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PPSXXX10.1177/1745691618767880KazdinTreatment of Aggressive and Antisocial Child Behavior Services

Perspectives on Psychological Science

Developing Treatments for Antisocial 1­–17


© The Author(s) 2018
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DOI: 10.1177/1745691618767880
https://doi.org/10.1177/1745691618767880

Trials and Uncontrolled Tribulations www.psychologicalscience.org/PPS

Alan E. Kazdin
Department of Psychology, Yale University

Abstract
The article describes my research on the development and evaluation of psychosocial treatments for children who
engage in extremes of antisocial behavior (e.g., aggression, property destruction, theft). I begin with my “story” of
how the focus on interventions started as I worked in various settings (rehabilitation facilities, schools, hospitals, and
outpatient clinical services) and with children, adolescents, and adults. The main stream of treatment research and
findings with antisocial child behavior is highlighted along with tributaries that led naturally from the outcome research.
Our trials are complemented by tribulations that apply to evidence-based psychosocial interventions more broadly.
Most individuals in need of psychological services in the United States and worldwide receive no treatment. Much
can be done right now with novel models of treatment delivery that draw on multiple disciplines (e.g., public health,
business, entertainment, economics, robotics and artificial intelligence, and law and social policy). More research on
interventions that do not or cannot reach most people in need is quite limited in value to me. Finally (and belatedly)
my attention has turned to ways of exerting impact, and for that, evidence-based interventions are necessary but hardly
sufficient.

Keywords
treatment development, child antisocial behavior, treatment delivery

The major focus of my work has been on developing characteristic that has been recognized throughout the
and evaluating psychological interventions. The work history of psychology in America (e.g., Ladd, 1894;
has encompassed diverse treatments (e.g., imagery- Tyler, 1973). This is interesting because, historically,
based therapy, cognitively based interventions, token application emerged early (e.g., in Gestalt psychology,
economies), populations (e.g., children, adolescents, and functionalism, behaviorism; e.g., Hergenhahn & Henley,
adults; individuals institutionalized because of severe 2013). Priority has been and continues to be accorded
intellectual disabilities or psychiatric disorders), and set- to basic science, conceptual models, and elaborating
tings (e.g., education and special education classrooms, the nature of phenomena, regardless of whether there
psychiatric hospitals, rehabilitation facilities, the home, is any application at the moment. That is fine as long
and outpatient clinical services). The need to develop as two provisos are added. First, one can begin at any
treatments that are evidence-based is obvious and place on the basic-applied (bipolar) dimension and
slightly embarrassing to make explicit, given that this move back and forth. Where one begins is not as criti-
has not always been a priority in clinical psychology and cal as where one ends; that is, with a deeper under-
other mental-health professions. Apart from the obvious standing of the phenomenon of interest and, if needed,
need for effective interventions, treatment research has what can be done to control, alter, or improve some
been a useful platform to address basic as well as applied facet of that. Second, there are calamitous individual
questions about clinical problems and contextual influ-
ences (e.g., family characteristics, context) that affect
Corresponding Author:
both the problems and effects of interventions. Alan E. Kazdin, Department of Psychology, Yale University, 2
In psychology, treatment and other types of applied Hillhouse Ave., New Haven, CT 06520-8205
research often are frowned on and demeaned, a E-mail: alan.kazdin@yale.edu
2 Kazdin

and social problems that are part of the human condi- workshop part of the facility, so they could be placed
tion. Psychiatric disorders, broadly conceived, among in jobs in the community. I weepily confessed and
children, adolescents, and adults are among them. The threw myself on the mercy of the court by admitting I
challenge for us as scientists is whether and how the knew nothing about the clientele or the problems they
content and methodological approaches of our disci- evinced, let alone how to have any influence on them.
pline and science more generally can make a genuine His reply was stunning, discomforting, and welcoming.
difference to individuals, various groups, and to society He noted that the facility included expert professionals
at large. In that regard, it is noteworthy that psychologi- from all the mental-health professions as well as coun-
cal science is actively involved in many areas in which seling, rehabilitation, and nursing, but no one seemed
there are important applications (e.g., space travel, to know what to do to have concrete impact on prob-
robotics, self-driving cars, climate change, education, lem behaviors or skills that the clients needed. I again
child rearing, rehabilitation of veterans, law and the reiterated that what I brought to the setting would be
courts, sports, and many more). ignorance, heavily seasoned with a thorough lack of
This article focuses on my primary line of applied expertise, which only seemed to strengthen his resolve.
research: the treatment of children and adolescents with After more interviewing, he walked me to an empty
extremes of aggressive, antisocial, and violent behavior. office far away from his but near the portion of the
I review the impetus for the focus on interventions, the facility where he wanted me to work. He pointed to
findings from a program of research that has identified the empty chair in a fully equipped but plainly unoc-
two effective treatments, and why I do not want to do cupied office and asked me to take the job and sit there
that work anymore. We want evidence-based treatments for as many weeks or months as it took to learn what
and to do all that we can to deploy science to reduce I needed and then when ready to change behaviors of
the burdens of mental illness. Yet my work, in keeping the clients on the “floor” (a vast room with many indi-
with what is standard work for much of my cohort, is viduals, staff, work stations, and more) that would put
neglecting arguably the most critical treatment problem. them in a position for community placement. I took the
Permit me to not state that problem explicitly at this job part-time, which accommodated my graduate school
point with the desperate hope that piquing curiosity schedule, and spent the time in the office for several
may lead an elite few to actually read further. weeks. Eventually, I did what the director asked.
Many promising interventions were emerging in
behavior therapy. From my office, I wrote to key leaders
Impetus for Research on Interventions at the time, read their articles on behavior change, and
Although a variety of influences contributed to my began to learn the emerging literature in applied behav-
intervention focus, a few challenges played a very direct ior analysis (i.e., the application of operant condition-
role. At various points in my career, I have been in a ing toward therapeutic and other applied ends). I also
position in which there is a need to change behavior called some of these leaders to ask for more details
and adaptive functioning of individuals who were hav- than their articles provided about implementation. It
ing difficulties in getting along with others, were com- was during this time that I began to study intensively
pletely unmanageable at home or at school, and who both the content and methods (single-case experimen-
could not stay out of trouble (e.g., at school, with the tal designs) of the approach.
law). The first occasion occurred in graduate school After a few months, I made some modest efforts to
(Northwestern University), where I began an initial work with the staff directly in charge of the clients. We
interest, in keeping with the zeitgeist, of placing psy- intervened and evaluated programs with individual cli-
chotherapeutic interventions on firm empirical footing. ents to address their specific problem areas (e.g., wildly
Behavior therapy was emerging along with new jour- explosive tantrums, extreme social withdrawal, seeming
nals, and controlled studies of a variety of treatments inability to accept change in activities or tasks, loud
began to appear. Within the context, my advisor, noting and constant negative comments and complaining).
my budding interest in behavior change, suggested that This required the methods of behavior analysis (e.g.,
I explore a part-time job opportunity at a nearby facility developing reliable objective measures—none of that
for children, adolescents, and adults with a range of self-report business, establishing measurement reliabil-
emotional and behavioral problems and intellectual ity, conducting observations) and evaluating the impact
disabilities. of using the rigorous yet flexible methods of single-case
At the job interview, the director, a clinical psycholo- designs (e.g., continuous assessment over time, altera-
gist, asked me to work at the facility part-time and make tion of conditions to test for causal relations, iteration
therapeutic changes that would help individual clients, of interventions when interventions were not having
beginning with adolescents and adults in the sheltered the desired effect; see Kazdin, 2011a).
Treatment of Aggressive and Antisocial Child Behavior Services 3

Very soon I was working daily with the staff on the some of the uplifting usual cliché themes (e.g., empow-
floor who implemented the procedures and I was infre- erment, setting limits), could the teachers and I work
quently in my office. We started to make changes in together in ways that had direct impact on classroom
the behaviors of many clients. Some of the modest and academic child behavior and could I demonstrate
projects and demonstrations even saw light of day (e.g., that? Here, too, variations of procedures I had been
Kazdin, 1971; Kazdin & Polster, 1973). I began to working with and the methodological demands (e.g.,
explore some procedures and their nuances to under- operational definitions of the goals, ensuring they were
stand how they worked and how to improve their reliably assessed, evaluating intervention effects over
impact (e.g., Kazdin, 1972b, 1973a, 1973b). This eventu- time) were valuable. I worked in several classrooms
ally led to review articles on various techniques (e.g., helping to design and implement interventions for indi-
Kazdin, 1972a, 1973e; Kazdin & Bootzin, 1972), and vidual students as well as for entire classrooms. After
even some books (e.g., Kazdin, 1975, 1977b, 1978). this project, I continued to work in schools and to con-
This job lasted for 3 years and had enormous influ- duct studies to improve the impact of behavior-change
ence on my later and present work. The challenge of techniques as well as to better understand how they
that job: what could be done to effect change in a worked (e.g., Kazdin, 1973c, 1973d, 1974a, 1977a; Kazdin
reliable and marked fashion? The substantive thrust of & Forsberg, 1974; Kazdin & Geesey, 1977; Kazdin &
operant procedures and the methodology proved Mascitelli, 1980; Kazdin, Silverman, & Sittler, 1975).
extremely helpful. Group designs and the focus on By the third occasion, I was at midcareer, and I moved
means, statistically significant differences, and effect from an academic psychology department to a psychiatry
sizes were hardly useful or even relevant, when, for department at a medical school (Western Psychiatric
example, one is called on to change the behaviors of Institute and Clinic, University of Pittsburgh School of
a 16-year-old male, who constantly swore out loud, said Medicine). I was placed in charge of an inpatient service
nasty things to women all day, and had outbursts from for children (Children’s Psychiatric Intensive Care Ser-
what seems the slightest or no real provocation. It vice). As the name suggests, children were admitted
would be wonderful to understand the underpinnings because of severe clinical dysfunction and often were
of these behaviors but of course that is no guarantee brought to the hospital by ambulance or police and on
that one can then make the needed changes. Yet, absent a gurney. The main clinical problem leading to admission
the knowledge, could we change the behaviors and was extreme aggressive and antisocial behavior. As a
attitudes of that adolescent? In that case, we could. Yes, preview of coming attractions, my first case was a
I had my failures as well and understanding these gen- 12-year-old boy who stabbed his father (life-threatening
erated ideas of what might be done differently to injury) while the father was raping his mother, who was
improve treatment effectiveness (e.g., Kazdin, 1973e). screaming for help. The boy grabbed a kitchen knife,
A second factor that influenced my intervention focus ran into the bedroom, sliced the back of the father’s leg
was an extension of the previous experience. A super- from just a little below the back of the knee to the bot-
intendent of a local school district learned of the work tom of the tendon near the ankle, and ran out of the
I was doing at the facility highlighted previously and house. The boy then stole a car and crashed it when the
asked me to implement and evaluate similar interven- police finally caught up with him. This behavior was part
tions on a larger scale in several school classrooms. Here, of a long string of aggressive and violent acts, but this
too, there was some accountability with the job where one led to immediate hospitalization.
the metric was behavior change (disruptive behaviors, The department chairman at the time noted that no
performance of academic tasks) of “problem students” one knew what to do (i.e., how to treat children with
in classrooms. The most dramatic introduction to my first patterns of extreme aggressive and antisocial behavior)
student was a brilliant 10-year-old boy, who allegedly and that it would be very important to commit my
walked on top of all the desks (in a U-shaped arrange- efforts and resources of the setting to that problem. The
ment in class) during a lesson, stepped on the papers locked inpatient service included staff representing
and classwork of his classmates in the process, spoke multiple disciplines (child psychiatry, psychology, social
very loudly while he was walking as the teacher was work, nursing, rehabilitation, and education). On the
trying to present a lesson, and then went to the front of service, we tried many reasonable treatment options
the room and “fondled the teacher.” I believed none of (e.g., various medications, social skills training, tradi-
this, so I observed by sitting in the back of the room for tional individual and group therapy sessions, and a
a couple of days. Everything was true exactly as stated. structured milieu) and occasionally even allowed par-
Beyond any one child, the overall mandate for this ents to try options they viewed as reasonable (e.g.,
position was more accountability. What could be done exorcism) and that had no less evidence than interven-
to effect change? Beyond workshops for teachers on tions we were trying. We decided to develop and
4 Kazdin

evaluate treatments for the children. That led to a •• Untoward long-term outcomes for such children
3-decade research program with a central stream and in adulthood (e.g., approximately 67%–80% are
many tributaries. This article is about that line of work.1 likely to meet criteria for a psychiatric disorder
Overall, the three influences I have highlighted had in adulthood);
obvious commonalities, namely, could anything be •• Untoward consequences for others including sib-
done to make a difference, where “make a difference” lings, peers, parents, teachers, as well as strangers
meant something visible that affected functioning in who are targets of antisocial and aggressive acts;
daily life? Virtually all the work was with individuals, and
one at a time, in light of the individual problem domains •• Exorbitant monetary costs as youths traverse a
or deficits of each person and the contexts in which variety of services and settings (e.g., emergency
they were to function. Happily, there were guidelines room visits, special education, foster placement,
from procedures in basic research (experimental analy- and mental health, juvenile justice, and social
sis of behavior) and a methodology (single-case services) over the course of their lives.
designs) that permitted both a clinically relevant and,
as needed, rigorous evaluation. In addition, the bar was
high sometimes but also clear. For example, in one of
Need for two treatments
my jobs, the challenge was to reduce the head-banging
of institutionalized adolescents. In this context, reduc- An intervention that seemed very promising for these
ing head banging from 90 to 60 times per hour might children was parent management training (PMT),
be dramatic and “significant” statistically, but is not of derived at the time from two bodies of research: (a) the
much help in reducing the heavy medication used to seminal conceptual and empirical work of Patterson
sedate these individuals and keeping the adolescents and his colleagues that focused on coercive sequences
out of straightjackets all day. Being “close” to the goal of parent-child interactions and how they promote
can be encouraging, but it is very clear when one aggressive behavior in the home and how altering these
misses the target and more is needed. 2 sequences can change that behavior (e.g., Patterson,
2016; Reid, Patterson, & Snyder, 2002) and (b) advances
in applied behavior analysis on how to change behavior
Research From Treatment Program (e.g., use of establishing operations, functional analysis,
Overview of the sample differential reinforcement schedules; e.g., Cooper,
Heron, & Heward, 2007; Kazdin, 2013). These lines can
On the inpatient service, the interventions were be translated into multiple concrete techniques to alter
designed for children referred for aggressive, antisocial, both parent and child behavior.
and violent behavior and who could not function in PMT focuses on changing parent behavior and how
their homes or at school. The main psychiatric diagnosis parents interact with their children. The treatment uses
of these children was conduct disorder (American Psy- learning-based procedures to develop behavior and
chiatric Association, 2013), which refers to a broad pat- includes modeling, prompting and fading, shaping,
tern of rule-breaking behaviors such as initiating fights, positive reinforcement, practice and repeated rehearsal,
destroying property, being physically cruel to people extinction, and mild punishment. Treatment sessions
or animals, stealing from others, forcing someone into use many of the same behavior-change techniques on
sexual activity, setting fires, lying, being truant, running parents that parents will use with their children to
away, and bullying. These are not single instances of develop prosocial behavior. Parents are seen in the
one or two behaviors but include multiple behaviors sessions; occasionally children are brought in to review
that continue in an ongoing way (Hill & Maughan, 2001; and practice specific procedures with the parents.
Kazdin, 1995b; National Institute for Health and Medical Treatment sessions can be characterized as action ori-
Research, 2005). As a clinical and social problem, con- ented, with most of the time spent modeling and prac-
duct disorder has some critical features, including ticing skills to achieve desired performance in the
parent. Perhaps a useful way to characterize the pro-
•• A relatively high prevalence rate (conservatively, cedure is to recall the difference between a magician
between 2% and 9% of youth, depending on the and a psychologist. A psychologist pulls habits out of
age range of the child or adolescent); rats. PMT is not about rats but it is about repeated
•• Presence of other disorders that co-occur, espe- practice and building habits.
cially attention deficit-hyperactivity disorder, PMT was a not a viable option for many children on
depression, and anxiety; the inpatient service because parents experienced some
•• A high rate of clinical referrals (e.g., 33%–50% of limiting condition (e.g., major psychiatric or substance
child cases referred for outpatient treatment); abuse disorder, in and out of prison, selling illicit drugs,
Treatment of Aggressive and Antisocial Child Behavior Services 5

alcohol, or sex from their homes, training their child implementation of techniques in everyday settings. For
how to engage in antisocial behavior such as stealing). both treatments, we began to develop a manual (spe-
In some cases, children were taken away from their cific guidelines for what therapists ought to do and say
parents (e.g., due to physical or sexual abuse or having for each session and options for handling obstacles)
dangerous living environments). In cases in which no and immediately started pilot testing the procedures
adult was readily available, we needed a treatment for with parents and children on the inpatient service. The
the child that did not require parent participation. pilot testing was an iterative process designed to estab-
For these children, we developed cognitive problem- lish feasibility and acceptability. First and foremost, the
solving skills training (PSST), which focuses on cogni- PSST sessions had to be engaging, fun, and perhaps
tive processes, a broad class of constructs that pertain even gamelike, just to get children to the sessions. On
to how individuals perceive, code, and experience the the inpatient service, it was possible for a child to be
world. Individuals who engage in conduct problem asked to come to a treatment session, only to give an
behaviors, particularly aggression, show distortions and obscene gesture and a stark statement perfectly consis-
deficiencies in various cognitive processes (e.g., Hubbard, tent with that gesture, in a situation in which a simple
McAuliffe, Morrow, & Romano, 2010; Lochman, Powell, “no thank you” would have been perfect. Effectiveness
Whidby, & FitzGerald, 2012). Examples include generat- presupposes that someone comes to the treatment, so
ing alternative solutions to interpersonal problems (e.g., that was our early emphasis! After about 12 or so
different ways of handling social situations), identifying months of applying and revising PMT and PSST treat-
the means to obtain particular ends (e.g., making ment, the number of treatment changes began to
friends) or consequences of one’s actions (e.g., what approach asymptote and were minor (better phrasing,
could happen after a particular behavior), making changing of examples and games) so we moved to
misattributions to others of the motivation for their more formal empirical evaluations (see Kazdin, 2005).
actions, perceiving how others feel, and expectations
of the effects of one’s own actions. Deficits and distor-
tion among these processes relate to teacher ratings of
Randomized controlled trials
disruptive behavior, peer evaluations, and direct assess- My intervention research before this point included
ment of overt behavior. Our program initially drew both group designs (randomized controlled trials
heavily on the pioneering work of Shure and Spivack [RCTs]) and single-case experimental designs, quite dif-
(e.g., Shure, 1992; Spivack & Shure, 1982) in the context ferent in assessment, hypothesis testing, and data analy-
of young children and prevention programs in the ses. All the evaluations that followed now were RCTs.
schools. Apart from the obvious feature of assigning participants
In PSST, the child is trained to engage in a sequence to conditions randomly, the designs also required
of steps or self-statements designed to help him or her
look carefully at the demands of the situation, consider •• Specifying inclusion and exclusion criteria for
what might be alternative positive (rather than aggres- selection of cases (participants);
sive) ways of responding, consider the consequences •• Devising treatment manuals to specify exactly
of different actions, select one of those responses, and what the treatments were, in our case on a session-
act out the solution in a role-play situation in the treat- by-session basis;
ment session. The therapist models how to apply the •• Monitoring and documenting the proper execu-
self-statements to situations (e.g., being bullied, being tion of treatment daily (treatment integrity);
threatened, and being asked to steal something by a •• Ensuring and documenting completion of lengthy
friend) the child may encounter and how to complete assessments before, during, and after treatment;
the sequence of steps. PSST sessions include intensive and
practice and role playing in using the steps and in •• Retaining families in treatment (minimizing can-
responding to increasingly more complex and provoca- cellations and not showing up, dropping out).
tive social situations in the session. There is also a
graded and increasingly realistic series of “homework” With clinical samples, or at least ours, invariably
assignments in which the steps are applied by the child there were extenuating circumstances that had, as a
at home, at school, and in other settings. common final pathway, obstacles in conducting treat-
PMT and PSST have some common components, ment and retaining someone in treatment. Before treat-
including the emphasis on repeated practice of the ment, difficult family circumstances (e.g., multiple
desired behaviors, heavy use of modeling and other stressors, conflict with partners or relatives, receipt of
antecedents (e.g., prompts, establishing operations), social assistance) portend obstacles. During treatment,
praise by the therapists to develop the behavior, and any one or more of these might emerge and often did:
6 Kazdin

revelation of child or sexual abuse, domestic violence, research questions. We began the work on an inpatient
a parent selling drugs, parental prostitution in the clinical service; therapy was carried out while we had
home, a parent removed from the home (prison, hos- the child on the patient service and saw the child in
pitalization), a parental crisis as a result of clinical dys- PSST (if no parent could participate) or with the parents
function, a child expelled from school, parental whom we prepared for the child’s discharge (e.g., with
separation and divorce, parental suicide attempt or weekend visits of the child in which the parents could
completion, and, believe it or not, much more. We try out their new skills on an abbreviated scale). It
decided early that if there was a conflict between exe- became more feasible to carry out our work entirely
cution of the research and clinical care (addressing a on an outpatient basis. I now directed an outpatient
problem, issue, or focus outside of the treatment man- clinic (Child Conduct Problem Clinic) in the same psy-
ual), we would always give priority to clinical care and chiatry department and received referrals for children
treat or refer the case outside of the project. primarily with problems of aggressive and antisocial
In short, conducting an RCT belies what might be behavior. We continued the two treatments because it
involved. Early in my career, I conducted RCTs in a still was the case that for some families, participation
university setting in which most of the “clients” were of the parent was not feasible.
college students, seen for a brief period, and the goal The clinic continued for several years, including a
was to test novel treatments to reduce fear and avoid- move to my present position (Yale University), where
ance (e.g., Kazdin, 1973a, 1974b, 1974c). In the context the research has been in place for 28 years (Kazdin,
of clinical work, now the studies were much more 2011b). We have now evaluated versions of both PMT
intricate and required mobilizing a dedicated staff with and PSST in multiple RCTs (please see Table 1), begin-
high levels of specialization in delivering psychother- ning with basic comparisons of PMT and PSST. Overall,
apy; contending with multiple child and family prob- these are the main findings:
lems and crises; monitoring recruitment and patient
flow through intake, treatment, and all assessments; 1. PMT and PSST alone each produce reliable and
and expertise in tracking, feedback systems, and data- significant reductions in antisocial behavior and
base management. Each RCT required approximately 3 increases in prosocial behavior among children
to 5 years to complete from recruitment to end of data (ages 5–15). The combination of the two treat-
analyses, unless there was follow-up, which added a ments produces greater outcome benefits than
year or two. In addition, the trials are very expensive, either treatment alone, but it is not clear whether
mostly because of staff costs. Typically, families cannot or when the added cost of providing both inter-
afford treatment, and any insurance reimbursement that ventions (two therapists, twice the number of
might be available cannot begin to cover the real costs sessions) is warranted.
of providing services. The many trials could not have 2. The benefits of treatment are evident in perfor-
been done without grants to fund individual studies as mance at home, at school, and in the community,
well as more enduring funds from various government both immediately after treatment and up to a
agencies and private foundations. 3 Graduate students 1-year follow-up assessment; these benefits are
and undergraduates might participate in training experi- evident not only in indices of statistical signifi-
ences related to treatment or assessment, yet in light of cance but also in indices of clinical significance
the time commitment for training and executing the (e.g., return of symptom levels to within sex- and
treatment and the complexities of handling the clinical age-based normative data for nonclinical
issues that emerged in contact with the families, a dedi- samples).
cated employed staff has been essential. 3. Improvements are not plausibly explained by the
passage of time, repeated contact with a thera-
pist, or nonspecific (common) treatment factors
Treatment outcome research
associated with participation in treatment, given
After piloting and devising the treatments and securing comparisons of treatment with other intervention
initial funding, we began to carry out the trials to see and control conditions.
whether treatments in fact had any impact in child 4. The effects of treatment have been obtained with
behavior at home and at school. In separate studies, both inpatient and outpatient cases.
PMT and PSST were compared with a relationship-play 5. Level of parent and family stress and family
therapy condition, a treatment commonly used in the adversity (e.g., on social assistance, interpersonal
treatment of children. The treatments were significantly conflicts at home, domestic violence) influence
better than the comparison conditions. We continued participation in treatment and treatment out-
improving on the treatment and asking additional come. Adding a treatment component to address
Treatment of Aggressive and Antisocial Child Behavior Services 7

Table 1.  Main Studies to Evaluate Treatment Outcome and Therapeutic Change

Investigation Sample, design, and objective Main findings


Kazdin, Esveldt- Inpatient children (ages 7–13, N = 56) PSST led to significantly greater decreases than
Dawson, RCT; PSST, relationship therapy, and treatment the other treatment and control conditions in
French, & Unis contact control. externalizing and other behavioral problems
(1987a) at home and at school and greater increases in
prosocial behavior; the effects remained at a 1-year
follow-up assessment.
Kazdin, Esveldt- Inpatient children (ages 7–12, N = 40) Combined treatment showed significantly greater
Dawson, RCT; PSST+PMT combined and treatment changes externalizing and prosocial behaviors than
French, & Unis contact control (where both parents and child the control condition; the effects were maintained at
(1987b) were seen as in the combined treatment). a 1-year follow-up.
Kazdin, Bass, Inpatient and outpatient children (ages 7–13, Both PSST conditions showed significant changes
Siegel, & N = 112) on measures of problem and prosocial behavior
Thomas (1989) RCT; Compared, PSST, PSST with in vivo compared with relationship therapy; PSST with
practice, and Relationship therapy. in vivo practice led to greater improvements in
behaviors at school than PSST alone, but these
differences were no longer evident at 1-year follow-
up.
Kazdin, Siegel, & Outpatient children (ages 7–13, N = 97) All treatments improved child functioning on measures
Bass (1992) RCT; Evaluated effects of PSST, PMT, and of externalizing symptoms and prosocial behavior;
PSST+PMT. the combined treatment led to significantly greater
changes immediately after treatment and at a
1-year follow-up and placed more children within
the nonclinical (normative range) in levels of
functioning.
Kazdin, Outpatient children (ages 4–13, N = 75) At the end of treatment children who terminated
Mazurick, & Evaluated therapeutic change of completers and prematurely showed greater impairment at home,
Siegel (1994) dropouts and factors that account for their at school, and in the community compared with
different outcomes. children who completed treatment. However, these
differences were accounted for primarily by severity
of impairment at pretreatment rather than by
receiving less treatment.
Kazdin (1995a) Outpatient children (ages 7–13, N = 105) Child severity and scope of dysfunction, parent
Evaluated of moderators of change among stress, and family dysfunction predicted symptoms
families that received PMT or PSST+PMT. and prosocial functioning at the end of treatment,
but the effects varied by outcome (at home or at
school). The proposed moderators even when
significant were not strongly related to outcome.
Kazdin and Outpatient children (ages 7–13, N = 120) Children more deficient in cognitive/academic skills
Crowley Examined relation of intellectual functioning and and more severely impaired improved significantly
(1997) severity of symptoms on responsiveness to with treatment but less than their less impaired
PSST. counterparts.
Kazdin and Outpatient children (ages 3–13, N = 304) Treatment completion was strongly related to
Wassell (1998) Examined the relation of treatment completion therapeutic change with greater change among
and therapeutic change among children who those who completed treatment. However, 34%
received PSST, PMT, or PSST+PMT. of those who dropped out early made significant
improvement compared with those who remained
in treatment (78%). Predictors for improvement
did not vary as a function of whether individuals
dropped out or completed treatment.
Kazdin and Outpatient children (ages 3–13, N = 200) Perceived barriers to participation in treatment was
Wassell (1999) Examined predictors of therapeutic change. related to therapeutic changes in the children.
Greater barriers were associated with less change;
the findings could not be explained by several child,
parent, and family variables.
(continued)
8 Kazdin

Table 1. (Continued)

Investigation Sample, design, and objective Main findings


Kazdin and Outpatient children (ages 2–14, N = 169) Greater parent psychopathology and lower quality of
Wassell Examined relation of parent psychopathology life at pretreatment predicted therapeutic changes,
(2000a) and quality of life as moderators of controlling for SES and child severity of dysfunction.
therapeutic change in children who received Greater perceived barriers to treatment by parents
PSST, PMT, or PSST+PMT. was associated with less therapeutic change on the
part of the children.
Kazdin and Outpatient children (ages 2–14, N = 250) Child, parent, and family functioning improved over
Wassell Examined therapeutic changes in children, the course of treatment. Moderators of treatment
(2000b) parents, and families and the predictors of varied as a function of child, parent, and family
these change among children who received outcomes.
PSST, PMT, or PSST+PMT.
Kazdin and Outpatient children (ages 6–14, N = 127) Treatment with the component to address parental
Whitley (2003) RCT: All families received PSST+PMT; half stress was associated with greater therapeutic
were assigned to receive a supplementary change among the children and reduced barriers to
component to address parental stress. treatment perceived by the parents.
Kazdin, Outpatient children (ages 3–14, N = 138) A more positive therapeutic alliance (for either child
Marciano, & Evaluated child-therapist and parent-therapist or parent) was associated with greater therapeutic
Whitley (2005) alliance as a predictor of therapeutic change change, fewer experienced barriers to treatment,
among families that received PMT alone or and greater acceptability of treatment. SES, parent
PSST+PMT. dysfunction and stress, and pretreatment child
dysfunction did not account for the findings.
Kazdin, Whitley, Outpatient children (ages 6–14, N = 77) Both alliances predicted therapeutic changes of the
& Marciano Evaluated child-therapist and parent-therapist children. The parent-therapist alliance predicted
(2006) alliance as a predictor of therapeutic change improvements in parenting practices in the home;
among families that received PSST+PMT. effects not explained by SES, parent and child
dysfunction, and/or parental stress.
Kazdin and Outpatient children (ages 2–14, N = 218) Alliance predicted parent improvements over the
Whitley Evaluated parent-therapist alliance, pretreatment course of treatment; alliance was partially mediated
(2006a) parent social relations, and parenting practices by pretreatment parent social relations.
developed with PMT among families that
received PMT alone or PSST+PMT.
Kazdin and Outpatient children (ages 3–14, who met criteria Children were not different in outcomes as a function
Whitley for ODD or CD; N = 315) of comorbidity or case complexity; greater change
(2006b) Evaluated comorbidity (0, 1, or > 1 comorbid (pre vs. post) was associated with more dysfunction
disorders separately for ODD and CD cases (multiple comorbidities and greater family
and case complexity (SES, scope of child complexity) but the end points (post) were not
dysfunction, parent and family stress and different. Barriers to treatment moderated treatment
dysfunction, barriers to treatment). Children outcome; greater barriers were associated with less
received PSST, PMT, or PSST+PMT. change in the children.
Kazdin and Outpatient children (ages 6–13, referred Child-therapist alliance contributed to therapeutic
Durbin (2012) for oppositional, aggressive, or antisocial change. The stronger the alliance, the greater the
behavior; N = 97). Evaluated predictors of change. Pretreatment social competence of the child
alliance and whether they could account for and level of intellectual functioning predicted the
the relation of alliance to therapeutic change. quality of alliance but did not account for or explain
All cases received PSST+PMT. the alliance-outcome connection.
Rabbitt et al. Outpatient children (ages 6–13, referred The two treatments were equally effective in the
(2016) for oppositional, aggressive, or antisocial degree of therapeutic change among the children.
behavior; N = 60) The changes of the two groups were at the level of
RCT: Evaluated two variations of computer in-person treatment using the benchmark group for
delivered treatment of PMT that varied in comparison. The two computer delivered treatments
the amount of contact and guidance with were no different in the parent-therapist alliance,
the therapist. A third group of participants despite greatly reduced contact with the therapist in
(n = 60) matched and drawn from the clinic one of the group. On the other hand, parents in the
database involving in-person treatment. group with the therapist present and helping with each
session evaluated their treatment as more acceptable
than did parents in the reduced contact group.
(continued)
Treatment of Aggressive and Antisocial Child Behavior Services 9

Table 1. (Continued)

Investigation Sample, design, and objective Main findings


Kazdin et al. N = 138, 39 girls and 99 boys, ages 6–13), PMT led to marked changes in treatment outcome. The
(2018) received PMT. two variations were no different. The pattern of data
RCT; one half received enhanced version (negative skew, ceiling effects) across the outcome
to optimize expectancies, bonding, and process measures would have made it difficult to
professionalism of treatment; other half show an incremental effect of the enhancements in
standard PMT in the setting. this study if in fact there were any.

Note: CD = conduct disorder; ODD = oppositional defiant disorder; PMT = parent management training; PSST = problem-solving skills training;
RCT = randomized controlled trial; SES = socioeconomic status. The table includes studies that had treatment outcome as the major focus. Many
of our other studies are cited in the text on related topics (e.g., participation in treatment) and are not included here.

parent sources of stress improves treatment out- treatment (Kazdin & Durbin, 2012; Kazdin, Marciano, &
come of the child. Whitley, 2005; Kazdin & McWhinney, 2018; Kazdin &
6. European American and African American fami- Whitley, 2006b; Kazdin, Whitley, & Marciano, 2006).
lies benefit equally, once level of stress and
demographic variables are controlled. (Too few Moderators of treatment. Several characteristics of
families of other ethnic groups precluded addi- parents and children, beyond alliance, moderate thera-
tional comparisons.) peutic change, including severity of child dysfunction,
7. Treatment effects are evident not only in child child IQ, parent stress, parent psychopathology, and oth-
behavior but also in reductions in stress and ers. Children and families with multiple adversities begin
parent depression and improved family treatment as much more extreme on measures of disor-
relations. der but improve and are no different in symptoms and
8. Online delivery of the treatment via the Internet prosocial functioning at the end of treatment from those
is just as effective as in-person treatment. with fewer adversities. The most robust moderator of our
treatment has been parental report of barriers to partici-
pation in treatment. These barriers reflect stressors that
compete with participating in treatment, perceived treat-
Related areas ment demands, perceived relevance of treatment, and
Efforts to improve treatment and understand key com- obstacles in relation to the therapist. The higher the per-
ponents have led to mini programs of research. Here ceived barriers, whether evaluated by parents or therapists,
are the main ones. the less the therapeutic change among the children, a rela-
tion not accounted for by such other factors as severity of
Therapeutic alliance.  The study of the relationship of parent or child dysfunction, or stress in the home (Kazdin,
adult clients to therapists in therapy for adults has been 1995a; Kazdin & Crowley, 1997; Kazdin, Holland, & Crow-
the subject of thousands of studies (Norcross, 2011). Cli- ley, 1997; Kazdin, Holland, Crowley, & Breton, 1997; Kazdin
ent relations with the therapist are less well studied in & Wassell, 1999, 2000a, 2000b; Kazdin & Whitley, 2006a,
child therapy. We have shown that child-therapist (in 2006b).
PSST) and parent-therapist (in PMT and PSST) alliances
relate to several outcomes. The more positive the child- Participation in treatment.  Cancelling and not show-
therapist and parent-therapist alliance during treatment, ing up for treatment is a problem in psychotherapy;
the greater the therapeutic change of the child and approximately 40% to 60% of individuals drop out early
improvements of the parents in parenting practices, the (Kazdin, 1996). We have studied the problem, challenged
fewer barriers parents experience during treatment, and key assumptions empirically, and developed a concep-
the more favorably parents rate the acceptability of the tual model of dropping out and how it can be reduced.
treatment. Interestingly, parent-therapist alliance can be We have evaluated who drops out, when they drop out,
explained in part by parent relationship style in the home and whether one can reliably predict each of these. Note
and social and supportive relationships outside of the that dropping out (commonly referred to as “premature
home that parents show before coming to treatment termination”) does not necessarily mean failing or doing
rather than something that emerges ex nihilo in the treat- poorly in treatment. In our work, among those who drop
ment sessions. Likewise, the child-therapist alliance can out of treatment very early, 34% report large improve-
be explained in part by the child’s level of intelligence ments in the behaviors of their children (Kazdin, 1990,
(IQ) and social competence before the child enters 1995a; Kazdin & Mazurick, 1994; Kazdin, Mazurick, &
10 Kazdin

Bass, 1993; Kazdin, Mazurick, & Siegel, 1994; Kazdin, emphasis on punishment (e.g., Perepletchikova
Stolar, & Marciano, 1995; Kazdin & Wassell, 1998). Indeed, & Kazdin, 2004)
in many instances during treatment, individuals convey 7. Children’s Pleasure Scale—to measure anhedonia
that they are about to drop out because they have seen or the experience of pleasure among children
marked therapeutic changes and perceive no need to (e.g., Kazdin, 1989)
continue and complete our planned regimen. We devel- 8. Parent Expectancies for Child Therapy—to mea-
oped a model (barriers to participation in treatment) that sure extent to which parent expectancies for
focused on facets related to the interface of the client treatment corresponded to actual demands of
with the treatment, as I mentioned previously, to explain treatment (e.g., Nock & Kazdin, 2001)
dropping out, have tested the model, and even tested
whether intervening could improve participation (Kazdin, For each measure, we completed a basic study or
Holland, & Crowley, 1997; Kazdin, Holland, Crowley, & two to develop and evaluate the scale (e.g., various
Breton, 1997; Nock & Kazdin, 2005). forms of reliability and validity) and went on to use the
measure to address the original questions we had in
Along the way.  My presentation of the research might mind. More formal and extensive scale development
sound organized and linear. There were many projects (e.g., normative work, special scale analyses) was not
and excursions along the way, some dictated by efforts to part of the agenda and were not completed. Even so,
understand more about the population or disorder and some of the measures (e.g., 1 through 5) have been
others to develop the needed tools to carry out the used by others well beyond our research program and
research. As one example of the former, we have looked have more data than our modest studies provided.
at predictors of parent abuse. In everyday life, parent The research on PMT for conduct problems has led
abuse usually means that the parent is raising a teenager to an enormous (and international) demand from par-
but in clinical work with violent children, parents are ents to our clinical service to help with the “normal”
physically harmed and beaten by their children. It seemed challenges of child rearing. To paraphrase more than
important to document that and identify potential predic- one parent, “You can get children to stop beating up
tors (Nock & Kazdin, 2002). their peers, destroying property, or setting fires, but can
In terms of developing tools, we have had to devise you get my child to go to bed on time or to eat vege-
many measures to address critical questions, including tables or can you have my adolescent ditch the ‘atti-
the following: tude,’ nasty comments, and sigh of disgust when I just
ask her ‘how was school’?” For our treatment team,
1. The Hopelessness Scale for Children—to mea- addressing these challenges was a therapeutic oasis
sure pessimism and risk for suicidality (e.g., compared with our daily fare with clinically referred
Kazdin, French, Unis, Esveldt-Dawson, & Sherick, children. Consequently, we divided our time to provide
1983) PMT for parents interested in this focus. For staffing
2. Interview of Antisocial Behavior—to measure a and funding, we could never satisfy the demand.
full range of symptoms of conduct disorder and To help with the everyday challenges, we have pre-
delineate overt and covert behaviors (e.g., pared many materials for parents, including the
Kazdin & Esveldt-Dawson, 1986) following:
3. Children’s Hostility-Guilt Inventory—to distin-
guish overt actions from grudges and internal 1. A free online course (Everyday Parenting: The
anger (e.g., Kazdin, Rodgers, Colbus, & Siegel, ABCs of Child Rearing; https://www.coursera
1987) .org/learn/everyday-parenting)
4. Barriers to Participation in Treatment—to 2. A web page with resources for parents (http://
develop and test a model of why people drop www.alankazdin.com)
out of treatment (e.g., Kazdin, Holland, Crowley, 3. Trade books (Kazdin & Rotella, 2008, 2013)
& Breton, 1997) 4. A set of parent-friendly articles on specific proce-
5. Treatment Acceptability—to measure the extent dures to promote behavior change (use of rein-
to which therapists, parents, and children con- forcement schedules to eliminate behavior,
sider a given intervention reasonable or appro- shaping, time out from reinforcement) and to cau-
priate (e.g., Kazdin, Bass, Siegel, & Thomas, tion against the use of other procedures (e.g.,
1989) spanking, reprimands) that can impede prosocial
6. Management of Children’s Behavior Scale—to functioning if not actually do harm (see http://
assess child-rearing practices, with particular www.slate.com/authors.alan_kazdin.html)
Treatment of Aggressive and Antisocial Child Behavior Services 11

In addition, I have a separate life from my academic Kazdin, 2017). There are now hundreds of treatments
job and research to help disseminate science of parent- for many different disorders even though the specific
ing via the media (approximately 2–4 hours per week), count and criteria for inclusion vary (Kazdin, 2018;
speaking regularly to parents and teachers, and other Substance Abuse and Mental Health Services Adminis-
activities to help parents with everyday childrearing tration [SAMHSA], 2017). With an abundance of evidence-
challenges. based interventions, perhaps there is much to celebrate.
Yet the interventions are not widely adopted or even
routinely included in the training of mental-health pro-
General comment
fessionals. Even more than that, there is a broader
The studies I have highlighted use group designs evalu- problem.
ated with statistics in the usual ways. What is lost is Although treatment research has advanced, so has
that we have worked with thousands of individual chil- work on psychiatric epidemiology and the description
dren and parents. We work with them individually, get of the rates and distribution of mental illness in the
to know their lives and stories over a period of months, community. For example, we now know that 26% of
often in too much detail, and see their challenges as the U.S. population meet criteria for at least one psy-
well as our successes and failures. The information from chiatric disorder within the past 12 months (Kessler,
the intensive focus on individuals has guided many Chiu, Demler, & Walters, 2005; Kessler et al., 1994). This
hypotheses, studies, and foci. For example, we knew increases to 46% of the population over the course of
firsthand that dropping out of treatment “prematurely,” life (Kessler, Berglund, et al., 2005). For ease of com-
the standard term in use, was not quite correct. We putation, consider that approximately 25% of the U.S.
could recount scores and scores of people who were population experiences a psychiatric disorder during a
on the brink of dropping out and then stopped treat- given year and 50% during their lifetime. From a U.S.
ment because it was working really well—that is, not population of approximately 326 million, this translates
prematurely at all. Apart from one study to demonstrate to more than 80 million and 160 million people, respec-
this (Kazdin & Wassell, 1998), we met as a team, recalled tively. It is important to add that these estimates are
individual stories of multiple families in detail, and conservative because some disorders (e.g., schizophre-
developed a measure and conceptual model to explain nia), subsyndromal (subclinical) disorders, and institu-
dropping out that led to many studies (highlighted pre- tionalized populations with disorders often are omitted
viously under Participation in Treatment). from the surveys (Kazdin, 2018).
In clinical work and clinical training, there are no Separate lines of research have addressed the extent
well-developed guidelines of how to draw on what one to which individuals in need of services receive them.
observes, generate a mini-theory, and devise a feasible Regarding adults, in the United States, approximately
experiment either to test the principle (lab study) or 70% of individuals in need of services do not receive
application (in the clinic). Likewise, in psychology and any services (Kessler, Demler, et  al., 2005). Ethnic
certainly within clinical psychology, rarely is there any minority groups (e.g., African, Hispanic, and Native
training in qualitative methods or mixed methods, both Americans) have even less access to care than do Euro-
of which would be very well suited both to generate pean Americans (e.g., T. G. McGuire & Miranda, 2008;
and test hypotheses in the context of clinical work. Olfson, Marcus, Druss, Pincus, & Weissman, 2003; Wells,
Perhaps all that is needed is just good science and facil- Klap, Koike, & Sherbourne, 2001).
ity in hypothesis generation unrelated to clinical work From work on prevalence and treatment, we know
(e.g., W. J. McGuire, 1997). In my case, a highly trained, now that there is a huge treatment gap. The treatment
inquisitive, and creative staff helped turn challenges gap refers to the difference in the proportion of people
and perplexing problems into something that we could who have disorders (prevalence) and the proportion of
study. those individuals who receive care (Kohn, Saxena,
Levav, & Saraceno, 2004; Patel et al., 2010). The treat-
ment gap is not unique to the United States. Beyond
Shifting the Focus to a Broader Problem the United States, the World Health Organization
(WHO) provided extensive data on the treatment gap
My work in context from surveys of over 60,000 adults in 14 countries in
We achieved the original goals of our program, namely, the Americas, Europe, Middle East, Africa, and Asia.
to develop evidence-based interventions for conduct Receiving services consisted of any contact (even just
problems. My work represents a larger body of research one) with a health professional (e.g., psychiatrist, psy-
with investigators developing and evaluating treatments chologist), general medical or other professionals (e.g.,
(e.g., Miller, 2009; Nathan & Gorman, 2015; Weisz & general practitioner, occupational therapist), religious
12 Kazdin

counselors (e.g., minister, sheikh), and traditional heal- professionals in relation to the need is projected to
ers (e.g., herbalist, spiritualist; WHO World Mental become much worse through 2025 (NAS, 2017).
Health Survey Consortium, 2004). The percentage of
respondents who received treatment for emotional or
From interventions to models of delivery
substance-use disorders during the previous 12 months
ranged from a low of 0.8% (Nigeria) to a high of 15.3% If most people in need receive nothing, merely design-
(United States). These numbers convey that the vast ing more effective treatments that cannot be delivered
majority of individuals in need of services (99.2% and is of little use, outside of tests of principle or of proce-
84.7%, respectively, by subtracting the above percent- dures that might one day be delivered in novel ways.
ages from 100%) did not receive treatment. A useful Consider for a moment that a single pill was devised
summary of the situation in the United States and that was effective for the treatment of multiple cancers.
worldwide is that the most commonly received inter- This would be marvelous scientific breakthrough. But
vention for mental disorders is nothing, that is, no consider for a moment that the pill was the size of a
treatment. beach ball and had to be swallowed whole. An “effec-
There are all sorts of barriers to receiving profes- tive” treatment in this case requires a way of being
sional care (e.g., stigma, lack of reimbursement for delivered that in fact could be used by people in need.
services, mental-health illiteracy). Yet a key barrier is We need effective interventions as a first step but ways
the dominant model of delivering psychosocial inter- of ensuring they can be delivered. And so it is with
ventions and this applies to evidence-based and non- evidence-based psychotherapies. To the vast majority
evidence-based interventions. Most psychosocial of people in need, they are beach balls, not consum-
interventions for children, adolescents, and adults are able, and hence of little use in their lifetimes. I find that
delivered with a model that has three interrelated hard to swallow, so I am now out of the treatment
characteristics: development and evaluation business.
My own shift in focus now is on models of delivery:
1. Treatment sessions are provided in person and how the interventions provided can be scaled to reach
one-to-one with a client (child, couple, family). individuals in need and to demonstrate impact (Kazdin,
2. Treatment is administered by a highly trained 2017, 2018). There are several such models with names
(e.g., master’s or doctoral level) mental-health unfamiliar within psychology and include task shifting,
professional. best-buy interventions, disruptive innovations, enter-
3. Sessions are held at a clinic, private office, or tainment education, social networking, and others.
health-care facility. These models draw on many different disciplines,
including public health, business, entertainment, eco-
These characteristics inherently limit the scalability of nomics, robotics and artificial intelligence, and law and
treatment and the reach to special groups especially social policy. Their characteristics permit scaling inter-
unlikely to receive care. ventions to reach large numbers of individuals in need,
Consider just one facet of the model: its reliance on to reach many special groups least likely to receive
mental-health professionals. In the United States, for services, and in varying degrees sidestep some of the
example, there are too few trained mental-health pro- barriers (e.g., stigma, cost, lack of mental-health profes-
fessionals. They are heavily concentrated in urban areas sionals) that contribute to the treatment gap. Moreover,
rather than in many areas with few or no services and some of the models draw on the now extensive evi-
are infrequently trained to accommodate many popula- dence that lay individuals can be trained to administer
tions for which there is great need (e.g., children, ado- evidence-based treatments and are just as effective in
lescents, older adults; Health Resources and Services administering psychological treatments to patients with
Administration, 2010; Hoge et al., 2007; National Acad- significant mental disorders as are mental-health profes-
emies of Sciences, Engineering, and Medicine [NAS], sionals (e.g., Balaji et  al., 2012; Bolton et  al., 2014;
2017; SAMHSA, 2013). In addition, the ethnic and cul- Kilpela et al., 2014; Nadkarni et al., 2017; Patel et al.,
tural diversity of mental-health professionals does not 2016; Rahman et  al., 2016; Rahman, Malik, Sikander,
come close to matching the diversity of the population Roberts, & Creed, 2008).
in need of treatment and that has direct implications
for clients seeking, remaining in, and profiting from
Closing Comment
treatment (e.g., Griner & Smith, 2006; Kim, Ng, & Ahn,
2005; Zane et  al., 2005). In relation to treatment for My intervention research began with the naive view
psychological dysfunction, the situation of too few that our main if not sole task was developing effective
Treatment of Aggressive and Antisocial Child Behavior Services 13

treatments for serious mental disorders and related psy- integrates the truths of both prior stages. That is, we
chological slings and arrows of life, regardless of need evidence-based treatments but with empirically
whether they rose to the level of a disorder. To be sure, established assurances that they can be delivered, reach
we do need evidence-based treatments. And, within people in need, and have impact in ways that reduce
clinical psychology and psychiatry, the flow of RCTs of the individual, family, and social burdens of mental
such treatments continues to gush from our best jour- disorders. Of course, the issues are not about “me” and
nals. Yet now that we are armed with many evidence- what I see but rather about a neglected crisis. In the
based treatments, we must look to whether they are wings in the United States (and worldwide), there are
reaching people, whether they are having impact, and desperate individuals and their families who will receive
whether they reduce the burdens of mental illness. no treatment for their mental disorders. That is antitheti-
Currently, it is a very small and elite group that cal to the goals we treatment researchers probably
receives individual therapy, evidence-based or not. And began with as we started our programs of research.
with about 50% of the U.S. population likely to experi-
ence a psychiatric disorder in their life time, we need Action Editor
much more than interventions for the select few. The Robert J. Sternberg acted as action editor and editor-in-chief
problem is not with the interventions per se but rather for this article.
the manner in which they are delivered, namely, the
dominant model to which I referred. Declaration of Conflicting Interests
Our research now must look at scalability (improving
The author(s) declared that there were no conflicts of interest
the number and proportion of individuals who receive with respect to the authorship or the publication of this
treatment) and reach (connecting with special popula- article.
tions that are routinely neglected.) Currently, we have
the means (models of delivery) that could have enor- Notes
mous impact on reducing the treatment gap (see 1. Children were also admitted for episodes of depression and
Kazdin, 2018). Invariably, there is more to know and suicidality. In addition, we began a line of research on the eval-
we always want better and more science. Yet it is uation and characteristics of depression and suicide attempt.
important, at least for me, to keep in mind that the most This program continued for several years but is not covered in
common intervention for mental disorders among those this article.
people in need in the United States and worldwide is 2. Close to but missing the target is nicely illustrated in the well-
no treatment. It does not need to be that way, based known statistics poem, “Hiawatha Designs an Experiment,” in
on what we know. Perhaps understandably, even if which statistical analysis, real-life hitting of a target, and their dif-
rather delayed, I am shifting my own priorities to ways ferences are described (see http://www.columbia.edu/~to166/
hiawatha.html; Kendall, 1959).
of reaching people in need of services and practices
3. The research highlighted here received support from the
that can be scaled. National Institute of Mental Health (NIMH) through various
The research and career I have highlighted perhaps grant mechanisms (e.g., Research Project Grants [R01], Research
can be characterized by the dialectic process described Scientist Development and Research Scientist Awards, MERIT
by the German philosopher Georg Wilhelm Friedrich [Method to Extend Research in Time] Award) spanning over 3
Hegel (1770–1831; Rosen, 1982). This process includes decades. Additional funding of my work came from the John D.
the familiar three stages consisting of thesis, antithesis, and Catherine T. MacArthur Foundation, the Leon Lowenstein
and synthesis. Developing and establishing evidence- Foundation, the Rivendell Foundation of America, the Robert
based interventions might be considered the thesis or Wood Johnson Foundation, the William T. Grant Foundation,
beginning stage. I thought these treatments would auto- the Jack Parker Corporation, the Blue Guitar Foundation, the
matically be adopted and help many people. In light Community Foundation of New Haven, and Yale University.
I am deeply indebted to these sources. No less essential to
of the treatment gap I have highlighted, my work moved
the work has been the remarkable staff, pre- and postdoc
to the antithesis stage. This stage, a bit too extreme, colleagues, and student interns who have served at the Yale
but where I am now, reflects my view that in principle Parenting Center over the years.
and practice, evidence-based treatments cannot have
much impact. The dominant method of establishing and References
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14 Kazdin

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16 Kazdin

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