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Status quo and critical review of PPV safe limits for subsurface
construction blasting close to low-rise buildings

Conference Paper · September 2013


DOI: 10.1201/b15963-19

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Research and Applications in Structural Engineering, Mechanics and Computation – Zingoni (Ed.)
© 2013 Taylor & Francis Group, London, ISBN 978-1-138-00061-2

Status quo and critical review of PPV safe limits for subsurface
construction blasting close to low-rise buildings

E.Y. Sayed-Ahmed
The American University in Cairo and Professor (on leave), Ain Shams University, Egypt

K.K. Naji
Facilities and IT, Qatar University, Qatar

ABSTRACT: Subsurface construction blasting may result sever man-made ground vibrations. Waves generated
due to detonating a charge in a solid medium like rock generate particle movement and travel at different wave
velocities. As such, ground-borne vibrations have effects on nearby buildings that range from disturbing the
occupants to causing severe threshold “cosmetic” or structural damage. The said ground vibrations are usually
monitored to assess their impact on nearby structures. Currently, codes of practice adopt safe limit criteria
which are mainly based on field observations where the structural damage is correlated to the soil Peak Particle
Velocity (PPV) produced on the ground surface close to the structure. For example, the criteria limit the PPV of
the ground vibration to 51 mm/s at the nearest “non-owned” structure to the blasting site. On the contrary, it is
not the soil PPV that matter but it is the structural response to the ground vibration which causes the damage:
all the blast-vibration complaints are actually due to the structure vibration not the ground vibration. In this
paper, some of the currently adopted safe limit criteria of ground vibration generated by subsurface construction
blasting are reviewed. Two real case studies have been performed on low rise buildings (houses) located nearby
an excavation performed by blasting in rock. The PPV and the vibration frequency due to excavation by blasting
measured close to these low-rise buildings satisfied the existing safe limit criteria for subsurface blasting ground
vibration. Despite this fact, both buildings suffered threshold cracks and one of them even had structural cracks.
Thus, it is argued that the current safe limit criteria ignore a very important factor which is the structural response
to the ground vibration. It is also argued that ground vibrations with low level frequencies affected the structural
response of the two houses may have caused resonance and wall rattling. These, in turn, caused threshold, and even
structural, cracks beside the severe disturbance to the residents. So, as an urgent modification, it is recommended
that the PPV for low level frequency vibrations (4–30 Hz) should be multiplied by a magnification factor before
comparing them to the current safe limits of the codes of practice. This would simulate the resonance or wall
rattling which may occur to low rise buildings subjected to ground-born vibrations with low level frequencies.

1 INTRODUCTION Skip 1984). The level of ground vibration resulting


from subsurface blasting and the structural response
Rock excavation is commonly adopted by blasting depends on the explosive type and weight, delay time,
which generates a family of waves that travel at dif- blasting technology, soil properties, distance between
ferent wave velocities. Approximately 15% of the the structure and the blasting centre, susceptibility rat-
total blast energy is utilized for actual breakage ings of the adjacent and remote structures, and the age
and mass displacement with the reminder spent on and type of the structure. A simple equation estimat-
undesirable activities Niclson (2005). Among these ing the PPV in terms of distance from the blasting
are the ground-borne vibrations which may have an location (D in m) and the charge weight per delay
effect on residential buildings ranging from disturb- (W in kg) is:
ing the occupants to causing severe threshold “cos-
metic” or structural damage. Problems may occur as
a result of large amplitude (low frequency) vibrations,
repeated occurrence of smaller amplitude vibrations, Many attempts have been made to relate the vibra-
or from differential settlement induced by soil par- tion parameters (displacement, velocity, acceleration
ticles rearrangement. Classifying ground vibrations and frequency) with the observed human annoying,
types, monitoring their effects and establishing their disturbance of sensitive devices and structural dam-
severity were investigated (Dowding1985; Franfield age (Medearis 1976; Siskind et al. 1980; Wiss 1981;
1996; Dowding 1996; Massarsch 1993; Wiss 1981; Svinkin 1993; Dowding 1996). Currently, codes of

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practice adopt safe limit criteria which are mainly
based on field observation (Svinkin 2004; ISEE 1998).
Most of these criteria correlate the structural dam-
age to the soil Peak Particle Velocity (PPV) produced
on the ground surface and limit the PPV to 51 mm/s
at the nearest “non-owned” structure to the blasting
site. Three factors of ground vibration affect the struc-
tural response: ground vibration amplitude defined
via the PPV, ground vibration duration (which is not
the same as the blast duration), and ground vibration
frequency. Usually seismographs report the PPV and
the frequency and often ignore the duration. Reducing
ground vibration duration would reduce the structure
response but increase the perception of the occupants Figure 1. USBM and OSM safe limit criteria against
ground-born vibrations due to subsurface blasting.
to the ground vibration.
This paper shows that it is not the soil PPV that
matter but it is the structural response to the ground Table 1. PPV and Scaled Distance (US-OSM).
vibration: all the blast-vibration complaints are actu-
ally due to the structure vibration not the ground Distance PPV Scaled Distance
vibration. Thus, the currently adopted criteria cannot m mm m
define reliable and acceptable safe limits for subsur-
0∼91 31.8 22.6
face construction blasting. Two case studies have been
92∼1524 25.4 24.9
performed and discussed for two residential houses >1524 19.1 29.4
(one- and two-storeys) located adjacent to an excava-
tion where blasting was to be used for excavating the
rock. Data recorded during blasting are compared to
currently adopted ground vibration safe limit criteria: The USMB-RI 8507 criterion was modified by US
PPV and the vibration frequency due to excavation Office of Surface Mining (OSM). It is shown graph-
by blasting measured close to these houses satisfied ically in Figure 1 and compared to the previously
the existing safe limits criteria. Despite this fact, both mentioned USMB-RI 8707 criterion.
houses suffered threshold cracks and one of them had The OSM adopted two other methods. In the first
some structural cracks. Thus, a new approach that is method, the PPV is limited to the values shown in
based on relating the PPV and the ground vibration fre- Table 1 without the need for monitoring the vibration
quency to the structural response is proposed and a safe frequency. In the second method, the amount of explo-
limit criterion for sub-surface construction blasting is sive is designed based on a scaled distance (SD) using
developed. the following Equation:

2 CURRENT SAFE LIMIT CRITERIA where W is the allowable charge per delay (kg), D is
the distance (m) and SD is the scaled distance given
The International Standards ISO 4866-1990 lists some in Table 1 (m). The scaled distance method is very
major regulations of ground vibrations for different conservative and there is no need to fit seismograph
types of buildings. Further, it was continuously argued to measure the PPV or the vibration frequency during
that damage could be related to the PPV of the ground the blasting operation.
vibration (Duvall and Fogelgon 1962; Wiss 1968; The British Standard BS 7385 criterion for safe limit
ISEE 1998). against ground vibrations due to blasting is plotted
A 10-year research programme of the United States in Figure 2 and compared to the OSM criterion. It is
Bureau of Mines (USBM) led to the widely adopted very close to both USBM-RI 8507 and OSM crite-
criterion for the safe-limit vibration against struc- ria. The BS 7385 adopts two lines for the safe limit
tural and threshold damage of buildings resulting from depending on the building type: line 1 (independent
ground vibrations generated by blasting (Nichollas of the vibrations’ frequency) is used for commercial
et al. 1971). The safe limit for the resulting PPV was large buildings and line 2 (frequency based) is used
set at 51 mm/s in the frequency range of 3–100 Hz. for residential or small buildings.
This limit could not prevent the frequent residents’ The DIN 4150 and the Swiss Standards criteria for
complaints from construction blasting. To take into safe limits against ground vibrations resulting from
account the effect of the dominant vibration frequency blasting are also plotted in Figure 2. It is evident that
to assess the ground vibration effect on structures, an these two criteria are significantly conservative. It is
alternative USBM frequency-based safe limit was pro- argued that the DIN 4150 criterion is not damage-
posed (Siskind et al. 1980). This criterion is known as based; it is intended to minimize the perceptions and
USMB-RI 8507 (Figure 1) for providing safety against complaints of housing residents who live adjacent to
ground vibrations resulting from blasting. blasting sites.

94
Figure 2. OSM versus other safe limit criteria against
construction vibrations.
Figure 3. The two houses outlined on the layout of the
sewerage system project (Blast locations are along the solid
3 PROPOSED DAMAGE CRITERIA lines representing the sanitary sewer of the city).

The current safe limit criteria make no distinction impossible, to follow a uniform vibration standard
for the type, age or stress history of the structure; to reduce the human perception of vibration due to
all of which considerably affect the safe limits. The subsurface blasting (Baliktsis 2001).
y are all based on the PPV and frequency of the For the currently adopted safe limit criteria which
ground vibrations and thus, they fail in many situa- are based on threshold/structure damage prevention, it
tions (ISEE 1998; Quesne 2001). A major drawback is proposed to apply an amplification factor ranging
is in the concept of the safe limit criteria itself: they between 2 and 4.5 to the soil PPV in the frequencies
only correlate the structural damage to the intensity range of 4 Hz to 30 Hz as a modification to these crite-
of the ground vibration. However, a safe limit crite- ria in order to consider the structure’s resonance effect
rion against ground-born vibrations due to blasting (Svinkin 2004).
should be based on the structure vibration/response
not the ground vibration. In other words, the 51 mm/s
safe-level criterion should be applied to the PPV of 4 PROPOSED CRITERIA VERFICATION
the structural vibration due to blasting not to the soil
vibration. A project for sewerage system was executed in rock
The intensity of the vibration depends on the soil- soil; part of the project layout plan is shown in Fig-
structure interaction that determines the structure ure 3. The excavation was performed using subsurface
responses to the ground excitation. A ground vibra- blasting.The blasting events were officially supervised
tion frequency which is 40% (or more) greater than and the resulting soil PPVs and vibration frequencies
the fundamental frequency of the structure introduces were recorded using seismograph.
a structure PPV that is less than the PPV of the ground All the safe limits criteria for ground vibration
vibration. On the other hand, a ground vibration with resulting from the subsurface blasting, particularly
a frequency below the fundamental frequency of the those of the USBM and OSM, were accurately fol-
structure causes the structure to vibrate at least as lowed. The readings recorded by the seismographs
much as the ground. If the ground vibration frequency for all the blasting events were well below the 51
is close to the structural natural frequency, a state mm/s limit. However, complaints were reported from
of resonance may be generated and the PPV of the many residents who blamed the blasting operation for
structure will increase considerably beyond the PPV causing threshold cracks to their houses. The readings
of the ground vibration. This phenomenon is totally of the seismographs recorded nearby two houses are
disregarded in all the currently adopted safe limit cri- compared to the currently adopted safe limit ground
teria against ground-born vibrations due to subsurface vibration criteria. The proposed safe limit criterion
blasting. is also applied to these two houses to investigate
Low-rise buildings have a natural frequency in the effect of the ground vibration resulting from the
the order of 4∼12 Hz (Medearis 1977; Siskind 1980; excavation by blasting on the two houses.
ISEE 1998). The structures and their parts (e.g. floor,
walls, etc.) respond differently to ground vibration
4.1 House 1
as they have different natural frequencies. For exam-
ple, the natural frequencies are 12∼20 Hz for interior The first investigated house is a two-storey residential
walls’ horizontal vibrations and 8∼30 Hz for floors building which was newly built. When excavation by
vertical vibrations. Mid-walls’ vibrations cause res- blasting started the house was almost one year old.
idential buildings to “rattle” making vibration more It is a common reinforced concrete skeletal structure
noticeable and aggravate human response to annoy- (solid slabs, beams and columns). The foundation of
ance from ground vibration. It is difficult, if not the house is composed of isolated footings constructed

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Table 2. PPVs recorded for some blasting events –
House 1.

Event No. 281 282 280 283 177 185 288


PPV mm/s 14.7 22.7 23.2 20.8 14.9 27.5 20.1
Event No. 294 287 219 218 220 284 285
PPV mm/s 15.7 19.8 25.5 28.8 20.5 19.3 12.4
Event No. 279 147 163
PPV mm/s 14.2 24.8 23.3

1.20 m below the lowest ground level and tied together


with strong ground beams. The mid-wall partitions of
the house consist of concrete block masonry walls. The
house contains one stair case joining its two storeys.
After the excavation by blasting, many cracks
appeared inside and outside the house (Figure 4).
Most of the thresholds cracks started from the window
frames, propagated vertically for a short distance then
continue to propagate diagonally at an angle ranging
between 30◦ and 60◦ . One structural crack was visible
in the beam carrying the reinforced concrete slab of
the second storey over the stair case.
Samples of ground PPV measured during the exca-
vation by the blasting process around the house are
listed in Table 2. The date of the event and its posi-
tion with respect to the house were eliminated from
the table. The seismographs also recorded the blasting
event frequency in the vertical, radial and circumfer-
ential directions. These frequencies are plotted against
the PPV for every blasting event in Figure 5 and com-
pared to some of the currently available safe limit
ground vibration criteria. The PPV of the low fre-
quency vibrations (between 10–20 Hz) are magnified,
as recommended by the proposed safe limit criterion,
and also plotted in Figure 5: these events are enclosed
by the dotted line in the figure to highlight their sever
effects.

4.2 House 2
The second investigated case study is a one-storey
residential house which was about twenty years old
when the excavation by blasting started. The house had
been renovated about two years before the start of the Figure 4. Examples of cracks appeared on House 1 after
excavation work. It is an ordinary reinforced concrete excavation by blasting (Cracks circled by dotted lines have
been enhanced by plotting grey lines on top of them).
structure with solid slabs carried by reinforced con-
crete beams which are supported over columns. The
4.3 Discussion
foundation of the house consists of isolated footings.
The partitions of the house consist of concrete block Data recorded for the two case studies of houses
masonry walls. Some of the cracks which appeared located nearby subsurface blasting were examined. It
in this house after excavation are shown in Figure 6. is evident form the readings of the seismographs (sam-
Samples of ground PPV measured during the excava- ples of them are summarized in Tables 2 and 3) that the
tion by blasting process are list in Table 3. The vertical, PPVs recorded for all blasting events were well below
radial and circumferential frequencies recorded by the 51 mm/s; the limit defined in most of the available
seismographs are plotted against the PPV for every safe limit criteria. Furthermore, plotting the relations
blasting event in Figure 7 and compared to some of the between the PPVs and the frequencies of the ground
currently available safe limit ground vibration criteria. vibrations for these events (Figures 5 and 7) reveals
Ground PPV which have low frequency vibrations are that the ground vibrations satisfy the safe limit criteria
magnified and plotted in Figure 7. set by the USBM, the OSM and the BS 7385. Some

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Table 3. PPVs recorded for some blasting events –
House 2.

Event No. 269 270 175 176 266 267 182


PPV mm/s 18.8 22.3 23.0 12.7 21.9 15.7 22.4
Event No. 183
PPV mm/s 16.9

Figure 5. Ground PPVs and vibration frequencies of the


blasting events recorded for House 1.

Figure 7. Ground PPVs and vibration frequencies of the


blasting events recorded for House 2.

Despite satisfying all these criteria, threshold


cracks, and even structural cracks, appeared in these
houses after the excavation by blasting. Furthermore,
the residents complained that the blasting effects were
significantly pronounced.
It is evident that the currently adopted safe limit
criteria ignore a very important factor which is the
structural response to the ground vibration. It is argued
that ground vibrations with low level frequencies
affected the structural response of these two houses
causing resonance and wall rattling. These, in turn,
caused threshold, and even structural, cracks beside
the severe disturbance to the residents.
So, as a modification, the PPVs of the low level fre-
quency vibrations (4–30 Hz) should be magnified by a
certain factor (estimated as 4.0 in the current investiga-
tion) before comparing them to the currently adopted
safe limit criteria.This would simulate the resonance or
wall rattling which may occur to the houses subjected
to ground-born vibrations with low level frequencies.
With this modification, Figures 5 and 7 reveal that
some of the ground vibrations are significantly out-
side the safe limit defined by the safe limit criteria and
would cause damage to the structures.
Gad et al. (2005) presented an investigation which
agrees with the reached conclusion of this paper. They
investigated the effects of blast vibrations on a sin-
Figure 6. Examples of cracks appeared on House 2 after gle storey brick veneer house, which was monitored
excavation by blasting (Cracks circled by dotted lines have for over 1 year and was subjected to 43 blasts with
been enhanced by plotting grey lines on top of them). ground PPV ranging from 1.5 to 222 mm/s. They rec-
ommended an amplification factor ranging between
2.0 and 4.0 for the ground PPV depending on the PPV
the events do not satisfy the Swiss Standards and most value where:
of them are unsafe compared to the DIN 4150 spec-
ifications. However, these two standards are human
annoyance driven as opposed to structural damage
driven criteria.

97
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