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Period 2.

Deterministic and
Probabilistic Design

Seismic Hazard Assessment


The purpose of a seismic hazard assessment is to
estimate expected levels of ground shaking (peak or
spectral) at a site of interest

Example: consider an active fault capable of producing


earthquakes

Active Fault:

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Seismic Hazard Assessment
Fault attributes:

• “Active” – motion observed in “recent” time, typically


regulatory driven

• Smallest magnitude of interest, typically 4.0

• Largest possible magnitude: a.k.a. MCE, OBE, SSE,


MPE, etc.; typically regulatory driven, a.k.a. “the big
one”

• Regression coefficients corresponding to recurrence


relationship

Seismic Hazard Assessment


Question: How much shaking should we expect to see
at our site due to an earthquake happening along this
active fault?

Site:
Active Fault: 5.0 km
Firm soil
Mw = 4.0 - 7.0 100 depth to
20 km long bedrock
 = 10(3.6-0.9M) 5.0 km from fault

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Seismic Hazard Assessment
Conservatively, we may decide to assume that the
earthquake is “the big one” (MCE, OBE, SSE, etc.) and
that occurs at a point along the fault that is closest to the
site. This approach is called a Deterministic Seismic
Hazard Analysis

Site:
5.0 km
Mw 7.0 event
occurs here

Deterministic Seismic Hazard


Assessment Procedure

1. Identify a seismic source and distance to your site

2. Select a design magnitude (typically big)

3. Select an appropriate attenuation relationship

(NOTE: Steps 1, 2 and 3 may be prescribed by a regulatory agency


with jurisdiction over your project)

4. Calculate the expected level of ground shaking at your site

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Deterministic Seismic Hazard
Assessment for our Site
Magnitude: Mw = 7.0
Source-Site Distance: R = 5.0 km
Attenuation Relationship: Campbell 1997
Estimated peak horizontal ground acceleration:

Site:
5.0 km
Mw 7.0 event
occurs here

Uncertainty in Seismic
Hazard Assessment

What if the earthquake occurred somewhere else on the fault?

Site:

Earthquake
occurs here

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Uncertainty in Seismic
Hazard Assessment

What if an earthquake with a smaller magnitude occurred?

Site:

Mw 6.7 Earthquake
occurs here

Uncertainty in Seismic
Hazard Assessment

What if uncertainty in the attenuation relationship affects the


observed level of shaking at our site?

ln(ü)
Mw and R predicts this
(most likely value)

Mw 6.7 Earthquake
Might be here

occurs here
Might be here

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Probabilistic Seismic
Hazard Assessment

A Probabilistic Seismic Hazard Assessment addresses this


uncertainty:

• All magnitudes and source-site distances are taken into account

• Uncertainty in the attenuation relationship is taken into account

• Large, nearby earthquakes are taken into account

• Multiple potential seismic sources can be combined into a single


hazard assessment

Probabilistic Seismic
Hazard Assessment
The result is a curve of exceedance rate (occurrences per year) for
different acceleration levels that allows for risk-based assessment
in structural design
Expected Exceedance Rate
(occurrences per year)

Target Acceleration

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How to do a Probabilistic Seismic
Hazard Assessment
1. Select an earthquake and its relevant attributes:

minimum magnitude of interest: Mo


maximum considered magnitude: Mmax
recurrence relationship coefficients: a, b
spatial geometry of fault
appropriate attenuation relationship

Let’s say we want to know how frequently we should expect a target


acceleration of 0.1 g to be exceeded at our site by this fault . . . .

How to do a Probabilistic Seismic


Hazard Assessment
2. Develop a histogram showing the distribution of source-site
distance
Fraction of Occurrence

0.498 + 0.265 + 0.237 = 1.000


0.498
For our site:
0.265

0.237

5.00

Source-Site
11.18
9.12
5.00

7.06

Distance, R
(km)

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How to do a Probabilistic Seismic
Hazard Assessment
3. Use recurrence relationship to develop a histogram showing
the distribution of magnitude from Mo to Mmax

For our site: For Mo = 4.0, Mo = 10(3.6-0.9(4.0)) = 1.000 eq/yr

M0 = 4.0
Mmax = 7.0 Since magnitude range is bounded at top and
a = 3.6 bottom, use a bounded recurrence relationship:
b = 0.9

10(-b(M-Mo)) - 10(-b(Mmax-Mo))
M = M0
1 - 10(-b(Mmax-Mo))

How to do a Probabilistic Seismic


Hazard Assessment
3. Use recurrence relationship to develop a histogram showing
the distribution of magnitude from Mo to Mmax

Mw M (eq./yr) (eq./yr) P(eq. in this interval)


4.0 1.000
0.876 87.6% (4.0-5.0)
5.0 0.124
0.110 11.0% (5.0-6.0)
6.0 0.014
0.014 1.4% (6.0-7.0)
7.0 0.000

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How to do a Probabilistic Seismic
Hazard Assessment
3. Use recurrence relationship to develop a histogram showing
the distribution of magnitude from Mo to Mmax

Fraction of Occurrence

0.876
0.876 + 0.110 + 0.014 = 1.000

0.110

0.014

Magnitude, Mw
4.0

5.0

6.0

7.0

How to do a Probabilistic Seismic


Hazard Assessment
4. Use the attenuation relationship to calculate the most likely
acceleration for each combination of source-site distance and
magnitude

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0 AH = 0.142 g AH = 0.096 g AH = 0.070 g


(avg. = 4.5) (ln(AH ) = -1.95) (ln(AH ) = -2.35) (ln(AH ) = -2.67)

Mw = 5.0-6.0 AH = 0.274 g AH = 0.202 g AH = 0.154 g


(avg. = 5.5) (ln(AH ) = -1.29) (ln(AH ) = -1.60) (ln(AH ) = -1.87)

Mw = 6.0-7.0 AH = 0.409 g AH = 0.339 g AH = 0.283 g


(avg. = 6.5) (ln(AH ) = -0.89) (ln(AH ) = -1.08) (ln(AH ) = -1.26)

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How to do a Probabilistic Seismic
Hazard Assessment
5. Use the attenuation relationship to calculate standard
deviation of the natural log of the acceleration for each value
from Step 4

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0
(avg. = 4.5)
ln(AH) = 0.45 ln(AH) = 0.50 ln(AH) = 0.55

Mw = 5.0-6.0
(avg. = 5.5)
ln(AH) = 0.39 ln(AH) = 0.40 ln(AH) = 0.44

Mw = 6.0-7.0
(avg. = 6.5)
ln(AH) = 0.39 ln(AH) = 0.39 ln(AH) = 0.39

How to do a Probabilistic Seismic


Hazard Assessment
Information from Steps 4 and 5 provide the most likely acceleration
and standard deviation for each combination of magnitude and
source-site distance.

Standard Deviation (from Step 5)


defines the shape of the
distribution curve
Most Likely Value
(from Step 4)

ln(ü)

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How to do a Probabilistic Seismic
Hazard Assessment
6. For the given distribution curve and most likely value, use a
probability distribution table to find the probability that the target
acceleration is exceeded

P(ü > ütarget) = shaded area

Target Acceleration, ütarget ln(ü)


(0.1 g)

How to do a Probabilistic Seismic


Hazard Assessment
7. Calculate the probability that the acceleration caused by each
combination of magnitude and source-site distance exceeds
the target acceleration of 0.1 g.

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0 P(ü > 0.1 g) = P(ü > 0.1 g) P(ü > 0.1 g) =
(avg. = 4.5) 0.786 = 0.466 0.251

Mw = 5.0-6.0 P(ü > 0.1 g) = P(ü > 0.1 g) P(ü > 0.1 g) =
(avg. = 5.5) 0.950 = 0.961 0.839

Mw = 6.0-7.0 P(ü > 0.1 g) = P(ü > 0.1 g) P(ü > 0.1 g) =
(avg. = 6.5) 1.000 = 0.999 0.996

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How to do a Probabilistic Seismic
Hazard Assessment
Remembering that we expect Mo = 1.000 eq/yr, we can now calculate
rate that our target acceleration will be exceeded for each combination of
magnitude and source-site distance

Example: For the combination of Mw = 4.0-5.0 and R = 5.00-7.06 km, the


rate that our target acceleration will be exceeded is:

Mo * P(4.0 < Mw < 5.0) * P(5.00 km < R < 7.06 km) * P(ü > 0.1 g)
= 1.000 eq/yr (0.876)(0.498)(0.786)
= 0.343 occurrences/year

The target acceleration of 0.1 g will be exceeded 0.343 times per


year with this combination of magnitude and source-site distance

Repeat this calculation for all combinations of magnitude and


source site distance….

How to do a Probabilistic Seismic


Hazard Assessment
8. Calculate number of times per year that the target acceleration
will be exceed for each combination of magnitude and source
site distance

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0 0.343 0.108 0.053


(avg. = 4.5) events/yr events/yr events/yr

Mw = 5.0-6.0 0.052 0.028 0.022


(avg. = 5.5) events/yr events/yr events/yr

Mw = 6.0-7.0 0.007 0.004 0.003


(avg. = 6.5) events/yr events/yr events/yr

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How to do a Probabilistic Seismic
Hazard Assessment
This distribution of hazard over a range of possible magnitudes and
source-site distances is called a DEAGGREGATION. To get the
overall hazard, we just add up the individual numbers…

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0 0.343 0.108 0.053


(avg. = 4.5) events/yr events/yr events/yr

Mw = 5.0-6.0 0.052 0.028 0.022


(avg. = 5.5) events/yr events/yr events/yr

Mw = 6.0-7.0 0.007 0.004 0.003


(avg. = 6.5) events/yr events/yr events/yr

How to do a Probabilistic Seismic


Hazard Assessment
0.343+0.108+0.053+0.052+0.028+0.022+0.007+0.004+0.003
= 0.620 times per year that 0.1 g will be exceeded regardless of
magnitude or source-site distance

R = 5.00-7.06 km R = 5.00-7.06 km R = 5.00-7.06 km


(avg. = 6.03 km) (avg. = 8.09 km) (avg. = 10.15 km)

Mw = 4.0-5.0 0.343 0.108 0.053


(avg. = 4.5) events/yr events/yr events/yr

Mw = 5.0-6.0 0.052 0.028 0.022


(avg. = 5.5) events/yr events/yr events/yr

Mw = 6.0-7.0 0.007 0.004 0.003


(avg. = 6.5) events/yr events/yr events/yr

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How to do a Probabilistic Seismic
Hazard Assessment

All this effort give you one point on


the exceedance curve. Now repeat
the whole process over a range of
target accelerations to define the
Expected Exceedance Rate

entire exceedance curve…


(occurrences per year)

0.62

0.1 g Target Acceleration

How to do a Probabilistic Seismic


Hazard Assessment

This is the exceedance curve for


one potential seismic source.
Repeat the analysis for additional
seismic sources…
Expected Exceedance Rate
(occurrences per year)

0.62

0.1 g Target Acceleration

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How to do a Probabilistic Seismic
Hazard Assessment
Add the contributions from each
source to obtain a total exceedance
curve that includes all potential
sources of seismicity
Expected Exceedance Rate
(occurrences per year)

TOTAL HAZARD

Source 3
Source 2
Source 1

Target Acceleration

Exceedance Rate, Return Period,


Probability of Exceedance
and Exposure Period
The reciprocal of exceedance rate () is equal to Return
Period, RP

Example: If exceedance rate  = 0.00040404 occurrences/yr,


then RP is equal to 1/ = 2,475 years/occurrence

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Exceedance Rate, Return Period,
Probability of Exceedance
and Exposure Period

Exceedance Rate, Return Period,


Probability of Exceedance
and Exposure Period

2% PE during a 50-year exposure period == 2,475-year return


period (i.e. The MCE level of ground shaking in the IBC)

10% PE during a 50-year exposure period == 475-year return


period (used for design-level shaking in some places)

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USGS Database of Probabilistic
Seismic Hazard Assessment Data
Probabilistic seismic hazard assessments are a lot of
effort . Fortunately, the USGS has done this for the
entire United States…

USGS Unified Hazard Tool:

https://earthquake.usgs.gov/hazards/interactive/
1Petersen, M. D., Moschetti, M. P., Powers, P. M., Mueller, C. S., Haller, K. M., Frankel, A. D., Zeng, Y.,

Rezaeian, S., Harmsen, S. C., Boyd, O. S., Field, N., Chen, R., Rukstales,. K. H., Luco, N., Wheeler, R. L., Williams, R. A.
and Olsen, A. H., 2014, “Documentation for the 2014 Update of the United States, National Seismic Hazard Maps,”
Open File Report 2014-1091, United States Geological Survey, Reston, Virginia.

2Petersen, M. D., Frankel, A. D., Harmsen, S. C., Mueller, C. S., Haller, K. M., Wheeler, R. L., Wesson, R. L., Zeng, Y., Boyd,

O. S., Perkins, D. M., Luco, N., Field, E. H., Willis, C. J. and Rukstales,. K. H., 2008, “Documentation for the 2008 Update
of the United States, National Seismic Hazard Maps,” Open File Report 2008-1128, United States Geological Survey,
Reston, Virginia.

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