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A crucial event in the historical evolution of scientific English was the birth of
I. INTRODUCTION
The birth and development of English scientific prose is a compelling area of
research for both the historian of science and the student of written language.
This is due partly to the fact that, in response to the new rhetorical exigencies
created by the explosion of scientific activity in the seventeenth and eighteenth
centuries, whole new written forms—the research article and the scientific
journal—came into being (Kronick 1976), bringing with them new ways of using
the English language. Thus, Shapin (] 984), Dear (1985), and Bazerman (1988)
have demonstrated how a substantial part of the now-conventionalized
language and rhetoric of science was first introduced by such scientists as
Robert Boyle and Isaac Newton in the seventeenth century, in order to make
reports of their investigations more believable and persuasive to their develop-
ing reading public. And studies of more recent periods (for example, Bazerman
1984; Huckin 1987) show that, as the sciences have continued to evolve, so too
have the linguistic and rhetorical means by which they are primarily com-
municated.
Yet while this research has provided valuable insights into the development
Applied Linguistics, Vol. 13, No. 4 © Oxford University Press 1992
338 THE EVOLUTION OF MEDICAL RESEARCH WRITING
But when after this, the feathers being placed as before, we repeated the experiment by
carefully pumping out the air, neither I nor any of the bystanders could perceive
anything of turning in the descent of the feathers; and yet for further security we let
them fall twice more in the unexhausted receiver, and found them to turn in falling as
before; whereas when we did a third time let them fall in the well exhausted receiver,
they fell after the same manner as they had done formerly. (Cited in Dear 1985:152)
340 THE EVOLUTION OF MEDICAL RESEARCH WRITING
Introduction
Methods
Results
Discussion
Figure 1
3. RESEARCH QUESTIONS
The research reviewed to this point gives arich,if partial, characterization of the
development and present form of English scientific research writing. To
summarize: (1) the research report, far from being the mere transcription of
empirical events, may best be viewed as an on-going, developing solution to a
rhetorical problem—how to convince those not directly privy to the events
under study that one's findings are accurate and meaningful; (2) various
solutions to this rhetorical problem have been innovated in recent centuries,
and, through time, some of these solutions have tended to become convention-
alized (Atkinson 1991a). This is not to say, however, that, once convention-
alized, such solutions are totally resistant to change—the evolution of the
scientific research article, if not proceeding smoothly, has none the less
342 THE EVOLUTION OF MEDICAL RESEARCH WRITING
continued; (3) the formal aspects of scientific writing are inextricably bound up
with the epistemology of science itself. Changes in scientific 'thought-styles'
(Fleck 1979; cf. Bazerman 1988; Kuhn 1970) are thus fully reflected in altered
styles of writing. In this regard, undoubtedly the biggest change in scientific
thinking to take place in the last 350 years has been the one championed by
Boyle and the Royal Society—an epistemological revolution which is indexed
by the innovation of the journal-based research article; (4) linguistically and
rhetorically speaking, the research article began as a straightforward narrative
of an experiment or observation, with the narrator (so to speak) at center stage.
First-person pronouns and past-tense active-voice verbs were the most salient
linguistic characteristics of early scientific writing, with hedges and prolix
5. METHODS
Based on the very limited availability of older volumes, it was decided that the
EMJ would be sampled at forty- to forty-five year intervals across its 258-year
history. The years thus sampled were: 1735, 1775, 1820, 1864, 1905, 1945,
and 1985. Two types of text analysis were undertaken on the volumes published
in these years: (1) a focused rhetorical analysis of the form and content of all
'original articles' in the first bound volume from each year;7 and (2) a linguistic
register analysis of ten original articles per volume, employing the methodology
of Biber (1988). This combination of differing text-analytic methodologies was
motivated by a desire to provide a richer and empirically better-grounded
description of evolving scientific/medical research writing than has so far been
attempted.
At the first, or rhetorical level of analysis, the necessarily descriptive
methodology is not a favoured one in the field of linguistics. It is, on the other
hand, standard in thefieldsof rhetoric and literary studies. Following Bazerman
(1988: chapter 3), this approach consists of a detailed examination of the
subject texts by the researcher—an activity guided by a set of pre-formulated
questions focusing on text characteristics of immediate theoretical interest.8 In
the present study, these guiding questions were:
1 What different text-types or genres of medical writing are identifiable within
each sampling period? What are the formal and semantic characteristics of
these genres?
2 To what degree do these genre-types appear to be standardized, or
conventionalized, within each period?
3 What is the relation of theory to data in each of the articles examined? How
stable does this relationship appear to be within periods?
4 What are the principles of 'design coherence'9 (Phelps 1985) within articles?
To what degree do these principles appear to be conventionalized within
sampling periods?
5 Are there formal aspects of the articles which appear to be shaped by the set
344 THE EVOLUTION OF MEDICAL RESEARCH WRITING
At the second, or linguistic level of analysis, the methods used were those
developed by Biber (for example 1988; Biber and Finegan 1989) for socio-
linguistic and sociohistorical register analysis. This 'Multidimensional' (MD)
approach to the analysis of language in use is based on four theoretical assump-
tions: (1) that linguistic registers derive their distinctive characteristics from
inherent co-occurrence patterns of linguistic features: (2) that these patterns may
'IGHT AT
5 "broadcasts i 1 1 "general fiction 2
professional letters prepared speeches
0 prepared speeches
general fiction 0 "official documents
0 2 -biographies -1 1
prepared speeches academic prose professional letters *
-2 -
spontaneous speeches -1 _biographies 0 Z
en
1 1 Q
—J 1
prepared speeches —3"general fiction biographies
A personal letters; face-to-
*T
face conversations -2 -1 —
-10 - 0- -5 —
face-to-face conversations -6 _ -3 - _2 _ prepared speeches
< c i _editorials general fiction
— 13 —1 —7 -4 _ -3 _ personal letters
-8 — broadcasts face-to-face
-2 _ conversations
-20 —personal letters -9 -broadcasts -5 _ -4
professional letters
academic prose
Involved Non-narrative S ituation-dependent (No negative Non-abstract
-C
Production Concerns Reference pole) Information
Figure 2: Major dimensions of register variation, with mean factor scores for selected contemporary text genres (from Biber
1988)
346 THE EVOLUTION OF MEDICAL RESEARCH WRITING
of classification, the numbers of articles falling into each category for each
sampled volume/year were first calculated in terms of percentages of the total
number of original articles per volume. Next, these percentages were taken as
guidelines for the relative number of texts (out of the total of ten per period) to
be selected for analysis per text category per volume.11 Finally, the texts them-
selves were randomly selected from within each text category in each sampling
period. The 70 texts chosen in this manner totalled 186,553 words.
6. RESULTS
Part 1 of this section describes general patterns of rhetorical change across all
accident happened (or alternatively when the author arrived at the scene), and
end with the patient's recovery or death. By 1820, however, content discontinu-
ities have become common. Thus, articles in that year's volume frequently
consist of either two or more unrelated or loosely related case reports—each
with a clear beginning and end, but with little or no transitional material between
them—or complex collections of the work of several authors. By 1864, this
extreme fragmentation of content has ceased, although larger collections of
often loosely related cases have become typical. By 1905, most case material
has become substantially integrated into larger, more abstract discussions of
treatment and disease, but not until the 1945 volume is arrangement of texts
into conventionalized sections approximating the current EMRD norm found.
I
(2) (PAST HISTORY/ORIGIN-OF-COMPLAINTS DISCUSSION-usually occurs
4
prior to point in narrative where author is called to see patient)
AL
(3) DETAILS OF AUTHOR'S ORIGINAL EXAMINATION OF PATIENT
(5) (SECOND TREATMENT REGIMEN AND EFFECTS - when initial treatment had no,
or negative, effects, or there were unexpected complications)
i
(7) MINIMAL NOTICE OF OUTCOME OF ILLNESS/CONDITION
Figure 3: Content schema for narrative case reports in the Edinburgh Medical
Journal / 775-C.1864 (note: parentheses enclose optional elements)
narrative. Both texts could easily stand alone, as indicated by the fact that they
are separately dated (with the dates over six years apart!). Another typical
combination of conceptually separate texts in this period consisted of two or
more tangentially related case narratives (once again independently dated) With
neither transitional material nor metadiscoursal generalizations tying them
together. This loose juxtaposition of cases appears to undergo significant
further development in the next period, resulting in what might be called the
'case collection'.
A case collection is a series of case narratives occurring side-by-side in an
article, but which do not necessarily have a close conceptual relationship.
Table 1: Mean factor scores for all EMJ original articles per period, and
measures of statistical significance and importance*1
Figure 4: Mean factor scores for all EMJ original articles on Dimension 1:
Informational vs. involved production (parenthetical descriptors indicate similar
factor scores for selected genres from Biber 1988)
Informational Production
20
1985
15 (academic prose)
1945
1905
10 -1864
1820
1775
1735
(professional letters)
Involved Production
Narrative Concerns
(adventure fiction)
5
1775
4
1735
3
1820 (biographies)
2
1
_ 1905/1864
0
-1
-2 _ 1945/1985
(professional letters)
Non-narrative Concerns
Figure 5: Mean factor scores for all EMJ original articles on Dimension 2:
Narrative vs. non-narrative concerns
DWIGHT ATKINSON 353
Explicit Reference
1945
1905
(academic prose)
1820
1864/1985
(biographies)
1775
(spontaneous speeches)
1 (- 1735
Situation-dependent Reference
Figure 6: Mean factor scores for all EMJ original articles on Dimension 3:
Explicit vs. situation-dependent reference
(prepared speeches)
1735
1775
1820/1945
-2
1985
-5
Figure 7: Mean factor scores for EMJ original articles on Dimension 4: Overt
expression of persuasion
regresses toward the 'overt persuasion' pole. This anomaly may relate to the
idiosyncratic nature of the 1945 sample—speeches constituted nearly half the
original articles. Since medical research was severely curtailed in Britain by the
end of World War n, the expedient of filling the EMJ with speeches made to
medical groups may have been in effect at this time. According to Biber's (1988)
findings, modern speeches generally have a low positive score on the overt
persuasion dimension; it is thus possible that the numerous speeches in the
1945 sample have biased its score in the direction of 'overt persuasion'.
Finally, Factor 5—designated abstract vs. non-abstract information—is the
only factor on which EMJ texts as a whole do not show a clear or statistically
significant pattern of variation. This finding is itself of interest because it is widely
believed that scientific language has become gradually more 'objectified'/
passivized over time (cf. Halliday 1988). Yet scores for Factor 5, on which
passives and reduced relative clauses are some of the main positively loading fea-
tures, show little diachronic variation. Only texts from 1775 demonstrate any
substantial variance from the cluster of scores at the 'abstract' end of this
dimension—a difference which may be attributed to the unusual nature of the
1775 text sample (for which, see above). It can therefore be concluded that
original articles in the EMJ are generally abstract and technical throughout the
journal's existence.
Table 2: Mean factor scores for case reports genre.and measures of statistical
significance and importance
the developmental trends found for original articles overall hold as well for case
reports. At the same time, the trends seen here are substantially less linear than
those found in section 6.3 above, and in any case the smaller sample sizes do not
permit strong generalizations. The main purpose of the present section is,
therefore, to concretely illustrate some of the overall trends. Differences
between register-analysis results for case reports and original articles as a whole
will also be discussed where they appear substantive.
As seen in Table 2, scores for Factor 1 (informational vs. involved produc-
tion) show the same pattern of evolution as found for original articles overall in
this dimension. Thus, texts become progressively more 'informational' and less
'involved' over time, until they reach an extreme level of informational produc-
tion. The one exception to this trend is the factor score for 1985. This score,
however, is not a major exception—it still approaches the level of informational
production shown for texts overall in this period.
A side-by-side comparison of early and late case-report texts concretely
demonstrates the general trend over time toward the informational production
pole of this dimension. The extracts below show the beginnings of case reports
taken from the 1775 and 1985 volumes, respectively. In each, the positively
loading 'informational' features are printed in bold, while the negatively loading
'involved' features are printed in italics
1775
One of the men belonging to the 14th regiment had his breast violently squeezed
against a manger, by a vicious horse which he was dressing in the stable. When / saw
him, which was about ten minutes after the accident, he complained of violent pain in
the breast, which extended to each side, and of a difficulty in breathing. On examining
the sternum, I found it fractured transversely, immediately above the joining of the
cartilages of the fourth ribs. A grating noise was distinctly heard at the fracture, both
at the time of inspiration and expiration; and the solution of continuity was still more
356 THE EVOLUTION OF MEDICAL RESEARCH WRITING
evident on handing it; at the same time, the extremity of the one fragment did not rise
above the other.
1985
In a patient with proven chronic duodenal ulceration the development of a metabolic
alkalosis due to recurrent vomiting of undigested food suggests a diagnosis of pyloric
stenosis or gastric outlet obstruction at the level of the pylorus. The case described
below illustrates the importance of considering obstruction at levels other than the
gastric pylorus when the radiological evidence appears to refute the clinical diagnosis.
Case history
A 49-year-old former taxi driver was admitted with a one-month history of anorexia
and a four-day history of nausea, repeated effortless vomiting of partially digested
While both texts have substantial numbers of nouns and prepositions, they
are markedly more frequent in the 1985 text. Further, the prevalence of heavy
noun phrases makes the latter text much more 'nominal' (Wells, 1960) and
informationally dense. In regard to 'involved' features, neither article displays
them in abundance, but they occur about twice as frequently in the 1775 article.
Significantly, the 1985 sample contains as much «o«-narrative metadiscourse
as it does narrative text—a proportion which holds for the report as a whole-
while the 1775 report is virtually wholly narrative. In addition, even both
reports' narrative sections appear to exhibit different frequencies of 'informa-
tional' features.
Scores on Factor 2 {narrative vs. non-narrative concerns) again exhibit the
same general pattern as for texts overall on this dimension; case reports, how-
ever, show less variation. Disregarding scores from 1864-1945 due to their
small sample sizes, the remaining scores for case reports can be seen to fall
approximately four standard deviations in value over time, versus a six-point
range for the overall scores. This narrower range of variation—and the moder-
ate degree of narrativity still exhibited in 1985—are to be expected from a text
type which is fundamentally narrative. The two beginnings of case reports in the
extracts below illustrate the comparative distribution and frequency of 'narra-
tive' features (in bold print) on Factor 2 for the first and last sampling periods in
this study.
As might be expected, somewhat similar distributions of 'narrative' features
are evidenced in the 1735 and 1985 text samples. The main difference is that the
narrative in the earlier text is in a sense more prototypical in that it is more
detailed and concrete. The 1985 text, on the other hand, begins with a markedly
'nominal' summary, although even this summary is basically narrative. The
other notable difference between these samples is in the frequency of detached
participial clauses in the 1735 report (for example, the bulk of her belly ...
increasing). Detached participial clauses were a pervasive feature of early
medical research writing, and apparently of other types of eighteenth-century
prose as well.19
DWIGHT ATKINSON 357
1735
In June 17261 was desired to visit a woman betwixt forty and fifty years of age, who had
laboured under a hydrops ascites some years, and in that time had taken a great many
medicines by the direction of a physician. The most powerful diuretics and hydragogue
purgatives were given by another physician and me in vain, the bulk of her belly, which
was very great when I saw her first, rather increasing; so that at length, despairing of
doing her service by medicines, and she refusing to undergo the paracentesis, we gave
over prescribing for her.
Having one day taken a pretty brisk purgative, she told me that the water oozed at
her naval: This oozing continued constantly after, but was slow and gentle, giving her
no other uneasiness than what was occasioned by wetting her linens. She remained in
7. DISCUSSION
To answer immediately the first research question posed in this study, the
Edinburgh Medical Journal has undergone extensive textual evolution over its
two and a half centuries of existence, as illustrated above. Given this fact, an
attempt must now be made to answer the remaining research questions. These
can be slightly reframed as follows. First, to what extent do the changes in
medical research writing described here articulate with those found in scientific
writing by Bazerman, Shapin, and others? Second, what were the forces and
conditions underlying the characterized change—that is, why did research
writing in the EMJ develop as it did?
de-emphasis of case material—seen clearly for the first time in the EMTs 1905
volume—was a revolutionary rhetorical development; it marked the first time
that single cases were not the units around which all other text was structured.
And while cases were still commonly reported in the articles of this period, such
accounts were severely circumscribed. This trend continued in 1945 and
1985—to the point that, by 1985, virtually all case descriptions were excluded
from the central/most frequent types of medical research writing.
It is important to note that the linguistic register analysis undertaken in the
present study does not appear to be sensitive to the enormous textual changes
which took place between 1864 and 1905. While rhetorical analysis indicates
ACKNOWLEDGEMENTS
Parts of this paper were presented at the 1 Oth Annual Meeting of the American
Association for Applied Linguistics, held March 22-24, 1991 in New York
City.
The research on which this paper is based would not have been possible
without the help and encouragement of Douglas Biber. I would also like to
acknowledge the generous aid of Charles Bazerman, Edward Finegan, Robert
Kaplan, Yumiko Kiguchi, David Morse (of the USC Norris Medical Library),
Lisa Spalding, and John Swales. Texts were obtained with the assistance of the
British Museum and Henry Huntington Library.
NOTES
1
The assumption made here—that medical and scientific research writing constitute a
single historical discourse tradition—is partly a pragmatic one. Since it is necessary to
situate inquiry vis-a-vis an established body of knowledge—but research on the history of
medical research writing is virtually non-existent—the assumption of the basic unity of
medical and scientific writing provides an intellectual context in which the study of the
former may be conducted. In this sense, the identification of medical with general
scientific research writing represents a working hypothesis in the present study, on the
basis of which it may proceed (cf. question 2 in the section of this paper entitled 'Research
Questions')
364 THE EVOLUTION OF MEDICAL RESEARCH WRITING
2
According to Shapin (1984:482):
the difficulties that many historians evidently have in recognizing this work of
construction [of the norms of science by chance events and innovative choices] may
arise from the very success of that work; to a very large extent we live in the
conventional world of knowledge-production that Boyle and his colleagues amongst
the natural philosophers laboured to make safe, self-evident and solid.
Gee (1990) sees the tendency towards blindness at the conventionality and hidden
assumptions of 'Discourses' (including 'Dominant Discourses' like that of science) as a
universal trend among the communities which constitute them. In Gee's words:
'Discourses are resistant to internal criticism and self-scrutiny since uttering viewpoints
volume; all articles which appeared in the 'Original Communications' sections of the
journal volumes from 1820,1864,and 1905; all articles appearing in the first (unheaded)
section of the 1945 volume. Original articles in the 1985 volume appeared in a section of
the same name.
8
Analysis at this level is further informed by a broad acquaintance with the rhetorical
aspects of the genres under study (gained only through extensive reading in these genres),
as well as with the histories of their parent disciplines/discourse communities.
9
Phelps (1985:23) defines 'design coherence' as the 'fully realized and relatively fixed
coherence [of a text] as a meaning object'. Thus, design coherence is largely a function of
the top-level 'architectural' structure of the written text, as opposed to more local
coherence-maintaining devices such as cohesion markers, which Phelps characterizes as
contributing to a sort of on-line, or 'flow' coherence.
* Row % totals may equal more than 100% due to rounding. ** Case reports in the EMJ
were placed in separate sections from original articles starting in 1985, and were thus not
included in the overall text sample for this volume.
12
The term 'non-author-centred' is used here in preference to the term 'impersonal',
since the latter represents an inaccurate stereotype of modern scientific writing. In the
rhetoric of the modern EMJ, as in other scientific and science-based research writing,
authors are never entirely absent, although they may be 'submerged'. Thus, expressions of
'author's comment' (Adams Smith 1984), the strategic use of first-person pronouns
(Tarone, Dwyer, Gillette, and Icke 1981), politeness features (Myers 1989), and a variety
of author-indexing features are prominent in the scientific research report of the present
day. Brandt (1990) discusses further the interpersonal nature of so-called 'objective'
discourse.
13
For example, "The effects of a self-referral scheme on the pattern of hospital
admissions for acute asthma' and "Therapeutic drug monitoring—the need for audit?' are
two articles in the 1985 volume which are primarily concerned with hospital
management, yet have the experiment-based IMRD format.
14
The cases reported in this first category sometimes strike the modem reader as
nothing more than medical oddities. Thus, there are various descriptions of 'monstrous
births', for example, of children born with 'urinary and genital Organs preternaturally
formed', or 'to whose Neck was attached a Tumour nearly about the size of the child's
366 THE EVOLUTION OF MEDICAL RESEARCH WRITING
head'. Kronick (1976) notes the tendency of scientific journals from the century
preceding the establishment of the EMJ to publish such reports, and traces it back to an
earlier periodical tradition whose main purpose was entertainment.
15
The trend toward abstract presentation does not, however, signify that the original
type of case report—that based on a single disease event or condition—was completely
excluded from the EMJ after the nineteenth century. Rather, the single-case report
continued to exist over the years as a minor genre side-by-side with the more modern
types of medical research writing. It even appears that, by 1985, single-case reports are
making a modest comeback—for the first time in this corpus case reports are allotted their
own (albeit peripheral) section in the journal.
16
Table 1 also includes measures of statistical significance (F and p values) and
intention and action and the vicissitudes and consequences that mark their course. It
strives to put its timeless miracles into the particulars of experience, and to locate the
experience in time and place. (1986:13)
APPENDIX
Example Texts from the Edinburgh Medical Journal
TEXT A: Narrative case report from 1735. 'A Tumor of the Nose unsuccessfully
extirpated by '
The author of Art. XII. in your first volume, having had the benefit of your promise to
conceal the names of those who send you unsuccessful cases, I claim the performance of
TEXT B: Case report following narrative schema from 1775. 'The History of a fractured
Sternum.' By Mr George Borthwick, Surgeon to the 14th Regiment of Dragoons
TEXT C: Case report showing three-part content organization from 1820. 'Case of an
Unusual Termination of Phthisis Pulmonalis, by a Sudden and Fatal Hemorrhage from
the Lungs.' By S. G. Lawrance, Member of the Royal College of Surgeons, London, and
Assistant Surgeon to the Military Asylum, Southampton.
C R , aged 19, a delicate female, was suddenly attacked with a spitting of blood, while
walking, on the 26th December 1817, and five or six ounces of blood were expectorated.
It recurred on the 27th, when nearly an equal quantity was lost. She has had a cough, with
occasional pain in the chest, for some time, but until now, had had no medical advice. She
had always menstruated very irregularly.
DWIGHT ATKINSON 369
Venesection and the usual antiphlogistic mode of treatment were employed. The
haemorrhage did not return, but the cough continued until the beginning of February
1818, when it entirely left her, and, though much debilitated, her appetite returned, and
she appeared to be perfectly recovered.
She remained well until the beginning of April, when she caught a severe cold, and the
cough then returned, with copious expectoration, occasionally streaked with blood, and
continued, in spite of every mode of treatment. The expectoration at length became
purulent, attended with the usual symptoms of phthisis, with hectic fever, profuse night-
sweats, &c. Digitalis was given with benefit, appeasing the cough, which was the most
troublesome symptom, and lessening the frequency of the pulse; but yet with no
permanent benefit, for when discontinued on account of its producing slight vertigo and
an intermitting pulse, in a short time the cough returned as before, the pulse varying from
TEXT D: Large-case disease review from 1985. 'Chronic Subdural Haematoma in the
CT Scan Era.' F. Nath, A. D. Mendelow, C.-C. Wu, Cathy Hessett, F. Caird, and B. Jennet
Summary
One hundred and fifty patients with chronic subdural haematoma were studied with
respect to clinical features, investigation and outcome. Those patients aged 65 years or
over did not differ significantly in either outcome or clinical features from the rest. The
outcome in this series of patients, managed after CT scanning became the standard
method of investigation, was no better than in previous studies. The only factor which did
influence outcome was the level of responsiveness on admission. The overall mortality in
this study was 6 per cent. CT scanning does not therefore result in improved results in
patients with chronic subdural haematoma; this may rather depend upon better selection
with almost equal frequency in the two age groups. Pupillary inequality was seen in 19 per
cent of the younger group and 12 per cent of the older patients. The most common focal
neurological sign was motor limb asymmetry in 52 per cent; 48 per cent in those under 65
years and 57 per cent in those over 65 years. Dysphasia was noted in one fifth of the
patients with an equal incidence in the two age groups, and cranial nerve abnormalities
were seen in 10 per cent of the younger and 15 per cent of the older group. Fits were twice
as common in the younger group at 11 per cent, compared to 5 per cent of the older
patients. There were no significant differences in the occurrence of any individual clinical
features beween the two age groups.
Twenty per cent of our patients were in coma on admission, with no eye opening or
speech (GCS score 3-9). Of the remainder, 63 per cent were either fully conscious or
confused with or without eye opening to speech (GCS score 13-15) (Table II).
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