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Alternative/Complementary

Children with Autistic Spectrum Disorders 33

Approaches to Treatment of Children


with Autistic Spectrum Disorders
Early diagnosis of autistic spectrum disorders (ASD) allows for early referral for treatment and remediation
of core deficits in communication, socialization, and behavior. The cornerstone of treatment is a comprehen-
sive, intensive program of educational, developmental, and behavioral strategies. Since the etiology for most
cases is not well defined, progress may be slow, and treatment may be intense, interest in alternative theories
of causation and novel treatments is high. Families may pursue complementary and alternative medicine
(CAM) therapies in addition to the standard treatments. There are two types of CAM: biologic and nonbiologic.
Some of the treatments have been examined using standard research techniques, while others have not yet
undergone such scrutiny. Families should be supported in their quest for effective treatments and assisted in
learning about potential benefits and harm of each CAM. Key words: autism, autistic spectrum disorders,
complementary and alternative medicine treatments

Susan E. Levy, MD INTRODUCTION


Clinical Associate Professor of Pediatrics
Division Child Development and Rehabilitation Autistic spectrum disorders (ASD) are diagnosed
Children’s Seashore House with increasing frequency in children under 3 years
The Children’s Hospital of Philadelphia of age.1,2 The clinical diagnosis is supported by
Clinical Associate Professor of Pediatrics identification of core deficits in communication,
University of Pennsylvania School of Medicine social reciprocity, and repetitive behaviors,3 even in
Philadelphia, Pennsylvania young children.4,5 Although there is much we do
not know about the natural history of symptoms in
Susan L. Hyman, MD preschool children, the diagnosis of ASD is typi-
Assistant Professor of Pediatrics cally stable in 2- to 3-year-old children.5 The
Strong Center for Developmental Disabilities emphasis on early diagnosis and referral for treat-
Assistant Professor of Pediatrics ment is based on studies that suggest that intensive
University of Rochester School of Medicine services begun before age 3 might be associated
Rochester, New York with better academic and behavioral outcome at
school age.6–8 With increasingly rapid access to
scientific and anecdotal information in the elec-
tronic and print media, families often formulate
opinions about possible interventions that are not
among those conventionally suggested by their
child’s treatment team. A strong belief in a treat-
ment that is considered alternative or complemen-
tary or alternative medicine (CAM) may change the
professional dynamic between professional and
parent. This article reviews some of the common
CAM treatments used to address symptoms of ASD
and discusses strategies that professionals may use
in assessing the validity and safety of new CAM
treatments that emerge.

Inf Young Children 2002; 14(3): 33–42


© 2002 Aspen Publishers, Inc.
33
34 INFANTS AND YOUNG CHILDREN/JANUARY 2002

CONVENTIONAL TREATMENT address these problem behaviors. Medication will


RECOMMENDATIONS not treat the core symptoms of autism.
A recent policy statement from the American
Most experts will agree that the best first line of Academy of Pediatrics16 outlined the role of the
treatment is an intensive, coordinated program of pediatrician in the diagnosis and management of
special education, developmental therapies, and ASD in children. Therapists and educators are in a
behavior management.9,10 A developmentally ap- unique position to influence families who may be
propriate intervention program, with a language- pursuing a range of treatments. They may be able
based curriculum for promotion of communication to guide families to seek medical assistance and
and social skills, is essential to promote progress. avoid serious side effects or complications if they
This program should include intensive speech- are cognizant of the basis, benefit, and harm of
language therapy, with consideration for possible popular treatments. The American Academy of
support with augmentative or total communica- Pediatrics’ recommendations include use of spe-
tion. If the child has sensory intolerance that causes cific screening tools, referral for audiologic and
behavioral dyscontrol, strategies employed by oc- speech-language evaluation, and involvement in
cupational therapists can be incorporated into the early intervention and developmental therapy ser-
program to enhance functional abilities and sen- vices. Physicians are urged to become familiar with
sory tolerance. Last, the program should incorpo- popular alternative treatments and approach the
rate an intensive behavioral intervention approach issue objectively and compassionately. This is good
to enhance the acquisition of language and social advice for educators and therapists as well.
behaviors.
Programmatic application of techniques of ap- CAM TREATMENTS
plied behavior analysis including discrete trial
instruction has demonstrated improvements in skill It is the job of medical, educational, and other
acquisition and function.6,11 Home and educational professionals serving infants and young children to
programs using DIR (developmental, individual- educate families to review critically promises of
difference, relationship-based) approach, also cure or treatment. Families should pursue standard
known as “floor time,” have been advocated for treatments before considering other ones. Careful
reinforcement of communication and play skills in analysis of treatment claims should extend to the
naturalistic settings.12 Other curricula, such as the treatments used in conventional intervention pro-
TEACCH approach,13 provide an individualized grams as well, since there are often limited outcome
educational program that is structured to address data to justify recommendations for the conven-
the deficits of children with ASD. Although center- tional treatments offered.17 Since developmental
based programs utilizing developmental curricula disorders such as ASD have nonspecific treatments
have been traditional sources of intervention and for unclear etiologies, many families seek answers
have much anecdotal support, few objective data that provide more hope or definitive promise of
have been collected to demonstrate efficacy.9,10 cure.18,19 Families should be taught to become
Medication remains a small part of the treatment in informed consumers and to review critically the
the preschool-age child. For symptoms such as validity of proposed treatments. They should look
inattention, hyperactivity, impulsivity, severe ag- for scientific evidence of benefit, potential health
gression, sleep disorders, and others, a trial of risk, and financial or time cost of all treatments.
medication may be a helpful adjunct to a behavioral Investigators11 in a study of intensive behavioral
program14,15 that has been carefully devised to treatments for young children with autism surveyed
Children with Autistic Spectrum Disorders 35

families to identify what other approaches they therapist or may be self-administered by the family
were employing. Out of 121 families working or child.
closely with treatment teams, 56% had used sen-
sory integration therapies, 50% had tried elimina- BIOLOGICALS
tion diets, and 61% had tried vitamin supplements.
A subset of families was interviewed regarding their Vitamin supplements
choices of additional therapies. All of those using Several different vitamins and vitamin prepara-
diets and vitamins had obtained their information tions are in common use. In most instances they are
from other parents or from literature related to ASD. not potentially harmful. Many children receive a
The original assessment teams were the source of combination of vitamin B6 (pyridoxine) and mag-
the recommendation for speech-language therapy. nesium supplementation, with a high dose of B6 (at
Therapists outside the treatment team recom- one to two times the Recommended Dietary Allow-
mended sensory integration. ance). A few controlled scientific studies have
Since CAM treatment is in such frequent use by shown some short-term benefits, but most refute
families with children with disabilities, the Ameri- claims of behavioral improvement.23,24 Several stud-
can Academy of Pediatrics20 recently issued a ies have shown some symptomatic benefit, but are
position statement. This statement advises pediatri- compromised by methodologic problems. A
cians to be supportive of families in their search for double-blind, placebo controlled study could not
treatment, careful in their interpretation of claims corroborate the prior findings.24 Potential side ef-
from non-peer-reviewed sources, and watchful fects include peripheral neuropathy and arrhyth-
over the child, being alert for potential side effects. mia from magnesium overdose.18
Some of the CAM treatments have been sub- Vitamin C is not as commonly used, but offers
jected to scientific, unbiased study; however, most some promise. A small study25 showed decreased
claims are based on anecdotal reports or subjective stereotypic behaviors with treatment, but this study
case series. Young children with ASD may respond needs to be duplicated. Few side effects are noted.
to educational and therapeutic interventions in a Dimethylglycine (DMG) was not found to be ben-
dramatic fashion. The disorder is not static, so eficial in a small case series.26
studies of efficacy must be carefully designed to Vitamin A treatment is based on the assumption
eliminate confounding factors of treatment and that some children with ASD are vulnerable to the
time effects. Further, the effect of placebo cannot impact of mercury exposure and that vitamin A
be discounted.21 To be confident that an interven- supplementation can change this vulnerability.
tion is effective, a study must include random This is based on the hypothesis that genetically at-
assignment of comparable subjects to different risk children are predisposed by G-alpha protein
treatments, measure outcome variables using valid defect. It is assumed by proponents of that theory
measures, and employ consistent doses/treatments that live measles vaccine depletes stores of vitamin
across subjects.22 A, resulting in metabolic changes and precipitating
There are two different types of CAM treatments: behavior changes in children with ASD.27 Supple-
biologic and nonbiologic. Biologic agents either menting with natural forms of vitamin A (such as
can be bought over the counter by families or cod liver oil) is purported to improve immune and
administered by a physician. It is helpful to con- visual function. No data are available about effec-
sider them in three categories as listed in Table 1. tiveness. There are multiple serious side effects
The nonbiologic treatments are novel approaches from overdose, including pseudotumor cerebrii
to existing therapies; they are provided by a (increased pressure around the brain). Overdose
36 INFANTS AND YOUNG CHILDREN/JANUARY 2002

Table 1. Summary of complementary and alternative medicine treatments in ASD

Category Type Example

Biologicals
I: Benign; Little basis in “Vitamin” supplement DMG26
theory; Common usage Vitamin supplement B6 and magnesium18,23,24
Anti-infective Antifungal agents41,42
Medication Pepcid18,35

II: Benign; Some basis in Vitamin Vitamin C25


theory, but unproven Diet Gluten-free/casein-free diet48–52
Dietary additive Fatty acids (EFA)55
Medication Secretin28–33
III: Potentially harmful; Medication Chelation (eg, DMSA)56
No basis in theory or Medication Immunoglobulins36–38
unproven scientifically Vitamin Vitamin A (as cod liver oil)34
Anti-infective Antibiotic (eg, vancomycin)
Anti-infective Antiviral agents27,40,41
Medication Alkaline salts18
Medication Bethanecol/urocholine34
Immunization Withhold immunization60
Nonbiologicals
Auditory integration training62
Interactive metronome63
Craniosacral manipulation63
Facilitated communication9,62

DMG, dimethylglycine.

during pregnancy may result in fetal loss and munologic or allergic response to repeated admin-
deformity or damage. istration of foreign protein and seizures. To date,
there are several hundred children with autism who
Medications have had careful assessment of response to a
Secretin is a hormone found in the gastrointesti- double-blind administration of secretin with no
nal tract that helps control digestion. Its use for statistically significant benefit. Families who wish
children with ASD came to attention after publicity to pursue this therapy may be best served in
in 1998 on a national television show. The show controlled trials.
highlighted a case report in the medical literature28 Some families have explored ingestion of alka-
about three children with ASD who improved 5 line salts in an effort to provide natural secretion of
weeks after secretin administration. These children secretin and other gastrointestinal peptides.18 Alka-
had decreased gastrointestinal symptoms and im- line salts are potentially harmful to the liver. No
proved behavior. Since then multiple evidence- studies of safety or efficacy have been completed,
based scientific studies have failed to confirm the and there is potential risk in altering the body’s
claims of dramatic improvement in the symp- natural acid-base homeostasis.
toms.29–33 Despite objective data disproving an asso- Bethanecol is a medication used in gastrointestinal
ciation in their individual child, many families who disorders such as gastroesophageal reflux. Some
participated in well-designed, double-blind con- clinicians feel it is a pancreatic stimulant and has an
trolled trials have continued with secretin treat- effect similar to secretin. One non-peer-reviewed
ments.21 Potential adverse side effects include im- source 34 reports that children’s symptoms improved
Children with Autistic Spectrum Disorders 37

after treatment with a combination of vitamin A in possible yeast overgrowth, primary dysfunction of
cod liver oil and bethanecol. No published results of the immune system, and/or antibiotic overuse. One
controlled studies are available. treatment includes use of probiotic therapy, where
Pepcid (famotidine) is an antacid that has been bacteria living in the gastrointestinal tract are re-
used because of earlier reports of effectiveness in placed with other benign organisms such as acido-
treatment of symptoms of schizophrenia.18 One philus (found in yogurt) or treated with antibiotics
report35 suggested its use in autism, but no con- such as vancomycin, which eliminate a large num-
trolled studies have been completed in children ber of gut bacteria. A case report on an Internet
with ASD. There is, however, extensive experience Listserve of several children treated in an open label
with famotidine for symptoms of gastroesophageal trial of vancomycin precipitated great interest in
reflux in children. this treatment. There have been no controlled
Many investigators have suggested that ASD may scientific studies. Vancomycin has several serious
be caused by a dysfunction of the immune system. side effects including colitis-like inflammation and
There are many reports of abnormalities in the development of bacteria that are resistant to this
number and types of antibodies, immunoglobulins, potent antibiotic. In many hospitals, the infectious
lymphocytes, and proteins in the central nervous disease specialist must be consulted if this antibi-
system.36,37 Laboratory studies showing differences otic is prescribed in order to regulate the possibility
in measurements of immune markers (eg, elevated of creating immune bacteria.
or decreased immunoglobulin levels or antibody
response to viruses) have been used as justification Antifungals
for treatment with intravenous immunoglobulins Another theory of causation of autism involves
(IVIGs) or antiviral medications. Controlled studies yeast overgrowth in the gastrointestinal tract due
of IVIG treatment do not document significant to excessive treatment with antibiotics. The hy-
improvement.38,39 pothesis suggests that overgrowth of candida or
Although there are anecdotal reports of children yeast, which produces toxins, acts centrally on the
with ASD treated with antiviral medications typi- nervous system to produce the symptoms of
cally reserved for documented systemic viral infec- autism. The initial evidence for this was circum-
tions, there are no data on safety or efficacy. It is stantial,42 with documentation of substances re-
known that prenatal brain damage from rubella lated to Kreb’s metabolic cycle intermediates in
infection during gestation may lead to ASD. It is the urine of two brothers who developed symp-
plausible that other viruses also might infect the toms of ASD with intermittent motor findings.
brain prenatally and cause the types of pathologic Proposed treatment of yeast overgrowth would
findings frequently seen in the brains of people include lengthy courses of nystatin, Diflucan, and
with autism.40 However, no such virus has yet been other medications. Stool cultures may be used as
identified. Immune response to common child- an endpoint of treatment, but it is not clear if this
hood viruses may not be specific for central ner- is a valid endpoint, as there are no data about how
vous system infection, and do not imply causal- commonly yeast would be found in large numbers
ity.27,41 The literature to date does not support the of children who are asymptomatic. Horvath et al43
use of IVIG or antiviral treatments outside of did not demonstrate yeast in samples taken from
research protocols. the small intestines of children with ASD at the
time of endoscopy. These medications have pos-
Antibiotics sible side effects of liver toxicity and anemia.
It has been hypothesized that in children with Dietary means of discouraging yeast overgrowth
ASD gastrointestinal dysfunction leads to over- have been proposed,44 but have not been exam-
growth of bacteria in the gut. The theory describes ined for efficacy in clinical trials.
38 INFANTS AND YOUNG CHILDREN/JANUARY 2002

Diet or additives Since information on the diet has appeared


extensively in the media and popular press, many
The idea of dietary treatment of ASD is appealing families undertake this diet without professional
to many people. Since many families report gas- guidance or nutritional support. There may be real
trointestinal symptoms (constipation, diarrhea, and risks in decreased calcium and vitamin D intake in
extreme dietary selectivity), this seems like a logical young children in whom the most abundant source
source of treatment. In theory, many view it as a of these nutrients is cow milk.51 There have been
noninvasive, nontoxic means of providing treat- two recent case reports of children without autism
ment. The theory behind the efficacy of dietary who were diagnosed as having protein malnutri-
treatment in ASD, particularly the gluten-free/ tion after being maintained on rice- or soy-based
casein-free diet, is the opioid excess theory. In beverages by health-conscious parents without
short, this theory states that children with ASD have being provided an alternate protein source.52 Pro-
impaired function and permeability of the gas- tein sufficiency may be tenuous in children with
trointestinal system (“leaky gut syndrome”). Be- ASD given their food preferences, which is further
cause of this dysfunction, fragments of wheat compromised by additional limitations.53,54 Young
(gluten) or milk (casein) are not well absorbed. children can have a nutritionally adequate diet that
These fragments theoretically function as endog- is milk and wheat free. Nutritional consultation is
enous neuropeptides, or chemical transmitters that indicated, and monitoring by the primary care
affect brain function.18,45,46 This theory, the common provider is essential.
history of gastrointestinal symptoms, and reports of Other approaches have included administration
effectiveness of gluten-free diet have led investiga- of essential fatty acids (EFAs) such as flaxseed oil.
tors to question whether celiac disease is more The justification for this treatment is extrapolated
common in children with ASD.47 There are conflict- from limited data related to children with attention
ing reports of laboratory studies to confirm gluten deficit/hyperactivity disorder (ADHD).56 Supple-
sensitivity in children with ASD. Further controlled mentation with EFAs is commonly used in an effort
studies of diagnostic evaluations for celiac disease to enhance attention. This has not been assessed
and impact of gluten-free diet need to be done. specifically in children with ASD.
The gluten-free/casein-free diet may be the most
commonly used non-medication treatment at- Chelation/mercury detoxification
tempted, although many families may not imple- Chelation is one of the more recent treatments
ment the diet correctly with total elimination of that has reached popularity without adequate sci-
gluten and casein. Anecdotal reports and the lay entific scrutiny. Chelation involves the administra-
press describe remarkable improvement with tion of a chemical (by mouth or through an
implementation of the diet. Since so many children intravenous catheter) for the purpose of binding up
do have gastrointestinal symptoms, and many and removing from the blood potentially toxic
parents report changes in affect and attention, it is heavy metals such as iron, mercury, lead, and
hard to disregard the claims. However, the studies others. The theory supporting chelation suggests
that have attempted to demonstrate efficacy of this that heavy metal intoxication, especially mercury,
diet have been flawed. Study problems have in- is responsible for the regressive form of autism. The
cluded lack of valid outcome measures, presence source of mercury is felt to be thimerosal, the
of confounding treatments, and no placebo con- preservative in immunizations. Protocols for chela-
trols or challenges.45,46,48 There are two, single-case tion treatment in children with ASD have been
methodology reports that were published more proposed and are being implemented by practitio-
than 20 years ago,49,50 Case series48 have had mul- ners without benefit of controlled scientific study of
tiple confounding factors. their efficacy for changes in symptoms of ASD.
Children with Autistic Spectrum Disorders 39

Recent studies57,58 have not confirmed chelation’s from the vaccine invading the gut or perhaps
efficacy in producing changes in developmental altering the permeability to potential neurotoxins.
function in children with documented lead intoxi- This hypothesis led to a popular belief that admin-
cation. The chemicals used for chelation (eg, istration of monovalent MMR vaccines, rather than
DMSA) are not approved by the Food and Drug the trivalent vaccine, would not increase risk of
Administration for treatment of autism. They are ASD. Proponents of this theory believe that simul-
potentially dangerous, with side effects of liver and taneous administration might lead to persistent
kidney toxicity, potential severe electrolyte and infection or alteration of the clinical and immune
fluid imbalance, and hypersensitivity. response to the antigens. Review of the scientific
evidence does not support an association at a
Immunization controversy population level between ASD and MMR.27,61 There
Many families and clinicians believe that mercury has been no change in the existing dosage schedule
toxicity through exposure in immunizations is a of childhood vaccines based on these allegations.
cause of autism. The belief that symptoms of
mercury toxicity from dietary or industrial sources NONBIOLOGICALS
might mirror symptoms of ASD has resulted in
concerns about the safety of the use of inorganic A number of noninvasive or nonbiologic treat-
mercury in the form of thimerosal as a stabilizer in ments also have come into common use. The
multi-use vials of hepatitis and diphtheria-pertus- popularity of each varies by time and geographic
sis-tetanus (DPT) vaccines (see above section on location, despite a dearth of well-controlled, evi-
chelation). dence-based studies to support or refute their
Exposure to organic mercury from maternal efficacy. The treatments include auditory integra-
whale meat ingestion in the Faroe Islands has been tion, facilitated communication, craniosacral ma-
associated with language delays in children.59 nipulation, and others.
However, similar doses in the Seychelles from The goal of auditory integration is to decrease
maternal ingestion of fish did not produce identifi- sensitivity to sound by systematic exposure to
able developmental disabilities.60 A record review altered music by headphones. A well-designed
of weight and thimerosal exposure in a large cohort study described in a recent position paper63 of the
of children in a vaccine monitoring program did not American Academy of Pediatrics did not confirm
show an association with ASD.61 A weak associa- positive effects, and the academy does not endorse
tion with language delays was noted, however.61 this treatment. It is possible that some aspect of the
Analysis of the existing literature did not support treatment may be effective for some aspect of ASD
evidence of harm at the doses of thimerosal found in a subset of individuals. Existing research does
in vaccines.62 Steps are being taken for removal of not permit that level of analysis.
thimerosal from most vaccines. A report evaluating The initial positive results of facilitated commu-
the putative association of thimerosal and autism nication, the use of a communication device with
will be published in the near future by the Institute physical contact but not conscious guidance from
of Medicine. a familiar person, have not been confirmed when
Allegations have been made that the measles- examined in a blinded fashion. Facilitated commu-
mumps-rubella (MMR) vaccine administration pre- nication was initially proposed in the 1980s. Effects
dated onset of behavioral regression in children seen in children have been subsequently shown to
with ASD and gastrointestinal symptoms. 63 be a function of activities of the facilitator.64
Wakefield et al62 theorized that changes seen due to Craniosacral manipulation is a type of manipula-
autistic enterocolitis, including changes in intesti- tion done by chiropractors, physical therapists, and
nal permeability, were secondary to viral infection occupational therapists trained in the technique.
40 INFANTS AND YOUNG CHILDREN/JANUARY 2002

Advocates purport that by massage of the skull they the available options. Professionals caring for in-
can alter the flow of cerebrospinal fluid and effect fants and young children provide very intense
behavioral change. No scientific treatment data are services. They spend many hours with children
available to confirm proposed benefits.9 with ASD and their families. They have the oppor-
Interactive metronome is a theoretical treatment. It tunity to observe subtle behavioral effects and may
involves use of a musical metronome to alter the be in a position to assist parents in objectively
timing of information presented to children to en- assessing the results of treatments chosen. The
hance concentration and vigilance. No studies of placebo effect also may involve members of the
children have been completed. Some preliminary therapy team, so it is important to use objective data
positive results were reported at a conference, based when possible. Educational and therapeutic teams
on some results seen in children with ADHD.64 that have frequent contact with a young child may
be the first to notice side effects of CAM treatments
SUMMARY and, as child advocates, can serve an important role
in counseling families regarding timely medical
There are many factors that contribute to parents’ consultation. Just as pediatricians have been ad-
choices of treatment for children with ASD. Some vised to have an open mind regarding the possible
of those choices may not include or may interfere efficacy of CAM treatments while supporting the
with traditional early intervention services. All well-being of the child, other professionals work-
professionals involved in the therapeutic manage- ing with families and young children have the same
ment of children with ASD need to be aware of all directive.

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