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Psychotherapy Research
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To cite this article: Lars Auszra, Leslie S. Greenberg & Imke Herrmann (2013) Client emotional productivity—optimal
client in-session emotional processing in experiential therapy, Psychotherapy Research, 23:6, 732-746, DOI:
10.1080/10503307.2013.816882
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Psychotherapy Research, 2013
Vol. 23, No. 6, 732746, http://dx.doi.org/10.1080/10503307.2013.816882
*
Client emotional productivity optimal client in-session emotional
processing in experiential therapy
Abstract
Objective: The goal of this investigation was to examine the predictive validity of Client Emotional Productivity (CEP), an
operationalization of optimal client in-session emotional processing, possessing seven features: Attending, symbolization,
congruence, acceptance, regulation, agency and differentiation. Method: CEP was related to improvement in depressive and
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general symptoms, in 74 clients (66% female, 34% male) who received experiential therapy of depression and this was
compared to the relationship between client high expressed emotional (CHEEA) arousal and the working alliance (WAI)
and outcome. Results: Hierarchical regression analyses revealed that working phase CEP predicted significant reduction of
depressive and general symptoms over and above that predicted by beginning phase CEP, the working alliance and working
phase CHEEA. Working phase CEP emerged as the sole, independent predictor of outcome for both depressive and general
symptoms. Conclusion: Productive emotional processing, thus, mediates the relationship between the alliance and outcome
and seems to go beyond mere activation and expression of emotional experience. It rather seems to involve an increase in the
ability to process activated primary emotion in a productive manner specified by CEP.
There is now wide consensus in the field that always explicitly formulated, and there was also a
activating and processing emotion is important in shortage of empirical research on emotion-focused
psychotherapeutic change (Foa & Kozak, 1986; treatment principles.
Fosha, 2002b; Greenberg, 2010; Greenberg & Emotional processing is increasingly being em-
Safran, 1987; Hayes, Beevers, Feldman, Lauren- ployed as a theoretical construct by the major
ceau, & Perlman, 2005; Mennin & Farach, 2007; therapeutic schools to describe how people process
Samoilov & Goldfried, 2000). The nature of effec- their emotion in therapy. In the cognitive behavioral
tive client emotional processing within therapy, tradition Rachman (1980) defined emotional pro-
however, still has not been fully elucidated. On a cessing as ‘‘a process whereby emotional distur-
theoretical level a number of different clinical bances are absorbed and decline to the extent that
‘‘emotional processing theories’’ have been proposed other experiences and behaviours can proceed with-
(Baker, 2007; Foa & Kozak, 1986; Fosha, 2002a; out disruption’’ (Rachman, 1980, p. 51). This
Greenberg, 2010; Greenberg & Safran, 1984; definition, however, was more descriptive than ex-
McCullough et al., 2003; Rachman, 1980; Teasdale, planatory and left what absorbed means very un-
1999). Starting with Breuer and Freud (1956/1893), clear. Foa and Kozak (1986) defined emotional
who advocated abreaction of previously suppressed processing as the modification of activated memory
feelings, with the aim of catharsis, there has been a structures by the addition of new information
long tradition of theorizing on affective processes in incompatible with the elements of the memory
the different psychotherapeutic traditions. However, structure, replacing dysfunctional elements with
as Diener and Hilsenroth (2009) observed, the impli- realistic ones. Baker (2007) recently suggested that
cations of these predominantly meta-psychological to facilitate effective emotional processing in therapy
theories for actual therapeutic practice were not a client has to face the distressing emotion evoked by
Correspondence concerning this article should be addressed to Lars Auszra, Institut für Emotionsfokussierte Therapie, Germany. Email:
auszra@ieft.de
the memories of a painful event, express and rel- importance of acceptance of painful emotional
ease them in some form, and reframe or re- experiences and to recognize the importance of
conceptualize the eliciting situation. Despite the changing the manner of processing thoughts rather
increasing acknowledgment of the importance of than changing their content. EFT, however, suggests
meaning in emotional processing in these models, that in addition to acceptance, once emotion is
their main focus remains one of reducing sympto- brought to awareness, the emotional experience has
matic emotional responses as opposed to creating to be explored, symbolized and made sense of, and,
new meaning from emotional experiences. when maladaptive, transformed by new corrective
By contrast, in the experiential tradition, Green- forms of emotional experience (Greenberg 2010;
berg and Safran, (1984, 1987), in their more Greenberg & Elliott, 2012). For optimal emotional
complex model of emotional processing, viewed processing to occur, a client thus has to cognitively
awareness of emotion as a fundamentally adaptive orient towards primary emotion as information and
basic mode of information processing that generated create meaning from it, and by so doing integrate
personal meaning. In addition adaptive emotions affect and cognition. In addition emotional proces-
were considered to have an innately healthy potential sing also involves increasing emotional flexibility by
which could help clients change maladaptive emo- accessing new emotional responses to old situations.
tional states (Greenberg, 2010). From this perspec- Reflecting on emotion to create meaning and gen-
tive emotional processing involved both making erating new emotional responses to transform old
sense of emotions by awareness, attention to it, ones are thus important elements of emotional
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acceptance, regulation, expression and reflection on processing in addition to allowing and accepting
it and by transforming emotion responses that have emotion.
become maladaptive by activating alternate adaptive In an attempt to operationalize and empirically
emotional responses to the same stimulus. In addi- investigate optimal client emotional processing in the
tion, they advocated that all emotional experiences
therapeutic hour, a concept of client emotional
should not be treated in the same way, suggesting
productivity has been developed (Auszra & Green-
that in-session emotional states could be organized
berg, 2007; Greenberg, Auszra, & Herrmann,
into four distinct types of emotional responses*
2007). It is based mainly on EFT emotional proces-
primary adaptive, primary maladaptive, secondary
sing theory, but also is informed by a survey of
reactive and instrumental emotion (Greenberg,
experts in the field of working with emotion in
2010; Greenberg & Safran, 1987). Emotional
therapy, as well key findings from research on
change in emotion-focused therapy (EFT) has been
emotion processes in the study of therapeutic change
shown to involve moving through secondary sympto-
matic emotion, to more primary emotions, and to were incorporated. Client emotional productivity
greater flexibility in emotional responding (Pascual- (CEP) refers to whether emotion is being processed
Leone & Greenberg, 2007; Paivio & Pascual -Leone, in the session in such a way as to enhance movement
2010). Emotional processing in this view thus toward the process goals of deepening, clarifying or
involves deepening, making sense of, and transform- transforming what is being felt so as to promote
ing emotion. Optimal emotional processing is seen as therapeutic change. It is defined as a client experi-
involving the extraction of useful information inher- encing a primary emotion in such a way that he or
ent in primary adaptive emotion (emotion utiliza- she (a) can extract the useful information inherent in
tion) and creating flexibility in emotional response an adaptive emotion in the service of problem
(emotion transformation). The latter is achieved by resolution, or (b) shows signs of being in the process
co-activating more adaptive emotion to the same of transforming a maladaptive emotion into a more
stimulus, thereby undoing the effects of maladaptive adaptive emotional experience. In other words, a
emotion (Greenberg, 2002, 2010). client processes a primary emotion in such a manner
An emotion-focused approach (EFT) (Greenberg, that depending on whether the emotion is adaptive
2010; Greenberg & Watson, 2006), sees accepting or maladaptive, either its utilization or transformation
emotion by approaching it, attending to emotional is in process.
experience, and allowing and tolerating being in live Emotional productivity has three main dimen-
contact with it, as a necessary condition for effective sions: (1) emotional activation, (2) emotion type and
emotional processing. With the growing evidence on (3) manner of processing.
the effectiveness of acceptance and mindfulness- (1) Emotional activation. A basic proposition of
based treatments (Hayes, Strosahl, & Wilson, 1999; emotional processing theories across therapeutic
Linehan, 1993; Segal, Williams, & Teasdale, 2002) orientations is that emotion activation is a necessary
there has recently been a marked shift in cogni- ingredient of effective emotional processing (e.g.,
tive behavioral approaches to also recognize the Foa & Kozak, 1986; Fosha, 2000; Greenberg &
734 L. Auszra et al.
Safran, 1984; McCullough & Andrews, 2001; Rach- & Kiesler, 1986), it differs markedly by focusing on
man, 1980). primary emotion and on both verbally and nonverb-
(2) Emotion type. One key aspect that seems to be ally expressed emotion, whereas the Experiencing
necessary in specifying that emotional arousal is Scale (Klein et al., 1986) focuses solely on verbal
facilitative of therapeutic change is the distinction expression and not only on emotion.
between different types of emotion. Distinguishing In an intensive analysis of four good and four poor
between primary and secondary emotion on the one outcome cases Greenberg and colleagues (Green-
hand and primary adaptive and maladaptive emotion berg et al., 2007) explored the relationship between
on the other hand is important (Greenberg 2002). client emotional productivity, on a preliminary
While primary emotions are defined as people’s very measure of productivity, client expressed emotional
first core emotional response to situations such as arousal, and outcome in experiential therapy of
anger at boundary violation or sadness at loss, depression. Results of this small-n study suggested
secondary emotions are viewed as responses to that productivity of expressed emotion in general, as
preceding emotional reactions, often obscuring or well as the productivity of more highly aroused
interrupting these more primary emotional reac- emotion, rather than the frequency of highly aroused
tions. While secondary emotions are generally mala- emotion alone, facilitated positive change in therapy.
daptive, primary emotions can be either adaptive or The goal of the present study was to examine the
maladaptive depending on whether they organize predictive utility of client emotional productivity
people for adaptive action in the service of their (CEP) in brief experiential therapy for depression
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primary needs, goals, concerns and values in a on a larger sample. To this end, the predictive utility
situation. of CEP was compared to the predictive ability of two
(3) Manner of processing. Another key aspect of other process variables, namely client high expressed
distinguishing facilitative emotional arousal and ex- emotional arousal (CHEEA) and the working alli-
pression from emotional expression and arousal that
ance. In testing whether the combination of emotion
is not beneficial is the manner in which the activated
activation, emotion type and manner of processing is
emotion is processed. Simply experiencing a primary
a better predictor than activation alone, the con-
emotion is not sufficient in facilitating emotional
tribution of mere emotion activation in predicting
change. Rather the activated emotion needs to be
symptom alleviation has to be controlled for. For this
processed in a contactfully or mindfully aware manner.
reason CHEEA was included in this investigation, as
Contact with the emotion or mindful awareness of it
an operationalization of mere emotion activation.
is defined by seven criteria (attending, symboliza-
Given that the working alliance has been identified as
tion, congruence, acceptance, regulation, agency
a common factor (Grawe, 1998; Horvath & Green-
and differentiation), all of which have to be present
for a client’s emotional experience to qualify as berg, 1989; Imel & Wampold, 2008), accounting for
productive. These were established by a survey a small but significant portion of the variance in the
of experts to confirm some content validity for measures of therapeutic outcome, for an emotion
the Client Emotional Productivity-Scale-Revised process variable to be a relevant predictor of
(CEPS-R; Auszra, Greenberg, & Herrmann, 2010). therapeutic outcome it should prove to predict
The study had three phases: In the first phase a panel outcome over and above what is predicted by the
of 33 experts were asked to identify the essential therapeutic alliance. Therefore the alliance was also
characteristics of optimal client in-session emotional controlled for in this study. The following hypothesis
processing. To qualify as an expert in the field of was tested.
emotion and psychotherapy participants had to have Increased levels of emotional productivity from
a PhD in Psychology, at least two author publica- early to the working phase will predict symptom
tions on emotion and psychotherapy and at least alleviation over and above what is predicted by the
10 years of clinical experience. In the second phase working alliance and client high expressed arousal
the CEPS and the underlying CEP model were (CHEEA). It was assumed that increase in produc-
revised based on the experts’ answers. In the third tivity both controls for individual difference in entry
phase a panel of experts assessed the content validity level processing abilities and occurs as a result of
of the CEPS-R on a 5-point Likert scale. Results of therapy and therefore was the variable of choice for
the study indicate that the CEPS-R offered an predicting outcome. Research on client depth of
adequate conceptualization of productive client in- experiencing has established that increase in depth of
session emotional processing. Although CEPS-R in experiencing is a stronger predictor of outcome than
measuring attending to emotional experience and beginning phase experiencing (Goldman, Green-
differentiating it bears some resemblance to Client berg, & Pos, 2005; Pos, Greenberg, Korman, &
Depth of Experiencing (Klein, Mathieu-Coughlan, Goldman, 2003).
Client emotional productivity*optimal 735
The Beck Depression Inventory (Beck, 1972; Therapist Session Questionnaire (TSQ). This
Beck, Ward, Mendelson, Mock, & Erbaugh, measure was adapted from the GSEQ by Greenberg
1961). The BDI is a widely used 21-item self-report and colleagues (Goldman, Greenberg, & Pos, 2005)
inventory designed to measure presence and degree to provide the therapist’s perspective on clients’
of depression in adolescents and adults. Higher progress in therapy sessions. Therapists report
overall scores reflect greater severity of depression whether they have the sense that the client had
(range 063). In a review of 10 years of research experienced a significant shift in perception or
using the BDI, Beck, Steer and Garbin (1988) feeling, or resolved a core issue in the session.
reported validity coefficients ranging from .66 to
.86. Goldman et al. (2006) reported full-scale
internal consistency (a .92). Observer In-Session Process Measures
Client Emotional Productivity Scale-Revised
The Symptom Checklist Revised (SCL-90-R;
Derogatis & Melisaratos, 1983). The SCL-90-R is
(CEPS-R; Auszra, Greenberg, & Herrmann,
2010). The CEPS-R was designed to assess the
a widely used 90-item questionnaire designed to therapeutic productivity of client emotional expres-
measure general symptom stress. In this study the sions within therapy sessions. Client emotional
Global Symptom Index (GSI) was used as an out- productivity (CEP) refers to whether emotion is
come measure. Higher Scores reflect higher general being processed in such a way as to move toward
symptom stress. Goldman et al. (2006) reported full- the goals of therapeutic change. Based on the
scale internal consistency (a .80). emotion-focused theory of effective client emotional
736 L. Auszra et al.
processing a productive emotion process is defined have to be present more than 50% of the time in
as a primary emotion that is processed in a way that the segment for a primary emotional experience to
allows for (a) the utilization of adaptive and /or (b) qualify as productive. If only one of the criteria is not
the transformation of maladaptive, emotions, there- met, the emotion is coded as non-productive.
by building more flexibility in emotion responding. Criteria are assessed simultaneously and negative
CEP is seen as having three main dimensions: (1) indicators of the criteria were considered as impor-
emotion activation, (2) emotion type, and (3) tant as were positive indicators in making the rating.
manner of processing. Specific criteria on all three (1) Attending (Not attending): The client has to be
dimensions have to be met for an emotional expres- aware of his or her emotional experience and attend
sion to qualify as productive: (1) there have to be to it. This criterion applies to non-verbally expressed
some signs that an underlying emotion schematic emotional experience only. Symbolized emotional
structure is activated in the present, (2) there has to reactions automatically qualify as attended to. Non-
be some indication that the emotion being expressed verbally expressed emotions are also coded as
is primary, and (3) there have to be signs that the attended to unless there are clear indicators that
emotion is processed in a contactfully aware manner. the client is not aware of and does not attend to what
The scale is applied in the form of a decision tree he or she is feeling. (2) Symbolization (Not
involving three successive decisions. symbolized): Once an emotional reaction is attended
Coders first have to decide whether clients are to and felt in awareness it has to be symbolized in
merely talking about an emotion (intellectualizing), words. The client thus has to label or be in the
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or whether they are really experiencing what they are process of labeling his or her emotional reaction. (3)
talking about in the present. As stated in the manual, Congruence (Incongruence): The verbally symbolized
this implies either that the client clearly expresses emotional expression and the nonverbally expressed
emotion (a) outwardly, (b) vocally, (c) facially, and emotion have to be congruent. Indicators for incon-
(d) posturally or it could imply that (e) the client is gruence include a mismatch between the emotional
engaged in an inner search, focusing on symbolizing expression and the reported content or a mismatch
his or her subjective felt flow of experience as between the emotional expression and the reported
referent, rather than on events or abstractions. If emotion, (4) Acceptance (Not accepted): This refers to
the emotion is being experienced in the present, the the stance the client takes towards his or her
coder then has to determine whether the expressed emotional experience. Clients have to assume an
emotion is primary. A primary emotion is the client’s exploratory attitude towards their emotional re-
first and most fundamental emotional response to a sponse and listen to it in an open and receptive
situation as opposed to a secondary response, which manner. This involves their accepting accept both
is a reaction to a more primary emotion or a the emotion and themselves for having the emotion.
preceding thought, or an instrumental emotion, Non-acceptance can be indicated by the client
which is expressed to achieve an aim. A primary negatively evaluating him/herself for the way he/she
emotion that is experienced in the present is thus the is feeling, or negatively evaluating the emotion and
foundation of a possible productive emotional ex- trying to get rid of it or to suppress it. (5) Regulation
perience. Whether the emotion is primary or not is (Overwhelming): The activated emotional experience
best identified by differentiating it from secondary has to be sufficiently regulated so that it is not
and instrumental emotions (Greenberg, 2010). overwhelming. This implies that the level of emo-
Some examples of indicators of secondary emotion tional arousal is such that the client is still able to
as stated in the manual are as follows: The emotion is develop and maintain a working distance from the
a reaction to another emotion (e.g., shame for being emotion (Gendlin, 1996) and to cognitively orient
angry), or to a thought (e.g., ruminative thinking), or towards it as information, thus allowing for an
the emotional expression involves emotions that are integration of cognition and affect. (6) Agency
fused (e.g., complaint involves fused anger and (Victimized): This refers to the stance a client takes
sadness). More indicators of secondary or instru- towards the generation of his or her emotional
mental emotions such as the global and undiffer- experience and his or her role in the emotional
entiated nature of secondary emotion (e.g., feeling change process. The client should take responsibility
bad or upset) are given in the manual. for the emotion as opposed to taking the stance of a
If the emotion is established to be primary, coders passive victim. This involves acknowledging emo-
finally have to decide whether the emotion is tional responses as one’s own personal construction
processed in a contactfully or mindfully aware based on one’s personal goals, needs and concerns in
manner defined by the following seven criteria: a particular situation. It also requires that the client
attending, symbolization, congruence, acceptance, is actively working with the emotion (exploring it,
regulation, agency and differentiation. All of these using it as information, reflecting on it) rather than
Client emotional productivity*optimal 737
suffering from it. Indicators for a client not being demonstrates an emotional action tendency (e.g.,
agentic and taking the stance of a victim include: clenching one’s fist in anger or shrinking back in
The client attributes responsibility for the felt emo- fear). Inter-rater reliabilities for the original seven-
tion or for the resolution of a problematic situation point version of the scale are reported from .75 to .81
to external sources (e.g., other people), or the client (Carryer & Greenberg, 2010). Since the focus of this
sees him- or herself as not capable of changing the study was on high expressed emotional arousal
way he or she feels. (7) Differentiation (Stuck): (arousal levels ]4) raters did not differentiate
Finally, for emotion utilization and transformation between arousal levels of 1 and 2. Accordingly the
to occur, a client’s primary emotional experience has CEEAS-III-R was collapsed to a 6-point scale with
to become differentiated over time, and the client levels 1 and 2 combined into a single first level.
should not be stuck in the same emotion or the same
manner of experiencing/expressing an emotion. This
means either that the client is verbally differentiating Treatment Procedure
an initial emotional reaction into more complex Treatment consisted of 1620 one-hour sessions of
feelings or meanings or into a sequence of other either CC therapy or EFT. As both treatments are
feelings or meanings (Lane & Schwarz, 1987), or experiential and are assumed to promote the same
that new feelings or aspects of the feeling emerge. change processes the two groups were combined for
Differentiation could also entail that the manner in the study to increase statistical power for regression
which an emotion is experienced changes, that is, an analyses.
emotion is more fully allowed, more freely expressed
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Therapists were trained both in CC therapy and procedure was based on the assumption that the
EFT and provided treatment in both conditions. best emotional processing would occur in the best
Thus, therapists served as their own controls by working session from the client’s perspective. The
seeing an equal number of clients in each condition. sessions selected for the working phase ranged
between sessions 4 and 16 (M10, SD 2.88). In
the case of a discrepancy between measures, priority
Procedure
was given to session outcome criteria 2 and 3. If
Participants were randomly assigned to one of the two more than two mid-therapy sessions were equivalent
treatment modalities. No significant pre-treatment by these criteria therapist reports on the clients’
differences for any of the process measures between progress (TSQ) were additionally taken into
modalities (Goldman et al., 2006; Greenberg & account.
Watson, 1998) were found.
Rating Procedure for Process Measures
Working Alliance Session Selection and Scoring Data collection. Videotapes of the selected
The working alliance was measured by the Working therapy sessions were used for coding the process
Alliance Inventory (WAI) (Horvath & Greenberg, variables. Raters were blind to the therapeutic out-
1989) administered after session 4. Session 4 was come of all clients they were rating.
chosen since research on the therapeutic working
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alliance suggests that the nature of the alliance Rater and rater training. Two independent
becomes established in the third or fourth session expert raters were used for client emotional produc-
(Horvath & Bedi, 2002). tivity (CEP) and client expressed emotional arousal
(CEEA) ratings, which also included identification
of client emotional expressions (CEEs). Both raters
Rating Segments had completed the standard (approximately 40
The primary unit of analysis was a 1-minute hours) training on the CEEAS-III-R, and had
segment. Each successive minute was given an extensive experience in applying the CEEAS-III-R
emotion category, a client emotional productivity from previous research projects. The supervisor of
(CEP), and a client expressed emotional arousal this project trained the same two graduate students
(CEEA) rating. For each of the selected sessions 20 on the Client Emotional Productivity Scale-Revised
one-minute segments from the working phase of the (CEPS-R). Training entailed weekly 3-hour meet-
session were rated on the three process variables. ings over a period of 6 weeks in which videotapes
The working phase of the session was defined as the were viewed and discussed until high agreement was
20 minutes before the last 5 minutes of the session. established on the 5-point CEPS-R (r .89) between
This was based on the assumption that this would be the ratings of the two raters working to consensus
the part of the session in which clients are likely to be and the expert on a sample of 30 segments. All
engaged in therapeutic work. ratings of the final sample were done blind to
outcome.
Inter-rater reliability for the Client Emot- revealed one significant relationships (see Table II):
ional Productivity Scale Revised (CEPS-R)
and the Client Expressed Emotional Arousal
Frequency of CEE in the beginning phase was
significantly correlated with the BDI (r .246, p B
Scale III (CEEAS-III-R). One rater rated all
sessions of all clients in the sample (n 148) and a
.05). No other significant relationships between
frequency of CEE and outcome variables were
second rater rated a total of 99 sessions, chosen found.
randomly from all subjects, comprising 2/3 of the Pearson product-moment coefficients calculated
complete sample of sessions. The second rater’s between the frequency of CEE in each of the two
ratings were used to provide a measure of reliability therapy phases and process variables (see Table III)
for the primary rater’s ratings. In all cases where revealed several significant relationships: Frequency
there was disagreement in ratings between the two of CEE in the beginning phase was significantly
raters, the first rater’s ratings were used for the data correlated with frequency of highly aroused ex-
analyses. pressed emotion in both phases of treatment (begin-
ning phase: r .643, pB.001; working phase: r
.350, p B.01). Frequency of CEE in the working
Results phase was significantly correlated with frequency of
Data Preparation CHEEA in both phases of therapy (beginning phase:
r .234, pB.05; working phase: r .486, pB.001).
All variables were acceptably normally distributed This means that clients who expressed more emotion
with no assumptions violated. Missing data were
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Process measures Beginning CEE Beginning CHEEA Beginning CEP Working CEE WorkingCHEEA Woorking CEP WAI
Beginning CEE
Beginning CHEEA .64**
Beginning CEP .15 .03
Working CEE .44** .23 .21
Working CHEEA .35** .42** .01 .49**
Working CEP .15 .14 .23* .26* .20
WAI .19 .21 .16 .18 .19 .38**
Note. CEE client expressed emotion; CHEEA client high expressed emotional arousal, calculated as highly aroused (arousal level of ]4)
segments of all segments in which an emotion was expressed; CEP client emotional productivity, calculated as percentages of productive
segments in which an emotion was expressed; WAI Working Alliance Inventory; n74 for all correlations.
** pB.01, * pB.05.
Client emotional productivity*optimal 741
Table IV. Means and standard deviations for pre-therapy and the potential effect of frequency of CEE in regression
change scores for outcome measures analyses. Therefore frequency of CEE was included
Measures N Mean SD as a potential confounding variable in all analyses.
The remaining variables of the variable set for each
Pre-therapy BDI 74 25.15 6.43 analysis were selected according to hypotheses and
Pre-therapy GSI 74 1.45 .52
rationale of the study.
Post-therapy BDI 74 8.50 7.21
Post-therapy GSI 74 .63 .44
BDI difference scores 74 16.65 .8.82
GSI difference scores 74 .82 .56
Process Variables and Working Phase
Emotional Productivity on BDI
Note. BDI Beck Depression Inventory; GSI General Symp-
tom Index of Symptom Checklist Revised SCL-90-R; n74. The results of hierarchical analyses regressing pro-
cessing variables for both phases of therapy on the
of therapy. The results of these analyses revealed BDI are reported in Table V. In step 0, when
significant differences between beginning and work- considered on its own, WAI was found to predict
ing phases of treatment for both CHEEA (t (73) outcome on the BDI, accounting for 11% of the
5.33**) and CEP (t (73) 3.03**), suggesting variance. In step 1, after controlling for WAI and
that clients’ proportion of highly aroused and adding beginning phase CEE, the addition of begin-
productive segments, of all segments in which ning phase CEE explained an additional 2.5% of the
emotions were expressed, increased from the begin- outcome variance on BDI. However, the beta
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ning towards the working phase of therapy. These coefficients indicated that CEE was not an indepen-
results indicate that CEP was not stable but changed dent predictor of BDI. When beginning phase CEP
over time. was entered, it explained an additional variance of
6.5%. Beta coefficients indicate that both WAI and
beginning phase CEP were independent predictors
Hierarchical regression analyses of BDI. Beginning phase CHEEA, working phase
Forward selection method with a set variable was CEE and working phase CHEEA failed to explain
used to determine the order in which predictor more than 1% of the outcome variance and were
variables were entered into the regression models therefore not included in the model. WAI, beginning
testing the size and significance of incremental phase CEE and beginning phase CEP made up the
contribution of variables of interest to outcome. model of potential confounding variables for esti-
WAI was the first set variable as previous research mating the predictive utility of working phase CEP.
has established WAI as a moderate but robust This model accounted significantly (p B.1) for
predictor of outcome. Therefore a test of the 20.4% of the outcome variance on the BDI. Finally,
predictive utility of CEP and CHEEA variables to when working phase CEP was added to the model it
outcome would be more stringent when controlling
Table V. Results of hierarchical regression analysis of process
for WAI. Consequently WAI was entered first (step 0)
variables and working phase CEP on the BDI
and served as a reference model. Then regressions
on the dependent variable with WAI and each of Independent Total Change in Standardized
the remaining variables were performed to find the variable adjusted R2 adjusted R2 beta weights
second-best variable to add to the model. The Step 0:
variable with the highest adjusted R2 value was WAI .114 .356**
included in the model and served as a new reference Step 1:
model. This procedure was repeated until (a) there WAI .309*
Beginning CEP .190 .076 .297*
were no more variables left or (b) no variable
Step 2
produced a relevant improvement of adjusted R2 WAI .281*
given the variables that were already in the model. An Beginning CEP .279*
R2 value increment of 0.01 was used as selection Beginning CEE .204 .014 .160
criterion. R2 was preferred to p-values as selection WAI .068
criterion as p-value selection is viewed very critically Beginning CEP .156
Beginning CEE .114
in the literature (e.g., Harrel, 2001). Finally, the Working CEP .546 .342 .641**
predictor variable of interest was added to the model
and its predictive utility was tested against the Note. Outcome measured as residual gains; BDI Beck
Depression Inventory; CEP client emotional productivity,
potential confounding variables. Given that fre-
calculated as percentages of productive segments in which an
quency of CEP and CHEEA were computed as emotion was expressed; WAI Working Alliance Inventory;
percentages of all segments in which an emotional CEE Client Expressed Emotion.
expression was present it was important to control for * p B.05, ** p B.01.
742 L. Auszra et al.
explained 34.2% over and above what was explained suggested, working phase CEP was the sole proces-
by WAI, beginning phase CEE and beginning phase sing variable that independently predicted outcome
CEP, and was the sole independent predictor of on the GSI.
reduction of clients’ symptoms of depression. The
final model accounted significantly (pB.1) for
54.6% of the variance predicting BDI. Discussion
The objective of this study was to expand our
understanding of the nature of effective client emo-
Process Variables and Working Phase tional processing in psychotherapy. Specifically, this
Emotional Productivity on GSI study sought to examine the predictive utility of
The results of hierarchical analyses regressing pro- client emotional productivity (CEP), an operationa-
cess variables for both phases of therapy on the GSI lization of optimal emotional processing, by relating
are reported in Table VI. In step 0, WAI considered it to therapy outcome high expressed emotional
on its own was found to predict outcome on the GSI, arousal (CHEEA) and the working alliance.
accounting for 1.9% of the variance. In step 1, after As hypothesized compared with WAI and high
controlling for WAI and adding working phase expressed emotional arousal (CHEEA) working
CHEEA, the addition of working phase CHEEA phase CEP was the sole independent predictor of
outcome on both the BDI and the GSI, explaining
explained an additional 7.6% of the outcome var-
independently 34.2% of the variance for the BDI
iance. In this step only working phase CHEEA was
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First, while evidently not being sufficient, emotion beginning phase session was selected by position and
activation seems to be necessary for productive the working phase session by quality, changes in
emotional processing to occur. The implicit cogni- CEP could partially be explained by different selec-
tive-affective meaning structures, which are the tion criteria. However, it was found that there was no
primary target of change in therapies working with difference between working phase CEP and final
emotion, need to be up and running in therapy session CEP, which was also chosen by position as
(Baker, 2001; Foa & Kozak, 1986; Greenberg & opposed to session quality. This indicates that clients
Safran, 1987; Rachman, 1980; Teasdale, 1999). whose CEP increased across treatment improved
Only then can maladaptive schematic structures be most. That therapist action is what leads to increase
restructured and /or the adaptive information con- in CEP remains to be demonstrated.
veyed by adaptive ones utilized (Greenberg, 2010).
Second, a distinction needs to be made between
different emotional response types, namely emo- Client Emotional Productivity Scale-Revised
tional experiences that grant access to underlying The fact that CEPS-R was (a) sufficiently different
clinically relevant emotional meaning structures, and from both the CHEEA (beginning phase: r .14;
emotional experiences that are irrelevant to or working phase: r .20) and the WAI (beginning
hindering in the process of change (Fosha, 2000; phase: r .16; working phase: r .38**) and (b)
Greenberg, 2010; Greenberg & Safran, 1987; proved to be a noticeably better predictor of ther-
McCullough et al., 2003). Optimal emotional pro- apeutic outcome than both CHEEA and WAI
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cessing thus involves not only activating emotion, (discriminant validity) further indicates construct
but also a process of deepening by moving from validity of the CEPS-R.
more superficial secondary or defensive emotional
experiences to core emotional responses (Greenberg,
2010). Implications for Clinical Practice
Third, primary emotional experience, once
brought to awareness, has to be experienced in a This study provides further evidence of the impor-
manner that allows for further processing, including tance of paying attention to the way clients process
attending to the emotional experience, symbolizing it their emotions in therapy. Second, findings of this
in words, congruence between the verbal symboliza- investigation suggest that in working with emotion, it
tion and the nonverbal expression of the emotion, is important to not treat all emotional expressions as
acceptance of the emotional experience, regulation of the same, but to differentiate between different types
its arousal, a sense of being the agent of the emotion, of emotions, as well as between different ways of
and finally the emotion has to become differentiated processing them. Merely activating emotion is not in
over time. All these aspects allow for the extraction itself therapeutic and should not be an end in itself.
and optimal use of information inherent in adaptive Therapists need to be provided with a map to
emotion in the service of problem resolution (emotion distinguish between client emotional expressions
utilization) and for maximum flexibility in the that promote achieving therapeutic process goals or
process of transforming maladaptive emotion into change and emotional expressions that are hindering
more adaptive emotion (emotion transformation), or even detrimental to the change process. The CEP
thereby promoting integration of adaptive and mala- concept and the CEPS-R meet both needs.
daptive emotions as well as of emotion and cognition
(Auszra, Herrmann, & Greenberg, 2004; Greenberg,
Limitations and Directions for Future
2010; Greenberg & Safran, 1987).
Research
The finding that working phase CEP predicts
reduction of depressive and general symptomology A number of limitations address generalizability of
over and above what was predicted by beginning findings. The first limitation pertains to the repre-
phase CEP suggests that it is not merely clients’ sentativeness of the sample. As only 20 minutes were
individual capacities to process emotion productively rated from two sessions, it remains to be seen
prior to treatment but changes in this process during whether results would hold for a larger sample of
treatment that are related to good outcome. the emotional process. The second limitation relates
Although beginning phase CEP was a unique pre- to the representativeness of the client population
dictor of outcome for the BDI, its effect is mediated studied. Further research needs to establish whether
by working phase CEP (Baron & Kenny, 1986). This principles of emotional processing and change as
implies that low initial capacities are not a guarantee operationalized in the concept of CEP apply to client
of poor outcome*provided clients can improve their populations other than depression, particularly to
emotional processing abilities across therapy. As the those for which emotion dysregulation (e.g., panic
744 L. Auszra et al.
disorder, borderline personality disorder) is the international meeting of the Society for Psychotherapy Re-
search, Rome, Italy.
primary concern.
Baker, R. (2001). An emotional processing model for counselling
The third limitation concerns the applicability of and psychotherapy: A way forward? Counselling in Practice, 7(1),
the CEP concept to therapy approaches other than 811.
EFT. It would be important to investigate whether Baker, R. (2007). Emotional processing (1st ed.). Oxford: Lion.
CEP will be equally relevant to different approaches, Baron, R.M., & Kenny, D.A. (1986). The moderator mediator
variable distinction in social psychological research: Con-
particularly treatment approaches that are more
ceptual, strategic, and statistical considerations. Journal of
focused on working with symptoms and/or skill Personality & Social Psychology, 51(6), 11731182. doi:10.1037/
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Beck, A.T., Steer, R.A., & Garbin, M.G. (1988). Psychometric
CEP. In classic exposure treatments, for instance, properties of the Beck Depression Inventory: Twenty-five years
focusing on the reduction of symptomatic emotional of evaluation. Clinical Psychology Review, 8, 77100. doi:10.
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emotional experiences that are promoted most Beck, A.T., Ward, C.H., Mendelson, M., Mock, J., & Erbaugh, J.
probably would be categorized as secondary and (1961). An inventory for measuring depression. Archives of
General Psychiatry, 4, 561571. doi:10.1001/archpsyc.1961.
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work. In these treatments symbolization and mean- Breuer, J., & Freud, S. (1956). On the psychical mechanism of
ing making of activated in-session emotional hysterical phenomena (1893). The International Journal of
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