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Journal of Autism and Developmental Disorders, Vol. 32, No.

5, October 2002 (© 2002)

Interventions to Facilitate Social Interaction for Young


Children with Autism: Review of Available Research
and Recommendations for Educational Intervention
and Future Research

Scott R. McConnell1

The purpose of this paper is to review the knowledge available from aggregated research (pri-
marily through 2000) on the characteristics of social interactions and social relationships among
young children with autism, with special attention to strategies and tactics that promote com-
petence or improved performance in this area. In its commissioning letter for the initial version
of this paper, the Committee on Educational Interventions for Children with Autism of the Na-
tional Research Council requested “a critical, scholarly review of the empirical research on in-
terventions to facilitate the social interactions of children with autism, considering adult–child
interactions (where information is available) as well as child–child interactions, and including
treatment of [one specific question]: What is the empirical evidence that social irregularities of
children with autism are amenable to remediation?” To do this, the paper (a) reviews the extent
and quality of empirical literature on social interaction for young children with autism; (b) reviews
existing descriptive and experimental research that may inform us of relations between autism
and characteristics that support social development, and efforts to promote improved social out-
comes (including claims for effectiveness for several specific types of intervention); (c) high-
lights some possible directions for future research; and (d) summarizes recommendations for
educational practices that can be drawn from this research.

KEY WORDS: Social interaction; autism; early intervention.

It is accepted as a logical truism and empirical fact diagnosis; see Dawson, Osterling, Meltzoff, & Kuhl,
that children and adults with autism demonstrate some 2000; Wimpory, Hobson, Williams, & Nash, 2000) and
delays, deficits, or atypical characteristics in the fre- that delays, deficits, or atypical characteristics in this
quency, type, and quality of social interactions and domain may be a “core feature” of the more general
social relationships with other individuals. This char- syndrome (Sigman, 1994). Perhaps as a result, re-
acteristic was a central feature of the original descrip- searchers have devoted substantial effort to describing
tion of autism (Kanner, 1943), and has been a common the developmental course of social interactions and so-
feature of virtually all diagnostic classification systems cial relationships among children with autism and have
since. Available research suggests that differences in similarly devoted substantial effort to the design and
social development characterize children with autism evaluation of interventions to facilitate development of
from the earliest months (perhaps even before formal these competencies.
The purpose of this paper is to review knowledge
1
Center for Early Education and Development and Department of
from available research on the characteristics of social
Educational Psychology, 215 Pattee Hall, University of Minnesota, interactions and social relationships among young chil-
Minneapolis, Minnesota 55455; e-mail: smcconne@tc.umn.edu dren with autism, with special attention to strategies
351
0162-3257/02/1000-0351/0 © 2002 Plenum Publishing Corporation
352 McConnell

and tactics that promote competence or improved per- May 2000; an abbreviated search was conducted in
formance in this area. In its commissioning letter for October 2001 to augment this larger review. The Psych-
the original version of this paper, the Committee on Info on-line database was searched for entries con-
Educational Interventions for Children with Autism of taining the terms autistic or autism and one or more of
the National Research Council requested “a critical, the following: social relation(s), social relationships,
scholarly review of the empirical research on interven- social skill(s), social development, social interaction(s),
tions to facilitate the social interactions of children with friend(s), or friendship(s). The 793 resulting references
autism, considering adult–child interactions (where in- were then screened using two successive criteria; first,
formation is available) as well as child–child inter- a review of each reference was conducted, and publi-
actions, and including treatment of [one specific cations were deleted from further review if they failed
question]: What is the empirical evidence that social to demonstrate direct relevance to interventions for
irregularities of children with autism are amenable to social interactions, social relationships, or friendships
remediation?” for children with autism under the age of 9. A total of
This paper will focus on social interactions, their 320 entries was retained, with additional entries se-
role in the development of social relationships, and lected from PsychInfo to ensure complete coverage of
intervention targets and procedures that might support specific authors identified as frequent contributors to
each. To do this, I will (a) review the extent and qual- this literature. Review then proceeded in three waves.
ity of empirical literature on social interaction for First, major reviews conducted since 1988 were con-
young children with autism; (b) review existing de- sidered on a selected basis, particularly to provide an
scriptive and experimental research that may inform overview of theoretical, conceptual, and methodologi-
us of relations between autism and characteristics that cal issues. Next, a review of entries that related directly
support social development, and efforts to promote to intervention, training, remediation, or related con-
improved social outcomes (including claims for ef- cepts was conducted. As these two reviews continued,
fectiveness for several specific types of intervention); both “ancestor” and “descendent” reviews were con-
and (c) highlight some possible directions for future ducted, using references from published works and on-
research. line citation indices as appropriate. Finally, studies of
The definitional boundaries of “social develop- intervention efforts were targeted for the review pro-
ment” research reviewed here are necessarily arbitrary. vided in this paper.
Several of the other papers in this issue touch on topics A diverse array of methodologies is represented in
and areas of related development and intervention (e.g., the larger literature base, including pre-empirical anec-
language, challenging behavior, overall development). dotal and case study reports, small- to large-sample de-
While the focus of this paper—social interactions and scriptive investigations, selected basic experimental
social relationships—relates closely to the content of investigations in which analog or quasi-naturalistic set-
other papers, readers must identify points of conceptual tings are manipulated to isolate specific environmental
and empirical overlap and distinction and indepen- or behavioral variables, single-case experimental in-
dently draw syntheses and conclusions across these vestigations, and some group-comparison intervention
related reviews. studies. Assessment procedures vary from low-fidelity
third-person report and general rating scales, to struc-
tured testing with both project-specific and published
BASIS FOR THIS PAPER standardized tests, to a variety of observational assess-
ment tools completed in analog, naturalistic intervention,
This paper is based on a review of the empirical and naturalistic generalization settings.
literature on social interaction, social relationships, and
their components and correlates among young children
with autism. This review is based exclusively on aca- QUALITY OF SCIENCE AND OVERARCHING
demic or scholarly papers in the published corpus, with CONSIDERATIONS
an emphasis on publications from peer-reviewed jour-
nals with few additions (noted in text) from chapters in In general, the quality of science in this literature
widely circulated, and generally well-regarded acade- base, while somewhat variable, gives evidence of de-
mic books. veloping integrity and sophistication. Since 1990, basic
This review was based on a systematic search of subject description procedures (including diagnosis,
published research and scholarship available through selection, and description of children with autism),
Facilitating Social Interaction 353

comparison samples (including children with other dis- these standards, if included, will be described as quasi-
abilities, and age-, language-, or intellectually matched experimental or case study investigations.
children without disabilities), and assessment tech- There is often strong interest in having integrative
nologies have become both more sophisticated and reviews like this one to evaluate the size or consistency
more consistent across studies and investigators. In- of effects across experimental manipulations, subjects,
creasingly sophisticated designs and analyses are also or studies. However, the overwhelming predominance
evident, although to date there is little published work of single-case experiments in this literature makes such
that explores issues of growth and change over extended analyses untenable. While some efforts to estimate ef-
periods of time. Further, there is evidence of continued fect sizes and conduct meta-analyses of single-case
interest and productivity in research from various quar- work can be found, these approaches can be questioned
ters on the social interactions and relationships of methodologically and conceptually. In particular, these
young children with autism, including basic develop- efforts to summarize across effects often violate the
mental researchers, researchers in psychology, psychi- basic characteristics (and, in this sense, limitations) of
atry and allied medical disciplines, and investigators in single-case experimentation (Baer, Wolf, & Risley,
special education and applied behavior analysis. 1987; Hersen & Barlow, 1976)
A substantial part of the intervention research in
this area has been conducted either by applied behavior
Other Challenges
analysts or using tools often associated with this branch
of scientific inquiry. Perhaps most noteworthy is the There are several other, relatively smaller, chal-
predominant use of experimental designs commonly lenges that must be considered in this review. First,
described as “single-case” or “single-subject” (c.f., there are variations in the diagnostic procedures (and
Hersen & Barlow, 1976). Although there is some vari- underlying categorical or conceptual definitions) for
ability in the quality and appropriateness of specific ex- identifying children with autism. This variation is par-
perimental designs, it also must be noted that this class ticularly apparent across years, with different practices
of experimental investigations can, and most typically associated with different contemporary diagnostic stan-
does, maintain highest standards of internal validity. dards (Schopler, Van Bourgondien, & Bristol, 1993).
Because of central features of behavior analytic designs, Additionally, empirical work has often followed con-
there is less attention to intervention effects on develop- temporary practice issues, with study participants oc-
mental skills (i.e., those that are expected, under both casionally described as “developmentally delayed,”
baseline and intervention conditions, to improve over “developmentally disabled,” or “handicapped.” Be-
time). However, these investigations also have dis- cause of these diagnostic or grouping practices, it is
tinctive advantage in (a) isolation of the unique and sometimes difficult or impossible to discern effects for
combined effects of individual intervention compo- children with autism specifically. In recent years, how-
nents, (b) focus on more powerful intervention effects, ever, researchers seem to be adopting more similar ap-
(c) tight control of experimental procedures with in- proaches, relying on diagnostic definitions from the
creased flexibility for conducting idiographic analyses, third or fourth editions of the American Psychiatric As-
and (d) special advantage in “treatment building” sociation’s Diagnostic and Statistical Manual (DSM),
phases of research, development, and dissemination of as well as common measures (particularly the Child-
known-effective practices (McConnell, 1994). hood Autism Rating Scale, Schopler, Reichler, Vellis,
In the current review, all single-case experimen- & Daly, 1988) and practices, including independent
tal investigations reviewed (unless otherwise noted) diagnosis by two professionals using explicit criteria.
meet basic standards for being considered full experi- Second, the relative late age at which children with
ments. These studies are distinguished by (a) repeated, autism are identified and diagnosed may make more
continuous assessment of the dependent variable within difficult researchers’ ability to identify aspects of very
and across experimental phases, typically with three or early development, and the factors that affect it, that
more data points per phase; (b) minimum of baseline are critically important for the social development of
and treatment contrast, with additional contrast (and young children with autism. If autism is not typically
control) phases typically included; (c) direct replication identified until 24 months or later, and if important de-
of treatment effects across three or more subjects, set- velopmental events occur before this time, researchers
tings, or behaviors; and (d) evidence of experimental will be severely hampered in their ability to analyze
control of independent variable(s) and other relevant and identify the contributors to observed social inter-
features within and across settings. Studies not meeting action outcomes.
354 McConnell

Third, reading and synthesizing the research on McGee Feldman, and Morrier (1997) found that
social interaction and social relationships of young chil- young children with autism indeed engage in some de-
dren with autism must also account for changing pat- gree of play, social participation, and social interaction.
terns of the social environment and the ways this However, comparisons to typically developing children
environment is influenced by a variety of social and in identical situations (i.e., during free play activities
policy issues (e.g., expansion of preschool programs, soon after placement in a preschool program) indicated
inclusion). Given the well-documented effects of en- that children with autism spent less time in proximity
vironmental variables on social behavior (Sainato & to other children, received fewer social initiations from
Carta, 1992), and given the range of ecological condi- peers, were less likely to focus on other children, pro-
tions (including things such as availability and age-of- duced fewer verbalizations to others, focused less on
start of intervention, access to typically developing adults as interactive partners, and engaged in more
peers, enrollment in segregated versus inclusive pro- atypical behavior. In a more complex study, Sigman
grams), findings from “naturalistic” descriptive and ex- and Ruskin (1999) found an array of differences in the
perimental research may well vary as a function of social behavior of children with autism, compared to
assessed and unassessed ecological conditions. Reading children with Down’s syndrome or other disabilities
available research requires the reviewer to condition and children developing typically. In Sigman and
findings, in some approximate way, given contempo- Ruskin’s study, children with autism spent a larger pro-
rary environmental features. portion of time engaged in nonsocial play (i.e., play
that is solitary or near, but uncoordinated with, peers,
as well as watching others play), and a smaller pro-
REVIEW OF EMPIRICAL RESEARCH portion of time in direct social play with others. Sig-
man and Ruskin’s (1999) study also suggested a range
Social Interaction Processes and Outcomes: of social development. Children with autism were more
Descriptive Research likely to produce no initiations to peers in approxi-
mately 40 minutes of observation and were less likely
While intervention procedures and outcomes are
to respond to social initiations from peers. However,
the major focus of this review, some preliminary at-
those children with autism that produced at least one
tention to the large body of descriptive and basic ex-
social initiation did so at rates that were not different
perimental research for young children with autism is
from those of children with other disabilities and those
necessary. This research generally informs theoretical
developing typically. Also, Sigman and Ruskin found no
and general analyses of the underlying characteristics
differences in the rates at which peers initiated to chil-
of autism and related conditions (Lord, 1993; Sigman,
dren with autism, nor any differences in the likelihood
1994), and it also is likely to hold special promise for
that peers would respond to social initiations from chil-
informing and guiding experimental and intervention-
dren with autism. In summary, Sigman and Ruskin (1999)
focused research (McConnell, 1994).
conclude that children with autism appear to be socially
isolated primarily because of their own behavior (rather
Social Interaction Outcomes
than avoidance or lack of initiation from others), with
Children with autism generally score below typi- rates of social initiations to others and likelihood of re-
cally developing peers, and occasionally below chil- sponses to others’ initiations as especially low.
dren with other disabilities, on formal teacher-report Although relative deficits or differences in per-
measures or standardized tests of social competence formance seem to be the major thrust of these findings,
(Lord, 1993). Social interaction deficits for young chil- two other conclusions appear warranted. First, it is not
dren with autism may reflect deficits in essential social the case that children with autism, as a group, engage
skills. Lord and Magill-Evans (1995) conducted natu- in no interactions with other children. Rather, available
ralistic observations in a day camp of children (ages 5 research consistently demonstrates that while children
to 16) who were autistic, had behavior disorders, or with autism make and receive fewer social initiations,
were presumed to be developing typically. In general, respond to fewer of the initiations, and engage in
results indicated that children with autism spent less shorter bursts of interaction, many of these children do
time interacting than did children developing typically, participate in social interaction with peers (Kennedy &
had lower-quality interactions when they did play with Shukla, 1995). Second, these data suggest that social
peers, and spent more time engaged in purposeless or no interactions for many young children with autism are
activity and/or at greater physical distances from peers. not preferred activities; rather, it appears that isolate
Facilitating Social Interaction 355

play, proximal onlooking, or other more challenging providing intervention on social functioning. This
behaviors may be the more likely behaviors in “free screen identified 166 articles, which were then indi-
play” activities where children developing typically are vidually reviewed; additional studies were identified in
likely, and expected, to engage in social interaction. October 2001. Additional screening excluded manu-
scripts in which all or a large proportion of the subjects
Behaviors That May Compete with Social Participation were more than 8 years of age, reports of case studies
or program descriptions (although select examples in
Compared with children of similar ages, children
emerging areas of research that reported at least quasi-
with autism engage in higher rates of repetitive non-
experimental evaluations were retained), and most in-
functional movement (generally labeled stereotypic or
vestigations published before 1979. A small group of
self-stimulatory behavior), higher rates of self-injurious
manuscripts not meeting these criteria was retained, and
or otherwise challenging behavior, and lower rates of
noted as exceptional, when the methods employed
proximity to peers (sometimes described as socially
and/or results obtained were essential for understand-
avoidant behavior) (Lord, 1993). Each of these response
ing emerging or potential areas of research among
classes decreases opportunities for social learning, and
young children with autism. This final screening iden-
thus may affect development of social skills over ex-
tified about 55 investigations for review. Table I sum-
tended periods of time. Although the number of studies
marizes this studies and features of their methodology
is relatively small, there is direct evidence of an inverse
and findings.
functional relation between a child’s rates of stereo-
For purposes of review, these investigations can be
typic or self-injurious behavior and social interaction
placed into five general categories, based on existing
or participation in experimental (Koegel, Koegel,
reviews of social interaction interventions (McEvoy,
Hurley, & Frea, 1992; Lee & Odom, 1996; Schleien,
Odom, & McConnell, 1992): (a) ecological variations,
Heyne, & Berken, 1988) and descriptive analyses (Lord
(b) collateral skills interventions; (c) child-specific in-
& Magill-Evans, 1995; Sigman & Ruskin, 1999). Fur-
terventions, (d) peer behavior, and (e) comprehensive
ther, while there is some evidence that “autistic-like”
interventions.2
behaviors can be controlled through characteristics
of social activities (Baker, Koegel, & Koegel, 1998;
Koegel, Dyer, & Bell, 1987), it also may be the case that Ecological Variations
at least some children with autism either experience
Interventions based on ecological variations are
greater reinforcement from these behaviors (compared
those that promote social interaction and its develop-
to social interaction) or engage in these behaviors specifi-
ment through manipulations or arrangements of gen-
cally because of their functional effect of terminating or
eral features of the physical or social environment.
reducing social interaction (Warren & Reichle, 1992).
Ecological variations include modifications in activity
Taken together, it appears that complete under-
structure or schedule, as well as modifications in the
standing of the social development of young children
nature and composition of a child’s peer groups. In this
with autism and the development of effective inter-
latter sense, social integration or inclusion can be con-
ventions for these children will require detailed analy-
sidered an intervention when no other purposeful in-
sis of the developmental and functional relations
tervention is provided.
between social interaction and multiple classes of com-
The current review identified a relatively modest
peting behaviors. Further research may elucidate the
literature base for ecological variations, with only 11
extent to which early social interaction competence
studies included here. It may be, for reasons that will
serves as a protective factor, preventing development
be described below, that the effects of ecological vari-
of these competing behaviors; conversely, future re-
ations have been subsumed into other intervention
search may describe ways to replace competing be-
programs, reducing the attention to this class of inter-
haviors with competent social skills.
vention in isolation.

EMPIRICAL EVALUATIONS OF
2
INTERVENTION While most available social interaction interventions are educa-
tional or behavioral, a limited number of recent case studies de-
scribe social outcomes for drug treatments (e.g., Williams, Allard,
To review the experimental literature on inter- Sears, Dalrymple, & Bloom, 2001; Wray, Yoon, Vollmer, & Mauk,
vention effects, a large body of references was subset- 2000). The research base is small and quite preliminary in this area,
ted to identify articles focused on teaching, training, or and will not be reviewed further here.
Table I. Summary of Intervention Studies
356

Citation Subjects Methodology Internal Validity External Validity Generalization

Ecological Variations
Koegel, Dyer, & Bell 10 CWA, 4–13 yr Descriptive IV IV III
(1987) correlational
DeKlyen & Odom (1989) 28 CWD, 3–6 yr; Descriptive post- IV III III
8 TDC, 3–4 yr hoc analyses of
treatment study
Schelein, Mustonen, & 7 CWA, 4–8 yr; 8 Multiple-baseline III III III
Rynders (1995) CWA, 7–11 yr; 53 across groups
“same-age” TDC (younger, older
CWA)
Strain (1983a) 4 CWA, 7–10 yr Multiple-baseline II III II
across Ss with
simultaneous
comparison of two
generalization
conditions
Mundschenk & Sasso 3 CWA, 7–10 yr; Multiple-baseline II II III
(1995) 15 TDC, grades 2–4 across Ss
McEvoy, Nordquist, 3 CWA, 4–7 yr; Multiple-baseline III II I
Twardosz, Heckaman, 6 TDC, 6 yr across Ss
Wehby, & Denny (1988)
Brown, Ragland, & Fox 4 target children—1 Multiple-baseline III III II
(1988) CWA, 2 CWD, 1 TDC across two Ss, two studies
37 TDC “peers,” 44–
67 mos

Collateral Skill Interventions


Haring & Lovinger (1989) 1 CWA, 4 yr; 2 CWD Two experiments; III IV II
Kindergarten; AB design replicated
5 TDC “confederates,” across three Ss
3–5 yr; 14 TDC,
generalization sample
Baker, Koegel, & Koegel 3 CWA, 5–7 yr Multiple baseline II II II
(1998) across Ss
Krantz, MacDuff, & 3 CWA, 6–8 yr Multiple-baseline III II III
McClannahan (1993) across Ss
Thorp, Stahner, & 3 CWA, 5–9 yr Multiple-baseline III III I
Schreibman (1995) across Ss
Goldstein & Cisar (1992) 3 CWA, 3–5 yr; Multiple-baseline III II II
6 TDC 3–5 yr across Ss
Goldstein, Wickstrom, 8 “language- Exp 1: ABAB III III III
Hoyson, Jamieson, & delayed” children, replicated across
Odom (1988) 44–80 mo 4 TDC two Ss; Exp 2, AB
across, two triads
McConnell
Lifter, Sulzer-Azaroff, 3 CWA/PDD, 4 yr Sequential treatment, III III III
Anderson, & Cowdrey counterbalanced
(1993) across Ss
Koegel, Camarata, Valdez- 3 CWA, 3–5 yr Multiple-baseline I II I
Menchaca, & Koegel across Ss
(1998)
Kamps, Barbetta, Leonard, 3 CWA, 8–9 yr; Multiple-baseline III II I
& Delquadri (1994) classmates from grade across Ss
2, 3 classrooms

Child-Specific Interventions
Odom & Strain (1986) 3 CWA, 4 yr; Multiple-baseline III II III
across Ss
Facilitating Social Interaction

Belchic & Harris (1994) 3 CWA, 4–5 yr; Multiple-baseline II II II


5 TDC, 3–4 yr across peers,
replicated across Ss
Krantz & McClannahan (1998) CWA, 4–5 yr Multiple-baseline III II I
across Ss
Shearer et al. (1996) 3 CWA, 5 yr; Alternating treatments, III II III
9 TDC, 3–5 yr replicated across Ss
Strain, Kohler, Storey, & Danko (1994)
Davis, Brady, Hamilton, & McEvoy 3 CWA, 5–6 yr; Multiple-baseline III II I
(1994) 24 TDC, 4–8 yr across Ss
Zanolli & Daggett (1998) 1 CWA, 6 yr; Multielement multiple- II IV I
1 TDC, 2 yr baseline across Ss
Zanolli, Dagget, & Adams (1996) 2 CWA, 4 yr; Multiple-baseline across III II III
8 TDC, 4–6 yr activities, replicated
across Ss
Norris & Dattilo (1999) 1 CWA, 8 yr AB case study IV IV IV

Peer-Mediated Interventions
Odom & Strain (1986) 3 CWA, 4 yr; Multiple-baseline across Ss III II III
Strain, Kerr, & Ragland (1979) 4 CWA, 9–10 yr; ABAC replicated across Ss III III III
1 TDC, 11 yr
Goldstein & Ferrell (1987) 3 CWA, 3–6 yr; Multiple-baseline across Ss; III II III
6 TDC, 4–5 yr ABAB with two Ss
Goldstein & Wickstrom (1986) 3 CWDD/A, 3–4 yr; Multiple-baseline across Ss III II II
2 TDC, 4 yr
McGee, Almeida, Sulzer-Azaroff, 3 CWA, 3–5 yr; Multiple-baseline across Ss III II II
& Feldman (1992) 5 TDC, 4 yr
Garrison-Harrell, Kamps, & 3 CWA, 6–7 yr; Multiple-baseline III II III
Kravitz (1997) 15 TDC, grade 1 across settings, replicated
across Ss
Goldstein, Kaczmarek, Pennington, 4 CWA, 3–6 yr; ABCB replicated III II III
& Shafer (1992) 1 CWDD;10 TDC, 3–5 yr across five Ss
Lee & Odom (1996) 1 CWA, 7 yr; 1 CWD, ABAB replicated III IV III
7 yr; 4 TDC, 8 yr across Ss
357

continued
Table I. Summary of Intervention Studies (Continued)
358

Citation Subjects Methodology Internal Validity External Validity Generalization

Coe, Matson, Craigie, & 2 CWA, 7 yr; 2 TD AB Multiple-baseline III IV III


Gossen (1991) siblings, 9–11 yr across Ss
Mundschenk & Sasso (1995) 3 CWA, 7–10 yr: Multiple-baseline III II III
15 TDC, grade 2–4 across peers, Ss
Sasso, Mundschenk, Melloy & 4 CWD, 9–10 yr; Sequential alternating III III III
Casey (1998) 6 TDC, 8–9 yr treatments design,
counterbalanced
across Ss
Odom, Chandler, Ostrosky, 6 CWD, 4–5 yr, Multiple-baseline III II II
McConnell, & Reaney (1992) 10 TDC, 5–6 yr across Ss
Odom & Watts (1991) 3 CWA, 3–5 yr; Multielement multiple- II II III
4 TDC, 5 yr baseline across Ss
Sainato, Goldstein, & Strain (1992) 3 CWA, 3–4 yr; Multiple-baseline III II I
3 TDC, 4–5 yr across Ss
Kohler, Strain, Hoyson, & 10 CWA, 3–5 yr; Multiple-baseline across III II II
Jamieson (1997) 22 TDC 3–5 yr classrooms (3)
Kamps, Barbetta, Leonard, & 3 CWA, 8–9 yr; Multiple-baseline III II I
Delquadri (1994) Classmates in 3 across Ss
grade 2, 3 classrooms

Comprehensive Interventions
Rogers & DiLalla (1991) 49 CWA, 27 CWD Chart review IV III IV
program evaluation
Rogers, Herbison, Lewis, Pantone, 13 CWA, 10 CWD Descriptive program IV III IV
& Reis (1986) evaluation
Kohler, Strain, Maretsky, & DeCesare 2 CWA, 4 yr; 7 TDC, Alternating treatments III IV I
(1990) 3–4 yr design, replicated
across Ss
Gonzalez-Lopez & Kamps (1997) 4 CWA, 5–7 yr; ABAB replicated III III III
12 TDC 5–7 yr across Ss
Kamps, Leonard, Vernon, Dugan, et al. 3 CWA, 7 yrs; Multiple-baseline III II II
(1992) Gr 1 classmates across Ss
Lefebvre & Strain (1989) 3 CWA, 4–6 yr; Sequential withdrawal, IV III III
6 TDC, 3–5 yr replicated across Ss
Odom, McConnell, McEvoy, Peterson, 98 CWD, preschool Random assignment, I I I
Ostrosky, Chandler, Spicuzza, untreated control (not blind)
Skellinger, Creighton, & Favazza (1999) group design

Abbreviations: CWA, Children with autism; TDC, typically developing children; CWD, children with disabilities (not differentiated); yr, years; mo, months.
Criteria for Assessing Intervention Studies
Internal validity (control for nonspecific factors such as maturation, expectancy, experimenter artifacts): I—Prospective study comparing the Tx to an alternative Tx or placebo in
which evaluators of outcome are blind to treatment status; II—Multiple baseline, ABAB, reversal/withdrawal with measurement of outcome “blind” to treatment conditions or pre-
post design with independent evaluation; III—Pre-post or historical designs or multiple baseline, ABAB, reversal/withdrawal (not “blind”); IV—Other
External validity/Selection biases: I—Random assignment of well-defined cohorts and adequate sample size for comparisons; II—Nonrandom assignment, but well-defined cohorts
with inclusion/exclusion criteria and documentation of attrition/failures. In addition, adequate sample size for group designs or replication across 3 or more single subjects; III—Well-
defined population of 3 or more subjects in single subject designs or sample of adequate size in group designs; IV—Other
Generalization: I—Documented changes (i.e., generalization) in at least one natural setting outside of treatment setting (includes social validity measures); II—Generalization to one
other setting or maintenance beyond experimental intervention in natural setting in which intervention took place; III—Intervention occurred in natural setting or use of outcome mea-
sures with documented relationship to functional outcome; IV—Not addressed or other
McConnell
Facilitating Social Interaction 359

Extant research provides modest evidence of a re- successively to interact with their classmate with autism.
lation between characteristics of activities and social Only after the third peer received training in each play
interaction for young children with autism. Preschool group were generalized interactions noted for students
children with autism tend to engage in more social inter- with autism (Mundschenk & Sasso, 1995).
action when activities are ones they prefer (Koegel et al., Lord and Hopkins (1986) present evidence from a
1987) or when activities and the materials that appear in group design with slightly older participants (ages 8 to
them are predictable (Ferrara & Hill, 1980). There is also 12 years) that higher peer initiation rates and more so-
some evidence that children with autism engage in higher cial interaction occurs when children with autism are
rates of social participation and interaction following paired with same-age versus younger typically devel-
extended periods of low environmental stimulation oping peers. In Lord and Hopkins’s (1986) investiga-
(Harrison & Barabasz, 1991). Additionally, it appears tion, children with autism were placed in dyadic play
that the relative structure of activities may affect so- groups for 10 days both with peers who were in kinder-
cial interaction, with more structured activities associ- garten (younger, but presumed to be at similar devel-
ated with higher rates of interaction without requiring opmental levels as children with autism) and peers who
increased in teacher-mediated intervention (DeKlyen were within 6 months of their age. Results indicated
& Odom, 1989). that children with autism initially exhibited lower rates
Research on the effects of access to developmen- of social behavior in integrated, versus segregated, play
tally typical (or more socially competent) peers, while groups, but that age of peers in the integrated condi-
somewhat limited in scope and number, appears fairly tion also mattered. Specifically, the older peers initi-
robust. These findings suggest that simple co-location ated five times more often than the younger peers and
of children with autism and more competent peers with- responded to a higher proportion of initiations from chil-
out some other intervention is not sufficient to pro- dren with autism. Children with autism made more ini-
duce increases in social interaction (Myles, Simpson, tiations to older peers, responded to a higher proportion
Ormsbee, & Erickson, 1993), but may produce modest of their initiations, and engaged in more sustained so-
increases in rates of initiations received (Schleien, Mu- cial interactions. While age may be confounded with
stonen, & Rynders, 1995). Myles et al. (1993) studied social competence for theoretical analysis in studies
naturally occurring variations and found that access like this, it appears likely that the social skills and be-
to typically developing peers, in and of itself, failed to havior of peers in integrated play groups affect social
produce significant social interactions. By contrast, interaction rates for young children with autism.
Schleien et al. (1995) integrated young children with Prior intervention may not need to target social in-
autism into monthly art classes with same-age peers teraction specifically to produce increases in this be-
and then introduced a cooperative group structure into havior. In a series of studies, children with and without
these classes. This treatment produced an increase in autism (and other developmental disabilities) have par-
social initiations to children with autism, but had little ticipated in classwide “group affection activities”
effect on responses to these initiations or independent (McEvoy et al., 1988) or “socialization activities”
initiations from the children with autism. (Brown, Ragland, & Fox, 1988), in which standard
Access to integrated play groups following some classroom songs and games are adapted to include com-
period of intensive intervention targeting social inter- ponents of positive physical contact and affection.
action, either child-specific or peer-mediated, promotes McEvoy et al. (1988) studied the effect of this inter-
maintenance and generalization of social interaction for vention for three young children with autism, 4 to
young children with autism. In one of the earliest demon- 7 years of age, and Brown and colleagues (1988) iden-
strations of this effect, Strain (1983a) showed that access tified one subject as autistic. In both studies, changes in
to “developmentally integrated” play groups was asso- social interaction and its components were noted in gen-
ciated with higher rates of social interaction for chil- eralization settings after introduction of intervention.
dren ages 7 to 10 years, but only after social interaction Effects of ecological variations may be due to be-
skill intervention. More recently, Mundschenk and Sasso havioral characteristics of the typically developing chil-
(1995) demonstrated that social interaction increases dren present in integrated play groups or settings;
as a function of the number or proportion of typically correlational evidence suggests that these children, as
developing children in a play group who have received a group, are more likely to emit high rates of social ini-
explicit training in social interaction skills. In this tiations, respond to higher proportions of initiations
study, five peers and one child with autism (ages 7 to 10) from others, and sustain longer social interactions fol-
were assigned to a play group, and peers were trained lowing initiation (Lord & Hopkins, 1986; Sigman &
360 McConnell

Ruskin, 1999; Strain, 1983b). Higher rates of social ini- iors of three children (ages 5 to 7) with autism also in-
tiations and responses may account for effects that ap- creased observed rates of social interaction when com-
pear as a result of structure and access alone (DeKlyen pared to general play conditions. This intervention has
& Odom, 1989; Schleien et al., 1988; Schleien et al., been further evaluated, with similarly positive results
1995); as activities bring children into proximity, and (Baker, 2000). Additionally, evidence from a study of
as task demands of these activities occasion coordinated the effects of picture schedules at home demonstrated
or joint effort (e.g., sharing materials, participating in so- an increase in social participation and social initiations
ciodramatic games, or producing collaborative projects), to family members for young (ages 6 to 8), elementary-
social initiations from typically developing children aged boys with autism following instruction in the use
will likely increase social interaction. of the photographic activity schedule at home (Krantz,
MacDuff, & McClannahan, 1993).
Summary A related line of research demonstrates that teach-
ing (or otherwise supporting participation in) socio-
Ecological variations can, under some conditions,
dramatic play—typically, more structured activities
produce weak to moderate effects on the social inter-
than free play—increases social interaction rates. This
action of young children with autism, but these effects
effect has been observed when sociodramatic skills are
appear variable across investigations, intervention
taught generally to children with autism ages 5 to 9
strategies, and children. Some ecological variations
(Thorp, Stahmer, & Schreibman, 1995) or when spe-
(e.g., structured activities, developmentally integrated
cific skills are taught to preschoolers with and without
play groups) seem to be logical requirements for more
autism using play scripts (Goldstein & Cisar, 1992;
intensive interventions. As a result, ecological varia-
Goldstein, Wickstrom, Hoyson, Jamieson, & Odom,
tions in and of themselves may be viewed as necessary,
1988). In all three studies, investigators have found in-
but sometimes not sufficient, for producing changes in
creases in sociodramatic behaviors and in social par-
the social interaction and development of young chil-
ticipation and components of social and communicative
dren with autism.
interaction, following sociodramatic skill training.
There is some suggestion that children with autism
acquire play skills differentially as a function of the de-
Collateral Skills Interventions
velopmental appropriateness or “match” of specific
Somewhat more specific than ecological varia- skills taught. Lifter, Sulzer-Azaroff, Anderson, and
tions, collateral skills interventions are those in which Cowdrey (1993) studied three preschool children with
children with autism demonstrate increases in social diagnoses of autistic behavior or pervasive develop-
interaction as a function of training in other, seemingly mental disorder (but no reported diagnostic evaluation
different, skills. This class of interventions includes for autism per se). Their analysis demonstrated that
treatments that increase social participation or play, children more quickly acquired toy play skills, and were
academic responses, or sociodramatic play. The litera- more likely to play in unprompted or generalized ways,
ture base for collateral skills interventions is relatively when the skills being taught were matched to their as-
small, with nine studies reviewed here. sessed developmental skill level (compared to toy play
The most important effects in this area of research skills matched to chronological age).
indicate a functional relation between social interaction Research on language interventions also provides
and play or social participation. Haring and Lovinger some evidence of collateral effects on social interaction.
(1989) demonstrated that teaching generalized play For example, Koegel, Camarata, Valdez-Menchaca, and
skills to three preschool and kindergarten-aged children Koegel (1998) have shown that preschool children with
with severe disabilities (one identified as having autis- autism can be taught to ask questions, and that question-
tic behaviors) produced social interaction effects, es- asking generalizes across settings and objects with con-
pecially in peer responsiveness to initiations from the comitant increases in social interaction. Increases in
child with autistic behaviors, above those obtained with social interaction have also been observed in inter-
training and reinforcement alone. In this study, partici- vention for academic responding; Kamps, Barbetta,
pation in play activities and use of specific play skills Leonard, and Delaquadri (1994) found increases in
functioned as a necessary condition for further im- social interaction after arranging for academic class-
provement in social interactions. Baker et al. (Baker wide peer tutoring dyads that included 8- and 9-year-old
et al., 1998) demonstrated that games and activities se- elementary-aged children with autism and typically
lected to match the perseverative or obsessive behav- developing peers.
Facilitating Social Interaction 361

Summary tions, with explicit attention to programming for varia-


tion across interactive partners, can produce general-
Like ecological variations, collateral skills inter-
ized increases in social interaction for young children
ventions may increase social interaction by bringing
with autism. Three 4- and 5-year-old children with
children with autism into contact with typically de-
autism were taught, in multiple-baseline fashion, to ini-
veloping peers, thus activating natural processes for
tiate and maintain social interaction with typically de-
social development (c.f., McConnell, 1987; Sigman &
veloping peers and were observed to increase time
Ruskin, 1999). These interventions, which give chil-
spent in social interaction (compared to baseline) in
dren with autism greater competence for participation
subsequent free play activities where prompts and
in social activities, may also increase the reinforcing
praise were provided for social initiations.
value of social participation. Like ecological variations,
Prompting procedures have also increased social
a number of components of collateral skills interven-
interactions with adults in classroom settings. Embed-
tions (particularly play and sociodramatic skill training)
ding explicit prompts to engage in social behaviors
are components of more comprehensive interventions.
(“look” or “listen”) in a pre-existing classroom activity
(picture activity scheduling) increased interactions with
adults in classroom settings (Krantz & McClannahan,
Child-Specific Intervention Procedures
1998).
Child-specific interventions are instructional and/ Recently, child-specific interventions have been
or reinforcement procedures designed specifically to used to enhance generalization and maintenance of
increase the skill, frequency, or quality of social be- treatment gains, primarily through the use of self-
haviors emitted by children with autism. These inter- monitoring. Following an initial demonstration of the
ventions, with their focus on improving the social effectiveness of a self-recording procedure for in-
functioning of target children, are logical descendants of creasing social responsiveness in nontreatment settings
more traditional models of social skills training devel- among older children with autism (Koegel et al., 1992),
oped for other populations (Bornstein, Bellack, & at least two other groups have applied similar proce-
Hersen, 1977; McConnell, Sisson, Cort, & Strain, 1991). dures with preschool-aged children (Shearer, Kohler,
Child-specific interventions include (a) general instruc- Buchan, & McCullough, 1996; Strain, Kohler, Storey,
tional interventions to increase knowledge and improve & Danko, 1994). In Shearer et al.’s (1996) effort, three
social problem solving (including social stories), (b) 5-year-old children with autism were first exposed to
high-density reinforcement to “prime” social respond- an adult-mediated intervention during play with typi-
ing, (c) social skills training, (d) adult-mediated prompt- cally developing peers. After effects were achieved,
ing and reinforcement, and (e) various generalization child monitoring of activity engagement and social in-
promotion techniques (particularly self-monitoring). A teraction was introduced. Child monitoring appeared to
somewhat larger base of studies describes the effects of be associated with maintained activity engagement and
child-specific interventions, with 15 different investiga- social interaction for children with autism. Strain et al.
tions reviewed for this paper. (1994) employed similar procedures—again introduc-
The most direct example of child-specific inter- ing self-monitoring after adult-mediated intervention—
vention is when social skills training is provided to chil- and extended this intervention to home settings for two
dren with autism, and social interaction is prompted of the three participants, with positive effects. Although
and reinforced in one or more social settings. Odom both studies demonstrate some degree of generaliza-
and Strain (1986), in part of a multielement study that tion or maintenance following implementation of a self-
will also be reviewed later, deployed a “teacher-an- monitoring condition, the most pronounced differences
tecedent” intervention, in which three preschool chil- were obtained when the self-monitoring condition fol-
dren with autism were prompted to initiate socially to lowed a more intensive cross-setting intervention using
peers. Using an alternating-treatments design, Odom adult prompts and praise for social interaction (Strain
and Strain compared this teacher-antecedent condition et al., 1994). Such effects need to be confirmed, how-
to both baseline and peer-mediated conditions. The ever, in more direct comparison studies.
teacher-antecedent condition produced increased num- Child-specific interventions have also employed
bers of social initiations from children with autism and reinforcement-based procedures that capitalize on the
peers, and mean lengths of interaction increased. phenomenon of behavioral momentum. Davis, Brady,
Belchic and Harris (1994) provide a straightfor- Hamilton, and McEvoy (1994) demonstrated increased
ward demonstration that child-specific social interven- social initiation rates for children with autism and other
362 McConnell

disabilities using a “high-probability request” strategy; authors employed a quasi-experimental (AB) design,
teacher requests to initiate social interaction with peers intervention was implemented for only one child, and
(requests associated with low probability of child re- independent evaluation of resulting data suggests a rel-
sponse) were preceded by three rapid-sequence requests atively weak and perhaps transitory effect on rates of
for high-probability behaviors already in the children’s inappropriate interaction only. Nonetheless, this man-
repertoires. Both direct and generalized treatment effects uscript provides detailed descriptions of development
were obtained. Generalization effects included increases and implementation of the independent variable, and it
in unprompted initiations and extended interaction with may provide basis for further and more complete eval-
trained and untrained peers, and in settings where in- uation of social stories in the future.
tervention had not been introduced. The lay and professional literature is also period-
Zanolli and Daggett (Zanolli & Daggett, 1998; ically marked by “therapeutic” interventions, including
Zanolli, Daggett, & Adams, 1996) have demonstrated pairing children with autism with pets or other animals
positive effects with a “priming” procedure. In two stud- (e.g., Redefer & Goodman, 1989). However, no well-
ies with a total of four children (three with autism), these controlled empirical investigations of the effectiveness
authors introduced a procedure in which density of re- of these interventions could be obtained for this review.
inforcement for social initiations was manipulated in a
training session, with effects assessed in a later social Summary
interaction setting. Both studies found positive effects
Child-specific interventions can increase social
for priming (i.e., increasing density of reinforcement)
interaction for children with autism, both as direct
on social initiations in a subsequent classroom activity.
effects of intervention and through promotion of gen-
Although behavioral mechanisms associated with
eralization or maintenance. Under some conditions,
these effects need further analysis, these studies suggest
particularly where intervention is provided to elements
that social interaction skills in treatment and generaliza-
of social interaction (e.g., social initiations, responses
tion settings for young children with autism can be
to others’ initiations), child-specific interventions also
brought under the control of reinforcement contingen-
increase children’s mean lengths of interaction. How-
cies. Direct effects have been obtained with training,
ever, child-specific interventions for children with
prompting and praising, high-probability request se-
autism may, in isolation, have limited potential. These
quences, and social skills priming. Generalization across
interventions tend to focus more on social initiations,
settings and partners has been facilitated by variations in
rather than other elements of sustained and high-quality
peer assignments and use of self-recording. Intervention
interaction. It is possible that the weak reinforcing quali-
effects appear robust enough to warrant inclusion of
ties of social interaction for children with autism may
child-directed intervention procedures in more compre-
set significant constraints for the long-term effective-
hensive interventions, as will be seen in a later section.
ness of child-specific interventions used in isolation.
Several other classes of intervention for social in-
Future studies may find that back-up reinforcers or other
teraction deficits for children with autism should be
explicit generalization enhancement procedures (e.g.,
mentioned. Perhaps most prominent recently has been
self-monitoring) are required for long periods of time.
the suggested effect of social stories. Social stories are
presumed to help improve social functioning of chil-
Peer-Mediated Intervention Procedures
dren with autism by improving social cognition or by
providing multiple instances where social problem Peer-mediated intervention procedures provide so-
solving can be applied (Gray & Garand, 1993). As yet, cial skills training and other manipulations (typically,
however, no experimental analysis of the effects of so- prompts and praise in social play situations) to other
cial stories could be found in the research literature. children that are designed to change social interactions
Published accounts include program descriptions and skills for young children with autism. Peer-mediated
(Simpson, 1993), case studies (Gray, 1998; Gray & interventions capitalize on social responsiveness (Odom
Garand, 1993; Steerneman & Huskens, 1996), or so- & Strain, 1984); if peers direct social behaviors (in-
cial stories combined with other interventions in ways cluding initiations and interaction-sustaining responses)
that make their unique effects impossible to assess to children with autism, and if children with autism re-
(Swaggart et al., 1995). spond to these peer social behaviors, then teachers can
In one recent addition to this evolving literature, directly affect social interaction for high-need students
Norris and Dattilo (1999) offered a data-based case through peer-mediated interventions. In the broadest
study evaluation of the effect of social stories on so- sense, peer-mediated procedures reviewed here include
cial interaction of a 8-year-old girl with autism. The interventions to increase peer social initiations, social
Facilitating Social Interaction 363

and communicative interactions, and other instructional crease and decrease social interaction rates for two
interventions (including peer-mediated incidental teach- elementary-aged children with autism (ages 7 and 8).
ing and more structured peer tutoring). Peer-mediated In addition to expected increases (compared to base-
procedures are represented in the largest, and probably line) in social initiations and interaction during imple-
best-developed, group of social interaction interven- mentation of peer-mediated intervention, rates of
tions, with almost 30 experimental reports identified stereotypic behavior declined compared to adjacent
for this portion of my review. baseline rates, even though peer-mediated procedures
Peer-mediated procedures represent a robust did not appear to target these responses specifically.
treatment approach for social interaction deficits among Peer-mediated procedures have been used in non-
young children with autism. Peer-mediated social ini- classroom settings as well. Coe, Matson, Craigie, and
tiation strategies are generally as effective as child- Gossen (1991) have shown that older elementary chil-
specific interventions (Odom & Strain, 1986; Strain, dren can effectively implement procedures to increase
Kerr, & Ragland, 1979), but produce different effects social interactions of younger siblings. In this study,
at the level of microanalysis. Odom and Strain (1986), young children with autism received an at-school in-
in an alternating-treatments comparison of child- tervention to increase social behaviors. Subsequently,
specific and peer-mediated procedures (also reviewed typically developing siblings were taught to increase
earlier), found that the mean length of interactions was rates of prompts and praise to children with autism for
comparable under both conditions. As expected, initia- several behaviors at home. This latter intervention pro-
tion rates were quite sensitive to intervention, with peer duced increases in targeted behavior for youngsters
initiation rates higher in the peer-mediated condition with autism, as well as increase in the social interac-
and target child initiation rates higher in the child- tions of children with autism and their older siblings.
specific condition. Responses to initiations were less Strain and Danko (1995) demonstrated that procedures
influenced by intervention condition, but still showed such as those used in classroom-based interventions
differential effects in the expected directions (i.e., can be implemented in homes by parents or childcare
higher response rates for peers in child-specific inter- providers. Parents or the babysitter of three preschool-
vention condition and for target children in peer- ers (two with autism) prompted siblings to increase so-
mediated intervention condition). cial initiations to target children. Results indicated use
The basic premise of peer-mediated intervention of peer prompting strategy by caregivers in each home,
has been elaborated and extended to a range of social and an associated increase in social interaction for par-
behaviors, with equally promising and robust effects. ticipating children.
For example, peer-mediated interventions have been A small number of studies indicate that character-
used to increase communicative interactions between istics of the intervention peer group may affect outcomes
children with autism and peers (Goldstein & Ferrell, for young children with autism. Sasso, Mundschenk,
1987; Goldstein & Wickstrom, 1986), verbal labeling Melloy, and Casey (1998) varied either the size of inte-
of objects and associated reciprocal interactions by chil- grated play groups (dyads versus triads) or the social
dren with autism (McGee, Almeida, Sulzer-Azaroff, & status of nondisabled peers, and found that both size of
Feldman, 1992), and use of an augmentative commu- play groups and high sociometric status of peers were
nication system to increase interactions between ele- associated with increased rates of social interactions.
mentary-aged children with autism and their typically Although further research is needed to better isolate the
developing peers (Garrison-Harrell, Kamps, & Kravits, specific and combined effects of different peer char-
1997). Peer-mediated interventions have also been acteristics, these initial studies suggest their potential
adapted to focus on peer behaviors that less formally importance.
obligate responses from target children, such as com- Peer-mediated interventions have been paired with
menting on or acknowledging the target child’s be- procedures for promoting generalization of behavior
havior (Goldstein, Kaczmarek, Pennington, & Shafer, change across settings, situations, or time. Research to
1992); as with earlier interventions, this more nonspe- date has demonstrated effectiveness of (a) fading
cific form of peer-mediated intervention produces teacher prompts to produce stable, maintained rates of
changes in observed rates of social interaction. peer initiations (Odom, Chandler, Ostrosky, McConnell,
Peer-mediated interventions have been used to & Reaney, 1992), (b) using correspondence training
demonstrate inverse functional relations between so- with peers to cross-setting generalization of these ini-
cial interaction and challenging behaviors. Lee and tiations (Odom & Watts, 1991), and (c) using self-
Odom (1996) sequentially implemented and removed recording and self-evaluation to promote generalization
a peer-mediated intervention in an ABAB design to in- of peer-mediated procedures across settings and play
364 McConnell

partners with autism (Sainato, Goldstein, & Strain, 1992). are provided to peers throughout a school day (Gold-
In Odom et al.’s (1992) report, teachers implemented stein, Kaczmarek, & Hepting, 1994; Kohler, Anthony,
a prompt-intensive condition in which peers were Steighner, & Hoyson, 2001). Kohler et al. (2001) pre-
taught, prompted, and praised for directing social ini- sent the first experimental evidence of across-the-day
tiations to disabled peers. Verbal prompts and visual peer-mediated interventions for children with autism
feedback were faded, with no decrement in peer initi- specifically, and this approach appears to have special
ation rates of an extended intervention period and short promise (Strain & Hoyson, 2000).
maintenance phase. Both Sainato et al. (1992) and Odom
and Watts (1991) asked typically developing peers to Summary
set specific goals and then reviewed performance for
Peer-mediated interventions have demonstrated
social initiations to target peers after each intervention
powerful and robust treatment effects across a number
session. Both investigations demonstrated that these
of children, investigators, and intervention variations.
conceptually similar procedures produced increases in
Investigators have developed an array of procedures for
peer initiations in otherwise untreated settings. Peer-
increasing the generalization and maintenance of peer
mediated intervention procedures have also been built
behaviors, and empirical investigations are beginning
into social networks or small- to moderate-sized groups
to describe potential effects of various peer and group
of nondisabled peers, in ways that change contingen-
characteristics. Research in this area is now examining
cies for social interaction between peers and young
adaptations and variations in selection of target be-
children with autism (Garrison-Harrell et al., 1997;
haviors, the relative “looseness” of intervention targets
Mundschenk & Sasso, 1995).
and procedures, and the density versus total time of in-
Peer-mediated intervention procedures also serve
tervention. These recent extensions of earlier research
as foundation for several interesting, and potentially
have direct implications for further understanding the
important, variations. Pivotal response training can be
mechanisms of peer-mediated intervention and for
conceptualized as an establishing operation, rather than
leveraging the effects of these mechanisms for maximum
manipulation of specific discriminative stimuli for so-
treatment gain.
cial interaction (Schreibman, Stahmer, & Pierce, 1996).
Peer-mediated interventions are limited, however,
As such, pivotal response training may differ from other
by a pressing logical constraint. Unless these inter-
approaches to peer-mediated intervention in several
ventions can be shown to produce lasting effects on the
ways: Pivotal response training may be a “looser” in-
social behavior of children with autism that generalize
tervention (c.f., Stokes & Baer, 1977); it provides greater
to untrained peers and situations, the ameliorative ef-
choice to peers in terms of interactions, and it focuses
fects of these interventions require continuous access
on a broader array of component or requisite behaviors
to “trained” peers, and thus likely ongoing training of
for social interaction, such as joint attention (Pierce &
new peer cohorts.
Schreibman, 1995). Evaluations of pivotal response
training for peers of young children with autism are in-
Comprehensive Interventions
deed quite promising; although accounts published to
date have only included children with autism who were Comprehensive social interaction interventions are
more than 8 years old, these initial studies have demon- those that include components of two or more of the
strated effects on language or communicative interac- intervention groups discussed previously. Empirical
tion, social interaction, and sociodramatic play (Koegel evaluations of comprehensive interventions typically
& Frea, 1993; Pierce & Schreibman, 1995; Pierce & have included social skills training for all participating
Schreibman, 1997; Thorp et al., 1995). children and delivery of teacher prompts and rein-
Peer-mediated interventions have been adapted forcement in free play situations. A relatively small
into across-the-day interventions from their initial use literature base, seven studies, is available for review of
in relatively brief (8 to 12-minute) periods. These comprehensive interventions.
across-the-day interventions follow the form of many Rogers et al. (Rogers & DiLalla, 1991; Rogers,
peer-mediated interventions, teaching typically devel- Herbison, Lewis, Pantone, & Reis, 1986) have reported
oping children to initiate and maintain interaction with two nonexperimental program evaluations of compre-
classmates with disabilities. The critical difference, hensive intervention for social interaction and social-
however, is that rather than massing teacher prompts emotional development. These investigations have
for these peer-mediated interactions in a structured and included children with autism, as well as those with
time-delimited activity (c.f., Odom et al., 1992), prompts pervasive developmental disorder and other behavioral
Facilitating Social Interaction 365

and developmental disorders, and have examined ef- intervention, and a comprehensive intervention (in-
fects of a program model that provides play-based in- cluding social skills training, prompts and praise for
tervention with a structured classroom program, high target children and peers during free play). Odom et al.
positive affect, and naturalistic interventions for com- used a variety of behavioral, social impact, and teacher
munication and social relationships. Both studies indi- rating measures and a repeated-measures experimental
cate intervention effects in developmental assessment design. At the end of 55 to 60 days of treatment, three
and close-point measures of social interaction and social conditions—environmental arrangement, child-specific,
skill (including apparent developmental acceleration in and peer-mediated interventions—had produced sig-
acquisition of symbolic play skills), as well as positive nificant changes in observed social interaction rates for
affect and social initiations from children during inter- young children with disabilities. By the following year,
actions with their mothers. only the peer-mediated condition demonstrated an ef-
Kohler, Strain, Maretsky, and DeCesare (1990) im- fect (compared to control condition) for frequency of
plemented both individual and group-oriented rein- interaction, although teacher ratings of social inter-
forcement contingencies during integrated play activities action quality suggested maintained effects for both
without extensive social skills training for two preschool- peer-mediated and comprehensive intervention con-
ers with autism. Each reinforcement condition produced ditions. Odom et al. speculate that the comprehensive
increases in interaction rates for target children, and nei- intervention, which was logistically most challenging,
ther condition singly produced changes in a “supportive may have consequently not been implemented with
peer prompt” response the authors sought. sufficient fidelity to produce expected effects.
Several investigations have shown the positive ef-
fects of treatment packages that include social skills Summary
training for children with autism and typically devel- The relatively small base of empirical evaluations
oping peers, along with reinforcement contingencies suggests that interventions directed to both young chil-
implemented during free play activities (Gonzalez- dren with autism and their typically developing peers
Lopez & Kamps, 1997; Kamps, et al., 1992; Lefebvre can produce pronounced effects on social interaction
& Strain, 1989). Subject pools in these studies have in- in intervention settings, with some evidence of gener-
cluded preschool (Lefebvre & Strain, 1989) and early alization to other settings during the same time period.
elementary-aged children (Gonzalez-Lopez & Kamps, In the one large-sample comparison study conducted to
1997; Kamps et al., 1992). The social skills training date (which did not specifically target children with
programs have varied somewhat, but each includes a autism), results suggest that some caution be exercised
teacher-led instructional group that provides didactic in employing procedures that are logistically more de-
presentation and modeling. Reinforcement contingen- manding but not necessarily any more powerful (Odom
cies were either individual (Gonzalez-Lopez & Kamps, et al., 1999). Further research should explore the rela-
1997; Kamps et al., 1992) or group-oriented (Lefebvre tion between intervention complexity, immediate inter-
& Strain, 1989). Across all three investigations, how- vention effects, and long-term intervention outcomes,
ever, study results indicated that the package of social as well as procedures for helping maximize the fidelity
skills training and reinforcement directed at both young of complex and demanding interventions.
children with autism and their socially competent peers
produced increases in social interaction (and its various REVIEW SUMMARY
components) in free play situations.
Although not solely directed to young children Committee Questions
with autism, a recent study by Odom et al. (1999) sug-
gests the relative contributions or effectiveness of dif- The Committee on Educational Interventions for
ferent types of intervention (and the promises and Children with Autism posed three questions regarding
potential pitfalls of large-sample group research in this social interaction interventions. These questions can be
area). In Odom et al.’s study, 22 classrooms serving 98 answered, at least tentatively, by available research.
preschool children with a variety of disabilities were
Are Social Irregularities in Children with Autism
randomly assigned to five intervention conditions, in-
Amenable to Remediation?
cluding a control condition (where teachers continued
their pre-existing social interaction interventions) or Evidence accumulating in the empirical literature
one of four standardized interventions: environmental indicates quite clearly that, under at least some condi-
arrangements, child-specific intervention, peer-mediated tions, children with autism can benefit reliably from
366 McConnell

social interaction skill interventions. Kennedy and only whether intervention provides lasting effects in
Shukla (1995) assert that research in this area can be specific behaviors included in that intervention (e.g.,
viewed as a series of empirical propositions. At this social initiations, social responses, elements of social
point, they argue that the accumulating body of research scripts), but also whether acquisition or use of these
demonstrates that “(a) social interactions can be taught skills produces changes in the antecedent and conse-
and learned, (b) social interaction in typical settings quence conditions. There are several promising leads
can be successfully accomplished, and (c) substantial for this type of intervention—including interventions
positive outcomes accrue” (Kennedy and Shukla, 1995, that target play skills (Haring & Lovinger, 1989), pivo-
p. 21). Independent reading of the literature reviewed tal response training (Pierce & Schreibman, 1997), so-
for the current manuscript supports these conclusions. cial network interventions (Kamps, Potucek, Lopez,
For most children with autism, enough is known Kravits, & Kemmerer, 1997; Mundschenk & Sasso,
about promoting social interaction development that it 1995), and peer interaction studies (Kohler et al.,
should be a routine component (when needed) of any 1990)—that warrant further investigation.
educational treatment program. Further, parents and An additional question, that of differential treat-
teachers should expect these intervention services to ment effectiveness for young children with autism, may
produce discernible effects in the social interactions warrant attention in future studies. Although theoreti-
and social relationships of young children with autism, cal and empirical work suggests that children with
if appropriately designed and delivered. autism are distinct and specific with regard to social
Questions remain, however, regarding different interaction and social development (Sigman & Ruskin,
treatment strategies and tactics, about the effects of dif- 1999), it is still unknown whether children with autism
ferent treatment components, and about the short- and require substantially or subtly different interventions
long-term generalization effects of intervention. To (compared to children with other developmental dis-
date, empirical research on social interaction interven- abilities or social interaction deficits) to address social
tions for young children with autism has primarily interaction and social development concerns. Future re-
represented what Hersen and Barlow (1976) call “tech- search might profitably explore the extent to which any
nique building” research; questions have focused pri- obtained “aptitude-treatment interactions” are a func-
marily on the identification or refinement of specific tion of endogenous features of autism per se or a func-
mechanisms for producing relatively specific interven- tion of developmental (e.g., social attention as a
tion effects. Only limited examples can be found where conditioned reinforcer) or other characteristics.
investigators have explicitly compared the unique and
combined effects of two or more contrasting interven-
What Social Skills Have Been Shown To Be
tion components (e.g., Odom & Strain, 1986). As yet,
Responsive to Intervention?
there are no published large-scale “technique testing”
investigations that explore the relative effects of dif- Investigators have shown intervention effects for
ferent social interaction interventions specifically for social initiations, responses, and interaction bouts for
children with autism. Comparative investigations, children with autism (e.g., Krantz & McClannahan,
either single-case or group experiments, will be essen- 1998; Odom & Strain, 1986); social initiations and re-
tial to provide empirical guidance in the relative effects sponses of typically developing peers (e.g., Goldstein
of different intervention conditions. et al., 1992; Goldstein & Wickstrom, 1986; Lee &
Further, intervention research available to date has Odom, 1996; Odom & Strain, 1986); “pivotal re-
focused primarily on short- or medium-term effects sponses” of children with autism and peers (e.g., Pierce
(generally far less than one year). Without long-term & Schreibman, 1995); other collateral behaviors, in-
evaluations of intervention procedures, we are unable cluding language and play (e.g., Haring & Lovinger,
to determine whether conditions of intervention need 1989; McGee et al., 1992); and combinations of social
to change over time, or if intervention for social inter- and play/problem solving skills, including initiating,
action deficits and delays can be time-limited or must responding, keeping interactions going, greeting others,
be continuous. Generalization assessment might rea- conversing on a variety of topics, giving and accepting
sonably extend beyond the form of child behaviors, to compliments, taking turns, sharing, asking for help
examine more directly changes in the natural contin- and helping others, and including others in activities
gencies of social interaction for young children who (Kamps et al., 1992). Additionally, some investigators
have received intervention (c.f., Baer & Wolf, 1970; have taught both young children with autism and peers
McConnell, 1987). Such studies might consider not a variety of self-monitoring or self-management skills
Facilitating Social Interaction 367

to promote generalization across time or settings (e.g., dition for obtaining initial or generalized social inter-
Sainato et al., 1992; Shearer et al., 1996). action treatment effects (e.g., Myles et al., 1993; Strain,
1983a). Further, socially competent children are an es-
sential ingredient for peer-mediated interventions, one
What Are the Limitations of Current Procedures?
of the best-researched and effective classes of social
At least three limitations to widely adopted pro- interaction interventions for young children with autism
cedures can be identified from the literature reviewed (e.g., Garrison-Harrell et al., 1997; Goldstein & Wick-
here. First, there are few examples of empirical evalu- strom, 1986; Odom & Strain, 1986). Indeed, in some
ations of intact, well-described and disseminable published reports, the social competence of peers par-
interventions or curricula (Odom et al., 1999, is an ex- ticipating in interventions has proven to be a major con-
ception, but did not specifically address children with sideration (e.g., Odom et al., 1985; Sasso et al., 1998).
autism). While it is likely that treatment manuals have These data suggest strongly that inclusion is a neces-
been developed for many of the interventions described sary, but not likely sufficient, condition for social in-
here, and while there are treatment manuals available teraction interventions for young children with autism.
from some of the authors contributing to this research
base, studies are not available that specifically test or
document the effectiveness of any one “package.” Recommendations for Educational Practice
Second, at least some of the intervention proce- Available research, including a growing body of
dures currently considered innovative in some segments increasingly sophisticated experimental research, sug-
of the professional community (including social stories gests a set of educational practices that should be con-
and Circles of Friends) have little or no peer-reviewed sidered in intervention programs for young children
empirical support. Not only are there no data docu- with autism.
menting the effects of packages for these interventions,
there are also few examples of empirical evaluations of 1. Assess social interaction in naturalistic settings,
the main components of these programs. This absence including classrooms and homes, with children
of evidence even for components of currently popular and adults as interactive partners. Although
interventions establishes a significant challenge for in- children with autism, as a group, are at risk for
dividuals trying to argue that these innovative practices social interaction skill delays and deficits, ex-
are empirically or practically valid. isting research suggests significant variation in
Third, with a handful of exceptions (e.g., Coe et al., the performance levels of individual children
1991; Strain & Danko, 1995), most intervention studies (Kennedy & Shukla, 1995; Sigman & Ruskin,
have been conducted in classroom settings with teach- 1999). As a result, educational and other inter-
ers or other professionals as interventionists and class- ventionists must explicitly assess social inter-
mates as interactive partners. Intervention targets and action rates, under natural conditions and in
procedures must be further developed and evaluated for multiple settings, to evaluate the needed scope
use in home and community settings. Research in this (if any) for social interaction intervention.
area may need to consider different social skill targets 2. Arrange the environment to prompt and support
and likely will have to adapt specific intervention social interaction. Research on environmental
procedures to fit the ecological features of other envi- arrangements and collateral skills interventions
ronments. Greater attention to social interaction inter- support the creation of “therapeutic” environ-
ventions in home and community settings will also ments for promoting social interaction for young
provide a stronger base for expanding the treatment op- children with autism. Environmental features
tions available to children with autism, their parents, should include (a) overall schedule and activity
and the professionals who serve them. structure that is predictable, preferred, and ap-
propriate for social interaction (c.f., DeKlyen &
Odom, 1989; Koegel et al., 1987); (b) access to
OTHER ISSUES
typically developing children and social inter-
action partners, particularly where those peers
Considerations with Respect to Inclusion of Young
have been trained and receive direct intervention
Children with Autism
to initiate social interaction (c.f., Mundschenk &
As noted in this review, there is robust evidence Sasso, 1995; Myles et al., 1993; Odom et al.,
that access to integrated play groups is a necessary con- 1999; Odom & Strain, 1986; Strain, 1983a); and
368 McConnell

(c) extending into other settings, including chil- gests that interventions in other domains, par-
dren’s home (e.g., Strain & Danko, 1995; Krantz ticularly language (e.g., Koegel et al., 1998;
et al., 1993). Krantz & McClannahan, 1998), as well as more
3. Teach specific social skills to children with comprehensive interventions (e.g., Rogers,
autism and typically developing peers and 1991) may hold promise for continued elabo-
provide in situ intervention to prompt social ration of social interaction interventions for
interaction. Perhaps the largest portion of ex- young children with autism.
perimental research highlights the relative 6. Monitor effects of interventions, and social
success of child-specific and peer-mediated interaction development, over extended peri-
interventions. Many of these investigations ods of time. Given that a range of intervention
have proceeded after teaching social skills to options is available, practitioners must be able
one or more children in quasi-naturalistic set- to answer questions regarding the need for, and
tings (e.g., Kamps et al., 1992; Kohler, et al., effect of, these interventions. While research
1995; Mundschenk & Sasso, 1995; Odom et al., has yet to offer solid tools for monitoring the
1999; Odom & Strain, 1986); virtually all have effects of social interaction interventions in ap-
included teacher-, parent-, or caregiver-based plied settings, or tools for monitoring effects
prompts to participate in social interaction. of intervention on development over extended
While there are still questions regarding unique periods of time, such assessment is essential
effects of interventions focused on peers versus for educational interventions in this area. Con-
children with autism (Odom et al., 1999; Odom cerned practitioners and advocates will have to
& Strain, 1986), contemporary educational monitor carefully the empirical developments
practice should include some level of direct in- in this area and adopt or adapt new practices as
tervention for producing social interactions they become available.
between children with autism and others.
4. Fade direct intervention, transferring control
Needs for Future Research to Improve
for prompting social interactions to trans-
Educational Practice
portable or naturally occurring contingencies.
Peer initiations to children with autism can be While a variety of future research directions might
maintained over time when teacher prompts for be discerned to help improve educational practice for
these initiations are faded systematically (Odom young children with autism, a close reading of the lit-
et al., 1992) or when control over these initia- erature reviewed here suggests five perhaps conserva-
tions is moved from teacher verbal antecedents tive speculations. First, to assist classroom teachers and
to self-monitoring or other “transportable” stim- the families they serve, the development, evaluation, and
uli (Koegel et al., 1992; Odom & Watts, 1991; dissemination of standardized intervention programs
Sainato et al., 1992; Shearer et al., 1996; Strain seems essential. Although empirical support for various
et al., 1994). These procedures offer the ad- intervention components appears strong, the literature
vantage of extending the settings, and time in- still requires practitioners to assume a significant bur-
tervention can be provided, and are likely to be den in developing a logistically feasible yet sufficiently
related to long-term outcomes. powerful package for use in their classroom. Researchers
5. Extend treatment throughout the day and to in this field may want to develop and evaluate one or
other activities. Recent developments in this line more intervention packages that represent compilations
of research—adaptation of social interaction of techniques identified in existing research.
interventions to activities with developmental Second, following initial evaluations of interven-
goals above and beyond social interaction tion packages, more carefully planned comparison eval-
(e.g., Kamps et al., 1994; Kohler et al., 1997) uations may be warranted to identify relatively more
and to activities occurring throughout the day effective intervention programs and to further inform
(Goldstein et al., 1994)—suggest that as re- the growing knowledge base regarding intervention ef-
search continues, educational practices may fects. Such research will inform practice and conceptual
profitably extend social interaction interven- understanding of social development.
tions to settings other than the typical (and typ- Third, documentation of the long-term conse-
ically brief) procedures provided during free quences of social interaction intervention for young
play. Similarly, research reviewed here sug- children with autism, for both target children and their
Facilitating Social Interaction 369

peers, is needed. As suggested earlier, these evalua- interaction intervention is warranted and those condi-
tions might reasonably include measures of general- tions in which is not. As communities grapple with is-
ization and maintenance of specific components or sues of accommodation and diversity, and as a wider
skills of social interaction included in intervention (e.g., range of social behavior becomes functional and ac-
specific social initiations, as well as effects on contin- ceptable through changing cultural standards and explicit
gencies of interaction between treated children and their efforts of accommodation, researchers and practitioners
interactive partners (e.g., length of interaction, positive will need some guidance in determining when (or in
affect, proximity). Additionally, researchers might de- what way) social interaction intervention and behavior
velop interventions that are developmentally genera- change is appropriate, and when current status and non-
tive, where skills and characteristics acquired in intervention in this domain is preferred.
treatment lead to ongoing development of increasingly
sophisticated social behaviors or where intervention ef- Need to Better Integrate Knowledge Across Disciplines
fects make it possible to use less intensive ongoing or and Subdisciplines
future intervention.
At this point, the empirical literature in social in-
Fourth, intervention needs and effects should be
teractions and social relationships appears to be de-
further described for younger children with autism.
veloping separately in “discipline” or “subdiscipline”
Studies reviewed here typically included children in the
areas (e.g., developmental psychology, psychiatry and
later preschool or elementary years (48 months or
allied medicine, special education, applied behavior
older), with occasional subjects as young as 36 months
analysis), sometimes with very little integration and
(primarily from the Pittsburgh group). Although this
acknowledgment of the work—at times highly rele-
may be a result of typical age of diagnosis or typical
vant—being conducted in “other” areas. This is ap-
service arrangements (i.e., preschool and elementary
parent in the citations of many papers in this area;
classrooms), the developmental characteristics of
many cited works are from the same or highly related
younger children warrant special attention to design
journals or books as the citing source, with few ref-
and testing of intervention procedures. As diagnostic
erences to works (even important works) in other
procedures make earlier identification possible, inter-
areas. Regardless of differences in conceptualization
vention studies can and should be extended to younger
or methodology, integration of related facts seems es-
samples of children with autism. Research with younger
sential to achieving a better degree of understanding
children will make it possible to assess more directly
the full depth, breadth, and complexity of factors that
theoretically and practically important questions re-
relate to social interactions and social relationships of
garding the mechanisms of social interaction among
young children with autism. It seems essential that fu-
children with autism.
ture research and theoretical or conceptual works bet-
Finally, the review completed here yielded little
ter integrate related and relevant information that
information regarding the assessment of child status or
currently exists in separate silos of academic and
progress in the development of social interaction. While
scholarly publication and thinking.
individual studies used measures of adequate reliability,
and some patterns of consistency have emerged across
studies in the assessment of social interaction, to date CONCLUSION
there are few tools with known psychometric charac-
teristics that practitioners can use to identify children Empirical research on social interaction interven-
in need of social interaction interventions, nor to as- tions for young children with autism has advanced sub-
sess progress after intervention begins. stantially in the past 20 years. This research has
Several important social issues also need addi- provided real and important guidance for the world of
tional attention. It should be noted that, while the em- practice and has added substantially to our basic and
pirical evidence suggests that inclusion is an important applied understanding of conditions affecting the so-
necessary condition for social interaction interventions cial development of children with autism. Several lines
for young children with autism, there are other reasons already established in this research should continue,
to advocate for (or against) inclusive programming. and will likely offer more knowledge and practical
Perhaps similarly, there may be reason to explore the guidance in the years ahead. Some other lines of re-
ethical dimensions of social interaction interventions search should be developed, to further expand and
for children with autism. Specifically, this ethical deepen our understanding, and capacity to contribute
analysis might explore the conditions in which social to, this important developmental domain.
370 McConnell

ACKNOWLEDGMENTS Garrison-Harrell, L., Kamps, D., & Kravits, T. (1997). The effects
of peer networks on social-communicative behaviors for stu-
dents with autism. Focus on Autism & Other Developmental
This paper is based on an earlier manuscript com- Disabilities, 12, 241–254.
missioned by the Committee on Educational Interven- Goldstein, H., & Cisar, C. L. (1992). Promoting interaction during
sociodramatic play: Teaching scripts to typical preschoolers and
tions for Children with Autism, Commission on classmates with disabilities. Journal of Applied Behavior Analy-
Behavioral and Social Sciences, National Research sis, 25, 265–280.
Council of the National Academy of Science (C. Lord, Goldstein, H., & Ferrell, D. R. (1987). Augmenting communicative
interaction between handicapped and nonhandicapped pre-
Chair). Support for preparation of this manuscript was school children. Journal of Speech & Hearing Disorders, 52,
provided by the National Academies of Science, and 200–211.
the U.S. Department of Education, Office of Special Goldstein, H., Kaczmarek, L., & Hepting, N. (1994). Communica-
tion interventions: The challenges of across-the-day implemen-
Education Programs, as part of the Early Childhood Re- tation. In R. Gardner, III & D. M. Sainato (Eds.), Behavior
search Institute on Measuring Growth and Development analysis in education: Focus on measurably superior instruction
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Goldstein, H., Kaczmarek, L., Pennington, R., & Shafer, K. (1992).
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