Documente Academic
Documente Profesional
Documente Cultură
APPLICANT
v.
RESPONDENT
TABLE OF CONTENTS
TABLE OF CONTENTS…………………………………………………………………... ii
INDEX OF AUTHORITIES………………………………………………………………… iv
STATEMENT OF JURISDICTION …………………………………………………..…..xiii
QUESTIONS PRESENTED ………………………………………………………………..xiv
STATEMENT OF FACTS …………………………………………………….……………xv
SUMMARY OF PLEADINGS ………………………………………………………...…xviii
WRITTEN PLEADINGS
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INDEX OF AUTHORITIES
Page
TREATIES AND CONVENTIONS
1962 Amendments to the 1954 International Convention for Prevention of 11
Pollution of the Sea by Oil (adopted 11 April 1962, entered into force 18
May/28 June 1967)600 UNTS 332
1996 Protocol to Convention on the Prevention of Marine Pollution by 22
Dumping of Wastes and Other Matter 1972 (adopted 07 November 1996,
entered into force 24 March 2006) 36 ILM 1 (1997)
Arms Trade Treaty (adopted 2 April 2013, entered into 24 December 2014) 18
Convention on the International Regulations for Preventing Collisions at 11
Sea (adopted 20 October 1972, entered into force 15 July 1977) 1050
U.N.T.S. 16
Convention on the Prevention of Marine Pollution by Dumping of Wastes 10
and Other Matter (adopted 29 December 1972, entered into force 30
August 1975) 1046 UNTS 138
Convention on the Recognition and Enforcement of Foreign Arbitral 2
Awards (adopted 10 June 1958, entered into force 7 June 1959) 330
U.N.T.S. 38
Convention on the Settlement of Investment Disputes Between States and 1,2,4,8
Nationals of Other States (adopted 3 March 1965, entered into force 14
October 1966), 575 U.N.T.S. 159
International Convention for Prevention of Pollution from Ships of 1973, 11
as amended by the 1978 Protocol (adopted 02 November 1973, entered
into force 02 October 1983) 1340 UNTS 61, 184
International Convention for the Unification of Certain Rules relating to 17
the Immunity of State-Owned Vessels (adopted 10 April 1926, entered into
force 08 January 1927), 176 LNTS 199
Treaty on the Non-Proliferation of Nuclear Weapons (adopted 1 July 1968 20
entered into 5 March 1970) 729 U.N.T.S. 161
Treaty on the Prohibition of Nuclear Weapons (adopted 7 July 2017) 3
United Nations Convention on the Law of the Sea (adopted 10 December 13,15,16,17,26,
1982, entered into force 1 November 1994) 1833 U.N.T.S. 397 30,31
Vienna Convention on the Law of Treaties (entered into force 23 March 4,7,18,19,20
1976), 999 U.N.T.S. 171
Responsibility of States for Internationally Wrongful Acts (2001) (ASR) 26
Annex GA Res 56/83
ILC, Responsibility of States for Internationally Wrongful Acts, GA Res 10, 26,14
56/83, UN Doc A/RES/56/83 (28 January 2002) annex, art 2
UN DOCUMENTS
Charter of the United Nations (entered into 24 October 1945) 1 U.N.T.S. 19,24,26,27
XVI
Convention on the Territorial Sea and Contiguous Zone (adopted 29 April 10
1958, entered into force 10 September 1964) 516 UNTS 205
Hudson, ‘Working Paper on Art. 24 of the Statute of the International Law 20, 22
Commission,’ [1950] U.N. Doc. ACN.4/16
SC Res 660 (2 August 1990), 45 UN SCOR Resolutions and Decisions of
the Security Council (1990) UN Doc S/INF/46 (1990).
Statute of the International Court of Justice, 59 Stat. 1055 (1945) art 36 6,7
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(‘ICJ Statute’).
Statute of the Permanent Court of International Justice (entered into force 6
20 August 1921) 6 L.N.T.S. 397, 390
U.N. Conference on Trade and Development, ‘Dispute Settlement: 10
International Centre for the Settlement of Investment Disputes, Consent to
Arbitration’ (2003) UNCTAD/EDM/Misc.232/Add.2.
UNCITRAL, ‘Arbitration Rules as Revised in 2013’, (2013) art 12(1) 7,8
UNCITRAL, ‘Model Law on International Commercial Arbitration 1985 4,6
with Amendments as Adopted in 2006’, (7 July 2006) A/40/17
UNGA Res 3314 (1974) 24
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NATIONAL CASES
Base Metal Trading, Ltd. v OJSC (Base Metal Trading I), 283 F.3d 208 1
(4th Cir. 2002)
Compania Espanola v The Navemar(1938) 303 US 68 26
Cour d’appel de Paris, Pôle 1-Chambre 1, Judgment of 17 February 2015 13
(No. 77), RG No. 13/13278.
Glencore Grain Rotterdam B.V. v Shivnath Rai Harnarain Co. (Glencore 1
Grain), 284 F.3d 1114 (9th Cir. 2002)
HSN Capital LLC v. Productora y Comercializador de Television, S.A. de 11
C.V., 2006 WL 1876941 (M.D. Fla. 5 July 2006).
Republic of Mexico v Hoffman(1945) 324 US 30. 26
The Exchange v McFaddon11 US (7 Cranch) 116 (1812). 15
United States Ex Rel. Stapf vs Corsi, 287 US 129, 130 (1932); 23
US vs Flores 541 US 149 (2004). 25
NATIONAL LEGISLATION
Australian International Arbitration Act 1974 2
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ARTICLES
Andrew H. Henderson, ‘Murky Waters: The Legal Status of Unmanned 11
Undersea Vehicles’ [2006] 53 Naval L. Rev. 55
Christian Marxsen, ’Territorial Integrity in International Law- Its Concept 24
and Implications for Crimea’, ZaöRV 75 (2015)
Christoph Schreurer, ‘Consent to Arbitration’ (2007) 1
<http://www.univie.ac.at/intlaw/con_arbitr_89.pdf> accessed 29 December
2017.
Doug Jones, ‘Kompetenz-Kompetenz’ [2009] 75(1) Arbitration: The 6
Journal by the Chartered Institute of Arbitrator
J Crawford, ‘Execution of Judgments and Foreign Sovereign Immunity’ 14,16
(1981) 75 AJIL 820, 862
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MISCELLANEOUS
Arms control, Disarmament and Nonproliferation: French policy’ (Paris: 23
La Documentation Francais, 2000)
Louise Doswald-Beck (ed.), San Remo Manual on International Law 30
Applicable to Armed Conflicts at Sea (ICRC, 1995)
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Operations-Annotated Supplement’
<http://www.jag.navy.mil/distrib/instructions/AnnotatedHandbkLONO.pdf
> accessed 02 January 2018.
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STATEMENT OF JURISDICTION
International Court of Justice, pursuant to Article 48 of the Statute of the Court, and to
Articles 31, 44, 45(1), 48, 49, and 80 of the Rules of Court, and by virtue of the joint
Statement of Agreed Facts of 23 August 2017. The Parties agree to accept as final and
binding the Judgment of this Court and shall execute it in its entirety and in good faith.
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QUESTIONS PRESENTED
II. Whether Rukaruku violated Article 6 of the FCN Treaty when the Egart operated
in Anduchenca’s territorial sea, but Anduchenca did not violate Article 7 of the
III. Whether Anduchenca violated Article 16 of the FCN treaty by commissioning and
IV. Whether Rukaruku violated Article 17 of the FCN Treaty when it attacked the
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STATEMENT OF FACTS
of Rukaruku (“Rukaruku”) are coastal states along the Kumatquesh coast of the Odasarra
country of 100 million. It has been the dominant military, economic, and diplomatic power in
Commerce, and Navigation (the “FCN Treaty”) which remains in force until this day. On 26
October 1967, Anduchenca’s military was able to successfully stage a coup d’etat, and
General RafiqTovarish was installed as the country’s Head of State and government, with the
On 1 July 1968, all of the Odasarran States, except Anduchenca, signed and ratified
sign, ratify, or accede to the NPT because it perceives it as a means to establish or aggravate
Similarly, all of the Odasarran States, again with the exception of Anduchenca, signed and
ratified the United Nations Convention on the Law of the Sea (“UNCLOS”) in December
1982. Anduchenca has explained its position because it deems the compulsory dispute
The Egart
In August 2010, Anduchenca adopted a maritime security law requiring that any
foreign government vessel proposing to enter its territorial sea must first obtain prior
authorization. Anduchenca has, for decades, considered the breadth of its territorial sea to be
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vehicles (“AUVs”) in some of its naval operations in the Odasarra Region. These AUVs,
were programmed to remain at least 12 nautical miles from a State’s baseline, and have
system. They have the capability to detect, identify, and lift objects weighing less than 5
Nations General Assembly, stating that this act espionage of Rukaruku is a hostile act
inconsistent with international law and threatening to international peace and security. He
further stated that if any of these spy drones find itself within Anduchenca’s territorial sea,
On 29 October 2015, the Anduchencan Navy caught the Egart, a Rukarukan spy
drone, operating without permission less than 11 nautical miles from the coast of
Anduchenca, which was collecting and recording optical and acoustic data.
Rukaruku issued a formal demand for the Egart, stating that it was doing nothing
illegal, and was just to ensure the safe passage of ships. They further stated that its operations
are vital in ensuring the friendly trade and commerce in the Odasarra Region. Anduchenca
resolution. Rukaruku therefore instituted Arbitration proceedings under Article 10(a) of the
FCN treaty, claiming that Anduchenca violated Article 7 of the FCN treaty when it captured
the Egart, and demanding its return. Anduchenca did not respond to the Request for
Arbitration.
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In the Request for Arbitration, Rukaruku named Judge Bhrasht Moyet as its party-
appointed arbitrator. Since Anduchenca failed to name its own arbitrator, the ICJ President
Judge Alice Bacal appointed the two other arbitrators in accordance with Article 10(a) of the
FCN Treaty. She appointed ITLOS Judge Mou Tong on behalf of Anduchenca, and herself as
Two days later, Anduchenca sent a Note Verbale to the Arbitral tribunal, stating that
they will neither participate in the arbitration proceedings nor will they recognize the validity
of any award that might result therefrom, since the dispute does not fall within the scope of
Despite these, the Arbitral tribunal nevertheless continued with the Arbitration
proceedings. On 2 March 2017, the tribunal rendered a 30-page award, stating that it did have
jurisdiction over the dispute, and that Anduchenca’s capture of the Egart was in violation of
Article 7 of the FCN treaty. It further ordered the return of the Egart to Rukaruku.
On 21 March 2017, the Institute for Legal Studies of Arbitration (“ILSA”) published
a report entitled “The Ruka Ruse,” stating that the arbitration was filled with procedural
infirmities. First, there was the issue of the private telephone conversations between Judge
Moyet and Rukaruku’s counsel for the arbitration, which puts to question the independence
of Judge Moyet throughout the arbitration. Second, the tribunal hired an “assistant” who
worked more hours on the case than the arbitrators, without the knowledge of the parties.
Finally, there was the issue of the published draft of the arbitral award, which was identical to
The Ibra
In April 2017, news broke out that Anduchenca had commissioned a nuclear-armed
submarine, called the Ibra. This was confirmed by General Tovarish in a statement, saying
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against anyone that would infringe on their sovereignty. The UN Security Council issued
Resolution 3970, reaffirming its commitment to the NPT, and determining that the issue
within the Odasarra Region constitutes a threat to international peace and security.
The Covfefe
On 6 June 2017, two Rukarukan warships fired at and hit the Covfefe, a supply ship
located in the high seas, 250 nautical miles from the Anduchencan coast. The Covfefe was en
route to deliver provisions and personnel aboard the Ibra, which was also in the high seas.
The attack killed 10 Anduchencan sailors and 7 civilians employed by a private contractor
The Rukarukan Prime Minister confirmed that the attack came on his order, to
prevent any supplies from being delivered to the Ibra and therefore requiring it to surface. He
further confirmed that the goal was to eventually capture the Ibra, as he is empowered to do
so under the UN Security Council Resolution. General Tovarish on the other hand,
condemned the unprovoked attack on the Ibra, and prepared to respond in any way necessary
On 14 June 2017, the tensions escalated between the two countries. The Rukarukan
Navy located the Ibra, and sent 6 warships to immediately enclose the submarine. They fired
a series of torpedoes to force the Ibra to surface, and then swept the deck with machine gun
fire when it surfaced. They subsequently boarded the submarine, took control, and brought it
to a naval base in Rukaruku. The crew were detained, questioned, and eventually repatriated
to Anduchenca.
The Ibra was subsequently dismantled, and all nuclear materials onboard had been
disposed of, under the supervision of Rukaruku, the two other NPT signatory states, and the
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SUMMARY OF PLEADINGS
Pleading 1
Anduchenca objects to the validity of the Arbitral Award of 2 March 2017 because
the Tribunal did not have jurisdiction when it rendered the Award and because of the
The Arbitral Tribunal did not have jurisdiction ratione personae because Anduchenca
did not give its consent to the arbitration proceedings, and continuously objected to the
tribunal’s exercise of jurisdiction over it.The Arbitral Tribunal also did not have jurisdiction
rationemateriae, because the present dispute is outside of the scope of the FCN Treaty. The
FCN Treaty only covers commercial activities, and the Egart was not engaged in a
commercial activity at the time of its capture. Rukaruku may not invoke the principle of
The irregularities that attended the arbitral proceedings also render the Award invalid.
The private telephone conversations between one of the Judges and Rukaruku’s counsel, the
non-disclosure of the arbitral secretary’s appointment, and the preparation of the draft by the
Pleading 2
Rukaruku violated Article 6 of the FCN Treaty because the Egart’s incursion into
Anduchenca’s territorial sea was a violation of its territorial sovereignty. The Egart cannot
enjoy the right of innocent passage because it is neither a ship nor a submarine and its
The Egart’s operations was also attributable to Rukaruku because it was employed by
the Rukarukan Navy. It is not precluded from wrongfulness due to force majeure because the
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Egart was under the control of Rukaruku and its performance international law obligations is
Corollarily, Anduchenca did not violate Article 7 of the FCN Treaty when it captured
the Egart. Anduchenca did not violate Rukaruku’s freedom of navigation because the Egart
was not engaged in innocent passage at the time of its capture. Furthermore, the capture was
pursuant to its own maritime security law, which was violated by Rukaruku. The Egart also
does not enjoy sovereign immunity since there is no customary norm granting sovereign
immunity to AUVs.
Pleading 3
Anduchenca did not violate Article 16 of the FCN Treaty because first, there was
neither importation nor exportation of weapons and ammunition in commissioning the Ibra.
Even if Anduchenca primarily exports uranium, there is nothing in the agreed facts that could
should mean the local government department from whom an express approval is required.
Even if the Court was to find that there was importation or exportation, Anduchenca has
signatory to the NPT, and because there is no customary international law prohibiting
Nuclear Weapons. Neither the threat, nor the mere possession of such, is a violation of
international law, because of the doctrine self-defense and deterrence provided by the UN
Charter.
Pleading 4
Rukarukuviolated Article 17 of the FCN Treaty when it attacked the Covfefe and
captured the Ibra. It violated the territorial integrity and political independence of
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Anduchencawhich is imbued inthe Covfefe and the Ibra under the UN Charter. Moreover,
there was a violation of IHL’s core principles of distinction and proportionality because it
not a signatory,thus, Anduchenca may invoke a claim against Rukaruku. The Covfefe and the
Ibra have the right of sovereign immunitywhich was violated by Rukaruku when it destroyed
Resolution No. 3790, which was the basis of the seizure and attack. Thus, there was no legal
basis under international law for Rukaruku’s destruction of the Covfefe and capture of the
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WRITTEN PLEADINGS
A. The Tribunal did not have jurisdiction when it rendered the Award.
Jurisdiction refers to the power of a court or tribunal to entertain an action, petition or
other proceeding.1 A tribunal must be clothed with jurisdiction in order to render a valid
arbitral award.2In arbitration cases, several arbitral tribunals have refused to render an award
The Arbitral Award of 2 March 2017 is not valid because the Tribunal rendered it
without jurisdiction.
arbitration proceedings against its will.5In Corfu Channel,6 the ICJ laid down the
fundamental rule that consent provides the cornerstone for the exercise of jurisdiction by any
1
John Burke, Jowitt’s Dictionary of English Law, (Sweet & Maxwell, 1977), Vol. 1, 1034;
Bryan A. Garner, Black’s Law Dictionary (West, 1999); Zachary Douglas, The International
Law of Investment Claims (Cambridge University Press, 2009) [293].
2
Convention on the Settlement of Investment Disputes Between States and Nationals of Other
States (adopted 3 March 1965, entered into force 14 October 1966), 575 U.N.T.S. 159 art 25
(‘ICSID’).
3
Austrian Airlines v Slovak Republic (Final Award) [2009] UNCITRAL
4
Glencore Grain Rotterdam B.V. v Shivnath Rai Harnarain Co. (Glencore Grain), 284 F.3d
1114 (9th Cir. 2002); Base Metal Trading, Ltd. v OJSC (Base Metal Trading I), 283 F.3d 208
(4th Cir. 2002)
5
Christoph Schreurer, ‘Consent to Arbitration’ (2007)
<http://www.univie.ac.at/intlaw/con_arbitr_89.pdf> accessed 29 December 2017.
6
Corfu Channel Case (U.K. v Albania) (Merits) [1949] ICJ Rep 4.
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international court or tribunal, including itself.7 An arbitration tribunal does not have personal
jurisdiction over a State when the latter has not expressed its consent to the arbitration.8The
ICJ has previously ruled in several cases9 that it cannot exercise jurisdiction over disputes
where one of the parties objects to the court’s jurisdiction. Thus, in order to obtain
jurisdiction ratione personae over Anduchenca, the Tribunal must first obtain the latter’s
consent.10
7
Corfu Channel Case (U.K. v Albania) (Preliminary Objections) [1948] ICJ Rep 15; Michael
Waibel, Max Planck Encyclopedia of Public International Law, (OUP, Oxford 2010) Vol. II,
792-797.
8
National Gas S.A.E. v Arab Republic of Egypt (Award) [2014] ICSID Case No ARB/11/7.
9
Treatment in Hungary of Aircraft and Crew of the United States of America (United States
of America v Hungary) (United States of America v USSR)(Order) [1954] ICJ Rep 103;
Aerial Incident of 10 March 1953 (United States of America v Czechoslovakia) (Order)
[1956] ICJ Rep 6; Antarctica Cases (United Kingdom v Argentina) (United Kingdom v Chile)
[1956] ICJ Rep 12.
10
ICSID art 25(1).
11
United Nations Convention on the Law of the Sea (adopted 10 December 1982, entered into
force 1 November 1994) 1833 U.N.T.S. 397 (‘UNCLOS’); ICSID; Convention on the
Recognition and Enforcement of Foreign Arbitral Awards (adopted 10 June 1958, entered
into force 7 June 1959) 330 U.N.T.S. 38 (‘New York Convention’).
12
Swiss Private International Law Statute 1990; German Arbitration Act 1998; Australian
International Arbitration Act 1974.
13
Waibel (n 7); U.N. Conference on Trade and Development, ‘Dispute Settlement:
International Centre for the Settlement of Investment Disputes, Consent to Arbitration’
(2003) UNCTAD/EDM/Misc.232/Add.2.
14
M.C.I Power Group L.C. v Ecuador (Award) [2009] ICSID Case No ARB/03/6.
15
Treatment in Hungary of Aircraft and Crew of the United States of America (United States
of America v Hungary) (Order) [1954] ICJ Rep 103.
16
Aerial Incident of 10 March 1953 (United States of America v Czechoslovakia) (Order)
[1956] ICJ Rep 6.
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upheld if, and only if, there is preponderance of evidence in its favor.17
The principle of consent also requires the Tribunal to ascertain and apply the shared
intention of the contesting States as to what disputes are within its jurisdiction.18Arbiter nihil
Anduchenca sent a Note Verbale to Rukaruku and the members of the Tribunal,
stating that it “will neither participate in the arbitration proceedings nor recognize the validity
of any award that might result from them.21 It stated that the dispute concerning the Egart is
not arbitrable as it does not fall within the scope of Article 7 of the FCN Treaty.22 Clearly,
Anduchenca has expressed its non-acceptance of the jurisdiction of the Tribunal. Hence, the
Tribunal acted without jurisdiction, and the Award is null and void.
interests between parties.”23 It must be shown that the claim of one party is positively
17
Southern Pacific Properties (Middle East) v Arab Republic of Egypt (Award) [1992] ICSID
Case No ARB/84/3.
18
Sadie Blanchard, ‘State Consent, Temporal Jurisdiction, and the Importation of Continuing
Circumstances Analysis into International Investment Arbitration’ [2011] 10 WUGSLR 419
<https://openscholarship.wustl.edu/cgi/viewcontent.cgi?article=1023&context=law_globalstu
dies> accessed 2 January 2018.
19
W. Michael Reisman, ‘The Breakdown of the Control Mechanism in ICSID Arbitration’
[1989] Duke L.J. 739
<http://digitalcommons.law.yale.edu/cgi/viewcontent.cgi?article=1864&context=fss_papers>
accessed 2 January 2018.
20
Ibid.
21
Compromis, [23].
22
Ibid.
23
Mavrommatis Palestine Concessions (Greece v United Kingdom) (Merits) PCIJ Rep Series
A No 2; Interpretation of Peace Treaties with Bulgaria, Hungary and Romania (Advisory
Opinion) [1950] ICJ Rep 65; Application of the International Convention on the Elimination
of All Forms of Racial Discrimination (Georgia v Russian Federation) (Preliminary
Objections Judgment) [2011] ICJ Rep 2011.
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opposed by the other.24 An arbitral award may be nullified if it “deals with a dispute not
contemplated by or not falling within the terms of the submission to arbitration, or contains
Article 10(a) of the FCN Treaty provides that an arbitration may be conducted for
Treaty.26 The Tribunal acted without jurisdiction rationemateriae because there is no dispute
The FCN treaty must be interpreted in accordance with the ordinary meaning given to
the terms of the treaty in their context and in the light of its object and purpose.27 It may also
Friendship, Commerce, and Navigation (FCN) Treaties are generally bilateral treaties
that are concluded to facilitate commerce, navigation, and investment between State Parties,
with the goal of reciprocally protecting individuals and businesses.29 It is limited to the
development of commercial, financial, and consular relations between the State Parties.30
24
South West Africa Cases (Ethiopia v South Africa) (Liberia v South Africa) (Preliminary
Objections Judgment) [1962] ICJ Rep 319 (‘South West Africa Cases’).
25
UNCITRAL, ‘Model Law on International Commercial Arbitration 1985 with
Amendments as Adopted in 2006’, (7 July 2006) A/40/17, art 34(2)(a)(iii) (‘UNCITRAL
Model Law’).
26
Treaty of Friendship, Commerce and Navigation (People’s Democratic Republic of
Anduchenca – Federal Republic of Rukaruku) (12 March 1947), art 10(a) (‘FCN Treaty’).
27
Vienna Convention on the Law of Treaties (entered into force 23 March 1976), 999
U.N.T.S. 171 art 31(1) (‘VCLT’)
28
ICSID art 42(1).
29
Oxford Public International Law, ‘Treaties of Friendship, Commerce and Navigation’
<http://opil.ouplaw.com/view/10.1093/law:epil/9780199231690/law-9780199231690-
e1482> accessed 03 January 2018.
30
Case Concerning Oil Platforms (Islamic Republic of Iran v United States of America)
(Preliminary Objection Judgment) [1996] ICJ Rep 1996 (‘Oil Platforms Case’); Case
concerning Military and Paramilitary Activities in and against Nicaragua (Nicaragua v
United States of America) (Merits) [1986] ICJ Rep 14 (‘Nicaragua Case’).
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The present FCN treaty is no different. It has for its purpose the “strengthening of the
and understanding, and of regulating consular relations.”32 Hence, Article 7 of the FCN
Treaty, which provides that “between the territories of [Anduchenca and Rukaruku], there
shall be freedom of commerce and navigation” must be interpreted to cover only commercial
employed in its naval operations.34 At the time of its capture, it was on a mission to collect
data to be utilized by the Rukarukan Navy.35 Clearly, the Egart was not engaged in a
commercial activity at the time of its capture. It was involved in a military operation when it
unlawfully entered the Anduchencan territorial sea. This is a violation of general international
law36 and not Article 7 of the FCN Treaty. Hence, the dispute is not arbitrable.
compétence.
31
FCN Treaty, Preamble.
32
Ibid.
33
Oil Platforms Case, [49].
34
Compromis, [13].
35
Compromis, [17].
36
UNCLOS art 17; Kraska, James, ‘Putting Your Head in the Tiger’s Mouth: Submarine
Espionage in Territorial Waters’ [2015] 54 CJTL 16 <http://jtl.columbia.edu/putting-your-
head-in-the-tigers-mouth-submarine-espionage-in-territorial-waters/> accessed 30 December
2018.
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The doctrine of compétence de la compétenceprovides that the Tribunal has the power
to determine its own jurisdiction over a dispute.37 While it is admitted that the doctrine is an
Tribunals may not exceed the powers granted by the arbitration clause of treaties.39
While the Tribunal may decide on its own jurisdiction, it may not be the sole or final arbiter
of the question of jurisdiction.40 The judgment of a tribunal on its own jurisdiction is not
necessarily binding as it may be challenged before national courts,41 or before the ICJ42 as a
question of international law.43 As stated above, an Award may be nullified on the grounds
37
Interpretation of the Greco-Turkish Agreement (Advisory Opinion) PCIJ Rep Series A No
16 (19) 20; Joseph H.H. Weiler, ‘The Autonomy of the Community Legal Order: Through
the Looking Glass’ in Joseph H.H. Weiler, The Constitution of Europe ‘Do the New Clothes
have an Emperor?’ and other Essays on European Integration (OUP, Oxford 1999); Chester
Brown, A Common Law of International Adjudication (Oxford University Press, Oxford
2007).
38
Waibel, (n 7), [21]-[22]; James Crawford, ‘Continuity and Discontinuity in International
Dispute Settlement: An Inaugural Lecture’ [2010] 1 JIDS 3–24, 16 <
https://academic.oup.com/jids/article/1/1/3/879365> accessed 30 December 2017; Statute of
the Permanent Court of International Justice (entered into force 20 August 1921) 6 L.N.T.S.
397, 390 art 36 (‘PCIJ Statute’).
39
Arbitral Award of 31 July 1989 (Guinea-Bissau v Senegal) (Judgment) [1991] ICJ Rep 53
(‘Guinea-Bissau v Senegal’).
40
NadjaErk, Parallel Proceedings in International Arbitration: A Comparative European
Perspective (Kluwer Law International, Netherlands 2014); Doug Jones, ‘Kompetenz-
Kompetenz’ [2009] 75(1) Arbitration: The Journal by the Chartered Institute of Arbitrator
41
Swedish Arbitration Act of 1999 ss 34(1), 36; Lee Taube Gabardo, ‘Is the Competence-
Competence Principle Threatened in Brazil?’ (Kluwer Arbitration Blog) <
http://arbitrationblog.kluwerarbitration.com/2014/03/19/is-the-competence-competence-
principle-threatened-in-brazil/?print=print> accessed 02 January 2018.
42
Case Concerning the Arbitral Award Made by the King of Spain on 23 December 1906
(Honduras v Nicaragua) (Merits) [1960] ICJ Rep 192 (‘Honduras v Nicaragua’); Guinea-
Bissau v Senegal.
43
Statute of the International Court of Justice, 59 Stat. 1055 (1945) art 36 (‘ICJ Statute’).
44
UNCITRAL Model Law (n 25).
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invalid.
While Article 10 the FCN Treaty does not provide the grounds for the annulment of
an Award,45 the ICJ may adopt relevant rules of general international law.46 Based on
customary international law and general principles of law, the award may be annulled on
The Croatia/Slovenia and South China Sea arbitrations both show that when concerns
over due process and fairness are not addressed, serious consequences may arise. Parties may
not recognize these awards, and the dispute may not actually be settled even after
arbitration.49
45
FCN Treaty art 10.
46
VCLT art 31(3)(c); ICJ Statute art 38.
47
International Law Commission, ‘Model Rules of Arbitral Procedure with a General
Commentary’ (1958) II ILC Yearbook, art 35(b); ‘Documents of the Fifth Session Including
the Report of the Commission to the General Assembly’ (1953) II ILC Yearbook; Aron
Broches, ‘Observations on the Finality of ICSID Awards,’ in Selected Essays: World Bank,
ICSID, and Other Subjects of Public and Private International Law (Springer, 1995)
48
In the Matter of an Arbitration Under the Arbitration Agreement Between the Government
of the Republic of Croatia and the Government of the Republic of Slovenia, Signed on 4
November 2009 (Croatia v Slovenia) (Partial Award) [2016] PCA Case No 2012-04
(‘Croatia v Slovenia’); UNCITRAL, ‘Arbitration Rules as Revised in 2013’, (2013) art 12(1)
(‘UNCITRAL Rules’); L. Oppenheim, International Law, (Longmans, London 1951).
49
Peter Tzeng, ‘The Annulment of Interstate Arbitral Awards’
<http://arbitrationblog.kluwerarbitration.com/2017/07/01/the-annulment-of-interstate-
arbitral-awards/> accessed 3 January 2018
7
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Proof of actual dependence or bias is not required to annul and Award.50 The mere
appearance of dependence or bias is sufficient.51 What is required is not certainty, but mere
The irregularities contained in the “The Ruka Ruse” report were all accepted as
accurate and authentic.53 The allegations therein provide sufficient basis to annul the Award.
annulled when the tribunal is influenced by another person, even a member himself, if the
Tribunal was made to consider factors other than the merits of the case.56 The same is
especially true when the counsel for a party secretly communicates with a member of the
Judge Moyet, a member of the Tribunal, and Mr. Chivo, Rukaruku’s counsel, engaged
in at least three private telephone conversations. Mr. Chivo requested Judge Moyet to
emphasize to the other members of the Tribunal certain parts of Rukaruku’s arguments.
50
Abaclat and Others v Argentine Republic [2011] ICSID Case No. ARB/07/5 (‘Abaclat and
Others’).
51
ICSID art 14(1), 57.
52
UNCITRAL Rules art 12(1).
53
Compromis, [30].
54
Abaclat and Others, [75].
55
Burlington Resources Inc. v Republic of Ecuador (Decision on the Proposal for
Disqualification of Professor Francisco Orrego Vicuna) [2013] ICSID Case No. ARB/08/5
(‘Burlington’); Repsol S.A. and RepsolButano S.A. v Argentine Republic (Decision on the
Proposal for Disqualification of Professor Francisco Orrego Vicuna and Claus von Wobeser)
[2013] ICSID Case No. ARB/12/38 (‘Repsol’).
56
Courd’appel de Paris, Pôle 1-Chambre 1, Judgment of 17 February 2015 (No. 77), RG No.
13/13278.
57
Croatia v Slovenia.
58
Gary Born, International Arbitration: Law and Practice, (Kluwer Law International,
Netherlands 2016).
8
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Judge Moyet agreed to do so.59 These facts show that the independence of Judge Moyet has
that rendered the Award have been irreparably compromised as well. Anduchenca has been
severely deprived of due process and fairness in the proceedings. The Award should thus be
Arbitrators are hired and given personal mandates to render an award based on their
appreciation of the merits.61 Though arbitrators are allowed to use arbitral secretaries, these
may not go beyond purely administrative tasks.62 Otherwise, the impartiality and
Mr. Orvindari prepared a draft of the Award that is identical to the final version.64 He
logged in 522 hours on the case, contrary to the average 59.5 hours logged in by each
arbitrator.65He carried out most of the work of the Tribunal. Clearly, Mr. Orvindari exceeded
his mandate. The Tribunal derogated their personal mandate to render the Award, to the
59
Compromis, [31].
60
Young ICCA art 1(4)
61
Ibid.
62
Ibid.
63
Burlington; Repsol.
64
Compromis, [33].
65
Compromis, [32].
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II. Rukaruku violated Article 6 of the FCN Treaty when the Egart operated in
Anduchenca’s territorial sea, but Anduchenca did not violate Article 7 of the
A. Rukaruku violated Article 6 of the FCN Treaty when the Egart operated
Article 6 of the FCN Treaty obligates Rukaruku to “respect the sovereign territory and
Anduchenca has territorial sovereignty on its territorial sea.68 This is not absolute as
ships have the right of innocent passage in the territorial sea under customary international
law.69 “Passage” generally refers to traversing the territorial sea without entering internal
waters.70
66
ILC, Responsibility of States for Internationally Wrongful Acts, GA Res 56/83, UN Doc
A/RES/56/83 (28 January 2002) annex, art 2 (‘ASR’).
67
FCN Treaty art 6.
68
Territorial and Maritime Dispute (Nicaragua v Colombia) (Judgment)[2012] ICJ Rep 666
[177].
69
UNCLOS art 17; Convention on the Territorial Sea and Contiguous Zone (adopted 29 April
1958, entered into force 10 September 1964) 516 UNTS 205, art 14 (‘CTSCZ’); Nicaragua
Case, [190]-[191]; /M/V ‘Saiga’ (No 2)(Saint Vincent and the Grenadines v.
Guinea)(Judgment) ITLOS Reports 1999; Southern Bluefin Tuna Cases (New Zealand v
Japan; Australia v Japan)(Provisional Measures, Order of 27 August 1999), ITLOS Rep
1999, Sep. Op. Laing, [16] note 6 (precautionary principle not customary law);Maritime
Delimitation and Territorial Questions Between Qatar and Bahrain (Qatar v.
Bahrain)(Judgment) [2001] ICJ Rep 91.
70
UNCLOS art 18(1)(a).
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The Egart was found within the territorial sea of the State of Anduchenca.71 Its incursion
into Anduchencan territory is not justified under the right to innocent passage and hence is a
Under customary international law, the right of innocent passage is available only to
ships,72 and submarines and underwater vehicles.73A ship is defined in different instruments
means of transportation of people or goods.75Clearly, the Egart is not a ship since it travels
Neither is the Egart a submarine or an underwater vehicle contemplated under the the
right of innocent passage. The classification of these vessels must be read in light of the
requirement for these vehicles to “navigate on the surface and to show their flag.”77 This
contemplates manned vehicles78 that can operate as traditional vessels when navigating in the
territorial sea.79
AUVs like the Egart therefore do not fall within the purview of the right of innocent
71
Compromis, [16].
72
UNCLOS art 17.
73
UNCLOSart 19.
74
1962 Amendments to the 1954 International Convention for Prevention of Pollution of the
Sea by Oil (adopted 11 April 1962, entered into force 18 May/28 June 1967)600 UNTS 332
(OILPOL, 1954) art 1(1);International Convention for Prevention of Pollution from Ships of
1973, as amended by the 1978 Protocol (adopted 02 November 1973, entered into force 02
October 1983) 1340 UNTS 61, 184 (MARPOL 73/78) art 2(4).
75
Convention on the International Regulations for Preventing Collisions at Sea (adopted 20
October 1972, entered into force 15 July 1977) 1050 U.N.T.S. 16 (‘COLREGS’)
76
Compromis, [13].
77
UNCLOS art 20.
78
Andrew H. Henderson, ‘Murky Waters: The Legal Status of Unmanned Undersea Vehicles’
[2006] 53 Naval L. Rev. 55, 64.
79
U.S. Department of Navy, ‘The Commander's Handbook On the Law Of Naval Operations-
-Annotated Supplement’ (1997) <http://www.jag.navy.mil/documents/NWP_1-
14M_Commanders_Handbook.pdf> accessed 03 January 2018.
11
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The passage of a vessel is innocent so long as it is “not prejudicial to the peace, good
order, or security of the coastal State.”80 Assuming arguendo that the Egart has the right of
expeditious.”81 Further, the vessel must be “traversing the sea.”82 In its ordinary meaning, it
The Egart was not simply traversing the sea when it was captured. It was collecting
optical and acoustic data.84 There was also no need for the Egart to be in the territorial sea as
Rukaruku admits that it was programmed to remain at least 12nmn away at all times.85 In
fact, Anduchenca had to jam the communications system of the Egart just so it would
Anduchenca.
Under the right of innocent passage, the passage is innocent “so long as it is not
prejudicial to the peace, good order or security of the coastal State.”87 The passage is not
innocent if the vessel engages in any of the following conduct: a) any act aimed at collecting
information to the prejudice of the defense or security of the coastal State;88b) the carrying
80
UNCLOSart 19(1); CTSCZart 14(4).
81
UNCLOS art 18(1)(2).
82
UNCLOS art 18(1)(a).
83
‘Pass-through, n’ (Merriam Webster Online) <https://www.merriam-
webster.com/dictionary/pass-through> accessed 02 January 2018.
84
Clarifications,[1].
85
Compromis,[17].
86
Compromis,[16].
87
UNCLOS art 19(1).
88
UNCLOS art 19(2)(c).
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out of research or survey activities;89c) any other activity not having a direct bearing on
passage.90 AUVs have been known to be used by States acquire intelligence from other
The Egart was equipped with an integrated technology outfit, including sophisticated
optical, acoustic, and sonar systems, as well as advanced sense-and-avoid system. It also has
the capability to detect, identify, and lift objects weighing less than five kilograms from the
ocean floor.92 It is established that at the time of capture, it was collecting optical and
acoustic data.93 It is also established that Rukaruku employs its AUVs for its naval
operations. It is not clear what other activities the Egart was doing at the time, and for what
Clearly, the incursion of the Egart was not innocent because first, it was engaged in
collecting data from within the territory of Anduchenca, and hence to the prejudice of its
defense and security; second, it was carrying out research and survey activities; and third, its
Assuming arguendo that the Egart is an underwater vehicle as contemplated under the
right of innocent passage, its passage was still not innocent. Underwater vehicles have the
obligation to navigate on the surface and to show its flag while traversing the territorial sea.94
In this case, the Egart was underwater when it was captured. Anduchenca had to jam its
89
UNCLOS art 19(2)(j).
90
UNCLOS art 19(2)(l).
91
Quoted in B Dorminey, ‘How Bad Would It Be if the Russians Started Cutting Undersea
Cables? Try Trillions in Damage’ Forbes (2 Nov 2015) (as cited in Michael N. Schmitt,
David S. Goddard, ‘International law and the military use of unmanned maritime systems’
(2016) International Review of the Red Cross page, 98 (2), 567, 570-571).
92
Compromis,[14].
93
Clarifications,[1].
94
UNCLOS, art 20.
13
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serves.96 This is true even if the organ exceeds its authority or contravenes instructions.97 The
Egart was employed by the Rukarukan Navy.98 Thus, the activities of the Egart, including the
control of the State, making it materially impossible in the circumstances to perform the
obligation.”100 However, this does not apply when the situation is due to the conduct of the
Rukaruku may not invoke this principle. First, the situation was within the control of
Rukaruku. It designed the program of the Egart. It had control to ensure that the program
worked properly. Second, it was not materially impossible to perform its obligations under
international law. At the very least, it had the obligation to ensure that the Egart surfaces
when it enters the territorial sea of another State. The Egart is capable of surfacing from time
95
Compromis,[16].
96
ASR, art 4(1).
97
ASR, art7.
98
Compromis,[13], [17].
99
ASR art 23; Affaire relative à la concession des phares de l’Empire ottoman (Greece v
France) (1956) 12 RIAA 155, [219]-[220]; The Payment of Various Serbian Loans Issued in
France(France v Brazil)(Merits) PCIJ Rep Series A No 20, [39]-[40];Payment in Gold of the
Brazilian Federal Loans Issued in France (France v Brazil)(Merits) ibid No 21, [120];Case
concerning the difference between New Zealand and France concerning the interpretation or
application of two agreements concluded on 9 July 1986 between the two States and which
related to the problems arising from the Rainbow Warrior affair (1990) 20 RIAA 215.
100
ASR art 23.
101
ASR art 23;James Crawford, The International Law Commission’s Articles on State
Responsibility (Cambridge University Press, Cambridge 2002), 77 [6].
14
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to time to receive GPS signals.102 It was thus possible for it to be programmed to surface
B. Anduchenca did not violate Article 7 of the FCN Treaty when it captured
the Egart
Article 7 of the FCN Treaty provides that “there shall be freedom of commerce and
sea.104 However, there are instances when passage is not deemed innocent as they are
prejudicial to the peace, good order and security of the coastal State.105 As earlier established,
the Egart was engaged in an act aimed at collecting information to the prejudice of the
defense or security of Anduchenca,106 and research or survey activities.107 Its data collection
also did not have a direct bearing on passage.108 Hence, the Egart was not engaged in
innocent passage at the time of its capture and there was no violation of its freedom of
navigation.
102
Clarifications,[2].
103
FCN Treatyart 7.
104
UNCLOS art 17; CTSCZ art 14; Corfu Channel Case (United Kingdom v Albania) (Merits)
[1949] ICJ Rep 4, 28; S Kaye, ‘Freedom of Navigation, Surveillance and Security: Legal
Issues Surrounding the Collection of Intelligence from Beyond the Littoral’ (1995) 24
Australian Ybk Intl L 93, 95.
105
UNCLOS art 19(2).
106
UNCLOS art 19(2)(c).
107
UNCLOS art 19(2)(j).
108
UNCLOS art 19(2)(l).
15
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security law.
government vessel proposing to enter its territorial sea to obtain prior authorization.109 This is
a valid law that serves as the basis of the capture of the Egart.
Coastal States have the right to regulate innocent passage through their waters.110
States such as Cyprus,111 have laws regulating the passage of foreign ships through their
territorial sea, and imposes criminal and civil sanctions on those that are found in violation
thereof.112
There is no customary norm granting foreign vessels the right of innocent passage
even without prior notice or authorization to the coastal State. In fact, the history of the
negotiations of the UNCLOS suggests that innocent passage could be subjected to the
Hence, Anduchenca may adopt and implement its maritime security law.
109
Compromis,[12].
110
UNCLOSart 21.
111
The Regulation of the Innocent Passage of Ships in the Territorial Waters Law 2011
(Cyprus)
112
Ibid.
113
E.D. Brown, The International Law of the Sea, (Dartmouth Publishing, 1994) 64; F.
Ngantcha, The Right of Innocent Passage and the Evolution of the International Law of the
Sea (Pinter Publishers, London 1990) 64; I. Shearer, ‘Navigation Issues in the Asian Pacific
Region’, in J.Crawford and D.Rothwell (eds), The Law of the Sea in the Asian Pacific
Region, (Dordrecht 1995).
16
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The territorial sovereignty of a State in its territorial sea includes the “right to exercise
therein, to the exclusion of any other State, the functions of a State.”114 It has exclusive
The Egart violated Anduchenca’s maritime security law when it entered the territorial
sea without obtaining prior authorization. Pursuant to its territorial sovereignty, Anduchenca
had the power to capture the Egart for violating its domestic law.
same immunities.116 Both are immune from enforcement measures of other States.117
However, there is no customary norm granting the same immunities to AUVs. As established
above, the Egart is not a warship or a government ship. operated for non-commercial
III. Anduchenca did not violate Article 16 of the FCN Treaty by commissioning and
Article 16 of the FCN Treaty provides that Anduchenca and Rukaruku shall prohibit
the export and import of weapons and ammunition without the express approval of
114
Island of Las Palmas Case (United States v The Netherlands) [1928] PCA Vol II 838-871
(‘Las Palmas Case’).
115
Ibid.
116
UNCLOS art 32; The Exchange v McFaddon11 US (7 Cranch) 116 (1812).
117
J Crawford, ‘Execution of Judgments and Foreign Sovereign Immunity’ (1981) 75 AJIL
820, 862; International Convention for the Unification of Certain Rules relating to the
Immunity ofState-Owned Vessels (adopted 10 April 1926, entered into force 08 January
1927), 176 LNTS 199art 1, art 3.The ‘ARA Libertad’ Case(No 20) (Argentina v. Ghana)
(Order of 15 December 2012) ITLOS Reports 21.
17
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faith in accordance with the ordinary meaning to be given to the terms of the treaty in their
context and in light of its object and purpose.118 According to relevant treaties,119 “import”
and “export” are activities of the international arms trade.120 Applying their ordinary
meaning,121 and in the context of the Odasarra Region after WWII,122 Article 16 prohibits the
Anduchenca did not violate this obligation. The Director General of the IAEA herself
found that all the weapons in the Ibra, including its nuclear weapons, had been manufactured
in Anduchenca123. There was thus no import of weapons and ammunition. There is also no
proof that Anduchenca exported weapons and ammunition in the Odasarra region.
interpretation of treaties for the purpose of interpretation of treaties, includes the preamble
and annexes of the treaty to determine its context125 and in the light of its object and
purpose126. According to the Preamble of the FCN treaty, the treaty was envisaged for
perpetual peace, stability, trade, and cultural relations but not for the purpose of disarmament
of weapons.
118
VCLT art 31(1).
119
Arms Trade Treaty (adopted 2 April 2013, entered into 24 December 2014) arts 7, 8
(‘Arms Trade Treaty’).
120
Arms Trade Treaty art2(2).
121
Henry Campbell Black, Black’s Law Dictionary 6thed(West Publishing Co., 1990)
122
Compromis, [4].
123
Clarification,[10].
124
FCN Treaty art 16.
125
VCLT art 31(2).
126
VCLT art 31(1).
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Moreover, the rules of treaty interpretation also provide that, together with the
context, any relevant rules of international law applicable in the relations between the parties
independence.129 The FCN Treaty must therefore not be construed strictly against the
departments” must thus be construed to mean Anduchencan government agencies, and not
international law.
requirements of customary international law.130 These requirements are first, widespread and
virtually uniform State practice and second, opinion jurissive necessitates.131 Otherwise, a
weapons.
127
VCLT art 31(3)(c).
128
Charter of the United Nations (entered into 24 October 1945) 1 U.N.T.S. XVI art 2(1)
(‘UN Charter’).
129
UN Charter art2(4); SKN Blay, ‘Territorial Integrity and Political Independence,’ Max
Planck Encyclopedia of Public International Law (Oxford University Press, Oxford 2010)
(‘SKN Blay’).
130
North Sea Continental Shelf Cases (Federal Republic of Germany v Denmark;
Federal Republic of Germany v Netherlands) (Judgment)[1969] ICJ Rep 1969[73];
Nicaragua Case,[73].
131
Ibid.
132
Legality of the Threat or Use of Nuclear Weapons(Advisory Opinion) [1996][73]
(‘Nuclear Weapons’).
19
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parties133. Anduchenca did not sign, ratify, nor accede to the NPT.134 As will be established
below, neither are the provisions of the NPT customary norms. Hence, Anduchenca is not
The NPT does not satisfy the two elements of State practice and opiniojuris.135In the
Nuclear Weapons Advisory Opinion, the ICJ stated that “[t]he emergence, as lexlata, of a
customary rule specifically prohibiting the use of nuclear weapons as such is hampered by
the continuing tensions between the nascent opiniojuris on the one hand, and the still strong
adherence to the practice of deterrence on the other.”136In fact, almost all States East and
South Asia, such as the People's Republic of China, India, Pakistan, Bangladesh, and Burma
even at the early stages of its development.138In the Asylum case,139 the ICJ stated any custom
concerning the qualification of the offence in diplomatic asylum cannot be invoked against
Peru because it has repudiated such custom by refraining from ratifying the Monevideo
133
VCLT art 34; T. O. Elias, The Modern Law of Treaties (Oceana Publications, 1974).
134
Compromis, [48].
135
Hudson, ‘Working Paper on Art. 24 of the Statute of the International Law Commission,’
[1950] U.N. Doc. ACN.4/16 (‘Working Paper’); Treaty on the Non-Proliferation of Nuclear
Weapons (adopted 1 July 1968 entered into 5 March 1970) 729 U.N.T.S. 161 art 10 (‘NPT’)
136
Nuclear Weapons, [66].
137
OnkarMarwah and Ann Schulz, Nuclear Proliferation And The Near-Nuclear Countries
(Harper Collins Distribution Services, 1975) 335-36.
138
Fisheries case (United Kingdom v Norway) (Judgment) [1951] ICJ Rep 3 [131]; James A.
Green, The Persistent Objector Rule in International Law (Oxford University Press, 2016).
139
Asylum Case (Colombia vs Peru) (Judgment) [1950] ICJ Rep1950 (‘Asylum Case’).
20
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Convention.140 Even assuming that the NPT is customary international law, Anduchenca is
still not bound by its provisions as held in the case of the Fisheries case141 wherein the ICJ
supported the idea that an existing customary law rule would not apply to a State if (1) it
objected to the application of the rule to itself (2) at the initial stages and (3) in a consistent
manner.
Ibra is a threat to peace as when a mere possession of Nuclear weapons is not sufficient to
prove the existence of a dispute. It must be shown that the claim of one party is positively
opposed by the other which would result to a violation of disarmament obligations142, if there
are any. Anduchenca has neither signed nor ratified the NPT treaty.
In 1968, all Odasarran States signed the NPT except for Anduchenca143 because it
found that the NPT “established and aggravates an inherent inequality between nuclear-
weapon States and non-nuclear weapon States.144 It also stopped attending the sessions of the
stated that it would not sign any treaty that would emerge from those meetings. Clearly,
Anduchenca has been a persistent objector against any norm of disarmament and non-
proliferation of nuclear weapons. It thus is not bound by any customary norm on those
matters.
140
Asylum Case,277–8.
141
Nuclear Weapons, [66].
142
South West Africa Cases, 328; Armed Activities on the Territory of the Congo (Democratic
Republic of the Congo v. Rwanda) (Jurisdiction and Admissibility) [2006] ICJ Rep 2006 [90]
(‘Congo v Rwanda’).
143
Compromis, [9].
144
Ibid.
21
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customary international law.148The ICJ in the Nuclear Weapons Advisory Opinion149 stated
that “treaties dealing exclusively with acquisition, manufacture, possession, deployment and
of the use of nuclear weapons, “but they do not constitute a prohibition by themselves.”150
Anduchenca manufactured its own nuclear weapons found on the Ibra.151 Further,
Anduchenca merely possesses nuclear weapons. It has never used such weapons, nor
deployed the Ibra to attack another State using its nuclear weapons. Anduchenca violated no
international obligations by the manufacture and mere possession of nuclear weapons in the
Ibra.
against those who would infringe on their sovereignty.152The doctrine of deterrence provides
that a state under attack may retaliate with nuclear weapons if its attacker used
145
The Case of S.S. Lotus (Judgment) [1927] Series A., No. 10; Anthony Clark
Arend, International Law and the Preemptive Use of Military Force (The Washington
Quarterly, 2003) (‘Arend’).
146
Working Paper; Nicholas Rostow, The World Health Organization, the International
Court of Justice, and Nuclear Weapons, (20 Yale J. Int'l L., 1995) 165-166;NPT art 2; Treaty
on the Prohibition of Nuclear Weapons (adopted 7 July 2017) art 1(1)(a) (‘2017 Nuclear
Weapons Treaty’);Thomas Ehrlich, ‘The Nonproliferation Treaty and Peaceful Uses of
Nuclear Explosives’ <http://www.repository.law.indiana.edu/facpub/1765> accessed 12
January 2018.
147
NPT; 2017 Nuclear Weapons Treaty.
148
Working Paper.
149
Nuclear Weapons.
150
Nuclear Weapons,[62].
151
Clarifications,[10].
152
Compromis, [38].
22
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nonconventional weapons, such as chemical, biological, or nuclear weapons, and the attack
threatened the victim state's vital interests.153The reasoning of this doctrine is that the threat
India156 and members of the NATO157like the U.S.158, U.K.159, and France160have adopted
policies of deterrence with respect to nuclear weapons as early as the Cold War and continues
to do so.161
In Nuclear Weapons, the ICJ stated that “it cannot reach a definitive conclusion as to
the legality or illegality of the use of nuclear weapons by a State in an extreme circumstance
every State to self-defense in accordance with Article 51 of the UN Charter.163 After the 9/11
attack, the US adopted a national strategy that “ the greater the threat, the greater is the risk of
153
Kathleen C. Bailey, Strengthening Nuclear Nonproliferation (Routledge, 1993); Arend;
The National Security Strategy of the United States (September 2002)
<www.whitehouse.gov/nsc/nss.html>accessed 12 January 2018.
154
Ibid.
155
MingdaQiu, ‘China’s Science of Military Strategy: Cross domain concepts in the 2013
edition’ [2015]
<http://deterrence.ucsd.edu/_files/Chinas%20Science%20of%20Military%20Strategy%20Cr
oss-Domain%20Concepts%20in%20the%202013%20Edition%20Qiu2015.pdf> accessed on
2 January 2018.
156
James Green, ‘India's Status as a Nuclear Weapons Power under Customary International
Law’ [2012] 24 National Law School of India Review 125.
157
NATO, ‘The Alliance's Strategic Concept approved by the Heads of State and Government
participating in the Meeting of the North Atlantic Council’, Press Release [1999]
[62]<https://www.nato.int/cps/en/natohq/official _texts_27433.htm> accessed 6 January
2018.
158
Charles Ferguson, William Perry, and Brent Scowcroft, ‘U.S. Nuclear Weapons Policy’
(Council on Foreign Relations, 2009).
159
United Kingdom Ministry of Defense, ‘UK nuclear deterrence: what you need to know’
(2016) <https://www.gov.uk/government/publications/uk-nuclear-deterrence-factsheet/uk-
nuclear-deterrence-what-you-need-to-know> accessed 1 December 2017.
160
‘Arms control, Disarmament and Nonproliferation: French policy’ (Paris: La
Documentation Francais, 2000) p 39
161
Nuclear Weapons, [67].
162
Nuclear Weapons, [97].
163
Nuclear Weapons, [96].
23
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inaction—and the more compelling the case for taking anticipatory action to defend
ourselves, even if uncertainty remains as to the time and place of the enemy’s attack.”164
IV. Rukaruku violated Article 17 of the FCN Treaty when it attacked the Covfefe
Article 17 of the FCN Treaty provides that Anduchenca and Rukaruku shall refrain
from the threat or use of force against the territorial integrity or political independence of the
other State, except as permitted under international law.165 The same obligation is found in
customary international law166 and other treaties.167Rukaruku violated this obligation when it
Rukaruku.
Aggression is the use of armed force by a State against the sovereignty, territorial
integrity or political independence of another State, or in any other manner inconsistent with
requires more than protection against permanent changes to borders, but demands protection
against all sorts of interventions into a state’s territory or its internal affairs.171
164
‘The National Security Strategy of the United States(2002)’
<www.whitehouse.gov/nsc/nss.html> accessed 10 December 2017; Arend.
165
FCN Treaty, [17].
166
Nicaragua Case, [34].
167
UN Charterart 2(4).
168
Compromis, [43].
169
UNGA Res 3314 (1974), Definition of Aggression.
170
LFL Oppenheim, International Law, in: H. Lauterpacht (ed.), Disputes, War and
Neutrality, (7th ed. 1952) [154].
171
Christian Marxsen, ’Territorial Integrity in International Law- Its Concept and
Implications for Crimea’, ZaöRV 75 (2015), [7-26 at 8]
24
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The attack against the Covfefe was directed against the territorial inviolability of
Anduchenca because of the character of the Covfefe as a government ship used for non-
commercial purposes.
The political independence of a State is infringed in all cases in which foreign acts
tend to control the organs of a State and influence their capacity to decide through the threat
attempt to violate the exclusive right of a State to perform its sovereign functions is a
The Ibra was developed to augment the defense and naval power of Anduchenca.174 It
Minister Dage of Rukaruku explicitly stated that the Covfefe was attacked because it was
about to deliver supplies to the Ibra.176 In fact, the ultimate target was the Ibra, and the attack
on the Covfefe was to force the Ibra to surface.177Rukaruku’s objective was to “abate” and
“neutralize” the Ibra.178 It is thus clear that the attack against the Covfefe was intended to
diminish the defensive and naval power of Anduchenca. The attack was carried out to force
Anduchenca to stop its program of augmenting its naval forces through the development of
weapons. This constitutes an attack against the territorial integrity and political indepence of
Anduchenca.
172
SKN Blay, [9]
173
Las Palmas Case.
174
Compromis, [38].
175
Ibid.
176
Compromis, [44].
177
Ibid.
178
Ibid.
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Ships in the high seas are under the exclusive jurisdiction of the flag State.179 Further,
Ships in the high seas Ships owned or operated by a State and used only on government non-
commercial service shall, on the high seas, have complete immunity from the jurisdiction of
any State other than the flag State.180 The defining element is the purpose and use of the
ship.181
The Covfefe is a private supply vessel that was commissioned by the Anduchencan Navy
to deliver supplies to the Ibra.182 At the time of the attack, it was engaged in the delivery of
provisions and personnel to the Ibra.183 It was carrying Anduchencan sailors, as well as
medical supplies, food and water.184 The Covfefe is a ship that was operated by Anduchenca
Under jus ad bellum(conditions under which States may resort to war or to use armed
force), the threat or use of force is prohibited except in instances of individual or collective
179
UNCLOSart 92.
180
UNCLOS art 96.
181
ThamarappallilKochu Thommen, Legal Status of Government Merchant Ships in
International Law, (India, 1962) 154; Compania Espanola v The Navemar(1938) 303 US 68
(‘Companiav Navemar’); Republic of Mexico v Hoffman(1945) 324 US 30 (‘Mexico v
Hoffman’).
182
Clarifications, [8].
183
Compromis, [43].
184
Clarifications, [8].
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self-defense.185 Rukaruku invoked Article 51 of the UN Charter to justify its actions against
Nicaragua,188 the ICJ stated that whether the response to the [armed] attack is lawful depends
on observance of the criteria of the necessity and the proportionality of the measures taken in
self-defense.”189
In this case, there was no prior armed attack by Anduchenca before Rukaruku
anticipatory self-defense.
an unlawful use of force.190 Even in the Caroline case,191 which is the most cited case by
185
Jasmine Moussa, ‘Can jus ad bellum override jus in bello? Reaffirming the Separation of
the two bodies of law’ (International Review of the Red Cross, Vol. 90 2008) 965
(‘Moussa’); UN Charter art 51; Responsibility of States for Internationally Wrongful Acts
(2001) (ASR) Annex GA Res 56/83 Art 21.
186
Clarifications, [7].
187
UN Charter Art 51.
188
Nicaragua Case.
189
Nicaragua Case, [194].
190
Georg Nolte and Albrecht Randelzhofer, ‘Ch. VII Action with respect to threats to the
peace, breaches of the peace, and acts of aggression’, in The Charter of the United Nations; A
commentary 3rded(Oxford 2012) 49.
191
John Bassett Moore, A Digest of International LawII, 24-30, 409-14; VI, 261-62; VII,
919-20(Washington, 1906) (‘Moore’).
192
Ashley Deeks, ‘Part III The Prohibition of the Use of Force, Self-Defence, and Other
Concepts, Ch. 29 Taming the Doctrine of Pre-Emption’, Oxford Handbook of the Use of
Force in International Law (Oxford, 2012) 665 (‘Deeks’); Michael Doyle, Striking First
(Princeton University Press, 2008) 14–15 (noting that extreme Caroline-type conditions are
rarely found in reality) (‘Doyle’);
193
UN Charter art 1(1).
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This must be differentiated from Anduchenca’s valid claim of deterrence as reason for
commissioning and operating the Ibra. Anduchenca has not committed any unlawful threat or
use of force, nor violated any international law obligation, that necessitates a claim of self-
defense. Not even the basis of the attack which is the SC Resolution 3790 authorizes any
bello.
According to the “first-shot theory” of Pictet, any difference arising between two
States and leading to the intervention of armed forces is an armed conflict,194 and thus jus in
bello (the law of armed conflict/international humanitarian law) applies.195 There is an armed
Weapons,197 the ICJ categorically stated that “the principles and rules of humanitarian law
Proportionality under jus in bello entails balancing the harm caused by an attack in
terms of suffering or collateral damage vis-a-vis the value of the anticipated military
civilian collateral damage,as well as the ‘proportionality’ of the degree of injury or suffering
194
Jean Pictet (ed.), ‘Commentary on the Geneva Conventions of 12 August 1949’Vol. 1:
Geneva Convention for the Amelioration of the Condition of the Wounded and Sıck in Armed
Forces in the Field(ICRC, Geneva 1952) 32 (‘Pictet’).
195
Marco Sassòli, Antoine Bouvier and Anne Quintin, ‘How Does Law Protect in War?’
(Vol.1, 3rd edition, ICRC, Geneva 2011) 34 (‘Sassòli’).
196
Prosecutor v Tadic(Decision on the Defence Motion for Interlocutory Appeal on
Jurisdiction) [1995] ICTY-94-1 [70].
197
Nuclear Weapons.
198
Nuclear Weapons [87].
199
DapoAkande, ‘Nuclear weapons, unclear law? Deciphering the Nuclear Weapons
Advisory Opinion of the International Court’, British Yearbook of International Law, (Vol.
68, 1997) 208 (‘Akande’).
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caused to combatantsin relation to the military ends pursued.200In Nuclear Weapons, the ICJ
noted the Martens Clause “whose continuing existence and applicability is not to be
doubted.”201 The Martens clause provides that, as a general rule,“the principles of humanity
In this case, There was minimal military advantage achieved as the Covfefe is only a
private ship carrying goods that the Ibra can obtain elsewhere. On the other hand, only 10
Anduchencan sailors and seven civilians were killed.203 The comparison between the military
advantage achieved and the collateral damage shows that the attack was not proportionate
An armed attack against the territory of a State is the clearest example of an unlawful
use of force.204In this case, on 14 June 2017, six Rukarukan warships were sent to the
contiguous zone of Anduchenca.205They enclosed the Ibra and fored a series of torpedoes at
it. One of the ships swept the Ibra’s deck with machine-gun fire. All of these acts constitute a
a. The attack against, and the capture of, the Ibra is an attack
200
Ibid.
201
‘Nuclear Weapons’, [87].
202
Additional Protocol I to the Geneva Convention (1977), Art 1(2).
203
Ibid.
204
Definition of Aggression; Nicaragua Case.
205
Compromis, [46].
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Naval submarines are warships.206 As such, they are considered as an extension of the
territory of the flag State.207 The Ibra is a submarine of the Anduchenca Navy. It is thus
considered an extension of the territory of Anduchenca, and attacks against it are attacks
Warships are extensions of their respective states, enjoying “sovereign immunity from
interference by the authorities of nations other than the flag nation.”208 As such, warships
may not be seized, boarded, or searched without the permission of the commanding
officer.209 Under customary international law, boarding and arresting are permitted only on
merchant ships and government ships operated for commercial purposes,210 pirate ships,211
and private ships or government ships on commercial service in the high seas.212
Rukaruku violated the sovereign immunity of the Ibra when it attacked, boarded and
According to customary international law,213 a State may capture a foreign ship after a
valid hot pursuit.214 This rules is subject to several requirements such as, first, the State
exercising the right must have sufficient and valid reason to believe that the foreign ship has
violated its own laws; second, the pursuit must be commenced in maritime zones no further
206
Louise Doswald-Beck (ed.), San Remo Manual on International Law Applicable to Armed
Conflicts at Sea (ICRC, 1995) 90.
207
Prussian Decree Case, Entscheidungen des PresussischenOberverwaltungsgersichts, (vol
90, 1910) 47; United States Ex Rel. Stapf vs Corsi, 287 US 129, 130 (1932); US vs Flores
541 US 149 (2004).
208
US Navy, ‘The Commander's Handbook On The Law Of Naval Operations-Annotated
Supplement’ <http://www.jag.navy.mil/distrib/instructions/AnnotatedHandbkLONO.pdf>
accessed 02 January 2018.
209
Ibid.
210
UNCLOS, art 27.
211
UNCLOS, art 105.
212
UNCLOS, art 110.
213
UNCLOS, art 111.
214
Ibid.
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than the exclusive economic zone (EEZ) of the pursuing State. Further,warships have
complete immunity from the jurisdiction of any State other than the flag State in the high
seas.215
In this case, Prime Minister Dage stated that Rukaruku was in pursuit of the Ibra after
it attacked the Covfefe on the high seas.216 The pursuit is thus presumed to have originated in
the high seas. After eight days, the Ibra was captured in the contiguous zone of
Anduchenca.217Rukaruku violated the doctrine of hot pursuit as, first, it did not commence
the hot pursuit in the proper maritime zone; second, it violated the complete immunity of the
Ibra in the high seas; and third, Rukaruku has no reason to believe that the Ibra violated any
There is no customary norm recognizing the right of self-defense even without a prior
armed attack. (See Part IV.A.2.a.ii) Anduchenca did not commence any prior armed attack
against Rukaruku that would justify the application of its right of self-defense.
(See Part IV.2.b.i-ii) The attack and capture of the Ibra was not proportionate based
on the standards of jus in bello. The Martens clause also applies to the capture, arrest, and
destruction of property.218Rukaruku instead could have deterred or prevented the Ibra from
215
UNCLOS, art 95, 96.
216
Compromis 44.
217
Compromis 46.
218
Moussa, 983; ‘US vs William List et al. (Case no. 7)’,Trials of War Criminals Before
theNuernnberg Military Tribunals, Vol XI, (1950), 1247.
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entering into its maritime zones, instead of attacking,capturing,219 and ultimately dismantling
the Ibra.220
219
Compromis, [46].
220
Compromis, [47].
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II. Rukaruku violated Article 6 of the FCN Treaty when the Egart operated in
Anduchenca’s territorial sea, but Anduchenca did not violate Article 7 of the
III. Anduchenca did not violate Article 16 of the FCN Treaty by commissioning
IV. Rukaruku violated Article 17 of the FCN Treaty when it attacked the Covfefe
Respectfully submitted,
Agents of Anduchenca
33