1

HSTBIN

Share Transfer Form

Transfer from a financial institution to HSBC InvestDirect
Complete this form to transfer securities from another firm to HSBC InvestDirect. No dealing instructions in these shares can be taken by
HSBC InvestDirect until the transfer of your holding(s) into our nominee account has been completed. This process can take up to
6 weeks. This form can also be used to transfer in US Shares held in the Direct Registration Service (DRS).
Please refer to the ‘Your Information’ clause in the InvestDirect or InvestDirect Plus Terms and Conditions. This explains how we will
use your information. Upon completion, post this form to us at: HSBC InvestDirect, PO Box 716, Forum 1, The Forum, Parkway, Whiteley,
Fareham PO14 9QD

1. Your existing brokerage account 2. Your details

Name of firm Full name

Address Address

Postcode Telephone number Postcode

Contact name HSBC InvestDirect Account number

Account No

3. Share description Share code (sedol) if known Quantity Currency and book cost
Example: Vodafone 100 GBP 100

If any of the above shares are US shares and held in the Direct Registration System (DRS) please tick this box*

Cash account number (if different from account number above). Amount (GBP)

 2
4. To the brokerage firm named above in section 1
With immediate effect I want to transfer the securities/cash listed above to HSBC InvestDirect.
I hereby agree that
a. You may provide any information regarding my account with you to HSBC InvestDirect or any associated company of HSBC InvestDirect
or transferring institution.
b. You may act upon instructions given by HSBC InvestDirect or any associated company of HSBC InvestDirect or transferring institution.
c. Any settlement cheque should be made payable to HSBC InvestDirect.
d. You may deduct charges for the transfer as specified in your Terms and Conditions.
e. HSBC InvestDirect may, in its sole discretion, refuse to accept the transfer of any securities which it does not consider to be eligible for transfer
by deleting such securities from this Share Transfer Form.
f. I have received and read the relevant Key Features Document, Costs and Charges Disclosure Document and agreed to the InvestDirect
Sharedealing Terms and Conditions.

Account holder’s Signature Joint account holder’s Signature

Date
D D M M Y Y Y Y Date
D D M M Y Y Y Y
* Important – please ensure you send through your DRS certificates with this form.

hsbc.co.uk
HSBC UK Bank plc is a member of the London Stock Exchange. Authorised by the Prudential Regulation Authority and regulated by the
Financial Conduct Authority and the Prudential Regulation Authority. Registered Office: 1 Centenary Square, Birmingham, B1 1HQ.

Issued by HSBC UK Bank plc

HSBC UK Bank plc, Customer Information, PO Box 6201, Coventry CV3 9HW

MCP51400 06/18 ©HSBC Group 2018. All Rights Reserved.