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Sensors & Actuators: B.

Chemical 271 (2018) 280–288

Contents lists available at ScienceDirect

Sensors and Actuators B: Chemical


journal homepage: www.elsevier.com/locate/snb

Single walled carbon nanohorns composite for neural sensing and T


stimulation

Stefano Carlia, , Linda Lambertinia, Elena Zucchinia,b, Francesca Ciarpellaa,b, Alice Scarpellinic,
Mirko Pratod, Elisa Castagnolaa, Luciano Fadigaa,b, Davide Riccia
a
Center for Translational Neurophysiology of Speech and Communication, Istituto Italiano di Tecnologia, Via Fossato di Mortara 17/19, 44121 Ferrara, Italy
b
Section of Human Physiology, University of Ferrara, Via Fossato di Mortara 17/19, 44121, Ferrara, Italy
c
Electron Microscopy Facility, Istituto Italiano di Tecnologia, Via Morego 30, 16163 Genova, Italy
d
Materials Characterization Facility, Istituto Italiano di Tecnologia, Via Morego 30, 16163 Genova, Italy

A R T I C LE I N FO A B S T R A C T

Keywords: Oxidized single walled carbon nanohorns (ox-SWCNH) were electrodeposited onto gold microelectrode arrays in
PEDOT conjunction with poly(3,4-ethylenedioxythiophene) (PEDOT) and polystirenesulfonate (PSS), and the properties
Electrodeposition of the new composite material for neural recording and stimulation were assessed. PEDOT/ox-SWCNH com-
Single walled carbon nanohorns posites were compared with films prepared with one of the most notorious carbonaceous material in this field,
Neural sensing and stimulation
the oxidized multi-walled Carbon Nanotubes (ox-MWCNT). The PEDOT/ox-SWCNH exhibited superior charge
Multielectrode arrays
Neural implants
transfer capability, reflecting greater electroactive surface, as confirmed by SEM and EIS characterizations. As a
consequence, a charge injection limit of 11.6 mC/cm2 was observed for the new composite, which is higher than
the one of PEDOT/ox-MWCNT (8.7 mC/cm2). Having confirmed comparable neural recording performance, the
PEDOT/ox-SWCNH composite results very promising for improving therapeutic electrical stimulation in the
central and peripheral nervous systems.

1. Introduction interface during stimulation [3,4]. It has been demonstrated that


PEDOT exhibits higher electrochemical stability than PPy [5], and is
An ideal cortical microelectrode array for neural recording and very promising in terms of biocompatibility as well [6,7].
stimulation needs to be minimally invasive, flexible and robust while Carbon nanotubes (CNT) have also been widely explored as co-do-
providing low impedance and high charge transfer capability. Typical pant and dopant for PEDOT composites, enabling improved neural
neural electrodes are made using noble metals and alloys but recently signals recording as well as chronic neural stimulation [8–13]. Among
glassy carbon based microelectrodes have emerged [1,2]. Moreover, for carbon based nanomaterials, high purity grade Single Walled Carbon
neural stimulation, electrodes should be capable of injecting relatively Nanohorns (SWCNH) are produced by direct vaporization of pure gra-
large currents while minimizing electrode degradation due to faradaic phite without the use of metal catalysts, originally by laser ablation
effects, requirements generally satisfied by increasing the electrode size [14], and later by arc discharge [15] or by induction of very intense,
and, therefore, negatively affecting biocompatibility. In order to allow high frequency, eddy currents [16]. Having a basic structure similar to
long-term use, the surface of the microelectrodes should be able to fa- tiny carbon nanotubes, SWCNH maintain most of the typical properties
cilitate charge transport and minimize inflammatory reaction and of nanotubes including high electrical conductivity, high thermal con-
gliosis. ductivity and they are easy to be functionalized [17]. Pristine SWCNH
To improve electrochemical properties and stability of microelec- are extremely hydrophobic but they can be readily functionalized with
trode arrays, conductive polymers (CPs), such as polypyrrole (PPy) and abundant oxygenated groups, such as carboxylic acid groups, by oxi-
poly(3,4-ethylenedioxythiophene) (PEDOT), are commonly electro- dative treatment in water-acidic media, to obtain hydrophilic oxidized
deposited onto the metal underlayer in order to significantly reduce the SWCNH (ox-SWCNH). This treatment promotes the opening of the horn
total impedance as well as to increase the total charge that can be ac- tip while preserving the conductivity and electrochemical properties.
cumulated. This leads to higher S/N ratios, higher charge injection Here we report, for the first time, the use of ox-SWCNH as co-dopant for
limits, smaller voltage excursions and less heat generated at the the electrodeposition of PEDOT/PSS onto microelectrode arrays for


Corresponding author.
E-mail address: stefano.carli@iit.it (S. Carli).

https://doi.org/10.1016/j.snb.2018.05.083
Received 24 January 2018; Received in revised form 14 May 2018; Accepted 15 May 2018
Available online 19 May 2018
0925-4005/ © 2018 Elsevier B.V. All rights reserved.
S. Carli et al. Sensors & Actuators: B. Chemical 271 (2018) 280–288

neural applications comparing their behavior with the similar compo- 2.4. PEDOT/ox-SWCNH and PEDOT/ox-MWCNT electrodeposition
site based on oxidized multi walled carbon nanotubes (ox-MWCNT)
[6–11]. A nanostructured gold layer was electrodeposited following our
previously published work [19]. The composite electrodeposition so-
lution was prepared by suspending ox-SWCNH [20] or ox-MWCNT in
2. Experimental ultrapure water at the concentration of 1 mg/ml (Milli-Q, Millipore,
USA) by horn sonication (Vibra-Cell VCX130, Sonics and Materials,
2.1. Materials and equipment USA) for thirty minutes (6 s at 66% duty cycle pulses, 4 W/ml). Poly
(sodium 4-styrene sulfonate) (NaPSS, 0.1 M) and 3,4-ethylenediox-
Pristine SWCNH were obtained from Carbonium s.r.l., Padova ythiophene (EDOT, 0.05 M) were added to the suspension immediately
(Italy) [16]. ox-MWCNT were from Nanocyl S.A., Belgium (NC after, and the mixture was stirred at room temperature for thirty min-
3151, < 4% of COOH). All chemicals were from Sigma Aldrich except utes. The electrochemical deposition was carried out in potentiody-
otherwise specified. namic mode, in the potential range of 0 V–0.95 V, with a scan rate of
100 mV/s, for a total of 100 cycles. For sake of clarity, PEDOT com-
2.2. Electrochemical characterization posites electrodeposited by a deposition mixture containing ox-SWCNH
or ox-MWCNT will be abbreviated with NHs or NTs, respectively. The
Cyclic voltammetry (CV), electrochemical impedance spectroscopy deposition followed the detailed scheme reported in Fig. 1b. The same
(EIS) and coating electrodepositions were carried out using a Reference conditions were used to deposit PEDOT:PSS from a solution of EDOT
600 potentiostat (Gamry Instruments, USA) connected to a three-elec- (0.05 M) and NaPSS (0.1 M) in water. A schematic representation of the
trode electrochemical cell with a Pt wire as a counter electrode and a coated microelectrode is reported in Fig. 1c.
Ag/saturated AgCl reference electrode (+0.197 V vs NHE [18]). The
charge storage capability (CSC) was calculated as the time integral of an
entire CV cycle between +0.5 and −0.6 V. EIS were performed in three 2.5. Optical and surface characterization
electrodes cell configuration by superimposing a voltage sine wave
modulation (10 mV RMS amplitude, 0 V potential applied) within the High-resolution scanning electron microscopy (SEM) imaging was
frequency interval of 105–1 Hz. The software ZSimpWin V 3.2 (EChem carried out using a JEOL JSM 7500FA (Jeol, Tokyo, Japan) equipped
Software) was used for equivalent circuit modeling of EIS data and χ2 with a cold FEG (field emission gun), operating at 5 kV acceleration
values in the range of 10−4–10−6 were used to estimate the goodness of voltage. When needed, the sample was carbon coated with a 10 nm
the fit. Voltage transients were collected with a Parstat 2273 po- thick film using an Emitech K950X high vacuum turbo system (Quorum
tentiostat (Princeton Applied Research) in a two electrode configura- Technologies Ltd, East Sussex – UK). XPS analyses were carried out
tion by applying cathodic-first balanced current pulses (1 ms single using a Kratos Axis UltraDLD spectrometer (Kratos Analytical Ltd., UK)
pulse, charge density 2 mC/cm2). Electrical stimulation consisted of a on 100 μm microelectrodes. XPS spectra were acquired using a mono-
series of cathodic-first charge balanced biphasic pulses with 6.37 mC/ chromatic Al Κα source operated at 20 mA and 15 kV. High resolution
cm2 charge density, 500 μs cathodic half-phase period and a frequency spectra were collected at pass energy of 20 eV and energy step of 0.1 eV,
of 500 Hz. The electrochemical characterizations were collected in a and the Kratos charge neutralizer system was used on all specimens.
0.9% w/w sodium chloride aqueous solution. Spectra have been charge corrected to the main line of the C 1 s spec-
trum set to 284.8 eV and analyzed with CasaXPS software (Casa
Software, Ltd., version 2.3.17). Each sulfur species is represented by a S
2.3. Gold microelectrode arrays [19] 2p doublet, due to spin-orbit coupling. In the fitting procedure, each
doublet was fitted to a pair of peaks with the constraints of having the
16-electrode arrays with (1.2 × 1.2) mm total recording area and same full width at half maximum (fwhm), the standard spin–orbit
60 μm diameter recording sites (Fig. 1a) were used for electrochemical, splitting of 1.2 eV, and a statistical branching ratio of 1/2. The position
morphological and X-ray photoemission spectroscopy (XPS) character- of the S 2p doublet was identified by the position of the most intense
izations, as well as for neural activity recording. For stability tests under component (i.e. S 2p3/2 component).
stimulation electrical pulses, similar arrays have been used, with mi-
croelectrode diameter of 100 μm.

Fig. 1. a) Representative scheme of the whole μEcoG array used for neural signal recording, b) details on the position of NTs and NHs coatings on electrodes and c)
scheme of the NHs modified microelectrode.

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2.6. Somatosensory evoked potentials (SEPs) and spontaneous activity control samples (glass coverslips and FTO). The cell viability was
recordings analyzed twenty-four hours after fibroblasts seeding and at three and
seven days of culture by triple staining with propidium iodide (PI; 5 μg/
One Long Evans rat (male, 12 weeks, 400 g) was used for recording ml), fluorescein diacetate (FDA; 15 μg/ml) and Hoechst-33342 (3.3 μg/
neural activity, and was prepared following a published procedure [2] ml) [2] ImageJ (open source NIH image processing software) was used
in compliance with the guidelines established by the European Com- to post-processed merged the images. The mean percentages of sur-
munities Council (Directive 2010/63/EU, Italian Legislative Decree n. viving cells were calculated based on the ratio of total (Hoechst-posi-
26, 4/3/2014), and the protocol was approved by the Ethics Committee tive) nuclei minus PI-positive nuclei (dead cells) divided by the total
for animal research of the University of Ferrara and by the Italian nuclei. The viability of NHs and NTs was normalized with respect to the
Ministry of Health (authorization n° 332/2015-PR). percentage of surviving cells observed over the uncoated FTO samples.
SEPs from four different positions (25 min long sessions) and
spontaneous neural activity from 3 different positions (10 min long
sessions) were acquired using a TDT (Tucker-Davis Technologies, USA) 3. Results and discussion
multi-channel recording system 3 including the ZIF-Clip® headstage
with unity (1×) gain, the RZ2 real-time processor and the PZ2-256 3.1. Coatings deposition and electrochemical characterization
battery-powered preamplifier. Data were digitized at a sample rate of
12207 samples/s at 18-bit resolution and transferred from RZ2 to the Chemical vapor deposition has been reported for the deposition of
PC by fast fiber optic connection. The experimental setup was placed in pristine carbon nanotubes onto metal electrodes with the aim of im-
a Faraday cage to reduce electromagnetic noise. In order to mechani- proving neural recording [9]. Unfortunately, this technique requires
cally elicit the somatosensory evoked potentials, a vibrating system was high temperature, in the order of 600 °C–900 °C, that cannot be applied
used to produce a multi-whiskers deflection along the horizontal plane. to an unconstrained variety of materials, including polyimide based
The whiskers contralateral to the craniotomy were shortened and in- microelectrode arrays. On the contrary, electrochemical deposition of
serted in a Velcro strip attached to a rod moved by a shaker (Type 4810 carbon nanotubes/PEDOT:PSS composites, can be performed at room
mini shaker; Bruel & Kjaer) controlled by a National Instruments board temperature and enables an excellent control of the thickness as well as
(Austin, TX, USA). The deflection stimulus consisted of 10 truncated allowing to localize the coating only at the microelectrode site. In this
Gaussian trains of 12 ms duration, delivered at 9 Hz. Three different study, electrochemical deposition through potentiodynamic mode was
amplitude stimulations were used in order to obtain multi-whiskers preferred, since it can lead to a precise control of the polymeric film
deflections respectively of 250, 500, and 800 μm. Each train was se- thickness by varying the number of potential scan cycles [22]. In Fig. 1a
parated from the others by a 5 s pause and all of them were repeated 20 we report a schematic representation of the polyimide based micro-
times with 60 s pause between cycles. electrode array used for this study. The single microelectrode is made
from a copper substrate, coated by a thick layer of electroplated gold
2.7. In-vivo electrophysiological data analysis and a final layer of electrodeposited nano-porous gold on the top [19].
Subsequently, NHs and NTs were further electrodeposited following
Neuroexplorer software (Plexon Inc, USA) was used to compute the the scheme reported in Fig. 1b. The role of the supplementary porous
spectral power densities (SPDs) and the spectrograms (data sampling gold layer is to increase the roughness in order to improve the adhesion
rate 12207 Hz, segmentation length of 512, Hamming windowing of electrodeposited NHs and NTs coatings.
function, 50% window overlap) of the recorded spontaneous activity Thanks to their extremely high electroactive surface area, both NHs
(in the 0–300 Hz frequency range) and of the mechanically evoked and NTs coatings provide a dramatic reduction of total impedance with
activity (in the 0–600 Hz frequency range; stimulation respect to Au coated microelectrodes that exhibit |Z| values in the order
amplitude = 250 μm) for electrode performance evaluation. With the of 160 KΩ at 1 KHz and up to 1 MΩ at 100 Hz (Fig. S1). Moreover, the
same purpose, the signal-to-noise ratio (SNR) was computed on the LFP two composites show very similar EIS |Z| values, but NHs yielded
frequency range (0–300 Hz) considering 20 intervals of 1 s after the higher CSCs with respect to NTs, as summarized in Table 1. Taking into
stimulus (stimulation amplitude = 250 μm) as signal and 20 intervals of account that both NHs and NTs were electrodeposited in similar con-
1 s of pause as pre-stimulus noise. We estimated the signal power by ditions (see Sections 2.3 and 2.4), the significantly higher charge sto-
computing the integral of the spectral power density (SPD) of the signal rage capacity obtained for NHs suggests a higher electroactive surface
and the noise power by computing the integral of the SPD of the noise. area for this material.
The SNR was finally defined as the ratio between the signal power and Circuit model analyses of EIS data were performed in order to gain
the noise power. SNR data are presented as mean ± standard deviation insight on the charge transfer dynamics at the electrolyte|electrode
calculated for all the recording channels in the four different positions. interface and on the charge transport within the polymeric film.
Two sample t-test was performed on the resulting SNR mean values of In the high frequency region, the Nyquist plot (Fig. 2a) shows a
both NHs and NTs electrodes. To extract SEPs, the acquired traces were semicircle that can be ascribed to a fast charge transfer at the interfaces
digitally low-pass filtered below 300 Hz (Butterworth 2nd order) to of electrolyte|electrode or polymer|solution, as well as to rapid charge
obtain the local field potential (LFP) and down-sampled to 3051 transport dynamics in the conductive polymer matrix.
sample/s using MATLAB software (Mathworks 2016A, USA). The With respect to similar measurements found in literature, a sup-
evoked responses for each amplitude of stimulation were averaged from plemental charge transfer process can be observed in the middle fre-
5 ms before and 100 ms after the stimulus trigger using EEGLAB quency region of the Bode Phase plot (Fig. 2c), with a time constant
MATLAB toolbox [21]. tentatively in the range of 103–102 Hz [24–28]. The nature of this

2.8. Cell culture and in-vitro biocompatibility assay Table 1


Experimental |Z| and CSC values obtained for NHs and NTs coated microelec-
trodes (60 mm diameter) from a set of five different electrodes.
NHs and NTs have been deposited onto conductive glass (FTO,
fluorine tin oxide, TEC8, 3 mm thick substrates, Pilkington) and the |Z|@ |Z|@1 kHz kΩ |Z|@ |Z|@10 Hz kΩ CSC mC/cm2
surfaces were sterilized for thirty minutes in ethanol and then washed 10 kHz kΩ 100 Hz kΩ
with aqueous phosphate buffer (PBS, pH = 7.4) before using them for
NHs 3.0 ± 0.2 3.8 ± 0.4 6.0 ± 0.5 12.8 ± 0.9 101.0 ± 18.6
the viability assay. Fibroblast cells, obtained from culture of adult rat NTs 3.0 ± 0.3 3.5 ± 0.4 6.1 ± 0.6 14 ± 3 43.0 ± 14.9
tail specimens [2], were plated over NHs or NTs supports as well as on

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Fig. 2. Representative EIS Circuit model for NHs (experimental data black circles) and NTs (experimental data red triangles) respectively: a) Nyquist plot b) Bode |Z|
plot, c) Bode phase plot. Fitted data are reported as lines. Inset in 1a represents a magnification in the high frequency domain. (For interpretation of the references to
colour in this figure legend, the reader is referred to the web version of this article.)

supplemental charge transfer element is not clear, but it seems to be electroactive surface areas of NHs and NTs composites. Thus, the
strongly related to the roughness of the electrodeposited Au underlayer higher surface area of NHs films can be predicted also in terms of
[19], in accordance with literature [29], since it is not noticeable for higher capacitance, as obtained by EIS fitting, as well as by extra-
NHs or NTs electrodeposited onto commercially 3 mm diameter GC polating the low frequency capacitance from experimental EIS
electrodes (see Fig. S2). (−Zi = 1/ωCD where CD is the diffusional capacitance), as reported in
The optimized equivalent circuit is reported in Fig. S3. It consists of Table 2.
the solution resistance (RS), a parallel capacitor (C1) and resistor ele-
ment (R1) to fit the high frequency impedance, a constant phase ele-
ment (CPE1 where 1/ZCPE = Y0(jω)n) in parallel with a resistor (R2) to 3.2. Surface characterization
fit the middle frequency charge transfer process, and the bulk capaci-
tance of the composite film (represented by the CPE2). Finally, a series SEM analysis, as reported in Fig. 3, confirmed a nano-porous
finite length Warburg element (ZD = RDcoth(jωτD)1/2)/(jωτD)½) is re- structure for both NHs and NTs. The morphology of the two coatings is
quired to fit the low frequency behavior. [23–26,28] dramatically different and seems to be dominated by the presence of the
In Table 2 we report characteristic parameters obtained by the fit- carbonaceous co-dopants. In particular, it has been reported that ox-
ting of experimental EIS shown in Fig. 2. A significantly lower RS SWCNH tend to give spherical aggregates [20] that probably affect the
parameter was obtained for NHs, in the order of 0.8 KΩ, whereas for PEDOT growth leading to poly-dispersed nanoaggregates (Fig. 3a–c),
NTs a value of 1.2 KΩ was calculated from the fitting. This parameter with big pores up to 150 nm in diameter, accounting for the higher
depends on the ionic concentration, type of ions, temperature, as well electroactive surface area for NHs, in accordance with the above
as on the geometry of the area in which current is carried. It is defined mentioned electrochemical characterization. On the contrary, the in-
as RS = ρ (l/A) where ρ is the solution resistivity, l is the length and A is corporation of ox-MWCNT (average length < 10 μm; average diameter
the area of the electrode. Providing ρ and l are constant during EIS 9.5 nm, according to provider) in NTs film, led to a fibrous network
experiments, and according to the relationship RNHsANHs = RNTsANTs, it with pores up to 30 nm in diameter (Figs. 3d–f and S4).
can be deduced that ANHs ≅ 2ANTs accounting for an higher electro- The role of ox-SWCNH, acting as templating-agent during the elec-
active surface area for NHs, in accordance with CSC values in Table 1. trochemically promoted polymer growth, can be confirmed by com-
Time constants (τ = R1C1) in the order of 0.53 μs and 0.69 μs for paring the morphologies of NHs and PEDOT:PSS, as shown in Fig. S5: in
NHs and NTs respectively, were observed for the high frequency charge particular the prominent globular shape exhibited by NHs is not ob-
transfer process, suggesting comparable electronic interactions at the served for PEDOT:PSS.
PEDOT|Au interface. Moreover, as reported in Fig. 2b and c, the Bode XPS analysis furnished the S(2p) core-level spectra of NHs and NTs
|Z| and phase plots show a very similar behavior for NHs and NTs in the composites and is shown in Fig. 4. Both spectra can be decomposed
frequency range of 105–102 Hz, suggesting that the charge transport considering the presence of two main sulfur species: the doublet having
dynamics within the conductive polymer matrix are almost indis- S 2p3/2 component at binding energy (164.0 ± 0.2) eV can be assigned
tinguishable for NHs and NTs. to sulfur atoms of the thiophene moiety in the PEDOT backbone,
The low frequency domain is mainly dominated by the diffusional whereas the signals at 168 eV correspond to the sulfur atom in the PSS
resistance RD of the Warburg impedance, and its value is up to three polymer [30,31]. The relative amounts of the two S species are sum-
times lower for NHs, suggesting a faster ion transport within the pores. marized in Table S6. No significant differences between the two com-
CPE is used to describe the non-ideal capacitive behavior due, for posite coatings were observed, in terms of S(2p) binding energy both
instance, to electrode roughness [23]. The physical meaning of the for PEDOT and PSS sulfur signals. It is known that the binding energy is
admittance Q0 can be related to the capacitance of the electrode (at strictly related to the atomic electronic density thus XPS analysis sug-
ω = 1 rad/s and n = 0.95) and can be used to compare the gests comparable electronic density around S atoms for both NHs and
NTs composites [32]. The PSS to PEDOT molar ratio can be estimated

Table 2
Relevant parameters extracted from circuit modelling of the EIS characterization (from a set of six different NHs and NTs electrodes, respectively).
Rs kΩ R1 kΩ C1 nF R2 kΩ Q0a μS × sn na Q0b μS × sn nb RD kΩ CD μF

NHs 0.8 ± 0.1 2.2 ± 0.2 0.24 ± 0.02 12 ± 2 8±1 0.53 ± 0.01 4.1 ± 0.9 0.98 ± 0.01 1.22 ± 0.07 3.1 ± 0.6
NTs 1.2 ± 0.1 1.9 ± 0.2 0.38 ± 0.05 6±2 5±1 0.65 ± 0.04 4±1 0.99 ± ± 0.01 3.8 ± 0.6 1.8 ± 0.3

a
Referred to CPE1.
b
Referred to CPE2 of circuit model reported in Fig. S3.

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Fig. 3. SEM image analysis for NHs (a,b,c) and NTs (d,e,f) coated microelectrodes.

by the area ratio between the signal of PSS and PEDOT. This parameter charge density associated to these stimuli and the fast time domain of
has been reported in the order of 3.5 for PEDOT:PSS films obtained these electrical pulses, in the time scale of microseconds, give rise to a
from chemically oxidized EDOT, whereas for electrodeposited coatings non-ideal behavior at the electrode interface.
is typically expected in the range of 0.68–0.96 [30,31,33]. The PSS to In Fig. 5a we report the voltage transients collected by 50 μm mi-
PEDOT molar ratios obtained for NHs and NTs were 0.66 and 0.92, croelectrode arrays (see Fig. 1), corresponding to a stimulating pulse in
respectively: the higher content of sulfonate groups observed for NTs is the order of 32 μA and a charge injected of 2 mC/cm2 (biphasic
likely due to the incorporation of a higher concentration of the in- cathodic first, 1 ms pulse) that represents the highest safe current limit
sulating polymer NaPSS within the film [33]. safety to prevent neural tissue damage [34]. As expected, the highest
voltage excursion was observed for Au microelectrode (4.9 V), while it
3.3. Voltage transients and stability evaluation of microelectrodes during was extremely reduced for NHs and NTs coated microelectrodes,
electrical stimulation thanks to their higher charge transfer capability.
Charge injection limit is defined as the amount of charge that can
During neural stimulation, microelectrodes must withstand a high move from the electrode to the solution without causing water reduc-
number of electrical stimuli, in the order of millions, and typically in tion and/or oxidation [1]. For example, in order to avoid water re-
the form of cathodic-first charge-balanced biphasic pulses. The high duction, the maximum cathodic excursion voltage (Emc) should not rise

Fig. 4. High resolution XPS spectra showing the binding energy values (in eV) collected on S (2p) energy region for NTs (left panel) and NHs (right panel) coatings.

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Fig. 5. Voltage transient responses during the electrical stimulation.

above 0.8 V [1,12]. Access potential Ea due to iR drop in the solution 3.4. Neural recording and cell viability
were observed for NHs and NTs in the order of 199 ± 11 mV and
243 ± 34 mV, respectively, and this is in accordance with the elec- It has been widely demonstrated that microelectrodes coated with
trochemical characterization that furnished a higher electroactive sur- NTs provide improved neural recordings when compared to “state of
face area (lower Rs) for NHs with respect to NTs: in fact, for the same the art” metal based microelectrodes, as well as to different conductive
injected current Ic, the access potential (Ea = Rs × Ic where Ic is the polymer coatings [9,13]. For this reason, we have chosen to use NTs
cathodic current) is mainly dominated by the solution resistance. Emc coatings as a benchmark for the performance in neural signal recording
can be obtained by subtracting the voltage access Ea from the voltage of the NHs coated microelectrodes. For this purpose, both NHs and NTs
excursion (Fig. 5b) and can be described as Emc = Em − Ea = (Ic × tp)/ were coated on the same neural array (see experimental details and
Cdl where tp is the pulse duration and Cdl is the electrode capacitance. Fig. 1b).
The lower Emc value was observed for NHs (Emc = 112 ± 2 mV) when PSDs and spectrograms of both spontaneous and evoked activity
compared to NTs (Emc = 155 ± 34 mV), and this result reflects an were calculated for NHs and NTs. When compared to the spontaneous
improved charge injection limit for NHs that has been estimated in the activity (Fig. S9), PSDs and spectrograms of the evoked activity (Fig.
order of 11.6 mC/cm2 while for NTs was 8.7 mC/cm2, in good ac- S10) show an increase of the power content of the signal in the LFP
cordance with the value of 7.7 mC/cm2 reported for similar NTs com- frequency components and beyond (0–600 Hz). This gain, due to the
posites (see Table S7) [12]. The reduced voltage excursion exhibited by stimulation of the responses, is distinguished with both types of coat-
NHs during stimulation is helpful to prevent neural tissue damage by ings essentially in the same manner. Moreover, the evoked response
enabling lower heating, as well as limiting the instability of the PEDOT plot shown in Fig. 6a suggests that both coatings have comparable
backbone due to over oxidation [35,36]. capabilities of recording somatosensory evoked activity. Indeed, no
The stability of NHs coatings have been investigated under elec- significantly difference in SNR values for the NHs and NTs coated
trical stimulation, according to our previously reported protocol used microelectrodes (2.1 ± 1.2 for the NTs and 2.0 ± 1.5 for NHs, two
for NTs [37], by applying a series of cathodic first balanced pulses at a sample t-test, α = 0.05, N = 32, p-value = 0.93) were observed. Thus,
charge density of 6.33 mC/cm2. This value corresponds to a very strong NHs and NTs were found to be able to acquire the same neural signal
stimulation pattern taking into account that, for instance, pulsing at information from the rat cortex. The multitude of factors that con-
charge densities in the order of 5 mC/cm2 induced IrOx delamination tribute to the total noise level during an in vivo neural recording session
[38]. Both NHs and NTs based microelectrodes can withstand over 5 can be defined as biological and non-biological noise sources [39]. Bio-
million pulses with negligible variations in their impedances, as sum- logical noise is due to the electrical activity of distant neurons/neuronal
marized in Table 3. Moreover, SEM analysis of stimulated microelec- processes, additional thermal noise components due to the presence of
trodes confirmed that the porous structure of pristine NHs and NTs brain tissue as well as synaptic noise. Among non-biological sources,
coatings is preserved, as reported in Fig. S8. that include the electronic noise due to the amplifier system and the
noise injection at the electrolyte-electrode interface, the thermal noise
is the major contribution due to the electrochemical properties of the
coating. In particular, thermal noise is dominated by the impedance of
Table 3 the microelectrode, in fact, it can be expressed as (4 Kb T ZR Δf)1/2
Representative magnitude impedance of NHs and NTs based microelectrodes where Kb is the Boltzmann constant, T is the absolute temperature, ZR is
(100 μm diameter, n = 3) before and after electrical stimulation. the real part of the electrode impedance, and Δf is the noise bandwidth.
|Z|@1 kHz kΩ |Z|@100 Hz kΩ |Z|@10 Hz kΩ The Johnson noise plots, calculated from the real part of the impedance
of electrodes used for neural recordings, are reported in Fig. S11. The
NHs 1.6 ± 0.5 1.8 ± 0.4 2.6 ± 0.7
mean body temperature (approximately 310 K) is used for the calcu-
NHs stimulated 1.9 ± 0.2 2.1 ± 0.3 3±1
NTs 1.4 ± 0.2 1.6 ± 0.3 3±2 lations. It can be observed that in the analysed frequency domain
NTs stimulated 1.6 ± 0.5 1.9 ± 0.7 4±3 (3–300 Hz), there is no significant difference between NHs and NTs in
Au 5.8 ± 0.7 30 ± 4 165 ± 10 terms of thermal noises (Fig. S11). Since both composites have been

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Fig. 6. a) SEPs acquired by both types of electrodes (in blue NHs electrodes and in red NTs electrodes). Data are presented as mean (solid lines) ± SD (dashed lines)
of all channels in 4 different locations (N = 32); b) Quantitative analysis of the viability of fibroblasts cells cultured on glass coverslip as control sample (control,
black bars), over FTO coated with NHs (blue bars) and NTs (red bars) at 1, 3 and 7 days of in vitro culture. The percentages of surviving cells is represented as samples
mean value ± SD. (For interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)

tested on the same array and, simultaneously, on the same animal 4. Conclusions
(according to the deposition scheme shown in Fig. 1b), the biological
noise component and the electronic noise due to the amplifier can be Oxidized SWCNH have been used for the first time as co-dopant in
assumed identical. Therefore, it is not surprising that both NHs and NTs the preparation of PEDOT based microelectrode arrays. With respect to
exhibited a comparable neural recording capability. NTs coatings, NHs based microelectrodes exhibited a higher charge
In vitro and in vivo studies have demonstrated the low toxicity of storage capacity due to a higher electroactive surface leading to a
both SWNHs and ox-SWNHs, suggesting how these materials can be higher charge injection limit. NHs based microelectrodes proved to
successfully used for biological applications, including neural sensing withstand over five million pulses without significant loss in terms of
and stimulation as well, whereas further studies aimed to the in- total impedance and surface damages. A similar performance in the
vestigation of the long term biocompatibility of these materials are capability of discriminating between evoked response and basal neural
currently underway [17,40]. One of the main concerns related to the activity has been found for NHs and NTs. Encouraged by these results,
biocompatibility of NHs composite could be referred to the possible loss we believe that the improved ability of NHs to supply fast charge in-
of carbonaceous nanoparticles by the electrode surface. Despite their jection pulses, makes this material a good candidate for neural appli-
concentration within the PEDOT composite is expected to be dramati- cations that combine the possibility of recording and stimulating neu-
cally low, this disadvantage cannot be totally avoided. Our group has rons.
proposed an interesting approach that consists of the encapsulation of
NTs nanocomposites with a soft synthetic permanent biocompatible Conflict of interest
pHEMA hydrogel [41]. This pHEMA coating preserves the electro-
chemical performance and high quality recording ability of NTs but, The authors declare no competing financial interest.
more importantly, acts as a biocompatible protective barrier against
potential nanomaterial detachment. Therefore, the same approach Appendix A. Supplementary data
could be used for NHs coatings in order to improve the biocompatibility
of this composite material. The investigation of the cytocompatibility Supplementary data associated with this article can be found, in the
using in vitro assays is a simple first-step evaluation of biocompatibility online version, at https://doi.org/10.1016/j.snb.2018.05.083.
[42]. For this purpose, we used fibroblast cells cultured over NHs or
NTs coated FTO supports and a cell viability assay was performed at References
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(1999) 165–170. Dr. Stefano Carli (MSc and PhD in Chemistry, University of Ferrara) has devoted his PhD
[15] T. Yamaguchi, S. Bandow, S. Iijima, Synthesis of carbon nanohorn particles by investigations to the development of new photochromic dyads. From 2009 to 2016 Dr.
simple pulsed arc discharge ignited between pre-heated carbon rods, Chem. Phys. Carli’s research activity was oriented on Dye Sensitized Solar Cells, Perovskite Solar Cells,
Lett. 389 (2004) 181–185. as well as on new catalysts for light-induced water splitting. Currently Dr. Carli is a
[16] M. Schiavon, Device and method for production of carbon nanotubes fullerene and postdoctoral researcher at the Italian Institute of Technology and his research is focused
their derivatives, Patent EP1428794 (A2) 2006. on the development of new smart materials for neural sensing and stimulation.
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Miss Linda Lambertini is a Master student of the Department of Chemical and
4850–4883.
[18] A.J. Bard, L.R. Faulkner, Electrochemical Methods Fundamentals and Applications, Pharmaceutical Sciences of the University of Ferrara. She devoted her thesis to the de-
J. Wiley & Sons, Hoboken, NJ, 2001. velopment of new materials for neural sensing and stimulation at the Italian Institute of
[19] E. Castagnola, A. Ansaldo, E. Maggiolini, T. Ius, M. Skrap, D. Ricci, et al., Smaller Technology.
softer lower-impedance electrodes for human neuroprosthesis: a pragmatic ap-
proach, Front. Neuroeng. 7 (2014) 1–8 (article8). Dr. Elena Zucchini received her Master’s Degree in Biomolecular and Cellular Sciences at
[20] S. Carli, L. Casarin, Z. Syrgiannis, R. Boaretto, E. Benazzi, S. Caramori, et al., Single the University of Ferrara in 2015 and currently is attending the PhD course in
walled carbon nanohorns as catalytic counter electrodes for Co(III)/(II) electron Translational Neurosciences and Neurotechnologies at IIT@UniFe − Center for
mediators in dye sensitized cells, ACS Appl. Mater. Interfaces 8 (2016) Translational Neurophysiology (University of Ferrara). The main focus of her project is to
14604–14612. improve the neural signal quality of the recordings obtained with novel μECoG arrays in
[21] A. Delorme, S. Makeig, EEGLAB: an open source toolbox for analysis of single-trial order to detect brain high frequency activity from the surface of the cortex.
EEG dynamics including independent component analysis, J. Neurosci. Methods
134 (2004) 9–21. Dr. Francesca Ciarpella received her master’s degree in Biomolecular and Cellular
[22] V. Castagnola, C. Bayon, E. Descamps, C. Bergaud, Morphology and conductivity of Sciences at the University of Ferrara and during that time she get expertise in biochem-
PEDOT layers produced by different electrochemical routes, Synth. Met. 189 (2014) ical, cellular and molecular fields. She is now attending her PhD in Biomedical Science
7–16. and Biotechnology at the Center for Translational Neurophysiology at IIT@Unife focusing
[23] E. Barsoukov, J.R. Macdonald, Impedance Spectroscopy: Theory Experiment and the attention on the study of long-term biocompatibility of intracortical microelectrodes
Applications, 2nd ed., John Wiley & Sons Inc., Hoboken, NJ, 2005. and on the development of a seamless device, fully integrated with the brain tissue.
[24] J. Bobacka, A. Lewenstam, A. Ivaska, Electrochemical impedance spectroscopy of
oxidized poly(34-ethylenedioxythiophene) film electrodes in aqueous solutions, J.
Dr. Alice Scarpellini obtained a bachelor degree in Biomedical Engineering at the
Electroanal. Chem. 489 (2000) 17–27.
University of Cagliari in 2008. In October, 2010, after moving to Genoa, she received the
[25] M. Asplund, H. von Holst, O. Inganäs, Composite biomolecule//PEDOT materials
master degree in Bioengineering at the University of Genoa with a thesis on chronical
for neural electrodes, Biointerphases 3 (2008) 83–93.
implants of microelectrodes with nanostructured coatings. She currently works as a senior
[26] P. Danielsson, J. Bobacka, A. Ivaska, Electrochemical synthesis and characterization
technician in the Electron Microscopy Facility at the Italian Institute of Technology and
of poly(34-ethylenedioxythiophene) in ionic liquids with bulky organic anions, J.
her activities are mainly devoted to the characterization of different materials with var-
Solid State Electrochem. 8 (2004) 809–817.
ious techniques including HRSEM, HRTEM, HAADF-STEM and EDS analysis.
[27] S. Carli, E. Busatto, S. Caramori, R. Boaretto, R. Argazzi, C.J. Timpson, et al.,
Comparative evaluation of catalytic counter electrodes for Co(III)/(II) electron
shuttles in regenerative photoelectrochemical cells, J. Phys. Chem. C 117 (2013) Dr. Mirko Prato received his Ph.D. in Materials Science and Technology from the
5142–5153. University of Genova, Italy in 2008, discussing a thesis on the surface characterization of
[28] E. Castagnola, S. Carli, M. Vomero, A. Scarpellini, M. Prato, N. Goshi, et al., organic self-assembled monolayers. He then moved to the National Institute of Nuclear
Multilayer poly(34-ethylenedioxythiophene)-dexamethasone and poly(34-ethyle- Physics (INFN), working in the gravitational waves field. In 2011, he joined as post-
nedioxythiophene)-polystyrene sulfonate-carbon nanotubes coatings on glassy doctoral fellow the Italian Institute of Technology, Nanochemistry Department, working
carbon microelectrode arrays for controlled drug release, Biointerphases 12 (2017) on X-ray Photoelectron Spectroscopy studies of colloidal nanocrystals and halide per-
031002. ovskites for photovoltaics. Since the beginning of 2017, he is the coordinator of the
[29] X. Cui, D. Martin, Fuzzy gold electrodes for lowering impedance and improving Materials Characterization Facility at the same institute, providing support in the scien-
adhesion with electrodeposited conducting polymer films, Sens. Actuator A: Phys. tific activities of IIT research groups dealing with the development, optimization, and
103 (2003) 384–394. applications of new materials, through a set of state-of-the-art characterization labora-
[30] G. Greczynski, T. Kugler, W.R. Salaneck, Characterization of the PEDOT-PSS system tories, expert experimental design, and data analysis
by means of X-ray and ultraviolet photoelectron spectroscopy, Thin Solid Films 354
(1999) 129–135. Dr. Elisa Castagnola received her MSc in Bioengineering (highest honors) at the
[31] G. Greczynskia, T. Kuglerb, M. Keila, W. Osikowicza, M. Fahlmanc, W.R. Salanecka, University of Genoa (2007). In 2011, Elisa got her PhD in Robotics, Neurosciences and
Photoelectron spectroscopy of thin films of PEDOT–PSS conjugated polymer blend: Nanotechnologies from the Italian Institute of Technology (IIT), defending a thesis on
a mini-review and some new results, J. Electron Spectrosc. Relat. Phenom. 121 “Carbon Nanotube Based Coatings for Low Impedance Neural Microelectrodes”. She has
(2001) 1–17. been a Post Doc at IIT from 2011 to 2016 focusing on the study of innovative neural
[32] Z.L. Yang, H.Z. Chen, L. Cao, H.Y. Li, M. Wang, Synthesis and photoconductivity microelectrode technology to produce low-noise, long term implantable devices con-
study of carbon nanotube bonded by tetrasubstituted amino manganese phthalo- ceived ‘for human use’ by researching new materials for the electrode biological interface.
cyanine, Mater. Sci. Eng. B 106 (2004) 73–78. Currently, Dr. Castagnola is a postdoct researcher at the Department of Mechanical
[33] G. Zotti, S. Zecchin, G. Schiavon, F. Louwet, L. Groenendaal, X. Crispin, Engineering San Diego State University.
W. Osikowicz, W. Salaneck, M. Fahlman, Electrochemical and XPS studies toward

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Dr. Davide Ricci Davide Ricci received the MSc degree in Physics and the PhD degree in
Prof. Luciano Fadiga (M.D., University of Bologna, Ph.D. in Neuroscience, University of Electronic Engineering and Computer Science from the University of Genoa, Italy, in 1989
Parma) is full Professor of Human Physiology at the University of Ferrara and is the and 1993, respectively. He is currently researcher the IIT Translational Neurophysiology
Coordinator of Center IIT@UNIFE. He has a long experience in electrophysiology and Center in Ferrara, focusing on the development of devices such as neural electrodes,
neurophysiology in monkeys (single neurons recordings) and humans (transcranial flexible nano-actuators and sensors for Brain Machine Interfaces and prosthetics. He has
magnetic stimulation, study of spinal excitability, brain imaging, recording of single authored or co-authored more than 100 papers in peer-reviewed international journals,
neurons in awake neurosurgery patients). conference proceedings, and books.

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