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Abstract: Behavior that solves a problem is distinguished by the fact that it changes another part of the solver's behavior and is
strengthened when it does so. Problem solving typically involves the construction of discriminative stimuli. Verbal responses
produce especially useful stimuli, because they affect other people. As a culture formulates maxims, laws, grammar, and science, its
members behave more effectively without direct or prolonged contact with the contingencies thus formulated. The culture solves
problems for its members, and does so by transmitting the verbal discriminative stimuli called rules. Induction, deduction, and the
construction of models are ways of producing rules. Behavior that solves a problem may result from direct shaping by contingencies or
from rules constructed either by the problem solver or by others. Because different controlling variables are involved, contingency-
shaped behavior is never exactly like rule-governed behavior. The distinction must take account of (1) a system which establishes
certain contingencies of reinforcement, such as some part of the natural environment, a piece of equipment, or a verbal community;
(2) the behavior shaped and maintained by these contingencies; (3) rules, derived from the contingencies, which specify
discriminative stimuli, responses, and consequences, and (4) the behavior occasioned by the rules.
Keywords: contingency-shaped behavior; deduction; discriminative stimuli; hypotheses; induction; model building; operant
analysis; problem solving; reinforcement contingencies; rule-governed behavior; verbal behavior
Behavior which solves a problem is distinguished by the chain of responses: orienting toward and approaching the
fact that it changes another part of the solver's behavior latch, touching and turning the latch, orienting toward
and is reinforced when it does so. Two stages are easily and passing through the opened door, and approaching
identified in a typical problem. When hungry we face a and eating the food. Some links in this chain may have
problem if we cannot emit any of the responses previously been reinforced by the food and others by escape from the
reinforced with food; to solve it we must change the box, but some could be reinforced only after other rein-
situation until a response occurs. The behavior which forcers had been conditioned. For these and other rea-
brings about the change is properly called problem solv- sons the box presented a problem—for both the cat and
ing and the response it promotes a solution. A question Thorndike.
for which there is at the moment no answer is also a Thorndike thought he solved his problem by saying
problem. It may be solved by performing a calculation, by that the successful cat used trial-and-error learning. The
consulting a reference work, or by acting in any way expression is unfortunate. "Try" implies that a response
which helps in recalling a previously learned answer. has already been affected by relevant consequences. A cat
Since there is probably no behavioral process which is not is "trying to escape" if it engages in behavior which either
relevant to the solving of some problem, an" exhaustive has been selected in the evolution of the species because
analysis of techniques would coincide with an analysis of it has brought escape from comparable situations or has
behavior as a whole. been reinforced by escape from aversive stimulation
during the life of the cat. The term "error" does not
describe behavior, it passes judgment on it. The curves
Contingencies of reinforcement for trial-and-error learning plotted by Thorndike and
many others do not represent any useful property of
When a response occurs and is reinforced, the probability behavior - certainly not a single process called problem
that it will occur again in the presence of similar stimuli is solving. The changes which contribute to such a curve
increased. The process no longer presents any great include the adaptation and extinction of emotional re-
problem for either organism or investigator, but prob- sponses, the conditioning of reinforcers, and the extinc-
lems arise when contingencies are complex. For exam- tion of unreinforced responses. Any contribution made
ple, in Thorndike's experiment the probability that the by an increase in the probability of the reinforced re-
cat would turn the latch was at first quite low. The box sponse is hopelessly obscured.
evoked conditioned and unconditioned escape behavior, Even in Thorndike's rather crude apparatus it should
much of it incompatible with turning the latch, and be possible to isolate the change resulting from reinforce-
emotional responses which may have made the food less ment. We could begin by adapting the cat to the box until
reinforcing when it was eventually reached. The terminal emotional responses were no longer important. By open-
performance which satisfied the contingencies was a ing the door repeatedly (while making sure that this event
The acquisition of simple skills, whether under the control of than the one that in fact developed. Would a Skinnerian be
reinforcement contingencies or the following of simple rules, bothered? Assuredly not. This would be a case of misidentifica-
can be explained in operant terms and is not contentious. tion of the relative contingencies and reinforcements. Further
However, the important question is, Can all problem solving, search would certainly reveal the correct ones. Unfortunately,
including that involving long-range planning, appreciation of however, there is no criterion for deciding when such a search
possible consequences, abstract solutions, scientific discovery, should be initiated or terminated, except the criterion of confor-
and the like, be so explained? This question is crucial to Skinner, mity to the theory. Thus there are no circumstances under
given the comprehensive nature of his theorizing. It is not which a statement of Skinnerian theory could be conclusively
enough to show that his analyses are plausible in some - possibly refuted. However plausible the account of any particular in-
even in most - instances. He is claiming that, in principle, all stance of problem solving may be, if no genuine empirical tests
problem-solving behavior can be explained in terms of his two of the theory are available, or even criteria for such tests, it
categories of behavior control. cannot claim the status of being scientific.
The examples Skinner gives in "Problem Solving" tend to The principles one espouses in judging the merits of scientific
come from the low end of the continuum, where the relevant theory are not themselves usually handled in the same terms
contingencies and rules of procedure are either known or used to evaluate such theory. Thus the principle of verification
relatively easy to discover. A look at what would be involved in of the logical positivists is not itself verifiable (Wisdom 1938),
analyzing an example from the other end is instructive, and and the principle of falsifiability is not itself falsifiable. To grant
points up the major weakness in Skinner's position. Let us take Skinner an important point, one might say that such principles
the example of Skinner's own attempt to develop a theory of are useful in guiding scientific research to the extent that they
problem solving on the basis of operant principles, surely a good are successful and reinforcing, and this is determined by the
example of high-level scientific problem solving, by most psy- cultural milieu within which the principles are applied. This
chologists' (including Skinner's) criteria. point applies to the acceptance of canons of scientific procedure,
To give a convincing account of the theory's development (or not to the theories that such procedures generate. As I hinted
indeed of the general theory of which this is a specific applica- earlier, the criteria for this evaluation are quite different and not
tion) it would be necessary to identify, at least in principle: contingent in the technical sense.
a. the sources of motivation for undertaking such a complex Thus I think that there is a fundamental flaw in Skinner's
chain of behavior, proposed theory of problem solving. The procedures followed in
b. either the reinforcement contingencies that shaped or developing scientific theories (for instance) are subject to the
maintained that behavior, or the maxims, precepts, and rules of reinforcement contingencies Skinner identifies, although I
behavior that spawned it, and think that it would be difficult to prove that such contingencies
c. the history of the individual's development that led to his fully determine the procedures, but the theories themselves
acceptance of those maxims, precepts, and rules (i.e. the history have to be, and generally are, judged on a quite different set of
of reinforcements that led Skinner to become a behavioral criteria (Bunge 1968; Dodwell 1977). The latter do not in any
scientist). important sense rely on contingencies of reinforcement or rule
It would also be necessary for completeness and consistency following of the sort discussed by Skinner. To attempt to prove
to explain via such a history why Skinner came to espouse this that they do involves the sort of indeterminate and doctrinaire
theory, rather than that. Questions of truth, parsimony, gener- ad hoc reasoning discussed above.
ality, and other scientific criteria do not appear to arise, except No one would doubt that Skinner has made fundamental
insofar as these affected Skinner's own experience of reinforce- contributions to understanding the conditions under which
ments as a developing scientist. (Looked at from this point of many sorts of behavior are developed and maintained. When it
view, the fact that he developed this theory rather than that is, comes to a question of the necessity and universality of his
in the exact philosophical sense, a contingent matter. A different principles, whether applied to problem solving or some other
set of reinforcements would have led him to a different set of category of behavior, one has to face the question of scientific
conclusions about the analysis of behavior.) accountability. At the very least it will be necessary to set
Can we, even in principle, give an account of the develop- criteria for testing the empirical validity of Skinner's theories.
ment of a scientific theory in such contingent terms? And if so, By what process of contingent reinforcement, I wonder, did I
does it constitute a sufficient and adequate explanation of this arrive at that conclusion?
piece of problem-solving behavior? I would argue that the
answer to both questions is no, and for good scientific reasons.
One is reminded forcefully of Popper's (1963) description of how
two other theories claiming universality of application, Marx's
theory of economic determinism and Freud's theory of person- Learning from instruction
ality, led him to formulate the principle of falsifiability as the
hallmark of a genuine and substantive scientific theory. Ad- Jerome A. Feldman
herents to those theories, or doctrines, will never admit the Department of Computer Science, University of Rochester, Rochester, N.Y.
possibility of a situation or experience that cannot be analyzed 14627
and explained in their terms. Apparently negative instances can
always be explained away by new and ad hoc applications of a There is one aspect of "Problem Solving" that is very bother-
supposedly universal principle. What onfirstacquaintance may some. There appears to be no way at all, in Skinner's view, for
appear to be a negative piece of evidence can always be ac- rule-governed behavior to directly affect contingency-directed
countedforby searching further for previously hidden factors in behavior. This not only rules out the teaching of skills, but also
the situation. When does this search stop? Only when those appears to eliminate the possibility of learning by imitation.
previously hidden factors have been identified, thereby adding Surely one must assume a fairly rich chain of inferences (rule
further "confirmation" to the universality of the theory. applications) between light striking the eye and the realization
that one could produce behavior similar to that which is being
Attempting to give an account of Skinner's development as a observed. There is a way out of this problem (in Skinner's terms)
scientist in terms of the items (a), (b), and (c) above would clearly but it involves hypothesizing that internal states of the brain,
be laborious and inconclusive. Suppose one identified a situa- such as percepts, can serve as stimuli and consequences and
tion in which the reinforcement contingencies should appar- thus shape behavior. It would be interesting to see Skinner's
ently predict the development of some concept or rule other current view of this issue.
These examples only hint at how pervasive a shift in emphasis the behavior of which that solution is realized. This curious
is caused by a dynamic analysis of how behavioral units are self- semantic feature can be found in the way Skinner uses his other
organized. Because many of the design issues that arise, notably key terms, such as "control" and "reinforcer." We see very
the stability issues, are of a general nature, many of the same clearly how the terms are used, that is in such a way as to
mechanisms that instantiate these principles in dealing with encompass their formal complements, but this makes the prob-
instrumental phenomena are also used to help explain percep- lem of trying to discern what concepts they express even more
tual and cognitive phenomena. Different specialized networks intractable.
are needed for the different applications, but all of the networks One solution, proposed by G. Pelham (1982) in his monu-
are built up from a small number of dynamic equations. mental study of the Skinnerian corpus, is that the meaning of
In summary, the dynamic analysis of individual behavior that such terms is determined and exhausted by their relation to the
Skinner pioneered has begun to generate a synthesis of instru- Skinner box. Their meaning is to be explained in terms of the
mental, perceptual, and cognitive approaches that have often structure of that apparatus and the way it works. It follows from
previously been discordant. The classical Skinnerian position Pelham's analysis that these terms have no psychological con-
must pay a price to be included in this synthesis. Reinforcement tent and bear no relation to their etymological ancestors "stim-
no longer exists at the center of the behavioral universe. It ulus," "behavior," and the like. There is no puzzle to be solved
modulates and is modulated by perceptual, cognitive, and in analyzing the text under discussion, it is just one enormous
motor processes that, only taken together, enable humans to muddle. It is strictly meaningless since it requires one to apply a
successfully mold their behaviors in response to complex en- terminology outside its defined range or extension. It is com-
vironmental contingencies. parable to trying to describe numerical differences in the vocab-
ulary of colors. Attractive though Pelham's solution is in many
ACKNOWLEDGMENTS ways, it does not seem to me to go deep enough. The question of
Preparation of this commentary was supported in part by the Air Force why such a terminology should have been used must be ad-
Office of Scientific Research (AFOSR 82-0148), and the Office of Naval dressed.
Research (ONR-N00014-83-K0337). First, however, we must try to catch a glimpse of the em-
pirical content of "Problem Solving." In discussing the dif-
ference between rule-governed and contingency-shaped behav-
ior Skinner does not refer to the results of a program of scientific
Psychology as moral rhetoric experiments, but draws on the presumption of the shared
understanding of an anecdote told in ordinary English. The
Rom Harr6 rules he discusses are items of practical wisdom conveyed in a
Sub-Faculty of Philosophy, Oxford University, Oxford 0X1 4JJ, England common and everyday terminology. Without exception the
Any student of the works of B. F. Skinner must struggle with empirical content of each section of the text is available to us as
two enigmas. First, there is the great difficulty in understanding commonsense psychology by virtue of the necessity we are
the text. There is a special Skinnerian terminology the difficul- under to have a working knowledge of just that psychology and
ties with which I discuss in some detail. Once this hurdle has our grasp of ordinary English. Skinner's paper then takes the
been cleared the second enigma presents itself. What would form of a series of anecdotes or illustrated statements of various
explain the adoption of such a special and opaque terminology? principles of commonsense psychology, followed by redescrip-
In answering that question I hope to bring out very clearly the tion in his special terminology. What is achieved by this re-
source of the moral consternation that many people find accom- description? In the twelfth paragraph of the section entitled
panies their reading of the Skinnerian corpus. In some way, we "Contingency-Shaped versus Rule-Governed Behavior," we
feel, human life is being devalued and human beings degraded. have the exercise of the natural capacities and skills of "intu-
And yet it is quite difficult to say exactly how the moral element itive" people redescribed as "contingency-shaped behavior." A
appears. verbal community becomes "a system which establishes certain
The enigma of the terminology: One notices first how few contingencies of reinforcement." Thus the encouragement of
growing success in catching a ball, for example, is brought under
concepts Skinner deploys. There are "contingency of reinforce-
the same term (Skinnerian category) as, say, being praised for
ment," "reinforcer," "discriminative stimulus," "control," and
one's insight into the psychological problems of a friend. Unlike
of course "behavior." The main difficulty in understanding
any other scientific terminology of which I am aware this
Skinner's writing comes, I believe, from the fact that these
terminology is used to "lump" existing categories, to wash out
terms are used in such a way as to encompass their opposites, so
distinctions that are routinely maintained in commonsense
to speak. Thus, in "Problem Solving," "the codification of legal psychology because they are routinely maintained in life.
practices" which is the result of a very high order of theoretical
work, involving jurisprudential theorizing, is described as "the But why wash out these distinctions? Looking over the exam-
construction of discriminative stimuli." But a legal code is just ples again with the foregoing in mind the answer is plain. The
exactly not a stimulus, discriminative or otherwise. It is in Skinnerian terminology is not a scientific vocabulary at all, and it
contrast to a tot of brandy, a prod with a stick, or the sudden does not serve to present empirical matters in terms of a
presentation of a novel object in the visual field. There is coherent theory. Skinner is a moralist, and his terminology
another example involving the notorious term "behavior." works as part of the moral assessment of actions. A typical
"Solving a problem," says Skinner, "is a behavioral event." How lumping operation occurs when Skinner says that "to speak of
can this possibly make sense, one asks, when many problems are the purpose of an act is simply to refer to its characteristic
solved by reflection and ratiocination, for example, problems in consequences." But all acts have characteristic consequences,
geometry, in textual criticism, or in the discrimination of moral whether purposed or not. Thus the terminology washes out the
wickedness? Such problem solvings as these stand in contrast to distinction between acts for which the actor considers the
behavioral events. They are precisely not behavioral events. It possible consequences before he acts and those actsforwhich he
is not as if Skinner is unaware of this sort of distinction. He does not. But there is a close relation between the purpos-
distinguishes in another section of the text between the case of a iveness of acts and the moral responsibility of actors. So in the
baseball fielder who takes a catch and the case of the ship's end the lumping operation has had the effect of eliminating
captain who organizes the recovery of a returning spacecraft. In moral responsibility from the discussion of human action. The
the latter case the cognitive solution of the problem is sharply elimination of the distinction between acts for which one is
distinguished from the moving about of ships and helicopters in responsible and those for which one is not, is not, however,
suitcase at the airport? Must the task be performed quickly (to by the language community. If, however, "generalization ' is
allow his friend to catch a train)? Is it necessary to avoid any assumed to be a reinforced behavior pattern, the counterexam-
action that would make other passengers believe that he is after ple becomes an example.
other people's property? So the prospect for a "constructive" interaction between
At the risk of being misunderstood I would add that marking "Skinnerians " and "non-Skinnerians " on the reinforcement is-
other people's property with a piece of chalk might in any case sue are not bright. More promising is the juxtaposition of rule-
not be a reasonable way of proceeding. Even when you are in a guided and contingency-shaped behavioral adaptation. The dif-
hurry it would perhaps pay to wait a few minutes to let other ference manifests itself in a great variety of contexts and can
people remove their suitcases. What I mean to say is that we in serve as an integrating concept. In system engineering, for
psychology must have a proper framework for describing human instance, a distinction is made between "open loop" and "closed
beings in situations outside the laboratory. Nor do I think that loop" control. Open-loop control can be applied without
the experiences of the old family doctor must elude the grasp of monitoring the trajectory of the system. The optimal control
the young doctor. If we do not take the shortcomings of our function is calculated once for all on the basis of assumptions
present categorical systems seriously, much of what should about how the behavior of the system is determined (e.g. by
rightly belong to the domain of psychological research will known physical laws). Clearly, any discrepancy between the
remain within the field of mysticism. postulated model and reality or any accidental deviation of the
A clearer view of the factors of problem solving can be gained system from its prescribed trajectory can lead to quite large
by taking the "particular person with a particular history" as the departures from the optimal course, especially if optimization is
point of departure and as a factor in determining the experiential to be made over a long period. In a closed-loop device, the
units that form the basis of problem-solving behavior (Raaheim control is a function not only of time but also of the current state
1974). It is possible to argue that a "problem situation" is best of the system; hence this form of control is based on continual
defined as a situation experienced by the individual as a deviant monitoring, and deviations can be corrected as they occur.
member of a series offamiliar situations (Raaheim 1961). This Analysis of each type of control is theoretically instructive and
point has recently been discussed at some length by Sternberg so not only provides a solution for some practical problem of
(1982). engineering but also a stimulus for further development of
We are not left, then, with an easily detectable, objective, control theory. Moreover, points of contact can be expected
and durable reinforcing system that "exists prior to any effect it between this theory and a theory of behavior developed along
may have upon an organism. " What we may hope for, on the analogous lines - shaped by rules (open-loop control) or by
other hand, is that there is more to be said about problem- contingencies (closed-loop control). Connections to sociological
solving behavior than that "it changes another part of the contexts also suggest themselves, where bureaucratic or ideo-
solver's behavior." logically guided practices are compared with pragmatically
With some knowledge of the individual's history, surprisingly oriented ones; to ethical contexts - decisions governed by
good predictions may sometimes be made as to behavior in a categorically stated principles or by anticipated consequences.
problem situation. The reason for this seems to be that human Also in the study of problem solving occurring in expert chess
beings follow relatively simple general rules of behavior in play, distinctions can be discerned between "playing the board"
intelligently using past experience to change the problem situa- (following established strategic and tactical principles) and
tion into a more easily mastered, familiar one. "playing the opponent" (taking into account the latter's pre-
viously noted idiosyncrasies or predilections). All these ap-
proaches are clearly related to the distinction brought out by
Skinner between rule-governed and contingency-governed
Questions raised by the reinforcement behavior.
It is instructive to note also the relativity of these two con-
paradigm cepts. For example, from one point of view, the chess player
Anatol Rapoport
who "plays the board" can be said to be guided by contingen-
cies, because he makes his decisions in situations as they occur
Institute for Advanced Studies, A-1060 Vienna, Austria
instead of following an a priori formulated optimal strategy
The fundamental role of reinforcement in the evolution of (which can be formally proved to exist, but which is inaccessible
behavior patterns during the lifetime of an individual organism to any human mind or machine). On the other hand, the
is a principal theme in Professor Skinner's writings, and "Prob- situations he encounters are seldom identical with previously
lem Solving" is no exception. Should this be taken as a discus- encountered situations, so he must be guided by some sort of
sion issue? I once read a facetious review of one of Skinner's rules, even though he might find it difficult or impossible to
books, in which a refutation of the reinforcement hypothesis was state them.
offered. A man accosted by a gunman, who demands his money In short, the key concept in the problem of explaining prob-
or his life, surrenders his wallet but hardly because of his lem-solving behavior is that of generalization. No two stimuli,
previous experiences with being dead. Clearly, such a literal no two situations are identical. A learning organism, whether it
interpretation of reinforcement theory is not a contribution to a learns by classical, instrumental, or operant conditioning, must
constructive criticism. On the other hand, if the theory is to be generalize, that is, organize stimuli, situations, and responses
interpreted on a more general level, it stands in danger of into classes. On our own level of cognition, we call this process
becoming unfalsifiable. If mental operations, for example, are concept formation. It seems to me that to explain concept
acceptable as substitutes for past concrete experiences, any formation by postulating reinforcement schedules borders on
choice of action can be attributed to differential reinforcement. evading the fundamental problem of cognition: How are con-
The modern behaviorist, abandoning the old orthodoxy, can cepts (classifications of stimuli, etc.) formed in the first place?
certainly accommodate "mental operations" (for example, re- The possibility cannot be excluded that here too reinforcement
membering what a chalk mark on a suitcase means) among plays a part, but the problem remains of showing not just that it
behavior patterns. Add a tacit identification of a behavior pat- operates but exactly how it operates. This problem suggests an
tern with an appropriate class of patterns, and the reinforce- analogous one in the context of evolution. A formal analogy
ment theory becomes impervious to any assault. Consider, for between natural selection and incremental learning has been
example, the objection based on the "logical" grammatical repeatedly noted. [See Skinner's "Consequences," this issue.]
mistakes made by small children ("two sheeps," "I knowed," Is there an analogue of "problem solving" in biological evolu-
etc.), which apparently cannot be attributed to reinforcement tion, where adaptation can be said to be "goal directed" but
anything significant to say about problem solving despite his Skinner's formulation says nothing about these matters. This
long and illustrious career in psychology. would not be a serious omission if Skinner could predict or
Frankly, I was somewhat surprised at the extent to which control complex problem-solving behavior using contingencies
Skinner's ideas on problem solving find parallels in contempo- and the like. But to my knowledge this has never been done
rary cognitive theory - especially since the essence of his paper empirically. (It is also true that many contemporary cognitive
was originally published in 1966, when only a few of us were theorists have not done so either, but that is another matter.)
seriously pursuing the study of problem solving. Ironically, just as Skinner criticizes Thorndike's explanation
A tremendous amount of work on problem solving has been of problem solving in terms of "trial and error" behavior, so
done since that early period. Hence, it is of some interest to cognitive theorists can criticize Skinner. For one thing, Skinner
consider the extent to which Skinner anticipated more current gets so involved in predicting specific responses that he rarely (if
developments, as well as where his ideas appear lacking. ever) gets around to explaining why humans routinely learn
One of the first things I noticed was that Skinner's description simultaneously to perform entire classes of totally different
of the problem-solving situation is reminiscent of more recent responses (e.g. Scandura 1970; see Scandura 1976 for a series of
information-processing representations. Specifically, Skinner early papers on the relative merits of using associations versus
refers to a problem as a situation in which we cannot emit any rules as the basic unit of behavioral analysis by Suppes, Arbib,
(previously learned) responses. Compare this with "problem Scandura, and others). For another thing, it is certainly true that
situations which cannot be solved via any previously learned Thorndike's trial and error explanations derive from empirical
rule" (Scandura 1971, p. 35). results based on multiple measures of different subjects on a
Skinner's distinction between first- and second-order rules is variety of problems. Yet, Skinner's goal of predicting proba-
also more than just a bit reminiscent of my own distinction bilities of individual problem-solving responses (which to my
between higher- and lower-order rules (e.g. Roughead & Scan- knowledge has never been done successfully with nontrivial
dura 1968; Scandura 1970; 1971; 1973, pp. 205-13). It should be problems) is also limiting. Some contemporary cognitive theo-
emphasized in this regard, however, that the order of a rule is a rists have shown how individual instances of complex human
function of its level of use in solving particular problems, not a problem solving can be explained deterministically (e. g. Newell
characteristic of the rules themselves (e.g. see Scandura 1977). & Simon 1972; Scandura 1971; 1977). Moreover, Scandura
Certainly, the elements on which higher-order rules operate (1971; 1977) has demonstrated empirically that under idealized
must include rules, but whether elements are considered rules conditions it is also possible to predict such problem-solving
or atomic entities is a function of the level of detail expressed in behavior (i.e. individual behavior on specific problems) ahead of
the cognitive representation. More refined analysis is always time.
possible, and may indeed be necessary, depending on the There are many further instances of this sort, but for present
experimental subjects whose behavior is to be explained. purposes let me just mention two that strike a personal note. In
Most contemporary problem-solving researchers would un- attempting to reconcile the problem of motivation from a "struc-
doubtedly find self-evident many other remarks made by Skin- tural learning" perspective (i.e. what rule to use when more
ner. For example, Skinner's remark to the effect that "second- than one might do), I originally considered various general
order, 'heuristic' rules . . . can be followed as 'mechanically' as selection principles, including behavioral contingencies, that
any first-order rule" has been demonstrated empirically in a would explain selection in all cases. I even obtained empirical
long line of studies on rule learning beginning in the early 1960s evidence that strongly favored one such hypothesis (Scandura
(e.g. Roughead & Scandura 1968; Scandura 1964; 1969). 1971; 1973). The probability of selecting the more specific (less
Other similarities are less direct but, I think, equally real. general) of two applicable rules was generally much higher than
Skinner makes a major distinction between rule-governed be- that of selecting the more general one (e.g., Scandura 1969).
havior and contingency-shaped behavior, largely, it would ap- Shortly thereafter, however, it became apparent that a more
pear, to justify his continued commitment to behavioral con- deterministic alternative was necessary (Scandura 1971; 1973).
tingencies. This distinction too is commonplace in modern Ironically, the introduction of higher-order selection rules for
theories of cognition but for quite different reasons. It corre- this purpose not only increased the internal consistency of the
sponds rather directly to what is often referred to as the distinc- overall theory but provided a cognitive explanation for behav-
tion between nonexpert and expert knowledge and behavior. ioral contingencies (e.g. Scandura 1973, pp. 262-71).
The nonexpert's behavior is largely rule governed (based on Another parallel in my own work which came to mind in
procedural knowledge) whereas the expert's is more automatic reading Skinner's paper corresponds directly to Skinner's major
(based on structural or more holistic knowledge). distinction between rule-governed (procedural) and contingen-
Given this degree of overlap, one might wonder what the last cy-shaped (structural) behavior. Although I do not claim to have
15-20 years of work on cognitive processes has accomplished. convinced other cognitive theorists of this, recent research
Perhaps the old behaviorist had it right from the beginning. strongly suggests that the very same mechanism that underlies
Ignoring the obvious benefits of talking about new problems in problem solving is also responsible for the process of auto-
familiar terms (albeit only familiar to Skinnerian behaviorists), matization (e.g. Scandura 1981; Scandura & Scandura 1980).
Skinner's proposals have a fundamental limitation. They gloss Specifically, procedures of the rules used by nonexperts appear
over or ignore important considerations and simply are not to be gradually transformed via higher-order rules into the
sufficiently precise to allow prediction of behavior on nontrivial structurally more complex rules (which are observed during
problems, much less the control that Skinner himself would practice) characteristic of experts. l In effect, procedural com-
seem to demand. plexity, corresponding to Skinner's rule-governed behavior, is
One of the major contributions of modern cognitive theory transformed into structural complexity, corresponding to Skin-
over the past 20 years is the development of precise languages ner's contingency-shaped behavior. Given Skinner's lifelong
that make it possible to represent cognitive processes in great emphasis on analyzing behavior qua behavior it is not surprising
detail. Although there are differences of opinion as to what kind that he has overlooked this potentially fundamental relationship
of language to use, and even whether it makes any difference between the two types.
which language is used or how to derive such representations in NOTE
the first place (Scandura 1982), most cognitive theorists are 1. Scandura and Scandura (1980) results further suggest that rules
agreed on the need for some such language. Most would also must be automated before they can serve to define higher-order prob-
agree on the need for general purpose control mechanisms, lems, which explains why it may be difficult to train children at one stage
although again there are major differences of opinion. of development in tasks at a higher level.
ocally applicable behavioral concepts are required if they are to tion. If he does so, however, his analysis appears to lose many of
be used fruitfully. We are past the stage of talking about Stoff. its distinctive features and becomes difficult to distinguish from
We can distinguish among solid, liquid, and gaseous states. We the commonsense view.
need to start thinking at the level of elements and their proper- I look first at behaviour near the lower end of the scale of
ties in isolation and in compounds with others. complexity. Suppose (to adapt one of Skinner's own examples)
The second difficulty lies in the absence of a substrate of that all apples are either sweet or sour but that in fact small
observational data that would require Skinner to write and think apples are sweet and large ones sour, irrespective of colour. An
more realistically about his subject matter. When you know organism might here learn that colour is irrelevant by eating red
little of your topic but have thought about it a great deal without and green apples andfindingthat each colour was equally likely
actually looking, then it is easy to analyze the area with broad to prove reinforcing or aversive. Unfortunately most reinforcers
beguiling strokes. are not linked in this direct fashion with an aversive property;
In the author's terminology, this paper is an excellent exam- more frequently the reinforcer is simply either present or
ple of rule-governed behavior, but the rules are those of logic absent. An organism can clearly learn from the presence of a
and grammar, applied to India-rubber concepts. They are not reinforcer, but how does it learn from its absence? What is not
rules derived from the contingencies of reinforcement and of present cannot function as a stimulus. It can hardly be that
observation that function when a behaviorist carries out re- absence of a reinforcer makes a stimulus configuration aversive
search on people faced with, and solving, problems. since then the majority of states of the real world would be
Skinner is to be congratulated on his belated discovery that aversive! The organism can only learn from the absence of a
subjects must "construct" or find discriminative stimuli if they reinforcer if it has an expectation that the reinforcer will be
are to solve problems, and for his rediscovery of what I term present; thus, far from "expectancy" being "a gratuitous and
"notates," "notants," and "monents" (Verplanck 1962). The dangerous assumption," it is a necessary assumption for organ-
distinction between "contingency-shaped" behaviors (confor- isms at or above the level of the rat. This is shown, for example,
mances) and "rule-governed behaviors" (compliances) is appro- by observations of Bitterman (1975).
priately drawn, although the former are inadequately de- Bitterman presented a black and white discrimination in
scribed, and would seem to exclude imitating (contingency which black was reinforced 70% of the time and white, 30%.
polished, perhaps, but not shaped), which often appears in Submammalian organisms matched their responding to the
problem solving, and cannot be excluded from either considera- probability of reinforcement and thus received 58% reinforce-
tion or research by labeling it "innate" or "instinctive." Missing, ment (0.7 X 0.7 + 0.3 X 0.3). These organisms learned only
too, is molding, or being "put through," which problem solvers from the presence of the reinforcer, and both black and white
often request. But perhaps these, too, are covered by the were sometimes reinforced; no expectancy need be postulated.
"contingency" tent. Rats, however, learned to respond to black only and thus
The analysis, then, is incomplete, vague to the point of total received 70% reinforcement. Response to white appears to have
imprecision and unfalsifiability. Hence it is not likely to discom- been extinguished because nonreinforcement was more fre-
fit "cognitive" psychologists, much less persuade them. quent than reinforcement; the organism was therefore capable
In sum, this is an exercise in the use of language. It is not a of learning from nonreinforcement which, I submit, requires
scientific contribution but an interpretive one, contributing the postulation of an expectancy. For an organism like the fish
little that is new (except to Skinner's own thinking); nor will it that finds its food by serendipity in the course of random
stimulate the research that will be needed if a less literary and movement, any stimulus that has ever been associated with
more searching behavioral analysis of problem solving is to be reinforcement is worth investigation - but learning to search in
done. some places and not in others, as the rat does, is a more efficient
strategy.
NOTE Skinner asserts that behaviour at the other (human) end of the
1. If the reader sends a self-addressed stamped envelope to W. S. scale of complexity is often dependent on maxims, rules, laws of
Verplanck, 4605 Chickasaw Rd., Knoxville, TN 37919, I will provide a nature, and the like, and that such behaviour differs from
horrendously long and detailed analysis (in very rough draft!).
behaviour directly dependent on the organism's own reinforce-
ment history. It may, for example, be affected differently by
drugs, but, more important, the probability of its occurrence
remains undetermined, unlike that of behaviour shaped directly
Negation in Skinner's system by reinforcement. However, in his view, behaviour is ultimate-
ly determined by a "set of contingencies of reinforcement," of
N. E. Wetherick which the rules form only part, so the principle of behavioural
Department of Psychology, University of Aberdeen, Aberdeen AB9 2UB, determinism is saved. This, in my view, raises a further diffi-
Scotland culty. Suppose that a rule has been established by a psychologist
Skinner makes two very important points in "Problem Solving." as one governing the behaviour of a specified organism and that
One concerns the universality of problem-solving behaviour this organism becomes aware that the rule exists and governs its
since "an exhaustive analysis of [problem solving] techniques behaviour; can it not then, in principle, negate it? Often this
would coincide with an analysis of behavior as a whole"; the may prove extremely difficult (e.g. if the rule governs a phobic
other, the need to postulate two levels of responding (in the response), and manipulation of the reinforcement contingencies
human case at least), one with responses shaped directly by the may be required to break the link between stimulus and re-
sponse. But in principle we can surely negate any rule at will.
personal reinforcement history of the organism and the other
We are all acquainted with rules (of physics, physiology, etc.)
with responses dependent on rules, maxims, laws of nature, and that we only negate at our peril; nevertheless an individual
the like, which may have been derived from the reinforcement under the influence of drugs will sometimes jump out of a high
history of the organism or (via language)fromthat of some other window in the conviction that the law of gravity does not apply to
organism or from someone's analysis of the reinforcement con- him. Surely we do also sometimes negate rules purporting to
tingencies implicit in a given reinforcing system. Both points are govern our behaviour? The mere fact that a psychologist is
widely accepted, except among experimental psychologists out- known to be predicting our behaviour may be sufficient to
side the Skinnerian tradition. persuade us to do so.
In my view, however, the evidence requires Skinner to go
further in his analysis of the second level than he does, in order It might be possible to maintain that knowledge of the fact
to accommodate the mammalian organism's capacity for nega- that my behaviour is being predicted merely constitutes another
is much simpler and closer to the facts than Scandura's tion, but I think I indicated the kind of terms in which an
and that, quite apart from overlooking it, my paper was account could be written. It would have been better not
concerned with emphasizing it. to use the traditional terms. I have had trouble with a
perhaps simpler issue: abstraction. Is abstraction one of
So far as I can tell, what Stabler characterizes as the the higher mental processes, or is it simply the result of
"distinction between rule-following and rule-governed verbal contingencies of reinforcement which alone can
behavior as it has been drawn in recent philosophy and bring a response under the control of a single property of a
psychology" is the distinction between rule-governed (as stimulus? When one reviews the literature of thefieldof
I use the term) and contingency-shaped behavior. Philos- abstraction the latter definition seems ridiculously trivial,
ophers and cognitive psychologists have insisted that the but I believe that it is one of the essential points about
rules are in the contingencies (with the exception, accord- verbal behavior and its dependence upon reinforcement
ing to Chomsky, of learning to ride a bicycle). The by a verbal community.
blacksmith who operates a bellows because of the effect
With the exception of a reference to those whose
the behavior has had on the fire is not following, being
interest is purely in observables (a very much out-of-date
directed by, or governed by, a rule. But he can use a
definition of a behaviorist), I cannot take exception to the
description of the effective contingencies (to strengthen
rest of Sternberg's paper. I myself am much more pessi-
his own effective behavior as well as to tell an apprentice
mistic about the future of the world than when I wrote
what to do) as a rule. There were presumably no rules in
"Problem Solving," but I still think that our only chance
the world prior to the evolution of verbal behavior; there
of solving our problems is to look at the variables of which
were only orderly contingencies which shaped and main-
our behavior is a function rather than at the mental events
tained appropriate behavior. I not only note that "the
which serve as current surrogates of those variables.
mere fact that an instruction is encoded does not imply
Science is no doubt being misused in many ways, but I
that it will ever be executed"; I repeatedly say that
believe that only science will save us if we are to be saved.
following a rule must be due to contingencies of reinforce-
ment - though usually not the contingencies mentioned
in the rule. These contingencies explain Stabler's as- I agree with Verplanck that "Problem Solving" is not a
sumption "that people are so constituted that they auto- scientific contribution. It is an interpretation, and that is
matically follow rules only if and when they stand in a all it pretends to be. The facts I report contribute "little
special sort of relation to them." that is new" - even in my own thinking.
I have dealt with the concept of purpose in greater
Stabler promises us a brief sketch of a symbolic ap- detail in "Consequences," where, I think, it survives any
proach to learning that is not susceptible to my criticisms. "critical examination" that Verplanck has to offer. I thank
I am said not to recognize that behavior is rule governed Verplanck for his congratulations on my "belated discov-
only if it is caused or guided by an actual representation of ery that subjects must 'construct' or find discriminative
rules. "This is just the sort of issue that is naturally framed stimuli if they are to solve problems," but if he means my
within the symbolic or representational accounts of cogni- "rediscovery" of a paper of his written in 1962, I must add
tion, but it cannot make any sense in the behaviorist that the main point was covered (on pages 246-52) of my
program." I should say rather that it does not make sense Science and Human Behavior, published in 1953.
in any program. The "actual representation of rules" is at
best an inference. It is a hypothetical current surrogate of There is a subtle error in saying, as Wetherick does,
a history of reinforcement. Among linguists and psycho- that an organism "learn[s] that colour is irrelevant."
linguists it may be true that "there are no serious pro-
"Colour is irrelevant" is a partial description of the
posals about linguistic abilities which do not suppose that
internally encoded representations are playing an impor- contingencies in Wetherick's example. When the organ-
tant causal role," but my own proposal (about linguistic ism learns, the contingencies do not pass into its head in
behavior, not abilities) was serious and is taken seriously the form of knowledge. The only observed fact is that
by an increasing number of people in the experimental contingencies in which color is irrelevant bring about no
analysis of behavior. change in behavior with respect to color. When a sweet
taste is contingent upon biting a red apple and a sour taste
I do not see anything curious about my "suggestion that upon biting a green one, the organism does not "learn
problem-solving strategies are not particularly relevant to that red apples taste sweet and green apples sour" (that is
psychology." They are part of the subject matter of a description of the contingencies); it simply continues to
psychology, not the science. If you express that subject eat red apples and neglect or avoid green ones. A person
matter in problem-solving terms ("the human child faces would no doubt be "surprised" if a red apple then tasted
a problem of formidable proportions in attempting to
sour, but not because of an expectation that it would taste
become linguistically competent"), it may be true, but a
behavioral account of the acquisition of verbal behavior is sweet. A change has occurred in the contingencies, and
not necessarily an account of problem-solving strategies. the old behavior is maladaptive. Suppose now, that the
I did not say that all strategies can be used equally well by person has simply been told that red apples taste sweet
any organism, machine, or social group. Machines can be and green ones sour. A sour red apple would then change
designed to follow rules, and organisms and social groups not only the future behavior of eating red apples but the
can be taught to do so. Being changed by contingencies of person's tendency to respond to advice from a similar
reinforcement is another matter, and it comes within my source.
definition of problem solving. I am sure that people learn not to follow rules when the
consequences have that effect, including the conse-
In answer to Sternberg's objection, I certainly did not quences of messing up the experiment of someone who is
intend to give an adequate account of induction or deduc- "known to be predicting [your] behaviour." It is only
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