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A. Phased-Array Techniques
have found what is seemingly a perfect niche in automotive
A key means to improve energy efficiency is to leverage
radar. With many gigahertz of absolute bandwidth available,
phased-array techniques to reduce the total transceiver DC
and a compact antenna size due to the small wavelength at
power [6]. For an N-element phased array, transmitter EIRP is
mm-wave, the W-band matches up well with the requirements
increased by a factor of N 2 , since electric and magnetic fields,
for adaptive cruise control and similar technologies [1].
not power, are summed, and power density is proportional
Manuscript received August 18, 2016; revised January 9, 2017; accepted
to E × H . Due to reciprocity, for the receiver array, there
February 13, 2017. Date of publication March 30, 2017; date of cur- will also be a benefit of N 2 in conversion gain.1 Receiver
rent version April 20, 2017. This paper was approved by Guest Editor SNR will increase as well, but only proportional to N: since
Danilo Manstretta. This work was supported by the NSF-EARS program.
(Corresponding Author: Andrew Townley.)
the noise in each receiver element is uncorrelated,2 the total
A. Townley is with the Berkeley Wireless Research Center, University noise at the output will increase proportional to N, resulting
of California, Berkeley, CA 94720 USA, and also with Nokia Labs, San in an SNR increase of N 2 /N = N. Because these system-
Francisco, CA 94105 USA.
P. Swirhun was with the Berkeley Wireless Research Center, University
level performance metrics are improved in a phased array
of California, Berkeley, CA 94720 USA. He is now with Google, Mountain compared with the single-element case, it is possible to reduce
View, CA 94043 USA. performance (and correspondingly, DC power) while still
D. Titz and C. Luxey are with the EpOC Lab, University of Nice-Sophia
Antipolis, 06000 Nice, France.
meeting system requirements derived from the link budget.
A. Bisognin is with STMicroelectronics, 38920 Crolles, France, and also
1 This assumes that the signals can be summed in voltage or current via an
with the EpOC Lab, University of Nice-Sophia Antipolis, 06000 Nice, France.
F. Gianesello is with STMicroelectronics, 38920 Crolles, France. active combining network. If signals are combined using a passive network
R. Pilard was with STMicroelectronics, 38920 Crolles, France. He is now such as a Wilkinson combiner, the increase in conversion gain will only be
with e2v Semiconductors, Grenoble, France. proportional to N .
A. M. Niknejad is with the Berkeley Wireless Research Center, University 2 In general, correlated noise across receiver elements will mitigate some of
of California, Berkeley, CA 94720 USA. this SNR improvement (refer to [8] for a more detailed discussion). However,
Color versions of one or more of the figures in this paper are available if the receiver elements are well isolated, and the noise of the combiner is
online at http://ieeexplore.ieee.org. small relative to the noise from the individual receivers, the factor of N scaling
Digital Object Identifier 10.1109/JSSC.2017.2675907 will hold.
0018-9200 © 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
1246 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 52, NO. 5, MAY 2017
Fig. 1. Complete phased-array transceiver block diagram. mm-wave IOs use a single-ended GSG pad configuration. Ground pads are shared between adjacent
phased-array elements to reduce die area.
Consider an RF power amplifier output stage, designed to amplifiers close to saturation, or even nonlinear switching
operate close to saturation, and optimized to drive a load power amplifiers, either of which will improve the overall
impedance of Z 0 . If the device sizes in the power amplifier transmitter efficiency. Also, because the modulated LO signal
are reduced by half, the power amplifier should be able to is constant envelope, it can be generated at a low frequency and
achieve the same efficiency at saturation while driving a load scaled up to a higher frequency using a nonlinear frequency
impedance of 2Z 0 , and delivering half of the power to that multiplier, without negative impacts from the nonlinearity of
load. This scaled-down power amplifier can be used along with the multiplier. So, in a phased-array system, the modulated
a matching network with an impedance transformation ratio LO signal can be generated centrally, scaled in frequency, and
of 2 (or if a matching network is already present, modifying routed out to all elements.
its impedance transformation ratio) to drive the original load 2) Simple Modulation: Second, because the modulation is
impedance of Z 0 , while delivering half of the power at the simple and shared across all elements, the frequency modu-
same efficiency. With a real matching network, there will be lation can be incorporated into the phase-locked loop (PLL)
some additional losses, so the efficiency and output power will that is likely present in the system anyway. In most types of
in practice be degraded somewhat. In a phased-array system, radar systems, the distance resolution is inversely proportional
this strategy can be used to reduce DC power and per-element to the bandwidth of the radar signal: a signal with larger
performance without sacrificing efficiency. bandwidth can better resolve two close-together targets [9].
A similar scaling approach can be used on the receiver side. For a pulsed radar system, a high-bandwidth modulation
Consider an LNA designed for power and noise matching to requires fast ON / OFF times to achieve a short pulsewidth [10],
an impedance Z 0 . Because the current density for minimum which means the circuit creating the modulation needs to be
noise figure is largely invariant of emitter length [7] (or carefully designed to support that bandwidth. In an FMCW
similarly, transistor width in CMOS technologies), the LNA radar system, although large overall bandwidth is needed in the
device sizes can be reduced by half, resulting in an LNA RF transmit and receive chains (as in the pulsed radar case), a
with the same N Fmin matched to an impedance of 2Z 0 . As large instantaneous bandwidth is not necessarily needed, since
in the transmitter case, a matching network can be used to it is the overall bandwidth of the sweep itself that determines
match the LNA back to the original Z 0 input impedance. the resolution. So, a slowly modulated signal can be used,
The new LNA has half of the DC power consumption, and as long as the frequency of the signal varies across the full
slightly higher noise figure due to the added matching network bandwidth over time.
losses. Of course, due to matching network complexity, added Several works have demonstrated state-of-the-art synthe-
losses, and the bandwidth narrowing effect of high-Q matching sizers with integrated frequency modulation using a digital-
networks, it is not possible to continue this scaling arbitrarily: PLL-based architecture [11]–[14]. The focus of this paper is
architecture or circuit topology changes must then be used to on energy-efficient array implementation and FMCW radar
reduce power consumption further. demonstration, so an external synthesizer is used to generate
the frequency-modulated LO waveform. The chip includes
a 47-GHz VCO and 32× frequency divider, and the PLL
B. FMCW and Millimeter Wave
feedback is completed externally using a discrete off-the-
Linear FMCW radar is an attractive radar modulation shelf IC with a phase-frequency detector and charge pump,
scheme for energy-efficient mm-wave applications for a few along with an on-board active loop filter. Most of the power
main reasons. consumption of the PLL is likely to come from the high-speed
1) Constant Envelope Modulation: First, because FMCW dividers, so if the PLL were fully integrated, the added power
is a constant-envelope modulation scheme, transmitter linear- consumption would be fairly small and have little impact on
ity is not a concern. This allows for use of linear power the per-element power.
TOWNLEY et al.: 94 GHz 4TX–4RX PHASED-ARRAY FMCW RADAR TRANSCEIVER WITH ANTENNA-IN-PACKAGE 1247
Fig. 2. Three-stage power amplifier schematic. R5 is chosen to result in an emitter voltage of about 100 mV under small-signal bias conditions. The annotated
DC currents correspond to the operating points in small-signal (left of arrow) and saturated large-signal (right of arrow) conditions.
Fig. 5. Simulated PA saturated output power, power gain, and peak PAE
versus frequency.
Fig. 4. Simulated PA power gain and PAE at 94 GHz, plotted versus output
power. B. Receiver
The number of LNA stages in the receiver was limited
area available for the PA. So, for a moderate impedance trans- to keep DC power consumption low. Because of this, no
formation ratio given the area constraints, coupling between inductive degeneration was used in the receiver input device
PA gain stages is best achieved using 2:1 transformers with (Q1 in Fig. 6), as this would reduce the gain of the LNA
moderate to low coupling factors. and increase the noise contribution of the mixer to the overall
Because of the low coupling factor, the effective turns ratio receiver noise figure. Effectively, this means the input of the
is slightly less than 2:1 in practice, reducing the impedance LNA is designed for a power match, rather than a noise match.
transformation ratio. However, the leakage inductance of the This adds a small amount (0.3 dB) to the overall noise figure
transformer primary can be used to increase the impedance but limits the mixer noise figure contribution [see Fig. 10(b)].
transformation ratio of the transformer, by treating it as an Since the current density for minimum noise figure is
additional inductance in series with the transformer, which acts typically six to ten times smaller than the current density for
to increase the impedance seen at the ports of the primary peak f T [7], biasing for N Fmin does have a gain penalty.
transformer. The output stage does not use neutralization As a compromise between gain and noise figure, the LNA
because of the extra capacitive load it would present to the input stage is biased at about half of the current density
output balun, which is also a 2:1 transformer. The output for peak f T . This leads to an increase of 0.5 dB above the
balun also provides ESD protection to the signal pad, as at estimated minimum noise figure of 3.2 dB, but also allows the
low frequencies, it provides a low impedance path to ground device to operate at nearly peak f T .
for the signal pads through the center tap of the secondary. The input matching network uses a series inductor, a DC
A 3-D HFSS model of the full PA, including the output blocking capacitor, and a quarter-wavelength transmission line
ground–signal–ground (GSG) pads and the three stages of shunted to ground. Nearly all of the impedance matching
transformers, is shown in Fig. 3. The individual transformers is provided via the series base inductor. Because of the
were first designed separately using HFSS. As a final verifi- series inductor’s capacitance to ground, it acts more like a
cation, all three transformers were simulated together along transmission line than a simple series inductor. So, on a Smith
with the output pads. When incorporated back into circuit- chart, this looks like a rotation, rather than moving on a line
level simulations, this PA-scale EM model predicted nearly of constant resistance [Fig. 7(a)]. The DC-block capacitor is a
identical performance when compared with the simulations small series impedance at RF and is only needed to separate
using separately modeled transformers. the bias points at the signal pad and LNA input [Fig. 7(b)].
At the intended carrier frequency of 94 GHz, simulations The shunt transmission line provides a low-impedance path
show a small-signal power gain of 31 dB and a peak PAE of from the pad to ground at low frequencies for ESD robust-
15% at an output power of 9.6 dBm (Fig. 4). If the DC power ness, and contributes a small amount of shunt inductance at
of the phase shifter driving the PA is included in the efficiency RF [Fig. 7(c)c), Fig 8].
calculation, the PAE of the full chain drops to 12%. Because The first LNA stage has an inductor load designed to
of the high small-signal gain of the cascode amplifiers, the resonate with its output capacitance, and is AC-coupled to the
gain starts to compress well before the output stage is fully input of the second stage (Q2). The AC coupling capacitor
saturated. As a result, the peak PAE is reached well beyond between the first and second stages is implemented using
the P−1 dB of the amplifier. the standard MIM capacitor offered in the process. Its value
Large-signal simulations show that the saturated output is large so that it contributes a negligible series reactance,
power and efficiency are relatively flat across frequency reducing design sensitivity to the modeling accuracy of the
(Fig. 5) with Psat above 10 dBm from 85 to 98 GHz, and capacitor. The second LNA stage connects to the differential
the peak PAE of the PA is nearly a constant 15% from mixer input using a transformer, which provides single-ended
85 to 95 GHz. The peak small-signal gain is 30.8 dB at to differential conversion.
93 GHz, and the small-signal 3 dB bandwidth is 12 GHz (from The mixer itself is a double-balanced switching
86 to 98 GHz). core (Q3–Q6), with RF signals coupled in at the emitters,
TOWNLEY et al.: 94 GHz 4TX–4RX PHASED-ARRAY FMCW RADAR TRANSCEIVER WITH ANTENNA-IN-PACKAGE 1249
Fig. 7. Input impedance locus of the LNA, at various stages of the matching network. (a) Adding series base inductor. (b) Adding series DC-blocking
capacitor. (c) Adding shunt transmission line.
Fig. 10. (a) Percentage contributions of different blocks to total output noise. The contributions are separated by sideband. (b) Noise circles
Fig. 13. Power splitter topologies considered for LO distribution. (a) Isolating 2:1 splitter (Wilkinson). (b) Nonisolating 2:1 splitter. (c) Lumped-element-based
nonisolating 2:1 splitter.
dividers. The last two stages are CML dividers that use 130 nm termination resistor is needed to provide this isolation, but
CMOS devices and consume much less power. A final NPN requires that the outputs of the Wilkinson are physically
buffer amplifier is used to drive the LO signal off chip. close. Because the inputs of the phased-array channels are
3) Frequency Doubler: The frequency doubler uses a push– spaced apart by the array element pitch (300 μm), additional
push topology with an inductive load [19]. A common-mode routing is required to distribute the Wilkinson outputs to the
tail resistor is used instead of a current source, as simula- phased-array elements [Fig. 13(a)], which requires additional
tions showed it provided slight enhancement of the second area and increases losses.
harmonic output current. Simulations also indicated common- If a nonisolating network is used, it can also provide the
mode stability problems when using a tail current source in required routing to the input of each array element [Fig. 13(b)].
the frequency doubler, related to the high-Q capacitance that Since the LO distribution network is terminated in the passive
it presents at the tail node, which resonates with the common- quadrature hybrid load whose input impedance is constant ver-
mode inductance of L 2 . The common-mode stability issues sus phase code, there is no opportunity for crosstalk between
are ameliorated by using the tail resistor (R2 in Fig. 11) elements even though a nonisolating splitter is used.
since it has significantly less capacitance. At typical operat- However, the splitter must fit within the array element pitch
ing conditions, simulations show a conversion loss of 6 dB of 300 μm, but the length of a single quarter-wavelength
with an input power of −9.5 dBm at 47 GHz and DC line on-chip is approximately 400 μm. Clearly, a straight
power consumption of 7.7 mW, resulting in a drain efficiency transmission line will not be able to fit at this array element
of 0.36%. pitch—the transmission line would need to be meandered to
4) LO Distribution Amplifiers: After the frequency fit. Instead of using a meandered transmission line, the splitter
doubler, the 94 GHz LO waveform must be distributed to instead uses a lumped-element artificial transmission line to
the TX and RX phased-array elements. Separate distribution reduce the area of the network [Fig. 13(c)].
networks are used for the TX and RX elements, so that the The insertion loss for an ideal 1–4 splitter would be
power levels can be separately controlled. Even a lossless LO 6 dB—for this design, EM simulations show excess insertion
power-splitting network will inherently represent a reduction losses of 7.1–7.4 dB (1.1–1.4 dB higher than an ideal power
in power level, since the input power is divided equally to splitter) from 80 to 100 GHz. The simulated amplitude mis-
all output paths. If LO buffers are used after the LO splitting match is less than 0.04 dB, with the outer ports receiving
network, the efficiency of any LO buffers will be quite poor, slightly more power than the inner ports, and less than
since the signal level will be very small due to the splitting 0.4° phase mismatch up to 100 GHz.
loss. To avoid suffering that efficiency penalty, moderate-
power LO buffers are used drive the input of the power
splitting network. This results in the same power levels at the D. Phase Shifter
output, but a higher efficiency and reduced overall DC power. Passive reflection type phase shifters are an attractive option
The LO distribution amplifiers were designed by reusing the for low-power design, as they do not consume any DC power
first PA gain stage (for both amplifier stages of the LO buffers) and multiple stages can be cascaded to achieve the desired
and redesigning the interstage matching networks. The output phase-steering range [21], [22]. However, this also implies the
matching network is a transformer balun, to drive the single- insertion loss trades off with phase shift range. To overcome
ended LO distribution network. this loss, an additional amplifier stage is needed, which con-
5) Lumped-Element Power Divider Network: To simplify sumes DC power.
the design of the divider network, two nested 1:2 power split- Instead, in this paper, a Cartesian architecture is used to
ters are used [Fig. 12]. The 1:2 splitter uses quarter-wavelength ensure a full 360◦ of phase shift. Weighted combinations of
Z 0 = 70.7 lines to enable use in a cascade; when terminated the I and Q LO waveforms are current-combined at the phase
with 50 loads, the input impedance of the splitter is also shifter output, meaning that the phase should be the same
50 . Typically, a Wilkinson power splitter is used as a regardless of process variations (provided the input quadrature
1:2 power splitter at millimeter wave [20]. The Wilkinson matching is sufficiently accurate). The VGA functionality
splitter is an isolating power divider, which will prevent is achieved by current steering using the cascode devices
potential crosstalk between elements. A differential-mode (Q5–Q8) rather than the gm devices of the Gilbert cell. This
1252 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 52, NO. 5, MAY 2017
Fig. 14. Phase shifter constellation points, showing combinations of phase and amplitude settings (a) and the phase, (b) and amplitude. (c) Error for a desired
phase angle.
Fig. 18. Levels of integration of radar IC. (a) Bare die is flip-chip chip
Fig. 16. Quadrature hybrid HFSS model. The dimensions of the simulated packaged onto (b) BGA antenna module, which is integrated onto a (c) test
region are 197 μm × 124 μm. PCB. The test PCB is 10.2 cm×10.2 cm, sized to accommodate connectors to
a separate FPGA board. If a microcontroller were used instead of an FPGA,
the board area could be reduced to a much smaller size.
ensures a more constant input impedance versus code. As the
hybrid is single ended, not differential, a balun stage is 2) Phase Interpolator Simulated Results: The phase shifter
needed to drive the phase shifter LO inputs. A single-ended and transmitter power amplifier were simulated together to
cascode amplifier with transformer load provides single ended characterize the effects of gain compression on the phase
to differential conversion, and further isolates the hybrid from shifter resolution. The phase shifter control voltages are driven
any variations in phase shifter input impedance. by differential voltages on the I and Q input terminals.
1) Quadrature Coupler: The quadrature coupler is designed Each I and Q voltage is controlled by a 4-b DAC, so there
based on the approach in [23] to provide good phase accuracy are 256 possible codes that can be used in the phase shifter.
over a broad bandwidth. It consists of three high-impedance In practice, only the largest amplitude codes will be used.
transmission lines connected in parallel at each end with The constellation of available gain and phase combinations
MIM capacitors. The complete structure, including MIM at the PA output is shown in Fig. 14(a). Gain and phase
capacitors, was EM simulated to verify the final design [Fig. errors are then computed for each possible desired phase angle.
16]. Simulations show a quadrature phase accuracy within The worst case phase error is about 4.5°, and the worst-case
5◦ of 90◦ from 87 to 105 GHz [Fig. 17]. The amplitude amplitude error is 0.55 dB, which both occur when both the
imbalance is within ±1 dB from 85 to 102 GHz. differential I and Q voltages are at their largest (45° phase
TOWNLEY et al.: 94 GHz 4TX–4RX PHASED-ARRAY FMCW RADAR TRANSCEIVER WITH ANTENNA-IN-PACKAGE 1253
Fig. 19. HFSS simulations of antenna module. (a) Radiation pattern at various beam steering angles. (b) Main and grating lobe levels versus desired beam
angle. (c) Simulated TX–RX coupling.
Fig. 21. Measurement setup at the University of Nice-Sophia Antipolis. The test PCB is placed with the radiating side downward, and the arm with the receive
antenna is swept across phi and theta angles. The measured radiation pattern data are imported into HFSS and plotted. The axes shown in (a) correspond to
the axes in the HFSS plots (b) and (c)
Fig. 23. VCO tuning curve (a) and measured phase noise of PLL at
94GHz (b).
Fig. 22. Die photograph of the fabricated chip.
Fig. 25. Measured (a) LNA input impedance and (b) PA output impedance showed good agreement with simulation.
Fig. 27. Measured phase shifter constellation points, with circle showing
amplitude level with least average amplitude error.
TABLE I
P ERFORMANCE C OMPARISON OF P UBLISHED W-BAND P HASED -A RRAY T RANSCEIVERS
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1258 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 52, NO. 5, MAY 2017
Andrew Townley (S’11) received the B.S. and M.S. Aimeric Bisognin (S’12–M’15) was born in
degrees in electrical engineering from the University Toulouse, France, in 1989. He received the engi-
of Pennsylvania, Philadelphia, PA, USA, in 2011. neering degree in electronics from Polytech Nice
He is currently pursuing the Ph.D. degree in elec- Sophia, Biot, France, in 2012, the M.S. degree in
trical engineering with the University of California, telecommunications from ED STIC, Sophia Antipo-
Berkeley, CA, USA, specializing in mm-Wave inte- lis, France, in 2012, and the Ph.D. degree in elec-
grated circuit design. tronics engineering (with hons.) from the University
During his Ph.D., he held internship positions of Nice Sophia Antipolis, Nice, France, in 2015.
at Nokia, Berkeley, Analog Devices, Beaverton, During his Ph.D. work, he was with the Electron-
OR, USA, and Google, Mountain View, CA, USA. ique pour Objets Communicants (EpOC) laboratory
His current research interests include broadband and at STMicroelectronics, Crolles, France. He is
mm-Wave circuit design, mm-Wave packaging and antenna technologies, and currently a Post-Doctoral Researcher at the EpOC Laboratory. He has authored
mm-Wave integrated systems for sensing and communication applications. or co-authored nine publications in journals and 19 publications in inter-
national conferences. His current research interests include millimeter-wave
communications, especially in the field of the design and measurement of
antenna in package, lens, and reflector antennas for the 60-, 80-, and 120-GHz
frequency bands.