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Anthony J. Hlinak
Bradley A. Clark
Pharmacia, Skokie, Illinois, U.S.A.
patterns are significantly different depending on whether for Pr > 0:1 ð6aÞ
or not the fluid motion is induced by buoyancy forces
and ReL , 5 105
alone (termed natural or free convection), or generated by
external mechanical means using pumps or blowers and for high-velocity, turbulent conditions
(termed forced convection). When a heated fluid passes
over a solid surface, the regions of significant velocity and Nu ¼ 0:036 Pr 0:33 ½Re0:8
L 23; 200
temperature change are generally restricted to a small ð6bÞ
for Pr > 0:5
layer in the immediate vicinity of the solid surface. This
boundary layer may consist entirely of fluid moving in the and ReL > 5 105
1020 Drying and Dryers
X
1
n2
2 Dt where ps, pi are the vapor pressures at the exposed surface
_ ¼ 8Dr0
ðc0 c1 Þ
m exp ð20Þ and interface, respectively (mm Hg), and
n¼1
r02
‘ RT pm
and <D ¼ ð25Þ
Deff A MWs P
2 2
MðtÞ 6X1
1 n
Dt is the effective mass transfer resistance of the dried layer
¼ 2 exp : ð21Þ
M0
n¼1 n2 r02 (mm Hg s/g). Here P is the total pressure and
800 acetone
The powerful analogy that exists among momentum, (120 cal/g)
Isopropyl
alcohol
700
heat, and mass transport permits useful values of (159 cal/g)
Once again, application of the Ohm’–s law analogy allows Fig. 4 Vapor pressure curves for common solvents. Heats of
construction of mass transfer circuits to describe a specific vaporization are shown parenthetically. (From Refs. 16 and 17.)
drying application. The mass flow through the circuits
derived from Fig. 2 can be described using
ðpi p1 Þ Some of the solvent added will adsorb to the solid
_ ¼
m ð30Þ
<T surfaces of crystalline solids, particularly at higher energy
sites resulting from surface defects and impurities. The
where
amount adsorbed will increase in proportion to the exposed
<T ¼ <D þ <c ð31Þ surface area and as the partial pressure of solvent vapor
above the surface increases. Solvent can also concentrate
The mass transfer resistance of the dried layer will be in the crystal interior by migrating along high-diffusion
negligibly small for some period at the start of drying paths produced by dislocations and grain boundaries (18).
because the dried layer thickness, starts at zero. During Some polymeric materials of pharmaceutical interest, such
this period the total resistance to mass transfer will equal as starches and celluloses, often exhibit noncrystalline or
the convective resistance. For fixed flow, temperature, and amorphous structures. Such materials will typically take
solvent concentration far from the exposed product up solvent in significantly greater quantities than do
surfaces, the drying rate will be constant during this crystalline materials with the amount absorbed indepen-
period. As drying proceeds the resistance of the dried layer dent of surface area. As with crystalline solids the amount
becomes a significant portion of the total resistance and sorbed will increase as the partial pressure of solvent vapor
continues to increase with time. The drying rate would in contact with the material increases. Sorption data can be
steadily decrease during this period even if the solvent experimentally generated and fitted to a variety of
pressure difference could be held constant. available models, including the well-known BET equation,
and the more generally applicable 3-state extension
developed by deBoer and Guggenhein (19). Data on a
number of relevant pharmaceutical materials have been
Phase Transition
compiled by Callahan and collaborators (20).
The liquid solvent added to a pharmaceutical material In some cases the water or organic solvent added move
generally exists in a variety of states (15). Some will to regular positions in the crystal lattice and form a
condense or be pulled by capillary forces into macroscopic stoichiometric relationship with the original molecules
pores and fissures or into the interstitial spaces between resulting in a hydrate or solvate crystalline structure that
particles. A state of local equilibrium can be assumed to differs from that of the original crystalline material. Solid
exist at the interface between the liquid and vapor phases state techniques, such as X-ray diffraction, can be used to
of solvent so situated. As a result, the temperature and detect these structural changes. For these materials the
vapor pressure exerted by the condensed solvent will not impact of solvent addition and removal through drying
be independent of one another. Fig. 4 shows the must be carefully considered as new states with unknown
equilibrium vapor pressure versus temperature relation- or undesirable properties could be inadvertently generated.
ship for a number of common solvents (16). Heats of In the case of erythromycin, researchers have reported that
vaporization are shown parenthetically (17). Among the method of removing the water of hydration leads to a
common solvents, acetone has the highest vapor pressure collapse of the crystalline structure into a metastable
and water the lowest. Water requires three –five times the amorphous form (21). On the other hand, Schilling and
energy of the common organic solvents to vaporize. coworkers monitored the formation of a hydrated form of a
1024 Drying and Dryers
Table 1 Recommended constants for computing saturation pressure, using Eq. 34 for
common solvents (psat in mm Hg and T in K)
Solvent A B C D
0.6
0.5
0.4
0.3
0.2
30 0.025
Water - Air system method, wet powder or granulation is placed on paper-
5
0.1
25
Total Pressure D lined trays, usually solid or perforated metal, which are
φ=
0.020
Vapor pressure (mm Hg)
20
0.
15
0.0
6
0.010
oven. The heat and low relative vapor pressure of solvent
5
10 0.004 provided by the flow of heated, dry air throughout the
0.
3
5 0 .0
0.02
0.005 chamber provide a driving force for solvent transfer to and
0.01
0 0.000
subsequent removal from the particle surfaces of the
–10 0 10 20 30 40 50 60 70 powder. This results in the gradual overall loss of solvent
Dew Point Temperature (C) A
from the bulk powder.
Fig. 5 Psychrometric chart for an air – water system at a total The drying process from solids has been characterized
pressure of 760 mm Hg. by three drying regions, as shown in Fig. 6 (12, 25). The
1026 Drying and Dryers
first, termed the Constant Rate Period, is the initial drying Eq. 37 can be simplified to
phase in which surface moisture exceeds a critical level
and rate is controlled by surface area. When the level of MðtÞ
moisture falls below the critical level, it begins to be ln ¼ kt 0:2 ð38Þ
M0
controlled by mass transfer from inside the solid mass:
this is called the First Falling Rate Period. As drying where k is a first-order drying rate constant such that when
proceeds, mass transfer is not able to supply moisture to ln(M(t)/M 0) is plotted versus time a straight-line
the surface of the solid mass at a rate equal to the drying relationship is obtained with a slope of 2k (11). This
rate, and the free water content at the surface goes to becomes very useful in trying to model the tray-drying
zero. At this time, the surface temperature rises rapidly, process and evaluating the impact of process variables
and a receding evaporation front may be formed that such as bed thickness and drying temperature changes. An
divides the solid into a wet region and a dry or sorption example of this is given in Fig. 7, in which drying rate
region. This is the beginning of the Second Falling Rate constants obtained at multiple temperatures are plotted
Period, during which mass transfer of moisture vapor versus inverse temperature, allowing one to predict drying
through the sorption region becomes more and more rate at any interpolated temperature.
retarded. During the drying process, internal liquid transport
The falling rate portion of the drying process can be occurs via capillary flow, while vapor transport occurs
generally modeled by using a variation of Eq. 19 in which both via diffusion and true mass flow driven by pressure
the summation is truncated after one term: gradients (12, 26). Because the powder bed is static,
2
MðtÞ
D 8
ln ¼ t þ ln 2 ð37Þ
M0 4‘2
–1.6
–1.8
–2.0
Constant Rate Period
In (k, hr–1)
–2.2
First Falling Rate Period
Moisture
–2.4
–2.8
2.95 3.00 3.05 3.10 3.15 3.20 3.25
1000 ×1/T, K–1
Time
Fig. 7 Temperature dependence of drying rate constant (k from
Fig. 6 The phases of the drying process. (From Ref. 12.) Eq. 38). (From Ref. 11.)
Drying and Dryers 1027
Tout Blower
significant resistance to the diffusion of solvent from the
bed as a whole reduces the rate of drying, thereby limiting
the efficiency of this method of drying. This is mair
demonstrated by the dependence of the first order rate + mH
2O Filters
constant k on the depth of the bed being dried. Air Flow Lines
Theoretically it is shown that the drying rate constant is Qloss
an inverse function of the square of the bed thickness (see
Eq. 37), but experimental data shows a relationship that Heat
Source
more closely resembles an inverse relationship of k with TWB
the first order of bed depth (11). mair
Tray-drying is also used as a method to remove water
from soft elastic gelatin capsules (27), and can be model Tin
according to Eq. 39a:
Coolant
t
lnðc c1 Þ ¼ þ lnðc0 c1 Þ ð39aÞ Fig. 8 Schematic of a typical fluid bed dryer installation.
G
where
h2
G¼ ð39bÞ coil outlet represents the wet bulb temperature, a measure
5:8D of moisture content. The coolant temperature determines
Here c is the amount of moisture at time t, c0, c1 the the degree of dehumidification achieved. Chilled water
amounts of moisture at time zero and infinity, respectively, and refrigerant are common coolants. A portion of the inlet
h the thickness of the gelatin film, and D is the diffusion air is then diverted through louvers past a heat source and
coefficient of moisture through gelatin. then allowed to remix with the portion not diverted. A
This modeling becomes important as a soft-gel product steam coil is commonly used as the heat source. The
is being developed and a drying end point needs to be louvers are mechanically linked so that one flow path
established and reproduced. opens as the other closes. A feedback loop can be
Despite the low relative capital investment required for established between the downstream temperature and the
tray-drying, it provides a low rate of drying and the louver position to control drying temperature. If the drying
loading and unloading of trays is a labor-intensive process. temperature drops below the set point, the louver position
Although still commonly found in both drug substance and is adjusted to divert a larger fraction of the incoming
drug product manufacturing procedures, tray-drying has airflow past the heat source, resulting in a higher
become less popular in comparison to other more efficient, temperature of the remixed streams. If the drying
reproducible, and well-defined drying procedures such as temperature drifts above the set point, the louvers are
fluid bed and vacuum tumble drying. repositioned to divert less past the heat source. This type of
arrangement is referred to as face and bypass control and
has the advantage of fast response time and minimal
overshoot. The warm, dehumidified air is then passed
Fluid Bed Dryers
through a second, finer filter and sent to the dryer.
Fluid bed-drying is a widely used example of the direct The product to be dried is placed inside a bowl on top of
heating classification. Drying is accomplished by suspend- a retaining screen. The retaining screen can be of the wire
ing the particles to be dried directly in a stream of heated mesh, perforated plate, gill plate, or combination design.
air or other gaseous media. The intimate contact and high As the drying air enters the bowl from below, it drags the
surface areas available for transfer result in fast, efficient product particles off the retaining screen and entrains them
drying, often making fluid bed the approach of choice for in the flow stream. The air transfers heat energy to the
high-volume products. suspended particles and collects the solvent vapors given
A typical installation is shown in Fig. 8. Ambient air off. A small part of the heat energy supplied to the drying
enters an air-handling unit through a coarse filter in the air stream is lost through transfer to the surrounding
lower right. The air is first passed over a chilled, environment. Product filters are provided to prevent the
condensing coil to reduce the moisture content. The air entrained particles from leaving the drying chamber. A
leaving the coils can be assumed to be in equilibrium with split filter design allows for periodic cleaning without
the condensed water so the temperature measured at the disrupting the drying operation. Flow through one filter
1028 Drying and Dryers
600
100
period because the low-moisture, low-density particles
90
80 are easiest to fluidize and because dehumidification
Temperature (C)
35
30 Constant Rate tures. Vacuum drying is particularly advantageous for
Falling Rate
25 Equilibration
heat- or oxygen-sensitive products, for reducing the risk of
20 dust explosions, and for applications requiring solvent
15 recovery or extremely low residual solvent levels.
10 A typical rotating double-cone vacuum dryer is shown
5 in Fig. 11. Vapor exits the dryer via a tube that passes
0 through a rotary seal along the axis of rotation. A filter
0 20 40 60 80 100 120
Elapsed Time (minutes) prevents particles from leaving the dryer with the exiting
(b) vapor. Vacuum can be supplied by conventional pumps,
blowers, or steam jets. Heating fluid circulates through a
Fig. 10 Temperature and drying rate histories for a water-based jacket and enters and exits through dynamic seals along
drying case in air (a) temperature history; (b) computed drying the axis of rotation. Typical rotation speeds are 6 –8 rpm.
rate history. (From Ref. 31.)
Working capacities, generally defined as 50% of total
volume, range from 0.1 to 10 m3 and vacuum levels range
from just under ambient to 20 mm Hg (33). Indirect
the average temperature in the drying bed, and Tamb is the
methods rely on contact between the wet material and the
ambient temperature.
jacketed walls of the dryer to supply energy and the drying
The temperature and computed drying rate histories for a
rate can be heat transfer-limited. Average drying rates
water based drying case in air at a constant flow rate of 2.36
range from 1– 7 kg/h/m2 of heat transfer surface area
106 cm3/s (5000 ft3/min) is shown in Fig. 10 (31). The
available. The ratio of jacket area to working volume tends
heat loss term parameter hA is computed to be 17.9 cal/s/8C
for this case. An early constant rate period is evident that
extends out to the first 30 min of drying in which a drying
Particulate Filter
rate of approximately 40 g/s is achieved. Heating
Because different mechanisms limit the drying rate in Fluid In
each of the drying periods, scheduled changes in flow rate
To
and inlet temperature have been used with great success to Axis of
Vacuum
shorten drying cycles without subjecting the pharmaceu- Source Rotation
tical material to unnecessary stress (31, 32). During the
constant rate period, the drying rate is limited by the
enthalpy available in the inlet air and its capacity to absorb
the vapor that is generated. Increases in flow rate and inlet Heating
Fluid Drive
temperature can be used to reduce the length of the Out Motor
constant rate period. Staged reductions in inlet temperature
and flow rate can be scheduled without impacting the rate Discharge
during the falling rate and equilibration periods because Opening
internal moisture transfer limits the overall rate. The
lowest flow rates can be used during the equilibration Fig. 11 Rotating double-cone vacuum dryer.
1030 Drying and Dryers
To Granulating Fluid Addition surfaces to the interior of a particle or bed. This mode of
Vacuum
Source energy transfer provides for higher temperatures at the
Particulate Filter Shut-off valve
center of the granule or powder bed, generating a
temperature gradient directed outward from the center of
Heating
High Shear Impeller the material. This facilitates both liquid and vapor mass
Fluid
Out transfer away from the center of the granule. Vaporization
of the solvent inside the granule can occur (36), which
Heating
Fluid In
allows drying rates to be governed by the diffusion
Stripping Gas coefficient of the solvent vapor rather than that of the
liquid, potentially reducing mass transfer limitations in
Drive
Motor drying rate.
Microwave dryers can be constructed as stand-alone
Fig. 12 High shear vacuum processor.
cabinets, as combination dryers with vacuum, fluid bed, or
vibrational capabilities, and as one-pot processors that
to decrease with increasing size, so larger models often provide mixing and granulation capabilities in conjunction
require additional internal plates or pipe coils to increase with microwave drying. Microwaves are generated at
available area for heat transfer (33). typical frequencies of either 915 MHz or 2.45 GHz, and
Vacuum drying can be readily incorporated into high are directed to the powder bed to be dried by way of
shear granulation designs to permit multiple processing waveguides. The magnetrons used to generate the
steps to be completed in a single piece of equipment, as microwave output require high-voltage supply and may
shown in Fig. 12. Granulation takes place in an initial require water cooling to remove excess heat. The size
processing step by introducing a fluid to the particle bed (output) and number of magnetrons depends on the size of
while mixing it with a high shear impeller. Vacuum the dryer and mass of wet material to be dried, and in many
drying follows. Typical vacuum conditions are 18 – 22 applications are pulsed on and off by a controller to
mm Hg. The vapor exits through a port in the cover prevent damage to the product resulting from excessive
through a tube equipped with a particulate filter. heat generation.
Heating fluid is circulated through the jacket of the Some dryers also provide heat energy to the powder
bowl with typical operating temperatures of 60 –808C. mass by a jacketed vessel, thereby increasing overall heat
Inert stripping gas (3 – 30 m3/h depending of vessel transfer. Moisture can be removed via vacuum or hot air
volume) is introduced through the shaft seal to improve fluidization depending on the design of the dryer allowing
the convective transfer of vapor out of the vessel during for improved evaporative drying and vapor mass transfer.
drying. Gas stripping rates above an optimal level Fig. 13 shows the relationship between power input (W)
reduce the drying effectiveness by raising the pressure and first-order drying rate constant in a microwave fluid-
in the vessel. Commercial designs allow for tilting of bed processor (37).
the unit up through 1808 to improve contact between
the granules and the heated walls. Microwave and
infrared generators can be added to augment the heat 0.18
transfer rates (34, 35). 0.16
60˚ C
0.14
0.12
kobs' min–1
Penetration Depth, m
P ¼ 2
f V 2 E0 Er tan
ð44Þ 0.012
0.010
where P is the power density (W/m3), f is the frequency
0.008
(Hz), V the voltage gradient (V/m), E0 the dielectric
constant of vacuum (8.85 10212 F/m), Er the dielectric 0.006
constant of the material being dried (F/m), and d is the loss 0.004
angle (a physical property of magnetic waves). 0.002
The product of the dielectric constant and the loss
0.000
tangent (tan d) is called the loss factor (36), Er00 , and is a 0 2 4 6 8 10 12 14 16
relative measure of how easily a material will be heated by Moisture Added, %
microwave energy. Fig. 14 The effect of moisture on microwave penetration depth.
Er0 0 ¼ Er tan
ð45Þ (From Ref. 39.)