structural reliability. Therefore, the
work herein presented considers the expected total cost of this inspection planning as the sum of the
inspection cost and the failure cost (Chung, et al., 2006).
The context of this research is highly influenced by uncertainties. Thus, several parameters of the proposed
equations are governed by stochastic process that requires large experimental investigation which is outside
of the aims of this paper. For an illustrative purpose, some of these variables have been assumed with an
estimated value and are summarized in Table 3.
Table 3 - Values of random variables and deterministic parameters
Variable Units Mean Value Standard Deviation Distribution
𝐷0 cm 1.6 0.032 Lognormal
𝑣𝑐𝑜𝑟𝑟 cm/year 0.0089 0.003 Lognormal
𝑇𝑖𝑐𝑜𝑟𝑟 year 3.2 1.2 Lognormal
𝐴 𝐵 𝐶
𝜂0.5 ; 𝜂0.5 ; 𝜂0.5 - 0.225 ; 0.175 ; 0.125 - Deterministic
𝐴 𝐵 𝐶
𝜎0.5 ; 𝜎0.5 ; 𝜎0.5 - 0.0225 ; 0.0175 ; 0.0125 - Deterministic
𝐶𝑇 - 1000 - Deterministic
𝐴 𝐵 𝐶
𝛼𝑖𝑛𝑠𝑝 ; 𝛼𝑖𝑛𝑠𝑝 𝛼𝑖𝑛𝑠𝑝 - 5; 8; 9 - Deterministic
𝛼𝑓 - 2000 - Deterministic
𝑇𝑙𝑖𝑓𝑒𝑠𝑝𝑎𝑛 year 50 - Deterministic
𝑟 - 0.055 - Deterministic
Source: Frangopol, et al., (1997); Almås, et al., (2011); Bastidas-Arteaga, et al., (2012);Kim, et al., (2011).
Figure 4 - Probability Density Function for the Time to Failure by carbonation-induced corrosion damage
The PDF for the time to failure is quite sensitive to the parameters involved in the limit state function. Mainly,
the corrosion rate is the most influential parameter in obtaining the probability of failure. A slight increase in
this value could increase the likelihood of early structural failure, which means that structures placed in more
aggressive environments must carefully schedule its inspections, as well as the cover thickness.
Another issue for consideration in the maintenance planning is the effectiveness of the inspection technique
applied during an intervention for detecting damage. This subject has been developed according to the
detectability function for each technique. For illustrative example, three different inspection technique has
been selected in order to assess its probability of detection a corrosion damage. In this case, these techniques
has been nominated as technique A, B and C.
Nevertheless, these techniques can be whatever technique capable of measuring the corrosion probability
in the reinforcement, or even, the intensity and/or corrosion rate, e.g. phenolphthalein test, Linear
Polarization Resistance, half-cell potential, resistivity, ground penetrating radar, and so on. In this way, each
technique will have its own operation cost and detectability related to its quality. In this paper, the relation
among techniques of low, medium and high quality have been analysed.
For instance, considering the values of Table 3 and assuming the inspection technique A and C applied five
years after the corrosion initiation in a RC structure whose damage degree caused by corrosion is 𝜂 =
0.0556, the detectability can be founded. Then, the quality of inspection can by quantify where the
𝐴 𝑐
detectability for the technique A is 𝑑(𝜂) = 2.58 × 10−14 and for the technique C is 𝑑(𝜂) = 1.43 × 10−8 . As
expected, a higher quality technique requires lower corrosion intensity to detect the damage in the structure.
0.8
0.6
Probability
0.4
0.2
0
1 2 3 4 5 6 7 8 9 10
N° of Inspections
Figure 6 - Probability of damage detection before failure for each inspection technique
Generally, the propagation of corrosion damage is slow in RC structures and it is unlikely that during the first
years of the service life, corrosion damage becomes an issue of structural failure (Mullard, et al., 2009). This
behaviour can be seen in the previous figure, where inspections developed in the initial period of service life
have a low probability due to the direct influence of the detectability function in the equation, which presents
low values when a low damage degree occurs. However, if it is considered to perform only an inspection over
the service life of a structure, it is expected that the probabilities damage detection before failure will be
lower. Even though this approach does not necessarily mean that the structure will fail.
Finally, another very important aspect to analyse in the inspection planning is the expected cost based on
the number of proposed interventions. Clearly, a minimum number of inspections leads to a lower total cost.
However, as was found previously, the smaller the number of inspections, the greater the probability that a
failure damage will occur in the structure and that it will not be detected.
In this context, the inspection cost function has an inverse behaviour regarding the function of failure costs
over the service life time of a structure. This means that a trade-off between both functions must be founded
in order to achieve an optimal cost of the inspection planning. Figure 7 shows the relationship between both
2000
1500
Cost
1000
500
0
1 2 3 4 5 6 7 8 9 10 11
N° of Inspections
7. Conclusion
Carbonation in concrete structures is a phenomenon that occurs naturally due to the reaction between the
atmospheric CO2 and the components of the cement paste. It should be noted that carbonation is not
properly a concrete degrading agent since it could make the cement more compact over time, even
8. Acknowledgment
This project has been funded with support of the European Commission. This publication/communication
reflects the view only of the author, and the Commission cannot be held responsible for any use which may
be made of the information contained therein - ELARCH program (Project Reference number: 552129-EM-1-
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