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Introduction
Fat accumulation under the chin (submental fat; SMF)
Correspondence: Daniel Lee, MS, Senior Director, Clinical Affairs, Kythera
Biopharmaceuticals, Inc., 30930 Russell Ranch Road, 3rd Floor, West-
may result in undesirable submental convexity and full-
lake Village, CA 91362, USA. E-mail: dlee@kytherabiopharma.com ness. As a result, individuals may have negative percep-
*Not a current employee of Kythera Biopharmaceuticals, Inc. tions of their overall facial attractiveness and feel a
Study site: Cetero Research, 4801 Amber Valley Parkway, Fargo, ND, USA diminished sense of well-being and satisfaction with
Accepted for publication September 11, 2014 their appearance.1–4 Currently, treatment options for
those dissatisfied with their appearance because of tion Guidelines for Good Clinical Practice and the
unwanted SMF are primarily surgical, with the tech- United States Code of Federal Regulations for Good
nique based on patient’s presentation and treatment Clinical Practice, and with the principles set forth in
goals.3,5 Surgical procedures are invasive and associated the Declaration of Helsinki. All subjects provided writ-
with known risks of anesthesia, infection, bleeding, ten informed consent.
bruising, and scarring. They are generally associated Primary inclusion criteria included the following: (1)
with long recovery times, which some patients may con- healthy nonsmokers; (2) males or nonpregnant, non-
sider to be unacceptably inconvenient.4,6 lactating females; (3) aged 18–65 years; (4) body mass
ATX-101 (deoxycholic acid injection) is an injectable index (BMI) of 18.5 to ≤30.0 kg/m2; (5) stable weight
drug, currently undergoing clinical development by (approximately 10 lb) for 3 months before enroll-
Kythera Biopharmaceuticals, Inc. (Calabasas, CA, ment; (6) normal fasting levels of glucose (75–
USA), which may provide a nonsurgical and less inva- 100 mg/dL), hemoglobin A1c (4–5.9%), triglycerides
sive alternative for contouring the submental area (<150 mg/dL), and cholesterol (<200 mg/dL) for
through the reduction of SMF. ATX-101 is a proprie- 28 days prior to ATX-101 administration; and (7) neg-
tary formulation of pure, synthetic deoxycholic acid ative hepatitis B, hepatitis C, and human immunodefi-
(DCA). Deoxycholic acid is a tightly regulated, well- ciency virus test results.
characterized, endogenous bile acid that emulsifies and Primary exclusion criteria included the following: (1)
solubilizes dietary fat.7,8 When injected subcutane- history of treatment associated with the abdominal
ously, DCA physically disrupts the cell membranes of area that, in the investigator’s judgment, could affect
adipocytes causing focal adipocytolysis, the targeted the evaluation of safety; (2) active diet, caloric restric-
destruction of fat cells, as shown by in vivo and in vitro tions, or attempt to lose weight; (3) blood donation of
studies.9–11 The cytolytic activity of DCA is attenuated 500 mL or blood transfusion within 60 days of study
by albumin and tissue-associated protein; therefore, initiation; (4) plasma donation within 7 days of ATX-
when injected into subcutaneous fat tissue, nearby rel- 101 administration; (5) diagnosis of lipidosis such as
atively protein-rich tissues, such as skin, muscle, and Gaucher, Niemann-Pick, or Fabry disease, or other
blood vessels, remain largely unaffected, a feature that confounding metabolic diseases; (6) history of hypertri-
may contribute to an enhanced safety margin.11 As glyceridemia (>200 mg/dL), hypercholesterolemia
shown in previous studies, injection of DCA and the (>240 mg/dL), hyperlipidemia, diabetes, or any other
resultant adipocytolysis elicits a mild and local inflam- medical condition that could interfere with laboratory
matory response in which macrophages are attracted or safety assessments, or study procedures; (7) use of
to the area; natural processes then eliminate cellular statins or other lipid-lowering agents within 28 days of
debris and liberated lipids.11,12 Whether adipokines the start of the study; (8) use of antiglycemic agent at
(proinflammatory cytokine profiles) are altered or any time before screening; (9) use of any medication
whether triglycerides, cholesterol, and free fatty acids resulting in systemic exposure during the screening
(FFA) enter the bloodstream in clinically meaningful period; and (10) oral anticoagulant treatment within
amounts following DCA-induced adipocytolysis is a 10 days before the first study day.
focus of the current study.
The objectives of this trial were to (1) evaluate the
Procedures
safety and tolerability of subcutaneous injections of
ATX-101 and (2) characterize the pharmacokinetic The study was conducted in two stages: the first to
(PK) and pharmacodynamic (PD) profiles of circulating establish the baseline endogenous levels of DCA, lipids,
DCA, lipids, and adipokine levels following subcutane- and adipokines; and the second for evaluation of the
ous injections of ATX-101 into abdominal fat. effect of ATX-101 on these measures. In the first stage,
subjects were admitted to the research facility for 48 h
to collect baseline data. Endogenous profiles for lipids,
Materials and methods
adipokines, and the PK profile for DCA were estab-
lished under controlled dietary conditions on day 0.
Subjects
Samples for determining concentration baseline levels
Ten subjects were enrolled in this single-center, open- of DCA and lipids were collected at hours 0.25, 0.5, 1,
label, phase 1 study (ClinicalTrials.gov identifier 1.5, 2, 4, 6, 12, 15.5, and 24.5. Fasting overnight
NCT01319916). The study was conducted in compli- continuing until hour 12, and controlled dietary condi-
ance with the International Conference on Harmonisa- tions thereafter were observed. Samples for determining
adipokine levels were taken once immediately after DCA and DAG plasma samples were analyzed under a
subjects were admitted to the research facility and validated method using high-performance liquid chro-
again 12 h after the standardized meal. The overall matography with tandem mass spectrometry performed
length of the fasting period employed for both the base- by Cetero Research (Houston and Toronto, respec-
line and post-treatment periods to achieve a stable tively). Determination of lipid (total cholesterol, FFA
baseline for lipid test result observations was approxi- and total triglycerides) and adipokine (e.g., CRP and
mately 18–20 h. apolipoprotein B) concentrations was performed by
For the second stage, subjects were readmitted to the Cetero Research (Fargo, ND, USA).
research facility at least 3 days, but no more than
10 days after completion of stage 1. On day 0 of stage
Safety assessments
2, ATX-101 was administered following an overnight,
predosing 12-h fast. A 100-mg total dose of ATX-101 Vital signs and weight were assessed on the screening
(2 mg/cm2) was injected subcutaneously into abdomi- day, at each stage, and at post-ATX-101 dosing days
nal adipose tissue using a 30-gauge needle. Fifty 0.2- 3, 7, 14, 21, and 28. Physical examination, 12-lead
mL injections were placed 1 cm apart using a grid to electrocardiograms, and standard clinical laboratory
ensure even distribution across the treatment area. At tests were undertaken at screening and at the end of
the discretion of the investigator, ice and/or preinjec- the study. For women of childbearing potential, preg-
tion topical anesthesia could have been applied over nancy tests were performed at screening, before ATX-
the treatment area. The dosing requirements for this 101 administration, and at day 28.
study are the same as those employed in controlled The use of concomitant medications and the occur-
trials evaluating ATX-101 in SMF. rence of adverse events (AEs) were monitored on each
Postdose samples were collected at the same time assessment day of both stages, including at each fol-
points as in the first stage and performed at approxi- low-up visit to the end of the study. Other safety
mately the same time of day to avoid diurnal variation. assessments could be made at the investigator’s discre-
For determining DCA and concentrations of lipid levels, tion. Treatment area or local reactions, such as edema,
samples were collected at hours 0.25, 0.5, 1, 1.5, 2, 4, bruising, erythema, dyspigmentation, induration,
6, 12, 15.5, and 24.5 (fasting until hour 12 and numbness, pain, paresthesia, and pruritus, were
controlled dietary conditions thereafter). Samples for recorded as AEs. The relationship to treatment was
determining adipokine levels were taken once immedi- determined by the investigator, and the severity of all
ately after subjects were admitted to the research facil- AEs was graded as mild, moderate, or severe. Serious
ity before the initiation of the overnight fast and again AEs included any event that constituted a significant
12 h after the standardized meal. Additional blood medical hazard or side effect, regardless of its relation-
samples for safety laboratory determination of chemis- ship to ATX-101 treatment.
try and hematology were collected at days 3, 7, 14,
21, and 28 postdose.
Statistical methods
maximum observed concentration (ECmax), minimum were highly variable. Mean AUC0-24 and Cmax were
observed concentration (ECmin), area under the plasma 3479 2238 ng•h/mL and 249 161 ng/mL, respec-
concentration–time curve from time 0–24 h postdose tively. Median tmax was 15.5 (range, 0.5–24.5 h).
(AUEC0-24), area under the plasma concentration–time Administration of ATX-101 resulted in an approximate
curve from time 0–12 h postdose (AUEC0-12; under twofold increase in mean AUC0-24 and a 3.6-fold increase
fasting conditions), time to reach ECmax (ETmax), and in Cmax compared with endogenous DCA levels. Following
time to reach ECmin (ETmin). For PK parameters (DCA) ATX-101 injection, mean DCA values for AUC0-24 and
and PD parameters (lipids and adipokines), except for Cmax were 7241 2092 ng•h/mL and 902 153 ng/
insulin, baseline was set as the mean of all predose mL, respectively. The median tmax was 0.75 (0.25–
24-h plasma levels. Because of instability, the baseline 1.50) h. For some subjects in the population, the post-
level for insulin was a point-by-point 24-h profile. ATX-101 DCA levels were lower than endogenous base-
line DCA levels of other subjects in the population. On
average, DCA plasma concentrations returned to endog-
Results
enous levels by 12 h post-ATX-101 administration.
Subject disposition and demographics
Serum lipid pharmacodynamics
Ten subjects (five males and five females) completed
the study. The mean age was 22.9 4.3 years, and Pharmacodynamics of total cholesterol, triglycerides,
the majority of subjects (80.0%) were White. Of the FFA, 1,2_DAG, and 1,3_DAG are shown in Table 1. No
remaining subjects, one was classified as American clinically meaningful differences were found in lipid PD
Indian or Alaskan Native, and one was Black. The pre- vs. post-ATX-101 administration for total choles-
mean BMI for all subjects was 24.6 3.0 kg/m2. terol, total triglycerides, or FFA plasma levels (Fig. 1b–d).
Mean baseline DCA plasma concentrations over time are Mean CRP plasma concentrations for pre- and post-
shown in Figure 1a. Endogenous concentrations of DCA ATX-101 injection were 0.12 0.22 mg/dL and
225
Mean DCA plasma
800
600 200
400
175
200
0.8
Mean total FFA plasma
concentration (mg/dL)
concentration (meq/L)
200
0.6
150
0.4
100
0.2
50 Normal range 50 - 200 mg/dL 0.0 Normal range 0.1 - 0.6 meq/L
0 2 4 6 8 10 12 14 16 18 20 22 24 26 0 2 4 6 8 10 12 14 16 18 20 22 24 26
Time (Hours) Time (Hours)
Figure 1 Mean (SD) plasma concentrations for endogenous levels and post-ATX-101 administration levels for DCA (a), total choles-
terol (b), total triglycerides (c), and total FFA (d). DCA, deoxycholic acid; FFA, free fatty acids; SD, standard deviation.
Table 1 Pharmacodynamics of total cholesterol, triglycerides, free fatty acids, 1,2 diacylglycerol, and 1,3 diacylglycerol (mean, SD)
Total cholesterol 4414 (683) 4157 (567) 193 (30) 184 (26) 15.5 (6.0–24.5) 20.0 (0.0–24.5)
Total triglycerides 2348 (880) 2465 (1037) 136 (55) 153 (61) 15.5 (15.5–24.5) 15.5 (15.5–24.5)
Free fatty acids 10.1 (2.6) 9.47 (2.17) 0.74 (0.20) 0.86 (0.27) 12.0 (0.0–24.5) 12.0 (0.0–12.0)
1,2 diacylglycerol 44.1 (16.4) 45.0 (15.2) 2.3 (0.70) 2.5 (0.85) 15.5 (6.0–24.5) 15.5 (0.0–24.5)
1,3 diacylglycerol 2.4 (2.30) 1.8 (1.94) 0.14 (0.11) 0.12 (0.12) 13.8 (0.0–24.5) 0.5 (0.0–24.5)
AUEC0-24, area under the concentration–time curve from time 0 (predose) to 24 h; ECmax, maximum observed concentration; ETmax,
time to maximum observed concentration; SD, standard deviation.
*
mgh/dL for total cholesterol and total triglycerides; meqh/L for free fatty acids; lgh/mL for diacylglycerol.
†
mg/dL for total cholesterol and triglycerides; meq/L for free fatty acids; lg/mL for diacylglycerol.
19 Dover J, Schlessinger J, Young L. Reduction of submental 21 Rzany B, Griffiths T, Walker P et al. Reduction of
fat with ATX-101: results from a phase IIB study using unwanted submental fat with ATX-101 (deoxycholic
investigator, subject, and magnetic resonance imaging acid), an adipocytolytic injectable treatment: results from
assessments. J Am Acad Dermatol 2012; 66(Suppl. 1): a phase III, randomized, placebo-controlled study. Br J
AB29. Dermatol 2014; 170: 445–53.
20 Goodman G, Lee D, Smith KJ. Reduction of submental fat 22 Smith K, Goodman G, Walker P. ATX-101 treatment
with ATX-101: a pooled analysis of two international offers long-term durability of submental fat reduction:
multicenter, double-blind, randomized, placebo-controlled preliminary follow-up study results of subjects from phase
studies. J Am Acad Dermatol 2012; 66(Suppl. 1): AB11. II studies. J Am Acad Dermatol 2012; 66(Suppl. 1): AB23.