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ABSTRACT. The paper presents some essential heuristic and constructional elements of
Free Process Theory (FPT), a non-Whiteheadian, monocategoreal framework. I begin with
an analysis of our common sense concept of activities, which plays a crucial heuristic role
in the development of the notion of a free process. I argue that an activity is not a type
but a mode of occurrence, defined in terms of a network of inferences. The inferential
space characterizing our concept of an activity entails that anything which is conceived of
as occurring in the activity mode is a concrete, dynamic, non-particular individual. Such
individuals, which I call ‘free processes’, may be used for the interpretation of much more
than just common sense activities. I introduce the formal theory FPT, a mereology with a
non-transitive part-relation, which contains a typology of processes based on the following
five parameters relating to: (a) patterns of possible spatial and temporal recurrence (auto-
merity); (b) kinds of components (participant structure); (c) kinds of dynamic composition;
(d) kinds of dynamic flow (dynamic shape); and (e) dynamic context. I show how these
five evaluative dimensions for free processes can be used to define ontological correlates
for various common sense categories, and to draw distinctions between various forms
of agency (distributed, collective, reciprocal, entangled) and emergence (weak, strong, as
‘autonomous system’ (Bickhard/Christensen)).
1. WHAT IS AN ACTIVITY ?
(C3) Distributivity: For every temporal interval [t], if ‘A V -ed during [t]’
is true then ‘A V -ed during [t ]’ is true for every period [t ] that is
part of [t].
(C4) Homeomerity: Any temporal part of the denotation α of ‘V ’ is of the
‘same nature’ as the whole of α.
Vendler uses these four conditions to set up a fourfold division of ‘action
verbs’ and ‘associated time schemata’:
TABLE I
Activity verbs: run, walk, swim, push State verbs: have, possess, like, hate,
etc. desire, want, dominate, rule etc.
• dynamic • not dynamic
• unbounded • unbounded
• distributive • (strictly) distributive
• homeomerous • homeomerous
Time schema: ‘N was V -ing at t’ is true Time schema: ‘N V -ed between t1 and t2 ’
means that t is on a time stretch is true means that at any instant between
throughout which N was V -ing t1 and t2 N V -ed
Accomplishment verbs: paint a picture, Achievement verbs: start, reach the
build a house, grow up, recover from summit, win the race, be born/die, find,
illness, run-a-mile etc. recognize etc.
• dynamic • not dynamic, instantaneous
• bounded • unbounded
• not distributive • (trivially) distributive
• anhomeomerous • (trivially) homeomerous
Time-schema: ‘N was V -ing at t’ is true Time schema: ‘N V -ed between t1 and t2 ’
means that t is on the time stretch in is true means that the instant at which N
which N V -ed V -ed is between t1 and t2
ting the cake, she has not yet cut it.”11 The idea behind Ryle’s, Vendler’s,
and Kenny’s approach is to distinguish types of verb denotations by distin-
guishing types of verbs. However, as has been pointed out in the literature,
there are a number of difficulties with the suggested classification.12 The
following two shortcomings are decisive. (a) If at all, the classifications
work for whole sentences rather than for ‘verbs’; not verbs (verb phrases)
but whole sentences (whole predications) carry the different inferential
roles that dovetail with ‘action types’.13 (b) While Vendler and Kenny
thought that lexical meanings of verb phrases could be sorted into four
(or three) types of occurrences, the non-lexical, aspectual meaning of verb
phrases plays an essential role for any such classification. Aspectual mean-
ings or ‘verbal aspects’ are expressed by special morphological elements
(‘verbal aspect markers’) or periphrastically. The difference in aspectual
meaning accounts, for instance, for the difference in meaning between the
sentences Tom crossed the street and Tom was crossing the street.14 Vendler
exploits aspectual meaning in formulating the ‘dynamicity condition’ (C1),
but fails to observe that changes in aspectual meaning systematically affect
his classification; for example, sentences with ‘accomplishments verbs’ in
the continuous form, such as Tom is crossing the street, support an ‘activity
reading’ rather than an ‘accomplishment reading.’ Kenny makes extensive
use of aspectual information (see below) but takes it to be strictly linked to
lexical information. Both classifications thus neglect the ‘phenomenon of
type shift’, i.e. the fact that a shift in the aspectual meaning of a sentence
can effect a shift in the occurrence type denoted by the sentence.15
the parade”.22 Elsewhere I have argued that the best sense we can make of
these descriptions is in terms of dynamicity: the perfective presents the fac-
tual content of an occurrence; the imperfective highlights the dynamicity of
the occurrence or presents the situation as occurrence; and the progressive
adds to the information that the situation occurs at the reference point of
the utterance.23
In order to formalize the difference between perfective and imperfective
‘focus’ of an occurrence, proponents of “selection theories” of proces-
sual meaning represent temporal extension structures (phase structures) by
means of two elements: the situation boundary and the transition (‘phase’)
between the boundaries. For example, a verb phrase may be lexicalized
with the temporal extension structure ‘[(τ )φ(τ )]’ (a phase and unspecified
boundaries) or with ‘[τ ]’ (just the boundary) or with ‘[φ]’ (just the phase)
or ‘[φτ ]’ (phase and specified boundary) etc. As recognizable from these
examples, four of these phase structures dovetail with Vendlerian action
types. The function of the imperfective and perfective aspect is to select for
denotation different elements of a phase structure: the imperfective selects
for the phase and the perfective selects for the boundaries.
However successful such compositional theories of processual meaning
might be as linguistic semantics, they are mainly theories of denotation
and tell us little about the conceptual role of processual information bey-
ond topological implications.24 But they furnish an important lead for the
clarification of our concept of an activity by treating aspectual information
as the decisive factor in the classification of the occurrence types denoted
by a predication. As shown in the following subsection, the differences in
processual information that led Vendler and Kenny to stipulate different
occurrence types can be articulated as differences in complex aspectual
information. The ‘viewpoint’ of the imperfective (progressive) aspect is
inferentially particularly fertile: all that matters about activities (and the
other three Vendlerian action types) can be expressed in terms of different
implicational roles of sentences with imperfective (progressive) aspect.
or join the American army to “be all you can be”. In short, the inferential
symmetries observed between activities and masses, or accomplishments
and things, respectively, suggest that there are two types of conceptual
‘packaging’: contents of both verbs and nouns may be packaged with the
category implications of non-countable items or with the category implic-
ations of countable items. Non-countable items are maximally likeparted
or likeparted, countable items are minimally likeparted.
But free processes are not merely homeomerous entities, they fulfill
an even stronger mereological predicate. Let us contrast likepartedness as
above in [1] with self-containment, and homeomerity as in (HOM) with
automerity:
[3] Self-containment: An entity E is self-contained iff the spatiotemporal
region in which all of E occurs has some spatial or temporal parts in
which E (i.e., all of E) occurs.
our glasses and when we drink from them we engage in the same activity,
but there is no ‘logical subject’, not even the spacetime region, to which
the wine or the drinking need to be attributed to.
Moreover, a self-contained entity can well be considered an individual,
i.e. something we are able to refer to. What we refer to must be ‘re-
referrable-to’, and this requires, vide Strawson, transtemporal sameness.
But, pace Strawson, referential reidentification does not imply particular-
ity as required by spatial co-ordinatization. Co-ordinatization in arbitrary
parameter spaces or functional individuation is all that is needed. Ana-
phoric references as in yesterday I saw in Tom’s sailboat the wood we
used to have in the kitchen or That sport has been practiced since the
middle ages indicate that self-contained entities easily qualify as individu-
als. Functionally individuated entities are determinable entities, at least
with respect to their spatio-temporal location; once we admit that self-
contained entities are individuals, we thus break away from what might
be considered the core presupposition of the myth of substance: that all
individuals are particular and fully determinate entities.
Altogether, then, free processes are concrete, individual, automerous
entities; since they are automerous, they are by implication functionally
individuated and determinable. While traditional ontology has priorit-
ized countable particulars (things), in free process theory countability
and particularity are merely the limiting cases of non-countability (self-
containment) and determinability. Some free processes are minimally
self-contained – things and developments (taken as functional wholes) do
not occupy any proper part of the spatial region they occupy, and that
is all there is to countability. Some free processes have a functionally
individuating description which happens to include the specification of a
unique spatiotemporal location (e.g., snowing-at-t-in-location-s), and that
is all there is to particularity. But note that particularity as such does not
imply full determinateness in the sense of a Leibnizian infima species.
Free processes are determinable ‘functional stuffs’ even when occurring
as particulars: as detailed below the amount of a free process α is itself a
free process β which has determinate spatiotemporal location but might be
indeterminate in other respects.
To my knowledge all extant ontological schemes of process ontologies
conceive of processes as concrete particulars, that is, as filled space-
time regions or the discrete particular fillings of spacetime regions.32 The
paradigm example of a process is taken to be either the particular perform-
ance of a human activity, such as a particular running or reading, or, the
particular occurrence of a ‘subjectless’, ‘absolute’, or ‘pure process’ (C.D.
Broad; W. Sellars): a snowing or thundering in a particular spatiotemporal
36 JOHANNA SEIBT
region. In contrast, free processes are not only ‘free’ in the sense that they
are not alterations in a subject, they are also free in the sense that they are
not ‘bound to’ a specific spatiotemporal region. Intuitively speaking, free
processes are goings-on as expressed by ‘feature-placing statements’ of a
more or less ‘placing’ sort: it is raining now, it is itching here, there’s good
sailing all along the coast, a photon is traveling from the sun to the earth.
So far I have mentioned category features of free processes that are
implied by or compatible with conditions (C5) and (C7) above, but I
have not commented on the category feature ‘dynamicity’ which dove-
tails with conditions (C6) and, in particular, (C8) above. Elsewhere I
argue, based on an analysis of Aristotle’s notion of energeia, the process-
ontological core thesis, namely, that being and going on or dynamicity
as ‘self-production’ are co-intensional concepts.33 The notion of dynam-
icity supplied there distinguishes free processes from the static expanses
of ‘four-dimensionalism’, and allows us to stipulate free processes even
as truth-makers for many Vendler ‘states’, reading predications such as
the ball’s being red and circular as though they were to involve the
progressive.
The task of Free Process Theory is to show that the notion of a free pro-
cess is wide enough to accommodate the inferential roles of a large number
of classificatory terms (thing, event, action etc.); that is, to show that the
truth-makers of English and its translation equivalents consist of nothing
else but free processes: goings-on, automerous in this or that dimension,
simple and complex, slow and fast, evenly and with culmination, creating
(inferential stand-in’s for) particular τoδε τι’s ‘on the go’.
(Ax1) x y → ¬y x
(Ax2) ¬x x
(D1) x y↔x y ∨ x = y.
deviate to some extent from their classical meanings.40 But product and
sum are associative and commutative.41 The inverse of the sum of free
processes, their difference, is defined as:
(D8) dif(x, y) =df ιz(z x & z y).
The sum of two free processes is itself a free process with arbitrarily
scattered spatiotemporal parts; no causal interaction is implied. For in-
stance, walking and chewing gum is a sum of free processes, but so is
a phone conversation, the French revolution, or inflation. Since the sum
operation does not ‘reach’ below the level of 1-parts, we can distinguish a
large number of different process combinations in terms of additional con-
ditions on the structure of +2-parts (see section 4.2 below). Some process
combinations ‘create’ +2-parts, others ‘cancel’ existing ones (phenomena
of ‘emergence’ and ‘suppression’). The general term used in FPT for all
process combinations which ‘effect’ a change in +2-parts is ‘interference’
(abbreviated by ‘I (x, y)’). To highlight that the interference of two free
processes α and β is itself a free process γ , read ‘γ = I (α, β)’ as ‘γ is the
interfering of α and β’.
The field of ‘ ’ consists of more and less specific free processes
(e.g., lifting the right leg running, nodding one’s head greeting,
FREE PROCESS THEORY 39
photosynthesis plant growth). Among these is spacetime (ρ0 ) and its spe-
cifications representing different, more or less determinate spatiotemporal
regions or ‘spacetimings’ (ρi ).42 If process α is located in a determinate
region, then there is a minimally self-contained process β which is the
interfering of α and ρ; β is called an amount of α, abbreviated ‘[α]’:
(D9a) ∀x = ρi : [x] =df ιz (∃ρi (z = I (x, ρi ))
Amounts of processes also ‘carve out’ amounts of spacetime:
(D9b) ∀ρi : [ρi ] =df ιz (∃x (z = I (x, ρi ) & ¬(ρ0 x))43
Amounts of processes have a determinate location – they are located in
(i.e. they are inferences with) an ultimately specific space-time region.44
In contrast, quantities of processes are located indeterminately – they are
interferences with a less specific spatio-temporal region (in town, in the
accelerator).45 For all processes it holds that that they interfere with ρ0 , i.e.
that they occur somewhere in spacetime. This is the occurrence axiom:46
(Ax5) ∀x[∃y(x y∨y x) → ∃z, ρi (z = ((x, ρi ))]
That a free process occurs in a certain spatiotemporal region (for in-
stance, that partying is going on at Roger’s house tonight) means in FPT
that two processes α and β (partying, being-the-extension-of-Roger’s-
house-tonight) are superposed to form an amount of each; their sum is
an interfering, i.e. a third complex process γ , which overlaps with both
partying and being-the-extension-of-Roger’s house-tonight) in its 1-parts
but differs in its +2-parts from the +2-parts of either of them. For instance,
assuming that the 1-parts of partying are communicating and human group
presence, we might find that joking and discussing literature are part of
the communicating that goes on at Roger’s house tonight, but these are not
+2-parts of communicating or human group presence. The idea behind
definitions (D9a) and (D9b) is thus simply this: the occurring of a free
process α in a region ρi is a process β which is a more specific version
of α as well as of ρi . It does not hold, however, that every specification
of a free process α results in an amount of α. To express the connection
between amount and specification of a free process more clearly, we first
need to look at the FPT-definition of extent-part, i.e. the basic relation of
Classical Extensional Mereology:
(D10) [x] ≤ [y] ↔ ∀ρi (I (x, ρi ) → I (y, ρi ))
The transitivity of ‘≤’ is warranted by
(Ax6) [x] ≤ [y] & [y] ≤ [z] → [x] ≤ [z].
40 JOHANNA SEIBT
For example, since all the phases performed in cooking lasagne are
amounts of cooking, cooking lasagne is a specification of cooking. For
processes without phases, such as playing guitar or being a poodle, the
quantification is over the spatiotemporal parts of any amount of the specific
process. So the full version of the FPT-definition of specification runs as
follows:
(D12) specif(x, y) ↔ {∀z(phase(z, x) → z = [y]) ∨ ∀z, x(z ≤ [x] →
z = [y])}
primer is part of varnishing the cabinet, that tadpoles become frogs, or that
being an adolescent is part of being human, we imply that some but not all
of the classificatory predicates that characterize the whole development,
apply also to a spatiotemporal part of it. In FPT this is expressed as the
requirement that for a process amount [α] and a spatiotemporal part [β]
of [α], [β] and [α] have some but not all specification relationships in
common:
Axiom (A5) ensures that (D14) is not vacuously fulfilled. Since according
to (D14) anything that has stages is ‘traceable under some sortal’ (i.e.,
in the FPT idiom: is a specification of some process), a dynamic entity
is something that can be viewed as both changing and transtemporally
identical.48
All entities in the field of ‘ ’ are dynamic, as postulated in the Process
Axiom:
Axioms (Ax5) and (Ax7) in combination imply that all free processes have
spatiotemporal parts, i.e., the extent-part relation ‘<’ has no atoms in FPT.
(D21) one-agent process (α) iff ∃[α], [β], x, ∃1 γ3,4 ([α] [β] & x =
[γ ] & [β] ≤temp [γ ] & ∀δ3,4 ([β] <temp [δ] → δ = γ ))54
(3) Since more than one agent may collectively or separately affect
one or more patients collectively or separately, we can diversify (D22)
further into many types of (collective)-n-agent-(collective)-m-patient pro-
cesses: (a) collective n-agent m-patient processes (as expressed in the
sentence ‘Between the two of them, Max and Tom ate three pizzas’) (b)
n-agent-collective-m-patient processes (as in: ‘Max and Kim each carried
three pizzas’), (c) collective-n-agent-collective-m-patient processes (as in:
‘Max and Kim are assembling the parts’) and (d) n-agent-m-patient pro-
cesses (as in: ‘While Max played guitar, Kim read a book’). Collective
FREE PROCESS THEORY 45
(5) Finally, participant structures are classed according to the types and
identities of agents and patients involved, which allows, for example, for
useful distinctions between: (a) bodily movements, (b) reflexes and afflic-
tions, (c) undertakings, i.e. deliberate bodily movements such as push-ups,
where a human agent is acting on herself ‘qua other’ (i.e. human body or
mind), and (d) basic actions, where the agent is acting on herself ‘qua self.’
A weakly emergent process has functional features that none of its com-
ponent processes has. A wheel has the weakly emergent feature of being
circular which none of its components has, a chord has a harmonical role
which none of its component sounds has, a simple feedback cycle has a
control function which none of the components have.
occurring here and now since they are weakly emergent on hierarchies of
functional units whose levels are related by weak emergence.57
Non-linear addivity can take many forms. On the one hand, there are
many ways to combine and reiterate weak and strong emergence. For
example, ‘musical processes’ in E. Christensen’s sense (cf. his contribu-
tion to this volume) are, I believe, an illustration of processes that are
strongly emergent on musical units (phrases, harmonies) which themselves
are strongly emergent on tone sequences. On the other hand, we can distin-
guish different types of non-linear dynamic composition according to the
dependence structures among the n-parts of the emergent process γ . For
example, consider Bickhard/W. Christensen’s notion of an ‘autonomous
system’.58 An autonomous system – a ‘generalization of the concept of
autocatalysis’ – is characterized by a very specific form of organizational
interdependence of its structural components: it “interactively generates
the conditions required for its existence”.59 This involves interdependence
of the system’s components at different degrees of directness:
5. C ONCLUSION
NOTES
1 Cf. Seibt 1990b, 1995, 1996a, 1996b, 1996c, 1999, 2000d, 2002, 2003.
2 Cf. Sellars 1981, Zemach 1970.
3 This at least is the view of the – currently predominant – Carnapian tradition in analytical
ontology. On historical and methodological issues cf. Seibt 1996d, 1997, 2000a, 2000c,
2002a, where I also explain in which sense ontologies are language-transcendent (i.e.,
applicable to the class of functional equivalents of L) – a point which is here omitted
for reasons of simplicity.
4 That is, for its basic types of entities (categories) the domain theory specifies certain
features (category features) with suitable explicit definitions. The inferences licensed by a
sentence S are justified if they can be shown to follow from (the definitions of) features
of categories that are part of the truth-maker of S. For example, consider the English
sentences:
(1) ‘My Ford is a rather old car’.
(2) ‘A car is a means of transportation’.
FREE PROCESS THEORY 49
Variables in lower case Greek range over items in the field of ‘ ’ but (unlike ‘x, y, z’ etc.)
they are never co-denoting; variables ‘ρ’ with subscripts are reserved for ‘spacetimings.’
43 The last clause of (D9b) postulates that the instantiations of variable ‘x’ are not in
the ‘genus of spacetime’, i.e., that they are free processes which are not themselves
spacetimings. In addition, variables z in D9a and x in D9b, respectively, are restricted
to minimally self-contained processes. Note that minimal self-containment can be defined
without making explicit reference to part of spatiotemporal regions (as this was done above
for expository purposes): a minimally self-contained entity has no parts identical to itself.
44 An ultimate specific space-time region is a space-timing which is not a (functional, not
spatiotemporal!) part of any other space-timing.
45 Note that this is not the notion of ‘quantity’ used in Needham’s contribution to this
volume – quantities in Needham’s (Cartwright’s) sense are uniquely and determinately
located, i.e. they are particulars.
46 In the concluding paragraph of his contribution to this volume Wim Christaens abandons
(Ax5) and suggests that FPT could be used to talk about entities that do not exist in space
(as opposed to: do not have a determinate spatial location).
47 In the compressed presentation I can offer here it is easy to overlook the larger signific-
ance of the particularity theorem. In effect, FPT makes room for indeterminately located
indeterminate individuals and yet accommodates, as their limit case, determinately located
determinate individuals (particulars). This makes FPT a prima facie promising candidate
for the interpretation of quantum physical entities, cf. Seibt 2002 and Christiaens in this
volume.
48 Cf. Seibt 1996c.
49 With a unitary element characterized by dynamicity only (‘empty process’) and P being
the field of ‘ ’, the Structure W = P , sum forms an Abelian group. The definition of
‘dynamicity’ is presently under construction – in an earlier version of FPT (2001a) it is
defined as ‘dyn(x) ↔ ∃z, y (stage (z, x) & stage (y, x) & z¬y’ but this links dynam-
icity to change. In Seibt (forthcoming) I define dynamicity as self-production, inspired by
Aristotle’s characterization of energeia.
50 That spatiotemporal characteristics may be used to distinguish between basic ontolo-
gical categories (objects, events, properties, processes) is not new (cf. Mayo 1961 and,
closest in spirit to FPT, Zemach 1970). New is the idea that the latter can be considered as
species of one basic category.
51 For details cf. Seibt 2000d.
52 On transitivity alternations and ‘oblique subject’ alternations cf. Levin 1993: 25–45 and
79–82.
53 Events and properties may not be agents of one-agent processes, since sentences with
events and properties in subject position make implicit reference to other agents or patients.
This is partly obscured by lexical ambiguities, cf. (1) ‘the avalanche is racing down’ and
(2) ‘the avalanche came suddenly.’ In sentence (1) the subject term ‘avalanche’ denotes a
discrete expanse of matter, while in sentence (2) the subject term refers to an event, relating
its occurrence to an implicit patient for whom the occurrence was sudden.
54 Indexed quantifiers ‘∃1 ’, ‘∃2 ’, . . . etc. abbreviate the common definitions of numerals
by means of existential quantification. Subscripts of variables, e.g., ‘α1,2 ’, indicate type
restrictions on the quantification, relative to process types 1 through 5 as defined in 4.1.
55 For the latter compare for instance: ‘Lifting the lid only intensified the smell’, ‘the
tornado changed the color of the sky’.
56 For details compare Seibt 2001a, forthcoming.
FREE PROCESS THEORY 53
57 Cf. Wilson/Lumsden 1991.
58 Cf. Christensen/Bickhard 2002.
59 Ibid.
60 In formulating these distinctions in dynamic context I take my bearings here from
Bickhard/Campbell 2000: 343.
61 (a) On individuation cf. Seibt 1995 and 1996a. (b) Since free processes can recur, the
qualitative identity of two regions can be accounted for in terms of the numerical identity of
a free process recurrent in both. Roughly speaking, ‘a is F and b is F’ is made true by three
processes, α, β, and γ , where γ is a +n-part of α and β. Cf. Seibt 1990a, 1990b, 2000b.
(c) The temporal recurrence of free processes opens up a new avenue to a solution to the
problem of persistence between endurance and perdurance, the so-called ‘recurrence view’
of persistence (cf. Seibt 1996c, 2003a). The recurrence theory of persistence endorses
the main tenet of the endurance theory that persistence is sameness over time. But such
sameness is not the numerical sameness of a particular, nor, as recently championed in
Simons 2000a, the sameness of a universal. This (Whiteheadian!) idea is already discussed
in Carter/Hestevold 1994 who – rightly I think – dismiss it as implying that our assertions
about persistence are about abstracta. FPT offers the option to think of such sameness as
the numerical identity of a concrete, recurrent individual.
62 Cf. Seibt 2000d and 2002; cf. also Christiaens’ contribution to this volume.
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