Sunteți pe pagina 1din 30

A.M. NO. 03-02-05-SC Sec. 4. Grounds of petition.

- The grounds for the


[MAY 01, 2003] appointment of a guardian over the person or property,
or both, of a minor are the following:
RE: PROPOSED RULE ON GUARDIANSHIP OF (a) death, continued absence, or
MINORS incapacity of his parents;
RESOLUTION (b) suspension, deprivation or
Acting on the letter of the Chairman of the Committee on termination of parental authority;
Revision of the Rules of Court submitting for this Court’s (c) remarriage of his surviving parent, if
consideration and approval the Proposed Rule on the latter Is found unsuitable to exercise
Guardianship of Minors, the Court Resolved to APPROVE parental authority; or
the same. (d) when the best interests of the minor
The Rule shall take effect on May 1, 2003 following its so require.
publication in a newspaper of general circulation not later
than April 15, 2003. Sec. 5. Qualifications of guardians. – In appointing a
April 1, 2003. guardian, the court shall consider the guardian’s:
Davide, Jr. C.J., Bellosillo, Puno, Vitug, Mendoza, (a) moral character; chan robles virtual
Panganiban, Quisumbing, Ynares-Santiago, law library
Sandoval-Gutierrez, Carpio, Austria-Martinez, Corona, (b) physical, mental and psychological
Carpio-Moralez,Callejo Sr., Azcuna, JJ., concur condition;
(c) financial status;
(d) relationship of trust with the
RULE ON GUARDIANSHIP OF MINORS minor; chan robles virtual law library
Section 1. Applicability of the Rule. – This Rule shall apply (e) availability to exercise the powers
to petitions for guardianship over the person or property, and duties of a guardian for the full
or both, of a minor. period of the guardianship;
The father and the mother shall jointly exercise legal (f) lack of conflict of interest with the
guardianship over the person and property of their minor; and
unemancipated common child without the necessity of a (g) ability to manage the property of the
court appointment. In such case, this Rule shall be minor.
suppletory to the provisions of the Family Code on
guardianship. Sec. 6. Who may be appointed guardian of the person or
property, or both, of a minor. – In default of parents or a
Sec. 2. Who may petition for appointment of guardian. – court-appointed guardian, the court may appoint a
On grounds authorized by law, any relative or other guardian of the person or property, or both, of a minor,
person on behalf of a minor, or the minor himself if observing as far as practicable, the following order of
fourteen years of age or over, may petition the Family preference:
Court for the appointment of a general guardian over the (a) the surviving grandparent and In
person or property, or both, of such minor. The petition case several grandparents survive, the
may also be filed by the Secretary of Social Welfare and court shall select any of them taking Into
Development and by the Secretary of Health in the case account all relevant considerations;
of an insane minor who needs to be hospitalized. (b) the oldest brother or sister of the
minor over twenty-one years of age,
Sec. 3. Where to file petition. – A petition for unless unfit or disqualified;
guardianship over the person or property, or both, of a (c) the actual custodian of the minor
minor may be filed in the Family Court of the province or over twenty-one years of age, unless
city where the minor actually resides. If he resides in a unfit or disqualified; and
foreign country, the petition shall be flied with the Family (d) any other person, who in the sound
Court of the province or city where his property or any discretion of the court, would serve the
part thereof is situated. best interests of the minor.
Sec. 7. Contents of petition. – A petition for the
appointment of a general guardian must allege the Sec. 11. Hearing and order for letters to issue. – At the
following: hearing of the petition, it must be shown that the
(a) The jurisdictional facts; requirement of notice has been complied with. The
(b) The name, age and residence of the prospective ward shall be presented to the court. The
prospective ward; court shall hear the evidence of the parties in support of
(c) The ground rendering the their respective allegations. If warranted, the court shall
appointment necessary or convenient; appoint a suitable guardian of the person or property, or
(d) The death of the parents of the both, of the minor.
minor or the termination, deprivation or At the discretion of the court, the hearing on
suspension of their parental authority; guardianship may be closed to the public and the records
(e) The remarriage of the minor’s of the case shall not be released without its approval.
surviving parent;
(f) The names, ages, and residences of Sec. 12. When and how a guardian of the property for
relatives within the 4th civil degree of non-resident minor is appointed; notice. – When the
the minor, and of persons having him in minor resides outside the Philippines but has property in
their care and custody; the Philippines, any relative or friend of such minor, or
(g) The probable value, character and any one interested in his property, in expectancy or
location of the property of the minor; otherwise, may petition the Family Court for the
and appointment of a guardian over the property.
(h) The name, age and residence of the Notice of hearing of the petition shall be given to the
person for whom letters of guardianship minor by publication or any other means as the court
are prayed. may deem proper. The court may dispense with the
The petition shall be verified and accompanied by a presence of the non-resident minor.
certification against forum shopping. However, no defect If after hearing the court is satisfied that such
in the petition or verification shall render void the non-resident is a minor and a guardian is necessary or
issuance of letters of guardianship. convenient, it may appoint a guardian over his
property.chan robles virtual law library.
Sec. 8. Time and notice of hearing. – When a petition for
the appointment of a general guardian is filed, the court Sec. 13. Service of final and executory judgment or order.
shall fix a time and place for its hearing, and shall cause – The final and executory judgment or order shall be
reasonable notice to be given to the persons mentioned served upon the Local Civil Registrar of the municipality
in the petition, including the minor if he is fourteen years or city where the minor resides and the Register of Deeds
of age or over, and may direct other general or special of the place where his property or part thereof is situated
notice to be given. shall annotate the same in the corresponding title, and
report to the court his compliance within fifteen days
Sec. 9. Case study report. – The court shall order a social from receipt of the order.
worker to conduct a case study of the minor and all the
prospective guardians and submit his report and Sec. 14. Bond of guardian; amount; conditions. - Before
recommendation to the court for its guidance before the he enters upon the execution of his trust, or letters of
scheduled hearing. The social worker may intervene on guardianship issue, an appointed guardian may be
behalf of the minor if he finds that the petition for required to post a bond in such sum as the court shall
guardianship should be denied. determine and conditioned as follows:
(a) To make and return to the court,
Sec. 10. Opposition to petition. – Any interested person within three months after the issuance
may contest the petition by filing a written opposition of his letters of guardianship, a true and
based on such grounds as the majority of the minor or complete Inventory of all the property,
the unsuitability of the person for whom letters are real and personal, of his ward which
prayed, and pray that the petition be denied, or that shall come to his possession or
letters of guardianship issue to himself, or to any suitable knowledge or to the possession or
person named in the opposition.
knowledge of any other person in his The petition shall be docketed as a summary special
behalf; proceeding In which all incidents and issues regarding
(b) To faithfully execute the duties of the performance of the obligations of a general guardian
his trust, to manage and dispose of the shall be heard and resolved.
property according to this rule for the
best interests of the ward, and to Sec. 17. General duties of guardian. – A guardian shall
provide for his proper care, custody and have the care and custody of the person of his ward and
education; the management of his property, or only the
(c) To render a true and Just account management of his property. The guardian of the
of all the property of the ward in his property of a nonresident minor shall have the
hands, and of all proceeds or interest management of all his property within the Philippines.
derived therefrom, and of the A guardian shall perform the following duties:
management and disposition of the (a) To pay the just debts of the ward out
same, at the time designated by this rule of the personal property and the income
and such other times as the court directs; of the real property of the ward, If the
and at the expiration of his trust, to same is sufficient; otherwise, out of the
settle his accounts with the court and real property of the ward upon obtaining
deliver and pay over all the property, an order for its sale or encumbrance;
effects, and monies remaining in his (b) To settle all accounts of his ward,
hands, or due from him on such and demand, sue for, receive all debts
settlement, to the person lawfully due him, or may, with the approval of
entitled thereto; and the court, compound for the same and
(d) To perform all orders of the court give discharges to the debtor on
and such other duties as may be receiving a fair and just dividend of the
required by law. property and effects; and to appear for
and represent the ward in all actions and
Sec. 15. Where to file the bond; action thereon. – The special proceedings, unless another
bond posted by a guardian shall be filed in the Family person is appointed for that purpose;
Court and, In case of breach of any of its conditions, the (c) To manage the property of the ward
guardian may be prosecuted in the same proceeding for frugally and without waste, and apply
the benefit of the ward or of any other person legally the income and profits thereon, insofar
interested in the property. as may be necessary, to the comfortable
Whenever necessary, the court may require the guardian and suitable maintenance of the ward;
to post a new bond and may discharge from further and if such income and profits be
liability the sureties on the old bond after due notice to insufficient for that purpose, to sell or
interested persons, if no injury may result therefrom to encumber the real or personal property,
those interested in the property. upon being authorized by the court to do
so;
Sec. 16. Bond of parents as guardians of property of (d) To consent to a partition of real or
minor. – If the market value of the property or the annual personal property owned by the ward
Income of the child exceeds P50,000.00, the parent jointly or in common with others upon
concerned shall furnish a bond In such amount as the authority granted by the court after
court may determine, but in no case less than ten per hearing, notice to relatives of the ward,
centurn of the value of such property or annual income, and a careful investigation as to the
to guarantee the performance of the obligations necessity and propriety of the proposed
prescribed for general guardians. action;
A verified petition for approval of the bond shall be flied (e) To submit to the court a verified
in the Family Court of the place where the child resides or, inventory of the property of his ward
if the child resides in a foreign country, in the Family within three months after his
Court of the place where the property or any part thereof appointment, and annually thereafter,
is situated. the rendition of which may be required
upon the application of an interested other real property, the guardian may file a verified
person; petition setting forth such facts, and praying that an
(f) To report to the court any property of order issue authorizing the sale or encumbrance of the
the ward not included in the inventory property.
which is discovered, or succeeded to, or
acquired by the ward within three Sec. 20. Order to show cause. – If the sale or
months after such discovery, succession, encumbrance is necessary or would be beneficial to the
or acquisition; and ward, the court shall order his next of kin and all
(g) To render to the court for its person/s interested in the property to appear at a
approval an accounting of the property reasonable time and place therein specified and show
one year from his appointment, and cause why the petition should not be granted.
every year thereafter or as often as may
be required. Sec. 21. Hearing on return of order; costs. – At the time
and place designated in the order to show cause, the
Sec. 18. Power and duty of the court – The court may: court shall hear the allegations and evidence of the
(a) Request the assistance of one or petitioner and next of kin, and other persons interested,
more commissioners in the appraisal of together with their witnesses, and grant or deny the
the property of the ward reported in the petition as the best interests of the ward may require.
initial and subsequent inventories;
(b) Authorize reimbursement to the Sec. 22. Contents of order for sale or encumbrance and
guardian, other than a parent, of its duration; bond. – If, after full examination, it is
reasonable expenses incurred in the necessary, or would be beneficial to the ward, to sell or
execution of his trust, and allow encumber the property, or some portion of it, the court
payment of compensation for his shall order such sale or encumbrance the proceeds of
services as the court may deem just, not which shall be expended for the maintenance or the
exceeding ten per centum of the net education of the ward, or invested as the circumstances
income of the ward, if any; otherwise, in may require. The order shall specify the grounds for the
such amount the court determines to be sale or encumbrance and may direct that the property
a reasonable compensation for his ordered sold be disposed of at public sale, subject to
services; and such conditions as to the time and manner of payment,
(c) Upon complaint of the guardian or and security where a part of the payment is deferred.
ward, or of any person having actual or The original bond of the guardian shall stand as security
prospective interest in the property at for the proper appropriation of the proceeds of the sale
the ward, require any person suspected or encumbrance, but the court may, if deemed expedient,
of having embezzled, concealed, or require an additional bond as a condition for the sale or
disposed of any money, goods or encumbrance. The authority to sell or encumber shall not
interest, or a written instrument extend beyond one year, unless renewed by the court.
belonging to the ward or his property to
appear for examination concerning any Sec. 23. Court may order investment of proceeds and
thereof and issue such orders as would direct management of property. – The court may
secure the property against such authorize and require the guardian to invest the proceeds
embezzlement, concealment or of sales or encumbrances, and any other money of his
conveyance. ward in his hands, in real or personal property, for the
best interests of the ward, and may make such other
Sec. 19. Petition to sell or encumber property. - When orders for the management, investment, and disposition
the income of a property under guardianship is of the property and effects, as circumstances may
insufficient to maintain and educate the ward, or when it warrant.
is for his benefit that his personal or real property or any
part thereof be sold, mortgaged or otherwise Sec. 24. Grounds for removal or resignation of guardian.
encumbered, and the proceeds invested in safe and – When a guardian becomes insane or otherwise
productive security, or in the improvement or security of incapable of discharging his trust or is found thereafter to
be unsuitable, or has wasted or mismanaged the
property of the ward, or has failed to render an account
or make a return for thirty days after it is due, the court
may, upon reasonable notice to the guardian, remove
him as such and require him to surrender the property of
the ward to the person found to be lawfully entitled
thereto.
The court may allow the guardian to resign for justifiable
causes.
Upon the removal or resignation of the guardian, the
court shall appoint a new one.
No motion for removal or resignation shall be granted
unless the guardian has submitted the proper accounting
of the property of the ward and the court has approved
the same.

Sec. 25. Ground for termination of guardianship. – The


court motu proprio or upon verified motion of any person
allowed to file a petition for guardianship may terminate
the guardianship on the ground that the ward has come
of age or has died. The guardian shall notify the court of
such fact within ten days of its occurrence.

Sec. 26. Service of final and executory judgment or order.


– The final and executory judgment or order shall be
served upon the Local Civil Registrar of the municipality
or city where the minor resides and the Register of Deeds
of the province or city where his property or any part
thereof is situated. Both the Local Civil Registrar and’ the
Register of Deeds shall enter the final and executory
judgment or order in the appropriate books in their
offices.

Sec. 27. Effect of the rule. – This Rule amends Rules 92


to 97 inclusive of the Rules of Court on guardianship of
minors. Guardianship of incompetents who are not
minors shall continue to be under the jurisdiction of the
regular courts and governed by the Rules of Court.

Sec. 28. Effectivity. - This Rule shall take effect on May


1, 2003 following its publication in a newspaper of
general circulation not later than April 15, 2003.
Any voluntary or involuntary termination of parental
authority shall be administratively or judicially declared
so as to establish the status of the child as "legally
available for adoption" and his/her custody transferred to
Republic Act No. 8552 February 25, the Department of Social Welfare and Development or to
1998 any duly licensed and accredited child-placing or
child-caring agency, which entity shall be authorized to
AN ACT ESTABLISHING THE RULES AND take steps for the permanent placement of the child;
POLICIES ON THE DOMESTIC ADOPTION OF
FILIPINO CHILDREN AND FOR OTHER PURPOSES (iv) Conduct public information and educational
campaigns to promote a positive environment for
Be it enacted by the Senate and House of adoption;
Representatives of the Philippines in Congress
assembled:: (v) Ensure that sufficient capacity exists within
government and private sector agencies to handle
ARTICLE I adoption inquiries, process domestic adoption
GENERAL PROVISIONS applications, and offer adoption-related services
including, but not limited to, parent preparation and
Section 1. Short Title. – This Act shall be known as the post-adoption education and counseling; and
"Domestic Adoption Act of 1998."
(vi) Encourage domestic adoption so as to preserve the
Section 2. Declaration of Policies. – (a) It is hereby child's identity and culture in his/her native land, and
declared the policy of the State to ensure that every child only when this is not available shall intercountry adoption
remains under the care and custody of his/her parent(s) be considered as a last resort.
and be provided with love, care, understanding and
security towards the full and harmonious development of Section 3. Definition of Terms. – For purposes of this
his/her personality. Only when such efforts prove Act, the following terms shall be defined as:
insufficient and no appropriate placement or adoption
within the child's extended family is available shall (a) "Child" is a person below eighteen (18) years of age.
adoption by an unrelated person be considered.
(b) "A child legally available for adoption" refers to a
(b) In all matters relating to the care, custody and child who has been voluntarily or involuntarily committed
adoption of a child, his/her interest shall be the to the Department or to a duly licensed and accredited
paramount consideration in accordance with the tenets child-placing or child-caring agency, freed of the parental
set forth in the United Nations (UN) Convention on the authority of his/her biological parent(s) or guardian or
Rights of the Child; UN Declaration on Social and Legal adopter(s) in case of rescission of adoption.
Principles Relating to the Protection and Welfare of
Children with Special Reference to Foster Placement and (c) "Voluntarily committed child" is one whose parent(s)
Adoption, Nationally and Internationally; and the Hague knowingly and willingly relinquishes parental authority to
Convention on the Protection of Children and the Department.
Cooperation in Respect of Intercountry Adoption. Toward
this end, the State shall provide alternative protection (d) "Involuntarily committed child" is one whose
and assistance through foster care or adoption for every parent(s), known or unknown, has been permanently
child who is neglected, orphaned, or abandoned. and judicially deprived of parental authority due to
abandonment; substantial, continuous, or repeated
(c) It shall also be a State policy to: neglect; abuse; or incompetence to discharge parental
responsibilities.
(i) Safeguard the biological parent(s) from making
hurried decisions to relinquish his/her parental authority (e) "Abandoned child" refers to one who has no proper
over his/her child; parental care or guardianship or whose parent(s) has
deserted him/her for a period of at least six (6)
(ii) Prevent the child from unnecessary separation from continuous months and has been judicially declared as
his/her biological parent(s); such.

(iii) Protect adoptive parent(s) from attempts to disturb (f) "Supervised trial custody" is a period of time within
his/her parental authority and custody over his/her which a social worker oversees the adjustment and
adopted child. emotional readiness of both adopter(s) and adoptee in
stabilizing their filial relationship.
(g) "Department" refers to the Department of Social Section 5. Location of Unknown Parent(s). – It
Welfare and Development. shall be the duty of the Department or the child-placing
or child-caring agency which has custody of the child to
(h) "Child-placing agency" is a duly licensed and exert all efforts to locate his/her unknown biological
accredited agency by the Department to provide parent(s). If such efforts fail, the child shall be registered
comprehensive child welfare services including, but not as a foundling and subsequently be the subject of legal
limited to, receiving applications for adoption, evaluating proceedings where he/she shall be declared abandoned.
the prospective adoptive parents, and preparing the
adoption home study. Section 6. Support Services. – The Department shall
develop a pre-adoption program which shall include,
(i) "Child-caring agency" is a duly licensed and among others, the above mentioned services.
accredited agency by the Department that provides
twenty four (24)-hour residential care services for ARTICLE III
abandoned, orphaned, neglected, or voluntarily ELIGIBILITY
committed children.
Section 7. Who May Adopt. – The following may
(j) "Simulation of birth" is the tampering of the civil adopt:
registry making it appear in the birth records that a
certain child was born to a person who is not his/her (a) Any Filipino citizen of legal age, in possession of full
biological mother, causing such child to lose his/her true civil capacity and legal rights, of good moral character,
identity and status. has not been convicted of any crime involving moral
turpitude, emotionally and psychologically capable of
ARTICLE II caring for children, at least sixteen (16) years older than
PRE-ADOPTION SERVICES the adoptee, and who is in a position to support and care
for his/her children in keeping with the means of the
Section 4. Counseling Service. – The Department family. The requirement of sixteen (16) year difference
shall provide the services of licensed social workers to between the age of the adopter and adoptee may be
the following: waived when the adopter is the biological parent of the
adoptee, or is the spouse of the adoptee's parent;
(a) Biological Parent(s) – Counseling shall be provided to
the parent(s) before and after the birth of his/her child. (b) Any alien possessing the same qualifications as above
No binding commitment to an adoption plan shall be stated for Filipino nationals: Provided, That his/her
permitted before the birth of his/her child. A period of six country has diplomatic relations with the Republic of the
(6) months shall be allowed for the biological parent(s) to Philippines, that he/she has been living in the Philippines
reconsider any decision to relinquish his/her child for for at least three (3) continuous years prior to the filing
adoption before the decision becomes irrevocable. of the application for adoption and maintains such
Counseling and rehabilitation services shall also be residence until the adoption decree is entered, that
offered to the biological parent(s) after he/she has he/she has been certified by his/her diplomatic or
relinquished his/her child for adoption. consular office or any appropriate government agency
that he/she has the legal capacity to adopt in his/her
Steps shall be taken by the Department to ensure that no country, and that his/her government allows the adoptee
hurried decisions are made and all alternatives for the to enter his/her country as his/her adopted
child's future and the implications of each alternative son/daughter: Provided, Further, That the requirements
have been provided. on residency and certification of the alien's qualification
to adopt in his/her country may be waived for the
(b) Prospective Adoptive Parent(s) – Counseling sessions, following:
adoption fora and seminars, among others, shall be
provided to prospective adoptive parent(s) to resolve (i) a former Filipino citizen who seeks to adopt a relative
possible adoption issues and to prepare him/her for within the fourth (4th) degree of consanguinity or affinity;
effective parenting. or

(c) Prospective Adoptee – Counseling sessions shall be (ii) one who seeks to adopt the legitimate son/daughter
provided to ensure that he/she understands the nature of his/her Filipino spouse; or
and effects of adoption and is able to express his/her
views on adoption in accordance with his/her age and (iii) one who is married to a Filipino citizen and seeks to
level of maturity. adopt jointly with his/her spouse a relative within the
fourth (4th) degree of consanguinity or affinity of the
Filipino spouse; or
(c) The guardian with respect to the ward after the (c) The legitimate and adopted sons/daughters, ten (10)
termination of the guardianship and clearance of his/her years of age or over, of the adopter(s) and adoptee, if
financial accountabilities. any;

Husband and wife shall jointly adopt, except in the (d) The illegitimate sons/daughters, ten (10) years of age
following cases: or over, of the adopter if living with said adopter and the
latter's spouse, if any; and
(i) if one spouse seeks to adopt the legitimate
son/daughter of the other; or (e) The spouse, if any, of the person adopting or to be
adopted.
(ii) if one spouse seeks to adopt his/her own illegitimate
son/daughter: Provided, However, that the other spouse ARTICLE IV
has signified his/her consent thereto; or PROCEDURE

(iii) if the spouses are legally separated from each other. Section 10. Hurried Decisions. – In all proceedings
for adoption, the court shall require proof that the
In case husband and wife jointly adopt, or one spouse biological parent(s) has been properly counseled to
adopts the illegitimate son/daughter of the other, joint prevent him/her from making hurried decisions caused
parental authority shall be exercised by the spouses. by strain or anxiety to give up the child, and to sustain
that all measures to strengthen the family have been
Section 8. Who May Be Adopted. – The following exhausted and that any prolonged stay of the child in
may be adopted: his/her own home will be inimical to his/her welfare and
interest.
(a) Any person below eighteen (18) years of age who has
been administratively or judicially declared available for Section 11. Case Study. – No petition for adoption
adoption; shall be set for hearing unless a licensed social worker of
the Department, the social service office of the local
(b) The legitimate son/daughter of one spouse by the government unit, or any child-placing or child-caring
other spouse; agency has made a case study of the adoptee, his/her
biological parent(s), as well as the adopter(s), and has
(c) An illegitimate son/daughter by a qualified adopter to submitted the report and recommendations on the
improve his/her status to that of legitimacy; matter to the court hearing such petition.

(d) A person of legal age if, prior to the adoption, said At the time of preparation of the adoptee's case study,
person has been consistently considered and treated by the concerned social worker shall confirm with the Civil
the adopter(s) as his/her own child since minority; Registry the real identity and registered name of the
adoptee. If the birth of the adoptee was not registered
(e) A child whose adoption has been previously rescinded; with the Civil Registry, it shall be the responsibility of the
or concerned social worker to ensure that the adoptee is
registered.
(f) A child whose biological or adoptive parent(s) has
died: Provided, That no proceedings shall be initiated The case study on the adoptee shall establish that he/she
within six (6) months from the time of death of said is legally available for adoption and that the documents
parent(s). to support this fact are valid and authentic. Further, the
case study of the adopter(s) shall ascertain his/her
genuine intentions and that the adoption is in the best
Section 9. Whose Consent is Necessary to the
interest of the child.
Adoption. – After being properly counseled and
informed of his/her right to give or withhold his/her
approval of the adoption, the written consent of the The Department shall intervene on behalf of the adoptee
following to the adoption is hereby required: if it finds, after the conduct of the case studies, that the
petition should be denied. The case studies and other
relevant documents and records pertaining to the
(a) The adoptee, if ten (10) years of age or over;
adoptee and the adoption shall be preserved by the
Department.
(b) The biological parent(s) of the child, if known, or the
legal guardian, or the proper government instrumentality
Section 12. Supervised Trial Custody. – No petition
which has legal custody of the child;
for adoption shall be finally granted until the adopter(s)
has been given by the court a supervised trial custody
period for at least six (6) months within which the parties necessary information to be released, restricting the
are expected to adjust psychologically and emotionally to purposes for which it may be used.
each other and establish a bonding relationship. During
said period, temporary parental authority shall be vested ARTICLE V
in the adopter(s). EFFECTS OF ADOPTION

The court may motu proprio or upon motion of any party Section 16. Parental Authority. – Except in cases
reduce the trial period if it finds the same to be in the where the biological parent is the spouse of the adopter,
best interest of the adoptee, stating the reasons for the all legal ties between the biological parent(s) and the
reduction of the period. However, for alien adopter(s), adoptee shall be severed and the same shall then be
he/she must complete the six (6)-month trial custody vested on the adopter(s).
except for those enumerated in Sec. 7 (b) (i) (ii) (iii).
Section 17. Legitimacy. – The adoptee shall be
If the child is below seven (7) years of age and is placed considered the legitimate son/daughter of the adopter(s)
with the prospective adopter(s) through a pre-adoption for all intents and purposes and as such is entitled to all
placement authority issued by the Department, the the rights and obligations provided by law to legitimate
prospective adopter(s) shall enjoy all the benefits to sons/daughters born to them without discrimination of
which biological parent(s) is entitled from the date the any kind. To this end, the adoptee is entitled to love,
adoptee is placed with the prospective adopter(s). guidance, and support in keeping with the means of the
family.
Section 13. Decree of Adoption. – If, after the
publication of the order of hearing has been complied Section 18. Succession. – In legal and intestate
with, and no opposition has been interposed to the succession, the adopter(s) and the adoptee shall have
petition, and after consideration of the case studies, the reciprocal rights of succession without distinction from
qualifications of the adopter(s), trial custody report and legitimate filiation. However, if the adoptee and his/her
the evidence submitted, the court is convinced that the biological parent(s) had left a will, the law on
petitioners are qualified to adopt, and that the adoption testamentary succession shall govern.
would redound to the best interest of the adoptee, a
decree of adoption shall be entered which shall be ARTICLE VI
effective as of the date the original petition was filed. RESCISSION OF ADOPTION
This provision shall also apply in case the petitioner(s)
dies before the issuance of the decree of adoption to Section 19. Grounds for Rescission of Adoption. –
protect the interest of the adoptee. The decree shall Upon petition of the adoptee, with the assistance of the
state the name by which the child is to be known. Department if a minor or if over eighteen (18) years of
age but is incapacitated, as guardian/counsel, the
Section 14. Civil Registry Record. – An amended adoption may be rescinded on any of the following
certificate of birth shall be issued by the Civil Registry, as grounds committed by the adopter(s): (a) repeated
required by the Rules of Court, attesting to the fact that physical and verbal maltreatment by the adopter(s)
the adoptee is the child of the adopter(s) by being despite having undergone counseling; (b) attempt on the
registered with his/her surname. The original certificate life of the adoptee; (c) sexual assault or violence; or (d)
of birth shall be stamped "cancelled" with the annotation abandonment and failure to comply with parental
of the issuance of an amended birth certificate in its obligations.
place and shall be sealed in the civil registry records. The
new birth certificate to be issued to the adoptee shall not Adoption, being in the best interest of the child, shall not
bear any notation that it is an amended issue. be subject to rescission by the adopter(s). However, the
adopter(s) may disinherit the adoptee for causes
Section 15. Confidential Nature of Proceedings provided in Article 919 of the Civil Code.
and Records. – All hearings in adoption cases shall be
confidential and shall not be open to the public. All Section 20. Effects of Rescission. – If the petition is
records, books, and papers relating to the adoption cases granted, the parental authority of the adoptee's
in the files of the court, the Department, or any other biological parent(s), if known, or the legal custody of the
agency or institution participating in the adoption Department shall be restored if the adoptee is still a
proceedings shall be kept strictly confidential. minor or incapacitated. The reciprocal rights and
obligations of the adopter(s) and the adoptee to each
If the court finds that the disclosure of the information to other shall be extinguished.
a third person is necessary for purposes connected with
or arising out of the adoption and will be for the best
interest of the adoptee, the court may merit the
The court shall order the Civil Registrar to cancel the A penalty lower by two (2) degrees than that prescribed
amended certificate of birth of the adoptee and restore for the consummated offense under this Article shall be
his/her original birth certificate. imposed upon the principals of the attempt to commit
any of the acts herein enumerated. Acts punishable
Succession rights shall revert to its status prior to under this Article, when committed by a syndicate or
adoption, but only as of the date of judgment of judicial where it involves two (2) or more children shall be
rescission. Vested rights acquired prior to judicial considered as an offense constituting child trafficking
rescission shall be respected. and shall merit the penalty of reclusion perpetua.

All the foregoing effects of rescission of adoption shall be Acts punishable under this Article are deemed committed
without prejudice to the penalties imposable under the by a syndicate if carried out by a group of three (3) or
Penal Code if the criminal acts are properly proven. more persons conspiring and/or confederating with one
another in carrying out any of the unlawful acts defined
ARTICLE VII under this Article. Penalties as are herein provided, shall
VIOLATIONS AND PENALTIES be in addition to any other penalties which may be
imposed for the same acts punishable under other laws,
Section 21. Violations and Penalties. – (a) The ordinances, executive orders, and proclamations.
penalty of imprisonment ranging from six (6) years and
one (1) day to twelve (12) years and/or a fine not less When the offender is an alien, he/she shall be deported
than Fifty thousand pesos (P50,000.00), but not more immediately after service of sentence and perpetually
than Two hundred thousand pesos (P200,000.00) at the excluded from entry to the country.
discretion of the court shall be imposed on any person
who shall commit any of the following acts: Any government official, employee or functionary who
shall be found guilty of violating any of the provisions of
(i) obtaining consent for an adoption through coercion, this Act, or who shall conspire with private individuals
undue influence, fraud, improper material inducement, shall, in addition to the above-prescribed penalties, be
or other similar acts; penalized in accordance with existing civil service laws,
rules and regulations: Provided, That upon the filing of a
(ii) non-compliance with the procedures and safeguards case, either administrative or criminal, said government
provided by the law for adoption; or official, employee, or functionary concerned shall
automatically suffer suspension until the resolution of the
(iii) subjecting or exposing the child to be adopted to case.
danger, abuse, or exploitation.
Section 22. Rectification of Simulated Births. – A
(b) Any person who shall cause the fictitious registration person who has, prior to the effectivity of this Act,
of the birth of a child under the name(s) of a person(s) simulated the birth of a child shall not be punished for
who is not his/her biological parent(s) shall be guilty of such act: Provided, That the simulation of birth was
simulation of birth, and shall be punished by prision made for the best interest of the child and that he/she
mayor in its medium period and a fine not exceeding Fifty has been consistently considered and treated by that
thousand pesos (P50,000.00). person as his/her own son/daughter: Provided,
further, That the application for correction of the birth
Any physician or nurse or hospital personnel who, in registration and petition for adoption shall be filed within
violation of his/her oath of office, shall cooperate in the five (5) years from the effectivity of this Act and
execution of the abovementioned crime shall suffer the completed thereafter: Provided, finally, That such person
penalties herein prescribed and also the penalty of complies with the procedure as specified in Article IV of
permanent disqualification. this Act and other requirements as determined by the
Department.
Any person who shall violate established regulations
relating to the confidentiality and integrity of records, ARTICLE VIII
documents, and communications of adoption FINAL PROVISIONS
applications, cases, and processes shall suffer the
penalty of imprisonment ranging from one (1) year and Section 23. Adoption Resource and Referral
one (1) day to two (2) years, and/or a fine of not less Office. – There shall be established an Adoption
than Five thousand pesos (P5,000.00) but not more than Resources and Referral Office under the Department
Ten thousand pesos (P10,000.00), at the discretion of with the following functions: (a) monitor the existence,
the court. number, and flow of children legally available for
adoption and prospective adopter(s) so as to facilitate
their matching; (b) maintain a nationwide information
and educational campaign on domestic adoption; (c) recognizing that inter-country adoption may be
keep records of adoption proceedings; (d) generate considered as allowing aliens not presently allowed by
resources to help child-caring and child-placing agencies law to adopt Filipino children if such children cannot
and foster homes maintain viability; and (e) do policy be adopted by qualified Filipino citizens or aliens, the
research in collaboration with the Intercountry Adoption State shall take measures to ensure that inter-country
Board and other concerned agencies. The office shall be adoptions are allowed when the same shall prove
manned by adoption experts from the public and private beneficial to the child's best interests, and shall serve
sectors. and protect his/her fundamental rights.

Section 24. Implementing Rules and


Regulations. – Within six (6) months from the Sec. 3. Definition of Terms. — As used in this Act.
promulgation of this Act, the Department, with the the term:
Council for the Welfare of Children, the Office of Civil
Registry General, the Department of Justice, Office of the
(a) Inter-country adoption refers to the
Solicitor General, and two (2) private individuals
socio-legal process of adopting a Filipino child by a
representing child-placing and child-caring agencies shall
foreigner or a Filipino citizen permanently residing
formulate the necessary guidelines to make the
abroad where the petition is filed, the supervised trial
provisions of this Act operative.
custody is undertaken, and the decree of adoption is
issued outside the Philippines.
Section 25. Appropriations. – Such sum as may be
(b) Child means a person below fifteen (15)
necessary for the implementation of the provisions of this
years of age unless sooner emancipated by law.
Act shall be included in the General Appropriations Act of
(c) Department refers to the Department of
the year following its enactment into law and
Social Welfare and Development of the Republic of
thereafter.Section 26. Repealing Clause. – Any law,
the Philippines.
presidential decree or issuance, executive order, letter of
(d) Secretary refers to the Secretary of the
instruction, administrative order, rule, or regulation
Department of Social Welfare and Development.
contrary to, or inconsistent with the provisions of this Act
(e) Authorized and accredited agency refers
is hereby repealed, modified, or amended
to the State welfare agency or a licensed adoption
accordingly.Section 27. Separability Clause. – If any
agency in the country of the adopting parents which
provision of this Act is held invalid or unconstitutional,
provide comprehensive social services and which is
the other provisions not affected thereby shall remain
duly recognized by the Department.
valid and subsisting.Section 28. Effectivity Clause. –
(f) Legally-free child means a child who has
This Act shall take effect fifteen (15) days following its
been voluntarily or involuntarily committed to the
complete publication in any newspaper of general
Department, in accordance with the Child and Youth
circulation or in the Official Gazette.
Welfare Code.
(g) Matching refers to the judicious pairing of
Approved: February 25, 1998 the adoptive child and the applicant to promote a
mutually satisfying parent-child relationship.
Republic Act 8043 (h) Board refers to the Inter-country Adoption
Board.
The Inter-Country Adoption Act of 1995
"AN ACT ESTABLISHING THE RULES TO
ARTICLE II
GOVERN INTER-COUNTRY ADOPTION OF
THE INTER-COUNTRY ADOPTION BOARD
FILIPINO CHILDREN, AND FOR OTHER
Sec. 4. The Inter-Country Adoption Board. —
PURPOSES"
There is hereby created the Inter-Country Adoption
Board, hereinafter referred to as the Board to act as
Section 1. Short Title. — This Act shall be known the central authority in matters relating to
as the "Inter-Country Adoption Act of 1995." inter-country adoption. It shall act as the
policy-making body for purposes of carrying out the
provisions of this Act, in consultation and coordination
Sec. 2. Declaration of Policy. — It is hereby with the Department, the different child-care and
declared the policy of the State to provide every placement agencies, adoptive agencies, as well as
neglected and abandoned child with a family that will non-governmental organizations engaged in
provide such child with love and care as well as child-care and placement activities. As such, it shall:
opportunities for growth and development. Towards
this end, efforts shall be exerted to place the child
with an adoptive family in the Philippines. However,
(a) Protect the Filipino child from abuse, selection/matching of prospective adoptive parents
exploitation, trafficking and/or sale or any other and adoptive child can be made;
practice in connection with adoption which is harmful, (d) to determine a reasonable schedule of fees
detrimental, or prejudicial to the child; and charges to be exacted in connection with the
(b) Collect, maintain, and preserve confidential application for adoption;
information about the child and the adoptive parents; (e) to determine the form and contents of the
(c) Monitor, follow up, and facilitate completion application for inter-country adoption;
of adoption of the child through authorized and (g) to institute systems and procedures to
accredited agency; prevent improper financial gain in connection with
(d) Prevent improper financial or other gain in adoption and deter improper practices which are
connection with an adoption and deter improper contrary to this Act;
practices contrary to this Act; (h) to promote the development of adoption
(e) Promote the development of adoption services, including post-legal adoption services,
services including post-legal adoption; (i) to accredit and authorize foreign private
(f) License and accredit child-caring/placement adoption agencies which have demonstrated
agencies and collaborate with them in the placement professionalism, competence and have consistently
of Filipino children; pursued non-profit objectives to engage in the
(g) Accredit and authorize foreign adoption placement of Filipino children in their own country:
agency in the placement of Filipino children in their Provided, That such foreign private agencies are duly
own country; and authorized and accredited by their own government
(h) Cancel the license to operate and blacklist the to conduct inter-country adoption: Provided, however,
child-caring and placement agency or adoptive That the total number of authorized and accredited
agency involved from the accreditation list of the foreign private adoption agencies shall not exceed
Board upon a finding of violation of any provision one hundred (100) a year;
under this Act. (j) to take appropriate measures to ensure
confidentiality of the records of the child, the natural
parents and the adoptive parents at all times;
Sec. 5. Composition of the Board. — The Board (k) to prepare, review or modify, and thereafter,
shall be composed of the Secretary of the recommend to the Department of Foreign Affairs,
Department as ex officio Chairman, and six (6) other Memoranda of Agreement respecting inter-country
members to be appointed by the President for a adoption consistent with the implementation of this
nonrenewable term of six (6) years: Provided, That Act and its stated goals, entered into, between and
there shall be appointed one (1) psychiatrist or among foreign governments, international
psychologist, two (2) lawyers who shall have at least organizations and recognized international
the qualifications of a regional trial court judge, one non-governmental organizations;
(1) registered social worker and two (2) (l) to assist other concerned agencies and the
representatives from non-governmental courts in the implementation of this Act, particularly
organizations engaged in child-caring and placement as regards coordination with foreign persons,
activities. The members of the Board shall receive a agencies and other entities involved in the process of
per diem allowance of One thousand five hundred adoption and the physical transfer of the child; and
pesos (P1,500) for each meeting attended by them: (m) to perform such other functions on matters
Provided, further, That no compensation shall be paid relating to inter-country adoption as may be
for more than four (4) meetings a month. determined by the President.

Sec. 6. Powers and Functions of the Board. —


The Board shall have the following powers and ARTICLE III
functions: PROCEDURE
Sec. 7. Inter-Country Adoption as the Last
Resort. — The Board shall ensure that all
(a) to prescribe rules and regulations as it may possibilities for adoption of the child under the Family
deem reasonably necessary to carry out the Code have been exhausted and that inter-country
provisions of this Act, after consultation and upon adoption is in the best interest of the child. Towards
favorable recommendation of the different agencies this end, the Board shall set up the guidelines to
concerned with the child-caring, placement, and ensure that steps will be taken to place the child in
adoption; the Philippines before the child is placed for
(b) to set the guidelines for the convening of an inter-country adoption: Provided, however, That the
Inter-country Adoption Placement Committee which maximum number that may be allowed for foreign
shall be under the direct supervision of the Board; adoption shall not exceed six hundred (600) a year
(c) to set the guidelines for the manner by which for the first five (5) years.
Sec. 8. Who May be Adopted. — Only a legally jurisdiction over the child, or with the Board, through
free child may be the subject of inter-country an intermediate agency, whether governmental or an
adoption. In order that such child may be considered authorized and accredited agency, in the country of
for placement, the following documents must be the prospective adoptive parents, which application
submitted to the Board: shall be in accordance with the requirements as set
forth in the implementing rules and regulations to be
promulgated by the Board.
(a)Child study; The application shall be supported by the following
(b)Birth certificate/foundling certificate; documents written and officially translated in English.
(c)Deed of voluntary commitment/decree of
abandonment/death certificate of parents;
(d)Medical evaluation /history; (a) Birth certificate of applicant(s);
(e)Psychological evaluation, as necessary; and (b) Marriage contract, if married, and divorce
(f)Recent photo of the child. decree, if applicable;
(c) Written consent of their biological or adoptive
children above ten (10) years of age, in the form of
Sec. 9. Who May Adopt. — An alien or a Filipino sworn statement;
citizen permanently residing abroad may file an (d) Physical, medical and psychological
application for inter-country adoption of a Filipino evaluation by a duly licensed physician and
child if he/she: psychologist;
(e) Income tax returns or any document showing
the financial capability of the applicant(s);
(a) is at least twenty-seven (27) years of age and
(f) Police clearance of applicant(s);
at least sixteen (16) years older than the child to be
(g) Character reference from the local
adopted, at the time of application unless the adopter
church/minister, the applicant's employer and a
is the parent by nature of the child to be adopted or
member of the immediate community who have
the spouse of such parent:
known the applicant(s) for at least five (5) years; and
(b) if married, his/her spouse must jointly file for
(h) Recent postcard-size pictures of the
the adoption;
applicant(s) and his immediate family;
(c) has the capacity to act and assume all rights
and responsibilities of parental authority under his
national laws, and has undergone the appropriate The Rules of Court shall apply in case of adoption by
counseling from an accredited counselor in his/her judicial proceedings.
country;
(d) has not been convicted of a crime involving Sec. 11. Family Selection/Matching. — No child
moral turpitude; shall be matched to a foreign adoptive family unless it
(e) is eligible to adopt under his/her national law; is satisfactorily shown that the child cannot be
(f) is in a position to provide the proper care and adopted locally. The clearance, as issued by the
support and to give the necessary moral values and Board, with the copy of the minutes of the meetings,
example to all his children, including the child to be shall form part of the records of the child to be
adopted; adopted. When the Board is ready to transmit the
(g) agrees to uphold the basic rights of the child Placement Authority to the authorized and accredited
as embodied under Philippine laws, the U.N. inter-country adoption agency and all the travel
Convention on the Rights of the Child, and to abide by documents of the child are ready, the adoptive
the rules and regulations issued to implement the parents, or any one of them, shall personally fetch the
provisions of this Act; child in the Philippines.
(h) comes from a country with whom the
Philippines has diplomatic relations and whose
government maintains a similarly authorized and Sec. 12. Pre-adoptive Placement Costs. — The
accredited agency and that adoption is allowed under applicant(s) shall bear the following costs incidental
his/her national laws; and to the placement of the child;
(i) possesses all the qualifications and none of
the disqualifications provided herein and in other
applicable Philippine laws. (a) The cost of bringing the child from the
Philippines to the residence of the applicant(s) abroad,
including all travel expenses within the Philippines
Sec. 10. Where to File Application. — An and abroad; and
application to adopt a Filipino child shall be filed (b) The cost of passport, visa, medical
either with the Philippine Regional Trial Court having
examination and psychological evaluation required, (a) Any person who shall knowingly participate in the
and other related expenses. conduct or carrying out of an illegal adoption, in
violation of the provisions of this Act, shall be
punished with a penalty of imprisonment ranging
Sec. 13. Fees, Charges and Assessments. — from six (6) years and one (1) day to twelve (12)
Fees, charges, and assessments collected by the years and/or a fine of not less than Fifty thousand
Board in the exercise of its functions shall be used pesos (P50,000), but not more than Two hundred
solely to process applications for inter-country thousand pesos (P200.000), at the discretion of the
adoption and to support the activities of the Board. court. For purposes of this Act, an adoption is illegal if
it is effected in any manner contrary to the provisions
Sec. 14. Supervision of Trial Custody. — The of this Act or established State policies, its
governmental agency or the authorized and implementing rules and regulations, executive
accredited agency in the country of the adoptive agreements, and other laws pertaining to adoption.
parents which filed the application for inter-country Illegality may be presumed from the following acts:
adoption shall be responsible for the trial custody and
the care of the child. It shall also provide family
counseling and other related services. The trial (1)consent for an adoption was acquired through,
custody shall be for a period of six (6) months from or attended by coercion, fraud, improper material
the time of placement. Only after the lapse of the inducement;
period of trial custody shall a decree of adoption be (2)there is no authority from the Board to effect
issued in the said country a copy of which shall be adoption;
sent to the Board to form part of the records of the (3)the procedures and safeguards placed under
child. the law for adoption were not complied with; and
(4)the child to be adopted is subjected to, or
exposed to danger, abuse and exploitation.
During the trial custody, the adopting parent(s) shall
submit to the governmental agency or the authorized
and accredited agency, which shall in turn transmit a (b)Any person who shall violate established
copy to the Board, a progress report of the child's regulations relating to the confidentiality and integrity
adjustment. The progress report shall be taken into of records, documents and communications of
consideration in deciding whether or not to issue the adoption applications, cases and processes shall
decree of adoption. suffer the penalty of imprisonment ranging from one
(1) year and one (1) day to two (2) years, and/or a
fine of not less than Five thousand pesos (P5,000),
The Department of Foreign Affairs shall set up a but not more than Ten thousand pesos (P10,000), at
system by which Filipino children sent abroad for trial the discretion of the court.
custody are monitored and checked as reported by
the authorized and accredited inter-country adoption A penalty lower by two (2) degrees than that
agency as well as the repatriation to the Philippines of prescribed for the consummated felony under this
a Filipino child whose adoption has not been Article shall be imposed upon the principals of the
approved. attempt to commit any of the acts herein
enumerated.

Sec. 15. Executive Agreements. — The


Department of Foreign Affairs, upon representation of Acts punishable under this Article, when committed
the Board, shall cause the preparation of Executive by a syndicate or where it involves two or more
Agreements with countries of the foreign adoption children shall be considered as an offense
agencies to ensure the legitimate concurrence of said constituting child trafficking and shall merit the
countries in upholding the safeguards provided by penalty of reclusion perpetua.
this Act.

Acts punishable under this Article are deemed


ARTICLE IV committed by a syndicate if carried out by a group of
PENALTIES three (3) or more persons conspiring and/or
confederating with one another in carrying out any of
the unlawful acts defined under this Article.Penalties
Sec. 16. Penalties. —
as are herein provided shall be in addition to any
other penalties which may be imposed for the same
acts punishable under other laws, ordinances,
executive orders, and proclamations.

Sec. 17. Public Officers as Offenders. — Any


government official, employee or functionary who
shall be found guilty of violating any of the provisions
of this Act, or who shall conspire with private
individuals shall, in addition to the above-prescribed
penalties, be penalized in accordance with existing
civil service laws, rules and regulations: Provided,
That upon the filing of a case, either administrative or
criminal, said government official, employee or
functionary concerned shall automatically suffer
suspension until the resolution of the case.
ARTICLE V
FINAL PROVISIONS
Sec. 18. Implementing Rules and
Regulations. — The Inter-country Adoption Board,
in coordination with the Council for the Welfare of
Children, the Department of Foreign Affairs, and the
Department of Justice, after due consultation with
agencies involved in child-care and placement, shall
promulgate the necessary rules and regulations to
implement the provisions of this Act within six (6)
months after its effectivity.
G.R. Nos. 168992-93 May 21, 2009
Sec. 19. Appropriations. — The amount of Five
million pesos (P5,000,000) is hereby appropriated IN RE: PETITION FOR ADOPTION OF MICHELLE P.
from the proceeds of the Lotto for the initial LIM,
operations of the Board and subsequently the
appropriations of the same shall be included in the MONINA P. LIM, Petitioner.
General Appropriations Act for the year following its
enactment. x - - - - - - - - - - - - - - - - - - - - - - -x

IN RE: PETITION FOR ADOPTION OF MICHAEL


Sec. 20. Separability Clause. — If any provision, JUDE P. LIM,
or part hereof is held invalid or unconstitutional, the
remainder of the law or the provision not otherwise MONINA P. LIM, Petitioner.
affected, shall remain valid and subsisting.
DECISION
Sec. 21. Repealing Clause. — Any law, decree,
executive order, administrative order or rules and CARPIO, J.:
regulations contrary to, or inconsistent with the
provisions of this Act are hereby repealed, modified or The Case
amended accordingly.
This is a petition for review on certiorari filed by Monina P.
Lim (petitioner) seeking to set aside the Decision 1 dated
Sec. 22. Effectivity Clause. — This Act shall take 15 September 2004 of the Regional Trial Court, General
effect fifteen (15) days after its publication in two (2) Santos City, Branch 22 (trial court), in SPL. PROC. Case
newspapers of general circulation. Nos. 1258 and 1259, which dismissed without prejudice
the consolidated petitions for adoption of Michelle P. Lim
and Michael Jude P. Lim.
Approved: June 7, 1995
The Facts
The following facts are undisputed. Petitioner is an June 2005. In denying the motion, the trial court ruled
optometrist by profession. On 23 June 1974, she married that petitioner did not fall under any of the exceptions
Primo Lim (Lim). They were childless. Minor children, under Section 7(c), Article III of RA 8552. Petitioner’s
whose parents were unknown, were entrusted to them argument that mere consent of her husband would
by a certain Lucia Ayuban (Ayuban). Being so eager to suffice was untenable because, under the law, there are
have a child of their own, petitioner and Lim registered additional requirements, such as residency and
the children to make it appear that they were the certification of his qualification, which the husband, who
children’s parents. The children2 were named Michelle P. was not even made a party in this case, must comply.
Lim (Michelle) and Michael Jude P. Lim (Michael).
Michelle was barely eleven days old when brought to the As to the argument that the adoptees are already
clinic of petitioner. She was born on 15 March emancipated and joint adoption is merely for the joint
1977.3 Michael was 11 days old when Ayuban brought exercise of parental authority, the trial court ruled that
him to petitioner’s clinic. His date of birth is 1 August joint adoption is not only for the purpose of exercising
1983.4 parental authority because an emancipated child
acquires certain rights from his parents and assumes
The spouses reared and cared for the children as if they certain obligations and responsibilities.
were their own. They sent the children to exclusive
schools. They used the surname "Lim" in all their school Hence, the present petition.
records and documents. Unfortunately, on 28 November
1998, Lim died. On 27 December 2000, petitioner Issue
married Angel Olario (Olario), an American citizen.
Petitioner appealed directly to this Court raising the sole
Thereafter, petitioner decided to adopt the children by issue of whether or not petitioner, who has remarried,
availing of the amnesty5 given under Republic Act No. can singly adopt.
85526(RA 8552) to those individuals who simulated the
birth of a child. Thus, on 24 April 2002, petitioner filed The Court’s Ruling
separate petitions for the adoption of Michelle and
Michael before the trial court docketed as SPL PROC. Petitioner contends that the rule on joint adoption must
Case Nos. 1258 and 1259, respectively. At the time of the be relaxed because it is the duty of the court and the
filing of the petitions for adoption, Michelle was 25 years State to protect the paramount interest and welfare of
old and already married, while Michael was 18 years and the child to be adopted. Petitioner argues that the legal
seven months old. maxim "dura lex sed lex" is not applicable to adoption
cases. She argues that joint parental authority is not
Michelle and her husband gave their consent to the necessary in this case since, at the time the petitions
adoption as evidenced by their Affidavits of were filed, Michelle was 25 years old and already married,
Consent.7 Michael also gave his consent to his adoption while Michael was already 18 years of age. Parental
as shown in his Affidavit of Consent.8 Petitioner’s authority is not anymore necessary since they have been
husband Olario likewise executed an Affidavit of emancipated having attained the age of majority.
Consent9 for the adoption of Michelle and Michael.
We deny the petition.
In the Certification issued by the Department of Social
Welfare and Development (DSWD), Michelle was Joint Adoption by Husband and Wife
considered as an abandoned child and the whereabouts
of her natural parents were unknown.10 The DSWD It is undisputed that, at the time the petitions for
issued a similar Certification for Michael.11 adoption were filed, petitioner had already remarried.
She filed the petitions by herself, without being joined by
The Ruling of the Trial Court her husband Olario. We have no other recourse but to
affirm the trial court’s decision denying the petitions for
On 15 September 2004, the trial court rendered adoption. Dura lex sed lex. The law is explicit. Section 7,
judgment dismissing the petitions. The trial court ruled Article III of RA 8552 reads:
that since petitioner had remarried, petitioner should
have filed the petition jointly with her new husband. The SEC. 7. Who May Adopt. - The following may adopt:
trial court ruled that joint adoption by the husband and
the wife is mandatory citing Section 7(c), Article III of RA (a) Any Filipino citizen of legal age, in possession of full
8552 and Article 185 of the Family Code. civil capacity and legal rights, of good moral character,
has not been convicted of any crime involving moral
Petitioner filed a Motion for Reconsideration of the turpitude, emotionally and psychologically capable of
decision but the motion was denied in the Order dated 16 caring for children, at least sixteen (16) years older than
the adoptee, and who is in a position to support and care The use of the word "shall" in the above-quoted provision
for his/her children in keeping with the means of the means that joint adoption by the husband and the wife is
family. The requirement of sixteen (16) year difference mandatory. This is in consonance with the concept of
between the age of the adopter and adoptee may be joint parental authority over the child which is the ideal
waived when the adopter is the biological parent of the situation. As the child to be adopted is elevated to the
adoptee, or is the spouse of the adoptee’s parent; level of a legitimate child, it is but natural to require the
spouses to adopt jointly. The rule also insures harmony
(b) Any alien possessing the same qualifications as above between the spouses.12
stated for Filipino nationals: Provided, That his/her
country has diplomatic relations with the Republic of the The law is clear. There is no room for ambiguity.
Philippines, that he/she has been living in the Philippines Petitioner, having remarried at the time the petitions for
for at least three (3) continuous years prior to the filing adoption were filed, must jointly adopt. Since the
of the application for adoption and maintains such petitions for adoption were filed only by petitioner herself,
residence until the adoption decree is entered, that without joining her husband, Olario, the trial court was
he/she has been certified by his/her diplomatic or correct in denying the petitions for adoption on this
consular office or any appropriate government agency ground.
that he/she has the legal capacity to adopt in his/her
country, and that his/her government allows the adoptee Neither does petitioner fall under any of the three
to enter his/her country as his/her adopted exceptions enumerated in Section 7. First, the children to
son/daughter: Provided, further, That the requirements be adopted are not the legitimate children of petitioner or
on residency and certification of the alien’s qualification of her husband Olario. Second, the children are not the
to adopt in his/her country may be waived for the illegitimate children of petitioner. And third, petitioner
following: and Olario are not legally separated from each other.

(i) a former Filipino citizen who seeks to adopt a relative The fact that Olario gave his consent to the adoption as
within the fourth (4th) degree of consanguinity or affinity; shown in his Affidavit of Consent does not suffice. There
or are certain requirements that Olario must comply being
an American citizen. He must meet the qualifications set
(ii) one who seeks to adopt the legitimate son/daughter forth in Section 7 of RA 8552 such as: (1) he must prove
of his/her Filipino spouse; or that his country has diplomatic relations with the
Republic of the Philippines; (2) he must have been living
(iii) one who is married to a Filipino citizen and seeks to in the Philippines for at least three continuous years prior
adopt jointly with his/her spouse a relative within the to the filing of the application for adoption; (3) he must
fourth (4th) degree of consanguinity or affinity of the maintain such residency until the adoption decree is
Filipino spouses; or entered; (4) he has legal capacity to adopt in his own
country; and (5) the adoptee is allowed to enter the
(c) The guardian with respect to the ward after the adopter’s country as the latter’s adopted child. None of
termination of the guardianship and clearance of his/her these qualifications were shown and proved during the
financial accountabilities. trial.

Husband and wife shall jointly adopt, except in the These requirements on residency and certification of the
following cases: alien’s qualification to adopt cannot likewise be waived
pursuant to Section 7. The children or adoptees are not
(i) if one spouse seeks to adopt the legitimate relatives within the fourth degree of consanguinity or
son/daughter of the other; or affinity of petitioner or of Olario. Neither are the
adoptees the legitimate children of petitioner.
(ii) if one spouse seeks to adopt his/her own illegitimate
son/daughter: Provided, however, That the other spouse Effects of Adoption
has signified his/her consent thereto; or
Petitioner contends that joint parental authority is not
(iii) if the spouses are legally separated from each other. anymore necessary since the children have been
emancipated having reached the age of majority. This is
In case husband and wife jointly adopt, or one spouse untenable.
adopts the illegitimate son/daughter of the other, joint
parental authority shall be exercised by the spouses. Parental authority includes caring for and rearing the
(Emphasis supplied) children for civic consciousness and efficiency and the
development of their moral, mental and physical
character and well-being.13 The father and the mother
shall jointly exercise parental authority over the persons parental authority, the adoptee is still considered a
of their common children.14 Even the remarriage of the legitimate child of the adopter with all the rights 19 of a
surviving parent shall not affect the parental authority legitimate child such as: (1) to bear the surname of the
over the children, unless the court appoints another father and the mother; (2) to receive support from their
person to be the guardian of the person or property of parents; and (3) to be entitled to the legitime and other
the children.15 successional rights. Conversely, the adoptive parents
shall, with respect to the adopted child, enjoy all the
It is true that when the child reaches the age of benefits to which biological parents are entitled20 such as
emancipation — that is, when he attains the age of support21 and successional rights.22
majority or 18 years of age16 — emancipation terminates
parental authority over the person and property of the We are mindful of the fact that adoption statutes, being
child, who shall then be qualified and responsible for all humane and salutary, hold the interests and welfare of
acts of civil life.17 However, parental authority is merely the child to be of paramount consideration. They are
just one of the effects of legal adoption. Article V of RA designed to provide homes, parental care and education
8552 enumerates the effects of adoption, thus: for unfortunate, needy or orphaned children and give
them the protection of society and family, as well as to
ARTICLE V allow childless couples or persons to experience the joys
EFFECTS OF ADOPTION of parenthood and give them legally a child in the person
of the adopted for the manifestation of their natural
SEC. 16. Parental Authority. - Except in parental instincts. Every reasonable intendment should
cases where the biological parent is the be sustained to promote and fulfill these noble and
spouse of the adopter, all legal ties compassionate objectives of the law. 23 But, as we have
between the biological parent(s) and the ruled in Republic v. Vergara:24
adoptee shall be severed and the same
shall then be vested on the adopter(s). We are not unmindful of the main purpose of adoption
statutes, which is the promotion of the welfare of the
SEC. 17. Legitimacy. - The adoptee shall children. Accordingly, the law should be construed
be considered the legitimate liberally, in a manner that will sustain rather than defeat
son/daughter of the adopter(s) for all said purpose. The law must also be applied with
intents and purposes and as such is compassion, understanding and less severity in view of
entitled to all the rights and obligations the fact that it is intended to provide homes, love, care
provided by law to legitimate and education for less fortunate children. Regrettably,
sons/daughters born to them without the Court is not in a position to affirm the trial court’s
discrimination of any kind. To this end, decision favoring adoption in the case at bar, for the
the adoptee is entitled to love, guidance, law is clear and it cannot be modified without
and support in keeping with the means violating the proscription against judicial
of the family. legislation. Until such time however, that the law on
the matter is amended, we cannot sustain the
SEC. 18. Succession. - In legal and respondent-spouses’ petition for adoption. (Emphasis
intestate succession, the adopter(s) and supplied)1avvphi1.zw+
the adoptee shall have reciprocal rights
of succession without distinction from Petitioner, being married at the time the petitions for
legitimate filiation. However, if the adoption were filed, should have jointly filed the petitions
adoptee and his/her biological parent(s) with her husband. We cannot make our own legislation
had left a will, the law on testamentary to suit petitioner.
succession shall govern.
Petitioner, in her Memorandum, insists that subsequent
Adoption has, thus, the following effects: (1) sever all events would show that joint adoption could no longer be
legal ties between the biological parent(s) and the possible because Olario has filed a case for dissolution of
adoptee, except when the biological parent is the spouse his marriage to petitioner in the Los Angeles Superior
of the adopter; (2) deem the adoptee as a legitimate Court.
child of the adopter; and (3) give adopter and adoptee
reciprocal rights and obligations arising from the We disagree. The filing of a case for dissolution of the
relationship of parent and child, including but not limited marriage between petitioner and Olario is of no moment.
to: (i) the right of the adopter to choose the name the It is not equivalent to a decree of dissolution of marriage.
child is to be known; and (ii) the right of the adopter and Until and unless there is a judicial decree for the
adoptee to be legal and compulsory heirs of each dissolution of the marriage between petitioner and Olario,
other.18 Therefore, even if emancipation terminates the marriage still subsists. That being the case, joint
adoption by the husband and the wife is required. We
reiterate our ruling above that since, at the time the
petitions for adoption were filed, petitioner was married
to Olario, joint adoption is mandatory.

WHEREFORE, we DENY the petition. We AFFIRM the


Decision dated 15 September 2004 of the Regional Trial
Court, General Santos City, Branch 22 in SPL. PROC.
Case Nos. 1258 and 1259. Costs against petitioner.

SO ORDERED.

ANTONIO T. CARPIO
Associate Justice

G.R. No. 164948 June 27, 2006


DIWATA RAMOS LANDINGIN Petitioner, children Elaine Dizon Ramos, Elma Dizon Ramos, and
vs. Eugene Dizon Ramos by the petitioner, and ordering that
REPUBLIC OF THE PHILIPPINES, Respondent. the minor children’s name follow the family name of
petitioner.
DECISION
Petitioner prays for such other reliefs, just and equitable
CALLEJO, SR., J.: under the premises.10

Assailed in this petition for review on certiorari under On March 5, 2002, the court ordered the Department of
Rule 45 of the Rules of Court is the Decision1 of the Court Social Welfare and Development (DSWD) to conduct a
of Appeals in CA-G.R. CV No. 77826 which reversed the case study as mandated by Article 34 of Presidential
Decision2 of the Regional Trial Court (RTC) of Tarlac City, Decree No. 603, as amended, and to submit a report
Branch 63 in Civil Case No. 2733 granting the Petition for thereon not later than April 4, 2002, the date set for the
Adoption of the petitioner herein. initial hearing of the petition.11 The Office of the Solicitor
General (OSG) entered its appearance12 but deputized
The Antecedents the City Prosecutor of Tarlac to appear in its
behalf.13 Since her petition was unopposed, petitioner
On February 4, 2002, Diwata Ramos Landingin, a citizen was allowed to present her evidence ex parte. 14
of the United States of America (USA), of Filipino
parentage and a resident of Guam, USA, filed a The petitioner testified in her behalf. She also presented
petition3 for the adoption of minors Elaine Dizon Ramos Elaine Ramos, the eldest of the adoptees, to testify on
who was born on August 31, 1986;4 Elma Dizon Ramos, the written consent executed by her and her
who was born on September 7, 1987;5 and Eugene Dizon siblings.15 The petitioner marked in evidence the Affidavit
Ramos who was born on August 5, 1989. 6 The minors of Consent purportedly executed by her children Ann,
are the natural children of Manuel Ramos, petitioner’s Errol, Dennis and Ricfel Branitley, all surnamed Landingin,
brother, and Amelia Ramos. and notarized by a notary public in Guam, USA, as proof
of said consent.16
Landingin, as petitioner, alleged in her petition that when
Manuel died on May 19, 1990, 7 the children were left to On May 24, 2002, Elizabeth Pagbilao, Social Welfare
their paternal grandmother, Maria Taruc Ramos; their Officer II of the DSWD, Field Office III, Tarlac, submitted
biological mother, Amelia, went to Italy, re-married there a Child Study Report, with the following
and now has two children by her second marriage and no recommendation:
longer communicated with her children by Manuel Ramos
nor with her in-laws from the time she left up to the In view of the foregoing, undersigned finds minors Elaine,
institution of the adoption; the minors are being Elma & Eugene all surnamed Ramos, eligible for adoption
financially supported by the petitioner and her children, because of the following reasons:
and relatives abroad; as Maria passed away on
November 23, 2000, petitioner desires to adopt the 1. Minors’ surviving parent, the mother has voluntarily
children; the minors have given their written consent8 to consented to their adoption by the paternal aunt, Diwata
the adoption; she is qualified to adopt as shown by the Landingin this is in view of her inability to provide the
fact that she is a 57-year-old widow, has children of her parental care, guidance and support they need. An
own who are already married, gainfully employed and Affidavit of Consent was executed by the mother which is
have their respective families; she lives alone in her own hereto attached.
home in Guam, USA, where she acquired citizenship, and
works as a restaurant server. She came back to the 2. The three minors subject for adoption have also
Philippines to spend time with the minors; her children expressed their willingness to be adopted and joins the
gave their written consent9 to the adoption of the minors. petitioners in Guam, USA in the future. A joint Affidavit of
Petitioner’s brother, Mariano Ramos, who earns consent is hereto attached. The minors developed close
substantial income, signified his willingness and attachment to the petitioners and they regarded her as
commitment to support the minors while in petitioner’s second parent.
custody.
3. The minors are present under the care of a temporary
Petitioner prayed that, after due hearing, judgment be guardian who has also family to look after. As young
rendered in her favor, as follows: adolescents they really need parental love, care,
guidance and support to ensure their protection and well
WHEREFORE, it is most respectfully prayed to this being.
Honorable Court that after publication and hearing,
judgment be rendered allowing the adoption of the minor
In view of the foregoing, it is hereby respectfully surnames of the children be changed from
recommended that minors Elaine D. Ramos, Elma D. "Dizon-Ramos" to "Ramos-Landingin."
Ramos and Eugene D. Ramos be adopted by their
maternal aunt Diwata Landingin. Trial custody is hereby Let a copy of this decision be furnished the Local Civil
further recommended to be dispensed with considering Registrar of Tarlac, Tarlac for him to effect the
that they are close relatives and that close attachments corresponding changes/amendment in the birth
was already developed between the petitioner and the 3 certificates of the above-mentioned minors.
minors.17
SO ORDERED.19
Pagbilao narrated what transpired during her interview,
as follows: The OSG appealed20 the decision to the Court of Appeals
on December 2, 2002. In its brief21 for the
The mother of minors came home together with her son oppositor-appellant, the OSG raised the following
John Mario, this May 2002 for 3 weeks vacation. This is to arguments:
enable her appear for the personal interview concerning
the adoption of her children. I

The plan for the adoption of minors by their paternal THE TRIAL COURT ERRED IN
aunt Diwata Landingin was conceived after the death of GRANTING THE PETITION FOR
their paternal grandmother and guardian. The paternal ADOPTION DESPITE THE LACK OF
relatives including the petitioner who attended the wake CONSENT OF THE PROPOSED
of their mother were very much concerned about the ADOPTEES’ BIOLOGICAL MOTHER.
well-being of the three minors. While preparing for their
adoption, they have asked a cousin who has a family to II
stay with minors and act as their temporary guardian.
THE TRIAL COURT ERRED IN
The mother of minors was consulted about the adoption GRANTING THE PETITION FOR
plan and after weighing the benefits of adoption to her ADOPTION DESPITE THE LACK OF THE
children, she voluntarily consented. She realized that her WRITTEN CONSENT OF THE
children need parental love, guidance and support which PETITIONER’S CHILDREN AS REQUIRED
she could not provide as she already has a second family BY LAW.
& residing in Italy. Knowing also that the petitioners &
her children have been supporting her children up to the III
present and truly care for them, she believes her children
will be in good hands. She also finds petitioners in a THE TRIAL COURT ERRED IN
better position to provide a secured and bright future to GRANTING THE PETITION FOR
her children.18 ADOPTION DESPITE PETITIONER’S
FAILURE TO ESTABLISH THAT SHE IS
However, petitioner failed to present Pagbilao as witness IN A POSITION TO SUPPORT THE
and offer in evidence the voluntary consent of Amelia PROPOSED ADOPTEES.
Ramos to the adoption; petitioner, likewise, failed to
present any documentary evidence to prove that Amelia On April 29, 2004, the CA rendered a decision22 reversing
assents to the adoption. the ruling of the RTC. It held that petitioner failed to
adduce in evidence the voluntary consent of Amelia
On November 23, 2002, the court, finding merit in the Ramos, the children’s natural mother. Moreover, the
petition for adoption, rendered a decision granting said affidavit of consent of the petitioner’s children could not
petition. The dispositive portion reads: also be admitted in evidence as the same was executed
in Guam, USA and was not authenticated or
WHEREFORE, it is hereby ordered that henceforth, acknowledged before a Philippine consular office, and
minors Elaine Dizon Ramos, Elma Dizon Ramos, Eugene although petitioner has a job, she was not stable enough
Dizon Ramos be freed from all legal obligations to support the children. The dispositive portion of the CA
obedience and maintenance from their natural parents decision reads:
and that they be declared for all legal intents and
purposes the children of Diwata Ramos Landingin. Trial WHEREFORE, premises considered, the appealed
custody is dispensed with considering that decision dated November 25, 2002 of the Regional Trial
parent-children relationship has long been established Court, Branch 63, Tarlac City in Spec. Proc. No. 2733 is
between the children and the adoptive parents. Let the hereby REVERSED and SET ASIDE.
SO ORDERED.23 misinterpreted as to extend to inferences beyond the
contemplation of law and jurisprudence. Thus, the
Petitioner filed a Motion for Reconsideration24 on May 21, discretion to approve adoption proceedings is not to be
2004, which the CA denied in its Resolution dated August anchored solely on best interests of the child but likewise,
12, 2004.25 with due regard to the natural rights of the parents over
the child.31
Petitioner, thus, filed the instant petition for review on
certiorari26 on September 7, 2004, assigning the Section 9 of Republic Act No. 8552, otherwise known as
following errors: the Domestic Adoption Act of 1998, provides:

1. THAT THE HONORABLE LOWER COURT HAS Sec. 9. Whose Consent is Necessary to the Adoption. -
OVERLOOKED AND MISAPPLIED SOME FACTS AND After being properly counseled and informed of his/her
CIRCUMSTANCES WHICH ARE OF WEIGHT AND right to give or withhold his/her approval of the adoption,
IMPORTANCE AND WHICH IF CONSIDERED WOULD the written consent of the following to the adoption is
HAVE AFFECTED THE RESULT OF THE CASE. hereby required:

2. THAT THE HONORABLE LOWER COURT ERRED IN (a) The adoptee, if ten (10) years of age or over;
CONCLUDING THAT THE PETITIONER-APPELLEE IS NOT
FINANCIALLY CAPABLE TO SUPPORT THE THREE (b) The biological parent(s) of the child, if known, or the
CHILDREN.27 legal guardian, or the proper government instrumentality
which has legal custody of the child;
The issues raised by the parties in their pleadings are the
following: (a) whether the petitioner is entitled to adopt (c) The legitimate and adopted sons/daughters, ten (10)
the minors without the written consent of their biological years of age or over, of the adopter(s) and adoptee, if
mother, Amelia Ramos; (b) whether or not the affidavit any;
of consent purportedly executed by the
petitioner-adopter’s children sufficiently complies with (d) The illegitimate sons/daughters, ten (10) years of age
the law; and (c) whether or not petitioner is financially or over, of the adopter, if living with said adopter and the
capable of supporting the adoptees. latter’s souse, if any;

The Court’s Ruling (e) The spouse, if any, of the person adopting or to be
adopted.
The petition is denied for lack of merit.
The general requirement of consent and notice to the
It has been the policy of the Court to adhere to the liberal natural parents is intended to protect the natural
concept, as stated in Malkinson v. Agrava, 28 that parental relationship from unwarranted interference by
adoption statutes, being humane and salutary, hold the interlopers, and to insure the opportunity to safeguard
interest and welfare of the child to be of paramount the best interests of the child in the manner of the
consideration and are designed to provide homes, proposed adoption.32
parental care and education for unfortunate, needy or
orphaned children and give them the protection of Clearly, the written consent of the biological parents is
society and family in the person of the adopter as well as indispensable for the validity of a decree of adoption.
to allow childless couples or persons to experience the Indeed, the natural right of a parent to his child requires
joys of parenthood and give them legally a child in the that his consent must be obtained before his parental
person of the adopted for the manifestation of their rights and duties may be terminated and re-established
natural parental instincts. Every reasonable intendment in adoptive parents. In this case, petitioner failed to
should thus be sustained to promote and fulfill these submit the written consent of Amelia Ramos to the
noble and compassionate objectives of the law.29 adoption.

However, in Cang v. Court of Appeals,30 the Court also We note that in her Report, Pagbilao declared that she
ruled that the liberality with which this Court treats was able to interview Amelia Ramos who arrived in the
matters leading to adoption insofar as it carries out the Philippines with her son, John Mario in May 2002. If said
beneficent purposes of the law to ensure the rights and Amelia Ramos was in the Philippines and Pagbilao was
privileges of the adopted child arising therefrom, ever able to interview her, it is incredible that the latter would
mindful that the paramount consideration is the overall not require Amelia Ramos to execute a Written Consent
benefit and interest of the adopted child, should be to the adoption of her minor children. Neither did the
understood in its proper context and perspective. The petitioner bother to present Amelia Ramos as witness in
Court’s position should not be misconstrued or support of the petition.
Petitioner, nonetheless, argues that the written consent A None, sir.
of the biological mother is no longer necessary because
when Amelia’s husband died in 1990, she left for Italy Q Do you know what place in Italy did she reside?
and never came back. The children were then left to the
guidance and care of their paternal grandmother. It is A I do not know, sir.
the paternal relatives, including petitioner, who provided
for the children’s financial needs. Hence, Amelia, the Q Did you receive any news about Amelia Ramos?
biological mother, had effectively abandoned the children.
Petitioner further contends that it was by twist of fate A What I know, sir, was that she was already married
that after 12 years, when the petition for adoption was with another man.
pending with the RTC that Amelia and her child by her
second marriage were on vacation in the Philippines. Q From whom did you learn that?
Pagbilao, the DSWD social worker, was able to meet her,
and during the meeting, Amelia intimated to the social
A From others who came from Italy, sir.
worker that she conformed to the adoption of her three
children by the petitioner.
Q Did you come to know whether she has children by her
second marriage?
Petitioner’s contention must be rejected. When she filed
her petition with the trial court, Rep. Act No. 8552 was
A Yes, sir, she got two kids.37
already in effect. Section 9 thereof provides that if the
written consent of the biological parents cannot be
Elaine, the eldest of the minors, testified, thus:
obtained, the written consent of the legal guardian of the
minors will suffice. If, as claimed by petitioner, that the
biological mother of the minors had indeed abandoned Q Where is your mother now?
them, she should, thus have adduced the written consent
of their legal guardian. A In Italy, sir.

Ordinarily, abandonment by a parent to justify the Q When did your mother left for Italy?
adoption of his child without his consent, is a conduct
which evinces a settled purpose to forego all parental A After my father died, sir.
duties.33 The term means neglect and refusal to perform
the filial and legal obligations of love and support. If a Q How old were you when your mother left for Italy in
parent withholds presence, love, care, the opportunity to 1990?
display filial affection, and neglects to lend support and
maintenance, the parent, in effect, abandons the child. 34 A Two years old, sir.

Merely permitting the child to remain for a time Q At the time when your mother left for Italy, did your
undisturbed in the care of others is not such an mother communicate with you?
abandonment.35 To dispense with the requirement of
consent, the abandonment must be shown to have A No, sir.38
existed at the time of adoption.36
However, the Home Study Report of the DSWD Social
In this case, petitioner relied solely on her testimony and Worker also stated the following:
that of Elaine Ramos to prove her claim that Amelia
Ramos had abandoned her children. Petitioner’s IV. Background of the Case:
testimony on that matter follows:
xxxx
Q Where is the mother of these three children now?
Since the mother left for Italy, minors siblings had been
A She left for Italy on November 20, 1990, sir. under the care and custody of their maternal
grandmother. However, she died in Nov. 2001 and an
Q At the time when Amelia Ramos left for Italy, was there uncle, cousin of their deceased father now serves as their
an instance where she communicated with the family? guardian. The petitioner, together with her children and
other relatives abroad have been supporting the minor
A None, sir. children financially, even during the time that they were
still living with their natural parents. Their mother also
Q How about with her children? sends financial support but very minimal.39
xxxx support to the children, though in minimal amounts as
compared to what her affluent in-laws provide.
V. Background Information about the Minors Being
Sought for Adoption: Let it be emphasized, nevertheless, that the adoption of
the minors herein will have the effect of severing all legal
xxxx ties between the biological mother, Amelia, and the
adoptees, and that the same shall then be vested on the
As the eldest she tries her best to be a role model to her adopter.42 It would thus be against the spirit of the law if
younger siblings. She helps them in their lessons, works financial consideration were to be the paramount
and has fun with them. She also encourages openness consideration in deciding whether to deprive a person of
on their problems and concerns and provides petty parental authority over his/her children. More proof has
counseling. In serious problems she already consult (sic) to be adduced that Amelia has emotionally abandoned
her mother and petitioner-aunt.40 the children, and that the latter will not miss her
guidance and counsel if they are given to an adopting
xxxx parent.43 Again, it is the best interest of the child that
takes precedence in adoption.
In their 5 years of married life, they begot 3 children,
herein minors, Amelia recalled that they had a happy and Section 34, Rule 132 of the Rules of Court provides that
comfortable life. After the death of her husband, her the Court shall consider no evidence which has not been
in-laws which include the petitioner had continued formally offered. The purpose for which the evidence is
providing support for them. However being ashamed of offered must be specified. The offer of evidence is
just depending on the support of her husband’s relatives, necessary because it is the duty of the Court to rest its
she decided to work abroad. Her parents are also in need findings of fact and its judgment only and strictly upon
of financial help as they are undergoing maintenance the evidence offered by the parties. Unless and until
medication. Her parents mortgaged their farm land admitted by the court in evidence for the purpose or
which she used in going to Italy and worked as domestic purposes for which such document is offered, the same is
helper. merely a scrap of paper barren of probative weight. Mere
identification of documents and the markings thereof as
When she left for Italy in November 1990, she entrusted exhibits do not confer any evidentiary weight on
her 3 children to the care & custody of her mother-in-law documents unless formally offered.44
who returned home for good, however she died on
November 2000. Petitioner failed to offer in evidence Pagbilao’s Report
and of the Joint Affidavit of Consent purportedly
While working in Italy, she met Jun Tayag, a married executed by her children; the authenticity of which she,
man from Tarlac. They became live-in partners since likewise, failed to prove. The joint written consent of
1995 and have a son John Mario who is now 2 years old. petitioner’s children45 was notarized on January 16, 2002
The three of them are considered Italian residents. in Guam, USA; for it to be treated by the Rules of Court in
Amelia claimed that Mr. Tayag is planning to file an the same way as a document notarized in this country it
annulment of his marriage and his wife is amenable to it. needs to comply with Section 2 of Act No. 2103, 46 which
He is providing his legitimate family regular support. states:

Amelia also sends financial support ranging from Section 2. An instrument or document acknowledged and
P10,000-P15,000 a month through her parents who authenticated in a foreign country shall be considered
share minimal amount of P3,000-P5,000 a month to his authentic if the acknowledgment and authentication are
(sic) children. The petitioner and other paternal relatives made in accordance with the following requirements:
are continuously providing support for most of the needs
& education of minors up to present.41 (a) The acknowledgment shall be made before (1) an
ambassador, minister, secretary of legation, chargé d
Thus, when Amelia left for Italy, she had not intended to affaires, consul, vice-consul, or consular agent of the
abandon her children, or to permanently sever their Republic of the Philippines, acting within the country or
mother-child relationship. She was merely impelled to place to which he is accredited, or (2) a notary public or
leave the country by financial constraints. Yet, even while officer duly authorized by law of the country to take
abroad, she did not surrender or relinquish entirely her acknowledgments of instruments or documents in the
motherly obligations of rearing the children to her now place where the act is done.
deceased mother-in-law, for, as claimed by Elaine herself,
she consulted her mother, Amelia, for serious personal (b) The person taking the acknowledgment shall certify
problems. Likewise, Amelia continues to send financial that the person acknowledging the instrument or
document is known to him, and that he is the same
person who executed it, and acknowledged that the adopted child or children, in keeping with the means of
same is his free act and deed. The certificate shall be the family.
under his official seal, if he is by law required to keep a
seal, and if not, his certificate shall so state. In case the According to the Adoption Home Study
acknowledgment is made before a notary public or an Report49 forwarded by the Department of Public Health &
officer mentioned in subdivision (2) of the preceding Social Services of the Government of Guam to the DSWD,
paragraph, the certificate of the notary public or the petitioner is no longer supporting her legitimate children,
officer taking the acknowledgment shall be authenticated as the latter are already adults, have individual lives and
by an ambassador, minister, secretary of legation, families. At the time of the filing of the petition, petitioner
chargé de affaires, consul, vice-consul, or consular agent was 57 years old, employed on a part-time basis as a
of the Republic of the Philippines, acting within the waitress, earning $5.15 an hour and tips of around
country or place to which he is accredited. The officer $1,000 a month. Petitioner’s main intention in adopting
making the authentication shall certify under his official the children is to bring the latter to Guam, USA. She has
seal that the person who took the acknowledgment was a house at Quitugua Subdivision in Yigo, Guam, but the
at the time duly authorized to act as notary public or that same is still being amortized. Petitioner likewise knows
he was duly exercising the functions of the office by that the limited income might be a hindrance to the
virtue of which he assumed to act, and that as such he adoption proceedings.
had authority under the law to take acknowledgment of
instruments or documents in the place where the Given these limited facts, it is indeed doubtful whether
acknowledgment was taken, and that his signature and petitioner will be able to sufficiently handle the financial
seal, if any, are genuine. aspect of rearing the three children in the US. She only
has a part-time job, and she is rather of age. While
As the alleged written consent of petitioner’s legitimate petitioner claims that she has the financial support and
children did not comply with the afore-cited law, the backing of her children and siblings, the OSG is correct in
same can at best be treated by the Rules as a private stating that the ability to support the adoptees is
document whose authenticity must be proved either by personal to the adopter, as adoption only creates a legal
anyone who saw the document executed or written; or relation between the former and the latter. Moreover, the
by evidence of the genuineness of the signature or records do not prove nor support petitioner’s allegation
handwriting of the makers.47 that her siblings and her children are financially able and
that they are willing to support the minors herein. The
Since, in the instant case, no further proof was Court, therefore, again sustains the ruling of the CA on
introduced by petitioner to authenticate the written this issue.
consent of her legitimate children, the same is
inadmissible in evidence. While the Court recognizes that petitioner has only the
best of intentions for her nieces and nephew, there are
In reversing the ruling of the RTC, the CA ruled that legal infirmities that militate against reversing the ruling
petitioner was not stable enough to support the children of the CA. In any case, petitioner is not prevented from
and is only relying on the financial backing, support and filing a new petition for adoption of the herein minors.
commitment of her children and her siblings.48 Petitioner
contradicts this by claiming that she is financially capable WHEREFORE, premises considered, the petition is hereby
as she has worked in Guam for 14 years, has savings, a DENIED.
house, and currently earns $5.15 an hour with tips of not
less than $1,000.00 a month. Her children and siblings SO ORDERED.
have likewise committed themselves to provide financial
backing should the need arise. The OSG, again in its
comment, banks on the statement in the Home Study
Report that "petitioner has limited income." Accordingly,
it appears that she will rely on the financial backing of her
children and siblings in order to support the minor
adoptees. The law, however, states that it is the adopter
who should be in a position to provide support in keeping
with the means of the family.

Since the primary consideration in adoption is the best


interest of the child, it follows that the financial capacity
of prospective parents should also
be carefully evaluated and considered. Certainly, the
adopter should be in a position to support the would-be
The facts are undisputed.

On August 31, 2000, Honorato B. Catindig, herein


petitioner, filed a petition1 to adopt his minor illegitimate
child Stephanie Nathy Astorga Garcia. He alleged
therein, among others, that Stephanie was born on June
26, 1994;2that her mother is Gemma Astorga Garcia;
that Stephanie has been using her mother’s middle name
and surname; and that he is now a widower and qualified
to be her adopting parent. He prayed that Stephanie’s
middle name Astorga be changed to "Garcia," her
mother’s surname, and that her surname "Garcia" be
changed to "Catindig," his surname.

On March 23, 2001,3 the trial court rendered the assailed


Decision granting the adoption, thus:

"After a careful consideration of the evidence presented


by the petitioner, and in the absence of any opposition to
the petition, this Court finds that the petitioner possesses
all the qualifications and none of the disqualification
provided for by law as an adoptive parent, and that as
such he is qualified to maintain, care for and educate the
child to be adopted; that the grant of this petition would
redound to the best interest and welfare of the minor
Stephanie Nathy Astorga Garcia. The Court further holds
that the petitioner’s care and custody of the child since
her birth up to the present constitute more than enough
compliance with the requirement of Article 35 of
Presidential Decree No. 603.

WHEREFORE, finding the petition to be meritorious, the


same is GRANTED. Henceforth, Stephanie Nathy
Astorga Garcia is hereby freed from all obligations of
obedience and maintenance with respect to her natural
mother, and for civil purposes, shall henceforth be the
petitioner’s legitimate child and legal heir. Pursuant to
Article 189 of the Family Code of the Philippines, the
minor shall be known as STEPHANIE NATHY CATINDIG.

Upon finality of this Decision, let the same be entered in


the Local Civil Registrar concerned pursuant to Rule 99 of
the Rules of Court.
G.R. No. 148311. March 31, 2005
Let copy of this Decision be furnished the National
IN THE MATTER OF THE ADOPTION OF Statistics Office for record purposes.
STEPHANIE NATHY ASTORGA GARCIA
SO ORDERED."4
HONORATO B. CATINDIG, petitioner.
On April 20, 2001, petitioner filed a motion for
DECISION clarification and/or reconsideration5 praying that
Stephanie should be allowed to use the surname of her
SANDOVAL-GUTIERREZ, J.: natural mother (GARCIA) as her middle name.

May an illegitimate child, upon adoption by her natural On May 28, 2001,6 the trial court denied petitioner’s
father, use the surname of her natural motion for reconsideration holding that there is no law or
mother as her middle name? This is the issue raised jurisprudence allowing an adopted child to use the
in the instant case. surname of his biological mother as his middle name.
Hence, the present petition raising the issue of whether well as public interest that every person must have a
an illegitimate child may use the surname of her mother name.
as her middle name when she is subsequently adopted
by her natural father. The name of an individual has two parts: (1) the given
or proper name and (2) the surname or family
Petitioner submits that the trial court erred in depriving name. The given or proper name is that which is given
Stephanie of a middle name as a consequence of to the individual at birth or at baptism, to distinguish him
adoption because: (1) there is no law prohibiting an from other individuals. The surname or family name is
adopted child from having a middle name in case there is that which identifies the family to which he belongs and
only one adopting parent; (2) it is customary for every is continued from parent to child. The given name may
Filipino to have as middle name the surname of the be freely selected by the parents for the child, but the
mother; (3) the middle name or initial is a part of the surname to which the child is entitled is fixed by law.9
name of a person; (4) adoption is for the benefit and best
interest of the adopted child, hence, her right to bear a Thus, Articles 364 to 380 of the Civil Code provides the
proper name should not be violated; (5) permitting substantive rules which regulate the use of surname 10 of
Stephanie to use the middle name "Garcia" (her mother’s an individual whatever may be his status in life, i.e.,
surname) avoids the stigma of her illegitimacy; and; (6) whether he may be legitimate or illegitimate, an adopted
her continued use of "Garcia" as her middle name is not child, a married woman or a previously married woman,
opposed by either the Catindig or Garcia families. or a widow, thus:

The Republic, through the Office of the Solicitor General "Art. 364. Legitimate and legitimated children shall
(OSG), agrees with petitioner that Stephanie should be principally use the surname of the father.
permitted to use, as her middle name, the surname of
her natural mother for the following reasons: Art. 365. An adopted child shall bear the surname of the
adopter.
First, it is necessary to preserve and maintain Stephanie’s
filiation with her natural mother because under Article xxx
189 of the Family Code, she remains to be an intestate
heir of the latter. Thus, to prevent any confusion and Art. 369. Children conceived before the decree annulling
needless hardship in the future, her relationship or proof a voidable marriage shall principally use the surname of
of that relationship with her natural mother should be the father.
maintained.
Art. 370. A married woman may use:
Second, there is no law expressly prohibiting Stephanie
to use the surname of her natural mother as her middle (1) Her maiden first name and surname and add her
name. What the law does not prohibit, it allows. husband's surname, or

Last, it is customary for every Filipino to have a middle (2) Her maiden first name and her husband's surname or
name, which is ordinarily the surname of the mother.
This custom has been recognized by the Civil Code and (3) Her husband's full name, but prefixing a word
Family Code. In fact, the Family Law Committees agreed indicating that she is his wife, such as ‘Mrs.’
that "the initial or surname of the mother should
immediately precede the surname of the father so that
Art. 371. In case of annulment of marriage, and the wife
the second name, if any, will be before the surname of
is the guilty party, she shall resume her maiden name
the mother."7
and surname. If she is the innocent spouse, she may
resume her maiden name and surname. However, she
We find merit in the petition. may choose to continue employing her former husband's
surname, unless:
Use Of Surname Is Fixed By Law –
(1) The court decrees otherwise, or
For all practical and legal purposes, a man's name is the
designation by which he is known and called in the (2) She or the former husband is married again to
community in which he lives and is best known. It is another person.
defined as the word or combination of words by which a
person is distinguished from other individuals and, also,
Art. 372. When legal separation has been granted, the
as the label or appellation which he bears for the
wife shall continue using her name
convenience of the world at large addressing him, or in
and surname employed before the legal separation.
speaking of or dealing with him.8 It is both of personal as
Art. 373. A widow may use the deceased Joint Meeting of the Civil Code and Family Law
husband's surname as though he were still living, in Committees, the members approved the suggestion
accordance with Article 370. that the initial or surname of the mother should
immediately precede the surname of the father,
Art. 374. In case of identity of names and surnames, thus
the younger person shall be obliged to use such
additional name or surname as will avoid confusion. "Justice Caguioa commented that there is a difference
between the use by the wife of the surname and that of
Art. 375. In case of identity of names and surnames the child because the father’s surname indicates the
between ascendants and descendants, the word ‘Junior’ family to which he belongs, for which reason he
can be used only by a son. Grandsons and other direct would insist on the use of the father’s surname by
male descendants shall either: the child but that, if he wants to, the child may
also use the surname of the mother.
(1) Add a middle name or the mother's surname,
Justice Puno posed the question: If the child chooses to
(2) Add the Roman numerals II, III, and so on. use the surname of the mother, how will his name be
written? Justice Caguioa replied that it is up to him but
x x x" that his point is that it should be mandatory that the
child uses the surname of the father and
Law Is Silent As To The Use Of permissive in the case of the surname of the
mother.
Middle Name –
Prof. Baviera remarked that Justice Caguioa’s point is
As correctly submitted by both parties, there is no law covered by the present Article 364, which reads:
regulating the use of a middle name. Even Article
17611 of the Family Code, as amended by Republic Act Legitimate and legitimated children shall principally use
No. 9255, otherwise known as "An Act Allowing the surname of the father.
Illegitimate Children To Use The Surname Of Their
Father," is silent as to what middle name a child may use. Justice Puno pointed out that many names change
through no choice of the person himself precisely
The middle name or the mother’s surname is only because of this misunderstanding. He then cited the
considered in Article 375(1), quoted above, in case there following example: Alfonso Ponce Enrile’s correct
is identity of names and surnames between ascendants surname is Ponce since the mother’s surname is Enrile
and descendants, in which case, the middle name or the but everybody calls him Atty. Enrile. Justice Jose
mother’s surname shall be added. Gutierrez David’s family name is Gutierrez and his
mother’s surname is David but they all call him Justice
Notably, the law is likewise silent as to what David.
middle name an adoptee may use. Article 365 of the
Civil Code merely provides that "an adopted child shall Justice Caguioa suggested that the proposed
bear the surname of the adopter." Also, Article 189 of the Article (12) be modified to the effect that it shall
Family Code, enumerating the legal effects of adoption, be mandatory on the child to use the surname of
is likewise silent on the matter, thus: the father but he may use the surname of the
mother by way of an initial or a middle name. Prof.
"(1) For civil purposes, the adopted shall Balane stated that they take note of this for inclusion in
be deemed to be a legitimate child of the the Chapter on Use of Surnames since in the proposed
adopters and both shall acquire the reciprocal rights Article (10) they are just enumerating the rights of
and obligations arising from the relationship of parent legitimate children so that the details can be covered in
and child, including the right of the adopted to use the appropriate chapter.
the surname of the adopters;
xxx
x x x"
Justice Puno remarked that there is logic in the
However, as correctly pointed out by the OSG, the simplification suggested by Justice Caguioa that the
members of the Civil Code and Family Law Committees surname of the father should always be last because
that drafted the Family Code recognized the Filipino there are so many traditions like the American tradition
custom of adding the surname of the child’s where they like to use their second given name and the
mother as his middle name. In the Minutes of the Latin tradition, which is also followed by the Chinese
wherein they even include the Clan name.
xxx Filipino custom that the initial or surname of the mother
should immediately precede the surname of the father.
Justice Puno suggested that they agree in
principle that in the Chapter on the Use of Additionally, as aptly stated by both parties, Stephanie’s
Surnames, they should say that initial or surname continued use of her mother’s surname (Garcia) as her
of the mother should immediately precede the middle name will maintain her maternal lineage. It is to
surname of the father so that the second name, if be noted that Article 189(3) of the Family Code and
any, will be before the surname of the mother. Section 1824, Article V of RA 8552 (law on adoption)
Prof. Balane added that this is really the Filipino provide that the adoptee remains an intestate heir of
way. The Committee approved the his/her biological parent. Hence, Stephanie can well
suggestion."12 (Emphasis supplied) assert or claim her hereditary rights from her natural
mother in the future.
In the case of an adopted child, the law provides that
"the adopted shall bear the surname of the Moreover, records show that Stephanie and her mother
adopters."13 Again, it is silent whether he can use a are living together in the house built by petitioner for
middle name. What it only expressly allows, as a matter them at 390 Tumana, San Jose, Baliuag, Bulacan.
of right and obligation, is for the adoptee to bear the Petitioner provides for all their needs. Stephanie is
surname of the adopter, upon issuance of the decree of closely attached to both her mother and father. She calls
adoption.14 them "Mama" and "Papa". Indeed, they are one normal
happy family. Hence, to allow Stephanie to use her
The Underlying Intent of mother’s surname as her middle name will not only
sustain her continued loving relationship with her mother
Adoption Is In Favor of the but will also eliminate the stigma of her illegitimacy.

Adopted Child – Liberal Construction of

Adoption is defined as the process of making a child, Adoption Statutes In Favor Of


whether related or not to the adopter, possess in general,
the rights accorded to a legitimate child. 15 It is a juridical Adoption –
act, a proceeding in rem which creates between two
persons a relationship similar to that which results from It is a settled rule that adoption statutes, being humane
legitimate paternity and filiation.16 The modern trend is and salutary, should be liberally construed to carry out
to consider adoption not merely as an act to establish a the beneficent purposes of adoption.25 The interests and
relationship of paternity and filiation, but also as an act welfare of the adopted child are of primary and
which endows the child with a legitimate status .17 This paramount consideration,26 hence, every reasonable
was, indeed, confirmed in 1989, when intendment should be sustained to promote and fulfill
the Philippines, as a State Party to the Convention these noble and compassionate objectives of the law.27
of the Rights of the Child initiated by the United
Nations, accepted the principle that adoption is Lastly, Art. 10 of the New Civil Code provides that:
impressed with social and moral responsibility,
and that its underlying intent is geared to favor "In case of doubt in the interpretation or application of
the adopted child.18 Republic Act No. 8552, otherwise laws, it is presumed that the lawmaking body intended
known as the "Domestic Adoption Act of 1998,"19 secures right and justice to prevail."
these rights and privileges for the adopted.20
This provision, according to the Code Commission, "is
One of the effects of adoption is that the adopted is necessary so that it may tip the scales in favor of right
deemed to be a legitimate child of the adopter for all and justice when the law is doubtful or obscure. It will
intents and purposes pursuant to Article 189 21 of the strengthen the determination of the courts to avoid an
Family Code and Section 1722 Article V of RA 8552.23 injustice which may apparently be authorized by some
way of interpreting the law."28
Being a legitimate child by virtue of her adoption,
it follows that Stephanie is entitled to all the Hence, since there is no law prohibiting an illegitimate
rights provided by law to a legitimate child child adopted by her natural father, like Stephanie, to
without discrimination of any kind, including the use, as middle name her mother’s surname, we find no
right to bear the surname of her father and her reason why she should not be allowed to do so.
mother, as discussed above. This is consistent with
the intention of the members of the Civil Code and Family WHEREFORE, the petition is GRANTED. The assailed
Law Committees as earlier discussed. In fact, it is a Decision is partly MODIFIED in the sense that Stephanie
should be allowed to use her mother’s surname
"GARCIA" as her middle name.

Let the corresponding entry of her correct and complete


name be entered in the decree of adoption.

SO ORDERED.

Panganiban, (Chairman), Corona, Carpio-Morales, and


Garcia, JJ., concur.

S-ar putea să vă placă și