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The word “fossil” did not assume its current mean- in which relative geologic time is measured (see
ing until comparatively recently. In the 16th century, Chapter 29) but also constituted a great stride toward
Konrad von Gesner (German naturalist, 1516-1565) the correct perception of the fossil record.
published a work often referred to as On Fossil Objects. Another scientist working about the same time was
A full translation of the title, however, reads A Book on the French paleontologist Georges Cuvier (1769-1832),
Fossil Objects, Chiefly Stones and Gems, Their Shapes an expert in comparative anatomy. (Actually, his name
and Appearances. Evidently, Gesner’s concept of fos- was Georges Léopold Chrêtien Frédéric Dagobert,
sils was considerably broader than ours, but it was con- Baron Cuvier—which is the reason for using the short-
sistent with long-standing usage at the time. A fossil ened version!) Careful examination of fossils in the
was, in those days, any strange object that came from Paris Basin convinced Cuvier not only that there was a
the earth or was found on the ground, including inor- succession of fossils in the rocks—that is, that life had
ganic crystals or rocks of curious appearance. The word undergone change—but also that some fossils were very
itself comes from the Latin fodere (to dig) and means different from anything he knew of that still lived on the
“an object dug up.” The change in meaning over sever- earth. He had thus recognized extinctions in the fossil
al centuries reflects much more than merely linguistic record. This called for an explanation, and for Cuvier
evolution. First, it documents the intellectual struggle that explanation was successive divine creations, each
in determining that some of what were called fossils followed by a catastrophic extinction, the final catastro-
were of organic origin and, second, in differentiating phe being the flood of Noah. His scientific brilliance,
between those that were and those that were not. bolstered by his social and official position in society,
The recognition that fossils, as we use the word made his views particularly influential.
now, were once alive came gradually. It is clear that The catastrophic perspective was a popular one for
medieval Europeans knew of the existence of fossils a time, but increasingly it came into conflict with the
that looked very much like living plants or animals, but uniformitarianism of James Hutton (see Chapter 29).
these were explained in various ways. Some, prompted Catastrophism was favored, of course, by those who
by the revival of classical influence, echoed the think- interpreted the Book of Genesis as a literal mechanical
ing of Greek philosophers in attributing them to myste- description of creation and who thus felt obliged to force
rious “molding forces” within the earth, unrelated to liv- agreement between the accepted theological orthodoxy
ing things, or else to spontaneous generation, or to seeds of the day and the observed physical evidence. Others,
that fell into the rocks (perhaps from the stars!). Others, who preferred a more symbolic interpretation of Genesis
like Leonardo da Vinci (1452-1519), recognized fossil or who had little religious inclination anyway, were
shells as the remains of formerly living animals that had compelled by the record of the rocks to the view that is
inhabited seas that must once have covered the loca- now generally held—that fossils represent past life, that
tions in which they were found. Even when fossils were life-forms have changed throughout geologic time, that
recognized as remains of living things, the medieval many have become extinct, and that all of this has hap-
preoccupation with giants led to the attribution of bones pened slowly over a vast period of time and in ways that
too large to have belonged to familiar animals, like can be explained adequately by appeal to solely natural
cows or horses, to these mythological beings. processes. (We note that, while individual scientists may
Following the invention of printing, there was a hold personal views, this interpretation of fossils does
gradual diffusion of knowledge in the western world, not conflict with the existence of the Creator, nor does it
and naturalists became more and more aware of one abridge His powers. If correct, however, it provides
another’s observations of fossils. Slowly the idea took some insight into how He works.)
root that these objects represented ordinary plants and
animals that had lived and died on this planet. Preservation of Fossils
Likewise, it became apparent that certain fossils were
consistently associated with certain sedimentary rock Given that most organisms die and disappear in one
layers in a given geographical region and must, there- way or another without ever becoming fossilized, some-
fore, have been deposited with the sediment in a deci- what atypical conditions must be required to preserve a
pherable sequence. In Chapter 29 the name of William plant or animal as a fossil. The primary requirement is
Smith (1769-1839), the British civil engineer and geol- to isolate the organism from the atmosphere and from
ogist, was mentioned in connection with this concept. destructive bacteria, and this implies rather rapid burial
He was not alone in his discovery, however, and two in sediment. Decomposition is slowed under very low
other geologists—Giovanni Batista Brocchi (1772- temperature or humidity, or by encapsulation in tar or
1826) working in Italy, and Alexandre Brongniart resin, or by burial in sea water. The probability of even-
(1770-1847) in France—deserve equal credit for similar tual fossilization is greatly enhanced by the presence in
work. There emerged from their studies the Principle the organism of hard parts—bones, teeth, shells, and so
of Faunal Succession, which not only affected the way forth. Once organisms are buried in sediment or other-
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wise protected, there are several methods by which fos-
silization may occur.
Complete Preservation
Figure 33.2. The shell shown here consists of the orig- Figure 33.4. Petrified wood is a familiar example of
inal material deposited by the animal who lived in it. petrifaction.
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left, but it has been replaced by some new material that Carbonized Residues
may or may not have a composition similar to the orig-
inal. Groundwater (water that percolates slowly Living things are made mostly of carbon, oxygen,
through permeable rocks) contains many elements in nitrogen, and hydrogen. The last three are gases in their
solution, and it can precipitate them as minerals. The natural states near the surface of the earth, and so when
voids of porous materials, such as bone or wood, may dead organisms are subjected to relatively high pres-
be filled with minerals precipitated in this way, some- sures and temperatures by deep burial in sediment, these
times resulting in replacement on a microscopic level elements tend to volatilize. Sometimes delicate organ-
and preserving even the most delicate organic structures isms, which would ordinarily not be preserved by any of
in stony replica. One of the more common types of fos- the modes of fossilization already discussed, are pre-
sils of this sort is petrified wood (Fig. 33.4). served as thin residues of carbon that remain after the
Sometimes a shell or other hard part is gradually other elements have been driven off into the surround-
completely dissolved and simultaneously replaced by ing sediment. These are called carbonized residues,
some more stable mineral that precipitates from perco- and the process is known as carbonization.
lating groundwater. Unlike the cell-by-cell replace- By this method some creatures with no hard parts
ment, this wholesale replacement often obliterates all have been preserved in remarkable detail. Animals as
traces of the microstructures of the organism, retaining delicate as butterflies and insects have been found in
only the outer shape. This process accounts for large rocks as carbonized residues (although sometimes even
numbers of fossils. the carbon is gone and only an impression remains).
Plants are commonly preserved in this way (Fig. 33.6).
Molds and Casts
Trace Fossils
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sedimentary rocks, but they are much less common
there than in marine rocks.
Uses of Fossils
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at the aperture by deposition of calcium carbonate
(CaCO3) and periodically close off the excess space in
the living chamber by depositing a calcium carbonate
wall, or partition, behind it. The line where that wall
joins the inner shell is called the “suture,” and it is visi-
ble on the shell itself when the outer shell layer has not
been preserved or is peeled away. The shape of the
suture changed fairly rapidly (from a geologic perspec-
T i m e
tive) from one species to another with time, and
ammonoid suture patterns are thus very useful in geo-
logic dating. Figure 33.8b shows a drawing of an
ammonoid as viewed from the front, revealing that the
suture patterns are symmetrical about a vertical plane
that divides the shell in half and demonstrating the way
in which the suture pattern for an individual shell is typ-
ically drawn. The arrow represents the symmetry plane.
(a) (b)
Sutures
Inner shell
Figure 33.9. Different shapes of ammonoid sutures are
Living chamber
typical of different species of the animal. More convo-
luted suture patterns arise from more complexly folded
Outer shell partitions. Because each species existed during a rela-
tively short expanse of geologic time, the suture pat-
terns can be used to determine the geologic ages of
Figure 33.8. (a) A typical Paleozoic (Mississippian rocks in which fossil ammonoids occur.
Period) ammonoid, showing the living chamber and
sutures that mark the junction of the rear walls of the suc-
cessive living chambers with the inner shell. The sutures warm, shallow seas. It would not occur to you to look
are contorted because those walls were not simply curved, in a desert or in the Antarctic, because you know that
but folded. (b) Suture patterns are usually represented as those environments are not inhabited by corals.
flat drawings with an arrow to show the symmetry plane. Uniformitarianism (see Chapter 29) requires us to
Often only the pattern on one side of the arrow is drawn, accept, in the absence of any evidence to the contrary,
because the other side is a mirror image of it. that the environment in which corals thrive now is sim-
ilar to any in which they would have thrived anciently.
Figure 33.9 traces some of the changes in suture Thus, when we find fossil corals in the Paleozoic lime-
patterns that occurred from species to species over time. stones of a mountain range at an elevation of 4000
One who is an expert in the study of ammonoids could meters above sea level, we must conclude that the sedi-
identify the species to which a given specimen belongs ments that became the limestone were deposited on the
from the suture pattern alone (though the shapes of the floor of a shallow sea, despite their present location.
shells also vary), and could therefore use that to deter- That, incidentally, also places some constraints on the
mine the ages of rocks in which ammonoid fossils were time of formation of the mountains, which must be
found. Note that the few suture patterns shown in more recent than the age of the limestone.
Figure 33.9 are simply representative, intended to illus- Although the search for a new and better under-
trate the principle. During the nearly 350 million years standing of our universe is sufficient justification for
that ammonoids inhabited the seas, a great many species studying any facet of science, the ability to interpret
made their entrances and exits in the fossil record. sedimentary environments is of more than academic
interest. The formation and accumulation of many
Indicators of Ancient Environments types of natural resources depends in large measure on
environmental factors, and in a world that is voracious-
If you were asked to find living corals today, you ly consuming natural resources, the ability to interpret
would no doubt think of traveling to the Caribbean or favorable environments of formation is significant.
some other area of the world where you could find Coal, for example, is the fossilized remains of great vol-
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umes of plant life that grew in ancient swamps. These the point is made: Life developed from the simple to
deposits do not extend laterally indefinitely, of course, the complex; the appearance of the simpler forms
but gradually merge with deposits typical of the envi- always preceded that of the more complex forms.
ronments surrounding the ancient swamp. The ability One may well ask why populations of organisms
to recognize that paleoenvironment for what it is would change at all, much less flourish, only to later
enhances the probability of locating important coal become extinct. It is well-known now that deoxyri-
beds. Oil is often trapped in ancient reefs, porous bonucleic acid (DNA) plays the key role in passing on
moundlike structures consisting of the fossilized inherited characteristics to offspring. If the DNA mole-
remains of marine organisms like corals and sponges. cule involved in reproduction has been modified, char-
Recognition of the shallow marine paleoenvironment of acteristics that differ significantly in some respect from
reef formation aids in the search for petroleum. These those of the parent may appear in the offspring. Natural
are just two examples of the impact of paleoenviron- radiation from terrestrial sources and cosmic rays from
mental studies on the discovery of natural resources, space constantly bombard all living things, mostly
and paleontology plays a central role in such studies. doing no harm but occasionally resulting in a mutation
in the progeny. Most such mutations would result in
History of Life on Earth either a distinct disadvantage or at least no particular
advantage for the organism. Rarely a favorable muta-
Fossils provide the best evidence that life on the tion would occur; and because it was “programmed”
earth has undergone change—substantial change—over into the DNA, it would be passed on to the next gener-
the great expanse of geologic time. Evidence of some ation, and a more successful strain of the organism
of that change has already been cited above, because it would result. One would expect that the more success-
is that very change that makes fossils useful as gauges ful modification would eventually become dominant in
of geologic time. Figure 29.9 and the accompanying the population. Such a mechanism would be especially
discussion in that chapter have alluded to the succession useful in producing modified organisms that could deal
of life-forms documented in the record of the rocks. successfully with changing environmental conditions.
The earliest evidence of life on earth comes from As you think back on what we have learned of plate
rocks about 3.5 billion years in age, and it consists of tectonics, you recognize that the operation of that sys-
fossil bacteria and algae—very simple life-forms tem would naturally and continually bring about envi-
indeed. The development of more complex forms pro- ronmental changes. As moving plates bring continents
ceeded exceedingly slowly, but by the end of the together in continental collisions, entire ecosystems
Precambrian there is rare but clear fossil evidence of the must be obliterated along converging coastlines. While
existence of numerous soft-bodied animals (worms, jel- this might not cause the worldwide extinction of wide-
lyfish, and so forth) in the seas. The beginning of the ly distributed species, it would cause local extinction (as
Paleozoic Era is marked by the nearly explosive appear- well as total extinction of localized species). As plates
ance of very abundant hard-shelled marine invertebrates carry their cargo of organisms north or south, climates
(animals without backbones). Anatomically, they were must slowly change, requiring that life-forms do like-
still rather simple creatures, but a tremendous advance wise or face extinction.
over the early bacteria and algae. Even changes in plate speeds have a profound
The fossil record shows that over the succeeding effect on life. If plates speed up in response to changes
millions of years, animals and plants of increasingly in asthenospheric convection currents, then the rates of
greater complexity made their appearances. Fish, for spreading along ocean ridges increase, causing more
example, got a slow start in the Cambrian Period, but rapid injection of hot material into the oceanic lithos-
were flourishing so successfully by the Devonian phere and thereby elevating the ridges. These then dis-
Period that it is often called the “age of fishes.” Plants, place additional ocean water, and sea level rises. A
like animals, got their start in the sea but had appeared rather modest rise in sea level can result in a marked
on land by the Silurian Period. However, it took them relocation of the shoreline for coastal lowlands, with
tens of millions of years to establish the first forests, in attendant changes in environmental conditions. Former
the Devonian. Plants with flowers entered the scene shallows become deeper as new shallows are developed
much later, in the Cretaceous Period. The fossils of the where terrestrial lowlands used to be. Organisms that
first reptiles are found in Pennsylvanian rocks, and by produce sufficient numbers of offspring to insure a vari-
the Mesozoic Era reptiles—the dinosaurs—had become ety of genetic variations are more likely to be success-
temporary rulers of the earth. Their reign lasted about ful at adapting to such changing environments.
150 million years, and their extinction opened the world
to the dominant form of the Cenozoic Era, mammals.
Obviously, we could go on listing various sorts of fos-
sils that made their appearances and then vanished, but
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Summary be useful, index fossils must be relatively common
and they must have some easily recognizable fea-
Fossils are the remains of living organisms (or ture that changed in some systematic way over
traces of them, such as footprints or burrows) that have time. Ammonoids are extinct, shelled creatures
been preserved through special conditions. Those con- that serve well as index fossils.
ditions have evidently occurred often enough to ensure 6. Microfossil: Remains of tiny organisms individu-
an abundant body of fossilized evidence of past life, ally visible only with the aid of a microscope.
even though the vast majority of all life that has existed 7. Mold: Method of fossilization in which the sedi-
on the earth has disappeared without a trace. It is like- ment that packs closely around a fossil turns into
ly that many entire species have lived and died on the rock and allows water to remove (by solution) the
planet without leaving any hint of their existence. fossil. A cavity, called a mold, is left in the rock to
Fossils provide us with the most efficient and eco- preserve the form of the organism. A mold may
nomical way to determine geologic age—including esti- reveal the shape of the outer surface of hard parts
mates of absolute ages of sedimentary rocks, given that (an external mold), or it may show impressions
radiometric dating of igneous rocks has provided a made by the inner surfaces (an internal mold).
framework of reference dates for the Geologic Column. 8. Paleoenvironment: The ancient environment of a
Fossils are also the best indicators of ancient sedimen- particular place on earth and the conditions which
tary environments, and this has important implications existed in the environment at that time. The pale-
in the search for fossil fuels and some mineral oenvironment may be quite different than the pre-
resources. Finally, fossils provide evidence that life on sent environment.
earth has changed in a systematic way, with simpler 9. Paleontology: The study of the origin and preser-
life-forms appearing before more complex life-forms. vation of fossils.
10. Principle of Faunal Succession: See Chapter 29.
STUDY GUIDE 11. Replacement: Method of fossilization where little
Chapter 33: Fossils: The Record of Life or none of the original matter is left but it has been
replaced by some new material that may or may not
A. FUNDAMENTAL PRINCIPLES: No new funda- have a composition similar to the original.
mental principles. 12. Trace Fossil: A fossil that reveals the existence but
not the form of the body, such as tracks, filled-in
B. MODELS, IDEAS, QUESTIONS, AND APPLI- burrows, or petrified excrement.
CATIONS 13. Unaltered Hard Parts: Method of fossilization
1. What are “fossils”? where the hard parts of an organism such as bones
2. How are fossils preserved? and teeth are preserved unaltered from their origi-
3. To what uses are fossils put? nal compositions.
4. How are fossils used as “markers of time”?
5. What do fossils tell us about the history of life on D. FOCUS QUESTIONS
earth? 1. Consider fossils.
a. What is a fossil?
C. GLOSSARY b. What conditions are generally required for the
1. Biosphere: That spherical shell surrounding the preservation of a fossil?
earth that is inhabited by living things. c. List and describe six ways fossils are preserved.
2. Carbonization: Process of fossilization where the d. Explain how fossils are used to give evidence of
oxygen, nitrogen, and hydrogen have been driven ancient environments.
off (volatilized) by relatively high pressures and
temperatures when deep burial in sediment occurs. E. EXERCISES
The carbon in the organism remains as a thin film. 33.1. Compare, in a qualitative way, the abundance
The result of the process is called a carbonized of fossils found today in rocks with the abundance of
residue. life on earth throughout geologic time.
3. Cast: Method of fossilization where a mold is
filled with sediment of some sort to preserve the 33.2. Of the following, which is least likely to be
form of the organism. fossilized?
4. Fossil: Remains or other evidence of a formerly (a) clam
living organism, preserved by natural processes (b) bird
within the crust of the earth. (c) fish
5. Index Fossil: A generic term for a kind of fossil (d) worm
that is particularly useful as a marker of time. To
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33.3. Of the following, which is second least like-
ly to be fossilized?
(a) fish
(b) bird
(c) worm
(d) clam
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