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Seismic design of certain axially loaded steel elements.

A practical point
of view
N. Băluţ
Building Research Institute INCERC, Timişoara, Romania
V. Gioncu
“Politehnica” University, Timişoara, Romania

ABSTRACT: The paper is devoted to the design of certain categories of steel structural elements subjected to
earthquakes, namely threaded circular rods (including bolts) and plane or spatial laced columns. Their com-
mon feature is that all those elements (or their component members) are mainly subjected to axial forces. The
designer should be aware of the phenomena exerting an adverse influence on the behaviour of such elements
from the point of view of ductility (i.e. failure in the threaded zone or buckling strength degradation under re-
peated loads, as applicable), and decide whether ductility is essential or not in a given case.

1 INTRODUCTION be ductile, due attention should be paid to all rele-


vant aspects. It may be considered that ductility is
Relying upon the ductility of certain members and/or not necessary if an elastic analysis for permanent
connections – i.e. their deformation capacity in the loads + earthquake (assuming q = 1) cannot lead to
post-elastic range – is the most commonly used greater member forces than those for other combina-
strategy for the design of structures in seismic areas tions (e.g. permanent loads + wind).
(although not the only possible).
Flexural members are known to be better suited
for energy dissipation. If axially loaded elements are 2 THREADED ELEMENTS
used on this purpose, their behaviour should be care-
fully examined. 2.1 Bolts
The scope of this paper is restricted to two cate-
gories of elements: threaded circular rods, which are The following condition should be fulfilled to make
active only in tension, and respectively structures sure that the ultimate state occurs by yielding of the
whose component members are mainly subjected to unthreaded zone, not by failure of the threaded zone:
alternating axial forces (tensile and compressive).
The first category includes bolts and threaded Ft,Rd ≥ ov Npl,Rd (1)
bracing elements. The ductility of such elements can
be ensured if yielding of the unthreaded zone occurs where Ft,Rd = design tension resistance of the bolt (in
at a lower tension load than that corresponding to the the threaded zone); Npl,Rd = design plastic resistance.
failure of the threaded zone (which has a brittle According to Eurocode 3,
character).
There are two possible design concepts: Ft,Rd = 0.9 As fub / 
- dissipative structural behaviour; 
- low-dissipative behaviour. Npl,Rd = A fyb / M0 (3)
Design to the latter concept is based on an elastic
analysis. However, Eurocode 8 specifies a behaviour where As = tensile stress area of the bolt; A = gross
factor q = 1.5 – 2.0 in that case (assuming implicitly area of the bolt (unthreaded zone); fub = ultimate ten-
a certain dissipation) but recommends the applica- sile strength; and fyb = yield strength. The values
tion of that concept to low seismicity regions only. proposed by EC3 for the partial safety factors are:
Such restrictions do not exist in the Romanian code M0 = 1.0 and s for the overstrength fac-
P100-1/2004, but a factor q = 1.0 is specified (which tor ov, the authors’ suggestion is:
means rather a totally non-dissipative than a low-
dissipative behaviour). ov = 0.9 fub / fyb ≥ 1.1 (4)
If the designer decides that an element needs to
It can easily be seen that A is always smaller than
As. For bolt grades up to 8.8 inclusively, A ≤ 0.8 As;
for 10.9 grade, A ≤ 0.727 As.
Static and dynamic tests (Munoz-Garcia et al.
2005) showed that another brittle failure mode of
bolts could occur by thread stripping. It may be pre-
vented by:
- using two nuts;
- specifying the bolts and nuts to higher toler-
ance classes;
- using stainless bolts and nuts.

2.2 Threaded circular rods

Such elements are manufactured with cut threads.


Their bearing capacity is similar to that of bolts, with
the only difference that the design tension resistance
Figure 1. The influence of the unthreaded zone diameter on the
rotation capacity of the connection (after Ohi et al. 2000). in the threaded zone Ft,Rd depends on the manufac-
turing technology:

Cyclic loading, as well as earthquake response Ft,Rd = 0.9k As fub / 


tests performed on end plate connections of beams
with torshear high strength prestressed bolts (Ohi If the thread complies with EN 1090, the value k
et al. 2000) demonstrated that the ductility of the = 1.0. Otherwise, k = 0.85. Equation (5) is accord-
bolts could substantially be increased if the diameter ingly modified:
in the unthreaded zone was reduced (14 or prefera-
bly 13 mm) in comparison with the exterior diameter A ≤ 0.72 k As fub / (ov fyb) (7)
of the thread (16 mm). In cases where such reduction
did not exist, breaking occurred in the threaded por- If k = 0.85, for bolt grades up to 8.8 inclusively, A
tion just beneath the nut. The connection rotation ≤ 0.680 As; for 10.9 grade, A ≤ 0.618 As (but 10.9
capacity in the case of 13 mm was almost twice as grade threaded rods are unlikely to be often met in
compared to the standard case (Fig. 1). Some of the practice).
test specimens showed a purely elastic behaviour of Threaded rods are generally manufactured from
the beams and of the end plates. Collapse mode was hot rolled round steel. Since the cross section of such
given by bolt failure, and rotation capacity was gov- bars is not strictly circular but slightly oval, its
erned by bolt elongation. This is not accepted by nominal diameter must be a little greater than the re-
EC3, because it is assumed that the bolts behave in a quired thread diameter. The alternative of using the
brittle manner (which is generally true of standard so-called calibrated round steel (which is strain
bolts but represents a preconceived idea in cases hardened) should be avoided in all cases where duc-
where the diameter is properly reduced in the un- tility is needed.
threaded zone and a rigorous quality control is guar- Owing to their high slenderness, circular rods are
anteed). unable to carry compressive forces. Consequently,
Unlike P100-2004 (which stipulates that connec- the only bracing systems where they can be used are
tions must remain in the elastic range in all cases), those that remain geometrically undeformable when
EC8 accepts the idea of having dissipative connec- only the tension diagonals are active, such as the X
tions. In that case, the dissipative elements should be system (Fig. 2). Not all designers agree to the use of
the bolts (which are easy to replace after having un- such elements as braces. The authors’ viewpoint is
dergone inelastic deformations), and the rest of the
elements, i.e. the beams and the end plates should
remain elastic, because they are difficult to repair. 
Equations 1-4 lead to the following condition:

A ≤ 0.9 As M0 fub / (ov fyb) =

= 0.72 As fub /(ov fyb) (5)


Figure 2. The X bracing system.
that they are acceptable as vertical bracings of low-
rise (mainly single-storey) buildings and bracings in 1:5 L red
the plane of the roof. While the first category may be 
designed for seismic action as dissipative or non- d red d
dissipative structures, the second category must al-
ways remain in the elastic range.
The diagonals should be prestressed in order to
prevent slacking. It must be borne in mind that the
shortening of the chords of the X-bracing (i.e. the Lred, min = 5 dred = 5.65 √Ared (9)
columns) results in compressive stresses in the di- where dred is the reduced diameter (Fig. 3). An
agonals. A rough estimate of these stresses is given important advantage of the RSS alternative is that it
by the following relationship: may provide satisfactory stiffness in the elastic range
without imposing an unnecessary overstrength in the
d = 0.5 (1 + 2) cos2 ultimate limit state (under major earthquakes).
No matter which of the two alternatives is
where 1,2 = stresses in the bracing chords; d = adopted, it is also essential to have sufficiently long
stress in the diagonal due to the shortening of the threads to avoid stripping.
chords; and  = angle between the diagonal and the
chord. Since the stresses in the chords due to hori-
zontal loads are practically equal and of opposite 2.3 Anchor bolts
signs, 1,2 may be taken as the stresses arising from
vertical loads only. Anchor bolts are a very important particular case of
The initial stresses are usually not measured and threaded circular rods.
their values are at best uncertain. They may be ex- The preconceived idea that column base connec-
pected to range between 40-80 N/mm2. For impor- tions are necessarily incapable of ductile behaviour
tant structures, it is recommended to specify the nec- should be abandoned. It all depends on the design
essary values of the initial stresses and measure them philosophy and the constructional details.
on site. The effect of prestressing vanishes if the ul- Firstly, failure must occur by inelastic deforma-
timate limit state occurs in the inelastic range. tions of the steel components of the connection, and
There are two possible ways to design the diago- in no case by crushing of the concrete in compres-
nals as dissipative elements: sion (a rule that is observed in the current design of
- to adopt a larger diameter in the threaded reinforced concrete elements).
zone than the current diameter of the element Another recommendation is to avoid any damage
(by welding a thicker end piece, or by thicken- of the column (including the base plate) or anchor
ing the end part of the circular rod which is wresting, because repair would be very difficult to
heated and laterally expanded); carry out. The dissipative elements should be re-
- to reduce the diameter of the unthreaded zone placeable.
over a limited length (Fig. 3), by applying the In case the bolts have to be ductile, they cannot
so-called RSS ‘reduced section solution’ be replaced if they are anchored by adherence and
(Piluso et al. 2005), which is very similar to the the mechanical anchorage is the only possible solu-
‘dog bone’ (i.e. ‘reduced beam section’ con- tion. If the bolts are indirectly connected to the col-
cept applied to frame beams). umn base through cross beams (Fig. 4), those beams
The authors of the above mentioned paper sug- may be designed as dissipative elements.
gest the application of the RSS concept to diagonal
braces of I-shaped sections (e.g. HEA). Their moti- Dissipative
elements
vation is to overcome the drawbacks of the cross
section oversizing due to the fulfilment of the mem-
ber slenderness limits. In the case of circular rods
(where the slenderness limit criterion is irrelevant), a
justification for applying this concept is that it is
simpler and safer than the alternative of adding a
thicker piece at the member end (although it
leads to somewhat heavier elements). A is
replaced in Equation (7) by the reduced area Ared.
The minimum length of the reduced section zone Figure 4. Column base cross beams.
must be:

The cross beams and the anchor bolts form an as-


Figure 3. The RSS concept applied to the case of circular rods. sembly. They are connected in series, not in parallel,
because each of the two components must resist the 3.1 Diagonal braces
resultant of the bolt tensile forces and the overall de-
formation is the sum of the individual deformations In analysing the behaviour of bracing systems, a
of the two components. The strength of the assembly very important feature is the degradation of the bear-
is the strength of the weaker component (Băluţ & ing capacity of compression members under re-
Moldovan 1997). peated loading and its consideration in design.
If it is wished to take advantage of the post- A very important parameter is the brace ductility:
elastic deformation capacity of both components
and consequently increase the ductility of the  = y (12)
connection, the following condition must be satis-
fied: where  = axial deformation andy = axial deforma-
tion at yield of the brace. The peak brace ductility
max (ov1 Zy1, ov2 Zy2) ≤ min (Zu1, Zu2) (10) demand is usually between 2 and 3, but values be-
tween 4 and 6 have been observed in special cases
where Zy1, Zy2 = the values of the anchor bolt tensile (Tremblay 2002). Based on many test results, the au-
force corresponding to the states when the two com- thor suggested the following equation:
ponents reach the plastic mechanisms (the yielding
of the unthreaded of the bolts and respectively the C’u = A fy (a + b   c ) ≤ Cu (13)
appearance of plastic hinges in the cross beam); Zu1,
Zu2 = the values of the anchor bolt tensile force cor- where A = cross section area, fy = yield strength, Cu
responding to the ultimate state, i.e. = compressive strength at first buckling, C’u = com-
failure of the two components; ov1, ov2 = pressive strength after repeated loading, correspond-
overstrength factors, ov1 being actually ov as given ing to the ductility level ; and  = non-dimensional
by Equation (4), and slenderness ratiohe numerical values of a, b and c,
listed in Table 1, were calculated for three ductility
ov2 = 0.9 Mu / Mpl ≥ 1.1 (11) levels ( = 2, 3 and 5). The diagram for  = 3 is re-
produced in Figure 5.
Mpl, Mu = plastic moment and respectively ultimate
moment of the cross beam.
It would be ideal if both components were dissi- Table 1. Numerical values of a, b and c (Tremblay 2002).
pative, but the ductility of one of them (namely that  a b c
of the cross beams, which is simpler to attain) may 2 0.058 0.23 1.40
be considered to be sufficient. If the bolts behave in 3 0.084 0.12 1.61
a purely elastic way, they can be anchored in the 5 0.095 0.046 2.22
classic manner (by adherence).
In the absence of cross beams, it may be imag-
ined that other ductile elements can be inserted be-
tween the bolts and the column base.
Whether the bolts are dissipative or not, it is
strongly suggested to have two nuts by each bolt.
Apparently, one nut is sufficient if the bolts are em-
bedded in concrete, because loosening is thus pre-
vented. But this does not eliminate the risk of thread
stripping.
Anyway, for economical reasons the capable
moment of the connection (as determined by the re-
placeable elements) should not be smaller than that
of the column itself. On that purpose, the column
should be locally strengthened in the zone of its
lower end. This strategy is exactly the opposite of
the current design philosophy. Figure 5. Compressive strength degradation for  = 3 (after
Tremblay 2002).

These values were obtained for loading histories


characterized by symmetrical deformation. Linear
3 STRUCTURES WHOSE MEMBERS ARE AC- interpolation is acceptable for between 2 and 5.
TIVE BOTH IN TENSION AND COMPRES- For V (Fig. 6a) or inverted V, also known as
SION chevron (Fig. 6b), in case of weak beams the ductil-
ity demand in compression may reach much higher
levels (10-15) with no or limited yielding in tension. to be active if an elastic analysis is carried out, but
The values of C’u determined for  = 5 and symmet- also imposes the condition:
rical deformation are practically applicable to this
case, which is not recommendable. 1.3 <  ≤ 2.0 (15)
To be consistent with the design method used by
Eurocode 3, a buckling factor χ’ for repeated loading the lower bound being justified by the concern to
may be defined: avoid overloading of the columns in the prebuckling
stage.
χ’ = (a + b   c ) ≤ χ (14) In frames with V bracings, both tension and com-
pression diagonals are active and only the upper
where χ = buckling factor specified for the classic bound condition in Equation 15 is maintained. An
case of monotonic loading. unbalanced vertical load is applied at the joint where
The compressive strength degradation depends on the two diagonals intersect the beam. This is due to
the deformation , which on its turn is directly influ- the fact that the tension diagonal attains its yield re-
enced by the total number of cycles undergone by sistance while the axial force in the compression di-
the structure subjected to seismic action. But it may agonal equals the buckling load for repeated loading
be expected that this deformation cannot be attained (which may be defined as post-buckling or residual
for certain types of earthquakes characterized by a strength). This is estimated to 30% of the yield resis-
very short duration, in which case the above ap- tance. According to Eurocode 8 this joint cannot be
proach is too conservative. A deeper insight into the considered as an intermediate support of the beam
phenomenon would be desirable in the future. for gravity loads. P100-1/2004 makes a difference
The buckling factors χ and χ’ must be based on a between the V and the inverted V system and con-
correct estimate of the brace effective length and siders that joint as a support in the first case. This
slenderness. In the case of the X bracing system, the distinction seems to be questionable. Although grav-
effective length for out-of-plane buckling is reduced ity loads exert a favourable prestressing influence on
to one half of the geometric length if the diagonals the diagonals of the V system, it might be suggested
are appropriately connected at their intersection to disregard this effect because of some uncertainties
point, i.e. continuity is achieved for both axial and and the small values of the axial forces due to grav-
flexural deformations. (A simple gusset plate in the ity loads in comparison with those arising from
bracing plane is not sufficient from this point of earthquakes (Vayas 2000). The authors of the pre-
view). For V or inverted V systems, both flanges of sent paper believe that the importance of the
the beam must be braced against out-of-plane buck- prestressing depends on whether the structure is lo-
ling where the diagonals intersect the beam. cated in a more or less severe seismic area. Anyway,
The behaviour of concentrically braced frames is only permanent loads should be considered for their
strongly influenced by the degradation of the buck- favourable effect, the presence of live loads and their
ling strength of the diagonals. According to Euro- values being actually uncertain.
code 8, considering both tension and compression A simple and practical design method (Tremblay
diagonals is allowed under certain conditions, first of 2003) is based on the capacity design principle: the
all a nonlinear pushover analysis or a time-history columns, beams and their connections are checked to
analysis is performed. make sure that they can resist the combined action of
the gravity loads and of the loads induced by the ax-
ial forces in the braces, assuming that the latter reach
their bearing capacity. In other words, the tension
diagonals attain their yield forces, while the axial
forces in the compression diagonals equal either Cu
or C’u, whichever is more unfavourable. The struc-
ture is then analysed by removing the braces and re-
placing them with their assumed capacities.
If Cu and C’u are regarded as the upper and re-
(a) (b) (c) spectively the lower bound of the compressive
strength of the diagonals, and the analysis is per-
Figure 6. The V(a), inverted V (b) and K (c) bracing systems. formed for both alternatives, then it seems logical
to adopt the smallest reasonable values for C’u, A
In the absence of an accurate analysis (which is value  = 5 would be on the safe side. However,  =
not usual for current structures), some simplified hy- 3 appears to be an acceptable choice for the current
potheses concerning the contribution of the com- cases met in practice.
pression diagonals are necessary. In the case of di- Once the capacity design principle is applied, it
agonal bracings (e.g. the X system), Eurocode 8 makes no sense to observe the lower bound condi-
specifies that only the tension diagonals are assumed tion in Equation 15.
The above method is based on the assumption the diagonals remain in the elastic range (for in-
that all bracing diagonals reach simultaneously their stance, braces in the gables of a single-storey build-
bearing capacity. This hypothesis may be acceptable ing).
for low-rise structures but not for multi-storey struc- A model for the behaviour of concentric braces
tures, where inelastic deformations concentrate in was elaborated (Perotti & Scarlassara 1991), which
the bottom and upper floors while the braces at the enabled the authors to determine the q factors for the
intermediate levels may remain elastic. A time his- X system.
tory analysis seems indispensable in such cases, in Due attention must be paid to the appropriate de-
order to avoid too many approximations. If a static sign of stitches if the diagonals are built-up members
nonlinear time history analysis is performed, then at (made of angles or channels).
least two lateral loads distributions must be consid-
ered according to P100-1/2004: 3.2 Planar laced columns
- a uniform distribution, with lateral loads pro-
portional to the masses; Non-seismic load combinations govern in many
- a ‘modal’ distribution, with conventional lateral cases the design of such columns. However, an ex-
loads given by an elastic dynamic analysis. perimental program concerning their behaviour un-
Although there is no unanimity about the design der repeated loads is judged to be of interest. Labo-
of braces as members active only in tension (which ratory test results are available for laced members of
leads to very flexible elements), they may be well bridge structures (e.g. Kleiser & Uang 1999), but
suited for low-rise and especially for single-storey they cannot be automatically extrapolated to the
buildings. If this principle is applied to the diagonals category of elements under discussion.
of a V (or inverted V) bracing, one can take advan- In the past, columns supporting the runways for
tage of a lower behaviour factor q than the values overhead travelling cranes were often designed as
normally specified for such structures. In other laced columns (usually the lower shaft). Although
words, q may be as small as for the X system. The this solution is less popular nowadays (owing to
drawback is that stronger beams are needed in this labour costs), the behaviour of such columns is still
case, because the strength of the compression diago- of interest as long as some existing structures have
nal vanishes and a greater unbalanced force is ap- to be investigated.
plied to the beam. A laced column consists of two vertical chords
A very good solution (Khatib & al. 1988), which connected by diagonals and, in some cases, trans-
represents a substantial improvement of the struc- verse struts (Fig. 8). The K system is the most fre-
tural behaviour, is the so-called zipper column sys- quent.
tem, where all the diagonal intersection points of an
inverted V bracing are tied together (Fig. 7). But it is
feasible only if acceptable from the architectural
viewpoint. The zipper column principle is applicable

Figure 7. Zipper column inverted V system. Figure 8. Planar laced columns.


to the V system as well. If the top storey braces are Laced columns are also used for supporting gas
designed to remain elastic while all the other braces or water pipes. Their chords may be vertical or
in compression buckle, one obtains a ‘suspended sloped. The inverted V (and sometimes the X sys-
zipper frame’, which shows a better structural per- tem) are generally preferred.
formance (Leon & Yang 2003). Two forms of instability are possible in the case
The K system (Fig. 6c) has no dissipative capac- of planar laced columns, namely in-plane and out-of-
ity, since an unbalanced horizontal force is applied plane buckling. Concerning the first, it must be em-
at the intersection of the braces resulting in an unac- phasized that the only possibly dissipative diagonals
ceptable bending of the column. However, this sys- are those of the X system. The K system is obvi-
tem may be used in all cases when it is certain that ously non-dissipative, but also the V or inverted V
are normally not better alternatives. This is so be- more so that cross section indeformability is usually
cause (unlike the beams of braced frames) the trans- ensured by transverse diaphragms or bracings.
verse struts do generally not possess significant in-
plane flexural stiffness and strength and therefore
cannot resist the unbalanced vertical load occurring 3.3 Triangulated space towers and masts
in the post-elastic stage. Consequently, it would be
incorrect to adopt in this case the q values specified In many cases, these elements are designed for per-
for concentrically V-braced frames. manent loads and wind. But seismic load combina-
Assuming that instability is governed by in-plane tions must always be considered as well. They may
buckling, three alternatives are possible for X sys- become of capital importance if a significant mass
tems: (e.g. a tank) is placed on top.
- dissipative diagonals and elastic chords, in The design is based on the same principles as in
which case q = 4 (the value specified by P100- the case of planar columns. The only difference is
1/2004 for concentrically X braced frames); that here one cannot speak of ‘in-plane’ and ‘out-of-
- dissipative chords and elastic diagonals, in plane’ buckling because the analysis is carried out
which case it is suggested to take q = 2 (the for a triangulated space structure.
value specified by P100-1/2004 for inverted
pendulum structures);
- elastic chords and diagonals, i.e. a non- dissipa- 4 CONCLUSIONS
tive structure, thus q = 1.
Only the last two alternatives are possible for the The elements whose design is discussed in this paper
V, inverted V and K systems. are characterized by the fact that all are mainly sub-
For an existing structure, one must check to jected to axial forces.
which case it actually belongs. Under load combina- Logically, a structure that can resist the seismic
tions including the seismic action, the dissipative action in a purely elastic manner (i.e. assuming q =
elements (if any) should be checked in compression 1) has no ductility requirements. This may occur by
with the reduced buckling factor χ’ for repeated single-storey mill-buildings, if the effect of wind and
loading. It is suggested to take  = 3 for the diago- (possibly) crane action prevails over that of earth-
nals and  = 5 for the chords (a suggestion that re- quake, or in the case of many towers and masts. The
mains open to further discussion). The normal buck- location of the structure in a more or less severe
ling factor χ should be used for checking non- seismic area is of great importance.
dissipative members under seismic action, and all If the designer decides that the structure needs to
elements for non-seismic load combinations. be ductile, he must try to avoid any brittle failure
mode. In the case of threaded elements, these are the
rupture in the threaded zone or the thread stripping.
Lacing A reduced diameter of the unthreaded zone and a
sufficient thread length are good solutions. The use
of ductile bolts and possibly of ductile anchor bolts
(or alternatively other dissipative elements of the
column base connection) is obviously an advantage,
on condition that they can easily be replaced, be-
cause the connected elements are thus not damaged
by earthquake action. This may represent a signifi-
cant change in the design philosophy. However,
since the compression zone of bolted connections is
non-dissipative, their post-elastic behaviour is ex-
pected to be poorer than that of flexural members.
In case of members active both in tension and
Figure 9. Cross sections of laced columns. compression, the post-elastic behaviour is character-
All these columns are actually beam-columns, ized by the buckling strength degradation under re-
since they are subjected to axial compression and peated loads. The amount of this degradation cer-
bending in the plane of symmetry. tainly depends on the type of earthquake undergone
If out-of-plane (i.e. flexural-torsional) buckling is by the structure, and research in this field seems to
the relevant instability form, the above procedure is be recommendable. It must be emphasized that an
essentially the same. The lacing diagonals are dis- accurate estimation of the effective lengths (and
posed in two parallel planes (Fig. 9), acting like consequently slenderness ratios) is essential. It
shear walls. The behaviour of the column is similar should also be borne in mind that local buckling, as
to that of a hollow section, whose behaviour is fa- well as failure of connections, are possible causes of
vourably influenced by its torsional stiffness, the brittle behaviour.
If the design is governed by seismic action, then a Vayas, I. 2000. Design of Braced Frames. In F.M. Mazzolani
possibility of retrofitting the structure is to modify & V. Gioncu (eds), ISM Courses Udine: 241-288. Wien:
Springer.
its geometry (into an X or a zipper column system)
by adding new members. Other alternatives, such as
energy dissipation devices (which are generally pro-
prietary systems), are beyond the scope of this paper.

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