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Jatinder Bhatia, MD, FAAP1, Ian Griffin, MD2, Diane Anderson, PhD, RD3, Neelam Kler, MD4, and Magnus Domell€of, MD, PhD5
Requirements for optimal nutrition, especially for micronutrients, are not well defined for premature infants. The “ref-
erence fetus,” developed by Ziegler et al,1 has served as a model to define nutritional needs and studies designed to
determine nutrient requirements. Revision of nutrient requirements and provision of optimal nutrition may lead to
improved outcomes in preterm infants. Appropriate provision of nutrients also may help prevent nutritional disor-
ders, such as metabolic bone disease and anemia. In this review, we discuss calcium, phosphorus, magnesium,
vitamin D, iron, and copper, and define optimal intakes based on the available published data. (J Pediatr
2013;162:S48-55).
O
ptimal micronutrient requirements for preterm infants are not well defined. Increasing numbers of these infants sur-
vive after birth at progressively lower gestational ages. It is important to define micronutrient needs and provide
appropriate amounts of these nutrients to prevent nutritional disorders, such as metabolic bone disease and neonatal
anemias. In this article we review current data from preterm infants and recommend the micronutrient intake necessary to meet
the estimated requirements for calcium, phosphorus, magnesium, vitamin D, copper, and iron.
Calcium and phosphorus homeostasis and formation of bone matrix are complex processes that require an adequate supply
of protein and energy, as well as calcium, phosphorus, magnesium, and vitamin D. Vitamin D is important for bone miner-
alization, supports physiological processes that affect neuromuscular and immune functions, and plays a role in the heart, lung,
pancreas, and brain. Iron is the oxygen-binding moieity of hemoglobin and myoglobin, which are essential for oxygen trans-
port. It is also a cofactor for cytochrome C and other enzymes, which are necessary for cellular energy metabolism. Iron is crit-
ically important for normal brain development, including myelin formation and neurotransmitter synthesis. Zinc is essential
for multiple enzymes involved in gene expression, signal transduction, apoptosis, cellular proliferation, differentiation, and
growth. Copper is essential for enzymes in the electron transport chain and the antioxidant systems; anemia, neutropenia,
and osteoporosis may result from copper deficiency.
LBW Low birth weight Please see the Author Disclosures at the end of this
article.
PTH Parathyroid hormone
VLBW Very low birth weight 0022-3476/$ - see front matter. Copyright ª 2013 Mosby Inc.
All rights reserved. http://dx.doi.org/10.1016/j.jpeds.2012.11.053
S48
Vol. 162, No. 3, Suppl. 1 March 2013
of 60-90 mg/kg/day ensures appropriate bone mineralization tions to above 75 nmol/L in preterm infants of mothers
in very low birth weight (VLBW) infants.4 An enteral intake with vitamin D deficiency. At best, 400 IU/day of vitamin
of 120-140 mg/kg/day will support this level of calcium reten- D—the amount recommended for term infants—is pro-
tion, given an estimated absorption rate of 50%-65%. vided in some US neonatal intensive care units.13 It is likely
Phosphorus accretion is linked to calcium and nitrogen that an intake far lower than this is currently provided,
retention. Phosphorus absorption is efficient (up to 90%) given that clear criteria for vitamin D sufficiency in preterm
in infants fed either human milk or formula. If calcium reten- infants have not yet been established.
tion is 60-90 mg/kg/day and nitrogen retention is 350-450
mg/kg/day, then phosphorus intake sufficient to meet accre- Evidence from Randomized Controlled Trials
tion by bone and soft tissues can be achieved by an intake of A randomized controlled trial investigating the effect of vita-
65-90 mg/kg/day of a highly absorbable phosphate source, min D supplementation on bone density and biochemical
and the resultant calcium:phosphorus would be 1.5-2.0:1. indices in preterm infants has demonstrated that doses of
Similar to calcium, magnesium has a high accretion rate in 200-400 IU/kg body weight/day is sufficient to maintain nor-
utero during the third trimester. Thus, preterm infants mal vitamin D status.14 However, a more recent trial that
have a higher magnesium requirement than term infant, compared 3 doses (200, 400, or 800 IU/kg/day) led the au-
estimated as 8-15 mg/kg/day. thors to conclude that higher doses might accelerate bone
turnover.15 Although vitamin D provides clear short-term
Requirement for Vitamin D benefits to preterm infants, the benefits of increased vitamin
The ideal definition of optimal vitamin D levels would be D intake on bone mineral status in preterm-born children are
based on functional biomarkers, such as intestinal calcium no longer evident at age 9-11 years.16
absorption, extent of bone mineralization, and PTH concen-
trations. Recent studies based on adult vitamin D physiology Factors Affecting Enteral Absorption of Calcium
indicate that a serum 25(OH)D concentration <50 nmol/L is and Phosphorus
consistent with vitamin D deficiency, and a concentration Intestinal absorption of calcium and bone accretion are
50-80 nmol/L is consistent with vitamin D insufficiency. affected by numerous factors. Calcium phosphate has low
25(OH)D concentrations >80 nmol/L are considered suffi- solubility compared with calcium chloride, citrate, and car-
cient. However, because no similar studies in preterm infants bonate. Organic calcium salts, such as calcium gluconate
are currently available, values from adult and pediatric pop- and glycerophosphate, are more soluble and readibly
ulations are extrapolated to neonates. absorbed. A high palmitate content in fat reduces calcium ab-
Low vitamin D level is not uncommon in neonates fed ei- sorption, secondary to the formation of insoluble calcium
ther breast milk or infant formula. Preterm neonates are at soaps.
particular risk for metabolic bone disease, for reasons that Supplementation of human milk with phosphorus im-
include: difficulty achieving adequate enteral intake of cal- proves calcium retention and reduces calciuria in infants.
cium, phosphorus, and vitamin D; relative immobility; de- Human milk has an excellent calcium:phosphorus and,
pendence on total parenteral nutrition; use of unfortified thus, high bioavailability; however, it is relatively low in
human milk; and adverse effects of medications (ie, diuretics calcium and phosphorus and requires fortification to
and steroids) administered during hospitalization. Metabolic achieve adequate mineralization in preterm infants. When
bone disease may be present in >50% of extremely low birth human milk fortifier is provided with adequate amounts
weight (ELBW) infants and in up to 25% of VLBW infants. of calcium and phosphorus, calcium retention reaches 60
mg/kg/day. The use of human milk fortifiers containing
Impact of Vitamin D Supplementation in Preterm highly soluble calcium glycerophosphate improves calcium
and Term Infants retention by up to 90 mg/kg/day in formula-fed infants, al-
Total and free 25(OH)D concentrations in cord blood of though the percentage of net calcium absorption is less
preterm and full-term neonates are lower than those in ma- than that seen with human milk. Because the poor bio-
ternal blood. Early supplementation with vitamin D has availability of preterm formula is compensated for by
been studied in neonates. Salle et al5 evaluated 25(OH)D a higher calcium and phosphorus content, routine mineral
levels in 17 preterm infants who received 1000 IU of vita- supplementation is not required in infants fed preterm in-
min D daily from birth. Mean levels increased from 20 fant formula.
nmol/L (range, 10-40 nmol/L) at birth to 92 nmol/L (range, The reported effects of vitamin D supplementation on cal-
71-116 nmol/L) at 6 months. This dosage is sufficient to cium absorption have been inconsistent due to differences in
raise vitamin D levels to the desired range when adminis- study design. Bronner et al17 showed that calcium absorption
tered for 6 months. Whether this leads to any functional in LBW infants was directly proportional to daily calcium in-
benefits is unclear, however. Several other clinical studies take and independent of vitamin D supplementation. In con-
have evaluated the relationship between vitamin D3 intake trast, Senterre et al18 reported that calcium absorption in
and 25(OH)D concentrations.6-12 These findings support preterm infants increased from 50% to 71% when human
the consensus opinion that a vitamin D intake of 800- milk was supplemented with 1200 IU/day of vitamin D3
1500 IU/day is necessary to increase 25(OH)D concentra- with no additional calcium. This latter result suggests that
Selected Macro/Micronutrient Needs of the Routine Preterm Infant S49
THE JOURNAL OF PEDIATRICS www.jpeds.com Vol. 162, No. 3, Suppl. 1
vitamin D supplementation supports calcium absorption. 25(OH)D concentrations at 27.5 nmol/L. In contrast, in
Calcium absorption increases in a relatively low-pH environ- some parts of Europe there have been reports of low cord
ment and with a high-lactose, high-casein formula. blood levels of 25(OH) D (<10 mg/mL) in preterm infants,
suggesting a higher required daily intake of up to 1000 IU.
Assessment of Bone Mineralization The American Academy of Pediatrics guidelines, revised
in 2008, recommend an increased minimal supplementation
Biochemical Markers. Plasma calcium and phosphorus, of 400 IU/day to mantain serum 25(OH)D levels at >50
serum alkaline phosphatase, and serum osteocalcin concen- nmol/L.13 However, this dose might not be sufficient in
trations and urinary excretion of pyridium cross-links of col- parts of world where dietary supplementation with vitamin
lagen are used to screen for metabolic bone disease in D is not routine, and the prevalence of vitamin D deficiency
preterm infants; however, these markers have limitations is higher. Considering the prevalence of vitamin D defi-
and cannot be considered diagnostic of osteopenia. Never- ciency in pregnant mothers, the European Society of Pediat-
theless, elevated serum osteocalcin concentration, coupled ric Gastroenterology, Hepatology, and Nutrition guidelines
with high serum alkaline phosphatase activity and increased issued in 2009 state that higher vitamin D supply in preterm
excretion of cross-linked collagen, has been proposed as infants could be necessary to correct rapidly the low fetal
a marker of osteopenia in preterm infants. level.21 A vitamin D intake of 800-1000 IU/day during the
first months of life is recommended, as this dose may help
Radiologic Markers. Conventional radiologic evaluation achieve vitamin D sufficiency without risk of toxicity. These
is an insensitive method for evaluating metabolic bone dis- guidelines were based on several reports that documented
ease in preterm infants givens the variations in X-ray expo- vitamin D doses in sufficient ranges with supplementation
sure, as well as quantification. Bone mineral loss must be of 800-1000 IU/day.
significant before it can be appreciated radiologically. Efforts
to define bone density objectively on standard radiography Gaps in Knowledge
using a scoring system19 have been followed by more accurate Few studies have defined vitamin D requirements objectively
estimations of bone mineral content by bone absorptiometry. in neonates, particularly in preterm neonates. Future studies
Dual X-ray absorptiometry has been proven to provide the are needed to define the threshold for adequate vitamin D
most accurate determination of bone mineral content in pre- levels in neonates based on physiological functions. Guide-
term and term infants, and numerous studies have estab- lines for optimal vitamin D intake in preterm infants should
lished normative data. take into account maternal vitamin D intake and status, as
well as geographic, racial, and other constraints.
Previous Guidelines
Copper
Early guidelines recommended a vitamin D dose of 200 IU/
day for : (1) all breastfed infants unless they are weaned to
In Utero Copper Accretion
at least 500 mL/day of vitamin D-fortified formula or milk;
Factorial analysis suggests a net requirement of 30 mg cop-
(2) all non-breastfed infants who ingest <500 mL/day of vita-
per/kg/day in preterm infants is adequate to maintain normal
min D-fortified formula or milk; and (3) children and adoles-
growth.22
cents who do not get regular sunlight exposure, do not ingest
at least 500 mL/day of vitamin D–fortified milk, or do not Postnatal Copper Metabolism
take a daily multivitamin supplement containing at least Concentration of copper is high in early milk and declines
200 IU of vitamin D20 (Table I). These recommendations with lactation.23 Copper deficiency at 5 weeks to 8 months
were based on data from the US, Norway, and China that postnatally has been reported in preterm infants.23-31 It is
showed an intake of vitamin D of 200 IU/day prevents notable, however, that most of these case reports are of in-
physical signs of vitamin D deficiency and maintains serum fants who received copper-free parenteral nutrition; there is
a paucity of similar recent reports.
the ceruloplasmin concentration is <15 mg/dL in copper were 2000 mg/kg/day, and at a copper intake of 232 mg/kg/
deficiency.24,27,28 day if zinc intake were 2250 mg/kg/day.
Gaps in Knowledge
There remain large gaps in our knowledge of zinc require-
ments in preterm infants. Areas of uncertainty include:
(1) the in utero zinc accretion rate in the fetus; (2) the opti-
mal accretion rate in postnatal preterm infants; (3) bioavail-
ability and retention of zinc contained in human milk
fortified with modern human milk fortifiers and in modern
formulas; (4) effects of zinc intake on the absorption of other
minerals (eg, iron and copper) in preterm infants; (5) effect
of other minerals (eg, iron, copper) on the absorption of
zinc intake in preterm infants; and (6) effect of fat absorption
on zinc absorption in preterm infants.
Using a factorial approach, estimated iron requirements mately 3 and 2 mg/kg/day, respectively, at age 3-9 months.
for preterm infants with a birth weight of 1 kg are 1.4-2 That study found no difference in neurodevelopment or in
mg/kg/day during the first year of life. However, these esti- the prevalence of anemia at age 12 months, but the high-
mates do not consider blood losses and blood transfusions, iron group had higher glutathione peroxidase concentrations
which greatly influence iron status and iron requirements (a marker of oxidative stress), lower plasma zinc and copper
in small preterm infants. Delayed umbilical cord clamping levels, and a higher rate of respiratory tract infections, sug-
causes blood to flow from the placenta to the newborn and gesting possible adverse effects of the higher iron concentra-
is associated with fewer blood transfusions and reduced inci- tions.60
dence of intraventricular hemorrhage in preterm infants. In an iron supplementation trial in LBW infants (average
Local practice regarding umbilical cord clamping, blood birth weight 2000 g), iron intake ranged from 1.0-1.6 mg/
sampling, blood transfusions, and erythropoietin treatment kg/day to 3.6-6.8 mg/kg/day. Serum ferritin level was higher
greatly influences iron requirements of preterm infants dur- at 20 weeks, but erythrocyte superoxide dismutase activity
ing the first months of postnatal life. was reduced in the high-iron group, suggesting that high
iron intake could alter copper metabolism. Furthermore,
Iron Absorption there was no significant difference in hemoglobin concentra-
Preterm infants absorb 25%-40% of iron from iron supple- tion between the groups at 20 weeks.61
ments given between feedings and 11%-27% of iron from The study by Berglund et al56 found significant differ-
iron-fortified preterm formula, rates exceeding those seen ences in iron status at 6 months between marginally
in term infants. Studies on iron bioavailability from LBW infants (2000-2500 g) who had received 1 or 2 mg/
multinutrient-fortified human milk are lacking. kg/day of iron between 6 weeks and 6 months of life. How-
ever, there were no significant differences in the proportion
Randomized Controlled Trials of infants with iron deficiency or iron deficiency anemia in
Relatively few randomized studies comparing different doses the 2 groups. Furthermore, a secondary analysis taking
of iron supplements or fortification of human milk or for- compliance and diet into account showed that an actual
mula given to preterm or LBW infants have been published dietary iron intake of 1 mg/kg/day effectively prevented
to date. iron deficiency.
Iron versus Placebo. A meta-analysis of studies pub- Timing of Iron Supplementation. Older studies have
lished before 1992 showed that prophylactic iron given as shown that early iron supplementation does not improve
a supplement or in iron-fortified formula leads to signifi- early anemia of prematurity (before 2 months), which is
cantly reduced incidence of anemia at 6 months in preterm believed to be caused by immature erythropoiesis rather
infants.55 An enteral iron dose of 2 mg/kg/day was used in than by iron deficiency.55 However, 2 recent studies
that study. In a recent randomized controlled, blinded trial have suggested that initiation of iron supplementation
(n = 285), Berglund et al56 showed that iron supplements of or fortification at age 2 weeks, compared with 6-8 weeks,
2 mg/kg/day given from 6 weeks of age reduced the risk of leads to a reduced need for blood transfusions in VLBW
iron deficiency anemia at age 6 months in marginally LBW infants.62,63
infants (2000-2500 g). No adverse effects with regard to
infant growth, infection, or other morbidity were reported. Previous Guidelines
A recent follow-up of these children found that those sup- In 2002, Klein22 recommended an iron intake of 2-3.6 mg/kg/
plemented with 1-2 mg of iron per kg/day up to age day (1.7-3.0 mg/100 kcal based on 120 kcal/kg/day). In 2005,
6 months exhibited significantly fewer behavioral problems Tsang et al32 recommended an intake of 2-4 mg/kg/day (1.3-
at age 3 years.57 3.1 mg/100 kcal based on 130 kcal/kg/day for ELBW infants
and 1.5-3.6 mg/100 kcal based on 110 kcal/kg/day for
Different Iron Doses. Several randomized controlled tri- VLBW infants). In 2010, European Society of Pediatric Gas-
als have investigated the effects of preterm formulas contain- troenterology, Hepatology, and Nutrition recommended an
ing different amounts of iron. All of these trials included intake of 2-3 mg/kg/day (1.8-2.7 mg/100 kcal based on 110
preterm infants with an average birth weight of 1.4-1.5 kg. kcal/kg/day) for infants with a birth weight <1800 g.21 The
In one trial, an iron intake of 1.3 mg/kg/day resulted in higher World Health Organization recommends 2-4 mg/kg/day
iron stores compared with an intake of 0.3 mg/kg/day, even for all LBW infants aged 2-24 months,64 and the American
though the incidence of iron deficiency (defined as serum fer- Academy of Pediatrics recommends 2 mg/kg/day at age
ritin <19 mg/L) at 2 months postdischarge was similar in both 1-12 months for all LBW infants.65
groups (32%).58 A similar study found no difference in iron
status between preterm infants receiving 0.9 mg/kg/day or 1.2 Gaps in Knowledge
mg/kg/day, and there were no cases of iron deficiency anemia To date, no studies have examined the effects of different
at age 6 months.59 In another study, the 2 intervention doses of iron supplementation or fortification in ELBW in-
groups (high-iron and low-iron) had iron intakes of 5.9 fants, even though these infants are likely to be at increased
and 3.0 mg/kg/day, respectively, at discharge and approxi- risk for iron deficiency and iron overload. In addition, there
Selected Macro/Micronutrient Needs of the Routine Preterm Infant S53
THE JOURNAL OF PEDIATRICS www.jpeds.com Vol. 162, No. 3, Suppl. 1
S54 Bhatia et al
March 2013 SUPPLEMENT
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