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Clinical and Translational Oncology

https://doi.org/10.1007/s12094-019-02075-1

REVIEW ARTICLE

Strategies to overcome acquired resistance to EGFR TKI


in the treatment of non‑small cell lung cancer
J. Gao1 · H.‑R. Li1   · C. Jin1,2 · J.‑H. Jiang1 · J.‑Y. Ding1

Received: 9 December 2018 / Accepted: 26 February 2019


© Federación de Sociedades Españolas de Oncología (FESEO) 2019

Abstract
Epidermal growth factor receptor tyrosine kinase inhibitor (EGFR TKI) represents a paradigm shift in the treatment of
non-small cell lung cancer (NSCLC) patients and has been the first-line therapy in clinical practice. While erlotinib, gefi-
tinib and afatinib have achieved superior efficacy in terms of progression-free survival and overall survival compared with
conventional chemotherapy in NSCLC patients, most people inevitably develop acquired resistance to them, which presents
another challenge in the treatment of NSCLC. The mechanisms of acquired resistance can be classified as three types: target
gene mutation, bypass signaling pathway activation and histological transformation. And the most common mechanism is
T790M which accounts for approximately 50% of all subtypes. Many strategies have been explored to overcome the acquired
resistance to EGFR TKI. Continuation of EGFR TKI beyond progressive disease is confined to patients in asymptomatic stage
when the EGFR addiction is still preserved in some subclones. While the combination of EGFR TKI and chemotherapy or
other targeted agents has improved the survival benefit in EGFR TKI resistant patients, there are controversies within them.
The next-generation EGFR TKI and immunotherapy represent two novel directions for overcoming acquired resistance and
have achieved promising efficacy. Liquid biopsy provides surveillance of the EGFR mutation by disclosing the entire genetic
landscape but tissue biopsy is still indispensable because of the considerable rate of false-negative plasma.

Keywords  Non-small cell lung cancer (NSCLC) · Epidermal growth factor receptor tyrosine kinase inhibitor (EGFR TKI) ·
Acquired resistance · Mechanism · Strategy

Abbreviations AE Adverse event


EGFR TKI Epidermal growth factor receptor tyrosine WT Wild type
kinase inhibitor ILD Interstitial lung disease
NSCLC Non-small cell lung cancer PD-1 Programmed death 1
PFS Progression-free survival PD-L1 Programmed death ligand 1
OS Overall survival
PD Progressive disease
RR Response rate Introduction
ATP Adenosine triphosphate
ORR Objective response rate Lung cancer is the leading cause of cancer-related death
CNS Central nervous system worldwide with the 5-year overall survival (OS) of all
patients diagnosed with lung cancer about only 17%, since
most patients are in stage IIIB even IV when diagnosed due
J. Gao and H.-R. Li contributed equally to this work. to the asymptom in early stage [1–3]. Non-small cell lung
cancer (NSCLC) accounts for approximately 80–85% of all
* J.‑Y. Ding
dingjianyongmd@163.com histo-subtypes of lung cancer [4]. The conventional treat-
ment with platinum-based chemotherapy for NSCLC pre-
1
Department of Thoracic Surgery, Zhongshan Hospital, sented no superiority in any regimen and the efficacy has
Fudan University, 180 Fenglin Road, Xuhui District, reached a plateau with one-year survival of only 33% [5].
Shanghai 200032, People’s Republic of China
While the maintenance treatment with pemetrexed improved
2
Department of Thoracic Surgery, Xuhui District Center the survival benefit of NSCLC patients with non-squamous
Hospital of Shanghai, Shanghai 200031, China

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histology compared with the placebo group in terms of of erlotinib or gefitinib with chemotherapy in the treat-
median OS (JMEN trial: 15.5 vs 10.3  months; PARA- ment of EGFR-mutant NSCLC patients, respectively,
MOUNT trial: 13.9 vs 11.0 months), no significant differ- and revealed the significant superiority of EGFR TKIs in
ence was observed in squamous histology [6, 7]. Another terms of median PFS with 13.1 months vs 4.6 months and
randomized study—ECOG 4599—also revealed the supe- 9.2 months vs 6.3 months, respectively [16, 17]. In addi-
rior efficacy in the regimen of bevacizumab (PD-L1 inhibi- tion, another phase 3 trial—EURTAC—also observed the
tor) and chemotherapy vs chemotherapy alone with median promising benefit of erlotinib in EGFR-mutant NSCLC
OS of 12.3 vs 10.3 months in patients with non-squamous Caucasians with median PFS of 9.7  months (95% CI
NSCLC [8]. Epidermal growth factor receptor (EGFR) is 8.4–12.3) vs 5.2 months (95% CI 4.5–5.8) in chemother-
a member of the HER/ErbB family which mediates the apy group [18]. A meta-analysis of 13 randomized tri-
proliferation, migration and survival of cell, and would be als revealed that the objective response rate of erlotinib
involved in the development of NSCLC when it was mutated and gefitinib was more than twofold when compared
[9]. EGFR mutation exists in approximately 50% of Asian with chemotherapy (67.6% vs 32.8%) but there was no
patients and 16% of Caucasian patients. The most common improvement in OS, probably due to the crossover from
activated mutations are 19-del and L858R which accounts chemotherapy to EGFR TKI after progression [19]. One
for 46.4% and 43.8% in Asian patients, 62.2% and 37.8% in mechanism of acquired resistance to gefitinib or erlotinib
Caucasian patients, respectively [10, 11]. Thus, epidermal which accounts for around 50% of resistant cases is a sec-
growth factor receptor tyrosine kinase inhibitors (EGFR ondary mutation in exon 20 of the EGFR kinase domain
TKIs) provide a potent strategy in the treatment of NSCLC with the threonine substituted by methionine at position
and represent a paradigm shift in clinical practice. Although 790 (T790M), and subsequently activation of autophos-
considerable improvement has been reached by targeted phorylation at Y992 and Y1068 [20, 21].
therapy with response rate (RR) of 73% and progression-free The second generation of EGFR TKIs afatinib
survival (PFS) of 10.8 months, most patients will invariably (BIBW2992) and dacomitinib (PF00299804) are two oral,
develop acquired resistance to EGFR TKI within 12 months ErbB family blockers which inhibit the EGFR signaling
[12]. The definition of acquired resistance to EGFR TKI pathway by irreversibly binding to the ATP domain of
proposed by Jackman et al. is that achieved significant or ErbB family kinase domains [22, 23]. In a phase 3 trial—
durable clinical benefit more than 6 months after initiation ARCHER 1050—which investigated the benefit of dacomi-
of gefitinib or erlotinib and subsequently developed systemic tinib vs gefitinib, dacomitinib obtained superior efficacy in
progression of disease while continued on the treatment of the first-line treatment of EGFR-mutant NSCLC patients
EGFR TKIs [13]. To date, various mechanisms of acquired with median PFS of 14.7 vs 9.2 months in gefitinib group
resistance to EGFR TKI have been validated. And the most [24]. Two randomized, phase 3 trials of afatinib vs chemo-
common mechanism is EGFR T790M mutation which therapy for the treatment of EGFR-mutant NSCLC patients
accounts for approximately 50% of all EGFR TKI resist- revealed the superior efficacy of afatinib over chemotherapy
ance in NSCLC patients [14]. in terms of median PFS (LUX-Lung 3: 11.1 vs 6.9 months;
We try to summarize the current mechanisms of acquired LUX-Lung 6: 11.0 vs 5.6 months). Additionally, while the
resistance to EGFR TKI and explore the promising strategies median PFS of del19 and exon 20 substitution subgroup
aim at providing a vital reference for treatment of NSCLC was comparable to the whole population in LUX-Lung 6,
patients for clinicians. patients with these common EGFR mutations presented
larger PFS benefit in LUX-Lung3 (median PFS:13.6 vs
6.9  months) [25, 26]. Nonetheless, the phase IIb LUX-
Current state of EGFR TKI in the treatment Lung 7 trial reported no significant improvement in OS of
of NSCLC afatinib vs gefitinib(27.9 vs 24.5 months, HR 0.86; 95% CI
0.66–1.12, p  =  0.2580); however, the imbalance of patients
First‑ and second generation of EGFR TKI in both groups and the limited sample size may affect the OS
in the treatment of NSCLC [27]. While a clinical trial by Megan Campo et al. found that
T790M was the main mechanism of acquired resistance to
Both gefitinib and erlotinib are first generation of EGFR afatinib, more clinical trials are needed to unveil comprehen-
TKIs which compete with adenosine triphosphate (ATP) sive profile of the resistant mechanisms owing to the small
reversibly to bind to the intracellular tyrosine kinase samples [28]. Another preclinical trial in in vitro and in vivo
domain of EGFR, and subsequently inhibit autophospho- NSCLC cells revealed that deregulation of the Keap1-Nrf2
rylation and the activation of downstream signaling [15]. pathway conferred the cross-resistance to afatinib and the
Two open label, randomized, phase 3 trials: OPTIMAL, enhancement of invasiveness and proliferation of NSCLC
CTONG-0802 and WJTOG3405 compared the efficacy [29].

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Clinical characteristics of acquired resistance local–regional approach with surgery or radiotherapy and
to EGFR TKI in NSCLC continuation of EGFR TKI can prolong the median PFS in
EGFR TKI-resistant NSCLC patients [33, 34].
While NSCLC patients with EGFR mutation are initially
sensitive to EGFR TKI, the development of acquired resist-
ance is inevitable [30]. EGFR-mutant NSCLC patients are Mechanisms of acquired resistance to EGFR
prone to present the characteristics of female, never-smok- TKI
ers, adenocarcinoma and stage IV. The most common symp-
toms of disease progression are cough and dyspnea with the The mechanisms of acquired resistance to EGFR TKI can be
median time to progression (TTP) of 10.2 months (95% CI classified as three types including point mutation of target
9.5–10.9) and median post-progression survival (PPS) of gene, activation of bypass signaling pathway and phenotypic
8.9 months (95% CI 7.4–10.4). The most common site of or histological transformation (Fig. 1).
disease progression is the lung followed by central nervous
system, pleura and bone [31]. Point mutation of target gene and activation
Given the heterogeneity in disease progression might of bypass signaling pathway
impact on the efficacy of treatment modalities, Gandara
et al. divided the progressive disease (PD) after EGFR TKI T790M
utility into three subtypes, including: (1) central nervous
system (CNS) sanctuary PD (isolated CNS failure, primary T790M is a point mutation at position 790 in exon 20 of
brain parenchyma metastasis, lack of systemic progression EGFR kinase domain where the threonine is substituted
and excluding leptomeningeal carcinomatosis), (2) oligo-PD by methionine and subsequently activates the downstream
(new lesions or relapse in a limited number of areas, maxi- signaling pathway [20, 21]. The residues at 790 which
mum of three lesions), (3) systemic PD (multiple progres- control the entrance of EGFR TKIs to the ATP-binding
sion including new metastatic lesions and relapse in previous pocket will increase the affinity to ATP and elicit the
lesions) [32]. When CNS sanctuary PD or oligo-PD arises, acquired resistance to targeted agents when it is shut down.

Fig. 1  Mechanisms of acquired resistance to EGFR TKI. The mecha- aling pathways like MET, HER2, AXL, BRAF, etc. and the down-
nisms of acquired resistance to EGFR TKI: a point mutation of target stream pathways PI3K/AKT/mTOR or NF-κB and RAS/RAF/MEK/
gene-T790M where the threonine at position 790 in exon 20 is sub- ERK or MAPK, which are also shared by EGF. c The phenotypic or
stituted by methionine and subsequently hinder the binding of EGFR histological transformation with epithelial cells to mesenchymal cells
TKI and the ATP binding domain. b The activation of bypass sign- and NSCLC to SCLC

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Thus, it is deemed as a “gatekeeper” of EGFR [35]. Since BRAF mutation


T790M positive can switch to T790M negative after over
1-year withdrawal of TKI because of the spatiotemporal BRAF mutation which accounts for 50–70% of melano-
heterogeneity of T790M, re-challenging EGFR TKI after mas cases also exists in 3% of lung adenocarcinomas and
the disappearance of T790M positive received significant is classified as V600E, G469A and D594G mutations [47].
outcome with 80% of response rate, 100% disease control In xenograft mice models, V600E mutation has been found
rate and 6.0 months of median PFS [36]. And the progno- to constitutively activate ERK and subsequent downstream
sis of T790M-positive patients seems better than T790M- signaling pathway, resulting in the tumor proliferation [48].
negative patients due to the indolent nature of T790M Another clinical trial by Ho et al. found the V600E mutation
mutation [37]. in cells from malignant pleural effusion of lung adenocarci-
noma patients with acquired resistance to osimertinib. And a
potential mechanism is attributed to the inhibition of T790M
HER2 amplification by osimertinib through BRAF pathway [49].

HER2 is a kind of receptor tyrosine kinase which cooperates PIK3CA mutation


with other family members of ErbB/HER to elicit down-
stream signaling pathway owing to forming heterodimers Phosphoinositide-3-kinase catalytic alpha (PIK3CA) muta-
[38]. While HER2 amplification had been founded in only tion is a reliable predictor of resistance to EGFR TKI in
1–3% of lung adenocarcinomas, it ranked the second fre- NSCLC [50]. The incidence of such mutation in squamous
quent mechanism of acquired resistance to EGFR TKI with cell lung carcinoma and lung adenocarcinoma is 3.9% and
the incidence of 12% [38–40]. Furthermore, it was thought 2.7%, respectively, and it is not mutually exclusive with
to be mutual exclusively with T790M in EGFR TKI-resist- EGFR [51]. Inhibition of one signaling pathway may acti-
ant NSCLC patients [40]. In a preclinical trial, osimertinib vate the bypass signaling pathway resulting in the acquired
was demonstrated to have superior efficacy against HER2 resistance to EGFR TKI because of the mutual substitution
amplification through the inhibition of downstream signaling between signal transduction pathways. And in xenograft
pathway targets in genetically modified mice models [38]. mice models of EGFR TKI-resistant NSCLC, the combi-
nation of trametinib and taselisib targeting both MEK and
PI3K pathways induced tumor regression [52].
MET amplification
AXL upregulation
MET amplification has been found in around 5% of EGFR-
mutated NSCLC patients with acquired resistance to EGFR The upregulation of receptor tyrosine kinase AXL and its
TKI [41]. MET gene encodes c-met which is the receptor ligand GAS6 has been found in patients with acquired resist-
for hepatocyte growth factor (HGF) and binding of the two ance to EGFR TKI [53]. Both EGFR and AXL can activate
substances activates the phosphorylation of HER3 (a mem- PI3 K/AKT and MAPK/ERK signaling pathways and the
ber of the EGFR family) and subsequent phosphorylation upregulation of AXL confers acquired resistance to EGFR
of PI3 K-AKT signaling pathway [42, 43]. Thus, its ampli- TKI [54]. It is an independent biomarker of poor prognosis
fication causes the acquired resistance to EGFR TKI and in NSCLC patients with brain metastasis [55]. Since AXL
facilitates the progression of NSCLC. MET amplification inhibitor reversed resistance to gefitinib and presented potent
had been found to co-exist with T790M mutation in approxi- inhibition of mesenchymal cells, it had been a promising
mately one-third of NSCLC patients with acquired resist- target in overcoming acquired resistance to EGFR TKI and
ance to reversible EGFR TKI in contrast to HER2 amplifica- inhibiting transition from epithelial to mesenchymal (EMT)
tion [44, 45]. And in genetically engineered mice models, [56]. Currently, the AXL inhibitors BGB324 (ClinicalTri-
the combination therapies targeting both T790M mutation als.gov: NCT02424617); TP-0903 (ClinicalTrials.gov:
and MET amplification simultaneously have presented supe- NCT02729298) and multiple AXL inhibitors cabozantinib
rior efficacy compared with monotherapy targeting T790M (ClinicalTrials.gov: NCT00596648); MGCD516 (Clini-
mutation or MET amplification alone [45]. In a phase II calTrials.gov: NCT02219711) are still under evaluation in
trial, the combination of onartuzumab (humanized mono- clinical trials.
clonal antibody targeting MET) and erlotinib significantly
improved FPS (2.9 vs 1.5 months, HR 0.53) and OS (12.6 IGF1R
vs 3.8 months, HR 0.37) compared with erlotinib alone in
MET-positive NSCLC patients with acquired resistance to Because of the activation of downstream MAPK and AKT
EGFR TKI [46]. signaling mediated by EGFR and insulin-like growth factor

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1 receptor (IGF1R), there is a crosstalk between EGFR and patients are in asymptomatic stage because of the remaining
IGF1R. And inhibition of EGFR subsequently activates sensitivity to EGFR TKI [73]. A retrospective study reported
IGF1R bypass signaling pathway, which is the mechanism more durable disease control beyond focal progression by
of acquired resistance to afatinib [57, 58]. Thus, the IGF1R continuation of EGFR TKI with median PFS of 10.9 months
inhibitor can restore the sensitivity to afatinib [59]. Another and 12 months PFS rate of 33% [74]. In contrast, the con-
mechanism of acquired resistance to erlotinib is the cross- tinuation of erlotinib along with chemotherapy in EGFR
talk between IGF1R and EMT mediated by transforming TKI-resistant patients received no survival benefit but more
growth factor beta 1 (TGFβ1), suggesting that dual IGF1R/ toxicity compared with chemotherapy alone in a phase II
EMT inhibitors may be a promising strategy to circumvent trial [75]. While another retrospective study also reported
acquired resistance to erlotinib [60]. Other strategies tar- no statistical differences between TKI continuation subgroup
geting IGF1R/MEK and PI3 K/AKT may also re-sensitize and TKI discontinuation subgroup in EGFR TKI resistant
EGFR TKI [61, 62]. NSCLC patients in terms of OS, the less symptomatic pro-
gression and lower risk of death in TKI continuation sub-
Histological or phenotypic transformation group may recommend EGFR TKI continuation as the first
option in particular circumstances [76].
EMT Disease flare is a common phenomenon in EGFR TKI-
resistant NSCLC patients after discontinuation of TKI. The
Epithelial mesenchymal transition (EMT) is implicated in underlining mechanism is attributed to the heterogeneity of
the development of invasion and metastasis of NSCLC with tumor, in which cells preserving sensitivity to EGFR TKI
low E-cadherin (cell adhesion protein) but high vimentin/ may accelerate proliferation, progression and metastasis
fibronectin expression resulting in the acquired resistance to after the withdrawal of EGFR TKI [77]. Thus, EGFR TKI
EGFR TKI [63, 64]. The activation of AXL, TGF-β, IL-6, continuation is a relatively rational option beyond progres-
Notch-1, PDGFR, MED12 and ZEB1 is associated with the sion of disease (PD). In addition, NCCN guideline suggested
EMT in EGFR TKI-resistant NSCLC [65]. And the silenc- the continuation of gefitinib, erlotinib or afatinib beyond PD
ing of microRNA (miR) family members like miR-200c, [78].
-483-3p through the promoter methylation also plays a piv-
otal role in the conformation of EMT [65, 66]. Combination therapy

SCLC transformation Combination of EGFR TKI and chemotherapy

Approximately 3% of EGFR TKI-resistant NSCLC patients For further improvement of survival benefit in EGFR TKI-
experienced the histological transformation from EGFR- resistant NSCLC patients, many clinical trials have explored
mutant adenocarcinoma to SCLC which was first reported the combination of EGFR TKI and chemotherapy. Given
in 2006 [41, 67]. The inactivation of TP53, RB1 and MYC the aforementioned heterogeneity in EGFR TKI-resistant
amplification has been discovered to be implicated in the NSCLC, the remaining EGFR addiction warranted sensi-
process of SCLC transformation [68, 69]. And previously tivity to EGFR TKI. And the combination of EGFR TKI and
activating EGFR mutations were still presented in SCLC chemotherapy targeted EGFR TKI-sensitive and -resistant
[70]. In some cases, SCLC co-existed with lung adenocarci- subgroups, respectively (Fig. 2).
noma, suggesting that SCLC may be overlooked in the origi- An in vitro EGFR TKI-resistant NSCLC cells model
nal tumor. Thus, repeated biopsy is warranted [71]. Neuron- revealed superior efficacy of the combination of EGFR
specific enolase (NSE) level in serum may be a potential TKI and chemotherapy. In addition, the sequential regi-
biomarker for SCLC transformation and more trials are men of chemotherapy and subsequent EGFR TKI achieved
necessary to validate the association of NSE and SCLC [72]. more powerful potency compared with the opposite order
[79]. Nonetheless, there existed controversy in the efficacy
of EGFR TKI plus chemotherapy in EGFR TKI-resistant
Strategies to overcome acquired resistance NSCLC patients in clinical trials. A retrospective study com-
to EGFR TKI pared erlotinib plus chemotherapy with chemotherapy alone
in erlotinib-resistant NSCLC patients, the ORR in erlotinib
Continuation of EGFR TKI beyond disease group was more than twofold of chemotherapy group (41%
progression vs 18%) but the median PFS was comparable between two
groups (4.4 vs 4.2 months, HR 0.79; 95% CI 0.48–1.29;
Some oncologists insist on the continuation of EGFR TKI p  =  0.34) [80]. Another phase III trial of gefitinib plus
beyond disease progression (defined by RECIST) when chemotherapy vs chemotherapy alone in gefitinib-resistant

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Fig. 2  Rationale for continua-


tion of EGFR TKI and combi-
nation with other agents. After
the initiation of EGFR TKI,
most NSCLC cells eventually
develop resistance to EGFR
TKI, while the EGFR TKI
addiction still exists. Thus, the
continuation of EGFR TKI and
the combination with other
agents target the EGFR TKI-
sensitive and -resistant NSCLC,
respectively

NSCLC patients also reported no prolonged survival benefit including 90% of rash and 71% of diarrhea, the combina-
in gefitinib group with median PFS of 5.4 months in both tion strategy of cetuximab and other EGFR TKI may not be
groups [81]. And in the IMPRESS clinical trial, median OS a rational option for EGFR TKI-resistant NSCLC patients
was even significantly shorter in gefitinib plus cisplatin/pem- [86].
etrexed compared with control group (13.4 vs 19.5 months,
HR 1.44) in gefitinib-resistant NSCLC patients, particularly Bypass signaling pathway blockade
in T790M-positive subgroup [82]. In contrast, another phase
III clinical trial revealed that median PPFS (Post RECIST The activation of bypass signaling pathway warranted pro-
PD (response evaluation criteria in solid tumor progressive liferation, progression and metastasis to NSCLC prior to
disease) progression-free survival) of gefitinib plus pem- EGFR TKI because of the crosstalk and mutual substitution
etrexed-based chemotherapy was significantly longer than between variable signaling pathways. Thus, dual signaling
chemotherapy alone (6.6 vs 3.5 months, HR 0.50; 95% CI pathways blockade may provide another novel strategy to
0.29–0.88) in T790M-negative gefitinib-resistant NSCLC overcome the acquired resistance to EGFR TKI.
patients [83]. And the interferential factors like sample size, The activation of MET/PI3K/AKT pathway is one of the
patient’s selection bias, EGFR mutation and so on may con- mechanisms of acquired resistance to EGFR TKI [42, 43].
tribute to such discrepancy. Thus, more clinical trials are In a phase II clinical trial of combining tivantinib (target-
warranted to validate the efficacy of combination of EFGR ing c-Met) with erlotinib in EGFR TKI resistant NSCLC
TKI and chemotherapy. patients, the c-Met high subgroup achieved more survival
benefit compared with c-Met low subgroup in terms of
Combination of EGFR TKI and other targeted agents median PFS (4.1 vs 1.4 months) and median OS (20.7 vs
13.9 months). The toxicity profile in both subgroups was
Dual EGFR blockade manageable with dermatitis acneiform of the most com-
mon AE followed by decreased appetite and stomatitis
Cetuximab is a humanized monoclonal antibody targeting compared with tivantinib or erlotinib alone [87]. In a phase
EGFR. In a preclinical trial, the combination of erlotinib and Ib/II clinical trial of capmatinib (targeting MET) plus gefi-
cetuximab induced tumor regression by reducing the phos- tinib in EGFR TKI-resistant NSCLC patients, the ORR was
phorylation of EGFR and subsequent silence of downstream 27% and increased activity was correspond to higher MET
signaling pathway in xenograft EGFR TKI-resistant NSCLC amplification [88]. Another clinical trial of onartuzumab
mice models [84]. In contrast, the combination of erlotinib plus erlotinib in EGFR TKI-resistant NSCLC patients has
and cetuximab conferred no prolonged survival benefit but mentioned above [46]. Clinical trials of combination therapy
higher rate of AE to erlotinib-resistant NSCLC patients in are summarized in Table 1. Other bypass signaling pathway
a phase I/II clinical trial. But small sample may challenge blockades including AXL inhibitor, BGB324 (Clinical-
the reliability of this trial [85]. In another phase Ib clinical Trials.gov: NCT02424617); heat shock protein 90 inhibi-
study, the combination of afatinib and cetuximab showed tor, AUY992 (ClinicalTrials.gov: NCT01259089); MEK
no statistical difference between T790M positive and nega- inhibitor, trametinib (ClinicalTrials.gov: NCT03516214,
tive EGFR TKI-resistant NSCLC patients in terms of PFS NCT02580708); PI3 K inhibitor, BKM120 (ClinicalTri-
(4.8 vs 4.6 months; p = 0.643) and objective response rate als.gov: NCT01487265, NCT01570296); mTOR inhibi-
(ORR) (35% vs 25%; p = 0.341). Given the high rate of AEs tor, CC-223 (ClinicalTrials.gov: NCT01545947) and AKT

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Table 1  Clinical trials of combination therapy in EGFR TKI-resistant NSCLC patients


Study Phase Regimen Patient Median PFS (months) Median OS (months)
Female Male

Goldberg et al. [80] II CT + E vs CT 28 vs 30 6 vs 4 4.4 vs 4.2 14.2 vs 15.0


Soria et al. [81] III G + CT vs CT 87 vs 84 46 vs 48 5.4 vs 5.4 IM
Mok et al. [82] III G + CT vs CT 83 vs 79 50 vs 53 4.6 vs .3 13.4 vs 19.5
Ding et al. [83] III G + CT vs CT 46 vs 53 45 vs 26 PPFS 5.0 vs 4.0 IM
Janjigian et al. [85] I/II CE + E 12 7 3 NR
Janjigian et al. [86] Ib A + CE 93 33 4.7 NA
Azuma et al. [87] II E + TI 28 17 2.7 18
Spigel et al. [46] II ON + E vs E 17 vs 11 18 vs 20 2.9 vs 1.5 12.6 vs 3.8

CE cetuximab, ON onartuzumab, E erlotinib, G gefitinib, CT chemotherapy, A afatinib, TI tivantinib, NR not reached, NA not available IM,
immature, PFS progression-free survival, OS overall survival, PPFS post RECIST PD (response evaluation criteria in solid tumor progressive
disease) progression-free survival

inhibitor, MK-2206 (ClinicalTrials.gov: NCT01294306, with acquired resistance to EGFR TKI in a I/II clinical trial
NCT01248247) are still under evaluation in clinical trials. [98]. Other agents including HM61716 [99], ASP8273
[100], EGF816 [101], PF06747775 [102], WZ4002 [103]
Third‑ and fourth generation EGFR TKIs and AC0010 [104] have also achieved encouraging efficacy
in T790M-positive EGFR TKI-resistant NSCLC in pre-
The third-generation EGFR TKIs are developed to target clinical and clinical trials. Clinical trials of third-generation
activating EGFR- and T790M-resistant mutations but spar- EGFR TKI are summarized in Table 2.
ing inhibition on wild type (WT) EGFR [89]. Several agents While the osimertinib had been approved by FDA in
are under evaluation in clinical trials. 2015, the acquired resistance also presented another chal-
Osimertinib is an oral third-generation EGFR TKI irre- lenge in clinical practice and various mechanisms of resist-
versibly covalent binding with EGFR TKI-sensitive and ance have been elucidated. Preclinical trials have revealed
T790M-resistant mutations and it is recommended for that the activation of bypass signaling pathways—MET,
T790M-positive advanced NSCLC patients prior to EGFR BRAF, PIK3CA and AXL, and the EMT induction contrib-
TKI [90, 91]. In a phase 3 trial FLAURA of osimertinib in uted to the acquired resistance to osimertinib [49, 105–107].
untreated EGFR-mutant NSCLC patients, the median PFS of The liquid biopsy of osimertinib-resistant EGFR-mutant
osimertinib was almost twofold of gefitinib or erlotinib (18.9 NSCLC patients has further disclosed the loss of T790M
vs 10.2 months) with similar ORR (80% vs 76%) [92]. In a (50%) of the most common resistance mechanism followed
series of AURA clinical trials, osimertinib has significantly by the EGFR C797 and L792 mutations (26%) and MET
improved the survival benefits in T790M-positive NSCLC (14%) [107]. Within those of T790M lost, diverse novel
patients with acquired resistance to EGFR TKI. The objec- resistance mechanisms were detected including KRAS muta-
tive response rate (ORR) was 61, 70, 62 and 71% in AURA tion and RET fusion [108].
I, II, II extension and III clinical trial and the median PFS The fourth-generation EGFR TKI EAI045 is an allosteric
was 9.6 months (95% CI, 8.3 to not reached), 9.9 months inhibitor designed to target T790M and C797S mutation
(95% CI 8.5–12.3), 12.3 months (95% CI 9.5–13.8) and which confers the acquired resistance to the third-generation
10.1 months (95% CI 8.3–12.3), respectively. In addition, EGFR TKIs and has induced the tumor regression in preclin-
these four clinical trials also presented a manageable toxic- ical trial [109, 110]. In addition, combination of EAI045 and
ity profile of osimertinib with diarrhea, rash of the most cetuximab significantly enhanced the efficacy of inhibition
common AEs and 2–4% of interstitial lung disease (ILD) of C797S mutation [109]. More clinical trials are needed to
[93–96]. Rociletinib is another third-generation EGFR evaluate the efficacy and safety profile of EAI045.
TKI—an irreversibly covalent inhibitor of T790M. In a
preclinical trial, no manifestation on the inhibition of WT Immunotherapy
EGFR had been observed in xenograft T790M positive
NSCLC mice model in addition to the tumor regression Immunotherapy provides another novel direction for the
induced by rociletinib [97]. The ORR and median PFS of treatment of EGFR TKI-resistant NSCLC patients because
rociletinib was 59% and 13.1 months with manageable and of the close association between EGFR mutation and the
tolerable toxicity profile in T790M-positive NSCLC patients activation of immune check point (programmed death 1)

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Table 2  Third generation EGFR Study Phase Agent T790M + patients ORR (%) Median PFS (mo)
TKIs in T790M-positive EGFR
TKI-mutant NSCLC patients AURA [93] I Osimertinib 127 61 9.6
AURA 2 [94] II Osimertinib 199 70 9.9
AURA 2 extension [95] II Osimertinib 201 62 12.3
AURA 3 [96] III Osimertinib vs Pl–PE 279 vs 140 71 vs 31 10.1 vs 4.4
Sequist et al. [98] I/II Rociletinib 46 59 13.1
Park et al. [99] II HM61713 76 62 NA
Yu et al. [100] I ASP8273 88 31 6.8
Ma et al. [104] I AC0010 45 NA NA
Hhsain et al. [102] I PF-06747775 14 NA NA

PI–PE platinum-pemetrexed, NA not available, mo month, ORR objective response rate, PFS progression-
free survival

PD-1/(programmed death ligand 1) PD-L1 [111, 112]. In Surveillance of the mutation


a preclinical trial, PD-L1 was overexpressed in EGFR-
driven NSCLC cells and the inhibition of PD-1 conversely Given the heterogeneity in the mechanisms of acquired
induced tumor regression in EGFR-mutant mice model resistance to EGFR TKI, it is critical to identify the exact
[111]. Nonetheless, a meta-analysis of PD-1 inhibitors in mechanism of acquired resistance to direct more individual-
EGFR-driven NSCLC patients with acquired resistance ized therapy [41].
to EGFR TKI found no improvement in OS compared Re-biopsy of tumors provide surveillance of the muta-
with docetaxel [113]. In contrast, combination of erlo- tion with superior feasibility. Ninety-four out of 105 patients
tinib and nivolumab (humanized monoclonal antibody successfully underwent re-biopsy in a retrospective trial of
targeting PD-1) in EGFR TKI-resistant patients achieved 230 EGFR TKI-resistant NSCLC patients [118]. Because
durable response with median PFS of 5.1 months and OS of the comparable mutation rate between the primary lesion
of 18.7 months in a phase I clinical trial. The toxicity and metastases detected by re-biopsy, the principle for site
profile is tolerable, since most AES were at grades 1–2 choice falls on the most accessible lesion [119]. The detec-
[114]. In addition, a retrospective study reported that tion of EGFR mutation between various lesions was coher-
nivolumab conferred more survival benefit to T790M- ent in another retrospective study with 88 tumor specimens
negative patients compared with T790M-positive patients extracted synchronously or metachronously from same or
in EGFR-mutant NSCLC patients with acquired resistance different lesions [120].
to EGFR TKI, possibly owing to the higher PD-L1 expres- Owing to the existence of intratumor heterogeneity, varia-
sion in T790M-negative patients [115]. In a phase 2 trial— ble subclones with various driver mutations impact diversely
ATLANTIC— NSCLC-advanced patients who had experi- on the proliferation, progression and metastasis of NSCLC.
enced at least two regimens (chemotherapy or EGFR TKI) The genetic landscape of biopsy samples is potentially
were classified as three cohorts according to the EGFR/ biased and misleading, while the liquid biopsy could dis-
ALK status of NSCLC and tumor expression of PD-L1, close the comprehensive genetic landscape of tumor [121].
patients with EGFR−/ALK− and higher expression of In addition, the cell-free tumoral DNA (ctDNA), cell-free
PD-L1 obtained more benefit from durvalumab (PD-L1 DNA (cfDNA) and circulating tumor cell (CTC) in periph-
inhibitor) with the ORR of 12.2% in cohort 1 (EGFR +/ eral blood are tumor-derived resources for liquid biopsy,
ALK + ,  ≥  25% tumor cells expression of PD-L1), 16.4% which can be detected by various methods including next-
in cohort 2 (EGFR−/ALK−,  ≥  25% tumor cells expres- generation sequencing (NGS), cobas EGFR mutation test,
sion of PD-L1) and 30.9% in cohort 3 (EGFR−/ALK−,  therascreen EGFR amplification refractory mutation system
≥  90% tumor cells expression of PD-L1) [116]. In another (ARMS), droplet digital polymerase chain reaction (ddPCR)
phase 3 trial—IMpower 150—the combination of atezoli- and bead, emulsion, amplification and magnetics (BEAM-
zumab (PD-L1 inhibitor) and bevacizumab (VEGF inhibi- ing) [122–125]. The sensitivity for detection of T790M in
tor) conferred synergistic efficacy to patients with meta- plasma was 70% and the T790M positive in plasma was
static non-squamous NSCLC in terms of PFS (8.3 months consistent with tissue biopsy in a retrospective study which
in atezolizumab plus bevacizumab plus carboplatin plus analyzed the genotyping of cfDNA in osimertinib-resistant
paclitaxel (ABCP) group vs 6.8 months in BCP group) and NSCLC patients by BEAMing [126]. The overall detection
median OS (19.2 vs 14.7 months) regardless of EGFR or rate among four different techniques for fifteen EGFR muta-
ALK aberration or the expression of PD-L1 [117]. tions was 46.7, 73.3, 66.7 and 80% respectively; however,

13
Clinical and Translational Oncology

the coincidence rate between plasma and tissue was only Ethical statements  This article does not contain any studies with
45–65%, possibly due to the temporal tumor heterogeneity human participations or animals performed by any of the authors.
or the dynamic change of EGFR mutation in EGFR TKI-
treated patients [127]. Another study which analyzed the
ctDNA for T790M detection in NSCLC patients by cobas
and NGS also found approximately 40% of discordance rate References
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