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doi: 10.1111/1467-8675.

12140

Human Rights, Sovereignty and the Responsibility to Protect


Cristina Lafont

Introduction instance, the international community’s responsibility


At the 2005 High-level Plenary Meeting of the General to protect human rights may seem to open the door for
Assembly, world leaders reached a consensus on the not just humanitarian, but for pro-democratic interven-
responsibility to protect vulnerable populations from tions as well, that is, military interventions to promote or
genocide, war crimes, ethnic cleansing and crimes to bring about democracy in other countries.9 The same
against humanity.1 The basis for this development was basic concern could arise with respect to any of the noble
the 2001 Report of the International Commission on goals contained in the core human rights conventions.
Intervention and State Sovereignty in which the inno- However, the attempt to harmonize human rights and
vative concept of the responsibility to protect was first state sovereignty as equally valid principles of interna-
introduced, its elements articulated, and its scope of ap- tional law seems to lead to a dilemma. In order to give
plication delimited.2 Without denying the path-breaking an account of the international function of human rights
character of this development, the international com- that is compatible with respecting state sovereignty it
munity’s explicit acknowledgement of a responsibility seems that the content of human rights needs to be re-
to protect human rights seems to be a natural step in the stricted so that it fits into the scope of legitimate in-
development of contemporary human rights practice. tervention by external agents against sovereign states.10
Human rights were conceived from the beginning This strategy exerts pressure towards narrowing the list
as part of an international regime whose aim — as of human rights down to rights to life and bodily in-
explicitly stated in the Universal Declaration of Human tegrity, so that only interventions to prevent grave rights
Rights (UDHR) and the UN Charter — was to secure violations through criminal acts such as genocide or eth-
the protection of human rights worldwide.3 In contrast nic cleansing show up as legitimate. However, once the
to declarations of rights such as the 1789 French Decla- content of human rights is reduced to such a minimum,
ration, the main innovation brought about by the post- it becomes too easy to provide a meaningful “standard
World War II human rights regime is precisely that it of achievement.” for respecting human rights.11 As a
framed human rights as international norms whose vio- consequence, human rights norms can no longer fulfill
lation is a matter of international concern.4 The fact that any of their other functions. They would become useless
the responsibility-to-protect (R2P) principle was unani- as standards for criticism and political struggles against
mously endorsed by the UN General Assembly indicates all other forms of rights violations that do not involve
that the international community’s responsibility to mass killings: from abuses of power to discrimination,
protect human rights is no longer merely an aspiration, to a lack of political representation, freedom of speech,
but an emergent norm of customary international law.5 access to essential medicines, and so on.
Since this is a recent development, the precise na- Yet the converse of this approach also seems to
ture, scope and implications of this emergent norm are have problems. The principle of equal sovereignty of
still quite unclear. However, the same cannot be said states seems seriously threatened if, in order to give
of the reactions that it has generated so far. They tend a plausible account of the critical and aspirational
to be clearly divided between those who strongly sup- function of human rights, one accepts the demanding
port this development6 and those who are skeptical or list of rights contained in current human rights con-
even deeply concerned by it. Within the latter camp, the ventions. Respecting human rights would now become
main worry among those who have principled reasons too difficult. It could be claimed that any insufficiency
against the idea of international intervention is that it is or deviation in meeting such demanding human rights
a direct threat to the sovereignty and equality of states.7 standards would provide a justified excuse for external
Their fear is that the linkage of human rights law and intervention against sovereign states.
humanitarian intervention that began after the end of the As a way out of this dilemma, a variety of authors
Cold War may open the door to (neo-imperialist) inva- follow a strategy of both minimizing and de-
sions of weak states by powerful ones for any reason internationalizing current human rights standards
whatsoever. A quick look at the demanding list of rights within their proposals for a new international order
included in international human rights conventions and (for some examples, see notes 10 and 13). According
treaties reinforces this fear. If, as Article 25 of the IC- to these proposals, at the international level we should
CPR suggests,8 there is a human right to democracy, for embrace human rights minimalism such that only a

Constellations Volume 22, No 1, 2015.



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Human Rights, Sovereignty and the Responsibility to Protect: Cristina Lafont 69

narrow subset of the rights currently within the core subset of institutionalized and enforceable international
human rights conventions and treaties can legitimately human rights12 and re-interpreted as standards that are
trigger international action, and then reinterpret all the entirely internal to a domestic political practice and that
other more demanding rights as domestic standards are therefore primarily directed to a domestic audience.
that are not matters of international concern. In spite of As Cohen indicates:
many differences, these proposals all seem to assume
while international human rights have been articulated
that we can have international enforcement of minimal
as global public standards and aspirations, their main
standards and domestic enforcement of demanding
function is not to serve as norms to which the inter-
standards, but that we cannot have international enforce- national community of states hold each country’s gov-
ment of demanding standards without simultaneously ernment accountable through reciprocity mechanisms.
undermining the sovereign equality of states. Rather they function as public standards of critique to
Against this assumption, I defend the view that hu- which citizens and residents, domestic rights activists
man rights and sovereignty are not antithetical values, and social movement actors can refer in order to hold
but must be seen as mutually reinforcing principles of their own governments accountable. (p. 216, my italics)
international law. My argument is built in four steps.
Consequently:
First, I examine the detailed proposal for bifurcating
human rights standards that Jean Cohen offers in her [R]ights advocates should shift the focus back to the
book Globalization and Sovereignty in order to show domestic arena and the empowering and emancipatory
that this type of argumentative strategy faces internal role that human rights discourses still have to play
difficulties (section I). I then shift the focus of analysis therein when invoked by local actors, that is, those
from the narrow context of humanitarian intervention whose rights are at issue, even though today these
to contexts concerning the global economic order and discourses reference international norms. (p. 165;
my italics)
the protection of economic and social rights. With the
help of some examples I show how demanding inter- This strategy of bifurcating and de-internationalizing
national human rights standards can play an essential human rights seems problematic in several respects.13
role in strengthening the sovereign equality of states in First of all, without further clarification and justifica-
the context of global economic institutions such as the tion of the conceptual and normative grounds for the
World Trade Organization (WTO) or in their dealings proposed bifurcation in human rights, the proposal
with powerful private actors such as transnational cor- seems arbitrary. According to Jean Cohen’s proposal,
poration (TNCs) (section II). In light of these examples, the bifurcation tracks the threshold below which a
I offer an account of the international community’s re- state loses all legitimacy by denying some sector of its
sponsibility to protect human rights that is much broader population the right to political membership. Following
and more demanding than the currently acknowledged Joshua Cohen’s proposal,14 she interprets human rights
account (section III). However, I also show how my “as entitlements that ensure the bases of membership
more ambitious account does not have to be purchased or inclusion into organized political society.”15 How-
at the price of undermining the sovereign equality of ever, she finds his interpretation of the principle too
states (section IV). demanding, to the extent that it includes political rights
such as meaningful political participation, freedom of
speech, and so forth. Accordingly, she claims that the
I. Sovereignty and Human Rights: Can the substantive criterion for identifying the proper subset of
Circle Be Squared? human security rights, that is, those that can trigger the
In her book Globalization and Sovereignty, Jean Cohen international community’s R2P is “not the absence of
argues that human rights standards should be divided political participation, dissent, or concern and respect,
in two separate categories with clearly differentiated but rather absolute non-belonging.”16 A state that en-
functions. On the one hand, we have the set of what gages in criminal practices such as mass extermination,
she calls “human security rights” whose violation could expulsion, ethnic cleansing and enslavement is not
warrant international action, even coercive intervention simply violating some moral rights of its victims but
against a state. Those are the rights violated by criminal destroying the very conditions of possibility for the
acts such as genocide or ethnic cleansing. On the other political agency of the targeted groups. In so doing,
hand, we have the full catalog of rights contained in the it “forfeits the claim to be representing the groups it
core human rights conventions whose function should oppresses in these radical ways and thus violates the
be seen as merely domestic. Indeed, in order to ensure membership principle.”17 Now, even if one assumes,
that the full catalog of rights does not become a potential for the sake of argument, that the membership principle
trigger of the international community’s R2P as human provides the right substantive criterion for identifying
security rights do, they must be removed from the proper the proper subset of human rights whose violation


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70 Constellations Volume 22, Number 1, 2015

should trigger the international community’s R2P and or ethnic cleansing is not particularly helpful for demar-
even if, also for the sake of argument, one agrees with cating a specific subset of human rights, since this would
this ultra-minimalist interpretation of the membership require drawing a line between the rights that are threat-
principle, it is still not clear why massive starvation ened in such situations and the rights that are not.22
due merely to state neglect, as opposed to the same It is precisely because victims in such situations lack
starvation caused by a deliberate criminal intent (that is, protection of any of their rights that coercive interven-
the deliberate attempt to bring about what she calls “the tions to prevent or mitigate such massive human rights
political death of a segment of the political commu- violations can garner support among human rights min-
nity”) should not count as a violation of the principle.18 imalists and non-minimalists alike. Agreement on the
It is even less clear why such massive starvation need to prevent such threats neither requires nor depends
would not count as a threat to human security that upon drawing a categorical distinction among types of
appropriately triggers the international community’s human rights.23
R2P.19 Seen from this perspective, the cogency of the But beyond the questionability of the proposal to bi-
proposed bifurcation among human rights norms would furcate human rights, the proposal to de-internationalize
seem to depend on the truth of a quite implausible them also seems retrogressive regarding the responsi-
empirical claim, namely, that what Cohen refers to as bilities of the international community. Removing the
“the four E’s” (mass extermination, expulsion, ethnic bulk of human rights that fall outside the putative subset
cleansing, and enslavement) are the only current threats of human security rights from the list of enforceable
to the security of the person. Responding that they are international rights would rule out not only military in-
the only threats that can legitimately trigger external terventions against sovereign states in response to their
intervention would simply beg the question. violation but it would also presumably rule out all other
Thus, in order to dispel the impression that this is forms of external action such as legal interventions
all rather ad hoc, the distinction would need to be justi- by international courts (for example, the International
fied against plausible alternative views, such as the UN Court of Justice), those undertaken by regional, human
human security approach that explicitly emphasizes the rights bodies (for example, the European Convention
multidimensional nature of threats to human security of Human Rights [ECHR] or the Inter-American
and the need for integrated responses that take into ac- Commission on Human Rights), and the activities of
count all the relevant structural conditions at the local, the UN treaty-monitoring bodies that supervise the
national, and international levels.20 Restrictively rein- main human rights conventions. Certainly, the rulings
terpreting the relevant threats to human security rights of such supranational institutions limit the margin of
as the four Es would be clearly retrogressive vis-à-vis appreciation of state parties and thereby infringe their
current UN doctrine, which is based on recognition of sovereignty. In fact, the potential for infringing, not
the fact that just state but also popular sovereignty is unavoidable,
since — as Cohen acknowledges — “human rights
the lives of millions of people [are] being threatened conventions tend to take on autonomous international
not only by international war and internal conflicts
meaning and weight that is not simply at the disposal
but also by chronic and persistent poverty, climate-
of individual signatory states” (p. 161). Needless to
related disasters, organized crime, human trafficking,
health pandemics, and sudden economic and financial say, it is because the interpretation of the international
downturns.21 human rights treaties is not at the disposal of individual
states that their enforcement by supranational courts
But whether one accepts a multidimensional view of can provide potential victims some effective legal
human security threats or sticks to the narrower set of remedy against violations by their own states. From this
the four Es favored by Cohen, the problems associated perspective, removing the quite demanding political,
with attempts to bifurcate human rights into two sep- social, and economic rights included in the core human
arate categories still remain. Cohen seems to assume rights conventions from the proper subset of institution-
that the specific subset of rights that belong to the cat- alized and enforceable international rights would be a
egory of human security rights can be discerned from clear retrogression in the legal development of the inter-
the rights that are threatened in situations such as the national human rights regime. Indeed, the widespread
four Es. However, as she herself indicates, these are not recognition that human rights are interdependent has
situations in which some specific rights are violated. In- led to the expansion, rather than the narrowing down, of
stead, these are situations in which the very right to have the list of enforceable international rights. As recently
rights is violated. Indeed, populations under the threat of as May 2013 the Optional Protocol of the International
genocide or ethnic cleansing do not lack secure access Covenant on Economic, Social and Cultural Rights
to some narrow set of rights. They lack secure access to (ICESCR) has entered into force. It includes an
any rights at all. Thus, focusing on threats like genocide individual complaints mechanism that allows the UN


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Human Rights, Sovereignty and the Responsibility to Protect: Cristina Lafont 71

Committee on Economic, Social and Cultural Rights to undermine rather than strengthen sovereignty — at least
consider complaints from individuals or groups who if we understand sovereignty in a normatively demand-
claim that their rights under the Covenant have been ing sense, as Cohen does.26 It seems to me that the
violated. It also contains an inquiry mechanism that citizens of any country in the world have just as good
allows the Committee to investigate, report upon and reasons today as the Europeans of fifty years ago to try
make recommendations over “grave or systematic to “lock in domestic constitutionalist and democratic in-
violations” of the Convention. This is a slow but steady stitutions against the re-emergence of anti-democratic
trend in the legal development of the international political threats” by maintaining international mecha-
human rights regime. In fact, an individual complaint nisms for strengthening their constitutional rights. If so,
mechanism has already entered into force for seven of they would have good reasons to resist the exclusion
the nine core international human rights treaties.24 of the full range of human rights (from civil to polit-
Now, this answer may suggest that we are once again ical, social, and economic rights) from the domain of
facing a tragic conflict between the incompatible val- institutionalized and enforceable international rights.
ues of state sovereignty and individual human rights. Still, this answer does not address the main worry
Interestingly enough, Cohen’s own discussion of the that motivates Cohen’s proposal. Taking into account
development of the international human rights regime the power differentials among states, any international
throughout the twentieth century provides some cues enforcement of the full range of human rights contained
that question this diagnosis. As Cohen rightly indicates, in the core human rights conventions is dammed to be
in contrast to the 1948 UDHR, the regional ECHR that bent towards the self-serving interests of the powerful
was established under the auspices of the Council of states and to thus undermine the equal sovereignty of
Europe was designed to be enforceable from the begin- states as a fundamental organizing principle of inter-
ning. This convention includes a demanding set of civil national law. It is this worry that motivates proposals
and political rights for all people within the jurisdiction to deflate the international community’s R2P human
of its member states, and it also established a Commis- rights, so as to restrict it to the protection against egre-
sion that could investigate a case, attempt a settlement or gious violations such as genocide or ethnic cleansing.
refer it to the ECHR, whose decisions are binding upon Here we finally face the central issue; namely, whether
member states. Against this backdrop Cohen raises the human rights and sovereign equality are necessarily in
obvious question: conflict.

But why would executives of democratic states dele-


gate some of their sovereign powers to a strong regional II. Human Rights and Sovereignty Revisited
regime and court (which acquired compulsory juris-
diction)? The answer is that they were executives of Although Cohen herself warns of the danger of con-
newly (re-)established democracies who sought to cre- structing state sovereignty and human rights as antithet-
ate supranational mechanisms to help lock in domes- ical principles, in the end her proposal succumbs to that
tic constitutionalist and democratic institutions against very danger. Limiting the domain of institutionalized
the re-emergence of anti-democratic political threats. and enforceable international human rights to the sub-
[. . .] The possible enforcement of human rights by set of so-called human security rights can count as an
the ECHR could serve as a mechanism helping to improvement upon the status quo only if the interna-
strengthen domestic courts and institutions of judicial tional enforcement of human rights is seen as a process
review, parliamentary legislation, and public action. In-
that necessarily weakens the sovereignty and equality of
deed the idea of signing on to a strong regional human
states. International action to enforce human rights is, at
rights regime was a way to supplement and reinforce,
not substitute for, the domestic institutions of constitu- is best, undertaken for the sake of protecting vulnerable
tional democracy.25 individuals and, at its worst, pursued as a pretext for
actions that serve the self-serving purposes of powerful
Now, if Cohen is right and a supranational human rights states. Either way, sovereignty is the price we pay. If this
regime with binding authority to adjudicate on civil is right, then any attempt to promote the human rights
and political rights can reinforce instead of undermine project faces a dilemma. We can have international en-
sovereignty, then it is not at all clear why excluding those forcement of minimal standards and we also can have
rights from the subset of institutionalized and enforce- demanding standards that are merely domestic aspi-
able international rights would be a welcome develop- rations, but we cannot have international enforcement
ment of the international human rights regime. It would of demanding standards without simultaneously under-
certainly leave the victims of violations of such rights mining the sovereignty and equality of states. However,
without any protection. But, even more importantly, as I show in what follows, what is missing from this
leaving citizens without protection from violations of picture is the many ways in which institutionalized and
their political rights at the hands of their own state would enforceable international human rights can be a crucial


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tool for strengthening the sovereignty and equality of for those states to protect an essential component of the
states against the undue influence of powerful actors right to health that their citizens were already supposed
in the international arena.27 Let’s take a look at some to have. This, in turn, would have been in direct breach
examples. of their international human rights obligations. All
states that have ratified the ICESCR have accepted the
II.1 Global Governance Institutions and Human Rights principle of non-retrogression that prohibits deliber-
Global governance institutions such as the WTO, the In- ately retrogressive measures through law or policy, that
ternational Monetary Fund (IMF) and the World Bank is, legislative measures that jeopardize existing achieve-
are particularly relevant institutional contexts where the ments in the enjoyment of social and economic rights.
power differentials between member states can have In October 2001 a group of more than twenty
a very negative impact upon the sovereignty of weak developing countries, which included South Africa,
states, not to mention upon the protection of human Brasil, India, and Thailand, prepared a draft for a
rights in these states. A recent case that has drawn a lot ministerial declaration to be discussed at the Doha
of public attention concerns WTO regulations on patents round of trade negotiations. In that declaration they
for pharmaceuticals and their impact upon access to es- explicitly appealed to the member states’ international
sential medicines. In 1995 members of the WTO signed obligation to protect the human rights of their popula-
the Agreement on Trade-Related Intellectual Property tions as a justification for the need to amend the TRIPS
Rights (TRIPS).28 Among other things, this agreement agreement. In particular, they appealed to their
grants pharmaceutical companies patent protection for
a period of twenty years in which they have the exclu- obligation to protect and promote the fundamental hu-
sive rights to market and sell their products. Prior to man rights to life and the enjoyment of the highest
attainable standard of physical and mental health, in-
the TRIPS agreement, each country had its own legisla-
cluding the prevention, treatment and control of epi-
tion on intellectual property; in many cases patents were
demic, endemic, occupational and other diseases and
exclusively applied to processes but not to products, or the creation of conditions which would assure to all
they did not apply to pharmaceuticals at all. It was there- medical service and medical attention in the event of
fore possible to produce cheaper generic versions of sickness, as affirmed in the International Covenant on
expensive medications. However, the TRIPS agreement Economic, Social and Cultural Rights.30
introduced drastic changes by significantly increasing
the property rights privileges of pharmaceutical com- In December of 2001, the UN Committee on Eco-
panies and shielding them from competition from com- nomic, Social and Cultural Rights that supervises the
panies that produce generic versions. Since ratification implementation of the ICESCR by state parties issued
of the TRIPS agreement is a compulsory requirement a statement on human rights and intellectual property
for membership in the WTO, countries such as Brazil, affirming that national and international intellectual
South Africa, India or Thailand were required to change property regimes must be consistent with the human
their domestic legislation accordingly. This was prob- rights obligations of states.31 The final Doha declaration
lematic because such countries had previously been the did not mention human rights directly to justify the
main producers of generic pharmaceutical products and amendment. The international legal obligation of states
had supplied affordable, essential medicines to most of to protect their citizens’ right to health was rendered as
the developing world. “the WTO Members’ right to protect public health and,
The issue gained public attention in light of the in particular, to promote access to medicines for all.”32
severe negative impact that this agreement had upon the There are several features of this development that
access that citizens of poor countries had to essential are of interest. Regarding the potential conflict between
medicines, particularly their access to antiretroviral international human rights law and trade law, it is very
treatments for HIV/AIDS. Taking into account the significant that, for the first time, an amendment to
pandemic proportions of the HIV/AIDS crisis in a WTO trade regulation was introduced that explic-
sub-Saharan Africa it is not surprising that the imple- itly recognized the priority of protecting fundamental
mentation of the TRIPS agreement produced public rights (such as the right to health and to access essential
outrage.29 Two interesting cases in this fight were Brazil medicines) over other trade goals and agreements.
and South Africa. The constitutions of both countries As for the sovereignty and equality of the states
explicitly recognize the right to health, the right to participating in global governance institutions, this was
access essential medicines, and the obligation of the a clear case in which an appeal to international human
state to guarantee those rights. In the case of Brazil, its rights law by weak states — with the decisive additional
legislation provides access to essential medicines free of support of non-governmental organizations (NGOs),
charge. So the changes in domestic legislation required global public opinion, and the UN human rights
by the TRIPS agreement would have made it impossible machinery — actually strengthened the sovereignty and


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Human Rights, Sovereignty and the Responsibility to Protect: Cristina Lafont 73

equality of developing countries against the strong reverse or adjust their obligations. Moreover, member
economic interests of the most powerful states. It did states are subject to enforceable sanctions imposed by
so in spite of the disproportional bargaining power these global economic institutions if they breach their
that the latter have in global governance institutions. agreements. Since withdrawing from the agreements
The issue is far from resolved and there are many is not a feasible option for most states (it would only
reasons to be pessimistic about the whole process.33 worsen their situation), it is clear that, unless these
But what I find interesting about this development is institutions develop legal mechanisms to ensure that
that it calls into question the claim that the distinctive conflicts between the economic obligations they impose
international function of human rights norms is to limit on member states and the international human rights
the sovereignty of states. obligations of those states can be avoided, states may be
This claim might be true in cases in which human forced to breach the latter in order to fulfill the former.
rights violations are due to the fact that states are unable
or unwilling to protect the human rights of their popula- II.2 Human Rights: Demanding and International
tions. However, the example we have been considering The articulation and defense of an appropriate interna-
presents a totally different case. What we have in cases tional response to this structural problem lies behind the
like the TRIPS agreement are states that are able and long-standing efforts of UN human rights agencies and
willing to protect the human rights in question, but that other transnational actors — from NGOs to organiza-
are prevented from doing so by economic obligations tions of legal scholars and even some countries — to en-
imposed by global governance institutions. In these trench international human rights law in the operational
cases, the appropriate form of international action (for mechanisms of international organizations such as the
example, the amendment of the TRIPS agreement), far World Bank, the IMF, or the WTO. The aim is to provide
from limiting sovereignty, consists precisely in strength- legal standards of operation as well as remedies in cases
ening the sovereignty of the states in question. It is be- where such standards are violated, so that the actions of
cause global economic regulations such as the TRIPS these institutions do not infringe human rights and do
agreement threaten to limit the sovereignty of mem- not constrain the ability of governments to protect the
ber states, that is, their authority to decide how to best human rights of their populations.34 Specific proposals
meet their obligations to protect the basic rights of their have been worked out in recent years by Special Rap-
populations, that the 2005 amendment needed to explic- porteurs commissioned by the Human Rights Council
itly affirm “the Members’ right to protect public health (HRC) and the Office of the High Commissioner for Hu-
and promote access to essential medicines for all.” This man Rights (OHCHR). Many of them rely on the human
problem is not an isolated case but one of the major chal- rights due diligence standard that was developed by John
lenges confronting contemporary human rights practice. Ruggie in order to specify the scope and content of the
Global economic institutions such as the WTO, responsibilities that transnational corporations (TNCs)
the IMF or the World Bank establish regulations, have to respect human rights. In Ruggie’s Report to the
policies, and agreements based on the rationale and HRC in April 2009, this responsibility is interpreted
principles underlying their respective legal mandates as requiring “an ongoing process of human rights due
(for example, trade liberalization, financial stability, diligence, whereby companies become aware of, pre-
and so on) Protecting human rights is not part of vent, and mitigate adverse human rights impacts.” This
their legal mandates, so their regulations, policies, and process should include four elements:
agreements are guided by considerations of economics
rather than human rights. However, these regulations adopting a human rights policy, undertaking — and
acting upon — a human rights impact assessment, in-
and agreements (on trade, investment, patents, and
tegrating the human rights policy throughout the com-
so on) require changes in domestic law that can
pany, across all functions, and tracking human rights
have a tremendous impact on the ability of states to performance by monitoring and auditing processes to
protect the human rights of their members. This can ensure continuous improvement.35
lead to conflicts among the international obligations
of member states (for example, their human rights These four ways of operationalizing the standard
obligations versus their trade obligations). However, of due diligence seem easily applicable to global
member states are not at liberty to unilaterally decide economic institutions. An interesting development in
how to best resolve potential conflicts among their that direction are the Maastricht Principles articulated
international obligations. In the case of the WTO, for in 2011 by a group of leading experts in international
example, this is due to its single undertaking structure: law and human rights.36
(i) all WTO members must participate in all WTO Admittedly, efforts to make international human
treaty regimes; (ii) as a default, all WTO rules apply to rights norms legally binding upon the actions of global
all members; (iii) individual WTO members may not governance institutions still have a long way to go


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before they succeed. However, it is hard to see how arrangements needed for the effective enjoyment of
minimizing and de-internationalizing human rights human rights.
could be helpful in addressing these problems. Suppose If we take the threefold structure of state human
that the protection of some basic human rights in a state rights obligations as a starting point, we can analyze
is hampered by some trade regulation imposed by the the various ways in which states can fail to discharge
WTO or some policies imposed by the IMF or the World their primary responsibilities under current conditions
Bank. It seems that the appropriate action to be taken by and thereby discern the scope and content of the inter-
member states would be to change such policies or reg- national community’s default responsibility to protect
ulations. But this sensible course of action seems hard human rights whenever states are unable or unwilling to
to fit within the framework of Cohen’s proposals. Once do so. Since the international R2P aims at restoring the
demanding social, economic and political rights are ability of states to discharge their primary responsibil-
excluded from the set of institutionalized and enforce- ity, international action must address all salient threats
able international human rights the normative basis to to human rights protection at any given time; namely:
justify an international responsibility for undertaking
1. states that fail to respect human rights within their
such action would be eliminated. Shifting the focus of
jurisdiction.
rights activists back to the domestic arena would not
2. states that fail to protect human rights from vio-
only leave these violations in place, it would also divert
lations by third parties that escape their effective
international attention from the actual lack of state
control, such as
sovereignty and equality within global governance insti-
tutions. Inciting citizens to hold their own government a) private actors (for example, individuals,
accountable for policies that are imposed on them by TNCs)
global governance institutions would simply add insult b) states that fail to respect the human rights of
to injury. These difficulties bring us back to our initial persons outside their jurisdiction
question. Under current conditions of globalization, c) international organizations (for example, the
how should the international community conceptualize WTO, IMF, and World Bank)
the appropriate scope, content, and implications of the
3. states that fail to fulfill human rights within their
R2P as an emergent norm of international law?
jurisdiction.
The standard interpretation of the international commu-
III. A Demanding Interpretation of R2P nity’s human rights responsibilities limits international
Since the international community’s default responsi- action to cases (1) and (3) and neglects (2). Thus, it is
bility for human rights protections is triggered only assumed that the international community’s R2P must
when states are unable or unwilling to discharge their be discharged either in the form of coercive actions
primary responsibilities, analyzing the scope and against states that are unwilling to respect human
content of the responsibilities held by the latter should rights, for example through economic sanctions or
be helpful in determining those held by the former. military intervention (1) or in the form of humanitarian
Following the standard tripartite model of human rights assistance if states are unable to fulfill the rights of their
obligations, states are required to respect, protect, and populations for a lack of resources, for example (3).
fulfill human rights within their jurisdiction.37 The duty But what is mostly neglected is cases of states that are
to respect human rights is an obligation that states have unable to protect human rights from violations by third
to refrain from actions, carried out through the organs parties that escape their effective control. Conceiving
of the state, that would infringe the rights of individuals R2P in this way leaves the actions of global economic
or groups. The duty to protect human rights extends institutions and TNCs free from scrutiny regarding the
beyond the state’s own conduct to include an obligation negative impact they might have upon the ability of
to exercise the state’s jurisdiction to prevent violations states to protect the human rights of their populations.
by third parties. The state must prevent violations even Therefore, if we take the aim of securing the protection
if they originate in the actions of other states that fail of human rights worldwide seriously, there is no
to respect the human rights of people outside their ju- reason why we should adopt a restrictive interpretation
risdiction. States must also prevent violations of rights whereupon international action can only consist in
by private actors, for example by passing legislation in interventions against the states whose members suffer
order to prevent, prosecute, and punish domestic human rights violations. The proper intervention
violence against women or to prevent corporations may need to be against other states, international
from putting the health and safety of their workers at organizations, TNCs, and so on. In addition, the need
risk.38 In addition, states have the obligation to fulfill to extend the international community’s R2P from the
human rights by providing the institutional means and narrow domain of international criminal law to other


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Human Rights, Sovereignty and the Responsibility to Protect: Cristina Lafont 75

domains of international human rights law seems just is when states are not able to effectively prevent such
a logical consequence of the practice’s own aim. violations on their own, two salient cases that call for
Although this process is in its early stages, some le- international action under current conditions of global-
gal scholars cite the UN General Assembly Declaration ization are the actions of global economic institutions
on the Right to Development from 1986 as evidence and of powerful private entities such as TNCs that are,
that human rights practice is evolving in that direction. in fact, beyond the control of states, especially of weak
Among the many salient features of this human rights states.40 As mentioned above, many international efforts
declaration, the most interesting feature for present pur- have been developed in recent years to address these
poses is that it involves adopting a structural approach to problems: from the UN Global Compact initiative41
human rights protections.39 In addition, the Declaration that encourages TNCs to integrate corporate social
establishes a direct link between the right to develop- responsibility into their business models to the Maas-
ment and the existence of an international economic tricht Principles that specify the obligations of states as
order in which all human rights can be fully realized. members of international organizations to refrain from
On this basis, the structural approach to human rights actions that impair the ability of other states to protect
protections is not limited to the specification of actions the human rights of their populations (see note 36).
that states must take in order to discharge their pri- Whether or not these efforts are likely to succeed,
mary responsibility to protect the human rights of their what matters in our context is that this type of interna-
populations. The structural approach is also taken in tional action does not seem to present us with a dilemma
order to specify the kinds of actions that members of between the values of state sovereignty and the interna-
the international community must undertake in order tional protection of human rights. In fact, it is just the
to discharge their own responsibility towards human opposite. Strengthening the power of the state vis-à-vis
rights protections which, in this Declaration, is desig- the actions of TNCs is not a by-product of the interna-
nated as a duty to co-operate in order to ensure de- tional efforts to protect human rights, but a necessary
velopment and eliminate obstacles to development. The condition for enabling the state to discharge its pri-
duty to co-operate includes direct assistance from devel- mary responsibility for human rights protections. Sim-
oped to developing countries (Article 4.2). In addition, ilarly, international action geared towards entrenching
members of the international community are required human rights standards within the operational mecha-
to establish a new international economic order “based nisms of global economic institutions would enhance
on sovereign equality, interdependence, mutual interest the sovereign equality of weak states in order to enable
and co-operation among all states.” (Article 3.3) them to meet their human rights obligations. Strength-
Needless to say, the seriousness of members of the ening the sovereign equality of states that are willing to
international community in discharging any of the self- protect the human rights of their populations is not sim-
imposed obligations expressed in this Declaration is ply an independently valuable political goal that may or
questionable, to put it mildly. However, the question we may not be compatible with pursuing the goal of protect-
are addressing here is not how realistic it is to expect that ing human rights. Rather, it is a necessary condition for
members of the international community will discharge enabling states to discharge their primary responsibility
any of their obligations, but rather whether the most of protecting the human rights of their populations.
plausible reconstruction of the norms underlying con-
temporary human rights practice reveals an inherent ten-
sion between human rights and the sovereign equality IV. Conclusion: Coercive Intervention
of states. Since the Declaration to the Right to Develop- Revisited
ment explicitly affirms the opposite, reconstructing its So long as the international community expects states to
rationale can be helpful for answering that question. bear the very demanding primary responsibility of pro-
If the international community’s default R2P is trig- tecting the human rights of their populations it must see
gered whenever states are unable or unwilling to protect to it that they are, in fact, able to bear such responsibil-
human rights, it seems obvious that international action ity. This is a straightforward reason why human rights
geared towards enabling states to fulfill their primary protection and state sovereignty cannot be seen as anti-
responsibility for human rights protections must be seen thetical to one another, but must instead be understood
as essential to properly discharging the R2P. However, as mutually reinforcing political values. It also indicates
it is not possible to enable states to discharge their an additional reason internal to human rights practice to
responsibility to protect human rights without strength- be deeply concerned by coercive interventions against
ening their ability to meet that responsibility, for sovereign states.
example, by strengthening their ability to prevent Beyond the fact that such interventions themselves
violations by third parties. Since one of the standard lead to additional human rights violations and are of-
circumstances in which international action is called for ten unable to effectively prevent violations by third


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76 Constellations Volume 22, Number 1, 2015

parties,42 a major additional problem with coercive in- imminent and massive human rights violations
terventions against sovereign states, from a point of view have failed.
internal to human rights practice, is that they disable the On the other hand, since the sovereignty and equality
agent that has the primary responsibility to protect and of states is increasingly threatened by globalization, we
fulfill the human rights of its population without pro- actually need to increase rather than decrease the inter-
viding an alternative agent that is able and willing to national community’s default R2P. As we have seen in
perform this crucial function. Indeed, after recent ex- the examples analyzed above, discharging this respon-
periences with the aftermath of military interventions it sibility effectively requires, among other things, finding
is becoming increasingly clear that when international ways to strengthen the sovereignty of those states that
agents intervene militarily against a state, they might do are willing to protect the human rights of their popu-
so in the name of the international community’s default lations but that might be unable to do so as a conse-
R2P. But by disabling the actor who has the primary re- quence of actions that are beyond their control — such
sponsibility to protect and to fulfill human rights, they as those undertaken by TNCs or global economic in-
inherit that primary responsibility in the occupied areas stitutions. What is hard to see in light of this situation
for as long as they exercise effective control over them.43 is how proposals to lower the demanding and interna-
This is a very demanding responsibility that few states tionally binding standards contained in the core human
(or “coalitions of the willing”) are likely to be willing rights conventions and treaties could help strengthen
to bear. In the context of justifying a limited military the sovereignty and equality of those states, let alone
strike in Syria, President Obama made this point crystal the protection of human rights within them.
clear when he said in a recent speech: “I don’t think we
should remove another dictator with force — we learned
from Iraq that doing so makes us responsible for all that NOTES
comes next.”44 1. See UN General Assembly, ‘World Summit Out-
Perhaps, in light of the disastrous results of recent come,’ A/60/1, 24 October 2005, at paras 138–40.
“transformative” military occupations, the danger 2. See International Commission on Intervention and
State Sovereignty (ICISS), The Responsibility to Protect:
that keeping human rights standards both demanding Report of ICISS, International Development Research Cen-
and internationally binding might lead to a lot of tre, Ottawa, 2001, http://responsibilitytoprotect.org/ICISS
pro-democratic military interventions against sovereign %20Report.pdf, accessed January 21, 2015.
states is no longer as high as it might have been before 3. See Article 1.3 of the UN Charter and Preamble of
those experiences. But regardless of how high or the UDHR, http://www.un.org/en/documents/udhr/, accessed
January 21, 2015.
low that danger may be at any given time, it is still 4. On this crucial difference between contemporary hu-
important to see why lowering human rights standards man rights practice and prior declarations of rights see Samue
and minimizing the international community’s R2P are Moyn, The Last Utopia (Harvard University Press, 2010).
not the right strategies for addressing such a danger. On 5. See Report of the High-Level Panel On Threats,
Challenges and Change, a More Secure World: Our Shared
the one hand, there is simply no need to lower human Responsibility, UN Doc. A/59/565, 2, December 2004,
rights standards in order to have a very strong reason to para. 203, http://www1.umn.edu/humanrts/instree/report.pdf,
restrict coercive intervention against sovereign states to accessed January 21, 2015. For more skeptical analyses see
situations of gross and systematic violations of human Carsten Stahn, “Responsibility to Protect: Political Rhetoric
rights. But the reason is not that the rights violated in or Emerging Legal Norm?” American Journal of International
Law 101 (2007), 99–120; N. J. Wheeler and F. Egerton “The
such cases exhaust some putative set of human rights Responsibility to Protect: ‘Precious Commitment or a Promise
proper, or that they are the only ones that are a matter Unfulfilled?” Global Responsibility to Protect 1 (2009): 114–
of international concern and therefore should trigger 32. For an excellent historical reconstruction of the emerg-
the international community’s default R2P. Indeed, ing R2P doctrine as an expression of existing practices see
Anne Orford, International Authority and the Responsibility to
one needs to change the focus from the object of the Protect (Cambridge University Press, 2011).
rights in question to the allocation of the obligations 6. Among those who welcome this development there is
to protect them in order to identify the strongest nonetheless widespread concern with the current institutional
reason. As suggested above, the crucial problem from a structure of the UN and, in particular, the Security Council, that
human rights perspective is that forceful interventions in most cases leads to gridlock and prevents international ac-
tion. For an example, see Allan Buchanan and Robert Keohane
against sovereign states disable the actor who bears “Precommitment Regimes for Intervention: Supplementing the
the primary responsibility to protect and fulfill human Security Council.” Ethics & International Affairs 25 (2011):
rights without having any effective replacement to 41–63.
offer. Thus, it is because this type of international action 7. See Noam Chomsky, “Statement to the United
Nations General Assembly Thematic Dialogue on the Respon-
is a very poor means to effectively protect the human sibility to Protect,” United Nations, New York, July 23, 2009,
rights of the affected populations that it should be used http://www.un.org/ga/president/63/interactive/protect/noam.
only as a last resort when other means for preventing pdf, accessed January 15, 2015. For a more recent example


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Human Rights, Sovereignty and the Responsibility to Protect: Cristina Lafont 77

see Jean Cohen, Globalization and Sovereignty (Cambridge: the international protection of human rights (by a reformed
Cambridge University Press, 2012). I discuss her claims world organization) to cases of violations of international
and proposals in the next section. For a defense of the criminal law (such as genocide, crimes against humanity, and
contrary view of R2P as an international tool that can so on) and ascribes the protection of all other human rights
undermine unilateral (self-serving) interventions see Orford, standards exclusively to the national level. See his “A Political
International Authority. Constitution for the Pluralist World Society?” Between
8. See also UDHR, Art. 21 (http://www.un.org/en/ Naturalism and Religion (Cambridge: MIT Press, 2008),
documents/udhr/index.shtml#a21); European Convention for 312–52. However, in his most recent writings he seems to
the Protection of Human Rights and Fundamental Freedoms, have abandoned that strategy. See his “From the International
Protocol I, Art. 3 (http://www.hri.org/docs/ECHR50.html# to the Cosmopolitan Community.” In Jürgen Habermas, The
P1.Art3); American Convention on Human Rights, Crisis of the European Union. A Response (Cambridge: Polity
Art. 23 (http://www.oas.org/dil/treaties_B-32_American_ Press, 2012), 53–70, and especially 60, 65, and 69.
Convention_on_Human_Rights.htm). 14. Joshua Cohen, “Minimalism about Human Rights:
9. For an overview of this debate see Gregory Fox and the Most We Can Hope For?” Journal of Political Philosophy
Brad Roth, eds. Democratic Governance and International 12 (2004), 190–213.
Law (Cambridge: Cambridge University Press, 2000). For 15. Ibid. p. 197.
recent defenses of a human right to democracy see Seyla 16. Jean Cohen, Globalization and Sovereignty, 196.
Benhabib, “Is there a Human Right to Democracy? Beyond 17. Ibid. p. 587.
Interventionism and Indifference.” In Seyla Benhabib, 18. If we took massive starvation through state neglect
Dignity in Adversity (Polity Press, 2011), 77–93, and Thomas to be a violation of the membership principle, then this would
Christiano, “An Instrumental Argument for a Human Right suggest that the subset of human security rights includes rights
to Democracy,” Philosophy & Public Affairs 39 (2011): to food, health, and so forth. Since Cohen does not offer a list
142–76. For arguments against the existence of a human right of human security rights it is hard to know the precise rights
to democracy see Jean Cohen, “Rethinking Human Rights, she has in mind. On the one hand, it is unlikely that she means
Democracy and Sovereignty in the Age of Globalization.” to include all rights standardly considered part of the right to
Political Theory 36 (2008), 578–606; Joshua Cohen, “Is there security of the person, such as the right to a fair trial or to re-
a human right to democracy?” In C. Sypnowich ed. The productive control. For that would imply that a lack of secure
Egalitarian Conscience (Oxford: Oxford University Press, access to the latter rights could justify coercive intervention.
2006), 226–48; John Rawls The Law of Peoples (Cambridge: On the other hand, she cannot justify their exclusion by claim-
Harvard University Press, 1999). ing that these rights are not threatened when the membership
10. A prominent example of a functionalist approach to principle is violated. For it is patently false that populations
human rights that leads to minimalism is offered by Rawls in threatened by the four Es could nonetheless enjoy secure ac-
The Law of Peoples. According to Rawls, a distinctive function cess to these rights. I address the difficulties of trying to single
of human rights norms is to “specify limits to a regime’s inter- out a specific subset of rights on the basis of the four Es below.
nal autonomy,” such that the regime’s fulfillment of the rights See also note 22.
of its citizens “is sufficient to exclude justified and forceful 19. The international outrage produced by the refusal of
intervention by other peoples, for example, by diplomatic and Myanmar’s military junta to accept international relief aid to
economic sanctions or by military force.” (pp. 79–80) This help the victims of Cyclone Nargis offers some strong evidence
interpretation leads Rawls to claim that the proper subset of against this view.
genuine human rights is limited to rights such as the right to 20. See United Nations Trust Fund for Human Security,
life, to liberty, to property and to formal equality, whereas rights “Human Security Approach,” http://www.unocha.org/human-
to political participation, to an education or to full equality and security/human-security-unit/human-security-approach, ac-
non-discrimination are excluded. However, if Rawls is right cessed January 21, 2015.
in claiming that one of the functions of human rights is that 21. Ibid.
they trigger coercive intervention against states then his list 22. Rawls’s argumentative strategy in The Law of Peo-
seems to be too expansive. As many critics have pointed out, ples is instructive in this context. In order to demarcate the
the main problem with Rawls’s approach is that it tries to iden- subset of human rights proper whose violation might trigger
tify a single subset of rights that is supposed to serve too many coercive intervention by external agents he does not appeal to
disparate functions: drawing the limits of acceptable pluralism, situations of massive human rights violations like genocide or
acting as a trigger for coercive intervention, setting necessary ethnic cleansing. Instead, he appeals to his hypothetical thought
conditions for the legitimacy of any government, determining experiment of decent hierarchical societies and he contends
the upper limit of international assistance to burdened soci- that subjects in such societies could have their human rights
eties, and so on. There is no obvious reason to assume that proper effectively protected even if other rights he targets for
one and the same list of rights may plausibly fulfill all these exclusion (for example, rights to democratic participation, to
disparate functions. As I will argue in section IV, it is a mistake an education, and so on) were not. Cohen rejects this argumen-
to think that we could specify triggers for different kinds of in- tative strategy but does not offer an alternative upon which to
ternational actions simply by looking at the objects of various base the bifurcation she proposes.
rights. Instead, it is essential to look at the proper allocation 23. It is worth noting that the R2P doctrine does not
of (primary and default) obligations for their protection among postulate any bifurcation among types of human rights nor does
different actors. it call their interdependence into question. See ICISS Report.
11. In its Preamble, the UDHR is categorized as 24. For the Committee on Migrant Workers, and
“a common standard of achievement for all peoples and the Committee on the Rights of the Child the indi-
all nations.” (See UDHR, Preamble, http://www.un.org/en/ vidual complaint mechanisms have not yet entered into
documents/udhr/, accessed January 21, 2015.) force. For up-to-date information see Office of the High
12. Jean Cohen, Globalization and Sovereignty, 221. Commissioner for Human Rights, http://www.ohchr.org/EN/
13. Jürgen Habermas follows a similar strategy in his HRBodies/TBPetitions/Pages/HRTBPetitions.aspx, accessed
proposal for a new international order. He circumscribes January 21, 2015.


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78 Constellations Volume 22, Number 1, 2015

25. Jean Cohen, Globalization and Sovereignty, 168; and Cultural Rights,” http://www.maastrichtuniversity.nl/
my italics. She follows here the interpretation offered by web/Institutes/MaastrichtCentreForHumanRights/Maastricht-
Andrew Moravsik, “The Origins of Human Rights Regimes: ETOPrinciples.htm, accessed January 21, 2015.
Democratic Delegation in Postwar Europe.” International 37. See International Commission of Jurists “Maas-
Organizations 54 (2000): 217–52. tricht Guidelines on Violations of Economic, Social and
26. See Cohen, “Rethinking Human Rights,” 593, and Cultural Rights”, 26 January 1997, http://www.refworld.
Globalization and Sovereignty, 15, 163, 205. org/docid/48abd5730.html, accessed January 21, 2015.
27. In what follows I focus on cases in which the ap- 38. The concept of due diligence regarding state respon-
peal to international human rights law by weak states may sibility for non-state acts was first developed in Velasquez Ro-
strengthen their sovereignty and equality as participants in driguez v. Honduras, a case heard by the Inter-American Court
global economic institutions. For examples of how the use of in- of Human Rights in 1988. Since then, it has been applied by
ternational law by national courts can similarly strengthen state other regional human rights courts and extended to cover hu-
sovereignty see Eyal Benvenisti “Reclaiming Democracy: The man rights violations committed by private actors such as cases
Strategic Uses of Foreign and International Law by National of domestic violence against women. For a good overview of
Courts,” American Journal of International Law 102 (2008): this development see Lee Hasselbacher, “State Obligations Re-
241–74. For an argument based on historical examples of how garding Domestic Violence: The European Court of Human
the enforcement of social and economic rights by national Rights, Due Diligence, And International Legal Minimums
courts can strengthen the sovereignty of weak states, as against of Protection,” Northwestern Journal of International Human
internationally determined austerity measures, structural ad- Rights, 8 (2010): 190–215. See also Monica Hakimi, “State
justment or developmental conditionality, see Kim Scheppele Bystander Responsibility,” European Journal of International
“A Realpolitik Defense of Social Rights,” Texas Law Review Law 21 (2010): 341–85.
82 (2004): 1921–59. For a similar line of argument see also 39. See Margot Salomon, Global Responsibility for Hu-
Katherine Young in Constituting Economic and Social Rights man Rights (Oxford: Oxford University Press, 2007), 50–64.
(Oxford: Oxford University Press, 2012), 192–223. 40. For some in-depth analyses of the problem see
28. The TRIPS Agreement is Annex 1C of the Mar- Andrew Clapham, Human Rights Obligations of Non-State Ac-
rakesh Agreement Establishing the World Trade Organization, tors (Oxford University Press, 2006); Margot Salomon, Global
signed in Marrakesh, Morocco on 15 April 1994, WTO, http:// Responsibility; James Harrison, The Human Rights Impact of
www.wto.org/english/docs_e/legal_e/legal_e.htm#TRIPs, ac- the World Trade Organization (Oxford: Hart, 2007), Adam
cessed January 21, 2015. McBeth, “What Do Human Rights Require of the Global
29. For an overview of the events leading to the 2005 Economy?”
“Amendment to the TRIPS Agreement” see Holger Herster- 41. See United Nations Global Compact, http://www.
meyer, Human Rights and the WTO: The Case of Patents and unglobalcompact.org, accessed January 21, 2015.
Access to Medicines (Oxford: Oxford University Press, 2007), 42. This is why such interventions are constrained by
1–18. stringent precautionary normative criteria such as seriousness
30. WTO, “Draft Ministerial Declaration. Proposal of threat, proper purpose, last resort, proportional means, bal-
from a Group of Developing Countries,” http://www. ance of consequences, reasonable prospects, proper authority,
wto.org/english/tratop_e/trips_e/mindecdraft_w312_e.htm, and so on. See ICISS Report.
accessed January 21, 2015. 43. On this central element of the R2P doctrine see
31. See United Nations 2001 (Document E/C. the section on “Post-Intervention Obligations” of the ICISS
12/2001/15). Substantive Issues Arising in the Implemen- Report, 39–45.
tation of the International Covenant on Economic, Social 44. See “President Obama’s Syria Speech Trans-
and Cultural Rights, http://www2.ohchr.org/english/bodies/ cript Text,” September 10, 2013, http://www.christianpost.
cescr/docs/statements/E.C.12.2001.15HRIntel-property.pdf. com/news/president-obama-syria-speech-transcript-text-
32. See WTO, “Doha Declaration on the TRIPS september-10--2013-obama-makes-case-for-military-strike-
Agreement and Public Health,” http://www.wto.org/english/ on-syria-104254/#vLqg9HMJsWAszGxG.99, accessed
thewto_e/minist_e/min01_e/mindecl_trips_e.htm, accessed January 21, 2015.
January 21, 2015.
33. For an excellent analysis of the difficulties see Cristina Lafont is Professor of Philosophy at North-
Herstermeyer, Human Rights and the WTO.
34. See Adam McBeth, “What Do Human Rights Re- western University. Her current research focuses on
quire of the Global Economy? Beyond a Narrow Legal View.” issues in contemporary political philosophy such as
In Cindy Holder and David Reidy eds. Human Rights: The deliberative democracy, human rights and global gover-
Hard Questions (Cambridge University Press, 2010), 162. nance, religion and politics. Some of her recent publi-
35. See “Report to the Human Rights Council of the
Special Representative of the Secretary-General on the Issue
cations include Global Governance and Human Rights,
of Human Rights and Transnational Corporations and Other Spinoza Lecture Series, Amsterdam: van Gorcum,
Business Enterprises (A/HRC/11/13).” The official text of 2012; “Deliberation, Participation and Democratic
the final resolution adopted by the Human Rights Council Legitimacy,” The Journal of Political Philosophy, 23/1
on July 2011, http://www.business-humanrights.org/media/ (2015), 40–63; “Religious Pluralism in a Deliberative
documents/un-human-rights-council-resolution-re-human-
rights-transnational-corps-eng-6-jul-2011.pdf, accessed Democracy,” in F. Requejo and C. Ungureanu, eds.,
January 21, 2015. Secular or Post-secular Democracies in Europe? The
See also the most recent “Guiding Principles on Challenge of Religious Pluralism in the 21st Century,
Business and Human Rights” (2013), http://www.ohchr. London: Routledge, 2015, 46–60; “Accountability
org/Documents/Publications/GuidingPrinciplesBusinessHR_
EN.pdf, accessed January 21, 2015.
and Global Governance: Challenging the state-centric
36. See “The Maastricht Principles on the Extraterri- Conception of Human Rights,” in Ethics – Global
torial Obligations of States in the Area of Economic, Social Politics, 3/3 (2010), 193–215.


C 2015 John Wiley & Sons Ltd.

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