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Journal of Genetic Counseling, Vol. 14, No.

1, February 2005 (
c 2005)
DOI: 10.1007/s10897-005-1496-5

Professional Issues

Cystic Fibrosis Prenatal Screening in Genetic


Counseling Practice: Recommendations of the
National Society of Genetic Counselors

Elinor Langfelder-Schwind,1,9 Edward Kloza,2 Elaine Sugarman,3 Barbara Pettersen,4


and the NSGC Subcommittee on Cystic Fibrosis Carrier Testing (Trisha Brown,5
Kim Jensen,6 Seth Marcus,7 and Joy Redman8 )

For over a decade, prenatal screening for cystic fibrosis (CF) has been considered a model for
the integration of genetic testing into routine medical practice. Data from pilot studies and
public policy discourse have led to recommendations by some professional organizations that
CF screening should be offered or made available to pregnant women and their partners, and to
couples planning a pregnancy. It is crucial that genetic counselors gain thorough understanding
of the complexities of CF and the implications of positive test results, so that they may serve
as a reliable, educated referral base and resource for health care providers and their patients.
While not all pregnant women will be referred for genetic counseling prior to CF carrier testing,
genetic counselors often will be asked to counsel clients after they have a positive test result,
or who are found to be at increased risk. Genetic counselors can play an important role in
providing accurate and current information as well as support for patients’ informed decisions.
These recommendations were created by a multicenter working group of genetic counselors
with expertise in CF and are based on personal clinical experience, review of pertinent English
language medical articles, and reports of expert committees. The recommendations should
not be construed as dictating an exclusive course of management, nor does the use of such
recommendations guarantee a particular outcome. These recommendations do not displace a
health care provider’s professional judgment based on the clinical circumstances of a particular
client.
KEY WORDS: cystic fibrosis carrier screening; genetic testing; genetic counseling.

PURPOSE DISCLAIMER

To provide practice recommendations for genetic The genetic counseling recommendations of the
counselors whose clients are considering cystic fibro- National Society of Genetic Counselors (NSGC)
sis (CF) carrier testing or seeking information regard- are developed by members of the NSGC to assist
ing CF carrier test results. practitioners and patients in making decisions about

6 FerreInstitute, Binghamton, New York.


1 St.
Vincent Catholic Medical Centers, New York, New York. 7 Lutheran General Hospital, Park Ridge, Illinois.
2 Foundation for Blood Research, Scarborough, Maine. 8 Quest Diagnostics, San Capistrano, California.
3 Genzyme Genetics, Framingham, Massachusetts. 9 Correspondence should be directed to Elinor Langfelder-
4 Genetic Counseling of Central Oregon, Bend, Oregon.
Schwind, The Cystic Fibrosis Center, 36 Seventh Ave., Ste 509,
5 LabCorp, Research Triangle Park, North Carolina. New York, New York 10011; e-mail: eschwind@svcmcny.org.

1
1068-0667/04/1000-0001/0 
C 2005 Springer Science+Media, Inc.
2 Langfelder-Schwind et al.

appropriate management of genetic concerns. Each ciety of Urology, American Society of Reproductive
practice recommendation focuses on a clinical or Medicine, and the American College of Obstetricians
practice issue and is based on a review and analy- and Gynecologists were also reviewed.
sis of the professional literature. The information and The MEDLINE and PubMed databases were
recommendations reflect scientific and clinical knowl- searched (using the key words CF carrier test-
edge current as of the submission date and are sub- ing/screening, CF mutations, and CF genotyping),
ject to change as advances in diagnostic techniques, to locate relevant English language medical papers
treatment, and psychosocial understanding emerge. published between 1990 and May 2004. Papers were
In addition, variations in practice, taking into account reviewed with attention to genetic counseling and
the needs of the individual patient and the resources screening issues. The literature was reviewed and
and limitations unique to the institution or type of evaluated according to the following categories out-
practice, may warrant approaches, treatments, or pro- lined by the U.S. Preventive Services Task Force
cedures alternative to the recommendations outlined (1995):
in this document. Therefore, these recommendations
should not be construed as dictating an exclusive I. Evidence obtained from at least one prop-
course of management, nor does use of such recom- erly designed randomized controlled trial.
mendations guarantee a particular outcome. Genetic II-1. Evidence obtained from well-designed con-
counseling recommendations are never intended to trolled trials without randomization.
displace a health care provider’s best medical judg- II-2. Evidence obtained from well-designed co-
ment based on the clinical circumstances of a partic- hort or case-control analytic studies, prefer-
ular patient. ably from more than one center or research
group.
II-3. Evidence obtained from multiple time se-
OBJECTIVES ries, with or without the intervention.
III. The opinions of respected authorities,
The goals of these recommendations are to: based on clinical experience, descriptive
1. Supplement the knowledge and understand- studies, or reports of expert committees.
ing of genetic counselors regarding CF muta-
tion analysis. The rating of supporting literature for this recommen-
2. Compare and contrast approaches to CF pre- dation is Class III.
natal screening. In addition, the authors recruited a focus group
3. Provide a framework for genetic counselors of practicing genetic counselors with expertise in pre-
who are helping clients make decisions about natal, infertility, and/or CF newborn screening coun-
CF testing, prenatal diagnosis, and pregnancy seling. The focus group was held at the 2003 NSGC
management, including pregnancy termina- Annual Education Conference in Charlotte, NC. A
tion. semistructured interview guide was prepared in order
4. Highlight the complexities of CF mutation to elicit opinions regarding the need for NSGC guide-
testing, pitfalls of genotype/phenotype corre- lines and recommendations regarding content. Also,
lation, and the nuances of interpreting positive the authoring subcommittee queried and reviewed all
results. postings of the archives of the NSGC’s listserve, an on-
line discussion group, regarding CF testing to identify
areas of ongoing uncertainty regarding these issues. In
METHOD addition, the authoring committee sought expert re-
view from specialists and consumer groups in North
The authoring subcommittee consisted of genetic America. A draft of the document was made available
counselors with expertise in CF testing and counsel- on the Internet to all members of the NSGC for com-
ing, prenatal genetic counseling as well as experience ment. The NSGC Ethics Subcommittee and an attor-
working with CF patients and families. Guidelines and ney for the NSGC reviewed the revised document.
policy statements published by the National Institutes No conflicts with the NSGC Code of Ethics were
of Health, U.S. Congressional Office of Technology identified in the final document. The NSGC Board
Assessment, American Society of Human Genetics, of Directors approved the final document in October
American College of Medical Genetics, America So- 2004.
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 3

INTRODUCTION

Cystic fibrosis is inherited in an autosomal reces-


sive manner. Couples in which both members carry a
disease-causing alteration in the CF gene have a 1 in
4 chance, with each pregnancy, of having a child with
CF. When both members of a couple are found to be
CF mutation carriers, several testing options become
feasible. Some couples may opt for prenatal diagnosis
by amniocentesis or chorionic villi sampling to detect
or rule out the parental mutations. For couples who
have not yet conceived a pregnancy, preimplantation
genetic diagnosis and in vitro fertilization (IVF) may
also be an option, although the expense of these pro-
cedures may be a barrier. Adoption and artificial in-
semination by donor are also available to couples who
are concerned about their risk of having a child with
CF but for whom prenatal or preimplantation diag-
nosis may not be consistent with their moral, cultural,
or religious beliefs.

NEED FOR GUIDELINES

Since the gene for CF and several common


Fig. 1. Existence of other professional guidelines.
disease-causing mutations were identified in 1989,
prenatal screening for CF has been viewed as a model
for the integration of genetic testing into routine med- are at higher risk for having offspring with CF based
ical care (e.g. Caskey et al., 1990; OTA, 1992). In 1997, on family or personal history of CF or CF-related
a National Institutes of Health Consensus Panel re- symptoms. Because most pregnant patients are not
viewed data from pilot studies and suggested that CF referred to genetic counselors, it follows that most
screening should be offered to all patients as part of women who undergo prenatal CF screening will re-
routine prenatal care (NIH, 1997). Some professional ceive pre- and post-test information from their pri-
organizations have recommended that CF screening mary care providers. Patients may be referred to a
should be offered to persons at highest risk based on genetic counselor after testing if they are found to be
ethnicity, while persons at lower risk should be made carriers, or if the prenatal care provider is unable to
aware of CF screening to facilitate informed deci- interpret the result or provide adequate counseling.
sion making [American College of Obstetricians and The role of master’s-trained genetic counselors will
Gynecologists (ACOG), 2001] (Fig. 1). Since the depend largely on the referral practices of these pri-
publication of the ACOG guidelines, the number of mary care practitioners. It is crucial that genetic coun-
women screened has risen significantly. By early 2003, selors gain a thorough understanding of the complex-
an estimated 500,000 women were being screened an- ities of CF, and the implications of test results, so that
nually, and that number is expected to increase (Zoler, they may serve as a reliable, educated referral base
2003). Approaches to offering CF testing differ widely for primary care providers and patients.
among genetics programs (Schwind et al., 1999).
Genetic counselors may be in a position to offer
CF screening to patients at background risk who are PILOT STUDIES/INCREASING
referred for genetic counseling for a variety of un- PUBLIC AWARENESS
related indications, for example, advanced maternal
age, abnormal maternal serum screening, or abnor- In 1992, the Ethical, Legal, and Social Im-
mal ultrasound findings. They may also be asked to plications Program of the National Center for
provide education and counseling to patients who Human Genome Research (now NHGRI), National
4 Langfelder-Schwind et al.

Institutes of Health, responded to a request from the adults in the United States [Cystic Fibrosis Foun-
American Society of Human Genetics and funded dation (CFF), 2002]. Mutations in the cystic fibrosis
pilot studies to assess the feasibility of CF carrier test- transmembrane conductance regulator gene (CFTR)
ing in the general population. Four studies gauged lead to aberrant chloride conductance across the api-
interest, uptake, and psychosocial sequela of such cal cell membrane. While CFTR is expressed through-
testing, and evaluated models for pre- and post-test out the body, CFTR abnormalities predominantly
counseling and education (e.g., Bernhardt et al., 1996; impact the pulmonary, digestive, and male reproduc-
Clayton et al., 1996; Grody et al., 1997; Loader et al., tive systems, as well as the sinuses and sweat glands.
1996; Tambor et al., 1994). Two studies examined CF Chronic pulmonary infections and progressive dete-
carrier testing issues among relatives of people with rioration of lung function are the major causes of
CF (Fanos and Johnson, 1995; Sorenson et al, 1997). morbidity and mortality in people with CF. Children
One study modeled CF carrier testing approaches and adolescents with CF often maintain normal lung
from an economic standpoint (Asch et al., 1998). The function or have mild pulmonary disease. However,
population-based studies, which focused on testing the lung disease progresses over time, so that most
in a predominantly Caucasian population, concluded adults with CF have moderate or severe pulmonary
that interest in testing was far greater in a prenatal obstruction, which makes breathing more difficult.
setting than for people who were not pregnant or Pancreatic insufficiency occurs in approximately 85%
planning to become pregnant in the near future. In- of people with CF, causing failure to thrive in in-
creased anxiety for CF carriers who were waiting for fants, and chronic malabsorption and poor weight gain
their partner’s results was also noted. However, once throughout the lifetime (CFF, 2002). A small percent-
the partners tested negative, anxiety returned to base- age of people are diagnosed with CF in adulthood and
line levels. No affected fetuses were identified through tend to have milder lung disease than adults who were
these pilot studies. Furthermore, not all those tested diagnosed as children (Yankaskas et al., 2004).
realized that a negative carrier test result did not mean
that their risk to have a child with CF was reduced to
zero (Levenkron et al., 1997). GENETIC/MEDICAL DIAGNOSTIC OPTIONS
In 1997, investigators from each of these studies,
along with representatives from several other large- Analysis of sweat chloride concentrations ob-
scale studies funded privately or by other agencies tained after the sweat glands are stimulated with pilo-
(Doherty et al., 1996; Eng et al., 1997; Witt, et al., 1996), carpine iontophoresis—known as the “sweat test”—
presented their data to a diverse NIH Consensus is the gold standard for CF diagnosis (normal values
Panel with expertise in medicine, genetics, economics, for sweat chloride: <40: negative; 40–59: borderline;
and public health, as well as health care consumer and >60: positive). The sweat test is not an appro-
organizations and the lay public. The panel recom- priate test for determining CF carrier status. A few
mended that all pregnant women and couples plan- patients (1–2%) with symptoms consistent with CF
ning a pregnancy, regardless of ethnicity, should be will have sweat chloride levels in the borderline or
offered CF carrier testing (Genetic Testing for Cystic even normal range (CFF, 2002). In these individu-
Fibrosis, 1997). This broad-based recommendation als, identification of two disease-causing mutations in
raised additional questions about the use of scarce the CFTR gene is also sufficient to make a CF diag-
health care resources to screen patients from popula- nosis. However, some people with CF will not have
tions where CF was not common and the sensitivity mutations that are identifiable with current technol-
of the test was much lower than the reported 85–90% ogy (Table I). A third diagnostic method, currently
in Caucasians, (Mennuti et al., 1999; Vintzileos et al., investigational, is a nasal potential difference (NPD)
1998). It also led to the current standard of care set study, available on a limited basis through CF research
forth by the ACOG/ACMG statement.

Table I. CF Patient Genotypes


NATURAL HISTORY/CLINICAL (17,836 CF Patients Genotyped)
DESCRIPTION 52.6% F508 homozygotes
36% heterozygous F508
Cystic fibrosis is a chronic, life-shortening condi- 11% no F508 or both unidentified
(CFF, 2002)
tion that affects approximately 30,000 children and
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 5

facilities. NPD may be of particular use in confirm- QUALITY OF LIFE


ing a CF diagnosis in symptomatic individuals whose
sweat chloride levels are below diagnostic values, and Cystic fibrosis does not affect intelligence. Many
who do not have two identifiable CFTR mutations people with CF maintain a high quality of life in terms
(Rosenstein and Cutting, 1998). Studies indicate that of professional and personal achievements such as ed-
a CF diagnosis is likely to be confirmed by CFTR ucation, hobbies, marriage, and having children. Pul-
sequencing in symptomatic individuals whose sweat monary exacerbations have been found to be the most
chloride levels are borderline and who have only one significant predictor of decreased perceptions of qual-
mutation on the ACMG panel of 25 (Groman et al., ity of life (Britto et al., 2002). Men with CF are almost
2002). always (98%) infertile due to congenital absence of
the vas deferens (Taussig et al., 1972), but techniques
such as microsurgical epididymal sperm aspiration
MEDICAL MANAGEMENT (MESA) with IVF have improved prospects for fa-
thering children (Schlegel et al., 1995). Adoption and
Treatment for CF involves airway clearance artificial insemination by donor sperm are also avail-
therapies to loosen and expectorate secretions, able to men with CF and their partners. Women with
antibiotics to treat acute infections and chronic col- CF may have reduced fertility and a higher incidence
onization with microorganisms such as Pseudomonas of preterm labor and complications, but they are able
aeruginosa, as well as aerosolized mucolytic agents to bear children (Fiel, 1996). Pregnancy may have a
(e.g., Pulmozyme), bronchodilators, aerosolized an- detrimental impact on the disease course of women
tibiotics (e.g., Tobi) and maintenance of good nu- with CF, which correlates with their pulmonary and
tritional status through a high calorie diet and pan- nutritional status prior to pregnancy. However, the
creatic enzyme supplementation. Airway clearance impact of CF on a person’s ability to live a productive
is achieved through manual chest physical therapy life into adulthood is largely dependent on disease
performed by another person, or via mechanical de- severity (CFF, 2002).
vices such as the Flutter or vest-based systems that
Genetic counselors should be familiar with the range
promote independence. Each prescribed treatment
of severity of CF symptoms and the basic approach to
regimen can take 30 minutes a day to several hours. medical management of CF patients. Clients seeking
Cystic Fibrosis Foundation Guidelines state that peo- additional information may be referred to consumer
ple with CF should be seen in a CF treatment center organizations such as the Cystic Fibrosis Foundation.
at least 4 times a year for well checkups (CFF, 1997).
The need for hospitalizations and/or intravenous an-
tibiotics varies widely but generally increases with GENOTYPE/PHENOTYPE CORRELATION
disease severity. Improvements in the treatment of
CF have led to significant increases in survival age, The relationship between mutations in the CFTR
which is presently 32 years (CFF, 2002). Median sur- gene and CF symptoms has proven to be more com-
vival is predicted to be more than 40 years for pa- plex and variable than was anticipated with the dis-
tients born in the last decade (Elborn et al., 1991). covery of the most common CF mutation, F508, in
Lung transplantation is a consideration when lung 1989 (Kere et al., 1989). While the CFTR gene was dis-
function has fallen below 30% of normal values (Kere covered as a result of studying patients with classic CF,
et al., 1992), but the procedure is accompanied by sig- mutations in this same gene have been identified in pa-
nificant morbidity and mortality. In addition, malab- tients with nonclassic CF and other phenotypes such
sorption and other CF-related problems persist after as congenital bilateral absence of the vas deferens
transplant and some symptoms may be worsened by (CBAVD) (Claustres et al., 2000; Lissens et al., 1996),
immunosuppressive regimens (Yankaskas and Aris, idiopathic chronic pancreatitis (Noone and Knowles,
2000). 2001) and disseminated bronchiectasis (Girodon et al.,
Although gene therapy is not currently a clinical 1997; Pignatti et al., 1996). Polymorphisms in CFTR
option, it receives a great deal of media attention, and are associated with many of these often isolated, CF-
is widely touted as a cure for CF. The CFF has created related symptoms. In addition, a number of appar-
a therapeutic development network to streamline the ently healthy individuals referred for carrier testing
process of phase I and II clinical trials for gene therapy have tested positive for two CFTR mutations (Rohlfs
modalities and other treatments under investigation. et al., 2001). The identification of increasing numbers
6 Langfelder-Schwind et al.

of mutations along with the appreciation of the highly and Class III mutations such as W1282X, F508,
variable clinical symptoms of CF introduced the and G551D result in little or no functional CFTR
possibility of genotype/phenotype relationships that channel activity, and are usually associated with the
could be prognostically useful. Here too, the situa- classic CF phenotype of pulmonary disease, elevated
tion is more complex than might have been initially sweat chlorides, pancreatic insufficiency, and male in-
anticipated. fertility. In contrast, class IV and V mutations, for
Certain clinical features of classic CF, such as example, R117H and R334W, result in decreased chlo-
pancreatic insufficiency, show a strong association ride conductance with retained residual functional ac-
with genotype. Others, such as pulmonary disease, tivity. These latter mutations tend to be associated
cannot be predicted reliably from genotype (The CF with a pancreatic sufficient phenotype and later on-
genotype-phenotype consortium, 1993). In addition, set of symptoms (Mickle and Cutting, 1998; Zielenski,
mutations such as R117H and I148T have been found 2000).
at unexpectedly high frequencies in healthy popula- The role of the CFTR genotype, genetic back-
tions, suggesting that they are not completely pene- ground and environment in phenotypic expression
trant (Rohlfs et al., 2002; Strom et al., 2002; Witt et al., further appears to be tissue dependent. The vas defer-
1996). Further evidence for a variable phenotypic ens seems to be most sensitive to CFTR dysfunction
effect of these and other mutations is found by the since most men with two CFTR mutations, regard-
observation of the same genotype (F508/R117H) in less of class, are infertile due to CBAVD (Zielenski
individuals with and without disease. All of these ob- et al., 2000). Expression in the pancreas is closely cor-
servations suggest that other genetic and/or environ- related with the CFTR genotype as demonstrated by
mental factors play a role in modifying clinical expres- concordance among individuals with the same geno-
sion of the CFTR mutations. type (The cystic fibrosis genotype-phenotype consor-
tium, 1993). In contrast, the severity of lung disease
has not been strongly linked to genotype, and signif-
FACTORS INFLUENCING PHENOTYPE IN CF icant variability exists among patients with the same
genotype. Pulmonary disease, which is the primary
Three factors appear to influence the clinical ex- cause of morbidity and mortality in CF, appears to be
pression of CF: CFTR mutations, modifying factors- influenced significantly by environmental factors, e.g.,
either within the CFTR gene or in other genes, and exposure to bacterial pathogens and cigarette smoke,
environment. as well as by modifier genes at other loci. Several can-
CFTR mutations have been classified based on didate loci have been identified (Garred et al., 1999).
the nature of the molecular defect and impact on A modifier locus for meconium ileus, present in 15–
chloride channel function (Fig. 2). Class I, Class II, 20% of affected CF patients, has been identified at

Fig. 2. Molecular consequences of CFTR mutations. Reprinted with permission from


Lap-Chee Tsui, PhD.
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 7

the q13 region of chromosome 19 (Zielenski et al., Genotype alone does not explain the variability of
1999). The identified region at 19q13 is large, which CF clinical presentation. In response to patient re-
quests for prognostic information, genetic counselors
complicates the search for a specific causative gene.
should be cautious about estimating clinical sever-
ity based on limited data. Genetic counselors should
avoid using individual patient experiences or pub-
GENOTYPE/PHENOTYPE COUNSELING lished case reports as a basis for predicting the clin-
ical course of a person or fetus with CF, even when
the genotype is similar. General discussions of pan-
There is no simple one-to-one relationship between
creatic status or prospect for classic versus nonclassic
genotype and phenotype and many modifying fac-
presentation may be appropriate.
tors likely exist. Conveying complex information in
a sensitive and supportive manner is a necessary skill
when counseling about CF.
COMPLEX ALLELES
The CF literature often describes mutations with
value-laden terms such as “severe” or “mild” with- While phenotypic expression of autosomal reces-
out appropriate clinical context, resulting in confusion sive disorders typically results from the presence of
for patients and providers. Mutations described as a causative mutation in each allele of the pair, for
“severe,” for example, F508, I507, G542X, G551D, example, F508 mutation on one chromosome and
W1282X, N1303K, R553X, 621 + 1G>T, and 1717- W1282X on the other, CF screening has unmasked
1G>A, are usually categorized as Class I, II, or III, a diagnostic and counseling challenge in the form of
and the expected pancreatic insufficient phenotype complex alleles. Complex CFTR genotypes—where
occurs when one of these mutations is inherited in more than one CFTR mutation or variant is present
trans with a second mutation, of Class I, II, or III. in the same copy of the gene (in cis) and the pres-
Mutations described as “mild”, for example, R117H, ence or absence of that variant affects phenotype—
R334W, R347P, and A455E (Kristidis et al., 1992; The characterize two common CFTR mutations, I148T
CF genotype-phenotype consortium, 1993), are more and R117H.
likely to be associated with pancreatic sufficiency re- With an allele frequency of 0.1% among affected
gardless of the class of the second mutation. These CF patients, I148T is included in the ACMG/ACOG
mutations, usually Class IV and V, are also associated recommended panel (Grody et al., 2001). After test-
with borderline or negative sweat chloride values and ing for I148T in the general population, it has become
later onset of symptoms. While genotype information apparent that its frequency among apparently healthy
has some prognostic value for predicting pancreatic individuals is 60–100 times that expected based on
status, correlation with severity of lung disease can- the CF affected population (Buller et al., 2004). In
not be made reliably for individuals. addition, several asymptomatic individuals (including
Significant phenotypic differences have been re- fertile males) were identified as compound heterozy-
ported among cohorts of CF patients when they were gotes for I148T and other CF mutations (Rohlfs et al.,
grouped according to functional class, with Class IV 2002; Strom et al., 2002). These observations led to the
and V generally associated with better clinical pa- identification of the 3199del6 allele whose presence in
rameters and lower mortality (McKone et al., 2003). cis with the I148T allele influences phenotype (Rohlfs
Of note, there is substantial variability in phenotype et al., 2002). Among 8 apparently healthy adults who
among patients with the same genotype (McKone were compound heterozygotes or homozygotes for
et al., 2003). This underscores the importance of fac- I148T, all were negative for 3199del6. In contrast, 7 of
tors other than genotype on predicting phenotype 8 individuals with a suspected or confirmed clinical di-
yet provides useful counseling information regarding agnosis of CF had the 3199del6 allele in cis with I148T
possible range of clinical presentation. and a second CF mutation on the other chromosome.
For the majority of the >1000 CFTR mutations I148T in the absence of 3199del6 appears to
identified to date, genotype/phenotype counseling be- be a polymorphism, given its presence in apparently
yond predictions of pancreatic status is not possi- healthy adults who are compound heterozygotes. Fur-
ble. As sequencing or related technologies allow for ther studies would be required to determine whether
the identification of rare mutations in both affected I148T alone with a CFTR mutation on the other chro-
and unaffected individuals, the phenotypic conse- mosome is associated with single-organ or late onset
quences of these mutations (or variants) may remain expression of disease. Counseling for I148T positive
uncertain. individuals is therefore best done with knowledge of
8 Langfelder-Schwind et al.

3199del6 status. The ACMG Cystic Fibrosis Working lacking exon 9, and this exon9-mRNA produces a
Group has recommended the removal of I148T from nonfunctional protein. The length of the polyT tract
the ACMG panel because 3199del6 is the pathogenic modifies the amount of normal mRNA produced.
finding (Watson et al., 2004). Genetic counselors re- 9T is associated with >90% normal mRNA, 7T with
viewing test results issued prior to the implementation 50–100%, and 5T with 5–30% normal mRNA (Chu
of this recommendation may be called upon to clarify et al., 1993). The 5T variant is fairly common, having
older results with patients and/or providers. a 5% allele frequency and ∼10% carrier frequency
The R117H mutation is also a complex allele, oc- among Caucasians (Kiesewetter et al., 1993). Recently
curring on different intron 8 polythymidine (“polyT”) there have been case reports of individuals with a 6T
backgrounds: 5T or 7T (Kiesewetter et al., 1993). As allele (Kraus et al., 2002; Rohlfs et al., 2003).
with I148T, the background contributes to the phe- Since a CFTR gene with only a 5T variant
notypic expression. Therefore, identifying the intron produces about 5–30% functional protein, it may
8 statuses for this mutation provides significant infor- have clinical significance when paired with a CFTR
mation for counseling purposes (Grody et al., 2001; mutation or 5T variant on the other chromosome.
Watson et al., 2002). The presence of a CF mutation on one chromosome
The R117H mutation has been reported to occur with a 5T variant on the other has been reported
on the same chromosome as the 5T or 7T intron 8 vari- with a number of clinical presentations: no symptoms
ants. Individuals with a disease-causing CF mutation (Rave-Harel et al., 1997), congenital absence of the
on one chromosome (such as F508) and an R117H vas deferens in males (Chillon et al., 1995; Lissens
mutation on the other have been reported with a va- et al., 1996), chronic pancreatitis (Noone et al., 2001),
riety of clinical presentations: no symptoms (Massie and nonclassic CF (Kere et al., 1997). Homozygosity
et al., 2001), congenital absence of the vas deferens in for the 5T variant has been reported in healthy in-
males (Dork et al., 1997), chronic pancreatitis (Noone dividuals (Rave-Harel et al., 1997), men with CAVD
et al., 2001), and nonclassic and pancreatic sufficient (Dork et al., 1997), an adult with CF-like lung disease
CF (Kiesewetter et al., 1993; Massie et al., 2001). The (Noone et al., 2000) and in persons with bronchiec-
likelihood of each of the possible clinical outcomes of tasis (Pignatti et al., 1996). Again, most information
a given genotype is currently unknown as there is con- about individuals with these genotypes comes from
siderable overlap in clinical presentation among indi- case reports rather than population-based studies.
viduals with the same genotype. However, individuals The ability to predict phenotypic frequency based on
with F508 (or another CF mutation) on one chromo- genotype may follow the analysis of data from com-
some, and R117H/5T in cis on the other chromosome, prehensive prospective studies and identification of
would be expected to have cystic fibrosis (likely pan- additional modifiers.
creatic sufficient), whereas an individual with a CF An additional polymorphic region of CFTR con-
mutation on one chromosome and R117H in cis with sisting of TG repeats may be of use in further de-
7T or 9T on the opposite chromosome (Massie et al., termining whether a male with one CFTR mutation
2001; Chu et al., 1993) is more likely to be asymp- and 5T is likely to be asymptomatic or exhibit CF
tomatic or have milder symptoms, e.g. CBAVD in symptoms, which could range from isolated CBAVD
males. As asymptomatic people with these genotypes to nonclassical CF (Cuppens et al., 1998; Groman et al.,
are followed over time, the risks for development of 2004). Until more is learned about females with atyp-
CF-related symptoms later in life may be clarified. ical or nonclassic CF who also have a 5T/CF mutation
Current carrier testing recommendations therefore genotype, TG typing does not aid in predicting the
include performing polyT variant analysis reflexively likelihood of CF symptoms in females. In addition,
for individuals identified as R117H positive. TG typing does not reliably distinguish between males
likely to have isolated CBAVD and males likely to
be affected with nonclassic CF (Groman et al., 2004).
POLY T Testing for the 5T allele may help to identify the eti-
ology of CBAVD or nonclassic CF symptoms (Kere
The poly T tract in intron 8 poses counseling et al., 1997; Richards et al., 2002), in addition to its
challenges, regardless of the presence of R117H. It is use in reflex testing for R117H. However, nonreflex-
most commonly comprised of 5, 7, or 9 thymidines at ive testing for the 5T allele is not recommended at
the splice branch acceptor site. Alternative splicing at this time as part of population-based carrier testing
this acceptor site results in aberrantly spliced mRNA protocols since the intent of CF screening programs
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 9

is to identify classic CF (ACMG CF Working Group, samples from both members of the couple but testing
submitted for publication; Strom et al., 2002; Watson the second sample only if a mutation is identified
et al., 2002). in the first. Only couples in which both partners
carry mutations are reported as positive. Professional
As CFTR variants of variable consequence or un-
known significance continue to be identified and re-
organizations in the United States have favored the
ported, genetic counselors should emphasize the dis- sequential screening approach over the couple-based
tinction between known disease-causing mutations model, because CF carriers are routinely identified,
such as F508 that lead to classic CF, and CFTR allowing results to be transferred to new relationships
variants such as the 5T allele that are not expected and enabling patients to inform family members of
to result in classic CF.
their carrier testing results. United States recommen-
dations have endorsed the couple-based approach as
PRENATAL ULTRASOUND FINDINGS long as the results are given to both members of the
couple (Grody et al., 2001).
Fetal echogenic bowel (FEB) is visualized in Concurrent testing of both partners simultane-
approximately 0.6–1.4% of pregnancies during rou- ously is available for couples in which extenuating
tine fetal anatomy scans (Al-Kouatly, 2002; Bromley, circumstances dictate a need to accelerate the test-
1994; Hill, 1994). An estimated 2% of FEB can be ing process. This is the least cost-effective method of
attributable to CF (Bosco, 1999), depending on the screening (Asch et al., 1998). However, concurrent
brightness of the bowel (Al-Kouatly, 2001), the pres- testing may be useful for couples anxious about risk
ence of CFTR mutations in one or both parents due to a family history of CF, following identification
(Bosco, 1999), ethnicity (Ogino, 2004) and whether of echogenic bowel on ultrasound, or for a couple who
other fetal anomalies have been identified. Thus, CF is offered CF carrier testing in the second trimester.
appropriately remains in the differential diagnoses for Cascade testing describes an approach to testing
fetuses with FEB. Given that there may be time con- of additional family members after the identification
straints for couples who would consider pregnancy of an affected individual or CF carrier. It is depen-
termination, parental carrier testing and/or fetal CF dent upon communication of test results to family
mutation analysis should be discussed when FEB has members, as well as the willingness of these informed
been identified. family members to pursue testing themselves. Studies
have not supported cascade testing as a useful ap-
CF TESTING MODELS proach to population screening (Ormond et al., 2003;
Super et al., 1994), but this method may have value
One of the basic tenets of medical screening is in identifying some carrier relatives of motivated in-
that its objective be to identify a serious medical con- dividuals themselves identified as carriers through
dition prior to onset of symptoms, or to identify per- population screening programs (Roberts et al., 2003).
sons at sufficiently high risk to justify further testing While discussion of the implications of a positive car-
procedures. The term “carrier testing” refers to car- rier test for blood relatives is an important component
rier detection in an individual, whereas “CF screen- of post-test counseling for carriers, genetic counselors
ing” refers to the identification of affected individuals must adhere to ethical obligations and legal require-
(or fetuses) within a population (Haddow, 1997). ments by respecting patients’ wishes regarding notifi-
Sequential testing (also called two-step, or cation of relatives.
step-wise testing) (Haddow et al., 1999), is a common The suitability of the above-described ap-
approach in which initially one member of the couple proaches to CF screening needs to be assessed for a
is tested, and only if a CF mutation is identified is given practice. Genetic counselors should work within
the partner then tested. This method is reported their institutions to develop approaches to offering
to be cost-effective for the Caucasian population CF screening consistent with local/regional practices
(Vintzileos et al., 1998). Sequential testing is best and customs and the needs of the individual family.
applied within the context of a screening program,
which can assure that samples from both members
are tested at the same laboratory, and that a (resid- SIGNIFICANCE OF ETHNIC BACKGROUND
ual) risk for having an affected child is provided
(Palomaki, 2004). An alternative couple-based model Cystic fibrosis occurs throughout the world in
described by Wald et al. (2003) involves collecting people of every race and ethnicity (Bobadilla et al.,
10 Langfelder-Schwind et al.

2001). Although CF is often described as a disease is often difficult to provide an ‘exact’ residual risk and
of Northern European Caucasians, the incidence in test sensitivity to an individual.
some nonwhite populations is significantly greater
Given the dearth of ethnic-specific risk data, at this
than in some Northern European populations. For time it is appropriate for genetic counselors to use
example, CF has an estimated disease frequency of 1 general published guidelines such as the chart above,
in 333 among Zuni Native Americans (Kessler et al., or specific figures provided by the laboratory, when
1996), while the incidence of CF in Finland is 1 in counseling patients about pre- and posttest CF car-
rier risks.
25,000 (Kere et al., 1994).
Incorporating patient ethnicity into genetic The ACMG standard panel of CF disease-
counseling is complicated by imprecise definitions of causing mutations, comprised of mutations with
ethnicity or nationality, as well as the varying eth- >0.1% frequency among patients with CF, may
nic composition of patient populations. For exam- not include particular mutations known to occur
ple, reported CF frequencies vary significantly among with relatively high frequency in certain populations
subsets of people identified as “Hispanic,” and pop- (Bobadilla et al., 2002; Sugarman et al., 2004). Genetic
ulations labeled “Asian” by CF databases include counselors should also keep in mind that even if a mu-
Sephardic Jews, Pakistanis, Indians, and S. East Asians tation is reported to be ‘ethnic specific’, its frequency
(www.genet.sickkids.on.ca). Because it is difficult to may not have been studied in the unaffected popula-
determine precisely which ethnic subgroup to assign tion of that ethnic group (see previous discussion of
a patient, and reliable risk data is not available for “Complex Alleles”).
many populations, genetic counselors are urged to use
Genetic counselors should work with their genetic
prevalence and detection rate tables based on stud-
and OB/GYN colleagues as well as their institutional
ies within several ethnic populations. These data rep- legal department to develop a consistent approach
resent “best estimates” and are considered reliable for actively offering CF screening or making infor-
(Table II). mation available to patients of certain ethnicities who
are at lower risk to be CF carriers or for whom test-
The concept of residual risk should be included as ing is not very sensitive. Genetic counselors should
part of any discussion of negative CF carrier testing consider “ethnic specific” mutation testing as one fac-
results. tor in selecting a laboratory to send patient samples.
Other factors may include insurance reimbursement,
In the context of prenatal screening, residual risk institutional contractual arrangements, and state reg-
is the chance that, despite a negative test, the fetus ulatory issues.
might still have CF. The residual risk will differ if
one partner tests negative versus both partners test- SIGNIFICANCE OF FAMILY HISTORY
ing negative, and is influenced by ethnicity and family
history of CF. Laboratories that offer carrier testing The approach to carrier testing differs signifi-
may define residual risk as the chance that an individ- cantly from the general population approach when
ual with a negative test may still carry an undetected the client reports a family history of the condition.
CF mutation. Sensitivity and residual risk data can Interpretation of a negative CF carrier test result is
vary depending upon the laboratory used and/or the dependent on knowing which specific mutations have
number of ethnic specific mutations tested. Given the been identified in a blood relative who has CF or is
multiethnic mixture prevalent in the United States, it a carrier. Medical records to confirm the diagnosis

Table II. Cystic Fibrosis Incidence Carrier Frequencies and Detection Rates by Ethnicity
Approximate risk
of affected fetus after
Incidence Carrier Proportion of mutations Prenatal detection negative test in one
Ethnic group of CF 1 in frequency 1 in identified (%) rate (%) parent ∼1 in
Caucasian 2,500 25 88 78 21,000
Ashkenazi Jewish 2,300 24 94 89 83,000
African American 15,100 61 65 42 54,000
Hispanic 13,500 58 72 52 18,000
Asian American 35,100 94 49 24 75,000
Note: Detection rate and residual risk pertain to the ACMC, ACOG, NIH-recommended 25-mutation panel (from Palomaki et al., 2004).
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 11

and, whenever possible, the affected person’s geno- ligate CF carrier, and additional genetic counseling
type, are best obtained prior to meeting with a relative is indicated, so that the parents may reconsider car-
of a person with CF or CF carrier. If familial mutations rier testing in light of the new, albeit unsolicited
have been identified, then it is important to make sure information.
that the panel used for testing the client includes those Several laboratories offer and market expanded
mutations. If the affected relative does not have two CF mutation panels, CFTR sequencing or gene scan-
identifiable mutations, then a negative CF test result ning techniques. In some circumstances, such as for
on the client may be misleading or falsely reassur- couples who express a great deal of anxiety about
ing. The process of obtaining proper releases may de- residual risk, or partners of known carriers or affected
lay access to the information, and on some occasions, individuals who are from ethnic groups that have a
such clinical information may not be available in a low detection rate using the standard panel, offering
timely fashion. When documentation of mutations is an expanded panel, scanning, or sequencing may pro-
not available, it is appropriate to consider testing for a vide additional reassurance to clients if the test results
panel of clinically significant mutations to determine are negative. These methodologies have not been en-
if the patient carries a common CF mutation. Testing dorsed as appropriate for routine CF carrier testing
the partner may provide adequate reassurance to the (Grody, 2001). Genetic counselors should be aware of
couple if the partner’s result is negative. If the partner the possibility of identifying a new sequence variant
is a carrier, additional family studies, including link- or result for which clinical predictions cannot be reli-
age analysis may be necessary before the risk to the ably made, and include this possibility in their pretest
pregnancy can be clarified and informative prenatal counseling.
diagnosis can be offered.
Genetic counselors should inform patients interested
in CF carrier testing that they will be tested for a panel
of disease-causing mutations. While expanded panels
PSYCHOSOCIAL AND COUNSELING ISSUES
or CFTR sequencing may improve the odds of find-
ing a CF mutation if it is there, these methodologies
Psychosocial and counseling issues pertaining to do not detect all CF mutations. In addition, CFTR se-
genetic counseling, providing genetic risk assessment, quencing results may raise unanswerable questions,
and offering DNA-based tests have been delineated increase patient anxiety, and possibly lead to termi-
nation of unaffected pregnancies, if a novel mutation
in the NSGC practice guidelines regarding cancer
or polymorphism is identified.
risk counseling (Trepanier et al., 2004), Fabry testing
(Bennett et al., 2002a), Fragile X testing (McIntosh On rare occasions, individuals with CF will be
et al., 2000), and counseling consanguineous couples identified through carrier testing. CF carrier testing
(Bennett et al., 2002b). These issues are not unique may also reveal more than one mutation or sequence
to CF. variant in an asymptomatic individual. In this situa-
Careful attention to and emphasis on the emotional
tion, data from published case reports may be helpful
component of the genetic counseling process are crit- in predicting whether mutations are in cis or trans, but
ical to the provision of quality genetic counseling for phase should be determined through CFTR analysis
CF. of the patient’s parents or children whenever possible.
Genetic counselors should obtain clinical information
SPECIAL CIRCUMSTANCES from the patient, including personal or family history
of infertility, asthma and sinus disease, malabsorption,
CF carrier testing is optional for patients in the nasal polyps, etc. When mutations are found to be
prenatal setting, and some patients will decline to be in trans, genetic counselors should also recommend
tested (Vintzileos et al., 1998). In addition, not all referral to an accredited CF care center for further
prenatal providers are offering CF screening to their evaluation.
patients (Zoler, 2003). In contrast, newborn screen-
ing for CF is routinely performed in several states. PATIENT EDUCATION
Children who are born in a state in which newborns
are routinely screened for CF may subsequently be Patients may be unfamiliar with either CF or
identified as CF carriers even if their parents had DNA technology when carrier testing is offered.
previously declined to be tested in the prenatal set- Therefore, patient education plays a vital role in
ting. In this situation, one of the parents is an ob- informed decision making. In preparing patients for
12 Langfelder-Schwind et al.

Table III. Web-Based Resources WebMD, About.com, National Institutes of Health.


CFTR mutation database www.genet.sickkids.on.ca: Searchable Not all websites are updated regularly and some may
by mutation name. The purpose is to collect information on contain information that is not relevant to the patient.
each mutation as it is identified - there usually is only one case As with any disease-specific website, in attempts to
report per mutation. Clinical information is not always
available or relevant. Contains links to published reports.
be comprehensive the descriptions may also be con-
Submitting authors are responsible for providing updates strued as insensitive or alarming to patients. A num-
such as an association with a complex allele, but not required. ber of pharmaceutical companies (Solvay, Chiron,
GeneReviews www.geneclinics.org: Contains a comprehensive Genentech) that market products to CF patients also
overview of classic cystic fibrosis and atypical presentations. have information on their websites. Several popu-
Provides details regarding CF diagnosis. Several years may
lapse between updates.
lar sites for obtaining information about CF are de-
Cystic Fibrosis Foundation www.cff.org: Designed for scribed in Table III.
individuals who have been diagnosed with CF and their
families, but contains a question and answer sheet about EXCEPTIONS/SPECIAL CASES
carrier testing http://www.cff.org/living with cf/. Provides
information about CFF-funded research trials and the
network of accredited Care Centers which provide specialized
Genetic counselors should use their best clinical
care for people with CF. judgment regarding situations when it may not be ap-
Cystic-L www.cysticL.org: A popular Listserv for CF patients propriate to offer CF carrier testing within the scope
and their families, it contains searchable archives. Most of the of a particular genetic counseling session. For exam-
discussion is among laypersons. Not recommended for ple, a woman who is referred for genetic counseling
persons seeking information about population-based carrier
testing.
to discuss abnormal ultrasound findings that are not
suggestive of CF (e.g. anencephaly) may consider in-
formation about CF screening to be distracting or
the range of test results, CF education may also help insignificant. Patients who are counseled regarding
clients to anticipate their responses. increased risk to the pregnancy based on maternal
Genetic counselors should become familiar with serum screening may also find it difficult to “shift
the two ACOG patient education pamphlets that have gears” and process the risks, benefits and limitations
been distributed to all ACOG members, and which of CF screening in the context of increased risks
OB/GYNs may be purchasing for use with CF screen- for birth defects or mental retardation, and this is
ing. These are Cystic Fibrosis Carrier Testing: The an area for further study. If CF testing is not of-
Decision is Yours, and Cystic Fibrosis Testing: What fered, it is appropriate to recommend to the primary
Happens if Both My Partner and I Are Carriers? care provider that CF screening be considered at a
The NSGC has produced two brochures, “Genetic future visit, and include a notation in the patient
Testing for CF: A Handbook for Professionals” and record/summary letter regarding current CF screen-
“Genetic Testing for CF: A Handbook for Families” ing recommendations and the reason that screening
(both currently under revision), and also has a CF car- was not offered.
rier testing pamphlet that is part of a larger brochure
for Ashkenazi Jewish carrier testing. CONCLUSIONS
Genetic programs or institutions may choose to
design their own patient material describing the spe- To some patients, CF screening may provide an
cific characteristics of their screening approach. Oth- opportunity that can give them important informa-
ers may use patient education materials provided by tion about a current or future pregnancy. To others, it
the testing laboratory or an independent source. Sev- may provoke unwelcome anxiety or require a painful
eral commercial laboratories and universities/private decision about the pregnancy. Genetic counselors will
institutions have created CF carrier testing literature, play an important role in providing information and
and many of these materials are available on-line. support sufficient to allow people to make choices
Some non-English resources are also available. that are consistent with patient values and based on
the best available information.

RESOURCES, PRINTED AND ON-LINE ACKNOWLEDGMENTS

Information about CF is available on many web- We would like to thank the following indi-
sites, including general health care websites, e.g., viduals for their thoughtful review and input into
Cystic Fibrosis Prenatal Screening in Genetic Counseling: Practice Recommendations 13

this document: Barbara Bernhardt, M.S., University Clayton, E. W., Hannig, V. L., Pfotenhauer, J. P., Parker, R. A.,
of Pennsylvania, Barbara Karzeceski, M.S., Johns Campbell, P. W. 3rd, & Phillips, J. A. 3rd (1996). Lack of inter-
est by nonpregnant couples in population-based cystic fibrosis
Hopkins University, Ana Stenzel, M.S., Stanford Uni- carrier screening. Am J Hum Gene, 58(3), 617–627.
versity, Suzanne Patee, J.D., The Cystic Fibrosis Foun- Cuppens, H., Lin, W., Jaspers, M., Costes, B., Teng, H.,
dation, Leslie Hazel, M.S., R.N., The Cystic Fibrosis Vankeerberghen, A., et al. (1998). Polyvariant mutant cystic fi-
brosis transmembrane conductance regulator genes. The poly-
Foundation, Glenn Palomaki, B.S., B.A., Founda- morphic (Tg)m locus explains the partial penetrance of the T5
tion for Blood Research, and Wayne Grody, M.D., polymorphism as a disease mutation. J Clin Invest, 101(2), 487–
U.C.L.A. School of Medicine. 496.
Cystic Fibrosis Foundation (2002). Annual Patient Registry
Database.
Cystic Fibrosis Foundation (1997). Clinical Practice Guidelines.
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