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FOUNDATIONS OF

SOCIAL ARCHAEOLOGY
Selected Writings of V. Gordon Childe

EDITED BY
THOMAS C. PATTERSON AND
CHARLES E. ORSER ]R.

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CHAPTER I
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Changing Methods and Aims in Prehistory 25
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CHAPTER 2
or otherwise, without the prior permission of the publisher.
Archaeology as a Science 45
British Library Cataloguing in Publication lnformation Available

Library of Congress CataIoging-in-Publication Data CHAPTER 3

Childe, V. Gordon (Vere Gordon). 1892-1957. Archaeological Ages as Technological Stages:


Foundations of social archaeology : selected wricings of V. Gordon Childe / Hux1ey Memorial Lecture for 1944 47
edited by Thomas C. Patterson and Charles E. Orser, Jr.
P: em.
lncludes bibliographical references and index. CHAPTER4
ISBN 0-7591-0592-8 (aIk. paper)-ISBN 0-7591-0593-6 (pbk. : alk. paper)
Archaeology and Anthropology 7I
L Social archaeology. L Patterson, Thomas Car!. lI. Orser, Charles E. m. Tide.
CC72.4C48 2004
930.I'OI-dc22 CHAPTER 5
2004008564
Archaeology as a Social Science: Inaugural Lecture 8I
Printed in the United States of America
0.TM CHAPTER 6
~ The paper used in this publication meets the minimum requirements of American
NationaI Standard for Information Sciences-Permanence of Paper for Printed Library History 91
MaceriaIs, ANSI/NISO Z39.48-1992.
, ..-

CHAPTER 7

Organic and Social Evolution 101 Acknowledgments

CHAPTER8

The Urban Revolution 107

CHAPTER 9

Old World Prehistory: Neolithic 1 17

CHAPTER 10

The Constitution of Archaeology as a Science 139

CHAPTER 11

Early Forms of Society 155 ARE GRATEFULTO PROF. PETER UCKO--Oirector of the lnstitute of
Archaeology, University of London, which is the literary executor of
CHAPTER 12 ~ V. Gordon Childe's estate-for permission to reprint the articIes in this
book. We wish to thank the foIlowing for perrnission to use copyrighted material:
The Evolution of Society 17I
V Gordon Childe, 1935, "Changing Methods and Aims in Prehistory," Pl'ocetdings oj the Pre-
CHAPTER 13 bistoric Society, voI. 1, no. I, pp. 1-15. Reprinted by perrnission of the Prehistoric Society,
V Gordon Childe, 1943, "Archaeology as a Science," Nature, vol. 152, no. 3844, pp.
The Bronze Age 177
22-23. London: Macmillan Publishers Lrd. Reprinted by perrnission of Nature.
V Gordon Childe, 1947, "Archaeological Ages as Technological Stages:' Journal oj the Royal
CHAPTER 14
Anthl'opological lnstitute, voI. LXXIV, pp. 7-24. Reprinted by perrnission of Blackwell
Retrospect 191 Publishing Ltd.
V Gordon Childe, 1946, "Archaeology and Anthropology," Southwestern [ourna! oj Antbro-
lndex 199 pology, voI. 2, no. 3, pp. 243-51. Reprinted by perrnission of the Joumal oj Anthropolog-
ical Researd»
About the Editors 211 V Gordon Childe, 1947, "Archaeology as a Social Science," Thil'd Annual Repo«, lnstitute oj
Archaeology, pp. 49-60. Reprinted by perrnission of the Institute of Archaeology, Uni-
versity College London.
V Gordon Childe, 1947, "Society, Science, and History" and "Exarnple of an Historical
Order," In History, by V Gordon Childe, pp. 1-15. London: Cobbett Press. Reprinted
by permission of the Institute of Archaeology, University College London.
V Gordon Childe, 1949, "Organic and Social Evolurion," Tb« Rmionalist Annualfor the Yeal'
1949, voI. 44, pp. 57-62. London: Watts and Co. Reprinted by permission of rhe Ra-
tionalist Press Association, http://www.rationalist.org.uk.
V Gordon Childe, 1950, ''The Urban Revolution." Town Planning Review, voI. 2 I, pp. 3-17.
Reprinted by permission of the Town Planning Revir».

VII
viii ACKNOWLEDGMENTS

V. Gordon Childe, 1952, "Old World Prehistory: Neolithic:' Anthropology Today: An Encydo-
pedic Inventory, edited by A. L. Kroeber, pp. 193-210. Chicago: University of Chicago Introduction:
Press. Reprinted by permission of the University of Chicago Press.
V. Gordon Childe, 1953, "The Constitution of Archaeology as a Science."In Science,Med-
V. Gordon Childe and the
icine, and History: Essays on the Evolution c:f Scientific Thought and Medical Practices Written in Hon- Foundations of Social Archaeology
our c:f Charles Singer, edited by E. Ashworth Underwood, voI. 1, pp. 3-15. Oxford:
Oxford Universiry Press. Reprinted by perrnission of Oxford University Press.
CHARLESE. ORSERJR. ANO THOMASC. PATTERSON
V. Gordon Childe, 1954, "Early Forms of Sociery,"In A History c:f Technology, edited by
Charles Singer, E. J. Holmyard, and A. R. Hall, voI. 1, From Earliest Times to Fali c:f Ancient
Empires, pp. 38-54. Oxford: Oxford University Press. Reprinted by perrnission of Ox-
ford University Press.
V. Gordon Childe, 1957, "The Evolution of Society,"Antiquity, vol. XXXI, no. 124, pp.
210-14. Reprinted by perrnission of Antiquity Publications Ltd.
V. Gordon Childe, 1957, "The Bronze Age." Past and Present, no. 12, pp. 4-15. Reprinred
by perrnission of Oxford University Press.
V. Gordon Childe, 1958, "Rerrospect," Antiquity, vol. XXXII, no. 126, pp. 69-74. ERE GOROONCHILOE(1892-1957) WASONEof the most eminent ar-

'I
I
I
Reprinted by permission of Antiquity Publications Ltd.

Every effort has been made to trace all the copyright holders but if any have
been inadvertent1y overlooked, the editors and publisher will be pleased to make
V chaeologists in the twentieth century. Many believe that prehistoric ar-
chaeology "is still a dialogue with the ghost of Childe" (Sherratt
1989:185), even though he died before archaeology was transformed into today's
diverse discipline. Archaeologists who survey the disciplines theoretical history are
the necessary arrangements at the first opportunity.
inexorably drawn to evaluate Childe's influence. He was a prolific writer, a well-
We are especia11ygrateful to Ms. Christina Halperin of the University of Cal-
traveled scholar-activist, and a thoughtful and insightful student of the philoso-
ifornia, Riverside, for her help in assembling and making electronic files of the
I
phy of history; he also had an encyclopedic knowledge of museum collections as
materials that appear here.
,I
! well as the archaeological literature. His impact on archaeology continues to be
felt in myriad ways. Many of his most frequent1y cited ideas retain their currency
simply because he was uncommonly sagacious about human history. Simply put,
Childe was "the most renowned and widely read archaeologist of the 20th cen-
tury" (Trigger 1994:9), and we believe that the same comment will be applicable
for many years to come.
Our goal in thís book is to present a selection of Childe's writings that per-
tain direct1y to social archaeology. Archaeologists who use the term "social ar-
chaeology" are concerned with the relationship between how we theorize society
and history, on the one hand, and what they write about particular societies that
are known from archaeological, historical, and ethnographic evidence, on the
other. They are concerned with the social relations and organization of the peo-"""
ple who made the artifacts recovered in excavations and surveys. They look at
those relations and their manifestations in economics, politics, and religion. They
pay special attention to the sociallinkages between past and present. From the mid
1930s onward, Childe was instrumental in fostering an early interest in both so-
cial and societal archaeology. This collection of his essays is intended to illustrate,
2 INTRODUCTION V. GORDON CHILDE AND THE FOUNDATIONS OF SOCIAL ARCHAEOLOGY 3

among Childe's many accomplishments and contributions, the strong influence he Europe with his commitment to studying dassics; his B.Litt. thesis at Oxford,
exerted on the initial development of social archaeology. Social archaeology completed in 1916, was entitled "The lnfluence of lndo-Europeans in Prehistoric
gained a steadily increasing number of advocates in the 1980s and 1990s, when Greece" (Green 1981:18).
many archaeologists encountered Childe's works for the first time. At Oxford, Childe continued to participate in progressive political groups; he
quickly joined the socialist Fabian Society and the No-Conscription Fellowship,
some of whose members were jailed for opposing British intervention in World
V. Gordon Childe War I. He returned to Australia in 1917 and worked for the Labour Premier of
Childe's prominence as a scholar-activist and an intellectual has understandably New South Wales. The Labour government, which had sent him back to England
occasioned considerable debate as well as a number of biographical accounts. Bio- in December 1921 as a research and publicity officer, was toppled in 1922.
graphies written between 1980 and 1992 examine Childe's life and work through Childe found himself unemployed, with no employment possibilities in Australia
different lenses (Tringham 1983). Barbara McNairn (1980) surveys Childe's because of his political activism, and with Iittle money. For the next three years,
method and theory and how it built on and contributed to the development of ar- he eked out a living as a translator for Kegan Paul, a publishing house in Lon-
chaeological knowledge at the time he was writing. Bruce Trigger's (1980) monu- don, and working for the Labour Research Department, which had dose ties with
mental intellectual biography explores much of the same ground but from the the Communist Party (Gathercole 1989; Green 1981:1-57; Peace 1992:51-87).
perspective of an archaeologist who had long studied Childe's work and made use He published his first book, How Labour Governs: A Study oj Workers'Representation in
of his insights in his own work. Sally Greens (1981) is a more traditional biog- Australia, during the hard times of his marginal employment in the early 1920s
raphy of Childe's life and times. William Peace (1992) focuses on his career as an (Childe 1923).
activist-scholar and explores the sociopolitical and intellectual milieus in which In 1925, Childe was appointed Librarian to the Royal Anthropological In-
Childe worked. Other works-such as Trigger (1987), Peter Gathercole (1989), stitute, the world's oldest scholarly association devoted to the pursuit of an-
andThomas Patterson (2003:33-62, I 52-54}--examine how Marxist social the- thropological knowledge. He used the appointment as a means to visit museums
ory and praxis informed Childe's intellectual project and development, and how and other repositories throughout central and eastern Europe and, in the
he juxtaposed the findings of archaeologists and sociologists, like Émile process, to deepen significantly his knowledge of the prehistoric archaeology of
Durkheim and Herbert Spencer, with the sociohistorical perspectives forged by Europe. The results of these wide-ranging travels were codified in his massive
Karl Marx, Frederick Engels, and their successors. Each of the works provides synthetic work, Tbe Danube in Prehistory, which was published in 1929. It followed
unique insights and interpretations of Childe, the person, and Childe, the intel- his first books on archaeology: Tbe Dawn oj European Civilization, which had ap-
lectual and scholar-activist. As a result of their texture, we provide here only the peared in 1925; The Aryans: A Study oj Indo-European Orígins, which was published
briefest sketch of his life and work. the next year; and The Most Ancient East: The Oriental Prelude to European Prehistory,
Childe was born in Sydney, Australia, on April 14, 1892. He entered the Uni- which appeared two years late r in 1928. Tbe Dawn, read by every practicing ar-
versity of Sydney in 191 1 and graduated three years later with first dass honors chaeologist of the time, has been described as a book that "changed archaeol-
in Classics. During these years he developed his lifelong interest in prehistoric ar- ogy forever" (Fagan 2001:12; also see Daniel 1975:247). Childe's insights and
chaeology and the philosophy of history and his participation in trade-union and his commanding knowledge of the field proved to his colleagues the value of a
left-wing political movements, such as the Australian Workers' Education Assoei- pan-European understanding of history.
ation; he also began reading Marx, Engels, and other progressive writers during Childe's first two books on prehistory quickly established his archaeological
this period. In 1914, he sailed for England and enrolled in Oxford University with credentials, and in 1927 he accepted the first Abercrornby Chair of Archaeology
the intention of studying dassical archaeology. His reading soon convinced him at Edinburgh University. He resigned nineteen years later to assume the post of
that he could use pottery to unravel the cultural complexities of prehistoric cen- Director of the University of Londons Institute of Archaeology, a position he
tral Europe in the same manner that dassical archaeologists used it to reveal as- held until his retirement in 1956. He returned to Australia a year later to deliver
pects of daily life in ancient Greece and Rome (see "Retrospect'"). Childe's a series of university lectures and seminars. On October 19, 1957, Childe
self-appointed task was formidable because no one had yet satisfactorily accom- trekked into the Blue Mountains outside Sydney and fell from a diff to his
plished it. In keeping with this interest, then, he combined his interest in ancient death. Rumors over whether his death was accidental or deliberate soon swept
4 INTROOUCTION Y. GOROON CHILOE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 5

through the archaeological community, The truth was finally revealed publicly in theoretically oriented perspectives-particularly on cultural evolution-though
1980. ln a letter Childe had written to W. F. Grimes, his successor at the Insti- inspired by European prehistory, had an impacr on many archaeologists trained in
tu te of Archaeology, he said, "An accident may easily and naturally befall me on North America (Flannery 1994; Patterson 1995:88). But, even though all prac-
a mountain cliff" (Childe 1980:3). Childe claimed to have lost faith with all his ticing North American archaeologists would know something of Childe's work, it
early ideais, and he insisted that, at age 65, it was time for him to step aside for is nonetheless true rhat few American archaeologists may have bothered to read his
younger scholars with more innovative ideas and approaches. The development of works carefully unless they were interested in western Asia (McGuire 1992:72;
radiocarbon dating contributed to his sense of impotence because ir had done Trigger 1994:20). The prehistory of Europe and that of the New World were of-
much to demolish many of his carefully devised cultural chronologies. On a more ten viewed as disparate pieces of rhe human story.
personal Ievel, Childe was also terrified of becoming ill and thus being a burden Childe visited the United States in 1936 and met many of the scholars with
on society. As a lifelong socialist, he could never see himself in this siruation. whom he had corresponded. His trip across America by train and his visits to sev-
Childe's life spanned the period that witnessed the formal institution and sub- eral significant archaeological sites increased his interest in American cultural his-
sequent development of archaeology as a professional, scholarly pursuit. By 1892, tory and caused him to rethink some of his earlier interpretations, both
pioneering archaeologists had investigated many of rhe ruins associated with the prehistoric and political. He was particularly vexed by the way the Maya appeared
world's great civilizations, including those in Egypt, the Near East, around the to tlaunt his general evolutionary outline by effectively being Neolithic in form,
Aegean Sea, and in Mesoamerica. The period from 1860 to 1930, described as ar- but yet establishing a distinguishing mark of civilization: a cornplex system of
chaeology's "coming of age" (Stiebing 1993), circumscribed Childe's formative writing (Trigger 1980:127). Thus, while Childe's visit to the United States was
years in archaeology. Schliemann's over twenty years of excavation at Hisarlik, personally rewarding and intellectually stimulating, he never considered North
which had captured worldwide attention before Childe's birth, helped to trans- American prehistory to any serious degree in his professional or public writings.
form archaeology into a public exploit that projected an image of thoughtful male On the political front, Childe, a committed Marxist, stated that he "only felt sym-
excavators unearthing the hidden secrets of ancient civilizations (Hinsley pathetic to capiralisrn" while he was in rhe United States (Flannery 1994:II4).
1989:91-92). Reporters and other popularizers created awe among an eager pub- This was probably because of the New Deal works programs that had been put
lic by presenting the adventures of archaeologists who traveled to far-ofE, exotic in place by the Roosevelt administration to ameliorate the devastating effects of
lands as daring and exciting, and in the process helped to stereotype the archaeo- high unemployment and grinding poverty during the Depression of the 1930s.
logical profession up to the present. Closer to the reporters' hornes, English ar- During the Cold War, which was launched by the U.S. government in the months
chaeologists such as William M. Flinders Petrie and Augustus Pitt Rivers toiled to following World War lI, Childe's leftist political affiliations and sympathies as well
establish archaeology as a serious scientific endeavor (Daniel 1968:69-70). Ar- as his increasingly more explicit expressions of Marxist social thought made it dif-
chaeology was thus growing increasingly newsworthy at the time of Childe's birth ficult for some anthropologists in the United States to engage seriously with his
in 1892. Only six months later, the Illustrated London News breathlessly reported work and to acknowledge fully its significance in the postwar years.
Flinders Petrie's discovery of Tell el Amarna in Egypt, and in 1906, before Childe Childe was a complex individual whose voluminous writings reflect his deep in-
entered the university, the same paper recounted Arthur Evans's discoveries in tellect and a wide-ranging mind. He possessed arare talent that enabled him "to
Crete (Bacon 1976:112-13, 124-26). Evans, one of the world's most renowned combine a professional mastery of the subject with a wider vision of its signifi-
archaeologists at the time, would late r sit as a reader for Childe's undergraduate cance" (Sherratt 1989:151). At the time of his death, Childe was memorialized as
thesis (Green 1981:15). the greatest synthesizer of his generation, a renowned scholar who made a global
Childe's scholarly interests were rooted in his attempt to understand Old contribution to knowledge, and an archaeological visionary (Braidwood 1958;
World prehistory; as a result, he had Íittle sustained interest in American archae- Grimes 1959). In 1927, when Childe accepted the post at Edinburgh Universiry,
ology. This is not to say, however, that he was entirely unaware of the cultural hís- professional archaeology was just becoming a recognized and respected field of in-
tory of the Americas or that he thought its history insignificant. Childe was quiry. When he died thirty years later, the discipline was widely known, albeit of-
deeply committed to encouraging and fostering international exchanges between ten misunderstood, by the general public, even though Childe made a sustained
scholars, and he maintained a wide correspondence with many American archae- effort to increase public knowledge and understanding of its importance. His re-
ologists (Green 1981:75). His painstakingly compiled cultural sequences and his search and vision, combined with his ability to explain rhe past to lay audiences,
1-'-'

6 INTRODUCTION V GORDON CHILDE AND THE FOUNDATIONS OF SOCIAL ARCHAEOLOGY 7

helped to transform archaeology into today's respected, scholarly pursuit and to in- the spatial dimensions of culture, they could devise ways-stratigraphic excava-
crease the public's general awareness of the discipline. tions or seriational arguments-to arrange the cultural units into temporal se-
quences; they could begin to write the history of cultures that lacked writing
systems-that is, they could write what happened in prehistory, the era before
Two of Childe's Contributions to Archaeology writing appeared. This kind of archaeological research was becoming standard
Childe's intellectual milieu was shaped by the intersection of liberal empiricism, practice at the time of Childe's birth; it has remained so in many areas since then,
neo-Kantianism, and Marxism. His writings demonstrate an ongoing engagement Culture, as literary critic Raymond Williams (1983:87) noted, is "one of the
with and interrogation of these three social theoretical traditions. As a result, his two or three most complicated words in the English language." Childe's use and
views matured and changed over time. Ideas that were barely developed in the elaboration of the concept of culture reflects the complexity of the idea itself as
1920s appear honed and refined ten or twenty years later. Not only did he rethink it was developed differently in various national intellectual traditions of the times;
and reformulate earlier interpretations and ideas, he also rejected them when they it also reflects his lifelong engagement with the claims of neo-Kantian and em-
no longer made sense. He openly acknowledged that some of his earlier views may piricist thought. Childe accepted the neo-Kantian claim that the subject matter,
have been erroneous, ill-founded, or inadequate, and that archaeologists following methods, and aims of the human and natural sciences were different. In his view,
in his footsteps might reject much of what he had proposed (see "Retrospect"). archaeology was a human science to which "the concepts of the natural sciences •
In spite of his own reservations about the lasting impact of his work, his contri- could not be applied without modiíication" (Childe 1935:2). As a result, he was
butions to archaeology remain profound. In this section, let us explore two of his not concerned, as were Herbert Spencer and later the logical empiricists (posi-
achievements-his conscious application and elaboration of the concept of cul- tivists) of the Vienna Circle, with elaborating naturallaws that applied equally to
ture, and the perspective he developed for understanding large-scale processes of both the natural and human realms or with developing a unified science and sei-
sociohistorical change or social evolutionism. entific methodology. He also engaged the neo-Kantian claim that the human sei-
Archaeologists regularly used the word "culture" when Childe entered the dis- ences were concerned with culture-that is, the genius of a people, For many
cipline; however, the concept was not a dynamic one. Many relied on E. B.Tylor's anthropologists, like Franz Boas, who engaged in a dialogue with neo-Kantian
(1958:1) definition of 1871: "Culture or Civilization, taken in its wide ethno- thought, the culture of a group-the subjective and objective elements that gave
graphic sense, is that complex whole which includes knowledge, belief art, moraIs, meaning to their lives, that incorporated foreign materials, that were modified by
law, custom, and any other capabilities and habits acquired by man as a member geography and history, and that were transmitted from one generation to the
of society." Most archaeologists working at the beginning of the twentieth cen- next-were most clearly ernbodied in the language, folklore, and sentiments of a
tury employed an overtly enumerative definition of culture that rested on the com- people,
pilation of trait lists. The individual traits, considered as a whole, were perceived ln The Dawn, Childe, using the convention of the time, does not actually de-
to íunction as a tangible identifier of a past living culture. Archaeologists worked fine what he means by the term "culture,' He simply delineates archaeological cul- e
to recover the material components of past culture, literally identified as "mate- tures by the presence of a few kev, diagnostic artifact types (Trigger
rial culture" (Kroeber and KIuckhohn 1952:43-46). Their main task centered 1989:170-71, 1994:1 I). Writing about Greece, for example, he notes that the be-
upon locating, identifying, and describing the material culture of extinct or radi- ginning of the Middle Helladic period is indicated by the appearance of gray pot-
cally changed cultures. From Europe to Peru and the American Southwest, they tery (Minyan ware) and a mortuary practice in which the deceased were interred
quickly recognized that the spatiality of culture was inextricably linked with the in small cists or jars among their houses (Childe 1939:68-69). ln his next book,
distribution of artifact types or material culture. U.S. archaeologist William H. The Aryans Childe (1926) strives to identify the Aryans as a discrete cultural en-
J

Holmes (1903:21) described this method in a paper on prehistoric North Amer- tity and, once identified, to chart their presence in various parts of ancient Eu-
ican pottery published at the beginning of the twentieth century: "We soon ob- rope. The first indication of their presence rested in philological evidence,
serve that the pottery of one section differs from that of another in material, an interest that harkened back to Childe's earliest university days. Using Indo-
form, color, and decoration, and that groups may be defined each probably repre- European lexicon, Childe attempts to reconstruct the Aryans' way of life and to
senting a limited group of peoples, but more conveniently treated as the product discern the location of their elusive homeland. Childe's (1926:209-12) condu-
of a more or less well-marked specialization area." Once archaeologists understood sion that the Aryans were Nordic founders of Western Civilization was later to
8 INTROOUCTION V. GOROON CHILOE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 9

cause him a significam degree of mental torment when his ideas were used by research in American historical archaeology. for instance-ethnicity is only dis-
Nazi scientists to promote their racist agenda (Green 1981:55). He had resisted cernable on the level of a "whole culture complex," This complex can survive for
the racist assignments attributed to the Aryans by German nationalist Gustaf many generations and be archaeologically signaled by a common set of cultural at-
Kossinna (Trigger 1989:170, 1994:1I), but me modern reader may still be sur- tributes (Childe 1926:204n). In tracing the ethnic unity of the Aryans, Childe
prised by Childe's easy linkage between language and intellectual progresso Childe uses a cornplex combination of pottery. battle axes, and megalithic tombs as co-
)
(1926:212) denies that the Aryans' success was the result of a "higher material I occurring ethnic attributes that indicate their cultural cohesiveness over time.
culture" or a "superior physique," but states that their success derived from "a In The Danube, Childe conceptualizes culture as a cornplex of certain types of
more excellent language and the mentality it generated:' remains that constantly occurred together. From the mid I930s onward, he recon-
Three years larer, in the preface to The Danube in Prehistory, Childe ceptualized culrure and regularly portrayed it as "observable facts,' a "social tra-
(1929:v-vi) explicitly defines culture as consisting of "pots, irnplemenrs, orna- dition,' or "the whole life of a community," In his words, "The traits of a culture
ments, burial rires, house forms." He states that when these objects occur to- are thus presented together to the archaeologists because they are the creations of
gether they constitute a "cultural group," or simply a "culture," He further a single people, adjustments to its environment approved by its collective experi-
. extends the meaning of culture to equate it with a "people," and proposes that ence; they thus express the individuality of a human group united by common so-
me adjective derived from a "people" is "ethnic," In keeping with the thoughts cial traditions" (Childe 1935:3). A decade later, Childe (I 946c) implies that
of the time, Childe also proposes that a people constitute a "race" when thev material culture, the means of production in Marxist terrns, belongs to the eco-
are represented by skeletal remains that can be associated with a specific physi- nomic foundations of a society, while the symbolic, signifying aspects of culture
cal type. The conflation of race with culture was common in anthropology and reside in the superstructure. Put somewhat differently. the mernbers of a society
archaeology during the period rhat Childe was writing (Orser 2003:39-74). are constrained by tradition; they work out their destinies using the material and
Specific peoples of prehistory-identified as cultures and races-were identifi- symbolic forms available to thern, In a phrase, culture is the arena in which they .,
able because of the spatial distribution of their material culture. The prehisto- live and experience everyday Iife.
rian's main objects, when interested in large regions-like the entire Danube From the mid I930s onward, CI-íilde also turned his attention increasingIy
River valley-is to discern migrations, cultural interactions, and the presence of toward the dynamic forces of society-those that prornoted historical develop-
material survivals, those telltale, diachronic cultural holdovers. Cultural change rnenr or social evolution and those contradictory ones that impeded socio-
was thus largely viewed as exogenous. cultural change. He had been interested in these problems since his first encoun-
But even in his early work, Childe makes it clear that culture as he perceives it ters with the works of Adam Smith, Karl Marx, Frederick Engels, Herbert
is not necessarily a chronological concept. A particular culture can exist for many Spencer, or Lewis Henry Morgan. Evolutionism had been a major thread of
generations, but internal changes will be suggested by the discovery of "acciden- nineteenth-century anthropological thought, and many practitioners of ernbry-
tal traits" that indicate the temporal differences between the two assemblages onic anthropology and archaeology sought to use its principies to explain the
(Childe 1929:vii). In other words, archaeologists should not expect cultures to re- progress of humaniry, The broadest scheme proposed that humans had steadily
main static over time; changes in material culture can indicate modifications of progressed from savagery to civilization. Childe is credited with reinvigorating ,
subsistence, behavior, and thought. His goal in The Danube in Prehistory, rhen, is sim- the serious consideration of sociocultural evolution in the early twentieth century
ilar to his plan in The Aryans: He strives to present archaeological information (Voget 1975:552). Childe presented his perspective on the subject in both pop-
about discrete cultural entities in chronological order, to explore cultural origins ular and scholarly books; for exarnple, his Man Makes Himsel] (I 95 Ia), first pub-
and migrations, and to chart some of the relations between the various prehistoric lished in 1936. was originally a series of lectures delivered to trade unions; it was
cultures in the region. also one of the most important syntheses of archaeology written at the time.
Childe does more than to identify discrete ancient cultures based on artifacts. Though Childe developed, refined, and modi6ed his ideas on cultural evolution
He argues that discrete peoples are more than mere collections of artifacts and over time, the germ of evolution appears in his earliest works. For exarnple, in The
notes that, as was true for the Aryans, some elements of material culture were de- Danube in Prehistory, he notes that when archaeologists attempt to use typoIogies
veloped purely as ethnic markers. Childe believes also that rather rhan merely be- for chronological interpretation, rhey must recognize that types "evolved (or de-
ing indicated by a single key artifact-the discrete ethnic marker of much early generated) regularly" (Childe I929:viii).

..
,.I!~li

\~l JO INTRODUCTION V. GORDON CHILDE AND THE FOUNDATIONS OF SOCIAL ARCHAEOLOGY II

ln Man Makes Himselj, Childe addresses the difficult question of "what is of culture to an understanding of the profound irnportance of social relations
progress?" His notion of progress is peppered with Marxian terminology and in transforming human history. He had essentially transformed his understand-
concepts. He unabashedly writes about changes in the means of production and ing of history from a static notion into a dynamic conception that openly em-
the role of technology-whose implernents are archaeologically observable-in braced social interaction and all that it entailed. This transformation marks
generating cultural change. His stated goal in the book is to present an objective, Childe's full entry into the earliest strains of social archaeology.
impersonal, and scientific investigation of human progress and to equate the his-
torians' concept of "progress" with the zoologist's idea of evolution (Childe
195Ia:I5). Using the modern Industrial Revolution as a starting point, Childe Childe and the Roots of Social Archaeology
seeks to demonstrate that human history witnessed earlier and equally dramatic Childe was a significant, early proponent of social archaeology as many archaeol-
revolutions as well. He perceives these sweeping cultural changes--events that rap- ogists currently conceive ir, even though the term "social archaeology" has diverse
idly pushed hurnanity forward-as profound mornents in human history. The first meanings (Ashmore 2002:II73, II75; Hodder 2002; Meskell et ai. 2001:7-8).
revolution, the "Neolithic," allowed humans to assert some measure of control We wish here to draw a distinction between societal archaeology and social archaeology.
over their subsistence base, and hence their survival, by developing horticultural- The former is concerned with the archaeology of society or social organizations;
ism and pastoralism. The transition from hunting and collecting wild flora and the latter is concerned with "understanding past societies in terms of their social
fauna to producing domesticated species represented a key moment in cultural contexts and lived experiences, while, at the same time, ... remain[ing] cognizant
I
progresso This revolution, and the subsequent changes it occasioned, established of how the knowledge of the past that we produce is used in the present" (Meskell
II1
1
the conditions for the second revolution, the "Urban" revolution. This momen- et ai. 2001:9). Childe contributed to both kinds of archaeology; his contributions
tous change witnessed the developmenr of cities and the rise of states through rhe have persisted and had an irnportant impact on todav's archaeology. It was his
I transformation of small village communities composed of farmers and herders commitment to social archaeology, however, that drew us to Childe's writings.
(see "The Urban Revolution"). The development of industry, foreign trade, and Archaeologists have been inrerested in the archaeology of social groups for a
other amenities of urbanity allowed ancient peoples to create states and empires, long time (Chippindale 1989), and they have long recognized and appreciated the
The economic revolution experienced by the world's earliest states would not have complexities inherent in interpreting social differentiation in past sociohistorical
been possible without a concornitant revolution in human knowledge, which in- formations (Hawkes 1954:161-62).1t was precisely the use of archaeological ma-
cluded the development of writing and mathematics, as well as the standardiza- teriais for identifying social group distinctions that puzzled Childe during the
tion of weights and measures. course of his earliest research.
I[i In a book that was much less widely read, Scotland BeJore the Scots, published in The material distinctions expressed by social groups intrigued many profes-
1946, Childe carefully works out the six stages of Scottish cultural development sional archaeologists. For example, British prehistorian Graham Clark, an associate
from their earliest history until the arrival of the Romans. Rather than working of Childe's from the late 1920s onward, was an early and pioneering advocate of
through the entire sweep of human history, he strives to illustrate his overall the- societal archaeology. Clark's Archaeology and Society, first published in 1939, was
oretical framework of cultural evolution in one small, European region. Using largely written as a textbook designed to outline a way to reconstruct ancient his-
11,
ideas he had formulated earlier through his reading of Marx and other materi- tory from a societal perspective (Fagan 2001:98). Chapters concentrate on the re-
II alists, Childe promotes the idea that archaeological assemblages in Scotland consttuction of economic, social, intellectual, and spiritual life. Clark's avowed
connote ordered stages of "technical and economic progress" (Childe 1946a:2). intent is to inrerpret archaeological data "in terms of social history," a reconstruc-
!iII The objects within the differential assemblages-graves, houses, tools, weapons, tion that can only be accomplished if the functioning of communities is adequately
,
ornaments-are "systadial," meaning that rhey occupied "the same relative po- grasped (Clark 1964:169-70). For Clark, the ecological setting constitutes the
sition in the [evolutionary] sequences as defined by the common criterion of "economic base" of a society-a foundation cornposed of subsistence, shelter and
technology" (see "Archaeology and Anthropology"; also Childe 19 56a: 74). By clothing, technology, transport, and trade. The reconstruction of sociallife rests on
this time, however, Childe's use of anthropological concepts had grown consid- conceptualizing the people's past social organization. Clarks overall approach was
erably more sophisticated and his view of culture more nuanced. ln other words, unquestionably forward-Iooking and innovative for the time, but his interpretation
his conception of the past had evolved from a largely trait-list conceptualization of past social organization was overwhelmingly functionalist: an archaeologist
V. GOROON CHILOE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 13
12 INTROOUCTION

could use the number of hearths at a site to infer whether the community was or- ters explore issues that inherently require sociability. ldeology, the social impact of
ganized in nuclear or extended families; excavators could discern social differentia- art, the nature of belief systems, and measures of social differentiation mean
tion or egalitarianism by the community-wide distributions of grave goods, nothing outside the sphere of human interaction. The strong nornothetic contem
dwellings, weapons, ornaments, and dress. of the articles strikes many readers today as somewhat naive, but the overt and un-
Early proponents of processual archeology further attempted to raise the pro- apologetic focus on social organization provides a strong and consistent current
file of societal analysis in archaeology. In a famous exarnple, Lewis Binford for the collection.
(1962:219) argued that an extinct social "subsystern," one identifiable through the The cause for an archaeology of society was significantly advanced by Colin
presence of "sociotechnic" artifacts, provided a "means of articulating individu- Renfrew with the publication of his inaugural lecture at the University of
als one with another into cohesive groups capable of efficiently maintaining thern- Sourhampton (1973) and a collection of his essays a decade later. His inaugural
selves,' Under this framework, archaeologists could expect to discover lecture touched upon the archaeologists' need to understand past social variables;
sociotechnic artifacts within a past cultural system that vary in quantity, form, and his collected essays significantly expanded upon this therne with a series of case
structure in conjunction with the character of the social system. The difference be- studies. Renfrew (1984:4) noted that social archaeology-when composed of an
tween a hierarchical and an egalitarian social subsystem should be identifiable explicít body of theory-was actually a new subject in archaeology, even though
through an examination of the archaeologically recovered sociotechnic artifacts. societal archaeology had ostensibly been pursued for many years. But one practi-
Oavid Clarke (1968:105-10), another prominent processual archaeologist, also cal goal of societal archaeology as he envisioned it was to link it inextricably to so-
argued that a "social subsvstern" existed within a larger cultural system. In his cial anthropology, but only after archaeologists clearly understood and appreciated
rnodel, the social subsystem was composed of individuaIs linked together through its underlying philosophical assumptions. Social archaeology developed along the
diverse and constantly changing ascribed and achieved social positions. The social lines advocated by Renfrew would resemble social anthropology but it would re-
subsystem was structurally analogous to four other identifiable subsystems: eco- main distinct in important ways. Whereas archaeological research could contribute
nomic, religious, psychological, and material. Clarke used the language of systems nothing to knowledge about ancient kinship terms or oral communication, its
theory to outline his understanding that social networks would oscillate and seek practitioners could provide abundam, important new information about the rela-
equilibrium. tionships between social situation and tangible material culture.
Subsequent processual archaeologists also endeavored to model and interpret Renfrew proposed five avenues of inquiry that he believed societal archaeology
past social organizations. For instance, archaeologists who worked in the overtly could develop, One avenue would examine societies as spatial entities, where the
behavioral strain of processualism perceived society in strict behaviorist terms, as landscape is perceived as an inseparable part of the social equation and is assessed
a "social unit of activity performance" -a group of individuaIs voluntarily as such (see Ashmore 2002). Another topic for research involves the creation and
joined together during the course of a specific activity (Schiffer 1976:51). Most maintenance of exchange networks, with the underlying idea being that men and
recently, social elements have practically been excised from behavioral archaeol- women who engaged in face-to-face economic interaction were also intimately in-
ogy with the proposition that humans do not actually interact with one another, volved in social exchange. The study of a society's framework of authority consti-
but rather with one another "cornpounded with artifacts" (Schiffer 1999:3; also tutes a third topic for archaeological investigation. In this kind of analysis, societal
see Schiffer 2000). archaeologists investigate the associations between the structures of social control
Several archaeologists expressed a desire to develop a reinvigorated societal ar- and the construction and placement of monuments and other immovable symbols
chaeology, along the lines proposed by processualists, in the late 1970s (Redman of leadership. A broader topic for examination revolves around the dynamics of
et al. 1978). These authors of Social Arcbaeology had as their overt goal to advance systemic growth. Inquiries of this nature would involve the conscious application
archaeology "beyond subsistence and dating."They wished to transform archaeol- of Clarkes (1968) ideas on the use of systems theory in archaeology. Renfrew be-
ogy into an explicitly social science, whose analyses would rest on, but not cease lieves that the adoption of a systems model in conjunction with the language of
with, the economic base. In other words, their goal was to encourage those ar- systems theory would perrnit archaeologists to examine large-scale social change in
chaeologists committed to a processualist framework to move away from environ- a manner conducive to understanding its multivariate complexiry, The study of dis-
mental and technological analysis toward a more open analysis of society and continuous social change, as distinguished from continuous, steady-state change, is
social organization. 1n accordance with this goal, the authors of the various chap- also a topic for serious attention by social archaeologists. Here, archaeologists are
· I
I .
111!1

14 INTRODUCTION V. GORDON CHILDE AND THE FOUNDATIONS OF SOCIAL ARCHAEOLOGY 15


I

eoneerned with changes that appear sudden and diseontinuous-changes that are As an archaeologist principally engaged in the examination of the tangible remains
analogous to Childe's revolutions. of past human organizations, Childe still feels compelled to define a culrure as "an
Renfrew (1984, 2001) fUl1yunderstood rhat the topics, and the approaches assemblage of artifacts that recur repeated1y associated together" in Prehistoric Mi-
he advoeated to address thern, were far from perfect. At rhe same time, however, grations in Europe, first published in 1950 (Childe 1969:2). Significantly, though, he
his willingness to tackle such overtly societal aspects of prehistory demonstrated also notes the paramount importance of understanding societies as groups of in-
his commitment to the notion of societal archaeology. Renfrew (1984:7-8) notes teracting individuaIs. He makes his position mostly clearly in his statement that
his intellectual debt to Childe, even though he remains critical of Childe's short- archaeology constitutes a social science, a discipline that can examine "the dy-
comings, including his enduring belief that archaeology was inadequate for pro- namics of social change" over vast periods of time (see "Archaeology as a Social
viding significant information about some aspects of past society, Science"). In Piecing Together the Past, Childe (I956a:7) does not abandon his belief
I Childe's earliest research eannot be accurately deseribed as soeietal archaeology. in the archaeological prominence of culrure, but observes that archaeologists in-
I
I Following the conventions of the time, his focus was on delineating cultures in vestigate the results of group behavior when individuaIs form themselves into so-
I
r
terms of their material and spatial expressions. ln The Danube in Prehistory (1929), cieties. He chooses to define society in a classic anthropological manner, as groups
for example, he charted the course of different cultures up the Oanube corridor by of individuais "inspired by common purposes and needs and guided by a com-
reference to the artifacts recovered from known archaeological sites. He refers to mon tradition [i.e., culture r In Society and Knowledge, he further outlines the socio-
these key artifacts, even in his later works, as "type-fossils" (Childe 1956b:21), and logical aspects of archaeological research and argues that "most distinctly human
he employs a somewhat simplistic, albeit then commonplace, archaeological characters are derived directly from society" (Childe 1956c:97). But Childe pres-
methodology. Childe's innovation was the breadth of the knowledge he had ents his most well-developed statement on the archaeology of society in Social Evo-
amassed as a result of his wide-ranging visits to Europes archaeological museums lution, a book that deserves extended comment.
and repositories. His earliest, traditional, culture-historical research is thus distin- As the title indicates, Childe's goal in Social Evolution (1951b) is overtly and un-
guished more for his overcly pan-European perspective and the shear depth of his apologetically evolutionary, He proposes that the goal of societal archaeology is to
knowledge, rather than for his advocacy of societal archaeology. By the 1940s, establish sequences of cultures in various regions, with the cultures representing so-
however, Childe was increasingly writing about societies when he was mentioning cieties or the societies' developrnental phases. Childe is thus overt1y concerned, from
cultures. Though Childe clearly had his own ideas and his unshakeable perspectives, a strict1y theoretical standpoint, with the distinction between culture and sociery, He
he was openly impressed by Clark's Archaeology and Society. His reading of such books, begins by elaborating a familiar therne: that archaeologists define a culture as "an as-
in concert with his active thinking about history, made ir possible for Childe to semblage of associated traits that recur repeatedly" (p. 30). The methodology of ar-
transcend the archaeological methods of his earliest research and to transform his chaeological cultural analysis, when viewed in this manner, is straightforward: The
own archaeological efforts into a more self-conscious societal praetice. perception of a past culture is only slowly amassed through the careful process of
ln his paper for the Southwestern Journal of Anthropology, published in 1946, Childe excavation, classification, and interpretation. Archaeologists have much to learn from
reeognizes the affmities between the work of archaeologists and sociocultural an- sociocultural anthropologists about rhe nature of culture because anthropologists
thropologists (see "Archaeology and Anthropology"). He observes that when can gamer information-on language, symbolism, kinship--that are difficult or im-
conducting ethnographic research, anthropologists are able to perceive the many possible for archaeologists to obtain with any measure of certitude. In accordance
societal abstractions that are expressed through overt human action. The associa- with his reading of Marx, Engels, and even Stalin, Childe accepts that cultures are
tion between interpersonal behavior and kinship terms provides a clear example. created on a natural base, and that they are thus limited but not controlled by to-
But unlike anthropologists, archaeologists must content themselves with cultural pography, rainfall, temperature, soil quality, and mineral resources. Because he firrnly
activity largely defined on the basis of material culture. They eannot witness soei- believes in the interpretive and explanatory sense of Marxs historical materialism, he
etal interactions as they occur, and so, personal and group interactions can only be assigns prominence to me dialectic connections between the forces and relations of
inferred. At the same time, however, Childe mentions his interest in societal evo- production. As he had said earlier, "It is not the forces of production that immedi-
lution and proposes that only archaeology could document the "earlier and sim- ately constitute the determinant, but the mode of production, the economy within
pler" states of the evolutionary processo In his mind, then, archaeological research which these forces can function" (Childe 1947:59). This Marxian account of the
is indispensable for providing information about the evolution of past societies. motors of sociohistorical change emphasizes endogenous factors and downplays the
16 lNTRODUCTION V GORDON CHILDE ANDTHE FOUNDATIONS OF SOCIAL ARCHAEOLOGY 17

role of migration, conquest, and war, the exogenous causes of change typicaIIy em- of prehistory, he perceived archaeological information as "historical documents in
ployed in much archaeological explanation during rhe time Childe wrote. their own right" (Childe 1956b:9). In History, because he is unrestricted from
Social Evolution reveals Childe's long-term cornrnitment to perceiving human his- purely archaeological data, he is perfectly free to explore rhe ways in which differ-
tory as composed of a number of progressively more technologically advanced ent philosophers of history have devised and advocated their perspectives. Childe
stages. These cultural sequences overwhelm most of his broadest inrerpretations dedicates the final chapter of the book, entitled "History as a Creative Process,"
of human history. But chapter 5, entitled "The Sociological Interpretation of Ar- to expound his views on the utility of using historical materialism as a framework
chaeological Data:' constitutes an eloquent statement of just the topics that a po- for understanding social evolution,
litically progressive societal archaeologist would wish to investigate: the power and An irnportant aspect of History stems from Childe's cornrnents about the place

1
!'
authority inherent
classes, the development
in the rise of states,
of labor
the division
specialization,
of society
and rhe institution
into hierarchical
of privare
of historiography in the relationship
notes that "In class societies rhe literati
between literacy and class-based
or clerks, the minority
societies,
of who can read
He

property. These social characteristics describe the inner workings of a culture; they and write, have nearly always belonged to the ruling class or been closely identi-
exist within the evolution of cultures, but they are distinctIy social in practice. fied with it" (Childe 1947:21). He notes that beginning with the Sumerians, run-
Childe had an active and far-ranging mind, and he undoubtedly felt parrly ning through the Greeks and the Rornans, and extending into medieval Europe,
constrained by the material demands required by his commitment to the study of the men who transcribed history were either members of the ruling elite or were
prehistory. This commitment sometimes served to imbue his work with a certain nurtured and protected by them. But Childe's evaluation of the role of elites in
ambiguity and partially accounts for the difficulty modern scholars have in creating the documents of history is not limited to the pasto He wryly observes
clearly separating the many intellectual treads that run through his voluminous that "Even in contemporary Britain" the primary market for history books is the
work (Trigger 1994: 10). As a prehistorian, Childe had few if any opportunities ruling class "and its favoured dependants and imitators in the middle classes" (p.
to use text-based sources of information in his archaeological research, and 50 he 22). He does not view the historical constancy demanded by the elites and their
continued to define individual cultures in terms of their material manifestations. agents as impartial or benigno An une qual access to history is self-perpetuating
The materiality of culture often made it difficult for him to distance himself and self-fulfilling. Publishers are willing to distribute histories thar are consistent
from a purely functional interpretation of prehistory, As a cornrnitted Marxian with the worldviews, outlooks, and the desires of the ruling class; they are much
scholar, Childe also tended to perceive a linkage between the material manifesta- less eager to promote alternative readings of history that may upset or even out-
tions of culture and the broad outlines of human cultural evolution. In his work rage this constituency. Childe gives his important perspecuve on historiography
in the philosophy of history, however, he was not as constrained by material cul- added emphasis by observing:
ture, even though he never moved toa far away from thinking about it. Childe
[NJo chronicler nor historian can attempt to record aIl events; from the super-
never lost his interest in the major transformation of human culture from sav- fluity of happenings he must select what he regards as memorable. His selection
agery to civilization, but his work entitled History (I 947) reveals his profound is dererrnined to a very smaIl extent by his personal idiosyncrasies, but on the
concern with the nature of historical analysis and inrerpretation, and rhe philo- whole by tradition and social interests .... The writer cannot help being influ-
sophical meaning of history. enced by the interests and prejudices of the sociery to which he belongs-his
History is a book unabashedly about human societies. The first sentence in the class, his nation, his Church. (p. 22)
book reveals Childe's attachment to the concept of the social and his more overt
conflation of society and culture when compared with his purely archaeological This insight is centraIIy important for understanding Childe's cornrnitment to
writings: "Within the last hundred years the societies inhabiting western Europe social archaeology in addition to societal archaeology. Childe's willingness to point
and North America have achieved conspicuous success in control over external na- toward the development of social archaeology was so foresighted that it helped to
ture" (see "History"). He accordingly defines "social environrnent" -what devise an archaeology that would not arise until many years after his death.
processualists would later term the "social subsystem"-as composed of the "re- In their introductory editorial to the Journal oJ Social Archaeology, the editors ex-
lations between individuals, groups, nations, and classes." In History, Childe self- pand the meaning of social archaeology in such a way that it encompasses diverse
identifies as a historian and states that the goal of the historian is "to disclose an approaches and varied theoretical perspectives (Meskell et alo 2001:8-10). The
order in the process of human history. When Childe worked purely as a historian inclusive meaning of social archaeology departs from a more restricted societal
18 INTROOUCTION Y. GOROON CHILOE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 19

archaeology because it includes the recognition that archaeological information in two of his most widely read, popular books, Man Makes Himseli (1951a) and
and interpretations can be used for purposes that are entirely oriented to the What Happened in History (I 946b), was tempered by his comment in History
present. It overtly expounds the now-commonplace understanding that archaeol- (1947:73) that "History does not disclose an unfaltering march to a predeter- ~
ogy is not simply "about" the pasto Archaeologists now appreciate that their dis- mined goal:'
cipline can have significant implications for the present (for recent citations, see Childe's most overt statement on the use of archaeological knowledge is ar-
Little 2002; Zimmerman et al. 2003). guably presented in Society and Knowledge, his most revealing texto This book is a
Archaeologists have long pondered the social utility of archaeological research. work in the philosophy of knowledge: how it is acquired, what it means, and how
In Archaeology and Society, Clark (1964:251) voices a growing concern among archae- it is used. This work, more than any other, illustrates Childe's wide-ranging in-
ologists about the infusion of public money into archaeological practice. Many be- tellect and his willingness to contemplate the most profound questions that so-
lieved that the acceptance of public funds was necessary to meet the rising costs of cial archaeologists must confronto His ruminations on symbolism, presented in
excavation materials and labor, but concomitantly, that once accepted, the money chapters 3 and 4, were far ahead of their time. In chapter 3, he asks his readers
carried with it a responsibility to make prehistory relevant to modern society. Clark to pender how patterns evoke meaning. He states that mindlessly tapping your
understands that this issue is profoundly social in character and that it means that fingernails on a board has no meaning ~ntil some pattern is created and recog-
archaeology cannot be easily divorced from the present-day social context within nized. To illustrate this with an evocative example, Childe asks his readers to
which it is performed. He proposes that prehistoric archaeology has several social imagine prisoners held in a dungeon by the Gestapo or the NKVO (the Soviet
benefits: it is educational; it expands the human imagination; it stimulates an inter- Secret police). Accounts from both wartime Germany and the postwar Soviet
est in geography; it promotes an appreciation for the use of style in material cul- Union indicate that prisoners held in such dire circumstances regularly used pat-
ture; and it contributes to broad historical knowledge. But for Clark, the "highest terns of tapping to communicate with one another. Childe could have easily se-
purpose" of archaeology is to promote human solidarity; archaeology has the abil- lected another example, but his goal is to link past and present. In the next
ity to instil1 in men and women around the globe a sense of their common ances- chapter, Childe provides an especially enlightening example of the misuse of
try and to offer an essential linkage through their shared hurnanity. Clark fUlly words as descriptive symbols:
recognizes that this sense of solidarity could be tragically misused-as the Nazis
"Communist" once meant a person who had joined a political party with a clearly
employed archaeology for theír own nefarious goals in the 1930s and 1940s-but stated poli ti cal and economic program and was thereby committed to work for the
in the end, his outlook is optimistic, realization of the programo It is applied to an old-fashioned liberal, not of course
Childe was also a firm believer in the power of social archaeology. He fre- to describe his polirical and economic views which are diametrically opposed to
quently tacked back and forth between the modern world and the distant past in Cornmunism, but as an opprobrious epithet to prevent his employment. "Fascist"
his attempts to make prehistory understandable both to serious students of the is abused in precisely the same way in Communist circles! (p. 4 I )
discipline and to an interested public. To explain the intricacies of archaeological
I classification, he uses automobiles and European fashions (Childe 1956b:31); to Childe, a visitor to the Soviet Union, a reader of the Daily Worker, and an intel1ec-
explore the Hegelian theory of the state, he employs Elizabethan history and tual Marxist, wrote this passage during the days when left-wing scholars were be-
li modern-day England as examples (Childe 1956c); and to illustrate the archaeol- ing regularly attacked and denied positions because of their beliefs (see, e.g.,
II

til ogists' problem of interpreting the presence of long-term, material survivals he Harris 1968:637-38; Patterson 2001:II8).
I'
uses flintlock rifles in archaeological deposits (Childe 1929:vi). Analyzing the The final chapter of Society and Knowledge, entitled "My Beliefs," is a self-
II evolution of human history allows him to travel intellectual1y from "clubs to how- consciously revealing personal statement. In accordance with his view that knowl-
itzers, from promiscuity to strict monogamy, from magic to monotheism, from edge is a social construct, Childe unambiguously states that "The function of >

waist strings to trousers" (Childe 1956a:165). We may wish to view Childe's use knowledge is practical, to guide action" and that "Knowledge is not to be con-
of such examples as merely heuristic, and he undoubtedly meant them to il1ustrate templated but to guide action" (Childe 1956c:I26, 127). He elaborates by fur-
his main arguments, but we can also interpret his use of such examples as an in- ther stating that as an archaeologist, his job is to gather and interpret information
dication of his deep commitment to forging archaeology as a relevant subject for about men and women long dead. He acknowledges that, even though he is well
the modern world. His open avowal of the Enlightenment project of improvement paid to conduct this often-esoteric research, his society (postwar England and the
20 INTROOUCTION V. GOROON CHILOE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 2I

West) hnds little immediate, practical use for the knowledge he provides. As he ---o 1939. The Dawn if European Civilization. 2nd ed. New York: Alfred A. Knopf.
phrases it, archaeological data "will not increase the production of bornbs or but- ---o 1946a. Scotland Before the Scots, Being The Rhind Lectures jor /944. London: Methuen.
ter:' Childe fUlly understands that the cultural chronologies he worked so dili- ---o 1946b. What Happened in History. New York: Penguin.
gently to devise, and of which he was forever proud (see "Retrospect"), taken in ---o 1946c. Archaeology and Anthropology. Southwestern Journal of Anthropology
isolation, would not have much impact on the quotidian life of the modern world. 2:243-51.
---.1947. History. London: Cobbett.
But despire this reality, he sincerely hoped that archaeological data would eventu-
---o 1951a [1936]. Man Makes Himseif. rev.ed. New York: New American Library.
ally be usetul to "some society," His most profound hope was that people would
---o 1951b. Social Evolution. London: Watts.
learn to use archaeological knowledge "to behave more humanlyf Though Childe
---o 1956a. Piecing Together the Past. The Interpretation if Archaeological Data. New York: Fred-
was clearly pessimistic about the future, as evidenced by his suicide, he was in the erick A. Praeger.
long run an optimist who hoped that alI of his toils, and those of his colleagues, ---o 1956b. A Short Introduction to Archaeology. London: Frederick Muller.
would not simply generate knowledge for knowledge's sake. ---o 1956c. Society and Knowledge. London: George Allen and Unwin.
Some of what Childe thought about the ancient world has turned out to be --o 1962 [1958]. The Prehistory of European Society. London: Cassell.
wrong. Some of his early research now appears amateurish, and his commitment ---o 1969 [1950]. Prehistoric Migrations in Europe. Oosterhout, Netherlands: Anthropo-
to the basic outlines of the savagery-to-civilization sequence is now woefUlly out logical Publications.
of date (Sherratt 1989:183). The same may be said for any pioneering scholar ---o 1980. Letter, in Editorial. Antiquity 54:1-3.
who charted a course through unfamiliar intellectual territory, Chippindale, C. 1989. "Social Archaeology" in the Nineteenth Century: Is Ir Right to
But the enduring aspects of Childe's body of work in social and societal ar- Look for Modern Ideas in Old Places?In Tracing Archaeology's Past: The Historiography if Ar-
chaeology, A. L. Christenson, ed., pp. 21-33. Carbondale: Southern Illinois University
chaeology remain fresh because he was an original thinker who was not afraid to
Press.
be wrong about something or to misinterpret the arcana of history. We hope, by
Clark, G. 1964 [1939]. Archaeology and Society: Reconstructing the Prebistoric Pasto London:
presenting this collection, that students will appreciate the depth of Childe's
Methuen.
thinking and will begin to understand his ability to reach beyond the bounds of Clarke, D. L. 1968. Analytical Archaeology. London: Methuen.
conventional archaeological thinking to explore new intellectual ground. Daniel, G. 1968. One Hundred Yearsof Old World Prehistory. In One Hundred Years of An-
thropology, J. o. Brew,ed., pp. 57-93. Cambridge: Harvard University Press.
---o 1975. A Hundred and Fifty Years of Archaeology. London: Duckworth.
References Cited Fagan, B. 2001. Grahame C/ark: An Intellectual Life if an Archaeologist. Boulder: Westview.
Ashmore,W. 2002. "Decisions and Dispositions": Socializing Spatial Archaeology. Amer- Flannery, K.V. 1994. Childe rhe Evolutionist: A Perspectivefrom Nuclear America. In The
ican Anthropologist 104:1172-83. Archaeology of V Gordon Childe: Contemporary Perspectives, D. R. Harris, ed.. pp. 101-19.
Bacon, E., ed. 1976. The Great Archaeologists: The Modern World's Discovery of Ancient Civilizaiions Chicago: University of Chicago Press.
as Originally Reported in the Pages ofThe Illustrated London News jrom /842 to the Present Garhercole, Peter. 1989. Childe's Early Marxism. ln Critica I Traditions in Contemporary Anbae-
Day. Indianapolis: Bobbs-Merrill. ology, ValeriePinsky and Alison Wylie, eds., pp. 80-89. Cambridge: Cambridge Univer-
Binford, L. R. 1962. Archaeology as Anthropology. American Antiquity 28:217-25. sity Press.
í Braidwood, R. J. 1958. Vere Gordon Childe, 1892-1957. American Anthropologist Green, S. 1981. Prebistorian: A Biography of V Gordon Childe. Bradford-on-Avon: Moonraker.
60:733-36. Grimes, W. F. 1959. Childe Memorial. American Anthropologist 61:116.
Childe, V. G. 1923. How Labour Governs: A Study of Workers' Representaüon in Australia. London: Harris, M. 1968. The Rise of Anthropological Theory. New York:Thomas Y. Crowell.
Labour. Hawkes, C. 1954. ArchaeologicalTheory and Method: Some Suggestions from the Old
---o 1926. The Aryans: A Study of lndo-European Origins. New York: Alfred A. Knopf World. American Anthropologist 56: 155-68.
---o 1928. Tbe Most Ancient East: The Oriental Prelude to European Prehistory. London: Kegan Hinsley, C. M. 1989. Revising and Revisioning rhe History of Archaeology: Retlections
Paul. on Region and Contexto In Tracing Archaeology's Past: The Historiography of Archaeology, A. L.
---o 1929. The Danube in Prehistory. Oxford: Clarendon. Christenson, ed., pp. 79-96. Carbondale: Southern Illinois University Press.
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I ---o 1935. Changing Methods and Aims in Prehistory: Presidential Address for 1935. Hodder, L 2002. Two Approaches to an Archaeology of the Social. American Anthropologist
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Proceedings of the Prebistoric Society 1:1- 15. 104:320-24.
22 INTRODUCTION V GORDON CHILDE ANO THE FOUNOATIONS OF SOCIAL ARCHAEOLOGY 23

Holmes, W. H 1903. Aboriginal Pottery in the Eastern United Srates. In Twentieth Annual l.. Tringham, R. 1983. V. Gordon Childe 25 YearsAfter: His Relevance for the Archaeology
Report if the Bureau if American EthnoÚJgy to the Secretary if the Smithsonian lnstitution, of the Eighties. Journa/ if Field ArchaeoÚJgy 10:85-100.
l898-l899. Pp. 1-237. Washington, D.c.: Governrnent Printing Office. Tylor, E. B. 1958 [1871]. The Origins if Culture, Part I if Primitive Culture. New York: Harper.
Kroeber, A. L. and C. Kluckhohn. 1952. Culture: A Critica I Revir» if Concepts and Definitions. Voget, F. W. 1975. A History if EthnoÚJgy. New York: Holr, Rinehart, and Winston.
Papers of the Peabody Museum of American Archaeology 47(1):1-223. Williams, Raymond. 1983. Keywords: A Vocabulary if Culture and Society. Oxford: Oxford Uni-
Little, B. J., ed. 2002. Public Benejits if Archaeology. Gainesville: University Press of Florida. versity Press.
McGuire, R. H. 1992. A Marxist Archaeology. New York: Academic Press. Zimmerman, L. J., K. D. Vitelli, and J. Hollowell-Zimmer, eds. 2003. Ethica/lssues in Ar-
McNairn, B. 1980. Tbe Method and Theory if V Gordon Childe: Economic, Social, and Cultural Inter- chaeoÚJgy.Walnut Creek, California: AltaMira.
pretations if Prehistory. Edinburgh: Edinburgh Universiry Press.
~ Meskell, L., C. Gosden, 1. Hodder, R. Joyce, and R. Preucel. 200 I. Editorial. Journal if So-
cial Archaeology 1:5- 12.
Orser, C. E., Jr. 2003. Raie and Practice in ArchaeoÚJgicalInterpretation. Philadelphia: University
of Pennsylvania Press.
Patterson, T C. 1995. Toward a Social History if ArchaeoÚJgyin the United States. Fort Worth: Har-
court, Brace.
---.2001. A Social History if Anthropology in the United Staus. Oxford: Berg.
---o 2003. Marx's Ghost: Conversaiions with ArchaeoÚJgists.Oxford: Berg.
Peace, W. J. 1992. The Enigmatic Career if v,;re Gordon Childe: A Peculiar and Individual Manifesta-
tion if the Human Spirit. Doctoral dissertation, Columbia University, NewYork. Ann Ar-
bor: University Microfilms lnternational.
Redman, C. L., M. J. Berman, E. Y. Curtin, W. T Langhorne, Jr., N. M. Versaggi, and J. C.
Wanser. 1978. Social Archaeology: Beyond Subsistmce and Dating. New York: Academic Press.
Renfrew, C. 1973. Social ArchaeoÚJgy: An Inaugural Leaure. Southampton: University of
Southampton.
---o 1984. Approaches to Social Archae%gy. Cambridge: Harvard University Press.
',; ---.2001. From Social to Cognitive Archaeology: An Interview with Colin Renfrew.
Journal if Social ArchaeoÚJgy 1:13-34.
Schiffer, M. B. 1976. Behavioral Archaeology. New York: Academic Press.
---o 1999. Tbe Material Life if Human Beings: Artifacts, Behavior, and Communication. London:
Routledge.
Schiffer, M.B., ed. 2000. Social Theory in ArchaeoÚJgy.Salt Lake Ciry: University of Utah Press.
" Sherratt, A. 1989. Y. Gordon Childe: Archaeology and Intellectual History. Past and Present
125:151-85.
Stiebing, W. H, Jr. 1993. Uncovering the Past. A History if Archaeology. New York: Oxford Uni-
versity Press.
Trigger, B. G. 1980. Gordon Childe: Revo/utions in Archaeology. New York: Columbia University
Press.
---o 1987. Y. Gordon Childe: A Marxist Archaeologist. In Studies in the Neolithic and Ur-
ban Revo/utions: The V Gordon Childe Col/oquium, Mexico, 1986, Linda Manzanilla, ed. British
Archaeological Reports, International Series, no. 349, pp. 1-8. Oxford.
--o 1989. A History if ArchaeoÚJgica/Thought. Cambridge: Cambridge University Press.
--o 1994. Childe's Relevance to me 1990s. In The Archaeology if V Gordon Childe: Contem-
porary Perspeaives, D. R. Harris, ed., pp. 9-34. Chicago: The University of Chicago Press.

I'
,I
I
Changing Methods and Aims in Prehistory I

T
H15 15 THE F1R5T PRE5IDENTIAL AOORESS TO BE OELIVEREO before our
Society since it has become the Prehistoric Sociecy without qualification.
It seems therefore appropriate to choose in preference to any particular
problem the general topic of the aims and methods of our science. The last ten
years have witnessed an extraordinary increase in the data available to rhe prehis-
torian and a remarkable expansion in the field he must survey. For this very rea-
son we have been led to a revaluation of the methods and concepts to be employed
in the interpretation of our material. To arrange and classify data pouring in from
every corner of the world parochial categories that worked well enough for local
collections can no longer serve.
Prehistoric archaeology has twin roots and a dual function: it tries on the one
hand to prolong written history backward beyond the oldest literary records, on
the other to carry natural history forward from rhe point where geology and
palaeontology would leave it. In practice prehistoric remains were first systemati-
cally studied with a view to supplementing the information about Celts, Oruids,
Britons, Picts and Germans provided by ancient authors. But it was the union with
geology after the acceptance of Boucher de Perthe's discoveries that made prehis-
tory a science.
The first step to making archaeology a science was to establish a systematic
and significant classification for its materials. From geology prehistory learnt not
only the need for a logical classification but the most significant basis for such.
That basis must be chronological. Archaeology cannot supplernent history or be-
come prehistory unless its material is arranged in the true historical order and
temporal sequence. But it has taken some time for archaeologists to realize the pri-

Previously published in Procud;ngs oj tk Prebistoríc soc;,ty. vol. I, no. I, pp. 1-15. Carnbridge: Prehisroric Sociery,
1935.

25
26 CHAPTER I CHANGING METHOOS ANO AIMS IN PREHISTORY 27

ority of the chronological classification. I know museums where the stone axe- and the Tasians of the Nile Valley before 5000 B.e. were both "neolithic," Polished
heads, flint arrow-heads.whetstones, wrist-guards, querns and spindle-whorls have stone axes, treated as Leiifossilen} would rnake the Maoris of the 18th century A.D.
been catalogued together because all happen to be made of stone. contemporaries of Egyptians who nevertheless lived sixty centuries earlier in terms
Geology not only taught archaeologists the necessity of a chronological elas- of human history! A period which telescopes imo nothingness the whole of writ-
sification, it also indieated how sueh can be seiemifieally established, The rule of ten history is useless as a chronologieal terrn for prehistory.
stratigraphy has been taken over from geology. Though Lueretius could deduce the Typological periods can have at best a regional validity, can provide a conve-
sequence of Stone, Bronze and Iron Ages, the proof thar such typologieal ages nient but provisional framework for classifying local antiquities. Thomsen's three
succeed one another in the assumed order ean strietly speaking only be given by ages did enable him to arrange his colIection of Oanish relics in the right ehrono-
stratigraphy. But archaeology went on to borrow from geology methods and eon- logical order, Ir would have broken down had it been extended to colIections from
eepts that eannot appropriately be applied to a human seience. Greece and Greenland. To determine what Danish products should be displayed
,i, In geology the sequence of sedimentary rocks is indeed established by stratig- as comemporary with Bronze Age relics from Greece or Esquimaux Stone Age ar-
:'j
:1 raphy, But, once that has been done, the place of a given deposit in the sequence tifacts a time scale quite independenr of the material must be invoked. Ideally the
can be diagnosed by the type fossils-Leiifossilen-eomprised in it. The arehaeo- prehistorian must aim at applying the scale naturally given by the earth's revolu-
!:~
·.·:1' logical counterpart of this proeedure is the establishment of a typological tion round the sun and giving dates in terrns of solar years; failing that he must
,il' chronology. The relative position of an assemblage of relics should be diagnosed look for some natural phenomenon that affected the whole world relatively fast.
,I
'.'·,·"1
by a few typical artifaets included in it. In the classical division imo Stone, Bronze Ice ages and pluvials offer a chronometer of the requisite independence, though
11 and Iron Ages, established for Denmark by Thomsen in 1836, axes and knives fUI- the time units it records are excessively longo
1 '[
,1,,: fil the role of type fossils. In the more arnbitious scheme of de Mortillet ' groups Second1y the classes studied by natural history are highly abstract: the natu-
1
,.1 :.1'
111'

li'[ ,
of distinctive artifacts, proved stratigraphicalIy to succeed one another in Western ralists' species and genera are arrived at by ignoring the manifold differences be-
ii, Europe, are presented as Leiifossilen indicative of archaeological periods; his very tween individual oak trees or sheep to focus attention on a limited number of
li, nomenclature is modelled on the geological and suggests an analogy between ge- common traits. Literary history on the other hand is concerned with individual
ological and archaeological units of time. But the analogy is false, and during the men. Prehistory cannot be content wirh an abstract humanity. Ir cannot indeed
last fifty years prehistorians have had to waste much time in clearing away rhe mis- reach the individual, but it can appreciate differences between nation and nation,
conceptions it induced. differences due to distinct social traditions. Only then can prehistoric arehaeology
The concepts of natural science cannot be applied without modification to be in a position to answer legitimate questions put to it by philologists and liter-
human sciences; natural history is far more abstract than human history, and pre- ary historians: whence carne the Indo-Europeans? when did Celts first reach
historians must advance from the abstractions of the former to the concreteness Britain? were Sumerians or Serrutes the first to settle in Mesopotarnia? That in-
of the latter. That involves in the first place new conceptions of time and differ- volves the application of more discriminating categories to its material. "Polished
ent sorts of chronological units. Geological periods have an absolute value and are stone celt" is a very abstract term grouping together a variety of objects differing
applicable equally to alI continents and latitudes only because they are so enor- in forrn, material and function.
mously long that temporal differences between events in distinct areas are relatively The significance of this variety becomes apparem when we consider how the
insignificant. Natural history must take these periods as units. The fossil flora or implérnent was manufactured, hafted and used, when we regard it not as a natural
fauna characteristic of a geological period did not presumably appear simultane- object but as a tool made by man to enable him to cope with his environment. The
ously all over the world, but originated in one centre from which it slowly spread. study of living human societies as fUnctioning organisms has revealed to archaeol-
But with the geological period, defined by the fossils, as unit, the time occupied ogists this approach to their materials, It has led to the correct definition and in-
by the spread is irnperceptible. With his limitations and for his purposes the terpretation of the concept of a culture. And with this concept archaeology can
palaeomologist must ignore time lags between regions; for him alI Edaphosauri are advance from the abstraction of natural science to the comparative concreteness
li! "contemporary," of prehistory.
1.i'i,:
·,:1
The prehistorian of humanity cannot afford to make abstraction of such lags. The culture is not an a priori category elaborated in the studies of philosophers
Judged by their industries the New Zealand Maoris in the days of Captain Cook and then imposed from outside upon working archaeologists. Cultures are observed

"

I',[

L
1 28 CHAPTER I CHANGING METHODS AND AIMS IN PREHISTORY 29
I,
11' 1.

facts. The 6eld-worker does 6nd speci6c types of tools, weapons, and ornaments ical culture exemplified by our Beaker-folk is in fact unusual. And the science of
repeatedly associated together in graves and habitations of one kind and contrasted genetics has exploded the old, simple conception of race.
with the artifacts found in graves and settlements of another kind. The interpreta- Even by Upper Palaeolithic times the populations of the temperate zones were
tion of the observed phenornenon is supplied by ethnography. The traits of a cul- already mixed. Apure breed, a race characterized by uniform physical peculiaritíes
ture are thus presented together to rhe archaeologists because they are the creations easily recognized in the skeleton, can only arise in a mixed population by excep-
i i

of a single people, adjustments to its environment approved by its collective expe- tionally prolonged isolation and inbreeding. ln a normal mixed population, owing
rience; they thus express the individuality of a human group united by common so- to the complexity of mans genetic constitution and the particulate inheritance of
cial traditions. With thís idea prehistory vindicates its character as a human, in the several genes determining head form stature and so on, a uniform racial type
contrast to a natural, science. But it is obliged thereby to modiíy still further and is not to be expected. Similarities between individuals as indicated by a few skele-
redefme methodological concepts borrowed, as we have seen, from natural science. tal measurements need not imply blood relationship. "There is a fair probability
1 must beg leave to elaborate this point because the concept of a culture is not yet that two piebald cats will have the same ancestor. In the case of two piebald men
so 6rmly established and its implications are not so generally familiar in Britain as. (not known to be related) the opposite is probably true," writes Haldane in the
say. in Central Europe. last Encyclopedia Britannica. Biometric methods may yield a workable definition of a
The classi6cation of remains by cultures was early forced upon Scandinavian, race where a large number of skeletons are available. But no reputable biologist
German and Italian prehistorians because in North and Central Europe groups of would now use the cephalic indices of a few skulls to define a race or deduce mi-
rernains, distinguished by pottery, burial rites and so on, are quite dramatically jux- grations or anything else therefrom.
taposed and contrasted throughout the New Stone Age. The rnethod was used by These unpalatable truths are penetrating but slowly to the general publico But
British archaeologists working in the Orienr like Petrie or on local protohistoric British prehistorians are now abandoning excessive expectations from anatomy.
periods like Arthur Evans. But it has been only slowly adopted by the majority of The peoples named in hisrory or deduced by philology. Kelts, Iberians, Belgae.
workers in Great Britain for three reasons. Semites and Indo-Europeans were most probably racial mixtures. All we know is
Our Neolithic and Bronze Ages long seerned relatively homogeneous. The that they were united by a common social heritage-by community of language.
Swede Ãberi was the first to attempt to distinguish cultural provinces in the institutions, artistic and industrial traditions. The culture, reflecting a common
New Stone of Britain in 1912, and it is only ten years since Menghin. Kendrick social herirage, not race, the product of biological inheritance, can alone give a
and Leeds provided a reliable basis by teaching us to recognize two classes of clue to the recognition of such peoples.
neolithic ponery. Our bronzes could be presented as a self-contained evolu- Finally the idea of culture has only quite recently been applied to the classifi-
tionary series till Crawford in 19123 recognized that the sudden appearance of cation of remains of the Old Stone Age. Students of the palaeolithic, trained in
a whole complex of fresh types without local precursors was symptomatic of an geological rnethods, long remained content to accept evolutionary concepts and
invasion. seem to have despaired of chronological systems independent of typology. As
In the second place British prehistorians in their efforts to identify rhe Kelts long as excavated material was available only from Western Europe, the groups of
or to trace prehistoric invasions to their sources relied on physical anthropology. artifacts labelled Chellean, Acheulean, Mousterian, Solutrean and Magdalenian
Antiquaries paid more attention to skeletons than to the tombs in which they lay could be accepted as a simple evolutionary series. They could be taken as charac-
or to the grave goods accompanying them. Ir was generally held last century that teriz~g temporal phases in a continuous process of cultural development, For in
peoples named by ancient writers, Celts, Gerrnans, Picts and so on, would be pure France and Spain the groups in question do follow one another in a temporal se-
races: each would possess a distinct physical type easily recognized by such simple quence. The extension of the archaeologists' purview to East Europe, Africa and
criteria as the cephalic index. ln Britain that belief was fostered especially by an Asia ultimately upset this evolutionary conception. And the establishment of the
excepcional coincidence. The dominant group in our early Bronze Age does actu- glacial sequence as a chronological framework made the system unnecessary.
ally exhibit a physical type easily distinguished even by the cephalic index from Already in 1916 the Bavarian, Oberrnaier," translated to Spain, had distin-
that of the builders of our Long Barrows. And so Abercrornby, though perfectly guished core-cultures and flake-cultures in lower palaeolirhic industries. His ideas
familiar with the idea of a culture, habitually speaks of a race and defines his in- were taken up by other Central European scholars, notably by Baier, and by 1925
vaders by their physical type. The coincidence of zoological race and archaeolog- Menghin5 was classif}ring palaeolithic material in cultural groups precisely like
I
30 CHAPTER I
--
I CHANGING METHODS AND AIMS IN PREHISTORY 3I

'I those used for the neolithic and later periods. But in the classic lands of palae- socketed axe in the Late Bronze Age. Or again this very summer I excavated a thor-
olithic research the chronological system of de Mortillet persisted much longer; ough1y prehistoric looking promontory fort in County Antrim. Luckily an im-
the evolutionary idea still dominated the great textbooks of Macalister, Burkitt ported glass bangle dated the site to the 8th or 9th century A.D. Judging the
and MacCurdy, and Oberrnaier's ideas, though mentioned in the third edition, pottery by standards valid for southern England, I should have called it Hallstatt
have not transformed the presentation of Sollas in Ancient Hunters. and dated the site a thousand years too early! We have always to be remembering
The impetus to the reorganization of palaeolithic studies in western Europe that tricks of flint-work or potting, types of tools or weapons, burial rires and
carne primarily from our last president, Henri Breuil, and was perhaps not un- artistic styles may express just techniques, ways of working or fighting, beliefs and
connected with his Voyagepaléolithique en l'Europe centrale in 1923.6 His article on the tastes consecrated by the social traditions of a particular people, Other contem-
Levallois flake in Man, 1926,7 marks the turn of the tide. And in 1928 Dorothy poraries may have favoured different fashions and devices so that the traits noted
Garrod's Presidential Address to this Society'' crowns the victory of the new con- in rhe first instance cannot be set up as standards of technique and fashion that
ceptions. But quite apart from foreign ideas the experience of our own field- should characterize and dominate any absolute period of time.
workers made a reorientation essential. Thus a former president, Leslie Of course alI this has seriously complicated the archaeologist's task in fUlfill-
Armstrong, showed that at CresweU Crags, an industry, typologically a late Auri- ing his primary duty of classifying his material chronologicaUy. In the classifica-
gnacian, was parallel in time with the French Magdalenian. tion of relics perhaps the first step should now be to assign them to their proper
Even the recent textbooks in English, on the palaeolithic, like Burkitt's Old cultural group; it is the cultures which should be classified chronologically rather
Stone Age and still more Leakey's, Adam': Ancestors, are now dominated by the human- than individual relics. Naturally the position of a given culture may vary from
historical as contrasted wirh the naturalistic evolutionary view. The existence of place to place. Despire the chronological sequence established stratigraphically for
distinct but contemporary cultures is now adrnitted for the Old Stone Age as fully Cambridgeshire and Wiltshire, we suspect that in some parts of Britain Windrnill
as for later periods. The implications of the admission are not yet fUlly or gener- Hill pottery may be as late or later than some Beakers!
ally grasped. Types cannot at once serve to characterize cultures and to mark pe- The technique of archaeological mapping which has been so splendidly devel-
riods of time. The flat stag's horn harpoon and associated types define very oped in this country thanks to Crawford, Curwen, Chítry, Clark, Fox, PhiUips and
satisfactorily an Azilian culture but not an Azilian period. The Azilian relics from others is very helpful both in deciding to what culture a type belongs and in de-
the 25-foot beach of Scotland are almost certainly late r, when judged by the in- termining the chronological relation between several cultures. For instance con-
dependent and reliable time scale fUrnished by geology and climatology, than the temporary cultures tend to exhibit mutually exclusive distributions while
corresponding relics in Franco-Cantabria. Such a chronological discrepancy, successive cultures may and successive phases of the same culture should partly
which typology alone would have obliterated, gives the clue to the direction of a occupy the same area. Ir is the geographical discrepancy in the distribution of
prehistoric movement of peoples. Windmill Hill and Beaker remains that encourages me to think that the two cul-
Ín rhe motor car age we can still find communities relying for transportation tures overlapped in time in Scodand.
on rhe ox cart and others lacking wheeled vehicles altogether: in Indian villages the The cultural classification must eventually impose modifications on archaeo-
same sort of wagon is used to-day as at Ur 5000 years ago. The time lag here is logical nomenclature. De Mortillet's terms were designed to denote periods of
patent. But in prehistoric times, too, there were backward communities amongst time. But we have now agreed that the Chellean, Solutrean, Magdalenian and Hall-
whom old-fashioned implements, weapons, ornaments and dweUings persisted statt tvpes he figured really distinguish cultures to which other contemporary cul-
long after more progressive neighbours had abandoned these for superior types or tures have to be compared and contrasted. But the terms Hallstatt and Chellean
more modern styles. All this is obvious, but we need to subject ourselves to con- are still often loosely used as denoting periods of time. Within limits this usage is
tinuous drilling. doubtless convenient. In British archaeology "Rornan period" is a loose but handy
For instance I was inclined to accept the flat axe and triangular dagger as reli- substitute for the more accurate designation "Ist to 4th century A.D.;' and is con-
able signs of an Early Bronze Age that could be dated between 1800 and 1400 ventionally applied to native remains even from Scodand or Ireland. The domi-
B.C. in Britain. 1 was quite surprised when, applying to the Scottish material the nant culture of a region can, that is, be used to define a local period; in a
numerical methods brilliantly expounded by our former President Fox," I found chronological classification, contemporary "backward" cultures may still be as-
that the flat axe must probably have remained in use till the introduction of the signed to the period designated by the standard dominant culture.
I"
32 CHAPTER I CHANGING METHOOS ANO AIMS IN PREHISTORY 33
,I
But where there is the slightest danger of confUsing the chronological with the in the Dordogne or the Kwakiutl in British Columbia. It is one of the many ser-
cultural classification, such usage is to be deprecated. The Hallstatt cemetery vices rendered to prehistory by Prof. Elliot Smith to have insisted on the revolu-
yielded a typical set of relics illustrative of the fashions current in Central Europe tionary contrast between food-gatherers and food-producers. Following his lead
during a limited period of historical time-say from 750 to 450 B.C. Is the term Harold PeakeIOand others have proposed equating the beginning of the neolithic
Hallstatt to denote that period of time or the principal culture then flourishing with this beginning of food-producing economy. That revolution in human life
in Central Europe? Shall we apply it to any sort of relic that was current between may be termed the neolithic revolution. Neolithic will mean "food-producing"
750 and 450 B.C. even though such were unrepresented at Hallstatt, or only to the and will point a contrast with the food-gathering economy of the Old Stone Age.
types found in the cemetery? Current usage is ambiguous. The term "Hallstatt pe- Such a division will agree passably with classical definitions of neolithic: all au-
riod in Britain" is not applied to relics current here between 750 and 550 B.C.- thorities mention domestic animals and agriculture as well as polished stone axes,
the Late Bronze Age assemblage to which the type site offers no significant pottery and weaving.
parallel-but to certain groups, derived from Continental Hallstatt cultures but I have tried in my Bronze Age to show how the next of the classical "periods" is
not appearing here appreciably before 500 B.C. There is the same ambiguity about delimited by an economic revolution of almost equal scope. The adoption of
the use of Chellean. The term ought to designate a culture, characterized by hand- metal tools and weapons that distinguishes the Bronze Age doubtless gave their
axes that flourished in France in pre-Russian times. But Homo heidelbergensis is often users enhanced control over their environment. But the superiority of copper or
called a "Chellean man," Today that designation implies that he made hand-axes bronze over flint and stone tools is, I think, generally overestimated. Not only for
which is certainly untrue. All thar is intended by its abusers is that Homo heidelber- tilling the land, but also for the execution of monumental carvings and even for
gensis lived in pre-Russian times. Why not say so? Let "Chellean man" denote the shaving the Egyptians of the Old Kingdom were apparently content with stone.
hominid who made hand-axes such as characterize the classical Chellean culture. The European as well as the Egyptian evidence indicates that it was for weapons
In the interests of clear thinking I would urge archaeologists to confine the and ornaments rather than for tools that metal was first extensivelyused. But the
terms Chellean, Magdalenian, Hallstatt to the designation of cultures. When it is possession of superior weapons is in itself hardly an advance comparable in scope
desired to speak of the period of time during which any of them flourished, use with the adoption of a food-producing economy.
geological or climatological terms or dates in calendar years. For Mousterian pe- The economic and social implications of metallurgy are not thereby ex-
riod in Europe sayWürm I, instead of kitchen-midden period say Liuorina or early hausted. In neolithic cultures, as we know them among contemporary savagesand
~1
Atlantic. as we can reconstruct them in prehistoric Europe, industry is generally organized
I
;.1

What then is to become of the hallowed terms Palaeolithic, Neolithic, Bronze on a domestic basis and each cornrnunity is self-sufficing: each household, beside
Age, lron Age? Can they survive as designations of true periods of time which producing its own food, could and probably did manufacture the tools, weapons,
II could be expressed in terms of solar years in our calendar? Obviously noto But I clothes and vessels needed by its members. At the same time the cornrnunity did
,I.
1,' should like to believe that they may be given a profound significance as indicating not have to rely on foreign trade for any necessities. The regular use of metal gen-
I~
vital stages in human progresso I would suggest that the classification Old Stone erally broke down this independence and self-sufficiency. The smith, like the
II Age, New Stone Age, Bronze Age and Iron Age draws attention to real revolutions miner, is a specialized craftsman; his materiaIs, the metaIs or their ores, have nearly
'I" ,
that affected all departments of human life. alwaysto be obtained from other regions or peoples by some more or less regular
i!, The first steps in progress that distinguish man from other animals-the con- systern of trade or barter.
I'
li,.I' trol and production of fire and so on-go back to the Old Stone Age. But all The use of copper and still more of bronze is thus the symptom of a radical
palaeolithic peoples relied for sustenance, as far as we know, exclusivelyon hunt- change in economic structure in the direction of modern conditions. It indicates
li ing, fishing and collecting. The first revolutionary advance was made when some specialization of labour and the beginnings of regular foreign trade. There with
I'
group or groups began to cultivate plants and/or to breed food animals. Culti- new trades and new possibilities of livelihood are opened up. To secure bronze the
vated plants and domestic animaIs put the cultivator, the herdsman and the mixed peasant must produce more food-stuffs than are needed for domestic consumption;
farmer in control of their own food supply; they can within certain limits augment on his surplus miners, smiths and traders may live.The term neolithic is thus ap-
the supply according to demando And so population can expand to a degree im- plicable only to "self-sufficing food-producing cornmunities," Bronze Age implies
possible even among the most favourably situated hunters like the Magdalenians an economic revolution which has evoked and provided a living for specialized
34 CHAPTER I CHANGING METHOOS ANO AIMS IN PREHISTORY 35

craftsmen and merchants. Ir will be recalled that twelve years ago Fox! I took a sim- palaeolithic agriculture then must not be ruled out a priori. If the cultivation of
ilar economic basis for the subdivision of the Bronze Age in East Anglia: he took plants in the upper pleistocene could be established, the significance attached to
as the line of demarcation berween the Late Bronze Age, not rhe socketed axe, but the terms palaeolithic or neolirhic would have to be changed.
the founder's hoard and the reorganization of the metal industry that it implies. The Natufian culture discovered by Garrod in Palestine constitutes a less se-
The lron Age is demarcated by an economic revolution of even more obvious rious objection. The Natufian industry includes sickles that presumably were used
significance. The superiority of iron over bronze weapons, generally ernphasized, for harvesting grain, but lacks pottery and other neolithic traits. The culture need
is indeed questionable. The real advantage of iron is its cheapness. With cheap and not, however, be very ancient-not older than the undoubtedly neolithic Tasian
durable iron tools communities were enabled to undertake on a large scale works and Merimdian for instance. It could therefore reasonably be termed neolithic or
like tree-felling and draining for which bronze tools were toa precious and stone proto-neolithic on the definitions here proposed.
tools toa fragile. Cheap iron tools opened up new and more fertile lands for set- Nor does my tenta tive definition fix the lower limits of neolirhic quite unam-
t1ement and thus made available new supplies of food. Distribution maps vividly biguously. Even in a typologically pure neolithic culture we sometimes find indi-
illustrate the dramatic expansion of population as a result of the lron Age revo- cations of industrial specialization and some organized trade (as opposed to
lution. ln Scotland for instance you see population throughout the local Bronze occasional exchanges of luxury articles such as are to be anticipated in any ne-
Age restricted to the drier and less heavily timbered but agrieulturally poor patches olithic culture). Flint mining, for instance, is a specialized industry; the products
of sandy and gravelly soi!. ln the Iron Age regions hítherto blank and the fertile of Spiennes or Grimes Graves were regularly traded to neighbouring districts. On
valleys are densely settled. ln terms of population iron does mark a revolution, and the other hand the sporadic importation of manufactured metal objects need not
can thus legitimately be used as the criterion of a major division in the classifica- denote such dependence on external trade as should merit the designation, Bronze
tion of eultures by stages in progresso Age. The natives of the Pacific were acquainted with metallic iron when the first
Admittedly there are diffieulties in the functional-economic interpretation European navigators reached them.l" But they had no idea how it was produced,
here outlined for Thomsens "ages." The polished stone axe that marks the ne- and it played no necessary part in their industries; they treated ir, when they could
olirhic period of the typologist was and is used by food-gatherers. The great get ir, as a superior substitute for shell or stone. lt would be absurd to describe
comb-ware culture of northeastern Europe exhibits the typologically neolithic such native cultures as "Iron Age." So in prehistory a few objects of copper and
traits of polished stone and pottery, but its economic foundation was food-gath- bronze or imitations of such in stone need not mark the beginning of the Bronze
ering; its economy is palaeolithic though its industry is formally neolithic. Con- Age; we have to consider the whole habit of rhe culture in which they were im-
versely a typical group of self-sufficing food-producers like the Badarians ported and the manner in which the metal is employed.
apparently used no polished stone axes; presumably they had no use for them, Copper and bronze were known and probably used in Denrnark from the very
since timber was scarce or non-existent. A polished stone axe is not, therefore, a beginning of the passage grave period. But metal tools of that age are so extrernely
conclusive or necessary sign of a neolithic culture. But, after ali, that truth had rare and stone tools so numerous and well-made that it is clear that the economic
been established long before by the discovery of polished stone axes in Bronze Age organization needed to secure a regular supply of metal had not yer been achieved;
graves and Iron Age forts and crannogs. Still some term like opsipalaeolithic or even the need for ir can hardly have been felt, The Danish passage graves, separate
opsimiolithic ought to be adopted to describe cultures which are formally ne- graves and long cists may still be regarded as illustrations of a neolithic stage of
olithic or contemporary with neolithic cultures, but stiU preserve the gathering culture. The same is true of our long barrows, chambered cairns and causewayed
economy of the Old Stone Age. camps; their builders seem to have made no serious effort to import regular sup-
A second objection is more serious. MenghinI2 claims that food-production plies of metal or for that matter anything else. The Beaker-folk, though partly
goes back to the pleistocene period-palaeolithic times in the strict chronological contemporary with the foregoing and very competent workers with stone, never-
sense of the termo His contention is still unproven. But pottery used to be re- theless evince such eagerness to obtain metal, amber, jet and so on as to earn the
garded as exclusively neolithic. Yet Dr. Leakey found sherds in a pleistocene de- traditional title of Bronze Age. At least they pave the way for a full Bronze Age
posit in Kenya. And recently Burchell and Reid Moir13 have eloquently restated economy by creating a demando
rhe case for palaeolithic pottery in Europe too. Their arguments and others have Provisionally then I would suggest that the terms palaeolithic, neolithic, etc.,
convinced me that palaeolirhic pottery is a possibility to be reckoned with. Even should be regarded as indicative of economic stages. ln adopting as one method a

I
I 1/
36 CHAPTER 1 CHANGING METHODS AND AIMS IN PREHISTORY 37

dassification by economic stages, archaeology would not be abandoning that his- book of archaeological method. Fresh devices have of course been added in sub-
torical character which I daimed the concept of culture gave it. We shall continue sequent years; the technique of pollen analysis, invented by von Post, has put in
to distinguish cultures and to assign each its proper place in a framework of ab- our hands a powerful instrument for reconstructing the dimatic and floristic con-
solute chronology. Only then shall we consider the economic stage to which a cul- ditions with which prehistoric man had to cope. Its value is being demonstrated
ture should be assigned on the "functional-economic'' dassification. The latter step in England by the work of the Fenland Research Committee led by our Honorary
constitutes a comparison between the material equipment, economic organization Editor.
and scientific knowledge of one prehistoric people with those of others. We cer- Using what I call the functional conception of a culture British prehistorians
tainly do not use the culrure exdusively as a means of tracing migrations. But it is have already made outstanding contributions to history. To take but a single in-
an old-fashioned sort of history that is made up entirely of kings and battles to the stance. Literary sources have farniliarized us with the invasions of Britain by the
exdusion of scientific discoveries and social conditions. And so it would be an old- Belgaeand by the Anglo-Saxons. But what did the invasions mean beyond a change
fashioned prehistory that regarded it as its sole funcrion to trace migrations and to of language and the substitution of one group of barbarian overlords for another,
locate the crad1esof peoples. History has recently become much less political-Iess less or more barbarous? The archaeological investigation of ancient field-systems,
a record of intrigues, battles and revolutions-and more cultural. That is the true developed particularly by Cecil Curwen.P has supplied the answer: the Teutonized
meaning of what is miscalled the materialist conception of history-realistic con- and Teutonic invaders introduced a new system of agriculture and a superior type
ception would as Cole says be better-it puts in the foreground changes in eco- of plough. These for the first time opened up to tillage the fertile but heavy day
nomic organization and scientific discoveries. And dearly there is scope for a lands of the English valleys. The increased food-supplies thereby tapped made
realistic conception of prehistory and ample opportunity for the archaeologist to possible a rapid increase in population, reflected in distribution maps but not ex-
co-operate with the historian on the cultural and economic side. plicable by the probable numbers of the invaders. In the instance quoted archaeo-
Our dumb relics and monuments can never reveal the names of prehistoric logical investigation has not only supplernented the written sources but has
chieftains, the drearns of seers or the issues of individual battles. But they can be revealed quite a new and deeper significance in the recorded facts. Evidently ar-
made to disdose the economic organization of a people and a period. We can de- chaeology can extend and enrich history equally in the wider domain unillumi-
termine how a given group got its food, how far labour was specialized, what part nated by written documents. And such extension and enrichment is essential if
commerce played in the community's life, what geological, botanical and chemical history is worthily to fulfil her functions.
knowledge the hunters, farmers, and craftsmen were applying in their several pur- One of these is surely to define progressoTo ask "have we progressed?" is of
suits. That is what is disdosed when we study a culture, not as a dead group of course meaningless-the question can only be answered in the affirmative. It is for
fossils or curios but as a living, functioning organismoTools and cultivation plots, history to say what this progress has consisted in and to provide standards for de-
vessels and hut-foundations reveal the equipment used by the community in the termining it. But the written record is too short, toa broken and toa one-sided.
daily business of securing food and shelter: the techniques of their manufacture To reach a judgment unbiassed by private prejudices, one must survey a much
and cultivation reveal the science, the collective experience that the group is ap- wider field than is adequately covered by written documents. In the short time-
plying to those ends. We see material culture as an adaptation to an environment, spans they illumine, accidental ups and downs are relatively so prorninent that gen-
to use a biological termo eral tendencies can hardly be isolated from them. Archaeology can survey the
The study and appreciation of a culture from this angle imposes fresh obliga- vicissitudes of mans material culture, of human econornies, not only over the beg-
tions upon the archaeologist. He can no longer be content with merely describing garly 5000 years, patchily illumined by written records, but over a span of 5000
and dassifying the objects he uncovers; he must ascertain how they were made and centuries. It opens up a horizon wide enough for the accidental features of the
whence the materials for their manufacture carne. To do that the archaeologist landscape to assume their correct proportions,
must enlist the co-operation of geologists, botanists and zoologists, of practical The old stages or ages, re-interpreted as above suggested, provide a significant
farmers, artisans and engineers as well as of ethnographers. And to see the culture basis for the dassification of cultures that are to be compared and judged from
functioning the environment to which it was an adaptation must be reconstructed. this realist standpoint. The major divisions in the dassification should coincide
I need not elaborate these requirements. They were brilliantly stated by Crawford with critical points in human progresso And the functional conception of a cul-
in Man and His Past, that in many respects remains a complete and accessible text ture suggests an objective and even numerical criterion for the recognition of such
38 CHAPTER I CHANGING METHODS AND AIMS IN PREHISTORY 39

critical points. For it re-establishes on a firmer basis the traditional association of make a reasonably dose estimate of the approximate population. But a fuliy ex-
archaeology with natural science. Now one of the outstanding features of natural plored village like the Goldberg or Kôln-Lindenthal is, alas, arare exception.
science is the objectivity of its condusions; it is in that quarter that we might ex- Serious estimates of prehistoric populations remain a task, a perfectly feasible
pect to learn how to apply impersonal and passionless judgments to the more de- task, for the future. But even the imperfect data now at our disposal permit of pro-
bateable domain of human affairs. visional comparisons of population-densities at successive ages or stages. No
Prehistoric archaeology, as remarked at the outset, carries on the story of nat- doubt the chance of a skeleton, a grave, or a hut-site surviving is inverselv pro-
ural history. Human progress, at least in material culture, can be treated as re- portional to its antiquity. But even so, the number of palaeolithic and mesolithic
placing organic evolution among the so-called lower animals, It is a truism that for skeletons known frorn France is tiny in comparison with the thousands assigned
Homo sapiens the tools, clothes and refuges that man makes take the place of the to the neolithic age.Yet the former have to be distributed over a period of ten or
members, Iurrv coats and protective markings that other species grow in order to even twenty times as longoThe comparison gives a distinct if incondusive indica-
I I
obtain food, warmth and security: a tool has been aptly termed an extra-corporeal tion that the neolithic revolution, the adoption of a food-producing economy, did
i I
promote an expansion of population as it should on our theory.
limb. The function of the animal's bodily equipment is to enable it to live and
propagate its species, Material culture, as defined here, is just the assemblage of No similar comparison between the Neolithic and Bronze age can be usefully
devices that a community has invented or learnt to enable it to survive and expando instituted while the duration of each pericd remains so uncertain. But in compar-
Success in survival, expressible in numerical terms, measures the biological value ing the Bronze and Iron ages particularly in Britain we inevitably get the impres-
of a species' inherited endowments. The same standard should apply to material sion of a substantially greater population in the later and shorter period.
culture. Advances in material culture should then promote a numerical increase in The establishment of an analogy between organic evolution and human
the community that creates or adopts them. Advances of critical importance to progress does not mean abandoning the historical character established for pre-
humanity should be foliowed by such a multiplication as to be conspicuously re- history and returning to naturalistic ideas. A pseudo-Marxist materialism might
f1ected in the population curve. We should then have a criterion of progress pos- indeed represent the stages of progress, the archaeological "ages," as mere adjust-
sessing all the objectivity of number, ments evoked by the environment independently, though not simultaneously, in
A familiar example from English history shows that our expectation is justi- various regions. But no sane prehistorian wili contend that the strandloopers who
fied. A dramatic upward twist in the population graph after 1750 ref1ectsthe pro- have left the kitchen-middens in Oenmark began of their own initiative to culti-
found significance to the whole English people of that application of new vate emmer or to tame sheep. For no wild wheat grew in Oenmark to cultivate and
methods of production and transportation termed the Industrial Revolution. Pre- no wild sheep ranged the forests for the strandloopers to tame. The distinctive el-
historic revolutions in material culture, ref1ected equaliy in the population curve, ements of Danish neolithic cultures-the plants cultivated and the animals bred
should delimit the stages of human progress in a scientific dassification. In re- therein-can only have reached the Baltic by some sort of diffusion.
defining the prehistoric stages earlier I deliberately tried to indicate that each made The fact of diffusion, attested unambiguously in cases like this, constitutes
room for a larger population than the last; the opportunity for an expansion, one of the outstanding differences between progress and evolution. An animal
i grounds for expecting a kink in the graph, were, I hope, demonstrated. species cannot communicate to another its experiences, the inherited instinctive
III Unhappily prehistoric communities ex hypothesí kept no vital statistics that we and bodily adjustments that guarantee its survival. A human community can and
can study. And estimates of prehistoric population densities are beset with many does borrow from neighbours devices and processes that the latter have found ben-
difficulties. Burials provide certain indications, but reliable deductions are im- eficial. Human experience can be pooled. We in Britain benefit today from the ex-
peded by the number of unknown factors: how long was a given cemetery in use? perience not only of our physical ancestors-Normans, Anglo-Saxons, Celts and
were ali members of the community accorded ceremonial burial or was that priv- the rest-but also of peoples who had never visited or heard of Britain-American
ilege restricted to a small aristocracy? what proportion died away from home on Indians, Greeks, Egyptians, Sumerians, a nameless innumerable multitude.
campaigns or hunting expeditions? above all what allowance must be made for dis- The diffusionist controversy that raged here ten years ago focused attention on
turbance in the centuries or miliennia since the interments and for graves not yet this continuity in cultural tradition. But of course the idea of diffusion was not
discovered?Hut-villages would provide more reliable data if intact and completely discovered by Elliot Smith or Perry. It was freely admitted last century that the
excavated;from the number of contemporary huts at a site it would be possible to practice of food-production was introduced into Britain and the rest of cis-Alpine
40 CHAPTER I
CHANGING METHODS ANO AIMS IN PREHISTORY 41

Europe. Boyd Dawkins and de MortiIlet were frankly diffusiooists, bur they in- Before accepting similar devices, employed by two cultures, as proofs of dif-
terpreted the process in terms of undemonstrated and often incredible migrations. fusion, it is essential first of aIl to determine the chronological relations of the re-
The great masters of Continental prehistory-Montelius and Sophus MüIler- spective cultures. A choice berween the war-cries Miragt orientale and Ex oriente lux
were no less diffusionists. Both have traced how ideas and inventions, notably met- can only be justified finally to science when an entirely independent system of
aIlurgy, traveIle~ from the Onent to Scandinavia. Their systems of chronology chronology can be applied equally to the Aegean and the Baltie. If de Geer's
presume dlffuslOn as a methodological postulare: for they are based on the as- geochronology wins final approbation, the short chronology for the neolithic
sumption that types, invented in the East Mediterranean area, were transmitted to stage in northern Europe will need revision.
II the North
Greece or Egypt
and there adopted.
therefore
The
provides
appearance
a limiting
of a type in a datable
date for its appearance
context
in Denmark
in The likelihood
siderations.
of diffusion
Since the war many intermediate
may be increased by spatial and quantitative
links between Northwestern Europe
con-

or Sweden, But in explaining the mechanism of diffusion these masters were con-
I tent to invoke "trade" and leave the term undefined.
and the Near East have come to light in the Balkans, in Russia and in the West

! Mediterranean. At the same time unsuspected Oriental parallels to North Euro-


One of the positive contributions of our English diffusionists was to insist on pean types have been recognized as specialists on the local material have beco me
I
the concrete implicarions of such a word. Visits from European traders, however familiar with relics from Egypt and Sumer. During the last ten years the defini-
I
; I often repeated, will not teach the Trobriand Islanders how to make safety-matches tion of channels for diffusion and the identification of a multitude of traits thar
or to build chapels in brick. No more could caravans of merchants bartering might have been diffused have rehabilitated the doctrine of Ex oriente lux and won
bronze axes for amber beads initiate prehistoric Danes into the mysteries of met-
li' II acceptance even in Sweden and Germany for the short chronology that has long
aIlurgy. If the neolithic Orkney Islanders reaIly modelled Maes Howe on the been accepted in this country and in Denmark.
I tholoi of ~lcalar or Mycenae, some transfer of population is implied. Only per- The discovery of intermediate spatiallinks and the rnultiplication of common
s~ns acquamted by actual apprenticeship with the technique of corbelling and ini- traits enhance the probability of diffusion between two cultures. But similarities
riated mto the mysteries symbolized by sepulchral architecture could teach the in material culture can nearly always be explained away as parallel adjustments
islanders how to build the tomb and inspire rhern with the desire to erect it. They evoked by a similar environment. But the archaeologist is not entirely restricted to
I
must have sufficient force or prestige to win disciples and have stayed long enough material culture: his material includes items which must be assigned to the domam
to tram such. The diffusionists have ar least taught us to examine in every instance ofspiritual culture. Amulets and megalithic tornbs, sculptures in the round and
how an .,dea could have been diffused and what learning a new technique means designs painted on vases have no obvious utility; from the marerialist standpoint
10 practlce.
they did not help their makers and builders to get more food or rear more off-
The controversy was embittered by certain methodological weaknesses in the spring. Their rnakers may indeed have hoped to obtain such results. And func-
I English school's argumentation. To prove diffusion they toa often relied 00 su- tional anrhropology will show how ritual and art by promotmg social so~,danty
II perficial resemblances and abstract agreements. "Polished, stone celrs" were cited or dispelling anxieties contributed to a group's survival. But a rationalist will
as constituting a common trair uniting rernote cultures quite regardless of how the demonstra te no less plausibly how superstitions hindered matenal progress and in-
"celr" was mounted or whether it was used as an axe, an adze or a battle-axe. Sci- deed precipitated disasters. . .
entific prehistory cannot be satisfied with such abstractions. Opponents can al- A dolmen with port-hole entry cannot be represented as an inevitable re-
ways argue that such abstract agreements may perfectly well resulr from parallel sponse to any set of external environmental conditions that an archaeologist can
but independent developrnents. "Glazed quartz beads," something much more un- hope to discover; its explanation must involve the mternal environrnent, the so-
usual and concrete, would have seemed a convincing case of diffusion between cial traditions of the group. A flock of tame sheep on the contrary can theo-
Sumer and Ancient Egypt. But Beck'sl6 recent examination has shown that the reticaIly be depicted as a natural response to an environment in which sheep
techniques employed in the two regions were distinct. If the idea can stiIl be re- lived wild. Dolmen building in Sardinia and the Caucasus would justity more
garded as a case of diffusion, its significance has been altered, The transplantation positivc conclusions than could be based on sheep breeding ~n the same areas.
of a techmque from one region to another requires a migration also of techni- No valid ground has ever been suggested why two communmes should inde-
cians. A smgle glazed quartz bead reaching Sumer by indirect barrer from Egypt, pendently create such a laborious, complicated and useless device as the port-
or vrce versa, would suffice to prompt local imitations. hole dolrnen to be a receptacle for their honoured dead. The value of such traits

•...
42 CHAPTER I CHANGING METHOOS ANO AIMS IN PREHISTORY 43

of spiritual culture in supplementing material arguments for diffusion has been Notes
properly emphasized by the English school. I. Musée prébisloríque, 188 I, revised 1902.
A very different account of the mechanism of diffusion is advanced by the 2. Sludier iifver den yngre slena/dern.
Austrian culture-historical school of ethnographers. The very traits, widely dis- 3. Anliquaries Journal, n. p. 27.
persed among savage cultures, that our diffusionists cite as degenerate and dis- 4. Cf. Menghin, WEZ., XIV, p. 31.
torted borrowings from the Aneient East are interpreted there as survivals from 5. Appendix to the 3rd edition of Hoerncs' Urgescbicbte der bilJenden Kunst.
6. L'AnlbropoUJgie, XXXIII-XXXIV The idea of distinct cultures is however already
prirnitive eulture-eyeles that began to spread over me earth in pleistocene times. Ir
implicit in his famous "Sub-divisions," CLE, Geneva, 1912, P: 173.
is these ethnographic conceptions that Prof. Menghin has applied to prehistorie
7. Man, XXVI, 6.
arehaeology in sueh a stimulating and suggestive way. But in judging his conelu-
8. Procudings of Ibe Prebisloric Society of East Anglia, V, P: 260.
sions and his methods four reservations are needed.
9. AnbaeoUJgy of Cambridge Region, p. 18.
I. His eulture-cyeles are not groupings, forced like cultures upon the 10. Journa/ of Ibe Roya/ AnlbropoUJgical lnstitute, LVII, P: 22; cf. Vayson de Pradenne, Antiq-
archaeologist by his field experience: they are categories borrowed from uity, IX, p. 309.
I I. Op. cito
ethnography imo which arehaeological data have to be fitted.
12. Weltgescbicbte der Steinzeit, pp. 154,270.
2. Even in ethnography no culture-cvcle can be observed funetioning in
13. Man, XXXv, 89.
purity to-day: the cyeles are admittedly abstractions obtained by isolating
14. Journal of Ibe Royal Anlhrop%gical Institute, LXII, P: I.
traits cornrnon to several peoples and areas. 15. Antiquity, I, p. 280; cj Karslake in Antiouaries Journa/, XIII, p. 458.
3. The value of the concept and of the rnethod is by no means generally 16. Ancienl Egypt and Ibe East, June, 1935, 13.
aceepted by ethnographers.
4. Finally, both the ethnographic and archaeological exponents of the
method tend to isola te the culture from the environment to which it is an
adaptation, and 50 to ignore function. Menghin insists 50 strongly on an
axe as an expression of a historical tradition that me reader may forget
thar ir is an implement for felling trees. The use of bone instead of stone
as the principal industrial material is used as the sign of a distinction in
traditions, the mark of a culture-cyele. The geographical approach with
which Myres has familiarized us would ask how far the choice of bone
might have been dictated by lack of suitable stone or vice versa.

The culture-cyele as a methodological device deserves most serious consider-


ation by archaeologists. Ir may be a revolutionary innovation, but it is still very
much on its trial. Other innovations recently proposed in less responsible quarters
I '.

ean be passed over in silence. It is the peeuliarly British practiee to ignore in sei-
entific discussions the groundless hypotheses of amateurs and cranks, however
mueh publicity these may have in the provincial press. Whether that result from
laziness, snobbishness, the law of libel or a sound historical tradition I do not
know. My references to unacceptable theories of diffUsion will emphasize my si-
lence on the much advertized drivellings of charlatans. 1'-
. ("
'!

I'
I

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