Documente Academic
Documente Profesional
Documente Cultură
3 1998
Theory & Practice Pages 439-450
makes the distinction between processes in the engagement and moral inquiry demanded of
natural world and human practices. Natural pro- today's challenges. This is the epistemic regime
cesses are embedded in the very structure of nature; of positivism...The continuing hold of positiv-
they are the inherent product of the composition istic dogma over the thinking and practice of
and configuration of the component elements. higher education is a key problem which must
Think, for example, of the processes involved in be confronted by anyone who concludes that
chemical reactions. In contrast, human practices the needs of our time demand a reshaping of
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Beyond positivism
Paradigm
Positivist
Prediction to hypothesize in advance about the strength and direction of relationships among independent
variables or about the results of experimental interventions
Explanation to give or show the cause of a phenomenon
purposes of health education. 'For "helping" pro- distinguish valid knowledge from mere personal
fessionals, this would involve toleration of high opinion if and only if there is a means to confirm
levels of uncertainty in trying to aid people to (i.e. verify) the truth of any given statement. To
improve their own skills of practical autonomy, test their validity, statements need to be re-cast as
rather than categorizing them in terms of pre- cause-and-effect hypotheses of the 'If-Then' form:
conceived theories with resulting automatic if X occurs, then Y will result. For example, to test
formulas for treatment' (Bellah, 1983, p. 56). whether attitudes are related to behaviors, we need
With that as background, the body of the paper to re-frame the statement as a hypothesis, like 'If
starts with a description of the most common attitudes change (become more positive), then
definition of theory in use in the field today. This behaviors will change (become more frequent)'.
definition is based on the principles of logical We can then test whether attitudes are, in fact,
positivism. The paper discusses two functions related to behaviors.
of theory in the positivist mode: prediction and In the positivist perspective, theories must there-
explanation. It then goes on to present an fore be in the form of statements about relationships
alternative definition of theory, based on values among different variables from which hypotheses
and purposes guiding humanistic research. With can be deduced. Hypotheses make predictions
an expanded definition of theory, the paper then about the effect of changes in the independent
develops five additional functions of theory to variables upon the dependent variable of interest.
guide research. A summary description of the Thus, the first and most common use of theory is
seven uses of theory is presented in Table I. to make predictions.
The paper concludes with a discussion of the
implications of this expanded conceptualization for Prediction
bridging the gap between theory and practice in Virtually all health education textbooks today use
health education today. some variation on this standard positivist perspect-
ive on the form and function theory is supposed
to take. For example, Glanz et al., (1990), citing
Two functions of theory from a
Kerlinger (1986), present the following character-
positivist perspective
istic definition:
At the core of positivism is the verification prin- [Theory is] a set of interrelated constructs (con-
ciple. According to verification principle, one can cepts), definitions and propositions that present
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D. R. Buchanan
a systematic view of phenomena by specifying activities that will instill a sense of susceptibility
relations among variables, with the purpose to infection in their target audience, and so on.
of explaining and predicting the phenomena.
(P- 21)
Explanation
A second function of theory is explanation. This
To test predictions, researchers conduct experi- use of theory follows from a positivist epistemo-
ments by modifying the independent variables logy too. Indeed, prediction and explanation are
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Beyond positivism
the natural world are not necessarily the only ones about why people do the things they do. Unless
that can provide valuable, valid information. If we practitioners are doing program planning capri-
bracket for the time being the idea that theory must ciously, they pick strategies based on why they
take the particular form defined by the verification think people are behaving in a particular way and
principle, then a number of new possibilities for what may lead them to re-consider their current
defining the form and function of theory open up. behavior.
For now, let us say social 'theory' can tentatively For example, a popular exercise in youth
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D. R. Buchanan
boredom, etc., are valid risk factors that should be practitioners as ignorant or negligent about the
targeted for intervention. benefits of using proven theories, researchers could
However, from a humanistic perspective, one come to see them as a primary source for theory
could take a different approach. The reason for development (Burdine and McLeroy, 1992). Rather
this is that, from a humanistic perspective, the than trying to come up with a single standardized
causal significance of these issues pales before their operational definition, researchers would seek out
significance in terms of meaningfulness. Boredom as many dimensions as possible regarding the ways
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Beyond positivism
not only the search for causes of behavior, but also way in which human intelligence organizes experi-
the task of seeking to grasp its underlying rationale ence to grasp its meaning (Appleby et ai, 1994).
(Anderson, 1993; Steinberg, 1993). From a It usually takes the form of a descriptive diagnosis
humanistic perspective, the search for independ- of a situation. The value and validity of this
ent, antecedent causes will never be sufficient type of theorizing is frequently experienced as
to explain behavior because a more complete revelation, the 'Ah-Ha' experience, as in 'now I
understanding depends on comprehending the get it, now I understand what is going on in this
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D. R. Buchanan
the act of explicating a situation is a creative act people's awareness of a broader range of the
in which the researcher—'values, warts and all'— particular contingencies bearing on a specific
actively molds how events are to be interpreted situation. Here, theory and research are used to
(Appleby et al, 1993, p. 249). The process of sharpen, highlight and bring to the foreground as
conducting research and developing theory is more many aspects as possible that make the situation
one of making, rather than finding, creating, rather at hand unique, distinct and different from other
than uncovering (Lindblom, 1990). Or as Anderson situations (in direct contrast to the search for
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Beyond positivism
theory was historically conceived in terms of social gies and thereby make research more relevant to
criticism in the service of social change. Theory practitioners. To conclude, a common concern,
as critique traces its roots to the emancipatory which needs to be addressed, is the standards by
project of the Enlightenment, particularly as it which the validity of humanistic research should
focused on the problematics of existing power be assessed.
structures (Habermas, 1988). Sociology began as One part of the continuing appeal of positivist
an attempt to find footing for social critique. If research is its declaration of clear, precise, un-
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D. R. Buchanan
pp. 11-12) provides an apt description of the usual other way round: what are the theories
process: they are putting into practice? This type of
research is dialogical, going back and forth, give
Like most of the elemental notions—justice,
and take, as both researcher and practitioner
integrity—that guide our moral life, we do
struggle to articulate tacit assumptions and make
not have a sharply discriminating, operational
sense of the swirl of events anytime one engages
definition at hand. Rather, we proceed by mutu-
ally intelligible intimations, affirming this, deny- the community. Second, researchers need to write
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Beyond positivism
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D. R. Buchanan
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