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96 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO.

1, JANUARY 2016

Voltage Stability and Reactive Power Sharing in


Inverter-Based Microgrids With Consensus-Based
Distributed Voltage Control
Johannes Schiffer, Thomas Seel, Jörg Raisch, and Tevfik Sezi

Abstract— We propose a consensus-based distributed voltage at the low voltage (LV) and medium voltage (MV)
control (DVC) that solves the problem of reactive power shar- levels via AC inverters. Since the physical characteristics
ing in autonomous inverter-based microgrids with dominantly of inverters largely differ from the characteristics of
inductive power lines and arbitrary electrical topology. Opposed
to other control strategies available thus far, the control presented conventional electrical generators, i.e., synchronous
here does guarantee a desired reactive power distribution in generators (SGs), different control approaches are
steady state while only requiring distributed communication required [5].
among inverters, i.e., no central computing nor communication A microgrid addresses these issues by gathering a
unit is needed. For inductive impedance loads and under the combination of generation units, loads, and energy storage
assumption of small phase angle differences between the output
voltages of the inverters, we prove that the choice of the control elements at distribution level into a locally controllable
parameters uniquely determines the corresponding equilibrium system, which can be operated either in grid-connected mode
point of the closed-loop voltage and reactive power dynamics. or in islanded mode, i.e., in a completely isolated manner
In addition, for the case of uniform time constants of the power from the main transmission system.
measurement filters, a necessary and sufficient condition for Essential components in power systems are so-called grid-
local exponential stability of that equilibrium point is given. The
compatibility of the DVC with the usual frequency droop control forming units. In AC networks, these units have the task
for inverters is shown and the performance of the proposed to provide a synchronous frequency and a certain voltage
DVC is compared with the usual voltage droop control via level at all buses in the network, i.e., to provide a stable
simulation of a microgrid based on the Conseil International operating point. Analyzing under which conditions such an
des Grands Réseaux Electriques (CIGRE) benchmark medium operating point can be provided and maintained, naturally
voltage distribution network.
leads to the problems of frequency and voltage stability.
Index Terms— Consensus algorithms, distributed cooperative In conventional power systems, grid-forming units are SGs.
control, droop control, inverters, microgrid control, microgrid
stability, multiagent systems, power sharing, secondary control, In inverter-based microgrids, however, grid-forming capabili-
smart grid applications, voltage stability. ties have to be provided by inverter-interfaced sources [6], [7].
Inverters operated in grid-forming mode can be represented as
I. I NTRODUCTION
ideal AC voltage sources [5]–[9].

M ICROGRIDS represent a promising concept to facilitate


the integration of distributed renewable sources into the
electrical grid [2]–[4].
In addition to frequency and voltage stability, power sharing
is an important performance criterion in the operation of
microgrids [5]–[8]. Here, power sharing is understood as the
Two main motivating facts for the need of such concepts ability of the local controls of the individual generation sources
are as follows. to achieve a desired steady state distribution of the power
1) The increasing installation of renewable energy outputs of all generation sources relative to each other, while
sources worldwide—a process motivated by political, satisfying the load demand in the network. The relevance of
environmental, and economic factors. this control objective lies within the fact that it allows to
2) A large portion of these renewable sources consists of prespecify the utilization of the generation units in operation,
small-scale distributed generation (DG) units connected e.g., to prevent overloading [7].
Manuscript received October 28, 2014; revised February 5, 2015; accepted In conventional power systems, where generation sources
March 6, 2015. Date of publication April 29, 2015; date of current version are connected to the network via SGs, droop control is often
December 21, 2015. Manuscript received in final form March 25, 2015. used to achieve the objective of active power sharing [10].
Recommended by Associate Editor C. De Persis.
J. Schiffer and T. Seel are with Technische Universität Berlin, Berlin 10623, Under this approach, the current value of the rotational speed
Germany (e-mail: schiffer@control.tu-berlin.de; seel@control.tu-berlin.de). of each SG in the network is monitored locally to derive how
J. Raisch is with Technische Universität Berlin, Berlin 10623, Germany, much power each SG needs to provide.
and also with the Max-Planck-Institut für Dynamik Komplexer Technischer
Systeme, Magdeburg 39106, Germany (e-mail: raisch@control.tu-berlin.de). Inspired hereby, researchers have proposed to
T. Sezi is with the Smart Grid Division, Siemens AG, Nuremberg 90459, apply a similar control to AC inverters [1], [11].
Germany (e-mail: tevfik.sezi@arcor.de). It has been shown—in [12] and [13] for lossless microgrids
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org. and in [14] for lossy networks—that this heuristic proportional
Digital Object Identifier 10.1109/TCST.2015.2420622 decentralized control law indeed locally stabilizes the network
1063-6536 © 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 97

frequency and that the control gains and setpoints can be of optimal reactive power compensation are presented.
chosen such that a desired active power distribution is Therein, the DG units are modeled as constant power or P-Q
achieved in steady state without any explicit communication buses and, hence, assumed to be operated as grid-feeding and
among the different sources. The nonnecessity of an not as grid-forming units [6], [8]. In [24], loads are modeled
explicit communication system is explained by the fact by the exponential model, while in [23] and [25], constant
that the network frequency serves as a common implicit power loads are considered.
communication signal. Since the actuator signal of this The main contributions of this paper are twofold.
control is the local frequency, it is called frequency droop 1) As a consequence of the preceding discussion,
control throughout this paper. we propose a consensus-based distributed voltage
Furthermore, in large transmission systems, droop control control (DVC), which guarantees reactive power sharing
is usually only applied to obtain a desired active power in meshed inverter-based microgrids with dominantly
distribution, while the voltage amplitude at a generator bus inductive power lines and arbitrary electrical topology.
is regulated to a nominal voltage setpoint via an automatic Opposed to most other related communication-based
voltage regulator (AVR) acting on the excitation system of control concepts [26], [27], the present approach does
the SG. In microgrids, the power lines are typically relatively only require distributed communication among inverters,
short. Then, the AVR employed at the transmission level is in i.e., it does neither require a central communication or
general not appropiate since even slight differences in voltage computing unit nor all-to-all communication among the
amplitudes (caused, e.g., by sensor inaccuracies) can provoke inverters. The consensus protocol used to design the
high reactive power flows [15]. Therefore, droop control is DVC is based on the weighted average consensus pro-
typically also applied to the voltage with the objective to tocol [28]. This protocol has been applied previously in
achieve a desired reactive power distribution in microgrids. inverter-based microgrids to the problems of secondary
The most common (heuristic) approach is to set the voltage frequency control [12], [29]–[31], as well as secondary
amplitude via a proportional control, the feedback signal of voltage control [30]–[33]. In contrast to the approach
which is the reactive power generation relative to a reference of this paper, the secondary voltage control scheme
setpoint [1], [9]. Hence, we call this control voltage droop proposed in [30] and [31] is designed to regulate all
control throughout this paper. voltage amplitudes to a common reference value. As a
The droop control strategies discussed previously are consequence, this approach does, in general, not achieve
derived under the assumption of a dominantly inductive reactive power sharing.
network, i.e., for power lines with small R/ X ratios, and they 2) Unlike other work on DVC considering reactive power
are (by far) the most commonly used ones in this scenario [9]. sharing [32]–[34], we provide a rigorous mathematical
However, even in networks with dominantly inductive power analysis of the closed-loop voltage and reactive power
lines, the voltage droop control [1] exhibits a significant dynamics of a microgrid with inductive impedance
drawback: it does in general not guarantee a desired reactive loads under the proposed DVC. More precisely, we
power sharing, i.e., it does, in general, not achieve the desired prove that the choice of the control parameters uniquely
control goal, as discussed in [13] and [16]–[18]. Moreover, determines the corresponding equilibrium point.
to the best of the authors’ knowledge, no theoretically or In addition, for the case of uniform time constants of
experimentally well-founded selection criteria are known for the power measurement filters, we give a necessary
the parameters of the voltage droop control that would ensure and sufficient condition for local exponential stability
at least a guaranteed minimum (quantified) performance in of that equilibrium point. The two latter results are
terms of reactive power sharing. derived under the standard assumption of small phase
As a consequence, several other or modified (heuristic) angle differences between the output voltages of the
decentralized voltage control strategies have been proposed DG units [10], [18].
in [16]–[22]. Most of this work is restricted to networks Furthermore, and as discussed previously, the performance
of inverters connected in parallel. Moreover, typically of the voltage droop control [1] in terms of reactive power
only networks composed of two DG units are considered. sharing is, in general, unsatisfactory. Therefore, the control
Conditions on voltage stability for a parallel inductive presented here is meant to replace the voltage droop control [1]
microgrid with constant power loads have been presented rather than complementing it in a secondary control-like
in [18]. With most approaches, the control performance in manner as in [27] and [32]–[34].
terms of reactive power sharing with respect to the original We also provide a selection criterion for the control
control [1] is improved. However, no general conditions parameters, which not only ensures reactive power sharing,
or formal guarantees for reactive power sharing are given. but also that the average of all voltage amplitudes in the
A quantitative analysis of the error in power sharing is network is equivalent to the nominal voltage amplitude
provided in [16] for the control proposed therein. for all times. Finally, we evaluate the performance of
Other related work is [23], in which several local and the DVC compared with the voltage droop control [1]
centralized control schemes for reactive power control and its compatibility with the standard frequency
of photovoltaic (PV) units are compared via simulation droop control [1] via extensive simulations. Hence, this
with respect to voltage regulation and loss minimization. paper extends our previous results in [35] in several
In [24] and [25], distributed control schemes for the problem regards.
98 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

We would like to emphasize that reactive power sharing E := {e1 , . . . , em } is the set of undirected edges. The lth edge
by manipulation of the voltage amplitudes is of particular connecting nodes i and k is denoted as el = {i, k} = {k, i }.
practical interest in networks or clusters of networks, where the The set of neighbors of a node i is denoted by Ci and contains
generation units are in close electrical proximity. This is often all k for which el = {i, k} ∈ E.
the case in microgrids and we only consider such networks The |V| × |V| adjacency matrix A has entries aik = aki = 1
in this paper. Then, the line impedances are relatively low, if an edge between i and k exists and aik  = 0 otherwise.
n
which from the standard power flow equations [10], implies The degree of a node i is given by di = k=1 aik . With
that small variations in the voltage suffice to achieve a desired D := diag(di ) ∈ R , the Laplacian matrix of an undirected
n×n

reactive power sharing. In addition, close electrical proximity graph is given by L := D − A and is symmetric positive
usually implies close geographical distance between the semidefinite [37].
different units, which facilitates the practical implementation A path in a graph is an ordered sequence of nodes such that
of a distributed communication network. any pair of consecutive nodes in the sequence is connected by
The remainder of this paper is outlined as follows. an edge. G is called connected if for all pairs (i, k) ∈ V × V,
At first, we introduce the basic models of the electrical micro- i = k, there exists a path from i to k. Given an undirected
grid, including that of an AC inverter, and the communication graph, zero is a simple eigenvalue of its Laplacian matrix L if
network in Section II. In Section III, we formalize the concept and only if the graph is connected. Moreover, a corresponding
of power sharing and present the suggested DVC. The results right eigenvector to this simple zero eigenvalue is then 1 n ,
on existence and uniqueness properties of equilibria of the i.e., L1 n = 0 n [37].
closed-loop dynamics under the DVC are given in Section IV.
The stability result is presented in Section V. The control A. Network Model
performance is illustrated by simulations in Section VI.
This paper is mainly concerned with reactive power.
Finally, the conclusion and directions for future work are given
According to [10] and [38], in lack of detailed knowledge
in Section VII.
of the load composition in the network, the most com-
monly accepted static load representation is to model the
II. P RELIMINARIES AND N OTATION reactive power demand by a constant impedance. Therefore,
We define the sets N := {1, . . . , n}, R≥0 := {x ∈ R|x ≥ 0}, we consider a generic meshed microgrid and assume that
R>0 := {x ∈ R|x > 0}, R<0 := {x ∈ R|x < 0}, and loads are modeled by constant impedances.1 This leads to
T := [0, 2π). For a set V, let |V| denote its cardinality. a set of nonlinear differential-algebraic equations. Then, a
Let V be a finite set of distinct natural numbers v i ∈ N, network reduction (called Kron reduction [10]) is carried out
i = 1, . . . , |V|. Then i ∼ V denotes i = v 1 , . . . , v |V | . to eliminate all algebraic equations corresponding to loads and
Let x := col(x i ) ∈ Rn denote a vector with entries x i , to obtain a set of differential equations. We assume this process
i ∼ N ; 0 n ∈ Rn the vector of all zeros; 1 n ∈ Rn the has been carried out and work with the Kron-reduced network.
vector with all ones; In the n × n identity matrix; and 0n×n In the reduced network, each node represents a DG unit
the n × n matrix of all zeros and diag(ai ), i ∼ N , an n × n interfaced via an AC inverter. The set of nodes of this
diagonal matrix with entries ai . Furthermore,  · 1 denotes network is denoted by N := {1, . . . , n}. We associate a time-
the vector 1-norm and  · ∞ denotes the vector ∞-norm. dependent phase angle δi : R≥0 → T and a voltage amplitude
For z ∈ C, (z) denotes the real part of z and (z) its Vi : R≥0 → R>0 to each node i ∈ N in the microgrid.
imaginary part. Let j denote the imaginary unit. The conjugate Two nodes i and k of the microgrid are connected via a
transpose of a vector v is denoted by v ∗ . For a matrix complex admittance Yik = Yki ∈ C. For convenience, we
A ∈ Rn×n , let σ (A) := {λ ∈ C : det(λIn − A) = 0} define Yik := 0 whenever i and k are not directly connected
denote its spectrum. The numerical range or field of values via an admittance. We denote the set of neighbors of a node
of A is defined as W (A) := {x ∗ Ax : x ∈ Cn , x ∗ x = 1}. i ∈ N by Ni := {k | k ∈ N , k = i, Yik = 0}. For ease of
It holds that σ (A) ⊆ W (A) [36]. If A is symmetric then notation, we write angle differences as δik (t) := δi (t) − δk (t).
W (A) ⊆ R and min(σ (A)) ≤ W (A) ≤ max(σ (A)) [36]. We assume that the microgrid is connected, i.e., that for all
Let Asy = 1/2(A + A T ), respectively, Ask = 1/2(A − A T ) be pairs {i, k} ∈ N × N , i = k, there exists an ordered sequence
the symmetric, respectively, skew-symmetric part of A. Then of nodes from i to k such that any pair of consecutive nodes
(W (A)) = W (Asy ) and (W (A)) = W (Ask ) [36]. in the sequence is connected by a power line represented by
The following result is used in this paper. an admittance. This assumption is reasonable for a microgrid,
Lemma 1 [36]: Let A and B be the matrices of appropriate unless severe line outages separating the system into several
dimensions and let B be the positive semidefinite. Then disconnected parts occur.
Furthermore, we assume that the power lines of the
σ (AB) ⊆ W (A)W (B) := {λ = αβ|α ∈ W (A), β ∈ W (B)}. microgrid are lossless, i.e., all lines can be represented
We briefly recall some graph theoretic notions used in this 1 To the best of our knowledge, there does not exist one standard load model.
paper. For further information on graph theory, the reader is The main reason for this is that there are typically many different kinds
referred to [37] and the references therein. of loads connected within one power system or microgrid [10], [38], [39].
Therefore, we are aware that not all loads can be accurately represented by
An undirected graph of order n is a tuple G := (V, E), constant impedance loads and our results may be inaccurate for other type of
where V := {1, . . . , n} is the set of nodes and E ⊆ V × V, load models, such as dynamic loads [39].
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 99

by purely inductive admittances. This may be justified as units, we express all power flows in generator convention [40].
follows [12], [13]. In MV and LV networks, the line impedance That is, delivered active power is positive, while absorbed
is usually not purely inductive, but has a nonnegligible active power is negative; capacitive reactive power is counted
resistive part. On the other hand, the inverter output impedance positively and inductive reactive power is counted negatively.
is typically inductive (due to the output inductor and/or the Remark 1: The restriction to inductive shunt admittances
possible presence of an output transformer). Under these is justified as follows. The admittance loads in the
circumstances, the inductive parts dominate the resistive parts Kron-reduced network are a conglomeration of the individual
in the admittances for some particular microgrids, especially loads in the original network [10], [41]. Therefore, assuming
on the MV level. We only consider such microgrids and purely inductive loads in the Kron-reduced network can
absorb the inverter output admittance (together with a possible be interpreted as assuming that the original network is
transformer admittance) into the line admittances Yik , while not overcompensated, i.e., that the overall load possesses
neglecting all resistive effects. inductive character. Furthermore, capacitive shunt admittances
Then, an admittance connecting two nodes i and k can be in distribution systems mainly stem from capacitor banks
represented by Yik := j Bik with Bik = Bki ∈ R<0 . The used to compensate possibly strong inductive behaviors of
representation of loads as constant impedances in the original loads. In conventional distribution systems, these devices are
network leads to shunt admittances at at least some of the additionally inserted in the system to improve its performance
nodes in the Kron-reduced network, i.e., Ŷii = G ii + j B̂ii = 0 with respect to reactive power consumption [10], [23]. This
for some i ∈ N , where G ii ∈ R>0 is the shunt conductance is needed because there is no generation located close to
and B̂ii ∈ R<0 denotes the inductive shunt susceptance. For the loads. However, in a microgrid, the generation units
convenience, we define Ŷii := 0 whenever there is no shunt are located close to the loads. Hence, the availability of
admittance present at a node i ∈ N . Finally, we assume that generation units at distribution level is likely to replace the
the loading in the original network is such that no power or need for capacitor banks [23].
voltage constraints are violated at any time.
The overall active and reactive power flows Pi : Tn × B. Inverter Model
R>0 → R and Q i : Tn × Rn>0 → R at a node i ∈ N are
n

obtained as2 We model the inverters as AC voltage sources, the


 amplitude and frequency of which can be defined by the
Pi (δ1 , . . . , δn , V1 , . . . , Vn ) = G ii Vi2 + |Bik |Vi Vk sin(δik ) designer [5], [6], [8].4 Then, an inverter at node i ∈ N can
k∼Ni be represented as [6], [13]

Q i (δ1 , . . . , δn , V1 , . . . , Vn ) = |Bii |Vi2 − |Bik |Vi Vk cos(δik ) δ̇i = u δi
k∼Ni
τ Pi Ṗim = −Pim + Pi
(1)
 Vi = u iV
with Bii := B̂ii + Bik . Hence τ Pi Q̇ m m
i = −Q i + Q i
k∼Ni (4)

|Bii | ≥ |Bik |. (2) where u δi : R≥0 → R and u iV : R≥0 → R are controls.
k∼Ni Furthermore, it is assumed that the active and reactive power
To motivate the voltage control proposed in Section III and outputs Pi and Q i given in (1) are measured and processed
to establish the results in Sections IV and V, we make use of through a filter with time constant τ Pi ∈ R>0 [11], [42].
the standard decoupling assumption3 [10], [18]. We furthermore associate to each inverter its power rating
Assumption 1: δik (t) ≈ 0 ∀t ≥ 0, i ∼ N , k ∼ Ni . SiN ∈ R>0 , i ∼ N .
Under Assumption 1, cos(δik (t)) ≈ 1, for all t ≥ 0 and
i ∼ N , k ∼ Ni . Consequently, the reactive power flow at a C. Communication Network
node i ∈ N reduces to Q i : Rn>0 → R The proposed voltage control is distributed and requires
 communication among generation units in the network.
Q i (V1 , . . . , Vn ) = |Bii |Vi2 − |Bik |Vi Vk . (3)
To describe the high-level properties of the communication
k∼Ni
network, a graph theoretic notation is used in this paper.
Clearly, the reactive power Q i can then be controlled by We assume that the communication network is represented
controlling the voltage amplitudes Vi and Vk , k ∈ Ni . This by an undirected and connected graph G = (V, E).
fact is used when designing a DVC for reactive power sharing Furthermore, we assume that the graph contains no self-loops,
in Section III. i.e., there is no edge el = {i, i }. A node represents an
The apparent power flow is given by Si = Pi + j Q i . individual agent. In the present case, this is a power generation
Since we are mainly concerned with dynamics of generation source. If there is an edge between two nodes i and k, then
2 To simplify notation the time argument of all signals is omitted from 4 An underlying assumption to this model is that whenever the inverter
now on. connects an intermittent renewable generation source, e.g., a photovoltaic
3 Our results in Sections IV and V also hold for arbitrary, but constant angle plant or a wind plant, to the network, it is equipped with some sort of storage
differences, i.e., δik (t) := δik , δik ∈ T, but at the cost of a more complex (e.g., flywheel and battery). Thus, it can increase and decrease its power output
notation. within a certain range.
100 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

i and k can exchange their local measurements with


each other. The nodes in the communication and in the
electrical network are identical, i.e., N ≡ V. Note that the
communication topology may, but does not necessarily have
to, coincide with the topology of the electrical network,
i.e., we may allow Ci = Ni for any i ∈ V.

III. P OWER S HARING AND I NVERTER C ONTROL


In this section, the frequency and voltage controls u δi and u iV Fig. 1. Block diagram of the proposed DVC for an inverter at node i ∈ N .
for the inverters represented by (4) are introduced. Recall Vi is the voltage amplitude, Vid is its desired (nominal) value, Q mi is the
measured reactive power, and Q̄ i is the weighted reactive power, where
that power sharing is an important performance criterion in χi is the weighting coefficient to ensure proportional reactive power sharing
microgrids. The concept of proportional power sharing is and ki is a feedback gain.
formalized via the following definition.
Definition 1: Let γi ∈ R>0 and χi ∈ R>0 denote constant where V d ∈ R>0 is the desired (nominal) voltage, k Q i ∈ R>0
weighting factors and Pis , respectively, Q si , the steady state is the voltage droop gain, Q m i is the measured reactive
active, respectively, reactive, power flow, i ∼ N . Then, two power, and Q di ∈ R is its desired setpoint. The control
inverters at nodes i and k are said to share their active, law (7) is decentralized, i.e., the feedback signal is the locally
respectively, reactive, powers proportionally according to γi measured reactive power Q m i , and it does therefore not
and γk , respectively, χi and χk , if require communication. However, to the best of the authors’
Pis Ps Q si Qs knowledge, there are no known selection criteria for the
= k , respectively = k. parameters of the voltage droop control (7) that would ensure
γi γk χi χk
Remark 2: From (4), it follows that in steady state, Ṗim = 0 a desired reactive power sharing [13], [17], [18].
m,s
i = 0. Hence, Pi
and Q̇ m = Pis and Q m,s
i = Q si , where the Inspired by consensus algorithms [28], we therefore propose
superscript s denotes the signals in steady state. the following DVC u iV for an inverter at node i ∈ N :
Remark 3: A practical choice for γi and χi would, for  t
example, be γi = χi = SiN , where SiN ∈ R>0 is the nominal u iV (t) := Vid − ki ei (τ )dτ
power rating of the inverter at node i ∈ N . However, an 
 Q m (t)
0  
i Qmk (t)
operator may also wish to consider other technical, economic, ei (t) := − = ( Q̄ i (t) − Q̄ k (t))
or environmental criteria, such as fuel consumption, generation χi χk
k∼Ci k∼Ci
costs, or emission costs, when determining the weighting (8)
coefficients γi and χi , i ∼ N [43], [44].
where Vid ∈ R>0 is the desired (nominal) voltage amplitude
A. Frequency Droop Control and Active Power Sharing and ki ∈ R>0 is a feedback gain. For convenience, we have
defined the weighted reactive power flows Q̄ i := Q m i /χi ,
For the problem of active power sharing, the following i ∼ N . Recall that Ci defined in Section II-C is the set
decentralized proportional control law, commonly referred to of neighbor nodes of node i in the graph induced by the
as frequency droop control [9], is often employed: communication network, i.e., the set of nodes that node i can
 
u δi = ωd − k Pi Pim − Pid (5) exchange information with. The control scheme is illustrated
for an inverter at node i ∈ N in Fig. 1. We prove in Section V
where ωd ∈ R>0 is the desired (nominal) frequency, that the control (8) does guarantee proportional reactive power
k Pi ∈ R>0 is the frequency droop gain, Pim is the measured sharing in steady state.
active power, and Pid ∈ R is its desired setpoint. Remark 4: Consider a scenario in which there exists a
It is shown in [12]–[14] that the following selection of high-level control that can generate setpoints Q di , i ∼ N , for
control gains and setpoints for the control law (5) guarantees the reactive power injections. A possible high-level control is,
a proportional active power distribution in steady state in the for example, the one proposed in [25]. The control (8) can
sense of Definition 1: easily be combined with such high-level control by setting ei
k Pi γi = k Pk γk , k Pi Pid = k Pk Pkd . (6) given in (8) to
   m 

 Qm i − Qi Q k − Q dk
d
A detailed physical motivation for the control law (5) is given
ei = − . (9)
in [13]. χi χk
k∼Ci

B. Distributed Voltage Control Then, the inverters share their absolute reactive power injec-
tions with respect to individual setpoints in steady state.
Following the heuristics of the frequency droop control (5),
Remark 5: In addition to reactive power sharing, it usually
droop control is typically also applied with the goal to achieve
is desired that the voltage amplitudes Vi , i ∼ N , remain
a desired reactive power distribution in microgrids. The most
within certain bounds. With the control law (8), where the
common (heuristic) voltage droop control is given by [1], [9]
  voltage amplitudes are actuator signals, this can, e.g., be
u iV = Vid − k Q i Q m
i − Qi
d
(7) ensured by saturating the control signal u iV. In that case, the
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 101

performance in reactive power sharing could be degradaded eigenvector β1 n , β ∈ R \ {0}. All its other eigenvalues are
when the control signal is saturated. For mathematical positive real. Moreover, K is a diagonal matrix with positive
simplicity, this is not considered in the present analysis. diagonal entries and from (12) in steady state Q s = Q m,s .
Hence, for β ∈ R\{0} and i ∼ N , k ∼ N
C. Closed-Loop Voltage and Reactive Power Dynamics Q si Qs
0 n = −K LD Q s ⇔ D Q s = β1 n ⇔ = k. (13)
To establish the results in Sections IV and V, we make use χi χk
of the standard decoupling Assumption 1. It follows from (3) 
that the influence of the dynamics of the phase angles on the Remark 7: Because of (13), all entries of Q m,s = Q s (V s )
reactive power flows can then be neglected. Since, moreover, must have the same sign. Since we consider inductive networks
the DVC given in (8) only uses reactive power measurements, and loads, only Q m,s = Q s (V s ) ∈ Rn>0 is practically relevant.
the model (4) can be reduced to The following fact reveals an important property of the
Vi = u vi system (12), (3).
Fact 1: The flow of the system (12), (3) satisfies for all
τ Q̇ m
i = −Q i + Q i .
m
(10)
t ≥ 0 the conservation law
Differentiating Vi = u iV with respect to time and combining 
n
Vi (t)
(8) and (10), the closed-loop dynamics of the i th node are K −1 V (t)1 = = ξ(V (0)) (14)
given by ki
i=1
  Qm Qm

where the positive real parameter ξ(V (0)) is given by
i k
V̇i = −ki ei = −ki −
χi χk  n
k∼Ci Vid
ξ(V (0)) = K −1 V (0)1 = . (15)
τ Pi Q̇ m
i = −Q i + Q i
m
(11) ki
i=1
Proof: Recall that L is the Laplacian matrix of an
and the interaction between nodes is modeled by (3).
undirected connected graph. Consequently, L is symmetric
Note that Vi (0) = Vid is determined by the control law (8).
positive semidefinite and possesses a simple zero eigenvalue
Recalling from Section II-C that L ∈ Rn×n is the Laplacian
with corresponding right eigenvector 1 n , i.e., L = LT and
matrix of the communication network and defining the
L1 n = 0 n . Hence, 1Tn L = 0Tn . Multiplying the first equation
n × n matrices
in (12) from the left with 1Tn K −1 yields
T := diag(τ Pi ), D := diag(1/χi ), K := diag(ki )

n
V̇i
as well as the column vectors V ∈ Rn, Q ∈ Rn , and Q m ∈ Rn 1Tn K −1 V̇ = 0Tn D Q m ⇒ = 0. (16)
ki
i=1
V := col(Vi ), Q := col(Q i ), Q m := col(Q m
i )
Integrating (16) with respect to time and using (15)
the closed-loop system dynamics can be written compactly in yields (14). 
matrix form as Fact 1 has the following important practical implication:
by interpreting the control gains ki as weighting coefficients,
V̇ = −K LD Q m
expression (14) is equivalent to the weighted average voltage
T Q̇ m = −Q m + Q (12) amplitude V̄ (t) in the network, i.e.,
where Q i = Q i (V ) is given by (3) and the initial conditions 1  Vi (t)
n
for each element of V are determined by the control law (8), V̄ (t) := .
n ki
i.e., V (0) = V d := col(Vid ), i ∼ N . i=1
Remark 6: Recall that an inverter represented by (4) is By Fact 1, we then have that for all t ≥ 0
operated in grid-forming mode, which implies that the ampli-
1  Vid
n
tude and frequency of the voltage provided at the inverter ξ(V (0))
V̄ (t) := V̄ (0) = = . (17)
terminals can be specified by the operator, respectively, by a n n ki
i=1
suitable control [8]. This also applies to the initial conditions
of the voltages V (0) = V d in (12). Hence, the parameters Vid and ki , i ∼ N , offer useful
degrees of freedom for a practical implementation of the
DVC (8). For example, a typical choice for Vid would be
D. Reactive Power Sharing and a Voltage
Vid = VN , i ∼ N , where VN denotes the nominal voltage
Conservation Law
amplitude. By setting ki = 1, i ∼ N , (17) becomes
The next result proves that the proposed DVC does indeed
1
n
guarantee proportional reactive power sharing in steady state.
V̄ (t) := Vi (t) = VN (18)
Claim 1: The control law (8) achieves proportional reactive n
i=1
power sharing in steady state in the sense of Definition 1.
Proof: Set V̇ = 0 in (12). Note that, since L is i.e., the average voltage amplitude V̄ (t) of all generator buses
the Laplacian matrix of an undirected connected graph, it in the network is for all t ≥ 0 equivalent to the nominal voltage
has a simple zero eigenvalue with a corresponding right amplitude VN .
102 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

Remark 8: Note that achieving (18) for t → ∞ is exactly positive steady state reactive power flows. Fix a β ∈ R>0 .
the control goal of the DVC proposed in [34, Sec. IV-B]. Because of:
As we have just shown, for Vid = VN , ki = 1, i ∼ N , the 2 
Q si = |Bii |Vis − |Bik |Vis Vks , i ∼ N (22)
DVC (8) not only guarantees compliance of (18) for t → ∞,
k∼Ni
but for all t ≥ 0. In addition, by Claim 1, the DVC (8)
guarantees a desired reactive power sharing in steady state. no element Viscan then be zero. Hence, (22) can be
Remark 9: Let x s = col(V s , Q s ) be an equilibrium point of rewritten as
the system (12), (3). It follows from Fact 1 that only solutions Qs 
of the system (12), (3) with initial conditions satisfying: − si + |Bii |Vis − |Bik |Vks = 0, i ∼ N
Vi
k∼Ni
K −1 V (0)1 = K −1 V s 1
or, more compactly
can converge to x s .
F(V s ) + T V s = 0 n (23)

IV. E XISTENCE AND U NIQUENESS OF E QUILIBRIA where F(V s ) := col(−Q si /Vis ) ∈ Rn and T is defined
in (19). Recall that according to Lemma 2, T is positive
To streamline the presentation of the main result within this
definite. Consider the function f : Rn>0 → R
section, it is convenient to introduce the matrix T ∈ Rn×n
with entries 1 T  n
f (V ) := V TV − Q si ln(Vi )
Tii := |Bii |, Tik := −|Bik |, i = k. (19) 2
i=1

Lemma 2: The matrix T is positive definite. which has the property that
  
Proof: Recall that Bii = B̂ii + k∼Ni Bik and (2). It is ∂ f (V ) T
then easily verified that the matrix = F(V ) + T V.
∂V
T − diag(| B̂ii |) Hence, any critical point of f satisfies (23), respectively (22).
Moreover
is a symmetric weighted Laplacian matrix. Recall that

the microgrid is connected by assumption. Consequently, ∂ 2 f (V ) Q si


= diag +T >0
T − diag(| B̂ii |) possesses a simple zero eigenvalue with a cor- ∂V 2 Vi2
responding right eigenvector 1 n and all its other eigenvalues
which means that the Hessian of f is positive definite for all
are positive real, i.e., for any v ∈ Rn \{β1 n }, β ∈ R\{0}
V ∈ Rn>0 . Therefore, f is a strictly convex continuous function
(T − diag(| B̂ii |))1 n = 0 n , v T(T − diag(| B̂ii |))v ∈ R>0 . on the convex set Rn>0 . Note that f tends to infinity on the
boundary of Rn>0 , i.e.,
Furthermore, recall that B̂ii = 0 for at least some i ∈ N .
Hence, T is positive definite.  f (V ) → ∞ as V ∞ → ∞
The proposition below proves the existence of equilibria of f (V ) → ∞ as min(Vi ) → 0.
i∈N
the system (12), (3). In addition, it shows that the control
parameters uniquely determine the corresponding equilibrium Hence, there exist positive real constants m 0  1, r1  1,
point of the system (12), (3). We demonstrate in the simulation and r2  1, such that
study in Section VI that the tuning parameter κ (introduced
W := V ∈ Rn>0 | min(Vi ) ≥ r1 ∧ V ∞ ≤ r2
in the proposition) allows to easily shape the performance of i∈N
the closed-loop dynamics. V ∈ Rn>0 \ W ⇒ f (V ) > m 0
Proposition 1: Consider the system (12), (3). Fix D and a ∃V ∈ W such that f (V ) < m 0 .
positive real constant α. Set K = κK, where κ is a positive real
parameter and K ∈ Rn×n a diagonal matrix with positive real Clearly, W is a compact set. Hence, by the Weierstrass
diagonal entries. To all initial conditions col(V (0), Q m (0)) extreme value theorem [45], f attains a minimum on W.
with the property By construction, this minimum is attained at the interior of W,
which by differentiability of f implies that it is a critical point
K−1 V (0)1 = α (20) of f . Consequently, the vector V s := arg minV ∈W ( f (V ))
there exists a unique positive equilibrium point is the unique solution of (23) and thus the unique positive
col(V s , Q m,s ) ∈ R2n vector of steady state voltage amplitudes corresponding to a
>0 . Moreover, to any α there exists
a unique positive constant β such that given positive vector of steady state reactive power flows Q s .
This proves the existence of equilibria of the system (12), (3).
K−1 V s 1 = α, Q s = Q m,s = β D −1 1 n . (21) Moreover, it shows that to a given Q s ∈ Rn>0 , there exists a
Proof: To establish the claim, we first prove that to each unique corresponding V s ∈ Rn>0 .
Q s ∈ Rn>0 satisfying (21) there exists a unique V s ∈ Rn>0 . We next prove by contradiction that the constant α uniquely
To this end, consider (13). Clearly, any Q s = β D −1 1 n , determines the positive equilibrium point col(V s , Q s ) ∈ R2n >0
β ∈ R>0 satisfies (13) and is hence a possible vector of corresponding to all initial conditions col(V (0), Q m (0)) with
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 103

the property (20). Assume that there exist two different with ξ(V (0)) given by (15). Furthermore, we define the
positive equilibrium points col(V1s , Q s1 ) ∈ R2n >0 and reduced voltage vector V R ∈ Rn−1
>0 as
col(V2s , Q s2 ) ∈ R2n
>0 with the following property:
V R := col(V1 , . . . , Vn−1 ) (26)
K−1 V1s 1 = K−1 V2s 1 = α. (24)
and denote the reactive power flows in the new coordinates by
It follows from (13) that the vectors Q s1 and Q s2 are identical 
up to multiplication by a positive real constant ϑ: Q Ri (V1 , . . . , Vn−1 ) = |Bii |Vi2 − |Bik |Vi Vk
k∼Ni
Q s2 = ϑ Q s1 . 
Q Rn (V1 , . . . , Vn−1 ) = |Bnn |Vn2 − |Bnk |Vk Vn (27)
The uniqueness result above implies ϑ = 1, i.e., Q s1 = Q s2 . k∼Nn
Otherwise, V1s and V2s would coincide and the two equi-
where Vn = Vn (V1 , . . . , Vn−1 ) and i ∼ N \{n}. By defining
1 , Q1)
s s
librium points would be the same. Clearly,√ s if col(V the matrix L R ∈ R(n−1)×n
satisfies (22), then col(V2 , Q 2 ) = col( ϑ V1 , ϑ Q 1 ), ϑ > 0,
s s s

also satisfies
√ s(22) and, because of the uniqueness result, L R := [In−1 0 n−1 ]K L (28)
V2s = ϑ V1 is the unique steady state voltage vector
corresponding to Q s2 . As ϑ = 1, it follows immediately that the system (12), (3) can be written in the reduced coordinates
(24) is violated. The proof is completed by recalling that Fact 1 col(V R , Q m ) ∈ Rn−1
>0 × R as
n

implies that V̇ R = −L R D Q m
K−1 V (t)1 = K−1 V (0)1 T Q̇ m = −Q m + Q R (29)
for all t ≥ 0.  with Q R := col(Q Ri ) ∈ Rn and Q Ri , i ∼ N , given in (27).
Remark 10: The following useful property is an immediate
consequence of Proposition 1. Suppose col(V s , Q m,s ) ∈ R2n >0 A. Error States and Linearization
is a known equilibrium point of the system (12), (3) with the
properties Q s = β D −1 1 n and K−1 V s 1 = α. Then for any Recall Proposition 1. Clearly, the existence and unique-
ϑ ∈ R>0 and for all initial conditions col(V (0), Q m (0)) with ness properties of the system (12), (3) hold equivalently

the property K−1 V (0)1 = ϑα, √ the corresponding unique for the reduced system (29), (27) with Vn given in (25).
equilibrium point is given by col( ϑ V s , ϑ Q m,s ). Let col(V s , Q m,s ) ∈ R2n
>0 be a positive equilibrium point
Remark 11: Fix a real constant α. Consider a linear of the system (12), (3) and col(V Rs , Q m,s ) ∈ R2n−1
>0 be the
first-order consensus system with state vector x ∈ Rn and corresponding equilibrium point of the system (29), (27).
dynamics ẋ = −Lx, x(0) = x 0 , where L ∈ Rn×n is the It follows from (25) that:
Laplacian matrix of the communication network. It is well ∂ Vn (V1 , . . . , Vn−1 ) kn
known that if the graph model of the communication network = − , i ∼ N \{n}.
∂ Vi ki
is undirected and connected [28], then
n
Consequently, the partial derivative of the reactive power flow
1 1  Q Rk , k ∼ N , given in (29), (27) with respect to the voltage
x s = 1Tn x 0 1 n = x i (0) 1 n .
n n Vi , i ∼ N \{n}, can be written as
i=1
 ∂ Q Rk ∂ Qk kn ∂ Q k
Hence, to all x 0 with
 the property ni=1 x i (0) = α, there exists = − , i ∼ N \{n}. (30)
n
a unique x s with i=1 x is = α. Proposition 1 shows that the ∂ Vi ∂ Vi ki ∂ Vn
nonlinear system (12), (3) exhibits an equivalent property. Hence, by introducing the matrix
∂ Q
V. S TABILITY N := ∈ Rn×n
∂V Vs
In this section, we establish necessary and sufficient con- with entries [use (3)]
ditions for local exponential stability of equilibria of the 
system (12), (3). To this end, we make the following important n ii := 2|Bii |Vis − |Bik |Vks , n ik := −|Bik |Vis , i = k
observation. It follows from Fact 1 that the motion of an k∼Ni
arbitrary voltage Vi , i ∈ N , can be expressed in terms of (31)
all other voltages Vk , k ∼ N \ {i } for all t ≥ 0. This
implies that studying the stability properties of equilibra of the as well as the matrix R ∈ Rn×(n−1)
   
system (12), (3) with dimension 2n, is equivalent to studying I(n−1) kn kn
R := , b := col ,..., (32)
the stability properties of corresponding equilibria of a reduced −b T k1 kn−1
system of dimension 2n − 1. and by making use of (30), it follows that:
For ease of notation and without loss of generality,
we choose to express Vn as ∂ Q R
= NR. (33)
∂ V R VRs

n−1
kn
Vn = kn ξ(V (0)) − Vi (25) To derive an analytic stability condition, it is convenient to
ki assume identical low-pass filter time constants.
i=1
104 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

Assumption 2: The time constants of the low-pass filters has a simple zero eigenvalue with a corresponding right
in (12) are chosen such that τ = τ P1 = · · · = τ Pn . eigenvector β1 n , β ∈ R \ {0}. Moreover, Lemma 3 implies
Remark 12: In practice, the low-pass filters are typically that N is nonsingular. Consequently
implemented in order to filter the fundamental component of
N DL Dv = 0 n ⇔ L Dv = 0 n ⇔ v = β D −1 1 n , β ∈ R\{0}.
the power injections [11]. Hence, Assumption 2 is not overly
conservative in practice. Hence, N DLD has a zero eigenvalue with
Furthermore, we define the deviations of the system geometric multiplicity one and a corresponding right
variables with respect to the given equilibrium point eigenvector β D −1 1 n , β ∈ R\{0}. In addition, DLD is
col(V Rs , Q m,s ) ∈ R2n−1
>0 as positive semidefinite and by Lemma 1 it follows that:
Ṽ R := V R − V Rs ∈ Rn−1 σ (N DLD) ⊆ W (N)W (DLD).
Q̃ m
:= Q − Q
m m,s
∈R .
n
By the aforementioned properties of D and L, we have that
W (DLD) ⊆ R≥0 . To prove that all eigenvalues apart from
Linearizing the microgrid (29), (27) at this equilibrium point
the zero eigenvalue have positive real part, we show that
and making use of (33) together with Assumption 2 yields
    (W (N)) ⊆ R>0 . This also implies that the only element of
Ṽ˙ R 0(n−1)×(n−1) −L R D  Ṽ  the imaginary axis in W (N)W (DLD) is the origin. To see
R
= 1 1 . (34)
Q̃˙ m NR − In Q̃ m this, we recall that the real part of the numerical range of N is
 τ  τ  given by the range of its symmetric part
:=A
 
1
Note that (W (N)) = W (N + N T ) .
  2
I 0n−1
RL R = R[In−1 0 n−1 ]K L = n−1T KL The symmetric part of N has entries
−b 0
  1  
In−1 0n−1 n̄ ii := n ii , n̄ ik := − |Bik | Vis + Vks
= K L = KL (35) 2
−1n−1
T 0
where n ii is defined in (31). From (37), it follows that:
and that 
|Bii |Vis > |Bik |Vks .
RT K −1 1 n = 0n−1 . (36)
k∼Ni
Hence, together with (38), it follows that:
B. Condition for Local Exponential Stability
1    
The main contribution of this section is to give a necessary |Bii |Vis > |Bik | Vis + Vks = |n̄ ik |
and sufficient condition for local exponential stability of an 2
k∼Ni k∼N \{i}
equilibrium point of the system (29), (27). and
Lemma 3: For Q s , V s ∈ Rn>0 , all eigenvalues of N have  
positive real part. n̄ ii = 2|Bii |Vis − |Bik |Vks > |Bii |Vis > |n̄ ik |.
Proof: Dividing (22) by Vis > 0 yields k∼Ni k∼N \{i}

Q si  Consequently, the symmetric part of N is diagonally


s
s = |Bii |Vi − |Bik |Vks > 0. (37) dominant with positive diagonal entries and by Gershgorin’s
Vi
k∼Ni disc theorem its eigenvalues are all positive real. 
Furthermore, from (2), it follows that: We are now ready to state our main result within this
 section.
|Bii |Vis ≥ |Bik |Vis . (38) Proposition 2: Consider the system (12), (3). Fix D and
k∼Ni positive real constants α and τ . Set τ Pi = τ , i ∼ N
Hence, with n ii and n ik defined in (31), we have that and K = κ D, where κ is a positive real parameter. Let
  col(V s , Q m,s ) ∈ R2n
>0 be the unique equilibrium point of the
n ii = 2|Bii |Vis − |Bik |Vks > |Bii |Vis ≥ |n ik |. system (12), (3) corresponding to all V (0) with the property
k∼Ni k∼N \{i}
D −1 V (0)1 = α. Denote by x s = col(V Rs , Q m,s ) ∈ R2n−1>0 ,
Therefore, N is a diagonally dominant matrix with positive the unique corresponding equilibrium point of the reduced
diagonal elements and the claim follows from Gershgorin’s system (29), (27).
disc theorem [46].  Let μi = ai + j bi be the i th nonzero eigenvalue of the matrix
Lemma 4: For Q s , V s ∈ Rn>0 , the matrix product N DLD product N DLD with ai ∈ R and bi ∈ R. Then, x s is a locally
has a zero eigenvalue with geometric multiplicity one and a exponentially stable equilibrium point of the system (29), (27)
corresponding right eigenvector β D −1 1 n , β ∈ R\{0}; all other if and only if the positive real parameter κ is chosen such that
eigenvalues have positive real part.
τ κbi2 < ai (39)
Proof: The matrix D is diagonal with positive diagonal
entries and hence positive definite. Furthermore, L is for all μi . Moreover, the equilibrium point x s is locally
the Laplacian matrix of an undirected connected graph exponentially stable for any positive real κ if and only if
and therefore positive semidefinite. We also know that L N DLD has only real eigenvalues.
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 105

Proof: We have just shown that with τ Pi = τ , i ∼ N , We now investigate the remaining 0 ≤ m ≤ 2n −2 eigenval-
the linear system (34) locally represents the microgrid dynam- ues of the matrix A ∈ R(2n−1)×(2n−1). Denote the remaining5
ics (29), (27). The proof is thus given by deriving the spectrum eigenvalues of N DLD by μi ∈ C. Let a corresponding right
of A, with A defined in (34). Let λ be an eigenvalue of A with eigenvector be given by wi ∈ Cn , i.e., N DLDwi = μi wi .
a corresponding right eigenvector v = col(v 1 , v 2 ), v 1 ∈ Cn−1 , Without loss of generality, choose wi such that wi∗ wi = 1.
v 2 ∈ Cn . Then By multiplying (45) from the left with wi∗ , the remaining m
eigenvalues of A are the solutions λi1,2 of
−L R Dv 2 = λv 1
1 τ λ2i1,2 + λi1,2 + κμi = 0. (46)
(NRv 1 − v 2 ) = λv 2 . (40)
τ First, consider real nonzero eigenvalues, i.e., μi = ai with
We first prove by contradiction that zero is not an eigenvalue ai > 0. Then, clearly, both solutions of (46) have negative
of A. Therefore, assume λ = 0. Then real parts, e.g., by the Hurwitz condition. Next, consider
complex eigenvalues of N DLD, i.e., μi = ai + j bi , ai > 0,
L R Dv 2 = 0n−1 . (41) bi ∈ R\{0}. Then, from (46), we have
From the definition of L R given in (28), it follows that (41) 1   
λi1,2 = −1 ± 1 − 4τ κ(ai + j bi ) . (47)
can only be satisfied if: 2τ
  We define αi := 1 − 4ai τ κ, βi := −4bi τ κ, and recall that the
0
K LDv 2 = n−1 , a ∈ C. roots of a complex number (αi + jβi )1/2 , βi = 0, are given
a
by ±(ψi + j νi ), ψi ∈ R, νi ∈ R, [47] with
  
The fact that L = LT together with L1 n = 0 n implies that 
1
1nT K −1 K LDv = 0 for any v ∈ Cn . Therefore ψi = αi + αi2 + βi2 .
2
 
T −1 T −1 0n−1 a
1n K K LDv 2 = 1n K = = 0. Thus, both solutions λi1,2 in (47) have negative real parts if
a kn and only if
  
Hence, a must be zero. Consequently, v 2 = β D −1 1 n , β ∈ R. 1
 
Inserting λ = 0 and v 2 = β D −1 1 n in the second line of (40) αi + αi2 + βi2 < 1 ⇔ αi2 + βi2 < 2 − αi .
2
and recalling K = κ D yields
Inserting αi and βi gives
NRv 1 = β D −1 1 n = βκ K −1 1 n . (42) 
(1 − 4ai τ κ)2 + 16bi2 τ 2 κ 2 < 1 + 4ai τ κ
Premultiplying with v 1∗ RT gives, because of (36),
v 1∗ RT NRv 1 = 0. As, according to the proof of Lemma 4, where the right-hand side is positive. The condition is therefore
(W (N)) ⊆ R>0 , this implies equivalent to condition (39) for bi = 0. Hence, A is Hurwitz
if and only if (39) holds for all μi . Finally, x s is locally
Rv 1 = 0 n . (43) exponentially stable if and only if A is Hurwitz [48]. 
Remark 13: Note that equilibria of (29), (27) are
Hence, because of (42), β = 0 and v 2 = 0 n . Finally, because independent of the parameters τ and κ. Hence, selecting κ
of (32), (43) implies v 1 = 0n−1 . Hence, (40) can only hold according to the stability condition (39) does not modify a
for λ = 0 if v 1 = 0n−1 and v 2 = 0 n . Therefore, zero is not given equilibrium point col(V Rs , Q sm ).
an eigenvalue of A. Remark 14: The selection K = κ D is suggested in Propo-
We proceed by establishing conditions under which all sition 2 based on Lemma 4, which states that [σ (NKLD)] ⊆
eigenvalues of A have negative real part. Since λ = 0, R≥0 if K = D. This condition is sufficient, but not necessary.
(40) can be rewritten as Hence, there may very well exist other choices of K for
1 1 which x s , i.e., an equilibrium of the system (12), (3), is stable.
λ2 v 2 + λv 2 + NRL R Dv 2 = 0 n . (44)
τ τ
VI. S IMULATION S TUDY
Recall from (35) that RL R = K L. Moreover, K = κ D.
Hence, (44) is equivalent to The performance of the proposed DVC (8) is demon-
strated via simulations based on the three-phase islanded
τ λ2 v 2 + λv 2 + κ N DLDv 2 = 0 n . (45) Subnetwork 1 of the Conseil International des Grands
Réseaux Electriques (CIGRE) benchmark MV distribution
This implies that v 2 must be an eigenvector of N DLD. Recall network [49]. The network is a meshed network and consists
that Lemma 4 implies that N DLD has a zero eigenvalue with of 11 main buses (Fig. 2). To obtain a practically relevant
geometric multiplicity one and all its other eigenvalues have
positive real part. For N DLDv 2 = 0 n , (45) has solutions 5 Neither the algebraic multiplicities of the eigenvalues of the matrix product

λ = 0 and λ = −1/τ . Recall that zero is not an eigen- N D L D nor the geometric multiplicities of its nonzero eigenvalues are known
in the present case. However, this information is not required, since, to
value of A. Hence, we have λ1 = −1/τ as first eigenvalue establish the claim, it suffices to know that (σ (N D L D)) ⊆ R≥0 . This
(with unknown algebraic multiplicity) of the matrix A. fact has been proven in Lemma 4.
106 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

Fig. 2. 20 kV MV benchmark model adapted from [49] with 11 main buses and inverter-interfaced units of type: PV–photovoltaic, FC–fuel cell, Bat–battery,
CHP fuel cell. The controllable units are located at buses 5b, 5c, 9b, 9c, 10b and 10c. PCC denotes the point of common coupling to the main grid. The sign
↓ denotes loads. The numbering of the main buses is according to [49].

setup, we assume that the phase angles of the inverters are nominal frequency and voltage and by summing the load
controlled by the typical frequency droop control given in (5). demand and the PV generation at each node. Then, in
The main purpose of the simulation analysis is fourfold. the corresponding Kron-reduced network, all nodes represent
1) To evaluate the performance of the DVC (8) compared controllable DGs. The line parameters and lengths are as
with the voltage droop control (7). given in [49]. As outlined in Section II-A, we merge the
2) To investigate the ability of the DVC to quickly achieve transformer and filter impedances of the inverters with the
a desired reactive power distribution after changes in the line impedances. The largest R/ X ratio of an admittance
load. in the network is then 0.3. For HV transmission lines, it is
3) To test the compatibility of the DVC (8) with the typically 0.31 [8], [15]. Hence, the assumption of dominantly
frequency droop control (5). inductive admittances is satisfied. To satisfy Assumption 2, the
4) To analyze the influence of control design parameters low-pass filter time constants are set to τ Pi = 0.2 s, i ∼ N .
on convergence properties of the closed-loop system. For a European grid with nominal frequency f d = 50 Hz, this
These are main criteria for a practical implementation of the is equivalent to τ Pi = 10/ f d .
DVC (8). To this end, we have performed a large number All simulations are carried out in Plecs [51]. In contrast
of simulations with a variety of initial conditions, control to the model given by (1) and (4) used for the analysis,
parameters, and load changes. the inductances are represented by first-order ODEs in the
The network modeling follows [14]. Compared with the model used for the simulations rather than constants as in (1).
original system [49], the combined heat and power (CHP) The graph model of the distributed communication network
diesel generator at bus 9b is replaced by an inverter-interfaced required for the implementation of the DVC (8) is also
CHP fuel cell (FC) and the power ratings of the DG units are depicted in Fig. 2. Nodes that are connected with each other
scaled by a factor 4, such that the controllable units (CHPs, exchange their local reactive power measurements. Note that
batteries, and FC) can satisfy the load demand in autonomous the communication is not all-to-all and that there is no central
operation mode. We assume that the PV units connected at unit.
buses 3, 4, 6, 8, and 11 are not equipped with any storage We consider the following representative scenario to illus-
device and, therefore, not operated in grid-forming, but in trate our results. At first, the system is operated under nominal
grid-feeding mode. This is standard practice and means that loading conditions; then, at t = 0.5 s, there is a load increase
the PV units are controlled in such a way that they deliver a at bus 9 and at t = 2.5 s, the load at bus 4 is disconnected.
fixed amount of power to an energized grid [8]. Since then the The magnitude of each change in load corresponds to approxi-
PV units can not be represented by (4), we denote them as mately 0.1Sbase . From a practical point of view, this represents
noncontrollable units. Hence, the network in Fig. 2 possesses a a significant change in load. Furthermore, the total length of
total of six controllable DG sources. We assume that all these the power lines connecting buses 5 and 9, i.e., the two most
units are equipped with the frequency droop control given remote nodes with grid-forming units, is 2.15 km with a total
in (5). The voltage is controlled either by the DVC (8) or impedance of 0.014 + j 0.005 pu (without considering the
the voltage droop control (7), depending on the simulation transformers), where pu denotes per unit values with respect
scenario. We associate to each inverter its power rating SiN , to the common system base power Sbase given in Table I.
i ∼ N and assume for simplicity that the transformer power Hence, the electrical distance between the buses is small
rating is equivalent to that of the corresponding generation and the requirement of reactive power sharing is practically
source. The transformer impedances of the inverter-interfaced meaningful in the considered scenario.
units are modeled based on [50]. The corresponding shunt The gains and setpoints of the frequency droop con-
admittance representing a load at a node is computed at trollers are selected according to the conditions given in (6),
SCHIFFER et al.: VOLTAGE STABILITY AND REACTIVE POWER SHARING IN INVERTER-BASED MICROGRIDS 107

Fig. 3. Comparison of voltage droop control and DVC. Trajectories of the power outputs relative to source rating Pi /SiN and Q i /SiN, the voltage amplitudes
Vi in per unit values, and the internal relative frequencies  f i = (ωi − ωd )/(2π ) in hertz of the controllable sources in the microgrid given in Fig. 2;
i = 1, . . . , 6. The lines correspond to the following sources: Bat 5b, i = 1 ; FC 5c, i = 2 ; FC CHP 9b, i = 3 ; FC CHP 9c, i = 4 ; Bat 10b,
i =5 ; and FC 10c, i = 6 o−. The initial conditions have been chosen arbitrarily, but equal in both scenarios.

TABLE I under the control (8) is confirmed for all three operating points
M AIN T EST S YSTEM PARAMETERS via Proposition 2.
Under the voltage droop control (7), the reactive power is
not shared by all inverters in the desired manner. Numerous
further simulation scenarios confirm that the voltage droop
control (7) does not achieve a desired reactive power
sharing. From our experience, the relative deviations of the
weighted reactive powers Q̄ i , i ∼ N , in a steady state,
i.e., such that the inverters share the active power i.e., maxi∼N Q̄ si / mini∼N Q̄ si , can be as low as a few
proportionally in steady state. We select the nominal power percent, but also go beyond 30% for control parameters
rate of each source as weighting coefficient, i.e., γi = SiN, chosen within a practically reasonable range. Moreover, an
i ∼ N and set Pid = 0.6SiN pu, as well as increase in reactive power demand (e.g., the load step at
k Pi = 0.2/SiN Hz/pu, i ∼ N . t = 0.5 s) leads to an undesirable decrease in the voltage
Due to the lack of precise selection criteria for the amplitudes. Therefore, [27], [32], and [34] propose the use
reactive power setpoints and droop gains of the voltage droop of a secondary control loop with an integrator to restore the
control (7), we employ the criteria for frequency droop con- voltage amplitudes to acceptable values.
trol given in (6) (see also [12], [14]). To the best of our On the contrary and as predicted, the DVC (8) does
knowledge, this is standard practice. Hence, the droop gains achieve a desired reactive power distribution in steady state.
of the voltage droop control (7) are set to Q di = 0.25SiN pu Moreover, when the system is operated with the DVC (8), the
and k Q i = 0.1/SiN pu/pu. For the DVC (8), we select the voltage levels remain close to the nominal value V d = 1 pu.
nominal power rate of each source as weighting coefficient, Furthermore, as stated in Fact 1, the average weighted voltage
i.e., χi = SiN, i ∼ N (see also Remark 3) and, following level remains constant for all t ≥ 0 under the DVC (8) (Fig. 4).
Proposition 2, we select K = κ D with κ = 0.04. For both In addition, our simulation results show a good compatibility
voltage controls, we set Vid = 1 pu, i ∼ N . of the DVC (8) and the frequency droop control (5).
The simulation results are shown for the system (4), (1) As outlined in Section III-C, there exist other meaningful
operated with the voltage droop control (7) in Fig. 3 and with choices for K , for example, K = κ I . Overall, we
the DVC (8) in Fig. 3. The system quickly reaches a steady have obtained the best performance with K = κ D and
state under both controls, also after the changes in load at 0.05 < κ < 0.15.
t = 0.5 s and t = 2.5 s. Local stability of the reduced- Furthermore, κ is a very intuitive tuning parameter.
dimension closed-loop voltage and reactive power dynamics In analogy to linear SISO control systems, low values
108 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 24, NO. 1, JANUARY 2016

demonstrated in a simulation example based on the CIGRE


benchmark distribution network. In addition, the simulations
show good compatibility of the proposed voltage control with
the typical frequency droop control for inverters. We have
also provided some intuition for the choice of the control
parameters of the proposed DVC. Overall, the evaluation of
the simulation results together with our experiences from
numerous further simulation scenarios lead to the conclusion
Fig. 4. Weighted average voltage D −1 V  under the DVC (8) and the
voltage droop control (7) in per unit values. that the DVC is a well-suited control scheme for voltage con-
trol and reactive power sharing in inverter-based microgrids.
Future research will address relaxation of some of the
assumptions and extend the analysis to microgrids with
distributed rotational and electronic generation, i.e., with
some sources interfaced to the network via SGs and others
via inverters. In addition, the present analysis will be
extended to network models with further, possibly dynamic,
load models.

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