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Studies in History and Philosophy of Modern Physics xxx (2018) 1e5

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Studies in History and Philosophy of Modern Physics


journal homepage: www.elsevier.com/locate/shpsb

In defense of a “single-world” interpretation of quantum mechanics


Jeffrey Bub
Philosophy Department, Institute for Physical Science and Technology, Joint Center for Quantum Information and Computer Science, University of Maryland,
College Park, MD 20742, USA

a r t i c l e i n f o a b s t r a c t

Article history: In a recent result, Frauchiger & Renner argue that if quantum theory accurately describes complex
Received 1 November 2017 systems like observers who perform measurements, then “we are forced to give up the view that there is
Received in revised form one single reality.” Following a review of the Frauchiger-Renner argument, I argue that quantum me-
5 February 2018
chanics should be understood probabilistically, as a new sort of non-Boolean probability theory, rather
Accepted 26 March 2018
Available online xxx
than representationally, as a theory about the elementary constituents of the physical world and how
these elements evolve dynamically over time. I show that this way of understanding quantum mechanics
is not in conflict with a consistent “single-world” interpretation of the theory.
© 2018 Elsevier Ltd. All rights reserved.

1. Introduction quantum coin” with probabilities 1/3 for heads and 2/3 for tails. She
prepares a qubit in the state j0〉B if the outcome is h, or in the state
In a recent “no go” result, Frauchiger and Renner (2016) argue p1ffiffiffi ðj0〉 þ j1〉 Þ if the outcome is t, and sends it to Bob. When Bob
B B
2
that no “single-world” interpretation of quantum mechanics can be
receives the qubit, he measures a qubit observable B with eigen-
self-consistent, where a single-world interpretation is any inter-
states j0〉B ; j1〉B . After Alice and Bob obtain definite outcomes for
pretation that asserts, for a measurement with multiple possible
their measurements, the quantum state of the combined quantum
outcomes, that just one outcome actually occurs. The argument is a
coin and qubit system is jh〉A j0〉B or jt〉A j0〉B or jt〉A j1〉B, with equal
novel re-formulation of the “Wigner's friend” argument (Wigner,
probability. At least, that's the state of quantum coin and qubit
1961), with a twist that exploits Hardy's paradox (Hardy, 1992).
system from the perspective of Alice and Bob.
Frauchiger and Renner, conclude (p. 22) that if quantum theory
Now, the quantum coin and the qubit, as well as Alice and Bob,
accurately describes complex systems like observers who perform
their measuring instruments and all the systems in their labora-
measurements, then “we are forced to give up the view that there is
tories that become entangled with the measuring instruments in
one single reality.”
registering and recording the outcomes of the quantum coin toss
Following a review of the Frauchiger-Renner argument in x2, I
and the qubit measurement, including the entangled environ-
argue in x3 that quantum mechanics should be understood prob-
ments, are just two big many-body quantum systems SA and SB ,
abilistically, as a new sort of non-Boolean probability theory, rather
which are assumed to be completely isolated from each other after
than representationally, as a theory about the elementary constit-
Bob receives Alice's qubit. Consider two super-observers, Wigner
uents of the physical world, standardly particles and fields of a
and Friend, with vast technological abilities, who contemplate
certain sort, and how these elements evolve dynamically as they 
interact over time (Wallace, 2016). In x4, I show that this way of measuring a super-observable X of SA with eigenstates fail〉A ¼
understanding quantum mechanics is not in conflict with a 
consistent “single-world” interpretation of the theory. p1ffiffiffi ðjh〉
A þ jt 〉A Þ; ok〉A ¼ p1ffiffiffi ðjh〉A  jt 〉A Þ, and a super-observable Y of
2 2
 
SB with eigenstates fail〉B ¼ p1ffiffiffi ðj0〉B þ j1〉B Þ; ok〉B ¼ p1ffiffiffi ðj0〉B  j1〉B Þ.
2 2
2. The Frauchiger-Renner argument To avoid unnecessarily complicating the notation by introducing
new symbols for super-observables corresponding to observables,
Here's how the Frauchiger-Renner argument goes: Alice mea- I'll use the same symbols A and B to represent super-observables of
sures an observable A with eigenstates jh〉A ; jt〉A on a system in the the composite systems SA and SB that end up with definite values
 pffiffiffi
corresponding to the outcomes of Alice's and Bob's measurements
state p1ffiffiffih〉A þ pffiffi2ffit 〉A . One could say that Alice “tosses a biased
3 3

https://doi.org/10.1016/j.shpsb.2018.03.002
1355-2198/© 2018 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Bub, J., In defense of a “single-world” interpretation of quantum mechanics, Studies in History and Philosophy
of Modern Physics (2018), https://doi.org/10.1016/j.shpsb.2018.03.002
2 J. Bub / Studies in History and Philosophy of Modern Physics xxx (2018) 1e5

on the quantum coin and the qubit, and I'll denote eigenstates probability, according to quantum mechanics, of the super-ob-
of the super-observables A and B by the same symbols jh〉A ; jt〉A and servers’ measurements on the composite observer system is
j0〉B ; j1〉B I used to represent eigenstates of the observables meas- inconsistent with the observers obtaining definite (single) out-
ured by Alice and Bob, with fh; tg and f0; 1g representing the comes for their measurements.
corresponding eigenvalues. (The alternative would be to use primes The Alice-Bob measurements and the Wigner-Friend measure-
or some other notational device to denote super-observables and ments could be separated by any time interval. As far as we know,
their eigenstates and eigenvalues, but this seems unnecessary, there are no super-observers, but the actuality of a measurement
especially since the following argument concerns only super- outcome can't depend on whether or not a super-observer turns up
observables. If the reader finds this confusing, simply add primes at some point. It's the theoretical possibility of a super-observer
to all symbols from this point on.) that shows the inconsistency of the theory. One could put the
Of course, such a measurement by the super-observers Wigner problem this way: according to quantum mechanics, there can be
and Friend would be extraordinarily difficult to carry out in practice no quantum measurements with definite (single) outcomes,
on the whole composite system, including Alice and Bob and their because it is always possible that super-observers could turn up at
brain states, and all the systems in their environments, but nothing some point, perhaps centuries after the Alice-Bob measurements
in quantum mechanics precludes this possibility. From the when technology is sufficiently advanced to generate a Frauchiger-
perspective of Wigner and Friend, SA and SB are just composite Renner contradiction.
many-body entangled quantum systems that have evolved unitar-
ily to a combined entangled state: 3. The quantum revolution

 
j ¼ p1ffiffiffi ðjh〉 j0〉 þ jt〉 j0〉 þ jt〉 j1〉 Þ (1)
Before considering the options in the light of the Frauchiger-
A B A B A B
3 Renner result, I want to review the genesis of quantum me-
chanics and argue that the theory should be understood probabi-
The outcomes of Alice's and Bob's measurements simply don't
listically, as a new sort of non-Boolean probability theory, rather
appear anywhere in the super-observers’ description of events, so
than representationally, as a theory about the elementary constit-
Wigner and Friend see no reason to conditionalize the state to one
uents of the physical world and their dynamical evolution.
of the product states jh〉A j0〉B or jt〉A j0〉B or jt〉1 j1〉B. For Wigner and
Quantum mechanics began with Heisenberg's “Umdeutung”
Friend, this would seem to require a suspension of unitary evolu-
paper (Heisenberg, 1925), his proposed “reinterpretation” of
tion in favor of an unexplained “collapse” of the quantum state.
physical quantities at the fundamental level as noncommutative. To
But now we have a contradiction. The state jj〉 can also be
say that the algebra of physical quantities is commutative is
expressed as:
equivalent to saying that the idempotent elements form a Boolean
algebra. For the physical quantities or observables of a quantum
       
j ¼ p1ffiffiffiffiffiffiok〉 ok〉  p1ffiffiffiffiffiffiok〉 fail〉 þ p1ffiffiffiffiffiffifail〉 ok〉 system represented by self-adjoint Hilbert space operators, the
A B A B A B
12 12 12 idempotent elements are the projection operators, with eigen-
rffiffiffi
3  values 0 and 1. They represent yes-no observables, or properties
þ fail〉A fail〉B (2) (for example, the property that the energy of the system lies in a
4
certain range of values), or propositions (the proposition asserting
rffiffiffi that the value of the energy lies in this range), with the two ei-
2  1  
¼ fail〉A 0〉B þ pffiffiffit 〉A 1〉B : (3) genvalues corresponding to the truth values, true and false.
3 3 Heisenberg's insight amounts to the proposal that certain phe-
nomena in our Boolean macro-world that defy a classical physical
rffiffiffi
1   2  explanation can be explained probabilistically as a manifestation of
¼ pffiffiffih〉A 0〉B þ t〉 fail〉B (4) collective behavior at a non-Boolean microlevel. The Boolean
3 3 A
algebra of physical properties of classical mechanics is replaced by a
From the first expression for jj〉, the probability is 1=12 that family of “intertwined” Boolean algebras, one for each set of
Wigner and Friend find the pair of outcomes fok; okg in a joint commuting observables, to use Gleason's term (Gleason, 1957). The
measurement of X and Y on the two systems. But this outcome is intertwinement precludes the possibility of embedding the whole
inconsistent with any pair of outcomes for Alice's and Bob's mea- collection into one inclusive Boolean algebra, so you can't assign
surements. From the second expression, the pair fok; 0g has zero truth values consistently to the propositions about observable
probability, so fok; 1g is the only possible pair of values for the values in all these Boolean algebras. Putting it differently: there are
super-observables X; B if X has the value ok. From the third Boolean algebras in the family of Boolean algebras of a quantum
expression, the pair ft; okg has zero probability, so fh; okg is the system, notably the Boolean algebras for position and momentum,
only possible pair of values for the super-observables A; Y if Y has or for spin components in different directions, that don't fit
the value ok. But the pair of values fh; 1g for the super-observables together into a single Boolean algebra, unlike the corresponding
A and B has zero probability in the state jj〉, so it does not corre- family for a classical system.
spond to a possible pair of measurement outcomes for Alice and The intertwinement of commuting and noncommuting ob-
Bob. servables in Hilbert space imposes objective pre-dynamic proba-
Both the observers, Alice and Bob, and the super-observers, bilistic constraints on correlations between events, analogous to
Wigner and Friend, apply quantum mechanics correctly. The the way in which Minkowski space-time imposes kinematic con-
argument depends only on (i) the one-world assumption, that a straints on events. The probabilistic constraints encoded in the
measurement has a single outcome, (ii) the assumption that geometry of Hilbert space provide the framework for the physics of
quantum mechanics applies to systems of any complexity, a genuinely indeterministic universe. They characterize the way
including observers, and (iii) self-consistency, in particular agree- probabilities fit together in a world in which there are nonlocal
ment between an observer and a super-observer. The surprising probabilistic correlations that violate Bell's inequality up to the
conclusion is that there is no consistent story that includes ob- Tsirelson bound, and these correlations can only occur between
servers and super-observers: a pair of outcomes with finite intrinsically random events (Bub, 2016, chap. 4). As von Neumann

Please cite this article in press as: Bub, J., In defense of a “single-world” interpretation of quantum mechanics, Studies in History and Philosophy
of Modern Physics (2018), https://doi.org/10.1016/j.shpsb.2018.03.002
J. Bub / Studies in History and Philosophy of Modern Physics xxx (2018) 1e5 3

put it (von Neumann, 1961), quantum probabilities are “sui gen-


eris.” They don't quantify incomplete knowledge about an ontic The idea of a wave as a representation of quantum reality, and
state (the basic idea of “hidden variables”), but reflect the irre- the associated measurement problem as the problem of accounting
ducibly probabilistic relation between the non-Boolean microlevel for the transition from indeterminate to determinate, “from the
and the Boolean macrolevel. limbo of potentialities to the clarity of actualities” (Ghirardi, 2007),
This means that quantum mechanics is quite unlike any theory as a dynamical process, continues to shape contemporary discus-
we have dealt with before in the history of physics, and there is no sions of conceptual issues in the foundations of quantum me-
reason, apart from tradition, to assume that the theory can pro- chanics. From the perspective adopted here, the later formalization
vide the sort of representational explanation we are familiar with of quantum mechanics by Dirac in 1930 (Dirac, 1958) and von
in a theory that is commutative or Boolean at the fundamental Neumann in 1932 (von Neuman, 1955) as a theory of observables
level. Quantum probabilities can't be understood in the Boolean represented by operators on a space of quantum states is funda-
sense as quantifying ignorance about the pre-measurement value mentally an elaboration of Heisenberg's “Umdeutung” rather than a
of an observable, but cash out in terms of what you'll find if you wave theory.
“measure,” which involves considering the outcome, at the The really significant thing about a noncommutative mechanics
Boolean macrolevel, of manipulating a quantum system in a is the novel possibility of correlated events that are intrinsically
certain way. random, not merely apparently random like coin tosses, where the
A quantum “measurement” is a bit of a misnomer and not really probabilities of “heads” and “tails” represent an averaging over
the same sort of thing as a measurement of a physical quantity of a differences among individual coin tosses that we don't keep track of
classical system. It involves putting a microsystem, like a photon, in for practical reasons. This intrinsic randomness allows new sorts of
a situation, say a beamsplitter or an analyzing filter, where the nonlocal probabilistic correlations for “entangled” quantum states of
photon is forced to make an intrinsically random transition recor- separated systems. Schro €dinger, who coined the term, referred to
ded as one of two macroscopically distinct alternatives in a device entanglement (“Verschra €nkung” in German) as (Schro €dinger, 1935)
like a photon detector. The registration of the measurement “the characteristic trait of quantum mechanics, the one that en-
outcome at the Boolean macrolevel is crucial, because it is only with forces its entire departure from classical lines of thought.”
respect to a suitable structure of alternative possibilities that it The view that Hilbert space is fundamentally a theory of prob-
makes sense to talk about an event as definitely occurring or not abilistic correlations that are structurally different from correla-
occurring, and this structure is a Boolean algebra. tions that arise in Boolean theories is, in effect, an information-
From this perspective, Heisenberg's theory does not, without theoretic interpretation of quantum mechanics. The classical the-
embellishment (e.g., as in Bohm's theory or the Everett interpre- ory of information was initially developed by Shannon to deal with
tation) provide a representational story, but rather a way of certain problems in the communication of messages as electro-
deriving probabilities and probabilistic correlations with no causal magnetic signals along a channel such as a telephone wire. An in-
explanation. They are “uniquely given from the start” as a feature of formation source produces messages composed of sequences of
the non-Boolean structure, to quote von Neumann (von Neumann, symbols from an alphabet, with certain probabilities for the
2001), related to the angles in Hilbert space, not measures over different symbols. The fundamental question for Shannon was how
states as they are in a classical or Boolean theory. to quantify the minimal physical resources required to represent
There is a rival way of thinking about quantum mechanics in messages produced by a source, so that they could be communi-
terms of Schro €dinger's wave-mechanical version of the theory cated via a channel and reconstructed by a receiver (Shannon,
(Schro€dinger, 1926a,b,c) that lends itself to a representational 1948):
interpretation. Here the notion of “superposition” appears as a new
The fundamental problem of communication is that of repro-
ontological category: propositions can true, false, and in the case of
ducing at one point either exactly or approximately a message
superpositions, indeterminate, or neither true nor false. The mea-
selected at another point. Frequently the messages have
surement problem then arises as the problem of explaining the
meaning; that is they refer to or are correlated according to
transition from indeterminate to determinate as a dynamical evo-
some system with certain physical or conceptual entities. These
lution. But as Schro € dinger himself pointed out in a lecture to the
semantic aspects of communication are irrelevant to the engi-
Royal Institution in London in March 1928, the wave associated
neering problem. The significant aspect is that the actual mes-
with a quantum system evolves in an abstract, multi-dimensional
sage is one selected from a set of possible messages. The system
representation space, not real physical space, so “it is merely an
must be designed to operate for each possible selection, not just
adequate mathematical description of what happens” (Schro €dinger,
the one which will actually be chosen since this is unknown at
1982):
the time of design.
The statement that what really happens is correctly described by
describing a wave-motion does not necessarily mean exactly the
A theory of information in Shannon's sense is about the “engi-
same thing as: what really exists is a wave-motion. We shall see
neering problem” of communicating messages over a channel
later on that in generalizing to an arbitrary mechanical system
efficiently. In this sense, the concept of information has nothing to
we are led to describe what really happens in such a system by a
with anyone's knowledge and everything to do with the stochastic
wave-motion in the generalized space of its co-ordinates (q-
or probabilistic process that generates the messages. What we have
space). Though the latter has quite a definite physical meaning,
discovered in quantum phenomena is that the possibilities for
it cannot very well be said to ‘exist’; hence a wave-motion in this
representing, manipulating, and communicating information,
space cannot be said to ‘exist’ in the ordinary sense of the word
encoded in the geometry of Hilbert space, are different than we
either. It is merely an adequate mathematical description of
thought, irrespective of what the information is about.
what happens. It may be that also in the case of a single mass-
On this non-representational way of understanding quantum
point, with which we are now dealing, the wave-motion must
mechanics, as a non-classical theory of information or a new way of
not be taken to ‘exist’ in too literal a sense, although the
generating probabilities and probabilistic correlations between
configuration space happens to coincide with ordinary space in
intrinsically random events, probabilities are defined with respect
this particular simple case.
to a single Boolean frame, the Boolean algebra generated by the

Please cite this article in press as: Bub, J., In defense of a “single-world” interpretation of quantum mechanics, Studies in History and Philosophy
of Modern Physics (2018), https://doi.org/10.1016/j.shpsb.2018.03.002
4 J. Bub / Studies in History and Philosophy of Modern Physics xxx (2018) 1e5

“pointer-readings” of what Bohr referred to as the “ultimate Putting it differently, the “collapse,” as a conditionalization of
measuring instruments,” which are “kept outside the system sub- the quantum state, is something you put in by hand after recording
ject to quantum mechanical treatment” (Bohr, 1939): the actual outcome. The physics doesn't give it to you.
In the system to which the quantum mechanical formalism is
4. The options
applied, it is of course possible to include any intermediate
auxiliary agency employed in the measuring processes. … The
What are the options in the light of the Frauchiger-Renner
only significant point is that in each case some ultimate
result?
measuring instruments, like the scales and clocks which deter-
If the quantum state is interpreted representationally, as the
mine the frame of space-time coordinationdon which, in the
analogue of the classical state in stipulating what's true and what's
last resort, even the definition of momentum and energy
false, and we accept assumption (ii) of x2 and hence the universality
quantities restdmust always be described entirely on classical
of unitarity (so no “collapse” of the quantum state), the correct
lines, and consequently be kept outside the system subject to
description of the composite system SA þ SB just before the super-
quantum mechanical treatment.
observers’ measurements is the entangled state (1), a superposition
with several components, each associated with a different mea-
Bohr did not, of course, refer to Boolean algebras, but the surement outcome for Alice's and Bob's measurements. The
concept is simply a precise way of codifying a significant aspect of entangled state is the source of the measurement problem, here
what Bohr meant by a description “on classical lines” or “in classical presented as an inconsistency in the theory, given the other as-
terms” in his constant insistence that (his emphasis) (Bohr, 1949) sumptions in the Frauchiger-Renner argument. Dropping the “one-
world” assumption (i) then leads to Everett's many-worlds
however far the phenomena transcend the scope of classical
interpretation.
physical explanation, the account of all evidence must be expressed
If we interpret the quantum state probabilistically, we seem to
in classical terms.
be forced to QBism, the quantum Bayesianism of Christopher Fuchs
by which he meant “unambiguous language with suitable appli- and Ruediger Schack (Fuchs, Mermin, & Schack, 2014; Fuchs &
cation of the terminology of classical physics”dfor the simple Schack, 2014). The QBist rejects assumption (iii), the self-
reason, as he put it, that we need to be able to “tell others what we consistency assumption. On this view, all probabilities, including
have done and what we have learned.” Formally speaking, the quantum probabilities, are understood in the subjective sense as
significance of “classical” here as being able to “tell others what we the personal judgements of an agent, based on how the external
have done and what we have learned” is that the events in question world responds to actions by the agent. For QBists, the Born rule “is
should fit together as a Boolean algebra. George Boole, who came a normative statement … about the decision-making behavior any
up with the idea in the mid-1800's, introduced Boolean constraints individual agent should strive for … not a “law of nature” in the
on probability as “conditions of possible experience” (Pitowsky, usual sense,” and “measurement outcomes just are personal ex-
1994). periences for the agent gambling upon them.” (Fuchs, 2017) So
It's not that unitarity is suppressed at a certain level of there is no requirement that the perspective of an observer and a
complexity, where non-Booleanity becomes Booleanity and quan- super-observer should be consistent.
tum becomes classical. Rather, there is a macrolevel, which is There is another option, which is to reject assumption (ii)dnot
Boolean, and there are actual events at the macrolevel. Any system, by restricting the universality of the unitary dynamics or any part of
of any complexity, is fundamentally a quantum system and can be quantum mechanics, but by interpreting the quantum state prob-
treated as such, in principle, which is to say that a unitary abilistically rather than representationally in the sense of x3.
dynamical analysis can be applied to whatever level of precision Quantum probabilities don't quantify incomplete knowledge about
you like. But at the end of the day, so to speak, some particular an ontic state, but reflect the irreducibly probabilistic relation be-
system, M, counts as the “ultimate measuring instrument” with tween the non-Boolean microlevel and the Boolean macrolevel,
respect to which an event corresponding to a definite measurement expressed through the intrinsic randomness of events associated
outcome occurs in an associated Boolean frame whose selection is with the outcomes of quantum measurements. On this option,
not the outcome of a dynamical evolution described by the theory. what the Frauchiger-Renner argument shows is that quantum me-
The system M, or any part of M, can be treated quantum mechan- chanics, as it stands without embellishment, is self-contradictory if the
ically, but then some other system, M0 , treated as classical or quantum state is interpreted representationally. The conclusion is
commutative or Boolean, plays the role of the ultimate measuring avoided if we interpret the state probabilistically, with respect to a
instrument in any application of the theory. Boolean frame defined with respect to an “ultimate measuring in-
The crucial assumption in this probabilistic interpretation of the strument” or “ultimate observer.”
theory is that the outcome of a measurement is an intrinsically In a situation, as in the Frauchiger-Renner argument, where
random event at the macrolevel, something that actually happens, there are multiple candidate observers, there is a question as to
not described by the deterministic unitary dynamics, so outside the whether Alice and Bob are “ultimate observers,” or whether only
theory, or “irrational” as Pauli characterizes it (his emphasis) (Pauli, Wigner and Friend are “ultimate observers.” The difference has to
1994): do with whether Alice and Bob perform measurements of the ob-
servables A and B with definite outcomes at the Boolean macro-
Observation thereby takes on the character of irrational, unique
level, or whether they are manipulated by Wigner and Friend in
actuality with unpredictable outcome. … Contrasted with this
unitary transformations that entangle Alice and Bob with systems
irrational aspect of concrete phenomena which are determined
in their laboratories, with no definite outcomes for the observables
in their actuality, there stands the rational aspect of an abstract
A and B. What actually happens to Alice and Bob is different in the
ordering of the possibilities of statements by means of the
two situations.
mathematical concept of probability and the j-function [I would
If there are events at the macrolevel corresponding to definite
say ‘by means of the geometry of Hilbert space’].
measurement outcomes for Alice and Bob, then Alice and Bob
represent “ultimate observers” and the final state of the combined
quantum coin and qubit system is jh〉A j0〉B or jt〉A j0〉B or jt〉A j1〉B,

Please cite this article in press as: Bub, J., In defense of a “single-world” interpretation of quantum mechanics, Studies in History and Philosophy
of Modern Physics (2018), https://doi.org/10.1016/j.shpsb.2018.03.002
J. Bub / Studies in History and Philosophy of Modern Physics xxx (2018) 1e5 5

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Acknowledgements quotation is from p. 245. Gleason’s theorem, op. cit, is usually referenced as
proving the uniqueness of the Born rule for quantum probabilities from
structural features of Hilbert space. Von Neumann proved a similar result in
Although we probably don't agree, thanks to Matt Leifer for 1927 in “Wahrscheinlichkeitstheoretischer Aufbau der Quantenmechanik,”
clarification of the Frauchiger-Renner argument, and to Michel Nachrichten von der Gesellschaft der Wissenschaften zu Go €ttingen.
Janssen and Michael Cuffaro for some really helpful input on early Mathematisch-Physikalische Klasse 1927, 245e272(1927). See section 6 in
Anthony Duncan and Michel Janssen, “(Never) Mind your p’s and q’s: von
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Wallace, D. (2016). What is orthodox quantum mechanics?. arXiv eprint quantph/
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Please cite this article in press as: Bub, J., In defense of a “single-world” interpretation of quantum mechanics, Studies in History and Philosophy
of Modern Physics (2018), https://doi.org/10.1016/j.shpsb.2018.03.002

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