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Party Systems and Cleavage Structures Revisited: A Sociological Explanation


of Party System Institutionalization in East Central Europe

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DOI: 10.1177/1354068811436042

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Party systems and cleavage structures revisited: A sociological explanation of party system
institutionalization in East Central Europe
Fernando Casal Bértoa
Party Politics 2014 20: 16 originally published online 14 February 2012
DOI: 10.1177/1354068811436042

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Article

Party Politics
2014, Vol 20(1) 16–36
Party systems and cleavage structures ª The Author(s) 2013
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revisited: A sociological explanation sagepub.co.uk/journalsPermissions.nav
DOI: 10.1177/1354068811436042
of party system institutionalization ppq.sagepub.com

in East Central Europe

Fernando Casal Bértoa


Leiden University, The Netherlands

Abstract
Since Lipset and Rokkan (1967) published their seminal work on the importance of social cleavages for the ‘freezing’ of
party systems more than forty years ago, much has been written on the field demonstrating or discrediting the original
hypothesis. In the current article, I examine how cleavage formation and development have influenced the different levels
of institutionalization in four new post-communist party systems (i.e. Visegrad). Analysing distinct hypotheses, I arrive at
the conclusion that neither the number nor the type nor the strength of a cleavage is associated with the degree of party
system institutionalization in East Central Europe. On the contrary, the main conclusion is that party system institutio-
nalization in these democracies has been determined by the way cleavages are structured. In particular, the process of
party system institutionalization is found to be hindered when cleavages cross-cut, while fostered in cases where they
cumulate (i.e. coincide).

Keywords
cleavages, East Central Europe, number of parties, party system institutionalization

Introduction debate on the concept is addressed briefly, showing how


certain aspects of these two notions have led to a certain
Since Franklin et al. (1992) trumpeted the decline of ‘clea-
amount of confusion and misunderstanding within the liter-
vage politics’ in Western Europe, Lipset and Rokkan’s
ature. Section two summarizes some of the most important
seminal work (1967) on the social anchorage of party sys- arguments advanced by scholars in the course of the
tems has been considered to be nothing but a relic of the
‘sociology of politics’ debate, examining how well they
past (see Dalton, 2004). In post-communist Europe, where
travel through a test of their validity in four East Central
societies are considered to lack structure (Mair, 1997),
European democracies. Section three contains several new
‘dealignment appears not as an endstate but as a departure
propositions concerning the possible implications the dif-
point’ (Enyedi, 2008: 297; see also Elster et al., 1998; Law-
ferent mode of cleavage formation and development may
son et al., 1999).
have for the institutionalization of party systems. Finally,
In contrast to this scholarship, and notwithstanding the
section four analyses the causal mechanisms linking clea-
volatile character of the post-communist electorate, this vage structuration and party system institutionalization in
article constitutes an attempt to discover the social roots
Hungary, the Czech Republic, Slovakia and Poland.
of party system institutionalization in East Central Europe.
In fact, and linking mainly with Evans and Whitefield
(2000) and Kitschelt et al.’s (1999) tradition, the main aim
of this work is to examine how cleavage formation and Paper submitted 1 March 2011; accepted for publication 14 June 2011
development relates to different levels of institutionaliza-
Corresponding author:
tion in new post-communist party systems.1
Fernando Casal Bértoa, Leiden University, Faculteit der Sociale
The article is divided in four parts. Section one offers an Wetenschappen, Instituut Politieke Wetenschap, Pieter de la Court
analytical perspective on the conceptualization of cleavage gebouw, Leiden, 2333 AK, The Netherlands.
and party system institutionalization. Some of the scholarly Email: f.casal.bertoa@fsw.leidenuniv.nl

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Casal Bértoa 17

Cleavage and party system article I rely on Bartolini and Mair’s more strict definition
institutionalization: Two debated concepts of the concept.4
Similarly, and although it may be difficult to believe
Although more than 40 years have passed since the pub- given its central importance, the concept of party system
lication of Lipset and Rokkan’s seminal Party Systems institutionalization has no established definition. Putting
and Voter Alignments (1967), the truth is that, despite the it very briefly, and summarizing a discussion sketched out
enormous number of studies making use of the concept, elsewhere (Casal Bértoa, 2011), most authors dealing with
a univocal definition of ‘cleavage’ is still lacking in the the concept simple propose a series of ‘dimensions’ of the
literature (Maor, 1997; Tóka, 1998). In fact, following notion (Bielasiak, 2002; Grzymała-Busse, 2002; Morlino,
Lipset and Rokkan’s ambiguous use of the notion,2 the 1998), without paying much attention to the conceptualiza-
majority of studies published immediately afterwards tion itself.
simply limited themselves to presenting their own defini- Notwithstanding the latter, and despite the fact that
tion of the notion depending on the different analytical scholars tend to point out different dimensions of institutio-
approach being adopted (Zuckerman, 1975). nalization, the truth is that all meanings of the notion of
A first attempt to bring some order into this chaos was party system institutionalization contain the idea of stabi-
Taylor and Rae’s Analysis of Political Cleavages published lity and persistence in the rules and nature of inter-party
in 1970, where they provided a more explicit and sophisti- competition (Lindberg, 2007; Mainwaring and Scully,
cated definition of cleavage as the division of the members 1995; Mair, 2001). As a consequence, and bearing in mind
of a community (or sub-community) into two or more nom- that the core of a party system is to be found in the patterns
inal groups with important political differences at specific of interaction among its subunits (i.e. political parties; see
times and places according to three different types of divi- Mair, 2006; Sartori, 1976), I consider party system institu-
sion: ascriptive, attitudinal, behavioural (1970: 1; see also tionalization to be the process by which the patterns of
Taylor and Rae, 1969: 536). interaction among political parties become routine, pre-
Building on Rae and Taylor, Bartolini and Mair (1990) dictable and stable over time (Bakke and Sitter, 2005;
maintained that these three types of division should be pres- Mair, 2001). In other words, a system of parties can be said
ent all together and at the same time. Thus, a cleavage not to be institutionalized when political parties cooperate,
only requires social stratification (according to class, reli- collaborate and colligate in a standardized and structured
gion, etc.) and group consciousness (according to different way – a way that is independent of the relevant issues in
values and/or preferences), but also a certain organization each moment and which random shocks cannot alter
(in the form of a political party, trade union, etc.) which (Mainwaring, 1998).
helps the group to realize their interests and/or beliefs. In In order to assess the level of institutionalization in new
other words, a cleavage is only formed ‘when a particular East Central European party systems, I rely on Mair’s
social divide becomes associated with a particular set of (1997, 2007) framework for party system analysis which,
values or identities [which are] made politically relevant focusing on the patterns of inter-party competition for gov-
by means of an organized party or group’ (Mair, 2006: ernment, determines whether a party system is institutiona-
373). In this context, a cleavage can be considered to be ‘a lized or not (Table 1).5 Putting it briefly, party systems are
form of closure of social relationships’ (Bartolini and Mair, considered to be institutionalized if (1) alternations of gov-
1990: 216). ernments are either total (i.e. when the incumbent govern-
A great advantage of this definition is that it immedi- ment leaves office in its entirety) or partial (i.e. when the
ately brings about a bridge between the two most important cabinet in office is replaced by a wholly different party
approaches of political sociology (Maor, 1997: 21). In this or group of parties), (2) governing alternatives are stable
sense, it incorporates Sartori (1969) and Przeworski and over a long period of time and (3) some parties (‘outsiders’)
Sprague’s (1977) ‘organizational’ component (top-down are permanently excluded from participation in national
approach), while remaining faithful to Lipset and Rok- government. On the contrary, party systems are to be clas-
kan’s requirement of socio-structural origins (bottom-up sified as weakly institutionalized when there are (1) partial
approach). Similarly, it is by asking the presence of both alternations of governments, (2) no stable compositions of
‘objective’ (structure) and ‘subjective’ (values) aspects governing alternatives and (3) access to government has
of a conflict that Bartolini and Mair help to distinguish the been granted to all relevant parties.
notion of cleavage from other proximate concepts, such as In order to minimize subjective judgements when mea-
opposition, division or divide. Moreover, it is through this suring the main (and sole) dimension of party system insti-
semantic distinction that their conceptualization gains in tutionalization, I quantitatively operationalize each of the
simplicity as it avoids any unnecessary qualification of the factors suggested by Mair (Table 1). First of all, the degree
term (e.g. social, political, value ‘cleavages’) present in of governmental alternation is measured by the so-called
many other works (e.g. Flanagan, 1980; Inglehart, 1984; index of government alternation (IGA – see Mair, 2007:
Zieliński, 2002).3 It is for all these reasons that in this 140), which simply adapts Pedersen’s (1979) well-known

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18 Party Politics 20(1)

Table 1. Criteria and operational indicators of party system institutionalization.

Dimension Criteria Indicators Operationalization

Stability Government alternation IGA: Pedersen’s index of If MV  50, then IGA ¼ MV


ministerial volatility (MV) If MV < 50, then IGA ¼ 100-MV
Governing formulae IFA: % ministers of all If the very same combination ¼ 100%
familiar governments If entirely new combination or new party forms single
party government ¼ 0%
If part of the new government is familiar ¼ % of the
familiar part
If a party earlier in government forms a government on
its own ¼ 100 – % of previous coalition partners
Access to government IC: % ministers from ‘old’ ‘Old’ governing parties (see Sikk, 2005)
governing parties

Source: Adapted from Casal Bértoa and Enyedi (2010: 19).

index of electoral volatility to the measurement of minis- Table 2. Party system institutionalization in East Central Europe
terial volatility.6 The second criterion, based on assessing (1990–2009).
whether or not the party or combination of parties has
Countries IGA (%) IFA (%) IC (%) iPSI (z)
governed before in that particular format, is captured by
the index of familiar alternation (IFA), which measures Hungary 98.8 89.6 91.0 2.5
the percentage of ministries belonging to familiar combi- Czech Republic 96.7 86.1 91.3 1.4
nations of parties. Thirdly, access to government is mea- Slovakia 96.5 81.9 87.0 0.3
sured by the index of closure (IC), which basically Poland 92.4 68.7 76.6 -4.2
calculates the percentage of ministers belonging to ‘old’ The Cronbach’s alpha score among the three sub-indexes is as high as 0.9,
governing parties. justifying their addition in one (unique) composite ‘index of party system
Because time is particularly important when trying to institutionalization’ (iPSI).
Source: Own calculations.
measure the level of party system institutionalization in a
country (Mair, 1997), I also take into consideration all the
years a particular cabinet has lasted, understanding that if
there have been two or more cabinets in one year, then the The ‘sociology of politics’: Traditional
averages of the scores for the different above-cited govern- approaches
ment features are considered to characterize the year better When trying to capture the social roots of party system
than any such individual factors (Casal Bértoa and Enyedi, institutionalization, scholars have mainly adopted three dif-
2010: 20). Finally, and in order to avoid measuring incom- ferent explanations: (1) the number; (2) the type; and (3)
patible scores, I use the standardized (z-) score of the three the strength of cleavages. Let us examine each of them in
variables. The addition of all three z-scores gives the final turn as well as the extent to which they can be applied to
degree of systemic institutionalization in what I have the East Central European context.
named ‘composite index of party system institutionaliza-
tion’ (iPSI) which, giving equal weight to all the elements
of stability, has the advantage of paying due attention to it
as the sole dimension of institutionalization. Cleavage number
Application of the above-mentioned criteria to the four There is now a considerable literature on the relationship
East Central European party systems produces a clear con- between party system format and the number of cleavages
clusion: party systems in East Central Europe have institu- in a political system. Taagepera and Grofman speak for a
tionalized in different ways and at different rates – for more long line of scholars when they note that ‘the more axes
details, see Casal Bértoa (2011) and Casal Bértoa and Mair of cleavage there are within a society, the greater will be
(2012). Examination of the scores in Table 2 indicates that the number of political parties’ (1985: 343).
there is one extreme case at the top end of the scale: Hun- Reviewing the literature in the field, and in correspon-
gary, which on all three measures turns out to be highly dence with the concept of cleavage adopted, two different
institutionalized. In a similar vein, the Czech party system approaches can be distinguished among scholars. The first
is to be considered institutionalized, while its Slovak coun- focuses on the relationship between ‘social’ cleavages and
terpart only achieves a weak level. Finally, the Polish party party system fragmentation and maintains that, because
system remains, after 20 years of democratic experience, political parties represent the political expression of under-
completely under-institutionalized. lying social divisions, social segmentation results in

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Casal Bértoa 19

Table 3. Fractionalization data.

Country Economic Religious Ethnic/linguistic Rural/agricultural Post-communist ENEP

Hungary 0.3 0.5 0.2/0 0.4/0.2 0.2 4.7


Czech Republic 0.3 0.7 0.3/0.3 0.4/0.1 0.3 5.2
Slovakia 0.3 0.6 0.3/0.3 0.5/0.2 0.2 6.3
Poland 0.4 0.2 0.1/0.1 0.5/0.3 0.2 7.0
Source: Structural heterogeneity is measured using the Herfindahl index of fragmentation derived from census and politico-economic data taken from (1)
the UN Demographic/Statistical Yearbook, for economic (2008) and rural (2007); (2) Alesina et al. (2003: 184–189), for religious/ethnic/linguistic; (3) FAO
Agricultural production yearbook (2008), for agricultural; and (4) Gryzmała-Busse (2002: 32, 36, 43, 52) and Szczerbiak (2001: 579), for post-communist
fractionalization. For the ENEP, see Gallagher’s ‘Electoral Systems’ web site.

multipartism (Powell, 1982; Cox, alone or together with Table 4. Number of ‘issue’ dimensions, cleavages and party system
Amorin Neto, 1997; Spirova, 2007: 160, etc.) fragmentation/institutionalization.
A second group of political scientists uses the number of
No. of No. of
‘political’ cleavages to predict the number of ‘effective’
Country dimensions cleavages ENEP iPSI
parties. The work within this tradition was initiated by Lij-
phart (1984), who, in his comparative study of the patterns Hungary 3.5 3 4.7 2.5
of government in 21 democracies, found that the number of Czech Republic 1.5 1 5.2 1.4
cleavages, operationalized as ‘issue dimensions,’7 and the Slovakia 3.5 2 6.3 0.3
number of parties within a system are clearly correlated. Poland 3.5 3 7.0 4.2
The main logic behind this is that ‘when there are several Source: For the number of dimensions, see Table A in the Appendix. For
dimensions of political conflict in a society [ . . . ] a rela- the number of cleavages, see the text. For the ENEP, see Gallagher’s
tively large number of parties are needed to express all of ‘Electoral Systems’ web site.
[them . . . ]’ (Lijphart, 1984: 147–148). Just one year later,
and using Lijphart’s work (and data) as a point of departure, In order to examine to what extent the above-cited sec-
Taagepera and Grofman found that the number of issue ond approach can be applied to East Central European party
dimensions ‘alone can account well for the differences in systems, I use Lijphart’s (1984, 1999) framework of analysis
[the number of parties] across countries, even if we do not with one modification: post-materialism, almost irrelevant in
take electoral systems into account’ (1985: 350). More post-communist countries (Inglehart and Welzel, 2005), has
recently, Horowitz and Browne (2005), in their analysis of been substituted for a so-called ‘post-communist’ dimen-
23 post-communist democracies at three different points in sion, much more relevant in countries exiting from 40 years
time, found that regardless of the temporal period under of communist dictatorship (Grabowska, 2004).
study ‘political’ cleavages exert, by far, a more important Table 4 displays the total number of issue dimensions
influence on the number of parties than institutional factors.8 per country (see appendix) as well as the number of clea-
Although the majority of studies quantitatively linking vages described in detail in section 4 (see below). When
social segmentation and party system format tend to focus looking at the table, neither the number of issue dimensions
on only one cleavage, generally the ethnic one (see Stoll, nor the number of cleavages seems to explain the ranking
2008), here I follow Powell’s (1982) seminal study and try of electoral fragmentation or systemic institutionalization
to measure as many ‘social’ cleavages as possible. observed. In concrete, both the Hungarian and the Polish
In Table 3, I present scores for five different (social) party systems, which are characterized by the higher num-
cleavages: economic (Gini coefficient), religious and ber of dimensions and/or cleavages, are respectively at the
centre–periphery (classical religious and ethnic/linguistic top and at the bottom of the table in terms of electoral
fractionalization indexes), urban–rural (fractionalization in- fragmentation and systemic institutionalization. More-
dexes according to urbanization and economic sector) and over, the country with the lowest number of dimensions
post-communist (social fractionalization in accordance and cleavages (i.e. the Czech Republic) is not even the
with communist or communist-satellite party membership). least fragmented/institutionalized. In fact, the rather low
Contrary to what scholars have usually maintained (see difference in terms of (electoral) fragmentation (i.e. half
above), there seems to be no association between cleavage point) between the latter country and Hungary cannot be
fragmentation and the ‘effective’ number of electoral par- explained by the rather large difference (i.e. two points)
ties (ENEP).9 Not even rural segmentation, which seems in terms of issue dimensions. In a similar vein, and in spite
to separate institutionalized Hungary and Czech Republic of the fact that a similar number of ‘issue dimensions’ (i.e.
from weakly institutionalized Slovakia and Poland, as it three and a half) can be detected in both Slovakia and
does not really explain the differences observed within the Poland, their ‘effective’ number of electoral parties
previously mentioned groups. clearly diverges. Needless to say, the explanatory power

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20 Party Politics 20(1)

Table 5. Legacies, types of cleavage and party system competition.

National preconditions
Type of Party system
Marketization Ethnic homogeneity Established state cleavage stability

þ – – Ethnic High
þ þ þ Socio-economic Moderate
– – þ/– Political Low
Source: Adapted from Evans and Whitefield (1993: 540, 542, 545).

Table 6. ‘Predominant’ cleavage type and party system institutionalization.

Level of PSI (predicted)


‘Predominant’
Country cleavage Evans and Whitefield Kitschelt iPSI (actual)

Hungary Religion Moderate Moderate 2.5


Czech Republic Economy Moderate High 1.4
Slovakia Ethnic High Weak 0.3
Poland Religion Moderate Moderate –4.2
Source: For the ‘predominant’ cleavage in each country, see Deegan-Krause (2004), Enyedi and Tóka (2007), Jasiewicz (2007) and Brokl and
Mansfeldová (2004).

of the ‘raw’ number of cleavages is not higher either.10 A around which parties will compete will be consensual’
similar conclusion can be drawn when looking at the (1993: 540).
degree of systemic institutionalization. In sum, it seems In a similar vein, and around the same period, Kitschelt,
that neither the number of parties nor the level of party alone (1995, 2001) or with other colleagues (1999), devel-
system institutionalization depends on the number of clea- oped what can be considered by far the most consistently
vages (neither in its social nor political dimension) present and rigorous work on the cleavage-party system linkage
in a country. in post-communist Europe. Kitschelt et al. (1999) found
that in countries with prevalent economic-distributive clea-
vages, party systems would be more structured than in
Cleavage type countries where cultural or historical-regime cleavages pre-
The second approach which is central to research on the dominated. More specifically, echoing Offe’s (1991) ‘triple
sociological foundations of systemic institutionalization transition’ debate, Kitschelt et al. maintain that where eco-
relates to the implications of the type of cleavages for party nomic cleavages prevail, a bi-polar structure of competition
system stability. In this context, two different works are between programmatic political parties will develop. As a
worth mentioning. result, party systems will not only structure strongly, but
Echoing Offe’s (1991) ‘triple transition’, Evans and also in a shorter period of time. On the contrary, because
Whitefield (1993), who pioneered work in this tradition, socio-cultural cleavages tend to polarize both elites and
established a link between the type of cleavage structuring masses hindering inter-party cooperation, party system
party competition and the level of electoral volatility structuration will be only moderate. Last, but not least, in
observed in elections. According to their view, the type those countries where neither economic nor cultural clea-
of cleavage emerging in a country is ‘conditioned’ by the vages are prevalent, but are combined with other (ethnic,
social and historical characteristics present in a nation (see geographical, etc.) divisions reinforcing each other, party
Table 5). Moreover, the stability of a party system will be appeals will remain weakly crystallized, favouring the for-
high, moderate or low depending on the predominance of mation of clientelistic parties and the lack of systemic
ethnic, socio-economic or ‘political’ (i.e. valence issues) structuration (1999: 383–391).11
cleavages, respectively. The logic behind the previous Although the above-mentioned authors predicted a dif-
hypotheses is that ‘ethnicity involves identity questions ferent degree of systemic institutionalization according to
on which it may be extremely difficult to find a compro- the type of cleavages prevailing in a country’s party system
mise [lowering electoral volatility], at least by comparison (see section above), the truth is that when looking at the
with those concerned with economic distribution’ (Evans four countries analysed here no association between these
and Whitefield, 1998: 135). On the contrary, in those coun- variables can be observed.
tries where ‘political’ cleavages predominate, voters will Thus, and as follows from Table 6, both Hungary and
be more willing to switch sides, as ‘the principal issues Poland should display a moderate level of party system

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Casal Bértoa 21

institutionalization. On the contrary, and in spite of the fact Table 7. Cleavage strength and party system institutionalization.*
that the structure of competition has been turned around
Country Economic Religious Post-communist iPSI
religion, the level of institutionalization observed in both
countries is clearly the opposite: high in the first country, Hungary –2.4 0.2 0.4 2.5
low in the second. In the same vein, the Slovak party sys- Czech Republic 2.1 –0.2 –0.7 1.4
tem is neither the most (Evans and Whitefield, 1993), nor Slovakia 0.6 –1.5 –1.6 0.3
the least (Kitschelt et al., 1999) institutionalized. Finally, Poland –0.2 1.5 1.9 –4.2
economy has brought a moderate level of systemic institu- *Cleavage strength is calculated by summing the (z-)scores for each of the
tionalization to the Czech Republic, something Evans and three components of a cleavage: namely, structural (i.e. the fractionalization
Whitefield, but not Kitschelt, had already hypothesized. data in Table 3), normative (i.e. ‘issue salience’ in Table A) and organizational
(following Bartolini and Mair, 1990: 232, Duverger’s party-membership
However, the problem here is that, contrary to their expec- ratio is employed here).
tations, the level of institutionalization displayed by the When classifying political parties into different party families, Armingeon
Czech party system is higher than the Slovak, rooted on and Careja’s (2004) comprehensive typology has been used.
ethnic oppositions. As a result, and similar to what we have
seen in the previous section, it seems clear that the degree
of institutionalization in a party system does not at all enough, notwithstanding the indicator employed, and con-
depend on the types of cleavages that are prevalent. trary to Lipset and Rokkan’s expectations and Bartolini and
Mair’s findings, the general conclusion has been that the
impact cleavage(s) strength may have on the stability of
Cleavage strength electoral behaviour has declined much in the past decade,
Other scholars, more in the tradition of Lipset and Rokkan reaching a ‘no-effect’ point in certain regions (e.g. Africa,
(1967), do not distinguish so much between types of clea- Latin America or Eastern Europe).
vage as determinants of the degree of party system stabili- Following Bartolini and Mair (1990), I combine each of
zation, but focus on the different strength a particular the different cleavage dimensions (structural, normative
cleavage may have. and organizational) into a single composite index of ‘clea-
Although many other scholars had attempted to study vage strength’,12 before relating it to the different levels of
the above-mentioned relationship before them (Alford, systemic institutionalization observed in East Central Eur-
1963; Devine and Stearns, 1985; Pappi, 1984, etc.), it was ope. This is done in Table 7 for each of the cleavages for
in Bartolini and Mair’s (1990) Identity, Competition and which we have complete data (i.e. economic, religious and
Electoral Availability that a first attempt to measure clea- post-communist).13
vage strength independently of electoral behaviour was As follows from Table 7, neither of the different clea-
made. In their work, and using an index of cultural hetero- vages reveals having explanatory power in terms of the
geneity and another index of organizational density, Barto- systemic institutionalization ranking. Thus, while Hun-
lini and Mair managed to quantitatively operationalize two gary and Poland present fairly close figures in terms of
of the three cleavage dimensions, namely: empirical and cleavage strength (in all three cases), they occupy oppo-
behavioural. Unfortunately, as they recognized themselves, site ranks in terms of party system institutionalization.
the second dimension (i.e. identity) was left aside. More- Similarly, and contrary to previous findings (Grabowska,
over, their analysis only referred to one of the four classical 2004; McAllister and White, 2007), neither religious nor
cleavages referred to by Lipset and Rokkan, namely, class. post-communist cleavage strength figures explain why the
Still, the results they found were quite striking: the greater Czech party system is more institutionalized than its Slo-
the strength of the (class) cleavage, the lower the level of vak counterpart. Interestingly enough, and in clear con-
electoral instability (1990: 225, 243). trast to Bartolini and Mair’s (1990) findings for Western
Although some authors have preferred to follow the for- Europe, my analysis shows no relationship between sys-
mer approach and quantify cleavage strength in relation to temic institutionalization and economic cleavage strength,
electoral behaviour (e.g. Franklin et al., 1992; Knutsen and confirming to a certain extent Gijsberts and Nieuwbeerta
Scarborough, 1995; Tóka, 1998), other political scientists, (2000) or Mateju et al.’s (1999) findings on the non-
when analysing the determinants of party system stability existence of a pure ‘class’ cleavage in East Central Europe.
whether in Africa (Ishiyama, 2003), Latin America All in all, it could be concluded that cleavage strength
(Madrid, 2005; Roberts and Wibbels, 1999), Eastern Eur- does not exert any impact on the level of party system
ope (Tavits, 2005), or the whole democratic world (Main- institutionalization.
waring and Zocco, 2007), have preferred to continue the
path initiated by Bartolini and Mair of measuring the
strength of a cleavage by the degree of social homogeniza-
Lipset and Rokkan revisited
tion (e.g. first three above-cited studies) or organizational The two questions that first arise in our mind in light of
density (e.g. Mainwaring and Zocco’s work). Interestingly the previous findings are the following: Were Lipset and

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22 Party Politics 20(1)

Rokkan wrong when stating that party system ‘freezing’/ neglected until Randall and Svåsand dealt with the subject
institutionalization [was] determined by the way cleavages in passing. The very opportunity for party institutionaliza-
form and develop? Can sociological explanations to party tion provided by exclusive forms of cleavage, above all
system institutionalization travel to post-communist religion and ethnicity, could be at odds with the institutio-
democracies? According to the previous section, the num- nalization of the party system through restricting the possi-
ber, type or strength of cleavages do not exhaust the ways bilities for cross-party competition (2002: 9)
in which the latter can affect the process of party system More recently, and in clear contrast to Randall and Svå-
institutionalization in a country. In fact, in my understand- sand’s theoretical expectations, Tóka and Gosselin (2008)
ing, it is the way different cleavages relate to each other found no evidence of any direct effect of cleavage cross-
that really determines the degree to which party systems cuttingness on the process of party system institutionaliza-
may or may not institutionalize. tion itself.15
The roots of such an approach can be traced back to Bearing in mind all that has been said, and borrowing
Simmel (1908 [1955]) and Ross’s (1920) works on the rela- from the ‘social pluralist’ and ‘voting behaviour’ literature,
tionship between cross-cutting cleavages and social con- the assumption that ‘cross-pressured’ individuals – voters,
flict. In these studies, as well as in Coser’s analysis on elites, etc. – tend to be weak partisans, I would like to intro-
The Functions of Social Conflict (1956), cross-cutting clea- duce here the idea that when cleavages are cross-cutting16
vages are considered to diminish the potential for major party systems tend to be weakly institutionalized. The rea-
social conflict and political unrest by reducing ‘the inten- sons are twofold.
sity of individual political feelings’ as well as preventing First of all, in systems with cross-cutting cleavages, par-
the formation of monolithic coalitions or ‘potential conflict ties will have difficulty finding ideologically contiguous
group[s]’ (Rae and Taylor, 1970: 87 f.). On the contrary, partners with which to cooperate, as being close in one
the more the cleavages reinforce one another, the more dimension may be accompanied by irreconcilable differ-
intense a conflict in society will become (see Dahrendorf, ences in another. Being forced to interact in a multiplicity
1959: 215). of non-coinciding directions will definitely diminish their
Although Simmel’s idea of ‘cross-cuttingness’ found ability to behave in a rather patterned way, making it diffi-
further development in the anthropologic field (see Fortes cult for the structure of competition to stabilize.
and Evans-Pritchard, 1940; Gluckman, 1954, etc.), it was The second possible reason why cross-cutting cleavages
the ‘social pluralist’ school that put forward the argument may hinder party system institutionalization is that, being
that cross-cutting politically relevant cleavages contributed pulled in different ideological directions, cross-pressured
to reducing social conflict and, therefore, led to more stable political parties are characterized by lower partisan attach-
democratic systems (Almond, 1956; Lipset, 1960) in one of ments (Huber et al., 2005; Lipset and Rokkan, 1967). In
the most widely accepted explanatory hypotheses in polit- other words, and paraphrasing Green and Shachar (2000:
ical science (Nordlinger, 1972: 93).14 4), because cross-pressured political parties are ‘caught in
Still, it was not until Dahl’s Political Opposition in West- the middle’, pushed one way by a certain ideological issue
ern Democracies, that the party system was incorporated in and pulled the other way by another, their commitment to a
the equation. In particular, Dahl considered that cross- certain group of ideological parties will be dependent on
cutting cleavages would only have an inexorable ‘unifying the ‘flavour issue’ of the day or on the ‘dominant’ political
effect’ if some of them were less important than others faction. In order to see it more clearly, here is an example.
(Dahl, 1966: 378–381; emphasis in the original). Moreover, Let us think of a four-party system where two cleavages
and contrary to the Duvergerian ‘imperative’ associating – economy and religion – are cross-cutting. Party A and
two-party systems with political compromise and multiparty party B are both secular; the former is economically liberal,
systems with ideological conflict and instability, Dahl main- while the latter is socialist. On the other hand, party C and
tained that both types of party system could lead to conflict party D are both religious, but they differ in terms of their
depending on the distribution of cleavages structures, economic views: the latter being statist and the former lib-
namely: while two party systems will lead to moderation and eral. In such an ideologically divisive party system, politi-
conciliation only when characterized by cross-cutting clea- cal parties will have difficulty interacting in a stable and
vage structures with unequal salience, if the contrary is true predictable way. First of all, it may even be impossible for
(i.e. cumulative or cross-cutting cleavages with equal sal- them to interact at all. In such case, especially if neither of
ience), political conflict and unrest will be the main out- them has an absolute majority, systemic instability – char-
come, independently of the type of party system at hand. acterized by frequent minority governments and elections –
Was it the failure to confirm early hypotheses or the will be the norm. Still, even if they manage to cooperate,
advent of the Institutional Revolution which left aside all and supposing that totally ideological enemies will never
cultural explanations? The truth is that after Dahl’s classi- colligate, I can distinguish four different ways: A-B, A-C,
cal study, interest in examining the relationship between B-D and D-C; which can be seven in the event three parties
cleavage interaction and party system development was are necessary to form the government (i.e. A-B-D; A-C-D;

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Casal Bértoa 23

Table 8. Cleavages, competitive dimensions and party system institutionalization.

No. cleavages Cleavage interaction Dimensions of competition Party system institutionalization

One None Uni-dimensional High


Two or more Cumulative Very high
Cross-cutting Multi-dimensional Low
Two Bi-dimensional Medium
Source: Based on Kitschelt et al. (1999).

B-C-D). The fact that parties opt for one or another will religious and liberal. In such a case, cumulative pressures
most probably depend, ceteris paribus, on the most salient would most probably lead to a ‘left–right’ (A/B vs. C/D,
issue at a particular moment (e.g. abortion or religious edu- respectively) type of party competition, typical of many
cation in schools would lead to a structure of competition (institutionalized) Western European party systems.
pitting AB against CD; a tax increase would face AC with Following the previous assumptions, and also bearing in
BD; European integration could even open the path to a mind the number of cleavages and the dimensions of com-
ABC vs. D confrontation, etc.) or on the preferences of a petition available, party systems could be classified into
party faction predominant at a certain period (e.g. if liberals four different basic types according to the degree of institu-
are predominant in C, a coalition between AC is more tionalization observed (see Table 8).
likely than AD, and so on).17 Thus, as follows from the previous table, party systems in
Notwithstanding the different sources of alliance forma- which the only existing cleavage or two (or more) ‘cumula-
tion, the truth is that in systems where cleavages are cross- tive’ cleavages create one dimension of competition will
cutting the possibility that a government contains a party tend to be highly institutionalized. The ‘reinforcing effect’
already existing in the previous cabinet will be high (i.e. of the latter will make for the different degree of institutio-
partial alternation). Moreover, and although access can be nalization (high and very high, respectively) observed. In
closed rather quickly (but not necessarily), the governing contrast, party systems characterized by ‘cross-cutting clea-
formula will remain innovative for some time. In summary, vages’ will be weakly institutionalized. The level of ‘weak
cross-cutting cleavages not only render the formation of institutionalization’ will be higher or lower depending on the
routinized and predictable coalitions difficult (when number of cleavages and, therefore, competitive dimensions
equally salient), but also hinder the stability of existing par- available.
tisan alliances (when not equally salient). As a result, and One final remark is in order before proceeding to the
because cross-cutting cleavages make it hard for the emer- analysis of cleavage formation/interaction and its implica-
gence of politics structured along the classical left–right tion for party system institutionalization in East Central
dimensions (Kitschelt, 1992: 27; 1995: 462), party systems Europe. Although it may seem the contrary, this ‘new’
in such countries will need more time to institutionalize (if approach is compatible with both Lipset and Rokkan’s
ever).18 original approach (the so-called ‘freezing’ hypothesis) as
On the contrary, when cleavages are cumulative (i.e. well as with the conclusions of the ‘social pluralist’ school
reinforcing) the structure of inter-party competition will examined above. First, and contrary to most works using
be quite stable as parties will be divided by two (or more) Lipset and Rokkan’s scheme as a foundation (see section
different cleavages along the same ideological line (Huber 3), my theory allows not only for different types of clea-
et al., 2005: 369). Thus, because in systems with reinfor- vages but also for distinct party alternatives to interact: a
cing cleavages ‘all the politically relevant sources of divi- party system may institutionalize due to economic/reli-
sion lie parallel, [making party] loyalty [within each side of gious and/or ethnic/geographical cleavages, etc. In this
the cleavage] paramount’ (Evans and Whitefield, 1998: context, neither the number nor the type of cleavage is
117), parties will tend to interact only with those other important. On the other, it is not the number of cleavages
parties within the same side of the cleavages, rejecting any per se but the way in which such cleavages (be it 2 or 6)
cooperation that would lead to them crossing such a line. structure party alternatives into two or more different
Because a large proportion of parties are organized into politico-ideological blocs/camps/groups that really matters
ideological groups of mutually reinforcing loyalties, the (Bartolini and Mair, 1990; Lipset and Rokkan, 1967; Mair,
number of ‘volatile’ parties will be low. As a result, cumu- 2006).
lative cleavages help to simplify the structure of competi- Last, but not least, the approach explained here does not
tion in two different (and separate) blocs of parties, contradict Lipset (1960) and followers’ statement that
making the patterns of interaction more predictable and cumulative cleavages lead to political conflict while
stable. Think of the example above if parties A and B were cross-cutting cleavages help to resolve the latter. In fact,
not only secular but socialist, while C and D were both my theory departs from the assumption that cumulative

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24 Party Politics 20(1)

Secular SZDSZ MSZP Fidesz FKgP MÍEP MDF Religious

Post-Comm. MSZP SZDSZ MDF Fidesz FKgP MÍEP Anti-comm.

Urban SZDSZ MSZP MDF Fidesz FKgP MÍEP Rural

Liberal SZDSZ MSZP FKgP MDF Fidesz MÍEP Statist

Figure 1. Cleavages and approximate placement of political parties (1995–2009).


Sources: Benoit and Laver (2006), Enyedi (2006), Rohrschneider and Whitefield (2009: 14) and Vachudová (2008).

1993-2000 KSČM ČSSD SPR/RSČ HSD/SMS KDU/ČSL ODA ODS


Protectionism Liberalism
2001-2009 KSČM SZ ČSSD KDU/ČSL US/DEU ODS

Figure 2. Economic cleavage and approximate placement of political parties.


Sources: Deegan-Krause (2002), Evans and Whitefield (1998), Kitschelt et al. (1999), Markowski (1997) and Saxonberg (2003) until 2000. Benoit and
Laver (2006), Hlousek and Kopeček (2008) and Rohrschneider and Whitefield (2009:13) from 2001.

cleavages create a certain degree of tension between the less nationalist camp’ (Tóka, 2004: 322; see also Enyedi,
two different ideological camps, converting them into ‘irre- 2006). Moreover, even when the economic divide (not
concilable’ political enemies. Likewise, I accept that cleavage) is introduced into the picture it does not overlap
‘cross-cutting cleavages’ [when not ‘felt with equal inten- with the more culturally-like cleavages making the Hungar-
sity’] encourage conciliation’ and compromise (Dahl, ian structure of competition uni-dimensional: the ‘left’ vs.
1966: 378; Sartori, 1969; Schattschneider, 1960: 67–68). the ‘right’. As a result, and mainly from 1994, the structure
In fact, it is the different degree of disagreement created of partisan competition has stabilized around two antago-
by cumulative and cross-cutting cleavages that helps to nistic camps – the nationalist, anti-communist, clerical
‘freeze’ party systems in the first place. This is not to say, right (Fidesz, MDF, KDNP and FKgP), and the cosmopoli-
however, that too much conflict will not be inimical to tan, post-communist and anti-clerical left (MSZP and
democratic stability, as social pluralists scholars have SZDSZ) – which alternate in power in a wholesale manner,
maintained. always adopting the same familiar composition while
excluding other (more extreme) parties (e.g. MIÉP). All
in all, and bearing in mind all that has been said, it is pos-
Cleavage structuration and party system sible to conclude that ‘the gradual return to a bipolar
institutionalization in East Central Europe [almost over-institutionalized] system of alliances after
1994 [has to be] interpreted as a natural adaptation, in the
Let us now examine how the previous ‘innovative’ analyti- absence of deep cleavages cross-cutting each other’
cal framework works in the real world and in the East Cen- (Enyedi and Tóka, 2007: 150; see also Tóka, 2004).
tral European region in particular.

Hungary Czech Republic


Since the very beginning of the transition, and most clearly Contrary to Hungary, the Czech party system has been
after 1994,19 party politics in Hungary has revolved around characterized since the independence of the country by a
cultural rather than economic conflicts (Enyedi, 2006; one-dimensional structure of competition revolving around
Evans, 2006; Kitschelt et al., 1999; Markowski, 1997; a unique cleavage: economy (Brokl and Mansfeldová,
Tóka, 2004; Tóka and Henjak, 2007). Within the first, three 2004; Kitschelt et al., 1999: 230; Markowski, 1997). Figure
distinct types of cleavage can be distinguished: State vs. 13 presents the approximate socio-economic orientations
Church, post-communist vs. anti-communist and urban of the Czech political parties along this cleavage in two dif-
vs. rural (Körösenyi, 1999a, b). ferent periods.
As follows from Figure 1, these three cleavages present As is evident from Figure 2, economic policy orienta-
a cumulative character which allows for the division of the tions vary from one party to another although, as mentioned
Hungarian political spectrum into two very antagonistic above, the gap between liberal and state-centred socio-
(and stable) political camps: ‘a socially conservative, reli- economic orientations puts communist and social demo-
gious, somewhat nationalist, and anti-communist camp crats (KSČM and ČSSD) on one side and liberal and/or
[ . . . ] and [ . . . ] a secular, morally permissive and generally conservative parties on the other (ODS, ODA, US/DEU),

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Casal Bértoa 25

Secular KSČM ČSSD SZ (ODA) ODS (SPR) (US) (HSD) KDU/ČSL Religious

Communist KSČM ČSSD (HSD) (SPR) SZ (ODA) ODS KDU/ČSL (US) Anti-communist

Figure 3. Religious and post-communist divides and approximate placement of political parties (1993–2009).
Sources: Benoit and Laver (2006), Kitschelt et al. (1999), Markowski (1997) and Saxonberg (2003). Currently defunct political parties are given in
parentheses.

with the Christian democrats (KDU/ČSL) somewhere in coalitions has been the highest among the five different par-
the middle, although a bit closer to the liberal bloc (espe- tisan cabinets the country has had in the last twenty years.
cially in the first period). This has had important consequences for the process of
The above-mentioned cleavage structure based on eco- party system institutionalization, which has seen itself
nomic considerations has certainly helped the stabilization stopped by the increasing amount of unstable coopera-
of the pattern of partisan interaction into two different tion/collaboration among the different parties. As a result,
blocs: social protectionists vs. market-liberals. Concretely, the degree of systemic institutionalization after 2002 has
decreased significantly.
[t]he composition of government coalition has so far been a Notwithstanding the latter, the Czech party system has
perfect embodiment of these bipolar and rather strongly pro- continued to be among the most institutionalized in Eastern
nounced line [ . . . ] of conflict: the right-of-centre coalition Europe in general (Casal Bértoa and Enyedi, 2010; Casal
of the ODS, ODA, KDU/ČSL formed the government in Bértoa and Mair, 2012), and the Visegrad region in partic-
1992, and again in 1996; the left-of-centre CSSD formed the ular. As a matter of fact, this has been eased by the rather
(minority) government in 1998 and, together with KDU/ČSL cumulative character of the other two ideological ‘divides’
and US, after the 2002 elections [ . . . ] the 2006 elections have present in Czech politics, namely: post-communism and
again seen [ . . . ] a bipolar pattern of competition (Kopecký, religion.
2007: 120–121) In the Czech Republic, the so-called post-communist
divide separates the non-reformed communist party
with the ODS, the KDU/ČSL and a new parliamentary (KSČM) from its parliamentary counterparts, making the
party, the Greens (SZ), forming the government while the former a real political ‘pariah’. Thereby, the Czech struc-
ČSSD and the non-reformed Communist party (KSČM) ture of partisan competition has always been characterized
remained in opposition. by the fringe character of the communist party, systemati-
As can be seen from what has been said, the structure of cally excluded from every single government coalition. In
inter-party competition in the Czech Republic has been fact, as we have seen before, anti-communist attitudes not
characterized by the alternation between ODS-liberal only helped SZ in its travel to the right, but also KDU/ČSL
government and ČSSD-social-democratic cabinets. As and US/DEU in their will to cooperate with ČSSD in 2002.
Kopecký has also recognized, the only time this pattern was Still, from 2005 onwards, the willingness of the ČSSD to
not absolutely observed was in 2002, when the socialists collaborate and, in case of necessity, ally with the KSČM
formed a coalition government with the centrist KDU/ČSL has certainly increased, reinforcing the already strong polit-
and the right-of-centre liberal US (2006: 129). To a lesser ical division between anti-communist Christian democrats
extent, I would add, the coalition formed by PM Topolánek and liberal-conservative parties and socialist/communist
in 2007, which united ODS, KDU/ČSL with the centre-left forces.
SZ was also weakly consistent in this respect. However, in On the other hand, and as follows from Figure 3, religion
this case, the formation of such ideologically diverse coali- has also played a role in the traditional division between
tion was facilitated by the clear ‘anti-communist’ stances of left and right in Czech lands, even if the religious divide
the SZ, which were not willing to participate in a cabinet constitutes only a second dimension in the structure of par-
that could rely, even tacitly on Communist support. More- tisan competition: not only are all parties secular, with the
over, the Green Party ‘modified its profile before the elec- exception of the KDU/ČSL, but also the latter has tended to
tion’ incorporating ‘some liberal economic goals’ which place itself on the left–right dimension (Mateju et al., 1999;
placed it more on the right (Hloušek and Kopeček, 2008: Sitter, 2002; Tóka and Henjak, 2007). Thus, and when we
532). As a result, the SZ became the party that, together look at the level of secularity displayed by the different
with the Christian Democrats, came closest to being an political forces, we can see that the ideological spread of
‘economically’ centrist party, giving both the greatest the different parties basically coincides with their position
coalition potential. along the post-communist, but also the economic (see Fig-
This is not to say that less ideologically homogeneous ure 2), axes. In fact, if we leave aside all the parties which
coalitions were not more prone to political quarrelling. In have already disappeared or whose role in the political sys-
fact, the amount of conflict within the last two governing tem is irrelevant, we get a clear picture of the Czech party

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26 Party Politics 20(1)

1993-2001 2002-2009
Periphery Periphery
MK SMK

DÚ ANO
SDSS SDKÚ
SDL’
SOP Smer
Statist Liberal Statist Liberal

KDH KDH
KSS
ZRS HZDS
HZDS SNS SNS

Centre Centre

Figures 4 and 5. Cleavages and approximate placement of political parties (1993–2009).


Sources: Deegan-Krause (2004), Gyárfášová and Krivý (2007), Krno (2005) and Markowski (1997) for the period 1993–1998. For the period 1999–2009,
see Benoit and Laver (2006), Gyárfášová and Krivý (2007), Hloušek and Kopeček (2008), Krivý (2004) and Vachudová (2008).
I have included within the circles all parties with a certain religious background (in terms of both ideology and support). All the other parties are con-
sidered to be secular, and some of them even anti-clerical (KSS, ZRS, SDL’, Smer, ANO).

system, where ODS and, to a lesser extent, KDU/ČSL con- cutting, rather than a cumulative, character (Deegan-
stitute the political right and KSČM and ČSSD form part of Krause, 2002). As a result, four different political and ideo-
the left bloc, with SZ somewhere in between. Still, the cen- logical camps can be distinguished: (1) the national-
trist position of KDU/ČSL in economic terms, the only authoritarian camp, formed by the nationalist SNS, the
‘full’ cleavage in the Czech Republic, facilitates possible charismatic HZDS and other minor parties (the economi-
centre-right and centre-left coalitions, giving place to a cally populist ZRS until 1998, and the communist KSS
rather institutionalized two-and-a-half party system. from 2002); (2) the Christian-liberal camp, made by the
In conclusion, in light of what has been presented it religious KDH – a monothematic party; (3) the socialist
seems obvious that among the four Visegrad democracies camp, composed by the post-communist SDL’, the social-
studied here the Czech Republic is where the economic democratic SDSS and the personalistic SOP until the
cleavage has been most sharply articulated and where axio- 2000s, when the populist/charismatic Smer-Direction
logical divides (i.e. religious and ‘post-communist’) have managed to capitalize on the emerging socio-economic
cross-cut less the dominant left–right dimension, in the cleavage and take over the previous three parties, which
electoral arena as well as at the level of elite opinion finally merged before the last legislative elections in
(Kitschelt et al., 1999; Markowski, 1997; Vachudová and 2006; and (4) the liberal-cosmopolitan camp, character-
Hooghes, 2009). ized by its liberal stances in terms of both economy and
nation-building, and formed by the secular-conservative
SDKÚ, the ethnic SMK and the neoliberal ANO (already
Slovakia defunct).
From the moment of its independence in 1993, the Slovak The previous picture becomes even more complicated
party system has been characterized by the presence of two when we introduce the ever increasing religious divide
cleavages (centre–periphery and economy) and one struc- (Hloušek and Kopeček, 2008), which, with the exception
tural divide (religion). However, as Eibl and Chytı́lek have of the ferociously secular and anti-clerical socialist camp
wisely pointed out, ‘whereas up to 1998 the main axis of and the religious Christian-liberal camp (unified around the
the party competition was determined by [the first], after KDH), divides the other two camps into two distinct sides:
2002 it approached [more] a systemic logic based on the secular (ZRS, KSS, ANO and SDKÚ) and pro-Church
evaluation of socio-economic issues’ (2007: 175; see also (SMK, HZDS and SNS).
Deegan-Krause, 2004). This difference has significant con- With such a bi-dimensional (tri-dimensional at times)
sequences for interpretation of the relationship between cleavage structure it is not difficult to understand why the
cleavage development and the structure of partisan compe- patterns of inter-party competition in Slovakia have been
tition discussed below. characterized by the presence of partial alternations
Figures 4 and 5 display, respectively, the structure of (mainly from 1998), innovative governing formulae and
Slovak cleavages for the two periods signalled above. In open access (every single cabinet since 1994 has included
contrast to what we have seen for Hungary and the Czech at least one new party – most of them formed just a couple
Republic, Slovak cleavages (and divides) present a cross- of months ahead of the elections).

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Casal Bértoa 27

In particular, with the exception of Mečiar’s 4th cabinet, Poland


every coalition government since 1994 has included polit-
In contrast to the most institutionalized East Central Eur-
ical forces from at least two different political camps,
opean party systems (i.e. Hungarian and Czech) the Polish
at times even three. This was the case of the 1994 Morav-
party system has been characterized since the very beginning
čik’s and 1998 Dzurinda’s ‘rainbow’ cabinets, which
by a multi-dimensional space of inter-party competition
comprised five political parties/groups ranging from the
revolving around two different type cleavages: cultural/
centre-right to the centre-left of the political spectrum
axiological (religious and post-communist) and economic
(Szomolányi, 2004). In fact, each of these two govern-
(Grzybowski and Mikuli, 2004; Kitschelt et al., 1999;
ment was so ideologically heterogeneous as to bring
Markowski, 2007a; Szczerbiak, 2006; Tworzecki, 2003).
together the conservative DS, with the liberal DÚ (AD and
As Jasiewicz has recently remarked, ‘the salience of these
APR in 1994) and the religious KDH (all of them anti-
two [types], as well as their cross-cutting configuration in
communists) on the right, and the post-communist SDL’
the political spectrum, has been well documented in
and the historical social-democrats (SDSS) on the left, _
empirical studies (Markowski and Tóka, 1993; Zukowski,
together with the populist SOP, the ethnic SMK and the
1994; Jasiewicz, 1995, 1998; Kitschelt et al., 1999)’
environmentalist SZS. Dzurinda’s and Fico’s cabinet in
(2007: 88, the emphasis is mine). Similarly, he was the
2002 and 2006, respectively, followed a similar pattern,
first scholar to point out that on the basis of these two dif-
although the level of ideological homogeneity increased to
ferent cleavage types it was possible to structure the Pol-
a certain extent. Thus, the former again included Christian
ish party system into four different politico-ideological
Democrats (KDH) with the Catholic Hungarian SMK (now
fields:
itself divided along two different economic trends: liberal
and populist), together with the liberal-secular SDKÚ (DÚ’s
The combination of relatively strong support of secularism/
successor) and the neoliberal-anti-clerical ANO. In a similar
universalism and a free-market/free-enterprise orientation may
vein, the current government also includes parties from two
be described as the liberal-democratic field [ . . . ] The combi-
different camps, namely: the national-authoritarian (with the nation of pro-market attitudes and high religiosity (with the
religious HZDS and SNS) and the socialist (secular) Smer emphasis on Christian values and economic nationalism)
(Hloušek and Kopeček, 2008; Rybář, 2006; Szomolányi, brings about the conservative field (usually in a Christian-
2004). The fact that these parties differed in terms of econ- democratic version) [ . . . ] Support for state interventionism
omy (SDL’ vs. KDH/APR/ADSR; SDL’/SDSS vs. KDH/ combined with religiosity/particularism gives the populist
DÚ; SMK vs. ANO/SDKÚ), religion (SDL’ vs. KDH; field [ . . . ] State interventionism combined with secularism
SDL’/SDSS vs. KDH/SMK; ANO vs. KDH/SMK; Smer may be identified as the socialist field [ . . . ]. (2007: 88 f.,
vs. HZDS/SNS), and national identity (SMK vs. KDH; Smer emphasis in the original; see also Markowski, 1995 and
vs. HZDS and SNS) clearly hindered the stabilization of the Szczerbiak, 2006)
patterns of inter-party competition in Slovakia.
This is not to say, however, that the national- Figures 6 to 11 locate the most important political forces
authoritarian based government constituted an ideologi- – and, in any case, all the parliamentarian parties – within
cally homogeneous ‘oasis of peace’. In fact, the parties the four above-mentioned fields along a bi-dimensional
forming Mečiar’s cabinets in 1993 and 1994 also quarrel axis built on the basis of the two primary dimensions of par-
over economy (ZRS/HZDS vs. SNS) as well as religion tisan interaction, namely: religion (most salient until 2001)
(ZRS vs. HZDS/SNS). However, the fact that they shared and economy (extraordinarily relevant ever after). The
a common view on the way the process of national (in terms post-communist cleavage is also indicated, so that parties
of both identity and institutions) building should develop with a non-negative perception of the communist regime
certainly helped to make the patterns of partisan interaction and contrary to the adoption of ‘justice-distributive’ mea-
at the beginning of the 1990s more predictable and stable, sures like lustration or de-communization are grouped
although not much stable, than ever afterwards. together.20 Moreover, and because Polish political parties
All in all, when analysing the process of party system have more often than not come and gone after every elec-
configuration in Slovakia and its chances of developing tion, it has been necessary to portrait the position of the dif-
an institutionalized structure of inter-party competition, ferent parties within the cultural–economic axis along each
it is important to note that the cross-cutting nature of the of the different legislative periods.
Slovak cleavages, boosted by the territorial and socio- As shown in the figures below, religion cuts across
demographical heterogeneity of the population, fostered the economic cleavage dividing both the economically
the formation and development of a bi-dimensional struc- interventionist ‘left’ and the pro-liberal-market ‘right’. In
ture of competition characterized by unstable partisan alli- a similar vein, the post-communist cleavage separates the
ances and unpredictable patterns of government formation so-called ‘successor parties’ (SLD and PSL) from the
(Pridham, 2002; Rybář, 2006; Sitter, 2002; Szomolányi, post-Solidarity parties, which can be found in all but in
2004). the socialist field. Moreover, the latter cleavage cuts across

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28 Party Politics 20(1)

1991-1993 1993-1997
Secular Secular

SLD PPPP SLD


UD UP
SP SO UD
KPN KPN
PSL KLD KLD
Statist PL Liberal Statist PSL Liberal
BBWR
‘S’ PC
PC ‘S ’

ZChN ZChN

Religious Religious

1997-2001 2001-2005
Secular Secular
SLD
UP
UP SLD
UW UW

PO
Statist Liberal Statist Liberal
PSL SO
PSL
PiS
AWS AWS-P
ROP LPR

Religious Religious

2005-2007 2007-2009
Secular Secular
UP
SLD
PD LiD
SdPL
PO
PO
Statist SO Liberal Statist Liberal
PSL
PSL
PiS SO
PiS
LPR LPR

Religious Religious

Figures 6 to 11. Cleavages and approximate placement of political parties (1991–2009).


Sources: I have included within the circles all parties with a certain post-communist background. All the other parties are considered to be anti-
communist (mostly post-Solidarity). From the 1991-1997 period, Kitschelt et al. (1999), Markowski (2006a), Wesołowski (1996) and Zarycki (2000). Masłyk
and Kocór (2000), Wiatr (2000) and Zarycki (2000) for 1997-2001. For 2001-2005, see Castle and Taras (2002), Markowski (2006b), Rohrschneider and
Whitefield (2009: 16), Vachudová (2008) and Wiatr (2004). For the final period (i.e. 2005-2009), Benoit and Laver (2006) and Markowski (2007b).

individual political parties like UP or UW/PD (see figures). SLD (e.g. UW/PD or PO). As a result, both post-communist
Finally, and although not reflected in the figures presented and religious cleavages clearly overlap each other, but only
above, the post-communist cleavage also cross-cuts its at the right side of the political spectrum. In this sense, the
economic counterpart, separating all those bitter anti- higher the level of religiosity among the pro-market
communist post-Solidarity parties (e.g. PC, AWS, PiS, camp,21 the lower the chances a political party will collabo-
LPR) from all those anti-communist forces, also stem- rate – not even ally – with the post-communist forces.22
ming from the Solidarity movement, which adopt a more Bearing in mind all that has been said, it is clear that the
pragmatic approach to their relationship with both PSL and social protectionist camp (socialists þ populists) differs

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Casal Bértoa 29

Table 9. Cleavage cross-cuttingness and party system institutionalization.

Cross-cutting score
Type of
Country cross-cuttingness Selway (2009) Benoit and Laver (2006) PSI

Hungary Religious-regional 0.83 0.33 2.5


Czech Republic Economic-religious 0.87 0.88 1.4
Slovakia Ethnic-economic 0.89 0.90 0.3
Poland Religious-economic 0.90 0.97 –4.2

Using the Benoit and Laver (2006) dataset, I have calculated the degree of cleavage cross-cuttingness in each of the political systems under study by
locating the ‘relevant’ political parties within the dimensional space of each country and obtaining the R2 of the line of fit. The main logic behind such
analysis is that the higher the latter will be, the lower the degree of cross-cuttingness.

from the pro-market camp (liberals þ conservatives) in follows from the table, cleavage cross-cuttingness and
terms of economy; the secular camp (socialists þ liberals) party system institutionalization are highly related,25 pro-
from the religious camp (populists þ conservatives) in viding an explanation for the different degrees of institutio-
terms of religiosity; and the post-communist successor par- nalization observed in the four East Central European party
ties (SLD and PSL) from all the other parties in terms of systems. Moreover, and what is more striking, the differ-
‘nostalgia’ for the previous (communist) regime. At the ence in the degree of cross-cuttingness among the countries
same time, the socialist field (mainly SLD and UP) differs and the level of party system institutionalization almost
from the populist field in terms of religiosity (all), but also perfectly associate (see also Casal Bértoa, 2010: appendix
in terms of ‘nostalgia’ (all but the PSL); the liberal field B). For all these reasons, it is possible to complement my
(mainly UW/PD and PO) disagrees with the conservative previous conclusions with the more specific statement that
parties in the degree of religiosity and anti-communism. the higher the level of cleavage cross-cuttingness, the lower
As a result, parties have found it very difficult to establish the institutionalization of a party system will be.
stable governmental coalitions and/or electoral alliances.
As a rule, cabinets have been short-termed and the only one
to endure the entire legislature (SLD-PSL from 1993 up to Conclusion
1997) was characterized by its quarrels, rather than by its In this article, and following the steps of the sociological
agreements. Moreover, and as explained elsewhere (Casal approach initiated by Lipset and Rokkan’s (1967) seminal
Bértoa, 2011), not even one of the coalition governments work, I have tried to examine how a nation’s cleavage
in Poland managed to unite all parties from the same polit- structure affects the process of party system institutionali-
ical field23 – in the majority of cases not even two parties zation. Using Bartolini and Mair’s (1990) rather strict con-
from the same political field (the only exceptions are cept of ‘cleavage’, and distinguishing three main cleavages
Suchowska’s 7-party cabinet – if not then, when?, and Kac- in Hungary and Poland, two in Slovakia and one in the
zynski’s controversial three-party coalition, where LPR Czech Republic, I have presented the most important scho-
and Samoobrona allied together with PiS). larly theories linking both cleavage formation and develop-
In sum, with such an ideologically heterogeneous and ment with party system institutionalization. An in-depth
dogmatically complex political panorama, it is hardly sur- analysis of the first three most important hypotheses led
prising that the level of party system institutionalization in to the watertight conclusion that neither the number nor the
Poland has remained the lowest among the four countries type nor the strength of a cleavage is associated with the
examined here. degree of party system institutionalization in East Central
Europe.
As a result, and building on Dahl’s original idea that
Cleavage cross-cuttingness: Does it make
both cleavage and party system structuring are deeply
a difference? entangled, I decided to pursue an analysis of the conse-
If the most important conclusion following from the previ- quences different modes of cleavage formation and devel-
ous analysis is that it is the cleavage structure in a country opment may have for stabilization of the patterns of
that determines the degree of institutionalization of its party partisan competition. The idea is that when cleavages are
system, the next question should be: can the degree to cross-cutting, parties will find it difficult to identify ideolo-
which cleavages cross-cut hint at the level of institutionali- gically contiguous partners with which to cooperate, as
zation a party system is able to achieve? being close in one dimension may be accompanied by irre-
Table 9 shows the degree of cross-cuttingness for the concilable differences in another. On the contrary, when
two most important ‘cleavage’ dimensions – for which data cleavages are cumulative (i.e. coinciding), parties will tend
are available – in each of the countries analysed here.24 As to interact only with other parties on the same side of the

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30 Party Politics 20(1)

cleavage, rejecting any cooperation that would lead them to differs from a political conflict or a structural divide,
cross such a line. In this context one-dimensional cleavage respectively.
configurations are considered to have a similar effect, 4. This is not to say that, when appropriate, I will refer and
although to a lesser degree, than the latter. address other conceptualizations of the notion: namely
After a thorough analysis of the distinct cleavage config- ‘social’ or ‘political’ cleavages, depending on whether only
urations in the different East Central European countries, the structural or the normative element is present. In this con-
the main conclusion needs to be that the process of party text, ‘political’ cleavages, ‘issue dimensions’ and/or ideologi-
system institutionalization is hindered when a country’s cal ‘divides’ are used indistinctly.
cleavages cross-cut and fostered when coinciding (i.e. cumu- 5. For previous applications of Mair’s framework in a similar
lating). Moreover, the degree to which cleavages cross-cut context, see Müller-Rommel (2005), O’Dwyer (2006), Rybář
with each other exerts an unquestionable influence on the (2004) or Toole (2000).
level to which party systems institutionalize: the lower the 6. Ministerial volatility is computed by adding the net change in
cross-cuttingness, the higher the institutionalization. the percentage of ‘ministers’ (including the prime minister),
For all this, I can conclude with Whitefield stating that rather than ministries or portfolios gained and lost by each
‘[a]lthough parties and politicians have come and gone party in the cabinet from one government to the next, and
[ . . . t]he term cleavage, [ . . . continues] to be meaningful then dividing by 2.
for post-communist societies’, as the way they structure 7. Lijphart defines ‘issue dimensions’ in terms of ‘differences
helps to ‘define the behavior of politically relevant [ . . . ] [derived or not from social divisions] between rather than
actors’ (2002: 195). Hence, party system institutionaliza- within parties’ (1984: 128).
tion does appear to be determined, to an enormous degree, 8. In contrast to Lijphart’s approach, political cleavages are
by the way cleavages form, develop and, overall, configure. operationalized here using the ideological vote-share of par-
ties distributed in a two-dimensional political space based
Funding on economic and ethnic issues.
This research was completed while I was a ‘MAEC-AECI’ 9. The ‘effective’ number of electoral parties is calculated
funded PhD candidate at the European University Institute. according to the following formula: ENEP¼1/Svi, where vi
is the proportion of seats/votes of the ith party (Laakso and
Acknowledgements Taagepera, 1979). Here, I use the ENEP rather than the ‘effec-
This article is dedicated to the memory of my mentor, Peter Mair tive’ number of parliamentary parties (ENPP), as the latter may
(R.I.P. 1951–2011). well also be influenced by other factors, mainly the electoral
Previous versions of this article were presented at the 3rd ECPR system (Duverger, 1954). Still, none of my findings would
General Conference in Dublin (August 2010) and at the IPSA- have been changed by the use of such a ‘legislative’ indicator.
ECPR Joint Conference in Sao Paulo (February 2011). I thank 10. When dealing with electoral fragmentation scores, similar
participants at these conferences, especially Simon Bornschier
conclusions can be made but for the number of ‘full’ clea-
(Universities of Zurich and St. Gallen, Switzerland), as well as
vages, whose explanatory power is a bit higher.
three anonymous reviewers for useful comments. I am also grate-
ful to Kevin Deegan-Krause (Wayne State University, USA) and 11. Notwithstanding Kitschelt et al.’s thorough work (1999), the
Zsolt Enyedi (Central European University, Hungary) for sharing only empirical study of the above-cited relationship is Birnir’s
their expertise with me regarding cleavage salience and issue (2007a, b) analysis of the relationship between ethnicity and
dimensionality. The usual disclaimers apply. electoral politics in new democracies. Using a nested research
design, the author confirmed Evans and Whitefield’s hypoth-
Notes eses when finding that, far more than religious cleavages,
1. However, this is not to deny the fact that other institutional ‘identity that is expressed through ethnic parties [ . . . ] jump-
variables (e.g. electoral system or the type of regime) may starts party system stabilization’ (2007a: 602–603).
contribute to explaining the different degree of institutionali- 12. For each cleavage, the composite index represents the sum
zation observed in East Central European party systems of the three dimensions in standardized form (or z-scores).
(Casal Bértoa, 2011). Cronbach’s alpha for the different indexes is rather high
2. Lipset and Rokkan alone are to blame as they avoided any (always higher than 0.70 but in one case: three-dimensional
explicit definition of the term. In fact, and despite Zucker- composite economic index), a relatively respectable figure
man’s (1975) laudable effort to interpret Lipset and Rokkan’s given that the scale consists of three items only (inter-item
will, the truth is that the latter authors even used different correlation was always between 0.56 and 0.75, with the sole
terms (e.g. ‘contrasts’, ‘divides’, ‘conflicts’, oppositions’ . . . ) exception of the economic cleavage, in any of the two ver-
as synonyms (see Meisel, 1974: 6; Randall, 2001). sions, three- or two- dimensional).
3. Interestingly enough, and as Mair (2006: 373) himself has 13. The fact that data for the ethnic and urban/rural cleavage are
recently pointed out, such efforts at qualification have not unavailable does not undermine the findings, as these two
resolved the existing conceptual confusion as there is almost cleavages are only present in one (Slovakia and Hungary,
nothing in a so-called ‘political’ or ‘social’ cleavage that respectively) of the four countries (see section 3).

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Casal Bértoa 31

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36 Party Politics 20(1)

Table A. ‘Issue dimensions’ in four East Central European party systems (1990–2009).
Socio- Cultural– Urban– Regime Foreign Post- No. of
Country economic Religious ethnic rural support policy communism dimensions

Hungary M H – H – – H 3.5
Czech H M – – – – – 1.5
Republic
Slovakia H M H – M M – 3.5
Poland H H – – – M H 3.5
Total 3.5 3.0 1.0 1.0 0.5 1.0 2.0

Source: Benoit and Laver (2006), Deegan-Krause (2004), Enyedi and Tóka (2007), Jasiewicz (2007), Mansfeldová (2004) and Whitefield and Rohrsch-
neider (2009: 675).

support which helped them to recover power quickly (the Christian Democratic People’s Party; MDF ¼ Hungarian
so-called ‘Velvet Restoration’ took place in Poland in Democratic Forum; MIE´P ¼ Hungarian Justice and Life
1993 and just one year later in Hungary) and stop the Party; MSZP ¼ Hungarian Socialist Party; SZDSZ ¼ Alli-
ongoing process of de-communization and/or lustration ance of Free Democrats.
(Grabowska, 2004). As a result, conflicts over the past in Poland: AWS ¼ Solidarity Electoral Action; AWS-P ¼ Sol-
these two countries reached great importance, while in the idarity Electoral Action-Right; BBWR ¼ Non-Partisan
lands of former Czechoslovakia were kept to a minimum. Bloc in Support of Reforms; KLD ¼ Liberal Democratic
Cultural–ethnic and urban–rural conflicts have been Congress; KPN ¼ Confederation for an Independent
possible only in those countries were an ethnic minority Poland; LiD ¼ Left and Democrats; LPR ¼ League of Pol-
(Slovakia) or a rather large agricultural population has ish Families; PC ¼ Centre Alliance; PiS ¼ Law and Jus-
been present (Hungary). Surprising is the case of tice; PL ¼ Peasant Alliance; PO ¼ Civic Platform;
Poland, where, despite having the highest percentage PPPP ¼ Polish Beer-Lovers’ Party; PSL ¼ Polish Peasant
of farmers among the four, the urban–rural divide has Party; ROP ¼ Movement for the Reconstruction of Poland;
been embedded within the more general economic con- ‘S’ ¼ Solidarity; SdPL ¼ Social Democracy of Poland;
_
flict (see Zarycki and Nowak, 2000). Similarly, the SLD ¼ Democratic Left Alliance; SO ¼ Self-Defence of
regime-support dimension has appeared in the only the Republic of Poland; SP ¼ Labour Solidarity; UD ¼
country where nationalistic forces have held fairly stable Democratic Union; UP ¼ Union of Labour; UW/PD ¼
support for some time (Slovakia). Here, the salience of Freedom Union/Democratic Party (democraci.pl); ZChN
the issue passed from very high in 1994–1998 to very ¼ Christian National Union.
low in 2006–2009, thereby, the ‘medium’ score. Slovakia: AD ¼ Alliance of Democrats; ANO ¼ Alliance
Interestingly enough, the so-called ‘foreign policy’ dimen- of the New Citizen; APR ¼ Alternative of Political Rea-
sion (perhaps, also, Lijphart’s most controversial dimension) lism; DS ¼ Democratic Party; DU´ ¼ Democratic Union;
could only be found in Poland and Slovakia, mainly as a result KDH ¼ Christian Democratic Movement; KSS ¼ Commu-
of the process of European integration (Ladrech, forthcom- nist Party of Slovakia; HZDS ¼ Movement for a Demo-
ing). In both Hungary and the Czech Republic, no major party cratic Slovakia;; MK ¼ Hungarian Coalition; SDK ¼
(except for the marginalized KSČM) raised its voice against Slovak Democratic Coalition; SDKU´ ¼ Slovak Democratic
joining NATO and/or the EU. and Christian Union; SDL’ ¼ Party of the Democratic Left;
SDSS ¼ Social Democratic Party in Slovakia; Smer ¼
Appendix B Direction; SMK ¼ Hungarian Coalition; SNS ¼ Slovak
National Party; SOP ¼ Party of Civic Understanding; ZRS
List of acronyms ¼ Association of Workers of Slovakia.
Czech Republic: CˇSSD ¼ Czech Social Democratic Party;
DEU ¼ Democratic Union; HSD – SMS ¼ Movement for
Self-Governing Democracy – Society for Moravia and Author biography
Silesia; KDU/CˇSL ¼ Christian and Democratic Union/Cze-
Fernando Casal Bértoa is currently a Post-doctoral Fellow at the
choslovak People;s Party; KSCˇM ¼ Communist Party of University of Leiden. He studied Law and Political Science at the
Bohemia and Moravia; ODA ¼ Civic Democratic Alliance; University of Pamplona and the University of Salamanca, respec-
ODS ¼ Civic Democratic Party; SPR-RSCˇ ¼ Association tively. After specializing in Eastern and Central European Studies
for the Republic-Czech Republican Party; SZ ¼ Green (Jagiellonian University), he obtained his PhD at the European
Party; US ¼ Freedom Union. University Institute (Florence). His work has been published or
Hungary: Fidesz ¼ Federation of Young Democrats; is forthcoming in various edited volumes as well as in the Hungar-
FKgP ¼ Independent Party of Smallholders; KDNP ¼ ian Political Science Review or Government and Opposition.

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