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392 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO.

2, JUNE 2004

Optimum Control Strategies in Energy Conversion


of PMSG Wind Turbine System Without
Mechanical Sensors
Kelvin Tan, Student Member, IEEE, and Syed Islam, Senior Member, IEEE

Abstract—The amount of energy obtained from a wind energy During the last few decades, many different maximum power
conversion system (WECS) depends not only on the characteris- point tracking (MPPT) control strategies have been developed
tics of the wind regime at the site, but it also depends on the con- [1], [2]. This enabled the selection of the optimal MPPT for each
trol strategy used for the WECS. In order to determine the gain
in energy derived from one concept as compared against another, WECS project. In addition, a number of theoretical studies have
models of several autonomous WECS have been developed using been made with the aim to establish the energy capture benefits
Matlab Simulink software. These allow easy performance evalu- associated with variable speed operation of WECS. A review of
ations and comparisons on different control strategies used, and the recent publications show there is very little agreement on the
determine the amount of energy injected to the grid in the case gain in projected energy [3]. It must be mentioned here that all
of the grid-connected systems. This paper also proposes a proto-
type version of the control strategy of a 20-kW permanent-magnet techniques of maximum energy capture in WECS so far have
synchronous generator (PMSG) for maximum power tracking and been based on signals available from an anemometer. Results
compares with the results produced by previous strategies. Advan- of some of these studies are as given below: According to [4],
tages of this mechanical sensorless control strategy for maximum the best of variable speed operation provided 4% more energy
power estimation are demonstrated by digital simulation of the than fixed speed. Whereas the authors in [5] are more optimistic
system.
suggesting that variable-speed system provided 16% more en-
Index Terms—Energy capture, maximum power tracking, ergy than fixed speed option, in contrast, the authors in [6] claim
PMSG wind turbine, sensorless control. that this gain is up to 20%. Finally, [7] says that it is 38%. To
date, no conclusive evidence is available as to which system is
I. INTRODUCTION likely to provide cheaper energy over its lifetime. The discrep-
ancies in energy capture indicate that there is considerable un-

O PTIMUM wind energy extraction is achieved by running


the wind turbine generator (WTG) in variable-speed vari-
able-frequency mode. The rotor speed is allowed to vary in sym-
certainty in this area. This is not surprising in view of the various
possible initial assumptions and differences in methodology. In
order to find out the gain in energy capture of one over another,
pathy with the wind speed by maintaining the tip speed ratio
first, proper definitions of all concepts under comparison must
to the value that maximizes aerodynamic efficiency. In order to
be made. Next, all concepts under consideration should have
achieve this ratio, the permanent-magnet synchronous generator
the same parameters and components. Last, all concepts under
(PMSG) load line should be matched very closely to the max-
consideration should be exposed to exactly the same wind con-
imum power line of the wind turbine generator. In such a case,
ditions. In this paper, we propose a new technique to capture
a good matching exists between the generator and the load for
maximum energy without the wind speed sensor.
the best performance of the system, as well as the maximum uti-
lization of the wind driven PMSG. However, the recent advance-
ments in power electronics and control strategies have made it II. MATHEMATICAL MODELING OF EACH WECS ELEMENTS
possible to regulate the voltage of the PMSG in many different Before defining the individual control concepts and the
ways. When the generator torque line can be controlled, the gen- model descriptions, a brief background and description of each
erator loading of the turbine can be made to follow the desired element in the wind energy conversion system is given. The
locus such as the optimum shaft power locus. WECS considered in this work consists of a PMSG driven by a
fixed pitch wind turbine, a diode rectifier, and a current control
pulse-width-modulated (PWM) inverter connected to the grid,
Manuscript received February 28, 2003. This work was supported in part by
the Australian Commonwealth’s Cooperative Research Centres’ Program. The
as shown in Fig. 1. A brief description of each element of the
work described in this paper has been supported by the Australian Cooperative system is given below.
Research Centre for Renewable Energy Ltd. (ACRE). K. Tan was supported
by an ACRE Postgraduate Research Scholarship. Both authors wish to thank
CRESTA and School of Electrical and Computer Engineering at Curtin Univer- A. Power from Wind Turbine
sity of Technology for supporting the research work. The output mechanical power of the wind turbine is given by
K. Tan is with the Australian Cooperative Research Centre for Renewable
Energy Ltd., Perth, Australia. the usual cube law equation [8]
S. Islam is with the Centre of Renewable Energy and Sustainable Technolo-
gies Australia (CRESTA), Curtin University of Technology, Perth, Australia.
Digital Object Identifier 10.1109/TEC.2004.827038 W (1)

0885-8969/04$20.00 © 2004 IEEE


TAN AND ISLAM: OPTIMUM CONTROL STRATEGIES IN ENERGY CONVERSION OF PMSG WIND TURBINE SYSTEM WITHOUT SENSORS 393

Fig. 1. Wind energy conversion system.


Fig. 3. PMSG on test bed.

Fig. 2. Power coefficient versus tip seed ratio with = 0.

where is the power coefficient which, in turn, is a function


of tip speed ratio and blade angle . This relationship is usu- Fig. 4. Computations and measured voltage regulation of the PMSG.
ally provided by the turbine manufacturer in the form of a set
of nondimensional curves. is the wind turbine rotor swept The above equations are derived assuming that the -axis is
area , is the wind speed (m/s), and is the air density aligned with the stator terminal voltage phasor (i.e., ).
(kgm-3). The expression for the electromagnetic (EM) torque in the rotor
The power coefficient curve for the wind turbine used in is written as
this study is shown in Fig. 2. The tip speed ratio is given by
(5)
(2)
where is the number of poles of the PMSG, and is the
where is the radius of the rotor (m), and is the mechanical
electrical torque from the generator.
angular velocity of the generator (r/s).
The relationship between the angular frequency of the stator
For a variable-speed wind turbine with pitch control, op-
voltage and the mechanical angular velocity of the rotor
timum power can easily be obtained using appropriate control.
may be expressed as
However, for small machines that use a fixed pitch, this mech-
anism is not possible. The current paper looks at fixed pitch
(6)
machines.
The PMSG was physically tested under varying load condi-
B. PMSG Model
tions at five different rotational speeds. The test setup for mea-
Theoretical models for generator producing power from a suring the voltage variation with the load current is as illustrated
wind turbine have been previously developed [9], [10]. The in Fig. 3. The machine was coupled to a car engine simulating
outer-rotor 20-kW CRESTA PMSG described in [11] is used the characteristic of a wind turbine and was tested with a sym-
in this WECS mathematical model. The PMSG dynamic metrical three-phase resistive load.
equations are expressed in the “ reference” frame. The The PMSG load test experimental results are shown in Fig. 4.
model of electrical dynamics in terms of voltage and current Here it can be seen that there is a good agreement between the
can be given as (3) and (4) [10] model and experimental results obtained within normal load
(3) current range. With higher value of current, the model results
diverge from the experiment due to
(4)
• variation of the stator armature resistance due to tempera-
where and are the machine resistance and inductance per ture rises during the test;
phase, and are the two-axis machine voltages, and and • when the rotational frequency is increased, the load angle
are the two-axis machine currents. is the amplitude of and power factor vary in a manner which is influenced by
the flux linkages established by the permanent magnet, and the nature of the magnetic material and symmetry of the
. machine.
394 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 2, JUNE 2004

Fig. 6. Predicted characteristic (dc power-dc voltage) of the WECS.


Fig. 5. Block diagram of WECS in Matlab.

Here, the generator maximum power curves show the different


C. Uncontrolled Rectifier and Current Controlled Inverter operating dc voltages over a range of wind speeds. In order to
In the real machine, the wind speed is constantly varying and extract the peak power from the WTG at a given wind speed,
so the PMSG produces variable-voltage and variable-frequency the WECS has to operate at the target on the maximum power
output. A three-phase diode rectifier is used to convert the output curve. The operating dc voltage has to match closely to the max-
to dc. Assuming that both the commutating angle and commu- imum power curve as shown in Fig. 6 (maximum power versus
tating inductance is negligible, the rectifier output voltage dc voltage).
and current expression may be simplified and expressed in
terms of the peak phase voltage and current (fundamental com-
ponent) of the generator [12], [13] III. DESCRIPTION OF DIFFERENT CONTROL
STRATEGICS METHOD

(7) For maximum power extraction from the wind, the speed
of the rotor can be adjusted by controlling the difference be-
(8) tween the electrical output power and the aerodynamic power
captured. Lower to medium wind speed, with a power con-
The dc power available at the rectifier output is converted to verter, the electrical output power can be controlled by varying
ac power using a PWM current-controlled inverter (CCI) [14], the electrical torque applied to the turbine and, therefore, the
[15]. The CCI inverter is capable of operating on a wide range of rotor speed. As the wind speed increases toward the higher wind
dc voltages. In order to enable the inverter to track the maximum speed region, the power generated by the turbine also increases.
power output from the WTG, the output of the wind turbine Once the maximum rating of the turbine is reached, mechan-
generator must be controlled by adjusting the modulation index ical power shedding is usually invoked to protect the system.
M of the reference sinusoidal signal of the PWM inverter. The Protection mechanism can include passive pitch control, pas-
sensorless controller is designed to determine the operating dc sive yaw control, and dump load. As mentioned, this paper as-
voltage of the inverter at various speeds. This action is achieved sumes no active pitch control and assumes the turbine is oper-
by controlling the pulse width of the inverter. ating below the region of protection control. The use of pitch
control as a protective measure may, however, interfere with the
control system modeled in this paper.
D. Wind-Driven PMSG Characteristics
As mentioned in the introduction, a proper definition of
It is important to understand the voltage, current, and power the concepts under comparison is needed here. The authors
characteristics generated by the system at various constant wind have considered six control strategies for extracting maximum
speeds. Fig. 1 shows the components of a typical stand-alone power from the wind. The six different control strategies are
wind energy conversion system. The dynamic equations of the summarized in Table I. Brief descriptions of each control
various components involving WECS have been discussed in strategies are given below. Methods 1) and 3) to 6) have
various sections [9], [10]. Based on these equations, a dynamic been suggested by WECS practitioners in an effort to extract
model can be built using software such as Matlab for simulating maximum energy. As shown in Fig. 11, the required operating
the behavior of this entire system for various wind speed vari- voltages for different control strategies are superimposed on
ations and loads. As shown in Fig. 5, this WECS simulation actual operating voltages. The required operating voltage is
model is used to calculate the generator stator frequency, the dc obtained by converting the wind speed over the period to
link current, and voltage at various wind speeds. The dc power maximum power operating voltage using the maximum power
output at the dc link is then calculated following a step change operating voltage versus wind speed characteristic obtained
in operating dc voltages. The results of the calculations are for from Fig. 6. In this paper, all the control concepts are simulated
wind speed ranging from 4 to 12 m/s. Fig. 6 shows the corre- using the same wind turbine and PMSG generator model from
sponding output power of the PMSG at various wind speeds. the same manufacturer.
TAN AND ISLAM: OPTIMUM CONTROL STRATEGIES IN ENERGY CONVERSION OF PMSG WIND TURBINE SYSTEM WITHOUT SENSORS 395

TABLE I
SUMMARY OF THE DIFFERENT CONTROL CONCEPTS

Fig. 7. Block diagram of the proposed derivative and “power-mapping”


sensorless WECS-controlled system.

A. Developing a New Control Strategy for the


WECS—Derivative and “Power-Mapping” Technique
In the proposed sensorless scheme, the inverter input oper-
ating voltage is determined by a “power-mapping” technique.
The “power-mapping” technique is similar to the one-dimen-
sional lookup table with one input and one output (es-
timated voltage ). The lookup table contains the maximum
power versus dc voltage characteristic as shown in Fig. 6. In
this open-loop control scheme, the controller does not require
a mathematical model of the system/process being controlled. Fig. 8. Controller response time with and without “alternator frequency
derivative” loop.
The block diagram shown in Fig. 7 is the preliminary design of
the sensorless WECS-controlled system.
The control system consists of two signal-tracking loops, value. As a result, the maximum power operating voltage will
namely the “power-mapping” loop and “alternator frequency still operate at the maximum region but at a slightly higher
derivative” loop. The tracking signals required for both loops tip speed ratio. This will prevent the PMSG wind turbine to
are the output power from the WECS that is transferred to operate at the stall region.
the dc link and PMSG stator frequency. The current control The operating voltages of new control strategy with and
inverter usually has the flexibility to operate over a wide range without “alternator frequency derivative” loop are shown in
of dc input voltages. At a given wind speed, the output dc link Fig. 8. Fig. 8 shows the dynamic performance of the controller
power is used to estimate the optimal dc operating voltage from with “alternator frequency derivative” loop for step response as
the “power-mapping” maximum power versus dc voltage curve the wind speed changes from 6 to 9 m/s. The controller with
shown in Fig. 6. Due to the sensitivity of to the changes in “alternator frequency derivative” loop exhibits faster response
for the PMSG, the and will continue to increase or and little overshoot. The output operating voltage for the
decrease till the intersection of and at the maximum inverter may have a “droop”-type response for a sudden drop in
power for the given wind speed. The stator frequency will also wind speed. A negative gain limit is added in the controller for
be changing (increasing or decreasing) while the operating rejecting high negative gain disturbance. The further increase
dc voltage changes. The alternator frequency derivative loop of the gain in the derivative loop will result in oscillation
result in higher sensitivity of the overall control. Responding values from the controller. Using the results determined by
to the rate of changes of the stator frequency, this derivative “power-mapping” loop and “alternator frequency derivative”
control can produce a significant correction to the operating dc loop, the controller allows the dc bus voltage to vary to the
voltage. The gain from frequency derivative loop will become maximum power operating point.
zero when the operating dc voltage is an optimal one that
leads to the maximum power point. Increasing the gain B. Adapting Previous Control Strategies for the WECS
in the derivative loop tends to increase the time response of 1) MPPT With Anemometer: Fig. 9 shows the overall con-
the system but may not be capable of delivering adequate trol scheme of the WECS with anemometer sensor. A propor-
stability. The gain in the derivative loop has to be adjusted tional integrator (PI) controller is used to derive the maximum
carefully to arrive at acceptable performance. The criteria of possible power from the wind at a different wind speed. The
tuning the gain are dependent on the moment of inertia of the anemometer provides the wind power reference to the MPPT
overall PMSG wind turbine, sampling rate of the controller, controller. This reference is compared with the power extracted
and response time of the CCI. The constant value is used to from the WECS, and hence, the input operating dc voltage ref-
offset the controller output operating voltage to slightly higher erence can be derived. This signal is fed into the current con-
396 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 2, JUNE 2004

Fig. 9. Block diagram of the WECS-controlled system with anemometer.


Fig. 10. Block diagram of the wind prediction sensorless WECS-controlled
system.
trol loop of the CCI inverter and gives the instantaneous driving
signal. This driving signal adjusts the torque output, hence, the
IV. SIMULATION RESULTS
wind turbine rotor speed.
2) Wind Prediction Control Scheme: In controlling the
PMSG load line so that it matches very closely to the maximum The aim of this study is to evaluate the relative energy saving
power line of the wind turbine generator, it is essential to advantages of various control strategies. Thus, the WECS
know the wind speed. For the sensorless control strategy, no control strategies need to be standardized to the same wind
anemometer is used to provide the controller with the wind conditions.
speed conditions; therefore, it is essential to forecast the wind In reality, the wind speed varies with time, and wind tur-
speed. To predict the wind speed from the historical data, bulence is sometimes quite complicated. It thus may lead
various techniques are available [16], [17]. Autoregressive to inaccuracies if the system is evaluated based on a single
statistical models are commonly used for the wind speed random wind speed versus time characteristic. To overcome
prediction. In this prediction method, the control strategy this problem, three different wind speed characteristics are
required details of the WECS mathematical model in the provided as input to each of the control strategies. The wind
control systems. A block diagram of the wind prediction for speed-time characteristic used in this study is based on real
the sensorless WECS-controlled system is shown in Fig. 10. wind data measured in ACRE’s laboratory in Western Australia
The prediction control system considers the previous set of with a sampling rate of 1 sample/s. To reduce the extensive
time frame energy captured from the WECS to predict the wind comparison of figures, only one wind speed output character-
speed value for the next time frame set. Since the wind predic- istic will be shown in this paper.
tion system requires previous historical data, two time frame It is assumed that the WECS has the same cut-in wind speed
sets were investigated, namely, the 30-s and 60-s wind predic- and cut-out wind speed limiting the output power during strong
tion [16], [17]. The accuracy of the wind speed prediction de- winds. The use of cut-in wind speed and cut-out wind speed
pends on the coefficient index, linear prediction coefficient, and limiting control as a protective measure may, however, interfere
sampling time of the past value of the wind speed inferred from with the control system modeled in this paper. On achieving the
the turbine output. A higher degree of wind speed prediction ac- goal of efficiently tracking the maximum output power from
curacy may be achieved by using higher order statistical models the wind, the designed controller should respond to the wide
and the WECS mathematical model in the control system. This, variation of wind speed. A mathematical model of the proposed
however, demands complex computation and adds to an increase WECS is developed. The WECS has been simulated on a PC
in the cost of the controller. An acceptable level of performance using Matlab Simulink software and its toolbox packages
can be obtained by using set ranges of wind speed. Using this The wind profile input data are shown in Fig. 12(i). In the
methodology, calculation of wind speed can be carried out in- event that the wind is fluctuating with a nonuniform distribu-
dependently and the result used to correct the inverter input in tion, the output power from the inverter will not be smooth.
a small number of ranges. In this paper, two such scenarios are Using control strategy (2) [i.e., the proposed controller] as the
considered, that is, having either three-wind-speed or five-wind- wind speed decreased or increased, the controller is to track
speed ranges. The operating voltage of the CCI is targeted at maximum power by varying the dc bus voltage over the whole
three or five ranges optimum wind speed, depending on the 30-s range of input wind conditions. This is shown in Fig. 12(iv).
and 60-s wind speed prediction. Therefore, the peak power shown in Fig. 12(iii) is close to the
3) Fixed-Voltage Scheme: For the fixed-voltage situation, actual maximum power for each variation of wind speed. From
the voltage of the CCI is fixed at a targeted optimum wind Fig. 13(iv), using the control strategy (3) five-speed-30-s sam-
speed. This value would typically be optimized knowing the pling, the operating voltage of the dc bus only operates on the
Weibull distribution for wind speed at the site. In this control specified five operating wind speed, and the rate of change is
scheme, no additional software or hardware is needed for the every 30 s. During this 600-s simulation period, the dc voltage
CCI. The fixed voltage scheme, however, does not vary the will only change seven times corresponding to the specified five
PMSG load line to match the maximum power line of the wind operating wind speed. In addition, the rate of changes is only un-
turbine generator and results in lower conversion efficiency at dertaken every 30 s of the sampling period. As can be seen from
wind speed above and below the optimum chosen. Fig. 13(ii), when the wind speed picks up or decreases during
TAN AND ISLAM: OPTIMUM CONTROL STRATEGIES IN ENERGY CONVERSION OF PMSG WIND TURBINE SYSTEM WITHOUT SENSORS 397

Fig. 11. Operating voltage of different control strategies.

Fig. 12. WECS output characteristic for derivative and “power-mapping” technique.

each 30-s time frame, the control strategy (3) PMSG stator fre- of the time. is a nondimensional parameter in the WECS,
quency stays within an operating point and does not vary to cap- which varies with the tip-speed ratio, where the tip-speed ratio
ture the maximum power. Even though the wind speed is higher is the ratio between the linear speeds of the tip of the blade
than the operating set point, the electrical torque is still higher with respect to the wind speed. The characteristic can be
than the mechanical torque produced by the wind turbine. This very easily calculated using the simulation program. This will
results in loss of efficiency. For the control method (4) and (5), determine which control strategy provides the maximum
there is little variation in the stator frequency during each set of operation, correlating directly to the capability of capturing
time frame. The efficiency correspondingly becomes lower as maximum power quickly. The power coefficient for each
each set of time frame becomes longer and the number of wind control strategy is shown in Fig. 14. In Fig. 14(i), the
speed operating points reduces. for method (1) (with anemometer) is shown to occur most
The maximum power coefficient of this wind turbine is frequently in the maximum power range, regardless of wind
approximately 0.457. To maximize the aerodynamic efficiency, speed variation. There are some low values due to sudden
the wind turbine should be operated at maximum most large change in the wind speed. As a result, the overall energy
398 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 2, JUNE 2004

Fig. 13. WECS output characteristic for wind prediction control scheme. Strategy 2) Five-speed-30-s sampling.

Fig. 15. Energy comparison between different control schemes.

Fig. 14. C characteristic for different control scheme. system, and complex computation. All of these requirements
will add to the cost and complexity of the controller.
captured is optimized throughout the range of wind speed. For During the whole simulation, the power that the wind turbine
control strategy (2) (proposed controller), the operation is feeds into the grid is integrated over time. The value at the end
very close to the value obtained by method (1). There are some of the simulation is the energy that the wind turbine fed into
lower values due to the proposed controller requiring longer the grid during the simulated time (10 min), and it includes the
response time as compare to anemometer method. For control consequences of the dynamical response of the different control
strategies (2) to (5), the length of sampling time and the number concepts regarding energy. The maximum power available from
of wind speed operating points have a measurable effect on the the wind is obtained by converting the wind speed over the pe-
capability of the maximum power point tracking controller to riod to maximum power using the maximum power versus wind
operate the wind turbine at maximum value. As a result, speed characteristic obtained from Fig. 5. The integrated value
average maximum reduces as the length of sampling time of the maximum power at the end of the simulation is the max-
increases and number of operating point reduces. From these imum energy available from the wind with this WECS. As the
characteristic comparisons, the maximum power capturing aim of this study is to show the differences between the strate-
capabilities for control strategies (2) to (5) can only be im- gies, the simplest method (6-Fixed voltage) is taken as a refer-
proved by increasing the sampling rate and more operating ence. All energy captured of the other concepts is normalized
points. This, however, demands a higher order of statistical to the energy capture of this strategy under the same circum-
models, a detailed WECS mathematical model in the control stances. Fig. 15 shows the total energy captured by each control
TAN AND ISLAM: OPTIMUM CONTROL STRATEGIES IN ENERGY CONVERSION OF PMSG WIND TURBINE SYSTEM WITHOUT SENSORS 399

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different controller strategies. This study showed that all four
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controller was an important factor in the design process to
Kelvin Tan (S’01) received the B.Sc. degree in electrical engineering from
ensure easy implementation for the industrial applications. Curtin University of Technology, Perth, Australia, in 1997. He is currently pur-
The proposed open-loop controller was easy to implement and suing the Ph.D. degree in renewable systems at the Centre for Renewable Energy
required very little computation. The controller design does and Sustainable Technologies Australia (CRESTA), Perth.
not required accurate uncertain parameters from the PMSG
WECS. The knowledge of the WECS maximum power versus
dc voltage characteristic is the only information required for
tuning the fixed gains controller. The next step is to see if the
cost of the proposed control strategy can be paid back in terms Syed Islam (SM’93) received the B.Sc., M.Sc., and Ph.D. degrees in electrical
of increased output. In addition to the interference of wind power engineering from Curtin University of Technology, Perth, Western Aus-
turbine protection mechanisms (static pitch and yaw control), tralia, in 1979, 1983, and 1988, respectively.
Currently, he is a Professor and Head of the Department of Electrical En-
active and reactive power control on the voltage strategies must gineering at Curtin University of Technology, Perth, Australia. He is also the
be investigated. Deputy Director of the Centre for Renewable Energy and Sustainable Tech-
nologies Australia, Perth, and Managing Editor of the International Journal of
Renewable Energy Engineering. He has published many research papers in the
REFERENCES area of electric power engineering including many in the IEEE. His current re-
[1] R. Chedid, F. Mrad, and M. Basma, “Intelligent control of class of wind search interests include power quality, energy efficiency, and hybrid renewable
energy conversion systems,” IEEE Trans. Energy Conversion, vol. 14, energy systems.
pp. 1597–1604, Dec. 1999. Dr. Islam is a member of the IEE. He is the recipient of the 1999 IEEE/PES
[2] A. Z. Mohamed, M. N. Eskander, and F. A. Ghali, “Fuzzy logic control prestigious T. Burke Haye’s outstanding Faculty Recognition Award and was
based maximum power tracking of wind energy system,” Renewable the General Chair for the 2001 Australasian Universities Power Engineering
Energy, vol. 23, no. 2001, pp. 235–245. (AUPEC) Conference.

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