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Abstract—This paper deals with a single-stage solar powered insolation and temperature, the characteristic of PV module ex-
speed sensorless vector controlled induction motor drive for water hibits a single power peak. The extraction of maximum power is
pumping system, which is superior to conventional motor drive. very important part of the PV system. Therefore, various maxi-
The speed is estimated through the estimated stator flux. The
proposed system includes solar photovoltaic (PV) array, a three- mum power point tracking (MPPT) techniques have been devel-
phase voltage source inverter, and a motor-pump assembly. An oped and explained in the literature. These algorithms vary in
incremental-conductance-based maximum power point tracking their speed, range of effectiveness, and complexities [8]. Here,
algorithm is used to harness maximum power from a PV array. an incremental conductance (InC) based MPPT algorithm is
The smooth starting of the motor is attained by vector control used to track MPPT. This algorithm is developed to overcome
of an induction motor. The desired configuration is designed and
simulated in MATLAB/Simulink platform and the design, model- some drawbacks of perturb and observe (P&O) algorithm. InC
ing, and control of the system are validated on an experimental algorithm improves the tracking time to produce increased en-
prototype developed in the laboratory. ergy on a vast irradiation changes. Moreover, it has advantage
Index Terms—Incremental conductance (InC) maximum power
over the P&O method, which increases losses in slow varying
point tracking (MPPT) algorithm, induction motor drive (IMD), atmospheric condition as it oscillates around maximum power
photovoltaic (PV), speed sensorless control, stator-field-oriented point (MPP) [9], [10].
vector control, water pump. Most of the existing IMDs incorporate one dc–dc converter
and a voltage source inverter (VSI) for achieving MPPT and
I. INTRODUCTION maximum efficiency of the motor [11]. Moreover, the dc-link
voltage regulation is achieved by VSI itself. However, the sys-
N THE modern era of development, renewable resources of
I energy are being advocated by many countries to meet the
increasing demand of electrical energy due to rapid depletion of
tem requires at least seven power converter switches and hence
switching losses are increased. This further includes a dc–ac
conversion with a VSI feeding a vector-controlled three-phase
nonrenewable resources [1], [2]. Solar photovoltaic (PV) based IMD. Therefore, there is a need to use single-stage controlled
energy generation has come up as an important alternative for drive for water pumping and thereby decreasing the number
many purposes [3]. The irrigation sector is one of the major sec- of switches and losses. In single-stage system, a VSI has to
tors where solar PV power is extensively used for water pumping maintain the MPP, as well as dc-link voltage is also controlled
[4], [5]. Solar PV water pumping has been initially realized using by it. Therefore, variable dc-link voltage cannot be achieved as
the dc motor. However, with all due virtues associated with the explained in [12] and [13].
induction motor in terms of mechanical simplicity, ruggedness, The vector control strategy is superior to scalar control
reliability, low cost, higher efficiency, and lower maintenance in terms of speed of response and accuracy as explained in
than the dc motors, it has replaced dc motors. Here, a solar PV [14]–[16]. In the vector control technique, an ac motor is op-
array fed induction motor drive (IMD) using vector control is erated in such a manner to behave dynamically as a dc motor
used [6], [7]. As one knows that solar PV power depends on solar by using feedback control [16]. This technique enables to vary
the speed over the wide range. Hence, with the advancement
Manuscript received June 19, 2017; revised September 16, 2017 and Febru- of power electronics and by using powerful microcomputer
ary 12, 2018; accepted February 20, 2018. Date of publication February 28, and digital signal processors (DSPs), the vector control ousts
2018; date of current version July 17, 2018. Paper 2017-SECSC-0579.R2, pre-
sented at the 2016 IEEE 1st International Conference on Power Electronics, scalar control [17]–[19]. In this vector control scheme, the sta-
Intelligent Control, and Energy Systems, Delhi, India, Jul. 4–6, and approved tor flux is estimated in stationery αβ frame, which is used to
for publication in the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS by estimate the slip speed (ωsl ), synchronous speed (ωe ), and the
the Sustainable Energy Conversion Systems Committee of the IEEE Industry
Applications Society. This work was supported by the Department of Science motor speed as explained in [20]. The paper is organized as
and Technology, Government of India, under Grant RP02926. (Corresponding follows. System configuration is given in Section II followed by
author: Saurabh Shukla.) the design of system, control strategy including vector control,
S. Shukla is with the Indian Institute of Technology Delhi, New Delhi 110016,
India (e-mail: saurabh.shukla.ee@gmail.com). and results and discussion in the subsequent sections. The per-
B. Singh is with the Department of Electrical Engineering, Indian Institute of formance of the given system is achieved through simulation
Technology Delhi, New Delhi, 110016, India (e-mail: bsingh@ee.iitd.ac.in). using MATLAB/Simulink. Simulation results are validated by
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. experimentation carried out in the laboratory on the developed
Digital Object Identifier 10.1109/TIA.2018.2810263 prototype.
0093-9994 © 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications standards/publications/rights/index.html for more information.
3576 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 54, NO. 4, JULY/AUGUST 2018
TABLE III
MPPT THROUGH INC ALGORITHM DURING INSOLATION VARIATION
Fig. 2. P pv − Vpv curve for one module. New Insolation level E→F P↑ V↑ V dc∗ + ΔV pv
(Pattern 1)
F→G P↓ V↑ V dc∗ + ΔV pv
D. Design of Water Pump G→F P↑ V↓ V dc∗ − ΔV pv
F→E P↓ V↓ V dc∗ − ΔV pv
Water pumps have nonlinear relationship between load torque
E→F P↑ V↑ V dc∗ + ΔV pv
and motor speed [21], i.e., load torque (TL ) is directly in pro-
F→G P↓ V↑ V dc∗ + ΔV pv
portion to the square of the rated rotor speed. Hence,
2 At point G, insolation changed new operating point is H
T L = K1 ω m (4)
New Insolation level H→I P↑ V↓ V dc∗ − ΔV pv
where K1 is the proportionality constant of the pump. (Pattern 3)
I→J P↓ V↓ V dc∗ − ΔV pv
J→I P↑ V↑ V dc∗ + ΔV pv
IV. CONTROL OF RECOMMENDED SYSTEM
I→H P↓ V↑ V dc∗ + ΔV pv
The control of overall system includes MPPT of solar PV
array to extract maximum power through three-phase VSI, con-
trol of three-phase VSI switching by using hysteresis-band con-
troller for vector-controlled IMD and speed estimation for speed
sensorless vector control of an IMD.
A. Incremental-Conductance Algorithm
The technique for controlling the PV array voltage is given
in Fig. 2. There is a nonlinear relationship between power and
voltage in solar PV array characteristic and various MPPT tech-
niques have been used to track maximum power point. However,
because of its inherent demerit of oscillation at MPP and loss
associated with P&O technique as discussed in previous section,
an InC control algorithm is used. The commanding equations for
explaining the operating principle of InC are given as follows:
Ppv = Vpv × Ipv (5)
ΔPpv ΔIpv
= Ipv + Vpv × =0 (6)
ΔVpv ΔVpv
ΔIpv Ipv
= − (7)
ΔVpv Vpv
where Vpv and Ipv are the instantaneous voltage and current Fig. 3. Incremental-conductance algorithm.
values.
The reference voltage Vref is bonded between upper and
lower limit set between 0.9Voc − 0.8Voc . In case, if Vref does Fig. 3 shows the method of perturbation using InC-based
not lie within the boundary, it is set to its nearest saturated MPP algorithm.
value. From the above-mentioned equation, it is clear that The inputs to the MPPT algorithm are PV voltage and current.
on the left side of MPP the slope is positive, which means The reference PV voltage, thus obtained at kth sampling instant,
ΔIpv /ΔVpv > (− Ipv /Vpv ) and on the right side of MPP the is the reference dc-link voltage Vdc∗ and it is compared with the
slope is negative, which implies ΔIpv /ΔVpv < (− Ipv /Vpv ) and PV voltage as follows:
slope at MPP should be zero as shown in Fig. 2 and described ∗
in Table III. Vdcl(k ) = Vdc(k ) − Vpv(k ) . (8)
3578 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 54, NO. 4, JULY/AUGUST 2018
Vdc Vdc
va = × (2Sa − Sb − Sc ) , vb = × (2Sb − Sa − Sc )
3 3
Vdc
vc = × (2Sc − Sb − Sa ) (12)
3
1 √
vα = (2va − vb − vc ) , vβ = 3 (vb − vc ) (13)
3
1 √
iα = (2ia − ib − ic ) , iβ = 3 (ib − ic ) (14)
3
d d
Fig. 4(a) shows the schematic for the generation of error signal (ψβ ) = (vβ − Rs × iβ ) , (ψα ) = (vα − Rs × iα )
dt dt
Vdcl(k ) , which is fed to the dc-link voltage proportional-integral
(15)
(PI) controller and the resulting speed error signal at the kth
sampling instant and is given as follows: ψs = ψα2 + ψβ2 (16)
ω1(k ) = ω1(k −1) + Kpdc Vdcl(k ) − Vdcl(k −1) + Kidc Vdcl(k ) .
ψα ψβ
(9) iqs = iβ × − iα × (17)
ψs ψs
Fig. 4(b) shows the PV power converted into a speed term ids = iβ × (ψβ /ψs ) + iα × (ψα /ψs ) (18)
by the following relation and this gives one component of the
reference speed by affinity law of pump. It can be treated as the ψds = ψβ × (ψβ /ψs ) + ψα × (ψα /ψs ) (19)
feedforward component. (Vβ − Rs × iβ ) ψα − (Vα − Rs × iα ) ψβ
The physical significance of ω2 quantity can be justified as ωe = (20)
ψs 2
maximum rated speed corresponding to the given insolation.
Only PI controller pushes the voltage error to the desired refer-
where ids and iqs are current components in synchronously ro-
ence speed (ωref ). However, the dynamic response of the system
tating dq0 frame, σ = 1 − L2m /(Ls × Lr ), τr = Lr /Rr , Lr =
becomes very poor. It can be seen from the feedforward term
rotor inductance, Lm = magnetizing inductance, Llr = rotor
that it consists of Ppv and the proportionality constant obtained
leakage inductance, Lls = stator leakage inductance, Rr =
from motor affinity law. Both of these terms help in fast dynamic
stator referred rotor resistance, and Rs = stator resistance.
response by instantaneously reflecting the PV power on motor
The motor rotational speed is given as follows:
speed. It is expressed by the following formula:
Ppv = K1 ω23 (10) ωm = ωe − ωsl . (21)
where K1 is proportionality constant of pump obtained in (4).
Hence, the reference speed of the motor is estimated as The slip speed (ωsl ) and synchronous speed (ωe ) are esti-
follows: mated as follows:
These-phase currents (i∗a , i∗b , i∗c ) are compared with the sensed Fig. 7. Intermediate signals during starting at 1000 W/m2 .
phase currents (ia , ib , ic ) and the error signal is passed through
hysteresis-band controller to generate switching pulses for VSI.
Fig. 10. Dynamic performance during irradiance decrement from 1000 to Fig. 12. Dynamic performance during irradiance decrement from 500 to
500 W/m2 . (a) Proposed drive. (b) Waveforms showing the sensed speed and 1000 W/m2 . (a) Proposed drive. (b) Waveforms showing the sensed speed and
the estimated speed. the estimated speed.
TABLE IV
PERFORMANCE OF THE DRIVE AT DIFFERENT INSOLATION
Fig. 16. Soft starting at 500 W/m2 irradiance. (a) Performance of the proposed
system. (b) Waveforms showing the sensed speed (ω sen ) and the estimated speed
(ω m ).
Fig. 15. MPPT of SPV array. (a) 1000 W/m2 . (b) 500 W/m2 .
voltage (Vpv ), PV current (Ipv ), stator phase current (ia ), and
generator fed resistive load as it becomes comparable to volu- the estimated motor speed in r/min (ωm ). The performance
metric pump when the armature voltage drop is neglected as the of the drive during starting is satisfactory and the parame-
torque becomes proportional to speed. A VSI (SEMIKRON MD ters reach their steady-state value immediately after starting.
B6CI 600/415–35F), real-time DSP controller (dSPACE 1104) Fig. 16(b) shows the waveforms of the sensed speed (ωsen )
is used to perform the motor speed control. For recording pur- and the estimated speed (ωm ), in which slight delay in ωm is
pose, a four-channel digital storage oscilloscope (Agilent make observed at starting. This is because the estimation of speed is
DSO) is used. The pulse width modulation (PWM) signals from achieved from rotor fluxes, which depend on different sensing of
DSP are in range of 0–5 V and gate driver of the semiconductor parameters viz., DC-link voltage and phase currents. Fig. 17(a)
switches requires 15-V signal. The transistor (2N2222) circuitry and (b) present the similar kind of observation at reduced irra-
is used to pull up the PWM voltage to 15 V required for the gate diance (500 W/m2 ). The performance indices show satisfactory
driver circuit of three-phase inverter. Optocouplers (6N136) are results at rated as well as at reduced irradiance conditions.
used for providing isolation between the controller and gate
driver circuit. C. Performance in Steady State
Fig. 18(a) and (b) show the steady-state performance of the
A. Test Results for MPPT drive in terms of PV voltage and three-phase currents of the
Fig. 15(a) and (b) show the excellent performance of the drive motor at 1000 and 500 W/m2 . It is observed that PV voltage is
at two insolation level viz., 1000 and 500 W/m2 . The Ppv − Vpv settled at MPP voltage and the three-phase currents (ia , ib , ic )
and Ipv − Vpv curves shown at each insolation level display the are also at their rated value with 120° apart from each other.
tracking efficiency nearly 100% in each case, which verifies the
full utilization of solar PV power at rated condition as well as D. Dynamic Performance of Drive: Irradiance Decrement
at reduced insolation.
Fig. 19(a) shows the performance of the drive during step
decrement of variable insolation. The drive performance is ex-
B. Performance During Starting
ceptionally satisfactory as all the indices (viz., Vpv , Ipv , ia , and
Fig. 16(a) shows the soft starting of the drive at 1000 W/m2 . ωm ) are abided by the variation and follow the change. Fig. 19(b)
The MPP voltage (Vpv ) is set at 350 V with the current at MPP shows the waveforms showing ωsen and ωm during dynamic con-
(Ipv ) fixed at 7.2 A. The MPP is tracked immediately after the dition. It is observed that the plot of the estimated speed (ωm )
motor is started. Test results shown in Fig. 16 demonstrate PV is slightly delayed under dynamic condition. However, it coin-
SHUKLA AND SINGH: SINGLE-STAGE PV ARRAY FED SPEED SENSORLESS VECTOR CONTROL OF IMD FOR WATER PUMPING 3583
Fig. 17. Soft starting at 1000 W/m2 irradiance. (a) Performance of the pro- Fig. 19. (a) Performance indices of the proposed system. (b) Waveforms
posed system. (b) Waveforms showing the sensed speed (ω sen ) and the estimated showing the sensed speed (ω sen ) and the estimated speed (ω m ) during decrease
speed (ω m ). in irradiance.
Fig. 20. Intermediate signals during step decrease in irradiance from 1000 to
500 W/m2 .
APPENDIX
A. Solar PV Array (Simulation Data)
Voc = 760 V, Vmp = 600 V, Isc = 16 A, Impp = 14.5 A, Nser
= 34, Npar = 25, (fs ) = 10 kHz, dc-link capacitor (Cdc ) =
2500 μF.
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SHUKLA AND SINGH: SINGLE-STAGE PV ARRAY FED SPEED SENSORLESS VECTOR CONTROL OF IMD FOR WATER PUMPING 3585
[12] C. Jain and B. Singh, “Single-phase single-stage multifunctional grid Bhim Singh (SM’99–F’10) was born in Rahamapur,
interfaced solar photo-voltaic system under abnormal grid conditions,” Bijnor, India, in 1956. He received the B.E. degree in
IET Gener., Transmiss. Distrib., vol. 9, no. 10, pp. 886–894, Feb. 2015. electrical engineering from the University of Roor-
[13] S. Shukla and B. Singh, “Single stage SPV array fed speed sensorless kee, Roorkee, India, in 1977, and the M.Tech degree
vector control of induction motor drive for water pumping,” in Proc. IEEE in power apparatus and systems and the Ph.D. degree
Int. Conf. Power Electron., Intell. Control Energy Syst., 2016, pp. 1–6. in power electronics electrical machines and drive
[14] J. Titus, J. Teja, K. Hatua, and K. Vasudevan, “An improved scheme for from the Indian Institute of Technology Delhi (IIT
extended power loss ride-through in a voltage-source-inverter-fed vector- Delhi), New Delhi, India, in 1979 and 1983, respec-
controlled induction motor drive using a loss minimization technique,” tively.
IEEE Trans. Ind. Appl., vol. 52, no. 2, pp. 1500–1508, Mar./Apr. 2016. In 1983, he joined the Department of Electrical
[15] S. A. Odhano, R. Bojoi, A. Boglietti, Ş. G. Roşu, and G. Griva, “Maximum Engineering, University of Roorkee (now IIT Roor-
efficiency per torque direct flux vector control of induction motor drives,” kee), as a Lecturer, where he became a Reader in 1988. In December 1990,
IEEE Trans. Ind. Appl., vol. 51, no. 6, pp. 4415–4424, Nov./Dec. 2015. he joined the Department of Electrical Engineering, IIT Delhi, as an Assistant
[16] L. An and D. D. C. Lu, “Design of a single-switch DC/DC converter Professor, where he has become an Associate Professor in 1994 and a Professor
for a PV-battery-powered pump system with PFM+PWM control,” IEEE in 1997, the ABB Chair Professor from September 2007 to September 2012,
Trans. Ind. Electron., vol. 62, no. 2, pp. 910–921, Feb. 2015. and since October 2012, he has been the Central Electricity Authority (CEA)
[17] D. Stojić, M. Milinković, S. Veinović, and I. Klasnić, “Improved stator Chair Professor. From July 2014 to August 2016, he was the Head of the De-
flux estimator for speed sensorless induction motor drives,” IEEE Trans. partment of Electrical Engineering, IIT Delhi. Since August 2016, he has been
Power Electron., vol. 30, no. 4, pp. 2363–2371, Apr. 2015. the Dean Academics with the IIT Delhi. He has guided 65 Ph.D. dissertations,
[18] D. Casadei, G. Serra, A. Tani, L. Zarri, and F. Profumo, “Performance 167 M.E./M.Tech./M.S.(R) theses, and 60 B.E./B.Tech. projects. He has filed
analysis of a speed-sensorless induction motor drive based on a constant- 23 patents. He has executed more than 80 sponsored and consultancy projects.
switching-frequency DTC scheme,” IEEE Trans. Ind. Appl., vol. 39, no. 2, He has co-authored a text book on power quality: Power Quality Problems and
pp. 476–484, Mar./Apr. 2003. Mitigation Techniques published by (Wiley, 2015). His research interests in-
[19] B. Singh, G. Bhuvaneswari, and V. Garg, “A Novel polygon based 18- clude solar photovoltaic (PV) grid interface systems, microgrids, power quality
pulse AC–DC converter for vector controlled induction motor drives,” monitoring and mitigation, solar PV water pumping systems, improved power
IEEE Trans. Power Electron., vol. 22, no. 2, pp. 488–497, Mar. 2007. quality ac–dc converters, power electronics, electrical machines, drives, flexible
[20] R. Kumar, S. Das, P. Syam, and A. K. Chattopadhyay, “Review on model ac transmission systems, and high voltage direct current systems.
reference adaptive system for sensorless vector control of induction motor Prof. Singh has been a JC Bose Fellow of DST, Government of India, since
drives,” IET Elect. Power Appl., vol. 9, pp. 496–511, Aug. 2015. December 2015. He is a fellow of the Indian National Academy of Engineering;
[21] W. V. Jones, “Motor selection made easy: Choosing the right motor for the Indian National Science Academy; the National Academy of Science, India;
centrifugal pump applications,” IEEE Ind. Appl. Mag., vol. 19, no. 6, the Indian Academy of Sciences, India; the World Academy of Sciences; the
pp. 36–45, Nov./Dec. 2013. Institute of Engineering and Technology; the Institution of Engineers, India;
and the Institution of Electronics and Telecommunication Engineers, and is a
Life Member of the Indian Society for Technical Education, the System So-
ciety of India, and the National Institution of Quality and Reliability. He was
the recipient of the Khosla Research Prize from the University of Roorkee in
Saurabh Shukla was born in Andal, India, in 1988. 1991, and the JC Bose and Bimal K. Bose Awards from the Institution of Elec-
He received the B.Tech. degree in electrical engi- tronics and Telecommunication Engineers for his contribution in the field of
neering from Asansol Engineering College, Asansol, power electronics. He was also the recipient of the Maharashtra State National
India, in 2010, the post graduate diploma in thermal Award from the Indian Society for Technical Education in recognition of his
power plant engineering from the National Power outstanding research work in the area of power quality. He was the recipient
Training Institute, Nangal, India, in 2012, and the of the Power and Energy Society Delhi Chapter Outstanding Engineer Award
M.Tech. degree in instrumentation and control engi- for 2006. He was the recipient of the Khosla National Research Award from
neering from the Sant Longowal Institute of Engi- IIT Roorkee in 2013. He was also the recipient of the Shri Om Prakash Bhasin
neering and Technology, Sangrur, India, in 2014. He Award-2014 in the field of engineering including energy and aerospace. He has
is currently working toward the Ph.D. degree with been the General Chair for the 2006 IEEE International Conference on Power
the Department of Electrical Engineering, Indian In- Electronics, Drives, and Energy Systems; the General Co-Chair for the 2010
stitute of Technology Delhi, New Delhi, India. IEEE International Conference on Power Electronics, Drives, and Energy Sys-
His research interests include power electronics, electrical machines and tems; the General Co-Chair for the 2015 IEEE International Conference; and
drives, and renewable energy. the General Co-Chair for the 2016 IEEE International Conference held, New
Delhi, India.