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MODERN
LEGAL USAGE
SECOND EDITION
Bryan A. Garner
OXFORD UNIVERSITY PRESS
Oxford New York
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and associated companies in
Berlin Ibadan
A lthough there is much new material in this second edition, little need be
said by way o f introduction. I therefore confine this space to a word about
citations and a listing o f my literary debts.
Readers familiar with the first edition will note that I have added sev
eral thousand new illustrative quotations, with full citations. This repre
sents a significant change in approach.
When writing the first edition, I omitted citations for four reasons. First,
I was following the model o f H.W. Fowler’s Modern English Usage (1926),
which simply quotes sentences from anonymous sources. (His earlier work,
The King's English (1906), which he cowrote with his brother, F.G., named
sources such as The Times but gave no detailed citation.) Second, because
the quotations merely reflected what I was reading at the time, they came
predominantly from judicial opinions issued by Texas courts and the U.S.
Court of Appeals for the Fifth Circuit; having just completed a Fifth Circuit
clerkship as I finished the manuscript in 1985, I thought it would not be
particularly gracious o f me, in a work o f this kind, to cite a disproportion
ately high percentage o f Fifth Circuit opinions. Third, as I had begun prac
ticing law in Texas, it seemed imprudent to cite the work of judges before
whom I might appear. Finally, the lawyers’ briefs from which I drew quota
tions did not lend themselves to citation.
Although I still quote briefs without citing them, other sources are now
fully cited. Why? I now think it helpful to show sources—helpful both legally
and lexicographically—so I reject Fowler’s approach. Further, the citations
in this second edition represent a breadth that was unattainable for the
first edition, so I am satisfied that the sources from Texas and surrounding
states are only slightly overrepresented, if at all. Finally, I am satisfied that
the lexicographic value o f citations outweighs the risk o f offending someone
who has written something that might offend against the language.
I have tried to be dispassionate in my approach to citations. This means,
for example, that I have unfavorably cited my own work (see bequ est), the
work o f my grandfather (see f e o f f (C)), and the work of my mentor, Charles
Alan Wright (see disin terested ). O f course, in Wright’s case, there must be
100 other instances in which I quote him favorably.
One more thing about citations. I collected many of them before 1991,
when the Bluebook began to require first names for authors of books and
articles. This caused me no end o f needless work, but there were finally a
few elusive citations for which neither I nor my research assistants—nor,
indeed, my allies in law libraries— could fill in the blanks. In those few
instances, I made concessions to the shortness o f life and followed the pre-
1991 Bluebook form.
Readers will find that this edition is much enriched with quotations not
only from cases, but also from books and other sources. The shame is that
it is not more enriched than it is, for in January 1991 a small lexicographic
catastrophe occurred— an event that will no doubt bedevil me for as long as
I care about lexicography. That month, I arranged to ship some 40 lawbooks
ix
Preface to the Second Edition
from my office at the University o f Texas to the American office of the Ox
ford Dictionary Department. These books had been thoroughly marked up
for excerpting thousands of illustrative quotations, and they represented
several years o f work. Mysteriously these books—which were to be returned
to me for use in preparing this edition— disappeared. They have never been
accounted for. And the work that went into marking them can probably
never be duplicated.
That loss, though, has been greatly outweighed by the tremendous help
I have received from dozens o f friends and colleagues. My debts are vast. I
must merely list them as an insolvent debtor might do, in schedule form.
Some o f these friends have simply sent me comments and suggestions with
out my ever having met them face to face. Others I have known for many
years, and I merely prevailed upon them to look over several entries within
their areas o f expertise; luckily for me, no one ever seemed prevailed upon—
in fact, quite the opposite. They have all helped in splendid ways:
xiii
xiv Preface to the First Edition
T h is guide lists essay entries that may be grouped according to (1) style;
(2) grammar and usage; (3) legal lexicology and special conventions; (4) word
formation, inflection, spelling, and pronunciation; and (5) punctuation and
typography. The guide does not include any entries that are concerned only
with the meaning or idiomatic use o f title words, or with their spelling,
pronunciation, etymology, or inflections.
Style
ABSTRACTITIS DEFINITIONS
ACRONYMS AND INITIALISMS A. When to Use
ALLITERATION B. Lexical and Stipulative Definitions
A. Rhetorically Effective Examples C. Inept Definitional Terms
B. Unconscious Examples D. “Stuffed” Definitions
AMBIGUITY
E. Placement
A. Uncertain Stress F. Signaling Defined Terms in Text
B. Syntax G. When to Compose
C. Poor Word Choice DOCUMENT DESIGN
xvii
xviii Classified Guide to Essay Entries
D. Mr, Justice; Mrs, Justice; Madam Justice B. Coupling Numerals with Words
E. Third-Person References C. Not Beginning Sentences with Numerals
F. Lawyer-to-Lawyer References D. Round Numbers
G. Signing Off E. Decades
H. The Lone Sincerely F. Judicial Votes
FUDGE WORDS OBSCURITY
FUSTIAN A. Overelaboration
GALLICISMS B. Initialese
GOBBLEDYGOOK OFFICIALESE
ILLOGIC OVERSTATEMENT
A. Illogical Comparison OXYMORONS
B. Danglers and Misplaced Modifiers PARALEIPSIS
C. Disjointed Appositives PASSIVE VOICE
D. Mistaken Subject of a Prepositional Phrase A. The Otiose Passive
E. Insensitivity to Metaphor B. Confusion of Active and Passive Constructions
F. Poor Exposition of Sequence C. The Ambiguous Passive
G. Vexatious Little Words with Plain Meanings D. Active Wrongly Used for Passive
H. Complete Obliviousness in the Task of Writing E. The Dishonest Passive
INELEGANT VARIATION F. The Double Passive
INITIALESE G. Special Active Use with issue
IRONY PERIPHRASIS
ISSUE-FRAMING PERSON
A. Generally PHRASAL ADJECTIVES
B. Deep vs. Surface Issues A. General Rule
C. Persuasive vs. Analytical Issues B. Phrasal Adjectives of Foreign Origin
D. Readers’ Reactions C. Snakelike Compounds
E. The Importance of It All D. Suspension Hyphens
JARGON E. Amount or Period of Time
A. Definition F. Proper Noun
B. Jargonmongering G. Phrasal Adjectives Following the Noun
LATINISMS H. Phrases with Only One Element Joined
LEGALESE PLAIN LANGUAGE
NEOLOGISMS SEMANTICS
BACK-FORMATIONS EXTRA-
-CIDE HYBRIDS
-EDLY LEGO-
xxiii
LIST OF ABBREVIATIONS
XXV
xxvi List of Abbreviations
Rhod. Rhodesia (before the name change U.S.C. = United States Code
to Zimbabwe) usu. = usually
S. Afr. South Africa
vb. = verb
Scot. Scotland
v.i. = intransitive verb
Sp. Spain; Spanish
v.t. = transitive verb
specif. specifically
W2 = Webster's New International
TLS Times Literary Supplement Dictionary (2d ed. 1939)
U.C.C. Uniform Commercial Code W3 = Webster's Third New Interna
U.K. United Kingdom (i.e., G.B. and— tional Dictionary (1961)
since 1922—Northern Ireland) W10 = Merriam Webster's Collegiate
U.S. United States Dictionary (10th ed. 1993)
definite and indefinite articles generally, see ARTI in such words should avoid pretense and use a.
CLES. Thus a hypothecation, a hereditament, a halluci
A. C hoice Between a and an . The indefinite natory image, a harassed schoolteacher. An hu
article a is used before words beginning with a manitarian is, judged even by the most tolerant
consonant sound, including -y- and -w- sounds. standards, a pretentious humanitarian. See
The other form, an, is used before words begin h u m b le.
ning with a vowel sound. Hence a European coun B. In the D istributive Sense. A, the distribu
try, an LL.B. degree, a heuristic device, a uniform, tive sense <ten hours a day>, is preferable to per,
an F.B.L agent, an SEC subpoena. And, for those which originated in commercialese and l e g a l e s e .
who have been wondering, the correct form is a It is wrong to consider a informal or colloquial in
usufruct in Louisiana law and a hypothec in Scots this context. The natural idiom is sixty hours a
law. week and ten dollars a pair, not sixty hours per
The distinction between a and an was not solidi week and ten dollars per pair. E.g., “At oral argu
fied until the 19th century. Before that time an ment, St. Genevieve suggested that nominal dam
preceded most words beginning with a vowel, re ages be awarded at one dollar per [read an] acre.”/
gardless o f how the first syllable sounded. The “These employees were paid less than the mini
U.S. Constitution reads: “The Congress shall have mum hourly wage and they regularly worked
Power . . . To establish an uniform Rule o f Natu more than forty hours per [read a] week without
ralization . . . .” U.S. Const, art. I, § 8. But that receiving overtime pay.”
is no excuse for a 20th-century writer: “[T]hus Nonetheless, per is at least minimally accept
retaining an unique [read a unique] and personal able, except in the phrase as per, q.v. And in a
quality style creates nevertheless an essential few contexts, especially when used attributively,
value in all written expression.” Perlie P. Fallon, per is the only idiomatic word. E.g., “The case asks
The Relation Between Analysis and Style in Amer whether the same per-unit lease term amounts to
ican Legal Prose, 28 Neb. L. Rev. 80, 80 (1949). a tax on imports in violation o f the Import-Export
Writers on usage formerly disputed whether Clause o f the Constitution.”
the correct article is a or an with historian, histor
ical, and a few other words. The traditional rule A.B . See a b le -b o d ie d seam an.
is that if the -h- is sounded, a is the proper form.
If we follow that rule in the U.S. today, most a b a lien a te. See a lien , v.t.
people would say a historian. Even Fowler, in the
England o f 1926, advocated a before historic(al) a b a n d o n = (1) to give up property or some right
and humble. with the intent o f never claiming it again; or (2)
The theory behind using an in such a context, in family law, to leave children or a spouse will
however, is that the -h- is very weak when the fully and without an intent to return. In sense
accent is on the second rather than the first sylla (1), a person’s losing a billfold (say) and then
ble (giving rise, by analogy, to an habitual of giving up an unsuccessful search does not mean
fender, an humanitarian, an hallucinatory image, that the person abandons the lost billfold: to
and an harassed schoolteacher). Thus no author abandon it, the person would have to take some
ity countenances an history, though several older purposeful action such as throwing it away.
ones prefer an historian and an historical. Car-
dozo wrote: “What we hand down in our judg a b a n d o n e d p ro p e rty . See lo st p ro p e rty .
ments is an hypothesis. It is no longer a divine
command.” Law and Literature, 52 Harv. L. Rev. a b a n d o n e e means, not “one who is abandoned,”
472, 478 (1939). Earlier Holmes used the same as the suffix -ee might suggest, but “one to whom
phrase. property rights [in a thing] are relinquished.” As
Today, however, an hypothesis and an historical in advancee (= one to whom money is advanced)
are likely to strike readers and listeners as affec and patentee (= one to whom a patent has been
tations. As Mark Twain once wrote, referring to issued), the suffix -ee carries a dative sense. Leff
humble, heroic, and historical: “Correct writers o f writes that “there are numerous circumstances in
the American language do not put an before those which abandonment o f something by one person
words.” The Stolen White Elephant 220 (1882) (as will have the practical or even legal effect o f
3
4 abandum
vesting that thing in a particular other person, “to draw away (a limb, etc.) from its natural
who thus may usefully be called an abandonee.” position” (OED). Yet the more common meaning
Arthur A. Leif, The Leff Dictionary o f Law, 94 o f abduct is “to lead away by force.” (For a fuller
Yale L.J. 1855, 1856 (1985). See -EE (A). definition, see a b d u c t i o n .) Although the OED
contains a notation that abduce is archaic, W3
abandum ; abandonum . The former is the cor does not label it so; in any event, it is certainly
rect spelling o f this word, which means “anything rare.
prohibited or ordered to be cast away.” Aban
donum is a misspelling. a b d u c te e . See -EE (c).
which is etymologically inferior, is not as wide a b id e . A. General Senses. Abide = (1) to stay
spread as abductor. <the right of entering and abiding in any state in
the Union>; (2) to tolerate, withstand; (3) to obey;
a b e rra tio n ; a b e rra n ce ; a b e rra n cy ; a b erra n t, (4) to await; or (5) to perform or execute (in refer
n. Aberration means (1) “a deviation or departure ence to orders or judgments). The last is the
from what is normal or correct,” or (2) “a mental strictly legal meaning: “Since we do not doubt
derangement.” Aberrance and aberrancy are that the court will promptly proceed to abide our
NEEDLESS VARIANTS. judgment and certify our decision before proceed
Although the word aberration is not limited to ing to trial, we decline to issue a peremptory order
persons, aberrant almost always is. As a noun, it at this time.”
means “a deviant; one deviating from established Abide also commonly takes on the sense “to
norms.” await,” as in the following legal construction: “The
judgment should be reversed, and a new trial
a b erra tio n a l; a b erra n t, adj.; a b e rra tiv e . Aber granted, with costs to abide the event.”
rational = o f or pertaining to an aberration (see Abide by is a p h r a s a l v e r b meaning “to acqui
the preceding entry). E.g., “It is our duty to allow esce in or conform to”— e.g.: “Jurors must abide
a decision to be made by the Attorney General’s by the oath with respect to both sentencing and
delegate, as long as it is not so aberrational that determining guilt or innocence.”/ “Eastman indi
it is arbitrary rather than the result o f any per cated his intention to abide by the plea
ceptible rational approach.” Aberrant = deviating agreement, clearly hoping that this would be a
from behavioral or social norms. Aberrative = consideration in favor o f leniency.”
tending to be aberrational. Abiding = lasting, enduring. E.g., “The two
gifts are both o f a kind that indicates an abiding
abet. See a id a n d abet. and unconditioned intent—one to a church, the
other to a person whom she called her adopted
a b etm en t ( = the act o f abetting) is sometimes son.”
erroneously made abettance or abettal, both n e e d B. Past-Tense and Past-Participial Forms.
less VARIANTS. With the meanings most probably to be found in
legal texts (“await” and “execute”), abided is the
a b ettor. A. A nd abetter. In both BrE and AmE, preferred past tense and past participle. In the
abettor is the more usual spelling; the OED states archaic sense “to stay, dwell,” abode is the pre
that it “is the constant form o f the word as a legal ferred past tense, and either abode or abided as
term.” Abettator is the defunct l a w l a t i n term the past participle. For most ordinary purposes,
from old English law. Cf. b e tto r. See -ER (a ) & abided serves well without seeming stilted.
p e rp e tra to r.
B. A nd accessory. An abettor, as distinguished a b ility ; ca p a city . Whereas ability is qualitative,
from an accessory, is usually one who is present capacity is quantitative. Ability refers to a per
at the scene o f a crime and gives aid or encourage son’s power o f body or mind <a lawyer o f great
ment. ability>; capacity, meaning literally “roomy, spa
cious,” refers figuratively to a person’s physical or
a b e y a n ce has a general sense (“a state o f suspen mental power to receive <her memory has an
sion, temporary nonexistence, or inactivity” extraordinary capacity for details>.
[OED]) and a technical legal sense (“expectation
or contemplation o f law; the position o f waiting ab initio ; in initio. The former means “from the
for or being without a claimant or owner” [OED]). beginning” <an act beyond one’s legal competence
Even in legal contexts, however, the general lay is void ab initio>; the latter means, as its prefix
sense is commonly used, as in, “Texas would not suggests, “in the beginning.” Neither LATINISM
consider his claim if this action were held in seems quite justified in ordinary contexts, al
abeyance.” though ab initio, which in legal writing is used
commonly in the phrase void ab initio, is common
a b h orren t, meaning literally “shrinking from in enough not to be particularly objectionable— e.g.:
abhorrence” or “strongly opposed to,” frequently “Smith secured from an equity court, ab initio,
refers to things in legal contexts in the sense “so an injunction against Jones.” Leff notes that the
far removed from (a thing) as to be repugnant or phrase is sometimes used in the sense “thor
inconsistent.” E.g., “The very nature o f a partner oughly,” roughly equivalent to “from first to last.”
ship is such that joint tenancy between one o f the Arthur A. Leff, The Leff Dictionary o f Law, 94
partners and a stranger to the partnership would Yale L.J. 1855,1863 (1985). E.g., “We find respon
be abhorrent to the Act.” dent’s argument that the decision in that case is
6 abjudge
prevalent in AmE (though labeled obsolete in the a b o d e , as past tense o f abide. See a b id e (b ).
OED). Extensible was, through the mid-20th cen
tury, the most common form, but today it trails a b o d e , p la c e o f. This phrase is a pretentious
extendable by a substantial margin, while ex way o f referring to someone’s home or house.
tendible continues to appear infrequently. Writers
and editors ought to settle on the most firmly a b o lish m e n t; a d m on ish m en t. These nouns are
established form— extendable, which is as well inferior to— and much rarer than—the organically
formed as the variants— and trouble their minds derived abolition and admonition; no longer is
with weightier matters. See n e e d l e s s v a r i a n t s , there any difference in meaning between the
DIFFERENTIATION & MUTE E. -ment and the -tion forms. The -ment forms way-
B. Appended to Nouns. This suffix is usually wardly persist in much legal writing. E.g., “The
appended as a passive suffix to verbs (e.g., forget Securities Industry Association issued a 'legal
table, avoidable, reproachable). Sometimes, how alert’ that refers to the NYSE memo and its
ever, it has been joined with nouns (e.g., objection strongly worded admonishment [read admoni
able, actionable, dutiable, marriageable, salable— tion] to have securities loan arrangements cov
even clergyable and reversionable, qq.v.). These ered by written agreement.”/ “The Legislature
do not mean “able to be objectioned,” “able to be must be given a fair opportunity to take whatever
actioned,” and so on. Objectable would perhaps action it should deem advisable before the abol
have been the more logical formation, though ishment [read abolition] o f the long-accepted im
time, idiom, and usage have made many such munity.”
forms as actionable both ineradicable and unob
jectionable. a b o r ig in e was long considered to be correct only
C. Converting -ate Verbs into -able Adjec in the plural form, aboriginal being the singular
tives. When the suffix -able is added to a transi noun. Today, however, aborigine has entered
tive polysyllabic word ending in -ate, that suffix standard English as a singular noun. But in Aus
is dropped. Hence, accumulable, calculable, esti tralia, Aboriginal with the initial capital is the
mable, etc. (See -a t a b l e .) Exceptions, however, only correct form in formal usage.
occur with the two-syllable words (e.g., rebatable,
a b o r t = (1) (of a pregnancy) to end prematurely;
debatable).
(2) (of a fetus) to cause to be expelled before full
D. Dropping or Retaining the Medial -e-. This
development; or (3) (of a pregnant woman) to
question arises in words such as movables, q.v.,
cause to have an abortion. Senses (1) and (2) are
which sometimes takes the form moveables.
more usual than sense (3), which, as an example
Maine used such forms as irreconcileable and
o f h y p a l l a g e , strikes many readers as odd. E.g.,
resumeable—forms that are now archaic. See
“In a case of 1949, the trial judge sentenced a
Henry S. Maine, Ancient Law 85, 241 (17th ed.
husband who had tried to abort his wife and killed
1901; repr. [New Universal Lib.] 1905, 1910).
her to five years’ penal servitude . . . .” Glanville
Generally today, both AmE and BrE drop such a
Williams, The Sanctity o f Life and the Criminal
medial -e-, except in words with a soft -c- (trace
Law 155 (1957).
able) or a soft -g- (chargeable). See MUTE E.
a b o rte e . Logically, one might expect this word to
able-bodied seam an; able seaman. The for refer to the fetus (one who is aborted)—but by
mer, though much more recent, seems to be the convention, and based on sense (3) o f abort, the
usual term in admiralty law, meaning “a mer word abortee refers to the woman whose miscar
chant seaman certified for all seaman’s duties” riage has been produced. See Rollin M. Perkins,
( AHD ). It is abbreviated A.B. The phrase able Criminal Law 100 (1957). Today the word is little
seaman is used in the United States Shipping used even in legal contexts, perhaps because it
Code, 46 U.S.C. § 7307 (1988). It also appears in seems callous. See -EE.
Herman Melville’s Billy Budd (1891). It would be
difficult and footless to categorize either as a a b o r tic id e . See a b o rtio n .
n e e d l e s s v a r i a n t of the other. See seaman &
a b o rtifa cie n t; co n tr a c e p tiv e . The former is
m ariner.
anything intended to produce an abortion. The
latter is anything designed to prevent conception.
aboard. Usually restricted to ships in BrE, this Abortifacient should not be used to include contra
word is used broadly in AmE— e.g.: “Two of the ceptive.
passengers aboard the bus were killed.” State
Farm Fire & Casualty Co. v. Tashire, 386 U.S. a b o rtio n ; a b o r tic id e ; fe tic id e . The word abor
523, 525 (1967). tion, strictly speaking, means no more than “the
8 Abortions, Linguistic
expulsion o f a nonviable fetus” (W3). In this sense equivalent. About should not be used, as it often
it is synonymous with miscarriage. But today it is, with other terms o f approximation such as
more commonly applies specifically to an inten estimate or guess, because it means “roughly” or
tionally induced miscarriage— not one that re “approximately.” Hence, “roughly about $10,000”
sults naturally or accidentally. Though abortion is redundant.
was once used interchangeably with criminal
abortion, that is no longer so with the advent of
a b o v e . A. M eaning “m ore than” o r “ longer
legalized abortion. In the criminal context, then,
than.” This usage is to be restricted to informal
it is necessary to use the full phrase criminal
contexts. “Above [read More than] six-hundred
abortion or crime o f abortion.
lawsuits have been filed since the tragedy.”/
Aborticide = the act o f destroying a live fetus.
“Should the piano remain, by mutual consent,
It appears to be a n e e d l e s s v a r i a n t o f abortion—
above [read longer than] the term o f four
and a tendentious one. In any event, though,
months, it is understood that the company is to
aborticide is an ill-formed equivalent o f feticide.
pay Stieff interest at the rate o f six percent per
If, as the dictionaries suggest, it is formed on the
annum.”
verb abort, then ironically it is what Fowler called
B. F or above-mentioned. Above is an acceptable
an “abortion,” but here is termed a m o r p h o l o g i
ellipsis for above-mentioned if clear in context;
c a l d e f o r m i t y . If it is formed on the noun abortus
and it is much less inelegant— e.g.: “The above
( = an aborted fetus), then it is illogical, for an
arguments apply only to judicial disqualification
abortionist does not—except in the grossest imag
under section 455(a).”
inable circumstances—“kill” (-cide) a fetus that
It was long thought that above could not prop
has already been aborted. Aborticide is to be
erly act as an adjective; but the word has been so
avoided in favor of the superior alternative, feti
used in legal writing throughout the 20th century,
cide (BrE foeticide).
even by the best legal writers. E.g., “[I]f the above
The term feticide is often used to describe the
sections were the only law bearing on the matter,
death of a fetus caused by an assault and battery
[we assume] that they created a civil liability to
against the mother.
make reparation to any one whose rights were
The current euphemism for abortion— a highly
infringed.” Slater v. Mexican N afl R.R., 194 U.S.
charged term since the Supreme Court handed
120, 126 (1904)./ “Yet in the middle o f the above
down Roe v. Wade, 410 U.S. 113 (1973)—is preg
passage from Lord Lindley’s opinion there is a
nancy termination. See EUPHEMISMS.
sudden and question-begging shift in the use o f
A b o r t io n s , L in g u is t ic . See m o r p h o l o g ic a l
terms.” (Hohfeld) The OED records this use from
DEFORMITIES. 1873 and states: “By ellipsis o f a pple. as said,
written, mentioned, above stands attributively, as
a b o r t i v e ; a b o r t e d . Abortive may mean (1 ) “un ‘the above explanation/”
successful,” or (2) “inchoate.” With sense (1), it Some critics have suggested that above in this
takes on the figurative sense o f aborted (= cut sense should refer only to something mentioned
short), as an abortive trial, i.e., one cut short previously on the same page, but this restriction
before the verdict by, e.g., settlement o f the dis seems unduly narrow. Nevertheless, it is gener
pute. (Note that -ive, an active suffix, here has a ally better to make the reference exact by giving
passive sense.) E.g., “A jury convicted appellants a page or paragraph number, rather than the
of various offenses arising out o f an abortive vague reference made possible by above. Idiom
scheme to import a large quantity o f marijuana will not, however, allow above to modify all nouns:
into the United States from Mexico.” In the follow above vehicle is unidiomatic for above-mentioned
ing sentence, abortive has the sense “unsuccess vehicle. Better yet would be the vehicle, if we
ful” without the connotations o f “cut short”: “More know from the context which one we are talking
cross-examinations with well-chosen objectives about.
are rendered abortive by the pursuit o f ‘will o' the A less than common and n e e d l e s s v a r i a n t of
wisp' decoys than by any other single factor.” above-mentioned is before-mentioned. See a b ov e-
Abortive is archaic in reference to abortions o f m e n tio n e d , a fo r e & a fo re sa id .
fetuses, except in the sense “causing an abortion”; C. As an A ttributive Noun. This casualism,
and in that sense, it is a n e e d l e s s v a r i a n t of which has appeared even in Supreme Court opin
abortifacient, q.v. ions, derives from the uses discussed in section
(B). E.g., “Do not hesitate to call me if the above
abound. See m a n y ( b ). is not the agreement we have made.”
Approximately is a FOR
a b o u t; a p p r o x im a te ly .
MAL WORD; about is the ordinary, perfectly good a b o v e -ca p tio n e d . See a b ov e-m en tion ed .
absent 9
a b ov e-m a d e is an unnecessary word, and an when they clearly violate statutory provisions.”
ugly one. E.g., “The following decisions o f this Obrogate is a civil-law term meaning “to repeal
court fully sustain the above-made statements (a law) by passing a new one” ( OED).
[read these statements or the above statements].” Arrogate (= to usurp) is properly used in the
following sentence: “Courts may arrogate the au
a b ov e-m en tion ed ; a b o v e -q u o te d ; above- thority o f deciding what the individual may say
styled ; a b o v e -ca p tio n e d . All such compounds and may not say, and there may be readily
should be hyphenated; one sees the tendency now brought about the very condition against which
adays to spell above-quoted and above-mentioned the constitutional guaranty was intended as a
as single words. Actually, it is best to avoid these permanent protection.” See a rro g a te .
compounds altogether by using more specific ref
erences; that is, instead o f writing the above- a b s c o n d is both transitive (“to hide away, conceal
mentioned court, one should name the court (or, [something]”) and intransitive (“to depart secretly
if it has just been named, write the court, that or suddenly; to hide oneself”). The latter is more
court, or some similar identifying phrase). Then common in modern contexts— e.g.: “He sold the
again, any o f these options may simply be a sign cottages, called in the mortgage, and absconded
of OVERPARTICULARIZATION, the cure for which with the proceeds . . . .” Rupert Cross & J.W.
would be simply to omit the reference altogether. Harris, Precedent in English Law 46 (4th ed.
See a b o v e (B), a fo re sa id & c a p tio n e d . 1991).
kin: Absent “Without”: Adjective, Participle, or • “This court having found that the two types o f
Preposition, 60 Am. Speech 222 (1985); Preposi uses under the trademark maintenance pro
tional Absent: An Afterword, 64 Am. Speech 167 gram were not sufficient uses to avoid prima
(1989). facie proof o f abandonment, the district court
must specifically address Exxon’s intent to re
ab sen tee, used as an adverb, is a new and useful sume use o f the HUMBLE trademark.”
linguistic development. E.g., “Our inquiry as to
In the following example, the writer attempted
[read into] why the defendants took Alaniz and
a nominative absolute, but incorrectly used the
her son and daughter to vote absentee has to
possessive rather than the nominative case: “The
begin with whether the request came from Alaniz
trial court concluded [that] Vance was not a good
herself.” It would be cumbersome in that context candidate for non-state prison sanction, his [read
to have to write, “to vote as absentees.” W3 re he] having ‘manipulated the system before.’ ”
cords absentee as a noun only, but the adverbial
Vance v. State, 475 So. 2d 1362, 1363 (Fla. Dist.
usage is increasingly widespread. The word may Ct. App. 1985).
also function as an adjective, as in absentee land
lord.
a b so lu te , d e c r e e . See d e c r e e a b solu te.
Nominative abso
A b s o l u t e C o n s t r u c t io n s .
a b so lu te lia b ility . Seé strict lia b ility .
lutes, increasingly rare in m odem prose, allow
writers to vary their syntax while concisely subor a b solu te, ru le. See d e c r e e a b solu te.
dinating incidental matter. Such phrases do not
bear an ordinary grammatical relation to the rest
a b so lv e , depending on the context, takes either
o f the sentence, since the noun or noun phrase
o f or from. One is absolved o f financial liability,
does not perform any o f the usual functions (sub
and absolved from wrongdoing—assuming the
ject, object, apposition, etc.) that grammatically
courts treat one kindly. In the following sentence,
attach nouns to other words in the sentence. Yet
from appears wrongly for of: “If the mother con
the whole absolute phrase adverbially modifies
tributed nothing to his support because she was
some verb. E.g., “ The court adjourning [i.e., When
absolved therefrom [read, if we must, thereof] un
the court adjourned], we left the courtroom.”
der the act, no expectation o f pecuniary advantage
This construction often has an antique literary
exists.”
flavor. Few m odem writers would use the nomi
Here the opposite error appears: “Cnudde con
native absolute in the way Herman Melville did:
sidered that Hardgrave’s letter completely ab
“ [A] drumhead court was summarily convened, he
solved her o f [read from] any charges o f improper
electing the individuals composing i t . . . .” Billy
behavior in her teaching methods or in the context
Budd 63 (1891; repr. Signet ed. 1979). (The pro
o f her course.”
noun he is modified by the participle electing; the
individuals composing it is the object o f electing.
a b so lv ito r. See a ssoil.
The whole phrase he electing the individuals com
posing it is a nominative absolute, for it has no
a b so rb ; a d so rb ; sorb . Absorb is the common
grammatical function in the statement A drum
term meaning “to soak up”; adsorb is a scientific
head court was summarily convened.)
term used in referring to condensing gas. Sorb is
But most modem examples don’t strike readers
a relatively obscure term comprehending both o f
as being so stuffy, as the following examples o f
its prefixed siblings.
the nominative absolute show:•
• “In Martin v. Texas, Harlan writing again for a a b stra ct, n. American lawyers often use abstract
unanimous Court, the defendant’s allegations as a shortened form o f the phrase abstract o f
o f discrimination were unsupported by any evi title (= the history o f a particular tract o f land,
dence whatever and were denied.” (If a pronoun consisting o f a written summary o f the material
were to be used instead o f Harlan, the absolute parts o f every recorded instrument affecting title).
phrase would read “he writing again for the
court.”) a b stra ct, v.t.; a b stra ctify . Abstract is the CHA-
• “For the purposes o f this proceeding, at least, it MELEON-HUED verb meaning (1) “to separate”; (2)
is conceded that the collision was solely the “to summarize” <to abstract a judgment or title>;
result of Holeman’s negligence, he apparently (3) “to divert”; (4) “to steal”; or (5) “to make (some
having been intoxicated at the time.” thing concrete) abstract.”
• “The husband being about to sail, the alleged The OED labels sense (4) a e u p h e m i s m . In that
parol agreement sued upon was made.” (Eng.) sense—“to take away secretly, slyly, or dishon-
Abstractttis 11
estly”—abstract is a FORMAL WORD that really • “This Note, therefore, structures its analysis
beclouds the act it describes. E.g., “Universal's around a consideration o f definitional methodol
funds were surreptitiously abstracted and depos ogy and proposes a constitutional definition o f
ited in Richfield's account." A more common word, religion on the basis o f that consideration.” Tim
such as removed or withdrawn, would be prefer othy L. Hall, The Sacred and the Profane, 61
able. Tex. L. Rev. 139, 140 (1982). What? The sen
Abstractify is not listed in the dictionaries, tence states that the note proposes a definition
though it has appeared in legal texts. It serves as o f religion on the basis o f a consideration o f
a pejorative alternative for sense (5) o f abstract. methodology, which makes little sense. See o b
Perhaps it is a useful invention, for there is no s c u r it y .
reason for abstract to undergo any further degen • “ [A]s used within the context o f this book . . . ,
eration o f meaning. demonstrative evidence is evidence which [read
that] has, in some form or fashion, been pro
a b stra cter. See a b stra cto r. cessed.” Mark A. Dombroff, Dombroff on De
monstrative Evidence 2 (1983). One reads that
a b stra ctify . See a b stra ct. sentence with mounting expectations o f a punch
word at the end—yet all we get is the vague
a b stra ctio n means, to nonlawyers, (1) (rarely) word processed. What is evidence that has, in
“the act o f removing"; (2) “an abstract idea”; (3) some form or fashion, been processed? Been
“abstractedness”; or (4) “an example o f abstract processed by the brain? Unfortunately, even the
art” (OAD). In law, however, abstraction = the fuller context o f that quotation provides little
act o f taking, usu. wrongfully or fraudulently, help.
as in abstraction o f funds. But in the phrase • “Win or lose, the County Committee is a focal
abstraction o f water ( = the taking o f water from force o f substantiality within the electoral pro
a river or other source o f supply [CDL]), the word cess, whether it be for federal, state or local
connotes no wrongdoing, for in England one may purposes.” Doherty v. Meisser, 321 N.Y.S.2d 32,
obtain a license. See a b stra ct, v.t. 41 (N.Y. Sup. 1971). What is a focal force o f
substantiality?
vile a thing . . . is the ab
A b s t r a c t t t i s . “H o w
stract noun! It wraps a man's thoughts round like The first and third examples contain the arche
cotton wool.” Arthur Quiller-Couch, On the Art o f typal abstract words, here termed b u r ie d
Writing 109 (1916). Abstractitis is Ernest Gow- v e r b s — that is, words ending usually with these
ers's term for writing that is so abstract and suffixes: -tion, -sion, -ity, -ence, -ance, -ment. Writ
obtuse (hence abstruse) that the writer does not ers are well advised to take these longish nouns
even know what he or she is trying to say—far be and turn them back into verbs if possible—that
it from the reader, then, to give such writing a is, write to state, not to make a statement; to
coherent meaning. submit, not to make a submission; to rely on, not
One sympathizes with a keen reader like Judge to evidence a reliance on; and so on.
Learned Hand, who wrestled with the Internal The Fowlers quote the following sentence—
Revenue Code: “ [T]he words . . . dance before my laden with buried verbs—in The King's English
eyes in a meaningless procession: cross-reference (1906): “One o f the most important reforms men
to cross-reference, exception upon exception— tioned in the rescript is the unification o f the
couched in abstract terms that offer no handle to organization o f judicial institutions and the guar
seize hold of— leave in my mind only a confused antee for all the tribunals o f the independence
sense o f some vitally important, but successfully necessary for securing to all classes o f the commu
concealed, purport, which it is my duty to extract, nity equality before the law.” The following revi
but which is within my power, if at all, only after sion eliminates the buried verbs: “One o f the most
the most inordinate expenditure o f time.” Learned important reforms is that o f the courts, which
Hand, Thomas Walter Swan, 57 Yale L.J. 167, need to be independent within a uniform struc
169 (1947). ture. In this way only can people be assured that
Perhaps the best antidote to this malady— all are equal before the law.” Arthur Quiller-
which in some degree afflicts most sophisticated Couch, The Art o f Writing at 109-10.
writers—is an active empathy for one's readers. The newest vogue in legal theorizing, Critical
Rigorous thought about concrete meaning, to Legal Studies (q.v.), is characterized by ab
gether with careful revision, can eliminate ab stractitis and jargonmongering, the favored words
stractitis. in the field being purposivist, constitutive, co
Three short examples suffice to illustrate the opting, demobilizing, structuralism, deconstruc
malady: tion, formalism, and praxis, among others. See
12 A bstract Nouns, Plurals of
Louis B. Schwartz, With Gun and Camera 1941). Thus some writers have proposed substi
Through Darkest CLS-Land, 36 Stan. L. Rev. 413, tuting misuse in place o f abuse. See, e.g., Pearson
440 (1984). Some CLS writing reads on this order: v. Dennison, 353 F.2d 24, 28 n.6 (9th Cir. 1965).
“In the reciprocity of roles that are artificial, you The phrase abuse o f discretion is unlikely, how
think people are more alienated in that bank than ever, to be changed.
I think they are. I think there's more intersubjec-
tive zap and unalienated relatedness among tell a b u se o f p r o c e s s . See m a licio u s p ro se c u tio n .
ers.” Peter Gabel & Duncan Kennedy, Roll Over
Beethoven, 36 Stan. L. Rev. 1, 25 (1984). The a b u tm en t; abu ttals. An abutment is the place
phrase intersubjective zap, by the way, has be at which two or more things touch. Abuttals— a
come a buzz-phrase among CLSers, having now term used only in the plural—means “land bound
appeared in well over 20 law-review articles. aries.” Abuttals usually refers to abstract bound
By some accounts, abstractitis leads to far aries, and abutments usually to physical struc
worse things. “If concepts are not clear,” wrote tures (e.g., the walls o f bridges adjoining land).
Confucius, “words do not fit.” But he did not stop Abbuttals is a variant spelling to be avoided.
there: “If words do not fit, the day’s work cannot
be accomplished, morals and art do not flourish. a b u tter; a b u tto r. Abutter is the accepted spell
If morals and art do not flourish, punishments ing. The word means either (1) “the owner o f
are not just. If punishments are not just, the adjoining land”; or (2) “land that adjoins the land
people do not know where to put hand or foot.” in question.” Sense (1) is far more common.
Confucius, Analects XIII, 3. It is no frivolous as
sertion to say that, when we descend into ab a b y sm (a l); a b y ss(a l). The nouns are synony
stractitis, more than just our language is afflicted. mous in signifying “a bottomless gulf.” Abyss is
Fred Rodell— the Yale law professor, realist, the more current form, and is therefore to be
and semanticist who frequently criticized lawyers’ preferred. Though abysm is obsolescent, abysmal
language— issued his own inimitable warning thrives (indeed, has become trite) as a figurative
about abstractitis: “Dealing in words is a danger term for “deep” or “immeasurably great” (W3)
ous business, and it cannot be too often stressed <abysmal benightedness>. Abyssal is a technical
that what The Law deals in is words. Dealing in oceanographic term <the geology o f the abyssal
long, vague, fuzzy-meaning words is even more deep>.
dangerous business, and most o f the words The
Law deals in are long and vague and fuzzy. Mak a c c e d e ; e x ce e d . Accede = (1) “to agree or con
ing a habit o f applying long, vague, fuzzy, general sent”; (2) “to come into office or a position o f
words to specific things and facts is perhaps the stature”; or (3) “to enter a treaty or accord.” It is
most dangerous o f all, and The Law does that, an intransitive verb that takes the preposition to.
too.” Fred Rodell, Woe Unto You, Lawyers! 39 Exceed, a transitive verb, means (1) “to surpass”;
(1939; repr. 1980). or (2) “to go beyond the proper limits.” The first
syllable o f accede should be pronounced with a
A bstract N o un s, P lurals o f. See p l u r a l s (b >. short -a-, so as to differentiate its sound from
exceed.
a b stra ct o f title. See a b stra ct & title.
a c ce n t, v.t.; a cce n tu a te . These synonyms have a
a b stra ctor; a b stra cter. The OED notes that -or latent distinction that might usefully be observed.
is “analogically the more regular form”; it is the Fowler notes that accent is more common in lit
more usual as well. See -ER (a ). eral, and accentuate in figurative, senses. Hence
one properly accents the third syllable o f appellee,
abu se o f d iscre tio n , the phrase denoting a le and accentuates the weaknesses in an opponent’s
nient standard o f reviewing a lower court’s judg legal arguments. E.g., “These elements, although
ment, signifies “no single level o f deference or accentuating the wrong, are not the essence o f it.”
scrutiny.” 1 Steven A. Childress & Martha S.
Davis, Standards o f Review § 4.21, at 287 (1986). a cce p ta n c e ; a cce p ta n c y ; a cce p ta tio n . The
The “variability [of the phrase] is not hopeless. It first corresponds to the active sense o f the verb
just means that generalizations about the stan (to accept), and the second the passive sense (to
dard may not be helpful.” Id. at 288. be accepted). Acceptance = the act o f accepting;
Abuse in this context is not pejorative; the word specif., the final and unqualified expression o f
here is “wholly unrelated to the meaning o f the assent to the terms o f a contractual offer. Accepta
. . . term when used in common parlance.” Beck tion = the state o f being accepted <widespread
v. Wings Field, Inc., 122 F.2d 114, 116 (3d Cir. acceptation o f the doctrine o f strict liability in tort
accident 13
was long in coming>. Acceptancy is a n e e d l e s s session by: . . . Accession,' when the owner of
o f acceptance, just as acception is for
v a r ia n t the principal object becomes also owner o f its
acceptation. accessory.” Thomas E. Holland, The Elements o f
Following are examples o f acceptation—the less Jurisprudence 218 (13th ed. 1924)./ Sense (2): “It
common word— used correctly: “In actions o f slan often happened, however, that o f the two things
der, words are to be taken in their common united, one was a mere accession to the other, a
acceptation. 7 “That there is no right o f property mere secondary or subordinate p a r t. . . .” James
in a dead body in the ordinary acceptation of that Hadley, Introduction to Roman Law 170 (N.Y., D.
term [Which term: property or dead body?] is Appleton & Co. 1881)./ Sense (3): “ [W]e held that
undoubtedly true when limited to a property right tires and tubes added to a car did not become a
in the commercial sense.” part o f it by accession.” Bank o f America v. J. &
S. Auto Repairs, 694 P.2d 246, 251 (Ariz. 1985)
a c ce p ta n ce fo r h o n o r; a c ce p ta n ce su p ra p ro (en banc).
t e s t . Both terms mean “a form o f acceptance o f a
bill of exchange to save the good name o f the ( = [1] o f or relating to an accessory;
a c c e s s o r ia l
drawer or an endorser” (CDL). Both are t e r m s o f or [2] collateral) appears most commonly in sense
a r t , acceptance for honor perhaps being the more (1)— e.g.: “We now come to another set o f cases in
generally comprehensible o f the two. Acceptance which the English courts have departed from, or
supra protest ought to be avoided. at least modified, the derivative theory o f accesso
rial liability.” Andrew Ashworth, Principles o f
a c c e p ta n c y ; a c c e p ta tio n . See a c c e p t a n c e . Criminal Law 386 (1991).
Sense (2) has been largely superseded by either
“The first form is now gen
a cce p ter; acce p to r. accessory <accessory promise> or collateral c o l
erally used for one who accepts. The second (ear lateral obligations See c o l l a t e r a l o b li g a t i o n .
lier) form is the legal term, one who accepts, or
undertakes the payment of, a bill o f exchange.” a c c e s s o r ia l o b lig a t io n . See c o l l a t e r a l o b l i g a
Margaret Nicholson, A Dictionary o f American- tio n .
English Usage 6 (1957). Acceptor is also regularly
used in law, however, o f one who accepts an offer a c c e s s o r y , n. A. A nd accessary , n. Accessory
to enter into a contract—e.g.: “From the point o f now predominates in AmE and BrE in meaning
view o f the offeror it seems immaterial whether both “abettor” and “a thing o f lesser importance.”
the acceptor knew o f the offer or not.” P.S. Atiyah, Though Fowler believed a distinction existed be
An Introduction to the Law o f Contract 52 (3d ed. tween accessory and accessary (the first applying
1981). primarily to things, the second to persons), the
second is now merely a n e e d l e s s v a r i a n t and
a c c e s s , as a verb, has its origins in c o m p u t e r e s e . should be avoided.
Like a number o f nouns turned into verbs (e.g., B. P ronunciation. Both words discussed in (a )
contact), it now seems increasingly well ensconced should be pronounced with the first -c- as a hard
in the language. As Fowler notes with regard to -k- sound—hence lak-ses-d-ree/. A common mis
contact, it is an ancient and valuable right for pronunciation is ld-ses-d-reel.
English-speaking peoples to turn their nouns into C. A nd accomplice . See a c c o m p l i c e & p r i n c i
verbs when they are so minded. Gain access to or p a l ( b ).
some other such equivalent is admittedly un
gainly alongside access, though the latter still a ccid e n t. A. And mistake. In law, the usual
jars sensitive ears. “Other electrical units do not distinction is that an accident occurs without the
access the electric energy source through the willful purpose of the person who causes it. A
plug.” mistake, by contrast, presupposes the operation
o f a person's will in producing the event, even
a c c e s s i o n lak-se-shdnl = (1) a coming into pos though the person has been misled by erroneous
session o f an office or right; (2) acquisition of impressions.
(something connected to one's property) by B. And incident. “Available statistics establish
growth, labor, or the like; or (3) a secondary or that flight engineers have rarely been a contribut
subordinate thing that is connected with another ing cause or factor in commercial aircraft acci
thing. Sense (1) is the most common in legal and dents or incidents." Here incident apparently
nonlegal contexts alike <Rehnquist’s accession to means “near-accident,” and for the purposes o f
the Chiefship>; senses (2) and (3) are largely one-time differentiation may be justified. Incident
peculiar to legal contexts. Sense (1): “The right should be avoided, however, as a e u p h e m i s m for
[of acquisition] is obtained without an act o f pos accident.
14 accidentally
a ccid e n ta lly . So spelled; accidently is a solecism. the overwhelming weight o f authority in the state
The confusion may arise from the form o f evi courts as reflected in Wigmore’s classic treatise
dently and patently. Cf. in cid e n ta lly . on the law o f evidence.”
This phrasing should not be used in place o f a
acclim a te, -ation ; a cclim a tiz e , -iza tion . H.W. more direct statement—e.g.: “The adoption o f this
Fowler and other authorities prefer the -ize forms. method was based on the premise that the order
Similarly, W10 includes the primary definitions in point o f time o f deposits and withdrawals was
under acclimatize and acclimatization, the better essential to proof, and that the burden was upon
forms. In the noun, using acclimatization keeps claimant; we are not in accord with [read we reject
listeners from confusing the homophones acclima (or disagree with)] that view.”
tion and acclamation. To be in accordance is to be in conformity or
compliance. In accordance is sometimes cumber
a cco m m o d a b le . The word is so formed— not ac- some, but often useful. E.g., “The search was
commodatable, as it is sometimes erroneously conducted in accordance with FCI regulations and
written. E.g., “[Elqual treatment o f inmates is not without excessive use o f force.” Out o f accordance
a legitimate interest when it is accomplished at = not in conformity.
the expense o f denying the exercise o f an other Accord is wrongly used for accordance in the
wise accommodatable [read accommodable] con following sentences: “The,agency disbursed funds
stitutional right.” Goodwin v. Turner, 908 F.2d in accord [read accordance] with the plan.”/ “In
1395,1405 (8th Cir. 1990) (en banc). See -a t a b l e . accord [read accordance] with the approach taken
by this court in these decisions, we hold that the
a cco m m o d a tio n . So spelled. The word is com
presentation o f an administrative claim in excess
monly misspelled with one -m-.
o f $100,000 is a sum certain under 28 C.F.R.
§ 14.2.”
a ccom m od a tu m . See com m o d a tu m .
a cc o m p lic e ; a cce sso ry . American writers tend accord, v.t.; a f f o r d , v.t. These are c h a m e l e o n -
to use accomplice to include all principals and HUED words that share the meaning “to furnish
accessories before the fact, but to exclude accesso or grant,” as commonly used in legal texts a c
ries after the fact. Thus, the word embraces all corded (or afforded) all the rights due him under
perpetrators, abettors, and inciters. See Rollin M. due processx Yet some d if f e r e n t ia t io n is possi
Perkins & Ronald N. Boyce, Criminal Law 727 ble: accord has the nuance o f granting something
(3d ed. 1982). because it is suitable or proper <accord litigants a
Other writers use accomplice to include all prin stay o f costs pending appeal>. E.g., “The children
cipals and accessories. The CDL, for example, were not accorded procedural due process before
defines accomplice as “one who is a party to a school officials reached the conclusion that they
crime, either as a perpetrator or as an accessory.” could not continue to attend school.” Accord in
And it defines accessory as “one who is a party to this sense should usu. take a personal object,
a crime that is actually committed by someone not an inanimate one; this error most commonly
else (the perpetrator).” This usage appears to be occurs when accord is used as high-sounding sub
primarily BrE—e.g.: “[W]e are concerned with stitute for give: “I cannot subscribe to the court's
the first topic—the parties in different degrees o f sweeping refusal to accord [read give] the equal
complicity to a crime, who are termed ‘accom protection clause any role in this entire area of
plices' Accomplices consist o f the perpetrator and the law.”/ “Courts generally accord [read give]
the accessories.” Glanville Williams, Textbook o f statutory language its commonsense meaning.”
Criminal Law 285 (1978). The origin o f the correct use o f accord lies in the
Still other writers, however, use accomplice and historical (and still current) sense “to grant (a
accessory as synonyms— e.g.: “[A] principal is a thing asked) to (a person), to give with full con
person whose acts fall within the legal definition sent, to award” (OED).
o f the crime, whereas an accomplice (sometimes Intransitively, accord takes the prepositions in,
called an ‘accessory' or *secondary party') is anyone to, or with, depending on the context <we accord
who aids, abets, counsels, or procures a principal.” in our opinions> <we accord to plaintiff his due>
Andrew Ashworth, Principles of Criminal Law <this accords with the prevailing view>.
363-64 (1991). See a cce s s o ry . Afford is the more general term, meaning “to
furnish (something) as an essential concomitant”
a cco m p ta n t g en era l. See a c co u n ta n t gen era l. <afford to the indigent defendant legal represen
ta tion s E.g., “The Sixth Amendment guarantees
a c c o r d ; a c c o rd a n ce . To be in accord is to be in that a person brought to trial in any federal court
agreement. E.g., “This holding was in accord with must be afforded the right to assistance o f counsel
accountable 15
before he can be validly convicted.7“If we afford B. According as. This phrase means “in a man
relief to this town, will we have to do likewise as ner corresponding to the way in which; just as.”
each unincorporated village decides to incorpo E.g., “The special law is either favorable or unfa
rate?” vorable according as it enlarges or restricts, in
opposition to the common rule, the rights o f those
a c c o r d , n.; c o n c o r d , n. Both mean “an amicable for whom it is established.” (See the quotation
arrangement between parties, esp. between peo from Blackstone under m isd em ea n or.)
ples or nations; compact; treaty.” Accord is per C. According to; accordingly to. According to
haps the less formal word, and the more fre = (1) depending on; (2) as explained or reported
quently used today. See c o n c o r d (a ). by (a person); or (3) in accordance with. Sense
(1): “The Courts exercise what, according to our
a c c o r d , used as a signal in citations, ordinarily
prepossessions, we call a moderating or an ob
indicates that the authority cited directly sup
structive influence.” W.W. Buckland, Some Re
ports the proposition, but in a way slightly differ
flections on Jurisprudence 43 (1945).
ent from previously cited authorities. One should
D. As a Dangler. For according as an acceptable
include a parenthetical explanation o f what that
dangling modifier, see d a n g l e r s (d ).
difference is, rather than leaving the reader to
search for it. Sometimes it introduces like cases
from other jurisdictions. See c i t a t i o n o f c a s e s . a c c o r d in g ly . See a c c o r d in g (c ).
strictly accountable from [read for] any deviation mean “to inure to the benefit of,” however, as
from instructions received from his principal.” here: “The appellate issue turns on whether the
tax attributes associated with operations o f cer
a c c o u n ta n c y . See g e n e r a lly a c ce p ted ac tain commercial real estate properly accrued to
c o u n tin g p r in c ip le s . [read inured to the benefit of] the corporation that
held legal title.”
a c c o u n ta n tis a p o p u l a r iz e d l e g a l t e c h n i c a l B. Accrue and arise. In reference to causes of
it y that originally, in the 15th century, denoted action, some courts have held that accrue and
“the defendant in an action o f account.” (See a c arise are synonymous, others that they can be
c o u n t , n.) By extension, in the 16th century, the distinguished. Arise may refer to the onset of
word came to mean “one whose occupation is the the underlying wrong (e.g., exposure to asbestos),
keeping of accounts.” whereas accrue may refer to the ripeness o f the
claim (e.g., contraction o f asbestosis or discovery
a c c o u n ta n t g e n e r a l; a c co m p ta n t g e n e r a l. o f the disease). We need not set down a rule o f
The latter spelling—originating in the Renais usage so much as beware o f the ambiguities o f
sance habit o f respelling French loanwords on the these terms in this particular context.
Latin model—is archaic. Cf. c o m p t r o l l e r .
a ccru e m e n t. See a ccru a l.
a c c o u n tin g . See b o o k k e e p i n g & g e n e r a l l y a c
c e p te d a c c o u n tin g p r in c ip le s . a c c r u e r . See a ccru a l.
a c c o u n t s t a t e d . This phrase bears two distinct a ccu m u la te , -tive; cu m u la te, -tive. The former
meanings: (1) an agreed balance between parties is far more common as the verb; the latter is
settling an action for debt; (2) a defendant’s plea, current only in the adjective it yields (cumula
in response to a bill for an accounting, in which tive). Accumulate and cumulate both mean “to pile
the defendant states that the balance found due up; collect.” Cumulate, however, should generally
on the statement of the account has been dis be avoided as a NEEDLESS v a r i a n t . Accumulate
charged and that the defendant holds the plain has the additional intransitive sense “to increase.”
tiffs release. See a c c o u n t . The adjectives demonstrate more palpable DIF
FERENTIATION. In one sense they are synonymous:
a c c o u t r e ( m e n t s ) . As with
a c c o u te r (m e n ts ); “increasing by successive addition,” in which
many other words having this suffix, the -er form meaning cumulative is the usual and therefore
is AmE, the -re BrE. the preferred term. Cumulative also means: (1)
“relating to interest or a dividend paid to the
a c c r e d i t a t e , a BACK-FORMATION from accredita corpus if not disbursed when due”; or (2) in law,
tion, is a n e e d l e s s v a r i a n t o f accredit “increasing in force as a result o f additional or
supporting evidence.” In Scots law, cumulative is
Accruer, like accruement, is
a c c r u a l; a c c r u e r . used also to mean “concurrent” <to serve cumula
an obsolete form of accrual, the general noun tive sentences>.
corresponding to the verb accrue. Accruer survives Accumulative = acquisitive; inclined to amass.
only in the phrase clause of accruer. Yet accrual In addition, it has the meanings ascribed to cumu
has made substantial inroads even into this lative. Yet it would be salutary to strengthen the
phrase, so that accrual and accruer now coexist distinction and restrict accumulative to the sense
needlessly. It is time to reject the archaic, and to “acquisitive.”
establish firmly the modern form. Hence we
should write clause of accrual. a c cu sa tio n ; a ccu sa l. The first, o f course, is cur
rent; the second is an obsolete word now classifi
a ccru e . A. R estriction to Financial Context. able as a NEEDLESS v a r i a n t . E.g., “Even families
At least two critics have recommended that this who limit themselves to superficial conversations
word be restricted to monetary contexts, quite . . . will recognize the dynamics at work here—
unaware o f its most common meaning in legal the mother-son thing, the mother-daughter thing,
contexts. Interest accrues, we may be certain, but the sister-brother thing, the brother-brother
so do causes of action—at least in jurisdictions in thing, the whole stew o f tensions and attractions,
which they do not arise. (See (B).) E.g., “Plaintiffs accusals [read accusations] and denials.” Dan Sul
cause of action for silicosis did not accrue until livan, “Total Blame," L.A. Times, 2 Dec. 1989, at
the plaintiff either knew of or had reason to know F9. Cf. re cu sa l.
of the disease.”
This use should not be extended further to accusative. See accusatory.
acerbic 17
a c c u s a t o r i a l ; i n q u i s i t o r i a l . Accusatorial = (1) accu se; ch arge. One is accused of, but charged
o f or pertaining to an accuser; or (2) indicating with, a misfeasance.
the form o f criminal prosecution in which the
alleged criminal is publicly accused o f the crime a c c u s e d , n., ( = the defendant in a criminal case)
and is tried in public by a judge who does not was once said to be “more appropriate than either
act as the prosecutor” accu sa toria l procedures prisoner or defendant.” Archibald Brown, A New
Sense (2) grew directly out o f sense (1), for, in the Law Dictionary 10 (1874; repr. 1988). Its superior
accusatorial system o f criminal trial, the victim ity to prisoner—a word that can prejudice juries
(i.e., accuser) made complaint against the of (and perhaps even judges)— is unquestionable.
fender. But why it should have been considered “more
Today, o f course, accusatorial denotes the com appropriate” than defendant is a mystery. Today
mon-law system o f criminal procedure. It is com it is certainly less common in American and Brit
monly contrasted with the civil-law term inquisi ish courts than defendant, a colorless term: “[I]f
torial, which describes “a system o f criminal you were on trial for a crime, would you rather
justice . . . in which the truth is revealed by an be called ‘the accused' or ‘the defendant’? It seems
inquiry into the facts conducted by the judge” to me that the latter expression is preferable, as
OCDL). the more neutral.” Glanville Williams, Textbook
Despite its neutral sense in civil law, inquisito of Criminal Law 93 n.3 (1978).
rial often appears in common-law contexts as a From a stylistic point o f view, accused becomes
pejorative word— e.g.: “The interrogation de awkward in the possessive case or as a plural:
scribed in Miranda illustrated the extreme impor “The accused's silence may generate a reasonable
tance that American society placed on criminal inference that the accused believed the statement
prosecution, allowing tricks, cajolery, and even to be true.” Usually this awkwardness can be
coercion to secure evidence from the suspect; the remedied by use o f the genitive: “The silence (or
distinction between the inquisitorial and the ac statement) o f the accused . . .”; or, “The accused
cusatorial systems had become blurred.” person's silence (or statement) . . . .” Cf. d e
A variant term for accusatorial procedure is c e a s e d . See POSSESSIVES ( f ) & p l u r a l s ( d ).
adversary procedure, although the latter term
may suggest civil as well as criminal proceedings. accu see is a NEEDLESS VARIANT o f accused, q.v.
E.g., “Later, [Judge Oren R. Lewis] turned to
Accusa
a c c u s a to r y ; a c c u s a tiv e ; a c c u s a to r ia l. James S. Augus, the senior Justice Department
tory ( = accusing; o f the nature o f an accusation) trial lawyer, and accused him o f ‘shifting the
is occasionally confused with accusatorial, q.v. burden o f proof from the accuser [the Justice
Accusative, although sometimes used in the Department] to the accusee [read accused] . . . . ' ”
place o f accusatory, should be restricted to its Robert Meyers, Courtroom Becomes Classroom,
grammatical sense relating to the objective case Washington Post, 17 March 1979, at C3./ “This
o f nouns. E.g., “The feelings, attitudes and rela would, o f course, suggest Nicholas Daniloff, U.S.
tions of the parents o f the five-year-old child are News' Moscow correspondent, as the actual ac
strained, accusative [read accusatory] and acrimo cusee [read accused].” Ranee Crain, Spying Inside
nious.” Rodgers v. Hill, 453 So. 2d 1057, 1058 the Inside Story, Advertising Age, 29 Sept. 1986,
(Ala. Civ. App. 1984)./ “There is no contention at 46. See -EE.
herein that the witness was emotional, condem
natory, accusative [read accusatory] or demanding accu ser; accu sor. The -er form is standard. See
vindication.” McQueen v. Commonwealth, 669 -ER (a ).
S.W.2d 519, 523 (Ky. 1984).
a c c u s t o m e d . Formerly, the idiom was accus
accu se may be used transitively or, less com tomed to do— e.g.: “[F]rom the beginning o f our
monly, intransitively. Here it is intransitive: “It legal studies we are accustomed to think o f law
is conceivable that the Court has overstepped its and equity as sharply divided.” Carleton K. Allen,
boundaries as the dissenting Justices accuse.” See Law in the Making 413 (7th ed. 1964). But in the
c h a r g e (a ). mid-20th century, the idiom shifted to accustomed
Usually a word for criminal-law contexts, ac to doing, accustomed to thinking, etc. Today the
cuse has also been used to introduce allegations older usage sounds strange to many ears, but
o f noncriminal conduct (as in the preceding quota some traditionalists stick to it.
tion). E.g., “The teams stand accused, essentially,
of refusing to grant plaintiffs cablecast rights in a c e r b i c , in AmE, is sometimes considered infe
furtherance o f a conspiracy with Cablevision to rior to acerb, but the latter is so rare— and the
monopolize cable television trade in Huntington.” former so common—that the criticism is mis
18 acknow ledgem ent
placed. Acerbic is standard in BrE, in which acerb “the act o f acquiring,” though acquisition is more
is virtually unknown. The noun is acerbity. usual.
acq u irem en t; a cq u isitio n . “The former denotes a cq u itte e (= one acquitted o f a crime) is an ugly
the power or faculty of acquiring; the latter, the the phrase acquitted defendant is or
n e o l o g is m ;
thing acquired.” Eric Partridge, Usage and Abus- dinarily the better choice. E.g., “The Code also
age 17 (1973). E.g., “His acquirements in law sur provides that the acquittee [read acquitted defen
pass his acquisition o f wealth.” Both also mean dant] is entitled to a judicial hearing every six
act 19
months.” Jones v. U.S., 463 U.S. 354, 354 (1983)./ mean by it any event [that] is subject to the
“He is, therefore, not an 'insanity acquitted but a control o f the human will.” M.G. Paulsen & S.H.
'criminally insane com m ittee/” Glatz v. Kort, 650 Radish, Criminal Law and Its Processes 212
F. Supp. 191, 195 (D. Colo. 1984). [Read He is (1962).
therefore not a defendant acquitted by reason of Generally, act denotes the thing done, action
insanity, but one committed to a guardian as the doing o f it. Crabb approaches a workable
criminally insane.] See c o m m itte e & -EE. demarcation:
subsequently repealed, the first Act was revived any definition consistent with this usage, which
as from the original time o f its commencement.” is predicated upon a misunderstanding o f action
Carleton K Allen, Law in the Making 472 (7th ( = lawsuit) as used in the term (i.e., “giving rise
ed. 1964). See treaty. to a lawsuit”).
to find), usu. on equitable grounds, that the legal selective prosecution is actuated by constitution
conclusion o f fraud or possession should apply. ally impermissible motives [read the government,
Lon Fuller considered the adjective constructive a in its selective prosecution, was acting on constitu
“badge o f shame,” saying that expressions such tionally impermissible motives]” See a n im ate.
as those just mentioned “stand out like ugly scars
in the language o f the law, the linguistic wounds actus non fa cit reum nisi mens sit rea . This
o f discarded make-believes.” Lon L. Fuller, Legal m a x i m , phrased in LAW LATIN, is pronounced Íak -
Fictions 22-23 (1967; repr. 1977). See c o n s tr u c tds-non-fas-dt-ree-Bm-nl-sl-men-sit-ree-d/. Mean
tive. ing “an act does not make a person guilty unless
his or her mind is guilty,” the maxim expresses
a ctu a l fa ct, in . Á redundancy: all facts are ac the criminal-law requirement o f mens rea in addi
tual, just as they are all true. When one is uncer tion to an actus reus. Traceable to the early 12th
tain o f the truth o f allegations, then there might century, the brocard (q.v.) appears much more
be “alleged facts.” In actual fact is a pomposity commonly in British than in American legal writ
for actually. ing—e.g.: “Intent becomes the chief, though not
the only, test; and the general rule is formed:
a ctu a lity is frequently a turgid substitute for actus non facit reum nisi mens sit rea, i.e., an act
reality or fact E.g., “The existence o f a fiduciary does not make the doer guilty unless his mind is
relationship is to be determined from the actuali guilty . . . .” O. Hood Phillips, A First Book o f
ties [read facts] o f the relationship between the English Law 196 (3d ed. 1955).
persons involved.”/ “The great divide in the equal-
protection decisions lies in the difference between actus reus . See mens rea & o v e r t act.
emphasizing actualities [read realities] and the
abstractions o f legislation.” In actuality is always A.D. This abbreviation (for Anno Domini, not
inferior to actually. after death) is unnecessary after dates in legal
documents. In fact, it is absurd to use it with a
a ctu a te; a ctiv a te. The Evanses wrote that actu modern date.
ate means “to move (mechanical things) to action”
and that activate means “to make active.” Bergen a d for advertisement is acceptable only in very
Evans & Cornelia Evans, Contemporary Ameri informal contexts.
can Usage 10 (1957). The distinction is a fine
one not generally followed by dictionaries. Here a d a p t and adopt are occasionally confounded. To
actuation is correctly used: “A blade brake control adapt something is to modify it for one’s own
device would stop the blade less than one second purposes; to adopt something is to accept it whole
after actuation.” sale and use it.
More often, however, actuate and actuation ap
pear in legal prose as fancy substitutes for moti a d a p t(a t)io n , -(a t)ive. The longer form is pre
vate and motivation in a variety o f contexts. This ferred in the noun (<adaptation), the shorter in the
usage should generally be avoided on stylistic adjective (adaptive).
grounds, but it is not strictly incorrect—e.g.: “To
prevent imposition o f a constructive trust, the a dato; a d atu . Both
l e g a l i s m s mean “from the
wife would have to establish by a preponderance date,” and both are anachronistic. A dato is the
o f the evidence that the conveyance was actuated better Latin form.
[read motivated] by fraud.”/ “The wrong was actu
ated [read motivated] by a positive design to in a d d a b le; a d d ib le . The former is preferred. See
jure the third person to whom the duty was due.” -ABLE (A).
The temptation to use actuate rather than moti
vate is much greater where the noun motive ap ad damnum [L. “to the damage”] = (1) adj., of,
pears, so that one avoids r e d u n d a n c y . But a relating to, or constituting the clause stating—in
simple rewording usually obviates the need for a declaration, writ, or pleading—what damages
actuate— e.g.: “When one exercises a legal right, the plaintiff demands; (2) n., a prayer for relief
the motive that actuates him is immaterial [read that names the amount o f damages claimed; or
one's motives are immaterial]*'l “Counsel had the (3) n., the amount of damages that a plaintiff
absolute privilege o f making such deductions, claims in any given case.
even though they were false and he was actuated Generally, it is possible for legal writers to use
by improper motives [read had improper clearer phrasing without this l a t in is m — e.g.:
motives]”/“The showing o f invidiousness is made “Thus, even if the statute were retroactively appli
if a defendant demonstrates that the government's cable . . . it refers only to the ad damnum plead
22 added to
ing [read pleading demanding damages] and not therefore, assailed by Maria Rosa, as clearly her
to the closing argument.” Gumbs u. Pueblo Int’l, discontent addresses [read centers on or arises out
Inc,., 823 F.2d 768, 771 n .l (3d Cir. 1987)7 “ [A] of] the denial o f a jury trial on the only factual
plaintiff may file a lawsuit with an ad damnum issues raised having to do with proper division of
[read claiming damages] in excess of the amount the estate.” That sentence exemplifies HYPALLAGE
in the notice of claim.” McFarlane by McFarlane run amok; generally, address should take per
v. U.S., 684 F. Supp. 780, 782 (E.D.N.Y. 1988)./ sonal subjects, although by legitimate transfer
“Counsel reasoned that each o f the original plain ence one might say that arguments or pleas ad
tiffs claimed an amount far in excess o f $10,000 dress certain points. But discontent is not a proper
in the ad damnum clause o f [read in the prayer subject for the verb. Following is a correct use of
for relief in] their amended complaint.” Sterling the term: “These points of error all relate to events
v. Velsicol Chem. Corp., 855 F.2d 1188, 1195 (6th after the making o f the contract and fail to ad
Cir. 1988). dress the issue of fraud in the inducement.”
Address should be accented on the second sylla
a d d ed to . See t o g e t h e r w i t h . ble both as a verb and as a noun.
fact reasonably adduceable [read deducible] from English equivalent. (See l a t i n i s m s .) The phrase
the evidence, the court must determine whether is sometimes used in citations in a sense similar
substantial evidence supports the finding o f pre to et seq.y q.v., but the better practice is to cite
meditation and deliberation.” People v. Mitchell, specific pages, that is, to give an ending as well
183 Cal. Rptr. 166, 171 (Cal. Ct. App. 1982).. as a starting point. If, however, ad fin. is to be
used, a period should follow the abbreviated form
a d d u ctio n , n., corresponds to the verb adduce (as just given).
but is not nearly as common as that verb. E.g.,
“His only reply to Scrope's adduction o f a named a d h e re n ce . A. And adhesion. Both words de
case is, ‘Never will you see such an avowry re rive from the verb to adhere, but adhesion is
ceiv ed /” Carleton K. Allen, Law in the Making generally literal and adherence generally figura
194 (7th ed. 1964). tive. One should write o f adherence to tenets or
beliefs, and o f adhesion o f bubble gum to the sole
a d eem is the verb form o f ademption. The pair
o f one's shoe. The word more frequently called
is analogous to redeem / redemption.
upon in legal contexts is adherence: “There are
also authorities to the contrary and we might
a d em p tion . A. A nd lapse. Whereas lapse oc
make mention o f a retreat by the Supreme Court
curs when a beneficiary does not survive to receive
o f Nebraska from adherence to the rule.”/ “Can
property given in a will, ademption occurs when
conspirators signify their adhesion [read adher
the testator otherwise disposes o f the property:
ence] at different times?” Glanville Williams, Text
“Lapse was a matter o f no-Henry. Ademption is a
book o f Criminal Law 353 (1978).
matter o f no-car. To raise the question is usually
Yet the standard rules o f usage relating to these
to answer it. If the testator has no car at his
words find exceptions in the law. One exception
death, what if anything does he want Henry to
to the foregoing advice is the phrase adhesion
have? The will should say. If it does not say,
contract or contract o f adhesion. Said to have been
the dispute will turn on whether the bequest is
introduced into legal nomenclature by Edwin W.
specific—in which case it is adeemed by extinction
Patterson in The Delivery o f a Life Insurance
and Henry gets nothing— or general, in which
Policy, 33 Harv. L. Rev. 198, 222 (1919), the term
case the executor will have to get a car for Henry.”
refers to a standard printed contract prepared by
Thomas L. Shaffer, The Planning and Drafting of
one party, to be signed by the party in a weaker
Wills and Trusts 180 (2d ed. 1979).
position, usu. a consumer, who has little choice
B. T w o Types. The two types o f ademption are
about the terms o f the contract. The metaphor
usefully distinguished. Ademption by extinction is
suggested is that the consumer must adhere to
the forfeiture o f a legacy, bequest, or devise by
the contract as presented, or reject it completely.
the beneficiary because the property specifically
(Such a contract is also known, more familiarly
described in the will is not in the estate at the
to nonlawyers, as a take-it-or-leave-it contract.)
testator's death. Ademption by satisfaction occurs
Adhesion, then, has a figurative rather than a
when the testator, while alive, gives property to
literal sense in this legal phrase. See le o n in e
a donee named in the will, with the intention of
c o n tra ct.
rendering the testamentary gift inoperative.
Another exception, not so frequently encoun
a d eq u a te; su fficien t. Though originally both tered, involves treaties. When a government en
words were used in reference to quantity, today ters into some but not all o f the provisions o f a
there is a trend toward using adequate qualita treaty already existing between two other govern
tively, and sufficient quantitatively. Hence ade ments, adhesion is the term to describe the third
quate means “suitable to the occasion or circum government's entrance into the treaty.
stances,” and sufficient means “enough for a B. P reposition with. Adherence, like adhesion,
particular need or purpose.” takes the preposition to. “This holding mandates
In contracts, with respect to consideration, q.v., close adherence from [read to] the letter o f the
a special distinction applies. One rule o f consider law.”
ation is that it need not be adequate but it must
be sufficient. Here, adequate consideration means a d h ib it, v.t., and its noun equivalent adhibition
a realistic economic equivalent o f the promise are pompous l e g a l i s m s . T o adhibit is to apply;
it buys, whereas sufficient consideration means an adhibition is an application (of something to
something having economic value and not stem something else). E.g., “We are importuned by the
ming from a preexisting legal duty. Dayton Newspapers, Inc., in this original action
in this court to adhibit [read apply] the extraordi
ad fin(em) = to the end. One would be hard- nary writ o f prohibition . . . .” State ex rel. Day-
pressed to justify the Latin phrase in place o f the ton Newspapers, Inc. v. Phillips, 351 N.E.2d 127,
24 ad hoc
139 (Ohio 1976) (Corrigan, J., dissenting)./ “[A p nem] attack on the trial judge.” Commonwealth
pellants’ adhibition [read application] o f mortal v. Rosario, 583 A.2d 1229, 1233 (Pa. Super. Ct.
ity tables and their presentation and argument 1990) (Cavanaugh, J., dissenting).
in the second trial . . . were predicated . . . on
the metachronism that Sally was bom nineteen ad idem = to the same point or matter; in
years before the accident [that] took her life in agreement. E.g., “That being so, there was no
1970 . . . .” Hines v. Sweet, 567 S.W.2d 435, 438 consensus ad idem, and therefore no binding
(Mo. Ct. App. 1978)./ “A threshold requirement contract.”/ “At the end o f the short trial I felt
for the adhibition [read application] o f Title VI to constrained to find that the plaintiff and defen
a federal grantee’s employment practices appears dant were never ad idem [read never had the same
in § 604.” Guardians Ass’n v. Civil Serv. Comm’n, understanding] on the purported sale o f land by
466 F. Supp. 1273, 1281 (S.D.N.Y. 1979). the defendant to the plaintiff.” (Eng.) An English
equivalent, such as o f the same mind or to that
ad hoc, adv. & adj., is a widespread and useful effect, is generally more comprehensible than this
term meaning “for this specific purpose.” Though Latin phrase, and even more elegant. See f o r b id
some witch-hunting Latin-haters have questioned d e n w o r d s . For consensus ad idem, see m e e t i n g
underlying principle that can be consistently ap a d j e c t i v e l a w is not a set o f rules governing
plied”—e.g.: “The majority opinion insufficiently words that modify nouns, but rather the aggre
considers the basic substantive rules o f law in gate o f rules on procedure. In law as in language,
voked by plaintiffs complaint; it is an ad hoc the adjective affects the substantive. E.g., “The
opinion that grants desired relief to needy persons adjective law o f workmen’s compensation, like the
but its effects on established law could be serious.” substantive, takes its tone from the beneficent
Sometimes the phrase appears to mean “impro and remedial character o f the legislation.” 3 Ar
vised from whatever is at hand,” as here: “This thur Larson, Workmens Compensation Law §
procedure is carried out on a very ad hoc [read 77A.10, at 15-1 (1986).
haphazard?] basis.”/ “Lawyers and judges appar Adjectival law is a little-used variant—e.g.: “[A]
ently devise voir dire questions in a fairly ad hoc constructive trust frequently is classified as a
[read haphazard or desultory] way; sometimes division o f adjectival rather than substantive
prosecutors inadvertently pose questions that law.” 76 Am. Jur. 2d Trusts § 222, at 448 (1975)./
work to the advantage o f the defense, and vice- “Adjectival law relates to the enforcement o f
versa.” rights and duties: in particular, it concerns proce
Generally speaking, the phrases on an ad hoc dure and evidence.” Glanville Williams, Learning
basis and in an ad hoc way are verbose for the the Law 19 (11th ed. 1982).
adverb ad hoc. (See b a s i s ( b ).) Likewise, ad hoc
should rarely if ever be qualified by very or fairly. A. What One Is. An adjective is a
A d j e c t iv e s .
Finally, attempts to coalesce the phrase into one word that modifies a noun. The word is sometimes
word have failed, and should be forgotten. Cf. p r o used sloppily as if it meant “noun”—e.g.: “ ‘Excel
h a c v i c e ( a ). lence’ is an adjective [read noun] that describes
something which is o f the highest quality.” Their
ad hominem [L. “to the man”] is shortened from Work Stands Out, Barrister, Summer 1989, at 5.
the LATINISM argumentum ad hominem ( = an B. U ncom parable A djectives. A number o f ad
argument directed not to the merits o f an oppo jectives describe absolute states or conditions and
nent’s argument but to the personality or charac therefore cannot take comparative degrees in
ter o f the opponent). most or more, less or least, or intensives such
The word is sometimes misspelled ad homi- as very or quite or largely. The illogic o f such
num— e.g.: “The Petitioners object to the conclu combinations is illustrated in this sentence: “It is
sion that it is permissible to challenge an expert possible that this idea too has outlived its use
witness through an ad hominum [read ad homi fulness and soon will be largely discarded.” The
nem ] argument . . . .” U.S. v. Ellingsworth, 692 literal meaning o f discard impinges on the meta
F. Supp. 356, 369 (D. Del. 1988)./“[T]he Common phor here: it is hard to imagine a single idea being
wealth has chosen to couch its appeal in language halfway discarded, though certainly it could be
characterized by an ad hominum [read ad homi halfway discredited.
Adjectives 25
brief related to the fact that it is unsigned (i.e., nonaccess between C.W. and her disappeared
per curiam)? If so, the comma is proper; if not, husband [read husband who has disappeared],
the comma is improper. Because signed opinions such a presumption should fail.” The reason is
tend to be longer than unsigned opinions, the that disappeared has not been accepted idiomati
comma is probably justified. cally as a prepositive adjective, whereas other
For more on the punctuation o f successive ad past participles (such as tired and irritated) have
jectives, see PUNCTUATION (C)(1). been. Some legal phrases can be framed either
F. P rop er Names as A djectives. When a proper way: thus, cases decided and cases cited, or de
name is used attributively as an adjective, the cided cases and cited cases.
writer should capitalize only that portion used I. Phrasal o r C om pound Adjectives. See
in attribution. In Southmark Properties v. The PHRASAL ADJECTIVES.
Charles House Corp., 742 F.2d 862 (5th Cir. 1984), J. M odification o f A djectives E nding in -ed.
the opinion is scattered with references to “The See v e r y ( b ).
Charles House property.” The, however, should K. A djectives E nding in -ly. See ADVERBS, PROB
be lowercased, for the skeletal phrase is “the prop LEMS WITH (B).
erty,” and only Charles House is being used attrib L. A djectives That Follow the Noun. See POST
utively. The definite article, then, derives from POSITIVE ADJECTIVES.
the skeletal phrase and not from the name o f the M. Dates as A djectives. See DATES (C).
party, even though the name o f the party is The
Charles House Corporation. a d jo inmeans both “to join” and “to lie adjacent
The practice o f using place-names as adjectives to.” In the latter sense, it is transitive and should
is generally to be resisted, although it is increas take a direct object: “The park was likened to a
ingly common. Using a city plus the state as an garden that traditionally (as an appurtenance)
adjective disrupts the flow of the sentence—e.g.: adjoined to a residence [read adjoined a resi
“Farmland’s president, Marc Goldman, sent out dence].” Etymologically, adjoining means “directly
sleuths who traced the missing containers to an abutting; contiguous,” as opposed to adjacent, q.v.
Elizabeth, N.J., warehouse he says is filled with
discarded bottles of designer water.” Edward a d j o u r n [fr. F. à jour “to a day”] means literally
Felsenthal, Nobody’s Crying Yet, But There Must “to put off to another day or place.” E.g., “But the
Be Spilled Milk Somewhere, Wall St. J., 20 June case was adjourned to the court o f Exchequer
1990, at B l. Such constructions contribute to Chamber, where all the judges o f England consid
n o u n p l a g u e , lessen readability, and offend sen ered difficult cases . . . .” Alan Harding, A Social
sitive, literate readers. History o f English Law 105 (1966)./ “[M agistrates
The disruption does not occur when the city’s have very wide powers to grant or refuse bail
name occurs without the state—e.g.: “An Austin when a person is first brought before them, and
jury returned a verdict in the court o f Judge the case has to be adjourned to a later date.” P.S.
Walter Smith o f Waco.” Accountant Found Guilty, Atiyah, Law and Modern Society 25 (1983).
Austin American-Statesman, 21 July 1990, at B6.
G. Pronom inal Indefinite A djectives. Adjec a d j o u r n m e n t ; a d j o u r n a l . Except in Scotland,
tives such as each, any, every, all, no, and some the latter is a n e e d l e s s v a r i a n t . In Scotland,
should be used only when they serve some demon the Books o f Adjournal are the records o f the
strable purpose. When a subject is plural, such Justiciary Court.
an adjective is usually unnecessary—e.g.: aAll cor
porate officers [read Corporate officers] shall a d j u d g e ; a d j u d i c a t e ; d i j u d i c a t e ; j u d g e . Ad
judge = (1) to consider judicially; to rule upon;
A few conventions with these words are useful (2) to deem or pronounce to be; or (3) to award
in the realm o f d r a f t i n g . First, if a right, privi judicially. Adjudicate shares all three meanings
lege, or power is extended, the drafter should use o f adjudge and is more common than adjudge in
each or a <each director may>. Second, if a duty sense (1). In senses (2) and (3), adjudge is the
is imposed, the drafter should use each or a <each more usual term: “Nor can a court o f equity ad
director must>. And third, if a proscription is set judge [sense (2)] the decree o f any other court
out, the drafter should use no <no director binding or punish the violation o f any decrees
may>. See s t a t u t e d r a f t in g & w o r d s o f a u but its own.”/ “Costs are adjudged [sense (3)] to
t h o r it y . appellant.” For examples o f adjudicate in sense
H. Past-Participial Adjectives. Some past par (2), see a d j u d i c a t e ( b ).
ticiples work perfectly well as adjectives, and oth Dijudicate ( = to decide between; adjudicate) is
ers do not. There can be a tired or irritated person, a rare term without justification in modem prose.
but not a disappeared person: “Because o f the Judge is the general term meaning “to try a
adjure 27
person or case as a judge does.” Additionally, it The adjectival usage purports to give the state
has the lay meaning “to form a critical estimate ment more authority, for it focuses on what the
of.” Judge should not be used in sense (2) of subject is, as opposed to what someone has done
adjudge, as here: “Plaintiff argues that the society to it.
must declare a winner o f the contest or he judged
[read adjudged] to have breached an implicit a d ju d ic a tio n ; a d ju d ica tu re . Adjudication =
agreement with the contestants.” (1) the process o f judging; (2) a court’s pronounce
The Evanses wrote that adjudicate was more ment o f a judgment or decree; or (3) the judgment
common than judge in reference to disputes out so given. Adjudicature is a n e e d l e s s v a r i a n t .
side the courts. Bergen Evans & Cornelia Evans, (See ju d ic a tu r e .) On the plural use o f adjudica
Contemporary American Usage 261 (1957). Law tion, see PLURALS (B).
yers, however, restrict adjudicate to contexts in L eif writes that, in modern usage, “adjudication
volving courts or other resolvers o f disputes, can . . . be used as a rough synonym for litiga
whereas they may use judge in nonlegal senses. tion— e.g.: ‘the matter is in adjudication now.’ ”
See a d ju d ica te . Arthur A. Leff, The Leff Dictionary o f Law 1855,
Adjudge is best used with the object immedi 1934 (1985). This SLIPSHOD EXTENSION should be
ately following: “The court found him guilty o f the avoided unless, o f course, the writer intends to
charge and adjudged him in contempt.” There refer to the deliberative process o f judges and not
is a tendency (to be avoided) to insert as after to the courtroom proceedings in which lawyers
adjudge— e.g.: “adjudge as bankrupt” for “adjudge take part. See a d ju d ica te (a ) & litiga te.
bankrupt.” Cf. a b ju d g e.
a d ju d ica tiv e ; a d ju d ica to ry ; ju d ic a tiv e ; ju d i
a d ju d g (e)m en t. See ju d g (e )m e n t. c a to ry ; ju d ic a to r ia l. As between adjudicative
and adjudicatory, both meaning “having the char
a d ju d ica ta ire . See a d ju d ic a to r . acter or attribute o f adjudicating,” the former is
standard, easier to pronounce, and better sound
a d ju d ica te . A. P rop er O bject with. Disputes ing. Yet the latter appears with some frequency.
and controversies are adjudicated, or “settled judi Thus, even though we have adjudicative facts
cially”; property cannot be adjudicated, although and adjudicative hearings, our legal texts reveal
conflicting rights in it can be. E.g., “The superse adjudicatory proceedings and an adjudicatory ac
deas bond must be in the amount o f the judgment tion. There is no need for the two to coexist, for
or the value o f property adjudicated [read property no workable d if f e r e n t ia t io n now appears to be
in dispute, or property subject to adjudication].”/ possible. One is best advised to use adjudicative
“We reverse the judgment o f the Supreme Court in all contexts.
o f Kansas insofar as it held that Kansas law was Judicative is a NEEDLESS VARIANT o f adjudica
applicable to all the transactions that it sought to tive. Likewise, judicatorial is a n e e d l e s s v a r i a n t
adjudicate [read transactions giving rise to this of judicial. For judicatory, see ju d ic a tu r e . See
controversy (or adjudication)]” See a d ju d ic a also ju d ic a tiv e .
tion . Cf. litig ate.
a d ju d ica tiv e fa cts. See le g isla tiv e fa cts.
B. M eaning “ to deem .” Adjudicate frequently
means “to deem or pronounce judicially,” sense a d ju d ica to r; a d ju d ica ta ire ; ju d ic a t o r . Adju
(2) of adjudge, q.v. “Neither dolomite nor granite dicator = one who adjudicates. If used merely for
has been adjudicated a ‘m in eral/”/ “Once laws judge, it is a pomposity. But in some contexts it
are validly enacted it is not for the courts to is quite defensible— e.g.: “We find nothing in the
adjudicate upon their wisdom, their appropriate history or constitutional treatment o f military tri
ness, or the necessity for their existence.” (Eng.)/ bunals that entitles them to rank along with Arti
“Associates continued to deteriorate financially cle III courts as adjudicators o f the guilt or inno
and in 1975, it was placed in liquidation and, in cence o f people charged with offenses for which
separate proceedings, adjudicated a bankrupt.” they can be deprived o f their life, liberty, or prop
(Most legal texts written in BrE say that an insol erty.” Adjudicataire, a term from Canadian law,
vent entity is “adjudicated bankrupt,” not “adjudi means “a purchaser at a judicial sale” (W3). Judi
cated a bankrupt,” as in AmE.) For other senses cator is a NEEDLESS VARIANT o f adjudicator.
of adjudicate, see a d ju d g e .
a d ju d ica tu re for adjudication. See ju d ic a
a d ju d ica ted has come into use as an adjective. tu re & a d ju d ica tio n .
Thus instead o f writing, “The ward was adjudi
cated an incompetent,” some legists have begun a b ju re ( = to urge earnestly) for require is an odd
to write, “The ward is an adjudicated bankrupt.” error: “Arizona law adjures [read requires] that
2Ô a d ju r e r
statutes should be construed to effect their objects dispense (as justice or as punishment); or (2) “to
. . . .” Knapp v. Cardwell, 667 F.2d 1253, 1261 give (an oath).”
(9th Cir. 1982)./ “Assaying the quality o f defen The verb minister, now primarily intransitive,
dant’s acts and omissions . . . adjures [read re shares these last two meanings, albeit only rarely.
quires]I just such a judgment call.” Swift v. U.S., Minister is most commonly used in the sense o f
866 F.2d 507, 511 (1st Cir. 1989). See a b j u r e . attending to others’ needs, or, in religious con
But adjure for abhor is even odder: “Most of us texts, o f administering sacraments. Persons in
don’t dislike lawyers individually; we adjure [read need are ministered to. E.g., “A testator’s favor
abhor?] them as a group.” Our Legal System’s Put expressed in a will may be won by devoted attach
Us in a Box, Chicago Tribune, 23 Aug. 1988, at ment, self-sacrificing kindness, and ministering
C19. to him through friendship and love.”
judges. The U.S. Supreme Court has said that law, whereas admiralty or maritime law is a divi
they are “functionally comparable” to U.S. Dis sion o f private law.
trict Judges. See A LJ. B. The admiralty. The phrase the admiralty
refers to the office o f an admiral (fr. Arabic amir-
a d m in istra tor; e x e cu to r . Both terms refer to al-bahr “chief o f the sea”) or other person en
the personal representative who administers the trusted by the crown with command o f the seas
estate o f a decedent. An executor is named in a and o f royal ships. Because the admirals came
will, whereas an administrator (usu. someone to have jurisdiction over maritime matters, the
close to the decedent) is court appointed. There phrase by extension came to refer to that jurisdic
are two kinds of the latter: the first is an adminis tion. E.g., “The theory o f the case, according to
trator cum testamento annexo (or c.t.a.)—i.e., with the summary o f argument in the Supreme Court
the will annexed; the second is an administrator report, was that Chelentis, in a common law ac
de bonis non (or d.b.n.), an elliptical phrase for tion outside the admiralty, could recover damages
administrator de bonis non administratis ( = ad on common law tort principles without regard to
ministrator o f goods not administered). An ad the maritime law.” Grant Gilmore & Charles L.
ministrator c.t.a. is appointed if the testator does Black, Jr., The Law o f Admiralty 325 (2d ed.
not name an executor or if the named executor 1975).
for any reason does not act; an administrator
d.b.n. is appointed if a prior administrator has a d m issib le; a d m issa b le; a d m itta b le. Admissi
begun to act but later dies or is removed. ble (the standard word) = (1) allowable; or (2)
The phrase administrator c.t.a. is often trans worthy o f admittance (i.e., gaining entry). The
lated administrator with the will annexed, a other two forms are n e e d l e s s v a r i a n t s to be
healthy practice that helps minimize the l a t - avoided.
i n i s m s associated with this area o f the law.
a d m ission . A. A nd admittance. The distinction
between these terms is old and useful, but it has
ad m in istra trix . PI. administratrixes, preferably a history o f being ignored. The latter term is
not administratrices. See s e x i s m (C). purely physical, as in signs that read “No admit
tance.” E.g.,“Plaintiff instituted an action to en
ad m iralty. A. A nd maritime law; law o f the join defendant from refusing her admittance to
sea . Blaek's states that the first two terms are its amusement park because o f her race or color,
“virtually synonymous” in referring to the law o f or for any other reason not applicable alike to
marine commerce and navigation, the transporta other citizens.”
tion at sea o f persons and property, and marine Admission is used in figurative and nonphysical
affairs in general. Today the words are used inter senses, such as: “His admission to the bar in 1948
changeably. began a career that would be long and notewor
Yet Article III, section 2 o f the U.S. Constitution thy.” Admission is also used, however, in physical
is not redundant in providing, “The judicial power senses when rights or privileges are attached to
shall extend . . . to all Cases involving admiralty gaining entry: “The admission o f aliens into the
and maritime Jurisdiction.” One commentator United States is considerably more restricted in
notes that admiralty (dated from ca. 1327 in the this century than it was in the last.”
OED) was the better-known term when the Con B. A nd confession . In criminal law, a distinc
stitution was drafted, and that maritime (OED: tion has traditionally existed between these
ca. 1550) was used in conjunction with admiralty words: an admission is a concession that an alle
for two reasons: “(1) to exclude that jurisdiction gation or factual assertion is true without any
which the English Admiralty anciently exercised acknowledgment o f guilt with respect to the crimi
or attempted to exercise over nonmaritime cases nal charges, whereas a confession involves an
arising ashore, and (2) to preclude a resort to acknowledgment o f guilt as well as o f the truth
those English instances in which common law o f predicate factual allegations.
courts encroached upon the jurisdiction o f admi C. In Civil Litigation. Although nonlawyers
ralty . . . .” Elijah Jhirad et al., 1 Benedict on tend to associate admission with criminal law (see
Admiralty § 101, at 7-3 (7th ed. 1983). B), it has broad uses in noncriminal evidentiary
Law o f the sea carries a distinct meaning: “the contexts: “An admission is a statement oral or
rules governing the relationships between states written, suggesting any inference as to any fact
regarding the use and control o f the sea and in issue or relevant fact, unfavourable to the con
its resources.” Thomas J. Schoenbaum, Admiralty clusion contended for by the person by whom or
and Maritime Law § 2-1, at 20 (1987). Thus, the on whose behalf the statement is made.” James
law o f the sea falls within public international F. Stephen, The Law o f Evidence 23 (1876).
30 admit
adm it. A. Admit to . In the sense o f "confess,” else acting on one’s behalf. A ratification is the
admit to is generally much inferior to admit E.g., confirmation o f a contract performed or entered
“In 1978, appellant admitted to [omit to] killing into on one’s behalf by another who at the time
his wife and daughter and pleaded guilty to two assumed without authority to act as an agent.
charges of first-degree murder.” See c o n fe s s (to). These two words are near-synonyms. Novation
B. Admit of. Admit o f = to allow; to be suscepti has two important meanings: (1) “the substitution
ble of. E.g.,“This clause in the contract admits of o f a new contract between parties in place o f an
two interpretations.”/ “The former construction existing contract”; and (2) “the substitution of
should be adopted if the language used will admit a new party in an existing contract.” Sense (1)
o f such a construction.” predominates in American law. See n o v a tio n .
C. Admitted to the bar; called to the bar . The In corporate law, the distinctions have rele
former is the American phrase for qualifying to vance, and are somewhat different, when a pro
practice— e.g.: “I was admitted to the bar at Chat moter enters into a contract that purports to bind
tanooga.” William G. McAdoo, Crowded Years 40 a newly formed corporation, or one soon to be
(1931). The phrase called to the Bar is the British formed. If a promoter contracts with a third per
phrase for qualifying to practice as a barrister (as son when it is understood that the corporation
distinguished from a solicitor, who is called to the will be formed, the corporation is later properly
roll). Called to the bar, q.v., appears infrequently said to adopt the contract. Ratify, in contrast, is
in AmE. the proper word when the corporation already
existed when the contract was signed. If, after a
adm ittable. See adm issa b le. corporation adopts or ratifies the contract, the
promoter is expressly relieved from liability, the
ad m ittan ce. See a d m ission (a ). adoption or ratification becomes a novation.
and wills, similarly designed to ensure that an when they are called for; but i f they seem unnatu
advance [read advancement] inter vivos to one of ral, one can easily rephrase the sentence, e.g., in
the class entitled to share in the estate should be a silly manner. Words such as timely and stately,
brought to account.” however, act as both adjectives and adverbs.
In any event, unusual adverbs are to be used
a d v a n c e d ir e c tiv e . See l i v i n g w i ll . sparingly. Some writers display an overfondness
for them. One judicial opinion, for example, con
advancee is an inaesthetic and unnecessary n e tains the adverbs corollarily, consideredly, and
E.g., “The Code does not state in detail
o l o g is m . the spurious widespreadedly, q.v. See United
what the writing must contain, although as ap Medical Labs. v. Columbia Broadcasting Sys.,
plied to a writing by the intestate, a statement of Inc., 404 F.2d 706 (9th Cir. 1968).
an ‘intent to advance' would seem necessary and C. A djectives o r A dverbs A fter Linking Verbs.
presumably also a description o f the property and English contains a number o f linking verbs (or
the name o f the advancee [read recipient o f the copulas) apart from to be, for example, appear,
advancement].*9See -EE (a ). seem, become, look, smell, taste. These verbs con
nect a descriptive word with the subject; hence
a d v a n c e m e n t. See a d v a n c e . the descriptive word following the linking verb
describes the subject and not the verb. We say He
a d v a n ce sh e et. See s l i p o p i n i o n . turned professional, not He turned professionally.
Legal writers frequently fall into error when
a d v e n t i t i o u s ; a d v e n t i t i a l . Adventitious means they use linking verbs. One must analyze the
“added extrinsically” or “accidental.” It was for sentence, rather than memorize a list o f common
merly a legal term meaning “befalling a person linking verbs, much as this may help. Often an
by fortune,” and was opposed to profectitious ( = unexpected verb o f this kind appears—e.g.: “No
deriving from a parent or ancestor). These terms other testimonial privilege sweeps so broadly
are now archaic except in the civil law. Adventi [read sweeps so broad].** The writer is not describ
tious is used today, however, in nonlegal senses— ing a manner o f sweeping, but instead is saying
e.g.: “Her obtaining a law degree had the adventi that the privilege is broad.
tious effect o f nearly doubling her starting salary D. Redundantly Form ed Adverbs. Some ad
when she entered the business world.” verbial forms are incorrectly formed by adding
Adventitial is a medical term that means “o f or -.ly to words that already function as adverbs. See
pertaining to a membrane that covers an organ.” HYPERCORRECTION ( d ), d o u b tle ss(ly ), m u ch (ly ),
o v e r (ly ) & th u s ( b ).
A. Placem ent o f
A d v e r b s , P r o b l e m s w it h . E. No Hyphens with A dverbs E nding in -/y.
Adverbs. A fairly well-known manual on legal See PHRASAL ADJECTIVES (A).
style long cautioned its readers to avoid splitting
verb phrases with adverbs— e.g.: “He had quickly a d v ersa ry , adj.; a d v e rsa ria l; a d v e rsa rio u s;
gone to the scene o f the crime,” recommending a d v e rsa tiv e ; a d v e rsiv e ; a d v erse. Adversary,
instead, “He quickly had gone to the scene o f the which can act as both noun and adjective, is the
crime.” This nonsense apparently derives from a legal term used in phrases such as an adversary
phobia o f anything resembling a SPLIT i n f i n i t i v e . relationship. E.g., “The need to develop all rele
Here a phobic writer fell into the awkward phras vant facts in the adversary system is both funda
ing: “The task o f questioning veniremen and eval mental and comprehensive.”
uating their answers is more difficult than any Adversarial is not listed in most dictionaries,
thing that heretofore has been attempted [read though it is fairly common as a near-equivalent
than anything that has heretofore been attempted o f the adjective adversary. E.g., “Rarely does this
or, better yet, than anything that has been at type o f adversarial [read adversary] relationship
tempted before] in the process o f jury selection.” exist between school authorities and pupils.” New
See HYPERCORRECTION ( h ) & SUPERSTITIONS (C). Jersey v. T.L.O., 469 U.S. 325,349-50 (1985) (Pow
In fact, as all reputable authorities agree, fre ell, J., concurring)./ “The evolution o f this area o f
quently the most proper and natural placement the law has been and will remain a product o f the
of an adverb is in the midst o f the verb phrase. interaction o f two adversarial forces— prosecutors
E.g., “The corporation was virtually bankrupted who seek to exclude all scrupled jurors, and de
by the massive tort liability.” fense counsel eager to retain them.” In fact, adver
B. Aw kw ard Adverbs. Adjectives ending in -ly sarial and adversary have begun to undergo d if
often make slightly cumbersome adverbs, e.g., f e r e n t i a t i o n : adversarial connotes animosity
sillily, friendlily, uglily, and so on. One need not <adversarial conferences:», whereas adversary is
be timid in writing or pronouncing such adverbs a neutral, clinical word.
advocatus diaboli 33
Adversarious ( = hostile), though listed in the are generally unfamiliar. It means “to announce;
OED, has dropped from the language. Adversative give formal notice of.” E.g., “The letter o f credit
is a term o f grammar and logic meaning “express was advised through the Bank o f America in
ing an antithesis or opposition” <adversative con Quito, Ecuador.” In such contexts, advise has very
ju n ction s Adversive is an anatomical term for nearly taken on the meaning “to negotiate.”
“opposite.” See ad v erse. B. F or tell o r say. This is a pomposity to be
avoided. “7 was advised by him [read He told
a d v ersa ry p r o c e d u r e . See a ccu sa to ria l. me] that the deadline had not yet elapsed.”/ “The
dispatcher returned their call in several minutes
a d v erse; averse. Both may take the preposition but advised [read told] them that the computer
to; adverse also takes from. To be averse to some had broken down, and that he could not check
thing is to have feelings against it. To be adverse the registration.”
to something—the phrase is usually used o f C. A nd instruct In G.B., barristers are said
things and not o f people— is to be turned in oppo to advise solicitors (or clients through solicitors),
sition against it. whereas solicitors instruct barristers. See a t t o r
Adverse is used as an adjective in the phrase n e y (a ).
adverse party (= opposing party) in reference to
persons, but seldom elsewhere. In reference to a d v i s e d l y means, not “intentionally,” but “after
circumstances, adverse means “potentially afflic careful consideration.”
tive or calamitous,” but most great triumphs come
in the face o f adverse conditions. a d v i c e . Judges frequently take
a d v is e m e n t;
Adversely) to for against is a slight pomposity. matters under advisement, meaning that they will
E.g., “The court rendered a judgment adverse to consider and deliberate on a particular question
[read against] the plaintiff.”/ “Most o f the ques before the court. E.g., “Punishment for contempt
tions raised by this appeal have been disposed of is hereby taken under advisement by the court.”
adversely to [read against] the appellants in the Advisement is best not used outside the legal
companion case decided this day.” idiom for advice or advising <the advising o f
entry-level officers>.
ad v ersiv e. See a d v ersa ry .
a d v i s e r ; a d v i s o r . The -er spelling is sanctioned
To advert to something is to refer
a d v e r t; a v e r t. over the -or spelling in the dictionaries. Note,
to it, to bring it up in speech or writing. It is a however, that the adjectival form is advisory. See
word best reserved for contexts that are especially -ER (A).
formal, except in BrE, where it is more common.
“Finally, I must advert to the pain suffered and The latter is a NEEDLESS
a d v is o r y ; a d v is a to r y .
to be suffered by the appellant as a result o f the o f advisory, which commonly appears
v a r ia n t
car accident.” (Eng.) (See a l l u d e (a ).) The word in phrases such as advisory opinion, advisory
should not be used in its etymological sense “to capacity, and advisory council.
turn to,” as here: “Before adverting to [read Before
turning to] the factual setting, we briefly outline a d v o c a c y ; a d v o c a t i o n . The first is the art or
the legal context in which the issue o f fraudulent work o f an advocate; the second was formerly the
transfer arises.” term in Scots law for an appellate court’s review
To avert is to ward off, turn away, or avoid. o f lower-court decisions. Advocation should not be
Thus a national leader who has failed to avert a used, although occasionally it is, where advocacy
political scandal might avert his or her eyes. E.g., would suffice.
“The rule averts potential diplomatic embar
rassment from the courts o f one sovereign sitting a d v o c a te ; a d v o c a to r . The latter is a n eed less
a d visatory. See a d v iso ry . advocatus diaboli , the Latin term for DeviVs
advocate, is an example o f highfalutin humor and
advise. A. In Com m ercial Contexts. Here ad should be used cautiously if at all. Its opposite is
vise takes on a meaning with which nonlawyers advocatus dei.
34 advowson
a d v ow son . This archaic legal term, though sug a ffe cte d , adj.; a ffe ctiv e ; a ffe ctio n a l; a ffe c tio n
gestive of a type o f person, refers to a property ate. Affected, as an adjective, means “assumed
right in an ecclesiastical office. The right is trans artificially; pretended” ( OED); affective = emo
ferable and inheritable in perpetuity. tional; affectional = pertaining to affection; and
affectionate = loving, fond.
AE is a remnant o f the Latin digraph, formerly Just as affect, q.v., is sometimes misused for
ligatured (ae), appearing in such words as aegis, effect, affective is sometimes wrongly placed where
aesthetic, and praetor. In most Latinate words in effective belongs: ‘T he parties to the contract
which this digraph once appeared, the initial would have had to stipulate an affective [read
vowel has been dropped. One sees this tendency effective] date.” We might prefer to call this a
still at work in (a)esthetic, (a)eon, and (a)ether. typographical error rather than an ignorant
Compare the retention o f the digraphs in BrE bungle.
(e.g., anaesthetic and foetus) with the shortened
forms anesthetic and fetus, which are prevalent a ffe c tio n ; a ffe cta tio n . The former means “love,
in AmE. See p r(a )ed ia l. fondness”; the latter, “pretentious, artificial be
havior.” In Elizabethan English, these words were
a eg is was originally a mythological term mean used more or less interchangeably, but now each
ing “protective shield” or “defensive armor.” The has acquired its own distinct sense—which is good
word is now used exclusively in figurative senses. for the language.
One must be careful not to confuse aegis with Affectation doctrine is sometimes seen for af
auspices (= sponsorship; support). E.g., “Gener fects doctrine in the context o f American constitu
ally, it is required that what has been done regu tional law, specifically o f the commerce clause.
larly under the aegis [correct] o f the law will be E.g., “For the essence o f the affectation doctrine
considered valid and will remain so even after a [read “affects” doctrine or effects doctrine] was
change in legislation.” Idiom requires under the that the exact location o f this line made no differ
aegis, not with the aegis. ence, if the forbidden effects flowed across it to the
injury o f interstate commerce . . . .” Mandeville
Island Farms, Inc. v. American Crystal Sugar Co.,
a esth etic; esth etic. Although the Merriam-
334 U.S. 219, 232 (1948). Affects is the correct
Webster dictionaries have long recorded esthetic
word because the test is whether the activity
as the primary form in AmE, the form aesthetic
“affects” commerce. Because the noun correspond
remains more common in AmE and BrE alike.
ing to affect (= to influence) is effect— not affecta
tion—a better phrasing would be effects doctrine
a etiolog y . See e tiolog y .
(i.e., “that has effects”), but it has not gained
currency. See a ffe c t & e ffe ct.
a ffect; e ffe ct. In ordinary usage, affect is always
a verb; it means “to influence; to have an effect a ffe ctio n a l; a ffe ctio n a te . See a ffe cte d .
on.” Effect, as suggested by its use in that defini
tion, is a noun meaning “result” or “consequence.” a ffe ctiv e . See a ffe cte d .
To affect something is to have an effect on it. (See
im p act.) As a verb, effect means “to bring about; a ffe e r; a m erce. Both words mean generally “to
produce” Cthey could not effect a coup>. fine.” Specifically, affeer = to fix the amount o f [a
In the following sentences, affect is wrongly fine] (W3). The variant spellings affeere and affere
used for the noun effect: “ [T]he laws o f New Jer should be avoided. Amerce = to fine arbitrarily
sey shall control the affect [read effect] o f the (iOED), meaning that the amount o f the fine is
agreement.” Developers Small Business Inv. Corp. not prescribed by statute, but rather is lodged in
v. Hoeckle, 395 F.2d 80,84 (9th Cir. 1968) (quoting the discretion of the court. Etymologically speak
a contract)./ “The participants must be afforded ing, when being amerced, one is “at the mercy” of
maximal protection against harmful side affects the court.
[read effects].” The nominal forms are affeerment and amerce
Likewise, effect is sometimes misused for affect. ment— amerciament having gone the way that all
See effect. NEEDLESS v a r i a n t s should. Amerce has no re
corded personal nominal form. Affeeror and af-
affecta b le; a ffectib le. The former spelling is feerer are competing forms, the -or spelling per
preferred. See - a b l e (a ). haps the better one because it is more distinctly
pronounceable.
A f f e c t a t io n , L it e r a r y . See purple prose &
LITERARY ALLUSION (B). a ffia n ced . See affined.
affirmant 35
affian t Id-fi-dntl, a term that began as an Ameri Affinity takes the preposition between or with,
canism in the mid-19th century, ordinarily means not to or /or.
“one who gives an affidavit.” More broadly, and
less accurately, it refers to any deponent. See affirm . Usually only judgments are affirmed by
fu rth e r a f f i a nt . . . . appellate courts; cases are remanded; and opin
ions or decisions are approved or disapproved.
a ffid a v it [L. “he swore”] is ordinarily a noun (See JUDGMENTS, a p p e l l a t e - c o u r t .) The practice
referring to a voluntary declaration o f facts writ o f writing “The trial court was affirmed” is infor
ten down and sworn to by the declarant before an mally an acceptable ellipsis for “The trial court’s
officer authorized to administer oaths. judgment was affirmed,” but such phrasing
Occasionally, however, lawyers have used the should not appear in formal legal writing. E.g.,
word as a verb. But a better choice is invariably “Had the trial judge followed his initial decision
available— e.g.: “This counsel later testified that and overruled the motion for new trial without
the reason for filing the Notice o f Change o f Judge expressing any desire for leniency, he would be
was ‘personal to us and the plaintiff, [and that] affirmed [read his judgment would be affirmed]”
we affidavited or noticed [read filed an affidavit
and notice of] that change o f judge, on Judge a ffirm a n ce; a ffirm a tion . There is, unfortu
Patterson . . . .’ ” Hickox v. Superior Court, 505 nately, some overlap o f these terms. Yet a useful
P.2d 1086, 1087 (Ariz. Ct. App. 1973) (quoting rule might be formulated: When an appellate
counsel)./ “Noteworthily missing from this record, court affirms a lower court’s judgment, there is
however, is any affidavited [read sworn] assertion an affirmance.
by a representative o f the banks . . . .” In re In all other contexts, affirmation is the prefera
Drexel Burnham Lambert Group Inc., 113 B.R. ble term. E.g., “Finally, we refer to the re
830, 840 (S.D.N.Y. 1990). statement and affirmation o f the doctrine in Hood
The phonetic misspelling affidavid is not un v. Francis.” In the following sentences, affirmance
common. is used where affirmation would be better: “The
For a redundancy involving this word, see long-established recognition in Massachusetts o f
sw o rn affid avit. the doctrine o f independent significance makes
unnecessary statutory affirmance [read affirma
tion] o f its application to pour-over trusts.”/ “The
a ffilia tion , in BrE, refers to a father’s mainte
court held that the instrument was a conveyance
nance o f illegitimate children. E.g., “The mother
and a recognition, acceptance, and affirmance
has the right to the custody o f her illegitimate
[read affirmation] o f the devise, and not a renunci
children, and is bound to maintain them. She may
ation.”
obtain an affiliation order against the father from
Here the opposite error appears, affirmation for
the local police court, either before the child is
affirmance: “After the final decision in Finney and
bom or within twelve months after the birth
the appellate court’s affirmation [read affirmance]
. . . .’’ Anon., The Home Counsellor 172 ([London:
o f the judgment, the district court determined
Odhams Press] ca. 1940-1945)./ “[T]here is the
that the petitioner was not entitled to any relief
rule [that] requires the testimony o f the plaintiff
other than injunctive relief already granted to
in an action for breach o f promise o f marriage,
class members.” Cf. d isa ffirm a tion .
and the applicant in an affiliation case, to be
Quite apart from its ordinary meaning, affir
corroborated by independent evidence.” Edward
mation has a specialized legal sense: “a formal
Jenks, The Book o f English Law 77 (P.B. Fairest
and solemn declaration, having the same weight
ed., 6th ed. 1967).
and invested with the same responsibilities as an
oath, by one who conscientiously declines to take
affin ed; a ffia n ced . Affined = closely related; an oath” ( OED). Many American jurisdictions now
connected. Archaically, affined means “obligated.” have statutes permitting affirmations under cir
Affianced = engaged, betrothed. cumstances in which obtaining a notary public’s
acknowledgment would be inconvenient. The per
affin ity; co n sa n g u in ity . The former refers to son affirming is termed an affirmant See a f
relationship by marriage, the latter to relation firm a n t & oa th .
ship by blood. The distinction is usually carefully
observed in legal writing. E.g., “The statutes pre affirm an t; d e p o n e n t. One who testifies by depo
scribe the classes o f persons entitled to appoint sition and swears to the truth o f the testimony is
ment as administrator and indicate an order o f termed a deponent. One who, instead o f swearing
precedence based on kinship by consanguinity or or taking an oath, affirms or solemnly states that
affinity with the decedent.” the testimony is true, is termed an affirmant.
36 affirmation
affirm ation . See affirm a n ce. a fflu en t and affluence are accented on the first
rather than the second syllable.
affirm ative a ction . The phrase is sometimes
used generically to denote “a positive step taken,” a ffo rd . See a c c o r d .
as well as more specifically to denote “an attempt
to reverse or mitigate past racial discrimination.” a ffra n ch ise . See fra n ch ise .
Compare 15 U.S.C. § 2622(2)(b) (1988) (“the Sec-
retary shall order . . . the person who committed a ffra y; fra y . Both terms, though somewhat
such violation to take affirmative action to abate quaint, are still used in legal opinions. Affray is
the violation”) with 29 U.S.C. § 791(b) (1988) classically defined as “unpremeditated fighting in
(“each departm ent. . . s h a ll. . . su b m it. . . an a public place that tends to disturb the public
affirmative action program for the hiring, place peace.” E.g., “To some extent, crimes such as riot,
ment and advancement o f individuals with handi violent disorder, and affray appear as inchoate
caps”). offences o f violence or even actual offences o f
violence.” Andrew Ashworth, Principles o f Crimi
affirm ative, in th e; n eg a tiv e, in th e. These nal Law 35 (1991).
phrases have been criticized as jargonistic and There is some dispute over whether an affray
pompous. (See, e.g., Quiller-Couch's statement must be in public. From the late 18th century
quoted under JARGON ( b ).) They appear frequently onward, legal writers discussing affray said— mis
in legal writing and in other types o f formal prose. takenly, it seems—that the fighting must occur
E.g., “The sole question raised on this appeal is in public. The germ o f the error began with Black-
whether the Texas rule that a defendant must stone's definition o f affray in 1769 as “the fighting
prove duress by a preponderance o f the evidence o f two or more persons in some public place, to
violates the due process clause o f the fourteenth the terror o f His Majesty's subjects: for, if the
amendment; answering in the negative, we fighting be in private, it is no affray but an as
affirm.”/ 'T h e Sixth Circuit, when confronted with sault.” 4 Blackstone, Commentaries 145 (1769).
the identical question, answered in the affirmative In 1822, the first edition o f Archbold's Pleading
and permitted the use o f this same deposition and Evidence in Criminal Cases (p. 337) asserted,
against asbestos companies not represented in without support, that the allegation “in a public
DeRocco.” street or highway” should be charged in the in
This phrasing is probably better than the clos dictment and proved. But the House o f Lords
est alternative: “Reversing the judgment o f the has held that Archbold incorrectly grafted this
bankruptcy court, we answer both questions pre requirement onto the law o f affray—that an affray
sented 'N o /” In the formal context o f judicial need not be in a public place. See Button v. Direc
opinions, in the affirmative and in the negative tor o f Public Prosecutions, [1966] A.C. 591, 608,
should be allowed to exist peacefully. But when 627 (H.L.).
these phrases are used o f mundane questions in The idea that an affray must be public still
mundane situations, they look foolish. holds sway, however, in most American jurisdic
tions. Thus, a leading criminal-law text states:
affirm ative p reg n an t. See n e g a tiv e p reg n a n t. “At common law an affray is a mutual fight in a
public place to the terror or alarm o f the people.”
affixtu re; a ffixation ; a ffix ion . Affixture - the Rollin M. Perkins & Ronald N. Boyce, Criminal
state of being affixed; affixation = the act o f Law 479 (3d ed. 1982).
affixing or the use o f an affix. Affixion — affixation
or affixture, but it adds nothing to either; it should a ffre ig h te r. See ch a rte re r.
be avoided as a n e e d l e s s v a r i a n t .
a ffreig h tm en t; a ffretem en t. Meaning “the hir
afflatus; affiation ; inflatus. For the sense “in ing o f a ship to carry cargo,” affreightment is
spiration,” or “supernatural impulse,” afflatus is standard in common-law countries and in Louisi
the standard term. E.g., “The decisions under ana (a civil-law jurisdiction). E.g., “Owners will
the revenue acts have little weight as against be more likely to permit their charterers to enter
legislation under the afflatus o f the Eighteenth freely into contracts o f affreightment if owners
Amendment.” (Holmes, J.) Inflatus and affiation know that no 'secret liens' will arise from obscure
are secondary variants. The plural o f afflatus is provisions in subagreements.” (La.) Affretement is
afflatuses, not afflati. See PLURALS (A). the spelling used in French civil law.
another which it is against conscience that he ticular context. In the following discussion, the
should keep.” (Eng.) numerical ages listed are established by statute
and may vary from jurisdiction to jurisdiction.
a g a in s t n a tu r e . See EUPHEMISMS & u n n a t u r a l . Age o f capacity, usu. 18, denotes the age when
one is legally capable o f agreeing to a contract,
a g a i n s t t h e p e a c e . This phrase was traditionally executing a will, maintaining a lawsuit, and the
used in a charging instrument for a misdemeanor, like.
just as feloniously (q.v.) was used in a felony Age o f majority, usu. 18, includes the rights
indictment. Sometimes the phrase is elaborated attained at the age o f capacity, but is broader
to against the peace of the king (or against the because it also includes civil and political rights,
king*s peace) or against the peace and dignity of esp. the right to vote. See m a j o r i t y ( d ).
the state. Age o f consent, usu. 16, denotes the age when
one is legally capable o f agreeing to marriage
a g (e )in g . See mute e . (without parental consent) or to sexual inter
course so that, regarding the latter, intercourse
a g e n c y , as a TERM OF ART, refers to any relation with someone under the age o f consent is statu
ship in which one person (called an agent) acts tory rape. See s t a t u t o r y r a p e .
for another (called a principal) in commercial or Age o f reason denotes the age when one is able
business transactions. Nonlawyers are largely un to distinguish right from wrong and is thus legally
familiar with agency used in this way, although capable o f committing a crime or tort. It varies
they understand the personal noun agent as from 7 to 14: 7 years is usu. the age below which
meaning “representative.” a child is conclusively presumed not to have com
mitted a crime or tort, while 14 years is usu.
agenda is (1) the plural form o f the Latin noun the age below which a rebuttable presumption
agendum, which means “something to be done” applies. For related terms, see c h i l d , i n f a n t , m i
(another, less proper plural o f agendum being n o r i t y (a ) & n o n a g e .
agendums); and, more commonly, (2) a singular
noun meaning “a list o f things to be done” or “a a g g r a n d iz e ; e n g r a n d iz e ; in g r a n d iz e . The last
program.” The plural o f agenda in sense (2) is two are n e e d l e s s v a r ia n t s o f the first.
agendas; decrying agendas as a double plural is
bootless.
for annoy or irritate, though docu
a g g ra v a te
Yet all careful writers should avoid the errone
mented as existing since the 1600s, has never
ous form agendae, the result o f HYPERCORREC
gained the cachet o f stylists and should be avoided
TION—e.g.: “Mr. Douglas . . . prepared agendae
in formal writing. Properly, aggravate means “to
[read agendas] for meetings with the trustee and
make worse; exacerbate.” This meaning obtains
his attorneys . . . .” In re New England Fish Co.,
in many legal phrases, such as aggravated as
33 B.R. 413, 416 (Bankr. W.D. Wash. 1983).
sault. In its proper sense, aggravate is opposed to
mitigate or extenuate—e.g.: “Here the indignity
“The words agent and servant
a g e n t; se rv a n t.
was o f an aggravated sort; it occurred at a public
are not synonyms; nevertheless they both relate
place and in the presence o f a large number of
to voluntary action under employment.” Lemmon
people.”/ “It is clear that a state cannot explicitly
v. State, 3 A.2d 299, 300 (N.J. 1938). An agent is a
make the murder o f a white victim an aggravating
business representative who handles contractual
circumstance in capital sentencing.”
arrangements between the principal and third
Even the brilliant Justice Holmes nodded once,
persons. A servant, by contrast, is an employee
using aggravate for irritate in a letter to Sir Fred
whose function is to render service, not to create
erick Pollock in 1895: “ [0]ur two countries aggra
contractual obligations. In the modern legal id
vate each other from time to time. . . .” 1 Holmes-
iom, servant has been almost entirely displaced
Pollock Letters 66 (1941).
by employee. See a g e n c y & e m p l o y e r a n d e m
p lo y e e .
a g g ra v a te d d a m a g e s. See p u n i t i v e d a m a g e s .
A gent N o un s, False. See -e r (b >.
a g g r e g a b l e is the preferred form, not aggregata-
a g e o f c a p a c it y ; a g e o f c o n s e n t ; a g e o f m a jo r ble— e.g.: “ [T]he Commission notified defendants
it y ; a g e o f r e a s o n . All these terms share the that their trading activities were aggregatable
general sense “the age at which a person is legally [read aggregable].” Commodity Futures Trading
capable (of doing something).” But, over time, Comm’n v. Hunt, 591 F.2d 1211, 1227 n.5 (7th
each term has assumed a specific sense in a par Cir. 1979). See -a t a b l e .
agree 39
a g greg a te, n.; a g g re g a tio n . Both may mean “a grievements [read grievances] centers on the dete
mass o f discrete things or individuals taken as rioration o f a bloody footprint, which he was no
a whole,” aggregate being the more usual term. longer able to distinguish adequately at trial.”
Aggregate stresses the notion “taken as a whole” U.S. v. MacDonald, 632 F.2d 258, 270 (4th Cir.
(as in the phrase in the aggregate), and aggrega 1980).
tion more “a mass o f discrete things.” Here the
former term is used: “The price, while o f trifling agn ate; co g n a te . In Roman law, an agnate is a
moment to each reader o f the newspaper, is suffi relative through one’s father; a cognate is any
cient in the aggregate to afford compensation for relative, through one’s father or mother. The cor
the cost o f gathering and distributing the news.” responding adjectives are agnatic and cognatic.
For “the act o f aggregating,” only aggregation
will suffice. E.g., “There should not be aggregation a g ra tia . See ex gratia.
o f two or more obtainings o f credit for the purpose
o f one offense.”/ “It is a mass that has grown by agréation; agrém ent. The first is a process, and
aggregation, with very little intervention from the second is the usual result o f the process.
legislation.” Agréation = a diplomatic procedure by which
a receiving state makes a prior determination
a g g reg a te, vb. A. Sense. Aggregate = to bring whether a proposed envoy will be acceptable;
together a mass o f discrete things or individuals agrément = the approval o f a diplomatic repre
into a whole. The verb is sometimes misused for sentative by the receiving state.
total in reference to sums: “Before us, appellant
argues that the fines imposed, aggregating almost a gree. A. A nd concur. In G.B., appellate judges
$15,000 [read totaling almost $15,000 or in the who join in an opinion are said to agree, whereas
aggregate almost $15,000] were excessive. in the U.S. they concur.
B. Aggregate together. This phrase is a r e d u n B. Agreed to and agreed upon. These are
d a n c y — e.g.: “For the purpose o f establishing the slightly awkward as p h r a s a l a d j e c t i v e s , but
rate at which capital transfer tax is payable, all when used before a noun, they should be hyphen
property (with certain exceptions) passing on the ated. E.g., “This clause refers to our previously
death is aggregated together [read aggregated].” agreed-to verbal contract.” (See v erb a ls.) / “To
William Geldart, Introduction to English Law 90 the extent that the nonoccurrence o f a condition
(D.C.M. Yardley ed., 9th ed. 1984). would cause disproportionate forfeiture, a court
may excuse the nonoccurrence o f that condition
a g g riev a n ce. See g rie v a n ce . unless its occurrence was a material part o f the
agreed-upon exchange.”
ag g riev a n t. See g riev a n t. In a few phrases, agreed suffices as an idiomatic
ellipsis for agreed-upon, as in agreed verdict, q.v.,
a g g rie v e (= to bring grief to; to treat unfairly) and agreed judgment. Generally, though, the en
is now used almost exclusively in legal contexts, tire phrase should appear: “As shown by the
and almost always in the form o f a past participle. charge in the agreed [read agreed-upon] state
E.g., “An aggrieved spouse is not compelled to ment, Jan, at the time o f the distribution, is the
seek the courts o f another state for the protection only child o f an only child o f a child o f Hastings.”/
o f her marital status.”/ “Suppression o f the prod “It cannot be said as a matter o f law that their
uct o f a Fourth Amendment violation can be suc delay for an hour and a quarter was reasonable;
cessfully urged only by those whose rights have the facts as to this are not agreed [read agreed
been violated by the search itself, not by those upon].”
who are aggrieved solely by the introduction of A similar ellipsis occurs with agreed to and
damaging evidence.” agreed on, seemingly on the mistaken notion that
one should avoid ending a sentence with a prepo
a g g riev em en t ( = an act or instance o f causing sition— e.g.: “[I]n America there is a famous deci
grief to a person) is illustrated in the OED with sion holding that a negotiating party who strings
but one citation, but it appears with some fre another party along with prolonged negotiations,
quency in law—e.g.: “[The exceptions do not] of constantly changing his terms, may be held liable
fer! 1 reason for aggrievement, and signify nothing to the other party for actual loss suffered if no
except general dissatisfaction with the entire re contract eventually is agreed [read agreed to].”
port.” Kowalsky v. American Employers Ins. Co., P.S. Atiyah, An Introduction to the Law o f Con
90 F.2d 476, 480 (6th Cir. 1937). tract 62 (3d ed. 1981)./ “However, Mr Dlouhy said
The word should not be used as a variant o f the essentials had been agreed [read agreed on].”
grievance—e.g.: “Another o f MacDonald’s ag- Leslie Colitt & John Lloyd, Comecon Takes First
40 agree and covenant
Steps to Dismantle Itself, Fin. Times, 28 March appearing only in contexts involving criminal in
1990, at 1. See PREPOSITIONS (C). tent.
Aid and abet is sometimes called a TERM OF
ag ree a n d cov en a n t. See co v e n a n t a n d a g ree. ART, but in fact it is, in the words o f the chief
American and British criminal-law commenta
a g reed v e r d ic t (BrE) = consent decree (AmE). tors, “unnecessarily verbose” and “antiquated.”
See Rollin M. Perkins & Ronald N. Boyce, Crimi
agreem en t; co n tra ct. The former may refer ei nal Law 724-25 (3d ed. 1982); Glanville Williams,
ther to an informal arrangement with no consid Textbook o f Criminal Law 288 (1978). It is still
eration (e.g., a “gentlemen's agreement") or to a used in both AmE and BrE, although in the 1970s
formal legal arrangement supported by consider England's Law Commission Working Party pro
ation. Contract is used only in this second sense. posed replacing the phrase with help— a proposal
The distinction applies also with the verbs agree that was not accepted. Perkins and Boyce recom
and contract. The intended sense o f agree(ment) mend abet, which can stand alone unaided.
is usually clear from the context. The agent noun is aider and abettor—e.g.: “The
Although every contract is an agreement, not appellant now makes the further claim that the
every agreement is a contract. For example, one complaint charged the defendant as an original
may agree to meet a friend at 7:00 p.m. for dinner, instigator only, and that he cannot be held liable
and the result is properly called an agreement— thereunder as an aider and abettor.”/ “The court
but not a contract, to which a legal obligation stated that it had found no other case discussing
attaches. See ba rg a in . whether a nonparty aider and abettor is subject
to the court's jurisdiction.” See a b ettor.
A g r e e m e n t , G r a m m a t ic a l . See concord (a ). Sometimes the phrase is made even wordier:
“The further contention o f the appellant is that
agrees a n d cov en a n ts. See co v e n a n t a n d defendant's acts are insufficient to support the
agree. trial court's conclusions that he knowingly aided,
abetted, and assisted [read abetted] in the prose
ag ree w ith ; a g ree to; a g re e on . Agree with cution o f false charges against defendant, and
means “to be in accord with (another)”; agree to, adopted them as his own.” See DOUBLETS, TRIP
“to acquiesce in (usu. the performance or specifi LETS, AND SYNONYM-STRINGS.
cations o f something).” Agree on refers to the
subject o f the agreement: one agrees with some a id (e )-d e -ca m p (= military aide) is borrowed
one on a certain settlement. E.g., “Plaintiff agreed from the French and should retain the Gallicized
with defendant on the contractual provisions re spelling— aide— especially considering that aide
lating to time o f delivery.” is itself now an English word (meaning “a staff
member under one's authority”). The plural is
agrém ent . See ag ré at ion. aides-de-camp.
In BrE, the phrase is often abbreviated A.D.C.
a h old and its variant aholt are dialectal. They <he was A.D.C. to General Montgomery in
might perhaps be justified in bizarre contexts 1943>.
such as this: “Plaintiff, driving her car, suddenly
aim to [ + p re se n t in fin itiv e]; aim at [ + g e r
becomes convinced that God is taking ahold of
the steering wheel.” u n d ]. The idiom aim to establish is typical o f
AmE, aim at establishing typical o f BrE.
-AH O Lic, -AHOLISM. Speakers and writers should
a ir w o r th y is used in reference to aircraft and
avoid indiscriminately appending these newfan
means “fit for operation in the air” (W3). The
gled “suffixes” to words to indicate various addic
word, surprisingly enough first used in 1829, was
tions. Each time this is done, a m o r p h o l o g ic a l
analogized from seaworthy, q.v.
d e f o r m it y is created.
as an academic subject, even if the writer were a lega l, adj. This late-20th-century n e o l o g i s m —
editor o f the journal. If one were to guess at the lit. “without law”— recognizes the increasingly
intended meaning in that quotation, alas might common view that we should not put every action
be a MALAPROPISM for some phrase such as to be or event on the plane o f legality and illegality. In
sure. the view o f some scholars, if an action is neither
Alack is archaic; alas and alack is a tiresome mandated nor prohibited by law, then it should
CLICHÉ. be characterized as alegal— e.g.:
• ‘T hink o f the many human beings in pre-indus
al b a rre . See at (th e) b a r. trial society related through their dependence
on territorial magnates, or guilds, or church
albeit. This conjunction, though termed "archaic” organizations. They were not alegal institu
by Eric Partridge (the British lexicographer), tions.” Joseph Vining, Legal Identity: The Com
thrives in AmE, both legal and nonlegal. And it ing o f Age o f Public Law 49 (1978).
still appears in BrE, esp. in legal writing. Labeled • “At the free, alegal end of the spectrum, realism
"literary” in the COD, the word albeit means views judges as charging their own individual
"though” and introduces concessive phrases and courses unencumbered by law in all respects
sometimes subordinate clauses. The even more but form . . . .” Lewis A. Komhauser & Law
literary howbeit, by contrast, means “neverthe rence G. Sager, Unpacking the Court, 96 Yale
less” and begins principal clauses. L.J. 82, 93 (1986).
A. In trodu cin g Phrases. The predominant • “[Treating] the promises o f unmmarried cohab-
m odem use is for albeit to introduce concessive itors as contractual words rather than alegal
phrases: "The parties addressed the issue, albeit words o f commitment puts public force behind
in fairly leisurely fashion.”/ “Petitioner located what is otherwise legally vacuous.” Mark Kel-
employment in 1978, albeit at a lower wage than man, A Guide to Critical Legal Studies 105
he earned working for the respondents.” (1987).
B. In trodu cin g Clauses. Albeit may begin a In using this term, o f course, one must respect
clause, albeit although is more common in this the boundaries between alegal and illegal. Other
context: "The fifty-five mile-an-hour speed limit wise, the same confusion might arise as exists
has its benefits; it also has its costs, albeit they between amoral and immoral. See im m ora l.
may not seem apparent because a majority is For related terms, see e x t r a l e g a l & n o n le g a l .
willing to pay them.”/ “When the relevant credit
extends to £10, that is the moment at which alias is both adverb (= otherwise [called or
the offense is committed, albeit it may be by named]), as an elliptical form o f alias dictus, and
aggregating a series of smaller sums.” (Eng.)/ “We noun ( = an assumed name), today usually the
think that we have for review a decision on a latter. Alias refers only to names, and should not
stipulated record, albeit the matter was styled as be used synonymously with guise ( = assumed
a determination on motions for summary judg appearance, pretense). See p o p u l a r iz e d l e g a l
ment.” TECHNICALITIES.
C. F or even if. Archaically, albeit is sometimes
used for even if in beginning a clause: “Separate a lib i. A. As a Noun fo r excuse. The words are
and distinct false declarations that require differ not synonymous, although the confusion that has
ent factual proof o f falsity may properly be grown out o f their meanings is understandable.
charged in separate counts, albeit [read even if\ Alibi is a specific legal term referring to the de
they are all related and arise out o f the same fense o f having been at a place other than the
transaction or subject matter.” This use o f the scene o f a crime. By s l i p s h o d e x t e n s i o n it has
term is to be discouraged. come to be used for any excuse or explanation for
misconduct, usually that shifts blame to someone
a lea tory ; sto ch a stic; fo rtu ito u s . These words else.
have similar but distinct meanings. Aleatory = The Evanses wrote of this term:
depending on uncertain contingencies c o n t in Cynicism and the common man’s distrust of the law have
gent remainders are aleatory>. E.g., “We will re tinged alibi with a suggestion of improbability and even
spect the aleatory nature o f the settlement pro of dishonesty. Purists insist that it should be restricted
to its legal meaning, and those who wish to be formally
cess, whether any o f the parties are ultimately
correct will so restrict it. In so doing, however, they will
found to have made a favorable settlement.” lose the connotation of cunning and dishonesty which
Stochastic = random. Fortuitous = accidental, distinguishes it from excuse.
occurring by chance. See fo rtu ito u s . Cf. a d v e n Bergen Evans & Cornelia Evans,
titiou s. Contemporary American Usage 24 (1957).
42 alien
Lawyers perhaps more than others ought to “wish obscure, equivalent o f grantee. See the quotation
to be formally correct.” in the following entry.
B. As an Adverb. In recent years alibi has been
used as an adverb (meaning “elsewhere” <she a lie n o r; a lien ist. Alienor (= one who transfers
proved herself alibi>), but this usage should be property) is equivalent to grantor; it should be
eschewed. Although “elsewhere” is the original avoided where grantor or transferor will serve:
Latin meaning o f alibi (originally a locative o f L. “Conveying lands by means o f a fictitious or collu
alius “other”), in English it has long served only sive suit, commenced by arrangement by the in
as a noun, and it is an affectation to hark back to tended alienee [read grantee or recipient] against
the classical sense. the alienor [read grantorT (quoted in OED).
C. As a Verb. Nor should alibi be used as a Alienist is an obsolescent term for psychiatrist.
verb, as it is in the following sentences. The first E.g., “The only witness testifying that the testator
sentence is doubly bad, for the misbegotten verb was incompetent was an alienist who had never
is based on the misused noun (see A): “The party seen him and the testator’s divorced wife who had
cannot alibi [i.e., excuse] losses in the election.”/ not seen him in two years.”
“The defendants alibied themselves [i.e., excul
pated themselves by proving that they were not a lim on y . See p a lim o n y .
at the scene o f the crime] and accused other
men.”/ ‘T h e conspirators attempted to alibi [i.e., a lio intuitu is not a justified l a t i n i s m , when
provide alibis for] one another.” The OED records there are so many more precise alternatives such
this usage from 1909 and labels it colloquial. as from a different point o f view or with respect to
another case (or condition). E.g., “Counsel urges
alien , adj., takes the preposition from or, more us to reject all observations to the contrary in the
commonly, to. For purposes o f DIFFERENTIATION, other authorities as made alio intuitu [read under
“there is perhaps a slight preference for from different circumstances] on the strength o f admis
where mere separation is meant (We are entan sions.” (Eng.).
gling ourselves in matters alien from our subject),
and for to when repugnance is suggested (Cruelty a liq u o t; a liq u a n t. Aliquant = being a part o f a
is alien to his nature)” (MEU2 17). number or quantity but not dividing it without
leaving a remainder <4 is an aliquant part o f 17>
alien , v.t.; a lien ate; a b a lien a te. When we talk (W3); aliquot = contained an exact number o f
about property changing hands, the best choice o f times in something else <4 is an aliquot part o f
verb is convey or transfer rather than any o f these 16> (id.).
legalistic words. But if some form o f alien must These are technical terms generally best left to
be used, the most common and therefore the best technical contexts. Aliquot adds nothing to the
word in all senses is alienate, whether one writes following sentence: “Compromises are contracts
about alienation o f property or o f affections. Non o f settlement, and the compromise o f one aliquot
lawyers may understand that in certain contexts part o f a single liability and payment o f the bal
alienate means “to transfer (as property)”; they ance in full is a settlement o f all parts o f such
have little chance of understanding alien in such single liability.”
a context—much less abalienate (a NEEDLESS One justified technical use o f these terms occurs
v a r ia n t from the civil law). E.g., “Since property in the field o f trusts, where payment o f an aliquot
owned by tenants by the entireties is not subject or aliquant part o f the consideration for transfer
to the debts o f either spouse, they may alien [read o f legal title may determine whether the pre
alienate] it without infringing the rights o f their sumption o f a resulting trust will arise. When a
individual creditors.”/ “The rule o f common law is payor’s contributions for the purchase o f property
that a man cannot attach to a grant or transfer in another’s name are aliquot parts o f the pur
of property, otherwise absolute, the condition that chase price, some courts presume the contribu
it shall not be alienated.” Aliene is an archaic tions to be a gift or loan; when, however, these
variant spelling o f the verb alien. contributions are aliquant parts o f the purchase
Alienate frequently takes on the lay sense in price, the presumption does not arise. See Re
legal writing, as in the phrase alienation o f af statement (Second) o f Trusts § 454 comment c
fections, or as here: “This false statement was (1959). This distinction may be obsolescent; the
designed to alienate supporters o f plaintiff and to Restatement rejects it in comment b to section
affiliate them with the other candidate.” 454.
The term aliquot is also used in determining
a lien ee (= one to whom ownership o f property is whether a gift o f property in a will is a specific
transferred) is an unnecessary, and unnecessarily or a general legacy: “[B]equests o f all testator’s
allegedly 43
property, an aliquot part thereof, or all property [read not all their complaints] have merit, they
except certain things . . . have been held to too should be heard . . . .” William O. Douglas,
amount to general legacies.” Thomas E. Atkinson, Points o f Rebellion 14 (1970). Cf. e v e r y (c ) &
Handbook o f the Law o f Wills 733-34 (2d ed. e v e r y o n e . . . n ot.
1953). See leg a cy . C. And any. All follows a superlative adjective
cm ost o f all>; any follows a comparative adjective
a liu n d e (= from another source, from elsewhere) <more than any other>. Constructions such as
is a LATINISM with little justification in place more . . . than all are illogical— e.g.: “Thomp
o f an English equivalent. The phrase evidence son & Knight [a Dallas law firm] spent more time
aliunde, for example, means “evidence from out doing pro bono work than all Dallas law firms.”
side (an instrument, for example); extrinsic evi [Read Thompson & Knight spent more time doing
dence.” E.g., “Thereupon . . . counsel would pre pro bono work than any other Dallas law firm.]
sent their respective reviews o f the nature and See OVERSTATEMENT.
effect o f the state o f the record with respect to For any and all, see a n y a n d all.
the existence o f sufficient evidence aliunde [read
enough other evidence] to justify admission o f the all a n d sin g u la r is a collective equivalent o f each
testimony.” U.S. v. Azzarelli Constr. Co., 612 F.2d and every. It is almost always unnecessary—e.g.:
292, 297 (7th Cir. 1979). “Defendant denies each and every, all and singu
lar, the allegations [read all the allegations] con
A L J; A .L.J.; a.l.j. The usual abbreviation for ad tained in the plaintiffs original petition.” See
ministrative-law judge is ALJ (without periods)— DOUBLETS, TRIPLETS, AND SYNONYM-STRINGS.
an abbreviation first used in 1973 and now com
monplace. For the first recorded use, see Hawkins a ll d e lib e r a te sp eed . See w ith all d e lib e ra te
v. Weinberger, 368 F. Supp. 896, 897 (D. Kan. sp eed .
1973). The plural is ALJs. See a d m in istra tiv e-
la w ju d g e . a lle g a tio n ; a lleg em en t; allegatum . The second
The uses o f A.L.J. in late-19th-century Ameri and third forms are n e e d l e s s v a r i a n t s .
can opinions generally meant either additional
law judge or associate law judge. a lle g a to r = one who alleges. It is not often used,
even in legal writing, perhaps because o f its jocu
all. A. All (of). The more formal construction lar suggestiveness o f alligator.
is to omit o f and write, when possible, “AZZ the
arguments foundered.” E.g., “Appellant was to allegatum. See a lleg a tion .
guarantee unconditionally appellee’s performance
under the purchase agreement, including all ap a llege; c o n te n d . To allege is formally to state a
pellee’s obligations and liabilities.” When the matter o f fact as being true or provable, without
phrase is followed by a pronoun, all o f is the only yet having proved it. The word once denoted stat
idiomatic choice (all o f them, not all them), except ing under oath, but this meaning no longer ap
when the pronoun is possessive <all my personal plies. To contend, in the advocatory sense, means
property>. “to state one’s position in a polemical way, to
Before general nouns, all o f is more common in submit.” (In its popular sense, contend means “to
AmE than in BrE; nevertheless, it should gener strive against.”)
ally be avoided in formal writing. Rarely, all of Allege should not be used as a synonym o f
reads better than all even where a pronoun does assert, maintain, declare, or claim. Allege has
not follow—e.g.: “AZZ o f John’s property was there peculiarly accusatory connotations. One need not
fore subject to the IRS lien.” allege only the commission of crimes; but cer
B. With Negatives. Not all— as opposed to all tainly the acts alleged must concern misfeasances
. . . not—is usually the correct sequence in nega or negligence.
tive constructions. “It seems that all things were
not going well in Wheeler’s own unit.” (This ex a lleg ea b le; a lle g ib le . Allegeable is the only rec
panded version o f the idiomatic “All is not well” ognized form o f the word.
does not work. [Read either It seems that not all
things were going well or, better, It seems that all a lle g e d ly does not mean “in an alleged manner,”
was not well.])/ “However, all American courts as it would if the adverb had been formed as
did not reject it.” Roscoe Pound, The Formative English adverbs generally are. Follett considered
Era o f American Law 89 (1938). [Read: But not all adverbs like this one ugly and unjustified (esp.
American courts rejected it.]/ “Students rightfully reportedly). See Wilson Follett, Modern American
protest; and while all o f their complaints do not Usage 279 (1966). Yet allegedly is a convenient
44 allegement
space- and time-saver for it is alleged that or In the following sentence (Uniform Probate Code
according to the allegations. Though not logically 2-104), three words in a five-word phrase rhyme:
formed, allegedly is well established and unobjec “This section is not to be applied where its appli
tionable, if used in moderation. See r e p o rte d ly . cation would result in a taking o f intestate estate
by the state” [A possible revision: This section
a llegem en t. See a lleg a tion . does not apply when its application would result
in the escheat o f an intestate estate.] Although one
a lleg ib le. See a lleg ea b le. can avoid the use o f state, intestate estate is well-
nigh unavoidable. (The English Parliament en
A llen ch a rg e. See case r eferen ces (c ) & dyna acted the Intestates' Estate Act, 15 & 16 Geo.
m ite ch a rg e . VI & 1 Eliz. II, c. 64 (1952).) Sometimes one
wishes that we could use the terms willed and
a ller sans jo u r . See l o a n t r a n s l a t io n s . unwilled rather than testate and intestate: “It is
familiar law that the will is the source o f the
all fou rs. See o n all fou rs. beneficiaries' title in the case o f testate estates,
while in intestate estates the source o f title is the
a llid e; c o llid e . The former is used only in a statute.”
special context in reference to ships in admiralty One good way to avoid the infelicity o f undue
law. When two ships allide, one o f them is station alliteration is to read one's prose aloud when
ary; ships collide when both are moving before editing. See s o u n d o f p r o s e , t h e .
impact. Black’s notes that the distinction is not
carefully observed. See c o llis io n . a l l . . . n ot. See a l l ( b ).
At other times it merely creates a memorable years ago the verb might have been viewed as
phrase— e.g.: “[ JJudges do and must legislate but a barbarous m o r p h o l o g ic a l d e f o r m i t y , just as
they can do so only interstitially; they are con electrocute once was, we should accept allocute as
fined from molar to molecular motions.” Southern a useful addition to legal language. E.g., “The
Pac. Co. v. Jensen, 244 U.S. 205, 221 (1917) appellants assert that the district court erron
(Holmes, J., dissenting). eously found that it had no cause to allocute.”
B. U nconscious Examples. The unconscious Because allocution most properly refers to the
repetition o f sounds, especially excessive sibilance court's and not to the criminal defendant's ad
(too many -s- sounds, as in the phrase especially dress, it is the court that allocutes; this distinction
excessive sibilance), can easily distract readers: has given way to s l i p s h o d e x t e n s i o n , however:
“[W]hen used by accident it falls on the ear very “The trial judge denied the defendant the opportu
disagreeably.” W. Somerset Maugham, “Lucidity, nity to allocute.”
Simplicity, Euphony,” in The Summing Up 321,
325 (1938). a l l o c u t i o n ; allocutus. Allocution is inade
Though alliteration is quite common with -s- quately defined by the major dictionaries (usu.
sounds, other unconscious repetitions can occur. some variation on “a formal address”). In modem
allude 45
legal usage, the word refers to a trial judge’s lawyers borrowed the word from French law in
asking a criminal defendant to speak in mitiga the mid-19th century. Although Ballentine's Law
tion o f the sentence to be imposed. By SLIPSHOD Dictionary (3d ed. 1969) suggests that the word is
e x t e n s i o n , the word has come to denote the ac pronounced la-lanjl, the better and more common
cused person’s speech in mitigation o f the sen pronunciation is fd-lonj/.
tence, rather than the judge’s address asking the
accused to speak. E.g., “The contention o f this a llo w . A. Senses. Allow = (1) to give or grant
federal habeas corpus petitioner that he was not (something) as a right or privilege <she allowed
accorded his right o f allocution in state court her neighbor an easement>; (2) to approve by
fails to raise a federal question.” Allocutus is a not objecting <the court allowed appellee’s coun
n e e d l e s s v a r i a n t and an unnecessary LATINISM. sel to reply to the rebuttal>; (3) to make provision
See e l o c u t i o n . for <the rules allow depositions upon written
The phrase victim allocution— a popular phrase questions>; or (4) in BrE, to sustain (a judg
since the 1980s— refers to a crime victim’s ad ment, claim, or appeal) <the appeal should be
dressing the court with the objective usu. o f per allowed>.
suading the sentencer to impose a harsher sen B. A nd permit . The words allow and permit
tence. Arguably the result o f SLIPSHOD EXTENSION, have an important connotative difference. Allow,
the phrase is now established in American law. as in sense (2), suggests merely the absence o f
opposition, or refraining from a proscription. In
a l l o c u t o r y is the adjective corresponding to the contrast, permit suggests affirmative sanction or
noun allocution, q.v.— e.g.: “[T]he right to make approval.
allocutory and other legal claims should be made
effective by a right to counsel at sentencing.” a l l o w a b l e , though structurally an adjective, of
Note, Procedural Due Process at Judicial Sentenc ten functions as a noun in legal contexts. As a
ing for Felony, 81 Harv. L. Rev. 821, 833 (1968)./ noun it refers to the amount o f oil or gas that an
a[A]llocutory pleas for mercy would have been operator is allowed to extract from a well or field
unavailing and were not allowed.” Harris v. State, in one day, under proration orders o f a state
509 A.2d 120, 125 (Md. Ct. App. 1986). regulatory commission. E.g., “A well bottomed in
this sand had an allowable that would enable it
is the proper adjective, alodian being an
a llo d ia l to recover an amount o f oil and gas in excess
erroneous form. o f the tract’s fair share o f production from both
reservoirs.” See a d j e c t i v e s (B).
a l ( l ) o d i u m , -ia l . Black's and the OED list allo
dium ( = land held in fee simple absolute) as a ll r e a d y . See a l r e a d y .
standard, alodium as a variant; W3’s listing is
the opposite. Both forms may lay claim to etymo a l l r i g h t ; a l r i g h t . Alright for all right has never
logical precedent. Allodium seems to be the more been accepted as standard and probably never
common and, because unanimity is desirable on will be. Although the phrase is considered uni
this point, should be used to the exclusion o f its tary, the one-word spelling has not been recog
single-elled counterpart. The plural is generally nized “perhaps because the expression remains
allodia. largely an informal one” (Oxford Guide).
The adjective form is allodial—e.g.: “There re
mained scattered tracts of 'allodial* land (literally, a ll th e ; a ll th e s e . See a l l (a ).
land ‘without a lord*) which were not incorporated
into the system o f feudal tenure and whose own a ll to g e th e r . See a l t o g e t h e r .
ers did not even in theory become tenants.” Peter
Butt, Land Law 38 (2d ed. 1988). a llu de. A. A nd advert; refer. To allude is to
refer to (something) indirectly or by suggestion
a ll o f. See a l l (a ). only. To advert or refer is to bring up directly,
advert, q.v., being the more f o r m a l w o r d . Allude
a l l o g r a p h ; a u t o g r a p h . An allograph is an is commonly misused for refer; the indirect nature
agent’s writing or signature for the principal. An o f allusion is an important element o f the word’s
autograph, of course, is one’s own signature. sense. E.g., “In a work purporting to discuss the
ethical side o f practice, a passing allusion [read
a l l o n g e ( = a piece o f paper attached to a note or reference] to the subject seems eminently proper
other negotiable instrument, usu. to make room if not necessary.”/ “As the above notice contained
for further indorsements) derives from the French an allusion to the plaintiff, and also statements
verb allonger ( = to lengthen). Anglo-American that he considered were calculated to damage his
46 allusion
character and the credit o f his firm, a solicitor parked alongside another, and logs are stacked
was consulted, and a letter was written by him to alongside one another. It is unnecessary to write
the defendants, protesting against the plaintiff’s alongside o f
name being used as intended in the advertise
ment.” (Eng.) (Here the final phrase reveals that Already has to do with time
a lr e a d y ; a ll r e a d y .
the name was actually mentioned: that the publi <finished already>, and all ready with prepara
cation contained a reference, not an allusion, to tion <we are all ready>.
the plaintiff.) In the following sentence the writer
creates an OXYMORON: “There being no words ex- a lr ig h t. See a l l r i g h t .
pressly alluding [read referring] to that contin
gency, the court is to cure the defect by implica
a ls o . See t o o (a ).
tion.”
B. And illude; elude . To illude is to deceive
a l s o n o t is usually inferior to nor— e.g.: “The
with an illusion; to elude is to avoid or escape.
cases are also not [read Nor are the cases] in
Here elude is misused for allude, a startling blun
accord as to the effect o f an accidental killing o f
der: “That is the reason for the problem the dean
another during an attempt to commit suicide.”
was eluding to [read alluding to]"
Rollin M. Perkins & Ronald N. Boyce, Criminal
C. F or suggest. This is an attenuated use of
Law 122 (3d ed. 1982)./ “My motion pictures were
allude to be avoided. “Appellants attempt to al
also not very good.” [Read: Nor were my motion
lude [read suggest] that their assistance in evad
pictures very good.] Stephen White, The Written
ing Iranian currency controls and that rebating
Word x (1984).
money to appellee in American money was a ma
jor service that takes the contract outside the
purview o f the U.C.C.” Both words may act as
a lte r a tiv e ; a lte r a n t.
noun and adjective. As adjectives, they both mean
allu sion ; illu sion . The first is an indirect refer “causing alteration.” As nouns, however, the
ence <literary allusion>, the second a deception meanings diverge. An alterant is “anything that
or misapprehension coptical illu sion s For the alters or modifies.” Alterative is a term used in
difference between illusion and delusion, see illu medical contexts— though rarely now by physi
sion . cians—meaning “a medicine that gradually
changes unhealthy bodily conditions into healthy
A l l u s io n . See l it e r a r y a l l u s i o n (A). ones.”
allu sive; allu su ry. Allusive is standard. a l t e r c a t i o n . This word refers to “a noisy brawl or
dispute,” not rising to the seriousness o f physical
a llu vio(n ); a llu viu m . In the strictest sense, allu violence. Here the word is almost certainly mis
vion means “the flow or wash o f water against a used for fight in the physical sense: “While serving
riverbank,” and alluvium “a deposit o f soil, clay, a term o f imprisonment in a North Carolina peni
or the lack o f such a deposit caused by an allu tentiary, the respondent Perry became involved
vion.” Alluvion has come, however, to be used in an altercation with another inmate; a warrant
for alluvium— a regrettable development, for the issued, charging Perry with the misdemeanor o f
d if f e r e n t ia t io n is worth preserving. AUuvio is
assault with a deadly weapon.” Leff ill-advisedly
the Roman-law term for alluvion. wrote that “coming to . . . blows is not totally
The plural forms o f the English terms are allu excluded from the ambit o f this term,” and used
vions and alluviums (or, less good, alluvia). See it for a physical affray in his entry on aggressor.
p l u r a l s (A). The adjective for alluvium is alluvial,
Arthur A. Leff, The Leff Dictionary o f Law, 94
the forms alluvious and alluvian being NEEDLESS Yale L.J. 1855, 2003, 1981 (1985). For authority
v a r i a n t s . Alluvion has no clear-cut adjective; it
limiting the term to the sense “wordy strife,”
should act as its own adjective. see the OED, W2, W3, and Partridge, Usage and
Ahusage 27 (1973).
ally. As a noun, the accent is on the first syllable
/al-l/\ as a verb, on the second fo-h/.
(lit., “other I”) = a second self. To
a lte r e g o
when fraud has been perpetrated on third persons pleaded].”/ “Appellant based his claim on alter
dealing with the corporation.” The phrase should nate [read alternative] theories.”/ “The court per
not be hyphenated unless it functions as a mitted a damage action there despite the exis
p h r a s a l a d j e c t i v e <alter-ego theory>. tence o f the alternate [read alternative] remedy.”
The notion that an alternative is one o f two
altern a te; a ltern a tiv e. A. As Nouns. An alter choices is strongly enough rooted that two alterna
native is a choice or option— usually one o f two tives usually seems redundant: “Where a trust
choices, but not necessarily. It has been argued instrument contains two alternative conditions
by etymological purists that the word (fr. L. alter [read contains alternative conditions], o f which
“the other of two”) should be confined to contexts the first might be too remote and the second,
involving but two choices; Fowler termed this which actually occurs, is not too remote, the rule
contention a fetish, and it has little or no support is not violated.” In any event, because alternative
among other stylistic experts or in actual usage. suggests mutual exclusivity when referring to two
E.g., “None o f the three alternatives pretends to objects, either is redundant when used in proxim
show the sequence o f transactions.”/ “The defen ity: “A search o f the record in this case establishes
dant is directed to provide to the court within a likely absence o f complete diversity between the
fourteen days in affidavit form information con parties on either o f two alternative theories [read
cerning three alternatives.” on either o f two theories or on alternative theo
Indeed, alternative carries with it two nuances ries].”
absent from the near-synonym choice. First, alter
native may suggest adequacy for some purpose a lt e r n a tiv e d is p u te r e s o lu t io n ; a lt e r n a te d is
<ample alternative channels:»; and second, it may The proper form is alternative
p u te r e s o lu t io n .
suggest compulsion to choose *<the alternatives dispute resolution. The phrase is commonly abbre
are liberty and death>. viated ADR. See a l t e r n a t e ( b ).
Alternate, n., means: (1) “something that pro
a lth o u g h ; th o u g h . As conjunctions, the words
ceeds by turns with another”; and (2) “one who
are virtually interchangeable. The only distinc
substitutes for another.” It is helpful to under
tion is that although is more formal and dignified,
stand that alternative is called upon for use far
more frequently than alternate.
though more usual in speech and familiar writing.
In certain formal contexts, however, though reads
B. As A djectives. Alternative = mutually ex
better. Though serves also as an adverb <He
clusive; available in place o f another ( COD). E.g.,
stated as much, though>.
“Nevertheless, if he has failed to show an unlaw
Tho and altho are old-fashioned truncated spell
ful conspiracy and monopoly, he has under his
ings that were at one time very common but failed
alternative demand shown a cause o f action to
to become standard. They should be avoided.
recover damages from either or both o f the defen
dants.” was formerly a common con
a lth o u g h . . . y e t
Alternate = (1) coming each after one o f the struction; these two words were once considered
other kind, every second one; or (2) substitute. CORRELATIVE c o n j u n c t i o n s . Today the construc
This sentence illustrates sense (1) o f alternate: tion is seen only in the most formal contexts:
“The examination may be made either by one “Although the relation o f parent and child sub
person reading both the original and the copy, or sists, yet if the child is incapable o f performing
by two persons, one reading the original and the any services, the foundation o f the action fails.”
other the copy, and it is not necessary (except in (Eng.) In most modern contexts, either conjunc
peerage cases) that each should alternately read tion will suffice to give the same meaning as if
both.” (Eng.) Here sense (2) o f alternate applies: both were used.
“Statutes providing for alternate jurors to sit on
a case so that they can substitute for jurors ceas a l l t o g e t h e r . Altogether — com
a lto g e th e r ;
ing to sit on the case sometimes provide for addi pletely; wholly. “Such appeals are altogether frivo
tional peremptory challenges with respect to such lous.” All together = at one place or at the same
jurors.”/ “Thereafter, the testator decided he did time. “The defendants were tried all together.”
not wish to nominate this alternate executor.”
In the following sentences, alternate is misused alu m n u s. A. Sense. This term is obsolete as a
for alternative— a common mistake, perhaps un for foster-child; today it means only “a
l e g a l is m
derstandable because o f the close sense (2) o f male former student (of a particular school, esp.
alternate: “Nor does it appear likely that further an institution o f higher learning).” Strictly speak
conversations would have convinced counsel to ing, one need not be a graduate to be an alumnus.
pursue alternate [read alternative] defenses [i.e., One who abandons a course o f study is still an
defenses available in place o f the primary defense alumnus.
48 a.m., A.M.
B. The Plural Form s alumni and alumnae . ing a declaration). See law yer s, derogatory
The first, strictly speaking, refers to former stu NAMES FOR (A).
dents who are male; the singular form is alumnus.
The second refers to former students who are The first form, the En
a m b ie n c e ; a m b ia n c e .
female; the singular is alumna. Nowadays, how glish form, is preferable. The latter is a French
ever, alumni refers to males and females alike. ified affectation that has become a v o g u e w o r d .
The same is not true, however, o f alumnae, which See a m b i t .
can refer only to women. “Throughout its history,
the Securities and Exchange Commission has at A m b ig u it y , despite what many lawyers seem to
tracted lawyers o f the highest quality; among believe, inheres in all writing. Even the most
its alumnae [read alumni], for example, are Mr. tediously detailed documents that attempt to dis
Justice William Douglas, Judge Gerhard Gesell, pel all uncertainties contain ambiguities; indeed,
Professor Louis Loss, and Professor Homer usually the more voluminous the writing, the
Kripke.” This statement might come as a surprise more voluminous the ambiguities. (See MYTH OF
to the persons mentioned. p r e c i s i o n .) Nevertheless, we must strive to rid
A more common mistake than confusing the our writing o f ambiguities that might give rise to
gender o f these words is confusing their n u m b e r , misreadings. DRAFTING especially is a constant
as by using alumni or alumnae as a singular. battle against ambiguity—a battle that no one
That these are plural forms o f alumnus and can entirely win: “Ambiguity is inherent in any
alumna should be apparent to anyone with even language more complex than grunts, and even a
the faintest familiarity with Latin. grunt can be ambiguous.” Philip Howard, At the
C. And alumnor. An alumnor is one employed Double, and Be Rather Sharp About It, The Times,
to work with or at an ex-students’ association. 8 Feb. 1991, at 92.
The word is a m o r p h o l o g ic a l d e f o r m i t y , be The war against ambiguity should not be waged
cause the -or suffix should generally be appended by overwriting and attempts at hyperprecision
to a verb, and alumn is no verb. through exhaustive specificity. Rather, the legal
writer should work on developing a concise, lean,
a.m ., A.M .; p.m ., P.M . It does not matter whether and straightforward writing style, along with a
capitals or lowercase letters are used, as long as a sensitivity to words and their meanings. Once a
document is consistent throughout. The lowercase writer has acquired such a style, ambiguities tend
letters are now more common. The phrases for to become more noticeable, and therefore easier
which these abbreviations stand are ante merid to correct. (See p l a in l a n g u a g e (D).) At the same
iem and post meridiem, not meridian. Periods are time, an increased linguistic sensitivity allows
preferred in these abbreviations. one to see ambiguities in what might previously
have seemed a model o f clarity.
Some d if f e r e n t ia
a m a lg a m ; a m a lg a m a tio n . What exactly is an ambiguity? William Empson,
is possible. Amalgam, the older term, means
t io n the greatest expounder o f ambiguity, has defined
“a combination” <a perfect amalgam o f virtuosity it as “any verbal nuance, however slight, which
and elegance>. Amalgamation means primarily gives room for alternative reactions to the same
“the act o f combining or uniting; consolidation” piece o f language.” William Empson, Seven Types
<effecting an amalgamation o f the companies>. o f Ambiguity 19 (1930; Penguin ed. 1977). Courts
Amalgamation is best avoided in the sense given tend to define ambiguity more narrowly: “An ‘am
to amalgam. biguous’ word or phrase is one capable o f more
than one meaning when viewed objectively by a
a m a to ry . See a m o r o u s . reasonably intelligent person who has examined
the context o f the entire integrated agreement
a m b a s s a d o r ; e m b a s s a d o r . The former is the and who is cognizant o f the customs, practices,
preferred spelling. See e m b a s s y . usages and terminology as generally understood
in the particular trade or business.” Walk-In Med
a m b ia n c e . See a m b i e n c e . ical Ctrs., Inc. v. Breuer Capital Corp., 818 F.2d
260, 263 (2d Cir. 1987).
a m b i d e x t e r = a solicitor who, retained by one Ambiguity should be distinguished from
party to litigation, abandons that party for the vagueness:
adversary. E.g., “He is a d------ d rascal, and an
It is unfortunate that many lawyers persist in using
immoral and base man, and unless ignorance o f
the word ambiguity to include vagueness. To subsume
the law makes a lawyer he is no lawyer—he is both concepts under the same name tends to imply that
an ambidexter and a disgrace to his profession.” there is no difference between them or that their differ
Goodenow v. Tappan, 1 Ohio 60, 61 (1823) (quot ences are legally unimportant. Ambiguity is a disease
Ambiguity 49
of language, whereas vagueness, which is sometimes a though it were a person, it pays taxes, it may
disease, is often a positive benefit. . . . Whereas ambigu apply for business licenses in its own name, it
ity in its classical sense refers to equivocation, vagueness
may have its own bank account, it may have its
refers to the degree to which, independently of equivoca
tion, language is uncertain in its respective applications own seal, and so forth.” All the its in this sen
to a number of particulars. Whereas the uncertainty of tence have the antecedent entity. Yet, because
ambiguity is central, with an ‘either-or’ challenge, the o f the placement o f the first it, one is led to
uncertainty of vagueness lies in marginal questions of believe that the later ones will have a parallel
degree. structure (“as though it were a person, as
Reed Dickerson, The Interpretation o f Statutes
though it pays taxes, as though it may apply
48-49 (1975).
. . .”). Thus the reader is syntactically side
O f course, even highly reputed legal writers tracked for a moment.
confuse the two terms— e.g.: “[A] written constitu
2. Poorly Placed Modifiers
tion must be enormously ambiguous [read vague]
in its general provisions.” Edward H. Levi, An • “No well shall be drilled within 200 feet o f any
Introduction to Legal Reasoning 59 (1949; repr. residence or b am now on said land without
1972)./ “A wise draftsman, when he is dealing lessor's consent.” No well may be drilled without
with novel issues in course- of uncertain develop the lessor’s consent? (This, obviously, is the
ment, will deliberately retreat into ambiguity intended meaning.) Or is it that the bam must
[read vagueness—there being no such thing as be on the land without the lessor’s consent?
“purposeful ambiguity”].” Grant Gilmore, The • “The court concluded that literacy tests had
Death o f Contracts 76 (1974). abridged the right to vote on account o f race or
Dickerson, o f course, discusses ambiguity from color.” The right to vote on account o f race or
the vantage o f the legal drafter rather than that color was abridged? No: the right to vote was
o f the poet; for the latter, ambiguity is hardly abridged on account o f race or color.
“a disease o f language.” As Empson has so well • “Fear that a jury will wrongly convict an inno
demonstrated, in literature it is often “a positive cent man o f rape because it believes a woman
benefit.” who is ambivalent or deceitful after the fact
Following are some examples o f the more com historically has pervaded the law o f rape.” Les
mon types o f ambiguity in legal writing. Some o f lie J. Harris, Book Review, 66 Tex. L. Rev. 905,
these are equivocal only in a technical (or stick 905 (1988). Ambivalent or deceitful historically?
ler's) sense (i.e., are patent ambiguities); others No: historically is a squinting modifier that
create real dilemmas in meaning (i.e., are latent should be placed in the midst o f the verb phrase:
ambiguities); either way, these ambiguities de has historically pervaded. See ADVERBS, PROB
tract from the context in which they appear. LEMS WITH (A).
A . U n c e r ta in S tr e s s . “Even if a merchant sells • “As such, the court would be correct in ordering
a product, if he was not engaged in selling that a partial distribution o f the amounts o f the fund
particular product in the normal course o f busi that has been sought in the motion.” Does the
ness, he may not be held liable.” Read the sen relative pronoun that refer to fund, amounts,
tence once stressing may, the next time stressing or distribution? Seemingly the last o f these,
not in the final clause. Rewording the sentence because the verb (has) is singular—and fund is
eliminates the ambiguity. Assuming the writer not logically the right word. Amounts is the
meant to say that the merchant is immune from right word logically, but it does not fit with has.
liability (and not that he might or may be im • “This chilling tale, told in a 13-page report re
mune), he might better have written: he cannot leased today by Edward F. Stancik, the Special
be held liable (see c a n ) or he is not subject to Commissioner o f schools, raised serious ques
liability. See m a y . tions about the detection and reporting o f child
B. Syntax. The ordering o f sentence-parts is abuse by school officials” Josh Barbanel, Girl
basic to clarity. When phrases are arranged with Writes About Rape by Father but School Ignores
little reflection, ambiguities are certain to arise. Plight, N.Y. Times, 5 Feb. 1993, at B l. Readers
may infer that the story is about child abuse by
1. Verbal Correspondence
school officials', in fact, however, it is about
• “The parties shall make every reasonable effort detection and reporting by school officials.
to agree on and have prepared as quickly as • “Israeli police officers pulled tires away from a
possible a contract . . . .” Should the sentence burning fire lit in response to the slayings by
read “to have prepared”? Does have correspond Jewish protesters Tuesday.” 2 Israeli Police
syntactically to shall, to make, or to agree? The Gunned Down, Daily Texan, 31 Mar. 1993, at 3
three possible meanings vary substantially. (adding that “[p]olice blamed militant Arabs for
• “The artificial entity may sue or be sued as the pre-dawn slayings”). Is it slayings by Jewish
50 ambit
protesters or fires lit by Jewish protesters? though, the term was a misnomer from the begin
Though the latter interpretation seems more ning because Gatner would not reach the injured
far-fetched, that is what the writer intended. person until hours later—and often the next day.
See Murray T. Bloom, The Trouble with Lawyers
N O U N P L A G U E exemplifies one type o f poorly
118-19 (1970). See l a w y e r s , d e r o g a t o r y n a m e s
placed modifiers. For example, alimentary canal FOR (A).
smuggling was intended by the U.S. Supreme
Court to mean “smuggling contraband goods by a m b u la to ry (lit., “able to walk”) has a special
concealing them temporarily in one's gut.” But sense in the law o f wills: “taking effect not from
the phrase suggests “the smuggling o f alimentary when [the will] was made but from the death o f
canals.” E.g., “A divided panel . . . reversed [de the testator” ( CDL), or “capable o f being revised.”
fendant's] convictions, holding that her detention A will is ambulatory because it is revocable until
violated the Fourth A m endm ent. . . because the the testator's death. E.g., “The holding o f the
customs inspectors did not have a ‘clear indica chancery court was based on the proposition that
tion' of alimentary canal smuggling at the time a will is ambulatory, speaks only at the death o f
she was detained.” U.S. v. Montoya de Hernandez, the maker, and the 1955 will having been de
473 U.S. 531, 533 (1985). stroyed in the lifetime o f the testatrix, it never
C. Poor Word Choice. “No one has ever told had the effect o f revoking the 1954 will.”
them how to edit syntactic confusion into clear
prose.” Joseph Williams, Style: Ten Lessons in a m eliora te; m e lio ra te . Ameliorate is the stan
Clarity and Grace 4 -5 (1981). To get at the au dard term meaning “to make or become better.”
thor's true sense, read transform for edit. Other E.g., “These anomalies appear sufficiently en
wise, edit . . . into can read as if it were insert meshed in the current tangled web o f jurispru
. . . into. dence on this subject to be beyond amelioration
These problems are remedied easily enough by by a panel o f this court.”/ “Society's view o f land
thoughtful attention to one's prose, and by editing as a commercial asset plays an important part in
and revising with the realization that legal writ the law o f ameliorative waste.” Meliorate is a
ers harm only themselves when they burden read NEEDLESS VARIANT.
ers with these dilemmas in meaning. Drafters It is incorrect to use ameliorate as if it meant “to
who commit these sins do their clients a disser lessen”: “The First, Second, and Eleventh Circuits
vice, unless, of course, the clients enjoy litigation found that any resort to Iranian courts to recover
for the sake o f litigation. Cf. M ISCUES. the movants' monetary losses, should the prelimi
nary injunction be denied, would be futile and
The former means “scope,” the
a m b it; a m b ie n c e . that the Iran-United States Claims Tribunal did
latter “the immediate environment; atmosphere.” not ameliorate [read lessen] the likelihood o f irrep
Here the former is correctly used: “Yet this very arable injury.”
narrow ambit o f judicial review does not release
us from our responsibility to scrutinize the record a m e lio ra tin g w aste. See w aste.
in its entirety to determine whether substantial
evidence does support the Secretary's findings.” a m en a b ility ; am en ity. These words, o f unre
See a m b i e n c e . lated origin, are occasionally confused. Amenabil
ity = legal answerability; liability to being
c h a s e r = (1) a lawyer who ap
a m b u la n c e brought to judgment <amenability to the jurisdic
proaches victims of street accidents in hopes o f tion o f the foreign forum>.
persuading them to sue for damages; (2) a law Amenity = (1) agreeableness; (2) something
yer's agent who engages in this activity; (3) by that is comfortable or convenient; or (3) a conve
extension, one who solicits personal-injury cases nient social convention. Here the word is almost
for a lawyer, usu. in return for a percentage o f certainly misused: “Fiat moved to dismiss the
the recovery (today an illegal activity in most action against it for lack of personal jurisdiction,
jurisdictions); or (4) by further extension, one who arguing that it was . . . not susceptible to the
seeks to profit from the misfortunes o f others amenities o f a Massachusetts forum [read not
cthat politician is nothing more than a foreign- amenable to the Massachusetts forum].”
policy ambulance-chaser>.
The first so-called ambulance chaser—and the a m en a b le takes the preposition to <amenable to
reputed coiner of the term—was Abraham process>.
Gatner, who in 1907 persuaded a New York law
firm to let him sign up accident victims on re a m en d ; e m en d . Both derive from the Latin verb
tainer agreements for the law firm. Actually, emendare ( = to free from fault). Amend = (1) to
amicus curiae 51
put right, change; or (2) to add to, supplement. v. Employers Liab. Assurance Corp., 348 U.S. 66,
This is the general word; the other is more special 75-76 (1954)./ “When we provided . . . that costs
ized. Emend = to correct (as a text). were to be awarded to defendants and interve-
Amend out has been used to mean “to excise.” nors, we did not intend to amerce the plaintiffs
E.g., “This provision, essentially the same as that with [read hold the plaintiffs liable for] all of
in the Senate bill, was amended out on the House the costs o f the litigation since its inception.”
floor.” Taken out, cut out, or excised would have Environmental Defense Fund, Inc. v. Froehlke,
been more felicitous. See p a r t ic l e s , u n n e c e s 368 F. Supp. 231, 254 (W.D. Mo. 1973). See af-
sary & o u t (a ). fe e r.
The nominal forms o f amend and emend are
amendment and emendation. a m e rce m e n t; a m e rcia m e n t; m ercia m en t.
Amercement [fr. F. estre à merci “to be at [one’s]
a m en d a tory ; a m en d a b le. Amendatory = ef mercy”] = (1) the imposition o f a fine; or (2) the
fecting an amendment; amendable = capable of fine so imposed. Usually fining (sense 1) or fine
being amended. (sense 2) suffices in place o f this little-known
word. Sometimes, though, an appropriate edit is
a m en d ed p lea d in g . See su p p lem en ta l not at all apparent—e.g.: “It appears that an
p lea d in g . amercement proceeding may properly be initiated
by motion in the principal action.” Vitale v. Hotel
am en d m en t = (1) a legislative change in a stat California, Inc., 446 A.2d 880, 882 n .l (N.J. Su
ute or constitution, usu. by adding provisions not per. Ct. 1982).
in the original; or (2) the correction o f an error Amerciament and merciament are archaic vari
or the supplying o f an omission in process or ants. See a ffeer.
pleadings. This noun may take either to or of,
usually the former—e.g.: “The continuing epi B r i t i s h i s m s . Throughout
A m e r ic a n is m s a n d
sodes o f protest and dissent in the United States this book Americanisms are labeled “AmE” and
have their basis in the First Amendment to the Britishisms are labeled “BrE.” For guidance on
Constitution, a great safety valve that is lacking distinctions not covered here, see Norman W.
in most other nations o f the world.” William O. Schur, English English (1980); Norman Moss,
Douglas, Points o f Rebellion 3 (1970). British /American Language Dictionary (1984);
and Martin S. Allwood, American and British
a m en ity. See am en a b ility . (1964). For differences in editorial style, compare
The Chicago Manual o f Style (14th ed. 1993) with
a mensa et thoro (lit., “from board and bed”) is Judith Butcher, Copy-Editing: The Cambridge
a standard phrase in canon law denoting a decree Handbook (2d ed. 1981).
o f divorce— now generally outmoded because it
does not permit remarriage— that was the fore a m ica b le ; a m ia b le. The former we borrowed
runner of m odem judicial separation. (Such a from Latin, the latter from French; but the two
divorce is distinct from the later divorce a vinculo forms are at base the same word. Useful d if f e r
matrimonii, which does allow remarriage.) The e n t i a t i o n has emerged to set these words apart,
LATINISM seems little justified today. “This was however. Amiable applies to persons <an amiable
only a divorce a mensa et thoro, equivalent to judge>, amicable to relations between persons
the m odem judicial separation and infrequent at <an amicable settlem ents
that.” (Eng.)/ “In Barber v. Barber, the Supreme
Court held that a wife could sue in federal court a m ica b le a ctio n . See fr ie n d ly suit.
in Wisconsin on the basis o f diversity o f citizen
ship to enforce a New York state court decree a m icu s b r ie f. One amicus brief, two amicus
granting her a divorce a mensa et thoro” The briefs—not amici briefs. E.g., “An aberration of
phrase divorce from board and bed is sometimes the norm occurred in Chadha: both petitioner
used instead. See d iv o r c e . Chadha and the respondent Justice Department
were allowed to reply to the amici briefs [read
a m e rce = (1) to fine; (2) to punish; or (3) to hold amicus briefs]” Barbara H. Craig, Chadha: The
liable. Today, it is little more than a pretentious Story o f an Epic Constitutional Struggle 104
l e g a l is m — e.g.: “To treat that clause as though it (1988). See a m icu s cu ria e .
were a redundant or an insubstantial part o f the
agreement is to flout familiar experience o f the a m icu s cu ria e ; fr ie n d o f th e co u rt. The Latin
readiness o f juries to amerce insurance companies phrase is well established, and is not likely to be
[read hold insurance companies liable].” Watson replaced in legal writing by its l o a n t r a n s l a -
52 amid(st)
TION, friend o f the court. At times lawyers have curiae, is primarily journalistic; it appears in
forgotten the role of the amicus curiae—“one who, many newspapers and journals with a general
not as [a party], but, just as any stranger might, appeal. E.g., “In a friend-of-the-court brief, the
for the assistance o f the court gives information home builders say that permitting lawsuits for
o f some matter o f law in regard to which the court damages would show that the Supreme Court
is doubtful or mistaken, rather than one who recognized 'limits on local regulatory powers that
gives a highly partisan account o f facts.” New destroy private property rights.’ ” Wall St. J., 9
England Patriots Football Club, Inc. v. University Jan. 1985, § 2, at 25. Even this translated phrase,
o f Colorado, 592 F.2d 1196, 1198 n.3 (1st Cir. however, must baffle the lay reader not familiar
1979) (ellipses omitted). with court practice. The translation is therefore
Amicus-curiae practice is less restricted in the o f limited value. See l o a n t r a n s l a t i o n s .
U.S. than in England, where “it is customary to The plural o f amicus curiae is amici curiae.
invite the Attorney General to attend, either in Frequently the singular is wrongly used for the
person or by counsel instructed on his behalf, to plural: “The practice is particularly used in the
represent the public interest, [although] counsel U.S. Supreme Court, where organizations deeply
have been permitted to act as amicus curiae [read interested in an area o f constitutional law . . .
amici curiae?] on behalf o f professional bodies will frequently petition for and be granted permis
(e.g., the Law Society)” ( CDL). In the U.S., virtu sion to participate as amicus curiae [read amici
ally anyone with interests affected by the litiga curiae].” Arthur A. Lef!7 The Leff Dictionary o f
tion, or indeed with political interest in it, may, Law, 94 Yale L.J. 1855, 2012 (1985)./ “The utili
when represented by counsel, be approved as an ties may seek to present their views as amicus
amicus curiae. curiae [read amici curiae], and leave to do so
Amicus is frequently used as an elliptical form is here granted.”/ “Counsel for respondents, as
o f amicus curiae. E.g., “This amicus believes in amicus curiae [read amici curiae], assert that
an absolute prohibition o f the practice.”/ “The conclusion as their principal argument before this
court also rejected the state’s contention that court.”
since the United States is only an amicus, it The singular is pronounced /d-mee-kds-kyoor-
cannot ask for affirmative relief.” Amicus also ee-ll and the plural /d-mee-kee-kyoor-ee-il or !d-
serves as an elliptical adjective: “Texas also failed mee-see/. Another acceptable pronunciation o f the
to seek intervention or file an amicus brief in a first word— a common pronunciation in AmE—is
Second Circuit case directly reviewing the con lam-3-kssl.
tract rates.”
Amicus is sometimes even used as an ellipsis a m id (st); in th e m id st o f; m id; ’m id . Amid and
for amicus brief: “In its amicus, El Salvador ex amidst are somewhat learned, to the degree that
plains its interest in securing the ultimate reloca they have been branded bookish or quaint. The
tion of the pilot station o f what it views as its charge may be unjust, for amid(st) has its uses
national carrier.” Airline Pilots Ass'n Infl, AFL - (see a m o n g (b )). AmE prefers amid, and BrE
CIO v. TACA Inti Airlines, S.A., 748 F.2d 965, amidst, in AmE, amidst is considered a literary
971 (5th Cir. 1984). This ellipsis is perhaps too word. In the midst o f is an informal and wordy
elliptical, because amicus does not readily suggest equivalent. The preposition mid is poetic in all but
itself as a shortened form o f amicus curiae brief traditional phrases (e.g., midnight, midstream) or
or amicus brief, either o f which should have ap scientific uses; if the word is appropriate, how
peared in the quoted sentence. See a m icu s b rie f. ever, mid is better than ymid.
Although the modern trend is to place the
phrase before the noun it modifies, amicus curiae a m ok ; am u ck . Usage authorities once held
is often used as a p o s t p o s it iv e a d j e c t iv e — e.g.: firmly to the idea that amuck is preferable to
“The conclusion o f the Administrator, as ex amok— solely on the mistaken notion that amuck
pressed in the brief amicus curiae, is that the is older in English and amok (though a better
general tests point to the exclusion o f sleeping transliteration o f the Malaysian word) was a late-
and eating time o f these employees from the work coming “didacticism.” In fact, both forms date
week and the inclusion o f all other on-call time.”/ from the 17th century. And, in any event, amok
“When he represents no new questions, a third is by far the more common spelling today—e.g.:
party can contribute usually most effectively and “[T]here are important exceptions— exceptions
always most expeditiously by a brief amicus cu that ought sufficiently to demonstrate the possi
riae and not by intervention.” See p o s t p o s it iv e bility that the linguistic sense of a profession
ADJECTIVES. can run amok.” Lon L. Fuller, Legal Fictions 22
Friend o f the court, as an equivalent o f amicus (1967)./ “RICO is a statute run amok and no one
anachronism 53
is beyond its reach.” Rick Boucher, Trying to Fix or (3) indicative o f love. Amative is a n e e d l e s s
a Statute Run Amok, N.Y. Times, 12 March 1989, Amatory = of, relating to, or expressing
v a r ia n t .
adverse spousal testimony ‘the merest anachro a n a ly s t; a n a ly z e r ; a n a ly z is t. The last two are
nism in legal theory and an indefensible obstruc NEEDLESS VARIANTS.
tion to truth in practice/ ” Parachronism is a
NEEDLESS VARIANT of anachronism. a n a l y t i c ( a l ) . No d if f e r e n t ia t io n has surfaced
A prochronism is a reference to an event at an between the two forms. The shorter generally
earlier date than the true date. An archaism is serves better, although occasionally the longer
something archaic, outmoded, or old-fashioned. form may be more euphonious, as where another
E.g., “Death statutes have their roots in dissatis -al adjective is proximate: “In most cases, the
faction with the archaisms o f the law that have court treats the validity o f a particular allegedly
been traced to their origin in the course o f this charitable trust as a legal issue to be decided
opinion.” See a r c h a i s m s . largely by analytical and historical methods.”/
“But the use o f civilian treatises by English and
a n a ch ro n istic; a n a ch ro n o u s; a n a ch ro n ic. American analytical and historical jurists had led
The last two are n e e d l e s s v a r ia n t s . to attempts to force common-law institutions and
doctrines into civilian molds which retarded their
a n a co n d a cla u se. See M o th e r H u b b a rd effective development” (Roscoe Pound).
clau se.
a n a ly tic a l ju r is p r u d e n c e = a method o f legal
an alects; an alecta. In both AmE and BrE, the study that examines lãw purely in its existing
English plural (analects) is preferred to the Greek structure (without resort to its history), classifies
(analecta). its terms and concepts, and denies the law any
validity unless it derives from or is sanctioned by
a determinate sovereign. E.g., “Austin, the father
an alog. See an alogy,
o f English analytical jurisprudence, viewed all
law as essentially a command o f the sovereign
a n alogism . See an alogy.
power.” H.G. Hanbury, English Courts o f Law 15
(2d ed. 1953).
a n a log ou s; a n a log ica l. These words mean dif An adherent to this view o f the law is typically
ferent things. Analogous Id-nal-d-gdsl = similar referred to as an analytical jurist— e.g.: “Early
in certain respects. The word should be avoided in this century English and American analytical
where similar suffices; the two are not perfectly jurists produced a good deal o f scholarship that
synonymous. resembles the work o f legal science in a number
Analogical /an-d-loj-i-kdl/ = of, by, or express o f ways, and a revival o f analytical jurisprudence
ing an analogy. E.g., “In Anglo-American law we is now going on in the common law world.” John
do not think of analogical development o f the H. Merryman, The Civil Law Tradition 85 (1969).
traditional materials o f the legal system as inter See j u r i s t . Cf. s o c i o l o g i c a l j u r i s p r u d e n c e .
pretation.” Roscoe Pound, An Introduction to the
Philosophy o f Law 51 (1922; repr. 1975). a n a l y z a t i o n , a pseudo-learned variant o f analy
sis, has no place in the language— e.g.: “Defense
a n a logy ; a n a log (u e); an alogism . An analogy is counsel was then provided with ample opportu
a corresponding similarity or likeness; in logic, nity to cross-examine to expose any weaknesses
analogy means “an inference that, if two or more in Wagenhofer’s credentials or process o f analyza
things are similar in some respects, they must be tion [read analysis]” U.S. v. Bartley, 855 F.2d
alike in others.” 547, 552 (8th Cir. 1988).
An analogue is a thing that is analogous to
something else. E.g., “The Esso decision suggests The former is AmE, the latter
a n a ly z e ; a n a ly s e .
that analogues to such traditional equity doc BrE. Analyse does not merit a bracketed sic when
trines as laches, election of remedies, and estoppel quoted in an American publication, as here: “The
may justify a finding o f peculiar circumstances.” dust jacket tells us: ‘In this book, the author
(The spelling analog should be confined to techni brings to bear empirical evidence and legal theory
cal contexts involving physics or computers.) in a critical comparison o f English and American
Analogism is a term meaning “reasoning by discovery, and analyses [sic] and evaluates the
analogy.” differences between the two systems.” Book Re
view, 61 Tex. L. Rev. 929, 929 (1983). See sic (Á).
analyse. See an alyze.
a n a ly z e r ; a n a ly z is t. See a n a l y s t .
an alysis. See an aly zation & in th e final a n a l
ysis. ananym . See a n o n y m .
and 55
anarchy, -ic(al), -ial; anarchism, -ist(ic). An possibility o f such emergencies, ought ever to
archism is a political theory antithetical to any have the option o f making use o f them.” The
form o f government; anarchy is a state or quality Federalist No. 36, at 223 (Alexander Hamilton)
o f society. Only anarchy ( = lawlessness, disorder) (Clinton Rossiter ed., 1961).
has pejorative connotations. Here anarchism is • “This period gave rise to what came to be called
misused for anarchy: “Unless we find a better the law merchant, and saw the hesitant but
way o f working together, sheer anarchism [read unmistakable beginnings o f the law o f intellec
anarchy] will result.” The preferred adjectival tual and industrial property. And it is to these
forms are anarchic and anarchist times that we may trace in recognizable form
the patterns o f m odem shipping and its associ
a n cesto r. Only in legal writing does the term ated law.” Grant Gilmore & Charles L. Black,
ancestors include parents as well as grandparents Jr., The Law o f Admiralty 5 (2d ed. 1975).
and others more remote. Nonlawyers do not gen • “Acts o f Parliament after all are very real laws,
erally think o f their fathers and mothers as ances as lawyers would unhesitatingly agree. And
tors. See a s c e n d a n t ( b ). Acts o f Parliament have a very tangible ‘exis
te n c e /” P.S. Atiyah, Law and Modern Society
a n c i l l a r i t y = the quality o f being ancillary or o f 1-2 (1983).
maintaining ancillary jurisdiction (in the U.S., • “Despite errors and failings, Blackstone did
jurisdiction assumed by the federal courts for manage to put in brief order the rank weeds of
purposes o f convenience to the parties, although English law. But even his picture was partial
the reach o f the jurisdiction exercised extends and defective, like a dictionary that omitted all
beyond the constitutional or congressional grant). slang, all dialect, all colloquial and technical
Ancillarity is not recorded in any dictionary, but words. And even this imperfect guide was not
is gaining ground as a legal term— e.g.: available to colonials before the 1750s.” Law
rence M. Friedman, A History o f American Law
• “Hence it seems quite clear that as concerns
21 (2d ed. 1985).
venue there are what may be termed ‘degrees
• “The judges allowed shifting uses; that is, where
of ancillarity.’ ” Lesnik v. Public Indus. Corp.,
a fee was to pass from one person to another
144 F.2d 968, 976 (2d Cir. 1944).
upon a contingency. And they allowed springing
• “Many early decisions seem to go beyond this
uses . . . .” J.H. Baker, An Introduction to En
limited concept o f ancillarity.” Chicago & North
glish Legal History 326 (3d ed. 1990).
W. Transp. Co. v. Atchison, Topeka & Santa Fe
Ry., 367 F. Supp. 801, 805 n .l (N.D. 111. 1973).
See SU PERSTITIO NS (D).
• “[T]here may be three possible bases for the
B. F or or. Oddly, and is frequently misused for
exercise o f federal subject-matter jurisdiction
or where a singular noun, or one o f two nouns, is
over these third-party claims: admiralty, diver
called for. E.g., “Prisoners’ cases are usually heard
sity, or ancillarity.” Joiner v. Diamond M Drill
before federal magistrates and district judges.”
ing Co., 677 F.2d 1035, 1038 (5th Cir. 1982).
This construction wrongly implies that magis
• “The concept o f ancillarity may explain deci
trates and district judges go together—that is,
sions which hold that actions to enforce an ali
that they hear such cases at the same time. The
mony or custody decree are outside the diversity
true sense of the sentence is “magistrates or dis
jurisdiction if the decree remains subject to
trict judges.”
modification by the court that entered it.” Lloyd
Sloppy drafting sometimes leads courts to rec
v. Loeffler, 694 F.2d 489, 492 (7th Cir. 1982).
ognize that and in a given context means or, much
to the chagrin o f some judges— e.g.: “We give
and. A. Beginning Sentences. It is rank su
our language, and our language-dependent legal
perstition that this coordinating conjunction can
system, a body blow when we hold that it is
not properly begin a sentence. And for that mat
reasonable to read ‘or’ for 'and.9” MacDonald v.
ter, the same superstition has plagued but, q.v.
Pan Am. World Airways, Inc., 859 F.2d 742, 746
But this transitional artifice, though quite accept
(9th Cir. 1988) (Kozinski, J., dissenting).
able, should be sparingly used; otherwise the
For the opposite mistake—or for and— see the
prose acquires an undesirable staccato effect.
third bulleted quotation under a n c i l l a r i t y . For a
The very best legal writers find occasion to
fuller discussion o f the ambiguities caused by
begin sentences with and— e.g.:
these words, see o r (a ).
• “There are certain emergencies o f nations in C. In Enumerations. Legal writers have a ten
which expedients that in the ordinary state of dency, especially in long enumerations, to omit
things ought to be forborne become essential to and before the final element. To do so in legal
the public weal. And the government, from the writing is often infelicitous: the reader is jarred
56 and etc.
by the abrupt period ending the sentence and device to conceal rather than express meaning.”
may even wonder whether a part o f the enumera Employers3 Mut. Liab. Ins. Co. v. Tollefsen, 263
tion has been inadvertently omitted. One may N.W. 376, 377 (Wis. 1935) (per Fowler, J.). An
occasionally omit and before the final element in other court has stated: “ [T]o our way o f thinking
an enumeration with a particular nuance in mind: the abominable invention and/or is as devoid o f
without and the implication is that the series meaning as it is incapable o f classification by the
is incomplete— rhetoricians call this construction rules o f grammar and syntax.” American Gen.
“asyndeton”; with and the implication is that the Ins. Co. v. Webster, 118 S.W.2d 1082, 1084 (Tex.
series is complete. This shade in meaning is in Civ. App.— Beaumont 1938) (per Combs, J.).
creasingly subtle in modem prose. For examples These views, in retrospect, are more amusing
drawn from the writings o f Benjamin N. Cardozo, than insightful. And/or, though undeniably
Karl Llewellyn, and Gerald Gunther, see Bryan clumsy, does have a specific meaning (* and/or
A. Gamer, The Elements o f Legal Style 159-60 y = x or y or both). But, though the phrase saves
(1991). a few words, it “lends itself . . . as much to
Finally, on the question o f punctuating enumer ambiguity as to brevity . . . it cannot intelligibly
ations, the best practice is to place a comma before be used to fix the occurrence o f past events.” Ex
the and introducing the final element. See PUNC parte Bell, 122 P.2d 22, 29 (Cal. 1942). And/or
TUATION ( 0 ( 2 ) . “commonly mean[s] ‘the one or the other or b o th /”
Amalgamated Transit TJnion v. Massachusetts,
a n d etc. See etc. 666 F.2d 618, 627 (1st Cir. 1981). (See the quota
tion under a m p h i b o l o g y .) This definition sug
a n d h is ch ild re n ; a n d h e r c h ild re n . This gests the handiest rewording: a good way to avoid
phrase ought to be avoided in wills because it the term is to write unlawful arrest or malicious
gives rise to an interpretative dilemma: is the prosecution, or both, instead o f unlawful arrest
phrase one o f limitation, i.e., does it indicate the and/or malicious prosecution.
size of the estate given? Or is it one o f purchase, Sometimes and/or is inappropriate substan
i.e., does it indicate a gift also to the afterborn tively as well as stylistically. Many types o f legal
children themselves? See w o r d s o f p u rch a se . documents have been spoiled by the indeci
siveness o f and/or:
a n d h is h eirs; an d h e r h e irs. These phrases are
• a finding o f fact (“associate and/or employ”);
quintessential pre-20th-century t e r m s o f a r t —
• a pleading (“office and/or agent”);
pieces o f magical language— formerly necessary
• an affidavit (“fraud and/or other wrongful act”);
to create a fee-simple interest. They are no longer
• a will (“to Ann and/or John”);
necessary, as it is now possible to say, “I convey
• an indictment (“cards, dice, and/or dominoes”);
to you Blackacre in fee simple,” and the words
• a judgment (in an action that described the
will have that very effect.
plaintiff by the formula Jones and/or Jones,
Inc.).
an d /or. A. General Recom m endation. A legal
and business expression dating from the mid-19th Courts have not been kind to the word—e.g.: [T]he
century, and/or has been vilified for most o f its highly objectionable phrase and/or . . . has no
life— and rightly so. The upshot is that “the only place in pleadings, findings o f fact, conclusions o f
safe rule to follow is not to use the expression in law, judgments or decrees, and least o f all in
any legal writing, document or proceeding, under instructions to a jury. Instructions are intended
any circumstances.” Dwight G. McCarty, That to assist jurors in applying the law to the facts,
Hybrid “and/or ” 39 Mich. State B.J. 9 ,1 7 (1960). and trial judges should put them in as simple
Many lawyers would be surprised at how easy language as possible, and not confuse them with
and workable this solution is. See e ith e r (d ). this linguistic abomination.” State v. Smith, 184
B. A Little History. Lawyers have been amongP.2d 301, 303 (N.M. 1947).
and/or's most ardent haters, though many con Moreover, the term gives a false sense o f preci
tinue to use it. The term has been referred to sion when used in enumerations: “In an enumera
as “that befuddling, nameless thing, that Janus tion o f duties or powers, either conjunction is
faced verbal monstrosity, neither word nor generally adequate. If or is used, no one would
phrase, the child o f a brain o f someone too lazy seriously urge that if one enumerated duty or
or too dull to express his precise meaning, or too power is performed or exercised, the remainder
dull to know what he did mean, now commonly vanish; and if and is used, no one would say that
used by lawyers in drafting legal documents, an enumerated duty or power cannot be exercised
through carelessness or ignorance or as a cunning or performed except simultaneously with all the
A nfractuosity 57
others.” Elmer A. Driedger, The Composition o f “In probing discriminatory intent, the trial court
Legislation 79 (1957). may examine the history o f the employer’s prac
C. Editing the H ieroglyph. Sometimes and/or tices, anecdotal evidence o f class members, and
ought to be replaced by and itself—e.g.: “There is the degree o f opportunity to treat employees un
usually a blackboard, on which issues and/or fairly in the appraisal process.”
[read and] votes may be recorded.” Robin T. La-
koff, Talking Power: The Politics o f Language in an en t. Bernstein writes, “Except in legal usage,
Our Lives 122 (1990). (No one would seriously anent [= about] is archaic and semiprecious.”
suggest that both issues and votes must be re Theodore M. Bernstein, More Language That
corded on such a blackboard in a jury room.)/ “Mr Needs Watching 24 (1962). He could have omitted
Pearce and/or [read and] his publisher are to be except in legal usage and semi-.
congratulated for working so fast.” Joe Rogaly, Another usage critic (following Fowler) has
Behind the Man from Nowhere, Fin. Times (Week given somewhat narrower guidelines, for the term
end), 27-28 April 1991, at xviii. (If the book has is still sometimes used in Scotland: “[A]part from
come out promptly, then both the author and the its use in Scotch law courts, [anent] is archaic.”
publisher must have worked fast.) Margaret Nicholson, A Dictionary o f American-
At other times, and/or ought to be replaced by English Usage 25 (1957). Perhaps the best state
or—e.g.: “The legal disadvantages o f illegitimacy ment is that anent “is a pompous word and nearly
can mostly be avoided by making a will and/ always entirely useless.” Percy Marks, The Craft
or [read or] adopting the child . . . .” Glanville o f Writing 47 (1932).
Williams, The Sanctity o f Life and the Criminal The term was not uncommon through the first
Law 121 (1957). (No one would seriously suggest half o f the 20th century. E.g., “Anent [read With
that one could be put to an election between regard to] the dismissal, the bank’s attorney testi
making a will and adopting a child—i.e., that one fied that . . . the memorial company had adver
could not do both.) For dealing with the construc tised the property for sale on December 7.” Gandy
tion either . . . and/or, see e i t h e r (E ). v. Cameron State Bank, 2 S.W.2d 971, 973 (Tex.
D. Or/and. This reversal o f the words is a rare Civ. App.—Austin 1927). Today it occurs only
variant o f and /or with none o f the latter’s virtues, infrequently in legal writing, but examples o f it
and all its vices. Rather than hopelessly confuse can still be found: “The district court denied Fiat’s
readers by resorting to its pretended nuance, one motion to dismiss . . . and ordered the parties to
should abstain from it completely. resolve any dispute anent [read about or over]
service on that basis.” Boreri v. Fiat S.P.A., 763
a n d o th e r g o o d a n d v a lu a b le co n s id e r a tio n . F.2d 17, 19 (1st Cir. 1985).
This phrase, used in consideration clauses o f con
tracts, is sometimes false, as when all the legal a n esth etic, n.; a n esth esia . An anesthetic (e.g.,
consideration for the contract given is mentioned ether) causes anesthesia (= loss o f sensation).
explicitly. The phrase should be avoided unless it AmE prefers these spellings, BrE anaesthetic, an
serves a real function; that is, unless the rest of aesthesia.
the items o f consideration are too numerous and
individually trifling to merit specific inclusion, or a n esth etist; a n e sth e sio lo g ist. Generally, anes
unless the parties to the contract do not wish thetist will serve for “one who administers an
to recite the true price in a publicly recorded anesthetic.” The term dates from the late 19th
document. The drafter o f a contract should have century. Anesthesiologist, o f World War II vin
some purpose in mind in using this phrase. For tage, refers specifically to a physician specializing
the distinction between good consideration and in anesthesia and anesthetics.
valuable consideration, see c o n s i d e r a t i o n ( d ).
or syntactic twisting and turn
A n f r a c t u o s it y ,
a n d w h ich . See w h ich (c ). ing and winding, has been one o f the historical
banes o f legal prose. It was more common in the
a n ecd ota l; a n e cd o tic(a l). The first is standard; late 19th and early 20th centuries than it is today.
the other forms are n e e d l e s s v a r i a n t s . In refer Let us trace our gradual liberation from anfractu
ence to evidence, anecdotal refers not to anec osity, while noting some modern throwbacks. The
dotes, but to personal experiences o f the witness following is a classic 19th-century example:
testifying. Leff trenchantly calls anecdotal evi
Unless the code, by abolishing the distinction between
dence “a term o f abuse in assessing a social sci actions at law and suits in equity, and the forms of such
ence argument.” Arthur A. Leff, The Leff Diction actions and suits, and of pleadings theretofore existing,
ary o f Law, 94 Yale L.J. 1855, 2023 (1985). E.g., intended to initiate, and has initiated new principles of
58 angry
law, by which a class of rights and of wrongs, not before accept, and assign weight to evidence concededly
the proper subjects of judicial investigation and remedy, relevant, which, as the exclusive arbiters o f fact,
can now be judicially investigated and remedied, the facts
was the jury's sole function.” In that sentence,
stated in the plaintiffs complaint in this action, do not
constitute a cause of action, and the demurrer of the which has no clear antecedent, and therefore was
defendant to that complaint is well taken. has no clear subject; they refers (loosely) to the
Cropsey v. Sweeney, 27 Barb. 310 (N.Y. App. Div. 1858). jury.
When the syntax becomes so convoluted that it
Here, from 1919, is perhaps the quintessential
is unwieldy, or when the subject has become so
example o f what not to do syntactically:
far removed from the verb that readers no longer
Upon the petition of Armour & Co. of New Jersey, remember the subject when they reach the verb,
Armour & Co. of Texas, a foreign and domestic corpora it is time to break the sentence up into two or
tion, respectively, and F.M. Etheridge and J.M. McCor more tractable sentences. As Cardozo once wrote,
mick, of Dallas, Tex., having for its purpose the cancella
“the sentence may be so overloaded with all its
tion of a contract between the city of Dallas, the Texas &
Pacific Railway Company, and the Wholesale District
possible qualifications that it will tumble down o f
Trackage Company, on the ground that it was void, be its own weight.” Benjamin N. Cardozo, Law and
cause illegal, and for temporary injunction restraining Literature, 52 Harv. L. Rev. 472, 474 (1939).
all parties thereto from performing said contract or any Chief Justice Rehnquist offers a solution that
portion thereof pendente lite, and alleging that the peti will still allow the occasional long sentence: “If a
tioners were taxpayers of the city of Dallas, and sued for
sentence takes up more than six lines o f type on
themselves and all other taxpayers in said city of Dallas,
Hon. Horton B. Porter, judge of the Sixty-Sixth district
an ordinary page, it is probably too long. This
court in Hill county, upon the sworn allegation that the rule is truly stark in its simplicity, but every draft
proceeding was a class suit, by fiat indorsed upon the I review is subjected to it.” William H. Rehnquist,
petition in Hillsboro, directed the clerk of the district The Supreme Court: How It Was, How It Is 299
court of Dallas county to file the petition and docket the (1987). See s e n t e n c e l e n g t h .
cause in the Fourteenth district court in Dallas county,
and upon the petitioners entering into a bond in the sum
of $10,000, conditioned as required by law, to forthwith
a n g ry takes the preposition at or with. The
issue the temporary injunction. phrase angry at is used in reference to things <she
City o f Dallas v. Armour & Co., 216 S.W. 222, 223 was angry at the judge's denial o f the injunction^
(Tex. Civ. App.—Dallas 1919). and angry with in reference to persons <he was
angry with the opposing counsel>. See m ad.
Perish the thought o f one idea to a sentence!
This phenomenon frequently occurs when one
a n g u ish m en t is a n e e d l e s s v a r ia n t o f an-
tries to sum up the entire case— the facts and
guish— e.g.: “The trial court award represented
the law—in one sentence. From 1984: “Here, the
special damages for medical, surgical, and hospi
hazard—the scaffolding which was unsafe to work
tal and nursing expenses ($1,825.30), property
on until its guardrail was installed as planned—
damage ($425.00), . . . and general damages
was a temporary structure, not a part o f the ship
. . . for mental anguishment [read anguish], hu
itself, its gear, or equipment, which was created
miliation, and embarrassment.” Pierrotti v. Loui
and used entirely by the independent contractor,
siana Dep*t o f Highways, 146 So. 2d 455, 460 (La.
who both owned and controlled it.” And here, from
Ct. App. 1962).
1985:
Also of importance, without Ms. Stanlin’s testimony a n im a d v e rsio n was once a legal term meaning
that lawn mowers were actually missing from the Four “the act o f taking judicial cognizance [q.v.] or
Seasons store, it is doubtful that the evidence would have notice of.” Today it means “harsh criticism,” as
proved beyond a reasonable doubt that the delivery by
here: “In an Alabama case o f 1948, a mother who
the driver (even if he was Marshall) of two boxes, of
unknown content, showed that two lawn mowers, or any, was convicted o f murdering her newly bom child
were dropped off at Frederick Street, even though one of received a sentence o f twenty years' imprison
the (perhaps previously discarded) boxes indicated that, ment; happily, the conviction was reversed on
at least at one time, a lawn mower had been contained appeal for lack o f evidence, but there was no
within it. animadversion upon the terrible sentence that
U.S. v. Marshall, 762 F.2d 419, 422-23
the trial court had thought fit to impose.” Glaii-
(5th Cir. 1985).
ville Williams, The Sanctity o f Life and the Crimi
Frequently, anfractuosity leads to grammatical nal Law 31 (1957).
and syntactic blunders. E.g., “We further hold it
was reversible error to deprive the jury o f the an im a te (= to move to action) has been used as
opportunity to consider the opinions o f those who a substitute for actuate— e.g.: “While the evidence
best knew the person whose fate they were to may have shown that the action was animated by
determine, and with it, the opportunity to reject, malice, in the ordinary acceptation o f the term,
annexable 59
the proof fails to show any legal malice.” Like the acts specified; and (2) the intent to revoke—
motivate, animate is a serviceable replacement the animo revocandi [read animus revocandi].”
for actuate, the ready l e g a l i s m . See a c t u a t e . Just the opposite mistake appears here, the nomi
native being used where the ablative belongs:
anim o . See a n i m u s ( b ). “There can be no conflict between these ambula
tory instruments—these wills— until death, and
an im u s. A. Generally. Animus is a double- as the latter were destroyed animus revocandi
edged term. At times it is neutral, meaning “in [read animo revocandi], they thus never consti
tention; disposition”— particularly the mental tuted wills under § 64-59, and never revoked the
element in some conduct. This is the generally 1938 and 1939 wills.”
accepted legal meaning in legal contexts in G.B. The same sorts o f errors occur with other
and occasionally in the U.S. E.g., “This doctrine phrases, such as animus testandi ( = testamen
was overruled by statute in England, and the jury tary intent) and animo testandi (= with testa
is now permitted to judge the whole case, and to mentary intent). “The admissibility o f such evi
decide not merely upon the responsibility o f the dence for the purpose o f establishing the animo
publication, but upon the animus with which it testandi [read animus testandi] when offered for
was made.” ~~ the purpose o f supporting the writing as a testa
More often in AmE animus denotes ill will, as if mentary disposition, is, in our opinion, the most
it were synonymous with animosity: “Appellant’s serious question involved in this case.” We can
lower salary was based on impermissible gender avoid these embarrassments by sticking to what
animus.7 “None o f these houses were hooked up we all know: English.
to city water and sewage lines until 1981; Camp O f course, the British seem to know their Latin
bell claims that this was due to racial animus better, and only rarely misuse animo for animus,
on the part o f city officials.”/ “Thomas won [the or vice versa. But they are apt to go off the deep
Senate’s] approval by 52-48 and said it was ‘a end in their proclivity for Latinisms: “The animus
time for healing, not a time for anger or for ani vicino nocendi may enter into or affect the concep
mus or animosity.’ ” Aaron Epstein, Bush Nominee tion o f a personal wrong.” (Eng.)
Carries Closest Vote Since 1888, Philadelphia In
quirer, 16 Oct. 1991, at 1-A. ann ex, n.; a n n e x a t i o n ; a n n e x m e n t ; a n n e x i o n .
B. Latinisms. The malevolent sense just men Annex = something annexed or attached, as an
tioned stems perhaps from the several Latin appendix or a wing o f a building. Annexation =
phrases denoting malicious intentions: “In my the act o f annexing or the state o f having been
opinion all the circumstances prove that the annexed. In the parlance o f property law, annex
words were spoken without animus injuriandi ation refers to the point at which a fixture be
[ = intent to injure]— even if they had the defama comes a part o f the realty to which it is attached.
tory meaning ascribed to them.” (S. Afr.) Similar Annexment and annexion are NEEDLESS v a r i a n t s
phrases are animus furandi ( = the intention to o f annexation.
steal), animo felonico (= with felonious intent),
and animus defamandi (= the intent to defame). annex (= to attach) appears more frequently in
These phrases are, happily, obsolescent if not BrE than in AmE, and in both far more frequently
obsolete. in legal than in nonlegal writing. “The facts are
Several neutral animus phrases have persisted, stated in the case, to which are annexed four
especially in the law o f wills, yet these l a t i n i s m s representative contracts.” (Eng.)
generally add nothing to analysis and muddy the Annex is more physical in connotation than at
waters. We know something is amiss when law tach, and probably should not be used figura
yers begin grammatically misusing Latin terms. tively: “The courts do, nevertheless, at times deny
For example, animo revocandi = with the intent validity to a condition annexed [read attached] to
to revoke (a will). In Latin, it is in the ablative a testamentary gift where the condition is calcu
case (equivalent to adverbial uses in English), lated to influence the future conduct o f the bene
here properly used: “It was generally held in com ficiary in a manner contrary to the established
mon-law courts that by the destruction, animo policy of the state.”
revocandi, o f a will containing a revocatory clause, Attach or annex is an unnecessary d o u b l e t :
a former preserved uncanceled will was thereby “The officer’s certificate, under official seal, must
revived.” In the following sentence, however, he attached or annexed [read must be attached]
animo revocandi is wrongly used as a noun to the will in form and content substantially as
phrase: “To effect revocation o f a duly executed follows.”
will, by any o f the methods prescribed by statute,
two things are necessary: (1) the doing o f one o f a n n e x a b le . So spelled.
60 annexation
defendant addressing the merits o f the case. In th eir u se as sig n a ls, th ese te rm s are often vague
G.B., however, answer = (1) a reply to an inter w ith o u t som e specification o f the reference; th ey
rogatory; or (2) a response to a divorce petition. are gen era lly b e st avoided in CITATION OF c a s e s .
a n t e -, a n t i -. The prefix ante- means “before,” v.t., has become nothing more than an
a n tec ed e ,
and anti- “against.” Thus antecedent ( = some inflated and n e e d l e s s v a r i a n t o f precede, though
thing that goes before) and antipathy (= feelings the adjectives antecedent and precedent have dis
against, dislike). In but one word, anticipate ( = tinct uses. In exalted prose, such as the passage
to consider or use before the due or natural time), following, it may be justified. “Language survives
ante- has been changed to anti-. In compound everything—corruption, misuse, ignorance, inep
words, the prefix anti- may cause ambiguities. titude. Linking man to man in the dark, it brought
See a n t i m a r i t a l -f a c t s p r i v i l e g e & a n t i n u c l e a r man out o f the dark. It is the human glory which
p ro te ste r.
antecedes all others. It merits not only our homage
but our constant and intelligent study.” (Anthony
ANTE-, PRE-. See PRE-.
Burgess)
literalists therefore use supra for something qualify the term debt—these words are generally
higher up on the same page and ante for some inferior to earlier or preexisting. Like previous,
thing further afield, with corresponding conven prior may occasionally be justified; antecedent
tions for infra and post. That practice now has may on rare occasions be forgivable, but not here:
few adherents, at least in the U.S. “Until the bonds mature, a purchaser for value,
Both ante and supra are today used to refer to without notice o f their invalidity as between ante
a preceding part o f the text—however far afield— cedent parties [read previous parties or predeces
as in Usupra at 11.” Ubi supra was formerly used sors in interest], would take them discharged from
where supra now appears. It means “where all infirmities.”/ “An allegation o f special damages
above,” and really has no place in modem legal as a matter o f aggravation is a substantive allega
writing. tion o f fact, and not an inference o f law resulting
Because supra is the more usual term, and from facts antecedently [read previously] stated.”
because it is desirable that we achieve uniformity The phrase antecedent to (= before) is a ludi
on this point, the recommendation here is to use crous pomposity. “If the defendant has the right,
supra for general purposes, not ante. An addi when did it accrue to him? If at all, it must have
tional advantage o f supra is that it translates been antecedent to [read before] the finding by
directly into English. “See note 5 above” is En the plaintiff, for that finding could not give the
glish; “See note 5 before” is not. defendant any right.”/ “An alien in America, ante
The U.S. Supreme Court is one o f few courts cedent to [read before] the revolution, was entitled
that distinguish between the signals supra and to all the rights and privileges o f an alien in
ante in usage; it also makes a distinction between England, and many more.” Cf. a n t e r i o r t o , p r e
v io u s to & p r io r to .
infra and post. The term ante is used to cite a
previous opinion published in the same volume o f But if the phrase is to be used, it should not
the U.S. Reports, whether or not that opinion is lose the particle to, as here: “Antecedent [insert to]
in the same case as that in which the citation this assigned Justice[’s—see f u s e d p a r t ic ip l e s ]
appears. For example, ante is used in a dissent to joining the Court, facets o f this controversy were
cite a page in the majority opinion. Supra is used here in In re Powers's Estate.” In re Estate o f
to refer either to earlier pages within the same Powers, 134 N.W.2d 148, 150 (Mich. 1965).
opinion or to a previously cited authority. The
Supreme Court uses post correlatively with ante, a n t e c e d e n t s (= background; record) is broader
and infra with supra. in AmE than in BrE, where it means “an accused
The phrases ut infra ( = as below) and ut supra or convicted person’s background, esp. any previ
( = as above) are not current in legal writing, ous criminal record or evidence o f bad character.”
although they were common up to the mid-20th In legal writing in the U.S., this term may be
century. See ex ante & infra . used in reference to a witness as well as to an
All these Latin words— supra, ante, infra, accused: “Where the litigation is important the
post— should be used only as signals; they should character, reputation and antecedents o f the main
not replace ordinary English terms in prose. E.g., witnesses o f the adverse party should be investi
“We discuss this argument infra [read below] and gated thoroughly.” Asher L. Cornelius, The Cross-
remand for the appropriate findings.” Even in Examination o f Witnesses 11 (1929). In such con
62 Antecedents, A greement of Nouns with
texts, however, background would be a better case is not a suitable antecedent for a pronoun,
term. because the possessive makes the noun function
A 19th-century usage critic stung this word ally an adjective. The parts o f speech o f an ante
with a venom that has not lost its power: “This cedent and its referent must match. “Indeed, the
use of the word . . . is not defensible . . . [f]or in Court’s reading of the plain language o f the
meaning it is an awkward perversion, and in Fourth Amendment is incapable o f explaining
convenience it has no advantage. . . . [I]t is a even its own holding in this case.” What is the
needless absurdity. For if, instead of, What do subject o f is, the antecedent o f its? The intended
you know o f his antecedents? it is asked, What antecedent is court, but the possessive court's is
do you know o f his previous life? or, better, What merely an adjective modifying reading, and is
do you know o f his past? there is sense instead of incapable o f acting as the antecedent o f it, or as
nonsense, and the purpose o f the questions is the subject o f is. [Read Indeed, the Court in its
fully conveyed.” Richard G. White, Words and reading . . . . ] / “There may have been inimical
Their Uses, Past and Present 91-92 (2d ed. 1872). voices raised among the jury, such as the fore
man's, who [read such as that o f the foreman,
A n teced en ts, A greem ent of N o u n s w it h . who] had just had an unpleasant brush with the
See concord (B). bailiff.” See a p p o s it iv e s (A), d e ic t ic t e r m s , p o s
s e s s iv e s (H) & it .
A nteced en ts, False. An antecedent is a noun D. R em ote Antecedêkits. See MISCUES (c) &
or noun phrase that is referred to by a pronoun. REMOTE RELATIVES.
When used correctly and effectively, antecedents
are explicitly mentioned, are prominent, and are a n te ce d e n t to. See a n te ce d e n t.
not far removed from the pronouns that substi
tute for them. A variety o f problems can occur,
a n ted a te; p re d a te . Both words are so commonly
however, and some o f them are here discussed.
used that it would be presumptuous to label either
A. Ghostly A ntecedents. The problem o f nonex a n e e d l e s s v a r ia n t . One sees a tendency to use
istent antecedents occurs frequently when a word antedate in reference to documentary materials,
such as this or it (see d e ic t ic t e r m s ) is intended and predate in reference to physical things and
to refer, not as it should to a preceding noun, but
historical facts. E.g., “The origin o f the rule pre
to the action accomplished in the verb phrase.
dates our dual federal-state court system.” The
E.g., “They are also told that X., a doctor employed d if f e r e n t ia t io n is worth enhancing.
by defendant, will vaccinate anyone who wishes
to have this done.” (What is the noun that acts as
a n tem ortem ; a n tem orta l; p re m o rta l; p re-
antecedent o f this? We may supply the antecedent
m ortem ; p re m o rtu a ry . Antemortem corres
vaccination, but the sentence itself should supply
ponds to postmortem, q.v. Premortal = (1) oc
the antecedent.)/ “To some degree, though not
curring before the time when human mortality
quantified, defendant’s sales have declined; but
was assumed (i.e., quite ancient); (2) occurring
quantification is not required because plaintiff is
immediately before death. Premortem is a n e e d
not seeking damages therefor [for what?].” (The
l e s s v a r ia n t o f antemortem and premortal. Pre
writer intended—but failed—to say that plaintiff
mortuary = occurring before the funeral. The
is not seeking damages for the decline in sales.)/
distinction between antemortal and premortal (in
“The foregoing sufficiently answers, if any be nec
sense (2)) is that antemortal refers to any time
essary [read if any answer be (or is) necessary],
before death, whereas premortal refers to the time
the suggestion that the statute is unconstitu
immediately preceding death.
tional.” See a n t ic ip a t o r y r e f e r e n c e (C).
B. False Attraction. In the context o f problems
with antecedents, false attraction occurs when, a n ten u p tia l; p ren u p tia l. The latter is far more
instead o f referring to the subject, a pronoun such common in AmE today; antenuptial is the usual
as this or it refers to a noun appearing between term in BrE, however. It is bootless, then, to label
the subject and the pronoun. E.g., “Harrelson either a n e e d l e s s v a r ia n t . Oddly, antenuptial
nonetheless contends now that the admission o f does not appear in most English-language diction
this testimony was reversible error because it aries. But it appears regularly in British legal
had been hypnotically induced.” What had been writing—e.g.: “[T]he husband was liable for her
hypnotically induced? The writer intended to con antenuptial debts.” O. Hood Phillips, A First Book
vey that the testimony, not its admission, had o f English Law 270 (3d ed. 1955). See p o stn u p
been induced by hypnosis. See s u b j e c t -v e r b tial.
agreement.
C. With Possessives. A noun in the possessive an tep en u ltim a te. See p en u ltim a te.
Anticipatory Reference 63
a n te rio r to for before is, like its various bombas bert & Cooke Contractors, [1951] 2 K.B. 937,
tic competitors, almost risible. It would be, alas, 942.
if some lawyers did not use it with a straight face. The poor usage is now seemingly ubiquitous—
E.g., “The authorities petitioner cites to the effect e.g.: “Generally the measure o f damages for a tort
that an express contract made anterior to [read is the amount that will compensate for all the
before] his entering upon his duties is essential to detriment proximately caused thereby, whether
a claim by an officer o f a corporation for compen it could have been anticipated [read foreseen] or
sation, are against rather than for him.” Cf. a n te not.”/ “It is clear that the parties and the court
ce d e n t to, p r io r to & p r e v io u s to. still anticipated [read expected] that further reme
dial proceedings would take place before the court
the attribution of human
A n t h r o p o m o r p h is m , approved any proposal.”/ “It is not clear that the
qualities or characteristics to things, is not un defendant might reasonably have anticipated
common in the language o f the law. One common [read foreseen] being haled into court in Loui
manifestation of this phenomenon occurs in siana.”
phrases referring to what a statute does or does The use of anticipated in the sense “eagerly
not contemplate— e.g.: “The statutory provision awaited” constitutes still further corruption of the
contemplates a result contrary to the statute as a word. E.g., “The Supreme Court decided nearly
whole.” Or this, a form o f HYPALLAGE: “A con twenty cases during its 1983-84 term relating to
cerned jurisdiction is one that in view either of the Fourth Amendment; among these, the ‘good-
its thinking about the particular substantive issue faith exception’ cases were perhaps the most an
raised or of its more general legal policies, can be ticipated and controversial.”
taken to have expressed some interest in regulat The following sentences illustrate the correct
ing an aspect o f the multistate transaction in use o f the word: “The trailer court was not built,
question.” nor was the sewage plant, at the time the action
Occasionally, anthropomorphism reflects poor was started, and thus the injunction was sought
style, as when a writer refers to the mindfulness against an anticipated nuisance.” (Here antici
o f pellucidity: “Notwithstanding the fact that it is pated = considered before the appropriate time.)/
centered chiefly in construction, pellucidity in le “A spendthrift clause restrains the power o f a
gal writing is not unmindful of discriminating beneficiary to anticipate his right to income or
diction and choice figures o f speech.” There are perhaps to principal.” (Here anticipate = to pre
no choice figures of speech in that sentence. clude by prior action.)
The vexatious examples, which are far more com dently o f the scope o f his response to the auditor’s
mon, occur in a variety o f forms. request for information, the lawyer may have as
A. As do . “Texas, as do most jurisdictions, recog part o f his professional responsibility an obliga
nizes three general theories o f recovery under tion to advise the client concerning the need for
which a manufacturer o f a defective product may public disclosure.”
be held liable under strict liability principles.”
(One must either put as do most jurisdictions A n t ic ip a t o r y S u b j e c t s . See e x p l e t iv e s .
after the verb, or change the as do to like.)/ “Law
professors, as do [read like] state court judges, a n t i c l i m a c t i c is the correct form; anticlimatic is
produce a body o f writing that can be analyzed to a solecism. See c l i m a c t i c .
discern their political philosophies.” See l i k e (a ).
A related error occurs with have: “The court, as like noncompete, is a n e e d l e s s
a n tic o m p e te ,
have [read like] the parties, construes this motion v a r ia n to f noncompetition— e.g.: “Defendants
as one for judgment notwithstanding the verdict.” Kentile . . . by adopting . . . the anticompete
B. Noun R eferences. “Kramer made, among [read noncompetition] provision . . . have partici
others, the following untrue and misleading state pated . . . in a contract . . . in violation o f 15
ments o f material fact.” [Read Kramer made the U.S.C. § 1.” Golden v. Kentile Floors, Inc., 475
following untrue and misleading statements o f F.2d 288, 290 (5th Cir. 1973)./ “Berkeley argues
fact, among others.]/ “In an action, inter alia, to that it would be a disservice to the shopping
recover [read In an action to recover, inter alia,] center to allow Drug Fair to obtain the benefit
moneys allegedly due, plaintiff appeals.”/ “Mr o f the anticompete [read noncompetition] clause.”
Hytner is a director who knows how to keep the Berkeley Dev. Co. v. Great Atlantic & Pac. Tea
pot on the boil; whether you agree with them Co., 518 A.2d 790, 796 (N.J. Super. Ct. 1986).
or not, he makes his points with boldness and
panache.” John Gross, A Badly Brought-Up a n tila p s e s ta tu te . See l a p s e s t a t u t e .
Bunch o f Girls, Sunday Telegraph, 15 July 1990,
at ix. (Reverse the positions o f them and his a n t i m a r i t a l -f a c t s p r i v i l e g e . This is an obtuse
points.) name for the evidentiary privilege allowing a
C. Pronouns. “The defense o f itself is without a spouse not to testify about “marital facts,” i.e.,
doubt one o f the foremost concerns o f any nation.” intimate facts relating to the marriage. The
[Read A nation’s self-defense is without doubt one phrase antimarital facts = facts whose disclosure
o f its foremost concerns.]/ “The formidable diffi tends to harm the marriage. The prefix anti-
culty involved in its definition and measurement causes the problem, for the privilege is not “anti
is partially responsible for the lack o f attention marital.” Yet the disclosure o f the facts is thought
to quality.” ( Its has no clearly identifiable anteced to be “antimarital.” The ambiguity caused by the
ent in the sentence just quoted; only at the end prefix disappears when an alternative name for
o f the sentence do we realize that quality is the the privilege is used (e.g., privilege against ad
referent.)/ “Even if he construed the evidence most verse spousal testimony, spousal privilege, or mar
favorably to the state, a reasonable juror should ital privilege). The first o f these alternative ver
have doubted that the left side o f the safe was sions is used by the Supreme Court in Trammel
within the building.” (Reverse the positions o f he v. U.S., 445 U.S. 40 (1980).
and a reasonable juror; and consider making the
reference nonsexist. See s e x is m (A).)/ (Opening a n t i n o m y ; a n t i m o n y . These words are not to be
sentence o f an opinion:) “After a hearing at which confused. Antinomy = a contradiction in law or
he and his office manager testified, appellant logic; a conflict o f authority. This is the word used
Reehlman, an orthopedic surgeon, was adjudged in legal contexts— e.g.: “The law was taken to be
in contempt for disobeying a subpoena.” (Recast complete and self-sufficient, without antinomies
the sentence so that he and his follow Reehlman.)/ and without gaps, wanting only arrangement, log
“Assuming it applies to claims based on injunctive ical development o f the implications o f its several
relief, the doctrine o f res judicata would not bar a rules and conceptions, and systematic exposition
suit based on acts o f the defendant that have o f its several parts.” Roscoe Pound, An Introduc
occurred subsequent to the final judgment as tion to the Philosophy o f Law 19 (1922; repr.
serted as a bar.” (Reverse it and the italicized 1975)./ “ [H]e has even more difficulty in absorbing
noun phrase.) See a n t e c e d e n t s , f a l s e (A). the notion that antinomies among the principles
Occasionally an anticipatory reference by pro o f legal morality may be encountered in the design
noun is acceptable, but only where the “anteced o f legal institutions.” Lon L. Fuller, The Morality
ent” follows the reference closely: “Making himself o f Law 240 (rev. ed. 1969).
understood is the writer’s first task.”/ “Indepen Antimony is rather arcane, meaning “a brittle
anyone 65
silvery-white metallic element, used esp. in rections as to the validity o f the decree absolute
alloys” (COD). and is anxious [read eager] to know what her
present status is.” (Eng.)/ “Defense counsel in
a n tin u cle a r p ro te s te r is technically ambiguous, death cases are anxious [read eager] to retain the
though everyone should know what is intended. scrupled jurors that prosecutors seek to exclude.”
For the literally minded, however, it might refer
to “a protester denouncing the antinuclear cause,” any. A. Singular o r Plural. Any may be either
instead o f “a protester espousing the antinuclear singular or plural. Here is an example o f the
position.” Thus it might be preferable to write (rarer) singular use: “Consider whether any o f the
nuclear-energy (or -weapon) protester or antinu presidential statements is inconsistent with the
clear advocate. See p rotest. modern Court's claims.” In such contexts any is
elliptical for anyone, q.v.
a n tip a th y takes against, to, toward, or for. The B. In Legislation. Any is greatly overworked in
writer o f the following sentence haplessly inserted statutes < if any person shall commit any action
one o f the few unidiomatic prepositions: “J.W. has upon any other person>. Usually, replacing any
focused on the ‘terrible plight o f the American with the indefinite article a or an results in
Indian' as a stratagem to publicize his antipathy heightened readability with no change in
©/‘ [read antipathy toward] government in general meaning.
and, ludicrously, socialism in particular.” C. A nd all . See a l l (C).
an tisu it ( = o f or relating to a court order prohib The word all precisely captures the
a n y a n d a ll.
iting the filing o f another lawsuit against the sense 99 out o f 100 times. The one other time, it
same party or making the same claim) is a mid- merely captures the sense. See d o u b l e t s , t r ip
20th-century legal NEOLOGISM that remains unre lets, AND SYNONYM-STRINGS.
corded in most English-language dictionaries.
E.g., “Where the two courts involved are a state a n y h o w ( = in any way; in any manner) is, in
and a federal court, special attention should be AmE, considered colloquial— almost dialectal—
given to such an antisuit injunction.” Blanchard for anyway or nevertheless. E.g., “He understood
v. Commonwealth Oil Co., 294 F.2d 834, 839 (5th the right to remain silent, but decided to talk
Cir. 1961)./ “Ordinarily antisuit injunctions are anyhow [read anyway].”
not properly invoked to preempt parallel proceed In BrE, however, the word does not seem to
ings on the same in personam claim in foreign strike readers as such a casualism— e.g.: “[I]n
tribunals.” Laker Airways Ltd. v. Sabena, Belgian many cases it is not for one moment expected
World Airlines, 731 F.2d 909,915 (D.C. Cir. 1984). that a contracting party will actually perform
in person, and when the contracting party is a
a n tith etic(a l). The longer form has become es corporation this would anyhow be a physical im
tablished in the phrase antithetical to and in possibility.” P.S. Atiyah, An Introduction to the
most other contexts. The shorter form should be Law o f Contract 283 (3d ed. 1981).
avoided as a n e e d l e s s v a r i a n t . Antithetical =
exhibiting direct opposition. E.g., “We believe that a n y m ore. Unless it appears in a negative state
requiring domestic litigants to resort to the Hague ment <the courts have no such requirement any
Convention to compel discovery against their for m ore^ this word is dialectal in the sense “nowa
eign adversaries encourages the concealment o f days”— e.g.: uAnymore, [read Nowadays or These
information— a result directly antithetical to the days] the price o f housing is outrageous.”
express goals o f the Federal Rules and o f the
Hague Convention.” (Directly antithetical verges a n y on e. A. And any one . In reference to per
on r e d u n d a n c y .) The phrase should not be used sons, anyone should be spelled as one word. For
as a mere synonym o f opposed, a slightly broader merly it was written as two words; now, however,
word. the unification o f the phrase is complete.
Yet sometimes the phrase is wrongly made one
an titru st. So written—without a hyphen. word when, not meaning “anybody,” it should be
two: “A question might arise as to anyone [read
A n ton P ille r o rd e r. See case r eferen ces (C). any one] or all o f these legitimate ‘conceivables.' ”
Any one = any single person or thing (of a
a n x iou s. This word most properly means “un number).
easy; disquieted; worried.” To use the word as B. A nyone . . . they. See c o n c o r d (B) & s e x i s m
a synonym for eager is to give in to s l i p s h o d (A).
e x t e n s i o n — e.g.: “The wife seeks the court's di C. Anyone else9s. See e l s e ’s & p o s s e s s iv e s (G).
66 anyplace
a n y p la ce (= anywhere) is not in good use. The a p (p )a n a g e . Though in today’s French this term
word is vastly inferior to anywhere. is spelled apanage, in the French o f the 16th
Any place ( = any location) should always be century it was spelled with two -p-s. We borrowed
two words <at any place>. the word from the French early in the 17th cen
tury, and the OED notes that the spellings have
a n y th in g ; a n y th in g. The distinction is some been “equally common” in English. The OED fa
times important in legislative d r a f t i n g . Any vors apanage, whereas W3 favors appanage. The
thing implies an opposition to any person. Any latter certainly appears more English, and on that
thing is the far more general word meaning basis alone might be deemed preferable.
“whatever thing.” In its literal and historical sense, appanage
!ap-d-nij/ means “a grant (as o f lands or money)
a n y th in g to th e c o n tr a r y c o n ta in e d h e r e in made by a sovereign or a legislative body for
n o tw ith sta n d in g . See n o tw ith s ta n d in g a n y the support o f dependent members o f the royal
th in g to th e c o n tra ry c o n ta in e d h e re in . family” (W3). Because Americans are not saddled
with such burdens, the term is purely figurative
an ytim e, adv., = at any time; whenever. E.g., in AmE, meaning “a customary or rightful endow
‘Anytime a seller rents back from a buyer, an ment” (W3).
interim occupancy agreement should be com
pleted.” Dian Hymer, Seller Rent-Back Can Bene a p p a ra tu s has the plural forms apparatus and
fit Both Sides, San Francisco Examiner, 25 Oct. apparatuses. The former is a Latin plural and the
1992, at F -l. Some writers consider this term a latter an English plural. When referring to more
casualism, but it is highly convenient and has— than one apparatus in Latin, write apparatus.
for whatever reason—gained more widespread ac When using English, however, use apparatuses.
ceptance than anymore (in positive contexts) and See PLURALS (A).
anyplace. Cf. a n y m ore & a n y p la ce . Apparati is an example o f HYPERCORRECTION—
e.g.: “Her testimony indicates that she had defi
ap an age. See a p (p )a n a g e. nite ideas as to where and how these apparati
[read apparatuses] were to be used . . . .” Clarke
ap a rt from . See a sid e from . v. O’Connor, 435 F.2d 104, 107 (D.C. Cir. 1970)./
“The court attempted to establish a procedure for
a p ex forms the plurals apexes and apices. The determining whether a doctor could disconnect
English plural— apexes—is preferred. life-sustaining apparati [read apparatuses] from
other patients.” Linda F. Gould, Right to Die Leg
a p o lo g y ; a p o lo g (u e ); a p o lo g ia . Apology, in its islation, 39 Mercer L. Rev. 517, 523 (1988).
general sense, applies to an expression o f regret
for a mistake, usually with the implication of
a p p a re n t is frequently misused in the press, and
guilt. It may also refer to a defense o f one’s posi
sometimes in legal writing, in reference to fatal
tion, a sense shared with apologia. The latter
maladies. “Cardinal Cody died this morning o f an
should preempt this meaning for purposes o f DIF
apparent heart attack.” One does not die o f an
FERENTIATION. An apologue is an allegory that
“apparent” heart attack. [Read Cardinal Cody
conveys a moral. ( Apolog is not recorded in the
died this morning, apparently o f a heart attack.]
dictionaries and should be avoided. For analogous
For the sense o f apparent in heir apparent, see
forms, see a n a log y (for analog) & ca ta lo g (u e ).)
h e ir (b ).
ap ostasy; a p osta cy . The latter spelling is mis
taken, the original Gk. word being apostasia. E.g., a p p a re n t a u th o rity ; o ste n sib le a u th ority .
“Would he then have embraced and defended the Both refer to the authority that an agent appears
Donovan apostacy [read apostasy] with the same to have by virtue o f the principal’s conduct—and
generosity with which he yielded to the Camara that third parties might reasonably assume that
majority in Barlow?” Maurice Kelman, The the agent actually has. The usual phrase today,
Forked Path o f Dissent, 1985 Sup. Ct. Rev. 227, in BrE and AmE alike, is apparent authority.
245.
a p p ea l, n. A. Idiom s. In AmE, cases are said to
a p o ste rio ri. See a p rio ri. go on appeal; in BrE, the idiom under appeal is
common. E.g., “Their Lordships are o f opinion
A p o s t r o p h e s . See p u n c t u a t io n (a ). that the decision under appeal is not in accor
dance with that principle.” (Eng.) The British
a p p al(l). The standard spelling is appall. phrase appeal allowed is equivalent to the Ameri-
appellant 67
meaning "one who accuses o f crime, demands In the following sentence, however, it appears
proof o f innocence by wager o f battle, or informs to have been used merely as a fancy variant of
against an accomplice [by approvement, q.v.]” the more usual pertain: “There is a compelling
( OED). E.g., “Appeals o f felony continued in use reason why district courts should not be divested
as a means o f recovering stolen goods, or of o f jurisdiction over matters ‘incident to or apper
achieving the execution o f an aggressor; but the taining [read pertaining] to an estate’ regarding
appellor ran the risk o f having to fight a battle, pending probate proceedings.”
or of being severely punished if the appeal failed.”
J.H. Baker, An Introduction to English Legal His a p p e tite ; a p p e te n ce ; a p p e te n cy . In all but sci
tory 71 (3d ed. 1990). entific contexts, appetence and appetency are
NEEDLESS VARIANTS o f appetite.
a p p ella te; a p p ellan t, adj.; a p p ea l, adj.; a p p e l
lative. W3 records appellant as having been used a p p lica b le . A. A nd appliable; applyable.
adjectivally in phrases such as appellant jurisdic These two variants are incorrect forms. Applica
tion, perhaps mainly by nonlawyers. In legal writ ble, the correct form, is properly accented on the
ing, however, the adjective corresponding to the first, not on the second, syllable.
noun appeal is invariably appellate. B. A nd applicative; applicatory. The last two
Appellate is defined by Johnson (1755) as “the forms are NEEDLESS v a r ia n t s o f applicable. Ap
person appealed against,” the meaning now given plicative is also a n e e d l e s s v a r ia n t o f applied,
appellee. But today the word is used only as an as in the phrase applicative psychology.
adjective. C. Is applicable to . This construction is almost
In BrE especially, appeal itself functions as an always inferior to the simple verb applies—e.g.:
adjective in contexts in which Americans would “The doctrine is not applicable [read does not
write appellate— e.g.: “The judges (at least in En apply] here.”
gland) are not elected by the people, nor are they
accountable to anybody (other than appeal courts) a p p lica n t; a p p lic a to r ; a p p lier. An applicant is
for their decisions.” P.S. Atiyah, Law and Modern “one who applies for something (as a position in
Society 14 (1983). See c o u r t o f a p p ea l(s). a firm).” Applicator = (1) a device for applying a
Appellative, adj., is a specialized grammatical substance, or (2) one who applies a substance.
term. Appellative interrogation is a variant (and Applier is a n e e d l e s s v a r ia n t o f applicator.
fairly pompous) name for rhetorical question, q.v. When applicant is used merely for movant (as
As a noun, appellative = term, name. E.g., “It is a in American federal courts), the latter term is
matter o f common knowledge that the appellative preferable. (See a p p lica tio n .) In G.B., one who
‘revenue laws* is never applied to the statutes seeks a writ o f habeas corpus or judicial review
involved in these classes o f cases.” by means o f mandamus, prohibition, or certiorari
is termed an applicant.
ap p ellee is pronounced /ap-a-lee/, not Id-pel-eel.
a p p lica tio n . In some jurisdictions, this term is
a p p ellor. See ap p ellan t. merely a variant name for motion. Where that is
so, motion is the better term.
a p p en d ix es; a p p en d ice s. Both are correct plu
ral forms for appendix, but appendixes is prefera ap p ly . See fo llo w .
ble in nontechnical contexts.
a p p ly a b le. See a p p lica b le (a ).
ap p erta in ; p erta in . Some d if f e r e n t ia t io n is
possible. Both take the preposition to, but apper a p p o in to r , despite its odd appearance, is the
tain usually means “to belong to rightfully” <the accepted spelling o f the legal correlative o f ap
privileges appertaining to this degree>, whereas pointee.
pertain usually means “to relate to; concern” <the
appeal pertains to defendant’s Fifth Amendment a p p o site . See apt.
rights>.
Here appertain is correctly used: “The general point out the same persons or
A p p o s it iv e s
principle seems to be that jurisdiction over an things by different names, usually in the form o f
inchoate crime appertains to the state that would explanatory phrases that narrow in on the precise
have had jurisdiction had the crime been consum meaning o f a prior more general phrase. Thus, in
mated.” (Eng.)/ “The ancient remedy o f a bill o f the sentence “My brother Brad is a musician,”
peace originated in and appertained to the juris Brad is the appositive o f brother. Usually, in
diction o f the court o f chancery.” phrases less succinct than my brother Brad (in
appraise 69
which Brad is restrictive), the appositive is set off mas— e.g.: “He himself [no commas before or after]
by commas or parentheses: “Plaintiff’s decedent, testified that the hiring requirement o f a college
John Doe, was killed in a plane accident,” or, “The degree was unrelated to performance on the job.”
appellee in this case (XYZ, Inc.) has counter
claimed against the appellant.” In these hypothet a p p ra isa l; a p p ra isem en t. W3 treats these as
ical sentences, John Doe is an appositive o f dece variants; the OED definitions suggest some diver
dent, and XYZ, Inc. is an appositive o f appellee. gence in meaning. Both may mean “the act o f
Two problems crop up with appositives. appraising, the setting o f a price, valuation.” But
A. With Possessives. An appositive should appraisement, when connoting the acts o f an offi
match its antecedent syntactically. Here is the cial appraiser, is the term usually used in refer
correct use o f an appositive with a possessive ence to valuation o f estates; it appears far more
antecedent: “A cannot confer on C his, A ’s, right frequently in legal than in nonlegal texts.
to possess and deal with the chattel for a partner The more broadly applicable term appraisal is
ship purpose.” (The appositive is unnecessary, also frequent in legal texts, in figurative as well
however; see MYTH OF PRECISION.) as literal senses. E.g., “The order, in my view, is
Having either an antecedent or an appositive too strong, too broad, and not fine-tuned enough
that is possessive (and therefore adjectival) in its appraisal o f the statutory language, the
matched up with a nominal mate creates awk legislative history, and the congressional
wardness, as in the following sentences: “In this purposes.”/ “The court’s appraisal o f appellant’s
case, appellant challenges the district court’s claim o f prosecutorial vindictiveness must adhere
grant of T.J. Stevenson & Co.’s (Stevenson) motion to the principles established by the Supreme
[read (Stevenson's) motion] for summary Court in Blackledge v. Perry."
judgment.”/ “In his petition, Wagner misrepre Appraisal commonly appears in the writing o f
sented to the court that federal jurisdiction be lawyers but is more a part o f the everyday lan
came apparent during plaintiff's, Davis, [read guage. Ironically, however, Fowler classified it
plaintiff Davis's] closing argument.”/ “We hold among those words “that have failed to become
that the Appeals Council had the power to reopen really familiar and remained in the stage in which
the Administrative Law Judge’s (ALJ) [read the average man cannot say with confidence off
(ALJ's)] decision . . . .” Cieutat v. Bowen, 824 hand that they exist” (MEU1 14). Since he wrote
F.2d 348, 350 (5th Cir. 1987). that, however, appraisal has become the standard
Here are two other examples o f appositives that term in BrE as well as in AmE, largely because
are needlessly awkward: “Appellee-plaintiffs Don o f the American influence. Appraisal is now pre
ald and Doris Taylor’s property was damaged by ferred in all ordinary contexts, unless the conno-
floods in the summer o f 1975.” [Read The property tative distinction frequently given to ap
o f the appellee-plaintiffs, Donald and Doris Tay praisement is desired.
lor, was damaged . . . . ] / “The scope o f your brief As with many other pairs o f variant word terms,
should not be affected by the scope of your oppo here the vice o f in e l e g a n t v a r ia t io n may tempt
nent, the appellant's brief [read by the scope o f the writer. E.g., “The inventory and appraisement
that o f your opponent, the appellant].” See POSSES will then be filed by the attorney in the executor’s
SIVES (G). name with the clerk o f court, who will record
B. P unctuation. This problem has been touched them. The purpose o f the inventory and appraisal
on earlier in this entry. Generally, commas (or, [read appraisement] is to serve as the basis upon
less frequently, parentheses) must frame apposi which the executor makes his accounts and fur
tives except when the appositive is restrictive. nishes information concerning the estate to inter
Thus a person might write my brother Blair to ested persons; however, the appraisal [read ap
distinguish Blair from another brother (say, praisement] is conclusive upon no one.”
Brad). But if one had only one brother, the refer
ence would be to my brother, Blair. a p p ra isa l v a lu a tion , though fairly common in
One telltale signal that the appositive is restric corporate-law contexts in AmE, is illogical and
tive is the definite article the preceding the noun redundant.
(e.g., the maxim nulla poena sine lege is one gener
ally respected by civilized nations). a p p ra ise; a p p rise. The first means “to valuate,”
When commas are omitted in nonpossessive the second “to inform.” In these sentences ap
phrases, the effect is that o f a r u n -o n s e n t e n c e : praise is used for apprise: “Doctors have an obliga
“Plaintiffs offered the testimony o f Jesus Leon an tion to keep their patients appraised [read ap
airport mechanic.” (A comma should appear after prised ] o f their condition [conditions makes better
the name Jesus Leon.) sense, because not all patients’ conditions will be
An emphatic appositive is never set off by com the same].”/ “The objection nowhere appraised
70 appraisement
[read apprised] the trial court that Ford Motor fied LATINISM that Leff aptly calls “insufferably
was complaining that the inquiry be limited.”/ fancy.” Arthur A. Leff, The Leff Dictionary o f Law,
“Cementation were fully appraised [read ap 94 Yale L.J. 1855, 2046 (1985). The simpler words
prised] o f the requirements and responsibilities used in the definition are preferable.
o f the main contract.” Greater Nottingham Co
operative Society Ltd v. Cementation Piling & a p p r o b a tio n ; a p p ro v a l; a p p ro v e m e n t. There
Foundations Ltdy [1989] 1 Q.B. 71, 95, [1988] 2 is no generally accepted distinction between the
All Eng. Rep. 971, 981. first two words, apart from the observation that
A rarer mistake is for apprise to be misused for the first is more unusual and dignified. Follett
appraise: “The discussion thus far should indicate suggests that we restrict approbation to a favor
the limited value o f superficial observation in able response on a particular occasion and use
apprising [read appraising] the effects o f appel approval for a general favorable attitude. Wilson
lant’s mental illness.” Here apprise is correctly Follett, Modern American Usage 72 (1966). E.g.,
used: “It does not follow that because an officer “Again expressing our approbation o f this doc
may lawfully arrest a person only when he is trine, we conclude that the proof tendered should
apprised o f facts sufficient to warrant a belief that have been admitted.” Follett’s distinction would
the person has committed or is committing a suggest that approval be used here: “This extreme
crime, the officer is equally unjustified, absent view has never met the approbation [read ap
that kind o f evidence, in making any intrusions proval] o f the bar,-eith er in England or in
short o f an arrest.” America, and is repudiated by the great majority
o f reputable practitioners.” See d isa p p ro b a tio n .
a p p ra isem en t. See a p p ra isa l. Rarely does approbate justifiably supersede ap
prove— e.g.: “It must follow that all arranged or
a p p re cia te = (1) to fully understand; (2) to in Sikh marriages are a priori void, unless the par
crease in value; or (3) to be grateful for. The last ties knew each other beforehand or approbated
meaning began as a s l ip s h o d e x t e n s io n but is [read approved] the marriage afterwards.” (Eng.)
now established. For a legal nuance o f the verb approbate, see
a p p ro b a te a n d re p ro b a te .
a p p reh en d ; co m p re h e n d . Apprehend = (1) to Approvement is an old term with two quite
seize in the name o f the law; to arrest <to appre distinct meanings at common law: (1) “the prac
hend a criminal>; or (2) to lay hold o f with the tice o f criminal prosecution by which a person
intellect ( OED). It should not be used as a sup accused o f treason or felony was permitted to
posed FORMAL WORD for believe, as here: “We ap exonerate himself by accusing others and escap
prehend [read believe] that it is unnecessary at ing prosecution himself” (Black's); and (2) “the
this time to cite authority in support o f the right conversion to his own profit, by the lord o f the
in equity to maintain class suits.” Comprehend = manor, o f waste or common land by enclosure and
(1) to understand, grasp with the mind, or (2) to appropriation” ( OED).
include, comprise, contain.
a p p r o b a to r y ; a p p ro b a tiv e . Approbatory is the
a p p re h e n sio n does not always mean “fear,” its standard form.
common lay meaning. It frequently takes on nom
inal senses corresponding to the verb appre a p p r o p r ia b le is the adjective corresponding to
hend—e.g.: “In the law o f torts, one o f the neces appropriate, v.t.— not appropriatable. E.g., “[T]he
sary ingredients of an assault is apprehension Preissers have argued lack o f standing on the
by the plaintiff o f the imminent contact.” Here part o f the objectors and have contended that
apprehension refers merely to perception, not to they are entitled to decrees, irrespective o f the
fear or anxiety. See a p p reh en d . question o f availability o f appropriatable [read
appropriable] water.” In re Application for Water
a p p rise; a p p rize. See a p p ra ise. Rights ofPreisser, 545 P.2d 711, 712 (Colo. 1976)
(en banc). See -a t a b l e .
a p p ro is an abbreviated form o f approval, in
phrases such as goods on appro. It is appropriate a p p ro p ria te , v.t.; e x p ro p ria te . The verb appro
for telegrams but not for legal prose. priate may mean (1) “to give to a particular person
or organization for a specific purpose” g o v e r n
a p p ro b a te a n d re p ro b a te (= to accept and ment-appropriated moneys>; or (2) “to take from
reject), used in the context that one may not a particular person or organization for a specific
accept the benefits of a legal document while purpose.” The first sense is the more usual in
challenging some of its conditions, is an unjusti AmE (and better known to the nonlawyer), per
apropos (of) 71
haps because it is better to give than to receive. support actively and explicitly. The word connotes
Following are examples o f sense (2), the lawyer’s action as well as attitude.
sense: “Under this authorization she withdrew
from the bank various sums o f money, a consider a p p ro v e m e n t. See a p p ro b a tio n .
able amount o f which she evidently appropriated
to her own use without any accounting to him.”/ a p p r o v in g ly c ite d is awkward for cited with
“The only matter that has been urged before us approval. “Judge Rubin found that neither o f two
is whether defendant may lawfully be restrained kinds o f contracts met the Howey test for an
from appropriating news taken from bulletins is investment contract, a finding approvingly cited
sued by complainant, for the purpose o f selling it [read cited with approval] in Moody v. Bache &
to defendant’s client.” Co.” Other awkward variations have appeared:
Expropriate means (1) “to exercise eminent do “This suggestion, as illustrated by the Rogers de
main over; to take, by legal action, private land cision, was approvingly used [omit approvingly] in
for public use”; or (2) “to transfer title to another’s the Commerce Clearing House Rewrite Bulletin o f
property to oneself.” See m is a p p ro p ria te . June 8, 1983.” The implication here is that, by
In sense (2), appropriate is distinguished from using a suggested legal theory, the user implicitly
expropriate because a private or semipublic entity approves that theory.
does the former, whereas a public governmental
entity does the latter. The difference between the a p p ro x im a te ; a p p ro x im a l; p ro x im a te . Ap
terms is carefully observed by the courts. E.g., proximate = (1) closely resembling; (2) nearly
“[I]t makes no difference in determining the accurate; or (3) close together. Approximal = con
amount to be awarded that the property was tiguous. Proximate = (1) very near; or (2) directly
appropriated and not formally expropriated related. See p ro x im a te .
Gray v. State Through Dep’t o f Highways, 202 So.
a p p ro x im a te ly is almost never as good as
2d 24, 30 (La. 1967).
about— e.g.: “These prior costs will be approxi
mately [read about] $9,600.” See a b ou t.
a p p ro p ria tio n = (1) the exercise o f control over
property; (2) the bringing about o f a transfer of a p p ro x im a te ly a b o u t is a redundancy . See
title or o f a nonpossessory interest in the property; a b ou t.
(3) a public body’s act o f voting a sum o f money
for any o f various public purposes; or (4) the sum à p re n d re . See p rofits à p re n d re .
of money so voted.
In the following passage, a court has overstated a p r io r i; a p o s te r io r i. These terms are best left
the traditional significance o f the term (sense 1): to philosophical contexts. Very simply, a priori,
“Implicit in the meaning o f the word appropria the more common term, means “deductively; rea
tion, when it comes to competing and equal pos soning from the general to the particular,” and a
sessory interests in property, is that the accused posteriori means “inductively; reasoning from the
person must have exercised ‘unauthorized’ control particular to the general, or from known effects
over the property.” Freeman v. State, 707 S.W.2d to their inferred causes.” Here a priori is used
597, 605 (Tex. Crim. App. 1986). See m is a p p r o correctly, although the writer might better have
p riate. written deductive: “Witherspoon’s teaching is not
limited to that particular inference; it counsels
against any a priori judicial assumptions about
a p p rov a l. See a p p ro b a tio n .
the views o f veniremen.”
A priori becomes vague and confusing when it
a p p ro v e . A. Approve (of). Approve may be ei is used to mean “presumably” or “without detailed
ther transitive or intransitive, but in legal usage consideration,” as here: “But we cannot say, a
is usually the former (i.e., it usually takes no of). priori, without evidence, that there is not a suffi
“In our system evidentiary rulings provide the cient rational distinction between such restau
context in which the judicial process o f inclusion rants and other commercial establishments to
and exclusion approves some conduct as comport warrant a study.” This usage is a s l i p s h o d e x t e n
ing with constitutional guarantees and disap s io n .
proves other actions by state agents.” Nonlawyers frequently misuse a priori for
B. A nd endorse . The two should be distin prima facie.
guished. To approve, apart from the legal sense
of giving official sanction, is to consider right or a p ro p o s (o f). The two variations o f this phrase
to have a favorable attitude toward. The verb are generally inappropriate in legal writing in the
conveys an attitude or thought. To endorse is to place o f some English equivalent; they may prove
72 apt
Kansas corporation can sue and be sued] in all case may be tried (or arbitrated), but a so-called
courts and participate . . . in any judicial, admin litigation cannot be tried.
istrative, arbitrative [read arbitral] or other pro The standard idiom would be to say that an
ceeding, in its corporate name . . . .” Kan. Stat. arbitration is heard or conducted. But legal writ
Ann. § 17-6102(2) (1992). ers increasingly get it wrong—e.g.: “[T]his would
be prejudicial to the Hideca-Nereus arbitration
a rb itra m en t; arb itrem en t. The first spelling is which, it was claimed by Hideca, should logically
standard for this word, meaning (1) “the power to be tried [read heard] first.” Compania Espanola
decide for others,” or (2) “a decision or sentence.” de Petroleos, S.A. v. Nereus Shipping, S.A., 527
When first imported into English from French in F.2d 966, 971 (2d Cir. 1975)./ “[T]he court vacated
the late 16th century, the word was spelled with the arbitration award since the arbitration had
-e- in the penultimate syllable. Thereafter the been tried [read conducted] on a totally different
spelling was Latinized to arbitrament, which the theory than the one on which arbitration had
OED notes has been the accepted spelling since been ordered.” Metropolitan Property & Liab. Ins.
about 1830. Following is an illustration o f sense Co. v. Streets, 856 F.2d 526, 529 (3d Cir. 1988).
(1): “The court may not leave both the questions
o f law and o f fact to the arbitrament o f the jury.” a rb itra to r; a rb iter. An arbitrator is a person
In sense (2), the word was once common in chosen to settle differences between two parties
arbitration contexts; it referred to the arbitrators’ embroiled in a controversy. Arbiter, by contrast,
decision or award. This particular use is labeled is more general, meaning “anyone with power to
obsolete in Katharine Seide, A Dictionary o f Arbi decide disputes, as a judge.” E.g., “As long as the
tration 24 (1970). pleas o f both employer and employee are lawful,
the courts have not been constituted arbiters o f
the fairness, justice, or wisdom o f the terms de
a rb itra ry ; u n rea son a b le . These words are ex
manded by either the employer or the employee.”
tremely complex in law, their senses not readily
The terms do, however, overlap considerably,
encapsulated; but their most elemental senses are
and they cause confusion on both sides o f the
worth noting. Arbitrary = with no purpose or
Atlantic. Yet when referring to legal arbitration,
objective. (See a rb itra l (a ).) Unreasonable =
one should term the resolver o f disputes the arbi
with a purpose that is excessively imposed.
trator. “To order arbitration is not to approve in
advance o f all or everything that the arbiter [read
a rb itra te = (1) (of one or more parties) to settle arbitrator] does.” (Scots law presents an excep
by, or submit to, arbitration; or (2) (of an arbitral tion: one appoints an arbiter to hold an arbitra
tribunal) to decide a dispute being arbitrated. tion.)
Though surprisingly common, references to courts Leff rightly rejects a distinction o f a different
“arbitrating” disputes reflect poor usage— e.g.: nature: “Sometimes a distinction is sought to be
“The plaintifFs lawyers would simply tell the made between an arbiter, who decides according
plaintiff what he would net if he instructed them to rules, and an arbitrator, who is free to settle
to accept the offer; if the plaintiff thought the matters in his own sound discretion. But the dis
lawyers were taking too much, he could ask the tinction doesn’t hold; arbiters often have huge
court to arbitrate [read decide] the dispute . . . .” moments o f discretionary power, and more im
Chesny v. Marek, 720 F.2d 474, 478 (7th Cir. portant, most arbitrators today proceed according
1983). to elaborate rules, both procedural and substan
tive.” Arthur A. Leff, The Leff Dictionary o f Law,
a rb itra tion . A. A nd mediation . Both terms re 94 Yale L.J. 1855, 2050 (1985). That distinction,
fer to methods o f dispute resolution involving a in fact, goes back to Roman law, but it has no
neutral third party. The results o f arbitration are validity today.
binding—that is, the parties to the arbitrator’s The phrase is always final or ultimate arbiter,
decision are bound by it. In mediation, to the not arbitrator. E.g., “The judicial system is re
contrary, the mediator merely tries to help two garded as the ultimate arbitrator [read ultimate
disputing parties reach a mutually agreeable so arbiter] of disputes.”/ “In an earlier and ruder age
lution; the parties are not, however, bound by a the appeal was to arms, and force was the final
mediator’s decisions. See m e d ia tio n . arbiter.”
B. “T rying” an A rbitration. To say that an Arbitor is a misspelling—e.g.: “As the chief arbi-
arbitration is tried is to betray an ignorance of tor [read arbiter] in disputes between producers
idiom, as well as the process involved, by treating and the screenwriters’ and directors’ guilds, it is
it as if it were litigation in a public tribunal. And, Dern’s role to settle disputes ranging from pay
in any event, arbitration refers to a process: a ment schedules and credits to working condi-
74 arbitrement
tions.” Black, Dixon Q. Dern, Esq.: Hollywood would commend it, its obscurity to nonlawyers is
Law, M Mag., May 1989, at 48, 53. See a rb itra l. a distinct liability. E.g., “Assuming arguendo that
her answers establish that she actually attempted
arb itrem en t. See a rbitra m en t. to warn appellant, the court o f appeals erred in
inferring that her having done so established that
a rch a ism . See a n a ch ro n ism . she was acting as a state agent.” Arguendo is one
o f those LAT IN ISM S that neophyte lawyers often
A r c h a i s m s , outmoded words or expressions that adopt as pet words to advertise their lawyerliness.
are not yet obsolete, abound in the language o f In BrE, the word means something else en
the law. This work attempts to treat them individ tirely: “during the course of argument.” E.g.,
ually under specific entries. A great many are “ T h is air is too pure for a slave to breathe in /
collected under the entries f o r b id d e n w o r d s , was already ancient when Seijeant Davy uttered
LAW YER ISM S & LATINISM S. it arguendo in 1772 . . . .” R.E. Megarry, A Sec-
Among the archaisms especially to be avoided ond Miscellany-at-Law 198 (1973).
are the following:
alack haply to wit a rg u fy = to dispute, wrangle. Krapp calls this
anent howbeit verily term “illiterate or, in cultivated speech, a humor
anon maugre whilom ous and contemptuous form o f argue.9*G.P. Krapp,
belike methinks withal A Comprehensive Guide to Good English 50
divers perchance wot (1927). Lawyers could use a good sarcastic term
fain shew (for show) wroth for argue, and argufy fills the bill. Cf. sp e e ch ify .
One writer aptly says of a similar list: “These are
a rg u m e n t(a tio n ). Argumentation refers to the
easily avoided by anyone o f the least literary
act or process of arguing, or the art o f persuading.
sensibility . . . .” Herbert Read, English Prose
Argument should be reserved for all other con
Style 9 (1952). See nay.
texts.
a rch e ty p e ; p ro to ty p e . These words are close in
meaning, but their d if f e r e n t ia t io n should be a rg u m en t(a t)iv e. The longer form is preferred
encouraged. As commonly used, archetype means as an adjectival form of argumentation.
“a standard or typical example,” whereas proto -
A rgum ent, M odes o f . The Romans categorized
type means “the original type that has served as
a model for successors.” In the sentence following, and gave names to several different modes o f
prototype is misused for archetype: “The prototype argument, all o f which (both names and modes)
[read archetype] of a personal benefit requiring are still used today. Although it might be some
heightened judicial scrutiny is cash flowing di what precious to use some o f the more recondite
rectly to the union officer from the union trea Latin phrases in ordinary contexts (e.g., argu-
sury.” mentum ad crumenam\ they are at least as useful
as most things that appear in legal footnotes.
a rch e ty p ic; a rch e ty p ica l; p r o to ty p ic ; p r o t o Following are some o f these phrases, each of
typ ica l. Inconsistently enough, the preferred ad which is preceded by argumentum:
jectival forms are archetypal and prototypical. ah auctoritate = from authority (of a stat
ute or case)
a rch itectu ra l; a rch ite c to n ic . Architectural is
usually the literal, and architectonic the figura ab impossibili = from impossibility
tive, term. Whereas architectural relates to the ab inconvenienti = from inconvenience
design o f physical structures, architectonic relates a contrario = for contrary treatment
to rational organization or to the abstract struc
ad baculum = dependent on physical
ture of a thing or idea. Although architectonic is
force to back it up
sometimes used like architectural, it should be
confined to figurative or abstract senses to make ad captandum = appealing to the emo
the d if f e r e n t ia t io n complete. tions o f a crowd
ad crumenam = appealing to the purse
A rd en , E n och . See E n o ch A rd e n law . or self-interest
ad hominem = based on disparagement
A r g o t . See ja r g o n .
or praise of another in a
a rg u en d o. In AmE, arguendo is unnecessary in way that obscures the
place of for the sake o f argument. Although brevity real issue
arrear(s) 75
be preferable. E.g., “In Fanchier v. Gammill, a a rso n a b le ; a rso n o u s. Both terms are omitted
Nevada court had awarded a wife alimony that, from most English-language dictionaries, includ
because of arrearages [read arrears], she was ing the OED, W2, W3, and AHD. But they are
forced to reduce to a judgment in Mississippi.” serviceable. Arsonable = (of property) o f such a
In the singular, arrearage is common enough in nature as to give rise to a charge of arson if
legal texts to be perhaps forgivable, arrear being maliciously burned. E.g., “It is sometimes said
an unnatural-sounding singular. E.g., “This order that the explanation o f this rule is that a chattel is
recites findings that appellant paid $1000 o f the (with certain exceptions) non-arsonable property,
$4000 arrearage found to exist by the 1982 order, while a building is arsonable, and it is therefore
leaving an arrearage of $3000 denominated in the not possible to transfer the malice between the
order as 'amended arrearage'” The OED records two legal species o f property.” Glanville Williams,
an incorrect American use o f arrears as a singu Criminal Law 130 (2d ed. 1961).
lar: “They constitute a large arrears [read arrear Arsonous = o f or relating to arson. E.g., “After
or arrearage], which should be dealt with they poured ten gallons of gasoline about the
speedily.” inside o f the home in preparation for their arson
ous act, an unexpected explosion occurred which
a r r e s ta b le . So spelled. See -ABLE (A), trapped Frank Owen in the home and resulted in
his death.” Smith v. Moran, 209 N.E.2d 18, 19
a rre ste e . See -e e . (111. App. Ct. 1965)./ “[T]he relatively few firebugs
could not buy out the orphans for an amount
a r re ste r; a r re sto r. The former is the preferred remotely near the costs o f their arsonous con
spelling. duct.” Mayer G. Freed & Daniel D. Polsby, Just
Cause for Termination Rules and Economic Effi
a r r iv e e . See -e e . ciency, 38 Emory L.J. 1097,1112 (1989)./ “[S ta te
ment . . . not hearsay when offered as false excul
a rrog a te, a transitive verb, should not be used patory statement intended to conceal arsonous
reflexively, as here: “Should a justice court at purpose for being in alley.” Roger C. Park, “7
tempt to grant a divorce, its decision would be Didn't Tell Them Anything About You": Implied
invalid as if the reader were to arrogate himself Assertions as Hearsay Under the Federal Rules o f
to do so [read to arrogate to himself this power or Evidence, 74 Minn. L. Rev. 783, 816 n.180 (1990).
to appoint himself to do so].” The following sen
tence illustrates the correct idiom: “John had al a rtefa ct. See a rtifa ct.
lowed sheriffs to arrogate to themselves once more
the power of hearing pleas o f the Crown . . . .” a rtfu l p le a d in g . See w e ll-p le a d e d co m p la in t.
H.G. Hanbury, English Courts o f Law 51 (2d ed.
1953). See a b rog a te. a rticle , v.t., means “to bind by articles,” and is
conjugated articled, articling. An articled clerk
arse; ass. Arse is the spelling (in the anatomical (who is said to “take articles”), for instance, was
sense, not in horse-sense) in formal English. formerly the term for an apprentice bound to
serve in a solicitor’s office in return for learning
a r s e n ( i ) o u s . The spelling with the -i- is standard, the trade. The verb is invariably used in reference
the other form being a n e e d l e s s v a r i a n t . Arseni- to apprenticeships. E.g., “[Among the necessary
ous /ahr-sen-ee-ds/( = o f or pertaining to arsenic) qualifications for becoming a solicitor is an ap
should not be confused as being an adjectival form prenticeship] or service under articles o f clerkship
o f arson. See a r s o n a b l e . to a practising solicitor for a period varying from
two and a half to five years, according to the
a r s o n ; h o u s e b u r n i n g . Arson = (1 ) at common previous attainments o f the clerk. This service is
law, the malicious burning o f someone else’s exclusive; and, unlike the Bar student, the arti
dwelling house; or (2) under any of various stat cled clerk cannot devote any part of his attention
utes, the malicious burning of someone else’s or to matters other than the study and practice of
one’s own dwelling house or of anyone’s commer the law.” Edward Jenks, The Book o f English Law
cial or industrial property. 70 (P.B. Fairest ed., 6th ed. 1967).
The word houseburning denotes the common-
law misdemeanor of intentionally burning one’s A . Om itted B efore Party D enom i
A r t ic l e s .
own house that is within the city limits or that is nations. It is a convention in legal writing to omit
close enough to other houses that they might be both definite and indefinite articles before words
in danger o f catching fire. The term applies only such as plaintiff, defendant, petitioner, respon
when no one else is actually damaged by the fire. dent, appellant, and appellee. It is almost as if
as 77
these designations in legal writing become names, can sue to set aside a fraudulent conveyance made
or proper nouns, that denote the person or per by decedent during lifetime [read his lifetime].”
sons referred to. The convention is a useful one For exceptions to the general rule, see (a ) above.
because cutting even such slight words can lead C. W rongly Inserted. Writers sometimes unidi-
to leaner, more readable sentences. Perhaps the omatically insert articles where they have no
most important aspect o f one’s preference, though, business; this phenomenon is inexplicable, except
is to be consistent within a piece o f writing. The insofar as we can identify the writer’s failure
convention o f omitting articles should not spread to distinguish between c o u n t n o u n s a n d m a s s
beyond these few standard party designations, for NOUNS. E.g., “The nature o f the agency relation
beyond these standard party-names the conven ship is such that the principal would be subject
tion may seem unidiomatic. E.g., “If decedent to a vicarious liability [omit a] as a defendant to
[read the decedent] disposes o f his estate by will, another who may have been injured by the agent’s
he devises property and the takers are devisees, negligence.”/ “The Commission has taken the po
even though the subject is personal property.”/ sition that it may by its order allow an overpro
“Intervenors’ [read The intervenors’] opposition to duction [omit an] for a period o f time to meet the
plaintiff’s motion has two bases.” (See the exam market demand.”
ples under ( b ) o f this entry in which taxpayer D. Repeated. When two or more nouns are
appears without an article.) connected by a conjunction, it is usually best to
To some, the practice o f omitting these articles repeat the article before each noun. When the
may seem symptomatic o f LEGALESE. They are article is not repeated, the sense conveyed is that
entitled to their point o f view. The rest o f us can the nouns are identical or synonymous. “The com
enjoy not having to write, “The plaintiff, now the mittee elected a secretary and treasurer” (one
appellant, sued the defendant, now the appellee.” person); “The committee elected a secretary and
(In fairness, though, “Plaintiff, now appellant, a treasurer” (two persons).
sued defendant, now appellee” is not much better The article should not be repeated in a second,
reading.) parallel adjectival phrase. “Appellant testified
B. W rongly Omitted. There is a contagious tenand the United States admitted that P.A.L. was
dency in legal writing to omit articles before a validly formed and an existing corporation [omit
nouns, perhaps on the analogy o f the special legal an]”
convention for party-names (see A). E.g., “Distinc E. Indefinite. See a.
tion [read A distinction] must be recognized be
tween the review proceeding here involved and a rticu la b le , not articulatable, is the correct
those which . . . are allowed only . . . through a form—e.g.: “The government argues that the stop
‘civil action commenced . . . in the district o f the car was either part o f an ‘extended border
court.’ ” White v. U.S., 342 F.2d 481, 484 (8th Cir. search’ or a ‘ Terry stop’ based on articulatable
1965). In our quest for concision through c u t t i n g [read articulable] suspicion.” U.S. v. Weston, 519
OUT t h e CHAFF, however, our writing should not F. Supp. 565, 569 (W.D.N.Y. 1981). See -a t a b l e .
become so abbreviated that we omit necessary
articles; articles are more than mere chaff: they a rtifa ct; a rte fa ct. The former spelling is stan
are signposts for the reader, who may become dard in AmE, the latter in BrE.
temporarily lost without them. There is a ten
dency, for example, in tax cases, to refer to tax
a rtifice is sometimes misspelled artiface, as in “a
payer without an article, as if it were a proper
scheme and artiface [read artifice] to defraud.”
name. E.g., “Federal law also required that tax
U.S. v. Edwards, 716 F.2d 822, 823 (11th Cir.
payer [read the taxpayer] make contributions un
1983).
der the Federal Insurance Contributions Act.”/
“Taxpayers’ [read The taxpayers’] request for com
a rtificia l p e rso n . See ju r is tic p e rso n .
pensatory and punitive damages is barred by the
doctrine o f sovereign immunity.” These usages
offend a sensitive ear, whether it is the mind’s artisa n ; a rtiza n . The former spelling is stan
ear or one’s actual ear. dard.
Here are a few similar examples: “In ap
proaching solution [read a solution] to this prob as. A. Causal w ords: as; because; since; for . In
lem, we must look beyond the immediate conse the causal sense as should generally be avoided,
quences o f the decision o f this case.”/ “The award because (not as!) it may be misunderstood as
as remitted by trial judge [read the trial judge] having its more usual meaning “while,” especially
was not so gross as to be contrary to right when it is placed anywhere but at the beginning
reason.”/ “If a sale is necessary, the representative o f the sentence. Fowler states: ‘T o causal or ex
78 as against
planatory as-clauses, if they are placed before the it.” Oliver W. Holmes, The Common Law 176
main sentence . . . there is no objection.” E.g., (1881; repr. 1963).
“But as the case has been discussed here and But the phrase is sometimes misused for
below without much regard to the pleadings, we against: “Defendant was allowed, however, to tes
proceed to consider the other grounds upon which tify as against [read against] the plaintiff [if the
it has been thought that a recovery could be defendant gave adverse testimony].”/ “In a trial
maintained.” Robins Dry Dock & Repair Co. v. for felony the prisoner can make no admissions
Flint, 275 U.S. 303, 308 (1927) (per Holmes, J.)/ so as to dispense with proof, though a confession
“As I read the court’s opinion to be entirely consis may be proved as against [read against] him.”
tent with the basic principles which I believe (Eng.)
control this case, I join in it.” The reverse order Because as against is an idiom with a fairly set
is infelicitous, however, unless the reader neces meaning in English, it should not be used in
sarily knows what is to be introduced by the as- unfamiliar ways, such as in an ellipsis o f as being
clause: “We do not explore the problem further, against: “The policy is void as against public pol
as [read since] the issue o f damages was not icy [read as being against public policy] because
litigated below.” it opens a wide door by which a constant tempta
The causal as becomes troublesome even at tion is created to commit for profit the most atro
the beginning o f a sentence when a temporal as cious o f crimes.”
appears in the same sentence. “As Nelda returned
to her occupation as soon as appellant drove her as and when. This is a redundant expression;
from Newark to New York, and as he knew full either as or when will suffice. “The bill provides
well that she would do this, one might suppose that the balances shall be met by the Exchequer
that the violation o f the Mann Act was clearly as and when [read as] they mature for payment.”
established.” The first and last occurrences o f as (Eng.— ex. fr. V. H. Collins, Right Word, Wrong
in that sentence are causal, the second and third Word 19 (1956)).
temporal; the causal words should be changed to The variant when and as is equally bad: “A
since or because. court o f equity acts only when and as [read only
Because o f the syntactic restrictions on as, we when] conscience commands.”
are left with three general-purpose causal con
junctions. Because is the strongest and most logi as . . . as. A. And s o . . . as. In positive state
cally oriented o f these. Since is less demonstra ments, the as . . . as construction is preferred.
tively causal and frequently has temporal “If the guard had thrown [the packaged explosive]
connotations. But using since without reference down knowingly and willfully, he would not have
to time is not, despite the popular canard, incor threatened the plaintiff’s safety, so far as [read
rect. (See s u p e r s t it io n s (G).) For is the most sub as far as] appearances could warn him.” Palsgraf
jective o f the three, and the least used. If because v. Long Island R.K, 162 N.E. 99, 101 (N.Y. 1928)
points out a direct cause-effect relationship, for (per Cardozo, J .)7 “So long as [read As long as]
signals a less direct relationship, adding indepen the courts fail to come to grips with that fact, so
dent explanation or substantiation. Moreover, for long as [read as long as] they persist in assuming
is a coordinating conjunction, and not, like be that every juror has a precise and firmly held
cause and since, a subordinating conjunction; position, the process o f jury selection will be un
hence it can properly begin sentences. predictable, arbitrary, and ultimately lawless.”
B. In A nticipatory R eference. When coupled Twenty years ago it was commonly believed
with do-words, as can cause mischief o f the kind that so . . . as is preferable to as . . . as in
outlined under a n t ic ip a t o r y r e f e r e n c e (a ). E.g., negative statements such as, “The limitations pe
“Texas, as do [read like] most jurisdictions, recog riod was not so long as I had thought.” But a s . . .
nizes three general theories o f recovery in prod as generally serves equally well in such negative
ucts liability.” See l i k e (c). statements. Following is a construction in which
C. And like . See l i k e & h y p e r c o r r e c t io n (E). not so . . . as does not read as well as not a s . . .
as: “Back at Bennie’s Comers, affairs were not
a s a g a i n s t means “toward; with respect to; in going so happily as they were at McGill Univer
regard to,” but with the implication o f adversity sity.” On first reading this sentence, the reader
or conflict—e.g.: “Every admission is deemed to may be temporarily misled into thinking that so
be a relevant fact as against the person by or on means “very,” in its colloquial sense, as it would
whose behalf it is made.” (Eng.)/ “ [I]f a stick o f if the sentence ended after happily. See as long
timber comes ashore on a man’s land, he thereby as; equally as (b ) & so as.
acquires a ‘right o f possession’ as against an ac B. Repetition of Verb After. Often, when the
tual finder who enters for the purpose o f removing second as in this construction is far removed from
aside from 79
the first as, the verb is repeated for clarity: “Per grees.” Max Radin, The Law and You 41 (1948).
haps no area o f corporate law is as beset with See d e sce n d a n t.
conflicting judicial opinions, variations among A collateral is a relative who traces relationship
statutes, and confusion and uncertainty concern to the intestate through an ancestor in common,
ing the likely outcome o f litigation as is the duty but who is not in the lineal line o f ascent or
o f loyalty.” descent.
C. In the ascendant. This phrase is sometimes
as at (= as of) is characteristic chiefly o f BrE misconstrued to mean “ascending”; actually, it
and o f financial contexts in AmE. E.g., “This book means “dominating, supreme.” The phrase has
reflects the law as at August 1986.” Stanley Ber- been handed down to us from medieval astrology.
win, The Economist Pocket Lawyer i (1986)7 “The
common law took the coldly logical view that a s c e n s i o n ; a s c e n t . Both mean “the act o f as
bastardy was judged as at the date o f birth and cending.” Ascent, however, has these additional
was indelible . . . .” J.H. Baker, An Introduction senses: (1) “the act o f rising in station or rank, or
to English Legal History 558 (3d ed. 1990). in natural chronological succession” <the ascent
o f man>; (2) “a method o f ascending” <an unortho
as a w h o le . See in w h o le . dox ascent>; and (3) “the degree o f slope or accliv
ity” <a steep ascent>.
as b e tw e e n ( = in a comparison o f [usu. two
things]) is much more common in legal than in as con cern s. See a s r e g a r d s .
nonlegal writing. In fact, most general English-
language dictionaries neglect the phrase. E.g., ( = to attribute to a specified cause) is
a s c r ib e
“The controversy as to the type o f law, whether sometimes misused for subscribe in the sense “to
custom or common law or tradition, on the one think o f favorably”— e.g.: “We ascribe [read sub
hand, or legislation, on the other, the controversy scribe] to the notion that judges should limit the
as to the relation o f law to morals, the discussion evidence in criminal trials to what is relevant.”
as between adjudication and administration, as
between law and equity, as between strict and free
as do. See a s (b ) & a n t i c i p a t o r y r e f e r e n c e <a >.
procedure, all run back to this problem o f stability
and change.” Roscoe Pound, The Formative Era
a s e q u a lly . See e q u a l l y a s ( d ).
o f American Law 18 (1938)./ “A judgment gives
rights and obligations to litigants as between
a s f a r a s . This phrase must be followed by is
themselves.” 1 E.W. Chance, Principles o f Mer
cantile Law 10 (P.W. French ed., 13th ed. 1950)./ concerned or goes, or else idiom is severely vio
“This does not mean that in the English courts o f lated— e.g.: “As far as damages [add are con
the thirteenth century justice was no more than cernedI, the case does not seem to be promising.”
‘justice as between man and man.’ ” Carleton K. Idiom aside, however, this construction usually
Allen, Law in the Making 401 (7th ed. 1964). signals v e r b o s i t y . In the sentence just quoted,
for example, the writer might have said: “We
a scen d a n t. A. Spelling. Both as a noun and as expect the damages to be insignificant.”
an adjective, the spelling ascendant is preferred
over ascendent As follows is always the correct
a s fo llo w (s ).
B. And ancestor; collateral; descendant . In the form, even for a long enumeration.
language o f decedents’ estates, both ascendant
and ancestor mean “a person related to an intes as f r o m , a formal way o f dating the onset o f
tate or to one who claims an intestate share in something, is more common in BrE than in AmE.
the descending lineal line (e.g., parents and E.g., “Eventually it was decided that as from 1979
grandparents).” Ancestor is the more universally criminal causes in the House o f Lords should be
comprehensible word but has two severe disad reported under the same title as in the court
vantages: first, it is less likely to be understood below.” Glanville Williams, Learning the Law 1 7-
as referring to a parent; second, it lacks the 18 (11th ed. 1982)./ “Most building societies credit
-ant suffix, which makes ascendant parallel with accounts with monies [q.v.] paid-in by cheque as
descendant See a n cesto r. from the date o f deposit.” Council Had No Choice,
Descendant denotes one who is descended from Fin. Times, 27 Jan. 1990, at 5.
an ancestor—i.e., offspring in any degree, near or
remote. E.g., “No one will deny that a marriage a s i d e f r o m was once considered inferior to apart
between an ascendant and descendant in the from. It has become standard, though it is con
same line is properly within the forbidden de fined primarily to AmE.
80 as, if, and when
INISM in place o f which many everyday equiva sary element o f larceny. E.g., “The writ o f trespass
lents will suffice (e.g., according to or in accor on the case might be joined with trespass quare
dance with). E.g., “The memorandum noted that clausum fregit or trespass for the asportation o f
the release between Avondale and Bean as per chattels.” (Eng.)
[read in accordance with] clause 6 thereof indi This old word has been adapted in modem con
cated an intent to allow third-party claims and texts to mean “the act o f driving (a vehicle) away”:
was not a full release.7 “The secretary distributed “Thereafter, by convoluted reasoning, it is held
the residual assets as per [read in accordance that under the facts o f this case the asportation
with] the judgment o f the Louisiana court.” [ = the driving away] o f the automobile is a contin
uing process.” See la rce n y , b u r g la r y & stole,
a s p e r s i o n s , t o c a s t is a prolix c l ic h e for to to o k , a n d c a r r ie d aw ay.
asperse— b u t th e verb is little k n ow n .
a s p o r te r is the agent noun corresponding to as
The former refers to
a s p h y x ia ; a sp h y x ia tio n . port, v.t. E.g., “The evidence did not identify any
the condition of having insufficient oxygen, re particular person as the actual asporter o f the
sulting in suffocation. The latter is the action o f property from the room in which it was stored.”
producing suffocation. State v. Hollis, 113 So. 159, 159 (La. 1927).
corpus involves a collateral attack, while in certio a s s a u ltiv e is the only adjective corresponding to
rari the judgment is directly assailed.7 “In my assault. E.g., “The prior conviction here was for
opinion, the county court judge's finding cannot rape— an assaultive crime.”
be assailed and the appeal must be dismissed
with costs.” (Eng.) a s s a u lt w ith in t e n t to c o m m it r a p e ; a s s a u lt
t o r a p e . Both forms occur in criminal cases, the
The latter is a n e e d l e s s
a s s a s s in ; a s s a s s in a to r . former being somewhat more common. See r a p e
v a r i a n t . “The first amendment is not a shelter (c).
for the character assassinator [read assassin].”
a s s a y ; e s s a y . These words, related etymologi
a s s a u lt; These terms have distinct
b a tte ry . cally, have distinct meanings. Assay = to test, to
meanings in criminal and in tort law. Essentially, analyze. E.g., “The degree o f harm must be as
an assault is the use or threat o f force upon sayed in light o f the entire charge, the state of
another that causes that person to have a well- the evidence, the arguments o f counsel, and any
founded fear of physical injury or offensive touch other relevant information revealed by the record
ing. A battery is the use of force or violence on o f the trial as a whole.”/ “Tenuous theories o f
another (in the criminal sense), or any repugnant liability are better assayed in the light o f facts
intentional contact with another (in the tortious than in a pleader's suppositions.”
sense). Cf. a c c o s t . Essay, though sometimes used synonymously
Shooting a gun just to the side of someone, if as a verb with assay, most frequently takes on
that person reasonably fears physical injury, or the meaning “to attempt; to try to accomplish.”
shooting a blank gun directly at someone would E.g., “The supreme court o f the state has decided,
be an assault Hitting someone with a bullet in a case definitely involving the point, that the
makes the act a battery, even if the person never legislature has not essayed to interfere with the
knew of the hit. In the tort sense, an uninvited constitutional liberty o f citizens to organize a
kiss by a stranger would be considered a battery. party and to determine the qualifications o f its
See b a t t e r y . members.”/ “Lawyers' language essays precision
L eif notes that the distinction is observed only by choice o f particular words and phrases, and by
by lawyers, and even by them not consistently: devices o f composition such as numbering, let
“[I]n ordinary language, and even to some extent tering, indexing, and even symbolic logic.” Essay
in legal talk, the two are conflated, and one speaks thus used is quite formal and somewhat archaic;
o f an assault frequently in referring to the whole attempt or try serves better in ordinary contexts.
incident, from the threat through its consumma Cf. e n d e a v o r .
tion. Indeed, at least in ordinary understanding,
use of the word assault most likely requires the a s s e m b l a g e ; a s s e m b l y . An assemblage is a dis
actual battery; most people would not use ‘He got organized group o f persons or things. An assembly
angry and assaulted her' to describe an incident is a group o f persons that is organized and united
in which no physical contact was made.” Arthur for some common purpose.
A. Leff, The Leff Dictionary o f Law, 94 Yale L.J.
1855, 2069 (1985). a s s e m b ly , u n la w fu l. See r i o t .
a ssertiv e; a ssertory . The former is the word for undertaking to prescribe a form o f permissible
ordinary purposes; the latter was at one time picketing is challenged.”
used by grammarians in reference to sentences or
constructions in the form o f affirmations. As a ssig n o r; a ssign er. In all legal senses, assignor
sertory is used in but one legal phrase, assertory is preferred; it is the correlative o f assignee. As
oath, which denotes a statement o f facts under signer has appeared in nonlegal contexts, and
oath. there it should remain. See -ER (A).
assertor, not asserter, is the usual agent noun assise. See assize.
corresponding to the verb assert. See -ER (A).
assist, n., has come into the language through
assessm ent. See tax. basketball lingo <with an assist from counsel>. It
should be avoided as a newfangled variant of
asseverate. See av er. assistance.
that due process puts beyond the reach o f the one o f the most troublesome.” Peter W. Davis,
criminal law all individual associational relation Comment, Restitution: Concept and Terms, 19
ships, unless accompanied by the commission o f Hastings L.J. 1167, 1182 (1968). The term origi
specific acts o f criminality, is dispelled by familiar nally applied to an action for breach o f a simple
concepts o f the law o f conspiracy and complicity.” contract, then was extended (after Slade's Case
Scales v. U.S., 367 U.S. 203, 225 (1961). [1602]) to cases in which no independent
agreement to pay could be proved, and finally to
Assoil (= to par
a s s o il; a s s o ilz ie ; a b s o lv ito r . implied contracts and quasi-contracts. This CHA-
don, release, acquit) is an obsolete ecclesiastical MELEON-HUED WORD is no longer widely used by
term for the reversal o f an excommunication. As common-law courts; in England the cause o f ac
soilzie, a Scottish dialectal variant, is still used tion was abolished by the Judicature Acts of
in civil and criminal Scottish cases in the sense 1873-1875.
“to free o f liability by order of court.” The Scottish
decree is called absolvitor. a s s u m p t i o n , in lay writing, most commonly
means “a supposition”; in legal contexts it fre
A sson an ce. See a l l it e r a t io n (a ). quently takes on the older sense “the action o f
taking for or upon oneself” (OED). E.g., “It is not
a s s o r t(a t)iv e . The longer form is preferred. clear whether ITT consented to an assumption o f
indebtedness.” See a s s u m e .
a s s u m e ; p r e s u m e . The connotative distinction
between these words is that presumptions are a s s u m p tio n o f th e r is k ; c o n tr ib u to r y n e g li
more strongly inferential and more probably au gence. Originally these two were separate doc
thoritative than mere assumptions, which are trines, but assumption o f the risk has been, in
usually more hypothetical. E.g., “Defendants rely most jurisdictions, subsumed by the doctrine o f
upon the ancient legal presumption that a woman contributory (or comparative) negligence. Assump
is considered legally capable o f bearing children tion o f the risk = the principle that a party who
at any age.”/ “Where any document purporting to has taken on the risk o f loss, injury, or damage
be thirty years old is produced from any custody consequently cannot maintain an action against
that the judge considers proper, it is presumed the party having caused the loss. An example o f
that the signature and every other part o f such assumed risk is the man who volunteers his pro
document is in that person’s handwriting.” (Eng.) file to a friend who wants to practice sword
Presumptions lead to decisions, whereas as throwing.
sumptions do not: “We assume, without deciding, Perhaps because assumption o f the risk as ap
that except for the provisions o f section 18 o f the plied by the courts came to bar otherwise merito
Decedent Estate Law the trust would be valid.” rious claims, legal scholars began to point out
The phrase we assume, without deciding, is a that contributory negligence could be applied to
favorite o f common-law courts. any case involving assumption o f the risk. And
Where adverbs are concerned, one should al with the rise o f comparative negligence, q.v., the
ways use the common forms derived from pre doctrine o f assumption o f the risk became espe
sume; that is, presumably (= I presume, it is cially unjust if applied to bar a claim. See volenti
to be presumed) or presumptively (= there is a non fit injuria.
presumption at law that). Here the writer seems
to have been trying to avoid the simple term in a s s u m p tiv e ; p r e s u m p tiv e . See a s s u m e .
favor o f an outlandish one: “However, the life
tenant is assumedly [read presumably] entitled to a s s u r a n c e ; in s u r a n c e . The nouns follow from
$5,760 per year.” the verbs; hence the reader might first consult
Assumptive is pretentious for either assumed the next entry. Since ensurance is no longer with
<assumptive beliefs> or assuming or presumptu us, insurance is the nominal form o f both insure
ous <an assumptive characters For the sense o f and ensure. Usually, insurance refers to indemni
presumptive in heir presumptive, see h e i r (B ). fication against loss (from the verb insure); in
BrE, assurance is sometimes given this meaning,
a s s u m in g . See danglers (D). although Partridge notes its decline; its one sur
viving use in this sense is in reference to life
a s s u m p s i t , a l a w l a t in term, means literally policies. Generally, however, assurance = that
“he undertook” or “he promised.” “O f the terms which gives confidence. See i n s u r a n c e ( b ).
used in connection with the subject o f restitution, In AmE, assurance chiefly means “pledge” or
assumpsit is one o f the oldest and also perhaps “guaranty.” E.g., “To give further assurance [bet
as to 85
ter: To further ensure] that these rules will not be [read ensure] that the return o f the loser does not
breached, the states may wish to add 'safeguard’ become the guideline o f the judgment.”
provisions.” (See s p l i t i n f i n i t i v e s ( O .)/ “The re C. Noun Forms. See assurance.
viewing court may inquire whether there is
adequate assurance that the respondent will be a ssu rer; a ssu ro r. The -er spelling is preferred.
protected against the loss o f proprietary See -ER (a ) & u n d e rw rite r .
information.”/ “The heirs would have no assurance
that the question o f the personal fault o f the as th e ca se m a y b e . See ca se ( a ).
executor would be properly tried.”/ “Respondents
received assurance that the customers would be as th o u g h . See as if.
willing to give them their laundry work.”
Assurance also has the specialized, rather rare as to is a vague, all-purpose preposition that
legal meaning “the act o f transferring real prop should be avoided whenever a more specific prepo
erty.” Assure formerly had the corresponding sition will fit the context. As to does not clearly
meaning “to convey by deed.” establish syntactic or conceptual relationships; it
hampers the comprehensibility o f texts in which
assu re; en su re; in su re. A. Assure fo r ensure . it appears. Were it not a phrase, it might justifi
One person assures (makes promises to, con ably be classed among f o r b i d d e n w o r d s .
vinces) other persons, and ensures (makes certain) A. Indefensible Uses. To illustrate the slippery
that things occur or that events take place. Any variability o f as to, a list o f problematic usages
object beginning with that should be introduced follows; in each example, another preposition
by the verb ensure, if the verb is in the active would more directly and forcefully express the
voice. Here assure, which always takes a personal thought.
object, is properly used: “If Mr. Lucy’s promise to 1. For o f “Registration in the Patent and Trade
pay for the Zehmer’s farm becomes enforceable mark Office creates presumptions as to [read of]
merely on the Zehmers’ making their promise ownership and the exclusive right to use.”/ “A
in return, how is Lucy assured [correct, because contract in a lease giving an option o f purchase
passive voice] that he will not have to pay the might be good, provided it did not infringe the
price unless he gets the farm?”/ “Although the law as to [read of] perpetuities.”/ “The jury was
court’s instruction did petitioner no harm, it was also instructed that i f it believed appellant was
thought that petitioner was assured a new trial guilty o f either murder or involuntary manslaugh
if counsel had complained.” ter, but was unsure as to [read of] which, it was
In the following sentences, assure is misused to find him guilty o f the lesser offense.”
for ensure: “This course will be more likely to 2. For on. “The UCC is silent as to [read on or
assure [read ensure] that the police officer will not about] the reconciliation o f different terms.”/ “The
be exposed to personal liability.”/ “The State’s will violates the common-law rule as to [read on]
strong interests in assuring [read ensuring] the contingent remainders.”/ “But the question really
marketability o f property within its borders would must be regarded as an open one, as to [read
also support jurisdiction.”/ “Filing o f a solicitation on] which commentators disagree.”/ “We find no
letter assures [read ensures] the public’s ample authority for the contention that the rule as to
protection.” [read on] the destruction o f contingent remain
Ensure is properly used in the following sen ders should be applied to a case in which the
tences: “Changes were made to ensure against estate is vested in quality but contingent in
overexpenditures in the program.”/ “The verdict quantity.”/ “Because the State produced no evi
ensured that he would spend a long time in jail.”/ dence as to [read on] this essential element, it is
“The requirement o f minimum contacts ensures impossible to say that a rational trier o f fact could
that the states, through their courts, do not reach have found beyond a reasonable doubt the facts
beyond the limits imposed on them by the status necessary to support the life sentence.”
as coequal sovereigns in the federal system.” 3. For with. “In the business o f life insurance,
B. Insure and ensure . Insure should be re the value o f a man’s life is measured in dollars
stricted to financial contexts involving indemnifi and cents according to his life expectancy, the
cation; it should refer to what insurance compa soundness o f his body, and his ability to pay
nies do; ensure should be used in all other senses premiums; the same is true as to [read with, or
o f the word. Intransitively, insure is commonly perhaps of] health and accident insurance.”
followed by the preposition against <insure 4. For for. “The rule is the same as to [read for]
against loss>; it may also be used transitively specialists.”
cinsure one’s valuables>. Following is a common 5. For to. “Offeree must wait until he gets an
place peccadillo: “Care must be taken to insure answer as to [read answer to] his counter-offer.”/
86 as to whether
“Was the option provision too uncertain to be re-appointment, the ruling in McBee v. Jim Hogg
enforced, so that parol evidence should not have County requires rejection o f their section 1983
been admitted as to [read admitted to] clarify its claims.”/ “As to whether the object that this bill
meaning?”/ “He was entirely indifferent as to discloses was sought to be attained [see p a s s iv e
[read indifferent to] the results.” VOICE (F)] by the members o f the union was a
6. For by. “Counsel was continually surprised lawful one, the authorities o f this country are
at trial as to [read by] the evidence presented by clearly in conflict.” In beginning sentences in this
his opponent.” way, as to is equivalent to the more colloquial as
7. For in or into. “When the petition is correct for.
as to [read in] form, a notification shall be The phrase is defensible when used for about.
prepared.”/ “The court submitted issues to the Nevertheless, it is stylistically inferior to about
jury inquiring as to [read into] what was a reason in most contexts, as in the following sentences:
able attorney's fee.” “The buyer was silent as to [better: about] the
8. For applicable to. “That is a fundamental disclaimer.”/ “Any doubt as to [better: about] the
doctrine as to [read applicable to] fiduciaries o f existence o f a material fact is to be resolved
all sorts, that it is somewhat surprising to find it against the moving party.”/ “Complaints as to
questioned.” [better: about] procedural irregularities in a con
9. Completely Superfluous. “The trial court demnation case must, be preserved at the trial
failed to specify as to what [read specify what] court level by motion, exception, objection, plea
predicate under the statute plaintiff relied upon.7 in abatement, or some other vehicle.”
“The Court does not say here as to how [read say The phrase is sometimes a passable shorthand
here how] carefully the survey was conducted.”/ form o f “with regard to” or “on the question of,” a
“The only real issue in the case is as to [read real meaning it properly carries when beginning a
issue . . . is] the question o f insanity.” / “The sentence. E.g., “California has done what we
question is as to [read question is] the validity o f think should here be done; it has made its solution
the twenty-eighth clause o f the will o f Mary C. as to life insurance proceeds consonant with its
Durbow, a childless widow.” See as to w hether & other community property laws.”/ “The trial court
question as to whether. entered judgment o f nonsuit as to all defendants,
10. Used Twice in One Sentence, with Differing from which plaintiff appeals.”/ “The document is
Meanings. “The defense moved for a judgment o f silent as to beneficial title.” (Eng.)/ “The district
acquittal as to [read on] all counts, arguing, as to court erred in denying the new trial sought as to
[read with respect to] the tax evasion count, that the dismissal.” In each o f these sentences the as
an affirmative act of concealment had to be found to phrase can be used to start the sentence and
to convict the defendant.”/ “The question as to link it more firmly with a topic mentioned pre
[superfluous] whether information as to [read viously.
about] particular processes or other matters was
‘confidential’ or ‘secret' is outside the scope o f this as to w h e th e r. The Fowlers describe it as “sel
annotation.”/ “Petitioner's right to a salary before dom necessary” in The King's English 344 (3d
it was voted to him was so indefinite as to [read ed. 1930). That judgment has withstood the test
in] both amount and obligation as to be [read that o f time. See as to (a )(9) & q u e stio n as to
it was] unenforceable.”/ “It is the contention o f w h eth er.
the contestant that the residuary legatees under
the will so unduly and improperly influenced the as w as. See as is.
testator to make the will in their favor as to [read
with regard to] the residue o f this estate as to as w ell. When used at the beginning o f a sen
render [read that they rendered] the will o f no tence, this phrase is a casualism at best—e.g.: “As
legal effect.” In each o f the last two sentences well, [read Also,] people are questioning how well
quoted, the final as to is a part o f the phrase so the legal system really does protect people's
. . . as to, q.v. The suggested changes o f those rights.” Alan Reid, Seeing Law Differently 4
phrases to clauses beginning with that are for the (1992).
purpose merely o f enhancing clarity; apart from
the confusion caused by using as to twice in differ as w e ll as. See to g e th e r w ith & s u b j e c t -v e r b
Hoggart, All Present and Incorrect, Observer Sun -ATABLE does not generally appear other than in
day, 15 Dec. 1991, at 37, 38. Cf. a s m u c h a s o r -able adjectives derived from two-syllable verbs
m o r e . See il l o g ic (A). (e.g., create, vacate), because in those short words
the adjective would become unrecognizable.
a s y e t is invariably inferior to yet alone, thus far, Fowler notes some long exceptions to the general
or some other equivalent phrase. “The judge has rule (inculcatable, inculpatable, incubatable) and
not decided as yet.” [Read The judge has not states his standard: 'T he practice should be to
yet decided.]/ “One must question whether the use -atable where the shorter form is felt to be
stipulation automatically extended to the not-as- out o f the question.” ( MEU2 41) Other examples
yet-filed claim [read yet-unfiled or yet-to-be-filed with which the shorter form is impracticable are
claim]” (See p h r a s a l a d j e c t i v e s .)/ “N o court has anticipatable, translatable, and infiltratable (so
as yet [read has yet] held that such an injunction that infiltrable not be thought to be derived from
is entitled to full faith and credit in the sense infilter [= to sift or filter in] rather than from
that the action toward which the injunction is infiltrate).
directed must be abated.7 “Plaintiff has as yet The following words, which occur with some
[read thus far] had no opportunity to testify about frequency in legal prose, are better formed with
this matter.” As o f yet is illiterate. Cf. a s o f n o w . -able:
for “to reach (an age)”. E.g., “In Saunders v. Vau- whether the abortion itself is effected or not.”
tier, the English Chancery Court granted a peti Glanville Williams, The Sanctity o f Life and the
tion by the sole beneficiary to terminate a trust Criminal Law 180 (1957).
upon his attaining the age o f majority.” B. A nd endeavor; assay . See e n d e a v o r &
assay.
atta in d er; attain t, n. Both nouns derive from
the (originally French) verb attaint ( = to accuse, a ttestan t. See a ttester.
convict). As legal terms they are primarily o f
historical interest. Attainder usually appears in a tte sta tio n cla u se; te stim o n iu m cla u se. Both
the phrase bill o f attainder or act o f attainder, appear at the end o f a will. The testimonium
and means “the act o f extinguishing someone’s clause is signed by the testator, the attestation
civil rights by sentencing the person to death or clause by the witnesses to the will. A typical
declaring the person to be an outlaw, usu. in testimonium clause reads: “This will was signed
punishment for treason or a felony.” by me on the 14th day o f October, 1985, at Wil
Attaint was formerly used to mean “the convic mington, Virginia.” Testimonium clauses have
tion o f a jury for giving a false verdict” (OED). traditionally begun with the phrase in witness
E.g., “An action called ‘attaint9 could be brought whereof, q.v. See te stim o n iu m cla u se.
against jurors for giving a false verdict, and if it The attestation clause recites the formalities
was successful the verdict would be quashed.” required by the jurisdiction in which the will
J.H. Baker, An Introduction to English Legal His might be admitted to probate. It raises a presump
tory 156 (3d ed. 1990). tion that the formalities recited have been per
formed and thus aids the proponent o f the will at
attain t; taint. These terms were originally unre probate. A typical attestation clause reads: “The
lated, but the senses o f the former came to be foregoing instrument, consisting o f four typewrit
heavily tainted by erroneous association with the ten pages, was signed and declared by the testator
latter. Attaint = (1) to subject to attainder, to to be her last will in the presence o f us, who, at
condemn; (2) to touch or affect; or (3) [obs.] to her request, and in her presence and the presence
accuse. Attaint is justified today only in sense (1); o f one another, have subscribed our names as
taint is otherwise the better word. E.g., “In trials witnesses.”
for high treason, or misprision o f treason, no one In Scots law, the attestation clause is called a
can be indicted, tried, or attainted (unless he testing-clause.
pleads guilty) except upon the oath of two lawful
witnesses.” (Eng.) a ttest(a t)iv e; a ttesta tion a l. Attestative is the
Taint = (1) to imbue with a noxious quality or b e st adjective corresponding to attestation; it
principle; (2) to contaminate or corrupt; or (3) to m e a n s “o f or re latin g to atte sta tio n .” Attestational
tinge or become tinged. Taint is by far the more is a NEEDLESS VARIANT. Attestive is a NEEDLESS
common word in modem writing: “The Court v a r ia n t of attesting.
found that the initial illegal entry did not taint
the discovery o f the evidence subsequently seized a ttester; a ttestor; a ttesta tor; a ttestan t. At
under the valid warrant.”/ “It is urged that if tester is standard in legal contexts. The others
evidence is inadmissible against one defendant or are n e e d l e s s v a r ia n t s .
One writer states that at bar is used, esp. in argue. Attorney, it seems, soon developed an un
law school, to refer to a case already decided and pleasant smell about it: one commentator writes
at the time under discussion by professor and that the 18th-century efforts “to deodorize the
students. Arthur A. Leff, The Leff Dictionary of word attorney [were] later abandoned, and in the
Law, 94 Yale L.J. 1855, 2088 (1985). This usage nineteenth century it was supplanted in England
is probably peculiar to certain law schools; to by solicitor. There solicitor lacks the offensive
those unfamiliar with it, it smacks o f the judge- American connotation, as in ‘No peddlers or solici
manqué. Cf. at (the) tria l. See sub ju d ice. tors.’ In England, attorney, for a lawyer, survives
only as the attorney (the attorney general), while
at th e p re se n t d a y is inferior to today— e.g.: in America the chief respectable lawyer-solicitor
“Criminal proceedings at the present day [read is the solicitor-general.” David Mellinkoff, The
today] do not result only in death, imprisonment Language o f the Law 198 (1963).
or fine . . . .” O. Hood Phillips, A First Book o f The two most common terms in AmE, lawyer
English Law 192 (3d ed. 1955). and attorney, are not generally distinguished even
by members o f the profession. In the U.S., attor
at th e p re se n t tim e; at th is tim e; at p resen t. ney, attorney-at-law, and lawyer are generally
These are inferior to now, nowadays, or today. viewed as synonyms. Today there seems to be a
notion afoot, however, that attorney is a more
formal (and less disparaging) term than lawyer.
at th e tim e that; at th e tim e w h en . These
Technically, lawyer is the more general term,
phrases are invariably verbose for when.
referring to one who practices law. Attorney liter
ally means “one who is designated to transact
at (the) trial. The shorter form is the more usual
business for another.” An attorney, technically
and the more idiomatic in AmE. “At the trial [read
and archaically (except in the phrase attorney in
at tried], a nonsuit was denied.” In the U.S. at the
fact [see ( b ) below]), may or may not be a lawyer.
trial is outmoded except as an adverbial o f place
Thus Samuel Johnson’s statement that attorney
<he was seen at the trial>. Cf. at (the) b a r.
“was anciently used for those who did any busi
In BrE, however, judges still write at the trial:
ness for another; now only in law.” A Dictionary
“The practice has been, wherever possible, to ad
o f the English Language (1755) (s.v. attorney).
duce at the trial, before pronouncement o f decree
From the fact that an attorney is really an
nisi, evidence o f the proposed arrangements for
agent, Bernstein deduces that “a lawyer is an
the children.” (Eng.)
attorney only when he has a client. It may be that
Still another vanishing idiom is on (or upon)
the desire o f lawyers to appear to be making a go
the trial: “On the trial plaintiff was nonsuited.”/
o f their profession has accounted for their leaning
“No such evidence was produced upon the trial.”
toward the designation attorney.” Theodore M.
Today both phrases would be at trial in American
Bernstein, The Careful Writer 60 (1965). Yet this
legal writing. See trial, at.
distinction between lawyer and attorney is rarely,
if ever, observed in practice.
at th is tim e. See at th e p re se n t tim e. In the U.S., those licensed to practice law are
admitted to practice as “attorneys and counsel
attorn , vb., is pronounced ld-tarnl. See a tto rn ors.” (The -Z- spelling o f counselor is preferred in
m ent. AmE, the 41- spelling in BrE. See DOUBLING OF
FINAL CONSONANTS.) This combination o f names
attorn ey . A. And Its Near Synonyms. Law is unknown in English law, in which attorney =
yers, like those in other walks of life, have long solicitor, and counsellor = barrister. Yet “in the
sought to improve their descriptive titles. Boswell United States, the term attorney has come to have
relates: “The Society o f Procurators, or Attornies, a generic significance that embraces all branches
had obtained a royal charter, in which they had o f legal practice.” G.W. Warvelle, Essays in Legal
taken care to have their ancient designation Proc Ethics 53 (1902).
urators changed into that o f Solicitors, from a In G.B., a solicitor or attorney does all sorts o f
notion, as they supposed, that it was more gen legal work for clients but generally appears only
teel.” 4 Life of Johnson 128 (1791). in inferior courts; a barrister is a trial lawyer or
The connotations of attorney and its near syn litigator.
onyms have historically been quite different in In AmE, counsel and counselor are both, in
BrE and AmE. Originally, attorney denoted a one sense, general terms meaning “one who gives
practitioner in common-law courts, solicitor one (legal) advice,” the latter being the more formal
in equity courts, and proctor one in ecclesiastical term. Counsel may refer to but one lawyer coppos-
courts; all instructed barristers to appear and ing counsel contends> or, as a plural, to more
aught 91
than one lawyer <opposing counsel con ten ds See ing to land. It may mean either (1) “an act by a
c o u n s e l ( b ) & p ostm an . bailee in possession o f goods on behalf o f one
B. Kinds o f A ttorneys {attorney in fact ; attor person acknowledging that he will hold the goods
ney at law ). The former means “one with power on behalf o f someone else” (CDL); or (2) “a person’s
o f attorney to act for another; legal agent.” E.g., agreement to hold land as the tenant o f someone
“It is held in Tynan v. Paschal that a letter o f a else.” Both senses are used in BrE and AmE.
decedent to his attorney in fact directing him to An English court has stated that the attornment
destroy his will does not operate ipso facto as a clause in mortgages “is entirely obsolete and at
revocation o f it.” The latter means “a licensed the present time performs no useful purpose.”
làwyer.” The plural forms are attorneys in fact Steyning & Littlehampton Bldg. Society v. Wilson,
and attorneys at law. See (d ). [1951] Ch. 1018, 1020.
C. As a Verb. Attorney, like lawyer, has come
to be used as a verb. E.g., “Among a number o f a t t r a c t i v e n u i s a n c e (= a dangerous condition
mock trials that lawyers have liked to write is a that may attract children onto a property owner’s
Trial of Sir John Falstaff, wherein the Fat Knight land, thereby causing a risk to their safety) is
is permitted to answer for himself concerning the a seeming OXYMORON. Statements such as the
charges against him, and to attorney his own following illustrate the irony o f the phrase: “We
case.” (Eng.) See la w y erin g . have no hesitation in affirming the jury’s conclu
D. Plural. Attornies is an obsolete plural o f the sion that the filthy, polluted, weed-choked, gar
word (see the quotation from Boswell under (A) bage plagued drainage canal located near a school
o f this article); attorneys is now the universally . . . constituted an attractive nuisance.” Orange
accepted plural. Cf. m on ie s, which is inferior to County v. Gipson, 539 So. 2d 526, 529 (Fla. Dist.
moneys. Ct. App. 1989). See n u i s a n c e .
a tto m e y in g . See a t t o r n e y (c ) & l a w y e r , v.i. a ttr ib u tiv e ; a ttr ib u to r y . The former is the stan
dard term.
a tto r n e y ’s fe e s ; a t to r n e y s ’ fe e s ; a t to r n e y fe e s ;
c o u n s e l f e e s . The first o f these now appears to a t v a r ia n c e . See v a r i a n c e .
be prevalent. See Attorney's Fee Act, 42 U.S.C. §
1988 (1988). The plural possessive attorneys* fees a t w h ic h tim e is invariably prolix for when.
is just as good, and some may even prefer that
term in contexts in which there is clearly more a t w i l l . Employee at will is an ellipsis for em
than one attorney referred to. Attorney fees is ployee at [the employer’s] will. At will is slowly
inelegant but increasingly common. It might be changing from its position after the noun into a
considered a means to avoid having to get the position before the noun it modifies <an at-will
apostrophe right. (But cf. the phrase expert- employee>. See p o s t p o s it iv e a d j e c t i v e s . Cf.
witness fees.) Counsel fees is another, less-than- t e n a n t a t w i ll .
common variant.
The only form to avoid at all costs is attorneys a t y p ic a l; u n ty p ic a l. The preferred term is atyp
fees, in which the first word is a genitive adjective ical.
with the apostrophe wrongly omitted. This form
appears in Arthur A. Leff, The Leff Dictionary a u c t o r i a l. See a u t h o r i a l .
o f Law, 94 Yale L.J. 1855, 1969 (1985), under
“affirmative relief.” See p o s s e s s i v e s (E). a u g h t ( = [1] anything; [2] all) is an a r c h a i s m to
be avoided. E.g., “For aught that appears [read
a tto r n ie s . See a t t o r n e y (d ). For all that appears], the essence o f what peti
tioner seeks either has been revealed to him al
has two analogous senses, the first
a tto rn m e n t ready through the interrogatories or is readily
relating to personal property and the second relat available to him.” Hickman v. Taylor, 329 U.S.
92 auspices
495, 509 (1947)./ “For aught appearing [read For The latter is a stuffy n e e d
a u t h o r ia l; a u c to r ia l.
all that appears], Patel has not sought legal en less VARIANT o f the former.
try.” Patel v. Sumani Corp., 660 F. Supp. 1528,
1535 (N.D. Ala. 1987). Cf. n a u gh t. a u to g ra p h . See a l l o g r a p h .
o f the circuit court’s opinion and order, plaintiffs meaning “on another occasion, formerly,” used in
filed a motion for new trial with the court o f the phrases autrefois acquit ( = a plea in bar of
appeals under the auspices o f [read under or in arraignment that the defendant has been acquit
accordance with] Fed. R. Civ. P.50(d).” See aegis. ted o f the offense by a jury) and autrefois convict
(= a plea in bar o f arraignment that the defen
dant has been convicted o f the offense by a jury).
a u ta rch y ; au tark y. Autarchy = absolute rule
These phrases are much more common in G.B.
or sovereignty, autocracy. Autarky = national
than in the U.S.
economic self-sufficiency; isolationism.
the contract would avail him nothing, for an em a v era g e is a word that assumes a broad sample
ployment contract for life is prohibited under our o f subjects. The word does not mix well with
law.” each: “Each Houston partner averages ten years o f
Houston experience.” [Read Partners in Houston
a v a ilm en t ( = the act o f availing oneself o f some have an average o f ten years' experience.] See e a ch
thing) has scant support in the OED and is omit (B ).
ted from most other English-language dictionar
ies, but the word is now widely used in American a v era g e a b le . So spelled.
legal writing. E.g., “[T]he employment o f the
known pure electron discharge above ionization a v erm en t; a v e rra l. Averment is the preferred
voltages in tubes o f the DeForest type was but noun corresponding to aver in both AmE and BrE.
the availment o f those skilled in the art o f the E. g., “One plea on which the respondents’ case
store o f knowledge that had been accumulated depends is the relevancy o f averments.” (Eng.)/
and lay ready at hand . . . General Elec. Co. “Upon review o f a dismissal for failure to state a
v. DeForest Radio Co., 23 F.2d 698, 707 (D. Del. claim, we must accept all well-pleaded averments
Cir. 1928)./ “The conditions necessary for as true and view them in the light most favorable
availment o f this provision-are not present in the to the plaintiff.” Averral is a n e e d l e s s v a r i a n t .
instant suit.” Henderson v. Prudential Ins. Co.,
238 F. Supp. 862, 866 (E.D. Mich. 1965)./ “If av erse. See a d v erse.
on remand the plaintiffs amend their pleadings
accordingly, they will have established a case on a v e rt (= to turn away, prevent), when used for
the purposeful availment issue sufficient to resist advert, is a m a l a p r o p is m if it is not merely a
dismissal on the face o f the pleadings.” Thompson typographical error—e.g.: “Appellee correctly
v. Chrysler Motors Corp., 755 F.2d 1162, 1173 averts [read adverts] to the delineation in Brown
(5th Cir. 1985). Shoe Co. v. U.S., in which the Supreme Court
stated that 'the outer boundaries o f a product
avails, n., ( = profits or proceeds esp. from a sale market are determined by the reasonable inter
o f property) is correctly labeled “archaic” in W3 changeability o f use.’ ” For a correct use o f avert,
and in the SOED. Legal writers—fond as they see a d v ert.
are o f ARCHAISMS— still occasionally use it. E.g.,
“[N]o particular items are selected as represent a v e rtib le ; a v e rta b le . The -ible form is prefera
ing the avails o f the trust fund.” George G. Bog- ble. See -ABLE (A).
ert & George T. Bogert, The Law o f Trusts and
Trustees § 923, at 390 (2d ed. 1982). a via te; a v ig a te. No distinction was originally
Avail, the singular form, is frequently used— intended with the introduction o f avigate, al
e.g.: “The evidence in this regard, to have avail, though some d i f f e r e n t i a t i o n in emphasis has
should be o f the most satisfactory kind.”/ “We emerged. Aviate, a b a c k -f o r m a t i o n o f aviation
know that the admonition to the children would first used in the late 19th century, means “to
be wholly impotent and o f no avail.” Cf. operate an aircraft.”
a vailm en t. Avigate, a p o r t m a n t e a u w o r d formed from avi
ate and navigate, means “to handle and guide
a v en g e; re v e n g e . To avenge is to visit fitting (i.e., navigate) an aircraft in the air”—e.g.: “An
retribution upon another, usu. on behalf o f a rela occasional statute has made it a misdemeanor to
tive, friend, or the like. To revenge is to inflict operate a train, navigate a vessel, or avigate an
suffering or harm upon another out o f personal airplane, while in an intoxicated condition.” Rollin
resentment. Avenge and vengeance have to do M. Perkins & Ronald N. Boyce, Criminal Law
with justice and the legal process, revenge with 999 (3d ed. 1982). W3 records avigation but not
getting even. Revenge is both intransitive and avigate; the OED neglects both words.
transitive; avenge is transitive only. Moreover, In the American law o f easements, the usual
revenge can act as a noun, whereas avenge cannot. phrase is avigational or avigation easement. E.g.,
“An avigational easem ent. . . permits free flights
a v er; assev era te. These terms are popular with over the land in question.” U.S. v. Brondum, 272
lawyers as substitutes for say or state. Aver has F. 2d 642, 645 (5th Cir. 1959)./ “We see no reason
its place in solemn contexts—it should not be why an avigation easement may not be acquired
lightly used. Asseverate, an even weightier word, by prescription in this state.” Drennen v. County
is seldom justified. Both refer to affirmations o f o f Ventura, 112 Cal. Rptr. 907, 909 n. 2 (Cal. Ct.
fact, usually with no implication that an oath has App. 1974)./ “[Overflights o f aircraft flying into
been taken. and out o f the airport had occurred with such
94 avocation
400 (1819) (per Marshall, C.J.). Its meaning has a x io m = an established principle that is univer
now degenerated to “horrible, terrible.” sally accepted within a given framework o f rea
soning or thinking. The term should not be used
aw h ile; a w h ile. Generally, one should use this o f propositions argued for by advocates; if the
term adverbially, without the preposition, and issue is the subject o f controversy, it is not an
spell it as one word <he rested awhile>. Whenever axiom, unless the question is the applicability o f
the term is introduced by a preposition, however, an axiom to a given situation.
it should be spelled as two words <he rested for
a while>.
familiar saying, T h e king can do no w rong/ ” Lon customarily call the bad-man theory o f law. Karl
L. Fuller, Anatomy o f the Law 24 (1968). Llewellyn took the idea a step beyond Holmes’s
formulation: “[T]he people who have the doing in
backpay is commonly spelled as one word in charge, whether they be judges or sheriffs or
AmE. The British tend to spell it as two words. clerks or jailers or lawyers, are officials o f the
law. What these officials do about disputes is, to
b a c k v e r in d e . See b a c k b e r e n d . my mind, the law itself.” Karl N. Llewellyn, The
Bramble Bush 3 (1930; repr. 1981) (emphasis in
L eif defines this
b a c k w a r d a tio n ; b a c k a d a tio n . orig.).
term (having two forms) as, “in stock market Later writers repeated the name often enough
parlance, a fee paid by a seller for the privilege that it has become a basic idea in m odem law,
o f delaying the delivery o f securities past their especially as framed originally by Holmes—e.g.:
normal delivery date,” and puts his main entry “Holmes returned to this idea (which he some
under backadation. See Arthur A. Leff, The Leff times referred to as his 'bad man’ theory o f law)
Dictionary of Law, 94 Yale L.J. 1855, 2113 (1985). over and over throughout his career.” Grant Gil
Most dictionaries, however, spell the term back more, The Death o f Contract 126-27 n.124 (1974).
wardation. Fowler included the term in his “ill-
favored list” o f HYBRID derivatives ( MEU2 at 253), b a ilis a CHAMELEON-HUED legal term. As a noun,
but it has become standard. it means (1) “the person-who acts as a surety for
a debt”; (2) “the security or guaranty agreed
bad, in law, may mean “not valid”— e.g.: “As upon”; or (3) “release on surety o f a person in
though thumbing their noses at a starving woman custody.” In sense (3), modem idiom requires re
while self-righteously wrapping themselves in the lease on bail, although formerly in bail was not
flag, the Four Horsemen [q.v.] and Roberts held uncommon— e.g.: “Mr. Bartletta was then taken
the law bad.” Fred Rodell, Nine Men 241 (1955). before the recorder and released in bail to await
The OED attests this legal usage from the late the act o f the grand jury.”
19th century. As a verb, bail means (1) “to set (a person) free
for security on the person’s own recognizance for
b a d ; b a d ly . See adverbs (C). appearance on another day” <the prisoner was
not bailed but committed>; (2) “to become a surety
bade. See b i d . for”; (3) “to guarantee”; or (4) to place (personal
property) in someone else’s charge.
Bad faith is the noun phrase <in bad
b a d ( -) f a i t h .
faith>, bad-faith the adjectival phrase <bad-faith (= admitting o f or entitled to bail) may
b a ila b le
promises>. See mala fide(s). refer either to persons or to offenses. E.g., “Fur
thermore, the record shows that Dovalina’s at
b a d la w . See b a d . tempted murder charge was not bailable.” (One
might as naturally have written that Dovalina
“But if we take the view o f our
b a d -m a n th e o r y . himself was not bailable, because he had been
friend, the bad man, we shall find that he does charged with attempted murder.)/ “Even if Con
not care two straws for the axioms or deductions, gress is free to define nonbailable offenses, cer
but that he does want to know what the Massa tainly the allowable justifications are limited and
chusetts or English courts are likely to do in fact. cannot include punishing a defendant before the
I am much o f his mind. The prophecies o f what final determination o f his guilt.” See - a b l e .
the courts will do in fact, and nothing more pre
tentious, are what I mean by the law.” Oliver b a il b o n d s m a n . See b a i l o r .
Wendell Holmes, “The Path o f the Law,” in Col
lected Legal Papers 172-73 (1920; repr. 1952). Bailee = one to whom personal
b a ile e ; b a ilie .
This famous passage gave a substantial impetus property is delivered (or bailed) without any
to the realist movement among legal theorists— change in ownership. E.g., “At common law a
that one must study the actual behavior o f courts bailee (i.e., a person to whom the possession o f
and lawyers as well as, or even instead of, theoriz goods is entrusted by the owner) who acted dis
ing about ultimate sources of law and deductions honestly had some immunity, since he was consid
from those sources. In fact, Holmes did not hold ered to be in lawful possession o f the goods.” L.B.
this iconoclastic view but wished to point to the Curzon, English Legal History 244 (2d ed. 1979).
fact that, for the parties, what matters about law Bailie is a term for a Scottish magistrate; it is
is what happens, what the court decides or orders. also a dialectal variant o f bailiff, q.v. See also
The passage gave rise to what theorists now b a ilm e n t.
balance of probability 97
b a iler. See b a ilo r, it did not specifically allege that Chagra’s bail
jump, to which McLennan was allegedly an acces
b a ilie. See b a ilee. sory, was willful.” U.S. v. McLennan, 672 F.2d
239, 242 (1st Cir. 1982).
b a ilie ry ; b a ilia ry . The former is the preferred Whereas a specific instance is referred to as a
form o f this word, meaning “the jurisdiction o f a bail jump (or sometimes bail-jump), the crime
bailie.” itself is known as bail-jumping (an older
phrase)— e.g.: “On February 10, 1938, a short
b a iliff, n., = (1) in England, a sheriff’s officer affidavit was filed in the Magistrates’ Court
employed to serve writs, make arrests, and exe charging the defendant with the crime o f bail
cute process (see b u m b a iliff); (2) in the U.S., a jumping.” People v. Davis, 5 N.Y.S.2d 411, 412
court officer who keeps order with the parties, (N.Y. Gen. Sess. 1938). Often the expression
attorneys, and jurors during court proceedings. serves as a p h r a s a l a d j e c t iv e — e.g.: “It appears
that he was not convicted on the bail-jumping
b a iliff, v.i. Primarily in law-school mock trials charge but did plead guilty to a different misde
and moot court, the age-old noun bailiff has come meanor charge . . . .” People ex rel. Lobell v.
to be used as a verb meaning “to act as bailiff.” McDonnell, 71 N.E.2d 423, 425 (N.Y. App. Div.
That being so, the newfangled verb will perforce 1947). See j u m p b a i l .
soon infiltrate the speech o f the profession. It is
an American casualism that should not appear in b a ilm e n t= (1) a delivery o f personal property
serious contexts. See n o u n s a s v e r b s . by a person (a bailor) to another (a bailee) who
holds it under an express or implied-in-fact con
b a iliw ick ; sh e riffw ick ; s h e riffd o m . Bailiwick tract; (2) the personal property delivered to a
= the office, jurisdiction, or district o f a bailiff. bailee; (3) the action o f posting bail for a criminal
Figuratively, it has become synonymous with do defendant; or (4) the record o f one’s posting bail
main. Sheriffwick = the office, jurisdiction, or for a criminal defendant. The definitions appear
district o f a sheriff. in order o f decreasing frequency. Sense (1) is
Because in one sense bailiff and sheriff are by far the most common— e.g.: “Another kind of
synonymous, the derivatives in -wick (lit. “vil situation [that] has traditionally been treated as
lage”) have become synonyms. Bailiwick is the contractual . . . is the relationship created by
more common o f the two: “A bailiff was popularly what is known as a gratuitous bailment, i.e., a
referred to as a ‘bailie,’ and before long a bailie’s transaction in which goods are loaned to, or depos
wick [i.e., village] was expressed as his ‘bailiwick.’ ited with, another party without payment.” P.S.
And in time this word came to be used to indicate Atiyah, An Introduction to the Law o f Contract
the special territory over which a peace officer 120-21 (3d ed. 1981).
exercises his authority as such.” Rollin M. Per
kins & Ronald N. Boyce, Criminal Law 1096 (3d b a ilo r ; b a ile r ; b a ile e ; b a il b o n d s m a n . Bailor
ed. 1982). Bailiffry is a n e e d l e s s v a r i a n t , and and -er are not at all clearly distinguished in
bailivia is an obsolete variant, o f bailiwick. actual legal usage, although they might easily
In the sense “the office o f the sheriff,” sheriff and usefully be given clear d if f e r e n t i a t i o n .
wick is less common than sheriffdom, which was Bailor and bailee (i.e., the persons on the giving
originally a Scotticism. E.g., “The history o f the and receiving ends o f a bailment [sense (1)]) are
sheriffdom is one o f the most important depart correlative personal nouns. E.g., “No bailee is per
ments o f the constitutional history o f England.” mitted to deny that the bailor by whom any goods
Grifenhagen v. Ordway, 113 N.E. 516, 517 (N.Y. were entrusted to him was entitled to those goods
1916). See sh eriffa lty . at the time when they were so entrusted.” (Eng.)
See b a i l e e & -e r (A).
b a il ju m p , n., = the act o f defaulting on [i.e., Bailer (or bail bondsman) should be reserved
“jumping”] one’s bail. Though seemingly slang, for the sense “one who attaches bail (the surety in
state and federal courts in the U.S. regularly use criminal law).” Nevertheless, the spelling bailor
the term— e.g.: “ [T]he presiding judge made the is often used in that sense, and bailer appears
following statement: . . . T intend to hold Mr. occasionally in civil contexts. Given the inevitable
Lupo for the Grand Jury on the felony bail jump objections to bail bondsman on grounds o f s e x i s m ,
in that the warrant has been outstanding since we ought to encourage wider use o f bailer in this
1970 . . . . ’ ” People v. Lupo, 345 N.Y.S.2d 348, sense.
350 (N.Y. City Crim. Ct. 1973)7 “McLennan
timely moved to dismiss the indictment prior to b a la n c e o f p r o b a b ilit y ; b e y o n d a r e a s o n a b le
trial arguing that it was fatally defective because d o u b t. These phrases express two different bur
98 ballot
dens o f proof. In a civil trial, once both sides have cases filed before 1 October 1979. The phrase
presented evidence, the jury is instructed to find Bankruptcy Code refers to the Bankruptcy Reform
for the party that, on the whole, has the stronger Act o f 1978 (frequently amended since then),
case, i.e., the party whose evidence tips the bal which governs all cases filed since 1 October 1979.
ance o f probability—however slight the edge may
be. But in a criminal trial, the proof necessary for b a n k r u p t(c y ) la w . The normal idiom today is
a conviction must be beyond a reasonable doubt, bankruptcy law(s), although bankrupt law was
because o f the presumption o f innocence. See b u r once fairly common— e.g.: “Under the bankrupt
d e n o f p r o o f & p r e p o n d e r a n c e o f th e e v i law [read, in more modern terms, bankruptcy
dence. law] the defendant had the same right to prove
up the note for payment in the bankruptcy pro
b a llo t. See v o t e , ceedings that the plaintiffs had, and . . . they
were under no obligation to go into the bankrupt
banc. See e n b a n c ( a ). court [read, in more m odem terms, bankruptcy
court] and prove the claim for the benefit o f the
b a n d it has two plural forms, bandits and ban surety.” Levy v. Wagner, 69 S.W. 112, 114 (Tex.
ditti. The native English form (bandits) is pre Civ. App. 1902).
ferred. See PLURALS (A).
n., is an 'unnecessary NEOLOGISM
b a n k ru p te e ,
ban ish , v.t., generally takes the preposition from equivalent to the well-established noun bankrupt
<he was banished from the country>. Krapp cites (= one that has declared bankruptcy). E.g., “[A]
the use “The king banishes you his presence,” judge sets a payback plan on the unsecured debt
with two objects, but this use is archaic. George [that] he thinks the bankruptee [read bankrupt]
Philip Krapp, A Comprehensive Guide to Good can meet in good faith.” Lisa J. McCue, Bank
English 68 (1927). ruptcy Changes Called Possible, Am. Banker, 29
Jan. 1981, at 3./ “The second method allows bank-
b a n k n o te is one word in both AmE and BrE. ruptees [read bankrupts] to propose to the court a
'good faith’ repayment program . . . .” Phil Bat-
adj.; b a n k r o u t . The latter is an obso
b a n k ru p t, tey, Bankruptcy Reform Drive Hits Lawmakers at
lete form o f the word. In the English Renaissance, Home, Am. Banker, 31 Aug. 1981, at 1J “For legal
scholars respelled French borrowings such as purposes, the family homestead can include up to
bankrout on the Latin model, hence bankrupt. 200 acres (100 for a single adult) o f real property
Many o f these respellings did not survive (e.g., that aren’t located within city, town, or village
accompt for account); bankrupt is one o f the few limits, and/or one acre o f land, plus any temporary
that did. See c o m p t r o l le r . residence if the bankruptee [read bankrupt] has
not acquired another home.” Shropshire, The
n. Although in popular speech and
b a n k ru p t, Nouveau Broke, D Magazine, Nov. 1986, at 89
writing it is common to refer to a bankrupt— a (inset). See b a n k r u p t , n.
usage dating from at least the early 16th cen
tury—most modem bankruptcy statutes use the b a n k ru p tsy . See b a n k r u p t c y .
term debtor instead. Thus, one treatise states:
“Nobody is a bankrupt. There is no such person bar, n. In the U.S., all lawyers are members o f a
under the Bankruptcy Code.” David G. Epstein et bar, whether they are litigators or office prac
al., Bankruptcy 6 (1993). titioners. In G.B., only barristers (in Eng.) and
advocates (in Scot.), as opposed to solicitors, make
b a n k ru p tcy [fr. L. bancus “table” + ruptus “bro up the Bar (the word is customarily capitalized
ken”] = (1) the fact o f being financially unable to in BrE). See c a l l e d t o t h e b a r & a t t o r n e y (a ).
pursue one’s business and meet one’s engage Unified bar and integrated bar are interchange
ments, esp. o f being unable to pay one’s debts; (2) able terms referring to bar associations in which
the fact o f having declared bankruptcy under a membership is a statutory requisite for the prac
bankruptcy statute; or (3) the field of law dealing tice o f law in a given geographic area.
with those who are unable or unwilling to pay For the sense o f relating to a defendant’s judg
their debts. See in solv e n cy . ment on the merits, see m e r g e r ( b ).
Bankruptcy is often misspelled bankruptsy.
The first two have closely
b a r ; d e b a r ; d is b a r .
B a n k ru p tcy A ct; B a n k ru p tcy C ode. In the related meanings. Bar means “to prevent (often
U.S., the phrase Bankruptcy Act refers to the by legal obstacle).” E.g., “The English Statute o f
Bankruptcy Act of 1898; it governed bankruptcy Westminster II barred dower o f a wife who de
barrister 99
serted her husband and committed adultery; and nelius J. Moynihan, Introduction to the Law o f
some states have statutes barring an elective Real Property 183 (2d ed. 1988). See -EE & b a r
share on a similar principle.”/ “The court con g a in er.
cluded that these warranty disclaimers did not
necessarily bar a breach o f contract claim.”/ “Leg b a rg a in e r; b a rg a in o r . Though one might sus
islative immunity does not, o f course, bar all judi pect that the two forms are synonymous, they
cial review o f legislative acts.” Bar serves also as are not. Bargainer means “one who bargains.”
a noun <a bar to all claims>. Bargainor has a more specific legal meaning: “the
Debar, a somewhat archaic FORMAL WORD, seller in a bargained-for exchange.” See b a r
means “to preclude from having or doing.” E.g., g a in ee.
“It would require very persuasive circumstances
enveloping congressional silence to debar this b a rg e e . Though illogically formed with the -ee
Court from re-examining its own doctrines.”/ suffix, the established form bargee (17th c.) is a
“There is no reason why the plaintiff should be variant o f bargeman (14th c.), without the infelic
confined to his action on the special agreement, ity o f s e x i s m . E.g., “The story o f the Elmhurst's
and be debarred his remedy on the assumpsit bargee was that off Bedloe's Island a third tug o f
implied by law.” (Eng.) Disbar means “to expel the railroad . . . came alongside, struck the barge
from the legal profession.” The corresponding a heavy blow on her port quarter, nearly capsizing
nouns are debarment and disbarment her, driving her forward against the barge ahead,
and breaking some planks forward.” Sinram v.
b a r en tails. See en tail. Pennsylvania R.R., 61 F.2d 767,768 (2d Cir. 1932)
(per L. Hand, J.). See -EE (A).
b a rg a in , n.; a g reem en t; c o n tr a c t. Williston
sorted these terms out with admirable clarity: “A b a rr a to r . See ch a m p e rto r.
bargain is an agreement o f two or more persons
to exchange promises, or to exchange a promise b a rra tro u s is the adjective corresponding to the
for a performance. Thus defined, bargain is at noun barratry (q.v.)— e.g.: “The statute is clear
once narrower than agreement in that it is not that barratrous conduct is to be treated as a
applicable to all agreements, and broader than criminal offense.” Galinski v. Kessler, 480 N.E.2d
contract, since it includes a promise given in ex 1176, 1179 (111. App. Ct. 1985)./ “They simply
change for an insufficient consideration. It also state that the Master sailed away with the cargo
covers transactions [that] the law refuses to recog and conclude that this conduct was barratrous.”
nize as contracts because o f illegality.” 1 Samuel Tradewinds Marketing, Inc. v. General Accident
Williston & W.H.E. Jaeger, A Treatise on the Law Ins. Co., 665 F. Supp. 104, 105 (D.P.R. 1987).
o f Contracts § 2A, at 7 (3d ed. 1957).
b a rra try ; sim on y . Why these terms are some
b a rg a in , v.t. In law, an otherwise obsolete sense times confused is not at all apparent. Barratry =
persists: “to agree to buy and sell; to contract for.” (1) in criminal law, vexatious persistence in, or
See g ran t, b a rg a in , sell, a n d co n v e y . incitement to, litigation; (2) in admiralty, (of a
master or crew) fraudulent or grossly negligent
b a r g a in e d -fo r ex ch a n g e . This phrase is some conduct that is prejudicial to a shipowner; (3) in
times erroneously rendered bargain for exchange. older Eng. and Scots law, the act o f going abroad
Here variations o f it are correctly used: “The doing to purchase a benefice from Rome; or (4) in Scots
o f the act constitutes acceptance, the bargained- law, the accepting o f a bribe by a judge. The
for consideration, and the offeree's performance.”/ adjective is barratrous (q.v.) and the agent noun
“If the termination o f obligations were an immedi barrator.
ate bargained-for right o f consequence, he would Simony = the purchase or sale o f an ecclesiasti
presumably have taken advantage o f his freedom cal promotion. The adjective is simoniac(al), the
from testamentary obligation to make a new will.” agent noun either simonist or simoniac.
The origin o f the phrase bargained-for exchange
may be seen from this sentence: “Consideration is b a r r is te r = a specialist consultant and pleader
something bargained for and given in exchange.” belonging to a class o f lawyers that is given pre
dominant (formerly exclusive) rights o f audience
b a rg a in e e (= the purchaser in a bargained-for in superior courts. Ordinarily, the word applies to
exchange) is more obscure than purchaser, but an English or Northern Irish pleader (the Scottish
the word is perhaps a useful correlative o f bar counterpart being an advocate). When used in
gainor. E.g., “The Statute itself operated to vest reference to an American lawyer, the word
the seisin o f the bargainor in the bargainee.9*Cor smacks o f highfalutin journalese— e.g.: “The pres
100 barristerial
tige and importance of the federal circuit bench a term o f abuse generally, is still used
b a sta rd ,
[in the U.S.] attracts high-caliber barristers [read neutrally in the law, in either o f two senses: (1)
lawyers]” Donald D. Jackson, Judges 312 (1974). “a child bom out o f wedlock”; or (2) “a child born
See a tto rn e y (A), co u n s e l (a ), Q u een ’s C o u n to a married woman whose husband, for some
sel & s o licito r. provable reason, could not possibly be the father.”
Sense (1) has always been more common— e.g.:
b a rriste ria l = o f or pertaining to a barrister; “Although a bastard cannot inherit from his par
lawyerly. The term is, naturally, more common in ents or other ancestors at common law, statutes
BrE than in AmE, but it appears in the latter as or judicial decisions permit a bastard to inherit
well— e.g.: “Since the 12(e) motion is prone for from his mother and the mother to inherit from
implementation of barristerial shadow boxing, its her bastard.”
exercise should be cast in the mold o f strictest Today, however, the law’s technical neutrality
necessity.” Lincoln Labs. v. Savage Labs., 26 is not without comic overtones. See a d u l t e r i n e
F.R.D. 141, 142 (D. Del. 1960)./ “Having taken b a s ta r d , ille g itim a te c h ild , n a tu r a l c h ild &
this position, plaintiffs, in the exercise o f com EUPHEMISMS.
mendable barristerial caution, have nevertheless
submitted documents indicating that . . . Dr. = (1) the condition of a bastard; illegiti
b a sta rd y
Newman directed the formation o f a university- mate birth; or (2) the begetting o f bastards; forni
wide Salary Review Committee . . . .” Chang v. cation ( OED). Today in sense (1), illegitimacy is
University o f Rhode Island, 554 F. Supp. 1203, the more usual term, and the preferable one for
1205 (D.R.I. 1983). avoiding unduly derogatory connotations. Sense
(2) is not common.
b a se fee. See fe e sim p le ( d ).
These two words sometimes
b a th o s; p a th o s.
basis. A. F or reason . Basis is sometimes used cause confusion. Bathos means “a sudden descent
unidiomatically for reason— e.g.: “The court, after from the exalted to the trite, or from the sublime
a full review of the authorities, concluded that to the ridiculous.” Pathos means “sympathetic
there was now no sound basis [read reason] why pity” and is useful, e.g., in reference to juries.
the value of life insurance coverage, as well as
the cash surrender value, might not be considered To nonlawyers, battery connotes physi
b a tte ry .
in a property division between parties to a divorce cal violence. The legal meaning, however, is “the
action.” Basis is properly followed by for <the intentional or negligent application o f physical
basis for the decisions Reason, by contrast, fits force to, or the offensive contact with, someone
with either for <the reason for the decision> or without consent.” Thus, offensive contact is
why (as in the example quoted above). Writers enough— for example, an unwelcome kiss or ca
who use basis why are probably driven to it by ress. E.g., “[T]he battery here was a technical one,
the s u p e r s t i t i o n that reason why is an error. See and was accompanied by neither physical injury
rea son w h y. nor violence. It was a mere touching o f the person
B. On a . . . basis. This long-winded phrase of the plaintiff, a mere incident o f the restraint,
often ousts a simpler, more legitimate adverb— the false imprisonment.” Fisher v. Rumler, 214
e.g.:• N.W. 310, 311 (Mich. 1927). As a tort, battery is
a civil wrong giving rise to a cause o f action for
• “The commission was set up on a provisional
damages; as a crime, it is a social harm punished
basis [read provisionally].”
by the state. See a s s a u l t .
• “Those issues must be determined on a case-by-
case basis [read determined case by case].”
b a w d y h o u s e ; h o u s e o f i ll f a m e ; d i s o r d e r l y
• ‘T he attorney represented his clients on a con
h ou se. These phrases are three o f the e u p h e
tingent-fee basis [read for a contingent fee].”
m is m sby which lawyers have traditionally re
• “In Usery v. Brandel, nine migrant farm labor
ferred to a brothel or house o f prostitution. The
ers working on a sharecropper basis [read as
quaint phrase disorderly house is the broadest of
sharecroppers] sought to intervene in a suit
the three, denoting a house where people carry
brought by the Secretary o f Labor to enforce
on activities that constitute a nuisance to the
the . . . Fair Labor Standards Act.”
neighborhood; these activities might include gam
See FLOTSAM PHRASES. bling and drug-dealing as well as prostitution.
C. Plural Form. The plural o f basis, as well as
base, is bases; the pronunciations differ, however: b e a k is a BrE slang term for a magistrate or
for basis, the plural is pronounced Ibay-seezl, for justice o f the peace. E.g., “In the cities a lone
base Ibays-ezl. example was set by Henry Fielding (1707-54),
begging the question 101
the novelist, sitting at Bow Street as the self- b e fo r e for by. Cases come before courts and are
styled ‘principal Westminster magistrate/ and his then reviewed by those courts. But some writers
brother and successor, Sir John Fielding, ‘the mar these idioms— e.g.: “We note that such a
Blink Beak.’ Unpaid, like other magistrates, they determination is a matter placed within the sound
spumed the b rib es. . . .” Alan Harding, A Social discretion o f the district judge, and review before
History o f English Law 270-71 (1966). The OED [read by] us is very limited.” Cf. a n te r io r to. See
quotes many examples from the 16th to the 19th p re v io u sly .
century, including one from Dickens’s Oliver
Twist (1837-1838), and notes that the precise b e fo r e -m e n tio n e d . See a b o v e -m e n tio n e d &
etymology is unknown. a fo re sa id .
dence 109 (1945). non-access o f the husband at any time when his
In fact, putting a purpose clause or phrase after wife’s child could have been begotten, the wife
a negative often causes ambiguities, attested by may give evidence as to the person by whom it
a priest’s unintentionally humorous statement: “I was begotten.” (Eng.) The more usual term today
wear no clothes to distinguish myself from the is to conceive or to father.
congregation.”
C. C oupled w ith reason . Because creates a r e b e g g in g th e q u e stio n does not mean “evading
d u n d a n c y when used as a conjunction after rea the issue” or “inviting the obvious questions,” as
son. E.g., “Clearly, one reason why this argument some mistakenly believe. The proper meaning of
no longer appeals is because [read that] it rests begging the question is “basing a conclusion on an
upon an élitist assumption . . . .” P.S. Atiyah, assumption that is as much in need o f proof or
Law and Modern Society 93 (1983). (On still an demonstration as the conclusion itself.” The for
other question raised by that sentence, see re a mal name for this logical fallacy is petitio princi-
son w h y.) pii. Following are two classic examples: “Reason
In the following sentence, the construction is able men are those who think and reason
inverted: “Because [read That] the lessor accepted intelligently.” Patterson v. Nutter, 7 A. 273, 275
the first payment is no reason to conclude that (Me. 1886). (This statement begs the question,
the corporation existed by estoppel.” See r e a so n “What does it mean to think and reason
. . . is b eca u se . intelligently?”)/ “Life begins at conception! [Fn.:
D. B eginning Sentences with. An odd supersti ‘Conception is defined as the beginning of life.’]”
tion holds that beginning a sentence with because Davis v. Davis, unreported opinion (Cir. Tenn.
is a mistake. There is nothing to it. See s u p e r s t i Eq. 1989). (The “proof’— or the definition—is cir
t io n s (F). cular.)
E. W ordy Substitutes for. Because is often In the following sentence, the writer mangled
needlessly replaced by verbose phrases such as the SET PHRASE to beg the question and misappre
for the reason that, due to the fact that, on the hended its meaning (by using begs for ignores):
ground that, and the like. E.g., “It is still thought “Blaming Congress and the Democrats for ‘crimi
that many magistrates are too disinclined to re nalizing o f policy differences with the executive
ject police evidence, however implausible, perhaps branch’ begs a much larger issue here: Should
for the reason that [read because] they feel the members o f the executive branch be allowed to
police should always be supported as a matter of withhold vital information from those members
principle.” P.S. Atiyah, Law and Modern Society of Congress charged by law to monitor specific
26 (1983). actions o f the president?” Letter o f John M.
F. As a Causal W ord Generally. See as (a ). Bums, Wall St. J., 16 May 1990, at A17.
102 begin
b eg in . A. To begin . As an introductory phrase move and prove. In BrE today “it is generally
used to enumerate reasons, the idiomatic phrase made to rime with rove, grove, by those who know
is to begin with, not to begin. In the following it only in books” (OED).
sentence, the lack o f the preposition with makes
to begin sound narrowly chronological, as if A b e la b o r ; la b o r, v.t., (= to beat severely). Modern
actually began something and then, at some inde dictionaries suggest that in practice the words
terminate point, stopped: “To begin [add with], are interchangeable. Historically, however, in the
A played a substantial role in negotiating both best usage belabor is not to be used figuratively
agreements.7 “To begin [add with], it was clear in phrases such as to belabor an argument; the
that Dixon suffered a permanent injury and that preferred expression is to labor an argument—
he died of an unrelated disease.” e.g.: “I need not labor the point that the four
B. A nd commence & start. Begin is the usual elements of the positivist creed just outlined are
word, to be preferred nine times out o f ten. Com interdependent. . . .” Lon L. Fuller, The Moral
mence is a FORMAL w o r d ; ceremonies and exer ity o f Law 193 (rev. ed. 1969).
cises are likely to commence, as are legal proceed The popular grammarian Edwin Newman has
ings. Start is usually used o f physical movement chided a justice o f the U.S. Supreme Court for
<to start running>. Both begin and start—but not writing “to say more would belabor the obvious,”
commence— may be followed by an infinitive. See stating: “To belabor the obvious is to hit it, which
co m m e n ce . hardly seems judicial conduct.” Edwin Newman,
Foreword to Morton S. Freeman, A Treasury for
b eh a lf. A distinction exists between the phrases Word Lovers viii (1983). Examples o f this usage
in behalf o f and on behalf o f The former means are legion— e.g.: “Without belaboring [read la
“in the interest or in defense o f” <he fought in boring] the point, we observe that the separation
behalf of a just man’s reputation:»; the latter, on agreement in this case will be at least partly
behalf of \ means “as the agent of, as representa performed in Texas because the payor resides in
tive o f” <on behalf o f the corporation, I would like that state.”/ “Brawner conceded his right against
to thank . . . > <she appeared on behalf o f her Pendarvis without undue belaboring [read la
client>. boring].”
Upon behalf of is now considered much inferior
to on behalf o f “We conclude that the public b e la te d has made its way into legal language as
interest involved in this dispute compels us to a synonym o f untimely. E.g., “We must decline to
look beyond the immediate interests o f the named entertain appellant’s belated cross-points.” Its use
litigants and to consider the situation o f the natu in this context is perfectly acceptable.
ral gas consumers upon [read on] whose behalf
the Mississippi Power Service Commission has b e lie = (1) to disguise, give a false idea of; (2) to
intervened.” See u p on . leave unfulfilled; or (3) to contradict or prove the
falsity of. Sense (3) is by far the most common in
b e h a v io r. See c o u n t n o u n s a n d m a s s n o u n s legal contexts. E.g., “The Court suggests that the
(B) & PLURALS (B). search for valuables in the closed glove compart
ment might be justified as a measure to protect
b e h a v ior(a l)ism . The correct name for the doc the police against lost property claims; again,
trine that human behavior provides the only sig this suggestion is belied [i.e., contradicted] by the
nificant psychological data is behaviorism. record.”/ “Appellant contends that his lawyer’s
failure to put on evidence at the penalty stage
b eh est is a stronger word than request; it means prejudiced his ability to avoid the death sentence;
(1) “a command,” or (2) “a strong urging.” Bequest but the nature o f the evidence appellant asserts
is sometimes misused for behest, as here: “It is his attorney should have presented belies [i.e.,
enough that a writing defamatory in content has proves the falsity of] the argument.” See vitiate.
been read and understood at the bequest [read
behest] o f the defamer.”/ “At his bequest [read b e lie f. Lawyers frequently speak o f a genuine
behest], I undertook this onerous task, but have belief, a bona fide belief, or an honest belief\ In
been thankful to him for so urging me.” See m a l a - fact, all such phrases are r e d u n d a n c i e s , since it
p r o p is m s . is quite impossible to believe something ungenu-
inely, in bad faith, or dishonestly.
b e h o o f is the noun, behoove (AmE) or behove
(BrE) the verb. Both noun and verb have an b e llig e r e n c e ; b e llig e re n cy . Belligerence refers
archaic flavor. Historically, the verb in BrE was to a person’s truculent attitude. Belligerency has
pronounced, as it now is in AmE, to rhyme with traditionally, in international law, been the pre
benefic(ent) 103
ferred term in referring to the status* o f a state a member o f the governing body o f one o f the
that is at war— e.g.: “[0]ther states are within Inns o f Court. E.g., “In Pennsylvania, Andrew
their rights in declaring themselves neutral in Hamilton, a barrister and bencher o f Gray's Inn,
the struggle, and since there can be no neutrals came to Philadelphia in 1682.” Roscoe Pound,
unless there are two belligerents, such a declara The Development o f Constitutional Guaranties o f
tion is equivalent to a recognition o f the belliger Liberty 59 (1957)./ “There was thus little occasion
ency of both parties.” J.L. Brierly, The Law o f for controversies as to discipline to be brought
Nations 134 (5th ed. 1955). before the judges, unless the benchers failed in
the performance o f their duties.” People ex rel.
b e llw e th e r ( = one who takes the lead or initia Karlin v. Culkin, 162 N.E. 487, 490 (N.Y. 1928)
tive; a trendsetter) is sometimes mistakenly writ (per Cardozo, C.J.). Benchers are known formally
ten bellweather— e.g.: “The sheriff conducted me as Masters o f the Bench.
to one o f the two vacant jury rooms, then the jury, Archaically, the term was used more generally
bell-weathered [read bellwethered] by Callahan, in reference to magistrates, judges, assessors, and
the court officer, filed out and retired into the senators.
other directly opposite.” Ephraim Tutt, Yankee
Lawyer 226 (1943). (The verbal use illustrated in b e n ch m a rk ( = a point o f reference from which
the quoted sentence is unusual— see n o u n s a s to make measurements) is best spelled as one
v e r b s .) word.
b e lo w is often used by appellate courts to mean b e n c h m em o (AmE) = (1) a short brief submit
“at the trial-court stage.” E.g., “As the district ted by a lawyer to a trial judge, often at the judge's
court noted below, this litigation involves only request; or (2) a legal memorandum prepared by
that portion o f the contract relating to the actual an appellate judge's law clerk to help the judge
construction o f the platform.” Some appellate prepare for and participate in oral argument.
courts— especially American ones— avoid this
term because it may seem to slight trial judges. b e n c h tria l has become— mostly in southern
See in fe r io r (b ). parts o f the U.S.— a common equivalent o f trial
to the bench ( = a nonjury trial). See n o n ju ry .
b e lo w -m e n tio n e d ; u n d e r-m e n tio n e d . The for
mer is AmE or BrE; the latter is BrE only. Below,
b e n c h w a rra n t, n., = process that a court issues
like above, q.v., is frequently used as an ellipsis
for the attachment or arrest o f a person who has
for below-mentioned.
been held in contempt, has been indicted, or has
disobeyed a subpoena.
b em ea n . See d em ean .
Some legal writers, esp. in Texas, have trans
b em u se; am u se. The former is frequently taken formed this noun phrase into a p h r a s a l v e r b —
to be a fancy variant o f the latter; the meanings e.g.: “Having been bench warranted from the
differ significantly, however. Bemuse = (1) to Texas Department o f Corrections where he is
plunge into thought, preoccupy; or (2) to muddle serving time for two prior convictions, appellant
(one's mind); bewilder. Here sense (2) o f bemuse is hardly a fit candidate for probation.” Roberts v.
applies: “It is easy to see why an equity court, State, 587 S.W.2d 724, 725 n .l (Tex. Crim. App.
bemused by the expression ‘Equity acts in perso 1979)./ “Appellant sought the continuance so that
nam and not in rem,' would be tempted to say Mr. Babineaux could either be bench warranted
that an equity court has no ‘power' to affect di back to testify or deposed.” Babineaux v. Babi
rectly land titles in another state.” Amuse needs neaux, 761 S.W.2d 102, 103 (Tex. App.— Beau
no definition here. mont 1988). If the phrase is to be used as a verb,
it should be hyphenated: hence bench-warranted
b e n c h = (1) the court considered in its official would have been the better form in both quota
capacity <remarks from the bench>; (2) judges tions. See n o u n s a s v e r b s .
collectively <bench and bar>; or (3) the judges
o f a particular court <the Queen's Bench>. Cf. b e n e fic(e n t); b e n e ficia l; b e n e v o le n t. The ety
co u rt. mological difference between beneficent and be
Renaissance lawbooks, in referring to the nevolent is the difference between deeds and sen
Bench, invariably meant the Court o f Common timents. Beneficent = doing good, charitable
Pleas, not the King's Bench. (benefic now being merely a n e e d l e s s v a r i a n t ).
Benevolent = well-wishing, supportive, (emotion
b e n ch e r, in England, means generally “one who ally) charitable. The d if f e r e n t ia t io n should be
sits on a bench” ( OED), but particularly refers to cultivated; we should reserve beneficent for “doing
104 beneficiary
good,” and benevolent for “inclined or disposed to b e n e fit o f c le r g y = (1) at common law (12th c .-
do good.” In the following sentences, benevolence 19th c.), the right o f a clergyman not to be tried
is used for beneficence: “The beneficiary o f a char for a felony in the King’s Court; or (2) by SLIPSHOD
ity (e.g., one who uses a charitable hospital) has e x t e n s i o n , religious approval as solemnized in a
impliedly [q.v.] waived his right to sue in tort, by church ritual. By invoking the benefit o f clergy—
virtue of having accepted its benevolence [read usu. by reading the so-called neck verse (q.v.)—a
beneficence].”/ “The will and the entire record re defendant could have the case transferred from
veal that the decedent was a very benevolent man the King’s Court (which imposed the death pen
[read beneficent man] who was in the habit o f alty for a felony) to the Ecclesiastical Court (which
making charitable gifts all over the world.” dispensed far milder punishments).
Beneficial has the general meaning “favorable, In sense (2), the phrase is not only a slipshod
producing benefits,” and the specialized legal extension but also a p o p u l a r iz e d l e g a l t e c h n i
meaning “consisting in a right that derives from c a l i t y , appearing most often in reference to chil
something (as a contract or an expectancy) other dren out o f wedlock—e.g.: “With her, and without
than legal title” cbeneficial in terests That spe benefit o f clergy, he had five children, and it was
cialized sense comes from the older legal meaning his boast that, as each arrived, he dispatched it
“o f or pertaining to usufruct” ( OED). E.g., “It is promptly to a foundling home.” René A. Wormser,
well established that the settlor (creator) may The Story o f the Law 215 (1962)./ “Wakefield’s
revoke the trust with the consent o f all persons generation, twenty years on, didn’t just engage in
beneficially interested therein.” Cornelius J. Moy- sex without benefit o f clergy, they talked about it.”
nihan, Introduction to the Law of Real Property Rhoda Koenig, Talkin* Bout Their Generation,
157 (2d ed. 1988)./ “The supervised administra New York (Mag.), 1 June 1992, at 57.
tion embraces a determination o f the persons ben-
eficially entitled to the estate after debts, ex b e n e v o le n t. See b e n e fic(e n t).
penses, and taxes are paid.” See m a lev olen t.
b e n ig n ; b e n ig n a n t. The latter is a n e e d l e s s
v a r i a n t . The antonym o f benign, however, is ma
b e n e ficia ry . See cestui que trust & d ev isee.
lignant.
ben efit. Invariably the passive form o f this verb
b e q u e a th . A. And devise; devolve. Bequeath =
can be advantageously made into an active con
(1) to give (an estate or effect) to a person by will
struction: “Defendant has an adverse interest be
<she bequeathed the diadem to her daughters, or
cause he would have been benefited by [read have
(2) to give (a person) an estate or effect by will
benefited from] a ruling in favor o f the insurance
<she bequeathed her daughter the diadem>. Law
company.” See b e -v e r b s ( b ).
yers and nonlawyers alike use this term meta
phorically: “While its origins are somewhat ob
b en efit(t)ed ; b en efit(t)in g . These words should scure, we know that the marital privilege is
be spelled with one -t-, not two. See d o u b l i n g o f bequeathed to us by the long evolution o f the
FINAL CONSONANTS. common law, not by constitutional adjudication.”
See lega te.
b en efitee. Though it has not yet made its way Devise = to give property (usu. real property)
into most general English-language dictionaries, by will. As a noun, devise refers to the realty
this word has appeared frequently in American so given—the analogue for personal property is
legal prose since the 1950s. The earliest known bequest. The Uniform Probate Code uses only the
use is a 1958 case styled (in full) Liberty Mut. term devise to describe giving property by will
Ins. Co., a Corporation, Individually and as Use whether the property is real or personal; it would
Benefitee of The Howell Co., v. Hartford Acci be bootless to call this well-ensconced terminolog
dent & Indem. Co., 251 F.2d 761 (1958). Soon it ical shift incorrect. See d e v ise & g iv e, d ev ise,
had spread—e.g.: “This provision, without un a n d b eq u ea th .
dermining the liberal scope o f interrogatory dis Devolve = to pass on (an estate, right, liability,
covery, places the burden o f discovery upon its or office) from one person to another. In the con
potential benefitee.” David W. Louisell, Modern text o f estates, devolve usually takes the preposi
California Discovery 124-25 (1963). tion upon, and sometimes to. See d e v o lv e .
The spelling benefittee is incorrect (cf. benefited) B. F or give . Using bequeath as a fancy equiva
because the accent falls not on the penultimate lent o f give or present is an ignorant pretension—
syllable but on the last syllable. But the word e.g.: “Apparently Mayor Annette Strauss plans to
is almost certainly unnecessary for beneficiary. bequeath [read present] the gift personally to Her
See -EE. Majesty—something rarely done, according to
between 105
protocol experts. Usually, a gift is bequeathed besides] Trevino to win on the Senior Tour this
[read presented] to the queen’s secretary, who year . . . .” Jaime Diaz, At Tradition, Duel Falls
then bequeaths [read gives] it to the queen . . . Short o f Hope, N.Y. Times, 31 March 1990, at 30.
Helen Bryant, Names & Faces, Dallas Times Her
ald, 5 April 1991, at A2. b e s to w a l; b e sto w m e n t. Bestowal is the usual
form, bestowment being a n e e d l e s s v a r i a n t .
b e q u e s t , n.; b e q u e a t h a l ; b e q u e a t h m e n t . Be
quest = (1) the act o f bequeathing; or (2) personal b e t > b e t > b et. Bet is the preferred (and the far
property (usu. other than money) disposed o f in a more frequent form) o f the past tense and the
will. (Cf. l e g a c y .) Bequest is sometimes confused past participle. E.g., “Thus, if a person betted
with behest, q.v. See d e v i s e . [read bet] on Salisbury Plain there would be no
Bequeathal and bequeathment are NEEDLESS place within the Act.” Hugh P. Macmillan, Law
v a r ia n t s of sense (1) o f bequest— e.g.: “We agree and Other Things 158 (1938)7 “The defendant,
that [the statute] is not applicable, since the trust Portner, answered that the consideration for his
was demonstrative and not a bequeathal [read check to Caldwell was small pieces o f celluloid
bequest] o f specific property.” Estate o f Naulin v. called ‘checks’ representing money betted [read
Clancy, 201 N.W.2d 599, 603 (Wis. 1972)./ “The bet] and lost by him in a game o f chance.” Scolaro
testator’s preference for his relatives, it is v. Bellitto, 184 N.E.2d 604, 606 (Ohio Ct. App.
claimed, was evident from . . . the bequeathment 1962).
[read bequest] in Article V I . . . .” Estate o f Fleer
v. Elmhurst College, 315 N.E.2d 260, 261 (111. b e tro th a l; b e tro th m e n t. The latter is a NEED
App. Ct. 1974). LESS VARIANT.
Common Pleas, FLEMING, Chief Baron, FENNER, B e -V erbs. A. Wrongly Omitted in Nonfinite
SEARL, YELVERTON, WILLIAMS, and TANFIELD, JJ., Uses. Be-verbs, usually in the infinitive or parti
were assembled at Sergeants-Inn, to consult what cipial form, are often omitted from sentences in
prerogative the King had in digging and taking which they would add clarity. One explanation is
o f saltpetre to make gunpowder by the law o f the that they are intended to be “understood.” (See
realm; and upon conference between them, these u n d e r s t o o d w o r d s .) But this explanation does
points were resolved by them all, una voce.” The not excuse the ambiguities and awkwardnesses
Case o f the King's Prerogative in Saltpetre, 12 Co. often caused by such omissions. The bracketed
12 (1607). verbs in the sentences following were originally
In the same case in which Justice Marshall omitted:
several times writes, “among the defendant, the
• “These devices can be used to intercept a wire
forum, and the litigation,” Justice Brennan, in his
or oral communication; specifically designated
concurring and dissenting opinion, writes: “be
as not [being] such devices are telephone or
tween the controversy, the parties, and the forum
telegraph equipment furnished to a user and
state.” See Shaffer v. Heitner, 433 U.S. 186, 225
used in the ordinary course o f business, and
(1977). The latter phrasing might be said to ex
hearing aids.”
press a more specific individual relation between
• “The annotation necessarily starts with the as
each o f the named things, the former phrasing
sumption that the process or information in
(perhaps consciously) expressing a vaguer rela
volved was regarded as [being] o f a secret or
tion.
confidential nature.”
B. Between and Numbers. The word between
• “I f the western film offer were found [to be]
may cause problems when used with numbers,
different Ifrom] or inferior to the musical film
particularly if the numbers at either end o f the
offer, it makes no difference whether Parker
spectrum are intended to be included. E.g., “If
reasonably or unreasonably refused the second
three petitioners and one respondent advance to
offer.”
Round Three from a bracket, then those four
• “Because this instruction was substantially
teams’ names will be placed in a hat, and between
similar to the willfulness instruction at the end
one and three [read from one to three] teams will
o f the trial, which we have previously held [to
be chosen to switch sides.” (Two is the only whole
be] proper, the instruction was not erroneous.”
number between one and three.)/ “Saleh met with
• “I f I thought those two cases [to be] in point, I
several other defendants in a Queens garage be
should have to consider them very carefully,
tween June 23 and June 24 [read on June 23 and
but I do not.” (Eng.)
June 24] to discuss getting cars for the conspir
acy.” Peg Tyre & Kevin McCoy, Busted at Beach, B. Circumlocutions. Verb phrases containing
Newsday, 24 July 1993, at 3. (There is no time òe-verbs are often merely roundabout ways of
“between” June 23 and June 24.) saying something better said with a simple verb.
C. Between you and I. One commentator has Thus be determinative o f for determine is verbose.
pointedly termed this locution “a grammatical But be determinative is all right where there is
error of unsurpassable grossness.” Little can be no object, as in Judge Learned Hand’s statement:
added to that judgment. See HYPERCORRECTION “All such attempts are illusory, and, i f serviceable
(B ). at all, are so only to center attention upon which
D. Between; as between. Sometimes as between one o f the factors may be determinative in a given
(= comparing; in comparison of) is misused for situation.”
the straightforward preposition. E.g., “The con The following circumlocutory uses o f òe-verbs
tractual provisions as between [read provisions are common in legal writing; the simple verb is
between] the parties are as follows.” Cf. as ordinarily to be preferred:
against.
be abusive of be derived from
E. Few er Than Tw o Objects. This construction
(abuse) (derive from)
is a peculiar brand o f ILLOGIC, as in between each be desirous of (desire
be amendatory of
house or between each speech (instead of, properly, (amend) or want)
between every two houses and between speeches). be applicable to (apply be determinative of
Another manifestation o f this error is between to) (determine)
. . . or, with two prepositional objects, rather be benefited by (benefit be dispositive of
than between . . . and: the misuse results from from) (dispose of)
confusion between either . . . or and between . . . be conducive to be in agreement
and. (conduce to) (agree)
be decisive of be in attendance
b e tw ix t is an a r c h a is m . (decide) (attend)
Biblical A ffectation 107
a society as the U.S., the practice o f quoting from b ie n n ia l = every two years. If we scale the
the Bible has persisted. For example: numerical summit, we have triennial (3), quad
rennial (4), quinquennial (5), sexennial (6), sep
[As] far as money buried or secreted on privately owned tennial (7), octennial (8), novennial (9), decennial
realty is concerned, the old distinction between treasure-
(10), vicennial (20), centennial (100), millennial
trove, lost property, and mislaid property seems to be of
little value and not worth preserving. The principal point
(1,000). See B i- & b ia n n u a l.
of distinction seems to be the intent of the true owner
who necessarily is not known and not available. Therefore b ig a m y ; p o ly g a m y ; d ig a m y ; d eu tero gam y .
the evidence on his intent will usually be scant and Bigamy = going through a marriage ceremony
uncontroverted. . . . I would guess his motivation often with someone when one is already lawfully mar
to be that of the one-talent servant in the parable in the
ried to someone else ( CDL). It may be committed
25th Chapter of Matthew: “And I was afraid, and went
and hid thy talent in the earth. . . .” We should hold
knowingly or unknowingly; if knowing, bigamy is
that the owner of the land has possession of all property a criminal offense.
secreted in, on and under his land and continues to hold Digamy and deuterogamy both mean “a legal
possession for the true owner, who, incidentally, may not second marriage occurring after an annulment or
always be the person doing any burying. Matthew 13:44— a divorce from or the death o f the first spouse.”
“Again, the kingdom of heaven is like unto treasure hid
Deuterogamy is the more common term (to the
in a field; the which when a man hath found, he hideth,
and for joy thereof goeth and selleth all that he hath, and
extent that either might be called common!) and is
buyeth that field.” What reason is there for transferring not, like digamy, liable to confusion with bigamy.
possession to the individual who happens to dig up the Hence digamy should be considered a n e e d l e s s
property? Or for guessing about the intent or the memory VARIANT.
of the person doing the burying? A simple solution for all Polygamy is the generic term for “multiple mar
of these problems is to maintain the continuity of posses
riages,” and encompasses bigamy; it is much used
sion of the landowner until the true owner establishes his
title.
by anthropologists, describing both polygyny (the
Schley v. Couch, 284 S.W.2d 333, 339-40 (1955) practice o f having several wives) and polyandry
(Wilson, J., concurring). (the practice o f having several husbands).
N A M E S FOR (A).
change, i.e., an unconditional order in writing, declare their common intention to bring about a
addressed by one person to another, signed by the transfer o f ownership, usu. accompanied by the
person giving it, requiring the addressee to pay buyer's initial payment; (2) loosely, the buyer's
on demand, or at a particular future time, a sum initial payment in the sale o f real property; or (3)
certain in money to or to the order o f a specified in insurance, an insurer's memorandum giving
person or to bearer. With such an array o f mean the insured temporary coverage while the applica
ings, bill is classifiable as a c h a m e l e o n -h u e d tion for an insurance policy is being processed.
W ORD. See s u i t .
b in d in g p r e c e d e n t. See p r e c e d e n t (b ).
billa vera. See t r u e b ill.
b irth , v.i., was used with some frequency in the
b ill in c h a n c e r y ; b ill in e q u it y . See ch an cery . Middle Ages as a verb. It fell into disuse, however,
and only recently has been revived in AmE <the
In the U.S. and France, billion means
b illio n .
birthing o f babies>. Some dictionaries label it
“one thousand millions” ( = 1,000,000,000); but in dialectal. Given its usefulness and its long stand
G.B., Canada, and Germany, it means “one mil ing in the language, there can be no substantial
lion millions” ( = 1,000,000,000,000). An Ameri objections to it.
can trillion, q.v., equals the British billion. In
BrE, however, the AmE meaning is gaining b ite > b it > b itte n . Writers occasionally fall into
ground esp. in journalism, technical writing, and dialectal usage by using bit, the past-tense form,
even in government statements about finance. as a past participle—e.g.: “In a Texas case the
court said hypothetically that if defendant had
b i ll o f in d ic t m e n t . See in d ic t m e n t .
bit [read bitten] o ff such a portion o f the victim's
under lip as to deprive him o f the lip, and the
b ill o f la d in g . See la d in g , b i l l o f.
piece had been put back and made to grow ‘it
would still be maiming under the law .'” Rollin M.
b i ll o f p a r t ic u la r s ; m o t io n f o r m o r e d e fin it e
Perkins & Ronald N. Boyce, Criminal Law 242
In 1948, the Federal Rules o f Civil
state m e n t.
n.38 (3d ed. 1982).
Procedure were amended to abolish the bill o f
particulars, which was superseded by the motion
b ite at th e a p p le, o n e . See o n e b ite at th e
for more definite statement. The latter allows a
a p p le.
party who must respond to a pleading to ask the
court to require the other party to refile a vague
b ite at th e c h e rry , o n e . See o n e b ite at th e
or ambiguous pleading. In several jurisdictions,
a p p le.
though, the bill o f particulars remains in current
practice.
b iw e e k ly ; sem iw e e k ly . See BI-.
a heavy Gothic type (and which contain many b la m a b le. See b la m e w o rth y (b ).
errors).
By extension the term came to be applied to
b la m a b len ess. See b la m e w o rth in e ss.
legal principles that are fundamental and well
settled, or statements o f such principles in a
quasi-mathematical form, because such principles b la m e, v.t. In the best usage, one blames a per
were traditionally printed in boldface type in law son; one does not, in the traditional idiom, blame
books. Law students frequently distinguish be a thing on a person. E.g., “I blame the fires on
tween professors with a predilection for blacklet him.” [Read I blame him for the fires.]
ter law (what the law is) and those whose interest
lies more in public policy (why the law is or
b la m e w o rth in e ss; b la m a b len ess. The latter is
what it ought to be). See B la ck s to n e la w y e r &
a N E E D L E S S VA R IA N T — e.g.: “The only rational ba
h o r n b o o k law .
sis for allowing recovery in tort seems to be blam
Formerly hyphenated, legal writers have conve
ableness [read blameworthiness].” C.B. Whittier,
niently merged the phrase into a solid word— e.g.:
Mistake in the Law o f Torts, 15 Harv. L. Rev. 335,
“Robinson correctly stated the general under
335 (1902).
standing as o f 1939 in blackletter text . . . .”
Grant Gilmore & Charles L. Black, Jr., The Law
o f Admiralty 342 (2d ed. 1975)7 “The format o f b la m e w o rth y . A. A nd culpable . Though the
blackletter rule and explanatory comment, famil two words are etymologically equivalent, in 20th-
iar from real Restatements, is well suited to its century usage the Anglo-Saxon blameworthy has
purpose.” Douglas Laycock, The Death o f the Ir tended to be used in noncriminal, the Latinate
reparable Injury Rule 266 (1991). culpable in criminal contexts. Hence blameworthy
in civil contexts: “The indemnitee’s conduct is
b la ck m a il referred originally to rent payable in sufficiently blameworthy to preclude indemnity.”/
cattle, labor, or coin other than silver (i.e., white “Plaintiff is not blameworthy in failing to bring
money). Then it came to denote, esp. in Scotland, suit earlier; thus laches does not apply.”/ “We also
a kind o f protection money: payment that robbers consider whether there was trickery or blamewor
extorted from landowners for exemption from thy action by the police.”
their raids. Today the word applies to any men And culpable in criminal contexts: “The court’s
acing demand made without justification— i.e., to focus must be on the defendant’s culpability, not
illegal extortion generally. on those who committed the robbery and shot the
Since at least the late 19th century, the word victims.”/ “The defense o f mistake o f fact was
has been a verb as well as a noun— e.g.: “Thus not available as a defense to negate the culpable
often arises secret intimidation, enforced confes mental state o f criminal negligence.”/ “It is rea
sions, and blackmailed pleas o f guilty. These sin sonable to presume that the sentencing judge
ister dangers were extinguished from the Com who revokes probation takes a fresh look at the
mon Law o f England more than six centuries ago.” defendant’s culpability and circumstances and
1 Winston Churchill, A History o f the English considers at that point the amount o f time the
Speaking Peoples 223 (1956). defendant should be required to serve.” See
g u ilty.
B la ck ston ea n . The adjective is preferably so Occasionally, however, culpability creeps into
spelled. Some writers ill-advisedly make it Black- civil contexts, as here in the context o f punitive
stonian. damages, a hybrid remedy: “Exemplary damages
are awarded only in cases o f extreme culpability
B la ck ston e la w y e r = (1) a lawyer with a broad and are limited to the plaintiff’s demonstrable
knowledge of black-letter principles; (2) a self- litigation expenses.” Nevertheless, the writer o f
educated lawyer, esp. in antebellum America, that sentence was describing egregious conduct,
whose legal training consists primarily o f reading and blameworthiness today hardly seems appro
Blackstone’s Commentaries. Sense (2) usu. ap priate for flagrant conduct.
pears in historical contexts— e.g.: “For every Jef B. And blameful; blamable. Blameworthy and
ferson devoting five full years to legal training, blamable both mean “deserving to be blamed,”
scores of Blackstone lawyers9entered the profes the latter being a n e e d l e s s v a r i a n t . Blameful
sion after a few months o f study, self-proclaimed (= imputing blame; blaming) has been mistak
masters o f one text.” Robert A. Ferguson, Law enly used for blameworthy. We need not use up
and Letters in American Culture 29 (1984). For more words for the meaning replicated by blame
an example from the writings o f Thomas Jeffer worthy and blamable. Cf. c e r tw o r th y & e n b a n c-
son, see LAW YERS, DEROGATORY N A M E S FOR (A). w o rth y .
blue-pencil test 111
b la n d ish ; b ra n d ish . The former means “to ca blot on title. See cloud on title.
jole; to persuade by flattery or coaxing.” The latter
means “to wave or shake in a menacing or threat b lo w h o t a n d c o ld = to take mutually contradic
ening way.” tory positions or put forward contradictory views.
• “The plaintiff is blowing hot and cold in this
b la ta n t; flagran t. There is a well-defined distinc case; if we follow him in this latter position,
tion, but each word is frequently misused for the why then he loses the case on the merits.” Hall
other. What is blatant stands out as glaring and v. Keller, 80 F. Supp. 763, 774 (W.D. La. 1948).
repugnant; what is flagrant is shocking and de • “Inconsistent allegations can be made in sepa
plorable; this latter term connotes outrage. A per rate claims or defenses under F.R.C.P. 8(e)(2);
jurer might tell blatant lies to the grand jury to but no authority is known to the undersigned
cover up for his flagrant breach o f trust. Egregious which permits blowing hot and cold in the same
criminal acts are flagrant <flagrant arson>, not cause o f action, as attempted by the proposed
blatant. E.g., “For any flagrant dereliction or dis amendment.” Steiner v. Twentieth Century-Fox
regard o f professional duty on the part o f the Film Corp., 140 F. Supp. 906, 908 (S.D. Cal.
attorney, the license by which he was admitted 1953).
to practice may be revoked.”/ “The court could • “Allen had not only earlier taken a directly
have properly determined, as it did, that Batson’s contrary position . . . he had taken the same
conduct was so flagrant as to justify severe sanc contrary position in one state administrative
tions.” proceeding where that also suited his purpose
Blatant is correctly used in this sentence: “The . . . . [N]o further judicial aid should be given
question concerning the blinding o f the Libyan in this particular enterprise o f blowing hot and
the Colorado shooting was blatantly improper.” cold as the occasion demands.” Allen v. Zurich
Here flagrant is misused for blatant: “The consti Ins. Co., 667 F.2d 1162,1167 n.3 (4th Cir. 1982).
tutional violation is flagrantly [read blatantly] • “The theory o f attack by prior inconsistent
apparent in a case involving the imposition o f a statements is not based on the assumption that
maximum sentence after reconviction.”/ “No mat the present testimony is false and the former
ter how infrequently the special counsel has statement is true, but rather upon the notion
brought Hatch Act charges in the past, federal that talking one way on the stand and another
employees can hardly be faulted for concluding way previously is blowing hot and cold, and
that registering voters in flagrant [read blatant] raises a doubt as to the truthfulness o f both
disregard o f the special counsel’s advice is not statements.” Charles T. McCormick et al., Evi
worth the grave risk to their livelihoods.” dence § 34, at 74 (3d ed. 1984).
Black*s defines flagrant necessity as “a case of
For an amusing example o f blowing hot and cold,
urgency rendering lawful an otherwise illegal
see C o d d ’s P u zzle.
act,” and flagrantly against the evidence as “so
much against the weight o f the evidence as to
B lu e B o o k = (1) in G.B., a printed report (as o f a
shock the conscience and clearly indicate passion
Royal Commission) presented to Parliament and
and prejudice o f the jury.” Flagrant is the wrong
traditionally softbound in blue covers; (2) in some
choice o f word in the first phrase, though arguably
American states, a compilation o f session laws;
correct in the second because o f the element o f
(3) a volume formerly published to give parallel
shock. Blatant necessity would be the better word
citation tables for a volume in the National Re
ing for the first phrase, blatant here taking on
porter System; or (4) the formal name for the
its nonpejorative meaning “completely obvious or
citation guide, formerly called A Uniform System
strikingly conspicuous”; a blatant necessity would
o f Citation (usu. written Bluebook).
allow one, e.g., to commit battery upon another
For more terms connected with sense (1), see
by shoving him out o f the way o f an oncoming
G reen P a p e r & W h ite P a p e r.
bus.
The phrase blatantly obvious is a r e d u n d a n c y .
b lu e -p e n c il test = a judicial standard some
E.g., “The reasons for the dropping pass rate on
times applied by a court considering an illegal
the bar exam are blatantly obvious [read are ob
contractual provision and deciding whether to in
vious].”
validate the entire contract or only the offending
words, the standard consisting in whether it
B le n d s . See portm anteau w ords. would be possible to sever the offending words
simply by running a blue pencil through them,
b lo c ; b lo c k . Political groups or alignments are as opposed to changing, adding, or rearranging
blocs. Block serves in all other senses. words. E.g., “Despite such criticisms, numerous
112 blue-sky laws
jurisdictions have presented meritorious justifica when we have a serviceable adjective; and second,
tions for requiring a strict application o f the ‘blue body heirs is so little used that it grates on the
pencil’ test.” Holloway u. Faw, Casson & Co., 552 legally trained ear.
A.2d 1311, 1325 (Md. Ct. Spec. App. 1989). “It
used to be thought that promises could be severed
b o d y c o r p o r a te is a variant o f corporation that
merely because the 'blue pencil’ test was satisfied;
emphasizes the entity and the members that
but this view no longer prevails. The test may
make it up rather than the abstract notion (corpo
restrict, but it does not determine, the scope of
ration)', body corporate is now used more com
the doctrine o f severance.” G.H. Treitel, The Law
monly in BrE than in AmE. E.g., “A body corpo
o f Contract 449 (8th ed. 1991).
rate cannot be appointed receiver . . . ” J.
Charlesworth, The Principles o f Company Law
b lu e-sk y law s. In the early 20th century, blue
175 (4th ed. 1945).
sky meant “an unsound investment, esp. in fake
securities.” Hence laws designed to protect gull
ible investors in securities have been given the b o d y h e irs. See b o d ily h e irs & h eir.
name blue-sky laws. The phrase is used in BrE
as well as in AmE—in the latter, usually in refer b o g u s ch e c k . See c h e ck , w o rth le ss.
ence to state laws.
As casual JARGON, blue-sky (usu. hyphenated)
b o ile r p la te [fr. the newspaper business, in which
has been transformed into a verb meaning “to
it originally referred to syndicated material in
approve (the sale of securities) in accordance with
mat or plate form] = (1) ready-made or all
blue-sky laws.” The form o f the verb is almost
purpose language that will fit in a variety o f
always past tense or past participle— e.g.: “This
documents; or (2) fixed or standardized language
solicitation and purchase was unlawful under
that is not subject to modification. Sense (1) ex
California law because it had not been blueskyed.”
presses the lawyer’s usual understanding; sense
Hecht v. Harris, Upham & Co., 283 F. Supp. 417,
(2) expresses the nonlawyer’s common under
443 (N.D. Cal. 1968). Less commonly, the past-
standing.
participial adjective means “having blue-sky
The term first entered American legal usage in
laws” cblue-skyed states>. See n o u n s a s v e r b s .
the 1950s and is today commonly used either as
a noun or as an adjective (in phrases such as
b lu n d e rb u s s (= an obsolete firearm that scat
boilerplate clause or boilerplate language). The
ters shot and is intended for close-range shooting)
earliest known legal example appeared in Ohio:
is often used figuratively in legal contexts. E.g.,
“After what appears to be the ordinary 'boiler
“This claim—on which every serious constitu
tional question turns—was pleaded in blunder
plate9 reference to payment o f debts, taxes and
costs o f administration, the testatrix in the case
buss fashion in each o f the complaints.”/ “Many
at bar gave more than usual attention to arrange
o f the discovery requests are specific, many are
ments in connection with her last rites.” In re
blunderbuss, and many seek discovery previously
Estate o f Carrington, 136 N.E.2d 182, 185 (Ohio
refused by the court.”/ “Since double payments
Prob. Ct. 1956).
can be prevented by a letter or a telephone call,
The word is best spelled as one word in AmE.
it is unreasonable to accomplish this objective by
In BrE, it is commonly hyphenated (boiler-plate).
the blunderbuss method o f denying assistance to
For an example o f boilerplate language, see a ttes
all indigent newcomers for an entire year.” The
ta tio n cla u se.
more recent sense of blunderbuss (= a blundering
person) has nothing to do with this sense. The
term is infrequently misspelled blunderbus. b o ls te r = (of a courtroom lawyer) to build up a
Sometimes the equivalent shotgun or scatter- witness’s credibility in anticipation o f impeach
gun is used: “ 'Fraud, deceit, negligence, or estop ment—a practice generally disallowed by Ameri
pel’ is a scatter-gun blast that could hardly miss can evidentiary rules. E.g., “ [T]he prosecutor may
winging the intended quarry.” not, among other things, make explicit personal
assurances that a witness is trustworthy or im
blu sh , at first. See at first blu sh . plicitly bolster the witness by indicating that in
formation not presented to the jury supports the
b o d ily h eirs; h eirs o f th e b o d y ; b o d y h eirs. testimony.” U.S. v. Lewis, 10 F.3d 1086,1089 (4th
The first and second are the classic formulations Cir. 1993)./ “Attempts to bolster a witness by
o f the phrase, both unobjectionable. Body heirs is vouching for his credibility are normally improper
much inferior to bodily heirs for two reasons: first, and an error.” U.S. v. Baptista-Rodriguez, 17 F.3d
generally we should not use a noun adjectivally 1354, 1372 (11th Cir. 1994).
bond 113
b o m b a s tic is sometimes misconstrued to mean is required does not depend on the sincerity, genu
“strident” or “violent.” Properly, bombastic (lit., ineness, etc. o f the judge’s doubt—we can assume
“full o f stuffing or padding”) means “pompous; any judge’s doubt has these qualities.” Griffin v.
highfalutin; overblown.” Here is a journalistic ex Lockhart, 935 F.2d 926, 929 n.2 (8th Cir. 1991)
ample o f the error: “ ‘If there is any change in the (citing DMLU and recommending instead suffi
mood o f the kids, it is for the worse/ says the cient doubt).
Brixton police superintendent. T h ey are more
bombastic, they are cocky, they threaten riot as bona fides9 n.; g o o d fa ith ; bonne fo i . Though
an answer if they don’t get what they w a n t/” the adjective bona fide has been fully anglicized,
(Eng.) This confusion may arise from the sugges the noun phrase bona fides has lost much
tiveness o f bomb in bombastic. ground—esp. in AmE— to good faith, n., which is
generally preferable. The pronunciation o f bona
bona et ca ta lla is t h e a r c h a ic L A T IN ISM fr o m fides, lboh-nd-fl-deezl, unlike that of its adjectival
w h ic h , b y loan t r a n s l a t io n , d e r iv e s th e dou sibling, sounds foreign and bombastic. Bonne foi,
blet goods and chattels. a Frenchified variant, sounds still more so; fortu
nately, it is rarely encountered.
b o n a fide. A. A nd good-faith , adj. Bona fide, Typically, one writes, “He executed the contract
adj., is understood by educated speakers o f En in good faith,” not really thinking o f bona fides as
glish; as a legal term, it is unlikely to give way an alternative wording, although admittedly it is
completely to good-faith. Cf. bona fides . sometimes used: “[T]heir bona fides was manifest
B. A djective o r A dverb. Bona fide was origi on the record.” Patterson v. American Tobacco
nally adverbial, meaning “in good faith” <the suit Co., 634 F.2d 744, 748 (4th Cir. 1980).
was brought bona iide>. The phrase is still used As in the example just quoted, the noun phrase
in this way, most often in BrE— e.g.: “[T]he under bona fides is singular: this bona fides, not these
taking was given bona fide, i.e., without any bona fides. But writers sometimes mistakenly
knowledge that the claim was not a good one.” make it plural— e.g.: “Southwest asserts that it
1 E.W. Chance, Principles o f Mercantile Law 25 was denied the opportunity to be present and to
(P.W. French ed., 13th ed. 1950). present evidence when Lowe’s bona fides were
Today it is more commonly used as an adjective [read bona fides was] examined by the Land Of
<it was a bona fide suit>. None o f the forms o f fice Manager.” Southwestern Petroleum Corp. v.
this term should be hyphenated or written as one Udall, 361 F.2d 650, 657 (10th Cir. 1966)./ “[H]e
word, as bona fide sometimes is when functioning was neither advised at trial that his bona fides
as a p h r a s a l a d j e c t i v e . The opposite o f bona were [read bona fides was] in issue nor given an
fide is mala fide, q.v.; the opposite o f bona fides is opportunity to disprove . . . the inference drawn
mala fides. by the court.” Sledge v. J.P. Stevens & Co., 585
C. M eaning “ sincere, genuine.” In legal con F.2d 625, 641 (4th Cir. 1978).
texts, the adjective bona fide should be avoided
in the lay sense arrived at through s l i p s h o d bona vacantia (lit. “vacant goods”) is a term
released prisoner’s return for trial) is archaic in b o r d e r e a u (= [1] a note o f account or, more
BrE but current in AmE. See b o n d ou t. commonly, [2] a description o f reinsured risks) is
the singular, -reaux the plural.
b o n d o u t (= to post a bail bond and thereby The word has recently come to be used as a
obtain release from [jail]) is an American casual- verb— e.g.: “American and Southeastern Fire In
ism. E.g., “Loretta Lynn’s son Ernie has bonded surance Co., to which the policy had been border-
out o f a Tennessee jail . . . .” Helen Bryant, eauxed,’ refused payment.” Merchants Nat’l Bank
Names & Faces, Dallas Times Herald, 5 April v. Southeastern Fire Ins. Co., 751 F.2d 771, 773
1991, at A2. (5th Cir. 1985). The proper verb form, however,
would be bordereau (singular), not -reaux. Hence,
in the above quotation the word should be border-
b o o k , b r in g to. See b r in g to b o o k .
eaued.
b o th . A. Both . . . and. This construction com bo tto m , v.i. & v.t., may be used literally: “The
prises a pair o f c o r r e l a t iv e c o n j u n c t io n s that well was bottomed in sand A.” Or it may be used
must frame syntactically analogous parts o f a figuratively, as it more frequently is in legal con
sentence. E.g., "The Chancellor decided all ques texts: “The district court properly dismissed plain
tions both o f law and fact [read both o f law and tiff's section 1983 claim, bottomed on her asser
o f fact or o f both law and fact]” tion o f an illegal arrest.”/ “This contention is
B. Both . . . as well as. This construction is unsound, and the argument predicated thereon is
incorrect for both . . . and. E.g., “Attorney’s bottomed wholly upon a false premise.” Ford v.
fees are expressly authorized both under section Moody, 276 S.W. 595, 597 (Ark. 1925). This pecu
1983, 42 U.S.C. § 1988, as well as under [read liar legal idiom was originally nonlegal, dating in
both under . . . and under or under . . . as well the OED from 1637. From a modem stylistic point
as under] the Rehabilitation Act, 29 U.S.C. o f view, base might be preferable to bottom in
§ 794a(b).7 uBoth Norton as well as the judges figurative senses.
[read Norton as well as the judges or Both Norton The transference to a nominal sense o f bottom
and the judges] conceded that Moses had a cause is likely to provoke laughter: “Title VI on its own
o f action for special assumpsit on the agreement bottom [read foundation] reaches no further than
to indemnify him against the consequences o f his the Constitution.” Guardians Assfn v. Civil Serv.
agreement.” Comm’n, 463 U.S. 582, 589-90 (1983)./ “The deci
C. R edundancies with. Several wordings with sions demonstrate that the due process approach
both cause redundancies. One is both . . . each considers each case on its own bottom [read
other— e.g.: “Both Signad and Sugar Land are basis].”
seeking in personam, rather than in rem, judg
ments against each other” The sentence would b o t t o m a g e . Bottomry, denoting a
b o tto m ry ;
bear either both or each other, but it cannot take special type o f commercial-insurance contract in
them together. admiralty, may be used as both n. & v.t. Bot
Another is both alike—e.g.: “The statutes of tomage is a N E E D LE S S VA R IA N T from L A W FRENCH.
these states are both alike [read are alike].”
Yet another is both concurrently— e.g.: “Happily b o u n d b a iliff. See b u m b a iliff.
now, as we shall see, every judge has both a
Common Law and an Equity mind, and applies bounden. See b ib l ic a l a f f e c t a t io n .
them both concurrently [read concurrently].” Ed
ward Jenks, The Book o f English Law 36 (P.B. Bounteous is poetic or
b o u n t ifu l; b o u n te o u s .
Fairest ed., 6th ed. 1967). literary for bountiful, which is preferred in legal
D. Both (of) the. Though the idiom is falling contexts.
into disuse, both the (or both these) has a fine
pedigree and continues in formal English—e.g.: which is becoming an a r c h a i s m , is cur
b o u n ty ,
“The hazard, in both these respects, could only be rent in the context o f wills and estates, although
avoided, if at all, by rendering that tribunal more little used elsewhere. It means “munificence; lib
numerous . . . .” The Federalist, No. 65, at 398 erality in giving; gift” (COD). E.g., “The court will
(Alexander Hamilton) (Clinton Rossiter ed., distribute the testator’s bounty equally among all
1961)./ “The Commission is to promote both these persons belonging to the class designated in the
purposes.” J.L. Brierly, The Law o f Nations 82 will, wherever the person.”/ “Spendthrift trusts
(5th ed. 1955)./ “For both these reasons, over reli allow the donor to control his bounty, through the
ance on foreign authorities diminished . . . .” creation o f the trust, so that it may be exempt
Grant Gilmore & Charles L. Black, Jr., The Law from liability for the donee’s debts.”/ “The testator
o f Admiralty 46 (2d ed. 1975). The alternative may, if he chooses, fail to make provision in his
phrasing, both o f the (or both o f these), is increas will for his children, though they are the natural
ingly common in AmE. objects o f his bounty.”
E. Both . . . equally as. See e q u a lly as (c ).
b (o )u r g e o is . The spelling with the -o- is pre
ferred.
nerships, 73 Calif. L. Rev. 1597, 1625 (1985)./ lower or back part o f something, as a gun bore)
“Samuel S terrett. . . resigned Oct. 31 with part and broach, v.t. ( = [1] to make a hole in to let
ner Michael Dum ey to launch a tax boutique.” out liquid; or [2] to bring up for discussion). The
Jennifer Frey, Myerson & Kuhn Loses Cabot and confusion o f breach with breech consists in writ
Office in D.C., Manhattan Law., 7-13 Nov. 1989, ers’ mistakenly using the latter where breach
at 4. belongs <breach o f a treaty>. The lapse with
broach occurs when someone writes o f breaching
b ra ce ry . See em b ra ce ry . (read broaching) a topic.
The meanings o f breach and broach become
B rackets , U se o f . See p u n c t u a t io n ( l ). close only in reference to dikes or levees and walls
(ibreach = to break open; broach = to make a
B ra cton . This proper name commonly refers both hole in). E.g., “Less than three months ago— in
to the 13th-century judge (Henry o f Bratton, who the immediate aftermath o f the breaching o f the
sat on the Court o f King’s Bench and o f Assize in Berlin Wall—the Chancellor’s closest aides were
the reign o f Henry III) and to the book he is predicting that five to eight years might still be
thought to have written (De Legibus et Consuetude needed before unity became a reality.” David
inibus Angliae, c. 1250). Some historians doubt Marsh, Kohl Takes the Burden o f Unity on His
that Bracton was the author o f Bracton (italicized Shoulders, Fin. Times, 22 Feb. 1990, at 3.
when referring to the book)— e.g.: “The author o f
Bracton appreciated this p oin t. . . .” J.H. Baker, b r e a c h e e is objectionable as an obtuse word
An Introduction to English Legal History 300 (3d meaning “one whose contract has been breached
ed. 1990). by the other contracting party.” E.g., “The
breachor's initial failure to comply establishes the
B ra n d eis b rie f. In Muller v. Oregon, 208 U.S. inadequacy o f the breachee*s remedy at law.”
412 (1908), Louis Brandeis persuaded the Court Stewart v. Stewart, 300 S.E.2d 263, 266 (N.C.
that minimum-hours legislation for women was Ct. App. 1983)./ “The breacher will offer the
reasonable— and not unconstitutional— with an breachee*s expectancy values plus some portion o f
unconventional brief that consisted primarily o f the surplus.” Michael L. Zigler, Takings Law and
statistical, sociological, economic, and physiologi the Contracts Clause, 36 Stan. L. Rev. 1447,1463
cal information. Such a brief has come to be n.83 (1984)./ “[S]ince there is the incentive for the
known, since the 1940s, as a Brandeis brief, the breachee to induce breach when circumstances
main characteristics o f which are: (1) reliance on change, the defendant should be allowed to raise
extrarecord facts, esp. economic and sociological the induced breach in mitigation.” Thomas S.
materials, that can be judicially noticed; (2) Ulen, The Efficiency o f Specific Performance, 83
lengthiness. E.g., “The brief submitted on the law Mich. L. Rev. 341, 354-55 (1984).
was . . . five pages, six pages, and on the facts The word is also an illogically formed word
whatever it was, 150 pages . . . . This kind o f because it means not “one who is breached (by
brief has ever since then been called ‘a Brandeis another),” but rather “one whose contract has
brief*” Felix Frankfurter, Felix Frankfurter Rem been breached.” Breachee is not, like refugee, an
inisces 97 (Harlan B. Phillips ed., 1960)./“Plaintiff established exception. See -EE.
offered no evidence, nothing even in the way o f a
Brandeis brief, from which we might compare b r e a c h e r (= a party in breach). So spelled—not
factually the problems private tortfeasors and breachor. See co n tra ct-b re a k e r.
governmental subdivisions have in dealing with
stale claims, investigation o f claims, and the bud b r e a ch , m o re h o n o r e d in th e. Strictly speak
get process.” Miller v. Boone County Hosp., 394 ing, this phrase refers to an unjust rule that is
N.W.2d 776, 783 (Iowa 1986). better broken than obeyed. Often, though,
through SLIPSH O D EXTENSION, writers use the
b ra n d ish . See b la n d ish . phrase to refer to a just rule that, in practice, is
often broken. E.g., “Although the obligation o f
b re a ch can be a troublesome word. Its most fre lawyers to cooperate with one another long has
quent legal use is in the phrase breach o f contract been considered a significant professional obliga
The word breach always suggests its more com tion, it, too, has been more and more honored in
mon cognate, break. One can either breach or the breach [read frequently breached].” Roger J.
break a contract; and another may refer to one’s Miner, Lawyers Owe One Another, Nat’l L.J.,
breach or breaking o f it. That much is simple. 19 Dec. 1988, at 13./ “[I]t is an American custom
In general usage, breach is confused with two (perhaps more honored in the breach) as well as
other words, breech, n. ( = [1] buttocks; or [2] the a Chinese one to show respect for one’s elders.”
brethren 117
Judith Martin, Ingenuity Can Overcome This consent o f a defendant accused o f driving while
Language Barrier, Chicago Tribune, 8 Oct. 1989, intoxicated violates none o f his rights.”
at 6C./ “The code o f professional responsibility Intoxilyzer, likewise a p o r t m a n t e a u w o r d (for
requires reporting an unethical colleague— a re intoxication-analyzer), is an increasingly popular
quirement more honored in the breach than ob term for the device that measures blood-alcohol
servance.” Raoul L. Felder, A Degree Isn't a Li content. See, e.g., State ex rel. Collins v. Seidel,
cense to Steal, Newsday, 19 March 1991, at 98. 691 P.2d 678, 679 (Ariz. 1984) (en banc). Intoxi
lyzer is new enough, however, that it is not in
b rea k , v.t. A. In C ontract Law. Break is fre cluded in the dictionaries. Drunkometer, a h y
quently a casual equivalent o f breach, v.t.— e.g.: b r i d , was widespread when the device was still
“The power but not the right to break a contract new (in the 1930s), but has fallen into disuse,
exists, like the power to commit a crime or tort, perhaps because o f its jocular effect. The term
but the breach is a wrong in either case.” William alcoholometer is likewise little used today.
F. Walsh, A Treatise on Equity 301-02 (1930)./ In referring to the test performed rather than
“[I]t is a crime to break such a contract, if the to the device performing it, breath test is the
probable consequence will be to cause injury or most succinct phraseology, used often by the U.S.
danger or grave inconvenience to the community.” Supreme Court and by British courts as well.
William Geldart, Introduction to English Law 162 Breathalyzer test, a somewhat inferior variant, is
(D.C.M. Yardley ed., 9th ed. 1984). also commonly used. See, e.g., Simpson v. State,
B. As an Elem ent o f the Crime o f Burglary. 707 P.2d 43, 45 (Okla. Crim. App. 1985).
In the law o f burglary, the word break is used in
a peculiar sense. It does not require damage to b r e a t h ( e ) a b l e . The parenthesized -e- should be
property, yet it is more than crossing an imagi omitted: breathable. See m u t e e .
nary line when we speak o f ‘breaking into a
house.” Entering through an open door or window
b r e e c h . See b r e a c h .
is not breaking; all that is needed is opening a
door or window, even if not locked or latched.
b r e t h r e n . Where persons are not brothers by
b re a k d o w n = (1) failure; or (2) subdivision. The birth, the plural form brethren has survived only
former meaning is much older (ca. 1832); the in religious and legal contexts. E.g., “In this case
latter has been considered o f f i c i a l e s e since it I have the misfortune to differ in opinion from a
first appeared in the mid-20th century. majority o f my brethren.” Smith v. Richards, 38
U.S. (13 Pet.) 26,43 (1839) (Story, J., dissenting)./
“In Rookes v. Barnard Lord Devlin, with the
b r e a k - i n , n. So hyphenated.
unanimous approval o f his brethren, had laid
down that exemplary damages could only be
b r e a k i n g a n d e n t e r i n g . See h o u s e b r e a k i n g .
awarded in three types o f circumstances.” Michael
Zander, The Law-Making Process 167 (2d ed.
b r e a s t ( o f t h e c o u r t ) , i n t h e . See l o a n t r a n s l a
1985).
t io n s .
Courts have considered the word generic in
testamentary contexts (i.e., as referring both to
b r e a t h ; b r e a t h e . The first is the noun, the sec males and to females). But most readers are un
ond the verb. How one might mistake breath for likely to see it as gender-neutral: one commenta
breathe is almost inexplicable: “The complainant tor writes that this e u p h e m i s m “gives a not wholly
began screaming and appellant again covered her misleading indication o f the frequency with which
nose and mouth with his hand; the complainant women are appointed as judges.” David Pannick,
began gagging and could not breath [read Judges 157 (1987). The word is unlikely to flour
breathe]” ish in AmE because o f its perceived s e x i s m . Nor
does brethren and sistren seem likely to catch on,
b r e a t h a b l e . See b r e a t h ( e ) a b l e . sistren being the analogous archaic plural o f sis
ter. That plural, unlike its brother, is now chiefly
b r e a t h a ly z e r ; in t o x ily z e r ; d r u n k o m e t e r ; a l dialectal. See b r o t h e r & s i s t r e n .
c o h o l o m e t e r . Breathalyzer is a PO R TM AN TEA U Brothers is sometimes used where brethren
W ORD for breath-analyzer. The nominal form is would normally appear—e.g.: “[W]hile I see more
breath-analysis. In BrE the word is breathalyser ambiguity than do my dissenting brothers, it is o f
(standard) or breathaliser; in AmE it is sometimes no matter because we do not write on a clean
spelled breathalizer, although -lyzer is more com slate.” James v. U.S., 760 F.2d 590, 606 (5th Cir.
mon: “The taking o f a breathalyzer test with the 1985) (Higginbotham, J., dissenting).
118 breve
breve [fr. brevis “short”] is the l a w l a t i n equiva ery refers to the advantage that one competitor
lent o f writ Hence, in older texts, breve originate secures over other competitors by surreptitious,
means “original writ” and breve de recto means corrupt dealing with the agents and employees o f
“writ o f right.” E.g., “A writ (breve in Latin, brief prospective buyers. See e x to rtio n .
in French) was a thin strip o f parchment con
taining a letter in the name of the king, usually b r ie f, n. = (1) in AmE, the written arguments o f
written in Latin, and sealed with the great seal.” counsel for consultation by the court; (2) in BrE,
J.H. Baker, An Introduction to English Legal His a document by which a solicitor instructs a barris
tory 67 (3d ed. 1990)./ “Furthermore, novel dissei ter with an abstract of the pleadings and facts as
sin only lies in the Royal courts; there is no the barrister prepares to appear as an advocate
form of writ corresponding to the breve de recto.” in court; (3) in BrE, a barrister’s authority to
A.W.B. Simpson, An Introduction to the History appear; or (4) in AmE and BrE, an abstract of all
o f the Land Law 28 (1961). (See w rit o f rig h t.) the documents affecting the title to real property
PI. brevia. (known also as abstract o f title, q.v.).
For the l a w f r e n c h brief ( = writ), see breve .
b rib e r; b rib e e ; b rib e -g iv e r ; b rib e -ta k e r. A
bribe is a reward or favor given or promised to a b r ie f, v.t., occurs primarily in legal, military,
person in a position o f trust in order that that diplomatic, and business contexts. In American
person’s judgment will be skewed or conduct cor legal writing, the terni refers to preparing a writ
rupted in one’s favor. The one who gives the bribe ten brief—e.g.: “Both the statutory and constitu
is termed the briber, the one who receives it the tional issues have been fully briefed and argued
bribee. E.g., “Made when the allegedly extorted here.” In British legal writing—as in American
bribe money was being paid, the tape recording business, diplomatic, and military contexts—the
in this case is o f the actual voices o f the briber term refers to preparing, informing, or authoriz
and the bribee.” U.S. v. Sopher, 362 F.2d 523, 525 ing a person. E.g., “The company briefed counsel
(7th Cir. 1966)./ “This section does not reach a to oppose the claim.” (Eng.) See also d eb riefin g .
simple breach o f fiduciary duty; it covers only
corrupt breaches that involve a bribe. Briber and b r ie fc a s e gets its name from the legal profession,
bribee are then equally guilty.” Tex. Penal Code being originally “a case in which lawyers carry
§ 32.43, Practice Commentary at 667 (West 1974). their briefs.” Briefcase and attache (case) are the
Some writers use the terms bribe-giver and only terms current in AmE. In BrE, brief-bag (for
bribe-taker, which are undoubtedly clearer to barristers), deed-case or briefcase (for solicitors),
more readers. E.g., ‘T he usual pleas o f the bribe and attaché case are used.
giver or -taker is that he only followed the example
he saw everywhere about him, that he only did b r ie f, h o ld a. See h o ld a b r ie f fo r .
directly and candidly what others were doing indi
rectly and hypocritically.” Lon L. Fuller, Anatomy b rie fin g a tto rn e y . See cle rk .
o f the Law 49 (1968)./ “The starting point in the
law of bribery seems to have been when a judge, b rie fly = (1) soon; or (2) not for long. Thus it
for doing his office or acting under color o f his may cause ambiguities in some contexts <he will
office, took a reward or fee from some person who deliver his speech briefly>. Cf. p resen tly .
had occasion to come before him,— and apparently
guilt attached only to the judge himself and not Except on technical points
B r i e f -W r i t i n g .
to the bribe-giver.” Rollin M. Perkins & Ronald touched on throughout, brief-writing as a disci
N. Boyce, Criminal Law 527 (3d ed. 1982). pline is largely beyond the purview o f this book.
Still, a few points deserve mention here.
b r ib e r y ( = the corrupt payment, receipt, or solic First, a hardly disputable point: American
itation o f a private favor for official action) gener judges find most briefs that they read tough going.
ally refers to the bribe-giver’s actions as well as As one federal appellate judge chastely puts it,
to the bribe-taker’s. (Some jurisdictions restrict “[I]n my experience it is the rare brief-writer
bribe to the act o f the bribe-giver and refer to who seizes the opportunity to employ the clarity,
the bribe-taker’s offense as receiving a bribe.) A simplicity, and directness o f expression necessary
misdemeanor at common law, the offense has to endow a brief with maximum persuasive force.”
been made a statutory felony in most English- Roger J. Miner, Confronting the Communication
speaking jurisdictions. Crisis in the Legal Profession, 34 N.Y.L. Sch. L.
In the phrase commercial bribery, the term has Rev. 1, 9 (1989). Other federal appellate judges
been extended beyond its traditional reference to have called most briefs “execrable” and have esti
the act o f a government official. Commercial brib mated the number o f “truly helpful” briefs at
broad 119
somewhere between 5% and 10%. Though elected “something brilliant” <the brilliancies in Justice
judges are generally more forgiving in their as Holmes’s writings are legion>.
sessment, anyone concerned with the literary as
pects o f practicing law must be troubled by these uBring is confused with take only by
b r in g ; ta k e .
evaluations. the illiterate or the unthinking.” E. Partridge,
Second, even though most briefs fall short o f Usage and Abusage 61 (1957). The OED notes
most judges’ standards, those standards probably that bring “implies motion towards the place
ought to be higher than they are. Consider the where the speaker or auditor is, or is supposed to
standard suggested by Karl Llewellyn in a bril be, being in sense the causal o f come; motion in
liant lecture just a few days before he died: “[Y]ou the opposite direction is expressed by take [being
need to interest them [the judges] in that brief. in sense the causal o f go].” The distinction would
You’ve got to make them feel that when they come seem to be too elementary for elaboration here,
to the brief, ‘Oh, baby; is it going to be hot.’ but: “One o f plaintiff’s duties was to pick up old
And they’ve got to approach the brief with that tie plates from around the railroad tracks and
favorable atmosphere you need.” A Lecture on bring [read take] them to a central location.”
Appellate Advocacy, 29 U. Chi. L. Rev. 627, 639
(1962). In the hands o f the right brief-writer, of
is verbose for sue— e.g.:
b r in g a n a c tio n a g a in s t
course, virtually any brief can be “hot.” But few
“Hynes’ mother brought an action for damages
are.
against the company [read sued the company for
Third, the most important— and frequently the
damages].” C. Gordon Post, An Introduction to the
most neglected— aspect o f any brief is the state
Law 86 (1963).
ment o f the issues. Framing issues well has be
come an all but lost art among modem lawyers.
For an explanation o f how to frame issues effec b rin g e rro r' = bring an appeal. See e r r o r ( a ).
bright-line rule = a judicial rule o f decision that b r in g to b o o k= to arrest and try (an offender).
is simple and straightforward and that avoids E.g., “The genuinely unfortunate aspect o f today’s
or ignores the ambiguities or difficulties o f the ruling is not that fewer fugitives will be brought
problems at hand. The phrase dates from the mid- to book.” Steagald v. U.S., 451 U.S. 204, 231
20th century. The metaphor o f a bright line is (1981) (Rehnquist, J., dissenting)./ “Since then,
somewhat older than the phrase bright-line rule— however, both Reagan and Bush have been frus
e.g.: “The difficult part o f this case comes with trated in their attempts to bring terrorists to book
regard t o . . . the activity o f the Board o f Temper and to end the saga o f US hostages in Beirut.”
ance . . . . A bright line between that which Simon O’Dwyer-Russell, £2.5m Reward to Find
brings conviction to one person and its influence Lockerbie Bombers, Sunday Telegraph, 29 April
on the body politic cannot be drawn.” Girard Trust 1990, at 2./ “[I]t is not the aim o f the EC to bring
Co. v. I.R.C., 122 F.2d 108, 110 (3d Cir. 1941)./ governments to book before the European Court
“[T]he McCambridge majority opinion . . . agrees o f Justice.” Tories Accused o f Trying to Subvert
that the Kirby bright-line-rule is but a mere for Brussels Directive, The Times, 2 June 1990, at 3.
malism . . . .” J.G. Trichter, Bright-Lining Away
the Right to Counsel, Tex. Law., 6 Nov. 1989, at B r it is h is m s . See Am e r ic a n is m s and Br it
26. Cf. hard and fast rule. is h is m s .
bro card / broh-kard / = an elementary legal prin b ro th e r-in -la w . PI. brothers-in-law.
ciple or maxim, esp. one deriving from Roman law
or ancient custom. The word is omitted from most b ru sh , b ro a d . See b ro a d b ru sh .
abridged English-language dictionaries, such as
W10 and AHD. E.g., “That important and novel bru sq u e ; b ru sk . The former spelling is pre
legal questions should not be decided in a vacuum ferred.
is a brocard." U.S. v. Birrell, 262 F. Supp. 97, 99
(S.D.N.Y. 1967)./ “[T]he brocard that a patent is brutum fulm en ( = an empty noise; an empty
a legally conferred monopoly ordinarily carries threat) is no t e r m o f a r t ; it is the worst type of
precious little value . . . ." Edward H. Cooper, LA TIN ISM in the law, expressing a commonplace
Attempts and Monopolization, 72 Mich. L. Rev. notion for which a variety o f English phrases
373, 416 (1974)./ “Mindful o f these precepts, and suffice. E.g., “A court o f equity cannot lawfully
of the brocard that summary judgments should enjoin the world at large, no matter how broadly
be granted only sparingly in Title VII cases, . . . it words its decree; if it assumes to do so, the
we find the district court's summary disposition decree is pro tanto brutum fulmen [read ineffec
improvident.” Price v. Southwestern Bell Tele tual] and the persons enjoined are free to ignore
phone Co., 687 F.2d 74, 78 (5th Cir. 1982). it."
contemptuous overtones: “The middle age o f bug most great?” Thomas Hine, Don't Blame Mrs.
gers is not to be contemplated without horror” O'Leary, N.Y. Times, 15 July 1990, § 7, at 13.
(Virginia Woolf).
In BrE, buggery is the more usual legal term b u rd e n o f p r o o f. A. Senses. This ambiguous
than sodomy. It means “anal intercourse by a term refers to two distinct concepts, as James
man with another man or a woman or bestiality Bradley Thayer was the first to observe in the
by a man or a woman” (CDL). E.g., “Buggery[:] late 19th century. See 1 James B. Thayer, Evi
One o f the circumstances constituting this offence dence 355-64 (1898). Many judicial decisions that
is where the penis penetrates the anus o f a male ignore the distinction contain muddled reasoning.
or female, and the maximum penalty is life im The first concept is known more particularly—
prisonment.” Andrew Ashworth, Principles of and unambiguously— as the risk o f nonpersua
Criminal Law 310 (1991). The active bugger is sion, the burden o f persuasion, and the persuasion
guilty as the agent, whereas the receiving bugger burden. A party meets this burden by convincing
is called (and is guilty as) the patient. See e u p h e the fact-finder to view the facts in a way that
m is m . favors that party. Today the phrase burden o f
proof most often bears this meaning.
b u lk , n., sometimes causes writers to doubt which The second concept is known more particu
form o f the verb to use, singular or plural— e.g.: larly— and unambiguously—as the duty o f pro
“The vast bulk o f recorded crimes falls [read fall?] ducing evidence, the burden o f going forward with
into the category o f property offences.” Andrew evidence, the production burden, or the burden o f
Ashworth, Principles o f Criminal Law 39 (1991). evidence. A party meets this burden by introduc
Some writers, finding support in the principle o f ing enough evidence to have a given issue consid
SYN ESIS, would write fall in that sentence. And ered in the case.
they have the better position: when the phrase One writer explains what has emerged as the
bulk o f the is followed by a plural C O U N T N O U N , modern scholarly consensus: “[I]t is now common
the verb should be plural— a form attested from place that the term burden o f proof is used in a
the early 19th century in historical dictionaries. double sense,” adding: “Much confusion would be
Hence, the bulk o f the people are is better than eliminated if . . . the ambiguous word proof
the bulk o f the people is (a dehumanizing formula [were] entirely discarded.” Roy R. Ray, Texas Law
tion). o f Evidence § 41, at 48 (3d ed. 1980).
B. A nd onus o f proof. The phrase burden of
proof is usual in American legal writing; both
b u lk la rg e is an acceptable variant o f loom large.
phrases are used in British legal writing. E.g.,
E.g., ‘Transferability o f interests should not ordi
“The judge next directed the jury as to the onus
narily bulk large in the decision whether or not
o f proof upon the issue o f provocation.” (Eng.) See
to incorporate.”/ “It bulks very large, for instance,
o n u s & L O A N T R ANSLATIO NS.
in every census o f India.” Both loom large and
bulk large have become CLICH ÉS.
b u re a u . The better plural form is bureaus:; the
Frenchified plural, bureaux, should be avoided as
b u m b a iliff is a BrE slang term for “a bailiff a pretension.
or sheriff's officer who collects debts.” Bum ( =
buttocks) was aptly coupled with bailiff in this b u r g e o n literally means “to put forth buds;
term— actually a corruption o f bound bailiff— sprout.” Although some usage experts have con
because o f the debt-collectors’ habit o f catching sidered it objectionable in meaning “to flourish,
debtors from behind. This humorous word is now grow,” no good reason exists to avoid burgeon in
obsolescent. See b a iliw ic k . these figurative senses: but it should be used o f
growth at its incipient stages, not o f full-blown
b u n co m b e ; b u n k u m . This term (meaning “polit expansion. Here it seems inappropriate: “The cre
ical talk that is empty or insincere”) derives from ation o f 35 new circuit judgeships in 1978 was
Buncombe County, North Carolina, because the not intended as a long-term solution to the prob
congressman from the district embracing that lem, but was simply one response to burgeoning
county early in the 19th century felt compelled, caseloads.”/ “Unsanitary and unsafe, many o f our
despite interruptions, to “make a speech for Bun overflowing prisons no longer have the capacity
combe.” Buncombe has remained the standard to legally hold the burgeoning inmate populations
spelling, and is to be preferred because it recalls created by our ever-increasing war on crime.”
the interesting origin o f the word. E.g., “Or would
we dig deeply into our stories o f neighborliness b u rg la r io u s = of, relating to, or inclined to bur
and buncombe and cobble together something al glary. E.g., “The completion o f the burglarious
122 burglarize
intent is not essential to guilt . . . .” Rollin M. (2) inflicting grievous bodily harm; (3) causing
Perkins, Criminal Law 169 (1957)7 “Although criminal damage; and (4) rape. And for burglary
primarily aimed against the carrying o f burglari without intent: (1) stealing or attempting to steal;
ous tools, it applies also to the possession o f a and (2) inflicting or attempting to inflict grievous
large variety o f other objects with the requisite bodily harm.
intent . . . .” Glanville Williams, Textbook of Robbery = feloniously taking personal property
Criminal Law 819-20 (1978). by force or threat o f force from the immediate
Burglariously (L. burglariter) was formerly presence o f the victim. Theft is a statutory wrong
obligatory in indictments for burglary at common that is broader than robbery, although nonlaw
law. The word still occasionally appears in more yers often consider the words synonymous; rob
m odem contexts— e.g.: “ [T]he state argued . . . bery means “the taking o f personal property be
that . . . he had burglariously and feloniously longing to another without his consent, and with
remained in the women's home.” State v. Thom the intent to deprive the owner o f its value.” Theft
son, 861 P.2d 492, 495 (Wash. Ct. App. 1993). is also broader than larceny ( = the felonious
stealing o f personal property, the fraudulent tak
Burglarize is an American
b u rg la r iz e ; b u rg le . ing and carrying away [asportation, q.v.] o f a
coinage from the late 19th century meaning “to thing without claim of right), for it includes the
rob burglariously” (OED). It is still largely con lawful acquisition and subsequent appropriation
fined to AmE. Burgle, a b a c k -f o r m a t io n o f com o f the personalty. In England, the common-law
parable vintage, has the same meaning; in AmE, felony o f larceny was superseded by the Theft Act
burgle is usually facetious or jocular, whereas in o f 1968.
BrE it is standard and colorless— e.g.: “If you The exact definitions o f these terms may vary
think it is a good idea that the prime minister's from jurisdiction to jurisdiction. But it is univer
house should be burgled, it is just as well not sal that people are the objects o f robbery; places
to express the thought to a cracksman . . . .” are the objects o f burglary; and things are the
Glanville Williams, Textbook o f Criminal Law 31 objects o f larceny and theft.
(1978). In American legal writing, when o f follows bur
In American judicial opinions, burglarize ap glary, some infelicity or other is almost certain to
pears about 30 times as frequently as burgle. follow; burglary o f an automobile would tradition
E.g., “He readily spoke about burglaries, . . .b u t ally have been considered a legal blunder, though
attributed them to someone named 'George,' a several states now have statutes that incorporate
person o f bad influence who forced Heirens to this phrase; burglary o f a building is a r e d u n
search out places for him to burglarize.” People v. d a n c y , unless the reference is to a particular
Heirens, 122 N.E.2d 231, 234 (111. 1954)./ “While building, as burglary o f the Stokes Building.
he was away both apartments were burglarized B. And housebreaking . Whereas a burglary
and damaged.” U.S. v. Doby, 684 F. Supp. 558, traditionally occurred at night, a housebreaking
560 (N.D. Ind. 1988). See r o b . (q.v.) might occur at any time o f day. In Scots
law, either offense has historically been called
A. And robbery; theft; larceny . These
b u rg la r y . housebreaking.
four terms may overlap to a degree, but no two
are perfectly synonymous. Burglary = (1) (in the b u rg le . See b u rg la riz e .
classic sense) the act o f breaking and entering
another's house at night with intent to commit B u r ie d V e r b s . Jargonmongers call them “nomi-
a felony (e.g., murder) or—in jurisdictions with
nalizations,” i.e., verbs that have been changed
statutes making petit larceny a misdemeanor—
into nouns. Without the jargon, one might say
possibly petit larceny as well; (2) (in the modem
that the verbs have been buried in a longer
AmE sense) the act of breaking and entering a noun— usually a noun ending in one of the follow
building with the intent to commit a felony (drop
ing suffixes: -tion, -sion, -ment, -ence, -ance, -ity.
ping the requirements that it be [a] a house, and It is hardly an exaggeration— no, one hardly exag
[b] at night); or (3) (in the modem BrE sense)
gerates—to say that, whenever the verb will work
the offense either o f entering a building, ship, or
in context, the better choice is to use it instead o f
inhabited vehicle (e.g., a caravan) as a trespasser
a buried verb. Thus:
with the intention of committing one o f four speci
fied crimes in it {burglary with intent) or o f enter The Verb Buried The Verb Uncovered
ing it as a trespasser but subsequently commit arbitration arbitrate
ting one o f two specified crimes in it {burglary compulsion compel
without intent) {CDL). The specified offenses in computerization computerize
G.B. are, for burglary with intent: (1) stealing; conformity, -ance conform
but 123
as soon as, let us say, a fuel pump begins to the objective case should be used— e.g.: “None o f
function erratically.” Lon L. Fuller, Anatomy o f the defendants were convicted but h im ”
the Law 21 (1968). If, however, the òuí-phrase precedes the verb,
• “It is not beyond the bounds of possibility that the nominative case is proper: “None of the defen
such a husband might be convicted either o f dants but he were convicted.” This sentence is
manslaughter or o f abetting suicide. But he considered equivalent to “None of the defendants
ought not to be.” Glanville Williams, Textbook were convicted, but he was convicted” But thus
o f Criminal Law 531 (1978). acts as a conjunction when it precedes the verb
• “[T]he strongest case for imposing legal liability in a sentence such as this, from Thomas Jefferson:
arises where there are both benefit and detri “You, however, can easily correct this bill to the
mental reliance. But it is not necessary that taste o f my brother lawyers, by making every
both detriment and benefit should be present other word a 'said' or ‘aforesaid,' and saying every
in order that the consideration should be good.” thing two or three times, so that nobody but we
P.S. Atiyah, An Introduction to the Law o f Con of the craft can understand the diction, and find
tract 101 (3d ed. 1981). out what it means.”
• “Despite errors and failings, Blackstone did
manage to put in brief order the rank weeds o f b u t fo r ( = if not for, except for) has become a
English law. But even his picture was partial useful l e g a l i s m , as in the following sentences: “I
and defective, like a dictionary that omitted all also think that the statute is constitutional, and
slang, all dialect, all colloquial and technical but for the decision o f my brethren I should have
words.” Lawrence M. Friedman, A History of felt pretty clear about it.” Adair v. U.S., 208 U.S.
American Law 21 (2d ed. 1985). 161, 190 (1908) (Holmes, J., dissenting)./ “The
evidence also showed that, but for the negligence
B. M ore Than One in a Sentence. Putting this o f Lee-Vac, the socket would never have failed.”/
coordinating conjunction (also called a “coordina “It is therefore quite plain that but for the consti
tor”) twice in one sentence invariably makes the tutional prohibition on the operation of segre
sentence unwieldy and less than easily readable. gated public parks, the City o f Macon would con
E.g., “There is authority for damages when the tinue to own and maintain Baconsfield.”/ “A bad
employment denied would have enhanced the em motive will render a conveyance or transfer o f
ployee's reputation, as a motion-picture credit property void which, but for the bad motive, would
would, but this has been applied only once in the have been valid.”
United States, but is [read though it is] common In American legal writing, the phrase is fre
in England.” See the following subsection. quently used attributively as an adjective, as in
C. F or and . This is a common mistake. In the but-for test or but-for relationship. In such
following sentences, the second clause follows nat phrases, it is better to hyphenate than to use
urally from the first—it does not state an excep quotation marks around the phrasal adjective.
tion to or qualification o f the first—hence and See p h r a s a l a d j e c t i v e s . For but-for causation,
is the appropriate conjunction. E.g., “Summary see C A U SA T IO N (A ).
judgment is a potent weapon, but [read and] One should avoid using this phrase in two dif
courts must be mindful o f its aims and targets ferent senses in close proximity, as here (in the
and beware o f overkill in its use.”/ “This action third appearance o f the phrase): “[T]here is no
was brought by the administrator o f Katherine pretense that the Coliseum would ever be restored
Veach against the Louisville & Interurban Rail to the position it would have occupied but for [i.e.,
way Company, to recover damages for [Miss were it not for] the wrong. But for [i.e., were it not
Veach's] death in the sum o f $25,000, but [read for] the NFL's antitrust violation, the Coliseum
and] a trial resulted in a verdict and judgment would have had college football plus the Raiders,
in favor o f the administrator.” Veachfs Adm*r v. and it would have had the Raiders immediately
Louisville & Interurban Ry., 228 S.W. 35, 35 (Ky. instead o f later. It is true that these losses were
1921). short-term, but for [i.e., except that for] that pe
D. P reposition or C onjunction. The use o f but riod they were irreplaceable, and therefore irrepa
in a negative sense after a pronoun (“No one but rable.” Douglas Laycock, The Death o f the Irrepa
she or her”) has long caused confusion. If we take rable Injury Rule 114 (1991).
but to be a preposition (meaning “except”), the
objective her (or him) follows. But if we take but b u t ra th e r is usually unnecessary, either word
as a conjunction, the nominative she (or he) would singly doing the work that both purport to do.
be proper. E.g., “The court does not mean to suggest by this
The correct form depends on the structure of opinion that all former sufferers o f mental illness
the sentence. If the verb precedes the òwí-phrase, should be permitted to own firearms; but, rather,
by the court 125
tories.” See D OUBLETS, TRIPLETS, A N D SYN O N Y M - not attributed to any one member o f the court.
STRINGS. Contrary to the notion that some lawyers have,
per curiam opinions usually deal with routine
b y a n d w it his a classic legal r e d u n d a n c y with matters that are seen by the judges as having
but one legitimate use: “For appointments to con little precedential value; they often dispose o f
stitutional offices the phrase by and with the such cases summarily. Per curiam opinions
advice o f the Senate is a TERM OF ART and should should not be construed as exhibiting greater una
not be changed.” Reed Dickerson, Legislative nimity among members o f the court than a signed
Drafting 75 n.4 (1954). See d o u b l e t s , t r i p l e t s , opinion without a dissent.
A N D SYN O N YM -STR ING S. Some courts variously use both per curiam and
by the court, o f course without differentiation.
b y (e )-e le c t io n . By-election is preferred in both (Though the practice is now rare, some courts
AmE and BrE. have used merely the court for per curiam opin
126 by the later of [date] and [date]
c
ca b (b )a la (h ) ( = an esoteric or secret doctrine) is for example, posits the'"question “whether the
preferably spelled cabala in AmE, cabbala in BrE. rights o f the Crown in England are to be regarded
as caduciary or successoral.” A.E. Anton, Private
ca b leca st. See b ro a d ca s t. International Law 679 (2d ed. 1990). Like cadu
cous, the form caduciary is—outside Scotland—
ca b -ra n k ru le = the rule (in G.B.) that a barris best considered a N E E D LE S S v a r i a n t .
ter or advocate, if not already engaged, must
accept any case in his or her area o f practice, c a d u c e , v.t. = to take by escheat or lapse. De
however unpopular or disreputable the cause may rived as a BA CK -FO R M ATIO N from caducary, q.v.,
be. The rule dates back to the 13th century, when this N EO LO G ISM has achieved a surprising degree
the seijeants-at-law were sworn to represent all o f currency. E.g., “As it is clear that the Govern
comers. The metaphor, o f course, refers to how ment o f Ecuador would not assume the obligation
cabdrivers must line up to accept each fare in to pay the royalties, and that the contract pro
turn, without turning away any potential cus vided that the companies would pay royalties only
tomer in favor o f others. Nowadays, in English on oil they sold, the Government, in effect, ca-
law practice, the rule is “more celebrated for the duced the plaintifFs royalty rights.” Norsul Oil &
way in which it has been ignored.” Robert Rice, Mining Co. v. Texaco, Inc., 703 F. Supp. 1520,
Amendment to Cab-Rank Clause Is Welcomed, 1542 (S.D. Fla. 1988)./ “The next day, the Govern
Fin. Times, 14 May 1990, at 1-12. ment delivered a formal notice that Gulf Ecuador
would be caduced unless it delivered all funds
ca d u ca ry ; ca d u cia ry ; c a d u co u s . Most often owed within 30 days.” Phoenix Canada Oil Co. v.
rendered caducary, the word means (of a bequest Texaco, Inc., 658 F. Supp. 1061, 1076 (D. Del.
or estate) “subject to, relating to, or by way o f 1987).
escheat, lapse, or forfeiture.” Labeled “Old Law”
in the OED, it has nevertheless persisted from
ca d u c ia r y . See ca d u ca ry .
Blackstone’s day to 20th-century AmE—usu. in
the phrase caducary succession— esp. in New
York practice. See, e.g., In re Peer's Estate, 245 c a d u c ity ( = lapse o f a testamentary gift) is cur
N.Y.S. 298, 301 (Surr. Ct. 1930) (noting that the rent mostly in jurisdictions with strong civil-law
amendments “were apparently intended to waive ties, such as Louisiana and Puerto Rico. E.g., “In
the rights o f the State to claim escheat, or rights a civil-law context, time-for-suit provisions are o f
o f ‘caducary successions/ where there were no two kinds: prescription and caducity. The first can
blood relatives”). be tolled under some circumstances. The second
The SOED entry appears under caduciary, cannot be tolled.” Edelmann v. Chase Manhattan
which is the “nonetymological form” that, ac Bank, 668 F. Supp. 99, 102 n.5 (D.P.R. 1987)./
cording to the OED, received the superfluous -i- “The testatrix has not expressed any contingency
by confusion with fiduciary. Perhaps because o f for the caducity o f the legacy . . . .” In re Vance,
its spurious origins, caduciary has not appeared 2 So. 54, 56 (La. 1887).
in recent American or English caselaw. But Scot
tish texts predominantly use this spelling. One, ca d u c o u s . See c a d u ca ry .
came on for hearing 127
Cain, mark of. See scarlet-letter. a very large certificate bearing the Governor’s
signature evidencing my appointment as Attorney
ca lcu la ta b le , which has appeared in several at Law and Solicitor in Chancery.” Letter o f S.B.
reported cases, is incorrect in place o f calculable. Rounds, quoted in William Satire, I Stand Cor
rected 417 (1984).
ca lcu la te d = (1) deliberately taken or made <a In BrE, to be called within the bar, as opposed
calculated risk>; or (2) likely <no prospectus may to merely to the bar, is to be appointed King’s or
be calculated to deceive>. Sense (2) represents Queen’s Counsel.
a debasement in meaning that, particularly in The noun phrase is call to the bar—e.g.: “Timo
criminal-law contexts, damages the utility o f the thy, my former pupil, being by some two or three
word even in sense (1). See s l i p s h o d e x t e n s i o n . years the senior in call to the Bar, is detained
more often than not by the claims o f his profes
ca lcu la te o u t is verbose for calculate. E.g., “I sion.” Sarah Caudwell, Thus Was Adonis Mur
need her to calculate out [read calculate] her lost dered 10 (1981; repr. 1983). Sometimes the phrase
profits.” Cf. d istrib u te ou t. See p a r t i c l e s , u n is shortened to call: “[H]e almost invariably be
necessary .
came a member of the Serjeants’ Inn, and ceremo
nially departed from his Inn o f call . . . .” R.E.
Megarry, A Second Miscellany-at-Law 25-26
ca lcu lu s is best confined to mean “a method o f
(1973). See a d m it (c ).
calculation,” and not “calculation” itself. Here it
is properly used: “One factor that weighs heavily
in this calculus [i.e., method o f calculation] is ca llo u s; ca llu s. The former is the adjective
Louisiana’s interest in providing effective means (“hardened, unfeeling”), the latter the noun
o f redress for its residents.” (“hardened skin”). Unfortunately, during the
In the following sentence, calculus should prob early 1990s Dr. Scholl’s—the firm specializing
ably be replaced by calculation: “It is no answer in foot products— mistakenly advertised callous
to say that chance would have been o f little value removers instead o f callus removers, encouraging
even if seasonably offered; such a calculus [read further confusion.
calculation] o f probabilities is beyond the science
o f the chancery.” ca lu m n y is a somewhat old-fashioned equivalent
By s l i p s h o d e x t e n s i o n o f its proper sense (“a o f defamation. Calumny may refer to either (1)
method o f calculation”) calculus has come to mean the act o f falsely and maliciously misrepresenting
“a method o f analysis” or even “analysis,” an im the words or actions o f others, calculated to injure
precise usage: “Many o f the questions that are their reputations ( OED), or (2) the false charges
posed by the contemporary due process calculus or imputations themselves. Although this term
[read analysis] cannot be answered with confi was used at common law as a technical legal
dence.” word, today it is more literary than legal. The
phrase breath o f calumny is an old c l i c h é .
ca le n d a r is used in BrE for docket or cause-list The verb is calumniate— e.g.: “I suppose this
in criminal cases only; in the U.S. it is used for woman to be completely innocent o f the offence
both civil and criminal cases. See d o c k e t. laid to her charge; but she has not been wantonly
American lawyers often use the word as a verb or maliciously calumniated.” (Eng.) Calumnize is
<the case was calendared for May 23, 1994>— a N E E D LE S S v a r i a n t that appears here as a purple
a centuries-old and unexceptionable use o f the flourish: “The second string to the defendant’s
word. bench trial bow calumnizes [read criticizes?] the
granting o f the motion.” Moores v. Greenberg, 834
ca lib e r; ca lib re . The preferred spelling in AmE F.2d 1105,1109 (1st Cir. 1987). See p u r p l e p r o s e .
is -er, in BrE -re. The adjective is calumnious {calumniatory be
ing a n e e d l e s s v a r i a n t ), and the agent noun is
call. See p u t. calumniator.
c a m e r a (lit., “chamber”—i.e., the judge’s private shipowner.” Kane v. Hawaiian Indep. Refinery,
room) is used in the phrase in camera, q.v. See Inc., 690 F.2d 722, 724 (9th Cir. 1982).
also c h a m b e r s .
c a n n o t h e lp b u t b e ; c a n n o t h e lp b e in g ; c a n
can; m ay. The distinction between these words not b u t b e . In formal contexts, the last two
has been much discussed. Generally, can ex phrases have traditionally been preferred. Still,
presses physical ability <he can lift 500 pounds>; because cannot help being and (esp.) cannot but
may expresses permission or authorization <the be are increasingly rare in AmE and BrE alike,
defense may now close>, and sometimes possibil they strike modem readers as stilted and perhaps
ity <the trial may end on Friday>. Although only even alien. Cannot help but be is becoming an
an insufferable precisian would insist on observ accepted idiom that should no longer be stigma
ing the distinction in speech or informal writing tized—e.g.: “Experts say Thomas’ court perfor
(esp. in questions such as, “Can I wait until Au mance cannot help but be affected by the trau
gust?”), writers are best advised to distinguish matic Senate confirmation hearings.” Aaron
between these words in formal contexts. Epstein, Thomas Survives Controversy, Wins Sen
ate Confirmation, 52-48, Philadelphia Inquirer,
c a n c e l (o u t ). See p a r t ic l e s , u n n e c e s s a r y .
16 Oct. 1991, at 1-A./ “[I]t does not seem that any
such argument was ever advanced . . . ; if it had
been, I cannot help but think that it would have
Because the primary accent falls on
c a n c e l(l)e d .
been given very short shrift indeed.” National
the first syllable, in AmE the -/- should not be
Employers’ Mut. Gen. Ins. Ass’n Ltd v. Jones,
doubled in the second syllable. The -//- spelling
[1990] 1 A.C. 24, 59, [1988] 2 All E.R. 425 (H.L.).
often mistakenly crops up in American writing,
as in this passage: “Unless cancelled [read can
canon; cannon. Canon = (1) a corpus o f writings
celed] as provided in the agreement, the option
<the Holmes canon>; (2) an accepted notion or
could be exercised by giving written notice thereof
principle <canons o f descent>; (3) a rule o f ecclesi
no later than April 1, 1968.” Note, however, that
astical law (either o f the Roman Catholic canon
in cancellation the ells are doubled (-//-). See D O U
law, or o f the Anglican Church); or (4) a cathedral
B L IN G OF F IN A L CO N SO NA N TS.
dignitary.
Cannon = (1) a big gun; or (2) the ear o f a
The former is the reg
c a n d id a c y ; c a n d id a t u r e .
bell, by which the bell hangs. Cannon incorrectly
ular term in AmE, the latter in BrE.
displaces canon surprisingly often: “[T]he district
court focused in part on the sections o f the Indi
cannon. See canon.
ana Code that make bailiffs ‘at will’ employees
and [on] the Cannons [read Canons] o f Profes
cannot should not appear as two words, except sional Ethics.” Meeks v. Grimes, 779 F.2d 417,
in rare instances such as, “With the principles o f 420 n.2 (7th Cir. 1985)./ “He was found to be
good English and literary composition to guide guilty o f violation o f the cannons [read canons] o f
the author, legal writing can not only be litera professional ethics by neglecting a legal matter
ture, but also be good literature o f obvious excel entrusted to him by a clie n t. . . .” Kentucky Bar
lence and enduring value,” in which not is part o f Ass’n v. Lester, 781 S.W.2d 517, 517 (Ky. 1989).
the phrase not only . . . but also. (See n o t o n l y
. . . b u t a l s o . ) Cannot is preferable to can’t in canon l a w ; c h u r c h l a w . These synonymous
formal writing. See CONTRACTIONS. phrases refer to the codified law governing a
church. Traditionally, the word refers specifically
is a trite LEG ALISM that
c a n n o t b e h e a r d to sa y to the ecclesiastical law governing the Roman
expresses the notion o f estoppel. E.g., “Certainly Catholic church, consisting largely o f papal bulls,
if the conduct is eventually found by the National other official decrees, and writings by personages
Labor Relations Board to be protected by the within the church.
Taft—Hartley Act, the State cannot be heard to The adjectival form corresponding to canons (=
say that it is enjoining that conduct for reasons the laws or rules of the church) is canonical,
other than those having to do with labor rela which has long been a secularized synonym of
tions.” Weber v. Anheuser-Busch, Inc., 348 U.S. axiomatic: “This court has so repeatedly held that
468, 480 (1955)./ “All parties were familiar with complete dominion and authority over the prop
the custom o f the industry regarding liability o f erty imports a fee simple title in the devisee that
pilots and mooring masters and cannot be heard the rule is canonical.” See a x i o m .
to say that they were ignorant o f the practice of
attributing mooring masters’ negligence to the c a n o n -la w m e th o d . See c iv il-la w m e th o d .
capias 129
ca n o n is t = a specialist in ecclesiastical law, esp. homa.” Most m odem writers would make it capa
in medieval times. Maine states that the English ble o f being used.
common law “borrows far the greatest number o f
its fundamental principles from the jurisprudence ca pacitas rationalis is a L A T IN ISM whose perpe
o f the Canonists.” Henry S. Maine, Ancient Law tration in non-Roman contexts is unforgivable,
132 (17th ed. 1901; repr. [New Universal Lib.] what with English phrases like rational capacity,
1905, 1910). Scholars frequently refer to canon rational faculties, reason, and rationality to do
ists* opinions in discussing moral questions: “[A c the work. In the following sentence the phrase
cording to many o f the early canonists, the soul arguably refers to the Roman-law doctrine: “The
was not infused into the infant’s body until some principle o f capacitas rationalis embodies the
time after conception.” Glanville Williams, The free-will retributive idea that man is a rational
Sanctity o f Life and the Criminal Law 196 (1957; being with the capacity to understand his actions
repr. 1972). Cf. civ ilia n . intelligently and control them accordingly.” (Eng.)
ca n v a s; ca n v a ss. Canvas, almost always a noun, c a p a cita te = to qualify; to make legally compe
is a heavy cloth. In its rare verbal sense, it means tent. This term is a fancy LEG ALISM , in place o f
“to cover with such a cloth.” which qualify or make competent is more widely
Canvass, n. & v.t., means, as a verb, (1) “to comprehensible.
examine (usu. votes) in detail”; (2) “to discuss or
debate”; (3) “to solicit orders or political support”; ca p a c ity ; ca p a b ility . These words overlap, but
or (4) “to take stock o f public opinion.” Here sense there are nuances. Capacity = the power to re
(4) applies: “An alderman stated that he had can ceive, hold, or contain. Figuratively, it refers to
vassed the board o f aldermen, and that 23 would mental faculties in the sense “the power to take
oppose the measure.” Sense (1) is also common in in knowledge.” In law, it is frequently used in the
legal contexts: “It was contended for the husband sense “legal competency or qualification” c a p a c
that there must be some evidence called or some ity to con tracts
substantial opening o f the case or some can Capability = (1) power or ability in general,
vassing o f the issues.” (Eng.)/ “Having determined whether physical or mental; or (2) the quality o f
that our rules on prosecutorial vindictiveness gov being susceptible of.
ern the instant case, we must canvass the compet
ing policies, beginning with the defendant’s ca p a c ity ; co m p e te n c y . Capacity refers to legal
interest in minimizing the apprehension o f prose ability or qualification, as to sue, to make con
cutorial vindictiveness.” The noun canvass means tracts, or to commit crimes. Competency is a
“the act o f canvassing.” closely analogous word used in evidentiary con
texts, as in competency to testify.
ca p a b ility . See ca p a city .
ca p ia s (L. “that you take,” a general term used
o f writs o f attachment or arrest) is generally the
ca p a b le o f = (1) able to be affected by; o f a
shortened form o f capias ad respondendum, which
nature, or in a condition, to allow or admit of;
is a writ to enforce attendance at court. In AmE,
admitting; susceptible (OED); (2) having the
the phrase arrest warrant is gradually displacing
needful capacity, power, or fitness for (some speci
this use o f capias.
fied purpose or activity) (id.); or (3) having capac
There are also some less well-known species o f
ity, ability, or intelligence. Sense (1) is far more
capias, including:
common today in legal than in lay writing: “Alle
gations o f perjured testimony must be supported • capias ad satisfaciendum, which was formerly
by substantial factual assertions capable o f reso used after judgment to imprison the defendant
lution by an evidentiary hearing.”/ “ 'Submission until the plaintiff’s claim was satisfied. This
to arbitration’ is capable o f more than one mean phrase is often abbreviated ca. sa., as here:
ing.” (Eng.) “Another basis for amercement exists where a
Sense (2) appears widely in lay and legal writ writ o f ca. sa. has issued to the sheriff who
ing, but is not used in quite the same way; makes a return that the defendant cannot be
whereas nonlawyers usually connect a participial found in the county.” Poultrymen’s Serv. Corp.
phrase to capable of, lawyers frequently follow it v. Winter, 244 A.2d 308, 309-10 (N.J. Super.
with a simple noun. E.g., “Appellees argue that 1968). In England, this writ was available in
the purchase o f automobiles in New York would rare cases until 1981.
not occur but for the fact that the automobiles • capias ad respondendum, which authorizes the
are capable o f use in distant states like Okla sheriff to arrest a defendant.
130 capital
1. Capitalize the first letter o f every important referred to in opinions—though not elsewhere.
word, such as a noun, pronoun, verb, adjective, (For an older English example, see the quotation
and adverb, no matter how short the word. under b e t w e e n ( a ) . ) The U.S. Supreme Court
Thus, words such as pi, it, and be should be regularly follows this practice. E.g., “This view
capitalized in headings that use initial caps. garnered three votes in Arnett, but was specifi
2. Capitalize the initial letter o f the first and last cally rejected by the other six Justices. See [Arnett
word, no matter what part o f speech either v. Kennedy, 416 U.S. 134, 166-67 (1974)] (POW
may be; also, capitalize the first letter o f any ELL, J., joined by BLACKMUN, J.); id. at 177-
word that follows a colon or a dash. 78, 185 (WHITE, J.); id. at 211 (MARSHALL,
3. Put articles (the, a, an), as well as conjunctions J., joined by DOUGLAS and BRENNAN, JJ.).”
(and, or) and prepositions having four or fewer Cleveland Bd. o f Educ. v. Loudermill, 470 U.S.
letters (of, by, with) in lowercase. 532, 540 (1985).
F. Tradem arks. Some judges prefer to use all
C. R ules o f Law. These are variously written capitals in spelling out trademarks. See, e.g.,
with initial letters either capitalized (as if they Conan Properties, Inc. v. Conans Pizza, Inc., 752
were titles) or lowercased. Even when we capital F.2d 145 (5th Cir. 1985). This convention has the
ize, however, the extent o f capitalization is not advantage o f distinguishing between the mark
settled; thus we have the rule in Shelley’s case, and the party, as here: “In addition, starting from
the Rule in Shelley’s case, the Rule in Shelley’s the time o f the changeover to EXXON as its pri
Case, and The Rule in Shelley’s Case. The first o f mary mark, Exxon developed plans for extended
these is a mere description; the second is not use o f the HUMBLE mark, as reflected in numer
quite logical, for its last noun (case) is presented ous internal memoranda.” Again, however, using
as a descriptive term while its first noun (Rule) all capitals can be immensely distracting to
is treated as a proper noun; the third is the best readers.
form, and the most usual; and the fourth makes G. Party Names. Some people ill-advisedly use
the a part o f the name or title, which makes sense all caps for party names: “It is conventional al
for a book or article bearing that name, but not though not essential to put short forms in quota
for general references to the rule. tion marks when they are established: JOHN
Other rules o f law have just as many variations. DOE (‘DOE’). The quotation marks are dropped
(See, e.g., R u le ag a in st P e rp e tu itie s.) In ques for all subsequent references. It is archaic and
tionable instances, the best policy is to determine uselessly wordy to recite ‘JOHN DOE (hereinafter
to what extent general legal usage has sanctioned referred to as ‘DOE’).” Barbara Child, Drafting
a certain phrase as being a rule o f law, and then Legal Documents 123 (2d ed. 1992). For an exam
to capitalize those words essential to the name o f ple o f how distracting it is to use all capitals
the doctrine or rule. Hence the doctrine o f the for party names, see Schneider v. Indian River
Destructibility o f Contingent Remainders but the Community College Found., Inc., 684 F. Supp.
Rule in Shelley’s Case; Destructibility o f Contin 283 (S.D. Fla. 1987).
gent Remainders frequently appears without the
doctrine or the rule, which is not really a part o f c a p i t a l i z e ( = to provide with capital, i.e., money)
the name o f the rule, but Shelley’s Case almost is a late 19th-century American n e o l o g is m that
never occurs without the Rule in preceding it. has gained universal acceptance. E.g., “Plaintiffs
Likewise the Rule Forbidding a Remainder to the capitalized the project at $3 million.” Sodima v.
Grantor’s Heirs and the Doctrine o f Worthier Title. International Yogurt Co., 662 F. Supp. 839, 842
D. Vessel Names. These are now more com (D. Or. 1987).
monly capitalized than not. But the habit o f using
all capitals is apparently o f fairly recent origin. p u n i s h m e n t , whether one is for or
c a p ita l
In a typical 19th-century case, The Harrisburg, against what it denotes, is a legal e u p h e m is m for
119 U.S. 199 (1886), the name o f the ship had state-imposed death. See d e a t h p e n a l t y .
only the first letter capitalized; yet modem cases
often write THE HARRISBURG when referring c a p ito l. See c a p it a l.
to the ship in that case. The older, more conserva
tive convention might seem preferable, since not capitulative, is the adjective
c a p it u la t o r y ,
words in all capitals are often distracting and corresponding to capitulation. E.g., “A defendant
difficult to read. See (A) in this entry. Cf. INI- might moot the suit by taking unilateral capitula
TIALESE. tory action.”
E. Judges’ Names. It has long been a tradition,
both in English and in American courts, to spell The sense “arrest or seizure by legal
c a p tio n .
judges’ names in all capitals when the names are process” is the oldest for this word; now archaic,
132 captioned
that sense has surfaced in several opinions that after careering out o f control across three lanes
are, by the law’s standards, within living memory. o f the motorway.” M4 Driver Drowns, Sunday
E.g., “That the debt was attachable in confiscation Telegraph, 11 Feb. 1990, at 2.
proceedings was held by this court in Miller v. Since the early 20th century, AmE has tried to
The United States, and it was ruled that attach make careen do the job o f career, as by saying that
ment or seizure could be made without manual a car careened down the street. On September 7,
caption o f the visible evidences o f the credit.” 1992, in a campaign speech in Wisconsin, Presi
Brown v. Kennedy, 82 U.S. (15 Wall.) 591, 599 dent George Bush said that “product liability has
(1872). careened out of control.” Despite the increasing
The usual sense in modern writing—that of a currency of this use, however, careful writers re
heading—derives ultimately from that legal serve the verb career to signify something moving
sense. Caption came to be used in the 17th cen wildly at high speed.
tury as a shortened form of certificate o f caption
or taking; such a certificate appeared at the top c a r e l e s s n e s s , in law, can be a misleading word
of a legal process to show where, when, and by because it suggests that a person’s actually caring
what authority it was to be served or executed. negates carelessness. In the context o f criminal
Lawyers then pressed caption into service in a and tort law, though, carelessness generally states
variety o f contexts, such as to describe the head an objective— not a subjective— standard. So, re
ing on an abstract o f title (where the land is gardless o f how careful a bicyclist might try to be,
described). consciously assessing the risks, that bicyclist still
American journalists in turn extended this l e might not reach the objective standard. In short,
g a l i s m further by making it refer, in the mid- even those who care deeply can commit legal
19th century, to headings of newspaper articles carelessness. Cf. r e c k l e s s n e s s .
and the like, where the English would have said
title, head, or heading. See h ead . cargo . The pi. cargoes is preferable to cargos. See
PLU R A LS (C).
ca p tio n e d , as a short form o f above-captioned
<the captioned cause>, is, like the longer form, This is an old legal e u p h e
c a r n a l k n o w le d g e .
unnecessary JARGON. It is preferable to write this m is mfor sexual intercourse— dating back at least
case, that case, the Smith case, or the like. See to the 17th century. The phrase is often paired,
a b ov e-m en tion ed . in references to rape, with ravish, q.v., a word
that today strikes many readers as romanticizing
ca p to r; ca p tu re r. The latter is a needless a horrible criminal act. Generally, the phrase
VARIANT. carnal knowledge might be advantageously re
placed with a more direct phrase such as sexual
C a rd o zo is not only widely mispronounced /kahr- intercourse.
doh-zd! instead of /kahr-doh-zoh/; it is misspelled
Cardoza in more than 50 reported cases, such as c a rr ie r . See u n d e rw r ite r.
State v. Saia, 302 So. 2d 869, 879 (La. 1974)
(Summers, J., dissenting); Brubaker v. Glenrock c a rr y in g -a w a y , n. See a s p o rta tio n .
Lodge Int’l Order o f Odd Fellows, 526 P.2d 52, 59
(Wyo. 1974). ca rte blanche; ca rta blan ca . The French form,
The better adjectival form is Cardozan— e.g.: carte blanche (= free permission), is the usual one
“Cardozan prose is not of consistent quality, but in English contexts— not the Italian form (carta
it should not be judged by its worst examples, as blanca), which is a n e e d l e s s v a r i a n t . The
it is by his detractors.” Richard A. Posner, Car phrase, meaning literally “a white card,” does not
dozo: A Study in Reputation 23 (1990). A variant take an article. “Codefendants conspired with the
form is Cardozoean— e.g.: “Corbin . . . proposed securities swindler and gave him a carte blanche
to the Restaters what might be called a Cardo [read carte blanche; no article] to conceive and
zoean [read Cardozan] definition of consideration carry out a securities fraud.”/ “It is almost mean
. . . .” Grant Gilmore, The Death of Contract 63 ingless to contemplate a ‘regulatory’ policy that
(1974). gives every regulated entity carte blanche to ex
cuse itself from the consequences o f the regula
ca reen , v.t.; ca reer, v.t. Careen = (1) v.i., to tip tion.”
or tilt <the sailboat careened and then sank>; or
(2) v.t., to cause to tip or tilt <the wind careened = to organize into a cartel. (See - i z e
c a r t e liz e
the sailboat>. Career, v.i., = to move wildly at Yet cartel has three quite different meanings:
(A ).)
high speed. E.g., “[H]is car overturned yesterday (1) “an agreement between hostile nations”; (2)
casebook method 133
“an anticompetitive combination, usu. that fixes ( a ). E.g., “Lincoln repeated his case from town to
commercial prices”; and (3) “a combination o f po town in the seven debates with Douglas.” Alfred
litical groups that work toward common goals.” Kazin, A Forever Amazing Writer, N.Y. Times, 10
M odem usage favors sense (2). Dec. 1989, § 7 (Book Rev.), at 3./ “The bank’s case
was that Tesam had not crossed the threshold
c a rv e o u t (an exception or the like) is a hack which must be cleared before an English court
neyed METAPHOR in legal writing. E.g., “[W]e de had jurisdiction under the Convention to hear the
cline to carve out an exception to this principle in claims.” English Court Can Hear Shoe Case, Fin.
criminal negligence cases.” State v. Tranby, 437 Times, 27 Oct. 1989, at 12.
N.W.2d 817, 821 (N.D. 1989). See c l ic h é s . C. As Ellipsis fo r trespass on the case or ac
tion on the case . See the entries under those
ca . sa. = capias ad satisfaciendum. See ca p ia s. phrases.
D. A nd cause. See c a u s e ( A ).
ca se. A. Generally. “In the case o f John Doe
deceased, etc., is the sort o f jargon which disfig c a s e a t b a r . This is the most usual expression in
ures almost all legal writing.” Percy Marks, The which at bar is used, but legal and evidentiary
Craft o f Writing 52 (1932). “It is permissible, o f issues may be at bar, as well as cases. E.g., “Na
course, to write o f a law case, a medical case, or tional Union involved a termination clause simi
a case o f linen, but it certainly is not advisable to lar to the one at bar." See a t ( t h e ) b a r .
use case in any other way.” Id. at 53. Quiller-
Couch condemned this word as “Jargon’s dearest c a s e a t b e n c h is a variant o f case at bar, q.v.,
child,” esp. in the phrase in the case o f in his cast from the judge’s rather than the advocate’s
essay “Jargon,” in On the Art o f Writing (1916; point o f view. E.g., “And in this country, Mr.
repr. 1961). In the case o f is, to be sure, generally Justice Story felt so strongly on the point that
an obnoxious phrase; it has its legitimate uses, although the case at bench was robbery on the
but not generally in legal writing, in which case high seas . . . .” Rollin M. Perkins & Ronald N.
so frequently refers to a lawsuit, not an instance. Boyce, Criminal Law 144 (3d ed. 1982). Even so,
Even in the sense synonymous with cause, the most judges use case at bar, not case at bench.
word case, in a phrase such as in the case o f
Monroe v. Pape, is inferior to the case name itself: c a s e b o o k . Preferably one word in both AmE and
in Monroe v. Pape. E.g., “The case o f Blair v. BrE, though it occasionally appears in the latter
Commissioner [read Blair u. Commissioner] is to as two words or as a hyphenated phrase.
be distinguished from the present case in that
there the corpus o f the trust was in existence.” c a s e b o o k m e th o d ; h o r n b o o k m e th o d ; le c t u r e
The worst offenders are the phrases in any case m e t h o d . These are the names o f different peda
[read in any event], in case [read if], in the case o f gogical techniques in law. The casebook method
[usu. best deleted or reduced to in], in every case (known also as the case method, casebook system,
[read always or in every instance], and as the case or case system ) was devised in the 1870s at Har
may be [a phrase that is not easily circumvented]. vard Law School by Professor Christopher Colum
“There is perhaps no single word so freely resorted bus Langdell. Instead o f learning the law from
to as a trouble-saver, and consequently responsi lectures and textbooks, Langdell’s students read
ble for so much flabby writing.” (Fowler, MEU2 law cases and then were questioned about them
76.) Especially does case lead to flabbiness when through the Socratic method. They were thus led
it is used in a sentence twice with different mean to induce principles o f law instead o f receiving
ings, as in the two examples following: “The popu them as predigested deductions. Langdell’s Selec
lar image o f a divorce case has long been that o f tion o f Cases on the Law o f Contracts (1871) was
a private detective skulking through the bushes the first such book o f its kind.
outside a window with a telephoto lens, seeking The hornbook or lecture method, by contrast,
a candid snapshot o f the wife in flagrante delicto involves a straightforward presentation o f legal
with a lover. Such is not exactly the case.” J. doctrine, sometimes interspersed with questions
Goulden, The Million Dollar Lawyers 41 (1978)./ and problems. This method predominates in cer
“I shall read in extenso the passage o f general tain fields o f law, such as procedure and evidence,
importance in case the instant case (or part o f it) and in civil-law countries.
is reported.” (Eng.) Scholars continue to debate the merits o f one
B. M eaning “ argument.” This meaning, seen system over the other. These comments from the
in the phrase the case for the defendant, is com literature help define the contours o f the terms:
monplace and immune from the objections lodged “Under the casebook method the student, when
against the various phrases discussed in section confronted with a decision, is expected to analyze
134 case-by-case
it in terms o f a knowledgeable separation o f su guished from the Statute Law.” William M. Lile
perfluous facts from those issues impregnated et al., Brief Making and the Use o f Law Books 1
with legal significance.” Arthur D. Austin, Is the (3d ed. 1914). Oddly, caselaw is often referred to
Casebook Method Obsolete? 6 Wm. & Mary L. as the unwritten law, q.v., though it is certainly
Rev. 157, 161 (1965)./ “The ‘casebook method’ of written.
teaching Law is still the vogue in the law schools
. . . . In many ways, the old fashioned hornbook c ase, la w o f th e. See la w o f th e case.
method o f legal education made more sense. It
was more direct and more straightforward and case l a w y e r = a lawyer who has something
you could learn more principles faster.” Fred Ro- approaching an encyclopedic knowledge o f the
dell, Woe Unto You, Lawyers! 140-41 (1939; repr. caselaw within his or her jurisdiction. E.g., “These
1980). were still the days o f the case lawyer, who knew
his reports and found his way about them partly
When used as a p h r a s a l a d j e c
c a s e -b y -c a s e . by use and wont . . . partly with the help o f the
t iv ebefore the noun <on a case-by-case basis>, Digests . . . .” Lord Wright, The Study o f Law,
the phrase should be hyphenated—but not when 54 Law Q. Rev. 185, 185 (1938)7 “Since Cardozo
it follows what it modifies <the court will draw was one o f the best case lawyers who ever lived,
those lines case by case>. the proof was invariably marshalled [q.v.] with a
The phrase case-to-case is a variant o f case-by- masterly elegance.” Grant Gilmore, The Ages o f
case: “Typically federal courts, either by rule or American Law 75 (1977). Cf. c a u s e l a w y e r .
by case-to-case determination, follow the forum
state’s practice.” 10 Charles A. Wright et al., Fed c a s e l o a d . Listed as two words in W3, this term
eral Practice and Procedure § 2671, at 228-29 is usually spelled as one word in American legal
(1983). writing. E.g., “Cases are then grouped to mix the
caseload (some civil, some criminal, some agency-
This n e o l o g i s m is commonly written
c a s e flo w . administrative) and to spread the work load.”
as one word. E.g., Sallman, Observations on Judi Barbara H. Craig, Chadha: The Story o f an Epic
cial Participation in Caseflow Management, 8 Civ. Constitutional Struggle 174 (1988). Cf. c a s e ( - )
Just. Q. 129 (1989). la w .
Caselaw is usually opposed to statutory law (or describes nine categories o f matters that are
statute law): “The law derived wholly or partially within the judicial power o f the U.S. The first
from adjudication and the law derived from an three categories speak o f “all Cases” and the next
cient customs through the medium o f judicial de six refer simply to “Controversies.” It is because
cisions together make up the Case Law, as distin o f this that we join the two and say that a federal
Case References 135
court can decide only a “case or controversy.” • Miranda warning (fr. Miranda v. Arizona, 384
State courts have no such inherent limitation— U.S. 436 (1966)). See M ira n d ize.
indeed, many state courts are free to decide mat • Allen charge (fr. Allen v. United States, 164 U.S.
ters that would not be a “case or controversy” as 492 (1896)). See d y n a m ite ch a rg e .
federal courts understand the phrase. • Anton Piller order, referring to an order by a
Historical considerations aside, the first word court in a civil case allowing a party to inspect
swallows the second in this d o u b l e t : “a ‘contro and remove a defendant’s documents, esp. when
versy,* if distinguishable at all from a 4case/ is the defendant might destroy evidence (fr. Anton
distinguishable only in that it is a less compre Piller K.G. v. Manufacturing Processes Ltd.
hensive term, and includes only suits o f a civil [1976] Ch. 55; [1976] 1 All E.R. 779).
nature.” Charles A. Wright, The Law of Federal • Mareva injunction, referring to an interlocutory
Courts 53 (4th ed. 1983). See justiciability. injunction to restrain a person from removing
assets outside the jurisdiction in an attempt
to frustrate litigation in England (fr. Mareva
C a s e R e f e r e n c e s . A. Short-Form Refer Compania Naviera S.A. v. International Bulk
ences. For shorthand reference to a case already Carriers [1980] 1 All E.R. 213).
mentioned, the usual practice is to use the first
name in the case style, or the more distinctive Citation to the full case is especially important
name if the first is fairly common or is a place- when lesser-known cases are used as adjectival
name (e.g., Board o f Education, a state’s name, phrases, a practice not to be engaged in without
United States, etc.). Hence Erie R.R. v. Tompkins, restraint. E.g., “Langa contends that his counsel
when shortened, is Erie, not Tompkins; but Mar failed to move for a mistrial when the government
shall v. Mulrenin usually becomes Mulrenin, and elicited co-conspirator hearsay testimony without
National Mut. Ins. Co. v. Tidewater Transfer Co. first securing a James ruling.” The adjective
is shortened to Tidewater. Case names are not James, which will draw a blank for most readers,
usually abbreviated when the parties* names are refers to U.S. v. James, 590 F.2d 575 (5th Cir.)
short; e.g., Roe v. Wade is rarely shortened to Roe. (en banc), cert, denied, 442 U.S. 917 (1979).
It is a good idea to avoid using a shortened In some instances, the precedent itself is unim
name attributively when it might seem to ridicule portant to the phrase, and the case name has
the court. Thus, one would not want to write merely been adopted to denote certain types o f
the Seven Elves court or the Wolfish court when factual situations, as with Totten trust (fr. In re
referring to the courts that decided Seven Elves, Totten, 71 N.E. 748 (N.Y. 1904)) and Mary Carter
Inc. v. Eskenazi, 635 F.2d 396 (5th Cir. 1981), agreement (fr. Booth v. Mary Carter Paint Co.,
and Bell v. Wolfish, 441 U.S. 520 (1979). One 202 So. 2d 8 (Fla. Dist. Ct. App. 1967)). When, as
judge, referring to the Petty court, felt obliged to in these phrases, the case name is used not to
write, “no pun intended.” Welch v. State Dep't of refer to precedent but to describe certain facts
Highways & Pub. Transp., 739 F.2d 1034, 1038 or denote types o f transactions, citing the case is
(5th Cir. 1984) (per Gee, J.). See (c) below. virtually always unnecessary. See c i t a t i o n o f
B. Locatives with. In which, not where, is the CASES.
better way o f referring to what the facts were or D. Hypallage with. It is unobjectionable to
what the court said in a given case. E.g., “Second, write that a certain case held something, rather
we rely . . . on this Court’s decision in Lewis, than to say that the court, in that case, held such
where [read in which] Lewis, an employee o f and such. This practice is an innocuous form o f
Timco, sued Atwood Oceanics, the vessel owner.” h y p a l l a g e . E.g., “National Carbide held that the
See where ( b ). Tax Court had improperly failed to distinguish
C. As Attributive Adjectives. Some cases have between ‘agency* and ‘practical identity* when it
become so well known to the courts that routinely ruled the subsidiaries were true agents.” But
apply them as precedents that these courts have there is a fine line between this type o f hypallage
come to use the shortened case names as adjec and the fallacious personification o f cases dis
tives. There is no harm in this habit, although cussed in ( e ): cases might hold something or
case citations might be helpful to less well- other, but they probably do not cite or reason or
informed readers. Rarely, for example, is Erie argue.
R.R. v. Tompkins cited with the phrase Erie- E. Personification o f Cases. This type o f
bound, q.v. Other adjectivally used case names characterizes hack-writing
a n t h r o p o m o r p h is m
appear in phrases such as these: about judicial opinions— e.g.: UINS v. Lopez-
Mendoza, in declining to apply the exclusionary
• Terry stop or Terry frisk (fr. Terry v. Ohio, 392 rule to deportation proceedings, cited approvingly
U.S. 1 (1968)). See Terry stop. cases finding that the absence o f Miranda warn
136 case-specific
ings did not render otherwise voluntary state case, tresp ass on th e. See tresp ass on th e
ments inadmissible in deportation proceedings.” case.
The way to correct the problem, o f course, is to
write The court in INS v. Lopez-Mendoza, etc. case w h ere is inferior to case in which, but the
locution is hardly new: “The books are full o f cases
c a s e - s p e c i f i c = patterned after or adjusted to
where [better: cases in which] a party has gone
the facts of a given case <case-specific instruc into equity only to find that he has mistaken the
tions:^ E.g., Johns, How the Zauderer Decision true theory o f his case and must sue at law.”
Impacted (q.v.) Case-Specific Solicitation in Law William M. Lile et al., Brief Making and the Use
yer Advertising, 26 Comp. Jurid. Rev. 107 (1989). o f Law Books 356 (3d ed. 1914). See w h e r e ( b ) &
c a s e r e f e r e n c e s ( b ). Cf. e x a m p l e w h e r e .
never vote in favor o f it.’ ” The meaning appar the phrase does appear occasionally in American
ently intended in that sentence is “offhand, cur law reports— e.g.: “The federal courts have
sory.” But inferences are often causal in nature, treated this as a casus omissus, and have divided
hence the reader's initial expectation that causal on the question whether traditional rules o f evi
would have been the right word; if the writer dence require the exclusion o f hearsay offered on
had chosen careless or desultory (or some other direct examination o f an expert as the basis of his
word) rather than casual, the careful reader's ex opinion . . . .” McMunn v. Tatum, 379 S.E.2d
pectations would not be undercut. See s o u n d o f 908, 912 (Va. 1989).
PROSE, THE. The plural form is casus omissi.
cau sal; ca u sa tiv e. These words have, unfortu because it puts the adjective in the true adjectival
nately, been muddled by legal writers. The mean form.
ings should be kept distinct. Causal is the more
common word, meaning “o f or relating to causes; ca u sa lity ; ca u sa tio n . These words have a fine
involving causation; arising from a cause.” Caus distinction. Causality = the principle o f causal
ative = operating as a cause; effective as a cause. relationship; the relation of cause and effect. Cau
These two words share the sense “expressing or sation = the causing or producing o f an effect. In
indicating cause,” although causal is preferred for law, causation has long been given the additional
that sense. sense “the relation o f cause and effect,” a sense
In the following sentences, the words are cor best reserved to causality in nonlegal contexts.
rectly used: “A plaintiff may still recover attor Causation should not be used for cause, as here:
neys’ fees if he can show both a causal connection “Under the facts o f Kubrick, the plaintiff had
between the filing of the suit and the defendant’s actual knowledge of his injury and its causation
actions and that the defendant’s conduct was re [read cause]."
quired by law.” {Causal connection and causal
link are SET p h r a s e s .)/ “Plaintiffs are unable to
causa m ortis (= in contemplation of one’s death)
show how any additional discovery could supply
is a LATINISM and t e r m o f a r t used primarily in
an inference of conspiratorial or causative conduct
the phrase gift causa mortis (or the thoroughly
any stronger than that provided by the contracts
Latinate phrase donatio causa mortis). E.g., “The
themselves.”/ “In Sohyde we found relevant to
power o f a donor, in a gift causa mortis, to revoke
the jurisdictional analysis that all the causative
the gift and divest title of the donee is another
factors could have as easily occurred on land
clear example o f the legal quantities now being
and that the injury and damages were indistin
considered.”/ “A gift causa mortis must be made
guishable from those arising from land-based
when the donor is in imminent peril of death and
blowouts.”
under such circumstances that the gift would not
Here, causal is misused for causative: “Appel
be made were it not for the peril.” In BrE, the
lant’s argument is that appellee was asked to
phrase is often written mortis causa.
pay only for those damages resulting from its
defective product and thus was not charged with
any injury attributable to other causal [read caus ca u sa tio n . See ca u sa lity .
ative] faults [i.e., faults that would tend to cause
the injury].” C a u s a t i o n is one o f the subjects that have in
In the following sentences, the opposite mistake spired legal writers to don their philosophers’
appears: “The court’s use of the words ‘produced caps and to work out any number o f systems of
by9 clearly reflects the causative [read causal] analysis. The general principles o f analysis have
element of the Christie test.”/ “The final type of proved to be more or less universal in Anglo-
cancer and mesothelioma evidence— Comstock’s American jurisdictions, but the terminology of
expert testimony on the causative [read causal] that analysis does vary— hence the explanations
relationship between asbestos exposure and those in this entry.
diseases—is relevant to the issue of liability.” See As one writer aptly put it, “There are few words
casu al. in the English vocabulary that have given rise to
more legal problems than the words cause and
causing.” Note, 88 Law Q. Rev. 451, 451 (1972).
cau sal ch a lle n g e = challenge for cause, q.v. The Technically speaking, everything that contributes
two-word phrasing allows legal writers a nice to a given result is, as a matter o f fact, a cause of
parallel for the other type o f challenge, the pe that result. Consider this illustration:
remptory challenge. E.g., “[T]he liberal allowance
of causal challenges frequently exhausts the array In homicide by shooting, for example, while the mind
turns first to the man who pulled the trigger, it was
or reduces it to the point where the trial cannot
obviously impossible for him to have committed that homi
proceed until additional jurors have been sum cide (by shooting) without a loaded weapon. As he did not,
moned.” 1 Burton R. Laub, Pennsylvania Trial in all probability, make the gun himself, it is necessary
Guide § 34.4, at 81 (1959)./ “[I]f the Kennedy to consider others, such as those who made and sold the
affidavit is correct, appellant was prevented from weapon, and even the inventor of that particular kind of
intelligently exercising his peremptory and causal firearm. Others perhaps were connected with the result
because they made the shell or the bullet or the powder,
challenges because o f the juror’s intentional non
or assembled the finished cartridge. The mind gets lost
disclosure.” U.S. v. Colombo, 869 F.2d 149, 151 in the labyrinth of contributory factors long before the
(2d Cir. 1989). The phrase cause challenge some possibilities are exhausted. As only a portion of the factors
times appears, but causal challenge is preferable [that] actually contribute to such a result will receive
cause 139
juridical consideration, it is neither necessary nor useful ence to the chain o f causation. Intervening is the
to exhaust the philosophical possibilities of actual causa better choice o f term, for supervening cause is
tion.
sometimes confused with superseding cause. See
Rollin M. Perkins & Ronald N. Boyce,
(E ).
Criminal Law 771-72 (3d ed. 1982).
In BrE, the equivalent Latinisms novus actus
By contrast, though it would be desirable to interveniens and nova causa interveniens are com
exhaust the legal terminology o f causation, this monly used. See l a t in is m s .
entry can do no more than discuss the very most E. Superseding cause; sole cause. These
common terms. The terminology illustrates the phrases denote an intervening cause that breaks
truth o f Glanville Williams's observation: “The the chain o f causation. Thus if X shoots Y, who is
lawyer is interested in the causal parentage of then stabilized and recovering nicely but soon
events, not in their causal ancestry.” Glanville dies after poor medical treatment, that medical
Williams, Textbook o f Criminal Law 328 (1978). negligence will be held to be a superseding cause
In the end, legal terminology reflects the fact (a phrase more common than sole cause). The
that courts are concerned with determining phrase supervening cause is also sometimes used
“cause” from the standpoint o f attaching liability, in this sense, but it should be avoided because of
not o f ascertaining physical or medical cause. For its use also for intervening cause. See ( d ).
example, a lawyer might say that A's death was
caused by B’s negligent driving while a doctor ca u sa tiv e . See ca u sa l.
would say it was caused by shock and loss o f
blood. ca u se. A. A nd case . Both terms are used to
A. Proximate cause; legal cause; direct cause. describe litigated actions, despite some published
All three terms are used synonymously. The term nonsense to the contrary: “The legal theory o f the
proximate cause has become an indispensable party may be a cause o f action. However, the
term in American tort law; it means simply “a lawsuit itself is not a ‘cause.'” Irwin Alterman,
cause that directly produces an effect; that which Plain and Accurate Style in Court Papers 172
in natural and continuous sequence, unbroken by (1987). Case is more commonly used, to be sure,
any new independent cause, produces an event, but cause ( = lawsuit) has long been current in the
and without which the injury would not have speech and writing o f lawyers. E.g., “Eventually it
occurred.” (See b u t fo r.) The following defini was decided that as from 1979 criminal causes
tion— perhaps more direct— signals ju st how in the House o f Lords should be reported un
fuzzy the phrase is: “a cause o f which the law der the same title as in the court below.” Glan
will take notice.” The Latin equivalent is causa ville Williams, Learning the Law 17-18 (11th
proxima. ed. 1982). Indeed, the word cause has extended
The CDL does not include an entry on proxi beyond law into popular writing: “It is not neces
mate cause, since the term legal cause is more sary here to plead the cause of truffles and sau
usual in BrE. That is likewise the term preferred teed mushrooms.” P.J. Wingate, The Fungus Is
by the American Law Institute. See Restatement Still Among Us, Wall St. J., 3 April 1989, at A12.
(Second) o f Torts § 9 (1965). Direct cause is now The peaceful coexistence o f these terms need
increasingly rare. not be threatened by branding either one a N E E D
B. Immediate cause; effective cause; causa LESS v a r i a n t . When writing or speaking for non
causans. These terms are used to denote the lawyers, however, case is the clearer term.
last link in the chain o f causation (as, e.g., a Black's notes that d i f f e r e n t i a t i o n is possible
supervening cause). Causa causans is little used between these terms, although if it does exist at
except in BrE. all it is little heeded: “case not infrequently has a
C. Producing cause; procuring cause. These more limited signification, importing a collection
terms are virtually synonymous with proximate o f facts, with the conclusion o f law thereon,”
cause but in some jurisdictions are used in partic whereas U cause imports a judicial proceeding en
ular contexts such as workers' compensation ( pro tire, and is nearly synonymous with lis in Latin,
ducing cause) and real-estate brokerage ( procur or suit in English.”
ing cause [of a sale]). The choice o f term is usually B. A nd action. Although cause and action are
statutorily prescribed. nearly synonymous, the legal idioms in which the
D. Intervening cause; supervening cause. phrases are used differ. Thus an action or suit is
These denote a cause that comes into active oper said to be ‘commenced,' but a cause is not. Simi
ation after a defendant's negligence, even if that larly, a cause but not an action is said to be ‘tried.'
cause does not break the chain o f causation. The Any substantive distinction between the words is
point is that intervening and supervening are subtle: broadly, action connotes legal procedure
used, then, in a purely temporal sense in refer and cause denotes the merits o f the dispute.
140 cause challenge
C. D isposition by Courts. Causes (or cases) are This one— cause to be— was born o f a fear o f
on dockets; they may be remanded (by an appel not sufficiently expressing the idea that an agent
late court) or disposed o f (by any court). But they may, as opposed to the principal, carry out an act.
may not be reversed or affirmed. E.g., “This is the E.g., “The directors must cause books to be kept
keystone o f the opinion below; If it is in error, the . . . .” J. Charlesworth, The Principles o f Com
cause must be reversed [read judgment must be pany Law 247 (4th ed. 1945). If the sentence said,
reversed].” See JU DG M EN TS, APPELLATE -C O UR T. The directors must keep books . . . » the result is
not to disallow any delegation o f bookkeeping
ca u se ch a llen g e. See ca u sa l ch a lle n g e . matters. In most contexts, this phrase is noxious.
See e f f e c t ( a ).
ca u se la w y e r = a lawyer who is so deeply com
mitted to a (usu. social) cause that he or she lkay-shan/, in civil (and esp. Scots) law,
c a u t io n
cannot objectively consider issues relating to that means “security.” Cautionry /kay-shdn-ree/ = a
cause. E.g., “ 'Cause' lawyers, they say, often lack surety obligation. Cautioner /kay-shdn-dr/ = a
an adequate understanding of their adversaries’ surety.
positions, forcing the parties into rancorous,
costly lawsuits when more amicable resolutions c a u t i o n a r y ; c a u t i o u s . Cautionary /kaw-shan-
might be possible.” Felsenthal, Lawyers Who ar-ee/ = encouraging or advising caution. E.g.,
Switch Sides Draw Ire with Big Checks, Wall St. “This time we do not award damages but sound a
J., 19 July 1990, at B l, B5. Cf. ca s e la w y er. cautionary note to those who would persistently
raise arguments against the income tax that have
cau se-list is the BrE term corresponding to been put to rest for years.” Cautious = exercising
docket or calendar, qq.v., in AmE. caution.
In Scots law, a cautionary /kay-shan-ar-ee / obli
ca u se o f a ctio n ; rig h t o f a ctio n ; g r o u n d o f gation is one o f suretyship. See c a u t i o n .
a ctio n . These terms “should not be confused
. . . . They are not interchangeable.” Swan- c a v e a t /ka-vee-aht/ (lit., “let him [or her] be
kowski v. Diethelm, 129 N.E.2d 182, 184 (Ohio ware”) means, in nonlegal speech and writing,
App. 1953). Cause o f action = (1) a group o f merely “a warning,” from the common phrase
operative facts, such as a harmful act, giving rise caveat emptor ( = let the buyer beware). E.g., “The
to one or more rights o f action; or (2) a legal expression caveat emptor . . . still applies, and
theory of a lawsuit. Writers on civil procedure so long as the vendor does not actually mislead
prefer that the term be confined to sense (1). The the purchaser, the purchaser has only himself to
acceptance o f sense (2) by some courts actually blame if he finds that the house is by no means
caused the drafters of the Federal Rules o f Civil what he thought it was.” Anon., The Home Coun
Procedure to avoid the term altogether. See Flem sellor 207 (n.d. [London: Odhams Press, ca. 1940-
ing James, Civil Procedure § 2.11, at 87 (1965). 1945]).
Sometimes cause o f action is misused for prima In legal prose, however, caveat often signifies a
facie case, q.v., as here; “Plaintiff failed to make notice, usually in the form o f an entry in a regis
out his cause of action [read prima facie case], ter, to the effect that no action o f a certain kind—
and therefore his claim must fail.” e.g., probate o f a will— may be taken without first
Right o f action has two senses: (1) “the right to informing the person who gave the notice (the
take a particular case to court” (CDL); and (2) “a caveator, q.v.). E.g, “In the probate practice o f
chose in action.” Here sense (1) obtains: “The many states, a will contest commences with the
foundation o f the right of action was a family filing o f a caveat or written objection setting forth
relationship with the deceased.” For chose in ac the facts upon which the contest is based.”/ “The
tion, see ch ose. question on this appeal is whether a judgment
Ground o f action is an infrequent variant of creditor of an heir may file and prosecute a caveat
cause o f action— e.g.: “As a child so young was to a will o f the ancestor o f that heir, by which
incapable o f performing acts of service, the real property is devised to other persons.”
ground of action failed.”
caveat, v.t., is an AmE extension o f the noun
ca u se to b e. A cartoon some years ago depicted use described in the preceding entry. E.g., “The
a lawyer at a cocktail party talking with a friend petition has no right or interest in the property
and saying, “I met Joan in law school, where or estate o f the testator necessary to maintain a
certain sparks were caused to be made.” And suit to caveat the last will and testament o f the
certain idioms were caused to be learned as well, testator.” The verb is inflected caveated Ika-vee-
alas. a-tad!, caveating /ka-vee-a-ting!.
censorship 141
caveatee. See cav eato r. twenty million acres o f aboriginal land to the
government o f the United States.” Secede = to
c a v e a t o r ; c o n t e s t a n t . A caveator is not one who withdraw formally from membership or participa
warns, but one who has entered a caveat, i.e., one tion in. Concede = (1) to admit to be true; (2) to
who challenges the validity o f a will. The per grant (as a right or a privilege); or (3) to admit
son whose interest is challenged is termed the defeat in (as an election).
caveatee. E.g., “The district court did require the
defendant-caueatee to proceed first in order o f used in the sense o f “maximum,” is in
c e ilin g ,
proof with evidence o f due execution. However, itself unobjectionable but can sometimes lead to
the ultimate burden of persuasion was put on the unfortunate mixed metaphors. E.g., “The task
plaintiff-caveator.” Curtis v. Curtis, 481 F.2d 549, force recommended a general increase in the ceil
550 (D.C. Cir. 1973). Caveatrix is an obsolete form ings.” One raises a ceiling rather than increases it.
(see s e x i s m ( O ) . See c a v e a t . An English writer on usage quotes a preposterous
Contestant is used in jurisdictions in which the example about “a ceiling price on carpets.” In
procedure o f filing a caveat is not used. E.g., “We using words figuratively, one must keep in mind
now return to the statute that the contestant says their literal meanings. See m e t a p h o r s . Cf. c a t a
was disregarded when George and the Gillises p u lt.
subscribed their signatures to the questioned in
strument.” See c o n t e s t a n t . celu i qui trust . See cestui que trust .
c e a s e fire . One word in both AmE and BrE. c e n s o r s h i p (= the institution or practice o f sup
pressing ideas thought to be uncongenial to those
cede; s e c e d e ; c o n c e d e . The distinctions are in power), whose mention immediately implicates
as follows. Cede = to give up, grant, admit, or the First Amendment, is one o f those politically
surrender. “By the Treaty o f October 4, 1864, charged v o g u e w o r d s that people use irresponsi
the Klamath Indian Tribe ceded approximately bly: “[Elver since the controversy over federal
142 censure
funding for exhibitions o f Robert Mapplethorpe’s strictly, since the first century ran from the year 1 to the
brutalizing photographs o f sadomasochistic be year 100, the first year of a given century should be that
ending in the digits 01, and the last year of the preceding
havior erupted a couple o f years ago, little cries
century should be the year before, ending in two noughts.
o f ‘censorship’ have filled the air like the buzz of In popular usage, understandably, the reference of these
locusts wherever politically correct intellectuals terms has been moved back one year, so that one will
congregate. Moreover, it soon became clear that expect the twenty-first century to run from 2000 to 2099.
this chorus was determined to construe ‘censor Oxford Guide 95 (1983).
ship’ so broadly that anyone denied government
One other point merits our attention. As com
largesse could claim to be a victim o f oppression.”
pound adjectives, the phrases denoting centuries
The PC Line on Censorship, New Criterion, Dec.
are hyphenated; but they are not hyphenated as
1991, at 2.
nouns. Hence, “The 12th-century records were
discovered in the 19th century.” See a d j e c t i v e s
cen su re. See c en so r. (C ).
section 1983 in the United States District Court records— is used extensively in the eastern and
against Rotramel and the city, alleging that their southern parts o f the U.S.
actions had deprived Tuttle o f certain o f his con
stitutional rights.” c e r t ific a t io n . See c e r t ific a t e .
as his place o f business, really are such.” Holmes N EO LO G ISM Sare used as j a r g o n by those who
practice before, closely follow, or sit on the U.S.
stated, rather memorably, “Certitude is not the
Supreme Court. Certworthy = (of a case) meriting
test o f certainty. We have been cock-sure o f many
things that were not so.” Oliver W. Holmes, “Nat Supreme Court review by grant o f a writ o f certio
rari. E.g., “Accordingly, while I believe the case
ural Law,” in Collected Legal Papers 311 (1920).
is not ‘certworthy,’ I would affirm the judgment
Occasionally, writers misuse certitude for sense
below.” Tipton v. Socony Mobil Oil Co., 375 U.S.
(1) o f certainty— e.g.: “History is a matter o f proba
34, 38 (1963) (Harlan, J., dissenting)./ “From
bility, not certitude [read certainty].” C. Gordon
these circumstances emerges the ‘certworthy’
Post, An Introduction to the Law 130 (1963).
question whether the Fourth Circuit’s Erie duty
obliged it to certify the false imprisonment issue
c e r t i f i c a t e = (1) a document in which a fact is
to the Florida Supreme Court.” Robert L. Stem
formally attested; (2) a document certifying the
et al., Supreme Court Practice 843 (6th ed. 1986)./
status or authorization o f the bearer to act in a
“Scholars and the Court generally deem a case
specified way; (3) a writing made in one court, by
‘certworthy’ when the underlying issue on which
which notice o f its proceedings is given to another
the lower courts disagree is, in some abstract
court, usu. by transcript.
sense, sufficiently important.” Michael F. Sturley,
A variation o f sense (3) denotes one o f the three
Observations on the Supreme Court’s Certiorari
methods o f taking a federal case from the court Jurisdiction in Intercircuit Conflict Cases, 67 Tex.
o f appeals to the U.S. Supreme Court: “The court L. Rev. 1251, 1252 (1989). For an insightful dis
o f appeals may certify at any time any ques
cussion o f the term, see David J. Sharpe, The
tion of law in any civil or criminal case for which Maritime Origin o f the Word “Certworthiness,” J.
instructions are desired. The power is that o f the Maritime Law & Comm. 667 (1993). Cf. enbanc-
court o f appeals, and it has been said to be im w o rth y .
proper for the parties to move for certification.
Certification is limited to questions o f law, and
c e s s e r is a l e g a l i s m meaning “the premature
the questions must be distinct and definite. The termination o f some right or interest” ( CDL). It
Court will dismiss a certificate in which the ques usually appears in the phrase cesser clause or
tions are so broad that in effect they bring up cesser provision. E.g., “The oldest method o f pro
the whole case, although when a case has been tecting the beneficiary from his own indiscretions
certified the Court may itself require that the is the cesser provision or forfeiture clause, which
entire record be sent up for decision o f the entire provides that the interest o f the beneficiary ceases
matter in controversy.” Charles A. Wright, The if he assigns or his creditors attempt to reach his
Law o f Federal Courts 776 (5th ed. 1994). interest by legal process.” See -E R (B).
cestui Ised-eel (= beneficiary) commonly appears The best plural form, in short, is cestuis que
as an elliptical form o f cestui que trust, q.v. For trust. On elliptical use of the phrase, see cestui .
example, ‘T h e only person who can object to the
disposition of the trust property is the one having cestu i que use /sed-ee-kee-yoos/ (originally, in
some definite interest in the property—he must be Law French, cestui à que use, lit., “that person for
a trustee, or a cestui, or have some reversionary whose use”) refers to the beneficiary o f a use, q.v.
interest in the trust property.”/ “If the cestui has Today the term appears primarily in historical
the transaction with the trustee set aside, of contexts, inasmuch as uses have been abolished
course he must return any consideration paid in England. E.g., “The cestui que use o f a freehold
by the trustee to him.” As with the full phrase, estate had no action at common law to enforce
beneficiary is a preferable term. his claim against the feoffee.”/ “The person who
enjoyed a use was known as the cestui que use;
the feoffor to use and the cestui que use might
cestui que trust /sed-ee-kee-trast/ (originally, in be the same person or different persons.” Some
Law French, cestui à que trust, lit., “that person American jurisdictions retain the term, however;
for whose benefit” or “he who trusts”) is a legal as with cestui que trust, beneficiary is a preferable
that persists in AmE (in legal contexts
a r c h a is m term in modern contexts.
only), but is obsolescent in BrE and unknown in On the plural form cestuis que usent, see cestui
Scotland. The phrase is inferior to the simple que trust . Oddly, Plucknett more or less acknowl
word beneficiary, which is far more widely under edges that cestuis que use is the better form, and
stood. E.g., “No trustee can be compelled to pro then five pages later writes cestuis que usent. See
duce (except for the purpose o f identification) doc Theodore F.T. Plucknett, A Concise History o f the
uments in his possession as such, which his client, Common Law 576 n.2, 579 [cestuis que use], 586
the cestui que trust [read the beneficiary], would [cestuis que usent] (5th ed. 1956). Brian Simpson,
be entitled to refuse to produce if they were in his another legal historian, calls cestuis que usent “an
possession.” (Eng.) expression calculated to give a grammarian bad
Other forms o f the phrase, such as celui qui dreams.” A.W.B. Simpson, An Introduction to the
trust and cettui que trust, have appeared— see History o f the Land Law 164 (1961; repr. 1964).
Sidney S. Alderman, The French Language in See HYPERCO RRECTIO N (A).
English and American Law, 7 La. B.J. 33, 37 Still other historians, such as J.H. Baker, prefer
(1959) (preferring celui qui trust)— but they are the spelling cestuy que use, presumably because
fairly obscure. The phonetic form settiki is more it was the more frequent spelling among medieval
than just fairly obscure. See Theodore F.T. Pluck- lawyers. See J.H. Baker, An Introduction to En
nett, A Concise History o f the Common Law 576 glish Legal History 285-86, 329 (3d ed. 1990).
n.2 (5th ed. 1956).
The plural has been variously formed cestuis ceteris p aribu s lkay-tdr-ds-par-d-bdsl (= other
que trust, cestuis que trusts, and cestuis que things being equal or the same) is an unnecessary
trustent. The last o f these has aptly been called LATIN ISM , since we have the common English
“hopelessly wrong.” Note, 26 Law Q. Rev. 196,196 phrase. E.g., “[T]he fact is, they don’t knowingly
(1910). Another writer has sorrowfully remarked: take losers. Ceteris paribus [read Other things
“[F]rom time to time, it must be regretfully admit being equal], the trial lawyer spends his time on
ted, the Law Reports have ascribed this deplor the winners. And if a client has a promising case,
able version to one o f His Majesty’s judges.” R.E. the lawyer will stake him to it out o f sheer self-
Megarry, Miscellany-at-Law 33 (1955). Scott and interest.” John A. Jenkins, The Litigators xii
Fratcher explain the trouble: “It is not uncommon (1989). Cf. m u tatis m u tan d is.
to say cestuis que usent or cestuis que trustent on
the theory that the last word in each case is a ch a in o f title = the recorded history o f the title
verb that requires the ending of the French third to a piece o f realty—including all conveyances
person plural. Professor Maitland has shown, and encumbrances— from the time o f the earliest
however, that these words are nouns, not verbs, records o f ownership. The phrase draws upon
that the term cestui que use is an ellipsis, [and] the metaphor o f links (i.e., successive periods o f
that the full expression is perhaps cestui a qui ownership) forming, through time, a connected
oes la terre est tenue, or something o f that sort. If chain.
this is true, it is of course absurd to add the plural
verb ending.” 1 Austin W. Scott & William F. ch a irm a n ; c h a irw o m a n ; ch a ir p e r s o n ; ch a ir.
Fratcher, The Law o f Trusts § 3.2, at 52-53 (4th Sensitivity to s e x i s m impels many writers to use
ed. 1987). The Latin ending in -ent, then, is a chair rather than chairman, on the theory that
“hypercorrect” form. See h y p e r c o r r e c t i o n (A). doing so avoids gender-bias. E.g., “Governor
Chameleon-Hued Words 145
James Thompson, co-chair of the task force, urged the word singular, as in judge's chamber. See, e.g.,
that most o f the recommendations to combat vio Margaret Nicholson, A Dictionary o f American-
lent crime would be o f no avail for a nation left English Usage (1957), under camera.
with no place to put violent offenders because o f The one use in which the singular chamber is
a lack o f safe, humane prison facilities.” Certainly correct is as an adjective: “During this period,
chair is better than chairperson, an ugly and however, other events not formally reflected in
trendy word. the record took place; these include chambers
Many readers and writers continue to believe, conferences [read chamber conferences or confer
however, that there is nothing incongruous in ences in chambers], which were, o f course, known
having a female chairman, inasmuch as -man has to the district court.”
historically been sexually colorless. In the federal
judicial opinions issued in 1990, chairman out C h a m e l e o n -H u e d W o r d s . “In any closely
numbered chairperson by more than ten to one. reasoned problem, whether legal or nonlegal,
Even so, the* nonsexist forms are quickly gain chameleon-hued words are a peril both to clear
ing ground and are likely to prevail entirely thought and to lucid expression.” Wesley N. Hoh-
within the next couple o f decades. If we are to feld, Fundamental Legal Conceptions 35 (1919;
adopt a substitute wording, we ought to ensure repr. 1966). More than one great legal mind has
that chair (which goes back to the mid-17th c.) made this observation: “When things are called
and not chairperson becomes the standard term: by the same name it is easy for the mind to slide
“In so ruling, he ignored the uncontradicted into an assumption that the verbal identity is
testimony o f Ms. Connie Mooney, coordinator accompanied in all its sequence by identity of
and chairperson [read chair] o f the Charleston meaning.” Lowden v. Northwestern Bank & Trust
Woman's Health Group . . . .” Doe v. Charleston Co., 298 U.S. 160,165 (1936) (per Cardozo, J.). “A
Area Medical Ctr., Inc., 529 F.2d 638, 645 (4th word is not a crystal, transparent and unchanged,
Cir. 1975). See s e x i s m <B). it is the skin o f a living thought and may vary
One caveat: if we adopt a term such as chair, it greatly in color and content according to the cir
must be used in reference to males and females cumstances and the time in which it is used.”
alike. During the 1970s, 1980s, and 1990s, there Towne v. Eisner, 245 U.S. 418, 425 (1918) (per
has been a lamentable tendency to have female Holmes, J.).
chairs and male chairmen. That is no better than The English language, and therefore the lan
having chairwomen and chairmen; after all, in guage o f the law, teems with words that have
most circumstances in which people lead commit many different— sometimes strikingly differ
tees and the like, the sex o f the leader is irrele ent—meanings. There are at least two types o f
vant. See s e x i s m ( b ). chameleon-hued words. The first type consists in
words such as temporal, which has several dis
c h a l l e n g e f o r c a u s e (= a lawyer's striking o f a tinct meanings: (1) o f or relating to time t e m p o
veniremember on grounds o f bias) is, in AmE, ral relations o f events>; (2) secular, not spiritual
often collapsed into cause challenge or causal te m p o ra l pastimes>; (3) chronological te m p o ra l
challenge, q.v. O f these two shortened forms, sequence>; or (4) o f or relating to the temples on
causal challenge is preferable: “When the judge the side o f one's skull te m p o ra l lobes>.
has concluded the cause challenges [read causal Similar words abound in the language, and of
challenges or challenges for cause], the lawyers ten they are the most important ones. For exam
have the right to exercise a given number of ple, Frankfurter wrote, “I do not use the term
peremptory challenges— dismissals for no stated jurisdiction because it is a verbal coat o f too many
reason." Robin T. Lakoff, Talking Power: The Poli colors.” United States v. L.A. Tucker Truck Lines,
tics o f Language in Our Lives 110 (1990). The Inc., 344 U.S. 33, 39 (1952) (Frankfurter, J., dis
shorter form (causal challenge) corresponds more senting). An English judge has said much the
neatly than the longer form (challenge for cause) same thing about condition in contractual con
to the two-word phrase peremptory challenge. texts. See The Varenna [1984] Q.B. 599, 618 (call
ing it “a chameleon-like word [that] takes on its
c h a lle n g e d . See e u p h e m is m s . meanings from its surroundings”).
The second type consists essentially in words,
c h a m b e r s . This word refers to a judge's or magis usually adjectives, that are empty vessels, to be
trate's private office. In BrE, it additionally has filled with meaning by the reader. Lawyers de
the sense “the offices occupied by a barrister or light in such terms as reasonable, substantial,
group o f barristers” (CDL). The word is always meaningful, and satisfactory. These terms are of
plural in form, regardless o f the number o f rooms ten usefully vague, allowing drafters to provide a
denoted. Nonlawyers sometimes wrongly make standard for performance in unforeseen circum
146 champertor
stances. It is worth the warning, however, to note or New Business Opportunity? 30 Am. Bus. L.J.
that “a competent draftsman would not deliber 485 (1992).
ately pick a word which instead of controlling the B. Pronunciation. The Law Student's Pro
context is easily colored by it.” In re Coe's Estate, nouncing Dictionary (1948) gives the pronuncia
201 A.2d 571, 577 (N.J. 1964). tion o f champerty as /sham-party/. In AmE, how
ever, the word usually has a hard -ch - sound, not
ch a m p e rto r; m a in ta in er; b a rr a to r ; e m an -sh - sound.
b ra ce r. The differences are concisely set forth in C. A djectival Form . The adjective correspond
the following passage: “If a maintainer is one who ing to champerty is champertous. E.g., “For an
stirs up vexatious suits to which he is not a party, agreement to be champertous, the financier must
if a barrator is one who makes a profession of have no [proper] interest in the litigation to be
doing so, if a champertor is one who does so for financed.” U.S. ex rel. Balboa Ins. Co. v. Algernon
pecuniary gain and if an embracer is one who in Blair, Inc., 795 F.2d 404, 409 (5th Cir. 1986).
the course o f such proceedings seeks to influence
or intimidate judge or jury, it must be admitted c h a n c e llo r = (1) in England, the nominal head
that in the minds of the lay public, the chief o f the Court o f Chancery and o f the whole judi
maintainers, barrators, champertors, and em ciary who is also Speaker o f the House o f Lords
bracers of today are the members o f the legal and a member o f the Cabinet—properly called the
profession.” Max Radin, Maintenance by Cham Lord High Chancellor o f Great Britain; (2) in
perty, 24 Calif. L. Rev. 48, 66-67 (1935). The word G.B., the single judge o f the consistory court o f a
champertor is mislabeled obsolete in the OED. diocese; (3) the titular head o f a university; (4)
See ch a m p erty , b a rra try & e m b ra ce ry . in the U.S., a judge in equity, or on any court
denominated “chancery.”
The title is not nearly as exalted in the U.S. as
ch a m p ertou s. See ch a m p e rty (c ). it is in G.B. Here are some examples o f the term’s
use: “Plaintiff finally invokes the rule that find
ch a m p erty . A. A nd maintenance . These words ings o f the chancellor on conflicting evidence will
denote related but distinct offenses. Champerty— not be disturbed unless clearly and palpably
a subspecies of maintenance—is “an illegal pro against the weight o f the evidence.”/ “There is no
ceeding in which a person (often a lawyer) not claim o f fraud or overreaching and the chancellor
naturally concerned in a lawsuit engages to help found that the agreement was not unfair or ineq
the plaintiff or defendant to prosecute it, on condi uitable under the circumstances.” See ch a n c e r y ,
tion that, if it is successful, that person will re K e e p e r o f th e K in g ’s C o n s c ie n c e & L o r d
ceive a share of the property in dispute.” Mainte C h a n ce llo r.
nance is “the action of wrongfully aiding and
abetting litigation; the act o f sustaining a suit or c h a n c e llo r ’s fo o t. John Selden, the 17th-century
litigant by a party who has no interest in the barrister and scholar, said, “Equity is a roguish
proceedings or who acts from an improper mo thing. For law we have a measure, know what to
tive.” trust to: equity is according to the conscience o f
The element o f pecuniary return is absent from him that is Chancellor, and as that is larger or
the notion o f maintenance. Pollock noted in the narrower, so is equity. T is all one as if they
late 19th century that “[ajctions for maintenance should make the standard for the measure, a
are in modern times rare though possible.” Fred Chancellor's foot. What an uncertain measure
erick B. Pollock, The Law o f Torts 211 (1887). The would this be! One Chancellor has a long foot,
same might now be said o f champerty. Contingent another a short foot, a third an indifferent foot;
fees, which fit within the traditional definition o f ’tis the same thing in the Chancellor’s conscience.”
champerty, are now common in the U.S.; they John Selden, Table Talk (1689) (as quoted in
have been excepted from the prohibition o f cham Thomas E. Holland, The Elements o f Jurispru
perty and in most cases are proper under Ameri dence 74 (13th ed. 1924)).
can ethical canons. See co n tin g e n t fee. The phrase has continued to stand for inequita
Misconduct under either name— champerty or ble variability in court rulings. E.g., “[T]he de
maintenance—is more likely to surface today as a fense o f entrapment enunciated in these opinions
defense to a civil action rather than as a criminal was not intended to give the federal judiciary
offense. See Rollin M. Perkins & Ronald N. Boyce, a ‘chancellor's foot' veto over law enforcement
Criminal Law 585 (3d ed. 1982). For an insight practices o f which it did not approve.” U.S. v.
ful discussion of the status of champerty and Russell, 411 U.S. 423, 435 (1973). American
maintenance in American law, see Susan L. courts, alas, have sometimes got the reference
Martin, Syndicated Lawsuits: Illegal Champerty wrong: “Hundreds o f years ago, likewise, equity
Chapter 11 147
ceased to be the measure o f the ‘King’s foot.’ ” Court o f Chancery has jurisdiction over insolvency
U.S. V. Parkinson, 240 F.2d 918, 921 (9th Cir. and receiverships o f corporations.
1956). Equity has three basic senses that are relevant
in comparison to chancery: (1) evenness, fairness,
ch a n ce -m e d le y . One criminal-law text defines justice; (2) the application to particular circum
this quaint legal phrase as “an ordinary fistfight stances o f what seems naturally just and right,
or other nondeadly encounter,” suggesting that it as contrasted with the application o f a legal rule;
would be a loose usage to speak o f a homicide and (3) the body o f principles and rules developed
resulting from a chance-medley. See Rollin M. since medieval times and applied by the Chancel
Perkins & Ronald N. Boyce, Criminal Law 1121 lors o f England and the Courts o f Chancery. Sense
(3d ed. 1982). But ever since it was first used in (1) is the general sense used by nonlawyers and
the 15th century, the phrase has referred primar lawyers alike; sense (2) is the commonest mean
ily to deadly encounters— esp. in the longer ing in legal contexts; and sense (3), in the narrow
phrase manslaughter by chance-medley. A chance- definition given, is historical and generally Brit
medley was excusable as opposed to justifiable ish. Senses (2) and (3) are the senses in which
homicide. See Barry, The Defence o f Provocation, chancery is sometimes used for equity, q.v.
4 Res Judicatae 129, 129 (1949).
There are two views on the etymology o f the c h a n c y is colloquial for uncertain or risky. E.g.,
phrase. One traces the phrase from the Fr. chance “Each party recognizes that it must make some
medlée, meaning “mixed or mingled chance or response to the demands o f the other party, for
casualty.” In this view, medley is a p o s t p o s i t i v e issues left unresolved will be submitted to the
a d j e c t i v e , chance being the noun. As the OED court, a recourse that is always chancy [read that
notes, however, the phrase has been misused by always has r/s&s].”
those who took medley to be the noun and chance
to be an adjective— as if the phrase meant “fortu c h a n n e liz e ; ch a n n e l, v.t. The COD suggests
itous medley.” It does not. But in an alternative some d i f f e r e n t i a t i o n between these terms.
view, chance is in fact an adjective, the original Channel = (1) to form channels in, to groove; or
having been chaude, indicating hot blood. Those (2) to guide. Channelize = to convey (as if) in a
who take this view trace the word from chaude channel; to guide. Channel is the common term,
mêlée ( = a killing in the course o f a spontaneous, to be used unless the connotations suggested by
heated quarrel). In support o f this latter view, the definition o f channelize are peculiarly appro
see J.H. Baker, An Introduction to English Legal priate.
History 601 & n.40 (3d ed. 1990).
ch a n n e h D e d ; ch a n n e l(l)in g . These words take
ch a n ce r y ; eq u ity . Chancery = (1) the office o f one -/- in AmE, two in BrE. See d o u b l i n g o f
the Chancellor; (2) a court o f equity; or (3) equity. F IN A L C O N SO NA N T S.
Sense (1) is most usual in England, primarily as
a historical usage: ‘T h e Chancery, in fact, readily c h a p te r = (1) in G.B., an act o f Parliament,
abandoned any legal topic as soon as the common each o f which is a numbered chapter o f the total
law mended its ways and provided a more ade legislation o f the year; (2) a subdivision o f a legis
quate treatment.” (Eng.) Sense (3) is today almost lative act, comprising a number o f sections; (3)
purely an American extension p rin cip le s o f chan- the dean and clergy o f a cathedral.
cery>. E.g., “The general rule in Virginia is that a
cestui que trust is not bound by a decree rendered C h a p te r 11, in AmE, has become synonymous
against his trustees in a chancery suit to which with corporate reorganization for the purpose o f
he is not a party.”/ “Before probating the second handling debts in a structured way, under the
will it was not necessary to file a bill in chancery protection o f a federal bankruptcy court. The
under the statute to set aside the probate o f the phrase is often used attributively—e.g.: “The pur
former will.” pose o f a Chapter 11 filing is to give a chief
Since the 19th century in AmE, chancery has executive an opportunity to reorganize a finan
also been synonymous with bankruptcy in some cially troubled business by putting its creditors
states. Thus Thoreau wrote about going into on hold. When the money problems have been
chancery, meaning “going bankrupt,” in the mid straightened out and the company restored to
dle o f that century. Such locutions are no doubt health, it emerges from the protection o f the bank
restricted to states in which the state bankruptcy ruptcy courts and picks up where it left off.” John
courts are called chancery courts. Formerly, Taylor, Bankruptcy Was a Disappointment, N.Y.
American legists used bill in equity and bill in Times, 10 Dec. 1989, § 7, at 11.
chancery interchangeably. Today in Delaware, the A common colloquialism nowadays is to go
148 character
Chapter 11: a0 f course, Campeau’s badly over tells the jurors what the law is and explains that,
extended retailing Empire would soon go Chapter if they believe one version o f the facts, they must
11 anyway, throwing thousands out o f work and render their verdict for the plaintiff—but if they
rippling damage through the U.S. economy.” Book believe the other version o f the facts, they must
Note, American Way, Jan. 1992, at 78 (reviewing render their verdict for the defendant. E.g., “The
John Rothchild, Going for Broke (1991)). trial judge, in charging the jury, required no less
than this.” The noun phrase is jury charge ( = the
ch a ra cte r; rep u ta tion . These words are fre judge’s instructions).
quently used in the law o f defamation and o f E. A nd accuse . See a ccu se .
evidence. Very simply, the semantic distinction is
that character is what one is, whereas reputation c h a r g é d ’a ffa ire s. PI. chargés d’affaires. Plural-
is what one is thought by others to be. izing often begets error—e.g.: “Washington is full
o f chargé d’affaires [read chargés d’affaires].” Sid
ch a rg e, n. & v.t. A. In the Sense “ accusation.” ney S. Alderman, The French Language in En
To write that someone has been accused o f a glish and American Law, 7 La. B.J. 33, 37 (1959).
charge is a R ED U N D AN C Y. E.g., “In announcing
Mr. X’s suspension, the [newspaper] management ch a r g e e = (1) the holder o f a charge upon prop
pointed out that ‘Mr. X had neither been accused erty, or of a security over a contract (OED); or
nor convicted o f any charge (read had neither been (2) one charged with a crime. Sense (1), though
charged nor convicted).’ ” (Ex. fr. Wilson Follett, unrecorded in American dictionaries (apart from
Modern American Usage 47 (1966).) See a ccu se . W2), appears more frequently in AmE than in
B. A ctive and Passive Use. In charge o f Nichol BrE. E.g., “I prefer to regard the gift over as a
son writes, may be used both actively and pas charge coupled with an ancillary power o f sale.
sively—e.g.: “The livestock were left in charge o f The objections are that it is not formally such,
the foreman; the foreman was left in charge and that it gives the trustee greater rights than
o f the livestock.” The usual passive wording is a chargee would have.” Boal v. Metropolitan Mu
in the charge o f which prevents any possible seum o f Art, 292 F. 303, 305 (S.D.N.Y. 1923) (per
ambiguities. E.g., “The truck was in charge of L. Hand, J .)./ “[T]he critical distinction between
[read in the charge of] Mack Free, who was in trusts and charges for the purposes o f resolution
structed not to permit any person to ride upon or o f the issues posed in this case is the absence o f
drive it.” To one not accustomed to in charge o f any fiduciary element in the chargee’s duty to
in the passive construction, subject and object ward the beneficiary o f the charge.” Gadekar v.
appear to have been confused, i.e., the sentence Phillips, 375 A.2d 248, 255 (Md. Ct. Spec. App.
seems to say that the truck had control o f or 1977).
authority over Mack Free. One more example: “It Sense (2), which most dictionaries do not record,
had been the practice in Texas to assign a Pull appears infrequently. E.g., “She says that a
man conductor to trains with two or more sleeping charge o f a crime in the vague language o f the
cars, while in trains with only one sleeping car questioned statute does not apprise the chargee
that car was in charge o/*[read in the charge of] a with notice of prohibited conduct . . . .” State v.
porter.” Grinstead, 206 S.E.2d 912, 918 (W. Va. 1974)./
C. TTiaf-phrase Objects. It is permissible to “An indictment performs the office o f advising the
write, “He charged that the prosecutorial miscon chargee o f the charge . . . .” People v. Addison,
duct was of constitutional dimensions,” although 220 N.E.2d 511, 513 (111. App. 1966).
in BrE charge generally takes a simple noun,
either a person or a thing. E.g., “Count one C harta, M agna. See M agna C (h )arta.
charged the defendant that on or about October
27,1969, being an undischarged bankrupt he had ch a r te r e r ; a ffre ig h te r. Both mean “a person to
obtained credit to the extent o f £ 4 5 1 13s. 9d. from whom a vessel is chartered in a charterparty.”
Lloyds Bank Ltd without informing the said bank Charterer is more usual. See the quotation under
that he was then an undischarged bankrupt.” a ffreig h tm en t.
Regina v. Hartley, [1972] 2 Q.B. 1.
Both simple nouns and iAai-phrase objects are ch a r te r p a r ty [fr. L. charta partita or carta par
common in AmE. Here is another example of tita “a writing divided”]. American dictionaries
the latter type: “The complainant further charged spell the phrase as two words (the CDL spells it
that the above-mentioned book was printed by as one), but American and English courts increas
defendant.” ingly make it one. See, e.g., Scrutton on Charter-
D. Charge the jury. When a trial judge charges parties and Bills o f Lading (A. Mocatta et al.
the jury, or gives the jury its charge, the judge eds., 18th ed. 1974) (an English work). O f course,
cheat 149
“[dictionaries lag behind linguistic realities,” Se the intangible is chattelized in a document, the
curity Center, Ltd. v. First Nat'l Sec. Ctrs., 750 analogies to property predominate.” Eugene F.
F.2d 1295,1298 n.4 (5th Cir. 1985); no doubt most Scoles & Peter May, Conflict o f Laws § 19.27, at
dictionaries will soon correctly list charterparty 758 (1982). See ch a ttels.
as a single word.
Charter should be avoided as an elliptical form ch a tte l m o rtg a g e ; c o n d itio n a l sales c o n tra ct.
o f charterparty, because charter has so many
The distinction between these two concepts is
other meanings that using it in this way may give
important when a buyer o f goods cannot pay the
rise to uncertainties, even if it may sometimes
entire purchase price at once. In such cases, the
be unambiguous. The tendency to use charter is
buyer makes a down payment, and the rest of
understandable if we view charterparty as two
the purchase price is payable in installments.
words; the solution is to spell it as one.
Under a chattel mortgage, the seller transfers title
to the buyer, who gives the seller a mortgage to
c h a r y ( = cautious), a f o r m a l w o r d close in
secure the unpaid balance. Under a conditional
meaning to wary, is a favorite word o f some sales contract, the buyer takes delivery, but the
judges. “We have been extremely chary about title remains in the seller until the entire pur
extending the ‘commercial speech’ doctrine be chase price is paid. The latter method, naturally,
yond this narrowly circumscribed category.” The is more common in installment sales, which usu
word sometimes implies “sparing, ungenerous” ally involve adhesion contracts. See m ortga g e.
<chary o f praise>. In the context o f real property, a conditional
sales contract is often called a contract for deed.
ch aser. See law yers, derogatory nam es for
(A).
ch a tte ls is commonly defined as “personal prop
ch asm is pronounced Ikaz-dml. erty,” but this definition misleads. The proper
definition is “any property other than freehold
c h a s t e ( = pure from unlawful sexual intercourse;
land”; a leasehold interest in land, having charac
virtuous, continent) is a word that applies to men teristics o f both real and personal property, is
and women alike. Unfortunately, however, a bias termed a chattel real. E.g., “American courts have
pervades its usual applications so that it almost been much more liberal than the courts o f En
always refers to women and girls. E.g., “One view gland in recognizing future interests in chattels
is that a fallen woman who has fully reformed real."
is chaste, while another is that chastity before Tangible goods or intangible rights, as in pa
marriage means physical virginity— a woman can tents, stocks, or shares, are termed chattels per
be seduced only once. There is nothing unchaste sonal. E.g., “Chattels personal may be consumable
about marital intercourse and hence, under either or nonconsumable, tangible or intangible.” The
view, a widow or divorcee may be an unmarried distinction is best observed fastidiously; neverthe
female o f previously-c/iasie character.” Rollin M. less, this terminology is falling into disuse. Chat
Perkins & Ronald N. Boyce, Criminal Law 4 6 3 - tel personal = chose, q.v.
64 (3d ed. 1982).
c h e a t = a common-law misdemeanor involving
c h a ste n ; These words are close in
c h a stise . a swindle perpetrated by means o f a false token.
meaning, but distinct. Chasten = to discipline, This wrong—which thrived from the 17th to the
punish, or subdue. Chastise = to punish, thrash. 19th centuries— falls today under the rubric o f
In the U.S., chastise has also the dialectal sense false pretenses, q.v.
“to castigate, criticize.” The origin o f the word cheat is interesting. It
Chastise is so spelled; chastize, an incorrect derives from escheat, q.v. In the Middle Ages, the
spelling, is not uncommon. See - i z e (B). escheator was an officer who assessed the value
o f an escheat—that is, property reverting to the
( = to treat as a chattel) began as a
c h a t t e liz e public treasury upon the death o f the King’s
nonlegal word in the 19th century to describe tenant-in-chief for lack o f an heir. So corrupt and
human degradation, as in the phrase chattelized greedy were the escheators, however, that, by the
humanity. The word has since migrated into legal 15th century, the modern sense o f cheat and
contexts, as here: “This would plainly be true as cheater had developed. Meanwhile, a century
to ordinary chattels, and ‘chattelized' property later, thieves began to refer to their stolen goods
like securities should go by the same rule.” Boston as cheat, as if the goods were escheated or confis
Safe Deposit & Trust Co. v. Paris, 447 N.E.2d cated. These two uses o f the word coalesced into
1268, 1271 n.3 (Mass. App. Ct. 1983)./ “[W]hen the m odem sense.
150 cheatee
Marshall, Taney, Chase and White. Fuller was commis denotes one who has not reached 17—i.e., either
sioned as “Chief Justice of the United States.” The Consti
a child (as defined above) or a young person
tution mentions the office of Chief Justice only once; in
Article One, Section three, relative to impeachments in
(meaning someone who has reached 14 but is not
which it is provided—“When the President of the United yet 17).
States is tried, the Chief Justice shall preside.” The Judi While minor (like infant) covers all these cate
ciary Act of Sept. 24, 1789, provided that the Supreme gories in most English-speaking jurisdictions,
Court “shall consist of a chief justice and five associate that is not so in Scotland, where minor has a
justices.” The Act of July 13, 1866, c. 210, for the first
more restrictive sense. In Scots law, minors are
time officially used the term “Chief Justice of the United
States” providing that “thereafter the Supreme Court
those 16 to 18 years old. Younger persons are
shall consist of a Chief Justice of the United States and called pupils. Scots lawyers typically use the word
six associate justices.” The Act of April 10, 1869, c. 22, nonage to denote the status o f pupils and minors.
provided that the Court shall “hereafter consist of the Only lawyers could construct a system in which
Chief Justice of the United States and eight associate an infant can be older than child. See a g e o f
justices.” The Revised Statutes, Section 673, and the Act ca p a c ity , in fa n t, in fa n cy , m in o rity & n o n a g e .
of March 3, 1911, c. 231, codifying the laws relating to
the judiciary, Section 215, refer to “a Chief Justice of the
United States.” On the other hand, the statutes relating c h ild lik e ; ch ild ish . Childlike connotes simplic
to the salaries of the Court, viz.: the Act of March 3,1873, ity, innocence, and truthfulness. Childish con
c. 226, the Act of Feb. 12, 1902, c. 547, and the Act of notes puerility, peevishness, and silliness.
March 3, 1911, c. 231, Section 218, all refer to “the Chief
Justice of the Supreme Court of the United States.” New ch ild -k id n a p . See k id n a p p in g (b ).
England Historical and Genealogical Register (1895),
XLIX, 275.
Charles Warren, The Supreme Court in ch ild -sla y in g . See in fa n ticid e .
United States History 11-12 n.2 (rev. ed. 1928).
ch ild -ste a lin g . See a b d u c tio n & k id n a p p in g
Both popular and legal writers use variations on (B ).
the title— e.g.: “[T]he chief justice o f the United
States Supreme Court [capitalize Chief Justice], ch ill ( = to inhibit, discourage <to chill a person's
Mr. Rehnquist, has said that no rational person rights>) is now a common term in American legal
could equate a request for aid o f counsel with a j a r g o n . The standard phrase is chilling effect—
guilty mind.” J. Gary Trichter, The Civil Law and e.g.: “The majority held that the waiting-period
DWI, 50 Tex. B.J. 1093, 1096 (1987)./ uThe Chief requirement is unconstitutional because it has a
Justice o f the Supreme Court o f the United States, chilling effect on the right to travel.”
several years ago, was elucidating in the course The origin o f this usage lies in the word's figu
o f the Court's opinion a little point o f law.” Fred rative sense, recorded by both the OED and W3,
Rodell, Woe Unto You, Lawyers! 119 (1939; repr. “to affect as with cold; to check, depress, or lower
1980). (warmth, ardour, etc.); to damp, deject, dispirit”
{OED). All the examples quoted in the OED to
C h ie f J u stice s h ip ; C h iefsh ip . The former is illustrate this sense involve the chilling of some
more common, but the latter is admirably suc thing, usually an emotion, that is figuratively
cinct: “But both Wilson, who had literally applied warm (enthusiasm, courage, admiration, zeal,
for the Chiefship, and Rutledge, whose friends etc.).
had campaigned for him, were named Associate American lawyers have extended chill by
Justices.” Fred Rodell, Nine Men 47 (1955). applying it to rights and freedoms, to the exercise
o f rights and freedoms, and even to the persons
c h ild en ventre sa m ere . See en ventre sa exercising them. E.g., “The opinions emphasized
m ere . that such thoughtlessly broad statutes affected
not only the immediate litigants but the atmo
c h ild ( o f te n d e r age o r y e a rs); y o u n g p e rs o n ; sphere o f freedom generally, because they may
ju v e n ile ; m in o r; p u p il. In American law, a child ‘chill that free play o f the spirit which all teachers
o f tender age or years has generally not reached ought especially to cultivate and practice.'” Rob
his or her 14th birthday. In English law, child ert G. McCloskey, The American Supreme Court
itself usually means one who is not yet 14, though 204 (1960)./ “Courts have said that the danger
some English lawyers, up to the mid-20th cen that the mere pendency o f the action will chill
tury, used child to refer to someone under 21. the exercise o f First Amendment rights requires
In most American states, a juvenile— a 20th- more specific allegations than would otherwise be
century statutory word—is one who has not required.”
reached the age o f 18. See Juvenile Delinquency The basic phrase chilling effect is sometimes
Act, 18 U.S.C. § 5031 (1988). In England, juvenile jargonistically elaborated: “The purpose o f this
152 chimera
limitation is to prevent juries from giving exces c h it [fr. Anglo-Indian chitty letter, note certificate
sive awards, and thereby imposing a pecuniary (c. 1673), borrowed from Hindi chitthl] = (1) a
chill factor on the media.” (See SET PHRASES.) signed voucher for money received or owed, usu.
Now used indiscriminately, chill(ing) and chilling for food, drink, etc.; or (2) a slip o f paper with
effect have become legal CLICHÉS. writing on it. Both meanings are common. Sense
(1): “After each meal the Club member is pre
ch im era . PI. -as. sented with a chit upon which he subscribes his
name. All chits signed during a month are con
solidated and monthly statements are rendered
C h in ese W all = a screening mechanism that
. . . .” Baltimore Country Club, Inc. v. Comptrol
protects client confidences by preventing one or
ler o f Treasury, 321 A.2d 308, 310 (Md. 1974)./
more lawyers within an organization from partici
Sense (2): “[S]he was to make memoranda inci
pating in any matter involving that client. A prin
dent to her acts o f prostitution, and . . . [w]ould
cipal purpose o f this mechanism is to allow a
transcribe thereon the amount o f money collected
lawyer to move to a new law firm without the
from each customer, the time at which she started
fear of vicariously disqualifying that firm from
and finished each transaction, along with her pro
representing certain clients. Typically, the proce
fessional identification as T a m / These chits . . .
dures used in erecting a Chinese Wall include
were placed . . . in a bag . . . .” Schweinefuss v.
prohibiting the lawyer in question from any con
Commonwealth, 395 S.W.2d 370, 373 (Ky. 1965).
tact with the case— no access to files, no share in
any fees derived from the case, and sometimes
c h o a te . Holmes wrote Pollock in 1878 that he
even sequestration from those handling the case.
had read in a legal text from California that “the
See M. Peter Moser, Chinese Walls: A Means
wife on marriage acquires an inchoate right o f
o f Avoiding Law Firm Disqualification When a
dower which by the death o f her husband becomes
Personally Disqualified Lawyer Joins the Firm , 3
choate.” Holmes-Pollock Letters 11 (Howe ed., 2d
Geo. J. Legal Ethics 399, 400 (1990).
ed. 1961). Choate, a BACK -FO R M ATIO N from incho
The metaphor derives, o f course, from the Great
ate, is a misbegotten word, for the prefix in incho
Wall o f China—not from any ethnic bias. Even
ate is intensive and not negative. (See E N - &
so, some lawyers worry that the phrase might be
n e g a t iv e s ( b ).) The word derives from the Latin
understood in a derogatory sense; those who do
verb inchoare “to hitch with; to begin.” Yet, be
tend to use a phrase such as ethical wall.
cause it was misunderstood as being a negative
In conflict-of-interest cases, the phrase dates
(meaning “incomplete”), someone invented a posi
from about 1977. But earlier references appear in
tive form for it, namely choate (meaning “com
other legal contexts to evoke the idea o f artificial
plete”).
insularity. E.g., “[S]ome o f them had said the
In AmE, the word has become more or less
Corn Products Refining Company had built a Chi
standard in the phrase choate lien, corresponding
nese wall against competitors and kept them in
to inchoate lien. Justice Minton used the word in
chains.” U.S. v. Corn Prods. Refining Co., 234 F.
U.S. v. City o f New Britain, 347 U.S. 81,84 (1954):
964, 979 (S.D.N.Y. 1916) (per L. Hand, J.)./ “But
“The liens may also be perfected in the sense that
we do not think that the state may erect a Chinese
there is nothing more to be done to have a choate
Wall around itself by adopting regulations . . . .”
lien—when the identity o f the lienor, the property
Barnwell Bros., Inc. v. South Carolina State High
subject to the lien, and the amount o f the lien are
way Dep’t, 17 F. Supp. 803, 815 (E.D.S.C. 1937).
established.” The three requirements mentioned
Today, however, the phrase almost invariably
in that quotation make up what has come to be
concerns legal ethics or complex financial transac
known in the U.S. as the choateness doctrine,
tions.
which means that “where a security interest aris
The phrase is sometimes written Chinese wall,
ing under state law . . . comes into conflict with
but today the second word is usually capitalized.
a federal tax lien, the state law security interest
‘attaches’ only when it becomes choate.” J.D.
C h ip Sm ith ch a rg e. See d yn a m ite ch a rg e . Court, Inc. v. United States, 712 F.2d 258, 261
(7th Cir. 1983).
ch iro g ra p h = (1) a written deed, subscribed and Although the word is etymologically misbegot
witnessed; (2) such a deed in two parts, written ten, it is now fairly well ensconced in the legal
head to head, divided by the word “chirographum” vocabulary. It has supplied a name for a fairly
in capitals, and the two parts separated by an arcane legal doctrine, which is unlikely to be
indented line through the word “chirographum,” renamed. Choate is recognized in legal literature
each party retaining one part. See p a rty o f th e as “an illegitimate back formation” (William T.
first p art. Plumb, Federal Liens and Priorities, 77 Yale L.J.
-CIDE 153
228, 230 (1967), but it is used even by those who ch u se , an archaic spelling o f choose, appears in
deprecate its origins. Article I, Section 2 o f the U.S. Constitution, and
Pollock heard o f the word from Holmes, but indeed throughout the document. The archaic
otherwise the choate is virtually unknown in G.B. spelling was commonly used in British opinions
See in ch o a te . o f the period: w[S]he did not chuse to expose her
self to contempt again. The action then is to de
c h o ic e o f la w ; c h o ic e o f ju r is d ic tio n . These pend entirely on the nerves o f the actress; if she
terms, used in conflicts o f law, are occasionally chuses to appear on the stage again, no action can
confused. Choice o f law = the question o f which be maintained . . . .” Ashley v. Harrison, (1793)
jurisdiction’s law applies. Choice o f jurisdiction = Peake 256, 258 (K.B.) (spelling modernized at 170
the choice o f the country that should exercise Eng. Rep. 148, 149).
jurisdiction over a case. When either phrase is
used attributively as a p h r a s a l a d j e c t iv e , it ch u tz p a h /huut-spd/ is a curious word, having
should be hyphenated <Delaware’s choice-of-law both positive and negative connotations in AmE.
rules>. See c o n flic t o f law s. On the one hand, it is said:
Alan Dershowitz, the white knight of religious correct
c h o r e o g r a p h and orchestrate, q.v., have become ness, should have been a tad more judicious in his choice
CLICHÉS when used figuratively. In the most je of a title for his book Chutzpah. Leo Rosten’s book Hooray
june m odem language, careers are choreographed for Yiddish! defines chutzpah as aultra-brazenness,
and events are orchestrated. See v o g u e w o r d s . shamelessness, hard-to-believe effrontery, presumption or
gair—traits that many Jews and Gentiles would hardly
classify as desirable.
ch o se , n., is a Law French word meaning literally
Letter of Chloe Ross, New York,
“a thing.” In modem legal writing, chose = chattel 16 Dec. 1991, at 6.
personal, q.v. E.g., “There were four reasons why
equity could not simply allow the assignee o f a On the other hand— and perhaps this says some
legal chose to sue the debtor in the Court o f thing about American culture— many consider
Chancery.” G.H. Treitel, The Law o f Contract 578 chutzpah something desirable. W10 defines it first
(8th ed. 1991). as “supreme self-confidence,” but then unnerves
Traditionally, choses are o f two kinds. Choses us with “nerve, gall.” The word sits uneasily on
in possession are tangible goods capable o f being the fence that divides praise and scorn.
actually possessed and enjoyed (e.g., books and
clothes); choses in action are rights that can be -CIDE. This suffix denotes either the act o f slaying
enforced by legal action (e.g., debts or causes o f [fr. L. -cidium “cutting, killing”] or one who slays
action in tort). E.g., “If the chose in action is [fr. L. -clda “cutter, killer”]. Thus fratricide is
not embodied in a writing or evidenced thereby, either the killing o f one’s brother or someone who
delivery must be by a written assignment.”/ “No kills his or her brother. The more common words
particular formalities are required for a gift o f a ending in this suffix are these:
chose in action not represented by a so-called
homicide = the act o f killing a person
indispensable account.” The phrase chose in ac
= the killer o f another person
tion is sometimes anglicized thing in action. Cf.
infanticide = the act o f killing a newborn
ch a ttels.
= one who kills a newborn
matricide = the act o f killing one’s mother
chose ju g é e = a matter already settled, and
= the killer o f one’s own mother
therefore not open to further consideration. This
parricide = the act o f killing one’s father
phrase is an unnecessary French equivalent o f
= the killer o f one’s own father
res judicata, q.v. patricide See the entry at p a r r ic id e .
regicide = the act o f killing the king or
C h ristia n n am e; C hristian n am e. The phrase
queen
refers, o f course, to one’s forename or given name,
= the killer o f the king or queen
as opposed to the surname, q.v. The first word is
suicide = the act o f killing oneself
usu. capitalized—though Chief Justice Charles
= one who kills oneself
Evans Hughes made it lowercase in George A.
Ohl & Co. v. Smith Iron Works, 288 U.S. 170,177 Though a few others, such as fratricide and
(1933). sororicide, are generally known, we also have
many less common words ending in -cide. For
ch ry sa lis. PI. chrysalides. example, famicide ( = the destroyer o f someone’s
reputation) was once used as a synonym for slan
c h u r c h law . See ca n o n law . derer. Prolicide ( = the act o f killing offspring
154 C.I.F.
either before or soon after birth) is broad enough having itinerant courts, similar in some ways to
to subsume both feticide (see a b o r tio n ) and in the Curia Regis o f early common law. State and
fanticide. The coinages with this suffix, naturally, federal judges in the U.S. commonly rode circuit
are no more sex-neutral than in any other cor or went on circuit through the beginning o f the
ner o f the language: the OED records uxoricide 20th century. Various idioms have emerged from
(= the slayer o f one's wife), but mariticide ( = the the practice— e.g.: “In contrast to the system in
slayer o f one's husband) is not recorded: it England, where judges went on circuit, most
can only be deduced from the adjective mariti- courts in the United States came to be perma
cidal (= o f or relating to one who murders her nently and locally fixed." René A. Wormser, The
husband). Story o f the Law 427 (1962)7 “For English judges,
Scientists have developed algicides, fungicides, [having judgments given in Welsh] can hardly
germicides, and insecticides (known also as pesti have added to the attractions o f going circuit in
cides, though this word can be used more broadly Wales . . . .” R.E. Megarry, A Second Miscellany-
than insecticides). at-Law 169 (1973)./ “[W]hile the justices o f the
To disinfect their combs and other utensils, Supreme Court were not relieved directly o f the
American barbers commonly use a trademarked burden o f circuit riding, the pressure o f their
product ominously called “Barbicide.” Hence this other duties was such that increasingly the cir
suffix, like -EE, is perhaps losing its literal force. cuit court was held by a single district judge."
Naturally, wags have seized on this suffix for Charles A. Wright, The Law o f Federal Courts 38
jocular purposes to make such words as suitorcide (4th ed. 1983). For an interesting account o f an
(a nonce-word meaning “fatal to suitors") and English judge on circuit, see Frank Douglas
prenticecide ( = the killing o f an apprentice). Jus MacKinnon, On Circuit: 1924-1937 (1941).
tice Holmes’s father, the poet Oliver Wendell Lawyers, too, frequently rode circuit: “One o f
Holmes, invented a word that some dictionaries [Abraham Lincoln’s] nominees was David Davis,
label jocular. Perhaps, however, this word ought a friend from Lincoln’s days as a circuit-riding
to be taken seriously: verbicide—“that is,” Holmes lawyer in Illinois." Donald Dale Jackson, Judges
wrote, “violent treatment o f a word with fatal 333 (1974).
results to its legitimate meaning, which is its
life." Both “[hjomicide and verbicide . . . are alike c ir c u m lo c u tio n is roundabout speech or lan
forbidden." Oliver W. Holmes [Sr.], An Autocrat guage, or using many words where one or two
at the Breakfast-Table 10 (1859). One mission o f would suffice. It is not the nominal form corres
this dictionary is to prevent verbicide in the legal ponding to circuitous, which means “winding,
context. tortuous, anfractuous"—the noun for circuitous
For entries related to this one, see m u rd e r being circuity, and the adjective corresponding
( a ) & p a rricid e . to circumlocution being circumlocutory.
the trust was created has become impossible o f ones are these: Mary Miles Prince, Bieber’s Dic
accomplishment and has been terminated.” tionary o f Legal Citations (3d ed. 1988); C.E.
Fowler wrote that the insistence on in the circum Good, Citing and Typing the Law: A Course on
stances as the only right form is “puerile.” Legal Citation and Style (3d ed. 1992). For identi
fying obscure citations, esp. in historical materi
circu m s ta n tia l e v id e n c e ; in d ir e c t e v id e n c e . als, Marion D. Powers’s Legal Citation Directory
The former is the more common phrase in both (1971) is useful.
AmE and BrE for evidence from which the fact For British form, there are no up-to-date coun
finder may infer the existence o f a fact in issue, terparts to the Bluebook ; for the nearest equiva
but which does not directly prove the existence o f lent, see Manual o f Legal Citations (1959) (in two
the fact. E.g., “Susman told the jurors his case was parts); Sweet & Maxwell, Guide to Law Reports
going to involve mainly circumstantial evidence, a and Statutes (4th ed. 1962); Donald Raistrick,
perfectly acceptable way for him to prove his Index to Legal Citations and Abbreviations (1981).
case.” John A. Jenkins, The Litigators 279 (1989). For Canadian legal writers, the Canadian Guide
See d ir e c t e v id e n ce . to Uniform Legal Citation (2d ed. 1988) and Chin-
Shin Tang’s Guide to Legal Citation and Sources
circu m v e n t; u n d erm in e . Circumvent may o f Citation Aid: A Canadian Perspective (2d ed.
mean “to undermine”— e.g.: “Resort to judicial in 1988) are serviceable guides.
junction to circumvent the decision o f Board 2901 A few points not within the purview o f those
would subvert the purpose o f the Railway Labor works merit our attention here, the most im
Act.” But circumvent is connotatively a somewhat portant being the last.
more neutral word than undermine. See o b v ia te . A. B eginning Sentences w ith Citations. It is
stylistically poor to begin a sentence with a cita
c ita tio n = (1) an official summons directing a tion— e.g.: “26 U.S.C. § 7213 provides that it is
person to appear before a court; or (2) an oral or unlawful for any officer or employee o f the United
written reference to a legal authority, usu. a case States to willfully disclose to any person . . . tax
or statute. The term is used primarily in Ameri returns or return information.” A better method
can and Scottish courts, as opposed to the English is to state the proposition and to place the citation
courts. at the sentence’s end.
Perhaps that explains why the English authori B. M id-Sentence Citations. The legal writer’s
ties cannot agree about to whom a citation in general preference should be not to cite cases in
sense (1) must be directed. Several say that it mid-sentence, for it is distracting to the reader,
must go to a nonparty. See OCL; W.A. Jowitt, especially if that citation is longer than fifteen or
The Dictionary o f English Law 376 (2d ed. 1959); so characters (as an appeals court case that was
Roger Bird, Oshorn*s Concise Law Dictionary denied certiorari). Only occasionally does it seem
73 (7th ed. 1983). Another authority o f repute, appropriate—e.g.: “Our holding in Harrington v.
however, defines the word as “a summons to a Bush, 553 F.2d 190 (D.C. Cir. 1977), requires us
party to appear.” E.R. Hardy Ivamy, Mozley & to reject Senator Helms’s arguments and to deny
Whiteley*s Law Dictionary 80 (10th ed. 1988). Still him standing.”
others define the word as broadly as it is in Courts formerly tried setting off these mid
AmE— so that it may be directed either to parties sentence citations in parentheses, but the results
or to nonparties. See CDL; P.H. Collin, English are little better than any other mid-sentence cita
Law Dictionary 44 (1986); Gavin McFarlane, The tions, and doing so does not conform to the general
Layman*s Dictionary o f English Law 46 (1984). rules o f legal citation. Here is an egregious ex
Because usage varies, the narrower definitions ample:
are really too narrow to describe BrE accurately.
The doctrine of incorporation by reference, even if applica
C it a t io n of C a s e s . The standard work in the ble at all where an intent to incorporate in the usual
sense is negatived (In re Estate o f York, 95 N.H. 435, 437,
field is The Bluehook: A Uniform System o f Cita 65 A.2d 282, 8 A.L.R.2d 611; Lauritzen, Can a Revocable
tion (15th ed. 1991). It has weathered recent com Trust Be Incorporated by Reference, 45 111. L. Rev. 583,
petition from The Maroonhook (1989) better than 600; Polasky, “Pourover” Wills and the Statutory Blessing,
might be expected, esp. since every new edition 98 Trusts & Estates 949, 954-955; compare Old Colony
o f the Bluebook seems much longer than the pre Trust Co. v. Cleveland, 291 Mass. 380, 196 N.E. 920;
Bolles v. Toledo Trust Co., 144 Ohio St. 195, 58 N.E.2d
vious one. Still, it provides reliable guidance on
381, 157 A.L.R. 1164; Restatement [2d]: Trusts, § 54,
hundreds o f tricky citational problems, and the comments e-j, 1), could not import the nonexistent
editors have tried to make it easy to use. amendment.
American writers have produced a number o f Second Bank-State Street Trust Co. v. Pinion,
ancillary aids for citing cases. Among the useful 170 N.E.2d 350, 352 (Mass. 1960).
156 citator
C. Incidental Use of Case Names. See CASE . . . Smith v. State, 180 S.W.2d 622, 625 (Tex.
REFERENCES. Crim. App. 1944). See o b j e c t -s h u f f l i n g .
D. Citations in Text. Only the hardiest o f styl A related problem is using cite as an intransi
ists will own up to this difficult fact: in many tive rather than as a transitive verb— that is,
types of legal writing—in briefs and memos, for saying that the writer is citing to a case rather
example—the only sensible place for citations is than citing a case. This looseness results perhaps
in footnotes. Putting them in the body clutters the from the noun form, citation to, as in: “Citations
text, slows the reader, and hampers the writer’s to both the U.S. Reports and the Supreme Court
ability to construct a coherent paragraph. Few Reporter are included for ease o f research.”
writing reforms would benefit the legal world B. A nd quote, Lawyers commonly differentiate
more than adopting the following rules: (1) put between these words. To cite an authority is to
all citations in footnotes; and (2) ban footnotes for give its substance and to indicate where it can be
all purposes other than providing citations. found. To quote is to repeat someone else’s exact
words and to enclose them in quotation marks.
c i t a t o r , n., refers, in l e g a l e s e , not to a person, In legal writing, citations routinely follow quota
but to a book that helps lawyers determine the tions.
treatment o f cases by courts subsequently consid
ering them— whether on appeal or as precedents. citiz e n . A. A nd resident. With U.S. citizens, the
By a system o f code signs, citators show whether terms citizen and resident are generally viewed
the later cases overrule, follow, limit, or distin as being interchangeable in reference to state
guish a given case. Now that much o f this infor residency or citizenship. See Charles A. Wright,
mation has been converted to electronic formats, The Law o f Federal Courts 243-44 (4th ed. 1983)
citators have become somewhat outmoded. (noting that at least two circuit courts have held
otherwise— that the terms are related but “not
c i t e , n. Using cite as a noun— in place o f cita necessarily one and the same thing”).
tion—is a casualism. Some excellent legal writers The words are not interchangeable when other
have used it in this way—e.g.: “[T]he see's and political entities (e.g., cities) are the frame o f
cfs. far outnumber the points that rest on a simple reference, for citizen implies political allegiance
cite.” Karl Llewellyn, The Common Law Tradi and a corresponding protection by the state,
tion: Deciding Appeals 491 (1960)./ “String cites whereas resident denotes merely that one lives in
are out o f style among academic lawyers; for a certain place. E.g., “Plaintiff, a citizen o f the
some legal theorists, reading cases is out o f State o f Washington, seeks a declaratory judg
style.” Douglas Laycock, The Death o f the Irrep ment pursuant to 28 U.S.C. § 400.” (He is a citizen
arable Injury Rule viii (1991). Even so, in certain o f Washington merely by virtue o f being a U.S.
phrases, such as cite omitted, the shorter form citizen and residing in that state; yet he would be
looks very lax. See, e.g., U.S. v. David, 662 F. able to avail himself o f the protections o f state
Supp. 244, 245 (N.D. Ga. 1987) (twice using cite law—hence citizen is appropriate.) It is possible
omitted). Cf. q u o t e . to be a citizen o f the United States while being
neither a citizen nor a resident o f any particular
cite, v.t. A. General Senses and Use. Cite, v.t. state.
= (1) to commend <the mayor cited him for his A corporation is not a citizen o f any state—
commendable pro bono work>; (2) to adduce as though it is treated as if it were for jurisdictional
precedent or as binding law ccounsel then cited purposes. See Charles A. Wright, The Law of
the appropriate statutory provisions or (3) to Federal Courts 449 (4th ed. 1983).
summon before a court o f law <he was cited for With foreign citizens, the distinction between
contempt>. resident and citizen becomes acute, inasmuch as
In sense (2), the object o f cite should be the an alien remains a citizen o f a foreign country but
precedent or statute cited, not the person to whom may be a resident o f a state. For purposes o f
it is cited. The following loose usage is not uncom American diversity jurisdiction in federal courts,
mon in AmE: “A law dictionary such as this, . . . the alien’s citizenship, rather than residency,
which cites the reader to leading treatises [read controls, under the principle first laid down in
cites leading treatises] such as Wigmore on Evi Breedlove v. Nicolet, 32 U.S. (7 Pet.) 413, 431-32
dence, . . . can easily instill the suspicion in a (1833). See c itiz e n sh ip & d o m icil(e ).
diligent patron o f law that he has the makings of B. A nd subject. Subject ( = a person subject to
an advocate.” E.J. Bander, Dictionary o f Selected political rule; any member o f a state except the
Legal Terms and Maxims v (2d ed. 1979)./ “We sovereign [COD]) is not merely the BrE equiva
are cited to the case o f [read We are asked to lent o f the American citizen. A citizen is a person
consider or The defense cites] Lovelady v. State from a country in which sovereignty is believed
civil disobedience 157
or supposed to belong to the collective body o f David B. Saxe, An Afternoon in a City Part, 17
the people, whereas a subject is one who owes Litigation 1, 1 (Winter 1991).
allegiance to a sovereign monarch.
c iv ic righ ts. See c iv il righ ts.
Both are acceptable plurals
c it iz e n r y ; c itiz e n s .
o f citizen, -s being the more general. Two aspects c iv il a ctio n . In so-called code states, this phrase
o f citizenry distinguish it: first, it is a C OLLEC TIVE replaced action at law and suit in equity upon the
n o u n (although it frequently takes a plural verb), merger o f law and equity in American courts. See
emphasizing the mass or body o f citizens; and sec 1 G.W. Field, Field’s Lawyers* Briefs 1 (1884).
ond, citizenry is, as W2 notes, frequently used by Rule 2 o f the Federal Rules o f Civil Procedure
way o f contrast to soldiery, officialdom, or the in (1938) established the civil action as the “one
telligentsia. Here it is opposed to one part o f offi form o f action” in federal courts in the U.S.
cialdom (some might say intelligentsia): “The writ
ten Constitution lies at the core o f the American C iv il C o d e. See N a p o le o n ic C o d e.
‘civil religion’; not only judges but also the citizenry
at large habitually invoke the Constitution.” a l o a n t r a n s l a t i o n o f mors civilis,
c iv il d e a th ,
was formerly opposed to natural death. At com
c i t i z e n ’s a r r e s t ; p r i v a t e a r r e s t . The former mon law, a person who (1) was banished or out
phrase is current in both AmE and BrE. The lawed, (2) was attainted o f felony, or (3) had
latter phrase is a primarily British variant. entered a monastery, was said to have suffered a
civil death: “In one large department o f law the
d o m i c i l e ; r e s i d e n c e . “For pur
c itiz e n s h ip ;
fiction [of civil death] is elegantly maintained. A
poses o f federal diversity jurisdiction, citizenship monk or nun can not acquire or have any proprie
and domicile are synonymous.” Hendry u. Mason tary rights. When a man becomes ‘professed in
ite Corp., 455 F.2d 955, 955 (5th Cir. 1972). For religion,’ his heir at once inherits from him any
other purposes, however, the words are quite dif land that he has, and, if he has made a will, it
ferent. Citizenship denotes the status o f being a takes effect at once as though he were naturally
citizen, with its attendant rights and privileges. dead.” 1 Frederick B. Pollock & Frederic W. Mait
In other words, citizenship “carries with it the land, History o f English Law 434 (2d ed. 1899).
idea o f identification with the state and a partici Now obsolete in England, this f i c t i o n is still
pation in its functions. As a citizen, one sustains applied in some American states in reference to
social, political, and moral obligation to the state prisoners. One commentator argues convincingly
and possesses social and political rights under the that the fiction is unnecessary and confusing in
Constitution and laws thereof.” Baker v. Keck, 13 the m odem world:
F. Supp. 486, 487 (E.D. 111. 1936). See c i t i z e n For the sake of preserving the fiction of civil death, which
(A ). satisfied the logic and rules of an earlier day, words are
Domicile = residency at a particular place ac robbed of all ordinary meaning, yet nothing of technical
sharpness results. As it is now, the rules that govern the
companied with positive or presumptive proof
civil rights of prisoners must still be spelled out in statute
that the person intends to remain there for an
and case law. In the confusion over the metaphysics of
unlimited time. Mitchell v. U.S., 88 U.S. (21 Wall.) civil death even earnest men find themselves wandering.
350, 352 (1874). Much simpler to drop the whole civil death business.
Residence is, for legal purposes, usable in place David Mellinkoff, The Language o f the Law 328 (1963).
o f domicile, but is broader, inasmuch as in one
The antonym, natural life, q.v., is a legal AR C H A
sense it is a f o r m a l w o r d for “house, home.” See
ISM that lives with us still, although its usefulness
d o m ic il(e ) & r e s id e n c e .
too is largely gone.
c it iz e n s h ip , d i v e r s i t y o f. See d iv e r s it y .
c iv il d is o b e d ie n c e (= the refusal to obey laws
as part o f a political protest) originated in Henry
c ity la w y e r . See law yers, derogatory nam es David Thoreau’s retitled essay o f that name
FOR (A). (1866), in which he wrote: “Under a government
which imprisons any unjustly, the true place for a
c i t y p a r t = (in the language o f New York state just man is also a prison.” The idea behind civil
courts) a trial court created to hear trip-and-fall disobedience was refined by Gandhi and Martin
and other personal-injury claims against the City Luther King, Jr. The latter wrote: “I submit that
o f New York. The proliferation o f such suits an individual who breaks a law that conscience
prompted the creation o f a special division com tells him is unjust, and who willingly accepts the
posed o f various “parts” to dispose o f them. See penalty o f imprisonment in order to arouse the
158 civilian
conscience o f the community over its injustice, has <the civil law o f Louisiana>. See ph rasal ad jec
in reality the highest respect for the law.” Martin t iv e s (A).
Luther King, Jr., Why We Can't Wait 86 (1964).
c iv il-la w m e th o d ; ca n o n -la w m e th o d . These
civ ilia n , n., = a lawyer in a civil-law, as opposed refer to methods o f determining degrees o f blood
to common-law, jurisdiction. As an adj., civilian relationship. Under the civil-law method, com
= civil-law. In the three sentences that follow, monly used in the U.S., you ascertain how closely
the first two uses o f the word exemplify the noun, related a person is to a decedent by counting up
the last two the adjective. “ ‘Jura realia’ and ‘per or back from the decedent to the nearest ancestor
sonalia’ are expressions occasionally used by mod who is common to both the decedent and the
em civilians as adjectival forms o f ‘jura in rem’ relative in question. Then you count down from
and ‘in personam.’ ”/ “Albert Tate, Jr., a civilian the ancestor to the relative in question, counting
scholar, then an intermediate appellate court one degree for each generation.
judge, later a justice o f the Louisiana Supreme Under the canon-law method, you count simi
Court, and now a member o f this court, expressed larly in each line and the longer line to the com
the view that the 1912 Legislature amended 456, mon ancestor determines the degree.
vastly expanding the items specifically covered.”
Even in legal writing, o f course, civilian (n. & c iv il la w y e r ( = civilian, q.v., as defined above)
adj.) appears also in its nonlegal sense ( = [of or is the usu. form, not civil-law lawyer— e.g.: “Com
relating to] a nonmilitaiy person)— e.g.: “A civil mon lawyers tend to be much less rigorous about
ian trial, in other words, is held in an atmosphere such matters than civil lawyers.” John H. Mer-
conducive to the protection o f individual rights, ryman, The Civil Law Tradition 26 (1969). But
while the military trial is marked by the age- cf. c o m m o n -la w la w y e r.
old manifest destiny o f retributive justice.”/ “The
Articles o f War were revised to provide for mili c iv il lib e rtie s . See c iv il rig h ts.
tary trial, even in peacetime, o f certain specific
civilian crimes committed by persons ‘subject to c iv il o ffe n se . This phrase is a misnomer, offense
military law.’ ” properly referring to a criminal act. The better
phrase is civil wrong. See offe n se .
c iv il law . A. As Noun. The term civil law is
ambiguous; legal writers should be careful to c iv il re m e d y . See re m ed y .
specify which meaning they attribute to the term.
Civil law = (1) (to a common-law practitioner) c iv il rig h ts; c iv il lib e rtie s; c iv ic rig h ts. Civil
private law, as opposed to criminal law, adminis rights, an Americanism, refers generally to the
trative law, military law, or ecclesiastical law individual rights guaranteed by the Bill o f Rights
<civil litigation>; (2) (to a legal historian) the civil and by the Thirteenth, Fourteenth, Fifteenth, and
law o f Rome; (3) (to a comparative-law specialist Nineteenth Amendments, as well as by legislation
within the common-law system) the civil-law such as the Voting Rights Act. These rights in
tradition in civil-code countries; the entire legal clude especially the right to vote; freedom from
system in nations falling within the civil-law involuntary servitude; the enjoyment o f life, lib
tradition; (4) (to a civil-law practitioner) the fun erty, and property; privacy; due process; and
damental content o f the legal system (as opposed equal protection o f the law. Some o f these rights,
to public and commercial law)— o f persons, o f such as the right to vote, are restricted to citizens;
things, o f obligations; and (5) (to an ethicist) the others, such as the rights o f due process and
law imposed by the state; temporal as opposed to equal protection, apply equally to anyone within
moral law. a jurisdiction.
Sense (5) is perhaps the rarest one— hence most Some writers distinguish civil rights from politi
in need o f illustration: “A favorite theory with cal rights, contending that the latter phrase em
many of the philosophers is that ethics is an expo braces participation “in the management o f gov
sition of the moral law as distinguished from the ernment through such practices as voting.” Jack
civil law; the former being imposed by the con Plano & Milton Greenberg, The American Politi
science, the latter by the power o f the state.” cal Dictionary 266 (8th ed. 1989). By this defini
George W. Warvelle, Essays in Legal Ethics 4 tion, then, the right to vote is not a civil right.
(1902). But this discrepancy merely shows that the
B. Form o f A djective. Like its sibling common phrase civil rights is fuzzy at the edges.
law, q.v., this term should be hyphenated when it The phrase civil liberties is more widely used
is used as an adjective <civil-law jurisdictions than civil rights—that is, not just in AmE—to
and written as two words when used as a noun refer generally to the liberties guaranteed to all
class 159
persons by law or custom against undue govern some restaurant.”/ “The defendant also claimed
mental interference. Civil rights is also sometimes that there could be no rescission as restitutio in
used in this broader sense: “The subject was 'civil integrum was not possible, the plaintiffs having
rights,* that is, the liberties o f man as man and at a clearing sale disposed o f the plant, machin
not primarily as an economic animal.” Robert ery, and stock.” (Aus.)
G. McCloskey, The American Supreme Court 170 B. Noun. From sense (2) o f the verb has grown
(1960). the nominal sense “assertion, contention” <her
Civic rights is a much less common phrase. It claim that the immunity applies here>, in addi
sounds at once less weighty than the other two tion to the older sense “a right to something.”
phrases and less idiomatic. But it has appeared, To be avoided at all costs is the use o f the term
probably generally as a n e e d l e s s v a r ia n t o f civil in different senses in a single context: “The gov
rights— e.g.: “Lincoln, unwilling to alienate a pub ernment claims [read argues] that Sherlock's
lic opinion that everywhere in the North was claim [read assertion] o f fifth amendment privi
implacably, savagely opposed to giving slaves lege is moot.” Either substitution eliminates the
movement or civic rights, was, on one occasion in problem.
the debates, not above snarling ‘n ig g e r/” Alfred
Kazin, A Forever Amazing Writer, N.Y. Times, 10 cla im a n t. Ordinarily, the word refers to one who
Dec. 1989, § 7 (Book Rev.), at 3. asserts a property right or makes a demand, but
recently it has been extended to refer also to one
c iv il suit. Does this phrase exclude all cases who posits a legal claim such as a constitutional
involving the government? Rodell suggests so: privilege, or even one who claims in the sense o f
“Thus the two sides in what The Law would call “argues.” E.g., “A person whose conduct is clearly
a ‘civil suit*—an ordinary case not involving the within the constitutional scope o f a statute may
government—might be required to pick their own not successfully challenge it for vagueness . . . .
expert or experts to settle their dispute for them The burden is on the claimant to show that in its
. . . .” Fred Rodell, Woe Unto You, Lawyers! 175 operation the statute is unconstitutional to her in
(1939; repr. 1980). That parenthetical definition is her situation . . . .” Lear v. State, 753 S.W.2d
puzzlingly wrong: government lawyers frequently 737, 740 (Tex. App.—Austin 1988).
refer to their involvement in civil suits or civil
actions— indeed, the Federal Rules o f Civil Proce cla im p r e c lu s io n ; issu e p r e c lu s io n . The first
dure provide expressly for civil actions in which phrase is synonymous with res judicata (q.v.) in
the government is a party. its strict sense, without being susceptible to the
ambiguities o f the l a t i n i s m . The second phrase
c iv il w r o n g is broader than tort or delict, em is synonymous with collateral estoppel (q.v.) in its
bracing also breaches o f contract and o f trust, strict sense. Professor Allan Vestal long argued—
breaches o f statutory duty, and defects in per with considerable success—that courts should use
forming public duties. See c iv il o ffe n s e & o f the terms claim preclusion and issue preclusion;
fen se. the Restatement (Second) o f Judgments follows
that usage. “[T]he principal distinction,” explains
cla im . A. Transitive Verb. Claim = (1) to take Professor Wright, is that claim preclusion “fore
or demand as one's right; (2) to assert emphati closes litigation o f matters that have never been
cally (something o f questionable or questioned litigated. This makes it important to know the
credibility). Sense (1) o f claim often appears with dimensions o f the ‘claim' that is foreclosed by
out an explicit object (i.e., with the object as an bringing the first action, but unfortunately no
UNDERSTOOD w o r d ). E.g., “Plaintiffs are sisters o f precise definition is possible.” Charles A. Wright,
Mrs. Girard and claim as her heirs [i.e., claim The Law o f Federal Courts 681 (4th ed. 1983).
her estate as her heirs].”
Sense (2), primarily an Americanism, is subject cla im q u it. See q u itcla im .
to s l ip s h o d e x t e n s io n when writers use claim
to mean merely “to say,” as in, “He claims [read cla im (s) a g en t; cla im (s) a d ju ste r. Claims is
states or says] the Supreme Court has never ruled the standard form. See a d ju ster.
on the point.” But it is groundless to insist that
this verb can properly mean only “lay claim to” cla ss is not interchangeable with kind or type.
or “demand as one's due,” and not “assert, allege.” We may have a type or kind o f thing, but a class
Claim has long been used in the latter as well as o f things. E.g., “In this class o f case [read type o f
in the former sense. E.g., “The police officer case or class o f cases], the contract is executed by
claimed that he had heard a rumor months earlier the promoter and the third party when both are
that the defendant would meet a drug buyer at aware that the corporation has not been formed.”
160 class action
first used in a case where an anti-war extremist, is a literary one, so that generally only literary
who had urged that young men dodge the draft, scholars must trouble themselves with these in
was jailed for thus committing a federal crime flections.
. . . . Little more than a year later, Holmes him
self had cause to regret the ‘clear and present
cle n c h . See clin c h .
danger9excuse for letting Congress curb freedom
o f speech, which he had handed his colleagues on
the platter o f his eloquence.” Fred Rodell, Nine cle r g y a b le ; n o n c le r g y a b le . Clergyable = (of an
Men 210 (1955). The Supreme Court later wid offense) susceptible to benefit o f clergy. Noncler
ened the meaning o f the phrase, giving, in Rodell’s gyable = (of an offense) punishable without bene
words, its “free-speech-sapping operations the fit o f clergy. E.g., “Although originally those enti
protective cover of the words o f Holmes.” Id . tled to benefit o f clergy were simply delivered to
the bishop for ecclesiastical proceedings, with the
cle a r(-)cu t, adj., should be hyphenated. “The tes possibility o f degradation from orders, incarcera
tator, thus indicating a clearcut [read clear-cut] tion, and corporal punishment for those found
intention to postpone vesting until the termina guilty, during the 15th and 16th centuries the
tion o f each trust, created a remainder contingent maximum penalty for clergyable offenses became
upon survival o f the life beneficiary.” branding on the thumb, imprisonment for not
more than one year, and forfeiture o f goods.”
cle a rly . “[I]t seems to be a familiar joke among McGautha v. California, 402 U.S. 183, 197-98
some ironic observers that when a judge (some (1971). See b e n e fit o f cle r g y & n e c k v erse.
other judge) begins a sentence with a term o f The spelling clergiable, though listed as the
utter conviction ( Clearly, Undeniably, It is plain primary spelling in the OED and in most law
that . . .), the sentence that follows is likely to dictionaries, occurs less frequently than clergy
be dubious, unreasonable, and fraught with diffi able in legal texts.
culties.” Walker Gibson, Literary Minds and Judi
cial Style, 36 N.Y.U. L. Rev. 915, 925 (1961). This cle r k ; la w cle r k ; su m m e r a sso cia te ; ex te rn ;
skepticism has grown from an abuse o f these b r ie fin g a tto rn e y . The rather undignified term
terms to express certainty. Where they are used clerk is used in reference to an American law
merely to buttress arguments, they become w e a student who works for a law firm before receiving
s e l w o r d s and weaken those arguments. They a law degree and passing the bar exam. In re
should be used only where one’s bitterest oppo sponse to the meniality connoted by this term,
nent could not object. some lawyers have borrowed extern from the med
Just how much clearly can weaken a statement ical profession, but its use is not widespread. For
is evident here: “ Clearly, I am not to be convinced clerks who work with a firm during the summer
that this is a small matter . . . .” Stephen White, months, lawyers have hit upon summer associate,
The Written Word 3 (1984). See o b v io u s ly & which has gained currency throughout the U.S.
d o u b tle ss(ly ). among firms that recruit heavily.
Law clerk is used both as a synonym o f summer
c le a rly e rro n e o u s. This phrase expresses the associate and as a term describing a select gradu
standard o f review that, in many jurisdictions ate who spends a year or two as a judge’s appren
(such as the U.S. federal courts), an appellate tice. Unlike law firms’ law clerks, judges’ law
court applies in judging a trial court’s treatment clerks have usu. already passed the bar exam and
o f factual issues. A judgment is reversible if it accepted a permanent position for the following
resolves issues in a clearly erroneous manner. year. Hence, although they are already lawyers,
the apparent meniality o f law clerk is especially
cle a v e , v.t., has the opposite meanings (1) “to ironic. Some courts therefore call their clerks
divide or separate” and (2) “to adhere to firmly.” briefing attorneys, but to one accustomed to the
In sense (1), cleave yields the past tense cleft (or, unpretentiousness o f law clerk, this term seems
less good, clove) and the past participle cleft (or inflated.
cleaved, again not preferred). The past-participial The best advice is to follow the practice o f a
adjective is cloven. Hence, “He cleft the Devil’s particular firm or judge: at a firm that hires law
cloven hoof with a cleaver.” clerks, they should not call themselves summer
In sense (2), the verb is inflected cleave > associates (though the reverse practice is unobjec
cleaved > cleaved. The COD sanctions, for BrE tionable); if a judge hires law clerks, they should
usage, cleave > clove > cloven for all senses, not parade the name briefing attorney. The under
though cleft is used adjectivally in set phrases stated title law clerk is to be worn as a badge o f
such as cleft palate or cleft stick. Luckily, the term honor.
162 clew
as high-grade dressmakers under the name ‘Boue court granted an instructed verdict in favor of
Soeurs,’ with the most exclusive clientele.” Often appellee on nearly all the issues.”
when clientele appears in professional contexts, it
is used in reference to the oldest profession. See c lo s e p r o x im ity is a c o m m o n redundancy .
clien t.
Clientage, clientelage, and clientry are n e e d c lo s in g = the completion of a sales contract. On
less V A R IA N TS o f clientele. the closing date, the seller delivers the deed and
the buyer pays the balance o f the purchase price.
clim a ctic; c lim a cte ric ; c lim a tic. Climactic is
now established as the adjective o f climax, though c lo s in g sta tem en t; settlem en t sh eet. Both
formerly it was thought to be inferior to climac phrases are used in AmE to denote a statement,
teric, which, having lost the battle, is now to be approved by both buyer and seller, listing all the
avoided as a n e e d l e s s v a r i a n t . Climatic is the credits and charges attributable to each one. The
adjective corresponding to climate; occasionally it credits and charges listed are used to adjust or
becomes a M ALÁPR O PISM for climactic. prorate items in the sales contract and result in
a net amount due by the buyer and a different
clin c h ; c le n ch . Similar in meaning, these words amount due to the seller (other parties, typically,
are used differently. Clench is applied to physical being involved in the transaction).
matters, and clinch is used figuratively. Hence
one clenches one’s jaw or one’s fist, but clinches c lo s u r e ; c lo tu r e . The general noun correspond
an argument or debate. E.g., “It was the good ing to the verb to close is closure. E.g., “The court
fortune o f Professor W.H. Dunham to clinch the held that closure o f a trial must be necessitated
argument by discovering, and printing, two such by a compelling governmental interest.” In AmE,
slips.” Theodore F.T. Plucknett, A Concise History cloture is preferred in but one narrow sense: “the
o f the Common Law 270 (5th ed. 1956). procedure o f ending debate in a legislative body
The exceptions to this distinction occur in box and calling for an immediate vote.” Closure is
ing, carpentry, and metalworking: clutching one’s usual in BrE in this parliamentary sense.
opponent in boxing is clinching, and fastening
with a screw or a rivet is likewise clinching. Apart clo th e . In law, persons are frequently described
from these specialized meanings, clinch should be metaphorically as being clothed with certain pow
reserved for nonphysical contexts. Here it is used ers or privileges. E.g., “He was clothed with the
ill-advisedly: “After their speeches, Mr. Bentsen apparent authority to enter into contracts for the
and Mr. Clinton clinched [read clenched] hands corporation.”/ “The will imposed no duties upon
together with Gov. Ann Richards on the stage o f the trustee; it clothed her with no discretionary
the party’s state convention as Deep in the Heart powers.”/ “Mrs. Sterdahl, her innocence o f wrong
o f Texas played over the loudspeakers.” Sam doing established, stands before us clothed with
Attlesey & Wayne Slater, Bentsen Strongly En the protection equity provides in favor o f all bona
dorses Clinton, Dallas Morning News, 6 June fide purchasers o f interests in property.”/ “The
1992, at 1A. Supreme Court under the Constitution and stat
utes o f this state is clothed with the power to
C l ip p in g . See b a c k -f o r m a t i o n s . exercise both appellate and original jurisdiction.”
If sparingly used, this legal c l i c h é might be toler
c lo g o n th e e q u ity ( o f r e d e m p tio n ). See c lo u d able; but it is sufficient to say merely that a
o n title. person has the powers or privileges in question.
The noun clothing, too, was once common as a
c lo s e ly h e ld c o r p o r a tio n ; c lo s e (d ) c o r p o r a legal metaphor—e.g.: “He is an Emptor Families,
tio n . These phrases are generally synonymous in and inherits the legal clothing o f the person whose
denoting a company whose stock is not freely place he begins to fill.” Henry S. Maine, Ancient
traded and is held by only a few people (often Law 220 (17th ed. 1901; repr. [New Universal
within the same family). Closely held corporation Lib.] 1905, 1910).
is perhaps the phrase that lawyers most com
monly use, but close corporation is most common clo tu r e . See clo su re .
statutory phrase in AmE. In BrE, the term is
generally closed corporation. c lo u d o n title; c lo g o n th e e q u ity ( o f re d e m p
tion ). A cloud on title is a defect or potential
clo s e o f th e e v id e n c e is the legal idiom denoting defect in the owner’s title to a piece o f land aris
the end o f the presentation o f testimony in a trial. ing, e.g., from a lien, an easement, or a court
E.g., “At the close o f all the evidence, the district order. The phrase is generally an American one.
164 clue
E.g., “[H]ave your contracts signed in the presence co -a p p e lla n t; c o -a p p e lle e . These terms are
of a notary public, notarized and then recorded used to denote the relation o f joint parties on
at your county courthouse. The reason for doing appeal. E.g., “The appellant was a policeman in
this is to create your own ‘cloud on the title' o f the City o f Newport, and had executed a bond
the property you have contracted to buy or op as required by law, with his codefendant and
tion.” Lucier, How to Make Money from Sale o f co-appellant, National Surety Co., as surety
Purchase Option Contracts, Daily Legal News thereon.”
[Cleveland], 17 Aug. 1989, at 1./ “Flint and others
brought a bill to restrain appellee from proceeding c o -c ita tio n is best hyphenated. This word, not
further and for a declaration freeing their title uncommon in legal writing, is not listed in the
from the cloud cast upon it by appellee’s OED or in W3. See CO- (A).
judgment.”/ “The historical equity suit to remove
a cloud on title suffered from some self-imposed c o (-)c o n s p ir a to r . Hyphenating the word indi
handicaps; it could not be used to cancel an instru cates immediately to the reader what the primary
ment constituting a cloud that was void on its word (<conspirator) is. As the term becomes more
face.” common, though, coconspirator is likely to become
A clog on the equity (often written clog on established. See CO- (A).
the equity o f redemption) is any condition or Notably, a conspirator is one who plots with
agreement that prevents a mortgagor from get another; a “sole conspirator” is impossible. This
ting back the property free from encumbrance point has led to some confusion about whether co
upon paying the debt or performing the obligation conspirator is redundant. William Safire writes:
for which the security was given. The phrase is “[T]o me, a co-conspirator is as redundant as a co
common in both BrE and AmE. E.g., “[T]he doc equalL” Let's Kill All the Copy Editors, N.Y. Times
trine against the clog on the equity o f redemption (Mag.), 6 Oct. 1991, § 6 at 16.
seems one o f the striking examples o f the great But like coequal, the word co-conspirator sug
truth that the ethical standard o f our law is often gests a point o f comparison— it is used only where
higher than the average morality o f the commer we would otherwise say fellow conspirator, as in
cial community.” Bruce Wyman, The Clog on the his co-conspirator (where we would not, indeed
Equity o f Redemption, 21 Harv. L. Rev. 459, 475 could not, say his conspirator).
(1908). For analogous examples, see co d e fe n d a n t, c o
The metaphor is an old one in law: Richard W. eq u a l & c o p la in tiff. For a similar word with an
Turner, in The Equity o f Redemption 29 (1931), important difference, see c o p a r tn e r (in which
quotes a court that wrote, in 1639: “[I]n some partner itself suggests the point o f comparison, so
cases . . . the mortgagee will suddenly bestow that copartner is unnecessary).
unnecessary costs upon the mortgaged lands, o f
purpose to clogg the lands, to prevent the mort c o c o u n s e l. So written— without a hyphen. E.g.,
gager’s redemption” (quoting Bacon v. Bacon, Tot. “He turned the task over to students hired by
133). See m e t a p h o r s (B). S.C. Godha, the Indian cocounsel whom the Bho
pal mayor had set up with the day before . . . .”
John A. Jenkins, The Litigators 71 (1989). See
clu e; clew . Clue is the only current spelling for
CO- (A).
the sense “a hint; a bit o f evidence.” The spelling
clew survives as a nautical term (“the lower cor
C.O.D. = (1) cash on delivery (COD & W3); (2)
ner o f a sail”) and as a sewing term (“a ball o f
collect on delivery (COD & W3); (3) cash on de
thread”).
mand (Black's); or (4) costs on delivery (OED).
Whatever the abbreviation stands for, its effect is
CO-. A. Hyphenation with. Generally, this the same.
prefix—which means “together with” or “joint”—
does not take a hyphen. Only when the hyphen c o d a l (= o f or relating to a code), dating from
ated form is established (e.g., co-respondent, co the late 19th century, is an adjective used in some
relation), when the unhyphenated form may lead civil-law jurisdictions to refer to the civil code.
the reader to mistake the syllables (e.g., co-cita- E.g., “The Judge found that the broker’s conduct
tion, co-heir), or when the writer believes he is was violative o f two codal Articles o f the Louisi
creating a new form (e.g., co-secretary) should the ana Law o f Mandate.” McCurnin v. Kohlmeyer &
hyphen appear. Co., A ll F.2d 113, 115 (5th Cir. 1973)./“Professor
B. Attaching to Noun Phrase. This creates an Malone suggested that enterprise liability should
awkward construction but is sometimes all but be founded directly upon the basic codal language,
unavoidable, as in copersonal representative. ‘Every act whatever o f a man that causes damage
code pleading 165
to another obliges him by whose fault it happened legal reforms.” Jerome Frank, Introduction to
to repair it.’ La. Civ. Code art. 2315(A) (West Fred Rodell, Woe Unto You, Lawyers! xii (1939;
Supp. 1985).” repr. 1980). But the word often refers, in a trans
The word is sometimes (unnecessarily) capital ferred sense, to the finished product—the code
ized: “ [T]he Codal [read codal] provisions taken itself.
from the French . . . established the rights o f the
good faith parties in putative marriages.” Cortes C o d e C ivil. See N a p o le o n ic C od e.
v. Fleming, 307 So. 2d 611, 615 (La. 1973).
The only adjectival form o f code recognized by
c o d e fe n d a n t. This word, meaning “a joint or
the dictionaries, however, is codical ( = pertaining
fellow defendant,” is common; oddly, however,
to, or o f the nature of, a codex or code). It is not
coplaintiff {q.v.) is comparatively rare. See CO- (A).
used by civilians in Louisiana.
C o d d ’s P u zzle is the classic parody o f inconsis c o d e law , a more specific term than statutory
tent pleading. Codd, counsel for a defendant law, is sometimes contrasted, as here, with case-
charged with stealing a duck, pleaded: law: “It is written case-law, and only different
from code-law because it is written in a different
1. that his client had bought the bird; way.” Henry S. Maine, Ancient Law 11 (17th Ed.
2. that he had found it; 1901; repr. [New Universal Lib.] 1905, 1910).
3. that it had flown into his garden; Today, code law is preferably two words. Cf.
4. that its owner had given it to him; ca se(-)la w .
5. that some unknown person or persons had
stuffed it into his pocket while he was asleep; Code Napoléon. See N a p o le o n ic C ode.
6. that the duck had not existed at any material
time; and
c o d e p le a d in g ; fa c t p le a d in g ; n o tic e p le a d
7. that his client would if necessary make a full
in g; g e n e ra l p le a d in g . The first two are synony
confession.
mous phrases referring to the requirement, in
The lay jury is reported to have acquitted Codd’s some post-common-law pleading, that one allege
client. See Theo Ruoff, 30 Austral. L.J. 512 (1957). merely the facts giving rise to the claim, not the
conclusions o f law necessary to sustain the claim.
c o d e ; c o d ifica tio n . The word code, derived from See Charles E. Clark, Handbook o f the Law o f
Justinian’s Codex o f 534 A.D. (a collection o f legis Code Pleading 1-2 (2d ed. 1947). Code pleading
lation), has been applied in several ways in Anglo- (as it is usually known) developed originally in
American law: (1) to a compilation o f existing New York in the late 1840s, under the influence
statutes; (2) to a systematic consolidation o f statu o f David Dudley Field.
tory law; (3) to a revision o f the whole law, both The idea o f code pleading was to move beyond
statutory and case law, reducing its principles to the formulary technicalities o f common-law and
a clear and compact statement. Senses (1) and (2) equity pleading. The term first appeared in the
are better termed consolidation. late 19th century: “The only case arising under
Citing sense (3) as the primary one, Glanville the modern code pleadings and bearing upon this
Williams comments: “ [F]or reasons that it would question . . . is Fosgate v. Herkimer Mfg. & Hy
not be flattering to examine in detail English draulic Co............ ” Gibbons v. Martin, 10 F. Cas.
lawyers have always been hostile (or, at best, 292, 293 (C.C.D. Or. 1877) (No. 5,381)7 “ [U]nder
indifferent) to this.” Glanville Williams, Learning the system o f code pleading, a technical variance
the Law 44 (11th ed. 1982). between the allegations and the proof is not
Specialist lawyers frequently refer elliptically deemed material unless the adverse party is prej
to “the Code” to mean whatever code they deal udiced thereby . . . .” Wilson v. Haley Live-Stock
with most frequently, such as the Civil Code, the Co., 153 U.S. 39, 47 (1894).
Bankruptcy Code, the Uniform Commercial Code, In the late 19th and early 20th centuries, code
the Family Code, or the Code o f Judicial Conduct. pleading led to gross overpleading. And lawyers
Depending on the jurisdiction, these codes may came to realize the futility o f the endeavor: “ ‘The
fit any one o f the three senses o f code just enumer facts as they actually existed or occurred,’ ‘the
ated. dry, naked, actual facts’—these and these only
Codification, one o f Jeremy Bentham’s NEOLO are to be stated. Can it be done? I think not; it
GISMS, most properly refers to the process o f codi has never been done and never will be done, either
fying—e.g.: “Although his major aims— codifica by a pleader or by anyone else. Philosophically,
tion and complete simplification—have not been logically, it is an impossibility.” Walter W. Cook,
achieved, yet to him we owe numerous important “The Utility o f Jurisprudence in the Solution o f
166 code state
settle disputes over the legal rights o f cohabitat- common in the last quarter century. E.g., “Sena
ing [read cohabiting] couples.” tor Biden and his cohorts didn’t hear, but it
appears that thousands o f others did.” Mr.
coh a b ita n t; c o h a b ito r ; c o h a b ite e . Cohabitee, Bork's Book, Wall St. J., 8 Dec. 1989, at A10.
though increasingly common (esp. in BrE) for Nevertheless, this newer meaning has remained
a person living with another as if married, is a rather informal one for this respectable word,
etymologically the poorest form. (See -E E .) It ought which in formal writing should retain its older
to be avoided—e.g.: ‘T h e issue in the case was sense.
whether section 1 o f the Domestic Violence and Follett’s sense (1) is common in phrases such
Matrimonial Proceedings Act 1976 conferred ju as baby-boom cohort and birth cohort, the latter
risdiction on a County court judge to order a man being defined as a “group, bom in the same year,
who was joint tenant o f a council flat to vacate selected for study as the individuals march
the premises on the application o f the female co through time so that researchers can assess the
habitee [read cohabitant] who had suffered horri nature and influence o f factors affecting their
fying violence at his hands.” Rupert Cross & J.W. behavior.” See Dermot Walsh & Adrian Poole, A
Harris, Precedent in English Law 112 (4th ed. Dictionary o f Criminology 22 (1983).
1991).
Cohabitant, derived from the present participle c o if. The Order o f the Coif is an organization o f
o f the Latin verb, is etymologically preferable. great distinction among those who excel in study
(See OED 2.) Cohabitor is a n e e d l e s s v a r i a n t . ing law in American universities. The name
For still another variant, see CU POS. comes from the title given to serjeants-at-law or
serjeants o f the coif, the barristers o f high stand
co h a b it(a t)iv e . The general rule is that, in Lat- ing in common-law courts. They took their name,
inate nouns of this type, the adjectival form de through the linguistic process known as meton
rives from the nominal form. Thus cohabitative is ymy, from the linen headpieces they wore: “The
the correct form, following from the noun cohabi coif (a close-fitting cap o f white lawn) which the
tation. judges wore they wore as serjeants, and neither
judge nor serjeant ever doffed his coif ‘even in
co h a b ite e ; c o h a b ito r. See co h a b ita n t. he presence o f the king, even though he is talking
to His Highness.’ ” Alan Harding, A Social History
co -h e ir ( = a joint heir) is generally hyphenated o f English Law 174 (1966). See O r d e r o f th e
thus, though the estimable Century Dictionary C oif.
(1895) makes it coheir. (See CO- (A ).) E.g., “A group
of persons considered in law as a single unit, c o in a p h ra se. To coin is to mint afresh, to
might succeed as co-heirs to the Inheritance.” invent, or to make current; it does not mean “to
Henry S. Maine, Ancient Law 150 (17th ed. 1901; employ,” as persons who commit the following
repr. [New Universal Lib.] 1905, 1910). error apparently think: “To coin an old phrase,
we are guardedly optimistic.” One cannot coin an
co h o rt(s). AmE legal usage, traditional and for old phrase.
mal though it is, has given in to the modern sense Here something is truly coined: “It will be the
(some would say corruption) o f this word— e.g.: age of, to coin a rather clumsy neologism, coun-
“Respondent and two cohorts were indicted for trycules.” Edwin M. Yoder, Jr., Strange New
robbing a savings and loan.” Traditionally, cohort World: The Rise o f the Modern Micro-State, Wash.
has been a mass noun denoting “a band o f war Post, 24 June 1990, at C2.
riors.” “The extension o f cohort to nonmilitary
uses is natural enough,” Follett writes, C ok e, L o rd . The name is pronounced as if it
were Cook. Getting it wrong is the mark o f a legal
but if the word is to retain its force it should observe
novice.
two requirements: (1) it should designate members, too
numerous to be conveniently counted, of some sort of
united group, and (2) it should imply some sort of struggle c o ld b lo o d . The metaphor derives from long-
or contest. No one o f the candidates succeeded in com outmoded physiological theories about how hu
pletely marshaling his cohorts before the first ballot / To man blood can boil or become very cold depending
the legion o f the lost ones, to the cohort o f the damned—in on one’s passion, physical exertion, or excitement.
such uses the sense of the word is preserved.
It signifies what is done “coolly,” with time for
Wilson Follett, Modern American Usage 99 (1966).
decision or even reflection.
This is a very conservative view o f the word, Though the phrase is part o f everyday speech,
especially given the fact that the sense “colleague, criminal-law commentators find it useful: “While
associate, companion” has been by far the most it is true, to take a test from the homicide cases,
collateral obligation 169
that one may incite in the heat o f passion what case speaks in terms o f res judicata . . . , the
another carries out in cold blood, it is also true court actually applies principles o f collateral es
that one, acting with malicious premeditation, toppel in affirming the award o f indemnity. . . .
may instigate that which is perpetrated by an Collateral estoppel is narrower than res judicata.
other at once in the heat o f passion.” Rollin M. It is frequently [termed] issue preclusion because
Perkins & Ronald N. Boyce, Criminal Law 763 it bars relitigation o f any ultimate issue o f fact
(3d ed. 1982). actually litigated and essential to the judgment
in a prior suit.” Bonniwell v. Beech Aircraft Corp.,
c o ld c h e c k . See c h e c k , w o r t h le s s . 663 S.W.2d 816, 818 (Tex. 1984). See Fleming
James, Civil Procedure 549-50 (1965) (noting that
co lise u m ; co lo ss e u m ; C olosseu m . For the am res judicata “has been given a good many different
phitheater o f Vespasian at Rome, Colosseum is meanings” and suggesting, further, that res judi
the correct name. For any other large building or cata is the genus o f which collateral estoppel is
assembly hall, the word is coliseum (AmE) or one species).
colosseum (BrE). B. A nd direct estoppel . The Restatement o f
Judgments distinguishes between these two
c o lla b o r a t e . See c o r r o b o r a t e (c ). phrases in this way: collateral estoppel applies to
later controversies involving some o f the same
c o lla p s ib le . So spelled. See - a b l e ( a ). facts but a different cause o f action, whereas di
rect estoppel applies to later controversies involv
c o lla te . See c o llo c a te . ing the same cause o f action (where the plaintifFs
cause o f action is not extinguished by the rules o f
c o l l a t e r a l , n., = (1) a person collaterally related merger and bar). See Restatement o f Judgments
to a decedent; or (2) security for a loan. See c o l l a t 176 (1942). See m e r g e r ( b ).
e r a l k i n s h i p ; see also a s c e n d a n t ( b ) & c o l l a t
e r a l i z e (sense 2).
= (1) to serve as collateral for;
c o lla t e r a liz e
(2) to make (a loan) secure with collateral. This
c o lla te ra l e sto p p e l. A. A nd issue preclusion; word looks newfangled, and it is, having been
res judicata; claim preclusion . The lines o f de recorded only as far back as 1931: “ ‘[H]e found
marcation in meaning are distinct; yet these he did not have sufficient paper to collateralize
terms have long caused confusion among judges the note Dealer’s Finance Co. v. Coulter,
and advocates. Collateral estoppel and issue pre 3 F. Supp. 114, 115 (W.D. Ark. 1931) (quoting
clusion (= BrE issue estoppel) are synonymous; testimony) (antedating WlO’s earliest citation by
the latter phrase has sprung perhaps from a de 10 years).
sire to be more descriptive in naming this legal For real-estate lawyers (conveyancers, q.v.) and
doctrine. Collateral estoppel is the doctrine that bankers, however, this Americanism is a useful
prevents the relitigation o f an issue that was word for summing up what otherwise would take
actually litigated and was a critical and necessary several words. Both senses are common— e.g.:
part o f the earlier judgment. The judgment on the (Sense 1) “The property purchased collateralized
issues litigated in the first action, then, is binding the notes.”/ (Sense 2) “It is significant that the
upon the parties in all later litigation in which bank realized that the loan was collateralized.”
those issues arise.
Res judicata — also called claim preclusion—is
the same principle, but broader: when a matter c o lla t e r a l
k in s h ip ; lin e a l k in s h ip . These
has been finally adjudicated by a court o f compe phrases denote the two types o f kinship. Lineal
tent jurisdiction, none o f the original parties may kinship exists between persons connected in a
reopen or challenge that previous determination. direct line o f descent— such as father and son,
grandmother and granddaughter, and the like.
Res judicata implies, then, that no further issues
exist relating to the dispute, whereas with collat Collateral kinship exists among those who de
eral estoppel there may be other adjudicable is scend from the same common ancestor but not
sues. The best way o f remembering these doc from one another— such as sister and sister, or
trines clearly is to view collateral estoppel as a cousin and cousin.
miniature o f res judicata: the former applies to
issues, the latter to entire claims or lawsuits. c o lla t e r a l o b lig a t io n ; a c c e s s o r ia l o b lig a t io n .
One might cite any number o f instances in Both terms refer to the liability o f a person, such
which judges have written collateral estoppel as a guarantor, bound on another’s debt. Collat
when they meant res judicata and vice versa. eral obligation has, in modern usage, supplanted
E.g., “Although the court o f appeals in our present accessorial obligation. Small wonder.
170 collateral order
These are questions more o f local idiom than o f and not, e.g., o f a ship and a bridge or dock: “This
correct or incorrect grammar. Majority can be case arises out o f an allision [read collision or
especially troublesome for those seeking consis accident] that occurred after midnight in early
tency. “The majority in their [read (in U.S.) its] 1982, when the Tug Beth, with two barges in
footnote 6 allude [read alludes] to the testimony tow, struck the closed lift span o f the Galveston
o f Hinojosa.” This preference for singular verbs Railway Causeway Bridge.”/ “The dock, on the
with majority leads us down unidiomatic paths in bank o f the Calcasieu River near Lake Charles,
sentences such as this, however, in which the was struck by the barge on July 4; at some point
noun best takes the plural verb: “A majority o f before the allision [read collision or mishap], a
the members o f the committee are [rather than socket had failed.”
is] satisfied that the applicant is qualified for
membership. See c o u n t n o u n s a n d m a s s n o u n s . c o llo c a te ; co lla te . Collocate = (v.t.) to arrange
On the question whether to use a singular or a in place; to set side by side; (v.i.) to occur in
plural verb after constructions such as a number tandem with something else. Collate = (1) to
o f people and a host o f problems, see s y n e s i s . compare minutely and critically; (2) to collect and
compare for the purpose o f arranging accurately;
c o lle c tiv e ly term ed . Lawyers frequently use, in or (3) to assemble in proper order <he collated
definitions, a phrase such as herein collectively the appendixes to the brief>.
termed “--------- .” A question that sometimes arises Both terms are useful in legal analysis, collocate
is whether that last word can be plural, as when being perhaps more common, especially in the
the writer enumerates a number o f specific rail form of the noun collocation (= a distinct arrange
roads and then writes collectively termed Rail- ment, esp. o f words). E.g., “The element in intel
roads. Grammar and common sense alike allow lectual productions that secures copyright protec
that phrasing. But common sense disallows tion is not the knowledge, truths, ideas, or
herein, q.v. emotions that the composition expresses, but the
collocation o f visible or audible points— o f lines,
co lle g ia l; co lle g ia te . It would serve the pur colors, sounds, or words.”/ “In considering the
poses o f DIFFERENTIATION, and would not run general question o f property in news matter, it is
counter to educated usage, to reserve collegial necessary to distinguish between the substance
as the adjective corresponding to colleague, and o f the information and the particular form or
collegiate as the adjective for college. collocation o f words in which the writer has com
municated it.”
c o llid e . See allid e.
co llo g u e ; co llo q u e . Both are informal words
co llis io n ; allision . Both are used, in the U.S. meaning “to confer in private.” Krapp labeled
law o f admiralty, in reference to vessels that meet collogue— the more common word— “colloquial for
each other unexpectedly. In an allision, one o f the talk confidentially.” George P. Krapp, A Compre
vessels is stationary. In a collision, usually both hensive Guide to Good English 152 (1927). Either
are moving, although collision does not necessar would be useful as a verb corresponding to the
ily imply force from each o f the clashing objects. noun colloquy, q.v., which is frequently found in
Since we have this d if f e r e n t ia t io n in the ter legal prose. Because it is already more common,
minology o f admiralty, however, we should ob collogue is more likely to gain wide acceptance.
serve the distinction, if only in this limited con
text. E.g., “The litigation before us arises out o f a C o l l o q u i a l it y , within the bounds o f modesty
series o f four collisions by ships over a two-month and naturalness, is to be encouraged in legal
period.” In the following sentence, allision would writing as a counterbalance to the frequent use
have been the better word: “This case arises out of o f rigid and pompous formalities. Many people
a collision [read allision] that allegedly occurred misunderstand the meaning o f colloquiality, how
between a tug owned by Dow and a boat docked ever. The term is not a label for substandard
alongside the plaintiff’s shrimp boat.” (The usages; rather, it means “a conversational style.”
docked boat was stationary, presumably.) Even The writer o f this sentence demonstrates an un
specialized authorities have used collision in this derstanding o f the term’s meaning: “The Federal
way, however: “The anchored vessel is almost, Securities Act o f 1933 and state statutes colloqui
and usually quite, helpless to avoid collision, and ally called ‘blue sky laws’ require corporations to
moving vessels must keep clear of her.” John W. register issues o f securities with the SEC or state
Griffin, The American Law o f Collision § 145, at security commissions before they are sold pub
348 (1949). See allid e. licly.”
Allision is most properly used only o f two ships, The best legal minds look kindly upon colloqui-
172 colloquy
ality: “[A lthough there are no certain guides [in judicial dignity require[s] solemn fluffy speech,
the interpretation of a statute], the colloquial as, when I grew up, everybody wore black frock
meaning o f the words o f the statute is itself one coats and black cravats.” 2 Holmes-Pollock Letters
of the best tests of purpose.” Brooklyn Nat’l Corp. 132 (M. Howe ed. 1941). Too many lawyers still
v. C.I.R., 157 F.2d 450, 451 (2d Cir. 1946) (per L. write as if they habitually wore black frock coats
Hand, J.). “The courts will not be astute to dis and black cravats.
cover fine distinctions in words, nor scholastic
differentiations in phrases, so long as they are c o llo q u y ; c o llo q u iu m . The plural form o f collo
sufficiently in touch with affairs to understand quy ( = a formal discussion, as between a judge
the meaning which the man on the street attrib and counsel) is colloquies. Following is a typical
utes to ordinary English.” Vitagraph Co. v. Ford, use o f the word: “The record from the state court
241 F. 681, 686 (S.D.N.Y. 1917). contains no colloquy between appellant and the
All this is to say that colloquiality is fine in its court with respect to this issue.” (The old word in
place. In formal legal writing, occasional colloqui this sense was interview, common in the 19th c.)
alisms may serve to give the prose more variety The verb corresponding to colloquy is collogue, q.v.
and texture; they may even be appropriate in Colloquium ( = an academic conference or semi
judicial opinions in moderation. Still, the collo nar) is frequently misspelled colloquim. W10 pre
quial tone should not overshadow the generally fers the plural -quiums, the (British) COD -quia.
serious tone o f legal writing, and should never Many academicians seem to use colloquia (and
descend into slang. even auditoria) merely to avoid possible criticism
Good writers would not always agree on where by colleagues, however unwarranted.
to draw that line. Some judges feel perfectly com
fortable using a picturesque verb such as squirrel c o llu d e . Occasionally this word is misunder
away: “This sufficed, in the absence of any record- stood, primarily by nonlawyers, to mean “to col
backed hint that the prosecution . . . squirrelled laborate,” rather than (properly) “to collaborate
[read squirreled ] the new transcript aw ay” U.S. in wrongdoing.”
v. Chaudhry, 850 F.2d 851, 859 (1st Cir. 1988).
Others would disapprove. A stylist like Justice c o llu s io n = (1) an agreement between two
Jackson writes forcefully o f blasting a party’s or more persons to defraud another; (2) an
marriage where nonstylists would probably refer agreement by which the defendant allows the
to terminating the matrimonial relationship. See plaintiff to sue so as to confer jurisdiction on the
Rice v. Rice, 336 U.S. 674, 680 (1949) (Jackson, court; (3) in divorce proceedings (in the days be
J., dissenting). Some, like Justice Douglas, would fore no-fault divorces), an agreement between
use pell mell: “The circuits are in conflict; and husband and wife for one or the other to commit
the Court goes pell mell for an escape for this (or appear to commit) adultery or another marital
conglomerate from a real test under existing anti breach in order to obtain a divorce. Collusion
trust law.” Missouri Portland Cement Co. v. Car always has the flavor o f fraud.
gill, Inc., 418 U.S. 919, 923 (1974) (Douglas, J., The mistake cited under collude— i.e., using col
dissenting). Others would invariably choose a lusion for collaboration—is fairly common: Fowler
word like indiscriminately instead. Some, like cites the example, “The two authors, both profes
Chief Justice Rehnquist, would use the phrase sors at Innsbruck, appear to be working in collu
Monday-morning quarterbacking. See Vermont sion [read collaboration]” (MEU2 95).
Yankee Nuclear Power Corp. v. Natural Resources
Defense Council, Inc., 435 U.S. 519, 547 (1978). c o llu siv e ; c o llu s o r y . Collusive ( = of, relating
Or double-whammy. See American Bankers Ass3n to, or involving a secret agreement or understand
v. SEC, 804 F.2d 739, 749 (D.C. Cir. 1986). ing for illegal or deceitful ends) is preferred; collu
For my part, I side with the colloquialists. In sory is a NEEDLESS VARIANT.
a profession whose writing suffers from verbal
arteriosclerosis, some relaxation— and perhaps c o lo r . In the phrase under color o f state law, the
even some thinning of the blood—is in order. word color = appearance, semblance, guise. The
But progress comes slowly. The battle that Oliver development o f this bit o f legal j a r g o n is instruc
Wendell Holmes fought in 1924 is repeated every tive:
day in law offices and judicial chambers through
out this country. Remember that Holmes wanted Sometimes a party put in a plea designed to make what
was really a point of fact appear to be a point of law, so as
to say, in an opinion, that amplifications in a
to transfer the decision from the jury to the judge: this was
statute would “stop rat holes” in it. Chief Justice called colour. The expression was in due course applied to
Taft criticized, predictably, and Holmes answered the title . . . in question. “If the defendant,” wrote Black-
that law reports are dull because we believe “that stone, “in assise or action of trespass, be desirous to refer
come(s) now 173
the validity of his title to the court rather than to the jury, to which parties have a right to resort to enforce
he may state his title specially, and at the same time give a legal combination.” Today combination is often
colour to the plaintiff, bad indeed in point of law, but of
which the jury are not competent judges.” Blackstone,
used in antitrust contexts. Confederacy = a union
Commentaries 309 (emphasis in original). by league or contract between persons, bodies of
Jocelyn Simon, English Idioms from the Law, men, or states, for mutual support or joint action;
76 Law Q. Rev. 429,440 (1960) (Part 2). a league, alliance, compact (OED). The OED
states that in law this word has traditionally
Alongside this sense o f an apparent or prima
been given a bad sense, as if synonymous with
facie title or right there has developed the m odem
conspiracy; no longer is such a meaning predomi
expressions no color o f title, no color o f right, and
nantly given to the word.
no color o f law, meaning without any sort o f title
Both confederacy and combination may refer to
or right.
an agreement by two or more persons to do an
illegal act, but this sense is best reserved for a
c o lo r a b le is used in law in the sense "having at third word. Conspiracy = an agreement between
least a prima facie aspect o f justice or validity” two or more people to behave in a manner that
( OED) <a colorable claim to property>.
will automatically constitute an offense by at least
The word has been extended to a broader sense, one o f them (e.g., two people agree that one o f
as if it were synonymous with ostensible or appar them shall steal while the other waits in a get
ent: “O f the documents prepared by the attorneys away car) (CDL).
themselves, none were even colorably prepared in
anticipation of this or any other litigation.” U.S. c o m b in e , n., is an American business colloquial
u. Davis, 636 F.2d 1028, 1040 (5th Cir. 1981). One ism synonymous with combination, usually im
might be tempted at first to brand this usage a plying fraudulent or anticompetitive ends. Krapp
SLIPSH O D EX TEN SIO N , but it is old—Justice Story
disapproved o f this use o f the word in 1927, and
used colorable in this way in charging a jury in Bernstein approved o f it in 1965, but only as a
1814. See Odiorne v. Winkley, 18 F. Cas. 581, 582 casualism. So it remains. See co m b in a tio n .
(C.C.D. Mass. 1814) (No. 10,432) (“Mere colorable
alterations of a machine are not enough . . . ”). co m e d o w n is the intransitive p h r a s a l v e r b
See c o lo r . used of judicial decisions. E.g.,“When the decision
finally came down in October it was based upon
co lo re o fficii ( = by or under color o f office) is a more study than a case ordinarily receives in
LA T IN ISM without redeeming value. “As a general our court or in any other with an equally heavy
rule, the corporation is not responsible for the docket.” Cf. its counterparts in the active voice,
unauthorized and unlawful acts o f its officers, h a n d d o w n a d e c isio n .
though done colore officii.”
The English equivalent serves better, and most co m e (s) n o w ; n o w co m e s. Traditionally the
readers will not pass it over uncomprehendingly, standard commencements in pleadings, these
as they will the Latinism. Further, the English phrases are falling into long-overdue disuse. Dur
phrase is common—e.g.: “Common-law extortion ing the late 1980s and early 1990s, judges in four
is the corrupt collection o f an unlawful fee by American states (Florida, Louisiana, Michigan,
an officer under color o f office . . . .” Rollin M. and Texas) were polled on whether they preferred
Perkins & Ronald N. Boyce, Criminal Law 443 the legalistic opener (Now comes the plaintiff,
(3d ed. 1982). John Jones, by and through his attorneys o f rec
ord, and would show unto the court the following)
c o lo r o f office. See co lo re o fficii . as opposed to a plain-language version ( Plaintiff
complains o f defendant and says). Not surpris
C olosseum . See coliseu m . ingly, more than 80 percent o f them preferred the
shorter, more direct version. Yet many lawyers—
co m b in a tio n ; co n fe d e r a c y ; c o n s p ir a c y . The most in Texas and probably elsewhere— stick to
first two are more neutral than the third. E.g., the tired old wordy forms.
“Appellants announce their willingness to accept The phrasing comes now is an example o f ar
this definition o f the boycott, substituting the chaic IN VE RSIO N . Comes now is the form for a
word confederacy or combination for conspiracy.” singular, come now for a plural subject. It is
Combination = the banding together or union of not uncommon for modem pleaders to bungle
persons for the pursuance o f some common goal. SUBJECT-VERB a g r e e m e n t with inverted phrases
The OED notes that it was formerly used synony o f this kind, as in “ Comes now the plaintiffs,
mously with conspiracy, but it has appreciated in Russ and Leslie Blanchard [read Come now the
meaning. E.g., “A strike is one o f the legal means plaintiffs . . .].” The wording in a judicial order
174 come to court
analogous to this phrase is “Came on for consider states.” State v. Robbins, 590 A.2d 1133, 1138
ation the defendant’s motion.” (N.J. 1991)./ “While our research has not uncov
Comes now the plaintiff is occasionally mispunc- ered a reported case involving an attempt by a
tuated— e.g.: “Comes, now, the plaintiff . . . state or local government to prohibit its employ
The first comma in the phrase should follow plain ees from contributing to partisan campaigns in
tiff, after which the person’s name acts as an other states, we suspect any such attempt would
APPOSITIVE. Placing a comma after the verb be offend the principle o f interstate comity . . . .”
trays the writer’s misunderstanding o f the inver City o f Cincinnati v. Ohio Council 8, 576 N.E.2d
sion o f subject and verb. This antiquated wording 745, 756 (Ohio 1991).
is sometimes modernized now comes. The word is sometimes— esp. in BrE—mistaken
as meaning “league” or “federation,” esp. in the
co m e to co u r t is the BrE equivalent of go to trial, phrase comity o f nations. For example, Bertrand
q.v. E.g., “Among critics o f the existing system is Russell spoke out in 1915 against World War I
the woman at the centre o f last week’s trial, an and said: “A month ago Europe was a peaceful
American who waited a year for the case to come comity o f nations . . . ” (as quoted in Differences
to cou rt” Judges* Old Boy Network Under Fire o f Opinion, Sunday Times, 8 Dec. 1991). Nearly
After Rape Trial, Sunday Times, 15 April 1990, at 80 years later the usage persists, but primarily
A5. An American journalist writing that sentence in British writing—e.g.: “What with . . . South
would have phrased it go to trial, reach trial, Africa’s readmission ‘ t® the comity o f na
or get to court./ “It took 12 years for the Jack tions . . . , this is far from fanciful.” Ivo Ten
Bernardent case to come to court.” Melcher, nant, Gatting Lobby Holds Out for Change o f
Leuvre Accused Over “Theft” o f Tapestries, The Heart, The Times (London), 18 April 1992 (sport
European, 13-15 July 1990, at 2. section).
co m ic(a l); co m e d ic. These words are confus co m m a n d e r-in -ch ie f. PI. commanders-in-chief.
ingly similar. Comic and comical both mean
“funny” or “humorous.” Comic is generally used, C o m m as . See p u n c t u a t io n ( c ).
however, o f what is intentionally funny, and comi
cal o f what is unintentionally funny. Hence the C o m m a S p l ic es . See r u n -o n s e n t e n c e s .
vacations with her father.” (One does not, idiom is too late to object to their being called commenta
atically, commence to live somewhere.) See b e g in tors.
(B).
Commence has long been criticized by stylists co m m e n ta to r; co m m e n te r. In law, these ordi
when introducing an infinitive; begin is here pref nary words have special senses. Commentators
erable: “In most cases, the Mississippi statute are usually scholars who write within a particular
commences [read begins] to run on the date o f the field; commenters, in AmE, are those who send
wrongful act.” comments to an agency about a proposed adminis
Definite nuances exist with start as opposed trative rule.
to begin or commence. Usually used o f physical
movement, start suggests an abruptness not pres c o m m e r c e . Formerly, commerce was usable in
ent in begin; one starts to do something or engage all the senses o f intercourse; hence the phrase
in some activity (e.g., to run). sexual commerce ( = sexual intercourse) in many
older legal writings (not necessarily involving
com m e n ce m e n t. See in tr o d u c to r y cla u se. prostitution). See in te rco u rse .
term. “The situation is analogous to one where a Commission is preferred in the sense “the action
wrongdoer mingles his own funds with other o f doing or perpetrating (as a crime).” The OED
funds he has misappropriated.” Commingles records examples o f committal and even o f com
would ordinarily appear in such a context. mitment in this sense, but these are anomalous.
com m in u te. See com m in a te. co m m itta b le ; c o m m ittib le . The first is pre
ferred. See -ABLE (A).
com m ission . See com m itm en t.
com m itta l. See com m itm en t.
com m ission ee. See -EE.
c o m m itte e ( = a person who is civilly committed,
co m m ission er; com m is s io n e r. The former usu. to a psychiatric hospital) is a splendid exam
spelling is standard. ple o f how lawyers take an ordinary English word
and give it an alien sense and pronunciation
com m itm en t; com m itta l; co m m issio n . Com /com-i-teeL The usage invites double-takes from
mitment and commission are common words that both lawyers and nonlawyers: “The civil commit
will here be discussed only to the extent that they ment hearing does not address whether the com
are confusable with committal, which is in all mittee has engaged in conduct that constitutes
but two specific senses a n e e d l e s s v a r ia n t . In the elements o f a crime; rather, that hearing
England, a committal in civil proceedings is a focuses on whether a committee is mentally ill or
method o f enforcing judgment by obtaining an dangerous . . . .” Benham v. Edwards, 678 F.2d
order that a person be imprisoned. E.g., “The 511, 538 (5th Cir. 1982). See Hickey v. Morris,
mode o f enforcing decrees in the time o f Henry 722 F.2d 543, 547 (9th Cir. 1983) (referring to the
VI down to the end o f the reign o f Charles I., “differences between insanity acquittees and civil
where the party was taken, appears to have been committees”). O f course, those who have had the
by committal to the Fleet prison; for the Chancel privilege o f serving on more than a few commit
lor could not bind the right, he could only coerce tees (in the usual sense) may see this usage as a
the person.” 1 George Spence, Equitable Jurispru logical extension o f meaning. See a cq u itte e .
dence 390 (1846)./ “The judge had inherent juris Some writers have used the spelling commitee
diction to make a committal order ex parte [com to differentiate the legal from the ordinary use o f
mitting a delinquent party to jail].” (Eng.) See the word. That spelling, however, violates the
com m itter. principles o f d o u b l in g o f f in a l c o n s o n a n t s and
Committal also has the sense “the action o f merely suggests that the writer possesses neither
committing the body to the grave at burial” an ear for the language nor a computer with a
(OED). E.g., “A decent committal o f the body to spelling-checker.
the deep in accordance with the custom in such Confusingly, committee has still another legal
matters ordinarily discharges the duty which the sense— esp. common in BrE—referring not to the
law imposes.” psychiatric patient but to the guardian for the
In the sense “the action o f committing an insane patient. E.g., “The appointment o f a guardian or
or mentally retarded person to the charge o f an committee for the person and property o f another
other,” commitment is the usual and the preferred is not conclusive evidence as to the mental capac
term: “The broad rule generally prevails that a ity o f such person to execute a deed.”/ “[T]he
valid proceeding to commit a person to an insane ‘committee’ o f a person o f unsound mind was a
asylum requires an opportunity for the incompe single person to whom the care o f such person
tent to be heard before the order o f commitment was entrusted by the court, the stress being on
is issued.”/ “At a proceeding before the Circuit the last syllable. Committees are no longer ap
Court o f Albemarle County it was adjudged that pointed.” Glanville Williams, Learning the Law
the infirmities o f Mary Thomas did not require 64 (11th ed. 1982).
the committal [read commitment] o f her person to
a guardian.” Commitment is also the preferred co m m itte r; co m m itto r. These words constitute
term in the broad sense o f “the action o f en one o f the few pairs with a clear-cut d if f e r e n t ia
trusting, giving in charge”: “Few men retain their t io n arising from these variable suffixes. Com
money in their own custody but commit its care mitter is the general word meaning “one who
to others, both for the feeling o f security that such commits (e.g., a crime).” Committor is an uncom
committal [read commitment] engenders and the mon legal term for “a judge who commits an
facility with which it may be transferred and paid insane or mentally retarded person to the charge
out by means o f checks.” o f another.” See -e r (A).
common law 177
com m od a tu m ; a cco m m o d a tu m . The usual tion, help keep them out o f trouble.” Jethro K.
spelling o f this term from Roman law, meaning Lieberman, Crisis at the Bar 56 (1978).
“a gratuitous loan (of something) for use without Commonage = ( 1 ) th e r i g h t o f p a s t u r i n g a n i
compensation” is commodatum. m a ls o n c o m m o n la n d ; (2 ) th e c o n d itio n o f la n d
(3) a n e s t a t e
h e ld in c o m m o n ; o r o r p r o p e r t y h e ld
co m m o n . A. A nd several. What is common is in c o m m o n (OED). Commonty, in it s e x is t i n g u s e s ,
shared in some way; what is several (q.v.) is sepa is a N EE D LES S v a r ia n t of commonage.
rate in some way. But the terms are vague enough
that they cause problems when used in several c o m m o n h o ld (BrE), referring to condominium
common legal tests: “[T]he distinction between a ownership, is a new system o f tenure in G.B.,
common undivided interest and several and dis allowing flats to be sold in freehold. E.g., “Com
tinct claims is something less than clear. This is monhold, a new form o f flat ownership, has been
to be expected. Except in property law contexts, proposed in a Law Commission report published
such terms as *commonf and ‘several' are poor yesterday. Commonhold, another name for the
words for a test o f jurisdiction—or anything else— US condominium, would provide an alternative
since they ‘have little or no clear and ascertain to freehold and leasehold ownership, combining
able meaning.'” Charles A. Wright, The Law o f their advantages and removing some o f the disad
Federal Courts 198 (4th ed. 1983) (quoting Benja vantages.” A.H. Hermann, Alternative to Lease
min Kaplan, Continuing Work o f the Civil Com hold o f Flats Proposed, Fin. Times, 23 July 1987,
mittee, 81 Harv. L. Rev. 356, 380 (1967)). at 1-6./ “The system o f commonhold, announced
B. And mutual. See m u tu al. by the Government last month, could deal with
many o f the problems which long leasehold ten
co m m o n a lity ; co m m o n n e ss; co m m o n a lty ; ants and their landlords are experiencing, says a
co m m o n a g e ; com m on ty . The common charac report published yesterday.” New Lease o f Life for
ter o f these words may cause confusion. The ordi Victims o f Landlords, Daily Telegraph, 14 Aug.
nary words are commonality and commonness; 1991, at 6.
although historically the two have overlapped,
they are best kept separate, in accordance with c o m m o n law . A. As Noun—in B road Con
the following definitions. Commonness, the gen trasts. In m odem usage, common law is con
eral noun corresponding to common, may mean: trasted with a number o f other terms. First, in
(1) “the state or quality o f being common” <the denoting the body o f judge-made law based on
commonness today o f fax machines>; (2) “the that developed originally in England, common
quality o f being public or generally used” <the law is contrasted by comparative jurists to civil
commonness o f the thoroughfare>; (3) “the having law, q.v. Second, “with the development o f equity
o f run-of-the-mill qualities” <the commonness o f and equitable rights and remedies, common law
his writing>; or (4) “vulgarity” <the commonness and equitable courts, procedure, rights, remedies,
o f a sot>. Commonality = the possession o f an etc., are frequently contrasted, and in this sense
attribute in common with another. The term is common law is distinguished from equity” (OCL).
usual in class-action suits. E.g., “The district court Third, the term is similarly distinguished from
denied class certification because it found that ecclesiastical law. Fourth, it is occasionally used
the petitioner had not satisfied the commonality to denote the law common to the country as a
and typicality prerequisite o f Federal Rule o f Civil whole— as distinguished from law that has only
Procedure 23 [i.e., the class members having local applications. Finally, and perhaps most com
claims with factual and legal issues in common monly within Anglo-American jurisdictions, com
with one another].” mon law is contrasted with statutory law s t a t
The remaining words are more easily distin utes in derogation o f the common law are to be
guished. Commonalty = (1) commoners; the gen strictly construed>.
eral body o f the community (excluding nobility); B. As Noun—Its Specific Senses. The phrase
(2) a municipal corporation (a sense to be avoided has at least seven senses— and “the precise shade
with this word, as corporation is the ordinary o f meaning in which this chameleon phrase is
word); or (3) a general group or body. In the used depends upon the particular context, and
following sentence, by contrast, the writer may be upon the contrast that is being made.” Glanville
using commonalty in sense (3)— a redundancy—or Williams, Learning the Law 25 n .l (11th ed.
may have intended commonality: “The Alabama 1982). Among its senses are:
code stood as a statement o f the rules o f the game
that a family o f professionals . . . adhered to in 1. in historical England, the “immemorial slow-
recognition o f their commonalty [read commonal growing custom declared by juries o f free men
ity?] and because it might, by forcing an affilia who gave their verdicts case by case in open
178 common-law cheat
court” (1 Winston Churchill, A History o f the only rarely does a question o f m odem American
English Speaking Peoples 225 (1956; repr. law depend on English common law. As Holmes
1983)); once acutely observed, “The common law so far
2. general law as distinguished from special law as it is enforced in a State, whether called com
such as royal decrees and the local customary mon law or not, is not the common law generally
law o f any district (see James Hadley, Intro but the law o f that State existing by the authority
duction to Roman Law 43 (N.Y., D. Appleton & o f that State without regard to what it may have
Co. 1881) (discussing English common law as been in England or anywhere else.” Black & White
“common . . . to all parts o f the kingdom, in Taxicab & Transfer Co. v. Brown & Yellow Taxi
distinction from the local usages”));— in this cab & Transfer Co., 276 U.S. 518, 533-34 (1928)
sense the phrase is analogous to Fr. droit com- (Holmes, J., dissenting). See generally Morris L.
mun & Ger. Gemeinrecht; Cohen, The Common Law in the American Legal
3. in comparative law, a body o f law based on the System, 81 Law Lib. J. 13, 18 (1989).
English legal system, as distinct from a civil- C. A t common law . A LOAN TRANSLATION o f the
law system; l a w f r e n c h al common ley, this phrase is the
4. “the set o f rules that lawyers use to settle any legal idiom used to introduce statements o f
dispute or problem to which no constitution or common-law doctrine—that is, in sense (1) out
statute applies” (Fred Rodell, Woe Unto You, lined under ( b ) above. E.g., “At common law, the
Lawyers! 20 (1939; repr. 1980); death o f the injured person or o f the tortfeasor,
5. the power o f judges to create new law under at any time before verdict, abated the action.”/
the guise o f interpreting it (Glanville Williams, “ A t common law,* says Sir W. Erie, ‘every person
Learning the Law 29-30 (11th ed. 1982); has individually, and the public also have collec
6. m odem judge-made law (see, e.g., Bernard tively, a right to require that the course o f trade be
Johnson, Inc. v. Continental Constructors, Inc., kept free from unreasonable obstruction.' ” (Eng.)
630 S.W.2d 365, 370 n.4 (Tex. App.—Austin Writers and editors occasionally puzzle over
1982) (“The defense o f ‘privity o f contract' hav whether to use the present or the past tense after
ing been established by the common law, it this phrase. In the previous paragraph we see an
obviously may be abolished by statute or by example o f each. The distinction lies here: If the
the common law.”)); doctrinal statement o f immemorial law continues
7. a widely adopted statute (e.g., “Carl Zeitz . . . to hold true, the present tense is called for; if the
said the judge's ruling appears to be a ‘logical statement is o f historical interest and the doctrine
extension' o f the common laws [dramshop stat long since obsolete, the past tense is appropriate.
utes] that hold taverns partly responsible for Oddly, the preposition at is not used in any
damages incurred if they serve alcohol to a parallel idiom for civil law.
visibly intoxicated person.” R.B. Smith, Casi D. As A djective. The phrase is hyphenated
nos May Be Held Liable for Drunken Patrons when it serves as a p h r a s a l a d j e c t iv e but not
[sic] Losses, Wall St. J., 23 June 1989, at B l). when it serves as a noun. Both uses are illustrated
in this sentence: “But these are all common-law
Sense (7) is the nonlawyer's unfortunate MIS- cases, and the common law has its peculiar rules
CUE— nothing more. Sense (6) is arguably loose; in relation to this subject.” Cf. c iv il(-)la w ( b ).
one book, supporting this sense, states that com
mon law is “ [s]ometimes referred to as case law.” co m m o n -la w ch ea t. See ch ea t.
Stephen Foster, Business Law Terms 17 (1988).
But common law really encompasses much more co m m o n -la w la w y er; co m m o n la w y er. The
than caselaw, q.v., which usually refers to a lim better form is common-law lawyer, the repetition
ited number o f cases within a field. Still, drawing o f law is no cause for anxieties about r e d u n
the line between caselaw and common law— esp. d a n c y — e.g.: “But there the court o f appeal,
as used in a phrase such as federal common law— the Privy Council, has been largely composed o f
is a difficult, if not impossible, task. common-law lawyers.” Oliver W. Holmes, The
In the U.S.— contrary to popular belief—the Common Law 27-28 (1881; repr. 1946). Several
common law includes many early English learned writers such as John Chipman Gray, Ros-
statutes. For example, the crime known as false coe Pound, and Lawrence Friedman have used
pretenses (q.v.), unknown to English common law, common-law lawyer.
was made a misdemeanor by an English statute But many others— mostly British—have used
old enough to have been incorporated into the common lawyer, as in the title o f Frederick H.
common law o f American states. O f course, once Lawson's book, A Common Lawyer Looks at the
adopted in the various American states, the com Civil Law (1953). Consider: “On the whole the
mon law has grown in a variety o f directions, and common lawyers used the device well, under-
commonsense 179
standing the purpose for which the fiction was Plaintiff statement o f claim or declaration
created . . . .” George W. Paton, A Textbook o f Defendant defence (BrE sp.) or answer
Jurisprudence 58 (4th ed. 1972)./ “The common Plaintiff reply or replication
lawyer is pious and platitudinous about the insu Defendant rejoinder
larity o f English law.” Samuel J. Stoljar, A Com Plaintiff surrejoinder
mon Lawyer’s French, 47 Law Lib. J. 119, 119 Defendant rebutter
(1954). The OED, interestingly, contains exam Plaintiff surrebutter
ples o f the phrase common lawyer dating from as
M odem practice has been greatly simplified. In
early as 1588.
English practice today, the pleadings are gener
As i f to avoid a m i s c u e — as by reading common
ally the plaintiff’s statement o f claim, the defen
lawyer to be analogous to common strumpet—
dant’s defence, and (sometimes) the plaintiff’s re
at least two eminent writers have taken to hy
phenating the phrase: “Under either view, the
ply. In American federal practice, the pleadings
are generally the plaintiff’s complaint and the
common-lawyers seem significantly prominent in
defendant’s answer, both o f which are commonly
the creative days o f early equity.” Theodore F.T.
amended repeatedly. See p le a d in g ( c ) , EQUITY
Plucknett, A Concise History o f the Common Law
PLEADINGS & WORLD COURT PLEADINGS.
180 n.4 (5th ed. 1956)./ “But the common-lawyers
. . . were forced into the position o f saying that
the seisin . . . was in the lord . . . .” A.W.B. co m m o n -la w w ife is a misnomer o f sorts: “No
Simpson, An Introduction to the History o f the such woman was known to the common law, but
Land Law 150 (1961; repr. 1964). [the phrase] means a woman who is living with a
That urge to hyphenate is understandable, but man in the same household as if she were his
the hyphen belongs in common-law lawyer and wife. She is to be distinguished from a mistress,
not in common lawyer. where the relationship may be casual, imperma
nent, and secret.” Davis v. Johnson, [1979] A.C.
c o m m o n - l a w m a r r i a g e has one meaning in the
264, 270 (per Lord Denning, M.R.). The OCL
U.S., another in Scotland, and still another in states that “the term common-law wife is some
England. In the U.S., it generally denotes an times applied [no doubt as a e u p h e m is m ] to a
agreement to marry, followed by cohabitation and concubine or mistress where the relationship is
a public recognition of the marriage. Common- o f some duration or stability.” In AmE, this use
law marriages are valid in many states, such as o f the term is properly considered a corrupt one.
Texas, though others have abolished the institu See co m m o n -la w m a rria g e.
tion, as New York did in 1932.
In Scotland, the phrase denotes cohabitation for co m m o n la w y e r. See co m m o n -la w la w y er.
a substantial period with the acquisition o f the
reputation o f being married (an agreement to co m m o n n e ss. See co m m o n a lity .
marry not being necessary).
And in England, common-law marriage is now co m m o n p lea s, c o u r t o f. At early common law,
used only o f a marriage celebrated according to a common pleas were actions over which the crown
common-law form in a place where the local forms did not claim exclusive jurisdiction— as distin
o f marriage cannot be used (e.g., a desert island) guished from pleas o f the crown. Later, the phrase
or are morally unacceptable to the parties (e.g., a common pleas referred more specifically to civil
Muslim country) or where no cleric is available actions between private citizens.
(OCL). Additionally—and more commonly in Through metonymy (as early as the 13th cen
BrE—the phrase refers to an illicit union o f some tury), common pleas came to refer to the court
duration. As Sir Robert Megarry writes, “The hearing civil actions— a court that lasted in En
so-called common-law marriage, little known in gland until 1875, when it was merged into the
England save as a polite verbal cloak for fornica newly established High Court. Several North
tion or adultery o f the less ephemeral type, has American jurisdictions still have courts o f com
a respectable ancestry in America.” A Second mon pleas, including the states o f Connecticut,
Miscellany-at-Law 210 (1973). Ohio, Pennsylvania, South Carolina, and the
In none o f these jurisdictions is the phrase to province o f Ontario.
be confused with its near-homophone common-
law mortgage. co m m o n se n se , adj.; c o m m o n se n sica l; com -
m on sen sib le. All three forms date from the 19th
C o m m o n -l a w P l e a d i n g s . Until the Judicature century. Commonsense should generally be pre
Act o f 1873, the pleadings allowed in English ferred over commonsensical or commonsensible <a
courts were as follows: commonsense approach>— though commonsense
180 commonty
may cause a MISCUE if it does not immediately for the assumption by the heirs that the deaths
precede the noun it modifies. For example, if Ro- were simultaneous.” Morelock v. Aetna Life Ins.
dell had used commonsense here instead o f com- Co., 63 So. 2d 612, 614 (La. 1953)./ “I do not think
monsensible, some readers might have hesitated: it necessary to cope with the difficult problem
“Ten o f the men under whom I took courses were o f whether the doctrine o f commorientes . . . is
sufficiently skeptical and common-sensible about applicable to a wrongful death action.” Chateau
the branches o f law they were teaching so that, v. Smith, 297 So. 2d 268, 271 (La. Ct. App. 1974)
unwittingly o f course, they served together to (Schott, J., concurring).
fortify my hunch about the phoniness o f the whole
legal process.” Fred Rodell, Woe Unto You, Law c o m m u n i c a t i o n is often used as a c o u n t n o u n
yers! xx (1939; repr. 1980). in the law o f evidence. It refers to any writing
The noun is two words: common sense. or conversation from one person to another or
between persons.
co m m o n ty . See c o m m o n a l i t y . Partridge states, in reference to communicate
and communication, that if all you mean by com
c o m m o n w e a l; c o m m o n w e a lth . Commonweal municate is write or tell, or by communication a
= the general welfare or common good. E.g., “Tes note or a letter, then say so. Eric Partridge, Usage
tamentary conditions in general restraint o f mar and Abusage 77 (1973). As a general rule, that
riage are regarded as contrary to public policy advice is well taken; but if the lawyer particularly
and to the commonweal.7 “The sixteenth-century wishes to emphasize the applicability o f a rule of
ideal o f the ‘commonweal*—what would now be evidence relating to communications, use o f the
called ‘public policy*—is an originally Roman prin longer, broader word is certainly justified.
ciple still invoked in the courts.” Alan Harding, A
Social History o f English Law 236 (1966). co m m u n ica tiv e ; c o m m u n ica to ry . The latter is
Commonwealth = a nation, state, or other polit a N EE D LES S VARIANT.
ical unit <the British Com m onwealths For the
distinction between this term and dependency and co m m u n itiz e , co m m u n itiz a tio n . A. And
territory, see t e r r i t o r y . unitize, unitization. These two sets o f terms,
from the American law o f oil and gas, are some
com m orientes = persons who die at the same times used interchangeably but are usefully dis
time, such as spouses who die in an accident. tinguished. The following definitions are based on
Although this LATINISM would seem to be useful those contained in Williams & Meyers, Oil and
in the context o f simultaneous-death statutes, it Gas Terms 652, 938 (6th ed. 1984). Unitization =
is little used in the U.S. outside Louisiana. But the joint operation o f all or some portion o f a
it does occasionally surface in general American producing reservoir. E.g., “[S]uch leases contain
caselaw: “All o f that evidence showed prima facie no words o f pooling or unitization.” R.M. Myers,
that husband and wife perished in a common The Law o f Pooling and Unitization 46 (1957).
disaster as commorientes . . . .” Cruson*s Estate The verb unitize has been traced back to the mid-
v. Long, 221 P.2d 892, 900 (Or. 1950)./ “Let me 19th century, though then in a different context.
next refer for a moment to the general law govern Communitize and communitization are legal
ing successions from commorientes who perish in n e o l o g i s m s dating from the mid-20th century
a common disaster.” In re Fowles* Will, 158 N.Y.S. and recorded in no standard nonlegal dictionary.
456, 459 (Surr. Ct. 1916). See s i m u l t a n e o u s Communitization (known also as pooling ) = the
d e a th . bringing together o f small tracts sufficient for the
Presumably the term is more common in BrE, granting o f a well permit under applicable rules
for it is included in the compendious CDL. And it for the spacing o f wells. E.g., “The Carter Oil
appears in the work o f respected British legists— Company’s answer also alleged that there was an
e.g.: “By reason o f the English rule relating to agreement between appellees and certain persons
commorientes the husband was deemed to have to communitize a certain other oil lease with that
died intestate . . . .” R.H. Graveson, Conflict o f o f plaintiff Rhodes.” Rhodes v. Davis, 28 N.E.2d
Laws 384 (7th ed. 1974). 113, 115 (111. 1940)./ “[T]here was no communiti
In Louisiana usage, commorientes has under zation as a matter o f law because all o f the royalty
gone s l ip s h o d e x t e n s io n to refer not to the per owners had not executed or ratified the lease.”
sons who die simultaneously, but to the rule o f May v. Cities Serv. Oil Co., 444 S.W.2d 822, 827
succession regarding such persons. Thus, one oc n.4 (Tex. Civ. App.— Beaumont 1969).
casionally sees references to the doctrine o f com B. A nd communize, communization. Interest
morientes— e.g.: “Plaintiff suggests that the doc ingly, the earliest appearance o f communitize (c.
trine o f commorientes . . . might have applied but 1939) was preceded by a variant form— commu-
comp 181
nize ( = to make classifiable as community prop riage— apart from acquisitions by gift, by will,
erty)— which was used during the 1920s through or by inheritance; (2) property held under this
the 1950s. Professor Patrick H. Martin o f Louisi system.
ana State University, in a letter o f September When used attributively as a phrasal ad
1989, observed that communitize displaced the jective, the phrase should be hyphenated thus:
shorter form because American farmers, espe community-property state, community-property
cially in Oklahoma, probably did not want their rules, etc. See ga n a n cia l.
activities in the 1940s through the 1960s being Separate property = property that a married
described as “communizing.” Imagine the discom person can sell, give away, or leave to some
fort that the following sentences might have body by will without the spouse’s consent, and
caused during the McCarthy era: “It is clear, then, that remains that person’s undivided property
that had the legislature attempted by the Com upon divorce. In specific ways, the phrase carries
munity Property Law to transform property then different meanings in community-property ju r
owned by either spouse from separate into com isdictions and in common-law (or equitable-
munity property, such a provision could not have distribution) jurisdictions. In community-
stood the test o f constitutionality. But how is the property jurisdictions, separate property refers to
situation different merely because, instead o f a a married person’s property that is (a) acquired
provision o f that nature, the act communizes the before marriage; (b) acquired during the marriage
future income from such property?” Willcox v. by gift, by will, or with premarital holdings; or
Penn M ut Life Ins. Co., 55 A.2d 521, 526 (Pa. (c) acquired after permanent separation. For the
1947)./ “The 1939 Community Property Act, dis other meanings o f separate property, see se p a
cussed by the administratrix, is only o f historical ra te p ro p e rty .
significance, and compliance therewith evidenced
an intent by husband and wife to communize c o m m u n ity s e r v ic e is an increasingly common
their property.” Davis’ Estate v. Oklahoma Tax penal sentence for those whose crimes have in
Comm’n, 246 P.2d 318, 319 (Okla. 1952). jured the community in some way, but who (it
is thought) deserve only light punishment. E.g.,
co m m u n ity c h a rg e (BrE) = poll tax (BrE), i.e., “Before his brief declaration, his lawyer, Stephen
Prime Minister Margaret Thatcher’s controver E. Kaufman, asked Judge Lowe to impose a sen
sial (and doomed) measure aimed at increasing tence o f community service, saying that a jail term
government revenue. E.g., “The arguments in fa would serve no purpose.” Stephen Labaton, GAF
vour o f a community charge are as strong as Fined; Executive Sentenced, N.Y. Times, 31 March
ever. The domestic rate which it replaces was an 1990, at 17.
inequity founded on a fiction.” Bruce Anderson,
The Poll Tax Finds a Worthy Champion, Sunday c o m m u n ize. See co m m u n itiz e (b ).
Telegraph, 21 Jan. 1990, at 19./ “It must have
seemed like a good idea when the Conservative com m u te. A. A nd com mutate. The latter is a
Party proposed it in 1987: a ‘community charge,’ technical term relating to electricity. Commute
the same for every citizen, to cover part o f the is the legal term meaning (1) “to exchange (a
cost o f local government services and replace most punishment or penalty) for one o f less severity”;
real estate taxes. Now, with what has since be or (2) “to change (one kind o f payment) into or for
come known pejoratively as the ‘poll tax’ and is another; esp. to substitute a single payment for
about to go into effect in England and Wales on a number o f payments, a fixed payment for an
April 1, even many o f Prime Minister Margaret irregular or uncertain one, or a payment in money
Thatcher’s Conservative Party supporters wish for one in kind (e.g., a tithe)” (OED). Today sense
that they had never heard o f it.” Craig R. Whit (1) o f commute is more common <the governor
ney, Violent Anger Rises in Britain as Date for commuted his prison sentence to sixty days o f
‘Poll Tax’ Nears, N.Y. Times, 10 March 1990, community service>.
at 2. B. And pardon . To commute a punishment or
penalty is to reduce it, or to substitute in its place
com m u n ity p ro p e rty ; se p a ra te p ro p e rty . a milder punishment or penalty. To pardon one
Community property = (1) a system o f marital- who has been convicted or punished is to excuse
property rights derived from the Spanish law and that person without exacting any penalty.
now existing in eight American states: Arizona,
California, Idaho, Louisiana, Nevada, New Mex c o m p is AmE slang for compensation— used most
ico, Texas, and Washington; under this system, often in the phrase workers’ comp. E.g., “The
spouses are co-owners o f all real and personal House proposal . . . stands a better chance o f
property that either acquires during the mar controlling the worker comp drain than the Sen
182 compact
ate proposal ramrodded by trial lawyer and labor sued both John Morgan (‘Morgan') and Morgan
proponents.” Comp Showdown, Dallas Morning Inc. (‘the Company').”
News, 1 Dec. 1989, at 30A. On the issue o f creating acronyms and initial-
isms from company names— such as “MURB”
co m p a ct, n., adj. & v.t. The noun is accented on from Morgan Utility Regulatory Board— see INI-
the first syllable, the verb on the second. The TIALESE.
adjective is rendered both ways, preferably Ikdm-
p a k tf except in reference to small cars. co m p a r a b le ; c o m p a ra tiv e . The former is
stressed on the first syllable, the latter on the
second. Comparable = capable o f being compared;
co m p a ctib le ; co m p a cta b le . The former is pre
worthy o f comparison <comparable salariesx
ferred. See -a b l e (a ).
Comparative = (1) o f or pertaining to comparison
<a comparative discourse o f the laws>; (2) involv
com p a n y ; co rp o ra tio n . At common law, the
ing comparison <the field o f comparative law>; or
technical legal term for an entity having a legal
(3) estimated by comparison com p a ra tive dis
personality was corporation. The word company tances >.
could refer to a partnership or other unincorpo
Occasionally comparative is used where compa
rated association o f persons. In current usage, rable is called for: “A new system permits women
however, company almost always refers to an members o f staff to complain if they feel they are
incorporated company—i.e., a corporation. See
being paid less than men o f comparative [read
c o r p o ra tio n .
comparable] skill.” Simon Hoggart, Observer, 22
Sept. 1991, at 22. Though the OED documents
co m p a n y la w is the British equivalent o f the this use o f comparative with four examples rang
American phrase corporate law— e.g.: “My Lords, ing from the early 17th to the early 19th century,
this appeal raises a question o f some importance it labels the usage obsolete.
to those concerned with the niceties o f company
law.” (Eng.)/ “The bill [the 1856 Joint Stock Com co m p a r a tiv e law . See ju r is p r u d e n c e ( d ).
panies Bill] was passed, and as consolidated in
the giant Companies Act o f 1862 is the basis o f co m p a r a tiv e n e g lig e n ce ; c o n tr ib u to r y n e g li
modern company law.” Alan Harding, A Social g e n ce . In the U.S., a plaintiff’s contributory neg
History o f English Law 376 (1966). See c o r p o ligence ( = his own carelessness for his own safety
rate law . or interests, which contributes materially to dam
age suffered by him as a result partly o f his own
C o m p a n y N a m e s are commonly given abbrevi fault and partly o f the fault o f another person or
ated forms in legal prose. Often writers go to persons [CDL]) has traditionally, in accordance
absurd lengths to specify what the short form of with the common-law rule, acted as a complete
the company name is in parentheses, e.g., Morgan bar to recovery. But most states have now adopted
Data Processing and Filming Co., Inc. (hereinafter statutes providing for comparative negligence,
“Morgan”). This habit becomes ridiculous after we which acts to reduce the plaintiff's recovery pro
have seen three or four parties with distinctive portionally to his fault in the damage rather than
names treated in this way. The better practice in to bar recovery completely. The terms contribu
most legal writing is to give the full name when tory negligence and comparative negligence have
the party is first identified, and then to use the remained quite distinct.
short form thereafter without parenthetical ex In G.B., however, the separate term compara
planation. When companies named, in short form, tive negligence is not used. The common-law rule
Morgan and Stevens and Broadmoor and Data- o f contributory negligence was altered by the Law
point are involved in litigation or are parties to a Reform (Contributory Negligence) Act o f 1945,
contract, nobody will confuse one with another if which provides that “if the plaintiff is partly in
only these abbreviated names are used. Omitting fault, his claim is not defeated, but the damages
the cumbersome hereinafter phrases also mini recoverable are to be reduced to such extent as
mizes the somnifacient effects o f l e g a l e s e . the court or jury thinks just and equitable having
The exception to this advice, o f course, occurs regard to the claimant's share in the responsibil
when a man named Morgan is sued in conjunction ity for the damage” (OCL). Thus contributory neg
with his company Morgan, Inc. When names are ligence in G.B. means roughly what comparative
confusingly similar, it is best to spell out exactly negligence means in the U.S.; rather than devis
which abbreviation is used with which name, and ing a new term, the English have continued using
then to use those forms consistently. This practice the old term, but with a new meaning. See as
does not require hereinafter. E.g., “Plaintiff has su m p tion o f th e risk .
compel 183
sion that appellant's motion at the close o f all the Croson Co., 488 U.S. 469, 547-48 (1989) (Mar
evidence should be read as a motion for a directed shall, J., dissenting)./ “We need go no further.
verdict.”/ “Does a procedural merger o f law and Having attentively reviewed the compendious
equity automatically impel [the court to] a modi record in this long-running suit, we discern no
fication o f principles o f equitable jurisdiction?”/ reversible error.” HMG Property Investors, Inc. v.
“With these principles in mind, we [the justices Parque Indus. Rio Canas, Inc., 847 F.2d 9 0 8 ,9 1 9 -
o f the court o f appeals] are impelled to agree 20 (1st Cir. 1988) (referring elsewhere to “the
with the probate court's decision that appellants hoariness o f the controversy and the girth o f the
violated the in terrorem clause o f decedent's will.” record” [at 919]).
But the courts have been less than punctilious Perhaps the error stems from the idea that a
about the distinction between compel and impel. compendium is, at best, a fairly comprehensive
Sentences like the following are common: “Our abridgment. But, properly speaking, the empha
analysis compels the conclusion that FERC lacks sis falls on abridgment, not on comprehensive.
the authority to suspend initial rate filings.” Per And some would say that the word does not at all
haps this use of compel stems from a desire for suggest comprehensiveness: “But as a compen
the court (again, the understood object) to suggest dium o f feminist art history . . . and a cata
that it simply had no choice in its holding. The logue-com m odious though not, o f course, com
device is largely rhetorical and is so clichéd as to prehensive— o f women artists, this will be an
be ineffective. Lon Fuller—through the voice o f a enormously useful work.” L. Hughes-Hallet, Book
fictitious judge— subtly mocked the device in a Rev., Sunday Times, 10 June 1990, at 8-10.
famous article: “For us to assert that the law we
uphold and expound compels us to a conclusion PI. -ia. See p l u r a l s (A). For the
c o m p e n d iu m .
we are ashamed o f . . . seems to me to amount sense o f the word, see c o m p e n d i o u s .
to an admission that the law of this Common
wealth no longer pretends to incorporate justice.”
The Case o f the Speluncean Explorers, 62 Harv. co m p e n sa b le . A. A nd com pensatory. A nuance
exists between these terms. Compensable dam
L. Rev. 616, 620 (1949). See im pel.
ages = those damages capable o f being recovered;
damages for which compensation is available.
co m p ella b le, primarily a legal term, has tradi
tionally been used in the broad sense “that may Compensatory damages = those damages in
tended to make the plaintiff whole again; actual
be compelled (to do something).” E.g., “Both Plato
and Aristotle approved abortion for this purpose, damages. Compensable damages are hypothetical;
the latter suggesting that a mother should be compensatory damages are those actually
compellable to commit abortion after she had awarded or to be awarded to a party.
borne an allotted number o f children.” Glanville The form compensatable is an error for compen
Williams, The Sanctity o f Life and the Criminal sable: “[The] loss [is] compensatable [read compen
Law 148 (1957; repr. 1972). sable] by interest o f not more than $405.” Metz v.
Today the word is more widely used in the sense Tusico, Inc., 167 F. Supp. 393, 398 (E.D. Va.
“subject to being compelled (to testify).” The term 1958). See - a t a b l e .
B. Spelling. Compensable— not compensible— is
is far more common in BrE than in AmE. E.g.,
the preferred form. The -ible spelling is incorrect;
“[I]t is only within certain limits that husband
the frequency o f its use is explained perhaps by a
and wife are competent, and within narrower
mistaken analogy to comprehensible. See -A B L E
limits that they are compellable, to give evidence
(A).
against one another, in criminal proceedings.”
William Geldart, Introduction to English Law 49
(D.C.M. Yardley ed., 9th ed. 1984)./ “[N]ot until co m p e n sa ta b le . See co m p e n sa b le .
1898 were accused persons made competent (but
not compellable) witnesses at their trial.” Theo co m p e n sa te . A. Transitive o r Intransitive.
dore F.T. Plucknett, A Concise History o f the Com Compensate may or may not take for, and either
mon Law 437 (5th ed. 1956). way means “to make up for, to counterbalance.”
E.g., “When it is conceded that mental suffering
co m p e n d io u s means “abridged, succinct,” not may be compensated (for) in actions o f tort, the
“voluminous,” as several federal judges mistak right o f the plaintiff to recover in this case is
enly believe— e.g.: “O f course, Richmond could established.” The modern tendency is to omit for,
have built an even more compendious record of but the sound o f a sentence may outweigh the
past discrimination, one including additional interests o f concision.
stark statistics and additional individual accounts B. A nd recom pense. These verbs are almost
of past discrimination.” City o f Richmond v. J.A. precisely synonymous <to recompense the victim
competent 185
to impose any sentence, even death, without being Complainer is the Scottish equivalent o f com
disabled, in another case, from applying proce plainant. E.g., “Seven months later there were
dure o f a more limited character.” (Eng.) This use served upon the complainer, not one, but five
of the word, in the sense “proper, appropriate,” separate complaints.” (Scot.)/ “In the heart o f the
was labeled obsolete by the OED. Yet it still Island o f Lewis near the head o f Loch Erisort
appears in legal writing, albeit less and less fre there is a clachan called Balallan, in which the
quently. E.g., “The general rule is that recital o f complainer keeps the local store, selling articles
a written instrument as to consideration is not o f clothing, provisions, and general merchandise.”
conclusive, and it is competent to inquire into (Scot.) In the U.S., complainer is generally under
consideration and to show by parol evidence the stood as meaning “one who habitually complains.”
real nature o f the consideration.”/ “In the present Cf. p u rsu e r. See p la in tiff.
case it was competent for the plaintiff to recover
for the intestate's pain, suffering, and disability c o m p la in e e has appeared as a correlative of
during his period o f life following the assault.” complainer— e.g.: “The action is one seeking to
More frequently, competent = (1) (of a judge recover concealed assets o f the estate o f Isabel S.
or court) having jurisdiction or authority to act Jones, deceased, which the complainant alleges
<When a court o f competent jurisdiction has ob to be in the possession o f complainee.” In re Jones’
tained control o f property, that control may not be Estate, 122 N.E.2d 111, 111-12 (Ohio App. 1952).
disturbed by any other court>; (2) (of witnesses) Perhaps it has something to commend it, but
having capacity; qualified to testify in court con that something is hard to imagine. Proper names
cerning the material facts <A will is void unless would surely be preferable. See -EE & p a r t y a p
attested by the number o f competent witnesses p e l l a t io n s .
required by statute>; (3) (of a case) within the
jurisdiction o f the court; or (4) (of evidence) admis
co m p la in e r. See co m p la in a n t.
sible. See c o m p e te n ce & in co m p e te n t.
This word is still further complicated in legal
co m p la in t, w e ll-p le a d e d . See w e ll-p le a d e d
contexts by its frequent appearance in its lay
co m p la in t.
sense (= professionally adequate; properly quali
fied): “Omission o f the testimony may have been
so material as to deprive the proceeding o f funda co m p la isa n t. See c o m p la ce n t.
mental fairness, despite appellant’s otherwise
competent representation.”/ “A jury could conclude c o m p le a t is an archaic variant o f complete with
that appellee failed to fulfill its dual obligation to no place in modern contexts, unless facetiousness
provide a competent service engineer to supervise is intended. Even so, it is a one-word c l ic h é .
installation o f the purchased equipment.”
co m p le m e n t. See com p lim e n t.
co m p la ce n cy ; co m p la c e n c e . The latter is a
NEEDLESS VARIANT.
c o m p le te d iv e rsity . See d iv ersity .
co m p lim e n t; com p lem e n t. These words are of comprise [read constitute] not a number o f individ
ten confounded. The first means “to praise,” the uals, each owning an undivided interest, but a
second “to supplement appropriately or ade corporate entity.”/ “With a joint tenancy, coten
quately.” ants comprise [read constitute] a corporate unity.”/
“The front and back o f this Order comprise [read
co m p ly takes with, not to. E.g., “You have also constitute] the entire agreement affecting this
asked whether the budget for Cameron County purchase.”
complies in form to [read with] the requirements D. Comprise fo r are. This is an odd error based
o f the county budget statutes.” on a misunderstanding o f the meaning o f com
prise. E.g., “The appellants comprise [read are]
co m p o s e ; co m p rise . Correct use o f these words nine o f sixteen defendants convicted in the federal
is simple, but increasingly rare. The parts com district court on one or more counts o f an eleven-
pose the whole; the whole comprises the parts; the count indictment.”
whole is composed o f the parts; the parts are E. C orrect use o f com prise. E.g., “The advisory
comprised in the whole. Comprise, the more trou group, which comprises attorneys and representa
blesome word in this pair, means “to contain; to tives o f major categories o f litigants, will analyze
consist of.” E.g., “The evidence clearly showed the trends in case filings, the demands on the
that the committee comprised members from in court’s resources, and the principal causes o f cost
side as well as outside the Bank.”/ “Every act and delay in civil litigation.” Theodore R. Tetzlaff,
causing an obstruction to another in the exercise Federal Courts, Their Rules, and Their Roles,
o f the right comprised within this description Litigation 1, 1 (Spring 1992)./ “Together, the first
would, if damage should be caused thereby to the two volumes o f ‘The Years o f Lyndon Johnson’
party obstructed, be a violation o f this prohibi comprise, with notes, 1,387 pages.” Frank J. Prial,
tion.” (Eng.) A number o f mistakes occur with Author's Kind Word for Johnson, N.Y. Times, 31
comprise: March 1990, at 13.
A. E rroneous Use o f is com prised of. The F. Compose in the sense o f compound. See
phrase is comprised o f is always wrong and should co m p o s itio n .
be replaced by either is composed o f or comprises.
E.g., “We also judicially notice that the 123d Judi c o m p o s itio n means, at common law, (1) the act
cial District Court o f Shelby County is comprised o f adjusting a debt, or avoiding a liability, by
o f [read comprises] two counties, Panola and compensation agreed to by the parties; or (2) the
Shelby.”/ “The law of the professional lawyer was compensation paid as part o f such an agreement.
comprised o f [read comprised] rules derived from This noun corresponds to the verb to compound,
judges’ dicta . . . .” Alan Harding, A Social His q.v., and often means merely “a compounding.”
tory o f English Law 134 (1966). E. g., “This being by act o f the creditor, since
Sometimes the simplest o f verb phrases is what without his participation the composition would
is needed: “In the course o f the search, the agents be ineffective to affect the debt, the surety is
noticed that the ceiling o f the barracks was com discharged.” Laurence P. Simpson, Handbook on
prised [read made up] o f removable acoustical the Law o f Suretyship 312 (1950) (corresponding
tiles.” Following is the correct use o f is composed to sense (2) o f compound)J “If a slave killed a
o f where the careless writer would put is com freeman, he was to be surrendered for one half o f
prised of: “The organization is composed o f certain the composition to the relatives o f the slain man,
employees of the Chicago Railway Co.” and the master was to pay the other half.” Oliver
B. Comprise fo r are com prised in. “Discrimina W. Holmes, The Common Law 17 (1881; repr.
tory tests are impermissible unless shown by pro 1946) (corresponding to sense (3) o f compound).
fessionally acceptable methods to be predictive or Similarly, compose is sometimes used as a syn
significantly correlated with important elements onym for compound (in the legal sense): “It was
o f work behavior that comprise [read are com . . . an attempt [by the defendant] to compose a
prised in] the job for which the candidates are dispute, . . . to find a mutually satisfactory mid
being evaluated.” dle ground between the two divergent conceptions
C. Comprise fo r constitute. Comprise is more o f the original offer to sell.” Frese v. Gaston, 161
and more commonly used in a sense opposite its F. 2d 890, 891 (D.C. Cir. 1947) (per curiam).
true meaning (“to contain, include, embrace”). It
should not be used for compose or constitute. E.g.,
“To the extent that pension rights derive from com pos m entis. See non com pos m entis.
employment during coverture, they comprise
[read constitute] a community asset subject to com pou n d, v .t., h a s b e e n th e v ic tim o f a s l ip
sense. The word has three basic meanings: (1) “to c o m p o u n d e r = (1) one who compounds for a
put together, combine, construct, compose” <to liability, debt, or charge; (2) one who compounds
compound sand and gravel>; (2) “to settle (any a felony or offense; (3) one who pays a lump
matter) by a money payment, in lieu o f other sum in discharge o f a liability requiring recurrent
liability” <to compound a debt>; and (3) “to for payments; (4) one who, as a stranger to a dispute,
bear from prosecuting for consideration, or to tries to help parties settle their differences (an
cause (a prosecutor) so to forbear” <to compound arbitrator with extensive equitable powers was
a felony>. For senses (2) and (3)—the legal formerly known as an amicable compounder); (5)
senses—the noun corresponding to this verb is one who knows o f another’s crime and agrees, for
composition, q.v. some reward received or promised, not to inform
Sense (3) has historically been the more com or prosecute.
mon one— e.g.: “Among certain grizzled sea gos
sips . . . went a rumor perdue that the master- c o m p o u n d in g a cr im e = accepting something
at-arms was a chevalier who had volunteered into o f value under an unlawful agreement not to
the king’s navy by way o f compounding for some prosecute a known criminal offender or to handi
mysterious swindle whereof he had been ar cap the prosecution. Thus, the sense differs from
raigned at the King’s Bench.” Herman Melville, that which many readers would intuitively (and
Billy Budd 28 (1891; repr. 1979). mistakenly) attribute to the phrase (something
The word has been sloppily extended because like “adding to a crime”).. See co m p o u n d .
“nonlawyers have misapprehended the meaning
o f to compound a felony . . . . [The word] is now c o m p o u n d la rce n y . See la r c e n y (b ).
widely abused to mean: to make worse, aggravate,
multiply, increase.” Philip Howard, New Words c o m p re h e n d . In lay contexts, this word means,
for Old 19 (1977). Examples o f this looseness o f almost exclusively, “to grasp mentally”; in legal
diction abound now even in legal writing. E.g., contexts, it frequently means “to include, encom
“This deliberate perpetuation o f the unconstitu pass.” E.g., “These instructions would comprehend
tional dual system can only have compounded the damages for any disfigurement o f the plaintiff’s
harm o f such a system.” Green v. County School nose.”/ “No judicial opinion can comprehend the
Bd., 391 U.S. 430, 438 (1968)./ “The elective share protean variety o f the street encounter,
is further reduced in jurisdictions that compute and we can only judge the facts o f the case before
the share on the basis o f the net estate after us.”/ “By confining herself to the use o f the generic
taxes, thus compounding the loss o f protection term, the present testatrix comprehended all
for the spouse.”/ “With the expansion o f equity the various religious, educational, benevolent,
jurisdiction, such problems have been enormously and humanitarian objects that the single word
compounded.”/ “The situation for the prosecution ‘charity’ connotes.” See a p p re h e n d . Cf. em
was compounded by the star witness’s evasion o f b ra ce .
subpoenas by hiding in Ireland.”
It is not quite true, then, at least in the U.S., c o m p re h e n sib le ; c o m p r e h e n d ib le . The latter
that “to write ‘he compounded the offence’ is a NEEDLESS VARIANT.
(when what is meant is that he did something to
aggravate the offence) is to vex every lawyer co m p rise . See co m p o se .
who reads the sentence, and to provoke num
bers o f them to litigious correspondence in defence c o m p r o m ise = (1) to agree to settle a matter
o f their jargon.” Philip Howard, New Words <the parties compromised and dropped their
for Old 20 (1977). Nevertheless, we may justifi claims against each other>; or (2) to endanger
ably lament the fact that generations o f young <the disclosure o f the information might compro
lawyers will not understand the phrase to com mise intelligence sources>. See a c c o r d a n d sat
pound a felony when they see it in the older isfa ctio n .
lawbooks.
Notably, compound has also been used in civil co m p ro m ise ; settlem en t. See a c c o r d a n d sat
cases to refer to a settlement (sense 2): “The isfa ctio n .
parties compounded the case after completing
discovery.”/ “He compounded the case with the co m p ro m ise a n d settlem en t ag reem en t. This
defendant for a cash payment.” Whereas com is the more usual (and the better) wording—not
pounding a felony is a criminal offense, com compromise settlement agreement.
pounding a civil case is perfectly proper. In civil
contexts, however, settle is by far the more com co m p ro m ise settlem en t ag reem en t. See c o m
mon term. p ro m ise a n d settlem en t a g reem en t.
conceal 189
c o m p tr o lle r is pronounced identically with con - have come to life in our present day ‘character
troller. To pronounce the -p- has traditionally witnesses.’ ” Ephraim Tutt, Yankee Lawyer 73 n.*
been considered semiliterate. Comptroller is used (1943)./ “The Partin inquiries test the witnesses’
especially o f public offices; controller, however, capacity and competence; the instant ones place
means the same thing and is not deceptively the psychiatrist in the posture o f a compurgator
spelled. Comptroller is more common in AmE [read character witness] . . . .” U.S. v. Wertis,
than in BrE, where it is archaic. 505 F.2d 683, 685 (5th Cir. 1974)./ “[A]ll but one
The strange spelling o f comptroller originated witness, including one o f appellant’s two compur
in the zeal o f 15th-century Latinists who sought to gators [read character witnesses], testified that
respell medieval French loanwords on the “purer” appellant could receive a fair trial.” James v.
Latin model. Thus account became accompt, and State, 772 S.W.2d 84, 93 (Tex. Crim. App. 1989)
count became compt. Comptroller is one o f the few (en banc).
survivals among such respellings, and it is also
one o f the bungles perpetrated by those ardent C o m p u t e r e s e , the jargon o f computer wizards,
Latinists: the con - in controller was mistakenly is making inroads into standard English. Thus
associated with the word count, when in fact it is access and format and sequence and interface have
merely the Latin prefix, (the true derivation being become verbs, input has enjoyed widespread use
fr. L. contrã-rotulãtor). Thus the respelling should as both noun and verb, and on-line and user-
never have been. But we are several centuries too friendly have begun to be used as a model for
late in correcting it. NEOLOGISMS (e.g., on-stream used o f an oil well,
reader-friendly used o f well-written documents).
co m p u lsiv e ; co m p u lso r y . Today, compulsive No one can rightly object, o f course, to the use o f
primarily means “of, pertaining to, resulting from, computerese in computing contexts, where it is
or suggesting psychological obsession.” Although undeniably useful. But many computer terms
it was once commonly used in the sense “manda have come to have figurative senses, thereby in
tory, coercive,” that meaning is best denoted today vading the general language rather than re
by the word compulsory. In short, the two words maining denizens o f a restricted jargon. Careful
have undergone d if f e r e n t ia t i o n . Therefore, in users o f language are wary o f adopting any o f
the following passage, compulsory is the better these trendy locutions. Though some o f them may
choice— if only to prevent a MISCUE: “Perhaps the remain and become standard, just as many may
most natural usage would take 'damages caused well become defunct as the technology o f commu
by a public vessel’ to mean physical damages nication changes. And others may never lose the
arising out o f her operation. But there is nothing jargonistic stigma attaching to them.
compulsive [read compulsory] about such an un
derstanding.” Grant Gilmore & Charles L. Black,
co m p u te riz e . See -ize .
Jr., The Law o f Admiralty 984 (2d ed. 1974).
Rollin M. Perkins & Ronald N. Boyce, Criminal c o n c e r n e d w ith , b e . This verb phrase is weak;
Law 750 (3d ed. 1982). usually concern can be put into the active voice
with a gain in directness. E.g., “The Green case
c o n ce d e . See ce d e . was concerned with [read concerned] whether a
violation that continued after a freedom-of-choice
c o n ce d e d ly . See r e p o r te d ly , co n fe s s e d ly & plan was initiated required affirmative action.”/
-EDLY. “This appeal is primarily concerned with [read
concerns primarily] orders o f the district court
co n ce n su s. See con sen su s. directing that two public institutions o f higher
education be merged into a single institution.” Cf.
c o n ce p t; c o n c e p tio n . Both concept and concep d e a l w ith .
tion may mean “an abstract idea.” Conception also
means “the act o f forming abstract ideas.” Fowler c o n c e r t = agreement o f two or more persons or
wrote that conception is the ordinary term, con parties in a plan, design, or enterprise. E.g., “The
cept the philosophical term. (MEU1 at 88.) Often Third Circuit reversed, finding direct and circum
the latter is used as a high-flown equivalent of stantial evidence o f concert o f action tending to
simpler words such as design, program, thought, show that injurious concert also occurred.” Steven
or idea. When not used pretentiously for one o f A. Childress, A New Era for Summary Judg
those simpler words, concept is likely to have ments, 116 F.R.D. 183, 185 (1987). This sense
negative connotations, as here: “Yet no concept, thrives in legal language but is all but defunct in
or combination of concepts, or rule built out o f lay language, apart from the adjective concerted,
concepts— as all legal rules are built— can o f itself q.v., and the phrase in concert
provide an automatic solution to the simplest con In concert = working collectively toward the
ceivable human problem.” Fred Rodell, Woe Unto same end. It does not mean merely “together,” as
You, Lawyers! 37 (1939; repr. 1980). here: “Individual symptoms o f intoxication, when
Wesley Newman Hohfeld used the more appro manifesting themselves alone instead o f in concert
priate word in titling his Fundamental Legal Con [read instead o f simultaneously or together], bear
ceptions (1919). Similarly, the better ordinary use little relation to ascertainable criminal conduct.”
is illustrated here: “Such a holding would directly Here the phrase is correctly used: “The amended
contradict fair-market-value standards and our complaint alleges that defendant worked in con
conceptions o f justice.” cert with Cooke in illegally breaching the fran
chise agreement.”
co n ce p tu a l(istic); co n c e p tiv e ; c o n c e p tio n a l.
These words are very close. Conceptual and con
c o n c e r te d means “unified, accomplished with
ceptional both mean “of or pertaining to a concep the aid o f others,” not “strong” or “strenuous.”
tion or idea”— conceptual being the usual term.
Thus “He did not make a concerted effort to get
Conceptive = of or relating to the process o f men
to work on time” is an anacoluthon, inasmuch as
tal conception (i.e., conceiving).
one person cannot make a concerted effort. See
When not being used as a n e e d l e s s v a r ia n t o f
c o n c e r t.
conceptual, the word conceptional serves as the
adjective corresponding to a different kind o f con
c o n c e s s io n a ir e ; c o n c e s s io n e r . The former is
ception (= the fertilization o f an egg): “It is not
easy to reconcile this attitude with the papal standard, the latter a n e e d l e s s v a r ia n t .
concession o f some kinds o f anti-conceptional
measures.” Glanville Williams, The Sanctity o f c o n c e s s iv e ; co n c e s s io n a r y ; co n c e ssio n a l.
Life and the Criminal Law 69 (1957; repr. 1972). Concessive = o f or tending to concession <a con
Conceptualistic — (1) o f or relating to the philo cessive stance in negotiating>. Concessionary =
sophical or psychological doctrine o f conceptual o f or relating to concession or a concession <the
ism (a nonlegal technical sense); or (2) employing concessionary company—i.e., the one with a con
or based on conceptions. In sense (2), conceptual cession s Concessional is a n e e d l e s s v a r ia n t o f
istic is more than slightly pejorative: “Appellants either o f the previous two; here it appears where
put forth the conceptualistic argument that the concessive would serve better: “Generous conces
promoter cannot be the corporation’s agent when sional [read concessive] treatment o f debt-
the corporation has not yet been formed.” burdened African economies is essential if the
continent’s development crisis is to end.” Aid and
c o n ce p tu a liz e is often a bloated word that can Reform in Nigeria, Fin. Times, 6 Jan. 1992, at 10.
be advantageously replaced by conceive or visu
alize. c o n c ilia tio n . See m e d ia tio n ( b ).
conclusive 191
Conciliatory = (1)
c o n c ilia to r y ; c o n c ilia tiv e . conclusion o f fact; conclusion o f law. A con
tending to conciliate; or (2) o f or relating to concili clusion o f fact is an evidentiary inference— a fac
ation or mediation. Conciliative is a n e e d l e s s tual deduction drawn from observed or proven
v a r i a n t : “Both agencies have incentives to com facts. A conclusion o f law is a legal inference— a
promise . . . . This conciliative [read conciliatory] judicial deduction made upon a showing o f certain
process could be initiated effectively by recogniz facts, no further evidence being required.
ing areas o f common interest . . . .” Jerry W.
Markham & Rita M. Stephanz, The Stock Market conclusive; conclusory; conclusionary; con
Crash o f 1987, 76 Geo. L.J. 1993,2030-31 (1988)./ clusional. Conclusive is the common word, mean
“After conciliative [read conciliatory] efforts ing “authoritative; decisive.” E.g., “The state
failed, plaintiff filed this action.” Barnes v. Lerner ments o f individual legislators, even sponsors, are
Shops o f Texas, Inc., 323 F. Supp. 617, 619 (S.D. much less conclusive on the issue o f congressional
Tex. 1971). intent than are official committee reports.”/ “Ad
missions are rarely conclusive o f the facts stated.”
c o n c ilia t r ix ; c o n c ilia t r e s s . See se x is m ( c ). Most general English dictionaries fail to list
conclusory as a main entry; the few that do misde-
fine it. The OED, labeling it a variant o f conclu
Drawing a fine dis
c o n c is io n ; c o n c is e n e s s .
sive, calls it “rare.” Yet the word is now quite
tinction, Fowler wrote that “concision means the
common in American legal writing—and increas
process o f cutting down, and conciseness the cut-
ingly in British legal writing—and it does not
down state” (MEU2 304).
coincide in meaning with conclusive. The d if f e r
e n t ia t io n is worth encouraging. Conclusory =
c o n c lu d e , in law, has these special senses: expressing a factual inference without expressing
the fundamental facts on which the inference is
1. (of a treaty, convention, or contract) to ratify
based. The word often describes evidence that is
or formalize. E.g., “The comparative study o f
not specific enough to be competent to prove what
judicial intervention to change or modify a
it addresses. For example, the statement “She is
validly concluded contract is difficult.” Jean-
an illegal alien” is conclusory, whereas “She told
Louis Baudouin, “Theory o f Imprevision and
me that she is an illegal alien” is not.
Judicial Intervention to Change a Contract,”
Born in New York, the term has gained wide
in Essays on the Civil Law o f Obligations 151
spread currency since it first appeared in the
(Joseph Dainow ed. 1969).
1920s. E.g.:
2. to bind. E.g., “The inconsistent statements may
be evidentiary as admissions— convincing, per • “[T]he motion [is] granted, to the extent o f di
suasive or o f little weight, . . . but in and o f recting the service o f an amended complaint,
themselves, they will not conclude a party as omitting paragraphs 16, 17, and 30, and all
a matter o f law.” Parkinson v. California Co., conclusory matter o f the nature pointed out
233 F.2d 432, 438 (10th Cir. 1956). herein.” Ringler v. Jetter, 201 N.Y.S. 525, 525
3. to estop. This sense is archaic— Lord Coke once (App. Div. 1923).
wrote that to conclude is “to determine, to • “Facts in detail supporting conclusory state
finish, to shut up, to estoppe or barre a man to ments herein are available in the record.” Peo
plead or claime any other thing.” Sir Edward ple v. Hines, 29 N.E.2d 483, 487 (N.Y. 1940).
Coke, Institutes o f the Laws o f England 36b • “So accustomed are we to concentrating on rea
(1628; repr. 1823). sons o f policy and on the conclusory nature
o f legal categories that we tend to forget how
c o n c l u s i o n = (la ) the last part or section o f a channeled we are by nothing more than a con
speech or writing, such as the summation to the ceptual structure.” Joseph Vining, Legal Iden
jury or court; (lb ) the final clause or section o f a tity: The Coming o f Age o f Public Law 24 (1978).
pleading; (lc ) the concluding part o f a deed or con • “Ultimately, this [plain-meaning approach to
veyance; (2a) a judgment or statement arrived at 19th-century boilerplate] produces a largely in
by reasoning; (2b) an inferential statement—often sensitive and conclusory historical inquiry
an allegation that is insufficiently supported by . . . .” Oregon Depft o f Fish and Wildlife v.
the underlying facts giving rise to the inference; Klamath Indian Tribe, 473 U.S. 753, 787 (1985)
(3) the concluding, settling, or final arranging (as (Marshall, J., dissenting).
o f a treaty); or (4) an act by which one estops one Still, despite its currency—its appearance in
self from doing anything inconsistent with it. tens o f thousands o f published sources—its ab
sence from dictionaries gives some legal writers
c o n c lu s io n a r y ; c o n c lu s io n a l. See c o n c l u s i v e . pause. The Wyoming Supreme Court in 1987 used
192 conclusive evidence
the phrase conclusory affidavits, and stated in a for supremacy and should be rejected: “[W]e are
footnote: “After painstaking deliberation, we have moreover impelled to adhere to the opinion, de
decided that we like the word conclusory, and we rived from our experience . . . » that conclu
are distressed by its omission from the English sionary [read conclusory] evidence o f this nature
language. We now proclaim that henceforth con is immaterial to the issues.” NLRB v. Donnelly
clusory is appropriately used in the opinions o f Garment Co., 330 U.S. 219, 230 (1947)./ “The
this court. Furthermore, its usage is welcomed in defendant’s second numbered contention makes a
briefs submitted for this court’s review. Webster’s, broad conclusionary [read conclusory] statement
take heed.” Greenwood v. Wierdsma, 741 P.2d . . . .” U.S. v. Boykin, 275 F. Supp. 16, 17 (M.D.
1079, 1086 n.3 (Wyo. 1987). Pa. 1967)./ “Frequently information is sought by
Take heed, indeed. Gary W. Saltzgiver, a Michi way o f discovery. . . which is susceptible o f objec
gan lawyer, has sent me a letter from the G.&C. tive ascertainment and conclusionary [read con
Merriam Company dated 24 November 1976, in clusory] summarization without its usefulness be
which the great dictionary company did not take ing impaired.” 2 R.M. Milgrim, Milgrim on Trade
heed; the letter says that conclusory was dropped Secrets § 7.06[1], at 7-95 (1988).
from Merriam-Webster dictionaries because (1) it Occasionally, conclusionary is used as a syn
is extremely rare, and (2) it is a close synonym o f onym for concluding or final, as in this vague
conclusive. passage, which ends with a confused parentheti
Both o f those conclusions— or “conclusory state cal: “[T]he decision or disposition is the conclu
ments,” we might say—are and were wrong. “A sionary [read final] action o f a competent tribunal
computer search o f American judicial opinions, (the verdict).” John Murray, The Media Law Dic
conducted in April 1988, revealed more than tionary 29 (1978).
21,000 cases in which conclusory appears. It has
been used for more than sixty years in state and c o n c lu s iv e e v id e n c e ; c o n c lu s iv e p r o o f. These
federal courts, including the United States Su synonymous phrases have two very different
preme Court.” Bryan A. Gamer, “The Missing senses. On the one hand, most writers use either
Common-Law Words,” in The State o f the Lan phrase to refer to evidence so strong as to over
guage 235, 239-40 (Christopher Ricks & Leonard bear any other evidence to the contrary—i.e., evi
Michaels eds., 1990). dence that must, as a matter o f law, be taken to
Some legal writers, apparently loath to use con establish some fact in issue and that cannot be
clusory, have resorted to conclusional in the sense disputed. An example is a certificate o f corpora
previously given: “[T]he allegations are vague, tion offered as evidence o f a company’s incorpora
conclusional [read conclusory], or inartistically tion. E.g., “I have no doubt that the words ‘conclu
expressed.” Sanders v. U.S., 373 U.S. 1, 22 sive evidence' mean what they say; that they are
(1963)./ “[T]he stricken portions o f [the] affidavits to be a bar to any evidence being tendered to
contained conclusional [read conclusory] state show that the statements in the minutes are not
ments which neither the trial court nor this court correct.” Kerr v. John Mottram Ltd., [1940] Ch.
may consider in passing upon motions for sum 657, 660.
mary judgment.” Public Utility Dist. v. Washing On the other hand, some writers mean some
ton Pub. Supply Sys.y 705 P.2d 1195, 1202 (Wash. thing less by these phrases: evidence that, though
1985) (en banc)./ “While the moving papers con not irrebuttable, so preponderates as to oblige a
tend [that] the employment o f new counsel will jury to come to a certain conclusion. E.g., “The
entail additional expense, the application on this term ‘conclusive proof' requires a claimant to sus
point is conclusional [read conclusory] and does tain his burden merely by proof [that] is clear and
not establish [that] the hiring would work a sub convincing.” Bun v. Central Pa. Quarry, Ship
stantial hardship.” In re Adler, 494 N.Y.S.2d 828, ping & Constr. Co., 169 A.2d 804, 807 (Pa. Super.
830 (N.Y. Surr. Ct. 1985). The OED defines con Ct. 1961). See p r e p o n d e r a n c e o f th e e v id e n ce .
clusional as “of or pertaining to the conclusion;
final,” and calls it not only “rare” but “obsolete”
as well. W3 lists conclusional, however, and attri c o n c lu s o r y . See co n c lu siv e .
butes to it the sense “constituting a conclusion,”
very nearly the sense here given to conclusory. con cord . A. A nd concordat. Concord is the
Yet, in American law at least, conclusory has form al WORD generally meaning “an amicable
become so widespread that conclusional should arrangement between parties, esp. between peo
be considered a mere n e e d l e s s v a r ia n t . ples or nations; compact; treaty.” In law the word
Still another such variant is conclusionary, has sometimes been used as a n e e d l e s s v a r ia n t
which was experimented with for a time and still o f accord or compromise in the senses outlined
occasionally appears—but it has lost the battle under a c c o r d a n d sa tisfa ctio n .
Concord 193
The word concord also has two archaic legal Happening at the Texas Law Center? Tex. B.J.,
senses: (1) an in-court agreement in which a de May 1992, at 514. See SYNESIS.
forciant (q.v.) acknowledges that the lands in Are these merely symptoms o f the decay o f
question belong to the complainant; and (2) an 20th-century English? Consider: “[T]he adequate
agreement to compromise and settle a case in narration may take up a term less brief, especially
trespass. if explanation or comment here and there seem
Concordat = an agreement between church and [read seems] requisite to the better understanding
state. E.g., “For decades, under a system affirmed o f such incidents.” Herman Melville, Billy Budd
by a 1929 Concordat between the Government 73 (1891; repr. Signet ed. 1979).
and the Vatican, Italy’s 40,000 priests have been Quoting Melville is not to excuse lapses o f this
paid in large part out o f state funds.” Clyde Ha- kind: every generation might be more vigilant
berman, Church Shares Pie with Caesar: How Big than it is about its subjects and verbs. But we
a Piece? N.Y. Times, 8 Dec. 1989, at 4. Usually, should not think o f these problems as having been
as in the preceding quotation, concordats involve unthinkable two or three generations ago.
agreements with the Catholic Church; one au B. N oun-Pronoun Disagreem ent. Depending
thority defines them as “agreements between the on how you look at it, this is either one o f the
Roman Pontiff and the civil ruler concerning mat most frequent blunders in modern writing or a
ters o f mutual interest to both high contracting godsend that allows us to avoid s e x i s m . Where
parties.” Matthew Ramstein, Manual o f Canon disagreement can be avoided, I recommend
Law 42 (1948). avoiding it; where it cannot be avoided, I recom
The word has been the subject o f s l ip s h o d mend resorting to it cautiously because some
EXTENSION, perhaps as writers have been seduced readers (esp. speakers o f AmE) may doubt your
by inflated diction—that is, the possibility o f call literacy. E.g., “Yet one can only teach a person
ing a contract between important entities a con something if that person can comprehend and use
cordat E.g., “The case is far stronger for the what is being taught to them [delete to them ]”
reason that the purposes for which Temple is J.M. Balkin, Turandot’s Victory, 2 Yale J. Law &
operated pursuant to the concordat between the Humanities 299, 302 (1990)./ “The prosecution
University and the Commonwealth, which ma contends that it has a right pursuant to Federal
tured in the legislation o f 1965, are public pur Rule o f Evidence 607 to impeach its own wit
poses.” Schier v. Temple Uniu., 576 F. Supp. 1569, nesses; in addition, they assert [read it asserts]
1577 (E.D. Pa. 1984). that a prior inconsistent statement o f the witness
The word concordat has also been used as a may be admitted to attack his credibility.” (Or
variant o f concord, but is to be avoided in that use prosecutors . . . they.)/ “Neither party has
sense as a n e e d l e s s v a r ia n t . waived their [read his or her or iis] right to a jury
B. A nd accord , n. See a c c o r d . trial.”/ “The issue on this appeal is whether the
district court abused its discretion in ordering
C o n c o r d = grammatical agreement o f one word each party to bear their [read his or her, or its]
with another to which it relates. Concord em own costs and expenses in this litigation.” See
braces number, person, case, and gender. It ap e a c h ( a ) & e v e r y ( a ).
plies most often to (1) a subject and its verb; In BrE—to a surprising degree, and even when
(2) a noun and its pronoun; (3) a noun and its the purpose cannot be to avoid sexist usage—this
appositive; and (4) a relative and its antecedent. type o f disagreement in number is common. For
Errors in concord are not at all uncommon. example, Glanville Williams here makes a firm
A. Subject-V erb Disagreem ent. Errors in SUB become they, not it: “[A]n all-round practice gives
JECT-VERB a g r e e m e n t are, unfortunately, legion better training than a specialised one—but it may
in legal writing—e.g.: “Contracts for the sale o f be well worth taking articles in a specialised firm
land have been enforced specifically in equity if you are assured that they are [read it is] looking
since the fifteenth century because damages is out for a bright young man/woman like you to be
[read are] not an adequate substitute for the a partner.” Learning the Law 209 (11th ed. 1982).
specific land to which the plaintiff is entitled Even more startling examples abound in BrE—
under his contract.” William F. Walsh, A Treatise e.g.: “[I]t would indeed be rather surprising if it
on Equity 300 (1930)./ “The largest group o f such were the same crime to strike a blow at a person
cases arise [read arises] on motions for temporary and then to lock them up and keep them in cus
restraining orders or preliminary injunctions.” tody for six months.” K.A. Aickin, Kidnapping at
Douglas Laycock, The Death o f the Irreparable Common Law, 1 Res Judicatae 130, 130 (1935-
Injury Rule 5 (1991)./ “As usual there seems [read 1938)./ “Neither father nor mother can deprive
seem] to be a million things happening around themselves o f their rights, except in the case o f a
the Texas Law Center.” Karen Johnson, What’s separation agreement between husband and wife
194 concubine
. . . William Geldart, Introduction to English drug.”/ “Undocumented creditors who fail to prove
Law 46 (D.C.M. Yardley 9th ed. 1984)./ “Anyone their claim [read their claims] at the meeting on
can set themselves up as an acupuncturist. . . .” the 6th February, or such later date as is provided
Sarah Lonsdale, Sharp Practice Pricks Reputation in the Scheme o f Arrangement . . . .” Notice to
o f Acupuncture, Observer Sunday, 15 Dec. 1991, Creditors (from Bank o f Credit & Commerce
at 4./ “A starting point could be to give more (Botswana) Limited), Fin. Times, 6 Jan. 1992, at
support to the company secretary. They are, or 10./ “In school, seats are not assigned, yet stu
should be, privy to the confidential deliberations dents tend to sit in the same seats or nearly
and secrets o f the board and the company.” Ron the same each time, and sometimes feel vaguely
ald Severn, Protecting the Secretary Bird, Fin. resentful if someone else gets there first and takes
Times, 6 Jan. 1992, at 8. And most startling o f ‘their’ seat [read seats].” Robin T. Lakoff, Talking
all: “Under new rules to be announced tomorrow, Power 121 (1990).
it will be illegal for anyone to donate an organ The following sentence presents a close call:
to their wife [read his wife or a spouse] . . . .” “The government argues that the stop o f appellees’
Ballantyne, Transplant Jury to Vet Live Donors, cars need be justified only by reasonable suspi
Sunday Times, 25 March 1990, at A3. cion.” Or should it be stops o f appellees’ cars? Not
As this seeming sloppiness mounts— and bids i f government officers stopped several cars with
fair to invade edited American English—the com one action.
plaints mount as well. For example: “Columnist
James Brady . . . noted on Page 38 that Richard c o n c u b i n e = (1) a woman who cohabits with a
F. Shepard was grammatically incorrect when man without being his wife; or (2) a mistress or
he wrote, ‘Nobody remembers a journalist for prostitute. Sense (2) is a loose usage— an example
their writing.’ Perhaps it was Mr. Shepard Of SLIPSHOD EXTENSION.
who wrote the headline for the AT&T ad that
appeared on page 37 o f the same issue: ‘This c o n c u r , to a nonlawyer, means “to agree.” To
florist wilted because o f their 800 service.’ ” Letter American judges it has two senses: (1) “to join in
of Jerry Galvin, Advertising Age, 4 Nov. 1991, at a judicial decision, adopting the reasoning and
26. result as one’s own”; (2) “to join in a judicial
Why is this usage becoming so common? It is decision while not agreeing with the grounds ex
the most likely solution to the problems brought pressed in the majority opinion supporting the
on by sexist language—the generic masculine pro decision.” Concur takes in <concur in the opinion>
noun. Advertisements now say, “Every student or with <1 concur with you>. See a g r e e ( a ).
can own their own computer,” so as to avoid say Sense (2) is really a form o f to concur specially
ing his computer—a phrasing that would likely ( = to write specially, q.v.), that is, to express
alienate some consumers. The Macmillan Diction one’s concurrence in a separate opinion. E.g.,
ary o f Business and Management (1988) defines “Lenroot, Associate Judge, specially concurs.” In
cognitive dissonance as “a concept in psychology re Schnell, 46 F.2d 203, 211 (Ct. Oust. & Pat.
[that] describes the condition in which a person’s App. 1931)./ “Two o f the judges specially concur
attitudes conflict with their behavior” (p. 38). And upon the ground that the starting o f the car . . .
the President of the United States, in his 1991 was not improper.” Ranous v. Seattle Elect. Co.,
State o f the Union address, said: “If anyone tells 92 P. 382, 384 (Wash. 1907).
you that America’s best days are behind her, then
they’re looking the wrong way.” And one o f the c o n c u r r e n c e ; c o n c u r r e n c y . Concurrence = (1)
best-edited American papers allows this: “If the accordance, agreement, assent; (2) a vote cast by
newspaper can’t fire him for an ethical breach a judge in favor o f the judgment reached, often
surely they [read it?] can fire him for being stu on grounds differing from those expressed in the
pid.” Michael Gartner, U.S. Law Says We Have to majority opinion explaining the judgment; or (3)
Kill Saddam Hussein the Hard Way, Wall St. J., a separate written opinion explaining such a vote.
31 Jan. 1991, at A15. Sense (1) is the general one, not peculiarly legal—
C. One Result W rongly A ttributed to T w o or e.g.: “[A]ll true legal rights are concurrent in
M ore Subjects. Another common mistake— in equity, wherever such concurrence is mate
AmE and BrE alike— is to attribute one result to rial . . . .” William F. Walsh, A Treatise on Eq
two separate subjects, when logically a separate uity 94 (1930). Senses (2) and (3) are omitted from
result necessarily occurred with each subject. most general English-language dictionaries. But
E.g., “Barry Kendall Hogan and Mark Bradford they are common in law— e.g.: (Sense 2) “Another
Hogan appeal their conviction [read convictions] variant is the concurrence dictated by a desire to
of importing marijuana and conspiracy to import produce a badly needed majority opinion instead
and possession with the intent to distribute the o f a plurality opinion.” Bernard E. Witkin, Appel
condemn 195
late Court Opinions 224 (1977)./ (Sense 3) “There under the purview o f state law, on grounds that
remain, however, two other types o f opinion, the the state-law claims are so intertwined with the
concurrence and the dissent, which any Justice is federal claims that they are best adjudicated in
free to use at any time he desires.” John P. Frank, tandem. See ju r is d ic tio n .
Marble Palace 123 (1958).
Concurrency = (of a criminal sentence) the c o n c u r r e n t n e g lig e n c e is an infrequent syn
quality or fact o f being concurrent in duration. onym o f contributory negligence. For more on that
E.g., “It is settled in this state that where no term, see co m p a r a tiv e n e g lig e n ce .
words o f concurrency o f sentences appear in the
judgment entry, the sentences are deemed to be c o n c u r r e n t r e s o lu tio n = a legislative resolu
consecutive.” Lee v. State, 349 So. 2d 138, 140 tion that does not require the executive’s signa
(Ala. Crim. App. 1977)./ “[H]e would then be re ture and that does not ordinarily have the force
turned to serve his California sentences, less time o f law, such as a measure to regulate Congress’s
gained by concurrency.” In re Cain, 52 Cal. Rptr. internal affairs. E.g., “The Act was adopted as a
860, 861-62 (Cal. App. 1966). temporary wartime measure, and provides . . .
for its termination on June 30, 1943, unless
c o n c u r r e n t; co n s e cu tiv e ; cu m u la tiv e . See sooner terminated by Presidential proclamation
c o n c u r r e n t sen ten ces. or concurrent resolution o f Congress.” Yakus v.
U.S., 321 U.S. 414, 419-20 (1944). The phrase
c o n c u r r e n t in terests; c o -o w n e r s h ip ; estates applies to many state legislatures as well— e.g.:
in com m u n ity ; in terests in co m m u n ity . Each “In March, 1873, the General Assembly o f Mis
o f these phrases may be used for the four types souri adopted a concurrent resolution reciting that
o f co-ownership recognized by Anglo-American grave doubts had arisen as to the constitutionality
law: joint tenancy, tenancy in common, coparce o f the act o f March 31st, 1868, just quoted.” Wood-
nary, and tenancy by the entireties. See c o p a r c e son v. Murdock, 89 U.S. 351, 357 (1874).
n ary, jo in t te n a n cy (distinguishing that term
from tenancy in common), and te n a n c y b y th e c o n c u r r e n t se n te n ce s; co n s e c u tiv e se n
en tireties. te n ce s; cu m u la tiv e se n te n ce s. These phrases
are used in reference to more than one penal
c o n c u r r e n t ju r is d ic tio n ; p e n d e n t ju r is d ic sentence assessed against a person. Concur
tio n . These terms may confuse even experienced rent sentences run simultaneously—i.e., the time
lawyers. Concurrent jurisdiction = overlapping served in prison is credited against two or more
jurisdiction; jurisdiction exercised by more than sentences. Consecutive sentences (known also as
one court at the same time over the same subject cumulative sentences) run one after the other—
matter and within the same territory, the litigant i.e., the prisoner begins serving the second sen
having the initial discretion o f choosing the court tence only after completely serving the first. E.g.,
that will adjudicate the matter. E.g., “[E x cep “[L]egal usage shows that the phrase [cumulative
tional but important cases e x is t. . . which raise sentences] denotes consecutive sentences, whether
questions o f conflict o f laws, particularly in re imposed under counts o f the same indictment or
spect o f the concurrent jurisdiction o f two coun under different indictments, as distinguished
tries with regard to the same crime . . . .” R.H. from concurrent sentences.” Brosius v. Botkin,
Graveson, Conflict ofl^aws 5 (7th ed. 1974). 114 F.2d 22, 23 n.2 (D.C. Cir. 1940). (For the
That much is well known about concurrent ju sense o f cumulative in corporate contexts, see the
risdiction . But American caselaw has given the entry under that word.)
phrase an additional sense, having to do with
physical boundaries— esp. rivers and other bodies c o n c u r r in g o p in io n = concurrence, q.v., in
of water. E.g., “It has been decided in many juris sense (3).
dictions . . . that ‘concurrent jurisdiction on the
river’ extends only to the water and floatable c o n c u s s io n ; co n tu sio n . Concussion = (1) vio
objects therein, not to bridges, dams or any other lent shaking; shock; or (2) injury to the head
objects o f a permanent nature.” Roberts v. Fuller caused by a heavy blow. Contusion = a bruise;
ton, 93 N.W. 1111, 1112 (Wis. 1903)./ “The right an injury resulting from a blow that does not
to exercise concurrent jurisdiction over rivers break the skin.
forming state boundaries will be found discussed
by Mr. Rorer in his work on Interstate Law.” co n d e m n ; co n te m n . To condemn, in one sense,
State v. Nielsen, 95 P. 720, 721 (Or. 1908). is to render judgment against a person or thing
Pendent jurisdiction = (in U.S.) exercise by <the court condemned the prisoner to life in
federal courts o f jurisdiction over matters falling prison>. E.g., “A criminal could not be condemned
196 condemnation
in his absence . . . .” Alan Harding, A Social eral relief should not be cloaked by the hands-off
History o f English Law 121 (1966). deference o f Fed. R. Civ. P. 52(a).” The periphras
The word has mostly passed from legal usage tic possessive (of the condemned) is to be preferred
into general usage in figurative senses <his looks where it is possible. Cf. a c c u s e d , d e c e a s e d &
condemn him>. E.g., “We would have serious i n s u r e d . See p l u r a l s ( d ) & p o s s e s s i v e s ( f ).
doubts about this case i f the encouragement o f
guilty pleas by offers o f leniency substantially c o n d e m n e e , omitted from most English diction
increased the likelihood that defendants, advised aries, is an American legal n e o l o g i s m meaning
by competent counsel, would falsely condemn “one whose property is expropriated for public use
themselves.” or damaged by a public-works project.” It dates
In the U.S., condemn has the additional legal from the late 19th century— e.g.: “Cases between
sense “to pronounce judicially (land, etc.) as con a railroad company and a grantor or condemnee
verted or convertible to public use, subject to fall in the same class.” Illinois Cent. R.R. v. An
reasonable compensation. E.g., “To condemn land derson, 73 111. App. 621, 627 (1898)7 “[T]he con
is to set it apart or expropriate it for public use.” demnee whose lands were flooded by the works
San Joaquin Land & Water Co. v. Belding, 35 P. was permitted to abandon in the appellate court
353, 356 (Cal. 1894)7 “A leasehold interest, o f the charge o f negligence.” State u. Dart, 202 P.
course, is a property interest and consequently 237, 239 (Ariz. 1921)7 “A tenant, therefore, is a
may not be condemned for a public use without condemnee . . . when its leasehold interest is
just compensation.” In re Commonwealth, 447 taken, injured or destroyed.” In re Common
A.2d 342, 344 (Pa. Commw. 1982). wealth, 447 A.2d 342, 344 (Pa. Commw. 1982).
To contemn is to hold in contempt, to despise. See -EE.
By far the rarer word, contemn is occasionally
used in contexts o f the legal sanction o f contempt, The -er spelling is pre
c o n d em n er; co n d em n o r.
q.v. More commonly, however, contemn is a liter ferred in the general sense o f “one that disap
ary word. In legal contexts, the related agent proves.” But in the U.S., -or predominates in the
noun contemnor, q.v., is common. See c o n t e m n . sense “a public or semipublic entity that expropri
ates private property for public use.” E.g., “[T]he
c o n d e m n a tio n . See e m in e n t d o m a in & c o m condemnor (i.e., the party condemning) need not
p u ls o r y p u rc h a s e . wait for possession until the trial has been held.”
Robert Kratovil, Real Estate Law 321 (1946; repr.
is not a familiar term to
c o n d e m n a tio n m o n e y 1950). See -e r (A).
most modem lawyers, who would probably sup
pose it to mean “damages paid by an expropriator c o n d e n s a b le ; c o n d e n s ib le . The former spelling
of land to the landowner for taking the property.” is preferred. See - a b l e (A).
In fact, at least one court has used the term in
this way: “The heart o f the controversy in this c o n d ig n = well-deserved. Today the word is gen
litigation is what disposition should be made o f erally restricted to forms o f punishment, not o f
the condemnation moneys paid into the District praise. To write o f condign awards or laurels is
Court by the United States as estimated just to betray a deafness to modern idiom.
compensation for the taking o f the Hotel Buck
minster, the property o f the debtor.” John Han c o n d itio n . A. And covenant. The distinction
cock Mutual Life Ins. Co. v. Casey, 141 F.2d 104, between these terms is especially important in
107 (1st Cir. 1944). the law o f leases. A broken condition, which is a
But the phrase traditionally refers to something fundamental term o f a lease, can be enforced
quite different: “damages that a losing party in a by voiding the contract; a broken covenant, by
lawsuit is condemned to pay.” E.g., “Since there contrast, merely entitles the wronged party to sue
was no judgment for plaintiff there was no ‘con for relief, but the wronged party must continue
demnation m oney” *Allen v. Hartford Accident & to perform under the contract. See co v e n a n t &
Indem. Co., 123 P.2d 252, 253 (Okla. 1942)./ w a rra n ty (b ).
“[T]he appellant will pay all condemnation money Holmes defined condition as “an event, the hap
and costs [that] may be found against him.” Malo pening o f which authorizes the person in whose
ney v. Johnson-McLean, 100 N.W. 423, 424 (Neb. favor the condition is reserved to treat the con
1904). tract as if it had not been made,— to avoid it, as is
commonly said,— that is, to insist on both parties
c o n d e m n e d , n., becomes awkward when used in being restored to the position in which they stood
the possessive. “I also believe that a ruling on a before the contract was made.” Oliver W. Holmes,
condemned*s competency to waive federal collat The Common Law 249 (1881; repr. 1963).
confect 197
B. A nd lim itation . A limitation specifies the c o n d o m i n i u m . PI. -iums. A judge who used the
time when an interest (such as a remainder, q.v.) correct plural once needlessly apologized: “To
vests— and how long it will last—whereas a condi the purist who winces when Latin is misused, the
tion cuts short the precedent estate and allows plural o f condominium is condominia.” Hornstein
an entry for condition broken. See A.W.B. Simp v. Barry, 560 A.2d 530, 533 n.4 (D.C. App. 1989).
son, An Introduction to the History o f the Land But a stylist winces at condominia. See p l u r a l s
Law 199 n.2 (1961; repr. 1964). A condition bene (A).
fits only the grantor, whereas a limitation may For the international-law sense o f the word, see
benefit a stranger. c o n fe d e ra tio n .
there had been no discovery as to the intent o f the A condominium is a joint sovereignty or joint
parties in confecting [read drafting] the release.” rule by two or more states over a single territorial
entity (e.g., the Anglo-Egyptian government of
c o n fe d e ra cy . See co m b in a tio n . the Sudan, 1899-1955, or the New Hebrides, an
Anglo-French colony until 1980).
co n fe d e ra te ; co n s p ira to r . Whereas conspirator A consociation is a political regime for power
(= one engaged in a conspiracy) always carries sharing among competing groups within a given
negative connotations, confederate may be conno- geographic area; it involves a coalition o f political
tatively neutral. Its primary sense is “a person or leaders from all segments of a pluralistic society.
state in league with another or others for mutual (The term consociation was coined by Arend
support or joint action; an ally” ( OED). (See Lijphart, the political scientist. See his two books,
co n fe d e ra tio n .) But confederate also— primarily Power-Sharing in South Africa (1985) and Democ
in legal contexts—has what the OED calls a racy in Plural Societies (1977).)
“bad sense”: “a person in league with another A confiliation preserves group rights within a
or others for an unlawful or evil purpose; an nonfederal centralized state, members o f each
accomplice.” separate ethnic, religious, or linguistic group be
Sometimes the words are used interchangeably, ing afforded autonomy wherever they may be lo
as here, in an example o f in e l e g a n t v a r ia t io n : cated within the state. For example, their laws o f
“A conspirator who had entered a plea o f guilty inheritance and marriage’, as well as their school
and appeared as a witness against his two confed systems, are preserved against the operation o f
erates, was convicted although a nolle prosequi majority rule. See Albert P. Blaustein & Jay A.
was entered as to the others after two trials failed Sigler, “Confederation, Condominium, Consocia
to reach a verdict.” Rollin M. Perkins & Ronald tion, Confiliation,” in 3 The Guide to American
N. Boyce, Criminal Law 694 n.94 (3d ed. 1982) Law 138—40 (1983) (these two authors having
(using confederate for coconspirator). coined the term confiliation).
Though increasingly common among American Less commonly—though at least since the 18th
lawyers, conferencing is a bloated NEEDLESS VARI century—confessors have confessed to these
ANT o f conferring. The word has also become things. Euphony should govern the phrasing. In
rather widespread in the U.S. in the form telecon the following three examples, confess to sounds
ferencing, a favorite activity o f some lawyers; it better than confess alone would have: “[D]id ever
may survive in that MORPHOLOGICAL DEFORMITY. anybody seriously confess to envy?” Herman Mel
See n o u n s a s v e r b s . ville, Billy Budd 39 (1891; repr. Signet ed. 1979)./
“I confess to never having attended a tractor pull
co n fe rm e n t; co n fe r r a l. Dictionaries suggest . . . .” William Safire, Virile Women Target To
that the latter is a n e e d l e s s v a r ia n t , and it bacco Men, N.Y. Times, 11 March 1990, § 6, at
ought to be treated as such. But caselaw suggests 18./ “But worse, he was convicted even after the
otherwise: in denoting the act o f conferring, con lead witness against him, Ivan F. Boesky, con
ferral appears in hundreds o f federal cases—more fessed to keeping millions o f dollars in ill-gotten
than 20 times -as often as conferment— and in profits . . . .” Adding Insult to Injury, N.Y.
hundreds o f state cases— almost six times as of Times, 15 July 1990, at 2F. Cf. admit to, for which
ten. Judicial usage, then, inclines dramatically see a d m it (A).
toward conferral. E.g., “[A ]distinct feature o f our
Nation’s system o f governance has been the con co n fe s s e d ly = (1) by general admission or ac
ferral o f political power upon public and munici knowledgment; (2) by personal confession ( OED).
pal corporations for the management o f matters Follett too narrowly ruled that “the test o f legiti
o f local concern.” Owen v. City o f Independence, macy for an adverb made from an adjective is
445 U.S. 622, 638 (1980). that it fit the formula in [x] manner” (Modern
Conferment, on the other hand, appears almost American Usage 279 [1966]), a formula that con
twice as frequently in the popular press as confer fessedly does not fit. Follett’s primary objection
ral. E.g., “Over the years, Congress has tried was to reportedly, q.v., the earliest recorded use
to use the denial o f MFN— or what might more o f which was 1901. Confessedly has been used
accurately be called the conferment o f LFN (least- since at least 1640, however, and undeniably (or
favored-nation)— status as a stick to make coun perhaps confessedly) is useful, especially in legal
tries behave.” Strobe Talbott, America Abroad, writing. Still, adverbs ending in -EDLY can be
Time, 3 Aug. 1992, at 53. And respected legal easily overworked.
commentators use it— e.g.: “[T]he Acts prohibit Following are two typical—and unobjection
the conferment on English courts o f appellate able—uses o f confessedly: “As far as equitable
jurisdiction over Scottish courts.” P.S. Atiyah, rules differ from those o f the law, they are con
Law and Modern Society 60 (1983). fessedly more just and righteous, and their disap
The question is a straightforward one: are we pearance would be a long step backward in the
to model the noun after referral or deferment? progress o f civilization.”/ “No poll, no majority
Most linguistic questions like this one were set vote o f the affected, no rule o f expediency, and
tled hundreds o f years ago, but confer is one o f certainly no confessedly subjective or idiosyncratic
those verbs for which English speakers have less view justifies a judicial determination.” See - e d l y ,
frequently needed a corresponding noun. Having a lle g e d ly & r e p o r te d ly .
both forms is wasteful and mildly confusing.
So the question ought to be settled—indeed, it c o n fe s s io n a n d a v o id a n c e = a pleading admit
is more important to settle the question than to ting the facts stated by the plaintiff but alleging
settle it “correctly.” I vote for the traditional form, other facts that destroy their legal effect, in whole
here used by the U.S. Supreme Court: “The plain or in part. Glanville Williams calls this the retort
tiff here would force the Congress to choose be courteous and gives this example: “True, I negli
tween unconditional conferment o f United States gently ran you down, but you were guilty o f con
citizenship at birth and deferment o f citizenship tributory negligence.” Learning the Law 21 (11th
until a condition precedent is fulfilled.” Rogers v. ed. 1982).
Bellei, 401 U.S. 815, 835 (1971).
co n fid a n t(e ); co n fid e n t, n. The forms confidant
co n fe r (r )a b le . This word is spelled -rr- and is and confidante have an interesting history. Up to
stressed on the second syllable. 1700 or so, the English word was confident (= a
trusty friend or adherent), the correct French
co n fe rra l. See co n fe rm e n t. forms being confident and confidente. But early in
the 18th century, English writers began substitut
co n fe s s (to). Generally, confessors confess ing an -a- for the -e- in the final syllable, perhaps
crimes, charges, weaknesses, faults, and the like. because o f the French nasal pronunciation o f -ent
200 confide in
and -ente. Today the forms confidant and major English dictionaries, such as the OED and
confidante predominate in both AmE and BrE, W3. Sometimes it looks suspiciously like a mere
though confidante is falling into disuse because o f e u p h e m is m for prisoner—e.g.: “There’s also plenty
what is increasingly thought to be a needless o f recreational opportunities and commonly a
distinction between males and females. Despite rather sizable contingent o f well-educated and
the poor etymology, I confidently recommend us formerly prominent confinees.” Paul Galloway, Ce
ing confidant for both sexes, as it is predomi lebrity Cons Put Prisons on Guard, Chicago Trib
nantly used in American caselaw. E.g., “[S]he une, 29 Oct. 1989, at 1C.
testified . . . that she was a confidant o f his.” At other times, though, it performs the useful
Spears v. State, 568 S.W.2d 492, 497 (Ark. 1978). function o f distinguishing between those confined
See s e x is m (c). for criminal offenses and those confined (perhaps
temporarily) for other reasons—e.g.: “ Thompson
co n fid e in ; co n fid e to. The former phrase (= to rejected a claim that Treatment Center patients
trust or have faith in) is more common in general were entitled to an annual review similar to the
usage <to confide in one’s friends>. Confide to one afforded confinees under Chapter 123.” Pear
(= to entrust [an object of care or a task], to son v. Fair, 935 F.2d 401, 413 (1st Cir. 1991). See
communicate [something] in confidence) still com NEOLOGISMS.
monly appears in legal prose. E.g., “Discretion
was confided to the governing board.”/ “The courts co n fin e (s ). M odem usage mandates the plural
will not interfere with the exercise o f discretion when referring to boundaries or limits: “In the
by school directors in matters confided by laws to dark confine [read confines] o f the cave there was
their judgment.” just no method for saving lives.”
co n fid e n ce = (1) assured expectation; firm trust; c o n firm a to ry ; co n firm a tiv e . The latter is a
(2) the entrusting o f private matters; or (3) (under In the law o f evidence, con
n e e d l e s s v a r ia n t .
the Model Rules o f Professional Conduct) infor firmatory is sometimes used as an equivalent o f
mation protected by the attorney-client privilege corroborative, q.v.
under local law.
Sense (2) has limited currency in general usage, co n firm e r; c o n firm o r. The general word for
as in the phrase to take another into one's confi “one who confirms” is confirmer. The obsolescent
dence (i.e., to tell another private matters in legal term (meaning “one who confirms a voidable
trust). It is more generally used in law, as in this estate; the grantor in a deed o f confirmation”) is
sentence from the Statute o f Frauds, 29 Chas. II, spelled -or. See - e r (A).
c. 3 (1677), which illustrates a use o f the word
not uncommon today in legal prose: “And . . . co n fisc a b le ; co n fisca ta b le . The latter is a
from and after the said four and twentieth day o f malformed n e e d l e s s v a r ia n t . E.g., “Money is
June all declarations or creations o f trusts or defined as confiscatable [read confiscable] contra
confidences o f any lands, tenements, or heredita band in the Inmate Handbook . . . .” Lowery v.
ments shall be manifested and proved by some Cuyler, 521 F. Supp. 430, 431 (E.D. Pa. 1981).
writing signed by the party.” See -ATABLE.
Sense (3) is almost unknown to nonlawyers,
apart from the legally sophisticated. Even so, it c o n fis c a to r y is the adjectival form corresponding
occasionally appears in the press: “If Parliament to the verb confiscate. It means “o f the nature of,
does not legislate, judges will keep expanding or tending to, confiscation” (OED). E.g., “The rate
the law o f *confidence9to stop embarrassing facts o f return prescribed by the commission would
being disclosed.” Economist, 28 Jan.-3 Feb. 1989, have to be clearly confiscatory or outside the pur
at 18. view of the statute to permit judicial interference
with the determination.” Colloquially, it has been
con fid en t, n. See con fid a n t(e ). used in the sense “robbing under legal authority”
<confiscatory landlords> ( OED).
co n fid e to. See co n fid e in.
c o n flic t, n., ( = a lawyer’s duty to a client whose
con fig u ra tion . See con ste lla tio n . interests prevent the lawyer from representing
another client) is a slightly transmuted shorten
con filia tion . See co n fe d e ra tio n . ing o f the phrase conflict o f interest, q.v.
con fin ee ( = a person held in confinement), co n flic te d , adj., ( = full o f conflicting emotions)
though it appears in RH2, is missing from most is psychological cant contributed to the English
conformity 201
language by the 1980s. E.g., “Look who's 'con E.g., “As to the conflictual state o f Alabama law
flicted* now: the psychiatrists.” Pamela Sebastian, arising out o f Lee v. State, Brasher v. State, and
Psychiatrists Hold Mass Meeting as Oedipus Durham v. State, I consider that Brasher is the
Wrecks Mother’s Day, Wall St. J., 11 May 1990, paramount authority on the narrow point therein
at B17 “Much as seems to be the case in the decided . . . .” Kilpatrick v. State, 285 So. 2d
Soviet Union now, the mid-1920's was a period o f 516, 524-25 (Ala. Crim. App. 1973) (Cates, P.J.,
true flux, o f mixed emotions, conflicted loyalties, concurring).
wild uncertainties.'' Frank Rich, Life in Moscow A California court has ill-advisedly flagged with
After the Revolution, N.Y. Times, 11 May 1990, at a “[sic]” a psychiatrist's use o f the word. See
B3./ “William Beard, . . . an adviser to the board Shapira v. Superior Court, 224 Cal. App. 3d 1249,
o f the Other Bar, admits he feels conflicted about 1252 (1990): “[T]he diagnosis o f organic encepha
not reporting illegal drug use by an attorney.” lopathy is . . . inherently conflictual [sic] with
Caroline V. Clarke, Management, Am. Law., numerous other aspects o f this patient's situa
March 1990, at 45. tion.”
Scholars writing in the field o f conflict o f laws
c o n flic t o f in terest. Today the phrase “ranges have adopted the word in a more limited sense—
from being a euphemism for the result o f outright e.g.: “The conflictual aspects o f flight obviously
bribery to describing a situation in which one arise only in those situations in which some rele
subject to a duty takes a position inconsistent vant fact has a geographical connection with a
with that duty.” John T. Noonan, Jr., Bribes 446 foreign country.” R.H. Graveson, Conflict o f Laws
(1984). 585 (7th ed. 1974).
c o n flic t (ou t) = (v.i.) (of a lawyer) to be disquali c o n flu e n c e ; c o n flu x . The latter is a n eed less
fied by virtue o f a conflict between clients' inter VARIANT.
ests; (v.t.) to disqualify (a lawyer) by virtue o f a
conflict among clients' interests. E.g., “His usual c o n fo r m takes the preposition to or with. Fowler
outside counsel . . . was conflicted o u t” William objected to conform with, but most authorities
Hom e, Inside Moves, Am. Lawyer, March 1990, find it quite acceptable. E.g., “Libya said the in
at 37. See p h r a s a l v e r b s . vestigations conformed with international law
and did not violate its sovereignty.” Paul Lewis,
c o n flic t o f law s; c h o ic e o f la w . Graveson de Libya Offers Some Cooperation in Plane Bomb
fines conflict o f laws, sometimes more narrowly ings, N.Y. Times, 15 Feb. 1992, at A5.
referred to as private international law, as “that
branch o f law [that] deals with cases in which c o n fo r m a b le ; co n fo r m a b ly . These terms are
some relevant fact has a connection with another today used almost exclusively in legal contexts.
system o f law on either territorial or personal Conformable = according in form or character to.
grounds, and may, on that account, raise a ques E.g., “The Court o f Appeal altered its own order as
tion as to the application o f one's own or the not being conformable to the order pronounced.”
appropriate alternative (usually foreign) law to (Eng.)
the determination o f the issue, or as to the exer Conformably to = in conformity with; in a man
cise o f jurisdiction by one's own or foreign courts.” ner conformable to. E.g., “ Conformably to what
R.H. Graveson, Conflict o f Laws 3 (7th ed. 1974). has been said above, we are o f opinion that the
Choice o f law, a subset o f conflict o f laws, con testatrix did not contemplate that the words ‘con
cerns the necessity that courts choose between tracts or debts' should apply to those natural
differing substantive laws o f interested states. obligations which a husband owes to his wife.”/
See Robert A. Leflar, The Nature o f Conflicts Law, “[I]f both the law and the constitution apply to a
81 Colum. L. Rev. 1080 (1981). particular case, so that the court must either
decide that case conformably to the law, disre
co n flicts (referring to the law o f choice o f law) is garding the constitution; or conformably to the
often used as a shortened form o f conflict o f laws. constitution, disregarding the law; the court must
E.g., “The late Brainerd Currie spearheaded the determine which of these conflicting rules governs
drive to focus attention on the often overlooked the case.” Marbury v. Madison, 5 U.S. (1 Cranch)
key to intelligent conflicts analysis—the policies 137, 178 (1803) (per Marshall, C.J.). The rarer
underlying the laws o f different states in putative phrase conformably with = in accordance with.
conflict.”
co n fo r m ity ; c o n fo r m a n c e . Conformity is the
co n flictu a l (= of, relating to, or characterized standard term, conformance being a n e e d l e s s
by conflict) is documented in the OED from 1961. v a r ia n t that is not uncommon in legal prose. E.g.,
202 confront
“I consider the disclosure not to be in conformance be calculated from the date o f the entry o f the
[read conformity] with section 171.7 'T h is holding judgment.’ ” Affiliated Capital Corp. u. City o f
is in conformance [read conformity] with the stat Houston, 793 F.2d 706, 713 (5th Cir. 1986) (Hig
ute as well as with the federal regulations.” ginbotham, J., concurring). The Congress is a
Like its corresponding verb, conformity takes quirk to be avoided.
either to or with: “Conformity to state procedure in The possessive form is Congress's.
actions at la w . . . was reaffirmed in a permanent
statute adopted in 1792.” Charles A. Wright, The co n g r e ssio n a l, like constitutional and federal,
Law o f Federal Courts 400 (4th ed. 1983)./ “The should be written with the lowercase -c-, even
judge’s discretion is not unbridled but is . . . to though the noun corresponding to the adjective is
be exercised in conformity with the standards capitalized. See co n stitu tio n a l.
governing the judicial office.” Id. at 629.
C o n g re ssp e rso n is unnecessary for representa
co n fr o n t for present is now almost a V O G U E W ORD tive, congressional representative, Congressman,
among American judges. It is essentially hyper or Congresswoman. See SEXISM ( b ).
bolic, suggesting that the court comes “face to
face with” the issues it decides. E.g., “This case
c o n g r u e n t; co n g r u o u s. These words are largely
confronts us with the question whether [read pre
synonymous in meaning “in agreement or har
sents the question whether] a nonresident plaintiff
mony; appropriate.” Distinctions in use are possi
asserting a cause of action based on a tort that
ble, however. Congruous is the more widely used
occurred outside the state is exempt from these
term, meaning “appropriate, fitting; marked by
qualification requirements.”/ “The court here con
harmonious agreement.” The negative form incon
fronts [read addresses or decides] issues no less
gruous appears even more frequently than the
difficult than those discussed in the court’s recent
positive form.
opinion concerning the layoffs o f firefighters.”/
Congruent has legitimate uses in math and
“When confronted [read presented ] with a statute
physics, and is also prevalent in the sense “coinci
that is plain and unambiguous on its face, we
dent throughout; in accordance with.” E.g., “The
ordinarily do not look to the legislative history as
court has established procedures and standards
a guide to its meaning.” In this last example
for the admissibility o f co-conspirator statements
confront is especially inappropriate because it
congruent with the Federal Rules o f Evidence.”
connotes grappling or resistance, and an unam
The corresponding nouns are congruence and
biguous statute gives no trouble to the inter
congruity. Congruency is a N EE D LESS VARIANT.
preter.
thing.* If the word shabby had been left out, and guineous (= descended from the same parent or
unworthy or dishonorable substituted, I suppose ancestor). E.g., “English judges . . . interpreted
the sense would have been much the same. But it as a general prohibition against the succession
what a drop in emotional value would have fol o f the half-blood, and extended it to consanguine
lowed. As it is, we feel the tingle o f the hot blood ous brothers, that is to sons o f the same father by
o f resentment mounting to our cheeks.” Benjamin different wives.” Henry S. Maine, Ancient Law
N. Cardozo, Law and Literature, 52 Harv. L. Rev. 125-26 (17th ed. 1901; repr. [New Universal Lib.]
471, 480 (1939). 1905,1910). Consanguineous is opposed to affinal.
See a ffin ity.
c o n n o t e ; d e n o t e . Connote = to imply in addition Consanguinean is the Roman law term meaning
to the literal meaning; denote = to signify the ""having the same father.” It is opposed to uterine
literal meaning, to indicate. Denote is rarely if ( = having the same mother).
ever misused; connote, however, is becoming rarer Consanguine and consanguineal have been
by the day in its correct senses, here illustrated: taken up by anthropologists and linguists and
“The essential characteristics o f an estate, then, given d i f f e r e n t i a t i o n . Thus consanguine =
are three in number: first, an estate is always based on an extended group of blood relations
an interest in land; second, an estate is always esp. o f unilinear descent and constituting the
an interest that is, will, or may become possess functional familial unit in a society (W3). Consan
ory; and third, the term always connotes owner guineal, which shares this sense, is a N E E D LE S S
ship measured in terms o f duration.” V A R IA N T o f consanguine.
How is connote misused? It is frequently con
fused with denote, just as literally is often misused c o n s a n g u in ity (= relationship by blood) is a lay
for figuratively. E.g., “The tendency o f judges to as well as a legal term. Here is a classical legal
adhere to concepts and doctrines familiar to past use: “Neither o f these two women was related to
ages is hardly anywhere more evident than it is the testator either by marriage [i.e., by affinity]
in the law relating to the relationships connoted or by consanguinity, while the contestant was his
[read denoted] by such terms as "leasehold/ "land nephew and his only heir at law.” Degrees o f
lord/ and "tenant.*”/ “ "Cannot* connotes [read de consanguinity are determined differently by the
notes], not unwillingness, but inability.”/ “A plea various legal systems o f the world.
is invalid if the defendant has not a full under Often consanguinity is used figuratively: “There
standing o f what the plea connotes [read means].” is apparently no intimate consanguinity between
Moreover, words connote, not acts: “The mere the case sub judice and the proceeding that pends
act of sending a child to California to live with in an alien jurisdiction.” Relation might be better
her mother is not a commercial act and connotes than such bombastic uses o f consanguinity, how
[read suggests] no intent to obtain a corresponding ever. See a f f i n i t y & k i n d r e d . See also d e g r e e .
benefit in the State.” Nor do readers connote:
“While we are accustomed to connote [read think c o n s c ie n c e , v.t., has not been recorded in most
of] the same ideas in morals and ethics, and while dictionaries, but legal writers occasionally use it
to a considerable extent the two words involve as if it were equivalent to contemplate: "The rule
the same general notion, yet they are distinct does not conscience [read contemplate] joinder.”/
in that morality represents existing facts, while “The Fourteenth Amendment does not conscience
ethics is the scientific hypothesis for the explana [read allow or contemplate] discretion in such
tion of existing facts.” See c o n n o t a t i o n . matters.” Workman v. Cardwell, 338 F. Supp.
In the following sentence, connote is used in the 893, 901 (N.D. Ohio 1972). The only related use
sense “to suggest; to lead to the conclusion of.” recorded in the OED is conscienced ( = having
With this example one can see just how mushy a conscience) <a loose-conscienced person>. For
this word has become: “If such testimony must another use o f conscience, see K e e p e r o f th e
necessarily connote [read lead to the conclusion K in g ’s C o n scie n c e .
of] adultery on her part, then it cannot be said
that the common law has otherwise closed its c o n s c i o n a b l e is not a mere n e e d l e s s v a r i a n t
eyes to this fact o f life.” (The a n t h r o p o m o r p h i s m o f conscientious, though some dictionaries suggest
in this sentence is unobtrusive and even effec it. As a positive correlative o f unconscionable, it
tive.) means “conforming with good conscience; just and
Connotate is a N EE D LESS v a r ia n t of connote. reasonable” and is used o f things as opposed to
persons <a conscionable bargain s E.g., “[I]mplied
c o n s a n g u in e o u s ; c o n s a n g u in e a l; con san - warranties may be limited in duration. . . i f such
The preferred legal ad
g u in e a n ; c o n s a n g u in e . limitation is conscionable.” 15 U.S.C. § 2308(b)
jective corresponding to consanguinity is consan (1988). See u n c o n s c i o n a b l e .
conservator 205
law term (used, e.g., in Scotland), curator has an technical meaning explained under ( a ), consider
identical meaning; this term has been adopted in ation may be a C O U N T N O U N whereas in general
a number o f common-law jurisdictions, however, English usage it is not so used. E.g., “A basic
as in several American states. principle o f contract law is that one consideration
will support multiple promises by the other con
co n se rv a to ry , adj. See c o n s e rv a tio n a l. tracting party.” Nevertheless, the phrase other
valuable consideration is used rather than other
c o n s id e r (as) (to b e ). When followed by a noun, valuable considerations.
a noun phrase, or an adjective, consider as is C. Idiom atic Constructions. Legal idiom re
never justified stylistically; many authorities quires in consideration o/*but as consideration for,
consider it an error. “Such conduct has long in the sense o f the word given under ( a ).
been considered as solicitation [read considered D. Valuable consideration and good consider
solicitation].” “Furthermore, the grand jury is ation. The former phrase refers to an act, forbear
considered as [read considered] unnecessary, ance, or promise having some economic value; the
particularly in England, where the preliminary latter refers to natural love or affection, or moral
examination is considered sufficient.” C. Gordon duty. To create an enforceable contract, valuable
Post, An Introduction to the Law 110 (1963). consideration is required. Good consideration is
Consider may, however, properly be followed by no good.
the infinitive to he, especially if the noun phrase Still, deeds customarily recite a consideration
after consider is at all long. “Ignoring our many o f $1 or $10, plus other good and valuable con
precedents to the contrary, he considers the tax sideration so as to obscure the true price. The
code, and especially that portion implementing D O U B L E T is unnecessary, however, as other valu
the personal income tax, to be unconstitutional.”/ able consideration suffices. See a n d o th e r g o o d
“Prescott drove in his own car from Chelsea to a n d v a lu a b le co n sid e r a tio n .
Boston by way o f the Mystic River Bridge, which E. Nominal consideration and inadequate
he considered was [read considered to he; or delete consideration. See n o m in a l co n s id e r a tio n .
was and omit to he] the most direct route.” F. In consideration o f the mutual covenants
The collocation o f consider and as is acceptable . . . . See in c o n s id e r a tio n o f th e m u tu a l c o v
when the phrase is followed by a participial en a n ts h e re in c o n ta in e d .
phrase: “He is not considered as abandoning his G. In consideration o f the prem ises. See in
objection because he does not submit to further c o n s id e r a tio n o f th e p rem ises.
proceedings without contest.” H. Past consideration. This phrase, meaning
“an act done or a promise given by a promisee
co n s id e ra b le used adverbially is a dialectal us before the making o f a promise sought to be en
age. “Bylaws usually may be amended with con forced,” is an O XYM ORON o f sorts. For past consid
siderable [read considerably] more facility than eration is no consideration, since it has not been
the articles o f incorporation.” given in exchange for the promise sought to be
enforced.
co n sid e ra tio n . A. Legal Sense. The law uses
consideration in a technical sense generally un c o n sig n a ta ry ; c o n sig n a to r y . For this civil-law
known to nonlawyers: “the act, forbearance, or term equivalent to consignee, Black’s gives -tory,
promise by which one party to a contract buys and W3 and OED give -tary. The OED lists con
the promise o f the other.” Generally, a contractual signatory only as a variant o f cosignatory (= a
promise is not binding unless it is supported by joint signatory). Historical civilian usage seems
consideration (or made in a deed). This proposi to recommend consignatary.
tion has, since the 19th century, been known as
the doctrine o f consideration. c o n sig n a tio n . See co n sig n m e n t.
This word is one o f the lawyer’s basic TERM S OF
ART, but even lawyers sometimes misconceive the co n sig n e e (= one to whom goods are consigned)
word: “One must be careful not to think o f ‘consid is pronounced Ikon-si-neel or fkon-sl-nee/. Cf.
eration’ as if it was synonymous with ‘recom co n sig n o r .
pense’; rather the word [at common law] connoted
some sound reason for the conveyance, and the c o n sig n e r. See co n s ig n o r .
payment o f money by the feoffee was only one
possible reason.” A.W.B. Simpson, An Introduc co n sig n m e n t; co n sig n a tio n . These words de
tion to the History o f the Land Law 167 (1961; note quite different things, though the root con
repr. 1964). cept is the same. Consignment is the more usual
B. As a Count Noun. In law, by virtue o f the term in common-law jurisdictions, meaning “the
consolidation 207
act o f delivering goods to a carrier to be transmit cap paper, folded in the middle in the usual way
ted to a designated agent.” Consignation, primar along the short dimension, making four pages o f
ily a term from Scots and French law, means “the equal size.”
act o f formally paying over money, as into a bank, Consist in ( = has as its essence) precedes ab
or to a person legally appointed to receive it, often stract elements or qualities, or intangible things;
because it is the subject o f a dispute.” e.g., a good moral character consists in integrity,
decency, fairness, and compassion. The proper
c o n s i g n o r ; c o n s i g n e r . Consignor is the techni use o f consist in is illustrated in the following
cal correlative o f consignee, q.v. A consignor dis sentences: “And those who argue that the prog
patches goods to another in consignment. In Scots ress o f civilization consists in raising our stan
law, a consigner is one who makes a consignation dards o f conduct, even though that means increas
o f money in dispute. The two words are often ing the number o f criminals, are blandly begging
pronounced differently: consignor /kon-si-nohr/ the question.” Morris R. Cohen, Reason and Law
or fkdn-sl-nohrl\ consigner /kdn-sl-ndr/. 45 (1961)./ “The cruelty that consists in beating
is unmistakable.” Max Radin, The Law and You
62 (1962).
c o n s i s t e n c e is a N E E D L E S S V A R IA N T for consis
In the sentences that follow, consist o f is
tency. E.g., “[Two judges] voted to affirm the rule
wrongly used for consist in; the mistake is espe
on institutional considerations, feeling that judi
cially common in AmE: “The alleged negligence
cial consistence [read consistency] on these attach
consisted o f [read in] the act o f a hospital nurse
ments was more important than the correctness
in injecting a foreign substance into plaintiff’s left
of the attachment procedure itself.” Podolsky v.
arm, causing pain and permanent injury.”/ “In
Devinney, 281 F. Supp. 488, 492 n.7 (S.D.N.Y.
understanding any major political move, it is a
1968).
mistake to focus only on the move itself. Under
standing depends upon seeing all o f the interrela
co n siste n t w ith . A. W rongly Made A dverbial. tions; the art o f politics consists o f [read in] using
A common illiteracy in American law is to use those interrelations.”/ “Where the plaintiff’s con
this phrase adverbially rather than adjectivally. tributory negligence consists o f [read in] being
For adverbial uses, consistently with ( = in a man inattentive, and not discovering a risk he should
ner consistent with) is the correct phrase. In the have discovered, he will not be barred from strict
following sentence, the first use is adverbial, liability recovery.”
whereas the second is (properly) adjectival: The opposite mistake— using consist in for con
“Thereafter, all medical facilities will be equipped sist of—is rare but does occur: “Typically [the bill
consistent with [read consistently with] these stan o f complaint in equity] consisted in [read consisted
dards and all new construction o f health care of] three parts: the narrative, the charging, and
facilities will be consistent with the standards.” the interrogative parts.” Fleming James, Civil
B. A nd not inconsistent with . When the U.S. Procedure § 2.4, at 64 (1965).
Supreme Court reverses and remands a judgment
o f a federal court o f appeals, it directs that the
c o n s o c i a t i o n . See c o n f e d e r a t i o n .
further proceedings be consistent with the Court’s
opinion. But when it reverses and remands a
state-court judgment, it directs that the further c o n s o le . See c o n d o le .
proceedings be not inconsistent with the Court’s
opinion. c o n s o lid a tin g statu te; c o d ify in g statute. A
Why the difference? Because consistent with consolidating statute collects the legislative pro
shows that the Court retains plenary power over visions on a particular topic and embodies them
the lower federal court. Not inconsistent with, by in a single statute, often with minor amendments
contrast, shows that the state court is much more and drafting improvements. A codifying statute,
independent to fashion its holdings on substan by contrast, purports to be exhaustive in restating
tive law. the whole o f the law on a particular topic, includ
ing prior caselaw as well as legislative provisions.
c o n s i s t i n ; c o n s i s t o f . American writers too of
Courts generally presume that a consolidating
ten ignore the distinction. Consist o f is used in statute leaves prior caselaw intact, whereas a
reference to materials; it precedes the physical codifying statute generally supersedes prior
elements that compose a tangible thing; cement, caselaw.
for example, consists o f alumina, lime, silica, iron
oxide, and magnesia. E.g., “The document admit c o n s o lid a t io n . See c o d e , jo in d e r (b ) & m e r g e r
ted to probate consists o f a single sheet o f legal (A ).
208 consols
ardia Act, has also been held constitutional.” The con stitution ally d e ficie n t constitutionally im
opposite o f constitutional in sense (1) is nonconsti permissible:^ (3) “so as to bear on the Constitu
tutional, and in sense (2) unconstitutional. See tion” con stitution ally speaking>; (4) “by the Con
n o n c o n s t it u t io n a l. stitution” con stitution ally prohibited>. Sense (1)
is the only legal sense given by the OED and W3.
= (1) a constitutional system
c o n s t it u t io n a lis m
of government; or (2) adherence to constitutional = (1) to force; or (2) to confine forcibly.
c o n s tra in
principles. Sense (2) is now more common— e.g.: Sense (1) is the more common o f the two. It is a
“Whatever one may think o f Robert Bork’s brand favorite word o f dissenting judges: “It is for such
of constitutionalism, his willingness to defend reasons that I am constrained to dissent.”/ “I re
that vision openly and forthrightly was admira gret that I am constrained to dissent from the
ble.” Stephen Macedo, Stricter Senate Review, holding o f the court in this case.” Sense (2) is
N.Y. Times, 23 Oct. 1991, at A l l . primarily literary.
unintentional deception or misrepresentation search & Management, Inc., 647 F.2d 18, 24 (9th
that are held to be fraudulent. It is also clearer: Cir. 1981).
legal fraud might suggest to the unwary that the For another mistaken usage, see co n stru ct.
fraud is, e.g., presumed or sanctioned by law,
rather than that it is considered in law to be co n stru e , strictly . See s trict co n s tr u c tio n .
fraud. For the difference between fraud in law
and legal fraud, see fraud (c). c o n su l; c o u n s e l; c o u n c il. Consul = a govern
mental representative living in a foreign country
constructive seisin. See seisin (a ). to oversee commercial matters. Counsel = a legal
adviser or legal advisers. (See c o u n s e l & a tto r
n e y ( a ).) Council = a body o f representatives.
constructive trust. A. Synonyms. The phrase See c o u n c il.
constructive trust (= a trust that the law creates
against one who has obtained property by wrong
co n su la te ; c o n su lsh ip . Consulate = the office,
doing) has various equivalents— trust de son tort, term o f office, jurisdiction, or residence o f a con
trust ex malefício, involuntary trust, trust ex de sul. Consulship = the office or term o f office o f a
licto— none o f which is as common. Though the consul. Consulate is the more common and (there
other phrases may have some advantages over
fore) the broader term. Consulship may be useful
the confusing phrase constructive trustee (see (b )), in conveying precisely one’s meaning.
that term is so common that the others merit
being labeled N E E D LE S S VARIANTS.
co n su lt takes the prepositions with (documents
B . And express trust. Properly speaking, con
or other persons), on or upon, or about (a matter).
structive trust and express trust are not really The verb may be used transitively <to consult the
antonyms because they exist on different verbal will itself> as well as intransitively, in combina
planes. As the Restatement o f Restitution § 160, tion with any o f the prepositions previously
comment a at 641 (1937), explains: “The term named.
constructive trust is not altogether a felicitous
one. It might be thought to suggest the idea that co n su lta tio n . The English writer Philip Howard
it is a fiduciary relation similar to an express has stated that consultation
trust, whereas it is in fact something quite differ
ent . . . . A constructive trust does not, like an can mean a conference at which the parties, for example,
lawyers or doctors, consult or deliberate. Modern legal us
express trust, arise because o f a manifestation of
age confines this sense to meetings with more than one
an intention to create it, but it is imposed as a counsel present. You can have a consultation with your
remedy to prevent unjust enrichment. A construc doctor on your own. But you must be able to afford the fees
tive trust, unlike an express trust, is not a fidu of at least two lawyers simultaneously before you can prop
ciary relation, although the circumstances [that] erly describe your meeting with them as a consultation.
give rise to a constructive trust may or may not Philip Howard, Weasel Words 57 (1979).
involve a fiduciary relation.” The OCL defines consultation as “a meeting of
C. And resulting trust. The phrase constructive two or more counsel and the solicitor instructing
trust is likewise distinguishable from a resulting them for discussion and advice.”
trust ( = a trust imposed by law when someone No such restrictive meaning is given the term
transfers property under circumstances sug in AmE. If you consult with your lawyer on a
gesting that he or she did not intend the trans certain matter, then that act is consultation.
feree to have the beneficial interest in the prop
erty). A resulting trust, then, arises because of c o n su lt(a t)iv e ; co n su lt(a t)o ry . The forms end
the transferor’s intention, while the law imposes ing in -ory are n e e d l e s s v a r ia n t s . Both consulta
a constructive trust to prevent the wrongful holder tive and consultive are old, the former recorded
o f property from being unjustly enriched. The from 1583, the latter from 1616. Because the
resulting trustee is a genuine trustee—in a fidu adjectival form o f Latinate words in -tion follows
ciary relation to the beneficiary—while the con from the nominal form, consultative is the prefer
structive trustee has no such fiduciary relation. able form: “Purely consultive [read consultative]
experts are those not relied upon in whole or in
construe ( = to explain or interpret for legal part by testifying experts.” See co n su lta tio n .
purposes) applies happily to statutes, rules, and
the like—but not to doctrines, as here: “Because con su m m a te has two pronunciations as an ad
it impedes full and free discovery o f the truth, jective (either /kdn-sam-it/ or lkon-sd-mdt /), and
the attorney-client privilege is strictly construed still another as a verb /kon-sa-mayt/. For its
[read applied].1*Weil v. Investment/ Indicators Re sense, see in ch o a te .
contemptuous 211
co n ta ct, v.t. Though vehemently objected to in statute mentioned (an unlikely intention): “As the
the 1950s, contact is now firmly ensconced as a court acknowledges, the 1924 statute must be
verb. Brevity recommends it over “to get in touch examined in light o f its contemporary [read con
with” or “communicate with”; it should not be temporaneous] legal context.”
considered stylistically infelicitous even in for Contemporaneous does not precisely mean “si
mal contexts. E.g., “These witnesses were recently multaneous”; rather, it means “belonging to the
contacted by petitioner’s counsel and agreed to same time or period; occurring at about the same
make new affidavits.” time.” Thus the following sentences are correct,
If, however, the writer means either call or although simultaneous does not properly fit
write— as opposed to call or write—the specific in each slot filled by contemporaneous: “Courts
verb is preferable. regard with particular respect the contemporane
ous construction o f a statute by those initially
co n ta g io u s; in fe ctio u s . These words are mis charged with its enforcement.”/ “Where a convey
used even by educated writers and speakers. A ance in trust is made voluntarily, without solicita
contagious disease is communicable by contact tion or undue influence, and no fraud is shown
with those suffering from it. An infectious disease prior to, or contemporaneous with, the execution
spreads by contact with the germs, e.g., in the air o f the deed, but consists in repudiating the
or in water. Some contagious diseases are not agreement to reconvey, the case is not removed
infectious, and vice versa. from the operation o f the Statute o f Frauds.”/
“These uncertainties in proof by parol evidence
co n te m n = to treat (as laws or court orders)
are at least partially eliminated in the Uniform
with contemptuous disregard. E.g., “We find that
Probate Code by the requirement that the ad
jurisdiction exists based on both the inherent
vancement be ‘declared in a contemporaneous
power o f a court to reach those who knowingly
writing by the decedent or acknowledged in writ
contemn its orders and the minimum contacts ing by the heir.’ ”
analysis set out below.” The OED notes that this
word is “chiefly a literary word,” but it is used
co n te m p t; co n te m p tib ility ; co n te m p tu o u s
just as frequently in legal as in literary contexts.
n ess. These words are quite distinct. Contempt
See co n d e m n .
= (1) (generally) the act or state o f despising; the
condition o f being despised; (2) (in law) action
co n te m n e r; co n te m n o r. Most dictionaries list
interfering with the administration o f justice.
the spelling in -er as the predominant one; 19th-
century BrE and AmE overwhelmingly preferred
Contemptibility = the quality or fact of being
worthy o f scorn. Contemptuousness = the quality
that spelling, which is still the better one. The
o f being scornful or disdainful. See co n tu -
-or spelling, now common in the U.S., remains
m a c(it)y .
inferior. See - e r (A).
“worthy o f contempt or scorn.” Both terms are co n te st, v.t.; c o n te n d . In the sense “to fight
disparaging, contemptible being the stronger of (for),” contest is almost always transitive <to con
the two. See con tem p t. test a will> <to contest an election s and contend
B. And contumacious . See co n tu m a cio u s . is intransitive <to contend against an opponents
Contend may be transitive when it means “to
con tem p tu ou sn ess. See co n te m p t. maintain, assert,” and is followed by that a p p e l
lants contend that the notice was not timely
co n te n d . See a lleg e & co n te st, v.t. filed>.
generally conclusive proof that he is the legiti c o n t i n u e o n is a minor but bothersome prolixity.
mate child o f his mother’s husband.” (Eng.) E.g., “The pleader’s standoffish ‘one* continued on
But in American law, it means “postponement; [read persisted] as meaningless rote.”/ “The shift
the adjournment or deferring o f a trial or other to a new continent cut off Americans from much
proceeding until a future date” <motion for con o f the change that continued on [read continued]
tinu an ces E.g., “There is no support in the record in England.”
for the complaint that the district court failed to
grant a continuance to the defense.” See c o n c o n tin u ity . See c o n t in u a n c e .
t in u e .
c o n t in u o u s . See c o n t in u a l.
Continuation = continued maintenance; car
rying on or resumption o f (an action, etc.); that c o n t i n u u m . PI. continuums or continua. The for
by which a thing is continued (COD). E.g., “The eign plural should be avoided. See p l u r a l s (A).
question whether a corporation is a continuation
o f a predecessor has been fermenting in the past c o n t o r t s , n., ( = the overlapping domain o f con
decade.”/ “During the continuation of the relation, tract law and tort law; a specific wrong that falls
the attorney, for most purposes, stands in the within that domain) is Professor Grant Gilmore’s
place of the client, who will be bound by whatever N EO LO G ISM — a PO R T M AN T EA U W O RD (contract +
the attorney may do or say, in the regular course tort) dating from the 1970s: “I have occasionally
o f practice, in the conduct of the cause.”/ “Continu suggested to my students that a desirable reform
ation o f the use o f the property as a municipal in legal education would be to merge the first-
park carries out a larger share o f Bacon’s purpose year courses in Contracts and Torts into a single
than the complete destruction o f such use by the course [that] we would call Contorts.” Grant Gil
decree we today affirm.” more, The Death o f Contract 90 (1974)./ “Interest
Continuity = connectedness; unbrokenness; un ingly, Dean Prosser seems also to recognize this
interruptedness <the continuity o f the litigation peculiar possibility and to identify it as an issue
process was broken up by a number o f continu existing on the fringes o f contract and tort law,
ances:^ the so-called Contort’ o f recent renown.” Schlange-
Schoeningen v. Parrish, 767 F.2d 788, 793 n.3
c o n tin u a t io n in p a r t. See c .i .p . (11th Cir. 1985).
tinue an action in the sense o f plodding on. But it become a v o g u e w o r d among lawyers and judges.
was possible in Scotland and was once possible in E.g., “The EEOC administrative regulations pro
England (and still is in legal language) to continue vide some basis for outlining the contours o f the
in the sense o f knocking off or adjourning.” Ivor accommodation duty.”
Brown, I Give You My Word 112 (1964). It is this
c o n t r a , n., adj., adv., & prep., is a LEG ALISM
transitive use o f continue (= to postpone) in legal
for against, contrary, etc. Except as a signal in
contexts that yields the legal use o f continuance,
citations, it should be avoided in favor o f its more
q.v.
common equivalents. E.g., “Partitions in kind as
Only in legal parlance is stay current as a tran
well as partitions by sale and division o f the
sitive verb. Stronger than continue, stay means
proceeds were sustained, although there was
“to stop, arrest, delay, prevent (an action or pro
some contra [read contrary] authority invalidat
ceeding)” <to stay the proceedings>. E.g., “I do
ing a partition in kind.”/ “These provisions o f the
order that until such indemnity be given all fur
Code are, o f course, contra [read contrary] to the
ther proceedings be stayed.” (Eng.) See s t a y .
common-law rules that have discouraged use of
powers o f attorney.”/ “That case is, on its surface,
is an old legal idiom— shorthand
c o n tin u e lia b le
contra [read to the contrary], but the use o f a
for continue to be liable. E.g., “ [T]here are a num
questionnaire and its relationship to Rule 4(a)
ber o f Tennessee cases [holding] that the father
were not considered by the court.”
continues liable for the support o f his minor chil
dren even though there has been a divorce and c o n t r a c e p t , v.i., is a b a c k -f o r m a t i o n that is not
award o f custody to the mother.” Livingston v. included in the dictionaries. It is a jargonistic
Livingston, 429 S.W.2d 452, 458 (Tenn. Ct. App. word popular among social workers. E.g., “Rather
1967)./ “ [The] policy . . . must be regarded as than become pregnant, our adolescents should
subsisting in contemplation o f law, and the in learn about sex and, if they are to be active,
surer continues liable to a third-party claimant contracept [read use contraception].”
until relieved from its obligation . . . .” State Ins.
Fund v. Brooks, 755 P.2d 653, 656 (Okla. 1988). c o n t r a c e p t io n is t . See c o n tra ce p to r.
contract 215
co n tra ce p tiv ism . In the days when contracep agreement has been entered into— e.g.: ‘T he
tives were illegal, this term referred to unlawful six contracts o f the defendants, were assigned
trafficking in contraceptives. See Rollin M. Per to, and completed in the name o f the New
kins, Criminal Law 108 (1957). Jersey Wood Paving Company.” American
Nicholson Pavement Co. v. City o f Elizabeth, 1
co n tr a c e p to r ; co n tra c e p tio n is t. What is the
F. Cas. 691, 699 (C.C.N.J. 1874) (No. 309). f.
agent-noun corresponding to contraception ? Wil
In futures markets, the smallest amount o f a
liam Safire prefers contraceptionist. See On Lan
given commodity that can be exchanged by
guage, N.Y. Times, 30 Dec. 1990, § 6, at 6. But
agreement o f traders, i.e., the standard unit o f
contraceptor is five times as common, and usage
sale—e.g.: “The normal trading unit is one
suggests a worthwhile distinction: a contraceptor
contract consisting o f 5000 bushels.” Cargill,
is one who uses contraception, while a contracep
Inc. v. Hardin, 452 F.2d 1154, 1156 (8th Cir.
tionist is one who advocates its use.
1971).
co n tra ct, n. & v. A. N ou n Senses. The word has 3. More broadly, any legal duty or set o f duties
many more senses than most dictionaries— even not imposed by the law o f tort; esp., a duty
the OED and W3— acknowledge. In tackling the created by a decree or declaration o f a court in
problem o f defining this word, Patrick Atiyah the phrase contract o f record, q.v.— e.g.: “An
acutely observes: “A definition o f a contract pre obligation o f record, as a judgment, recogni
supposes that the law recognizes a single concept zance, or the like, is included within the term
o f contract. In fact it is doubtful if this is really “contract.” A bequest falls under the term “con
the case. Certainly there is one very central and tract” and when the will is admitted to probate
powerful concept in the middle o f contract law it is to be regarded as a contract o f record.”
. . . . But contractual obligations arise in such a Quinn v. Shields, 17 N.W. 437, 442 (Iowa
very wide variety o f circumstances, and are based 1883). Cf. quasi-contract.
on such a wide variety o f grounds, that there 4. a. A promise or set o f promises, by a party to
is little relationship between cases on the outer a transaction, enforceable or otherwise recog
extremities o f contract law.” P.S. Atiyah, An In nizable at law— e.g.: “ [T]he defendant agreed
troduction to the Law o f Contract 30 (3d ed. 1981). to let rooms to the plaintiff; and then, finding
Following are the six primary senses, with sub that the rooms were to be used for the delivery
senses noted: o f blasphemous lectures, declined to carry out
1. An agreement between two or more parties to his contract.” William R. Anson, Some Notes
do or not to do a thing or set o f things; a on Terminology in Contract, 7 Law Q. Rev.
compact—e.g.: “A contract in the popular sense 337, 339 (1891). b . A writing that expresses
o f the word is an agreement between two or such a promise— e.g.: “Alternative promises in
more parties.” Lawrence Friedman, Contract bonds giving bondholders option to elect pay
Law in America 15 (1965). ment in dollars, guilders, pounds, marks or
2. a. An agreement between two or more parties francs were not separate and independent con
creating obligations that are enforceable or tracts or obligations . . . .” Guaranty Trust Co.
otherwise recognizable at law— e.g.: “A con v. Henwood, 59 S. Ct. 847, 848 syl. 2 (1939).
tract is valid if valid under the law o f the 5. The division or body o f law dealing with con
settled place o f business or residence o f the tracts. Often cap.E.g.: “A general theory of con
party wishing to enforce the contract.” Russell tract asserts that there is at least a substantial
Weintraub, A Defense o f Interest Analysis in body o f rules which applies to all contracts in
the Conflict o f Laws [etc. J, 46 Ohio St. L.J. 493, common.” G.H. Treitel, An Outline o f the Law
498 (1985). b . A writing executed by the parties o f Contract 2 (5th ed. 1979).
to evidence the terms o f such an agreement— 6. The terms o f a contract, or any particular
e.g.: “ [T]he execution o f the contracts was term— e.g.: “ [I]t does not appear whether there
not a condition o f employment.” J.I. Case Co. was any express contract as to when the money
v. NLRB, 321 U.S. 332, 333 (1944). c. Arising was payable.” Civil Serv. Coop. v. Gen. Steam
out o f or operating under such an agreement Navigation Co., 2 K.B. 756, 762 n .l (1903)./ “A
ccontract rights> ccontract work>. d. The legal similar usage allows contract to be applied to
relation resulting from such an agreement— . . . the terms or a particular term o f a con
e.g.: “ [T]he contract is a subsisting relation, tract.” R.M. Jackson, The Scope o f the
o f value to the plaintiff, and presumably to Term “Contract,” 53 Law Q. Rev. 525, 536
continue in effect.” Landless v. Borden, Inc., (1937).
667 F.2d 628, 631 (7th Cir. 1981) (quoting
William Prosser, Torts 726 (2d ed. 1955). e. B. General Slipperiness. “One moment the
The task or assignment for which such an word [contract] may be the agreement o f the par-
216 contract breach
ties; and then, with a rapid and unexpected shift, tury— as early as 1815— but fell into disuse in the
the writer or speaker may use the term to indicate 20th century, probably for two reasons. First, its
the contractual obligation created by law as a meaning duplicates that o f contractor, so that
result o f the agreement.” Wesley N. Hohfeld, Fun using the two as correlatives makes little sense.
damental Legal Conceptions 31 (1919; repr. 1946). Second, the terminology offeror and offeree more
Legal writers should be sensitive to any such sharply defines the relationships to be denoted.
semantic change within a given context. Still, a few notable writers have fallen for this
C. A nd promise . The distinction between these word— e.g.: “If a man is induced to contract with
words (despite sense 4 above) has long been another by a fraudulent representation of the
urged, and perhaps ought to be observed for con latter that he is a great-grandson of Thomas Jef
ceptual clarity. An influential English writer felt ferson, I do not suppose that the contract would
the slippage even in 1845, the words in strictness be voidable unless the contractee [read contractor
signaling a losing battle: “There is in strictness a or maybe offeror] knew that, for special reasons,
distinction between a promise and a contract; for his lie would tend to bring the contract about.”
the latter involves the idea o f mutuality, which Oliver Wendell Holmes, The Common Law 255
the former does not.” 2 Henry J. Stephen, New (1881; repr. 1963). See -EE.
Commentaries on the Laws o f England 59 (1886).
D. A nd covenant. Contract is the general term. c o n tr a c t fo r sale; c o n tr a c t o f sale; c o n tr a c t to
Covenant now applies (1) to agreements under sell; e x e c u to r y s a le ., A. Senses. These various
seal, and (2) to undertakings contained in deeds phrases have traditionally been used in the law
or implied by law in deeds, as in the phrase o f sales. The newest o f them is contract for sale,
covenant running with the land. used in the Uniform Commercial Code to include
E. A nd agreement , bargain. See a g re e m e n t & both “a present sale o f goods and a contract to
b a rg a in . sell goods at a future time.” U.C.D. § 2-106(1). In
F. Contract , v.i.; enter into a contract with. G.B., contract o f sale bears this meaning in the
The tighter wording, to contract, is almost always Sale o f Goods Act 1893.
preferable to the longer, to enter into a contract The other phrases are narrower because they
with. relate to a future transfer. Contract to sell denotes
G. Verbal contract. See v e rb a l co n tr a c t. “a contract whereby the seller agrees to transfer
H. Illegal contract. See ille g a l co n tr a c t. the property in goods to the buyer for a consider
I. P ronunciation. As a noun, contract is ac ation called the price.” 1 Samuel Williston, The
cented on the first syllable /kon-trakt/\ as a Law Governing Sales o f Goods § 1, at 2 (1948).
verb, on the second /kdn-trakt/. Cf. c o n tra s t & Williston notes that this idea is also “not very
co m p a ct. happily called an executory sale.” Id. at 3. The
problem with executory sale is that it suggests
co n tr a c t b r e a c h is inferior to breach o f contract. that a sale has occurred when in fact it has yet
E.g., “It is true, as plaintiffs contend, that the to occur.
victim of the contract breach [read breach of con B. Criticism o f contract for sale and contract
tract] may recover damages that would place him o f sale; Answer. The broadest o f these phrases
in the same position he would have occupied if the (contract for sale and contract o f sale) have come
defaulting party had performed.” (Using victim under criticism because they include two types of
in reference to one disadvantaged by breach o f transfers: present sales and future sales. Wil
contract borders on o v e r s t a t e m e n t .) liston complained— unavailingly, in retrospect—
that “it is unfortunate . . . to use the same term
c o n tra ct-b re a k e r = breacher. E.g., “A contract- for two transactions, differing so vitally in their
breaker can be charged with the amount o f an legal effect.” 1 Samuel Williston, The Law Govern
expected gain that his breach has prevented, if, ing Sales o f Goods § 1, at 4 (1948). His recommen
when the contract was made, he had reason to dation was that “[t]he unambiguous terms, ‘con
foresee that his breach would prevent it from tract to sell' and ‘sale' should be used . . . to
occurring.”/ “[T]he wicked contract-breaker should express the respective meanings.” Id.
pay no more in damage than the innocent and The consensus o f modem scholarly opinion re
the pure in heart.” Grant Gilmore, The Death o f sists this criticism: “The distinction between ex
Contract 14-15 (1974). See b re a ch e r. changes that involve promises and those that
involve only present transfers is not as sharp as
co n tr a c te e ( = a person with whom a contract is might at first appear, since the law often attaches
made) is attested in but one source (dated 1875) implied obligations o f a promissory character to
in the OED; it appears in neither W3 nor Black's. exchanges involving only present transfers (e.g.,
The word was infrequently used in the 19th cen the seller usually makes implied warranties in
contracts 217
the case of a present sale o f goods). The Uniform our inheritance taxes. If we don't pay them, we
Commercial Code avoids the distinction [by using can lose our land.” Thomas F. Bergin & Paul G.
the phrase] contract for sale . . . .” E. Allan Haskell, Preface to Estates in Land and Future
Farnsworth, Contracts § 1.1, at 4 n.6 (1982). Interests 18 (2d ed. 1984).
• “The only thing left to do is for the jury to
c o n tra c t im p lie d in la w . See q u a s i - c o n t r a c t & engage in a densely textured judgment upon
im p lie d c o n tra c t. the defendant’s conduct—either it was deviant
or it wasn't.” Bruce A. Ackerman, Recon
C o n t r a c t io n s are generally avoided in formal
structing American Law 28 (1984).
writing. Legal writers tend to feel uncomfortable Using contractions at every turn, o f course, can
with them—judges, say, in their judicial opinions; make the writing seem breezy; for most o f us,
appellate lawyers in their briefs; business lawyers though, that risk is nil: a gentle breeze might
in their contracts; academic lawyers in their law- refresh our readers. See c a n n o t & s u p e r s t it io n s
review articles; and all lawyers, even in the less (J).
formal context o f their business correspondence.
Perhaps contractions don’t generally belong in c o n tr a c t o f d e e d . See ch a tte l m ortg a g e .
appellate opinions, briefs, contracts, and law re
view articles. c o n tr a c t o f lea se. The courts sometimes use this
But why shouldn’t we use them in writing to phrase rather than lease alone, as if ignoring the
clients or colleagues? Because we’ve become in fact that a lease is primarily a contract—not a
ured to stuffiness. It has become a natural tone conveyance. “[If] used at all,” states one commen
for much o f the legal profession. And many o f us tator, the phrase contract o f lease “should be ap
carry over our tone from one type o f discourse (an plied merely to the aggregate o f the covenants
appellate brief, say) to other types o f discourse into which the parties may have entered in con
(chiding a five-year-old child: “Now comes your nection with the making o f the conveyance by
mother . . . .”). way o f lease.” 1 Herbert T. Tiffany, The Law o f
Some excellent legal writers use contractions Real Property § 74, at 111 (3d ed., B. Jones ed.,
to good effect, especially when driving home a 1939).
powerful point in the modem idiom. E.g.:•
• “What our forefathers said, they said. What c o n tr a c t o f r e c o r d . This phrase, ironically, de
they didn't say, they meant to leave to us notes “no contract at all, and has nothing what
. . . .” Charles P. Curtis, Jr., Lions Under the ever to do with the law o f contracts.” P.S. Atiyah,
Throne 7-8 (1947). An Introduction to the Law o f Contract 31 (3d ed.
• “O f course the bailee would have the action 1981). A contract o f record is an obligation im
against the thief, if he could be found. But posed by a judgment or recognizance o f a court o f
probably that wasn't worth very much.” Edward record; the phrase came about merely because
Jenks, The Book o f English Law 272 (P.B. Fair such a judgment or recognizance was enforceable
est ed., 6th ed. 1967). in common-law procedure by the same type o f
• “You won't drive the nail properly if you don't action as was used for contractual cases. For other
hold it straight and so also you won't achieve phrases using contract but not truly involving a
an effective system o f law unless you give some contract, see v o id c o n tr a c t & u n e n fo r c e a b le
heed to what I have called principles o f legal co n tr a c t.
ity.” Lon L. Fuller, The Morality o f Law 200
(rev. ed. 1969). c o n tr a c to r . See in d e p e n d e n t c o n tr a c to r &
• “Each o f these three solutions is old-fashioned. co n tr a c te e .
But many lawyers use them and many lawyers
who don't use them don't understand why they c o n tr a c t q u asi. See im p lie d c o n tr a c t & q u a si
don't” Thomas L. Shaffer, The Planning and co n tr a c t.
Drafting o f Wills and Trusts 202 (2d ed. 1979).
• “This may seem rather curious today: why co n tr a c ts— like its singular—denotes an entire
should a person be unwilling to answer ques legal field, as do other plurals such as torts and
tions properly put to him by duly authorized conflicts, qq.v. E.g., “The field o f Law known as
courts or officials? And if he is unwilling, isn't Contracts is one o f the most settled, most venera
it likely that this is because he has something ble, and least politically complicated fields o f
to hide?” P.S. Atiyah, Law and Modern Society Law.” Fred Rodell, Woe Unto You, Lawyers! 28
45 (1983). (1939; repr. 1980). Cf. sense (5) listed at c o n
• O f course, we do have our property taxes and tra ct.
218 contractual
tractural [read contractual] and statutory limita art names the doctrine that, in interpreting docu
tions.” Kornherg v. Carnival Cruise Lines, Inc., ments, ambiguities are to be construed unfavor
741 F.2d 1332, 1337 (11th Cir. 1984). The U.S. ably to the drafter. E.g., “Faced with this ambigu
Supreme Court has sic’d this solecism on more ity, the district court adopted the state law rule
than one occasion. See 0*Connor v. Ortega, 480 o f contract interpretation contra proferentem in
U.S. 709, 727 (1987) (quoting a deposition); Shaf fashioning the federal common law . . . .” Phil
fer v. Heitner, 433 U.S. 186, 191 (1977) (quoting lips v. Lincoln Nat*l Life Ins. Co., 978 F.2d 302,
a party’s affidavit). 306 (7th Cir. 1992).
B. Spelled contra proferentes. The phrase is
c o n t r a c t u n d e r s e a l. See s e a l ( b ). sometimes rendered contra proferentes, an alter
native Latin form that is no longer current—
c o n t r a c t u r a l. See c o n t r a c t u a l. e.g.: “The fact that the company appears and
interposes a claim to the steamer does not change
c o n tra d ic t. See g a in s a y . the legal nature o f the proceeding from one in
rem to one in personam, so as to bring it within
c o n tra d ic to ry ; c o n tra d ic tiv e ; c o n tra d ic - the terms o f the special contract on the back o f the
Contradictory = oppo
t io n a l; c o n t r a d ic t io u s . bill o f lading, which are to be contra proferentes.”
site, contrary. Contradictious = inclined to con Pacific Coast S.S. Co. v. Bancroft-Whitney Co., 94
tradict or quarrel; the word is applied to persons. F. 180, 186 (9th Cir. 1899)./ “I cannot adopt the
Contradictive and contradictional are N EE D LESS suggestion that there is in this policy any ambigu
VA RIA N TS o f contradictory. ous language to be construed contra proferentes.1*
Re Stooley Hill Rubber & Chem. Co. v. Royal Ins.
These words may
c o n tra d is tin c tio n ; c o n tra s t. Co., [1920] 1 K.B. 257, 274.
be distinguished, if not contradistinguished.
co n tra ry . A. Contrary to o r contrary from.
Contradistinction = distinction by opposition;
Contrary takes the preposition to; from is no
contrast = dissimilarity (but not necessarily op
longer standard.
position). E.g., “The Seventh Amendment pre
B. On the contrary; to the contrary. On the
serves the right to a jury trial not only for suits
contrary marks a contrast with an entire argu
in which the right existed at common law, but
ment or position just mentioned <The respondent
also for suits in which legal rights were to be
argues that we must dismiss the petition. On
ascertained and determined, in contradistinction
the contrary, we consider it well taken>. To the
to those in which equitable rights alone were
contrary marks a contrast with a specific noun
recognized, and equitable remedies were
just mentioned <Reynolds sought relief; Griffin,
administered.”/ “The word ‘children* in its pri
to the contrary, decided not to litigate>.
mary and natural sense is always a word o f pur
chase and not o f limitation; it is employed in co n tra st. A. Prepositions with. One contrasts
contradistinction to the term ‘issue.*”/ “ [T]hese something with something else, not to; but it is
differences in phraseology . . . must not be too permissible to write either in contrast to or in
literally contradistinguished [i.e., be too literally contrast with.
made to seem opposites].” Brush v. I.R.C., 300 B. Compare and contrast. This is an English
U.S. 352, 362 (1937). teacher’s redundancy . See com p are (w it h )
Contradistinction should not be used where con (t o ).
trast suffices. E.g., “The term ‘constitution’ is ordi C. Pronunciation. As a noun, contrast is ac
narily employed to designate organic law in con cented on the first syllable Ikon-trast/; as a verb,
tradistinction [read contrast] to the term ‘laws,’ on the second /kdn-trast/.
which is generally used to designate statutes or
legislative acts.” c o n tra v e n e . A. And controvert. These words,
occasionally confused, should be distinguished.
c o n t r a i n d i c a t e began as a medical term mean Contravene = (1) (of persons) to transgress, in
ing “to make (as a treatment) inadvisable.” It has fringe (as a law); to defy; (2) (of things) to be
made its way into legal parlance, despite the contrary to, come in conflict with. E.g., “It is
controversion 219
argued that the regulation, in limiting the amount may entail an equal sharing o f the loss, but in
o f money any single household may receive, con some jurisdictions entails a payment proportional
travenes a basic purpose o f federal law.7 “The to one’s fault. Indemnity is (1) a duty to make
court ruled that the statutory provision was a good any loss, damage, or liability another has
penalty and that allowing a wrongdoer to insure incurred, or (2) the right o f an injured person to
himself against it would contravene public policy.” claim reimbursement for his loss. Whereas contri
Controvert = to dispute or contest; to debate; bution involves a partial shifting o f the economic
to contend against or oppose in argument. E.g., loss, indemnity involves a complete shifting o f the
“Under the pleadings, when the issues were economic loss. See in d em n ity .
joined in fraud, undue influence, failure o f consid Rather than use the phrase contribution and
eration, and mistake, the court had jurisdiction indemnity imprecisely and indiscriminately, the
to hear and determine the controverted facts.”/ party seeking recompense should decide whether
“The appellant’s counsel does not very seriously he is entitled only to one or the other, and then
controvert the correctness o f the answer finding use that term only.
the minor guilty o f contributory negligence.”
B. A nd “controvene.” The form controvene is a c o n tr ib u to r y ; co n tr ib u tiv e ; c o n tr ib u to r ia l;
misrendering caused by confusion between the co n tr ib u tio n a l. Each o f these word forms has a
two words discussed in ( a ). E.g., “The State’s different meaning. Contributory = (1) making
use o f a jailhouse informant to elicit inculpatory contribution; that contributes to a common fund;
information from Wilson controvened [read con or (2) bearing a share toward a purpose or result
travened] his right to counsel . . . .” Wilson v. con trib u tory negligence>. Contributive = having
Henderson, 742 F.2d 741, 748 (2d Cir. 1984). The the power o f contributing; conducive <exercise is
same problem occurs in the noun form: “In fact, contributive to health>. Contributorial = o f or
the Appellees argue that Appellant acted in direct relating to a contributor. Contributional = o f or
controvention [read contravention] o f their inter relating to (a) contribution. Contributary is a
ests.” Winfree v. Philadelphia Elec. Co., 554 A.2d N E E D L E S S V A R IA N T o f contributory.
485, 488 (Pa. 1989).
C. A nd contravent. The form contravent is a c o n tr ib u to r y , n.; co n tr ib u ta r y , n. In the sense
misbegotten b a c k -f o r m a t i o n innovated by writ “one who, or that which, contributes,” contribu
ers who, reaching for the verb corresponding to tory is now standard—e.g.: “The company cannot
contravention, forgot that contravene is the correct put the beneficiary on the list o f contributories
form. E.g., “[D]ecision appears to contravent [read . . . .” J. Charlesworth, The Principles o f Com
contravene] clear legislative intent o f IEEPA.” pany Law 70 (4th ed. 1945)./ “The question was
Jules Lobel, Emergency Power and the Decline of whether a person who was a member o f the provi
Liberalism, 98 Yale L.J. 1385, 1417 n.175 (1989). sional committee on the formation o f a joint stock
company, and had accepted shares in the com
co n tra v e n t. See c o n tra v e n e (c ). pany, thereby became liable as a contributory
when the second company failed.” R.E. Megarry,
co n tra v e rt. See c o n tr o v e r t & c o n tr a v e n e ( a ).
A Second Miscellany-at-Law 143 (1973).
As in its adjectival use, contributary is a N E E D
co n trib u ta ry . See co n tr ib u to r y , n. LESS VARIANT.
tutional rights . . . People v. Kelland, 567 bution o f materials, including union campaign
N.Y.S.2d 810, 812 (App. Div. 1991). materials.” See c o n t e m p t u o u s ( a ).
c o n tu m a c io u s ;
c o n tem p tu o u s. Both terms c o n tu s io n . See c o n c u s s io n .
mean roughly “scornful,” but the former is more
frequently used as a legal term meaning “willfully c o n u n d r u m . PI. conundrums. E.g., “Not surpris
disobedient o f a court order.” E.g., “Although cer ingly, the drafting o f the earliest statutes gave
tain money decrees are enforceable by contempt rise to a host o f judicial conundrums.” Alan Har
because they are not debts, imprisonment is ding, A Social History o f English Law 230 (1966)./
nevertheless permissible only for contumacious “In order to avoid conundra [read conundrums]
behavior.”/ “Finding that the record does not sup of this sort it is necessary to abandon the simple
port a finding of contumacious conduct or a clear dichotomy o f ‘proprietary’ and ‘possessory*. . . .”
record o f unexplained delay, we reverse the dis A.W.B. Simpson, An Introduction to the History
missal for plaintiffs failure to prosecute.” o f the Land Law 35 (1961; repr. 1964). See p l u
Here contumacious is used in the lay sense rals ( a ).
(“recalcitrant”), in which it is chiefly a literary
word: “We should not encourage litigants to act
c o n u s a n c e — in the OED’s words, “an early form
contumaciously out o f fear that otherwise their o f cognizance, retained to recent times in legal
constitutional rights will evaporate.”/ “Despite
use”—is a N E E D LE S S VARIANT.
respondent’s adamant—even contumacious—re
fusal to cooperate with Hotchkiss or to take the
c o n v en er; c o n v en o r. The first is the preferred
stand as Hotchkiss advised, Hotchkiss succeeded
form. See -ER ( a )
in getting a ‘hung jury’ [q.v.] on the two most
serious charges at the first trial.”
c o n v e n t io n . See tre a ty .
Contemptuous is the more usual term among
nonlawyers as the adjective for contempt, but it
is used also in legal contexts, which usually favor Today the usual term for one
c o n v e n t io n e (e )r .
tioned this court for an adjudication o f civil con versationalist. Older authorities preferred conver
tempt against the company for violating an order sationist, but the word is little used.
o f this court; the company’s allegedly contemptu
ous conduct consists in maintaining an overbroad c o n v e r s a t io n , c r im in a l. See c rim in a l c o n v e r
rule prohibiting employee solicitation and distri s a t i o n & EUPH EM ISM S.
conveyee 221
twig was then handed to the conveyee together not been “convicted.” See Truchon v. Toomey, 254
with the knife.” Peter Butt, Land Law 455 (2d ed. P.2d 638, 644 (Cal. App. 1953).
1988). See - e e . B. P repositions with. A person is convicted o f
a crime or convicted for the act o f committing a
co n v e y o r . A. A n d conveyer . In legal contexts, crime, but is not convicted in a crime: “A Palestin
the -or form predominates. Outside law, conveyer ian suspected in the bombing o f Pan Am Flight
is the general spelling for “one that conveys.” In 103 was convicted today along with three co
mechanical uses, however, as in conveyor belt, defendants in [read for ] a series o f attacks in
the -or spelling is standard. northern Europe four years ago.” Pan Am Bomb
B. A n d conveyancer. These two terms are ing Suspect Convicted in Other Attacks, N.Y.
distinct. A conveyor is the person who transfers Times, 22 Dec. 1989, at A3.
or delivers title to another. E.g., “The conveyance
shall be given effect according to the intention o f c o n v ic te e . Omitted from most dictionaries, con-
the conveyor.7 “After the English Chancellor be victee is a legal n e o l o g i s m and, what is worse, a
gan to enforce uses it was contended that a use n e e d l e s s v a r i a n t o f the noun convict. E.g., “We
for the conveyor or the person furnishing the con respectfully suggest that the legislature give con
sideration for the conveyance was presumed if no sideration to amending the probation statute to
consideration was furnished by the conveyee and eliminate optional rejection o f probation by a con
no use was expressed for the conveyee.” See - e r victee [read convict].” State v. Migliorino, 442
(a ) & con v ey . N.W.2d 36, 48 (Wis. 1989)./ “[The] view that in
A conveyor must usually have a conveyancer, mate violence is to be expected in a maximum
that is, a lawyer specializing in real-estate trans security prison that houses violent convictees
actions. E.g., “The practice o f conveyancers— law [read convicts] has little if any relevance to the
yers whose business it is to draw up conveyances, instant case.” Madison County Jail Inmates v.
wills, and other legal documents—is sometimes Thompson, 773 F.2d 834, 849 (7th Cir. 1985)
valuable evidence o f what the law is.” William (Flaum, J., concurring in part & dissenting in
Geldart, Introduction to English Law 15 (D.C.M. part). Cf. a cq u itte e . See -EE.
Yardley ed., 9th ed. 1984). See the English law
journal entitled The Conveyancer. See c o n v e y a n c o n v ic tib le . See co n v ic ta b le .
cin g .
c o n v ic tio n , it may surprise some readers to
c o n v ic t, n. For a needless v a r ia n t , see con - know, is used in reference to misdemeanors as
v icte e . well as to felonies. See c o n v ic t, v.t.
c o n v ic t, v.t. In the legal idiom, one is convicted c o n v ic tio n -p r o n e . See g u ilt-p ron e.
o f crimes but on counts. See c o n v ic tio n .
c o n v in c e ; p ersu a d e. Generally, the word con
c o n v icta b le ; co n v ictib le . The former is pre vince is properly followed by an of-phrase or a
ferred. See - a b l e ( a ). that-clause <he convinced the jury o f his client’s
innocence> <he convinced the jury that his client
c o n v icta b ility , a late-20th-century American was innocentx Persuade is usually followed by
n e o l o g is m, refers to the likelihood that a prose an infinitive. It is a fall from stylistic grace to
cution will result in conviction. Lawyers refer to write “He convinced her to go through with the
the convictability o f cases as well as defendants— crime [read persuaded her to go through with the
e.g.: “The reform effort did not lead more women crime; or better: persuaded her to commit the
to report rapes, nor did it change the way prosecu crime].” See p ersu a d e.
tors assessed the *convictability9 o f cases.” Susan
Estrich, Real Rape 88 (1987). c o -o p t = (1) to select as a member; or (2) to
assimilate; absorb. The preferred noun form is
co n v ic te d . A. M eaning. A person pleads guilty co-optation, not co-option; the preferred adjectival
to a felony and receives probation. Has that per form is co-optative, not co-optive. See c o - ( a ).
son been convicted? The question matters be
cause, in some states, being convicted means that c o -o w n e r s h ip ( = title giving two or more per
you lose your voting rights. A California court has sons concurrent possession and enjoyment o f
held that a man who had pleaded guilty, served property) is hyphenated thus. (See CO- (A).) Tradi
90 days in jail, and then withdrawn his guilty tionally, co-ownership has taken three forms: co
plea—whereupon the case was dismissed—had parcenary, tenancy in common, or joint tenancy.
copy 223
The first o f these is now a defunct tenancy. On partners) is clear to all native speakers o f English.
the others, see jo in t ten a n cy . (That jointness is not clear in parcener— see c o
p a r c e n e r . ) Because copartner adds nothing to
c o p a c e tic ; c o p e s e tic . The former spelling is pre the language o f the law, it should be avoided.
ferred for this tongue-in-cheek term meaning E.g., “The same form o f relief was given at law
“okay; satisfactory.” The word is informal and in cases o f contribution between cosureties and
jocular. copartners [read partners].” William F. Walsh,
A Treatise on Equity 90 (1930). See N EE D LES S
co p a rce n a ry , though looking like an adjective, VARIANTS.
is usu. a noun, meaning “an estate in land de
scended from an ancestor to two or more persons c o p a r t n e r s h i p is a n e e d l e s s v a r i a n t o f part
who possess equal title to it”— as when a tenant nership—e.g.: “Although, in a strict sense, not a
in tail (q.v.) died intestate and left two female copartnership [read partnership], a joint venture
heirs. The OED notes that a rarer form, ending generally is governed by rules and principles ap
-ery, is “more etymological”; it is also more recog plicable to partnership relationships.” Austin P .
nizable as a noun. But this form, like two others— Keller Constr. Co. v. Commercial Union Ins. Co.,
coparceny and parcenary^ is now classifiable only 379 N.W.2d 533, 535 (Minn. 1986).
as a N E E D L E S S VARIANT.
The estate was abolished in England in 1925. c o p e n d i n g is an adj. used to describe two or
In the U.S., coparcenary came into use in the mid- more applications that are simultaneously on file
19th century, mostly in the Northeast and the and active in the Patent Office. See Louis B.
Midwest. E.g., “It is contended, that the distinc Applebaum et al., Glossary o f United States Pa
tion is merely technical, and does not affect the tent Practice 26 (1969). E.g., “Peerless’ argument
enjoyment o f the estate, whether held in coparce that the application recited the existence o f the
nary or in common, as in Maryland there is very copending application is misplaced.” Gardco Mfg.,
little, if any difference . . . .” Gilpin v. Hollings Inc. v. Herst Lighting Co., 820 F.2d 1209, 1215
worth, 3 Md. 190, 196 (1852). Surprisingly, the (Fed. Cir. 1987).
estate remains current in some jurisdictions, such
as Ohio, which declares by statute: “When a per c o p e s e t ic . See c o p a c e t ic .
son dies intestate having title or right to any
personal property, or to any real estate or inheri
c o p la in t iff,though infrequent, is not the nonce
tance, in this state, the personal property shall
word that the OED suggests it is. E.g., “[The]
be distributed, and the real estate or inheritance
stockholders] application was one for interven
shall descend and pass in parcenary . . . .” Ohio
tion as coplaintiff.” Auerbach v. Bennett, 393
Rev. Code § 2105.06 (1988).
N.E.2d 994,995 syl. 5 (N.Y. App. 1979). The word
should not be hyphenated after the first syllable—
co p a r c e n e r . A. A nd parcener. Dating from the
e.g.: “Daughter to Sir Edward Poole and after
13th century, parcener has become a n e e d l e s s
wards wife to and co-plaintiff [read coplaintiff]
v a r i a n t o f coparcener, which did not appear until
with Sir Ralph Dutton.” C.H.S. Fifoot, History
the 15th century. The prefix co- emphasizes the
and Sources o f the Common Law 425 n.9 (1949).
jointness in the term’s meaning “a joint heir.” Cf.
See C O - ( a ). For the corresponding term, see c o d e
co p a rtn e r. See CO- ( a ).
fe n d a n t.
B. A nd copartner. According to one etymologi
cal theory, coparcener and copartner were origi
c o p u l a b l e derives from couple, v.t., not from cop
nally the same word, partner having been a cor
rupt spelling of— a scribal error for— parcener in
ulate.
the 13th century. That is unlikely, however, since
many 14th-century manuscripts spelled the word C o p u l a s , A d v e r b s o r A d j e c t i v e s A f t e r . See
ADVERBS, PR O BLEM S W IT H (C ).
parsener, thus belying the idea that medieval
scribes merely confused the -c- for a -t-, without
any sense-association. In any event, d i f f e r e n t i a c o p u l a t e . See f o r n i c a t e .
t i o n between the words is so complete that few
would now associate the two words. See the fol c o p y , v.t., in the sense “to send a copy to” <He
lowing entry. copied me with the letter>, is a voguish casualism
to be avoided. It is fast becoming standard Ameri
c o p a r tn e r need not exist alongside partner. The can lawyer's j a r g o n . E.g., “It is therefore legiti
joint relationship (i.e., that the existence o f one mate to copy [read send a copy to] the recipient’s
partner implies the existence o f one or more other boss.” Mark H. McCormack, What They Don't
224 copyeditor
Teach You at Harvard Business School 138 tion o f the latter's error o f fact. These phrases
(1984). are obsolescent if not obsolete in most jurisdic
tions.
c o p y e d ito r . One word. Two other phrases in which coram appears are
coram judice ( = in the presence o f a judge) and
c o p y l e f t is a n e o l o g i s m jocularly formed as a coram populo (= in public). Both are unjustifiable
counteragent to copyright The brainchild o f Rich LATINISM S. See coram non ju d ice.
ard Stallman, a computer hacker, copyleft is a
form o f copyright that obliges software users to coram non ju d ice = (1) outside the presence of
distribute source code for no more than the cost a judge; or (2) before a judge but not the proper
o f reproducing it. E.g., “Stallman's main worry one, or one who cannot take legal cognizance o f
was that some company would take the operating the matter. This is the one LA T IN ISM beginning
system he wrote, make some changes, and then with coram that is still fairly frequently used.
say that their ‘improved' programs were separate E.g., “When a judge acts in the clear absence
inventions and proprietary. To prevent that, he o f all jurisdiction, the proceeding is coram non
invented a new kind o f licensing agreement, the judice.7 “If a judge issues a pretended process,
‘Copyleft,' which lets people do anything they one unknown to the law, the proceeding is coram
want with the software except restrict others' non judice and the judge is liable in trespass to
right to copy it.” Simson L. Garfinkel, Programs the party injured.” See L AT IN ISM S & coram .
to the People: Computer Whiz Richard Stallman
Is Determined to Make Software Free, Tech. Rev., There is an im
co resp o n d en t; c o rre sp o n d e n t.
Feb.-M ar. 1991, at 52. portant difference between these terms. In juris
dictions in which appellees are called respondents,
c o p y rig h t. See in t e lle c t u a l p r o p e r t y . corespondent = co-appellee. This word has a more
specific legal meaning, however; in divorce suits,
c o p y r i g h t , v.t. This verb has existed since the when adultery was commonly a ground for di
early 19th century. Hence the adjective copyright vorce, the corespondent was the man charged with
able. For a mistaken form, see c o p y w r i t e . the adultery and sued together with the wife, or
respondent E.g., “The judge clearly disbelieved
adj. For the sense “secured or
c o p y r ig h t (e d ), the corespondent, who was the key witness on the
protected by copyright,” copyrighted is the better issue o f adultery.” (Eng.)/ “The corespondent cited
and by far the more usual form. As an adjective, in the supplemental petition was called and gave
the form copyright is uncommon enough that it evidence o f adultery which was completely denied
does not sufficiently announce what part o f speech by the wife.” (Eng.)
it is playing—e.g.: “Thanks and appreciation for A correspondent, o f course, is a letter-writer, an
the use o f copyright [read copyrighted] material.” on-location news-gatherer, or a business repre
Jefferson D. Bates, Writing with Precision xviii sentative.
(rev. ed. 1985; repr. 1988).
c o r o l l a r i l y , having appeared in a dozen reported
is a not infrequent mistake for copy
c o p y w rite American decisions, may (one hopes) never live
right, v.t. E.g., “ [OJwnership o f a copyright is more than a shadow o f an existence. The OED
something distinct from ownership o f a physical notes that the adjectival use o f corollary is “rare”;
object in which the copy written [read copyrighted] the adverbial use is not mentioned, but here it is:
work is embodied.” Nika Corp. v. City o f Kansas “Tenneco corollarily [read also] contends that the
City, 582 F. Supp. 343, 367 (W.D. Mo. 1984). A trial court erred when it struck affidavits filed by
similar mistake is seen in playwriting for play- it opposing the motion for summary judgment.”
wrighting. Hanover Petroleum Corp. v. Tenneco, Inc., 521 So.
2d 1234, 1236 (La. Ct. App. 1988)./ “ Corollarily
coram (lit., “in the presence o f”) begins many o f [read As a corollary], it would follow that such an
the LAT IN ISM S known to the law. Coram nobis ( = extent o f actual application may occur as to pro
before us; the court o f King's Bench, originally) vide substantial probativeness o f the reasonable
was the name o f a writ o f error directed to a court ness o f the understanding and belief engaged in
for review o f its own judgments and predicated . . . .” United Medical Labs., Inc. v. Columbia
on alleged errors o f fact. E.g., “This is an appeal Broadcasting Sys., Inc., 404 F.2d 706, 708 (9th
from a judgment denying this appellant's petition Cir. 1968). See s e n t e n c e a d v e r b s .
for writ o f error coram nobis.n Coram vobis ( =
before you) gave its name to the writ o f error c o ro n e r; c o ro n a to r. The latter is a needless
only by a more or less convenient figure o f speech. general sense o f corpus delicti is “the nature of
But the medieval lawyers o f England preferred to the transgression.” E.g., “The confession in evi
deal with ‘things’ and so accepted the Roman dence was an extrajudicial confession—voluntary
classification.” Peter Butt, Land Law 302 (2d ed. and without pressure, after caution and after the
1988). See c o r p o r a l & h ere d ita m e n t(s). corpus delicti had been established.” McDaniel v.
Commonwealth, 32 S.E.2d 667, 670 (Va. 1945).
c o r p o r e a l h ered ita m e n ts = land and fixtures. In cases o f felonious homicide, the corpus delicti
The defining words are preferable to this highfa is usu. evidence o f a death and o f a criminal
lutin l e g a l i s m , the precise meaning o f which agency as its cause. Thus, corpus delicti “has
is unclear even to some seasoned lawyers. See traditionally been established by proof o f the dead
h ered ita m en t(s). body and evidence o f an unnatural cause of
death.” State v. Allen, 197 N.W.2d 874, 876 (Mich.
c o rp u s ; p rin cip a l; res; tru st p r o p e r ty ; tru st App. 1972). But the dead body is not necessary to
estate; s u b je ct m a tter o f th e tru st. These are establish a corpus delicti. “Despite clarification o f
the various terms used in reference to the prop the early confusion about the meaning o f the
erty held by a trustee. Principal, q.v., trust prop Latin idiom . . . as used in homicide cases, there
erty, and subject matter o f the trust are perhaps remains, among many laymen at least, some lin
most comprehensible to nonlawyers and might be gering misunderstanding that the corpus delicti
preferred on that account. The five terms are in such cases refers to the body o f the deceased.
widely used in legal writing, however, and it is It does not, o f course, and refers instead to the
unlikely that any of them will disappear com body (corpus) o f the wrong (delicti), ‘the loss sus
pletely in the next few decades. tained.’ ” People v. Williams, 373 N.W.2d 567, 571
Still, the more widely accessible terms may be (Mich. 1985). See o v e r t act.
on the rise. The influential Restatement o f Trusts The phrase is sometimes misspelled corpus de-
uses trust property in preference to res because lecti, a sort o f macabre etymological double enten
the drafters “felt it unnecessary to drag in a Latin dre. See delecti.
word when English words are available and quite
sufficient.” 1 A.W. Scott & W.F. Fratcher, The corpus ju r is (= the body o f law; the law as the
Law o f Trusts § 3.1, at 52 (4th ed. 1987). See res. sum o f laws) is a generic term derived ultimately
Corpus is the Latin word meaning “body.” It usu from the Corpus Juris Civilis, the original name
ally denotes an abstract collection or body <a sub o f Justinian’s code (534 A.D.). E.g., “The maritime
stantial corpus o f legal commentary in this field>. law is not a corpus juris —it is a very limited body
In the following sentences, corpus is used in its o f customs and ordinances o f the sea.” Southern
most usual legal context, involving trusts: “The Pacific Co. v. Jensen, 244 U.S. 205, 220 (1917)
corpus of the trust was composed o f securities.”/ (Holmes, J., dissenting).
“The trustee was authorized to distribute trust in The term remains well known to American law
come or corpus to the beneficiaries.”/ “The power to yers because o f the treatise entitled Corpus Juris
pay out trust corpus necessarily involves a power Secundum; in general contexts, however, it is best
to terminate the trust in whole or in part.” to write body o f law. See LATINISM S.
The plural form is corpora. E.g., “[T]he corpora
o f the trusts were [held] not . . . taxable to the c o r r e c ta b le ; c o r r e c tib le . The former is pre
settlor’s estate . . . .” State St. Trust Co. v. ferred. See - a b l e ( a ).
United States, 263 F.2d 635, 637 (1st Cir. 1959).
Occasionally it is misrendered corpuses—e.g.: c o r r e c tio n a l; c o r r e c tiv e . Correctional = o f or
“She will have at least $1,500,000 in assets left pertaining to correction, usu. penal correction
after the property distribution orders, and current ccorrectional institutions E.g., “He demon
assets and trust corpuses [read corpora].” strated by his plea that he is ready and willing to
Weinstein v. Weinstein, 561 A.2d 443, 450 n.4 admit his crime and to enter the correctional
(Conn. Ct. App. 1989)./ “[D]ifferent aspects o f an system in a frame o f mind that affords hope for
article may be protected by different corpuses success in rehabilitation.” Corrective = tending
[read corpora] o f law.” David Bender, Protection to correct corre ctiv e m easuress
o f Computer Programs, 47 U. Pitt. L. Rev. 907,
914-15 (1986). The plural is corpora even in the c o r r e c titu d e ; co r r e c tn e ss. Correctitude is a
phrase habeas corpus, q.v. See PLU R A LS (A). PO R T M AN T EA U W O RD or blend o f correct and recti
tude. It refers to what is proper in conduct or
corpus delicti —meaning “the body o f a crime” behavior, and has moralistic overtones. E.g.,
and emphatically not “dead b o d /’—is generally “[T]he local political allies o f the west tend to be
outmoded as a variant o f actus reus, q.v. The unrepresentative, dissolute or repressive rulers
corroboration 227
. . . . Against them Islam seems to provide cer F. Other C orrelatives. Some of the other correl
tainty o f belief and correctitude o f behaviour.” atives in English are:
Godfrey Jansen, The Soldiers o f Allah, Economist,
• although . . . nevertheless;
27 Jan. 1979, at 45.
• a s . . . as;
Correctness serves as the noun o f correct, adj.,
in all its other senses. E.g., “The correctness o f the
• i f . . . then;
decision is maintained, with an able and elaborate
• just as . . . so;
• not only . . . but also;
discussion o f reasons and authorities, in Langdell
• since . . . therefore;
on Contracts .*
• when . . . then;
• where . . . there;
co rre ctn e s s . See co r r e c titu d e . • whether . . . or.
C o r r e l a t iv e C or conjunctions
o n j u n c t io n s ,
c o r r e s p o n d e n t. See co r e sp o n d e n t.
used in pairs, should frame structurally identical
sentence-parts, sometimes called “matching co r r ig e n d u m ; erra tu m . These words are used
parts.” Simple nouns never cause problems: both synonymously to note errors made in printing
lions and wolves. When we use constructions with discovered only after the work has been printed.
noun phrases and even clauses, however, p a r a l Corrigendum (lit., “correction”) is perhaps techni
l e l i s m may become a problem. Following are ex cally more accurate (inasmuch as a correction is
amples with some o f the more common correlative being made). But erratum (lit., “error”) is older
conjunctions. in English and more common. The plurals are
A. Neither . . . nor. “The jury may have con corrigenda and errata.
cluded that the entrance was neither negligently
constructed nor maintained [read nor negligently c o r r o b o r a te . A. Senses and Uses. Corroborate
maintained] by the Investment Company.”/ “Find = (1) to support (a statement, argument, etc.)
ing neither error o f law or fact [read neither error with agreeing statements; to provide or be addi
o f law nor error o f fact, or error neither o f fact nor tional evidence for; to confirm; or (2) to confirm
o f law], we affirm.” formally (a law, etc.). Sense (1) is more usual:
B. Either . . . or. “Easements can be o f either “ [T]he evidence o f an accomplice must be corrobo
an affirmative or negative nature [read can be rated.” Glanville Williams, The Sanctity o f Life
either affirmative or negative in nature]” See e i and the Criminal Law 157 (1957; repr. 1972).
th er (A). In either sense, this verb should be transitive
C. Both . . . and. uBoth teachers and students <the last witness corroborated the testimony of
have pressed their first amendment rights o f free other witnesses>. The intransitive use (“to give
speech to both assign and read materials and to confirmation,” in contrast with “to give confirma
discuss topics o f their choice.” Using both . . . tion to”) should be avoided. Thus one writes, “The
and twice in one sentence should be avoided. In circumstances corroborate his presence in the city
this sentence note also that students have not when the crime was committed,” not, “The circum
pressed to assign materials— only teachers have. stances corroborate with his presence in the city
One must be certain that all that follows modifies when the crime was committed.” In other words,
both subjects, not just one. Further, the splitting corroborate with is inferior to corroborate.
of the infinitive here adds to the reader's burden; B. Pronunciation. In October 1991, during Jus
“to both assign” should read “both to assign . . . tice Clarence Thomas's confirmation hearings,
and to discuss topics o f their choice.” Senator Biden and other members o f the Senate
D. Although . . . yet. “Although the rule is Judiciary Committee consistently pronounced
apparently otherwise in a majority o f the other this word as if it were cooberate—in other words,
American jurisdictions, yet we hold that statutes cooperate with a -6- instead o f a -p-. The correct
o f limitation run as well between spouses as be pronunciation is /kd-rob-d-rayt!.
tween strangers.” This construction, like the one C. And collaborate. The word corroborate is
illustrated in (E), occurs in formal prose; it has occasionally used where collaborate (= to work
become less and less common to use both although jointly with [another] in producing) belongs, as
and yet. here: “The two scholars corroborated [read collab
E. Notwithstanding. . . yet. “Notwithstanding orated] for more than three years in writing the
that the interests may be adverse, yet if they book.”
are to be amicably adjusted there may be no
impropriety in having each side represented by c o r r o b o r a tio n = (1) the confirmation o f (a state
the same counsel.” See (d ). ment) by additional evidence; or (2) the formal
228 corroborative
c o s t o m a l. See c u s t u m a l.
instead o f a monetary fee) is a flippant term to
denote a serious ethical breach. E.g., “I had heard
sotto voce comments about 'couch fees’ from other
co sts, in the sense o f “charges, expenses,” is obso
lawyers (and not all o f them divorce specialists,
lete except in law—the specific definitions o f the
either), but this Chicagoan was the first to boast
word being either (1) the charges or fees “taxed”
about taking sex from a client in lieu o f money.”
by the court, such as filing fees, jury fees, court
Joseph Goulden, The Million Dollar Lawyers 31
house fees, and reporter fees; or (2) the expenses
(1978).
o f litigation, prosecution, or other legal transac
tion, especially those allowed in favor o f one party
against the other. In England—under the English c o u ld . See s h o u ld .
tions that are counselless, o f course, but the con cro ss-cla im .
victs.
n., is, like its better-known syn
c o u n t e r fa c t u a l,
c o u n s e l(l)o r; co u n s e l(l)in g ; co u n s e l(l)a b le . onym hypothetical, an attributive noun. E.g.,
The preferred spellings are counselor, counseling, “The ‘but for’ standard requires the factfinder to
and counselable in AmE, and counsellor, counsel address a counterfactual: whether a prosecutor
ling, and counsellable in BrE. See d o u b l i n g o f would have struck the challenged Afro-American
f in a l C O N SO N A N T S & a t t o r n e y ( a ). jurors if his decisions had not been clouded by
230 counterfeiting
impermissible racial considerations.” Wilkerson v. basis that when a bank issues a cashier's check
Texas, 493 U.S. 924, 926 (1989) (Marshall, J., the check becomes the primary obligation of the
dissenting)./ “The last counterfactual is the easi bank and the purchaser has no authority to coun
est.” Shelton v. Office o f Workers' Compensation termand a cashier's check because o f fraud alleg
Programs, 899 F.2d 690, 692 (7th Cir. 1990). edly practiced on the purchaser by the payee.”
The word sometimes remains an acijective— Godat v. Mercantile Bank o f Northwest County,
e.g.: “This type of statement is a counterfactual 884 S.W.2d 1, 4 (Mo. Ct. App. 1994) (en banc).
conditional statement, i.e., it is conditional in As a noun, countermand refers to either (1) a
form and runs counter to fact.” Maddocks v. Ben contrary command or order that revokes or
nett, 456 P.2d 453, 460 n . l l (Alaska 1969). annuls an earlier one; or (2) an action that nulli
Whether as a noun or as an adjective, though, fies something previously executed. Sense (2) is
counterfactual is unusual enough to be slightly the more specific legal one, but sense (1) predomi
pompous in place o f hypothetical. See c o u n t e r -. nates in both legal and nonlegal contexts— e.g.:
“So far as the record shows, there was no counter
c o u n te rfe itin g ; fo rg e r y . These words overlap mand o f the direction in the telegram and no
to some degree. To counterfeit (lit., to imitate) effort on the part o f Dyches or his attorney to
means to unlawfully make false money that have the appeal brought before the appellate
passes for the genuine. Before the advent o f paper co u r t. . . .” Dyches v. Ellis, 199 S.W.2d 694, 697
money, the distinction between counterfeiting and (Tex. Civ. App.—Austin L947).
forgery was clear because it referred only to the Countermandment, labeled “obsolete” in the
making o f false metallic coins. To forge (lit., to OED, really ought to be so. But because it still
falsify or fabricate) is to fraudulently make or lives, it could be more aptly described as a n e e d
alter a document in a way that harms another's l e s s VA R IA N T — e.g.: “The Bank contends, how
rights. In reference to paper money, then, the two ever, that in some circumstances a cashier's check
words are virtually interchangeable. See fo r g e r y . should be subject to countermandment [read coun
termand1, like a certified check, where the issu
co u n te rm a n d , n. & v.t. This word is most com ance is a result o f error or fraud and the rights
monly a verb meaning (1) “to annul (an earlier o f no other party have intervened.” Foreman v.
command or action) by a contrary command” <the Martin, 286 N.E.2d 80, 82 (111. App. Ct. 1972).
partner countermanded the previous assign
m e n t^ or (2) “to recall by a contrary order” c o u n te r o ffe r ; cr o ss-o ffe r . In the law o f con
<countermanding that shipment>. Sense (1) is tract, a counteroffer is an offeree's new offer that
most usual— e.g.: varies the terms o f the original offer and that
therefore constitutes a rejection o f the original
• “The day before the Indianapolis hearing, the
offer. (See c o u n t e r -.) A cross-offer, by contrast,
judge called Mr. Atanga and, countermanding
is an offer made to another in ignorance that the
his earlier entry, ordered Mr. Atanga to be in
offeree has made the same offer.
Lafayette the next day.” In re Atanga, 636
N.E.2d 1253, 1258 (Ind. 1994) Sullivan, Jr.,
c o u n te r p r o o f, n. The OED prematurely calls
dissenting).
this word, meaning “evidence in opposition to
• “In fact, Brown's employees testified that they
other evidence,” obsolete. American lawyers con
had the authority to countermand Fontenot's
tinue to find it useful— e.g.: “If the proof and
orders to perform personal work if Freeman
counterproof on the issue depend upon the credi
was needed at the store.” Hebert v. Gigna, 637
bility factors or inferences to be drawn from con
So. 2d 1221, 1225 (La. Ct. App. 1994).
flicting evidence, the question is one o f fact for
• “In May 1989, Brownlow countermanded an or
the jury.” U.S. v. Martinez, 429 F,2d 971, 976 (9th
der for a piece o f equipment that Jones had
Cir. 1970)./ “A fair rule either would afford this
placed with a dealer on behalf o f the Corpora
chance or would restrict the prosecution's count
tion.” Cecil Sand & Gravel, Inc. v. Jones, 644
erproof in the same way his own is limited.” Mi-
A.2d 529, 532 (Md. Ct. App. 1994).
chelson v. U.S., 335 U.S. 469, 493 (1948) (Rut
• “The order must be signed by a party, received
ledge, J., dissenting). See c o u n t e r -.
by the financial institution prior to death, and
not countermanded by other written order of
c o u n te rsig n a tu re = a second signature at
the same party prior to death.” Jordan v. Burg-
testing to the authenticity o f the instrument on
bacher, 883 P.2d 458, 463 (Ariz. Ct. App. 1994)
which it appears. The OED traces this word back
(synopsizing a statute).
to 1842, but in fact it appeared some 35 years
But sense (2) also occurs in legal contexts— e.g.: earlier in AmE: “The act, as to the countersigna
“The court distinguished Chan Siew Lai on the ture by the secretary and recording the same, is
country lawyer 231
directory . . . .” Philips v. Erwin, 19 F. Cas. 500, Many nouns can be both count (“He gave several
500 (C.C.D.N.C. 1807) (No. 11,093). Countersign talks”) and mass (“ Talk is cheap”), depending on
is the verb. See c o u n t e r -. the sense. These are few, however, in comparison
to the nouns that are exclusively either count or
c o u n t e r s u e is a nontechnical way o f saying coun mass. Use o f these two types o f nouns may impli
terclaim, v.t. E.g., “Mr. Aboud countersued, claim cate problems with n u m b e r , especially when the
ing he had losses o f $200,000 because casino em use o f count nouns strays into a use o f mass nouns
ployees had given him free drinks.” R.B. Smith, or vice versa. See p l u r a l s ( b ).
Casinos May Be Held Liable for Drunken Patrons A. Fewer and less. A good rule o f thumb is to
[sic] Losses, Wall St. J., 23 June 1989, at B l. See use fewer to modify plural nouns (calories, sol
COUNTER-. diers) and less to modify singular nouns (unem
ployment, discrimination). A beer may have
c o u n t e r v a i l = to counterbalance; to compensate
fewer, but not less, calories. See l e s s ( a ).
for. This word is probably used 100 times in legal B. Treating a Mass Noun as a Count Noun.
writing for every time it appears in nonlegal writ One may have a “congeries o f negligent acts,”
ing. E.g., “The interests o f nonminorities in not but not a “congeries o f negligence.” Some writers
taking another test do not sufficiently countervail mistakenly treat mass nouns as if they were
these needs.” countable— e.g.: “For every violence [read every act
The word most often appears as a participial o f violence], there is a victim.”/ “A compliance with
adjective. E.g., “Vidrine filed no countervailing [read Compliance with] the demand would have
affidavits.”/ “Nevertheless, countervailing policy exposed defendant to danger o f bodily harm.” For
considerations have been evident ever since the a similar example, see m isce lla n e o u s. See also
p l u r a l s ( b ). On a related point, see c o l l e c t i v e
Statutes o f Mortmain, restricting the amounts o f
no uns .
wealth that may be transferred out o f the normal
channels o f social organization.” There is nothing
inherently wrong with the word, but countervail c o u n try .In the 12th through the 14th centuries,
ing considerations is on the verge o f becoming a a jury was a body o f neighborhood witnesses sum
legal c l i c h é . moned to decide by their sworn verdict (q.v.) a
dispute between litigants. The controverted facts
were said to be tried by the country (L. patria,
countez was, at common law, the Law French
Fr. pays ), which came to be the equivalent in law
term that the court crier used in numbering the
to “jury.” To this day—though somewhat archai
jury, but it was soon corrupted into count these,
cally— a litigant demanding a jury sometimes
as Blackstone explained: “O f this ignorance [of
puts himself (or herself) upon the country (L. ponit
Law Latin and Law French] we may see daily
se super patriam). So it was in medieval times:
instances in the abuse o f two legal terms o f an
“The normal administration o f justice was re
cient French; one, the prologue to all proclama
stored in 1218, and the justices found the gaols
tions, ‘oyez, or hear y e / which is generally pro
full o f criminals whom they could not try—unless
nounced most unmeaningly, *0 yes’; the other, a
they allowed the accused to ‘put themselves upon
more pardonable mistake, viz. when the jury are
their country (a jury o f neighbours), on the gen
all sworn, the officer bids the crier number them,
eral question o f guilt or innocence; and that was
for which the word in law-french is ‘countez’; but
the solution adopted.” Alan Harding, A Social
we hear it pronounced in very good English, ‘count
History o f English Law 61 (1966).
these/ ” 4 William Blackstone, Commentaries 334
n. (1769). See oyez .
c o u n t r y l a w y e r ( = a rural lawyer, usu. a gen
eral practitioner, who knows the ways o f the peo
applies only to c o u n t n o u n s . E.g.,
c o u n t le s s ple). Unlike city lawyer, the term country lawyer
“Porters recently have been carrying countless carries a connotation that is sometimes neutral,
baggage to and from passengers' cars.” One may sometimes positive, sometimes negative. E.g.,
have countless bags but not countless baggage. (Neutral) “The testator was a country lawyer who
See c o u n t n o u n s a n d m a s s n o u n s . had acquired a large estate, both real and per
sonal.” McClellan v. MacKenzie, 126 F. 701, 702
C o u n t N o u n s a n d M a s s N o u n s . Count nouns (6th Cir. 1903)./ (Positive) “The Judge having
are those that denote enumerable things, and been a country lawyer him self took a fatherly
that are capable o f forming plurals (e.g., cases, interest in my career . . . .” Ephraim Tutt, Yan
parties, settlements, offers); mass (noncount) kee Lawyer 52 (1943)./ (Negative) “The rule o f
nouns are often abstract nouns—they cannot be reason . . . should now allow one to put an anti
enumerated (e.g., mitigation, courage, mud). trust theory o f liability or justification into terms
232 county
that a country lawyer can understand.” Lawrence power to direct the named insured o f title to life
A. Sullivan, The Viability o f the Current Law on insurance policies that are an integral part o f the
Horizontal Restraints, 75 Calif. L. Rev. 835, 847 community estate.” This usage has sometimes
(1987). Cf. c i t y l a w y e r . bemused nonlawyers: “In the sometimes-strange
jargon o f jurists, the words court and judge were
n., in 20th-century American lawyers'
co u n ty , often synonymous.” John A. Jenkins, The Litiga-
slang, is a shortening o f county detective. E.g., tors 155 (1989; repr. 1991).
“Directly opposite on the same corridor was a B. As a C ollective Noun. Today court is used
large room given over to process servers known in AmE as a c o l l e c t i v e n o u n taking a singular
as ‘county detectives' or 'counties’ ” Ephraim Tutt, verb. In BrE, the plural verb usually appears with
Yankee Lawyer 87 (1943). this noun when more than one judge sits on the
court: “The court of appeal have concurred.” (Eng.)
coup d e g r a c e . This g a l l i c i s m is sometimes Long ago, this construction was common even in
mispronounced /koo-dd-grah! , as if the last word the U.S.: “The Court were unanimously o f opinion,
were spelled gras (as in pâté de foie gras). The that writs o f error to remove causes to this court
correct pronunciation is /koo-dd-grahs/. from inferior courts, can regularly issue only from
the clerk's office o f this court.” West v. Barnes, 2
C o u pled Syn o nym s . See d o u b l e t s , t r ip l e t s ,
U.S. (2 Dali.) 401, 401 (1791) (mem.).
A N D S Y N O N Y M STRINGS.
C. Open court , in. See o p e n c o u rt, in.
c o u p l e ( o f ) d o z e n , h u n d r e d , e t c . It is slipshod
co u rt-m a d e is frequently used as an equivalent
to omit the o f in such a construction as this: “Is a o f judge-made— e.g.: “Although it is commonly
used toilet seat worth $1 million? Or even a couple
said that when the United States sues, it comes
[read couple of] hundred thousand dollars?” Lind into court on an equality with private litigants,
sey Gruson, Is It Art or Just a Toilet Seat? Bidders in fact it enjoys a number o f advantages, both
Will Have to Decide, N.Y. Times, 15 Jan. 1992, at statutory and court-made . . . .” Charles A.
B l. Wright, The Law o f Federal Courts 114-15 (4th
ed. 1983). See ju d g e -m a d e .
c o u p o n should be pronounced / koo-pon /. The
first syllable is distressingly often sounded as co u rt-m a rtia l is hyphenated both as noun and
Ikyul. This pronunciation betrays an ignorance o f as verb. The OED lists the verb as colloquial, an
French and o f the finer points o f English. observation now antiquated. As to spelling, in
AmE, the final 4 is not doubled in court-martialed
c o u r s e , a s (a m a t t e r ) o f. See as o f co u rse & o f and court-martialing, although in BrE it is. See
c o u rse. D O U B L IN G OF F IN A L C O NSO NANTS. The plural of
the noun is courts-martial.
co u rt. A. M etonymy. Court is frequently used In older texts, the term is sometimes rendered
as a metonymic substitute for judge. E.g., “The martial court— e.g.: “[A] martial court must needs
court himself, possessed o f a countenance and in the present case confine its attention to the
bearing elsewhere commanding, appeared little blow’s consequence. . . .” Herman Melville, Billy
more than a pygmy here, in spite o f his elevation Budd 66 (1891; repr. [Signet ed.] 1979). See p o s t
on the bench.” (Ex. fr. H.W. Horwill, Modern p o s it iv e ADJECTIVES.
American Usage 88 (1935).)/ “The district court
again stated the opinion that he disagreed with c o u r t o f a p p ea l(s). Both forms appear, but ap
the circuit court and its conclusion bearing on the peals is more common in AmE, whereas appeal is
sufficiency o f evidence.”/ “In our opinion, it would the only form in BrE. The correct form is the
seriously restrict the trial court’s ability to parti statutorily prescribed or the customary form o f a
tion the community estate fairly if he had no given jurisdiction. Following is an example o f the
Court Street lawyer 233
less usual American form: “In 93 Cal. App. 2d 43, Congress on February 5, 1937, to appoint six new
the Court o f Appeal affirmed the judgment.” justices to the U.S. Supreme Court. It would have
For the proper possessive form with court of enabled him to appoint a new judge to supplement
appeals, see p o s s e s s iv e s (A). any judge who, upon reaching 70, did not retire.
With more than six sitting judges over that age,
C o u rt o f C u stom s a n d P a te n t A p p e a ls. This the plan would have ensured that Roosevelt could
American court, created in 1909, no longer exists, win judicial approval o f the New Deal program.
having been merged in 1982 into the Court of “The bitter fight that led to the defeat o f this
Appeals for the Federal Circuit. 'court-packing* p la n ” writes the leading scholar
on federal courts, “has given the notion o f a nine-
c o u r t o f first in sta n ce = (1) a court in which man Court such sanctity that it is unlikely that
any proceedings are initiated; or (2) the trial court the size will again be changed.” Charles A.
as opposed to an appellate court. The CDL marks Wright, The Law o f Federal Courts 13 (4th ed.
sense (2) as a loose usage, but the great historian 1983).
Theodore F.T. Plucknett appears to have used it
in this sense: “There was thus one court o f appeal c o u r t p a p e r s = all papers that a party files
and one court o f first instance” A Concise History with the court, including pleadings. Technically,
o f the Common Law 211 (5th ed. 1956). See first pleadings has a restricted sense— referring to
in sta n ce. complaints, answers, counterclaims, cross-claims,
and the like, but not to motions, notices, petitions
C o u rt o f In te rn a tio n a l T ra d e. Originally this for leave, and other court papers. American law
court, created in 1909, was known as the Board yers frequently use pleadings loosely as if it were
of General Appraisers, then as the Customs synonymous with court papers (known also as suit
Court, and, since 1980, as the Court of Interna papers)— e.g.: “That record . . . is made up of all
tional Trade. It hears cases involving customs and the 'suit papers,* the pleadings in the case . . . .”
duties. John Kaplan & Jon R. Waltz, Cases and Materials
on Evidence 1 (5th ed. 1984). See p l e a d i n g s ( b ) .
c o u r t o f ju s tic e is a solemn and slightly antique The phrase court papers is often shortened to
equivalent o f court o f law. E.g., “Men go from a papers— e.g.: “T he papers filed today by the prose
court o f justice, after witnessing a severe contest, cuting team . . . were in response to the motion
and in reporting their opinion o f the arguments, o f Mr. Barry’s lawyers.” B. Drummond Ayres,
they will say that one o f the advocates had no Capital Mayor Used Drugs Many Times, Court Is
fault that they can precisely define, and yet there Told, N.Y. Times, 21 April 1990, at 8.
was a prevailing heaviness or a want o f impres
siveness.” Edward T. Channing, “Judicial Elo Before 1900, this phrase usually
c o u rt re p o rte r.
quence,” in Lectures Read to the Seniors in Har denoted a set of books, as in Superior Court Re
vard College 98, 103 (1856; repr. [Dorothy I. porter. By the late 19th century, however, it had
Anderson & Waldo W. Braden eds.] 1968). taken on a new sense: “one, usu. a stenographer,
who records and transcribes court proceedings,
c o u r t o f law , formerly used in contrast with depositions, and the like.” E.g., “A court reporter,
court o f equity, is now a formal phrase for court, though a sworn public officer, receiving a fixed
which suffices in ordinary legal contexts. E.g., salary for his labors, is not, in the absence o f a
“The word ‘say* is important in this context, be statute, deprived o f any privilege o f taking out a
cause when a document is under scrutiny in a copyright, which he would otherwise have.” Cal
court o f law, attention will be paid only to what, laghan v. Myers, 128 U.S. 617, 617 (1888). For
as a piece o f natural language, it appears actually more on the term reporter, see r e p o r t (a ).
to declare.” (Eng.) Today court o f law often merely In journalism, the phrase court reporter com
emphasizes the dignity o f the judicial institution monly refers to a journalist whose beat is a royal
referred to; but in a few jurisdictions, and cer court—e.g.: “The book by Mr Whitaker, the Daily
tainly in historical contexts, it may usefully dis Mirror*s court reporter, is the most gripping.
tinguish a lawcourt from a court o f equity or from Charles, he reveals, slept with his mistress, Ca
some other type o f court. Cf. c o u r t o f ju s tic e . milla, two nights before he married Di.” Westend-
See la w co u rt. ers, Economist, 19 June 1993, at 94.
C o u rt-p a ck in g p lan . This phrase refers to Pres Court Street lawyer = a disreputable, wheel-
ident Franklin D. Roosevelt’s plan, presented to ing-and-dealing New York lawyer practicing in
234 court suit
Brooklyn near Court Street, where many state the appellant in respect o f dispositions made by
and federal courts are located. E.g., “Newfield himself were allowed but the claim to deduct Mrs.
countered the report by writing that the author Reynolds’s covenanted payments was disallowed.”
o f the report was a 'Court Street’ lawyer ‘with ties (Eng.) Nonlawyers are unaccustomed to the legal
to the Brooklyn clubhouses’ and had interviewed uses o f the word; ordinarily, in m odem contexts,
only the plaintiff in preparing the report.” Rinaldi the better practice is to write agree. See c o n t r a c t
v. Holt, Rinehart & Winston, 366 N.E.2d 1299, (D ) .
1304 (N.Y. 1977)./ “[I]f Mr. Halpem was not a
Wall Street lawyer, nor was he a Court Street c o v e n a n t a n d a g r e e is a needless doublet com
lawyer, at least not as that term is usually used— mon in DRAFTING. Agree suffices in virtually every
a synonym for ambulance chaser, fast talker, ex context in which the phrase appears. See d o u
ploiter o f the miserable.” David Margolick, At the blets, TRIPLETS, A N D SYN O N YM -STR ING S.
Bar, N.Y. Times, 9 Feb. 1990, at B l l . See l a w
yers, DER OGATORY N A M E S FOR (A). c o v e n a n t e e = the person to whom a promise by
covenant is made. E.g., “And the use thus raised
(BrE) = lawsuit. E.g., “The legal chal
c o u r t s u it would be executed by the Statute o f Uses, thereby
lenges, involving more than 40 court suits, are transferring the legal estate to the covenantee.”
still far from over.” Towering Troubles, Econo Cornelius J. Moynihan, Introduction to the Law
mist, 30 Sept.-6 Oct. 1989, at 26. o f Real Property 186 (2d ed. 1988)./ “A restraint is
only valid if it goes no further than is reasonably
Cousinage has the dis
c o u s in h o o d ; c o u s in a g e . necessary for the protection o f the covenantee*s
advantage o f possible confusion with cozenage (= interest.” G.H. Treitel, The Law o f Contract 406
fraud); thus cousinhood might be considered pref (8th ed. 1991). (On the position o f only in the last-
erable. quoted sentence, see o n l y . ) See -EE.
c rea to ris a somewhat exalted name for one who c r e v ic e ; cre v a sse . These two words are often
establishes a trust. E.g., “The second type o f stat confused. A crevice is a narrow crack or break, as
ute provides that where the creator o f such trust in a sidewalk or a wall. A crevasse is a large split
reserves to him self for his own benefit a power o f or rupture, as in a levee, glacier, or embankment.
revocation, a court, at the suit o f any creditor o f E.g., “It is a fundamental principle that no dam
the creator, may compel the exercise o f such power ages lie against federal or state government, or
o f revocation so reserved, to the same extent and local agencies, on account o f an accidental cre
under the same conditions that such creator could vasse in the levees.”
have exercised them.” See s e t t l o r . Crevice is pronounced /krev-is/, and crevasse
/krs-vas/.
creatu re. Legal idiom has developed a peculiar
kind o f taxonomy, in which legal doctrines or c r ie r ( = a court officer who calls the court to
principles are described as creatures. E.g., “Adop order) has the variant spelling cryer, which is to
tion, in this country, is entirely a creature o f be eschewed. Today the bailiff usually acts as
statute and is unknown at common law.”/ “The crier; hence bailiff has almost supplanted the
cause o f action is wholly a creature o f equity.” The term crier, which sometimes appears in the
OED quotes the following English example from phrase court crier: “Adam Johnson testified that
1855: “The railway and the rights o f the railway he was a deputy marshal, and was court crier on
are the creatures of the Act o f Parliament.” A April 17, 1902, and was in court when the order
useful phrase, creature o f etc. should not be so was made for the open venire . . . .” Richards v.
overworked as to become another tiresome legal U.S., 126 F. 105, 107 (9th Cir. 1903). See h e a r
CLICHÉ. ye, oyez & countez.
236 crim. con.
the intent to break a specific law; (3) to serve as crim in a ln e ss; crim in a lty . See crim in a lity .
the equivalent o f mens rea, q.v., being the mental
element requisite for guilt o f the offense charged; c r im in a l o ffe n se ; crim e . In distinguishing be
(4) to serve as a synonym for criminal negligence. tween these expressions, the U.S. Supreme Court
Surveying the semantic confusion, Rollin Perkins has suggested that the former is broader because
has suggested a tidy distinction: “Some other term it includes petty offenses: “[W]hen the change [in
such as mens rea or guilty mind should be em Article III o f the Constitution] was made from
ployed for more general purposes, and 'criminal 'criminal offenses* to 'crimes,* and made in the
intent* be restricted to those situations in which light o f the popular understanding o f the meaning
there is (1) an intent to do the actus reus [q.v.], o f the word 'crimes,* . . . it is obvious that the
and (2) no circumstance o f exculpation.” Rollin M. intent was to exclude from the constitutional re
Perkins & Ronald N. Boyce, Criminal Law 834 quirement o f a jury the trial o f petty criminal
(3d ed. 1982). offenses.” Schick v. U.S., 195 U.S. 65, 70 (1904).
Whether this distinction would hold today is
crim in a lity = the quality or fact o f being crimi doubtful— criminal offense seeming to be nothing
nal. E.g., “But the use, until 1963, o f the M’Nagh- more than a verbose synonym o f crime.
ten Rules to excuse insane cruelty and refuse
divorce on that ground shows that unfortunate
crim in a l p r o te c to r . See p e rp e tr a to r .
hints o f criminality still attach to a divorce suit
(there is generally too much talk o f the 'innocent*
crim in a te ; in crim in a te . Incriminate is now the
and the 'guilty* party).** Alan Harding, A Social
more usual form in both AmE and BrE, although
History o f English Law 403 (1966). This term has
100 years ago criminate was the more common o f
the N E E D L E S S VA R IA N TS criminalness and crimi
the two. Today it is a n e e d l e s s v a r i a n t . E.g.,
nalty, neither o f which should appear in modem
“The constable told the prisoner that he need
legal writing.
not say anything to criminate [read incriminate]
himself, but that what he did say would be taken
crim in a lize, an Americanism coined in the
down and used as evidence against him.” (Eng.)/
1950s, means “to make illegal; to outlaw.** E.g.,
“This Act qualifies the rule that a witness is not
“Relying on . . . Iowa Code § 721.2 . . . , which
bound to answer questions that criminate [read
criminalizes subornation o f peijury, the Iowa
incriminate] himself by declaring that he is not
court concluded t h a t . . . Robinson’s actions . . .
excused from answering questions that fix him
were required.** Nix v. Whiteside, 475 U.S. 157,
with a civil liability.” (Eng.)/ “In the law o f evi
162 (1986)./ “Many experts believe that restricting
dence, the privilege against self-crimination [read
abortion would prove about as successful as Prohi
(today) self-incrimination] signifies the mere ne
bition, when a small but vocal minority managed
gation o f a duty to testify.” (Hohfeld)/ “In trials
to criminalize liquor.” The Battle Over Abortion,
o f contested elections, . . . no person shall be
Newsweek, 1 May 1989, at 30. See - i z e .
permitted to withhold his testimony on the
ground that it may criminate [read incriminate]
crim in a l law , a phrase that often includes the
himself . . . .” Colo. Const, art. 7, § 9. See in
entirety of what we know as the administration
crim in a te .
o f criminal justice, can encompass several legal
fields: substantive criminal law, criminal proce
dure, law enforcement, and penology. Generally, crim in a tiv e ; c rim in a to ry . These are n e e d l e s s
however, a lawyer who speaks o f criminal law o f incriminatory, q.v. See crim in a te .
v a r ia n t s
writing—e.g.: “[T]he wrongdoer may be prose criminal— e.g.: “Mr. Fischl’s intentions were quite
cuted criminally.” J.N. Pomeroy, Equity Jurispru sufficient, in our view, to make his conduct crimi
dence § 1051, at 114-15 (Symons ed., 5th ed. nous [read criminal].” U.S. v. Fischl, 797 F.2d
1941). 306, 311 (6th Cir. 1986)./ “This belief goes beyond
the assumption that many suspects are criminous
crim in a l m isch ief. See m a licio u s m isch ie f. [read criminal] by nature or profession.” Marc
238 crisis
Miller, Pretrial Detention and Punishment, 75 the basis upon which the district court made its
Minn. L. Rev. 335, 374 (1990). award, upon finding that improper criterion [read
criteria] were utilized.” See p l u r a l s ( a ).
crisis forms the plural crises, not crisises.
critte r . See crit.
crit; critte r. These are slang words referring
to an adherent o f Critical Legal Studies. E.g., C ritica l L eg a l S tu d ies describes a vaguely de
“Harvard may no longer be ‘the Beirut o f legal fined movement involving lawyer-intellectuals—
education/ as one Crit denied tenure charged, but mostly with leftist leanings—who have tried to
it’s still full o f land mines.” Ken Emerson, When posit a new method o f discussing law by bor
Legal Titans Clash, N.Y. Times, 22 April 1990, rowing from deconstructionist philosophy and
§ 6 at 26, 28./ “This is a piece about the crits for Marxist rhetoric, among other disparate sources.
people who do not like them.” John D. Ayer, Not Adherents generally call themselves crits (q.v.),
So Fast on the Crits, 1 Scribes J. Legal Writing critters, or CLSers. For the most part, their writ
45 (1990). See C ritica l L e g a l S tu d ies. ings are characterized by a newfangled vocabu
lary and ABSTRACTITIS. See Mark Kelman, A
c r ite r io n is the (orig. Gk.) singular, criteria the Guide to Critical Legal Studies (1987); Roberto
plural. Oddly, a number o f writers somehow be Unger, The Critical Legal Studies Movement
lieve the word ends in -ium and therefore use the (1983) ; Louis B. Schwartz, With Gun and Camera
mistaken form criterium— e.g.: Through Darkest CLS-Lahd, 36 Stan. L. Rev. 413
(1984) . See c rit.
• “The record, at present, does not indicate which,
if any, o f the individuals named as defendants
cro s s, in lawyers' verbal shorthand, refers to
may meet this criterium [read criterion].” Heller
cross-examination, q.v. E.g., “There's no way you
v. Bushey, 759 F.2d 1371, 1375-76 (9th Cir.
can do a first-rate cross if you don't speak the
1985).
other guy's language.” Joseph Goulden, The Mil
• “But no matter how much people made it, it
lion Dollar Lawyers 287 (1978) (quoting an anony
was still subjective, and made on a subjective
mous N.Y. lawyer). Cf. d ire ct.
criterium [read criterion].” Wallace v. Depart
ment o f the Air Force, 879 F.2d 829, 837 (Fed.
c ro ss-cla im ; co u n te rcla im . In most American
Cir. 1989) (Skelton, J., dissenting).
jurisdictions, counterclaim, q.v., refers to a claim
• “So far as the fourth service plan criterium
by a defendant against the plaintiff used as an
[read criterion], the court found a hint o f
offset against the original claim; and a cross-claim
change, where cleanliness around the home
is a claim by one coparty against another, as by
seemed to pick up . . . .” In re J.M., 858 P.2d
one defendant against a codefendant. Each word
118, 122 (Okla. Ct. App. 1993).
has been used for the other, but this d i f f e r e n t i a
• “Finally, Montgomery's fourth criterium [read
t i o n should be encouraged and fastidiously fol
criterion] is difficult to apply to the instant case
lowed in practice. See Fed. R. Civ. P. 13. Cross
because the State was not requested to explain
claim is now often spelled in the U.S. as one
it's [read ite] proffer o f the injured patrons [sic]
unhyphenated word.
evidence.” Duncantelle v. State, 877 S.W.2d 859,
In BrE, counterclaim is defined as “a cross
862 (Tex. App.— Beaumont 1994).
claim brought by a defendant in civil proceedings
This word is troublesome in various other ways. that asserts an independent cause o f action but
For example, one infrequently sees— though not is not also a defense to the claim made in the
infrequently enough—the double-plural form cri- action by the plaintiff” ( CDL). Cross-action is fre
terias. And the plural criterions was tried for a quently used in BrE for cross-claim. These terms
time but failed to become standard. are somewhat less restricted in BrE than in AmE,
Writers often want to make criteria a singular— for cross-claim may refer either to (1) an action
e.g.: “The determining criteria [read criterion] is brought by the defendant against the plaintiff, or
the function of the attorneys' fees in the litigation (2) an action brought by a defendant against a
process.”/ “Appellant contends that the trial court codefendant in the same suit.
used an improper criteria [read criterion] and
denied appellant due process by basing its deci c r o ss-co m p la in , v.i., is a variant o f cross-claim—
sion on its prior belief.” Cf. p h en om en a . e.g.: “The defendant cross-complained under the
Criterion has even been mistaken as a plural, same contract.”
perhaps because criteria is so frequently misused
as a singular: “In Johnson, a panel o f this court cro ss-e x a m in a tio n is hyphenated; direct exami
noted that it was appropriate to carefully review nation, q.v., is not. See cross.
cumulative 239
c r o s s - n a t i o n a l should always be hyphenated, anything to recommend it; one who uses either
just as cross-cultural should be. Many social sci term in discussing Anglo-American law, or incul
entists drop the hyphens to form single words. Cf. pable for that matter, is culpable o f a stylistic
t r a n s n a t io n a l. infelicity.
c ro s s -o ffe r . See c o u n te ro ffe r. c u l p r i t has one o f the most interesting o f all legal
etymologies. “According to the legal tradition,
= a question on cross-examina
c ro s s -q u e s tio n found in print shortly after 1700,” explains the
tion. The hyphen is important because the best OED, “culprit was not originally a word, but a
cross-questions are not cross questions. E.g., “Cer fortuitous or ignorant running together o f two
tainly it would ordinarily be unfair for a trial words (the fusion being made possible by the
court to require an offer o f proof during cross- abbreviated writing o f legal records), viz. Anglo-
examination. [But] enough must be done to show Fr. culpable or L. culpabilis ‘g u ilt/, abbreviated
that the sustaining of an objection to a cross cuL, and prit or prist = OF. prest ‘r e a d /. It is
question was error. The cross-question must on supposed that when the prisoner had pleaded
its face be proper.” John Kaplan & Jon R. Waltz, ‘Not g u ilt/, the Clerk o f the Crown replied with
Cases and Materials on Evidence 52 (5th ed. ‘Culpable: prest d’averrer nostre billef i.e., ‘Guilty:
1984). [and I am] ready to aver our indictment'; that this
reply was noted on the roll in the form cul. prist,
c r u e l a n d u n u s u a l p u n i s h m e n t . The Eighth etc.; and that, at a later time, after the disuse o f
Amendment states: “Excessive bail shall not be Law French, this formula was mistaken for an
required, nor excessive fines imposed, nor cruel appellation addressed to the accused.” In short,
and unusual punishments inflicted.” U.S. Const, culprit is quintessential^ a PO PU LAR IZED L E G A L
amend. V ili. The U.S. Supreme Court has con TEC H NIC ALITY.
strued the phrase cruel and unusual punishment Nevertheless, the word still appears in legal
to include not just barbarities such as torture but contexts to denote a wrongdoer—e.g.: “Some
also punishment that is excessive for the crime Forces exclude the question o f punishment alto
committed. See Coker v. Georgia, 433 U.S. 584, gether, the C hief Constable refraining from prose
598 (1977) (stating that a death sentence was cution if the culprit has parents or friends or even
a disproportionate punishment for rape because the Salvation Army to go to and is willing to be
“rape . . . in terms of moral depravity and o f the looked after; on the other hand there will be
injury to the person and to the public . . . does prosecution if the culprit declares that he is going
not compare with murder, which does involve the to do it again.” Glanville Williams, The Sanctity
unjustified taking o f human life”). of Life and the Criminal Law 278-79 (1957; repr.
1972).
c ry s ta lliz e . See d o u b l in g o f f in a l c o n s o n a n t s .
complex of these, used now chiefly in the corporate For the mean
c u ra tiv e ; c u r a t o r y ; c u r a t o r ia l.
field, relates to a system o f voting developed origi ing “o f or relating to the cure o f diseases,” curative
nally in 19th-century British school-board elec is preferred. Curative is also used in the legal
tions. Cumulative voting = a system o f voting, sense “corrective” <curative instructions to the
still in use, by which each voter has a number o f jury>. (See c u r e & c u r a b l e . ) Curatory is a N E E D
votes equal to the number o f representatives (usu. LESS v a r i a n t . Curatorial = o f or relating to a
corporate officers) to be elected, and may either curator.
concentrate all his or her votes on one person or
distribute them among the candidates. cu rato r. See co n serv ato r.
Cumulative is used o f evidence in the sense
“tending to prove the same point that other evi c u r a t o r y ; c u r a t o r ia l. See c u ra tiv e .
dence has already been offered to prove.” In the
context o f wills, cumulative is sometimes used o f c u r e = to correct. In general usage, cure is used
legacies in the sense “given by the same testator only in reference to diseases, literal or metaphori
to the same legatee.” cal; but in law it is used, as legal j a r g o n , in
In criminal law cumulative sentences are the reference to any defect or deficiency. Thus incur
same as consecutive sentences. See c o n c u r r e n t able error means “error at trial that cannot be
se n ten c es. corrected by the judge.” E.g., “The plan proposed
to cure a prepetition default and acceleration on
a debt on Grubb's principal residence.” See c u r
C U PO S is an a c r o n y m o f recent vintage meaning a b le .
“a cohabiting unmarried person o f the opposite
sex.” E.g., “Her reason for leaving home is that c u r f e w began as an Anglo-Saxon custom and
she prefers her own life style o f living with this only in the 1800s came to refer to an official order
young boy as a CUPOS (cohabiting unmarried or regulation to keep off the streets at certain
person o f opposite sex).” Jackman v. State Dep’t hours. In the 14th century, corfu referred to the
o f Social & Health Serv., 643 P.2d 889,890 (Wash. ringing o f a bell every evening at a fixed hour as
Ct. App. 1982). See c o h a b i t a n t . See also n e o l o a signal to cover the fires [OF. couvre feu “cover
g is m s .
the fire”]. Even after the ritual o f putting out the
fires discontinued, the bell-ringing continued as a
In general English usage this word is
c u r a b le .
signal to clear the streets after dark.
used only o f diseases; in legal usage, it is used
in reference to any defects or deficiencies. Here cu ria advisari vult . See cu r . adv. vult .
curable = remediable, correctable: “We are con
fident that the deficiencies in the affidavits are c u r r e n t ly . See p r e s e n t ly .
o f the curable type and were removed by the slightly more common, but the Englished version
court's instructions.” See c u r e . may be gaining ground. E.g., “Universities
multiplied rapidly, first in Italy and then else
where, many o f them starting as law schools and
cu r . adv . vult is the abbreviation o f Curia advi- later broadening their curriculums . . . .” René
sari vult ( = the court wishes to consider the A. Wormser, The Story o f the Law 195 (1962). See
matter). It appears at the end o f the written PL U R A L S (A).
arguments reproduced in British law reports and
indicates that the judgment o f the court was deliv Cursory = perfunctory; su
c u rs o ry ; c u r s o r ia l.
ered (as Americans might always expect) on a perficial. Cursorial = o f or pertaining to running.
date later than the hearing, rather than extempo
raneously at the conclusion o f the hearing, as is c u rta ilmeans “to cut back,” not “to stop com
common in England. Such a “reserved” judgment pletely.” Therefore, it is difficult to ascertain what
carries additional weight as an authority. distinction the writer o f this sentence intended:
An alternative abbreviation is C.A.V. or (less “Irrigation has cut down on, if not curtailed, water
commonly) c.a.v. And an alternative (and now production o f springs that once fed it.”
defunct) spelling is curia advisare vult—given by Here curtail is correctly used: “Although a tes
several old law dictionaries such as John Bouvier, tator has broad power to dispose o f his property
Bouvier*s Law Dictionary (Francis Rawles ed., 3d by will, his power is curtailed to a limited degree
ed. 1914) and Thomas Tayler, The Law Glossary by the operation o f certain statutes and collateral
(1877). common-law rules.”
cut-and-dried case 241
sane man deliberately kills another man in the The unfortunate legal predilection for nouns
sight of several reliable witnesses.” Fred Rodell, over verbs, for gerunds over verbal participles, is
Woe Unto You, Lawyers! 105 (1939; repr. 1980). the cause o f much deadweight. E.g., “The defen
dants had the duty to take reasonable care to
c u t in f a v o r o f. See c u t a g a in s t. protect her, including probably the giving o f a
warning to her or to the plaintiff [read including,
e d g e is a legal c l i c h é and a v o g u e
c u t t in g probably, warning her or the plaintiffJ.” See VER
w ord E.g., “By and large, the gains made in the
. BOSITY, R E D U N D A N C Y (A), FLO TSAM PH RASES & S U
safe and efficient administration o f our prisons PERFLUITIES.
may be attributed to the anonymous professionals
who daily toil at the cutting edge o f our efforts to cy(-)pres . This l a w f r e n c h term, denoting the
improve, while at the same time securing, our doctrine that written instruments should be con
penal institutions.” In the cant of our day, every strued as near to the parties’ intention as possible,
law review seeks to be on the cutting edge o f the is predominantly spelled as two words. The Brit
law. ish hyphenate the phrase and use an accent grave
thus: cy-près. Meaning “as near as” and pro
C u t t i n g O u t t h e C h a f f refers to eliminating nounced Isl-prayl, cy pres (originally si pres, ici-
excess words. It is not an easy task; indeed, ver près or aussi-près) is used in the context o f chari
bosity and obscurity are usually the result o f table gifts.
facile and slapdash writing. Judges occasionally This phrase carries different senses modemly
confess as much about their own writing. For and at common law.
example: “This opinion is too long. I apologize for
At common law . . . , the Crown exercised its preroga
its length but I simply didn’t have time to write tive power to apply funds given for a charitable, but
a shorter one.” U.S. v. Price, 448 F. Supp. 503, illegal, purpose to some valid charitable purpose without
503 (D. Colo. 1978). regard for the settlor’s intention. Property otherwise given
Many recurrent phrases are mere deadwood. for a particular charitable purpose which became incapa
For example, Speaking for myself I think . . . , ble of fulfillment was directed by the chancellor under the
doctrine of cy pres to another charitable purpose which
aside from being redundant, adds nothing to the
fell within the general charitable intention of the settlor.
sentence when we know who is speaking and have The prerogative power, of course, does not exist in this
intelligence enough to deduce that the speaker is country. The cy pres doctrine applied in the United States
stating an opinion. Some courts have written o f is a rule of judicial construction designed to approximate
reasonable-minded defendants, as if there might as closely as possible the desires of the settlor.
be reasonable-footed or reasonable-chested defen La Fond v. City o f Detroit,
98 N.W.2d 530, 534 n .l (Mich. 1959).
dants; reason is only in the mind.
The following are wordy sentences with more Today, however, the sense is the same in G.B.
concise alternatives supplied: “In a large part [in as in the U.S., the court being bound by this
large part is idiomatic], it was our anticipation o f doctrine to make a scheme for the funds to be
this type o f claim which [read that] cautioned us applied to a charitable purpose as close as possible
for so long against abrogation o f the immunity to the original one.
rule.” [Better: Our foresight o f such claims long The state o f Georgia has a statute with the
cautioned us against abrogating the immunity following explanation: “When a valid charitable
rule.]/ “It was a package o f small size . . . [read bequest is incapable for some reason o f execution
It was a small package . . . ].”/ “The economist’s in the exact manner provided by the testator,
goal in formulating normative rules is that o f donor, or founder, a court o f equity will carry it
[delete that of] ‘efficiency’ [note that efficiency into effect in such a way as will [as] nearly as
needs no quotation marks].”/ “A will is ambulatory possible effectuate his intention.” Ga. Code Ann.
in character and subject to change at any time.” § 108-202 (1959).
[Read A will is ambulatory or A will is always
subject to change (while the testator lives).]
d a m a g e , adj., corresponds to damages, n.; that dictionaries but is common in law. E.g., “I f a
is, damage claim = claim for damages. This use damage claim is within the scope o f the arbitra-
o f damage, dating from the late 19th century, tion, the arbitrators at common law . . . may
is omitted from most general English-language depart from the rules o f law.” Charles T. McCor-
damn 243
mick, Handbook on the Law o f Damages § 4, an alleged £215m fraud.” Hugo Dixon & Charles
at 19-20 (1935)7 “[Alternative safeguards . . . Leadbeater, Ferranti Plans Legal Action, Fin.
reduce the need for a private damage action [ = Times, 18-19 Nov. 1989, at 1. This error bears
action for damages].* Forrester v. White, 792 F.2d the technical name z e u g m a .
647, 658 (7th Cir. 1986)7 “Nader's damage action An English writer assesses this linguistic situa
for fraudulent misrepresentation had exposed the tion pessimistically: “It is a melancholy example
industry's deliberate practice o f over-booking to o f the poverty o f the language o f English Law
maximize profits.” Barbara H. Craig, Chadha: that it can find no better word than 'damages’ for
The Story o f an Epic Constitutional Struggle 62 the compensation [that] it awards in civil cases
(1988). . . . .” Edward Jenks, The Book o f English Law
Sometimes, however—esp. in BrE— the plural 207 (P.B. Fairest ed., 6th ed. 1967). But, in the
form damages is used adjectivally. E.g., “[T]he upshot, he is correct: “[T]he confusion between
Sun paid £ lm in an out-of-court damages settle 'damage,' i.e. the loss [that] is the cause o f the
ment to the singer Elton John.” The Independent, award o f 'damages,' and 'damages' themselves, is
13 Dec. 1988, at 47 “A permanent injunction . . . an endless source o f perplexity to students o f . . .
can translate into more real financial benefit than law. But it would be hopeless now to try to alter
a damages judgment [read, in AmE, damage judg the practice.” Id.
ment].* Michael Tigar, Book Review, 17 Litigation B. Damages in the Context of Restitution. A
49, 49 (Winter 1991). leading English authority on the law o f contract
holds that “[a] claim for restitution may not,
d am ag e, n.; in ju ry . There is a m odem tendency strictly speaking, be one fo r 'damages'; its purpose
to refer to damage to property, but injury to the is not to compensate the plaintiff for a loss, but
person. It is not an established distinction. Black- to deprive the defendant o f a benefit.” G.H.
stone did not observe it, having titled one section Treitel, The Law o f Contract 832 (8th ed. 1991).
o f his great treatise Injury to Property, and nei Although this limit on the use o f the word dam
ther the English nor the American courts have ages might promote analytical rigor, American
consistently observed it. One could not be faulted lawyers routinely refer to any money acquired
for restricting one's usage in this way, but neither by way o f judgment—in any type o f action— as
could one be faulted for writing damage to persons damages.
or injury to property. C. Other Term s. For the distinction between
general damages and special damages, see gen
eral dam ages. For other types, see hedonic
d a m a g e feasan t. See fea sa n t. dam ages, liquidated dam ages & punitive
dam ages, as well as consequentials & inciden
d am ag e(s), n. A. Generally. “[T]he word dam tals.
age, meaning 'Loss, injury, or deterioration,' is
'to be distinguished from its plural,— damages— dam ages, punitive (or exem plary). See puni
which means a compensation in money for a loss tive dam ages, punitives, punies & exem-
or damage.* ” American Stevedores, Inc. v. Porello, plaries.
330 U.S. 446, 450 n.6 (1947) (quoting Black's). In
the following sentence, the two terms are correctly
used: ''After actual damage is shown it is unneces Dame Grand Cross (or Dame Commander)
sary to show its money extent to sustain a judg o f the Order o f the British Empire (O .B.E.).
ment for exemplary damages.” Men who are appointed to the High Court and
Often, however, the words are misused: “In higher courts are invariably knighted, whereas
Massachusetts exemplary damages are not recov women are made Dames Commander of the Order
erable in an action for libel; only actual damage o f the British Empire. Abbreviation: D.B.E. The
[read damages] may be recovered.”/ “The tornado mode o f salutation is my lady. See my lord.
caused an estimated $20,000,000 in damages
[read damage].*/ “Where the chattel is damn, adj. & adv., for damned— as in that damn
unique, . . . money damage [read damages] will case—though attested from the 18th century, re
be inadequate . . . .” William F. Walsh, A Trea mains a casualism. E.g., “An attentive study o f
tise on Equity 307 (1930). See m o n e y d a m ages. the four illustrations will lead any analyst to the
In the following sentence, two senses are incor despairing conclusion, which is o f course rein
rectly conflated; one recovers damages but suffers forced by the mysterious text o f § 90 itself, that
damage: “Ferranti International Signal plans im no one had any idea what the damn [or, less
minent legal action to recover as much as possible casually, damned] thing meant.” Grant Gilmore,
o f the damages it has suffered as a result o f The Death o f Contract 64-65 (1974).
244 damnatory
d a m n a tory . Though this word might appear to absque injuria (q.v.). In the sentence quoted it
be related to damnum and damnify, qq.v., the adds nothing. See damnum infectum.
relation is etymological only. This is not a legal
term per se, but a general word equivalent to damnum absque injuria; damnum sine inju
condemnatory, which is more comprehensible. ria . These synonymous l a t i n i s m s may both be
E.g., “If the person sued is proved to have allowed translated damage without wrongful act. They
his view to be distorted by malice, it is quite denote damage for which there is no legal remedy.
immaterial that somebody else might without A 19th-century commentator stated that damnum
malice have written an equally damnatory criti sine injuria, “standing alone as a sort o f com
cism.” (Eng.) pound noun, seems hardly good Latin. English
lawyers, however, have so used it since the fif
d a m n ed , adj. See dam n . teenth century at the latest.” Note, 2 Law Q. Rev.
117, 117 (1886).
d a m n ify ( = to inflict injury upon) is generally Still used with some frequency in British legal
an unnecessary l e g a l i s m for injure. The OED writing, the phrases are comparatively rare in
notes that this word was common in the 17th American legal prose. E.g., “If disturbances or
loss come as a result o f competition or the exercise
century but is now rare. One might excuse the
word’s use in the second example below, but not o f like results by others, it is damnum absque
in the first: “I am satisfied that the injured person injuria unless some superior right by contract or
otherwise is interfered with.” (Eng.)/ “He says
is damnified by having cut short the period dur
ing which he had a normal expectation o f enjoy that it is damnum absque injuria, intimating that
ing life.” (Eng.) (The writer did not want to re the acts o f the defendant, who justifies a libelous
peat injure—this use smacks o f IN E L E G A N T publication, do not constitute a wrong in its legal
sense, and then proceeds to observe that this is
VA RIATION.)/ “Where the principle o f damnum sine
agreeable to the reasoning o f the civil law.” Cf.
injuria applies, the person damnified has no right
o f action against the person responsible for caus
injuria absque damno.
ing the loss because the latter has not, in causing
or allowing the harm to befall, been in breach o f
damnum infectum = loss not yet suffered but
only apprehended. This l a t i n i s m is more a hin
legal duty to him.” (Eng.) (It would make no sense
drance than an aid to analysis, for most readers
to say the person had been injured when we have
must look it up.
just stated that that same person was sine injuria
[= without wrongful act].) See dam num .
The antonym is much better known: indemnify.
damnum sine injuria . See dam num absque
Though it has the same etymology as damnify
injuria .
with a negative prefix (in- “not” + damnum “loss,
D a n g l e r s are ordinarily unattached participles,
damage”), the vowel shifts to -e- in the negative
either present participles (ending in -ing) or past
form. See in d em n ify .
participles (ending usu. in -ed ), that do not relate
syntactically to the nouns they are supposed to
dam nosa h(a)ereditas = an inheritance more modify. In effect, the participle tries to sever its
onerous (e.g., because burdened with debts) than relationship with its noun or pronoun. Gerunds
profitable. Generally the term is spelled haeredi-
may also dangle precariously (see (c)). Usually,
tas. Originally a Roman-law term, damnosa hae- recasting the sentence will remedy the incoher
reditas has been extended by modern legal writers ence, A M B IG U IT Y , or ILLOGIC.
to refer to anything one acquires that turns out Danglers are o f two types, the majority being
to be disadvantageous. unacceptable and a few being acceptable because
o f long-standing usage. In the normal word order,
d a m n ou s = of, relating to, or causing a damnum a participial phrase beginning a sentence (Run
(q.v.). Usually, the term means “causing loss or ning by the lake,) should be followed directly by
damage.” The word is obsolescent legal j a r g o n , the noun acting as subject in the main clause (I
not a t e r m o f a r t . “They have injuriously, as saw the two defendants). When that word order
distinguished from damnously, affected the plain is changed, as by changing the verb in the main
tiffs rights.” See damnum absque injuria . clause to the passive voice, the sentence becomes
illogical or misleading: Running by the lake, the
damnum = damage suffered. E.g., “The loss, two defendants were seen. It was not the two
damnum, is capable o f being estimated in terms defendants who were running, but the witness.
o f money.” (Eng.) This term is hardly justified in This is the unacceptable type o f dangling mod
any context not involving the doctrine o f damnum ifier.
Danglers 245
Examples o f acceptable danglers are easy to often said that the statute o f frauds should
come by. We all know that there is nothing wrong be strictly construed.” Laurence P. Simpson,
with Considering the current atmosphere in the Handbook on the Law o f Suretyship 117 (1950).
legislature, it is unlikely that the legislation will [A possible revision: Being in derogation o f the
pass. Several other examples are discussed in (d ) common law, the statute o f frauds is often said
below. to require strict construction.]
A. Danglers Ending in -ing. In the sentences • “Turning to England, it ought to be noted first
that follow, mispositioned words have caused that that country, though late in doing so, par
grammatical blunders. Perhaps the most common ticipated fully in the medieval development
legal sentence containing a dangling participle is sketched above.” Grant Gilmore & Charles L.
this: “Finding no error, the judgment o f the dis Black, Jr., The Law o f Admiralty 8 (2d ed.
trict court is affirmed.” Literally, this sentence 1975). [A possible revision: Though England
says that the judgment found no error; the proper was late to do so, it participated fully in the
subject, namely the court, remains unmentioned. medieval development sketched above.]
[A possible revision: Finding no error, we affirm • “Looking at the passage as a whole, it is by no
the judgment o f the district court ] This is the type means clear that Lord Atkin meant to confine
o f problematic dangler cited at the outset: an manslaughter to cases o f recklessness in the
active participle is followed by a main clause in subjective sense.” J.H. Baker, An Introduction
the passive voice. to English Legal History 226 (3d ed. 1990). [A
The classic example occurs when the wrong possible revision: The passage as a whole does
noun begins the main clause, that is, a noun other not make clear whether Lord Atkin meant
than the one expected by the reader who has . . . .]
digested the introductory participial phrase. E.g.,
“Accepting for present purposes the showing Midsentence danglers are just as bad but are
made, the facts o f the claim were as follows.” [A harder for the untrained eye to spot. E.g., “It is
possible revision: We accept for present purposes the purpose o f this note to re-examine the existing
the showing [that was] made and find the facts to law, placing emphasis upon [read to emphasize]
he as follows.” (It is not the facts that accept: it is the interests to be protected, and to draw some
the writer who accepts (and finds). The error conclusions as to its adequacy in protecting them.”
seems to have resulted from the writer's fear o f (This is poor writing because it could be included
f i r s t PE R SO N .)]/ “Having reached that conclusion as boilerplate in almost any lawnote imaginable;
[read, e.g., Since we have reached that conclusion], the writer should craft the language specifically
all that remains is to choose an appropriate rem for the case at hand, generalizing, to be sure,
edy and to frame the appropriate relief.”/ “Viewing but not making it so general that it is well-nigh
the record [read I f we view the record] in the light universal. Further, the writer should have been
most favorable to appellants, the most that can aware o f the natural triad lurking in the sentence,
be said is that Yellow Cab secured from the city i.e., the infinitive phrases: to re-examine; to place
an exclusive concession whose anticompetitive ef [to emphasize]; to draw.)
fects stem primarily from a valid municipal B. Past-Participial Danglers. These are espe
policy.” cially common when the main clause begins with
The error occurs also when the main clause a possessive— e.g.: “Born on March 12, 1944, in
begins with an e x p l e t i v e (e.g., it or there) after Dalton, Georgia, Larry Lee Simms's qualifications
an introductory participial phrase:• . . . .” Barbara H. Craig, Chadha: The Story o f
an Epic Constitutional Struggle 79 (1988).
• “Applying those principles to the facts in the (Simms's qualifications were not bom on March
case at bar, it is clear that plaintiffs cannot 12— he was.) [A possible revision: Born on March
recover.” [A possible revision: I f we apply these 12, 1944, in Dalton, Georgia, Larry Lee Simms
principles to the case at bar, it becomes clear had qualifications th a t . . . .]
th a t . . . .] But the problem also sometimes appears when
• “Reviewing the theories o f judicial decision cur a run-of-the-mill noun begins the main clause—
rent in the last century, it will be seen that we e.g.: “Applied to the situation at bar, the likelihood
began with a creative theory [that] was used to that a barge will break from her fasts, and the
make an American common law . . . .” Roscoe damage she will do, vary with the place and time
Pound, The Formative Era of American Law . . . .” U.S. v. Carroll Towing Co., 159 F.2d 169,
116-17 (1938). [A possible revision: Reviewing 173 (2d Cir. 1947) (per L. Hand, J.). [A possible
the theories o f judicial decision current in the revision: When those principles are applied to the
last century shows th at . . . .] situation at bar . . . .]
• “Being in derogation o f the common law, it is C. Dangling Gerunds. These are close allies to
246 daresay
dangling participles, but here the participle acts the 20th century they generally loosened the stric
as a noun rather than as an adjective: tures for participial constructions at the end o f a
sentence. Early-20th-century grammarians might
• “In handling this problem the satellite concept
have disapproved the following sentences, but
o f illicit commodities developed.” Edward H.
they have long been considered acceptable— e.g.:
Levi, An Introduction to Legal Reasoning 62
“Robert stepped to the door, seeking his
(1949). [A possible revision: In handling this
companion.”/ “Tom’s arm hung useless, broken by
problem, the courts developed the satellite con
the blow.”
cept o f illicit commodities.]
Usually, as in the first o f the two examples just
• “In considering whether conduct is intentional,
quoted, the end-of-the-sentence dangler is intro
it is unnecessary to ascertain whether the party
duced by a so-called coordinating participle: seek
knew o f the rule o f law . . . .” Glanville W il
ing is equivalent to and sought. Similarly:
liams, Criminal Law 44 (2d ed. 1961). [A possi
ble revision: In considering whether conduct is • “Vexed by these frequent demands upon her
intentional, the court need not ascertain whether time, she finally called upon her friend, implor
. . . .] ing him to come to her aid.” (Imploring = and
• “[I]n construing a criminal statute, the prisoner implored.)
must be given the benefit o f the doubt . . . .” • “The New Orleans-bound steamer rammed and
Edward Jenks, The Book o f English Law 40 sank the freighter ten miles from its destina
(P.B. Fairest ed., 6th ed. 1967). [A possible tion, sending her to the bottom in 10 minutes.”
revision: In construing a criminal statute, the (Sending = and sent.J
court must give the prisoner the benefit o f the • “She predeceased him leaving a husband and
doubt . . . .] two children.” Anthony R. Mellows, The Law o f
• “In gauging the force o f this argument it should Succession 515 (3d ed. 1977). (Leaving = and
be recalled that in many contexts punishments left.)
and reward will appear as opposite sides o f
the same coin.” Lon L. Fuller, Anatomy o f the A few editors would consider each o f those partici
Law 51 (1968). [A possible revision: In gauging ples misattached, but in fact they are acceptable
the force o f this argument, one should recall as coordinating participles. As for the few who
th a t . . . .] object, one wonders what they would do with the
• “In discussing the definition o f contract given following sentence: “The boy ran out o f the house
in the American Restatement it was pointed out crying.”
t h a t . . . .” P.S. Atiyah, An Introduction to the
Law o f Contract 42 (3d ed. 1981). [A possible daresay. So spelled, generally, as one word.
revision: In discussing . . . , one commentator
pointed o u t . . . . ] D a s h e s . See p u n c t u a t io n (D).
were] not amenable to such categorization.” C. As A djectives. Our generation has taken to
Elizabeth V. Gemmette, Law and Literature, 23 making adjectives out o f dates, just as it has out
Valparaiso U.L. Rev. 267, 268 (1989). o f p lac e -n a m e s . E.g., “This matter arises out o f a
September 1980 divorce decree.” Today this occurs
The Oxford Guide allows the singular use o f data even in formal legal prose. The more traditional
in computing and allied disciplines (see C O M PU rendering o f the sentence just quoted would be,
TER ESE); whether lawyers own computers or not,
“This matter arises out o f a divorce decree o f
they should use data as a plural. September 1980.” Although occasionally using
In one particular context, though, data is in dates adjectivally is a space-saver, the device
variably treated as a plural: when it begins a should not be overworked: it gives prose a breezy,
clause and is not preceded by the definite article. journalistic look.
E.g., “Data over the last two years suggest that And it is particularly clumsy when the day
the rate at which gay men get AIDS has finally as well as the month is given— e.g.: “The court
begun to flatten out.” Lawrence K. Altman, Who’s reconsidered the July 12, 1994 privilege order.”
Stricken and How: AIDS Pattern Is Shifting, N.Y. Stylists who use this phrasing typically omit the
Times, 5 Feb. 1989, at 1. comma after the year— and rightly so: in the
Datum, the “true” singular, is still used when a midst o f an adjective phrase (i.e., the date), it
single piece o f information is referred to: “The impedes the flow o f the writing too much.
latter statement merely states that a certain da D. W ritten Out. Although the validity o f a legal
tum has not been located in records regularly document almost never depends on its being
made and preserved.” U.S. v. Yakobou, 712 F.2d dated, lawyers often go to extreme lengths to
20, 26 (2d Cir. 1983)./ “This was not a case [in express the date in words; 1 January 1988 be
which] some ‘presumptively prejudicial’ datum, comes the first day o f January, One thousand nine
like an attempted bribe, had come to light.” Neron hundred and eighty-eight.” A waste.
v. Tierney, 841 F.2d 1197, 1203 (1st Cir. 1988). E. In Contracts. To avoid litigation on the ques
Because data is a count noun, many data is tion whether until December 31, 1986 includes all
correct— e.g.: “Numerous expert and representa o f that day, the drafter should state explicitly
tive interests are consulted, and many data as that an option, e.g., will expire at noon Central
sembled, often over a long period . . . .” Carleton Standard Time on a certain day.
K. Allen, Law in the Making 433 (7th ed. 1964)./ For another common problem relating to dates
“But much [read many] o f the data in present in contracts, see l a t e r o f [ d a t e ] o r [ d a t e ] .
personnel files is [read are] highly subjective.”
William O. Douglas, Points o f Rebellion 21 (1970). d a t u m . See d a t a .
(In that book, Justice Douglas twice used data as
a plural on page 19.) See c o u n t n o u n s a n d m a s s d a y . Three legal conventions relate to this word.
no uns .
First, when given as the period o f a notice, and
As a historian o f the English language once put prescribed as a necessary interval between two
it, “A student with one year o f Latin [knows] that acts or events, day excludes the day o f the notice
data and phenomena are plural.” Albert C. Baugh, and the act to be performed. Hence the full num
The Gift o f Style, 34 Pa. B. Ass’n, 101, 105-06 ber o f days prescribed intervenes, unless the law
(1962). provides otherwise.
Second, when used as a period o f time, day
d atabase. One word. means the period o f 24 hours, beginning at the
stroke o f midnight.
D ates. A . O r d e r . One may unimpeachably Third, when used in contrast to night, the word
write either May 26, 1984, or 26 May 1984. The ordinarily denotes the period beginning at half an
latter—the primarily BrE method—is often better hour before sunrise and ending half an hour after
in prose, for it takes no commas. sunset.
O f the American method— May 26, 1984—the
first editor of the OED said: “This is not logical: d a y i n c o u r t is a l o a n t r a n s l a t i o n o f the Law
19 May 1862 is. Begin at day, ascend to month, French jour en banc, which, by the 17th century,
ascend to year; not begin at month, descend to had been translated (partly) to jour in court.
day, then ascend to year.” Sir James A.H. Murray, Whereas the plaintiff ordinarily wants a day in
as quoted in Hart's Rules for Compositors and court, the defendant ordinarily wants—in legal
Readers at the OUP 18 n .l (39th ed. 1983). parlance—to “go hence without day.” (See g o
B. M o n t h a n d Y e a r . February 1985 is better h e n c e w i t h o u t d a y & sine die.) E.g., “[T]he
than February o f 1985. There is no need for a principal [suggestion] is that the plaintiff was not
comma between the month and the year. made a party to the proceeding, and has not had
248 d.b.n.
his day in court, in opposition to the final decision half years) from the date when the executor is
[that] ordered the sale.” Howard v. Railway Co., officially qualified. By the early 20th century,
101 U.S. 837, 847 (1879)./ “[I]f a party fails to however, the phrase had taken on its m odem
ask for and to secure all relief, both legal sense: “a law that makes a decedent’s declarations
and equitable, to which he is entitled in the ac inadmissible as evidence in certain circum
tion, he cannot, after final disposition o f the case, stances, as when the witness seeks to support a
bring another action on the same facts for further claim against the estate.” E.g., “The first section
relief. He has had his day in court.” William F. o f the Act forbade the exclusion o f witnesses, ‘by
Walsh, A Treatise on Equity 38 (1930)./ “Many reason o f incapacity from crime or interest’; it
attorneys said one big effect o f the two decisions also contained a 'dead man's statute' proviso.”
may be to deprive middle-income and lower- Ferguson v. Georgia, 365 U.S. 570,576 n.5 (1961).
income employees o f their days in court because O f course, the phrase dead man has yielded a
attorneys will be less inclined to bring cases variety o f terms in the English language, includ
where compensatory damages are relatively ing plant names such as dead man's fingers (a
small.” Richard B. Schmitt, California Court Fur type o f orchid) and dead man's hand (variously
ther Restricts Right o f Fired Workers to Sue Ex- an orchid, a fern, or a type o f seaweed), as well
Employers, Wall St. J., 26 May 1989, at A3. Cf. as dead man's switch or handle (an automatic
o n e b it e a t th e a p p le . shut-off device installed on machinery to protect
an operator who releases the controls).
d .b .n . See a d m in is tra to r . Still, since the early -1980s, some writers have
rejected dead man's statute on grounds o f SEXISM,
d e a d b e a t (= a person who evades debts), a 19th- preferring instead dead person's statute: “She ar
century coinage, is a favorite word o f American gued the *dead person's statute' bars Mr. Crowley’s
lawyers trying to collect on judgments. Some use testimony because that testimony would be unfair
it tendentiously for any judgment debtor, and to her.” Ellis v. William Penn Life Ins. Co., 873
often the epithet is apt. Even courts use the word P.2d 1185, 1187 (Wash. 1994) (en banc). See Vis-
in published opinions— e.g.: “The Court’s decision cito v. Fred S. Carbon Co., 636 So. 2d 194, 195
is indefensible. It permits a deadbeat husband to n .l (Fla. Dist. Ct. App. 1994) (exhorting the legis
use the Bankruptcy Code’s grace for honest debt lature to amend the statute by changing man to
ors as a slick scheme for euchring his former wife person). The use o f person in this context is cer
out o f her ‘sole and separate property’ in one-half tainly less vivid than man, but the phrase dead
o f the benefits he receives under a pension plan.” person's statute may soon seem as natural as
Bush v. Taylor, 893 F.2d 962, 967 (8th Cir. 1990) reasonable person (in place o f reasonable man).
(Bowman, J., dissenting). See s e x i s m (B ) & r e a s o n a b l e p e r s o n .
d e a d c a p it a l. See m o rtgage.
d e a d p le d g e . See m o rtga g e.
able: ‘T h e court held that state courts dividing d e a th -q u a lifie d ju r o r s are jurors who cannot be
community property in divorce proceedings could disqualified for serving on a jury under the test
not deal with nondisability military retirement set forth in Witherspoon v. Illinois, 391 U.S. 510
benefits.” (1968); in other words, death-qualified jurors have
been selected because they have no absolute ideo
d ea rth = scarcity. It is commonly misunder logical bias against the death penalty. A death-
stood, however, as meaning “lack.” E.g., “There is qualified jury, then, is held fit to decide cases
a complete dearth o f [read lack of, or There is no] involving the death penalty. E.g., “Appellant ar
authority on the application o f the words ‘cause gues that more recent studies provide stronger
or permit’ consequent upon the absolute convey empirical evidence that death-qualified jurors are
ance o f the freehold.” (Eng.) biased in favor o f conviction and tend to belong
to certain discrete groups.”
d ea th ; d em ise; d ecea se , n.; su rce a se . Death is
the common word, the other three being f o r m a l d ea th r o w is an Americanism dating from the
w o r d s (in order o f increasing formality) that act early 1940s (though W10 dates it only from 1950).
almost as EU PH EM ISM S. There is nothing wrong E.g., “A. I was put in death row. That’s in a line
with the word death, although it has inherently o f cells running crossways, east and west, on the
unpleasant connotations. But that is the nature death row. Q. How far was that, approximately,
of the subject, and writing decease or surcease in from the electric chair?” Daugherty v. State, 17
legal contexts is only a little less ridiculous than So. 2d 290, 294 (Fla. 1944) (en banc) (Chapman,
writing going to meet his Maker. See d em ise, J., dissenting) (quoting testimony). Though the
d e ce a s e d & su rcea se. phrases in that quotation are in death row and
on the death row, the usual phrase today is on
d ea th ca se (sometimes death action), as used by death row.
the federal courts, commonly means “a criminal To most speakers o f AmE, the term still refers
case in which the death sentence has been im concretely to the area o f a prison where those who
posed.” In criminal cases, then, the phrase has have been sentenced to death are confined. But
nothing to do with wrongful death— e.g.: “The there is a tendency to use the term more ab
measure o f an individual’s competency under Rees stractly in reference to anyone who has been sen-
to waive federal habeas review in a death case is teced to death— regardless o f the location in a
informed by considerations very different from prison.
those underlying the standard for competency to
stand trial.”/ Peter Applebome, Death Cases: The d e a th se n te n ce . See d ea th p en a lty.
Law Is Reluctant to Start Over, N.Y. Times, 28
Aug. 1988, at E6 (“But beneath that immediate d e a th sta tu te; su rv iv a l statute. In the context
dilemma is a question at the heart o f a number o f wrongful-death cases, these phrases must be
o f death-row cases.”). distinguished. A death statute protects the inter
But in tort contexts, lawyers frequently say and ests o f the decedent’s family and other depen
write death case as a shorthand form o f wrongful- dents, who may recover in damages what they
death case. E.g., “In death cases, the law should would have received from the decedent if the
allow juries to award money as compensation only death had not occurred. A survival statute, by
for what can reasonably be compensated for by contrast, protects the decedent’s own interest: the
money.” Randal R. Craft, Jr., Put Limits on Death estate recovers for the decedent’s pain and suffer
Compensation, N.Y. Times, 8 Oct. 1989, at 2F. ing before death, medical expenses, lost wages,
and (sometimes, oddly) funeral expenses.
d eath ly . See d ea d ly . The ideas represented by these phrases are a
popular subject o f law reform: “Historically death
d ea th p en a lty ; d ea th s e n te n ce . A phrase dat statutes came first in most jurisdictions and were
ing from the late 19th century, death penalty is later supplemented by survival statutes. The end
a plain-speaking alternative to the euphemism result o f this secular legislative process will no
capital punishment, q.v. Death sentence— as op doubt be that both interests will be protected in
posed to death penalty— usually refers to a partic all jurisdictions; while the process continues each
ular convict’s punishment. “The prisoner was con state must be looked on as a law to itself.” Grant
victed, but the death sentence (still the penalty Gilmore & Charles L. Black, Jr., The Law of
for treason) was commuted, and he was released Admiralty 360 (2d ed. 1975).
later.” William Geldart, Introduction to English
Law 153 (D.C.M. Yardley ed., 9th ed. 1984). d e b a r. See b a r.
250 debark
d e b t = (1) a specified sum o f money due under a that the person who acts on it suffers damage.
contract or otherwise; (2) a nonmonetary thing Within this broad definition, deceit is capable o f
that one person owes another, such as goods or sharing in the first four senses o f fraud, q.v.
services; or (3) at common law, a writ that lay for
the recovery o f a liquidated sum. See i n d e b t e d d e c e i v e ; d e f r a u d . To deceive is to induce some
n e s s & in d e b tm e n t. one to believe in a falsehood. The deceiver may
know the statement to be false or may make it
d e b u t . This word, when used as a verb, is disap recklessly. To defraud is to cause some kind o f
proved by 97 percent o f the usage panel for the injury or loss by deceit. Defrauding leads a person
AHD, for what that is worth. The forms debuted to take action, whereas deceiving merely leads a
and debuting are certainly ugly to the philologist. person into a state o f mind. But see sense (2) o f
The OED, surprisingly, records examples as far deceit
back as 1830. For the moment, however, the verb
debut has taken on the character o f a v o g u e d e c e p t iv e ; d e c e p t io u s . The latter is a n e e d l e s s
W O RD and should be avoided on that account. VARIANT.
d e c a r c e r a t i o n , a word included in none o f the is usually prolix for decide. E.g., “The
d e c id e o n
major English-language dictionaries, refers to the meaning o f ‘defect' is for the courts to decide on
state-sponsored shutting down o f all substandard [read decide]." See p a r t i c l e s , u n n e c e s s a r y .
asylums, prisons, and reformatories, so that those
who would ordinarily occupy such institutions are d e c i m a t e . Originally this word meant “to kill one
either discharged or denied admission. E.g., in every ten,” but this etymological sense, because
“Those who espoused rehabilitation as the pri so uncommon, has been abandoned except in his
mary purpose o f imprisonment included both torical contexts. Now decimate generally means
those who enthusiastically approved o f imprison “to cause great loss o f life; to destroy a large part
ment and those who favored decarceration.” of.” Preferably, the word should not be used o f a
Franklin E. Zimring & Gordon Hawkins, Danger complete obliteration or defeat. Nor should it be
ousness and Criminal Justice, 85 Mich. L. Rev. used lightly o f just any defeat.
481, 485 (1986).
d e c i s i o n ; o p i n i o n ; j u d g m e n t . Technically, in
decease, n. See d ea th . the U.S., judges are said to write opinions to
justify their decisions or judgments; they do not
decease, v.i. = to die. “He deceased without is write decisions or judgments. E.g., “Last July,
sue.” This verbal use o f decease is even more Judge Scalia wrote a majority decision [read opin
pompous than the nominal use. The straightfor ion] that subjects defendants who claim insanity
ward die is almost always better. Cf. d e a t h . to examination, without requiring that their law
yers be present, by government psychiatrists, who
d e c e a s e d , n.; d e c e d e n t . When these terms are may testify against them.” See j u d g m e n t s ,
used in the possessive case, no one would argue a p p e l l a t e - c o u r t & o p i n i o n . Cf. s p e e c h .
d ecla im ; d iscla im . The former is what lawyers d e c la r a to r is not an agent noun, but an old-
do in court, the latter what manufacturers do in fashioned equivalent o f declaratory-judgment ac
warranties. To declaim is to speak formally in tion (= a lawsuit in which a legal right or status
public (whence the adjective declamatory); this is declared without the plaintiff’s seeking further
word is frequently misused for disclaim, meaning relief). The form declarator remains common in
“to make a disclaimer, disavow, repudiate.” Scots law. See -e r (B).
decriminalize 253
willingness o f the President to help enforce them.” place— e.g.: “As a legislator in Arizona, O’Connor
Robert G. McCloskey, The American Supreme once voted to decriminalize abortion.” All Eyes on
Court 57 (1960). See ju d g m e n t (c ). Justice O’Connor, Newsweek, 1 May 1989, at 34.
254 decry
d e cry ; d e scry . Decry = to disapprove o f; to dis dent’s motives in deeding the property back to her
parage. E.g., “In 1908 Roscoe Pound decried grantor.” Daniels v. Cummins, 321 N.Y.S.2d 1009,
decision-making from first principles— a process 1013 (Sup. Ct. 1971).
described in Germany as Begriffsjurisprudenz—
and warned against the law becoming too scien d e e d o f c r im e . See mens rea.
tific.”
Descry /di-skrll = to see in the distance, to d e e d o f t r u s t ; t r u s t d e e d . The classical form o f
discern with the eye. Here it is used figuratively: this term is deed o f trust, meaning “a deed con
“In the foregoing paragraphs we have endeavored, veying property in trust, and usu. evidencing a
by the relations and facts that may be gathered mortgage.” But either form suffices, and the latter
and by the words used by the testator, to descry has the advantage of using one-third fewer words.
the testator’s intention.” See o f ( a ).
de cursu. See o f co u rse . d e-em p h a size. This word should always be hy
phenated, for the reader may at first see deem.
d e d ic a to r y ; d e d ica tiv e ; d e d ic a to r ia l. The first See p u n c t u a t i o n ( f ).
form is preferred; the other two are n e e d l e s s
VARIANTS. d e e m = to treat [a thing] as being something
that it is not, or as possessing certain qualities
d e d u ce ; d e d u ct. The former means “to infer”; that it does not possess. It is a FO RM AL W ORD
the latter “to subtract.” Deduct is sometimes mis often used in legislation to create legal f i c t i o n s ;
used in place o f deduce. Here deduce is wrongly that is, a statute may provide that something is
used: “W e deduce [read glean?] from approved or is not to be deemed something else, or, with a
authorities the following principles as pertinent significant difference, that this something is to be
to this case.” See a d d u c e & d e d u c ib le . deemed not something else.
But in general usage, deem is archaic for con
d e d u c ib le ; d e d u c tib le . The former means “in sider, think, judge, or esteem— e.g.: “I deemed it
ferable.” E.g., “The government agents relied on expedient [read thought it best] to conduct a num
evidence not otherwise known or deducible by ber o f stress tests at various loads to prove the
them.”/ “I believe the governing principles to be different effects o f the bolting.” (Can.)/ “Questions
deducible from the terms o f the pertinent stat regarding the way Y udof handles the preliminary
utes.” stages o f the lawsuit should therefore not be
Deductible, a favorite word o f tax specialists, deemed as [read considered or seen as] irrelevant
means “capable o f being (usu. lawfully) sub in determining his fitness for office.” New Presi
tracted.” It is sometimes misspelled deductable. dent Must Not Let Discrimination Hurt UT, Daily
See d e d u c e . Texan, 5 Oct. 1992, at 4.
a p r o p is m —for deep-seated.
d eed . A. As Noun R eferrin g to an Instrument.
At common law, deed referred to any written d e f a c t o . A. And de ju re . The use o f either
instrument that was signed, sealed, and deliv phrase implies the question whether something
ered. In BrE, this broad sense still applies. In exists merely in fact (de facto) or by right or
AmE, however, the narrower sense o f a writing according to law (de jure).
by which land is conveyed is almost uniformly De facto /di-fak-toh/ sometimes signals that
applicable. See sig n ed , sea led , a n d d e liv e re d . there is some formal defect that makes the thing
B. As Verb. Deed, v.t., is an Americanism datingdescribed voidable, as in the phrases de facto
from the early 19th century. Now commonplace contract and de facto marriage. At other times it
in AmE, this verb seems never to be used in BrE, denotes pure illegitimacy, as in de facto govern
in which solicitors are said to convey or transfer ment (i.e., one that has displaced the rightful legal
by deed. The verb deed is considerably more eco government).
nomical— e.g.: “On December 23, 1952, he deeded De jure / di-joor-ay/ may be opposed not only to
to Geneva that half o f the homestead upon which de facto, but also to de gratia (= by grace or
the improvements had been made.” Green v. favor), in opposition to which de jure means “as a
Green, 113 F. Supp. 697, 697 (D. Alaska 1953)./ matter o f right.”
“[Several factors] sufficiently explain the dece Both phrases were traditionally p o s t p o s i t i v e
default 255
a d j e c t iv e s , but they now commonly precede the By SLIPSH O D EX TEN SIO N , some writers have
nouns they modify <de facto segregation> <de misused defalcation when referring merely to a
jure corporations nonfraudulent default or to any failure to meet a
B. And in fact . Although the terms convey the duty. To be a defalcation, a deficiency in money
same notion, their uses are well distinguished. De matters must be fraudulent, and it must be by
facto is used prepositively, whereas in fact is used someone put in trust o f the money.
after the noun it modifies <de facto segregation, For the pronunciation o f defalcation, see d e f a l
attorney in fa c t s c a t e ( b ).
C. Tw o Words, Not One. Some writers have
tried to solidify the phrase, but it remains two defalcator is the agent noun corresponding to
words— e.g.: “The uniform equality o f all as sub defalcate— e.g.: “ [0]ne will not on this basis sooth
jects o f the state was, for Kant, consistent with say that . . . if the defalcator be only ‘agent’ for
defacto [read de facto] inequalities o f a physical, A but happens to be ‘trustee’ for B, there will be
mental, or material nature.” Cornelius F. Mur a difference in r e su lt. . . .” Karl Llewellyn, The
phy, Jurisprudence and the Social Contract, 33 Common Law Tradition: Deciding Appeals 442
Am. J. Juris. 207, 218 (1988). (1960). See defalcate.
intransitive. Usually it is the latter <she de sively during foreseeable uses.” The blunder may
faulted on the loan>, but the transitive uses are have been caused by an attempt at i n e l e g a n t
not unusual in legal writing <she defaulted the VARIATION.
loan>—e.g.: “Further, if the mortgage is later
defaulted [many would write defaulted on], the defence. See defense.
mortgagee may find that he is not insured if he
cannot deliver clear title to the FHA.” Robert defendant. A. Pronunciation. Defendant is
Kratovil, Real Estate Law 191 (1946)./ “The Gov sometimes pronounced, esp. it seems by law
ernment advocates untenably that plaintiff school professors, with a strong accent on the
should have accepted this offer in order not to last syllable, rhyming with ant. Presumably, this
default the contract, regardless of disproportion pronunciation helps legal neophytes remember
ate cost.” Aerodex, Inc. v. U.S., 417 F.2d 1361, how to spell the word. Apart from this pedagogi-
1364 n.3 (Ct. Cl. 1969). cally affected pronunciation, the correct way to
The agent noun is defaulter. pronounce the word is /di-fen-ddnt/.
B. As a Postpositive Adjective. The adjective
d efa u lt ju d g m e n t; ju d g m e n t b y d efa u lt. The defendant is commonly placed after the noun it
latter is somewhat wordy. modifies when that noun is party. E.g., “The plain
tiff chose both the forum and the parties defen
d e fe a sa n ce = (1) the rendering null and void (of dant . . . .” (Harlan, J.). Some writers use this
a previous condition); (2) a condition upon the construction with other- nouns, the result being
performance o f which a deed or other instrument an example o f a r c h a i s m : “Chief Judge William
is defeated or made void, or a contractual provi H. Becker . . . dryly noted that auto companies
sion containing such a condition. defendant in such situations 'have been unusually
Sense (1) is more usual— e.g.: “The provision in evasive and loath to make discovery/” Joseph
the will that the interest was to be divided among Goulden, The Million Dollar Lawyers 287 (1978).
‘them* every year necessitates the construction See p o s t p o s i t i v e a d j e c t i v e s .
that the testatrix intended the gift o f income also C. And prisoner. In criminal-law contexts, de
to be subject to defeasance by not surviving until fendant is regarded as less prejudicial—and
the respective dates o f distribution.” therefore as generally more appropriate—than ei
But sense (2) is not uncommon— e.g.: “In ab ther the accused or the prisoner. But accused is
sence o f a clause o f defeasance, or one providing said to be the norm in Scots law. See John A.
for a change o f beneficiaries, the beneficiary in an Beaton, Scots Law Terms and Expressions 30
ordinary policy o f life insurance has a vested (1982). See prisoner & accused.
interest, which the insured cannot divest at his
mere volition.” defendant in error = respondent, appellee. See
error (a ) & plain tiff in error.
d efea sib le. The antonym to this word (indefeasi
ble) is known to learned nonlawyers, but defeasi defendant in person. See pro se.
ble itself is almost exclusively a legal term, mean
ing “capable o f being made void.” E.g., “The law defender is used in Scotland for defendant, as
enforced the mortgage deed literally as a defeasi the name o f the party opposite a pursuer, q.v., in
ble conveyance to the mortgagee.” William F. civil actions.
Walsh, A Treatise on Equity 88 (1930). For the Elsewhere, the word takes on other senses.
phrase fee simple defeasible, see fe e sim p le ( e ). Sometimes it appears in reference to one who
uses self-defense— e.g.: “Such a defender, not be
d e fe ctiv e ; d e fe ctib le ; d e ficie n t. The primary ing entirely free from fault, must not resort to
difference to be noted is between the words defec deadly force if there is any other reasonable
tive ( = faulty; imperfect; subnormal) and deficient method o f saving himself.” Rollin M. Perkins &
(= insufficient; lacking in quantity). Defectible, Ronald N. Boyce, Criminal Law 1121 (3d ed.
the least common o f the three terms, means 1982). At other times it refers to defense counsel
“likely to fail or become defective.” in a criminal case—e.g.: “In many other respects
The same basic distinction holds for the nouns the basic duties o f professionalism o f prosecutor
defect and deficiency. In the following sentence, and defender are the same.” David Mellinkoff,
deficiency is misused for defect: “The trial court Lawyers and the System o f Justice 543 (1976). In
failed to submit to the jury an issue inquiring still other contexts, it refers more broadly to any
whether the multipiece wheel was defective due one who defends an ideal: “Any such power as
to a design deficiency [read had a design defect] that authorizing the federal judiciary to entertain
that would cause the wheel to separate explo suits by individuals against the states had been
Definitions 257
careful not to use counterintuitive definitions, as D. “ Stuffed” Definitions. Readers are entitled
by saying that the word dog is deemed to include to assume that definitions— and definitional sec
all horses. Reed Dickerson made this point au tions o f documents— contain nothing more than
thoritatively: “it is important for the legal drafts definitions. Yet many contractual definitions,
man not to define a word in a sense significantly such as those in badly drafted insurance policies,
different from the way it is normally understood contain substantive provisions. Such definitions
by the persons to whom it is primarily addressed. are called “stuffed” definitions.
This is a fundamental principle of communication, E. Placem ent. When more than a few defini
and it is one o f the shames o f the legal profession tions appear, the drafter is faced with choosing an
that draftsmen so flagrantly violate it.” Funda appropriate place for them within the document.
mentals o f Legal Drafting § 7.3, at 144 (2d ed. Some drafters place them in a schedule at the
1986). end; others collect them at the beginning; still
The reason for this admonition, o f course, is others define them as they appear; and some use
plain: “whenever we define a word . . . in a man a combination o f these methods.
ner that departs from current customary usage, It is impossible to frame an absolute recommen
we sooner or later unwittingly fall back on the dation, but a caution is in order against one com
common use and thus confuse the meanings of mon practice: putting page after page o f defini
our terms.” Morris R. Cohen, Reason and Law 77 tions at the beginning o f a document. If you need
(1961). This confusion may occur either in the more than, say, 10 definitions, a schedule at the
writer or in the reader. Either way, the result can end is probably a better solution than using the
be dangerous. opening pages in this way.
Still, some specialists engage in this type o f F. Signaling Defined Terms in Text. Drafters’
overstipulation. For example, the Longshore habits vary. The most common way to tell the
men’s and Harbor Workers’ Compensation Act reader that a term is defined is by using initial
defines vessel not only as any vessel “upon which capitals— a practice that is not so bad if you keep
or in connection with which” an injury or death definitions to a minimum. Others have experi
may have occurred, but also as “said vessel’s mented with boldfacing or italicizing defined
owner, owner pro hac vice, agent, operator, char terms whenever they appear in text, but this
ter [sic], or a bareboat charterer, master, officer, practice can lead to unsightly text. Still others
or crew member.” 33 U.S.C. § 902 (21) (1988). don’t signal in any way that a particular word is
C. Inept Definitional Terms. The best practice a defined term, but most legal readers find this
is to use means for a complete definition, includes practice unacceptable. Drafters who typeset their
for a stipulated expansion in meaning, and does materials sometimes use running footers to tell
not include for a stipulated contraction o f the readers which words on a given page are
meaning. defined in the schedule at the end—a time-
Yet many drafters fall into unfortunate forms, consuming and costly practice.
such as the following: G. When to Com pose. There are two advan
1. Bears the meaning. Use the tighter means in tages to defining terms late in the drafting pro
stead. cess. First, you’ll be less likely to have a defined
2. Means and includes. Use means if that is what term with more than one meaning, because you’ll
you mean. The expressions means and includes be familiar with the entire document. Second,
“should not be used because complete and in you won’t define terms that aren’t used much—
complete meaning cannot be stipulated at one or never appear at all.
and the same time.” G.C. Thornton, Legislative
Drafting 166 (2d ed. 1979). d efin itiv e. See d efinite.
3. Includes only. Use means instead.
4. Shall mean. “[D]o not say that the defined d e fo r c e = (1) to keep (lands) from the true owner
words ‘shall mean’ something or other, as by means o f force; (2) to oust another from posses
though you were ordering them to do so, or as sion by force; or (3) to detain (a creditor’s money)
though you were directing the definitions to go unjustly and forcibly. Here, the writer apparently
into effect at some later time.” Barbara Child, mistook deforce as a correlative o f enforce: “One
Drafting Legal Documents 116 n. (2d ed. 1992). may maintain an action to enforce a lien against
Also in this category are the wordy phrases another who has deforced it.”
shall have the meaning and shall mean and
refer to. d e fo r c ia n t; d e fo r c e r . In all but Scots law, de
5. Is where; is when. Reword the definition en forcer is a N EE D LES S v a r i a n t o f deforciant (= one
tirely. These phrases are inappropriate ways who deforces). That is unfortunate, since deforcer
to introduce definitions. See is w h en . might be more readily understood to anyone who
Deictic Terms 259
began to learn what the verb deforce means. See d e h o r s is a pompous little l a w f r e n c h word
d e fo rc e . (meaning “outside of; beyond the scope o f”) that
should generally be avoided. The plethora o f ex
d e fra u d . See d e c e iv e . amples, selected from writings o f the 1980s, indi
cates the prevalence o f this nasty-sounding term
d e f r a u d a t i o n ; d e f r a u d m e n t . Lawyers seldom Idi-hohrl. It serves absolutely no purpose but to
have occasion to use a noun formed from the verb sound legalistic— e.g.:
defraud, perhaps because the noun fraud itself
• “For present purposes, . . . statutory words
usually suffices. When they find the occasion,
[that] are ‘ambiguous' are not ‘unequivocal,' and
however, the word is defraudation— e.g.: “[B]ene-
judicial ingenuity to resolve the ambiguity, de
fits obtained by a contracting party subsequent to
hors [read outside or beyond] the statute, is
his defraudation are not admissible on the issue
inappropriately exercised.” U.S. v. John C.
o f damages . . . .” Philip Chang & Sons Assocs.
Grimberg Co., 702 F.2d 1362, 1378 (Fed. Cir.
v. La Casa Novato, 222 Cal. Rptr. 800, 803 (Cal.
1983) (Nichols, J., concurring).
Ct. App. 1986)./ “It was a matter o f legal interpre
• “Adopting the controlling state-law rule in this
tation whether Dauphin County had jurisdiction
diversity case, we find that the court erred in
to try a case involving defraudation o f a Common
excluding all evidence dehors [read outside] the
wealth agency.” Commonwealth v. Keenan, 530
con tract. . . .” Haeberle v. Texas Int’l Airlines,
A.2d 90, 94 (Pa. Super. 1987). Defraudment is a
738 F.2d 1434, 1436 (5th Cir. 1984).
N E E D LE S S VARIANT.
• “Appellants argue that the circuit court erred
in reversing h p e r b ' s decision because the court
d e f r a u d u l e n t is a n e e d l e s s v a r ia n t o f fraudu
improperly considered evidence adduced in the
lent.
Ryan case which is dehors [read outside] the
record in this case.” Ariyoshi v. Hawaii Pub.
d e g e n e ra tiv e ; d e g e n e ra to ry . The latter is a
Employment Relations Bd., 704 P.2d 917, 924
n e e d l e s s v a r ia n t .
n.10 (Haw. Ct. App. 1985).
• “[T]his document, assuming it exists, is dehors
( = a lowering in dignity, character,
d e g ra d a tio n
[read outside] the record and the Gordons' reli
or quality) is a m alapr o pism when used for dero
ance on such information is improper.” Gordon
gation ( = an abrogation or violation), as here:
v. Wisconsin Health Org. Ins. Corp., 510 N.W.2d
“Immunity from suit is in degradation [read dero
832, 834 (Wis. Ct. App. 1993).
gation ] o f this common-law principle and must
therefore be strictly construed.” Bush v. Bush, The term was formerly spelled as two words—
231 A.2d 245, 249 (N.J. Super. Ct. Law Div. e.g.: “These bills are open to the same defenses
1967)./ “The court concluded . . . that the rebate as other bills; . . . by answer if the objection is
and veto provisions o f the settlement agreement for matter de hors the record.” Eugene A. Jones,
. . . deprived [the third parties], in degradation Manual o f Equity Pleading and Practice 64
[read derogation] o f the strong policy favoring (1916)./ “A misdescription cannot be rectified by
settlements, o f a chance themselves to compro affidavit or evidence de hors (from outside the
mise Bass' claims against them.” Bass v. Phoenix document) . . . .” 2 E.W. Chance, Principles o f
Seadrill /78, Ltd., 749 F.2d 1154, 1158 (5th Cir. Mercantile Law 40 (P.W. French ed., 10th ed.
1985). But the words degradation and derogation 1951).
do share one sense: “detraction from the honor or
reputation of; lowering or lessening in value or D e i c t i c T e r m s (e.g., this, that, it, the) are “point
estimation” (OED). See d e r o g a t i o n o f , i n . ing words,” that is, words that try to point directly
at an antecedent. Etymologically, deictic means
de gratia. See d e f a c t o (a ). “capable o f proof,” and conjures up the notion o f
pointing to conclusive evidence.
d e g r e e is the word used in law for various classi A pointing word such as this or these should
fications and specifications, as for steps in consan always have an identifiable referent. But in the
guinity, q.v., and grades based on the seriousness sentence that follows— an all too typical exam
o f crimes. Today most American jurisdictions dif ple— the word these does not point to one: “Offi
ferentiate first-degree from second-degree murder cials at checkpoints that are judicially deemed
on the basis o f the gravity o f the offense (gauged, the functional equivalent o f a border have been
e.g., by premeditation and purpose), whereas at granted increasingly intrusive power in connec
common law first- and second-degree felons were tion with the search o f vehicles at these check
principals and accessories, respectively. See m u r points, without any requirement o f probable cause
d e r ( a ). or reasonable suspicion. These include the power
260 de jure
to stop and question occupants about aliens and tion to the Philosophy o f Law 108 (1922; repr.
to search in automobile cavities that could conceal 1975).
aliens.” U.S. v. Oyarzun, 760 F.2d 570, 577 (5th • “Courts of Quarter Sessions also have the power
Cir. 1985) (Hill, J., concurring). We can deduce, to make an order that barristers shall have
o f course, that the writer meant powers, though exclusive audience; this is usually done in those
the singular noun power is used in the first sen Sessions where a sufficient number o f barristers
tence. practice regularly.” Pendleton Howard, Crimi
Some writers believe that, in the rule stated at nal Justice in England 364 (1931).
the outset o f the preceding paragraph, the phrase • “The inference is that if a given law aims at the
“an identifiable referent” means a specific noun. common good, it is law, but if it does not achieve
They say that you should never use this or these its aim there is no moral obligation to obey it.
without a noun following it. But most grammari If, however, it does not even aim at the common
ans take a more relaxed position: “The antecedent good, it is not law at all; it is not even legally
o f this and that may be any single noun . . . . binding. No lawyer would accept th is” W.W.
This and that may also refer to a phrase, clause, Buckland, Some Reflections on Jurisprudence
or sentence, or even to an implied thought. Refer 12 (1945).
ence o f this kind must, however, be immediately • “It is said that one cannot delve into the mind
clear and apparent; otherwise the thought will be but must judge a man on his outward acts. This
obscure.” James G. Femald, English Grammar is a half-truth.” Glanville Williams, Criminal
Simplified 40 (Cedric Gale ed., rev. ed. 1979). Law 91 (2d ed. 1961).
Femald is not alone: uThis, like that, is regularly • “If the trial were nothing but the battle [that]
used to refer to the idea o f a preceding clause or in some respects it resembles, each party would
sentence: ‘He had always had his own way at want to leave his opponent guessing about the
home, and this made him a poor roommate.7 T he shape o f his array. To some extent this is per
company train their salesmen in their own school. mitted, but not to the point where the opponent
This [More formally: This practice] assures them would be taken by surprise.” Patrick Devlin,
a group o f men with the same sales m ethods/” The Judge 56 (1979).
Porter G. Perrin, Writer's Guide and Index to • “Normally, the corporation is accountable for a
English 794 (rev. ed. 1950) (bracketed language person only if he was an officer, director, or
in orig.). Perrin's notation in his second example managing agent at the time the deposition was
accurately describes the difference between this taken. This is to protect the party from the
and this practice: it is a question o f formality, not admissions o f disgruntled former officers or
o f correctness. agents . . . .” Charles A. Wright, The Law o f
Actually, the grammarians' rule against vague Federal Courts 568 (4th ed. 1983).
reference is just that: a rule that forbids ambigu • “[T]he rule is simply that courts do not use
ities of the kind listed here: “The most important the contempt power to coerce the payment o f
activity is the editing o f a college newspaper. money. This is an important rule for choosing
This has grown with the college.” (Ex. drawn fr. among remedies, but it has nothing to do with
Richard Summers & David L. Patrick, College irreparable injury.” Douglas Laycock, The
Composition 129 (1946).) What has grown with Death o f the Irreparable Injury Rule 17 (1991).
the college? Editing? The newspaper? The impor
tance o f editing the college newspaper? You sim The test for knowing when the word this is accept
ply cannot tell what the writer intended—if in able in such a context is this: ask yourself, This
deed the writer knew. what? If an answer immediately comes to mind,
All one needs in good writing, then, is a sensitiv the word this is probably fine. If none comes
ity to antecedents, whether explicit or implicit. immediately to mind, you may need to add a
Good writers routinely use pointing words to refer noun.
to something that, although clear, is less specific But a word o f warning: in each o f the examples
than a particular noun— e.g.:• in the bulleted list above, a noun would have
marred the style. One way to spoil such sentences
• “In civilized society men must be able to assume is to insert, after this, an abstract noun or noun
that they may control, for purposes beneficial phrase such as fact, idea, practice, or state o f
to themselves, what they have discovered and affairs.
appropriated to their own use, what they have For a related problem with the relative pronoun
created by their own labor, and what they have which, also a deictic term, see r e m o t e r e l a t iv e s .
sense (1) it is contrasted with de facto ( = in fact, Deliberative is misused for deliberate in both
but usually unlawfully so) <de facto as opposed sense (1) and sense (2). Here is an example o f the
to de jure segregations In sense (2), it is con former: “The express revocation o f a will is a
trasted with de gratia ( = as a favor gratuitously deliberative [read deliberate] act and operates as
bestowed). And in sense (3) it is opposed to de an immediate revocation o f the will to which it
aequitate ( = by equity). refers.”
Sense (1), illustrated in the following sentence,
is the most usual: “That issue will have to be d e lib e ra te sp e e d . See w ith a ll d e lib e ra te
determined in light o f the fact that the United sp eed .
States recognizes the West German Government
as the de jure government over the territory it d e lib e ra tiv e . See d e lib e ra te .
controls but does not recognize the East German
Government.” See d e fa c to (a ). d e lict; d e lictu m ; d e lic tio n . The preferred term
is tort. Delict ( = an offense against the law) is
d e ju r e se g re g a tio n . See se g re g a tio n , d e the more common o f the two variants here to be
fa cto . discussed, but both are inferior in Anglo-
American contexts to the usual word (tort). E.g.,
d e la p id a tio n . See d ila p id a tio n . “A child o f tender years [read a young child] may
be incapable o f committing a legal delict [read
del cred ere a g en t (= an agent who guarantees tort] because o f his lack o f capacity to discern the
the solvency of the third party with whom the consequences o f his act.”/ “Thus recovery o f a sum
agent makes a contract for the principal) is one o f money by way o f penalty for a delict [read tort]
o f the few Italianisms to have earned a place in is the historical starting point o f liability.” Roscoe
Anglo-American law. Del credere (It. “o f belief or Pound, An Introduction to the Philosophy o f Law
trust”) began as an Italian mercantile phrase that 75 (1922; repr. 1975)./ “The simple fact that one
English writers borrowed in the 18th century. delict [read tort] has already occurred is in no
way indicative o f the likely merits o f subsequent
delecti for delicti is a misuse that occurs in sev
claims.” Procup v. Strickland, 792F.2d 1069,1081
eral LATIN ISM S, such as corpus delicti and lex
(11th Cir. 1986) (Johnson, J., dissenting).
loci delicti. For an example o f the latter, see the
Delictum is a Latinate variant used primarily
following sentence: “Most o f the numerous inade
in discussions o f Roman law— e.g.: “There was
quacies inherent in lex loci delecti [read lex loci
another class o f obligations, to be looked at pres
delicti] also exist in the other traditional lex loci
ently, which had their origin in a delictum (a
rules.” Duncan v. Cessna Aircraft Co., 665 S.W.2d
delict or delinquency), a wrong, unlawful act done
414, 421 (Tex. 1984). See corpus d elicti & lex
by one party to the other.” James Hadley, Intro
loci d elicti .
duction to Roman Law 237 (N.Y., D. Appleton &
Co. 1881)./ “Bateman Eichler contends that the
d e le g a b le is the word, not delegatable. Many
respondents’ delictum [read delict or tort] was
writers mistakenly use the latter form— e.g.: “[H]e
substantially par to that o f Lazzaro and Neadeau
. . . had a wide range o f responsibilities not dele
for two reasons.” Bateman Eichler, Hill Richards
gatable [read delegable] to his subordinates.” Holt
Inc. v. Berner, 472 U.S. 299, 312 (1985).
v. Gamewell Corp., 797 F.2d 36, 38 (1st Cir. 1986).
Additionally, deliction, a n e e d l e s s v a r i a n t o f
See -ATABLE.
delict, is not recorded in the dictionaries— e.g.:
d eleg a te. See releg a te. “[The] common-law status o f the plaintiff’s case is
accentuated by the statutory element o f deliction
d eleg a tee ( = one to whom a debtor’s matter is [read delict].” Schnackenberg v. Delaware, L. & W.
delegated) is not, despite its appearances to the Ry., 98 A. 266, 266 (N.J. 1916)7 “The individuals
contrary, a n e e d l e s s v a r i a n t o f delegate (= one whose alleged deliction [read delict] caused the
who represents or acts for another or a group o f death were not sued . . . .” Garber v. Prudential
others). See -EE. Ins. Co., 22 Cal. Rptr. 123, 131 (1962) (Files, J.,
dissenting)./ “A suit for damages instituted as a
delegatus non p otest delegare . See m a x im s . result o f a proprietor’s violation o f the obligation
. . . is not a tort action in the sense that deliction
d e lib e ra te ; d e lib e ra tiv e . These words have [read delict] in its usual connotation is a neces
clear d i f f e r e n t i a t i o n . Deliberate = (1) inten sary element.” Hero Lands Co. v. Texaco, Inc., 310
tional, fully considered; or (2) unimpulsive, slow So. 2d 93, 97 (La. 1975).
in deciding. Deliberative = of, or appointed for
the purpose of, deliberation or debate (COD). d e licta l; d e lictiv e . See d e lictu a l.
262 delictu
delictii for delicto, a mistake unknown in English “The court held on several occasions that certain
law, has occurred in many dozens o f American congressional attempts to delimit [read limit] its
cases. See in flagrante delicto , ex d elicto & in jurisdiction were unconstitutional attempts to in
p a ri delicto. vade the judicial province.”
Properly, delimit means “to define; delineate,”
d e lic t u m . See d e lic t. as here: “If the challenged conduct o f respondents
constitutes state action as delimited by our prior
d e l i c t u a l ; d e l i c t a l ; d e l i c t i v e . The preferred decisions, then that conduct was also action under
form is delictual, assuming this word is to be used color o f state law and will support a suit under §
advisedly in place o f its near-equivalent, tortious. 1983.”
In civil-law contexts, o f course, it is the normal
word— e.g.: “The Louisiana Supreme Court held d e lin e a te , (lit. “to draw or sketch”) means figu
that Article 2971 limited only the innkeeper's ratively “to represent in words; to describe.” It
contractual, not his delictual, responsibility.”/ “I is sometimes misused for differentiate. E.g., “A
would like to raise the question whether we are corporate seal is probably desirable since it helps
justified to speak of a general law o f obligations to delineate [read differentiate] corporate transac
including the categories o f contractual, delictual, tions from individual transactions.”
quasi-contractual, and quasi -delictual obliga
tions, or should we, perhaps, approach each cate d e lin q u e n t, in AmE, can apply to either things
gory o f obligations separately?” A.N. Yianno- or people d elin q u en t taxes> cjuvenile delin
poulos, “Comments and Questions,” in Essays on quents:^ In BrE, it applies only to people.
the Civil Law o f Obligations 45 (Joseph Dainow
ed. 1969). d e liriu m trem en s. This word denotes a mental
Delictual may be more useful than its sibling disease characterized by violent mania, with
delict, for it signifies “o f or relating to a tort,” tremors and hallucinations, induced by a sudden
whereas tortious signifies either “relating to a abstinence from alcohol or another drug after one
tort” or “constituting a tort” <tortious con ducts has used it excessively over a prolonged period.
See t o r t i o u s ( a ). The phrase should not be used, as it sometimes
Delictal, recorded in the OED as appearing in is, to describe mere frenzied drunkenness, which
only one source (in 1913), is a n e e d l e s s v a r ia n t is something else entirely.
o f delictual. E.g., “An obscure text suggests that
where the delictal [read delictual] action aimed d e liv e ra n ce , when used for opinion, is somewhat
merely at compensation . . . , they were quite grandiose; it is an extension o f the Scots law sense
distinct.” W.W. Buckland, A Text-Book o f Roman “a judicial or administrative order.” E.g., “In days
Law 711 (1921)./ “Such a postulate is the basis o f not far remote, judges were not unwilling to em
delictal [read delictual] culpa, using culpa in the bellish their deliverances with quotations from
narrower sense, and o f our doctrine o f negligence.” the poets.” Benjamin N. Cardozo, Law and Litera
Roscoe Pound, An Introduction to the Philosophy ture, 52 Harv. L. Rev. 471, 484 (1939)./ “Fully
o f Law 86 (1922; repr. 1975)./ “[W]e think the aware o f Mississippi's imprimatur on § 6 we
rules heretofore set out relating to the right to might—by piecing together some o f our own deliv
legal subrogation in conventional debts apply also erances and the District Court opinions dutifully
to delictal [read delictual] obligations.” A.O. following them—come up with a fair prediction of
Smith-Inland, Inc. v. Union Carbide Corp., 547 what Mississippi would hold in this case, but we
F. Supp. 344, 347 (M.D. La. 1982). do not think this would be a wise course.” See
Still another n e e d le s s v a r ia n t is delictive— d e liv e r y ( a ) & o p in io n .
e.g.: “Fault (culpa) involves delictive [read delic
tual]I conduct o f an affirmative or voluntary na d e liv e ry . A. And deliverance. Delivery is the
ture.” Colmenares Vivas v. San Alliance Ins. Co., more usual word to describe a transfer or convey
807 F.2d 1102, 1109 (1st Cir. 1986). ance (of something), an utterance <a stammering
delivery o f the speech>, or giving birth. In the
delictum . See d e lic t. law relating to deeds, delivery “does not mean
transfer o f possession, but conduct indicating that
Delimit, the preferred form, is not
d e lim it (a t e ). the person who has executed the deed intends to
merely a fancy variation o f limit ( = to restrict be bound by it.” G.H. Treitel, The Law o f Contract
the bounds of), as many seem to believe. E.g., 145 (8th ed. 1991). Thus “it is perfectly possible
“The manufacturer may possibly delimit [read for the grantor to ‘deliver' the deed and yet keep
limit] the scope o f his potential liability by use o f possession o f it.” Id. Such a delivery is termed
a disclaimer in compliance with the statute.”/ constructive delivery.
de m inim is 263
Deliverance is a legal and religious term usu. oath o f office now generally administered in all
meaning “rescue, release,” although at one time the states requires the lawyer to uphold the law;
it overlapped with delivery in almost every sense. to demean himself, as an officer o f the court,
In law, deliverance can mean (1) “a jury’s verdict”; uprightly; to be faithful to his trust.” See Fed. R.
(2) “in an action o f replevin, the delivery o f goods App. P. 46(a) (“I . . . do solemnly swear . . . that
unlawfully taken”; or (3) “a judicial opinion or a I will demean myself as an attorney and counselor
judgment that a judge delivers.” See d e liv e r o f this c o u r t. . . .”).
a n ce. Yet the more common lay sense is now wide
B. A nd livery. The word livery has a number of spread even in legal prose, and has been with us
obsolete and archaic senses, but in law has been since at least 1601. E.g., “Nowhere in the
used in the sense “the legal delivery o f property common-law world—indeed in any modern soci
into a person’s possession,” as in the phrases ety—is a woman regarded as a chattel or de
livery o f seisin and to take (or have) livery of. The meaned by denial o f a separate legal identity and
student can better understand livery by reading the dignity associated with recognition as a whole
it mentally as “delivery.” See liv e r y o f seisin . human being.”/ “This illogical result demeans the
C. Cant Uses. It has become voguish in some values protected by the Confrontation Clause.”
circles to use delivery o f where providing or provi Richardson v. Marsh, 481 U.S. 200, 212 (1987)
sion for would normally appear, esp. in reference (Stevens, J., dissenting).
to services. Like any other trendy expression, it Meanwhile, the word with which demean was
ought to be avoided. E.g., “It is irrational to equate confused in arriving at its popular meaning, be
the cost o f total confinement with the alleged mean ( = to debase), has become virtually obso
harm resulting from a change in method o f the lete.
delivery o f [read providing] dental services.” See
V O G U E W ORDS. d em esn e (= at common law, a lord’s land held as
his absolute property and not as feudal property
d elu sion . See h a llu cin a tio n & illu sio n . through a superior) is pronounced either fdi-
meent or Idi-maynl. Today, unless the word ap
d elu siv e; d e lu so ry ; d e lu sio n a l. Delusive = (1) pears in a historical context, it is ordinarily figu
tending to delude, deceptive; or (2) o f the nature rative— e.g.: “Collins, without authorization from
o f a delusion. Usually sense (1) applies. Delu the directors, ruled the corporation as a personal
sional is the more usual term for sense (2). E.g., demesne for the benefit o f himself and his son.”
“Defendant acted under a completely delusional Jackson v. Nicolai-Neppach Co., 348 P.2d 9, 20
perception o f reality.” Delusory is a N EE D LE S S (Or. 1959).
VARIANT.
de minimis. A. The Maxim. De minimis is a
d e m a g o g u e ry ; d em a g o g y . Demagoguery (= the shortened form o f the Latin maxim de minimis
practices o f a political agitator who appeals to non curat lex ( = the law does not concern itself
mob instincts) is the usual word, demagogy being with trifles). E.g., “Perhaps this is still true today,
a N E E D LE S S VA RIAN T. but if so this area o f procedure has become so
shrunken as to fall within the maxim de minimis.”
d em an d an t. Formerly, in real actions (i.e., law Charles A. Wright, The Law o f Federal Courts
suits over land), the plaintiff was called the de 272 (4th ed. 1983). Though most legal writers
mandant and the defendant the tenant See re a l find it legitimate and useful, in practice there is
a ctio n . something to Ephraim Tutt’s quip that “[n]o one
knows exactly what it means.” Yankee Lawyer
d em a rca tio n ; d em a rk a tio n . The former is the 356 (1943).
preferred spelling. De minimis non curat lex is a sentence in itself.
When invoking the maxim by declaring something
d em ean ; b em ea n . Formerly, authorities on us to be a mere trifle, one writes that it is de minimis.
age disapproved o f demean in the sense “to lower, The entire maxim should not be inserted when
degrade,” holding that instead it properly should only the “trifling” portion is called for: “The testi
be used reflexively in the sense “to conduct (one mony regarding the landscaping in the common
self).” For example, an early usage critic wrote areas was unsatisfactory, but this insufficiency is
that udemean signifies ‘to behave’ and does not considered to be de minimis non curat lex.” The
mean debase or degrade.” Frank H. Vizitelly, A sentence is grammatically nonsensical. If an en
Desk-Book o f Errors in English 62 (1909). The tire maxim is used, it should fit into the sentence
meaning “to behave,” now somewhat archaic, is syntactically. But here we have, in translation,
used infrequently in legal contexts—e.g.: “The “this insufficiency is considered to be [the law
264 demise
does not concern itself with trifles}.” The writer [read leased] for the term o f 100 years or more,
should have ended the sentence with de minimis. the term shall, as long as 60 years thereof remain
See m a x i m s . unexpired, be regarded as an estate in fee
B. The Phrase. Lawyers often use the phrase simple.”/ “A chargee by way o f legal mortgage is
not as a shortened version o f the maxim, but in to be deemed to have a charge by way o f sub
the sense “so insignificant that a court may over demise [read sublease], and therefore a legal es
look (it or them) in deciding the issue or case.” tate in the property charged.” (Eng.)
E.g., “Winter maintains that his unauthorized The adjective is demisable: “Because this tenure
sales o f non-Carvel products were de minimis and derived its whole force from custom, the lands
cannot possibly be deemed to have a sufficient must have been demisable by copy o f court roll
effect on interstate commerce.” Franchised Stores from time immemorial . . . .” W.A. Jowitt, The
ofN.Y., Inc. v. Winter, 394 F.2d 664, 670 (2d Cir. Dictionary o f English Law 491 (1959) (s.v. copy-
1968)./ “[T]he dictum that plaintiff’s injury must hold).
pass some threshold o f seriousness, more than de
minimis, makes no sense at all.” Douglas Laycock, d e m o c r a c y . This term, meaning literally “gov
The Death o f the Irreparable Injury Rule 74 ernment by the people,” is often employed loosely,
(1991). often tendentiously, often vaguely, and sometimes
The phrase sometimes appears, as in the follow disingenuously (as when the post-W orld War II
ing sentences, to act merely as a fancy substitute U.S.S.R. was referred to as a “democracy”). Origi
for minimal: “The amount o f advertising by plain nally a Greek term, democracy was understood
tiff was de minimis [read minimal], as it had been by the Greeks in a very different sense from the
in business only a matter o f months.”/ “To require current understanding: Greek democracy was a
TWA to bear more than a de minimis cost in limited institution— limited to clan members, who
order to give Hardison Saturdays off is an undue were citizens; a huge population o f slaves and
hardship.” Trans World Airlines, Inc. v. Hardison, other subordinated classes were disfranchised.
432 U.S. 63, 84 (1977). The same, o f course, might be said o f the U.S.
Sometimes the phrase is used as an attributive before the abolition o f slavery and before women
noun (meaning “something that is de minimis”): gained the right to vote. Notions o f democracy
“CPI may be barred from asserting its trademark change over time, mostly as notions o f who are
rights nationwide because o f its failure to chal “the people” change. Throughout history, the term
lenge what it may have considered a de minimis.” has come gradually to be more and more inclusive.
d em ise, vb. & n. The meanings o f the verb demise d e m o n stra b le /di-mon-strd-bdl/ is the word, not
are (1) “to convey by will or lease”; (2) “to pass by demonstratable, a N E E D LE S S VARIANT. E.g., “Such
descent or bequest”; or (3) “to die.” an inference clearly cannot be supported absent
The corresponding definitions o f demise as a a demonstratable [read demonstrable] nexus be
noun are (1) “the conveyance o f an estate by will tween the defendant and the act sought to be
or lease, or the lease itself”; (2) “the passing o f introduced against him.” State v. English, 383
property by descent or bequest”; and (3) “death.” S.E.2d 436, 438 (N.C. Ct. App. 1989).
The popular sense o f demise, o f course, is as a
noun: “death.” Because most nonlawyers under
d e m o n stra tiv e le g a cy . See leg a cy .
stand the word in this sense, the legal senses are
likely to bewilder them. The popular meaning is
an extension o f the legal meanings, for histori d e m p ste r; d eem ster. These are variant forms
cally the transference o f property usually resulted o f the same word, which for most purposes has
from a sovereign’s death. Hence the change o f only historical significance. Both mean basically
focus from conveyance to death. Sometimes even “a judge.” Dempster was formerly used in Scot
in legal contexts demise carries its nominal lay land, and deemster is still used on the Isle o f Man.
meaning: “Equating isolated instances o f lawyer The OED notes that deemster “has been used in
misconduct with the demise o f legal ethics would the general sense as a historical a r c h a i s m by
be as foolhardy as ignoring the problem.”/ “Mrs. some modem writers”; the temptation to do so
Byrd’s will was drawn by a Virginia practitioner should be resisted.
two months after her husband’s demise.” See
death . d em u r, n. See d e m u rre r.
Sense (1) o f the verb and noun is illustrated in
the following sentences. Because even sense (1) d em u r, vb.; d em u re. Demur, v.i., = to file a
contains two quite distinct meanings, a more spe demurrer, which effectively admits the truth o f a
cific word might be better: “If land is demised fact stated but denies that the complainant is
depart from 265
legally entitled to relief. E.g., “Defendant de by a court o f justice . . . .” J.L. Brierly, The Law
murred to each count.” o f Nations 226-27 (5th ed. 1955).
Demure is the adjective meaning (1) “sober,
grave, serious”; or (2) “coy in an affected way.” d e n i z a t i o n (= the action o f making a person a
denizen, i.e., a resident alien), a legal term dating
d e m u r r a b l e = that may be demurred to. Law from 1601, is sometimes incorrectly rendered den-
yers have traditionally spoken o f demurrable alle izenation.
gations, demurrable indictments, and the like—
e.g.: “There is authority for the position that the d e n o t e (= to mean; stand for) for denominate (=
indictment must be specific in charging the bur to give a name to; call) is a not uncommon error—
glarious intent, and is demurrable if it merely e.g.: “The issue can reasonably be denoted as [read
alleges an intent to commit ‘a felony.’ ” Rollin M. denominated, or better, called] one o f procedure.”/
Perkins & Ronald N. Boyce, Criminal Law 266 “M.Y.J. promised to pay $5,000 to Allegheny Col
(3d ed. 1982). lege by a writing denoted [read denominated] an
Estate Pledge.” See c o n n o t e .
d e m u r r e r ; d e m u r r a l ; d e m u r , n.; d e m u r r a g e .
A demurrer was a common-law pleading that d en o u n cem en t. See d e n u n c ia tio n .
sive authority, as opposed to what would ordi it means “revocation o f a will by a testator who
narily be considered binding authority. intends to replace it by another, effective will”
(CDL). The law regards as mutually dependent
dépeçage , n . Idep-d-sahj/y is a mid-20th-century the acts o f destroying one will and o f substituting
borrowing from French law. It derives from the another in its place, when both acts are parts o f
French verb dépecer ( = to cut up, dismember), one plan. The two acts are thus “related,” or
and it means "choice o f law issue by issue; the relative.
practice o f applying rules o f different jurisdictions We might wish for a less monstrous phrase,
to different issues in a legal dispute”—e.g.: "For such as conditional revocation: “The name o f this
a long time, courts and writers agreed that a doctrine [dependent relative revocation] seems to
choice-of-law involved a choice o f a ‘governing* me to be somewhat overloaded with unnecessary
legal system rather than o f an individual rule. polysyllables. The resounding adjectives add very
Much o f this ideology remains intact in the lan little, it seems to me, to any clear idea o f what is
guage o f the courts. But it is increasingly recog meant. The whole matter can be quite simply
nized that it is always a rule rather than a legal expressed by the word ‘conditional.’ ” In re Hope
system to which we are referred . . . . [T]he im Brown, [1942] P. 136, 138 (per Langton, J.).
plementation o f this finding has been called depec-
age or scission .” Albert Ehrenzweig, Conflicts in d e p la n e . This word, like inplane and reinplane,
a Nutshell 219 (2d ed. 1970)./ uDepecage occurs is characteristic o f airlinese, a relatively new
where the rules o f one legal system are applied brand o f JARGON. Careful writers and speakers
to regulate certain issues arising from a given stick to time-honored expressions like get off, get
transaction or occurrence, while those o f another on, and get on again. See in p la n e.
system regulate the other issues. The technique
permits a more nuanced handling o f certain d e p o n e . See d e p o se .
multistate situations and thus forwards the policy
o f aptness.” Arthur T. von Mehren, Special Sub
d e p o n e e . See d e p o n e n t.
stantive Rules for Multi-State Problems, 88 Harv.
L. Rev. 347, 356 n.24 (1974).
d e p o n e n t ( = one who testifies by deposition) is
d e p e n d e n ce ; d e p e n d e n cy . These variants have sometimes incorrectly rendered deponee, deposee,
undergone d i f f e r e n t i a t i o n . Dependence is the and even deposer—e.g.: “It is ordered that each
general word meaning (1) “the quality or state o f deponee [read deponent] produce at his deposition
being dependent”; or (2) “reliance.” Dependency is only those items in his custody and described in
a geopolitical term meaning “a territory under the subpoena duces tecum.”/ “The Superior
the jurisdiction of, but not formally annexed by, Court’s decision was silent as to plaintiffs ques
a nation.” (See territo ry .) These words are com tions to both deposees [read deponents] . . . .”
monly misspelled -ance, -ancy. Matheson v. Bangor Publishing Co., 414 A.2d
1203, 1205 (Me. 1980)./ “We find no error in the
d e p e n d e n t, n.; d ep en d a n t, n. The older spelling trial judge’s ruling that excluded from being read
is -ant. The OED notes: “from the 18th c. often to the jury . . . his own introductory comments
(like the adj.) spelt dependent, after L.; but the during the deposition proceeding. In fact, their
spelling -ant still predominates in the [noun].” inclusion would have, it seems to us, given inordi
W10 countenances -ent over -ant. The COD con nate weight and buttressed the deposer's [read
tinues the Oxonian preference for -ant, noting deponent's] testimony . . . .” State v. Harriston,
that -ent is chiefly American. Certainly the British 253 S.E.2d 685, 688 (W.V. 1979). See affirm an t.
d i f f e r e n t i a t i o n in spelling between the adjec
tive ((dependent) and the noun (dependant) is a d e p o rt; d isp o rt. The latter word is sometimes
useful one; but American writers cannot be confused with the former, which means (1) “to
faulted for using the -ent spelling for the noun. behave (oneself)”; or (2) “to banish, remove.” The
latter is a reflexive verb meaning “to display one
d e p e n d e n t rela tiv e r e v o c a tio n . “The doctrine self sportively.”
o f dependent relative revocation is basically an
application o f the rule that a testator’s intention d e p o r ta tio n ; d e p o rtm e n t. Both derive ulti
governs; it is not a doctrine o f defeating that mately from L. deportare (= to carry off, convey
intent.” This phrase, common in the American away), but to say that these words have under
and British law o f wills, confuses all but special gone d i f f e r e n t i a t i o n is a great understatement.
ists in wills and estates. It has nothing to do Deportation = the act o f removing (a person) to
with revoking one’s dependent relatives; rather, another country; the expulsion o f an alien from a
depravity 267
d ep o rte e. See -EE. thorities on usage have agreed through the years
that depositary is the better term in reference to
persons with whom one leaves valuables or money
d ep o rtm e n t. See d e p o rta tio n .
for safekeeping, and that depository is preferred
in reference to places. The Uniform Commercial
d e p o s e ; d e p o n e . In legal contexts, to depose (v.i.)
Code, however, contains the term depositary
is to bear witness or testify, or (v.t.) to take a
bank, and this phrase has therefore become com
deposition o f someone. Depose also has the histori
mon. E.g., “Depositary banks rely on a strict set
cal meaning “to dethrone or kill (a king).” Depone,
o f rules to know when a check has been accepted
a relatively rare word meaning “to testify,” ought
or dishonored.” Following is an example o f the
to be considered a n e e d l e s s v a r i a n t .
traditional use o f depositary: “The depositary in
Krapp recorded depose as being used in legal
escrow . . . has the absolute duty to carry out the
contexts for “to state”—e.g.: “The witness deposes
terms o f the agreement.” In re Missionary Baptist
that he has seen . . . ” George P. Krapp, A Com
Found., 792 F.2d 502, 504 (5th Cir. 1986).
prehensive Guide to Good English 188 (1927).
Depository has continued to be used consis
Actually, today that sense survives in AmE only
tently o f places. E.g., “The Nuclear Waste Policy
in the doublet deposes and states or deposes and
Act o f 1982 . . . is a comprehensive statute pro
says, a common phrase in affidavits. But in BrE
viding for the establishment by the Department
it has more currency—e.g.: “[T]he manufacturer’s
o f Energy o f a geologic depository for the disposal
secretary was called and deposed that in the pre
o f high-level radioactive waste.”
vious six years the manufacturer had treated by
Depositee is a n e e d l e s s v a r i a n t o f depositary—
a similar process 4,737,600 o f these garments
e.g.: “A depositee [read depositary] who made
. . . .” Grant v. Australian Knitting Mills Ltd.,
away with the thing was liable ex deposito . . . .”
[1936] A.C. 85, 95 (per Lord Wright).
W.W. Buckland, A Text-Book o f Roman Law 709
But the more common use today is the transi (1921).
tive one— e.g.: “The defendant’s attorney then de
posed the plaintiff.” As that example illustrates, d e p o sitio n . A. As Verb. Deposition should not
American lawyers today almost invariably say
be used as a verb in place o f depose. E.g.,“After
that the lawyer deposes the witness, not that the
they were depositioned [read deposed], they were
deponent deposes. In the following sentence, then,
asked to come forward with the relevant dis
a lawyer would have put the verb into p a s s i v e
coverable documents.” See d e p o se .
v o i c e : “If [the witness] has not deposed [read
B. As Noun. In its legal senses, as the noun
been deposed], the other lawyer won’t be able to corresponding to depose, the word deposition =
emphasize his pain and suffering by reading the
(1) a witness’s out-of-court testimony that is re
questions and answers to the jury.” Joseph C.
corded by a court reporter and reduced to writing
Goulden, The Million Dollar Lawyers 107 (1978).
for later use in court; (2) the session at which
For lawyers, the nonlegal sense (“to dethrone”)
such out-of-court testimony is recorded; or (3) in
occasionally causes m i s c u e s — e.g.: “President
ecclesiastical law, a penalty by which a member
George B u sh . . . again urged that President Sad
o f the clergy may be divested o f a patronage or
dam Hussein be deposed, saying ‘It’s only terror other dignity. Deposition serves as the noun for
that’s keeping him in power.’ ” Marines Replace
both depose and deposit. “The landfill sites were
Iraqis in North, Int’l Herald Tribune, 27-28 April physically unsuitable for hazardous-waste deposi
1991, at 1. That is so especially in contexts involv
tion [= the act o f depositing].”
ing trial preparation—e.g.: “The judge in the drug C. Oral deposition . This phrase is not a R E D U N
and racketeering trial o f Gen. Manuel Antonio
D A N C Y because, under most court rules, it is possi
Noriega privately questioned an important prose
ble to take a deposition upon written interrogato
cution witness this afternoon to determine ries (sometimes called a deposition on written
whether the witness lied when he testified against
questions).
the deposed Panamanian leader last fall.” Larry
Rohter, Judge Examines Truthfulness o f Noriega
d e p o s ito ry . See d e p o s ita ry .
Witness, N.Y. Times, 26 March 1992, at A8.
The former is the con
d e p ra v ity ; d e p ra v a tio n .
d eposee. See d ep o n e n t. dition o f being depraved or corrupt; the latter is
the act or process o f depraving or corrupting. Cf.
d ep o ser. See d ep o n e n t. d e p riv a tio n .
268 deprecate
“If the perpetrator o f this fraud is the counsel in legal requirement o f desegregation is ordinarily
the case, then, as an officer o f the court he has observed in legal usage, but the distinction may
offended and may be punished for a derogation be important in understanding the constitutional
from professional integrity.” See d e g r a d a t i o n . law o f race and the schools. Certainly it would be
useful, in reference to schools in the U.S., if we
d e s c e n d , v.i.; d i s t r i b u t e . In the legal idiom re distinguished between court-ordered desegrega
lating to intestacy, real property is said upon tion ( = the abrogation o f policies that segregate
death to descend ( = to pass) to the heirs. E.g., “If races into different institutions and facilities) and
it is a remainder in fee simple it will descend on court-ordered integration ( = the incorporation o f
the death o f the remainderman intestate to his different races into existing institutions for the
heirs.” Cornelius J. Moynihan, Introduction to the purpose o f achieving a racial balance).
Law o f Real Property 139 (2d ed. 1988). Personal
property, by contrast, is distributed to the intes d eserts. See j u s t d eserts.
tate’s next-of-kin. Hence the phrase statute o f
descent and distribution contains no r e d u n d e s h a b ille . See d is h a b ille .
d a n c y . See d e s c e n t ( b ) . For more on heirs, next-
that when the first trust was consolidated with century n e o l o g i s m that has proved useful in le
the Union Trust Co., the office o f trustee, under gal contexts. E.g., “The detainee must be promptly
the terms o f the will, thereby automatically be brought before a magistrate for a probable cause
came vacant and that the successor, from that determination.” See -EE.
time on, acted as trustee de son tort” See ex
m alefício . d e t a in e r. See d e t e n t i o n & -e r (B).
mainders posed a threat to the stability o f English “A possibility o f reverter is the future interest left
family settlements o f land and the conveyancing in one who creates a fee simple conditional or a
bar set to work to circumvent the destructibility fee simple determinable.” (See f e e s i m p l e ( f ) . )
detinuit 271
award constituted the employment as one that B. Determine (whether) (if). Determine if is
was determinable [read terminable] on a day’s now regarded as inferior to determine whether in
notice.” (Aus.) formal writing. The latter phrase is five times
The following sentences illustrate sense (2): more common in American judicial opinions.
“The applicant has a determinable physical im
pairment that can be expected to result in death.”/ d e te rm in e r; d eterm in a n t. Both mean “that
“To have standing under the Clayton Act, an which determines.” Preference might be given to
antitrust plaintiff must demonstrate that the ex the Anglo-Saxon suffix -er, but one could not be
tent o f his injury is determinable and not faulted for using either term: euphony should be
speculative.”/ “This court affirmed the dismissal the determiner. E.g., “Much has been written
o f the federal claims, but held that the validity o f about the determinants o f foreign policy in the
the state-law claims was a matter o f state law new states o f Africa.” Only determiner suffices
best determinable by the state courts.” when the word is an agent noun meaning “a
person who determines.”
d e term in a cy , the correct form, is sometimes in
correctly rendered determinancy. E.g., “A number
o f jurisdictions have increased markedly the de- d e te rre n t, n.; d e te r r e n c e ; d eterm en t. A deter
terminancy [read determinacy] with which sen rent is that which deters, that is, inhibits or dis
tences are set.” courages. Deterrence is preventing by fear. De
terment is the act or fact o f deterring.
d eterm in a n t. See d eterm in e r.
d e th ro n e ; d ise n th ro n e . The latter is a need
d eterm in a te, adj., = having defined limits; less VARIANT.
definite; conclusive. Determinate sentencing came
in response to the phrase indeterminate sentenc d etin et. See d etin u it.
ing, which denotes a practice that was common
in the U.S. up until the early 1970s (no specific
time being set for prison sentences, e.g., “ 10 to d etin u e; re p le v in ; tr o v e r. Detinue and replevin
20 years”). E.g., “A determinate jail sentence for are common-law remedies for the specific recovery
disobedience o f a negative injunction is usually o f personal property. Detinue developed from the
considered to be improper in civil contempt ac writ of debt to provide for the return o f wrongfully
tions.” The adverb determinately is sometimes detained goods (even if not wrongfully taken). The
confused with determinedly ( = with determina losing defendant had the option, at common law,
tion). o f returning the property or paying the plaintiff
an amount equal to its value, as determined at
d e te rm in a tio n o f w h e th e r. The preposition of trial. Detinue still exists in many American juris
is unnecessary. See w h e th e r. dictions but was statutorily abolished in England
in 1977 (and replaced by the tort o f wrongful
d eterm in e. A. A rchaic Sense. Used without a interference with goods).
direct object, determine in legal prose is an a r c h a Replevin originated as an action to test the
i s m in the sense “to terminate; bring or come to an
legality o f another’s seizure o f goods {distraint,
end.” E.g., “He had a determinable [q.v.] estate; it q.v.). In England, it has been restricted to this
was never determined; he died owning it, and now particular situation, whereas in the U.S. replevin
after the determination o f the trust it is part o f has become an available remedy for any case of
the intestate estate, to be distributed as such.”/ wrongful taking o f chattels.
“I f no issue o f her body then survive, then all the Trover is a common-law remedy for compensa
principal o f said estate then remaining shall be tory damages for conversion o f personal property.
divided among my heirs-at-law in proportion to See c o n v e rsio n .
their heirship and upon the principal o f said fund
being distributed in accordance with the direc d e tin u it; d etin et. These common-law actions
tions o f this clause, then said trust shall cease have deceptively similar names. Detinuit (lit., “he
and determine.” Nonlawyers are likely to be con has detained”) = an action o f replevin in which
fused by this legalistic usage; hence a simpler the plaintiff already possesses the goods sued
wording might often be called for—e.g.: “The trust upon. Detinet (lit., “he detains”) = an action alleg
shall terminate [or end]” ing simply that the defendant is wrongfully with
On the use o f the verbose phrase cease and holding money or chattels.
272 detoxicate
d e t o x ic a t e ; d e t o x ify . Detoxify is prevalent in “rare.” The OED Supp. (1972) deleted the tag on
AmE, detoxicate in BrE. deviant and cited many examples in the sense
“deviating from normal social standards or behav
d e t ra c tiv e ; d e t ra c to ry .The latter is a n e e d ior.” The word is common in legal writing: “The
less V A R IA N T o f detractive (= tending to detract; government failed to present the expert testimony
defamatory). necessary to establish that the photographs would
appeal to the prurient interest o f a clearly defined
d e t r i m e n t a l r e l i a n c e = reliance [usu. on anoth deviant group.”
er’s promise or representation] that turns out to W3 records deviate as an adjective, and it is,
be disadvantageous or to cause a loss. Though it unfortunately, common in American legal prose:
is now a fundamental term in contract law, it did “The hospital and morgue staff all testified that
not begin appearing in legal discourse until the no deviate sexual intercourse was performed on
mid-20th century. Today, o f course, it is common complainant while she was under their care and
place— e.g.: “For detrimental reliance seems to be control.” Even so, deviate (adj.) is a N EE D LESS
the key to promissory estoppel, and it is also, of v a r i a n t o f deviant, the preferred adjective.
course, one o f the twin legs o f the doctrine o f Deviant is often used in figurative senses; for
consideration.” P.S. Atiyah, An Introduction to the example: “Deviant rulings by circuit courts o f ap
Law o f Contract 125 (3d ed. 1981)./ “Detrimental peals, particularly in apparent dicta, cannot gen
reliance by the promisee can therefore give rise erally provide the justified reliance necessary to
to a proprietary estoppel even though no benefit warrant withholding retroactive application o f a
is conferred on the promisor.” G.H. Treitel, The decision construing a statute as Congress in
Law o f Contract 126 (8th ed. 1991). tended it.”
B. As Nouns. Both deviate and deviant are used
d eu tero g am y . See b ig a m y . as (generally pejorative) nouns meaning “a person
who, or thing which, deviates, esp. from normal
d e v a s t a v i t ; d e v i s a v i t . These terms are easily social standards or behavior; spec., a sexual per
confusable; they call for explanation in m odem vert” (OED). Deviate, which is slightly more com
contexts. Devastavit (L. “he has wasted”) = the mon, ought to be accepted as standard. A few
failure o f a personal representative to administer writers use deviationist, but that word is uncom
a decedent’s estate promptly and properly. E.g., mon enough to be labeled a n e e d l e s s v a r i a n t .
“The writ may be used to enforce the personal
liability o f an executor or administrator, where a d e v ia tio n . See d e v ia n ce .
devastavit has been committed.” See w a s t e .
Devisavit is invariably used in the phrase devi d ev il, in BrE usage, has an interesting sense:
savit vel non (L. “he devises or not”), which in “a junior legal counsel working for a principal”
former practice was an issue sent from an equity (SOED). E.g., “The term ‘devil’ is a regular and
or probate court to a court o f law to determine serious name [in England] for a young barrister
the validity o f a purported will. E.g., “One may, who, in wig and gown, serves without compensa
upon an issue o f devisavit vel non, prove that tion and without fame, often for from five to seven
a part o f the executed instrument was not the years, supplying a junior with ammunition.”
testator’s will.” See v e l n o n . Henry S. Drinker, Legal Ethics 18 (1953).
The term is also used as a verb, usu. in the
d e v i a n c y ; d e v i a t i o n . The general
d e v ia n c e ; phrase to devil for (a principal). E.g., “He devilled
term for “an act or instance o f deviating” is devia for his uncle, was made counsel to the Commis
tion <a ship’s deviation from its voyage route> sioners o f Customs in 1840, and soon got a good
<deviation from orthodox religion>. E.g., “Pioneer practice on circuit and at Westminster.” 16 Wil
contends that, in proceedings under section liam Holdswerth, A History o f English Law 155
10207, a charitable corporation must be given (1966)./ “Judges and advocates who were trained
an opportunity to correct its deviation from its in those days . . . had to spend four years gaining
articles, as it would if the proceedings were quo an honours degree, followed by two years unpaid
warranto.” Deviation is more neutral in connota work apprenticed to a solicitor and ‘devilling* for
tion than deviance, which means “the quality or an advocate.” Robert Porter, Fraud Case Fuels
state o f deviating from established norms, esp. in Rumour in Gay Scandal, Sunday Telegraph, 21
social customs.” Deviancy is a n e e d l e s s VARIANT. Jan. 1990, at 2.
d ev ia n t; d ev ia te. A. As Adjectives. Deviant is d e v isa b ility ; d iv isib ility . The former means
normal. The first edition o f the OED (1928) la “the capability o f being devised or bequeathed”;
beled both o f these adjectives “obsolete” and the latter means “the capability o f being divided.”
devolution 273
o f anything to descend or fall upon (anyone)” “The court stated that the word ‘opry’ is a dialec
(id.). “It may be convenient to deal first with tical [read dialectal] variation o f ‘opera,’ which
the devolution o f that appointive power.”/ “The has been in common use from the eighteenth
circumstance that the settlor specifically reserved century to the present, and that ‘opry* has been
a power to appoint a taker means, if it means and is now used to describe a show consisting of
anything, that she wanted to affirm and empha country music, dancing, and comedy routines.”
size that she desired to retain control o f her prop Dialectical = o f or relating to logical argument,
erty up to the time o f her death and to direct historical development, or the resolution o f con
its devolution thereafter.”/ ‘T h e reasoning for so tradictory ideas. The term is usually confined to
deciding is that devolution o f property o f a dece philosophical contexts. As an adjective, dialectic
dent is controlled entirely by the statutes o f de is a n e e d l e s s v a r i a n t o f dialectical.
scent and distribution.” O f course, dialectic is useful as a noun in several
senses related to the following core meaning: “a
The former is the
d e v o lu t iv e ; d e v o lu t io n a r y . technique o f reasoning or arguing by juxtaposing
preferred adjective corresponding to the noun de and then resolving contradictory ideas or posi
volution, q.v. “The Viators took a devolutive ap tions.”
peal from the judgments against them in the trial
court.” (La.) Devolutionary is a N E E D L E S S VARIANT. d i a l o g ( u e ) ; d u o l o g u e . Dialogue = (1) a conver
sation between two or more persons; or (2) the
d e v o l v e = (1) v.t., to pass on (duties, rights, or exchange o f ideas. The longer spelling is pre
powers) to another; or (2) v.i., to pass to another ferred. (Cf. c a t a l o g ( u e ) . ) Duologue, a rather un
by transmission or succession. In sense (2), the common term, means “a conversation between
verb takes the preposition on, upon, or to. E.g., two persons only.”
“Where a person has been held to answer a crimi
nal charge it devolves upon [or on or to] the state’s d ic ta . See d ic t u m .
attorney to duly prosecute the charge regardless
of his personal views.” See b e q u e a t h ( a ). d ic t a t r ix . See s e x is m ( c ).
ways been accepted as authoritative on this as Court.” P.S. Atiyah, Law and Modern Society
pect o f the law.” (Eng.) See obiter dictum . 135 (1983).
B. Types Other Than obiter dictum . Obiter • “Later dicta, as well as a decision at first in
dictum is not the only type o f dictum. Black*s stance, support Romer L .J/s view . . . .” G.H.
notes also simplex dictum (= ipse dixit, q.v.) and Treitel, The Law o f Contract 893 (8th ed. 1991).
gratis dictum ( = a statement made by a party,
but not obligatorily). One can safely assert that D. A rticles with. In the legal idiom, dictum
dictum as used in modem legal writing almost generally does not take an article unless the arti
never stands for either o f these highly specialized cle is acting as a d e i c t i c t e r m . E.g., “The dictum
terms. in the principal case is derived from the treatment
Still another type— an important one—is judi o f mistakes in revocation.” Usually, however, the
cial dictum, which refers to an opinion by a court article is unnecessary: “The court o f appeals cor
on a question that is directly involved, briefed, rectly identified a dictum [read dictum] in Brown
and argued by counsel, and even passed on by the v. United States as the source o f what has become
court, but that is not essential to the decision. known as the 'substitute facilities doctrine/” /
See Cerro Metal Prods, v. Marshall, 620 F.2d 964, “Counsel inform us that this court has never an
978 n.39 (3d Cir. 1980). Thus judicial dictum swered the question, and that they are confident
differs from obiter dictum because it results from in asserting that the point has not been directly
considered controversy, whereas obiter dictum is passed upon in the United States and that any
more in the nature o f a peripheral, off-the-cuff reference to this question o f law in any case is
judicial remark. See Peter J. Bonani, Note, Judi pure dictum.” In short, the word is sometimes a
cial Dictum Versus Obiter Dictum, 16 Temple c o u n t n o u n but is usually not.
U.L.Q. 427, 431 (1942). And judicial dictum car E. Lay Sense. In general nonlegal contexts, dic
ries more weight: “Judicial dictum has been held tum often means (1) “a statement o f opinion or
binding precedent even by modem day liberal belief held to be authoritative because o f the dig
courts/ Obiter dicta [read Obiter dictum] on the nity o f the person making it”; or (2) “a familiar
other hand . . . is not binding authority though rule.” In these lay senses, dictum takes an article.
it may be persuasive.” Wolf v. Meister-Neiberg, E.g., in sense (2): “It is a familiar dictum that the
Inc. 551 N.E.2d 353, 355 (111. App. Ct. 1990). law will scrutinize with jealous care all transac
C. Number. Dictum is the singular form o f tions between parties who stand in confidential
dicta, which in law are “remarks made in a judi relations.”
cial opinion that are not binding law.” The plural
form dicta is frequently misused as a singular d ic tu m p a g e . See p in p o in t c it a t io n .
noun— e.g.: “[T]his was dicta [read dictum].” Wil
liam F. Walsh, A Treatise on Equity 446 n.78
d ie t it ia n ; d ie t ic ia n . The former spelling is pre
(1930)./ “The above-quoted dicta [read dictum] in
ferred.
Stack v. Boyle is far too slender a reed on which
to rest this argument.” U.S. v. Salerno, 481 U.S.
739, 753 (1987). d ie w i t h o u t i s s u e . This phrase is ambiguous:
Able writers generally have no difficulty getting does it mean to die without ever having had issue,
the number correct—e.g.: or to die without having surviving issue? Further,
o f course, the word issue is itself the source o f
• “[T]he numerous dicta in this case were re much a m b i g u i t y . See i s s u e ( e ) .
peated some years later and gained force in the
repetition.” Theodore F.T. Plucknett, A Concise d i f f e r ( f r o m ) ( w i t h ) . To differ from is to be
History o f the Common Law 467 (5th ed. 1956). unlike, whereas to differ with is to express a
• “Pioneer contends that the Constitution o f the divergent opinion. E.g., “With respect to legacies
United States compels us to follow here the out o f the personal estate, the civil law, which in
dictum in the College o f California case; it is this respect has been adopted by courts o f equity,
settled, however, that judicial decisions may be differs in some respects from the common law in
overruled and dicta disapproved without vio its treatment o f conditions precedent.”
lating either the due process clause or the con
tract clause o f the Constitution.” In re Los
d iffe r e n c e . See d i f f e r e n t i a l ( a ).
Angeles County Pioneer Society, 257 P.2d 1, 9
(Cal. 1953) (per Traynor, J.)
• “Fully considered dicta in the House o f Lords d i f f e r e n t ( f r o m ) ( t h a n ) . Different than is often
are usually treated as more weighty than the considered inferior to different from. The problem
ratio o f a judge at first instance in the High is that than should follow a comparative adjective
276 differentia
(e.g., larger than, sooner than, etc.), and different E.g., “The only differentia that can exist must
is not comparative— though, to be sure, it is a arise, if at all, out of the fact that the acts done
word o f contrast. Writers should generally prefer are the joint acts o f several capitalists, and not o f
different from . Than implies a comparison, i.e., a one capitalist only.” (Eng.)/ “The question in every
matter o f degree; but differences are ordinarily case is whether the tribunal in question has simi
qualitative, not quantitative, and the adj. differ lar attributes to a court of justice or acts in a
ent is not strictly comparative. E.g., “Minors are manner similar to that in which such courts act.
treated differently than [read from ] adults in the This is o f necessity a differentia that is not capa
criminal justice system.” ble o f precise limitation.” (Eng.) The plural is
Still, it is indisputable that different than is differentiae. Cf. d i s t i n g u i s h .
sometimes idiomatic, and even useful insofar as
different from frequently is not interchangeable d iffe r e n t ia b le . See -ATABLE.
with it, as here: “Corporate residency is different
for venue than for diversity purposes.” Also, dif d iffe re n tia l. A. F o r d ifferen ce . The OED re
ferent than may properly begin clauses, where cords the noun differential only in specialized
attempting to use different from would be so awk mathematical and biological senses. As a popular
ward as to require another construction: “The ized technicality, it was extended to mean “a dif
record establishes that Wakefield is a different ference in wage or salary.” E.g., “[P]ayment [may
person mentally and emotionally than he was be] made pursuant to . . . a differential based on
before his loss o f hearing.” any other factor other [sic] than sex.” Equal Pay
Where, however, from nicely fills the slot of Act, 29 U.S.C. § 206(d) (1) (1988) (emphasis
than, it is to be preferred: “The fact that the added).
injury occurred in a different manner than [read The intrusion o f this word into the domain o f
from ] that which might have been expected does difference should stop there, however. The follow
not prevent the chauffeur’s negligence from being ing use o f differential was ill advised: “Most of
in law the cause o f the injury.” Palsgraf v. Long the foreign news reaches this country at the City
Island R.R., 162 N.E. 99, 104 (N.Y. 1928) (An o f New York, and because of this, and o f time
drews, J., dissenting)./ “If the testator makes a differentials [read differences] due to the earth’s
gift o f property that is o f a different nature than rotation, the distribution o f news matter through
[read from ] that of the property bequeathed, an out the country is principally from east to west.”
application of the doctrine o f ejusdem generis B. As A djective. Differential, adj. = (1) of, ex
gives rise to a presumption that he did not intend hibiting, depending on, a difference; or (2) consti
to adeem.” The Oxford Guide (p. 102) notes that tuting a specific difference. The adjective is not
when the adverb differently is used, than is “espe nearly as often misused as the noun (see (A )
cially common . . . and has been employed by above): “Differential treatment o f parties who are
good writers since the seventeenth century.” E.g., similarly situated raises questions about whether
“A civil-rights suit is to be treated no differently the agency is administering its program in a fair,
than any other civil action.” impartial, and competent manner.”/ “I am unhap
Different to is a common British construction, pily aware that this ruling will create anomalies
unobjectionable when used by British writers: “He through differential recognition o f the acts o f
may say that the other has wholly failed in perfor judges appointed respectively before and after
mance and given him a thing different in kind to U.D.I.” (Eng.)/ “This tactic enables the court to
that which was bargained for, or o f no substantial characterize state goals that have been legiti
value.” (Eng.) mated by Congress itself as improper solely be
Not infrequently, writers will use different su cause it disagrees with the concededly rational
perfluously with other than: “The right o f the means o f differential taxation selected by the leg
district court to require the commissioners’ court, islature.”
by mandamus, to place a different [delete] valua C. A nd deferential . These near-homophones
tion on the property o f the railway company other sometimes trip up semiconscious writers and
than the value theretofore placed on said property speakers. Deferential = showing deference; re
by the commissioners’ court is discussed in the spectful.
case of Dillon v. Baue.n
d iffe r e n t ia t e . See d e lin e a t e .
d iffe re n tia (= a distinguishing mark or charac
teristic) is a technical biological term that was D i f f e r e n t i a t i o n is the linguistic process by
long ago appropriated by legal writers, although which words o f common etymology gradually di
often it is used merely to mean “a distinction.” verge in meaning, each taking on a distinct sense.
The term is more common in BrE than in AmE. An appreciation o f this linguistic virtue is essen
diminished 277
tial to the true stylist. Meanwhile, that apprecia be attained only where counsel acts in the role o f
tion can lead to a continual disenchantment with an active advocate in behalf o f his client, as op
the forces that are exerted on language. posed to that o f amicus curiae; the no-merit letter
Richard Grant White, a 19th-century usage and the procedure it triggers do not reach that
critic, extolled the virtue o f differentiation while dignity.7 “The duty that Botkin owed defendant,
condemning the vice o f SLIPSH O D EX TEN SIO N : “The in making those payments, was o f a dignity with,
desynonymizing tendency o f language enriches it if not superior to, any that he owed to plaintiff.”
by producing words adapted to the expression
o f various delicate shades o f meaning. But the d iju d ica te . See a d ju d g e .
promiscuous use o f two words each o f which has
a meaning peculiar to itself, by confounding dis d ila p id a tio n . So spelled; delapidation is a com
tinctions impoverishes language, and deprives it mon misspelling.
at once o f range and o f power.” Richard G. White,
Words and Their Uses, Past and Present 161 (2d d ila t(a t)io n . The better noun form o f the verb
ed. 1872). to dilate, from an etymological point o f view, is
Legal scholars, too, have warned o f what hap dilatation. But dilation is common in AmE medi
pens when writers lose any sense o f differentia cal contexts. In other senses, dilatation ( = [1]
tion: “If two words have each a precise sense the speaking or writing at length; or [2] expansion) is
one including the other, as sanctions are a class better—but it is a bookish term.
o f motives, to confuse them is to impoverish the As for the medical term, there is a misconcep
language.” W.W. Buckland, Some Reflections on tion afoot that dilation o f the eyes means “constric
Jurisprudence 89 (1945). tion or narrowing o f the pupils,” when in fact just
the opposite is meant. To dilate on a subject is to
d iffe re n tly th an . See d iffe r e n t (fro m ) (than ). expand on it, and for one's pupils to dilate (e.g.,
from being in the dark or from the use o f certain
d iffe re n t th an . See d iffe r e n t (fro m ) (than ). drugs) is likewise for them to enlarge.
d ig n ity exists in law in a sense obsolete in nonle- d im in ish e d , n., in BrE, means “a criminal de
gal contexts. It is used to mean “rank; magni fense— recognized at common law in Scotland
tude,” esp. in the phrase o f constitutional dignity. from 1867 and introduced into English law in
E.g., “A statute and a constitution, although of 1957—that allows one who is on the borderline of
unequal dignity, are both laws, and rest on the insanity to receive a comparatively light sen
will o f the people.”/ “The constitutional require tence.” The word is short for diminished responsi
ment o f substantial equality and fair process can bility— e.g.: “The defence o f ‘diminished' (as it is
278 diminution
sometimes abbreviated in informal speech) has rect examination, by convention, is not hyphen
the superficial attraction o f offering an escape ated. See d ir e c t & cro ss-e x a m in a tio n .
from the m ad-bad dichotomy.” Glanville Wil
liams, Textbook o f Criminal Law 624 (1978). d ir e c tio n . See ju r y in stru ctio n .
d ire c t e d v e rd ic t ; in s tr u c t e d v e r d i c t . The
d ir e c to r ia l, not directoral, is the adjective cor
phrases are synonymous. The Federal Rules o f responding to director—e.g.: “[T]he rule’s de
Civil Procedure use directed verdict. Both phrases tractors recognize that it is not a complete bar
exemplify h y p a l l a g e , inasmuch as the jury, and to judicial review o f directoral [read directorial]
not the verdict, is what is directed or instructed. decision-making.” Julia V. Parry, Special Litiga
tion Committees and the Business Judgment Rule,
d ir e c t e s t o p p e l. See c o l l a t e r a l e s t o p p e d ( b ). 14 Conn. L. Rev. 193, 198 (1981).
different: directory is opposed to mandatory and affirmation. The COD recommends -tion, but W10
is only a little stronger than precatory, q.v.: “Stat records only -ance, a common form in AmE. Try
utes that regulate and prescribe the time in which as we might for consistency, we are unlikely to
public officers shall perform specified duties are achieve it here: disaffirmation is better, but disaf
generally regarded as directory only.” firmance cannot be strongly criticized. E.g., “[A]
In the following sentence, directional (= of or guarantor for a minor remains bound although
relating to, or indicating, spatial direction) is the minor principal may be discharged by disaf
wrongly used for directory: “The sentence is a firmance” Gervis v, Knapp, 43 N.Y.S.2d 849, 850
directional [read directory] provision indicating (N.Y. Sup. Ct. 1943)./ “[T]he defense o f fraud
when and how she is to receive the payments.” at law was ineffective in cases where there was
Coker v. Coker, 650 S.W.2d 391, 395 (Tex. 1983) nothing to return unless a rescission or disaf
(Spears, J., dissenting). firmance o f the contract was established.” William
F. Walsh, A Treatise on Equity 497-98 (1930).
d ire c t re s s ; d ir e c t r ix . See s e x is m ( c ).
d i s a p p o i n t ( o f ) ( i n ) . Disappoint is used in legal
d irt is a jocular, self-effacing dysphe-
la w y e r contexts in a sense rare in lay contexts, namely,
mism in AmE for a real-estate lawyer. “to deprive; to frustrate in one’s expectations.”
E.g., “A court o f equity will then sequester the
d is a b ilit y . A. A nd liability; inability, These benefits intended for the electing beneficiary, to
words, which overlap only slightly but are some secure compensation to those persons whom his
times confounded, are best sharply distinguished. election disappoints.7 “The courts will not disap
Disability = (1) the lack o f ability to perform point the interest o f those for whose benefit the
some function; or (2) incapacity in the eyes o f the party is called upon to exercise the power.”
law. Liability = (1) probability; (2) a pecuniary Usually the term disappointed refers to heirs
obligation; (3) a drawback; or (4) a duty or burden who take neither an intestate share o f an estate
lia b ility for military service>. Inability = the nor a share by will. E.g., “Under such circum
lack o f power or means. stances, the gift to the class is implied, and the
B. And disablement. Disablement = (1) the testator could not have intended the objects o f the
action o f crippling or incapacitating; or (2) the power to be disappointed o f his bounty by the
imposition o f a legal disability. Here sense (1) failure o f the donee to exercise such power in
applies: “Under a credit insurance policy the bene their favor.” To be disappointed in a thing, as
ficiary is the creditor and, upon the death opposed to o f it, is to have received or attained it
or disablement o f the insured, the benefits or but to consider it as not measuring up to one’s
proceeds o f the policy automatically accrue to expectations.
the creditor for the purpose o f discharging the Often disappointed is used as a past-participial
debtor’s financial obligations.” adjective: “He is known in the law as a disap
pointed legatee, and the doctrine o f acceleration
d is a b lin g s t a t u t e ( = a statute that curbs or o f remainders should be adopted at the expense
limits certain rights) is an antonym o f enabling o f disappointed legatees.”
statute only in the older sense o f the latter
phrase— i.e., a statute that grants certain rights. is an especially FO RM AL w o r d
d is a p p r o b a t io n
See e n a b l i n g s t a t u t e . meaning “disapproval.” It is perhaps allowable in
weighty contexts: “On the opening o f the cause,
d i s a d v a n t a g e , v.t., appears regularly in legal Lord Kenyon expressed his disapprobation o f the
writing, but generally only the past participial action; but his lordship permitted the cause to
form disadvantaged appears in lay writing, usu. proceed.” (Eng.) But in ordinary prose, this
functioning as an adjective <disadvantaged stu noun—like so many other BU R IED v e r b s ending
d e n ts Following are examples o f typical legal in -tion—leads to topheaviness: “Employees may
usage: “The statute disadvantages those who feel the need to sign the petition in order to
would benefit from laws barring racial, religious, curry favor with or avoid disapprobation [read
or ancestral discrimination.”/ “The state may no disapproval] by company officials.” See a p p r o b a
more disadvantage any particular group by mak tio n .
ing it more difficult to enact legislation in its
behalf than it may dilute a person’s vote.” d i s a p p r o v e , like approve, q.v., may be transitive
as well as intransitive— and is used transitively
d i s a f f i r m a t i o n ; d i s a f f i r m a n c e . For the word far more often in legal than in nonlegal writing—
meaning “repudiation,” the distinction drawn at e.g.: “We disapprove the dicta in that case.”/ “Con
affirmance (q.v.) would recommend the form dis- gress not only retained the legislative veto but
280 disassemble
phrases such as much to his discomfit, in which mental, not physical.” William B. Spawn (ABA
either discomfort or discomfiture is intended. president), in a speech before the North Carolina
Discomforture is incorrect for either discomfort State Bar in 1977 (as quoted in Joseph C. Goul-
or discomfiture— e.g.: “How does a court deter den, The Million Dollar Lawyers 286 n. (1978)).
mine whether a defendant is in fact maintaining See d i s c o v e r .
a nuisance on his property to the discomforture
[read discomfort or, more likely, discomfiture] o f d i s c o v e r y a b u s e is a broad term that covers
his neighbors?” C. Gordon Post, An Introduction many disparate things: “Thus it is useful to subdi
to the Law 105 (1963). vide ‘abuse’ into ‘misuse’ and ‘overuse.’ What is
referred to as ‘misuse’ would include not only
d is c o m fo r t. See d is c o m f it (u r e ). direct violation o f the rules, as by failing to re
spond to a discovery request within the stated
d is c o m m e n d is the opposite o f recommend, not time limit, but also more subtle attempts to ha
o f commend. rass or obstruct an opponent as by giving obvi
ously inadequate answers or by requesting infor
The preferred
d is c o n c e r t io n ; d is c o n c e r t m e n t .
mation that clearly is outside the scope o f
noun corresponding to the verb to disconcert is discovery.” Charles A. Wright, The Law o f Federal
disconcertion. Courts 542 (4th ed. 1983).
“Discovery overuse,” by contrast, refers to “ask
ing for more discovery than is necessary or appro
d is c o n tin u a tio n ; d is c o n tin u a n c e ; d is c o n ti
priate to the particular case.” Id. And the term
n u ity . See c o n tin u a n c e .
overuse “can be subdivided into problems of
‘depth’ and o f breadth,’ with ‘depth’ referring to
d i s c o v e r , v.t., is generally obsolete in the sense
discovery that may be relevant but is simply ex
“to uncover, reveal,” except in legal j a r g o n —
cessive and breadth’ referring to discovery re
e.g.: “This rule does not protect a defendant from
quests that go into matters too far removed from
discovering facts indicating moral turpitude on the case.” Id.
his part unless they amount to a punishable of
fense . . . .” Eugene A. Jones, Manual o f Equity
d i s c r e t e ; d i s c r e e t . The former means “separate,
Pleading and Practice 23 (1916). The verb now distinct,” the latter “cautious, judicious.” Discreet
generally means “to find, detect.” See d i s c o v e r y .
is most commonly used in reference to speaking
For the use in which judges are said to “dis or writing. The usual error is to misuse discreet,
cover” the common law, see d e c l a r e .
the more common term in nonlegal language, for
discrete— e.g.: “Although Texas has moved away
d i s c o v e r a b l e , in American law, means “subject from a system o f submitting discreet [read dis
to pretrial discovery” d iscovera b le documents o f crete] fact questions on each element o f a claim
the corporations This sense goes beyond the gen or defense, Texas still employs broad form issues
eral meaning o f “ascertainable.” in virtually every case and does not allow the jury
to be informed o f the effect o f its answers . . . .”
d i s c o v e r t is not an opposite o f covert as ordi Frank Cicero, Jr. & Roger L. Taylor, Verdict
narily used— overt is. Discovert means “unmar Strategy, 17 Litigation 41, 42 (Summer 1991).
ried, whether widowed, divorced, or never having In the following quotations, though, the oppo
married,” or, more technically, “not subject to the site blunder is committed: “Consider again Pound,
disabilities o f coverture.” Acceptable in historical ante, p. 64, Hierarchy o f Sources and Forms in
contexts, the word is now obsolete because there Law. Compare Keeton’s discussion o f overruling
are no “disabilities o f coverture” (i.e., legal disabil precedents— rules vis-à-vis principles— ante, pp.
ities resulting from a woman’s being married). 839-40, with Pound. Is the average opinion writer
See c o v e r t . this discrete [read discreet]?”/“Mr. Bradshaw said
almost everything the group did locally was dis
d i s c o v e r y , as a term o f legal j a r g o n , means crete [read discreet].” Peter Applebome, Bloody
“disclosure by a party to an action, at the other Sunday's Roots in Deep Religious Soil, N.Y.
party’s instance, o f facts or documents relevant Times, 2 March 1993, at A8.
to the lawsuit.” E.g., “The English invented dis Discrete is sometimes used meaninglessly: “The
covery while casting about for a substitute for prosecution apparently made the strikes simply
torture for parties unwilling to reveal facts at in an effort to procure, from among those sum
issue in a lawsuit. Their idea was a good one; but moned and not disqualified, a jury that, under
the way it is carried out causes the litigants less the discrete [read peculiar?] facts o f this particu
torment only in the sense that their agony is lar case, would be least likely to be partial to
282 discretion
d isfra n ch is e ; d ise n fra n ch ise . Though the lat d is in ce n tiv e ; n o n in ce n tiv e . The former pro
ter is increasingly common, the former remains vides an incentive not to do something; the latter
the preferred form o f this word, meaning “to de is no incentive at all.
prive o f the right to exercise a franchise or privi
lege, esp. to vote.” E.g., “In a memorandum opin d is in fo rm a tio n ; m isin fo rm a tio n . These words
ion, the district court found that . . . there had are not synonyms. Disinformation = false infor
not been a showing that provisions disenfranchis mation deliberately created and spread <Soviet
ing [read disfranchising] those convicted o f crimes disinformation o f the 1960s>. Misinformation =
were based upon the racism present at the consti incorrect information.
tutional convention.”/ “In Toney, the registrar o f
the same parish misapplied Louisiana election d is in h e riso n . See d ish e riso n .
statutes in purging voter lists, resulting in the
disenfranchisement [read disfranchisement] o f d isin h e rit. See d ish erit.
many more blacks than whites.”/ “A path
breaking extension o f effective legal personhood d is in h e rita n ce . See d ish e ris o n & d ish e rit.
into the ranks o f hitherto disfranchised minors?”
Neil MacCormick, With Due Respect, TLS, 22 Jan. d isin te g ra tiv e ; d isin te g ra to ry . The latter is a
1993, at 3. N E E D L E S S VARIANT.
Kenya have disinvested and unemployment is “in confusion or disarray; broken up”; the latter
growing.” Andrew Hogg, Frightened Moi Vows He means “not having been organized” merely in the
Will Cull Democratic *Rats * Sunday Times, 8 negative, but not in the pejorative, sense.
July 1990, at 1-20. Divestment is also used in this
sense. See d i v e s t ( i t ) u r e . The longer form is a N EE D LESS
d is o r ie n t (a t e ).
o f the shorter—e.g.: “But people elect not
v a r ia n t
to lawyers— e.g.: “The court's resolution o f this T IO Nexists between these words. To be unsatis
case would be greatly simplified if it ruled only fied is to be less than completely satisfied,
on either o f these dispositive issues.” Dispository whereas to be dissatisfied is to be positively both
is a n e e d l e s s v a r i a n t — e.g.: “This negative type ered by the lack o f satisfaction. In law, when one
of evidence is not dispository [read dispositive] o f is in arrears, one's debts remain unsatisfied.
the guilt issue . . . .” Riley v. Sigler, 437 F.2d
258, 260 (8th Cir. 1971). d i s s e i s e ; d i s s e i z e . The preferred form o f this
In AmE and Scots law, dispositive is the usual legal word, meaning “to dispossess wrongfully,” is
word used in reference to testamentary plans, disseise. See s e i s e .
dispository again being a N E E D L E S S v a r i a n t —
e.g.: “The relevant dispository [read dispositive] These are the correlative
d is s e is o r ; d is s e is e e .
provisions o f the decedent’s will gave two million terms for the parties involved in disseisin ( =
dollars in real estate, securities or other property dispossession o f a person o f estates). E.g., “The
to the Hofheinz Family Trust No. 2 . . . .” Hof- disseisee o f goods, as well as the disseisee o f land,
heinz v. U.S., 511 F.2d 661, 662 (5th Cir. 1975). has a right in rem .7 “The dispossessed owner
In England, neither word is used in this way. o f land, as we have seen, could always recover
possession by an action; though deprived o f the
d isp o sito ry . See d isp ositiv e . res, he still had a right in rem. The disseisor
acquired only a defeasible estate.”/ “The equitable
d is p ro p o rtio n a te ; d is p r o p o r tio n a l. See p r o beneficiary o f a restrictive covenant has rights
p o rtio n a te . even against wrongful possessors, or disseisors, o f
286 disseize
the servient land that they shall not act contrary or does not approve or agree”; dissentient is the
to the terms o f the restrictive agreement.” See more usual form in BrE, because the term dis
seisin . senter (usu. with an initial cap.) has a special
religious and social meaning in British history
d isseize. See d isseise. (“i.e., one who dissents or refuses to conform—
specif., from the 17th c. on—to the tenets and
d issem b le; d isa ssem b le. The former means "to practices o f the Church o f England”). E.g., “Lewis
present a false appearance,” the latter “to take J., one o f the former dissentients, had become
apart.” C.J.” R.E. Megarry, A Second Miscellany-at-Law
140 (1973)7 “The real difference between the ma
d issen t, n.; d isse n sio n ; d is s e n tio n . Dissent re jority and the dissentients in Maunsell v. Olins
fers to a difference o f opinion, whether among was over the question whether there was an ambi
judges or others. A dissent, as opposed to dissent guity.” Rupert Cross, Statutory Interpretation 145
as an uncountable noun, refers to a dissenting (1976).
judicial opinion— e.g.: “Justices Frankfurter and
Roberts concurred in this dissent.” Samuel Bader, d isse n tin g ; d issen tien t, adj.; d isse n tio u s. Dis
Coerced Confessions and the Due Process Clause, sentient is sometimes used in BrE where dis
15 Brook. L. Rev. 51, 62 (1948)7 “The dissent senting would ordinarily appear in AmE. E.g.,
regards the interest in maintaining our nation’s “The agent was appointed to execute an instru
adherence to long-standing principles o f interna ment o f transfer on a dissentient shareholder’s
tional law as not compelling.” Finzer v. Barry, 798 behalf.” (Eng.)/ “In the court o f appeals the judge
F.2d 1450, 1464 (D.C. Cir. 1986). delivered a dissentient judgment in favor o f the
Dissension (the -sion spelling is preferred) re appellants.” (Eng.) The word is not unknown in
fers to contentious or partisan arguing. E.g., “The American legal writing: “Without retracting or in
contract terms had already been substantially any way departing from our former dissentient
executed when the dissension arose among those views, I concur in the action taken by the majority
jointly interested in the venture.” on the instant appeal. . . .” In re King's Estate,
Dissention is a mistaken form o f dissension— 66 A.2d 68, 72 (Pa. 1949) (Jones, J., concurring).
e.g.: “A sudden dissention [read dissension] One ambiguity that may be caused by use o f
among those who have gathered lawfully may dissentient is that readers might interpret it as a
proceed to violence without amounting to more derogatory word opposite to sentient; the true
than an affray . . . .” Rollin M. Perkins & Ronald opposite o f sentient ( = feeling), however, is insen
N. Boyce, Criminal Law 484 (3d ed. 1982). tient. Dissentious = given to dissension; quarrel
some.
d issen t, v.i., takes from or against, not to or with.
E.g., “I must dissent to [read from] the majority’s
d issim ila r takes the preposition to rather than
holding that appellant’s detention and ensuing
from. E.g., “The facts in that case are wholly
search and seizure were lawful.”/ “Because o f the
dissimilar from [read to] the facts in the case at
waste o f time, resources, and effort o f the criminal
bar.” Here the preferable collocation is illustrated:
justice system that will ensue, I must dissent to
“Those cases were decided under facts dissimilar
[read from] what the majority does in this cause.”/
to those existing in the present case.” Cf. d ise n
“Scalia . . . dissented with [read from] the court
title.
when it ruled that judges must instruct the jury
to consider evidence favorable to the defendant
when deciding whether to impose the death sen d issim in a te is a fairly common misspelling o f
tence.” Kobayashi, Mercy Is Not Always Dispensed disseminate.
Justly, Scalia Says, Honolulu Advertiser, 8 Aug.
1989, at A-3. d isso cia te ; d isa sso cia te . Dissociate is the pre
The preposition against is idiomatic but rela ferred term; disassociate is a n e e d l e s s v a r i a n t .
tively uncommon. E.g., “But three o f Taney’s Dissociate takes the preposition from. E.g., “Dis
Democratic colleagues violently dissented against associated with [read Dissociated from] the sub
their C h iefs apparently aberrational veto o f a ject thereof, whatever it may be, a title or a name
state law in order to protect vested rights o f a composed o f ordinary words cannot acquire the
non-agrarian kind . . . .” Fred Rodell, Nine Men status o f property, as all who speak or write have
126 (1955). the inherent right to use any and all words in the
English language.”/ “Austin . . . answers that
d issen ter; d issen tien t, n. Dissenter is the stan this is to dissociate sanction from command alto
dard term in AmE for “one who withholds assent, gether, confusing sanction and motive.” W.W.
divers 287
Buckland, Some Reflections on Jurisprudence 89 is a technical word; it may as well have a technical
(1945). See d isa ssocia te . Latinate agent-noun suffix (-or). See -e r (A).
d isso lu tio n . See m a rria g e d is s o lu tio n & d i d istra in t; d istress. In legal contexts, both mean
v o r c e (b ). either “the seizure o f goods as security for the
performance o f a duty” or “the legal remedy au
d istil(l). The spelling distill is preferred in AmE, thorizing such a seizure.” Distraint would seem
distil in BrE. to be the better term, for it looks like the verb
from which it derives (Fr. distraindre, fr. L. dis-
d istin ct; d istin ctiv e . The first means “well de tringere) and does not, like distress, have an ordi
fined, discem ibly separate” <distinct speech>, nary English meaning. But distress is the preva
and the second means “serving to distinguish, set lent term for this sense. See d istra in .
off by appearance” <a distinctive red bow tie>. Though not widely accepted, a possible d i f f e r
Distinct speech is well enunciated, whereas dis e n t i a t i o n appears in one historian’s use o f dis
tinctive speech is idiosyncratically accented, dif tress for the legal remedy and distraint for the
ferent from that o f surrounding speakers. Distinc exercise o f that remedy: “In practice the remedy
tive is sometimes misused for distinguished ( = o f distress might not be so effective, for the ten
notable; famous). ants o f the land might be poor men, unable to
perform the service, and distraint to compel them
d istin g u ish can be used either transitively, in to do so would be a waste o f effort.” A.W.B. Simp
the sense “to note a difference” cthat fact distin son, An Introduction to the History o f the Land
guished the first case from the second>, or intran Law 50 (1961).
sitively, in the sense “to make a distinction” <the
court distinguished between premeditated and d istress. See d istra in t.
spontaneous acts>.
In legal contexts, the transitive use appears d istrib u te . See d e sce n d .
frequently in the phrase to distinguish a case,
meaning to provide reasons for deciding a case d istrib u te e . See h e ir (c ).
under consideration differently from a similar
case cited as a possible precedent. E.g., “ [A]n d is trib u te o u t is prolix for distribute— e.g.: “No
apparent precedent may be evaded by *distin income is distributed out [omit out] (or is deemed
guishing the facts, which are never identical in to be distributed out [omit out] under the DNI
any two cases. Distinguishing may either be genu rules) to the residuary beneficiaries.” See o u t &
ine or strained.” O. Hood Phillips, A First Book o f PARTICLES, U N NE C ESSA R Y .
English Law 124 (3d ed. 1955). Cf. d iffe re n tia . For the difference between property descending
and being distributed, see d e sce n d .
d istra in , vb., = (1) to seize goods by a legal
remedy known as “distress,” which entitles a d is trib u tio n . See d e sc e n t (b ).
rightful possessor to recover personal property
wrongfully taken; or (2) to force (a person, often d iv e r g e n c e ; d iv e r g e n c y . The form divergency
a tenant), by the seizure and detention of personal is a n e e d l e s s v a r i a n t o f divergence.
property, to perform some duty (such as paying
overdue rent). Today sense (2) is the more com d iv e rs; d iv e rse . These words have distinct
mon one— e.g.: “In most states the landlord has meanings. Very simply, divers implies severalty,
the right . . . to seize and sell certain o f the and diverse implies difference. Divers ( = various,
tenant’s personal property in order to satisfy un sundry) remains a part o f the language in the
paid rent. This right exists either by virtue o f the U.S. only as a curiosity. Formerly it meant not
landlord’s right to distrain for rent due or by only “various,” but “several” as well: “ [T]he rent
virtue o f the landlord’s lien . . . .” Robert Kra- was behind for divers years . . . .” Sir Anthony
tovil, Real Estate Law 306 (1946)7 “Three days Sturlyn v. Albany, Cro. Eliz. 67, 78 Eng. Repr.
later he seized the furniture because he had heard 327 (Q.B. 1587). Today it is an a r c h a i s m , and its
that the plaintiff’s landlord intended to distrain only accepted meaning is “various,” as in Frank
it for arrears o f rent.” G.H. Treitel, The Law of furter’s phrase “divers judicially inappropriate
Contract 106 (8th ed. 1991). See d istra in t. and elusive determinants.” Baker v. Carr, 369
U.S. 186, 268 (1962) (Frankfurter, J., dissenting).
d istra in o r; d istra in er. The OED states that -or Other modem examples follow: “Defendant is pos
is “a more technical form than distrainer, and sessed of large means and is engaged in the busi
correlative to distrainee.” O f course, distrain itself ness o f a banker in said village o f Howard Lake,
288 diversity
at Dassel, Minnesota, and at divers other places.7 a charge one pays for getting a loan, usu. mea
“Defendants inserted the said notice as an adver sured as a percentage o f principal) is payable out
tisement in divers local and other newspapers.” o f the company’s assets generally. But a dividend
(Eng.)/ “Two months later he was indicted in Flor ( = a share o f profits distributed to a shareholder)
ida for conspiring there and in divers other dis is a voluntary distribution by the company and
tricts.” does not become a debt until after the company
Diverse means “markedly different; unlike.” It has declared it. Dividends can be declared only
takes the preposition from. E.g., “Each case incor out o f the assets legally available— especially the
porated state-law tort claims against manufactur company’s earnings or profits, but not its general
ers o f protective respiratory equipment, all o f assets.
whose citizenship was diverse from that o f the
plaintiff.” d iv id e up. See p a r t ic l e s , u n n e c e s s a r y .
Frequently it is used in AmE, without a preposi
tion, to denote a difference in citizenship that d iv is ib ilit y . See d e v is a b ilit y .
gives rise to federal jurisdiction: “We granted the
motion because the record otherwise evidences a
d iv is ib le ; d iv id a b le . The latter is a needless
substantial likelihood o f diverse citizenship.” See
VARIANT.
d iv ersity .
options. Failing to use these options knowledge another—that is, when you’re not signaling that
ably puts the writer at a disadvantage because there is a rank order— and there is little likeli
most readers have become accustomed to well- hood that the list will need to be cited, you might
designed documents. In short, it has become use bullet dots. They draw the eye immediately
highly desirable to know something about typog to the salient points and thereby enhance read
raphy and design. ability. Examples appear throughout this book.
In this space, o f course, it is impossible to offer There is a notable difference, however, between
even the simplest primer on the subject. But a how the bullets appear in this book and how they
few points deserve mention: ought to appear in most documents. Although
A. A R eadable Typeface. For text, a readable here the bullets fall at the left margin, they
typeface probably means a serifed typeface, such should generally be indented further than a para
as the one used throughout this text (New Cen graph indent. They are not indented here because
tury Schoolbook), as opposed to a sans-serif a double-column format does not allow it.
{/san-ser-ifD typeface made up o f only straight H. H anging Indents. In most texts, when you
lines. A serif is a short stroke that projects from indent an item to be listed—whether it’s a bul
the ends o f the main strokes that make up a leted item or an entire paragraph— ensure that
character. the second line o f the item does not begin at the
left margin. The second line o f text should begin
This is a serifed typeface: Trump Medieval.
just below the first one, as here:
This is a sans-serif typeface: Optima.
• The managing general partner must send notice
Although sans-serif typefaces often work well in
to the bankrupt partner before the 180th day
headings and the like, they can be difficult to read
after receiving notice o f the event that causes
in text. Among the better serifed typefaces are
the bankruptcy.
Bookman, Caslon, Garamond, Palatino, and
• The bankrupt partner and the managing part
Times Roman. The one typeface to avoid at all
ner must agree on a fair market value for the
costs still predominated in American legal writing
sale o f the interest.
in the mid-1990s: Courier. It is an eyesore.
B. White Space. Ample white space makes a I. A Ragged-Right M argin. Many readability
page more inviting. The primary ways to create specialists insist that unjustified right margins
white space on the page are to use generous mar are more readable than justified ones. In letters,
gins (for letters and briefs, for example, margins contracts, briefs, and the like, an unjustified right
greater than one inch), to use headings and sub margin is often desirable.
headings, and to enumerate items in separate J. C itations in F ootnotes. Citations tend to
paragraphs, subparagraphs, or bulleted lists. clutter the text; you can easily minimize this
C. Headings and Subheadings. Artfully em cluttering by moving citations to footnotes (and
ployed, headings and subheadings make a docu avoiding footnotes for other purposes). See CITA
ment much easier to follow. Not only do they T IO N O F CASES (D).
serve as navigational aids for readers; they also K. Characters P er Line. Ideally, a line o f type
help writers organize thoughts more logically should accommodate 45 to 70 characters, but the
than they might otherwise. See p l a i n l a n g u a g e “fine print” that characterizes so many legal docu
( d ). ments often spans 150 characters to the line. In
D. A voidin g All Caps. See C APITA LIZA TIO N (A). text o f that kind, the reader’s eye tends to get lost
E. A voidin g Underlines. Generally, italicizing in mid-line or in moving from the end o f one line
is preferable to underlining, which was tradition to the beginning o f the next. One way to improve
ally nothing more than a (poor) substitute for a document with a large block o f text— and, typi
italics. The effect o f underlining is to take up cally, small margins on each side— is to use a
white space between lines and therefore to make double-column format. That design can be ex
the lines harder for readers to discern. tremely helpful, for example, in consumer con
F. Listing. Enumerate items by breaking down tracts such as residential leases.
lists into paragraphs and subparagraphs. Using
a tabulated list allows the writer not only to D oe, J o h n ; R ic h a r d R oe. The fictitious names
display the points better, but also to improve the John Doe and Richard Roe regularly appeared in
sentence structure. Ensure that the list falls at actions o f ejectment, q.v., at common law. Doe
the end o f the sentence—not at the beginning was the nominal plaintiff, who, by a FICTIO N was
or in the middle. See e n u m e r a t i o n s & p l a i n said to have entered land under a valid lease; Roe
L A N G U A G E (ü ). was said to have ejected Doe, and the lawsuit took
G. Bullets. When you don’t mean to imply that the title Doe v. Roe. These fictional allegations
one thing in a list is any more important than disappeared upon the enactment o f the Common
dominium 291
Law Procedure Act o f 1852. Meanwhile, though, there, or because that place is assigned to him by
John Doe—which began as a LEG ALISM —had be the law.” Restatement (First) o f Conflict o f Laws
come a PO PU LAR IZED L E G A L TEC H NIC A LITY. § 9, at 17 (1934).
Beyond actions o f ejectment, and esp. in the In England, domicile means “the country that
U.S., John Doe, Jane Doe, Richard Roe, Jane Roe, a person treats as a permanent home and to
and Peter Poe have come to identify a party to a which he or she has the closest legal attachment.”
lawsuit whose true name is either unknown or See c i t i z e n s h i p .
purposely shielded. C. Domicile o f origin; domicile o f choice; com
mercial domicile. Domicile o f origin = the domi
D o g F r e n c h . See law french . cile that is imposed by operation o f law on every
person at birth. Domicile o f choice = a domicile
Dog L a t in . See l a w l a t in . chosen by a person having full age and capacity.
Commercial domicile, known also as quasi-
d ogm a. PI. dogmas, -mata. The English plural is domicile, “is in no sense true domicile. It is a legal
preferred— e.g.: “[A] number o f scholastic and, as concept used merely as a test o f enemy character
it seems to me, unprofitable dogmas have grown in time o f war. It attaches to any person or firm
up [that] tend to obscure the real function o f voluntarily resident or carrying on business in
precedent in our legal reasoning.” Carleton K. enemy territory or even in enemy-occupied terri
Allen, Law in the Making 268 (7th ed. 1964). tory. . . . It has chiefly been used to determine
the liability o f property to seizure, and in a num
dolus ( = fraud, deceit, or intentional aggression) ber o f cases property itself has been said to pos
is a civil-law term that appears frequently in sess a commercial domicile.” R.H. Graveson, Con
discussions o f general legal principles. E.g., “The flict o f Laws 221 (7th ed. 1974).
typical delict required dolus— intentional aggres
sion upon the personality or the substance o f d o m i c i l i a r y is both adjective (“o f or pertaining
another.” Roscoe Pound, An Introduction to the to domicile”) and noun (“one belonging to a domi
Philosophy o f Law 78 (1922)./ “Liability for dam cile”).
age caused by intention (dolus) or negligence
(culpa) was a general principle in Roman law, as d o m i c i l i a t e ; d o m e s t i c a t e ; d o m e s t i c i z e . Domi
it is in Scots law, Roman-Dutch law and French ciliate = to establish a domicile or home. Domesti
law.” O. Hood Phillips, A First Book o f English cate = (1) to tame; or (2) to make a member o f
Law 226 (3d ed. 1955). the household. Sense (1) here applies: “Before the
jury retired, Colonial intimated that it intended
D om esd a y B o o k ; D oom sd a y B o o k . The former to request the court to take judicial notice o f the
is the accepted spelling in modern texts o f the domesticated Oregon judgment.” Domesticize is a
name for the great census or survey o f England’s n e e d l e s s v a r i a n t o f domesticate.
larly confusing, since in medieval times it is also d o u b le e n te n d re originally referred to any ver
the word for lordship.” J.H. Baker, An Introduc bal expression giving rise to more than one mean
tion to English Legal History 255 (3d ed. 1990). ing. Now, however, it also connotes that one o f
those meanings is indecent or risqué.
d on a te, a b a c k -f o r m a t i o n from donation, was
formerly considered a vulgar equivalent o f give. d o u b le je o p a r d y ; fo r m e r je o p a r d y . These
Today, however, it is a more FO RM AL W O RD than terms are not precisely the same. Double jeopardy
give that is frequently used o f charitable bequests. is the fact o f being prosecuted twice for substan
tially the same offense. A plea o f former jeopardy
donatio m ortis causa is an unjustified LA T IN ISM informs the court that one has previously been
for the slightly less Latinate gift causa mortis. PI. prosecuted for the same offense. E.g., “This pre
donationes mortis causa. See cau sa m ortis . cise point was addressed in a case in which, the
defendant having been indicted for perjury and
d o n a tiv e ; d o n a to ry . As an adjective, the latter having filed a plea o f former jeopardy, it was
is a n e e d l e s s v a r i a n t . “This evidence is far short held that subsequent falsehoods on the same trial
o f the clear and convincing proof necessary to under the same oath did not make new perjuries,
rebut the presumption o f donative intent.” For but only exhibited additional ways in which the
the nominal sense o f donatory, see d o n e e . perjury was committed.”/ “Conditioning an appeal
o f one offense on a coerced surrender o f a valid
d o n a to r. See d o n o r. plea o f former jeopardy for another offense exacts
a forfeiture in plain conflict with the constitu
d o n e e ; d o n a t o r y , n. Donee ( = one to whom some tional bar against double jeopardy.19
thing is given) is the usual term. E.g., “Where the
inconsistency lies in a gift o f the same thing to D o uble N e g a t iv e s . See n e g a t iv e s (B ).
two persons both donees will take some interest
in that thing.” Anthony R. Mellows, The Law o f D o ublets , T r ip l e t s , an d Sy n o nym -S t r in g s .
Succession 161 (3d ed. 1977). Donatory is a little- Amplification by synonym has long been a part o f
used equivalent. See d o n o r & -EE. the English language, and especially a part o f the
language o f the law. In the English Renaissance,
d o n o r ; d o n a to r. The latter is a problematic this habit was a common figure o f speech called
word, meaning either (1) “donor” or (2) “donee.” synonymia. It is often supposed that the purpose
It should be avoided in favor o f donor or donee, o f these paired or strung-along synonyms was
q.v. See settlor. etymological, that is, that writers in the Middle
Ages and Renaissance would pair a French or
D o o m sd a y B ook . See D o m e sd a y B o o k . Latinate term with an Anglo-Saxon approxima
tion as a gloss on the foreign word. Thus we have,
d o o m ste r; d oom sm a n . These are both variants as survivals in legal language, acknowledge and
o f deemster or dempster, q.v. confess (Old English and Old French), act and
deed (Latin and Old English), and goods and
adj., = (1) at common law, relating to a
d o ta l, chattels (Old English and Old French).
dower, q.v.; or (2) in civil law, relating to a dowry. The philologist George Philip Krapp argued
against this explanation. He saw the purpose o f
d o th for does, though archaic and obsolete, still this mannerism as “rhetorical or oratorical rather
occasionally appears in judicial pronouncements, than etymological.” George P. Krapp, Modern En
such as this, by the Mississippi Supreme Court glish: Its Growth and Present Use 251 (1909). He
in 1981: “[T]his Court having sufficiently exam pointed out that such doubling occurred abun
ined and considered the same and being o f the dantly in Old English, when no substantial for
opinion that the same should be denied doth order eign element existed in the language, and that it
that said motion be and the same is hereby de often occurs in later writings without regard for
nied.” Order quoted in Jones v. Thigpen, 741 F.2d etymology. Although Krapp was undoubtedly cor
805, 809 (5th Cir. 1984). Methinks, forsooth, that rect to emphasize the rhetorical importance o f
we should throw over this term, as well as the doubling, he was wrong to assume that the figure
rest o f the LEG ALESE verily immortalized in that did not take on a utilitarian significance as well
sentence. in Middle and early M odem English. The purpose
The word is also used in orders o f the English o f doubling was dual: to give rhetorical weight
courts. E.g., ‘T his court doth declare that there and balance to the phrase, and to maximize the
was a valid and binding contract.” (Eng.) See understanding o f readers or listeners.
-ETH. Still another explanation has emerged for the
Doublets, Triplets, and Synonym-Strings 293
particular fondness that lawyers have for this custom and usage
stylistic quirk. It is a cynical one: “This multipli deed and assurance
cation o f useless expressions probably owed its deem and consider
origin to the want o f knowledge o f the true mean definite and certain
ing and due application o f each word, and a conse demises and leases
quent apprehension, that if one word alone were deposes and says
used, a wrong one might be adopted and the right desire and require
one omitted; and to this something must be added do and perform
for carelessness and the general disposition o f the dominion and authority
profession to seek safety in verbosity rather than due and owing
in discrimination of language.” 1 Charles David due and payable (see d u e)
son, Precedents and Forms in Conveyancing 67 each and all (q.v.)
(3d ed. 1860). each and every (q.v.)
The phrases most obviously inspired by rhetori ends and objects
cal concerns are alliterative. Rhetoricians call escape and evade
them reduplicative phrases— e.g.: aid and abet; exact and specific
have and hold; part and parcel; trials and tribula execute and perform
tions; rest, residue, and remainder; laid and lev false and untrue
ied; mind and memory. Many others, in addition final and conclusive
to conveying no nuance in meaning, have no aes finish and complete
thetically redeeming qualities, but even informed fit and proper (q.v.)
opinions on a point o f this kind are likely to for and in behalf o f
diverge. Following are two lists, the first con force and effect (q.v.)
taining common doublets in legal writing, the fraud and deceit
second containing some o f the common triplets. free and clear
Any number o f variations, as by inversion (or, from and after
with triplets, by reordering), are possible. full and complete
full faith and credit
Doublets good and effectual
able and willing good and tenantable
act and deed goods and chattels
agree and covenant have and hold
agreed and declared keep and maintain
aid and abet (q.v.) kind and character
aid and comfort kind and nature
all and singular (q.v.) known and described as
all and sundry laid and levied
amount or quantum leave and license
annoy or molest legal and valid
annulled and set aside (see an n u l) liens and encumbrances (q.v.)
answerable and accountable made and signed
any and all (q.v.) maintenance and upkeep
appropriate and proper make and enter into (a contract)
attached and annexed make and execute
authorize and direct means and includes
authorize and empower messuage and dwelling-house
betting or wagering mind and memory (q.v.)
bills and notes name and style
bind and obligate new and novel
by and between (q.v.) nominate and appoint
by and through (q.v.) null and o f no effect
by and under null and void (q.v.)
by and with object and purpose
canceled and set aside order and direct
cease and come to an end other and further (relief)
cease and determine (see d e te rm in e (A)) over and above
chargeable and accountable pains and penalties
covenant and agree (q.v.) pardon and forgive
294 Doublets, Triplets, and Synonym-Strings
“add beauty,” as the writer quoted above sug can rule. Programmed and programming are the
gested; rather, it is almost always a blemish. For preferred spellings on both sides o f the Atlantic,
in this context, legal style most nearly approxi the single -m- spellings being secondary variants
mates literary style, and amplification by syn in AmE; for the probable reason underlying this
onym has been out o f rhetorical fashion for hun American inconsistency, see p ro g ra m (m )er.
dreds o f years. Although one might well title a Writers and editors should make themselves
client’s will Last Will and Testament, if one were aware o f these minor transatlantic differences in
to write an opinion construing that document, it spelling and avoid inserting sic (q.v.) when quot
would be better to begin, “In this appeal we are ing a foreign text.
called upon to construe the disposition o f realty Apart from words ending in -/- and exceptions
in John Doe's will” rather than John Doe's last noted Ckidnapping, programming, and wor-
will and testament ship(p)ed), all English-speaking countries follow
Yet one might well write vague and indefinite in the same rules on doubling. When a suffix begin
patent practice, in which that doublet is generally ning with a vowel is added, the final consonant of
considered a TERM OF AR T describing a patent the word is repeated only if (1) the vowel sound
application that lacks particularity and dis preceding the consonant is represented by a single
tinctness. See Louis B. Applebaum et al., Glossary letter (hence bed, bedding but head, heading); or
o f United States Patent Practice 126 (1969). The (2) the final syllable bears the main stress (hence
inclusion o f both words is widely thought to add oc-cur, oc-'curred but 'of-fer, 'of-fered).
a nuance. That is the test in ordinary legal prose: Among the more commonly misspelled words
Is a shade o f meaning supplied by the second or not already mentioned are these: biased, busing
third synonym, or is it just so much deadwood? (see bu s), combated, focused, benefited, and trans
ferred.
D o u b l in g of F i n a l C o n s o n a n t s . Unaccented
syllables in inflected words are sometimes spelled d o u b t. A. Doubt that ; doubt whether. The for
differently in AmE and in BrE. Americans gener mer is used primarily in negative sentences and
ally do not double a final -/- before the inflectional in questions. E.g., “We do not doubt that, had the
suffix, whereas the British generally do. Thus: time spent in federal prison not been credited to
any sentence, appellant would be entitled to have
AmE BrE
that prison time credited against his state sen
canceled, canceling cancelled, cancelling
tence.” Doubt whether is used in positive asser
dueled, dueling duelled, duelling
tions. E.g., “We doubt whether such conduct falls
funneled, funneling funnelled, funnelling
within the ambit o f appellant’s duties as super
initialed, initialing initialled, initialling
visor.”
labeled, labeling labelled, labelling
B. F ollow ed by a Negative. Doubt can be a
marshaled, marshaling marshalled, mar
confusing word when followed by a negative, as
shalling
in: “I doubt whether the court will not take the
parceled, parceling parcelled, parcelling
further step when necessary.” This sentence
signaled, signaling signalled, signalling
merely states that the writer thinks courts will
totaled, totaling totalled, totalling
take the further step referred to.
traveled, traveling travelled, travel
C. And misdoubt See m isd ou b t.
ling
unraveled, unraveling unravelled, unravel
d o u b tfu l torts; d o u b tfu l w ro n g s. These
ling
phrases express a useful nuance in the law of
The split between AmE and BrE is seen also in torts. Doubtful torts are injuries that are no doubt
words like jewel(l)er, pupil(l)age, and travel(l)er, unlawful wrongs o f some sort, but o f which we
the British preferring two -/-s rather than the cannot say with certainty that they are torts.
one used by Americans. But there are exceptions: Doubtful wrongs, by contrast, are injuries that, if
British writers use the forms paralleled and par they are unlawful, are torts, but are probably not
alleling—just as Americans do— presumably to unlawful. See T.E. Lewis, Winfield on Tort (6th
avoid the ungainly appearance o f four -/-s in quick ed. 1954).
succession.
The British always double the final consonant d o u b tle ss(ly ). Doubtlessly is incorrect for doubt
after a full vowel in words such as kidnapped, less (a mild expression o f certainty), no doubt (a
-ing and worshipped, -ing. In AmE, kidnapping is stronger expression o f certainty), or undoubtedly
preferred over kidnaping (see k i d n a p p i n g ( a ) ) (the strongest o f these three expressions o f cer
as an exceptional form (cf. formatted, formatting), tainty). The word doubtless is itself an adverb
though worshiped, -ing follows the general Ameri <the Framers doubtless feared the executive’s as
296 doubt of
sertion o f an independent military authority un between the words. In the best usage, dowry
checked by the people>; therefore, doubtlessly is means “the money, goods, or real estate that a
unnecessary. E.g., “Had Zellars been driving in woman brings to her husband in marriage.”
the wrong lane he would doubtlessly [read doubt
less] have had a little more time and a better d o w e re ss. See d o w a g e r.
chance to avoid striking the child.7 “While it is
not impossible to say precisely when men first d o w n p a y m en t. Two words.
arrived in North America, doubtlessly [read
doubtless] the original Americans emigrated from d o w n p la y , v.t., is not the best usage, play down
Asia at least fifteen thousand years ago and en being preferred. E.g., “[E]ach side also tends to
tered the continent during the Pleistocene epoch, discuss only that role occupied by Wynn favorable
or Ice Age, by way o f the Bering Land Bridge.” to its position and downplays [read plays down]
See ADVERBS, PR OBLEM S W IT H (D ), HYPERCORREC the other.” Mills Land & Water Co. v. Golden
T IO N ( d ), c le a r ly & o b v io u s ly . West Ref. Co., 230 Cal. Rptr. 461, 466 (Cal. Ct.
App. 1986). Both expressions are colloquial.
d o u b t o f is unidiomatic for doubt about. E.g.,
“The language o f the statute leaves no doubt of d o w r y . See d o w e r.
[read about] its intent.” On the other usage ques
tion raised by that example— that o f a statute d r a c o n ia n ; d r a c o n ic . Draconian (the usual
having intent— see h y p a l l a g e . form) is derived from the name Draco, a Greek
legislator o f the 7th century b .c . who drafted a
d o u b t th at; d o u b t w h e th e r. (See d o u b t (a ). code o f severe laws that included the death pen
alty for anyone caught stealing a cabbage. Today,
d o w a b le = (of a widow) entitled to dower. (See Draconian (usually capitalized) refers to any
d ow er.) E.g., “A wife is dowable in equity o f all harsh aspect o f law, not necessarily just legisla
lands in which her husband possessed a beneficial tion.
interest at the time o f his death.”/ “According to And sometimes the word is the victim o f s l i p
the early English common law, the widow o f a s h o d e x t e n s i o n ; that is, it is used in reference
trust beneficiary was not dowable in the trust to what, in comparison to the cabbage example,
property . . . .” can only be considered mild impositions— e.g.:
“Phil Seelig, president o f the Correction Officers
d o w a g e r; d o w e re ss. Dowager ( = a landowner’s Benevolent Association, said his organization
widow who possesses her dower interest in her would appeal the decision to the State Court o f
deceased husband’s land) is now slightly deroga Appeals on the ground that random drug testing
tory in nonlegal usage, in the sense “an elderly was unnecessarily draconian [better: Draconian]
woman with social standing.” and violated constitutional protection against un
Doweress, according to the OED, has long been lawful searches.” Court Upholds Drug Testing o f
considered a n e e d l e s s v a r i a n t . Nevertheless, it Correction Officers, N.Y. Times, 13 Oct. 1989, at
has occurred in good legal writing: “And conse 10.
quently, a doweress [read dowager] could not de Draconic is a n e e d l e s s v a r i a n t —e.g.: “A gen
mand dower unless she handed over her late eral 'control’ o f the Common Law over statute
husband’s charters . . . .” Theodore F.T. Pluck- . . . does not amount to a right to resist even the
nett, A Concise History o f the Common Law 365 most Draconic [read Draconian] statute . . . .”
(5th ed. 1956). Carleton K. Allen, Law in the Making 456 (7th
ed. 1964).
d o w e r; d o w ry . These waning terms are related For a judicial analogue, see rh a d a m a n th in e.
etymologically (fr. L. dot-, dos “gift, marriage por
tion”), but they are best kept distinct in m odem d raft. See n ote.
usage. Dower = the widow’s legal share during
her lifetime o f the real estate owned by her de d ra ft; d ra u g h t. See d ra fter.
ceased husband— at common law dower was only
a life estate, but in many American jurisdictions d ra fte r; d ra ftsm a n ; d ra u gh tsm a n . Drafter is
dower (or the elective share) has been expanded a neutral, nonsexist equivalent preferred by those
into a fee. E.g., “In a few states the widow has wary o f terms ending in -man. Draftsperson is a
dower only when the husband was trust benefi wholly unnecessary n e o l o g i s m . See s e x i s m ( b ).
ciary at his death.” See cu rte sy . Draughtsman is the older BrE spelling o f
Dowry is o c c a s io n a lly u s e d a s a s y n o n y m o f draftsman. E.g., “The ingenuity o f equity
dower, b u t d o in g so m u d d le s th e d i f f e r e n t i a t i o n draughtsmen was under that system greatly exer
droitural 297
cised in drawing answers in such a form that it today only in the phrases dramshop suits, dram
was impossible to read part o f them without read shop claims, and dramshop statutes. Dramshop
ing the whole.” (Eng.) In American writing, that claims involve allegations that liquor establish
spelling smacks o f pedantry— e.g.: “He [Samuel ments serving underage or obviously intoxicated
Tutt] was thoroughly read in the law, an expert patrons should be held liable for consequent
pleader and draughtsman [read draftsman or, if drunk-driving accidents.
the book were being written today, drafter], rev
eled in technicalities and, in preparing a case d rau gh tsm an . See d ra fte r.
for trial, left no point uncovered.” Ephraim Tutt,
Yankee Lawyer 313 (1943).
d r a w . Only in the legal idiom does draw retain
the sense “to frame (a writing or document) in
D r a f t i n g is a specific type o f legal writing deal
due form” (OED), as a synonym o f draft <to draw
ing with legislation, instruments, or other legal
a will>. E.g., “While the petition has been drawn,
documents that are to be construed by others.
with obvious meticulous care, to avoid the sem
Statutes, rules,- regulations, contracts, and wills
blance o f seeking mandatory relief, in essence and
are examples o f legal drafting. The style is consid
effect it presents no other objective.” American
erably different from that o f other legal writing,
Nat*l Bank v. Sheppard, 175 S.W.2d 626, 628
such as in judicial opinions and legal commen
(Tex. Civ. App.—Austin 1943)./ “[I]t takes time
tary. Many of the worst mannerisms o f l e g a l e s e
and knowledge to draw a statute carefully.” Rob
pervade legal drafting, for the m y t h o f p r ecisio n
ert G. McCloskey, The American Supreme Court
has traditionally been one o f the drafter’s tenets.
203 (1960).
A 19th-century English practitioner delineated
More casually— and in nonlegal as well as legal
the specific characteristics o f drafting. The style
writing— draw is coupled with the particle up, for
o f good drafting, he wrote,
a p h r a s a l v e r b . E.g., “[0 ]f all the many business
is free from all colour, from all emotion, from all rhetoric. contracts and legal agreements o f every sort that
It is impersonal, as if the voice, not of any man, but of are drawn up and signed every day, only a very
the law, dealing with the necessary facts. It disdains
small fraction are eventually carried to court.”
emphasis and all other artifices. It uses no metaphors
or figures of speech. It is always consistent and never Fred Rodell, Woe Unto You, Lawyers! 115 (1939).
contradicts itself. It never hesitates or doubts. It says in
the plainest language, with the simplest, fewest, and d r a w e e = payor <drawee bank>. Because law
fittest words, precisely what it means. These are qualities
yers understand drawee and payor to be synony
which might be used to advantage more frequently than
mous, the coupling o f the two in the phrase
is common in literature, and unfortunately they are not
to be found in many legal compositions, but they are drawee/payor makes little sense— e.g.: “A payee
essential to good legal composition, and are not essential or other true owner o f an instrument that is
to literary composition. cashed under a forged endorsement may sue di
J.G. Mackay, Introduction to an Essay on the Art of rectly the drawee/payer [read either the drawee
Legal Composition Commonly Called Drafting,
or the payor] bank.”
3 Law Q. Rev. 326, 326 (1887).
For suggested guides on drafting, see LEGAL WRIT d rin k -d riv in g . See d r u n k d riv in g .
ING style (C). See also p la in l a n g u a g e .
Maitland’s habitual spelling, droiturel, is a vari a habitual state, the phrase drunk driving is
ant that is all but obsolete. preferable. See d r u n k d r i v i n g .
but still frequently appears in AmE texts. Still, The American form— drunk driving— exemplifies
drought is the preferred form in both linguistic h y p a l l a g e because it is the driver, not the driv
ness, sense (2) to the time o f payment. Today, stood in context). But the stylist may wish to
sense (2) is almost invariably the applicable one, avoid even correct uses o f the phrase, which one
as illustrated in an early-20th-century edition o f writer calls a “graceless phrase, even when used
Bouvier: “[Due] differs from owing in this, that correctly,” adding: “Avoid it altogether.” Lucile V.
sometimes what is owing is not due: a note pay Payne, The Lively Art o f Writing 148 (1965).
able thirty days after date is owing immediately The phrase is commonly misused as a conjunc
after it is delivered to the payee, but it is not tive adverb for because of, owing to, caused by, or
due until the thirty days have elapsed.” 1 John on grounds of—e.g.:
Bouvier, Bouvier's Law Dictionary 946 (Francis
Rawle ed., 3d ed. 1914). • “The trial was lost due to [read because of] his
Because a debt cannot be due without also being damaging admissions.”
payable, the doublet due and payable is unneces • “Due to [read Because of] the close interrelation
sary in place o f due. See d o u b l e t s , t r i p l e t s , a n d between these two rights, we believe that Wig
SYN O N YM -STR ING S.
gins’s petition fairly raised the issue o f his right
to counsel.”
d u e a n d p a y a b le. See d u e. • “Because the state court did not specify whether
it denied habeas relief on the merits or due to
d u el. See du al. [read on grounds of] procedural default, we
must interpret the state court’s silence.”
d u e p r o c e s s o f law . When applied to judicial • “Due in part to [read In part because of] the
proceedings, this phrase—often shortened to due widespread enactment o f pretermitted heir
process—traditionally “mean[s] a course o f legal statutes, the majority o f the courts have been
proceedings according to those rules and princi unwilling to hold that birth o f issue alone re
ples which have been established in our system vokes a will.”
o f jurisprudence for the protection and enforce In the following examples, the phrase due to is
ment o f private rights.” Pennoyer v. Neff, 95 U.S. used correctly; but, as Payne notes, the sentences
714, 733 (1877). might be improved by eliminating it. E.g., “We
By the late 19th century, the U.S. Supreme conclude that the failure o f the government due to
Court had built general substantive principles clerical error or oversight does not violate the
around the phrase, which scholars came to call statute.” [A possible revision: “We conclude that
substantive due process. Rather than forbidding the government's failure from clerical error or
only unfair procedures, the due-process clause oversight does not violate the statute.”]/ “A dis
was held to forbid certain actions no matter how tinction must be drawn between cases in which
they might be carried out. Substantive due pro the difficulties are due to uncertainty as to the
cess is today a limited doctrine that, for example, causation in which questions o f remoteness arise,
bars most curtailments o f free speech (by state and those which are due to the assessment o f
governments) and such encroachments into the damages that cannot be made with any mathe
right o f privacy as statutes prohibiting abortions. matical accuracy.” (Eng.) [A possible revision: “A
Fred Rodell once called the phrase due process distinction must be drawn between cases in which
“that lovely limpid l e g a l i s m .” Fred Rodell, Woe the difficulties arise from uncertainty about what
Unto You, Lawyers! 51 (1939). It may be lovely, caused the damage and those in which difficulties
but it is not “limpid” (i.e., clear or transparent). arise from the impossibility o f assessing damages
More accurately, Atiyah says: “The fact is that accurately.”]
this concept is probably the greatest contribution Due followed by an infinitive is not a form o f
ever made to modem civilization by lawyers or the phrase due to, although it looks deceptively
perhaps any other professional group.” P.S. Ati similar. E.g., “Because ‘security center’ is a ge
yah, Law and Modern Society 42 (1983). neric term not entitled to service mark protection,
As a p h r a s a l a d j e c t i v e , it is hyphenated— the district court decision is due to be reversed.”
e.g.: “They came close in a couple o f cases chal
lenging the due-process propriety o f laws passed
d u e to th e fa c t th at can often be boiled down to
by two Western states . . . .” Fred Rodell, Nine
because.
Men 201 (1955)./ “The early due-process legisla
tion was chiefly aimed against irregular or infe
rior jurisdictions.” J.H. Baker, An Introduction to duKD ness. Dullness is correct.
English Legal History 538 (3d ed. 1990).
d u ly a u th o riz e d . Because authorize denotes the
d u e to should be used to mean “attributable to,” giving o f actual or official power, duly (i.e., “prop
and often follows the verb to be (sometimes under erly” ) is usually unnecessary.
300 dump truck
d u m p tru ck . See law yers, derogatory nam es ter Conserv. Dist. v. U.S., 424 U.S. 800, 817
FOR (A). (1976)./ “Recent Supreme Court decisions have
emphasized the risk o f duplicative recoveries and
d u o lo g u e . See d ia lo g u e . other factors without mentioning antitrust stand
ing as a distinct inquiry.”/ “The policy o f minimi
n., = (1) a reproduction o f an original
d u p lic a t e , zation o f duplicative enforcement might well pre
document having the same substance and often vail over concerns of centralization.”/ “We realized
the same validity as the original; or (2) a new at the time of the decision that unifying school
original o f a document, often made to replace one systems often would cause elimination o f duplica
that is lost or destroyed. Because sense (2) is tive jobs.” Duplicatory is a N E E D L E S S VARIANT. See
slightly misleading, the fuller phrase duplicate m u l t i p l i c i ( t ) o u s ( b ).
original is more accurate.
d u p l i c i t y is frequently used in law for duplica
d u p lic it o u s ; d u p lic a t iv e ; d u p lic a t o r y . Duplic tion. E.g., “The defendant suggested that the 340
itous is a late-19th-century coinage generally un billable hours resulted from a duplicity of time
derstood to mean “deceitful.” American and Brit spent by the plaintifFs attorney and his five
ish legal writers have latched onto the word in the associates.”/ “The county prosecutor was even
sense o f doubleness, from the old legal meaning o f heard boasting to a member o f the press that he
duplicity ( = double pleading). A nonlawyer would had a ‘duplicity’ o f evidence!” Mark McKinnon,
likely be confused by the following uses o f the “South Toward Home,” in Texas, Our Texas: Re
word: membrances o f The University 145, 146 (Bryan A.
• “An information charging a conspiracy to com G am er ed. 1984).
mit burglary is not duplicitous because it al Those uses o f the word are poor. They derive
leges that the conspiracy was to commit two or from the true legal meaning “the pleading o f two
more different burglaries.” Hamilton v. People, (or more) matters in one plea; double pleading”
51 P. 425,425 syl. 4 (Colo. 1897). (The specimen (OED\ properly illustrated here: “Pleading had
just quoted antedates the earliest known use long since ceased to convey any true information,
[1928] given in W10.) though the rules against 'duplicity' might require
• “The allegation in a single count o f a conspiracy a party to admit all but one o f his opponent’s
to commit several crimes is not duplicitous .” falsehoods.” Alan Harding, A Social History o f
Braverman v. U.S., 317 U.S. 49, 54 (1942). English Law 332 (1966). The word should not, by
SLIPSH O D EX TENSIO N, be used o f other types o f
• “If an offence can be committed intentionally or
recklessly, the information or indictment may doubleness. See d u p l i c i t o u s .
charge it in those terms. The fact that the men The nonlegal sense o f duplicity (= deceitfulness,
tal element is stated in the alternative does double-dealing) is also quite common in legal con
not make the charge 'duplicitous.'” Glanville texts: “When a lawyer’s falsehood and duplicity is
Williams, Textbook o f Criminal Law 80 (1978). established he becomes a professional outcast.”/
• “A duplicitous indictment is one charging two “The trial judge stated that he doubted the plain
separate crimes in the same count.” U.S. v. tiff’s veracity; but the right o f a party to have his
own statement is not diminished when the district
Ellis, 595 F.2d 154, 163 (3d Cir. 1979).
court suspects duplicity.”
• “Acosta argues further that the indictment was
duplicitous because it joined separate conspira
cies into one count.” U.S. v. Acosta , 763 F.2d d u r e s s ; d u r a n c e . Duress = (1) the infliction of
671, 696 (5th Cir. 1985). hardship; (2) forcible restraint; illegal imprison
ment; or (3) compulsion illegally exercised to force
Duplicitous should not be extended beyond its a person to perform some act. Durance is an
sense of doubleness in pleading, indictments, etc., archaic l e g a l i s m sharing sense (2) o f duress, for
as it is here: “There is a suggestion that some of which it is a N EE D LES S VARIANT.
the work performed by counsel for Baxter was
duplicitous [read duplicative] because o f a change
d u r e s s o f c irc u m s ta n c e s . See n e c e s s it y .
in counsel during the preparation stages o f the
litigation.” Baxter v. Savannah Sugar Ref. Corp.,
495 F.2d 437, 447 (5th Cir. 1974). d u r i n g s u c h t im e a s is verbose for while.
Duplicative, which one might have preferred in
the sense given to duplicitous, has been adopted d u r in g th e c o u rs e o f is almost always verbose
for other uses in the law. “[A]s between federal for during.
district courts, . . . the general principle is to
avoid duplicative litigation.” Colorado River Wa d u teo u s. See d u t ifu l.
each 301
E
ea ch . A. Number. Each takes a singular verb, Sometimes each is mistaken as the subject in a
and pronouns having each as an antecedent must sentence in which it acts in apposition, as here:
be in the singular. E.g., “Each is entitled to bene “The mortgagor and mortgagee each has [read
fits under this program.”/ “Persuasive arguments each have] an insurable interest.” Robert Kratovil,
exist that each o f the first two criteria is Real Estate Law 138 (1946)./ “JR’s four Tokyo
satisfied.”/ “[This balancing o f rights] is done by commuter lines each has [read have] its [read
recognizing that each have [read each has] rights their] own color.” Peter McGill, The American
over the whole . . . .” Patrick Devlin, The En Express Pocket Guide to Tokyo 13 (1988). See
forcement o f Morals 16 (1968). APPO SITIVES (A).
302 each and all
Still another problem occurs with phrases such special verdict in this case, we find that the ele
as each o f us who. The word who is in apposition ments constituting the basis o f damages o f each
to us and therefore takes a plural verb, but many o f the two causes o f action were not sufficiently
writers want to make it singular because they distinguished from one another [read from those
mistakenly think that each is the subject o f the o f the other] to ensure that there was no double
verb— e.g.: “Neither is the practice o f law fully compensation.” The use o f each before one another
intelligible without reference to the inner mind is what caused the problem; the writer was guilty
o f each o f us who engages [read engage] in law o f s w a p p i n g HORSES from each other to one an
practice.” Geoffrey C. Hazard, Jr. & Susan P. other.
Koniak, The Law and Ethics o f Lawyering xxi
(1990). For a similar error, see o n e o f t h o s e e a rly o n is not the odious locution that some
--------s w h o ( o r t h a t ) . people think. Slightly informal, it is perfectly idi
B. D elim iting the A pplication o f each . Espe omatic in both AmE and BrE. E.g., “My pupil
cially in contexts in which all appears before each, master told me early on o f the client’s complaint:
it may be important to use defining words after T want your opinion and not your doubts’ . . . .”
each. E.g., “[SJuppose a statute required all direc Lord Denning, The Discipline o f Law 7 (1979).
tors to take an oath o f secrecy, and imposed a
penalty on each director in the event o f a violation. e a rn e st ( = something given or done beforehand
If half the directors took the oath and half failed, as a pledge or a sign o f good faith, esp. a partial
could they all be prosecuted or only those who payment o f the purchase price o f goods sold or a
failed?” Elmer A. Driedger, The Composition o f delivery o f some o f the goods themselves, for the
Legislation 78 (1957). The remedy lies, o f course, purpose o f concluding an agreement) generally
in writing that the penalty is imposed on each appears in the phrase earnest money. But in Scot
director who fails to take the oath, assuming that land the word is commonly used alone— e.g.:
is the intended meaning. u[E]arnest is to be held merely as evidence o f the
completion o f the bargain . . . . Earnest is in no
e a c h a n d a l l . This l e g a l i s m is no more helpful or case essential to the completion o f the bargain.”
necessary than each and every, q .v. See D OUBLETS, R. Bell, Dictionary and Digest o f the Law o f Scot
TRIPLETS, A N D SYNONYM -STR ING S. land (7th ed. 1890) (s.v. earnest).
e a ch a n d ev ery . This trite phrase should gener ea rw itn e ss ( = a witness who testifies about
ally be eschewed, but especially it should not be something that he or she heard) is formed on the
plugged in where only one o f the adjectives prop analogy o f eyewitness, q.v. Both words date from
erly modifies what follows. E.g., “Plaintiff has the 16th century.
performed each and every o f his obligations under
the contract.” Each works fine here, but not every, ea sem en t. A. Positive and Negative Ease
for one cannot say, “He has performed every o f his ments. An easement is a legal or equitable right
obligations.” One who insists on being bromidic acquired by the owner o f one piece o f land to
should write: “Plaintiff has performed each and use another’s land for a special purpose. Positive
every one o f his obligations under the contract.” easements give rights o f entry upon another’s
Cf. a n d /o r & i f a n d w h e n . See d o u b l e t s , t r i p land, as to cross through to reach one’s own land
lets, A N D SYN O N YM -STR ING S. or to discharge water. Negative easements consist
in the right to prevent the landowner from doing
e a ch oth e r; o n e a n oth e r. The former phrase is something such as blocking sunlight or erecting
used o f two persons or entities; the latter is best buildings that would prevent the use o f a runway
confined to contexts involving more than two. on nearby land. For avigational easement, see
E.g., “One o f us would turn to the foregoing com aviate.
ment and find that the two terms cancel one B. Types. An easement by prescription arises by
another [read each other].*/ “Horrible noise on the adverse use over some specified period, such as
one hand; money on the other. How do you relate 20 years. An easement in gross (a rarity) is a
them to one another [read each other]?* Richard personal right benefiting someone who need not—
A. Lanham, Revising Prose 109 (1979). and usu. does not—own any land adjoining the
In using these phrases, one must know pre servient tenement (q.v.). An easement o f necessity
cisely what is being compared. In the following arises by reservation (either express or implied)
sentence, elements constituting the basis o f dam when a landowner sells part o f his or her land
ages are being compared, although the writer mis and leaves no outlet to a highway. An easement
took causes o f action as the units o f comparison: appurtenant is one created for the benefit o f an
“Having examined the jury instructions and the other tract o f land.
-EDLY 303
C. A nd right o f way. The terms are not synony (esp. the Praeterian Edict); (2) a law promulgated
mous; right o f way (= the right to pass over by the sovereign and applying either to the entire
another's land) is often a type o f positive easement state or some o f its divisions, but usu. relating to
But not always: a right o f way may be granted by affairs o f state; (3) in Scottish ecclesiastical law,
license (to the person) as well as by easement an official notice from the pulpit to the congrega
(inuring to the land)— see ( d ). See r i g h t o f w a y . tion; or (4) any formal decree, command, or procla
D. A n d license . An easement is a property mation. When m odem courts refer to their
right; a license is a revocable permission to com “edicts" (sense 3), they do so usu. with a subtle
mit some act that would otherwise be unlawful. self-mockery, the word edict connoting that the
An easement is usu. created by written instru issuer is all-powerful.
ment; a license is often created orally. An ease Though the noun edict dates from the 13th
ment is a more or less permanent right; a license century in English, the corresponding adjective,
is temporary. An easement usu. changes owner edictal, dates only from the early 19th century. It
ship as the ownership o f the land to which it corresponds to sense (1) o f edict—e.g.: ‘T h e
belongs changes; a license is a purely personal Edictal law would therefore enforce the disposi
right that cannot be sold. See lic e n c e (b ). tions o f a Testator, when, instead o f being symbol
ised through the forms o f mancipation, they were
e a s t w a r d ly ; e a s t e r ly . See d ir e c t io n a l w o r d s . simply evidenced by the seals o f seven witnesses.”
Henry S. Maine, Ancient Law 175 (17th ed. 1901;
( = a judge who sentences criminal
e asy ju d g e
repr. [New Universal Lib.] 1905, 1910).
defendants leniently) is an AmE antonym o f
hanging judge — e.g.: “[T]he judges develop and E d it o r ia l “w e .” See f ir s t p e r s o n ( b ).
decide cases in very different ways . . . . Some
have become known as 'easy* judges, others as
-EDLY. Words ending in this way are more perva
‘hanging' judges. There seems [read seem] to be
more ‘easy* judges than ‘hanging' judges, how sive in law than elsewhere. For example, Black-
ever." Stieberger v. Heckler, 615 F. Supp. 1315, stone wrote that “if one intends to do another a
1388 (S.D.N.Y. 1985) (quoting Senator Bellmon)./ felony, and undesignedly kills a man, this is also
“The Court: Has anybody told you that you don't murder." 4 William Blackstone, Commentaries
have to worry, that this is an easy judge? The *200-01. Lawyers write o f premeditatedly com
Defendant: No, sir." Stokes v. U.S., 366 F. Supp. mitted crimes, o f mitigatedly committed crimes,
879, 886 n.3 (D. Md. 1973) (quoting testimony). and o f the Warren Court’s “ unwarrantedly sweep
ing readings o f constitutional guarantees . . . .”
Jan Deutsch, Chiarella v. United States: A Study
e b u llit . See b a c k -f o r m a t i o n s .
in Legal Style, 58 Tex. L. Rev. 1291, 1300 (1980).
With words formed in this way, the classic ad
Although these
e c c le s ia s t ic a l la w ; c a n o n la w .
verbial formula in a . . . manner does not work
generic terms overlap a great deal, ecclesiastical with these words; thus allegedly does not mean
law broadly covers all laws relating to a church, “in an alleged manner,” purportedly does not
whether from state law, divine law, natural law, mean “in a purported manner,” and admittedly
or societal rules; canon law is more restricted, does not mean “in an admitted manner.” Rather,
referring only to the body o f law constituted by the unorthodox formula for these words is it is
ecclesiastical authority for the organization and . . . -ed that, i.e., allegedly ( = it is alleged that)
governance o f a Christian church. See c a n o n and so on. Instead o f bewailing the unorthodoxy
la w .
o f these words in -edly, we should welcome the
conciseness they promote and continue to use
e c o n o m ic ; e c o n o m ic a l. Economical means them (if only sparingly). We have many o f them,
“thrifty,” or, in the current jargon, “cost-effective.” such as admittedly, allegedly, assertedly, conced-
Economic should be used for every other meaning edly, confessedly, reportedly, and supposedly. See
possible for the words, almost always in reference allegedly, confessedly & reportedly.
to the study o f economics. Hence we have eco Nonetheless, forms in -edly ought to be avoided
nomic studies and economic interest but economi if a ready substitute exists: “[A] bank may indeed
cal shopping. See u n e c o n o m i c ( a l ) . be liable for unauthorizedly revealing [read liable
for revealing without authorization] the state o f
e d i c t = ( 1 ) in Roman law, an intimation by a a depositor's accounts to his creditors.” Schuster
magistrate (urban or peregrine praetor) stating v. Banco de Iberoamerica, S.A., 476 So. 2d 253,
what actions and defenses would be allowed, and, 255 (Fla. Dist. Ct. App. 1985) (Schwartz, J., dis
in the course o f time, a settled body o f such rules senting). See qualifiedly.
304 educ(at)able
e d u c(a t)a b le . The shorter form is correct. See liberee one who is liberated
-ATABLE & e d u cib le . permittee one who is permitted
returnee one who is returned
e d u ca tio n (a l)ist; e d u c a to r . Educationist (the selectee one who is selected
preferred form) = an educational theorist. In the separatee one who is separated
U.S., the term has acquired negative connota shelteree one who is sheltered
tions. In G.B., it has come to be used in the sense smugglee one who is smuggled
o f educator, which in the U.S. means “a teacher; telephonee one who is telephoned
one engaged in educational work."
The suffix has also a dative sense, in which it acts
e d u ca tio n a l; e d u ca tiv e ; e d u c a to r y ; e d u ca b le . as the passive agent noun for the indirect object.
Educational = (1) having to do with education This is the sense in which the suffix is most
<educational issues>; or (2) serving to further commonly used in peculiarly legal terminology:
education <educational films>. Educative = tend
ing to educate; instructive <educative lectures>. abandonee one to whom property rights
Educatory is a n e e d l e s s v a r i a n t o f educative. are relinquished
Educable = capable o f being educated <educable advancee one to whom money is
pupils>. advanced
allocatee one to whom something is
e d u ca to r. See e d u ca tio n (a l)is t. allocated
allottee one to whom something is
e d u ce , vb., (= to elicit; evoke) should be distin allotted
guished from the verb adduce (= to bring forward consignee a person to whom something is
for analysis) and from educt, n. ( = something consigned
educed). E.g., “In the present case, the factual covenantee one to whom something is
showing thus educed [i.e., developed, brought out] covenanted
does not so unequivocally point to a borrowed deliveree one to whom something is
employee relationship as to permit a summary delivered
judgment.” Here the sense is correct, but the word disclosee one to whom something is
is matched with the wrong subject: “We need not disclosed
reach this issue, because no factual showing was grantee one to whom property is
educed [read either no showing was made or no granted
facts were educed] by the defendant to negate the indorsee one to whom a negotiable
allegations o f her complaint that the failure to re instrument is indorsed
employ her resulted from gender-based discrimi lessee one to whom property is leased
nation.” See a d d u ce . patentee one to whom a patent has been
issued
e d u cib le ; ed u ca b le . The former means “capable
pledgee one to whom something is
pledged
o f being educed, or drawn out.” The latter means
“capable o f being educated.” See e d u ca tio n a l.
referee one to whom something is
referred
remittee one to whom something is
-EE. A. G eneral P rinciples. This suffix (fr.
remitted
French past participial -e) originally denoted “one
trustee one to whom something is
who is acted upon”; the sense is inherently pas
entrusted
sive. Thus:
vendee one to whom something is sold
acquittee one who is acquitted
arrestee one who is arrested At least one word in -ee has both a normal passive
conscriptee one who is conscripted sense and a dative sense. Appointee = (1) one
detainee one who is detained who is appointed; or (2) one to whom an estate is
educatee one who is educated (by an appointed. Sense (2), o f course, is primarily legal.
educator) The suffix -ee, then, is correlative in sense to
ejectee one who is ejected -or, the active agent-noun suffix: some words in
enrollee one who is enrolled -ee are formed as passive analogues to -or agent
expellee one who is expelled nouns, and not from any verb stem. Examples are
inauguree one who is inaugurated indemnitee (= one who is indemnified; analogue
indictee one who is indicted to indemnitor) and preceptee ( = student; analogue
invitee one who is invited to preceptor).
effect 305
These are the traditional uses o f the suffix; lousness— e.g.: “On October 19, 1966, a jury con
there is a tendency today, however, to make -ee a victed Enriquez o f capital murder o f Kay Foss,
general agent-noun suffix without regard to its the abductee [read the woman he abducted], and
passive sense or the limitations within which it imposed the death penalty.”
may take on passive senses. Hence the suffix has Furthermore, the endings -or and -ee can be
been extended to p h r a s a l v e r b s , even though easily transposed by mistake. As a general mat
only the first word in the phrase appears in the ter, therefore, good drafters prefer buyer and
•ee word. Thus discriminatee ( = one who is dis seller over vendee and vendor; buyer and seller
criminated against) and tippee ( = one who is over bargainee and bargainor; and, in appropriate
tipped off). Then other prepositional phrases have circumstances, borrower and lender over mort
gradually come into the wide embrace o f -ee: abor- gagor and mortgagee. The stakes are often so
tee ( = a woman upon whom an abortion is per high that it makes little sense to use forms that
formed); confiscatee (= one from whom goods have increase the possibility o f error. See v e n d e e &
been confiscated); depositee ( = one with whom v e n d o r.
goods are deposited); optionee ( = one against
whose interests another has an option). Some -ee e ffe ct, v.t. A. Generally. This verb— meaning
words contain implicit possessives: amputee ( = “to bring about” or “to make happen”—though
one whose limb has been removed); breachee ( = increasingly rare in English generally, abounds
one whose contract is breached); condemnee ( = in legal writing. E.g., “This classification process
one whose property has been condemned). In still effected by the maximum grant regulation pro
other words, -ee does not even have its primary duces a basic denial o f equal treatment.”
passive sense: One writer calls it a “little word whose uses are
insufficiently praised.” Richard Wincor, Contracts
arrivee = one who arrives
in Plain English 33 (1976). True, it can be an
asylee = one who seeks asylum
effective way o f avoiding the awkward contract-
benefitee = one who benefits (or, possibly, “is
draftees ritual, remove or cause to be removed or
benefited”)
produce or cause to be produced, so as to include
escapee = one who escapes
agents. (See ca u se to b e.) One merely requires
standee = one who stands
the party to effect removal or to effect production,
Adjudicatee, oddly, has no direct relation to its so that the party may arrange with third parties
verb; in civil law, it means “a purchaser at a to do whatever is required. This can undoubtedly
judicial sale.” Finally, the suffix is sometimes aid anyone engaged in DRAFTING.
used to coin jocular words such as cheatee (= one Often, however, using effect as the verb merely
who is cheated). spawns wordiness. The verb tends to occur along
The upshot o f this discussion is that -ee has side BU R IED VERBS, such as settlement and im
been much abused and that writers must be care provement. E.g., “Appellant petitioned to effect a
ful o f the forms they use. For active senses we final settlement o f the estate [read settle the
have -er, -or, and -ist at our service; we should be estate]”7 “The Act, which has been adopted in
wary o f adopting any new active forms in -ee, some other parts o f the Commonwealth, has un
and do our best to see that standee, escapee, and doubtedly effected a great improvement in practice
similar forms wither and die, or else remain odd [read improved practice]” (Omitting great or
exceptions. Otherwise we risk wasting any sense greatly does the sentence no damage, as undoubt
to be found in this suffix. It was with justifiable edly adequately conveys the intended sense.)
concern for the language and logic that Fowler B. A nd affect . Effect (= to bring about) is often
noted: “the unskilled workers used to ‘dilute* misused for affect ( = to influence, have an effect
skilled workers in time o f war should have been on): “The fact that findings and conclusions under
called diluters instead o f dilutees; the skilled were Rule 296 are not titled separately from the judg
the dilutees* (MEU2 146). See -ER (A). ment does not effect [read affect] their validity.”/
B. Word Formation. The principles applying to “[E]ven a revocatory clause [that] is immaterial
words in -ATABLE apply also to agent nouns in because testator had disposed o f all his property
-ee. Thus we have inauguree, not inauguratee; in the will, [does] not effect [read affect] the will.”
subrogee, not subrogatee (though the latter is Thomas E. Atkinson, Handbook o f the Law o f
sometimes used mistakenly for the former). See Wills 306 (2d ed. 1953). See a ffe ct.
subrogee. C. A nd effectuate. Most dictionaries define
C. Stylistic Use of. Stylists know that -ee agent these words identically, but their d i f f e r e n t i a
nouns are often inferior to more descriptive terms. t i o n should be encouraged. Although both mean
They sometimes objectify the persons they de “to accomplish, bring about, or cause to happen,”
scribe, though the writer may intend no cal stylists have generally considered effect the pref-
306 effective
erable w ord , effectuate a n e e d l e s s v a r ia n t . N o explicitly stated his intention>. Sense (2) is com
longer need th is be so. mon in legal writing— e.g.: “The United States
The growing distinction— common esp. in law— Courts o f Appeals are effectively [i.e., in effect]
is that effect means “to cause to happen, to bring courts o f last resort.”
about” <effect a coup>, whereas effectuate means Effectually is incorrect for sense (3) o f effec
“to give effect to, to bring into effect” <effectuate tively: “Such property is withdrawn from the juris
the testator’s intentions>. E.g., “[P]erhaps noth diction o f the courts o f the other authority as
ing more discreditable is involved than an unwill effectually [read effectively] as if the property had
ingness to acknowledge in the words o f the statute been entirely removed to the territory o f another
itself the element o f discretion that must be exer sovereignty.”/ “He was damaged by appellant’s
cised in effectuating its purposes.” Lon L. Fuller, willful trespass just as effectually [read effectively]
Anatomy o f the Law 42 (1968). as if he were the real owner o f the bridge.” The
O f the three confusable terms— affect, effect, same is true o f sense (2): “Effectually [read Effec
and effectuate— the last is the least common. Ordi tively], since this carpet measures only 54 inches
narily in legal contexts, effectuate means “to give in width, there are many more seams than would
effect to” and not “to bring about.” Thus it is not, be necessary in a standard 12-foot carpet.” See
despite what some think, synonymous with effect: e ffe ctu a l.
“The board also ordered the following affirmative
action which it was found would effectuate [i.e., e ffe ctu a l; e ffe c tiv e ; e ffica cio u s; efficie n t. All
‘give effect to,’ not *bring about’] the policies o f these words mean generally “having effect,” but
the administration.”/ “The rule has been read by they have distinctive applications. Effective = (1)
courts in a manner that effectuates its function o f having a high degree o f effect (used o f a thing
timely notice without creating technical traps for done or o f the doer) <the court’s power to fashion
the unwary.”/ “A court o f equity will effectuate the an effective equitable remedy>; or (2) coming into
gift by declaring his heir to be a constructive effect <effective June 3 , 1994>. Efficacious = cer
trustee.” tain to have the desired effect (used o f things)
Effect is sometimes misused for effectuate— e.g.: <efficacious drugs>. Efficient = competent to per
“We properly must inquire beyond those minimal form a task; capable o f bringing about a desired
historical safeguards for securing trial by reason effect (used o f agents or their actions or instru
to ensure that the commands o f justice are effected ments) <an efficient organizations Efficient in
[read effectuated (i.e., ‘given effect’)].” The oppo creasingly has economic connotations in law that
site error occurs here: “In this case, nurses from are evident, e.g., in the phrase cost-efficient, q.v.
around the country have earned law degrees to Effectual, perhaps the most troublesome o f
effectuate [read effect] changes in the health care these words in practice, means “achieving the
system.” John Katzman, Heal the System, Tex. complete effect aimed at”; it is used apart from
B.J., May 1992, at 474. the agent. E.g., “I think that unity o f organization
In practice, effectuate is not trouble-free. Some is necessary to make the contest o f labor effec-
writers use it fuzzily—e.g.: “If the statutory au tual.” (Holmes)/ “If that were so, every imperfect
thority is nothing more than a pretext for effectu security, however invalid as a real right, would
ating personal hostility, an award o f monetary be effectual as a trust.” (Eng.) On the use o f
damages will be upheld.” Mark M. Grossman, The effectually for effectively, see e ffe ctiv e ly .
Question o f Arbitrability 109 (1984). Erroneous
forms, too, such as affectuate, have popped up effe ctu a te . See e ffe c t (c ).
(and need to be stamped on): “Notice o f release
by appellant in and o f itself certainly is sufficient
e ffe te does not mean “effeminate” or “sophisti
notice to affectuate [read effectuate] a valid re
cated and snobbish.” Rather, it means “worn out,
lease.” See a f f e c t .
barren, exhausted.”
e.g., the abbreviation for the Latin phrase exempli The use o f egoism in the sense “selfishness” is a
gratia ( = for example), introduces representative s l i p s h o d EX TENSIO N. Egotism = arrogance; an
C. N o t. . . either. These should be made into other person whatever was held not to include a
neither. . . nor constructions. E.g., “Other states coach proprietor, a farmer, a barber, or a real-
do not require either a notice or registration [read estate agent; the general words or other person
require neither notice nor registration], although whatever were held confined to persons with simi
they may require filing o f a report o f sale.” lar occupations to those specifically listed— de
D. Either or both. This phrase denotes the spite the breadth o f whatever. Similarly, if a lease
meaning generally assigned to and/or, q.v., but forbade the tenant to keep kerosene, camphene,
neither phrase finds a place in good legal writing. burning fluid, or any other illuminating material,
E.g., “One must plead either or both that [read the general language at the end would not include
either that] the state has established a procedure a light bulb, though it is indisputably an “illumi
that itself is constitutionally deficient or that it nating material” i f the language is taken literally.
has provided no adequate remedy for aberrational The phrase is often used adjectivally—e.g.: “The
[q.v.] departures by the servants from proper pro assembly o f machinery is not ejusdem generis
cedures [add a comma, and then: or both].9*/“Judi with ‘cleaning, lubricating, and painting/ ” Some
cial sanctions in civil contempt proceedings may, times it functions as an adverb—e.g.: “The general
in a proper case, be employed for either or both o f words at the end o f the perils clause have been
two purposes [read for either o f two purposes].9*(If construed ejusdem generis with the preceding
both rationales exist, then no one would seriously enumerated perils.” Grant Gilmore & Charles L.
argue that the sanctions are unavailable.) Black, Jr., The Law o f Admiralty 74 (2d ed. 1975).
E . E ither. . . and/or. This construction is illog The term is pronounced /ee-joos-dom-jen-d-ris/,
ical: “Plaintiff states that she has no responsive /ee-yoos-ddm/, or (BrE) / ee-jas-dam/, and is occa
documents that she is withholding from Defen sionally spelled eiusdem generis (the classical way,
dant under any claim o f either the attorney-client which is Latin but not English).
and/or the work-product privileges [read under
the attorney-client or work-product privilege].9*See e k e o u t. Journalists often misuse this p h r a s a l
an d /or. verb by writing, for example, that Smith eked out
a victory over Jones in the election (as if the
can no longer be used in sober writing
e ja c u la t e phrase meant, in colloquial terms, “squeaked by
as a synonym for “exclaim.” Jones”). Eke out properly means “to supplement,
add to, or make go farther or last longer.” Here
e je c t e e . See -e e . the phrase is correctly used: “There have been
many cases in which there was nothing in the
These terms are
e je c t m e n t ; e je c t io n ; o u s t e r . way o f context or other laws in pari materia by
deceptively similar but have important differ which to eke out a statute where the provisions
ences. Ejectment and ejection are names o f actions were so obscure that a court, with best o f inten
at law, whereas ouster is a legal wrong. Ejectment tion, could not ascertain and declare its proper
= (1) ejection o f a tenant or occupier from prop meaning.” Roscoe Pound, The Formative Era o f
erty; or (2) trespass to try title— a legal action in American Law 68 (1938)7 “It was considered pos
which a person ejected from property seeks to sible to solve all legal problems by deduction from
recover possession and damages. This action was the actual rules o f English law, eked out [i.e.,
abolished in England in 1852 but persists in some supplemented] perhaps by careful borrowing from
American jurisdictions. E.g., “We think it is clear the Roman jurists.”
in this case that the complainants in this bill One may eke out one’s income by working nights
might have brought ejectment for the land against as well as days. But one does not, properly, eke out
the tenants in possession.” Ejection is the term an existence: “Appellant claimed to have brought
for a similar action in Scots law. more than $70,000 with him from Vermont, when
Ouster is something different: “the act o f wrong his testimony showed that during his period there
fully dispossessing someone o f any kind o f here he was barely able to eke out an existence [read
ditament, such as freehold property” (CDL). barely able to make ends meet, or some other
c l i c h é ] . ” Nor does the phrase mean “to acquire
to elaborate and to elaborate on may mean “to in AmE, esp. in older works—-e.g.: “The first view
work out in detail,” the former suggests “to pro to be taken o f this part o f the government relates
duce by labor,” and the latter suggests “to explain to the qualifications o f the electors and the
at greater length.” Awareness o f this nuance elected.” The Federalist No. 52, at 325 (James
allows one to choose the apter phrasing. Madison) (Clinton Rossiter ed., 1961). Sense (2)
is more usual in m odem AmE— e.g.: “ [T]he Presi
e l d e r ; e l d e s t . These are variants o f older and dent held office for four years and then had to
oldest, with restricted uses: one refers to an elder be given— or denied—a second term by electors
brother or sister, or to the eldest son or daughter, picked by the people.” Fred Rodell, Nine Men 44
but elsewhere the form is out o f place. Older and (1955).
oldest may always substitute for elder and eldest.
is a common error for electoral ( = o f
e le c t o r ia l
is a l e g a l i s m meaning “to choose deliber
e le c t or relating to electors). E.g., “The new district
ately.” A f o r m a l w o r d generally followed by an would be divided into electorial [read electoral]
infinitive in legal prose, elect should not be used subdistricts utilizing the current community col
where a simple choose will suffice. E.g., “The peti lege district boundaries.” Liddell v. Board o f
tioner elected [read chose1 to declare the entire Educ., 733 F. Supp. 1324, 1327 (E.D. Mo. 1990).
indebtedness to be immediately due and
payable.”/ “It is suggested that he does not have e l e e m o s y n a r y lel-d-mos-d-ner-eel, related etymo
the mental capability to elect [read choose] to logically to the word alms, is a f o r m a l w o r d for
continue further judicial examination o f his charitable. It is more common in legal than in
conviction.”/ “With the consent o f the trustees, he nonlegal prose. E.g., “The church seeks and ob
may elect [read choose] to take his benefits in a tains the eleemosynary contributions o f the laity,
lump sum, or part lump sum and part annuity.” not for private gain, but for the aid o f pious
The changes here suggested are stylistic merely; institutions and objects o f every nature.”/ ‘"The
elect cannot be said to be wrong—it is merely court held the cy-pres statutes inapplicable be
symptomatic o f l e g a l e s e . cause the trust was not for a charitable, benevo
lent, or eleemosynary purpose.”
e l e c t e e (= [1] one chosen or elected; or [2] one
to whom the law gives a choice about status) is E legant V a r ia t io n . See in e l e g a n t v a r ia t io n .
recorded in the OED and supported by a single
quotation, from 1593. One might suppose that, Elemental is the more
e le m e n t a l; e le m e n t a r y .
because electee is omitted from most unabridged specific term, meaning “o f or relating to the ele
dictionaries, it was a 16th-century nonce word ments o f something; essential.” E.g., “We do what
that is long since defunct. So prudent writers elemental justice and fundamental fairness de
would suppose; yet the word has been successfully mand under the necessitous circumstances.” Ele
revived. E.g., sense (1): “Petitioners would enjoin mentary means “introductory; simple; fundamen
the electees from acting.” Littig v. Democratic tal.” E.g., “It is elementary that an executory
County Comm. 38 N.Y.S.2d 214, 216 (Sup. Ct. contract, in order to be enforceable, must be based
1942). Whether this word will gain currency as a upon a valuable consideration.”
correlative o f elector it is too early to say.
Sense (2) is an illogical use o f the -EE suffix, e lig ib lemay equally well be construed with ei
since the electee is the person put to the election— ther for or to (an office). Eligible for is more
the elector, in effect: “A section 411 electee . . . is common today than eligible to, but the latter has
qualified to make an election to have his retired unimpeachable credentials: “No person except a
pay computed under section 402(d).” Aflague v. natural bom citizen . . . shall be eligible to the
U.S., 298 F.2d 446, 449 (Ct. Cl. 1962). office o f president.” U.S. Const, art. II, § 1./ “No
judge of any c o u r t. . . shall during the term for
e l e c t i v e . This term is used primarily in relation which he is elected or appointed, be eligible to the
to political elections. Elective = appointed by elec legislature.” Tex. Const, art. Ill, § 19.
tion; subject to election. In legal writing, however,
elective is used more broadly o f legal choices: “The e l i s o r ld-ll-zdrl, omitted from W3 but generally
widow took her elective share o f the estate.” included in unabridged dictionaries, means “a
person appointed by a court to return a jury, serve
e l e c t o r = (1) esp. in BrE, a legally qualified a writ, or perform other duties o f the sheriff or a
voter; or (2) in AmE, a member o f the electoral coroner in case o f his disqualification” (W2).
college chosen by the states to elect the president Though comparatively rare, the term is still used
and vice president. Sense (1) appears occasionally in some American jurisdictions. E.g., “In view o f
310 BLL1P6S6
our holding that the elisor was an interested per em -, m - . See EN-.
son, we do not reach a determination as to the
validity o f the service o f process under Bahamian em a n a te = (1) to flow forth, issue, originate from
law.” Wakeman u. Farish, 356 So. 2d 1323, 1325 a person or thing as a source; or (2) to proceed
(Fla. Dist. Ct. App. 1978). The form eslisor is a from a material source ( OED). Sense (2) applies
N E E D L E S S VARIANT. to physical senses. E.g., “The use o f a human
investigator was a factor involved in State v.
E l l ip s e s . See q u o t a t io n s ( e ). Groves, where an airplane pilot’s detection o f an
odor emanating from luggage he was unloading
e lo c u tio n ; lo c u tio n ; a llo cu tio n . Elocution = led to a sniff o f that luggage by a trained police
style in speaking; the art of speaking persua dog.”
sively. Locution — a word or phrase. For allocu The word is coming to be overworked in sense
tion, see the entry under that word. (1), rising almost to the level o f a V O G U E WORD.
Its use in the law is old: “In discussing this ques
tion, the counsel for the State o f Maryland have
e lo i(g )n is an archaic legal term meaning “to
deemed it o f some importance, in the construction
convey or remove out o f the jurisdiction o f the
o f the constitution, to consider that instrument
court or o f the sheriff” (OED). Generally the word
not as emanating from the people, but as the act
is spelled eloign rather than eloin.
o f sovereign and independent States.” McCulloch
v. Maryland, 17 U.S~t4 Wheat.) 316, 402 (1819)
e lo p e . The OED and many other dictionaries
(per Marshall, C.J.).
define this term as if it had historically been a
Judges today seemed enamored o f the word,
“sexist” one in law: “a. Law. O f a wife: To run
which is fast becoming another legal CLICH É:
away from her husband in the company o f a
“Moreover, there are other suggestions such as
paramour, b. In popular language also (and more
that emanating from Dean Wigmore at a time
frequently) said o f a woman running away from
when the question whether the parol evidence
home with a lover for the purpose o f being mar
rule was proper subject-matter for evidence or
ried” ( OED). These definitions suggest that only
contracts had not been decided.”/ “It appears that
women can elope, but legal contexts have long
the first advancement statute was based on the
made men as well as women elopers—e.g.: “[I]f
custom o f London and York, and that the custom
evidence was admitted to show that House had
must have emanated from the Homem (or civil)
armed himself, and was hunting for Steadman
law principle o f collatio bonorum, requiring a
under the impression that the latter had eloped
bringing into hotchpot [q.v.].7 “Defendant
with his wife, and was secreting himself in that
pleaded guilty to two counts o f bank robbery
vicinity, it is difficult to see upon what principle
charged in an indictment emanating from the
his threats in that connection were excluded.”
District o f Minnesota.”
Alexander v. U.S., 138 U.S. 353, 356 (1891)7
“James Campbell had eloped with the wife o f one
e m a n cip a te = to set free (as a minor or a slave)
Ludlow . . . .” Adger v. Ackerman, 115 F. 124,
from legal, social, or political restraint. In modern
130 (8th Cir. 1902).
legal contexts, one most frequently encounters
this term in reference to minors—e.g.: “Plaintiff
else’s. Such possessive constructions as anyone Adele Gelbman wa6 the passenger in an automo
else's and everybody else’s are preferred to the bile owned by her and operated by her unemanci
obsolete constructions anyone's else and every pated 16-year-old son.” Gelbman v. Gelbman, 245
body's else. See p o s s e s s i v e s (Gj. N.E.2d 192, 192 (N.Y. Ct. App. 1969).
elu d e. See allu de. e m a n cip a tio n ; m a n cip a tio n . The former
means “the act o f freeing from slavery,” the latter
elu siv e; elu so ry ; illu siv e ; illu so ry . Elusive “the act o f enslaving.”
(rather than elusory) is the usual adjective related
to elude; illusory (rather than illusive) is the usual em a scu la te means literally “to castrate,” but has
adjective related to illusion. Here illusive has come figuratively to mean “to deprive of strength
almost certainly been misused for elusive: “The and vigor, to weaken.” The word is a favorite o f
discussion almost inevitably returns to the illu judges in dissent. E.g., “More important in the
sive [read elusive] subject o f what the Supreme long run than this misreading o f the federal stat
Court really held. . . .” B-U Acquisition Group, ute, however, is the court’s emasculation o f the
Inc. v. Utica Mut. Ins. Co., 52 B.R. 541, 544 equal protection clause as a constitutional princi
(Bankr. S.D. Ohio 1985). See illu sory . ple applicable to the area o f social welfare
eminence 311
administration.”/ “Under the majority’s emascula largely a legal sense, applies: “Personal liberty or
tion o f the Act, no determination need be made the right o f property embraces the right to make
whether the substantial question is likely to be contracts for the sale o f one’s own labor and the
determined favorably on appeal.” Cf. e v i s c e r a t e . employment o f one’s individual and industrial
sources.”/ “There is no support in the record for
e m b a r r a s s . Only in legal contexts is this word the proposition that Bombay’s business and good
today used in the sense “to encumber, hamper, will could be protected only by a restrictive cove
impede.” E.g., “Even in Tucker Act cases the prob nant embracing almost all o f the North American
lem o f joinder should not be embarrassed by any continent.”/ “The general article was interpreted
doctrine o f sovereign immunity.” (The Tucker Act to embrace only crimes the commission o f which
allows certain persons to sue the government.)/ had some direct impact on military discipline.”
“We think that the arguments o f the parties are Sense (2), used in legal and nonlegal contexts
considerably embarrassed by factors not touched alike, is exemplified in this sentence: “While ap
upon by the parties.” Most nonlawyers would find pellants try to argue that dilution cases involve a
puzzling these uses o f embarrass. See E U P H E mixed question o f law and fact not governed by
MISMS. the clearly erroneous standard, we cannot em
brace this argument.”
em b assad o r. See am b assad o r.
em b racee. See e m b r a c e (o )r .
Often assumed to be synony
e m b a s s y ; le g a t io n .
mous, these words should be distinguished. An e m b r a c e ( o ) r . This term, meaning “one guilty o f
embassy is under an ambassador, and a legation embracery [= the offense o f influencing a jury
is under a minister, envoy, chargé d’affaires, or illegally and corruptly],” is best spelled embracer,
some other diplomatic agent. preferred by the OED and the A HD. W3 and
Webster's New World Dictionary include their
Embezzle (=
e m b e z z le ; m is a p p r o p r i a t e ; s t e a l. main entries under embraceor, with the ill-formed
to fraudulently convert personal property that suffix.
one has been entrusted with) is now always used Some writers use the n e o l o g i s m embracee as
in reference to fiduciaries. Misappropriate means the correlative of embracer—e.g.: “If it takes the
“to take for oneself wrongfully” and may or may form o f a bribe and is accepted, both the embracer
not be used o f a fiduciary. Steal, like misappropri (giver) and embracee (taker) are guilty o f bribery.”
ate, is generally a broader term than embezzle; it Rollin M. Perkins & Ronald N. Boyce, Criminal
has the same meaning as misappropriate, but Law 551 (3d ed. 1982).
much stronger negative connotations. See d e f a l
c a t e , m i s a p p r o p r i a t e , p e c u la t i o n & s t e a l. e m b r a c e r y ; i m b r a c e r y ; b r a c e r y . The first form
is standard for this word, which denotes the of
(= [1] crop production, or profits
e m b le m e n t s fense o f attempting to corrupt or instruct a jury
from crops produced by the cultivator’s labor, or to reach a particular conclusion by means other
[2] a common-law doctrine giving the planter o f than evidence or argument in court, as by bribing
crops ownership rights in those crops after the or threatening jurors. The popular term for this
planter has unexpectedly lost possession o f the offense is jury-tampering. See j u r y - p a c k i n g .
land before harvest) is a Law French term [fr. Imbracery and bracery are N E E D L E S S VARIANTS.
OF. emblaer “to sow with wheat or oats”] that
persists in m odem legal writing—but it is surely em end. See am end.
preferable to its Latin alternative, fructus indus
tria ls . E.g., “The duration o f a life estate being There is a latent d i f f e r e n t i
e m ig r a n t ; é m ig r é .
uncertain, the law encourages the life tenant to between these words. An emigrant is one
a t io n
cultivate the land by giving him the right to who leaves a country to settle in another. Émigré
‘emblements.’ This is the right o f the legal per has the same sense, but applies especially to one
sonal representatives o f a deceased life tenant in political exile. The first acute accent is often
. . . to enter the land after the life estate has omitted (émigré) in AmE.
come to an end and reap the crops which the life
tenant has sown.” Peter Butt, Land Law 111 (2d e m ig r a t e . See im m ig r a t e .
ed. 1988). The word is anglicized in pronuncia
tion: /em-bli-mdntsL é m ig r é . See e m ig r a n t .
word is imminence ( = the quality or state o f being which the Fief o f the middle ages has often been
ready to take place) or immanence ( = inherence) fathered, though without much knowledge o f the
is unclear: “The phrase ‘imminent danger/ for exact share which it had in bringing feudal owner
example, suggested immediacy, inherence, and ship into the world.” Henry S. Maine, Ancient
eminence [read imminence or immanence, either Law 248 (17th ed. 1901; repr. [New Universal
one o f which would create a r e d u n d a n c y ]. ” Ed Lib.] 1905, 1910)./ “[Although the Romans used
ward H. Levi, An Introduction to Legal Reasoning the term ‘dominium / the holder o f land by emphy
27 (1949; repr. 1972). teusis was also treated in many ways as an
owner.” Butler v. Baber, 529 So. 2d 374, 381 (La.
e m in e n t . See im m in e n t . 1988). The corresponding adjective is emphy
teutic.
e m in e n t d o m a in ; c o n d e m n a t io n ; e x p r o p r ia
t i o n . The 17th-century civilian Grotius coined the e m p ir ic iz e , not in the dictionaries, has made an
term eminens dominium, from which our phrase appearance in an American law report: “Just as
derives. In BrE, eminent domain is primarily a experienced physicians render diagnoses on the
term o f international law. In AmE, it refers to basis o f symptoms they sense, but often cannot
the power o f federal and local governments to empiricize [= confirm or verify by testing] or
pronounce judicially (land, etc.) as converted articulate, so too, we are told, can those who work
to public use. The usual BrE term for this sense among prisoners develop ‘senses’ concerning the
is expropriation. Condemnation, an Americanism, potential for impending^ disobedience or unrest.”
has virtually the same sense: “judicial assignation Abdul Wali v. Coughlin, 754 F.2d 1015, 1018 (2d
(of property) to public purposes, subject to reason Cir. 1985).
able compensation.” E.g., “This is a condemnation
proceeding brought by the County o f Matagorda e m p ir ic s is not in good use for empiricism. Cf.
to condemn four parcels o f land.” See c o m p u l e s o te rics.
so ry p u rc h a se .
em p le a d . See im p lea d .
e m o te . See b a c k -f o r m a t i o n s .
defendant can try to put all fault on the absent gressional acts or Federal statutes] come to this
one (i.e., the one not occupying a chair at trial). court with an extremely heavy presumption of
validity.” See a ct ( c ) .
em u late; im m olate. The former is to strive to Nevertheless, sense (2) is so pervasive that we
equal or rival, to copy or imitate with the object can do little else but avoid it in our own writing;
o f equaling. The latter is to kill as a sacrifice. criticism o f its users (as opposed to its use) is
Emulate is frequently misused, as, e.g., here for unfair, given its pervasiveness. The OCL and
adopt: “I cannot believe that a company trying to CDL define enactment only in sense (2): “a statute
estimate the effect o f a marketing tool would or Act o f Parliament, statutory instrument, by
emulate [read adopt] the methods that lawyers law or other statement o f law made by a person
use in taking depositions.” or body with legislative powers” (OCL). Likewise,
it is used in sense (2) in the Assimilative Crimes
No consistent rules exist for determining
E N -, IN-. Act, 18 U.S.C. § 13 (1982), which states that
which form o f the prefix to use before a given certain acts or omissions are “not made punish
word. In AmE at present, the spellings entrust, able by any enactment o f Congress.” Perhaps the
enclose, inquire ( = to ask), and increase are stan use o f the term in the last-quoted example arose
dard. The BrE spellings are entrust, enclose, en from the mistaken notion that act in acts and
quire ( = to ask), and increase, but the variants omissions might be confused with act o f Congress.
intrust and inclose still appear with some fre Even were that true, federal statute would suffice
quency. Especially troublesome to writers are in place o f act o f Congress.
word-pairs with varying prefixes according to in
flection: encrust but incrustation; engrain ( = to e n b a n c ; in b a n c ; in b a n c o ; in b a n k . A. Spell
dye in the raw state) but ingrained ( = deeply in g and Pronunciation. W3 lists only en banc (=
rooted). For a discussion o f in- as both privative in full court; F. lit. “on the bench”), the predomi
and intensive, see n e g a t i v e s (B ). nant form in English-speaking countries. In banc
and in bank also appear in a few jurisdictions,
e n a b lin g statute. This phrase was perhaps first but these are not widespread. The Arizona courts
used specifically in reference to the act (32 Hen. use in banc— as in Spur Industries, Inc. v. Del E.
V ili. c. 28) by which tenants-in-fee and certain Webb Development Co., 494 P.2d 700 (Ariz. 1972)
others were “enabled” to make leases (OED). Now (in banc)— and so do the Maryland courts, though
the phrase is used in reference to any statute the commentators wonder why: “There is no justi
conferring powers, and in the U.S. usually to a fication for the spelling in banc other than the fact
congressional statute conferring powers on execu that it was used by the drafters o f the Maryland
tive agencies to carry out various tasks delegated Constitution.” Paul V. Niemeyer & Linda M. Rich
to them. E.g., “Procedural uniformity seems to be ards, Maryland Rules Commentary 339 (1984).
weakening, as the Congress has become increas Unfortunately, the Federal Rules o f Appellate
ingly willing to prescribe detailed codes o f proce Procedure, as well as statutes addressing appel
dure in enabling legislation.” See d is a b lin g stat late procedure, use the spelling in banc. Judge
u te & d isen a b le. Jon O. Newman, o f the Second Circuit, reluctantly
acquiesced to in banc in an article discussing
en a ct. The platitude is that courts adjudicate, en banc proceedings: “Grudgingly, I accept the
rather than legislate. Some judicial decisions spelling o f ‘m band adopted by the pertinent stat
seem to belie this principle; still, it is unidiomatic ute, 28 U.S.C. § 46(c) (1982), and the federal rule,
to refer to a court as enacting doctrines: “The Fed. R. App. P. 35. Use o f the term as it appeared
Supreme Court has enacted [read enunciated or in Old French, ‘en banc,* seems preferable.” In
some other word] a ‘public safety’ exception to Banc Practice in the Second Circuit, 50 Brooklyn
Miranda.” L. Rev. 365, 365 n .l (1984).
The Supreme Court o f California, meanwhile,
en a ctm en t = (1) the action or process o f making uses in bank. See, e.g., In re Los Angeles County
(a legislative bill) into law <enactment o f the Pioneer Society, 257 P.2d 1 (Cal. 1953) (in bank).
bill>; or (2) a statute <a recent enactment:». The In banco is listed in Black*s (6th ed.) but is rarely
word is best not used by legal writers in sense if ever used.
(2), although it has been so used almost from its En banc being now the usual spelling, the bur
beginning in the early 19th century. Still, to use den falls on English-speaking lawyers to pro
enactment in sense (2) is to add an unneeded nounce the word correctly. Certainly the angli
synonym and to muddle a useful distinction. The cized pronunciation lin-bank / is unexceptionable;
plural almost always manifests this stylistically the French approximation lon-bonkl is also com
poor use: “ Congressional enactments [read Con mon, though some may consider it precious. And
314 enbancworthy
reporters are likely to misspell the phrase— e.g.: word conveys the idea redundantly expressed by
“ ‘In fact there had been a fair degree o f unanimity the second. See e n c l o s e d p l e a s e f i n d .
on this until last September, when the Fifth Cir
cuit sitting en banque [read en banc] took their e n c l o s e d p l e a s e f i n d is archaic deadwood in
renegade p ath / said Mr. McDuff.” Ronald Smoth lawyers’ correspondence for enclosed is or 7 have
ers, Challenges to Judicial Elections Revive, N.Y. enclosed. Whether the phrase was originally com
Times, 22 June 1991, at 9. mercialese or LEG ALESE, it has been cant since its
B. A djective o r Adverb. The phrase en banc creation.
may be either adjectival <en banc proceedings> In referring to a variant form o f this phrase—
or adverbial <the court heard the case en b a n o . please find enclosed— a 19th-century commenta
Chief Justice Rehnquist has even used the phrase tor aptly remarked: “A more ridiculous use of
as a s e n t e n c e a d v e r b : “En banc, the Court o f words, it seems to me, there could not be.” Richard
Appeals for the Fifth Circuit reversed.” Crawford G. White, Every-Day English 492 (1880).
Fitting Co. v. J.T. Gibbons, Inc., 482 U.S. 437,
439 (1987) (per Rehnquist, C.J.). e n c l o s u r e ; i n c l o s u r e . The former spelling is
preferred in all senses. See en -.
e n b a n cw o rth y ( = worthy o f being considered
en banc) is a term concocted by, and still generally e n c o m i u m . PI. -iums, -ia. The English plural is
confined to, the judges o f the United States Court preferred— e.g.: “In truth, the book is in no sense
of Appeals for the Fifth Circuit. As legal j a r g o n a law book, and some o f the most enthusiastic
formed on the model o f words like seaworthy and encomiums o f it that I have heard have come from
airworthy, it is useful shorthand, though odd gentlemen who have never opened a law book.”
sounding. E.g., “This opens up a whole array o f C.C. Langdell, Dominant Opinions in England
influences which for nearly all cases [affect] . . . During the Nineteenth Century, 19 Harv. L. Rev.
whether the case is enbancworthy.” Allen v. John 151, 153 (1906). See p l u r a l s ( a ).
son, 391 F.2d 527, 532 (5th Cir. 1968) (per Brown,
C.J)./ “As one who shares his misgivings, I feel
e n c r e a s e is an obsolete spelling o f increase used,
obligated to state concisely my reasons for be
e.g., in the U.S. Const., art. I, § 6. See e n -.
lieving that the present case is enbancworthy.”
Becker v. Thompson, 463 F.2d 1338, 1339 (5th
e n c r u s t ; in c r u s t . See en -.
Cir. 1972) (Brown, C.J., dissenting)./ “Briefs and
oral arguments on rehearing en banc lead the
Court to conclude that this case is not enbancwor en cu m b er. See in c u m b e r.
though standing alone, this problem would hardly The preferred spelling o f this word, meaning “a
be enbancworthy, we conclude that action by us is claim or liability that is attached to property and
appropriate rather than letting stand the panel’s that may lessen its value,” is encumbrance in both
analysis o f third-party beneficiary.” Hercules, Inc. AmE and BrE. E.g., “The court erred in holding
v. Stevens Shipping Co., 698 F.2d 726, 736 (5th that the shares o f stock to Lillian Conway Fine
Cir. 1983). Cf. ce rtw o rth y . are free and clear o f liens and encumbrances.” Yet
The corresponding noun is enbancworthiness, incumbrance is the spelling used in the British
and the antonym is unenbancworthy— e.g.: “I Finance Act o f 1975. Cumbrance is a n e e d l e s s
v a r i a n t . See l i e n s a n d e n c u m b r a n c e s .
would agree that this case would be unenbancwor
thy if the panel had avoided the Chambers ques
tion on any one o f the several grounds suggested e n cu m bran cer (= a person who holds an en
. . . .” Maness v. Wainwright, 528 F.2d 1381, cumbrance) is a slightly archaic word that can
1381 (5th Cir. 1976) (Goldberg, J., dissenting).Cf. often be replaced by lienholder. (See l i e n o r . ) A
u n en b a n c. variant spelling to be avoided is incumbrancer.
e n close; in clo se . The former spelling is now pre e n d e a v o r is a f o r m a l w o r d for attempt or try.
ferred in all senses. E.g., “The complaint alleged E.g., “No such clemency can be extended to an
that certain statements in the publication (those attorney who deliberately and persistently en
inclosed [read enclosed] in brackets) were false.” deavors to submit evidence that is clearly incom
See EN-. petent and that, as a lawyer, he is presumed to
know is incompetent.”
e n clo s e d h e re w ith and enclosed herein are un The same is true o f endeavor as a noun: “To
necessary for enclosed; in both phrases, the first attempt to limit English competition in this way
enjeopard 315
e n jo in (fro m ) (u p on ). Enjoin has two basic only objection to such a word is that its having had to
meanings, each the exact opposite o f the other. In wait so long, in spite of its obviousness, before being made
is a strong argument against the necessity of it. We may
sense (1), which is positive in intent, enjoin means
regret that injunction holds the field, having a much less
to prescribe, to mandate, or to order that some English appearance; but it does; and in language the old-
thing be done. This sense, used most frequently established that can still do the work is not to be turned
in BrE (though not wholly unknown in AmE), out for the new-fangled that might do it a shade better,
occurs with either o f two prepositions: upon or to. but must first get itself known and accepted.
E.g., “In France and Gertnany, for example, eq H.W. Fowler & F.G. Fowler, The King’s English 53
(3d ed. 1931; repr. 1978).
uity has been a clearly recognized element in the
administration o f justice, and enjoined upon the The OED contains two illustrative examples of
judge, but assigned to no special jurisdiction.” enjoinder, but injunction still generally “holds the
Carleton K. Allen, Law in the Making 414 (7th field” in both positive and negative senses o f en
ed. 1964)./ “Courts are ill-suited to resolve hypo join, q.v.
thetical issues and are constitutionally enjoined Yet enjoinder has become more common than it
to decide only concrete cases.” (Eng.) was in Fowler’s day in the sense o f “a command,
In sense (2), which is negative in intent, enjoin esp. one that prohibits.” E.g., “But the constitu
means to prohibit, to forbid, or to restrain some tional enjoinder against waste does not mean that
one by court order from doing a specific act or the riparian owner must . . . clear all water
behaving in a certain way. In this second mean consuming native growth . . . .” Allen v. Califor
ing, the verb takes the preposition from— not to nia Water & Tel. Co., T76 P.2d 8, 18 (Cal. 1946)
or upon. E.g., “The court enjoined the company (en banc). Through s l ip s h o d e x t e n s io n it has
from selling any further cargoes o f Nigerian oil to been used as an equivalent of admonition, as
buyers other than the plaintiff.” here: “[Bishop] is also reputed to have written
In the sense “to prohibit by injunction,” enjoin that classical enjoinder, 'Hard cases make bad
is preferable to the b a c k -f o r m a t io n injunct, law.’ ” Horsley v. State, 374 So. 2d 375, 377 (Ala.
dated in the OED from 1872. See e n jo in d e r & 1979) (Beatty, J., dissenting).
in ju n c tio n e n jo in in g . Enjoinment, labeled archaic in W3 and missing
from W2, is recorded in the OED from the 17th
e n jo in a b le ( = capable o f being prohibited by century in the sense “the action o f enjoining.”
injunction), dating from the late 19th century, is Today this word might almost be considered com
contained in no major English dictionary but has mon in law; certainly, in denoting the action itself
proved useful to American judges— e.g.: rather than the result of the action (an injunc
tion), it is useful. E.g., “[I]t in and o f itself consti
• “[A]ll such activity would be properly enjoinable
tutes a sufficient basis for the enjoinment o f defen
insofar as it advocated a strike by public em
dant’s continued picketing.” Baldwin v. Arizona
ployees.” In re Berry, 436 P.2d 273, 285 (Cal.
Flame Restaurant, 313 P.2d 759, 765 (Ariz. 1957).
1968) (en banc).
In the following sentence, enjoinder is used
• “Spur’s operation was an enjoinable public nui
where enjoinment would be more apt: “The trial
sance.” Spur Indus., Inc. v. Del E. Webb Dev.
court’s restraint and enjoinder [read enjoinment]
Co., 494 P.2d 700, 706 (Ariz. 1972) (en banc).
o f defendants from interfering in the liquidation
• “[W]e find that appellees’ use o f the house and
is mooted and reversed by virtue of our ruling.”
adjoining premises as a church constitutes a
Heard v. Carter, 285 S.E.2d 246, 249 (Ga. Ct.
clear and enjoinable violation o f the restriction
App. 1981).
in issue here.” Kessler v. Stough, 361 So. 2d
1048, 1050 (Ala. 1978).
e n jo y is frequently used in legal writing in the
• “That secondary picketing is unlawful and en
sense “to have, possess.” E.g., “This covenant en
joinable today in almost every other industry is
sures that the tenant shall enjoy the possession
none o f our business.” Burlington N. R.R. v.
o f the premises in peace and without disturbance
Brotherhood o f Maintenance o f Way Employees,
by hostile claimants.” The word fails, however,
793 F.2d 795, 802 (7th Cir. 1986).
in reference to having or possessing something
undesirable, as in “He enjoys failing health,” la
e n jo in d e r; en join m en t; in ju n c tio n . The words beled a catachrestic use by the OED. (That sen
o f the Fowler brothers are as apt today as they tence actually looks more jocular than catachres
were at the turn o f the 20th century: tic.) Occasionally a clever writer recognizes the
ironic possibilities o f the word: “With a couple o f
As rejoin rejoinder, so enjoin enjoinder. The word is not
given in the [OED], from which it seems likely that Dick
rare exceptions, required by the Constitution, the
ens ["Merely nodding his head as an enjoinder to be Justices for the past thirty years have enjoyed—
careful.”] invented it, consciously or unconsciously. The and the verb is accurate— the power to refuse to
enroll 317
hear any case that anybody, railroaded convict or pliance with its terms is required before such
President o f the United States, tries to bring extraordinary relief may be granted.” Frankish v.
before them.” Fred Rodell, Nine Men 14 (1955). Frankish, 200 N.Y.S. 667, 668 (App. Div. 1923)
(quoting the uncited opinion o f Schubert v. Schu
en jo y m e n t ( = the exercise o f a right) occurs bert).
now only in legal contexts. E.g., “The right o f
enjoyment implies rights o f user, and o f acquiring The historical d i f
e n o r m it y ; e n o r m o u s n e s s .
the fruits or increase o f the thing, as timber, the between these words should not be
f e r e n t ia t io n
young o f cattle, or soil added to an estate by muddled. Enormousness = hugeness, vastness.
alluvion.” Thomas E. Holland, The Elements o f Enormity = outrageousness, ghastliness, hid
Jurisprudence 210 (13th ed. 1924; repr. 1937)./ eousness. For example, Alan Dershowitz once said
“[A] man has no right o f light for his windows that Noam Chomsky “trivializes the enormity o f
unless such a right has been acquired by grant the Chinese massacre [at Tiananmen Square in
or by long enjoyment . . . .” William Geldart, 1990].” Letter o f Alan Dershowitz, Left's Response
Introduction to English Law 144 (D.C.M. Yardley to Beijing Massacre, L.A. Times, 13 July 1989, at
9th ed., 1984). 2-6. But President Bush was less fastidious: on
10 July 1989, he was buoyed and cheered by what
en la rg e has figurative sénses (extend or broaden) he called “the enormity o f this moment,” which
in legal writing that it lacks in other contexts. he said presented a historic challenge to reform
Thus it is used o f abstractions like powers and the Polish economy.
even time. In references to powers, rights, and Plucknett typifies the careful writer’s usage:
the like, the metaphor conveyed by enlarge is “The plaintiff has been beaten, wounded, chained,
entirely natural—e.g.: “The enlarged property imprisoned, starved, carried away to a foreign
right that the legislature intended to confer is country, and has suffered many ‘enormities.’ 99
only an expectant interest dependent upon the Theodore F.T. Plucknett, A Concise History o f the
contingency that the property to which the inter Common Law 465 (5th ed. 1956).
est attaches becomes part o f a decedent’s estate.”/ But misuse o f enormity is all too frequent:
“An agent cannot enlarge or qualify the testator’s “Third, if by chance the jury had discovered the
express instructions even when acting bona fide.” penalty sections o f appellant’s pleadings, these
(Eng.) too were relevant to offset appellant’s argument
But in references to time, extend is preferable about the enormity o f the excess charge.” (In this
to enlarge, which strikes most nonlawyers as un- sentence the writer no doubt intended to refer to
idiomatic— e.g.: “We hold that the enlarged [read the magnitude [enormousness] o f the excess, not
extended] visitation time would be in the best its wickedness [enormity].)/ “The enormity [read
interest o f the child.” enormousness] o f the problem was indicated by
Congress’s extended hearings.” (The correction
en la rg em en t, in the legal idiom, often means assumes that the writer intended to refer to the
“extension.” E.g., “The company had filed a re extent o f the problem, rather than to its moral
quest with this Court for a thirty-day enlargement implications, an assumption borne out by the con
o f time in which to file an appellate brief.” See text from which the quotation was pulled.)
en la rge.
enounce. See announce.
E n o c(h ) A rd e n law . This phrase contains one o f
the few l i t e r a r y a l l u s i o n s that have given
e n q u ire . See in q u ir e .
names to legal doctrines. “Enoch Arden,” a poem
by Tennyson, tells the story o f a man who, lost at
is the regular British form for the word
e n q u ir y
sea for many years, returns home to find his
equivalent to question; inquiry, in BrE, means
wife married happily to his former rival for her
“an official investigation.” In AmE, inquiry serves
affections; broken-hearted, he resolves that they
in both senses. See EN-.
shall not know o f his return until after his death.
Thus Enoch Arden law = a statute providing for
e n r e is downright wrong for in re, but it has
divorce or exempting from liability a person who
remarries when his or her spouse has been absent occurred in otherwise good prose. See i n r e .
without explanation for a specified number o f
years, usu. seven. The term first appeared in e n ric h m e n t. See im p o v e ris h m e n t & u n ju s t
e n t e r in to . See e n t e r & e n t e r in .
en tail, n. & v.t. The transitive verb entail = (1)
(in general usage) to make necessary, to involve;
or (2) (in legal usage) to provide that an estate e n te rta in= to give judicial consideration to.
may pass only to the grantee and the heirs o f his E.g., “Under Pennhurst II, the court below had
body, so that none o f the heirs can give it away no power to entertain Kitchens’s contract claim
or sell it. Specifically, an entailed interest is an regardless o f the existence or fate o f her other
equitable interest in land under which ownership causes o f action.”/ “The court held that since
is limited to a person and the heirs o f his body Hanzl’s payments were voluntary and received
(either generally or those o f a specified class) innocently by the defendants, there was no juris
(CDL). E.g., “A devise followed by a direction that diction to entertain the suit.”
the property should be ‘closely entailed’ was cut
down to a tenancy for life, remainder to the issue.” The spelling enthrall is
e n t h r a l(l); in t h r a l(l).
(Eng.) See d isen ta il. standard in the U.S., enthral in G.B. The in-
In addition to sense (2) o f the verb, the general spellings are to be avoided.
nonlegal sense often appears in legal writing: “An
unprivileged falsehood need not entail universal e n t h u s e is a widely criticized b a c k -f o r m a t i o n
hatred to constitute a cause o f action.”/ “The dis avoided by writers and speakers who care about
trict court’s analysis did not entail sufficient scru their language. E.g., “He enthused [read stated
tiny o f the particular negligent acts that were enthusiastically, or perhaps gushed] that she was
found to have been committed.” remarkable shortly after meeting her.” Enthused,
There are two noun forms. The noun entail ( = adj., is always inferior to enthusiastic.
envisage 319
there is perhaps an incipient d i f f e r e n t i a t i o n grammar, a dummy word that fills the syntactic
under way. As suggested by W10, envision means position o f another (most commonly it or there),
“to picture to oneself,” whereas envisage means as in It is difficult to describe how . . . or There
“to contemplate or view in a certain way.” Thus: are three . . . . See e x p l e t iv e s .
“We conclude that orders denying appointment o f
counsel to litigants who cannot afford counsel fall e p o c h = (1) a date o f an occurrence that starts
into the class o f order envisaged by Cohen.7 “Who things going under new conditions; or (2) “a period
is it that is envisaged by the instrument as an o f history.” Some stylists object to sense (2) as an
object o f the possible bounty o f the bank?” (Eng.)/ example o f s l ip s h o d e x t e n s i o n , but that exten
“The constructive trust as envisaged by the court sion occurred in the 17th century, and the best
in Elliott is a hybrid remedy.”/ “In some o f the writers today use the word in that sense: “Some
older authorities it seems to have been envisaged historians have said that a meaningful history o f
that there were only two possible outcomes— humankind could be written around epochs, with
either the transaction was void or it was valid.” each epoch having its own pervasive characteris
(Eng.) tics, and that the pervasive characteristic o f the
Envisage seems more appropriate when inani age in which we live is technological change.”
mate objects are the subject; hence envision, (Page Keeton)
which denotes a more human process, seems inap
posite in this sentence: “The UCC clearly envi
e p o c h a l; e p ic (a l). The former means “marking
sions [read envisages] that a contract came into
an epoch, or a new period in chronology.” The
being under the facts of this case.” Yet it seems
word should not be used lightly. “Five devastating
quite defensible here: “But there is no doubt that
epochal floods have visited the valley since the
the Senate envisioned no role for the states on
establishment o f the commission.” (Only if the
Indian lands.”
writer intended to convey that five epochs had
passed since the establishment o f the commis
en v y. See je a lo u s y & en v ia b le . sion— an unlikely meaning—would epochal have
been correct.)
eo instante; eo instantL The dilemma in spell Epical is a n e e d l e s s v a r ia n t o f the adjective
ing is best resolved by writing at the very instant, epic, meaning (1) “o f or relating to an epic [= a
instantly, or immediately. E.g., “To avoid the rule long heroic narrative],” or (2) “surpassing what is
that a dead man could not be a felon, a suicide ordinary or usual.”
was to be counted a felon eo instante [read at the
instant] he killed himself.”/ “When the contract is eq u a b le . See eq u ita b le .
made, the existing, binding law, whatever it may
be, being the obligation on promisor to perform
eq u a lly . This word should not be used with both,
his undertaking, eo instanti, attaches [read atta
as it is here: *Both magistracies [read “The two
ches immediately]."/ “The judgment of the appel
magistrates] are equally independent in the
lee attached eo instante [read instantly] on the
sphere o f action assigned to handing down sen
intestate’s death.”
tences o f fine and imprisonment.” Both . . .
equally is redundant. See e q u a lly as (c ).
e p ic. See e p o ch a l.
e q u a lly as is almost always incorrect. The excep
e p id e m ic; e n d em ic. A disease is epidemic that tions are noted under ( e ).
breaks out and rages in a community, only to X. Equally a s. . . as. This phrasing is incorrect
subside some time afterward. A disease is en for as much . . . as or as . . . as. E.g., “The
demic that is constantly with a certain population evidence is insufficient where it merely estab
or region. lishes that it is equally as [omit equally] probable
that the requisite connection between the injury
e p ilo g (u e ). The longer spelling is customary and and the employment exists as that such connec
preferred. Cf. p ro lo g (u e ). tion does not exist.”
B. As equally as. This is a variant o f the usual
ep ith et; e x p letiv e. Epithet = (1) an especially blunder illustrated under (a ). “T o hold otherwise
apt adjective, whether the quality described is would be to succumb to a nominalism and a rigid
favorable or unfavorable; or (2) an abusive term. trial scenario as equally [omit equally] at variance
Sense (2) is slowly driving out sense (1), a trend to as ambush with the spirit o f our rules.”
be fought against. Expletive = (1) an inteijectory C. B oth . . . equally as. This is a double REDUN
word or expression (esp. a profane one); (2) in DANCY. “Both appeals are equally as frivolous.”
equity 321
[Read The appeals are equally frivolous.] See given instance; something that is fair and
e q u a lly . right— e.g.: “The essence o f equity is the power
D. Inversion. The phrase is sometimes inverted to do equity. It is a blend o f what is fair and
and rendered as equally after n e g a t i v e s ; still it what is just.” In re Gloria Mfg. Corp., 65 B.R.
is wrong. “No valid reason is apparent why the 341, 347 (Bankr. E.D. Va. 1985). c . Equal or
aforesaid categories are not as equally [read not impartial treatment o f parties with conflicting
equally] applicable to convictions for crimes in claims— e.g.: “[Equity de]notes equal and im
other states.” See i n v e r s i o n s , g r a m m a t i c a l . partial justice as between two persons whose
E. Perm issible Uses. If the words equally as rights or claims are in conflict.” Demers v.
simply appear together, but are really parts o f Gerety, 595 P.2d 387, 395-96 (N.M. Ct. App.
other constructions, all is well— e.g.: “I love you 1978).
equally as a nephew and as a friend.7 “If the 2. The body o f principles constituting what is fair
deceased, in his lifetime, has done anything that and right; natural law— e.g.: “The term equity
would operate as a bar to recovery by him o f may also be used in a wider sense to cover the
damages for the personal injury, this will operate whole o f the field o f natural justice, i.e., good
equally as a bar in an action by his personal conscience.” Cenydd I. Howells, Equity in a
representatives after his death.” Nutshell 1 (1966).
3. a. The recourse to principles o f justice to cor
e q u ate takes the preposition with, not to. rect or supplement the law as applied to partic
ular circumstances— e.g.: “The qualities o f
Equable = even; tranquil;
e q u it a b le ; e q u a b le . mercy and practicality have made equity the
level. Equitable derives from equity, q.v., and has instrument for nice adjustment and reconcilia
associations o f justice and fairness, or o f that tion between the public interest and private
which can be sustained in a court o f equity. To needs as well as between competing private
nonlawyers it generally means “fair,” whereas to claims.” Hecht Co. v. Bowles, 321 U.S. 321,
lawyers it may mean “fair” but just as often 329-30 (1944). b . The construing o f a law ac
means “in equity” <equitable ju ris d ictio n e q u i cording to its reason and spirit— e.g.: **.Equitie'
table remedies>. is a construction made by the judges that cases
Even though law and equity have been merged out o f the letter o f a statute, yet being within
into unified courts in most American jurisdictions, the same mischief or cause o f the making o f
we continue to speak o f equitable rights, titles, the same, shall be within the same remedy
and remedies, because they had their origins in that the statute provideth.” Coke, Institutes,
equity. Such distinctions are useful, and they give Bk. 1, 24b (1628).
parity to legal and equitable rights: after all, “[n]o 4. a. The system o f law or body o f principles
one suggests that legal rights be called *equitable9 originating in the English Court o f Chancery
merely because they have been merged with eq and superseding the common and statute law
uity.” William F. Walsh, A Treatise on Equity 98 (together called “law” in the narrower sense)
(1930). when the two conflict— e.g.: u[E]quity [is] in
essence, a system o f doctrines and procedures
e q u it a b le e s t o p p e l. See e s t o p p e l ( b ).
which developed side by side with the common
law and statute law.” L.B. Curzon, Equity 4
(1967). b . Any system o f law or body o f princi
e q u i t y is a c h a m e l e o n - h u e d w o r d whose senses
ples analogous to Anglo-American equity, such
have never before been adequately broken down.
as the praetorian law o f the Romans— e.g.:
The primary dichotomy is between sense (1), the
“Equity, meaning any body o f rules existing by
popular sense, and sense (4), the lawyer's usual
the side o f the original civil law, founded on
sense. When, under sense (4), lawyers contrast
distinct principles and claiming incidentally
law with equity, they are contrasting the common
to supersede the civil law in virtue o f a su
law with equity; the reader or listener must re
perior sanctity inherent in those principles.”
member that equity is law. The word has more
Henry S. Maine, Ancient Law ii (1861; repr.
than a dozen senses, including subsenses:
1870).
1. a . In ordinary language, the quality o f being 5. a. An equitable right or interest, i.e., one recog
equal or fair; fairness, impartiality; even- nizable by a court o f equity. Often pi. E.g.,
handed dealing— e.g.: “In ordinary parlance eq “Often, however, the term ‘balance o f equities'
uity is an abstract term, connoting natural is used to denote only a balancing o f private
justice.” Wilbur Larremore, Continental Regu and public interests.” Zygmunt J.B. Plater,
lation o f Contempt o f Court, 13 Harv. L. Rev. Statutory Violations and Equitable Discretion,
615, 621 (1900). b. What is fair and right in a 70 Cal. L. Rev. 524, 535 (1982). b. The owner
322 equity abhors a forfeiture
ship interest o f shareholders in a corpora nett, A Concise History o f the Common Law
tion— e.g.: “She now has equity in the profes 334-35 (5th ed. 1956).
sional corporation.” c . A speculative right or 11. The right to decide matters in equity; equity
interest in property—e.g.: “[PJrofits realized jurisdiction; equitable power— e.g.: “[Equity]
from the purchase and sale . . . o f an equity describes the power belonging to the judge—
security within a period o f less than 6 months a power which must . . . be exercised ac
are recoverable by the corporation.” Chenery cording to his own standard o f right.” John
Corp. 1/. SEC, 128 F.2d 303, 308 (D.C. Cir. N. Pomeroy, Equity Jurisprudence § 45, at 46
1942). (1881; repr. 1892).
6. The right to relief in a court o f equity, or the 12. a . The amount by which the value o f a prop
reasons for deserving such relief; equitable erty or an interest in property exceeds se
merit—e.g.: “Where there is equal equity in cured claims or liens—e.g.: ai[E]quity'. . . is
two contending parties, it is always an un the value, above all secured claims against
pleasant task to decide between them.” Graff the property, that can be realized from the
v. Smith's Adm’rs, 1 U.S. (1 Dali.) 481, 484 sale o f the property for the benefit o f the
(Pa. Common Pleas 1789). unsecured creditors.” In re Mellor, 734 F.2d
7. A matter that can or must be decided in a 1396, 1400 n.2 (9th Cir. 1984). b . In account
court o f equity. Usu. in phr. equity reserved— ing, the paid-in capital plus retained earn
e.g.: “[U]pon the equity reserved under and ings.
by the said interlocutory order, it is further 13. A share in a public company quoted on the
ordered, decreed and adjudged, that the in stock exhange. E.g., “On the other hand, in
junction heretofore granted in this cause be vestment in shares o f public companies
. . . perpetuated.” U.S. v. Nourse, 31 U.S. (6 quoted on the Stock Exchange (‘equities') in
Pet.) 470, 484 (1832). troduced the risk o f dependence upon the
8. The meaning, intent, or general purpose (o f a fortunes o f the company selected . . . . In
statute)— e.g.: “These cases thus out o f the vestment in equities involved risk.” William
letter, are said to be within the Equity o f Geldart, Introduction to English Law 86
an Act o f Parliament.” 3 William Blackstone, (D.C.M. Yardley 9th ed. 1984).
Commentaries *431 (1765)./ “ ‘[Wjithin the eq
The term is used in several phrases. A counter
uity,' means the same thing as ‘within the
vailing equity is an equitable right or interest
m ischief o f the statute.” Shuttleworth v. Le
that clashes with another. A latent equity is an
Fleming, 19 C.B.N.S. 703 (1865). Today, this
equitable claim that has been concealed from one
sense is said to “have disappeared as a term
or more interested parties. (The phrase secret
o f art or as an element o f our [modern] juris
equity is synonymous with latent equity.) A natu
prudence.” Carleton K. Allen, Law in the
ral equity is that which a conscientious person
Making 456 (7th ed. 1964).
would consider fair or just in the absence o f legal
9. An equitable remedy—e.g.: “Nor is there any
guidance. A perfect equity is the interest that a
equity against the Plaintiff in error.” Clarke
buyer o f real estate has after fulfilling all obliga
v. Russel, 3 U.S. (3 Dali.) 415, 421 (1799)./ “A
tions in the purchase, but before receiving the
remedy in a court o f equity is frequently
deed. See c h a n c e r y .
called an equity.” Harrison v. Craddock, 178
S.W.2d 296, 301 (Tex. Civ. App.— Galveston
e q u it y a b h o r s a fo r fe it u r e ; th e l a w a b h o r s a
1944).
The first is the traditional (and cor
fo rfe itu re .
10. Civ. law. Where positive law is absent or
rect) maxim. The second has arisen only since the
ambiguous, the method o f deciding cases by
merger o f law and equity—e.g.: “The law abhors
natural law or the inferred intent o f the legis
forfeiture unless it is plainly intended by the
lature— e.g.: “[E]quity in the sense that writ
legislature.” E.H. Crump Co. v. Millar, 391 S.E.2d
ers in Continental Europe and Latin and
775, 778-79 (Ga. Ct. App. 1990).
Scandinavian countries use it in observing
that ideas o f equity are the basis o f law and
e q u it y o f re d e m p tio n . See c l o u d o n t it le .
are consequently supplementary law.” Vil
helm Lundstedt, 25 Tul. L. Rev. 59, 59
E q u i t y P l e a d i n g s . There were seven distinct
(1950)./ “[T]he equity o f the statute . . .
forms o f pleadings in equity:
seems to be a continental notion . . . . When
the courts spoke o f the equity o f a statute • The bill (or information).
they meant only that adjustment o f detail • The demurrer.
which is necessary when applying a general • The plea.
rule to a specific case.” Theodore F.T. Pluck- • The answer.
-ER 323
such words have gradually made the transition e r i s t i c ( a l ) , meaning “o f or pertaining to contro
to -er. A few words may be spelled only -re, such versy or disputation,” is best spelled eristic.
as acre, chancre, massacre, and mediocre, because
o f the preceding -c-. Still others—the great major e r m i n e (the fur o f a weasel-like animal) has
ity—have variant spellings, the -er ending usually come to be used figuratively with reference to the
being more common in AmE and the -re ending ermine in the official robes o f judges in England.
normal in BrE. The following words have variants The word evokes rather grand notions o f a judge-
subject to this distinction: accouter, -re; caliber, ship. This use o f the word occurs even in the U.S.,
-re; center, -re; goiter, -re; liter, -re; louver, -re; where ermine is not used in judges’ robes. E.g.,
luster, -re; maneuver, -re; meager, -re; meter, -re “A judge loses none o f his social instincts by as
(in BrE, meter = the measuring device as well as suming the ermine, and while his position is
the measure); miter, -re; niter, -re; reconnoiter, changed he is still a lawyer.”/ “From such liability,
-re; scepter, -re; sepulcher, -re; somber, -re; specter, the justice cannot hide behind his judicial er
-re; theater, -re. mine.,” Cf. w o o l s a c k .
The Erie case has spawned some less-well- form errata should be used only when one is
accepted n e o l o g i s m s too, including a whimsical listing more than one item. If there is only one,
nonce-word originating in the Second Circuit: “My the heading should be erratum. The English plu
senior colleague Judge Learned Hand has a way ral erratums is not used. See c o r r i g e n d u m .
of startling counsel in these ‘erieantompkinatedl*
days by saying, as they approach that inevitable e r r o n e o u s m i s t a k e is a r e d u n d a n c y . E.g., “the
citation: T don’t suppose a civil appeal can now Magistrate further found that Plaintiff ade
be argued to us without counsel sooner or later quately pled the third element by alleging that
quoting large portions o f Erie Railroad v. Tomp it operated under an erroneous mistake [read a
kins.’ ” Charles E. Clark, State Law in the Federal mistake] o f fact . . . .” Captial Factors, Inc. v.
Courts: The Brooding Omnipresence o f Erie v. Heller Fin., Inc., 712 F. Supp. 908, 915 (S.D. Fla.
Tompkins, 55 Yale L.J. 267, 269 (1946). 1989).
escapee 325
seem to matter little which alternative prevails. pronounced, /es-choo/. For some reason, many
But escaper might be better for two reasons. First, seem to believe that the esch- sequence in this
escapist suggests Houdini, i.e., one who makes a term is pronounced esh -. It is not. The pronuncia
living putting on “escapes” from difficult predica tion with an esh - sound sounds like a sneeze.
ments (also known as an escapologist); second, it
has irrelevant figurative uses, as in escapist fic e s c r o w has three noun senses: (1) “a deed deliv
tion (i.e., as the adjective corresponding to es ered but not to become operative until a future
capism). date or until some condition has been fulfilled”;
One writer defines escapee as “one who has (2) “a deposit held in trust or as security” <in
been caught after escaping, or while preparing to escrow>; or (3) “an escrow holder.” Sense (1) is
escape.” Paul Tempest, Lag's Lexicon 75 (1950). the traditional one. Sense (2), labeled “a perver
Perhaps that is how a lag ( = a convict sentenced sion” by Black's (4th ed.), was a 19th-century
to penal servitude) understands the term, but American coinage that is now current in both
being caught is not really necessary to the defini AmE and BrE. Sense (3), a result o f h y p a l l a g e ,
tion. Most writers and speakers o f English would has brevity on its side but little else: it is likely
find nothing wrong with saying, “The escapees to cause m i s c u e s .
were never caught”— they would merely find The verb uses o f escrow, recorded from 1916,
something wrong with the fact o f their not being are now common in American legal writing. As a
caught. verb, escrow means “to put into escrow [sense
(2)].” E.g., “The cognizant officials o f FDIC con
e sch e a t may be both noun and verb. As the sented to the sale and to the escrowing of proceeds
former, it means “the lapsing o f land to the state o f sale with the rights o f all claimants to follow
(in G.B., to the Crown) upon the death o f the those proceeds.” In re Jeter, 48 B.R. 404, 409
intestate owner without heirs.” A Law French (Bankr. N.D. Tex. 1985)./ “By escrowing the funds
word originally meaning “inheritance,” it came to for the purpose o f improving municipal services
apply at common law to the lord’s succession to a in the black community, the court took the first
tenant’s fief when the tenant died seised without step toward ensuring that the unconstitu
heir. From the perceived unfairness o f the sys tional disparities would be corrected rather than
tem— once the lords had begun to abuse it— perpetuated.” Today it is common in American
evolved the aphaeretic form cheat, q.v. real-estate law to speak o f escrowing all types of
Escheat is used more commonly as a verb than documents—that is, holding them with the under
as a noun in legal writing, as here: “The lands o f standing that they will not be released until some
a person convicted o f petty treason . . . or felony condition is met. This use corresponds to sense
escheated (i.e. reverted) to his lord.” L.B. Curzon, (1) o f the noun.
English Legal History 233 (2d ed. 1979). But the
noun use is hardly uncommon—e.g.: “The court
e s c r o w e e (= the depositary o f an escrow) is a
would be less concerned with the influencer’s mo
curious term, there being no correlative agent
tive in a contest between him and the state claim
noun in -er or -or. Recorded in W3 but ignored in
ing an escheat than it would be in a contest be
the OED, the term is not uncommon in modern
tween him and the donor’s surviving spouse.”
AmE. E.g., “[T]he assignment from Avon to the
Escheatment and escheatage are n e e d l e s s v a r i
escrowees was recorded in the Patent and Trade
ants .
mark Office.” Haymaker Sports, Inc. v. Turian,
Originally applied in feudal land law to in
581 F.2d 257, 262 (C.C.P.A. 1978) (Baldwin, J.,
stances o f “failure o f title” (when there was no
dissenting). Even so, the phrases escrow holder
titleholder), escheat has been extended—grossly
or escrow agent— both being precise equivalents—
some would say—in AmE. Since World War II,
are more widely understandable.
with the enactment o f the Uniform Disposition of
Unclaimed Property Act in various states— the
act itself not using escheat—the word is now popu e sliso r. See e liso r.
larly used by nonlawyers as a verb referring to
what happens to abandoned and unclaimed per e s o te r ic s is, strictly speaking, incorrect for eso-
sonal property. To the real-property purist, this terica. But it is almost as common in AmE, and,
usage, resulting from both SLIPSH OD EX TEN SIO N in some plain-spoken contexts, esoterics sounds
and PO PU LAR IZED L E G A L TEC H N IC A LITY, is irk natural where esoterica would seem precious—
some. Cf. hona vacantia, e.g.: “The same easy strength is there, and
the same earthy approach to the esoterics o f
e sch ew ; esch e w a l, n. The second syllable o f both law.” Fred Rodell, Nine Men 331 (1955). Cf.
words is pronounced just as the word chew is e m p irics.
essoi(g)n 327
e sp e cia l; sp e cia l. Traditionally speaking, espe o f men and women alike; it is incorrect, however,
cial ¢= distinctive, significant, peculiar) is the to use this title with any other title, such as Mr.
opposite o f ordinary. E.g., “The public press is or Afs. In BrE, o f course, esquire is used o f any
entitled to peculiar indulgence and has especial man thought to have the social status o f a gen
rights and privileges.” Special ( = specific, partic tleman.
ular) is the opposite o f general <the jury answered One law review has devoted several pages to an
special issues>, though increasingly it has ousted article on whether women attorneys should use
especial from its rightful territory. esquire. See Richard B. Eaton, An Historical View
Especial is so rarely used in AmE today—even o f the Term Esquire as Used by Modern Women
in learned and legal prose— that some might term Attorneys, 80 W. Va. L. Rev. 209 (1978). As to the
it obsolescent. But it does occasionally appear, title and purpose o f that article, however, it is
most often modifying a noun made from an adjec worth noting that uEsq. is . . . not used on one
tive; that is, a writer who might otherwise refer self, e.g. neither on a card (which bears Mr.) nor
to something that is especially harsh would refer on a stamped-and-addressed envelope enclosed
to its especial harshness, as in this BrE example: for a reply (which has merely A-B.X—or A.B.X.—
“Conduct o f the type last named with regard to without prefix).” Alan S.C. Ross, “U and Non-U:
goods constitutes the tort o f conversion, which An Essay in Sociological Linguistics,” in Noblesse
bears with especial harshness on one who has, in Oblige (Nancy Mitford ed., 1956). But somehow,
all good faith, bought goods from one who had no the idea has gotten out that Esq. is something you
title to them.” William Geldart, Introduction to put after your own name— e.g.: “[T]hese [lawyers]
English Law 132 (D.C.M. Yardley ed., 9th ed. assembled here are not ordinary litigators. In
1984). stead o f appending a mere ‘E sq / after their
In the following sentence, especial is wrongly names, they are ‘Factl’—Fellows o f the American
used for special, used in contrast to general: “Posi College o f Trial Lawyers.” David Margolick, At
tive laws either contain general principles embod the Bar, N.Y. Times, 10 March 1989, at 23.
ied in the rules o f law or for especial [read special] The real question in AmE is not whether women
reasons they establish something that differs should append Esq. to their own names, but
from those general principles.” whether others should append it to women attor
neys' names. The answer: this practice is perfectly
esp o u se = (1) to marry or give in marriage; or acceptable and extremely common. Anyone who
(2) to adopt or support (as a doctrine or cause). is bothered by this practice should pretend that
Sense (1), the literal sense, is rarely seen today Esq., when used after a woman's name, stands
even in legal writing, but it does occur: “She was for esquiress (recorded in the OED from 1596).
accused afterward o f being depressed because she See s e x is m (C).
had discovered that there were thirty other per
sons whom she could not legally espouse even if essay, v.t. See assay.
they did ask her.”
Espouse in sense (2) is often misused. In the - e s s . See s e x is m (C).
following sentence, it is used as if it were synony
mous with endorse (applied to persons as well as esse (= essence, essential nature) is a pedantic
things): “In defeating plaintiff, we do not decry LATINISM. E.g., “This appeal forces us to acknowl
him, nor do we espouse [read endorse] his adver edge a lumbering, antediluvian concept that re
sary.” And here it is incorrectly used for expound mains embedded in the judicial esse.” Coastal
or set forth: “Having espoused [read expounded] (Bermuda) Ltd. v. E.W. Saybolt & Co., 761 F.2d
our view o f the intent o f Congress, we are none 198, 200 (5th Cir. 1985). Cf. in esse & de bene
theless bound by the prior decisions o f this cir esse .
cuit.” (The court obviously did not espouse a view
if it could not follow it.) e sse n ce , tim e is o f th e. See tim e is o f th e
The proper use o f the word in sense (2) appears esse n ce .
here: “Some people see in the conduct o f lawsuits
something more than mere forensic battles waged e sso i(g )n , n. & v. Essoin le-soinl is the preferred
by paid champions ready to espouse either side o f spelling for both noun and verb; essoign is a vari
an argument.” ant spelling o f the noun only. The word (meaning
“an excuse for not appearing in court at the ap
E sq., in AmE, “is often used as a title signifying pointed time”) is used only in BrE. E.g., “But one
that the holder is a lawyer . . . .” R.D. Rotunda, cannot wait for ever; that would be unfair to the
Professional Responsibility 396 (2d ed. 1988). The other party; so a great deal o f law is evolved as
mild honorific is used nowadays with the names to the excuses for non-appearance, in technical
328 estate
language the essoins, that a man may proffer.” the question whether a common carrier by water
F.W. Maitland, The Forms of Action at Common may ever estop itself by inequitable conduct from
Law 20 (1909; A.H. Chaytor & W.J. Whittaker exacting the full measure o f the shipper’s obliga
eds. 1971). tion to pay tariff charges, the true nature shows
it to be something quite different.” Here, again,
e s t a t e = (1 ) all that a person owns, including the construction with from [verb + -ing] occurs.
both heritable and movable property <she has a
modest estate, even if one includes her stock>; (2) e sto p p e l. A. Spelling. The word estoppel /es-
the degree, quantity, or nature o f a person’s rights top-dl/ is so spelled. The word is sometimes mis
in land le a se h o ld estate>; or (3) the land itself spelled estoppal, as in Arthur A. Leff, The Leff
<the Biltmore estate>. Dictionary o f Law, 94 Yale L.J. 1855, 1974, 2104
(1985), under agency by estoppal and authority by
esta te fo r y e a rs. See term o f y ears. estoppal. For the difference between estoppel and
waiver, see w a iv e r (c ).
esta te p l a n n i n g , though now a commonplace B. Estoppel; estoppel b y representation; es
phrase in American law, is an odd e u p h e m i s m toppel in pais; equitable estoppel; prom issory
that may help lawyers avoid confronting their estoppel. Most broadly, estoppel denotes a bar
clients too starkly with the dread subject o f dying. that precludes a person from denying or contra
At least one writer has set his face against the dicting something that he or she has said before
phrase: “An occasional clie n t. . . is probably ju s or that has been legally established as true. Tradi
tified when he calls his personal aggregation of tionally, the only real distinction between any of
material things an ‘estate,’ if he wants to call it the terms listed above turns on whether the par
that. But it is wildly inaccurate to represent that ty’s statement relates to a present fact or to future
he or anyone else planned it, or that a mere conduct.
lawyer is going to ‘plan’ it for him— whatever that Estoppel, estoppel by representation, and estop
means— now that he has it. What is being planned pel in pais all relate to a party’s saying something
for is death and the fact that one’s things go the about an existing matter o f fact. The most usual
way o f one’s mortal coil. ‘Estate planning1 is an term today is estoppel alone— a shorthand form
evasive, fawning, pretentious phrase, and I pro o f estoppel by representation.
pose to begin by refusing to be associated with it.” Promissory estoppel and equitable estoppel both
Thomas L. Shaffer, The Planning and Drafting of relate to a party’s saying something about his or
Wills and Trusts 1 (2d ed. 1979). Shaffer and her intentions to do something in the future. The
several other writers use property settlement in phrase promissory estoppel has “gradually won
stead o f estate planning. Shaffer adds: “I regret out over the term ‘equitable estoppel,’ which had
. . . the connotation the phrase [property settle been used with some frequency in the earlier
ment] has taken from divorce practice.” Id. at 2 cases.” Grant Gilmore, The Death o f Contract 129
n .l. n.145 (1974).
Indeed, the term equitable estoppel is extraordi
e s t a t e s in c o m m u n it y . See c o n c u r re n t in t e r narily fuzzy and ought therefore to be avoided.
ests. G.H. Treitel criticizes an English decision that
“somewhat puzzlingly seems to distinguish be
e s t a t e ta il. See t a il & e n ta il. tween ‘promissory’ and 'equitable* estoppel. Termi
nological difficulty is compounded by the occa
e s t i m a t e , n.; e s t i m a t i o n . A distinction should sional use o f the phrase ‘equitable estoppel’ to
be observed. Estimate = an approximate calcula refer to true estoppel by representation . . . .”
tion or judgment. Estimation = the process of The Law o f Contract 109 (8th ed. 1991). See
approximately calculating or judging. p r o m is s o r y e s to p p e l.
e sto p(= to stop, bar, hinder, or preclude) is now e s t r a y is an a r c h a i s m used in law for “stray
a legal term only. It may be construed either with animal.” See w a i f s a n d ( e ) s t r a y s .
an infinitive or with from [verb + -ing]. Thus:
“The licensee o f a trademark is estopped to deny estre p (e )m e n t. The longer spelling o f this word,
the mark’s validity.”/ “The trust company is es which means “waste o f land caused by a tenant,”
topped from disputing the effect o f the decree.” is more usual— e.g.: “[A] touchstone . . . is af
This verb may also be reflexive, in the sense forded by supposing an attempt at removal by the
“to be precluded by one’s own previous act or tenant and a writ of estrepement issued or bill in
declaration from doing or alleging something” equity filed by the landlord to restrain the re
(OED). E.g., “While the case ostensibly presents moval as the commitment of waste.” In re Ameri
ethics 329
can Pile Fabrics Co., 12 F. Supp. 86, 88 (E.D. Pa. and witnesseth. None is a term of art . None is
1935). even useful. Up to the 17th century, the -eth suffix
was merely an alternate third-person singular
et al. is most commonly the abbreviated form o f inflection for an English verb; used primarily in
the Latin phrase et alii ( = and others), though it southern England, it had, by the end o f that
may also be the masculine singular (et alius), century, become obsolete. She calls and he an
feminine singular {et alia), or the feminine plural swers took the place o f she calleth and he an-
((et aliae). It is used only o f persons, whereas etc. swereth.
is used o f things. American lawyers com Perversely, these obsolete forms continue to
monly write et al, et. al., or et. al— all o f which haunt legal contexts, never with happy results.
are wrong. When using words with this ending, lawyers have
The abbreviation does not fit comfortably along long been inconsistent in their approach; for ex
side possessives: “Clifford T. Honicker’s chilling ample, a late 19th-century verification stated,
account o f Louis Slotin's, S. Allan Kline's et al. “W. J. Bound . . . deposeth and says . . . .” Dor
encounter [read and others9encounters] with the man v. Crozier, 14 Kan. 177, 177-78 (1875) (quot
Nuclear Age is as horrific as it is emblematic ing a verification). Why not deposeth and sayeth?
. . . .'' Letter o f Glenn Alcalay, N.Y. Times, 10 More to the point, m odem lawyers commonly
Dec. 1989, § 6, at 14. Cf. etc. mangle tenses when -eth crops up, often by think
ing that -eth signifies a past tense: “E.W. Kelley,
etc. A French proverb states, “God save us from being first duly cautioned and sworn, deposeth
a lawyer's et cetera." The point is well taken. and said that one Paul De Golyer . . . ." City o f
More than 400 years ago, John Florio wrote: “The Cincinnati v. De Golyer, 270 N.E.2d 663, 664
heaviest thing that is, is one Etcetera.” It is heavi (Ohio Ct. App. 1969). M odem lawyers also misuse
est because it implies a quantity o f things too witnesseth at the outset o f a contract as if it were
numerous to mention. These are some o f the most imperative instead o f present-tense indicative.
sensible words ever written on etc.: The careful legal writer junketh the ending. See
d o t h , s a i t h & w i t n e s s e t h . See also h a t h &
Every writer should be on his guard against the excessive f u r t h e r a f f i a n t (A ).
use of etc. Instead of finishing a thought completely, it is
easy to end with an etc., throwing the burden of finishing
the thought upon the reader. If the thought is adequately e t h i c i s t ; e t h i c i a n . Ethician is more than two
expressed, etc. is not needed. If the thought is not ade centuries older—dating from the early 17th cen
quately expressed, etc. will not take the place of that
tury—and is therefore given precedence in most
which has not been said. The use of etc. tends to become
a slovenly habit, the corrective for which is to refrain from English-language dictionaries. Even so, ethicist
using etc. except in the dryest [read driest] and most so overwhelmingly predominates in m odem usage
documentary kind of writing. that ethician ought to be labeled a NEEDLESS
George P. Krapp, A Comprehensive Guide to VARIANT. E.g., -Ethicists and moral theologians
Good English 229 (1927). offer a variety o f explanations for the duty to keep
Lawyers should generally— in pleadings, for ex promises . . . .” Douglas Laycock, The Death o f
ample— attempt to be as specific as possible the Irreparable Injury Rule 255 (1991).
rather than make use o f this term. Still, it would
be foolish to lay down an absolute proscription The distinction escapes many writ
e th ic s ; e th o s.
against using etc., for often one simply cannot ers, but it is plain. Ethics = the field of moral
practicably list all that should be listed in a given science. Bentham defined ethics as “the art o f
context. Hence, rather than convey to the reader directing men's actions to the production o f the
that a list is seemingly complete when it is not, greatest possible quantity o f happiness, on the
the writer might justifiably use etc. (always the part o f those whose interest is in view." Jeremy
abbreviation). Bentham, An Introduction to the Principles of
And etc. is an ignorant error, et being the Latin Morals and Legislation 310 (1823; repr. 1948).
and. Etc. differs from et al. in that it refers to The singular form ethic means “a set o f moral
things and not to people. (See e t al.) The -t- in the principles."
first syllable o f etc. should never be pronounced as Ethos = the characteristic spirit and beliefs of
a -k-. On the use o f etc. with e.g. and i.e., see e.g. a community, people, system, or person. Here the
nicety keenly appears: “We introduce here no new
e tch e d in ston e. See ston e, e tc h e d in. or radical ethic since our ethos has never given
moral sanction to piracy.” E.I. duPont deNem-
-ETH. At its fringes, legal language retains a few ours & Co. v. Christopher, 431 F.2d 1012, 1016-
words ending this way—e.g., deposeth, sayeth, 17 (5th Cir. 1970).
330 etiology
e tio lo g y for cause is unnecessary and pompous. tionable ones. The purpose is to soften; the means
“What was the etiology [read cause] for his with is usually indirection. To discerning readers, o f
drawal from the position?” This use apparently course, some euphemisms are objectionable be
stems from the medical use: “There are several cause unnecessarily mealy-mouthed.
diagnostic tests a physician may perform to deter We euphemize if we say, not that someone is
mine the etiology o f a painful back condition.” drunk, but inebriated or intoxicated; not that
Aetiology is the BrE spelling whereas aitiology is someone is a drug addict, but (much more
a secondary spelling to be avoided. vaguely) that the person is impaired; not that
someone has died, but passed away; not that
E t i o l o g y . See c a u s a t io n . someone is mentally retarded, but exceptional or
special.
et seq. When citing a statute» it is better to give In some contexts, to be sure, you might prefer
the reader an end point as well as a beginning a euphemism. If plain talk is going to provoke
one. Otherwise, the reader is left to conjecture unnecessary controversy—if talk about illegiti
just how many sections are encompassed in 29 mate children or sodomy will divert attention from
U.S.C. §§ 621 et seq. Hence the phrase et seq. your point by offending people—then use an es
(short for et sequentes = the following ones) tablished euphemism.
should be used sparingly if at all. The problem is Indeed, the phrase illegitimate children exem
exacerbated by the fact that et seq. serves also as plifies the need sometimes to throw over old forms
the abbreviation for the singular et sequens ( = o f expression. West Publishing Company's key
and the following one), though presumably few note system o f indexing legal topics has gone from
users o f the phrase know that. Bastards in the Eighth Decennial Digest (1966-
76) to Illegitimate Children in the Ninth Decen
-ETTE. See SEXISM (C). nial Digest (1976-81) to Children Out-of-Wedlock
in the Federal Digest 3d (1985). Some legal writ
et u x. See ux. ers use nonmarital children to convey the idea.
The point, o f course, is that we shouldn't scar
E t y m o l o g i c a l A w a r e n e s s is developed only by innocent children with ugly epithets.
increased reading and a conscious sensitivity to Other euphemisms, however, are roundabout
words and their origins. Ignorance o f etymologies and clumsy. Some writers use rodent operative or
can easily lead writers astray, as when a journal extermination engineer in place o f ratcatcher; We
ist gave the label holocaust (Gk. “burnt whole”) to see pregnancy termination rather than abortion;
a flood. Following are sentences in which writers sexually ambidextrous rather than bisexual;
wandered into etymological bogs: armed reconnaissance rather than bombing; per
manent layoff rather than firing. Whatever the
• “The right to exclude or to expel aliens in war
unpleasant or socially awkward subject, there are
or in peace is an inherent and inalienable right
several euphemisms available. In law, unnatural
o f every independent nation.” (Here the root
offense (or crime) against nature is not uncommon
alien- causes problems, when we say a country
in place o f homosexuality. Indeed, Arthur Leff
has an inalienable right to exclude aliens.)
gives abominable and detestable crime against
• “What we are concerned with here is the auto
nature as a “rather enthusiastic euphemism . . .
mobile and its peripatetic [= able to walk up
found in many 19th-century (and some current)
and down, not just itinerant] character.” (Auto
statutes, referring to a not fully specified range
mobiles can hardly be said to walk.)
o f sexual crimes.” Arthur A. Leff, The Leff Diction
• “This is a result which, if at all possible conso
ary o f Law, 94 Yale L.J. 1855, 1866 (1985). The
nant [lit., “sounding together”] with sound judi
problem that courts encounter—now more than in
cial policy, should be avoided.”
yesteryear—is deciding what constitutes a crime
In the first and third specimens, a senseless repe against nature and the like, and whether any
tition o f the root sense occurs; in the second, the criminal statute using such a phrase is so vague
writer has insensitively abstracted and broadened as to be unconstitutional. See David Abbott,
a word still ineluctably tied to its root sense. Cf. Crimes Against Language and Nature, 3 Scribes
verbal aw areness. J. Legal Writing 149 (1992).
Euphemisms are often subtle. Thus incident
E u clid ea n ; E u clid ia n . The -ean spelling is stan appears in place o f accident in a U.S. statute
dard. limiting total liability to $200 million for a single
“nuclear incident,” presumably because incident
E u p h e m is m s are supposedly soft or unobjection sounds vaguer and less alarmist. Today revenue
able terms substituted in place o f harsh or objec enhancement ( = tax increase) and investment (=
event, in the 331
increased government spending) are commonly State v. Talley, 429 S.E.2d 604, 606 (N.C. Ct. App.
used by American politicians who are reluctant to 1993). See - i z e ( a ).
call things by their more understandable names.
In the mock-heroic style that was popular in evacuee. See -EE ( a ).
the 19th century—and even up to a few decades
ago— euphemisms were quite common. In the fol e v a n e s c e n c e is sometimes used incorrectly to
lowing sentence, for example, a judge uses an mean “departure” or “disappearance.” E.g., “Upon
elaborate euphemism for the hymen: “[The stat his aunt's evanescence [read departure], he contin
ute] further says to the libertine, who would rob ued to drive the mower, still in first gear.”
a virtuous maiden, under the age o f 18 years, o f Here the adjective evanescent is correctly used
the priceless and crowning jewel o f maidenhood, in the sense “tending to vanish away”: “The evi
that he does so at his peril.” Bishop v. Liston, 199 dence in Cupp, to be sure, was highly evanescent,
N.W. 825, 827 (Neb. 1924). but no less so is any evidence that an alerted
Some subjects call out for euphemisms or cir suspect can dispose o f if the police should wait to
cumlocutions. Explicitness or directness would be act until they have obtained a warrant.”/ “Inter
undesirable to almost everyone here: “Due process ests o f beneficiaries o f private express trusts run
concerns were not offended when a prison inmate the gamut from valuable substantialities to eva
was subjected to an attempted digital rectal nescent hopes.”
search, based upon a reliable inform ers tip.” (Ad
vocate's description o f U.S. v. Caldwell, 750 F.2d e v a n g e lic a l; e v a n g e lis t ic . Today the older term
341 (5th Cir. 1984)). Still, the final phrase might evangelical (fr. ca. 1531) is so closely tied with
advantageously be changed, because tip verges on fundamentalist, proselytizing Christians that it
losing its metaphorical quality in that particular should not be applied more generally. Evangelis
context. See d i g i t a l . tic (fr. ca. 1845), though also redolent with Chris
In a sense, euphemisms are at war against tian associations, may be used more broadly to
logical accuracy and clarity. Indeed, they reflect mean “militantly zealous.”
basic human impulses that oppose logical accu
racy and clarity: “There are . . . unpleasant even d ate for the same date originated in com
truths from which we turn away our minds almost mercialese but has infected lawyers' writing as
as instinctively as we cover our eyes or turn away well. The best practice is to name the date a
our heads from too strong a light or from a horri second time or to write the same date. E.g., “The
ble sight. And when we cannot but admit such court did not rule on either the request for prelim
truths, we do not like to speak o f them except inary injunction or the motion to dismiss until
through euphemisms.” Morris R. Cohen, Reason January 30, 1984, at which time [read when] the
and Law 14 (1961). Cohen calls this tendency “a court dismissed the case with prejudice for the
fruitful source o f legal fictions.” Id. See f i c t i o n s . reasons set forth in the court's memorandum and
order o f even date [read o f the same date]”
E u ph o n y . See so und of prose , the .
e v e n t , i n t h e . The AmE phrase is invariably in
E u p h u is m . See purple prose. the event that [ + clause]— an equivalent o f if BrE
generally favors in the event o f [ + noun phrase]
e u t h a n a s i a ; m e r c y k i l l i n g . These synonyms are (usu. a b u r i e d v e r b ) — a locution that appears
widespread, the former perhaps being more con- also in AmE, sometimes without the o f Either
notatively neutral. phrase is inferior to if See i n t h e e v e n t o f & i n
th e e v e n t th at.
= to subject to euthanasia. I f we
e u t h a n (a t )iz e In BrE, in the event also means “in (the) result,”
must have such a word, the longer version might a usage likely to result in a M ISC U E for American
seem the better candidate because it is properly readers— e.g.: “Allowing the appeal, the Court o f
formed, strictly speaking, and is older, dating in Appeal stated that although the Swiss were sensi
the OED from 1873. But in m odem legal writing, tive about their banking secrecy laws by court
euthanize predominates to such an extent that it order from other countries, that by itself would
ought to be accepted as standard— e.g.: “[T]he not be a ground for interfering with the order.
Circuit Court o f Monongalia County . . . rein However, in the event, although the documents
stated the magistrate's order to euthanize appel might prove relevant at a later stage o f the pro
lant's dog.” State v. Molisee, 378 S.E.2d 100, 100 ceedings, that was an insufficient ground for up
(W. Va. 1989) (per curiam)./ “Dr. Ennulat told Ms. holding the judge's order . . . .” Bank o f Crete v.
Lambiotte that the horse needed to be euthanized, Koskotas, Fin. Times, 31 May 1991, at 8.
and Ms. Lambiotte called her director . . . .” The phrase in the eventuality is especially pre
332 eventuality
tentious. E.g., "The statutes provide that, in that ported . . . .], or at all events not reported in
eventuality [read in that event], the named person those places where we might reasonably expect
shall be deemed to have died immediately after to find it . . . .” Carleton K. Allen, Law in the
the testator.” Making 374 (7th ed. 1964). Cf. a l l ( b ) & e v e r y o n e
. . . n o t.
e v e n tu a lity is a needless pomposity for event
E.g., “Bobbitt would be amply protected from this ev ery b o d y . See e v e r y (a ) & concord ( b ).
eventuality [read event].” Hospital Consultants,
Inc. v. Potyka, 531 S.W.2d 657, 665 (Tex. Civ. e v e r y b o d y e l s e ’s . See e l s e ’s & p o s s e s s iv e s (G ).
App.— San Antonio 1975). See ev en t, in th e.
e v ery d a y , adv.; e v e r y d a y , adj. One tries to
e v en tu a te is “an elaborate journalistic word that accomplish something every day; but an everyday
can usually be replaced by a simpler word to feat would hardly be worth accomplishing. The
advantage.” George P. Krapp, A Comprehensive two are occasionally confused—e.g.: “But what
Guide to Good English 231 (1927). E.g., “It is o f the phrase ‘per stirpes,* symbolic here o f the
quite plain that the Fourth Amendment governs hundreds o f Latin and law French words still used
‘seizures* o f the person that do not eventuate [read everyday [read every day] by fully modernized
result] in a trip to the station house and prosecu American lawyers whose penchant for foreign lan
tion for the crime.”/ “Their final argument is that guages probably extends no further?” Richard
their Fifth Amendment rights were not ade Weisberg, When Lawyers Write 99 (1987).
quately protected by the grant o f use immunity
by the state court, since it would not protect them e v ery m a n ’s h o u s e is h is c a s tle . See c a s tle
from use o f their compelled testimony in a federal d o c t r in e .
prosecution, should one eventuate [read ensue or
occur].”/ “As a general proposition, one who exe ev ery o n e; e v ery b o d y . See e v e r y (a ), concord
cutes a will believes that the testament covers all (B) & SEXISM (A).
contingencies that might eventuate [read occur or
happen]” (Note the i n e l e g a n t v a r i a t i o n o f will e v e r y o n e e l s e ’s . See e l s e ’s & p o s s e s s iv e s (G).
and testament in the final specimen.)
e v e r y o n e . . . n o t , in place o f not everyone, is
ev ery . A. Every-: Singular o r Plural? Today it just as illogical as a ll . . . not, q.v. “But if richness
is standard BrE to write, “Almost everybody now needs gifts with which everyone is not endowed
seems to be a ‘victim* o f something—o f society [read not everyone is endowed], simplicity by no
or their own weaknesses.” Susan Crosland, The means comes by nature.” W. Somerset Maugham,
Aftershock o f Anger, Sunday Times, 22 Oct. 1989, “Lucidity, Simplicity, Euphony,” in The Summing
at B2./ “ [T]he compilation o f the OED made it Up 321, 322 (1938). Cf. a l l ( b ) & e v e r y ( c ) .
possible for everyone to have before them the his
torical shape and configuration o f the language e v e r y o n e . . . th e m . See every (A), concord &
. . . .” Robert W. Burchfield, Unlocking the En SEXISM (A).
glish Language 169 (1989).
But most Americans continue to think o f this e v e r y p la c e should be avoided as a vulgarism;
usage as slipshod, everybody requiring a singular; everywhere is the proper word.
after all, they reason, nobody would say everybody
think instead o f everybody thinks. An early usage e v i c t . Whether to lawyers or nonlawyers, this
critic remarked insightfully (while disapproving): word generally means “to expel (a person, esp. a
“ [T]he use o f this word is made difficult by the tenant) from land or a building, usu. by legal
lack o f a singular pronoun o f dual sex . . . . process.” But in law it also means “to recover
Nevertheless, this is no warrant for the conjunc (property or title to property) from a person by
tion o f every and them ” Richard G. White, Every- legal process.”
Day English 420-21 (1884). Many Americans now
take the same stand, thereby making a happy e v id e n ce , n. A. And testimony. These words
solution elusive. See c o n c o r d ( b ) & s e x i s m ( a ). overlap but are not always interchangeable. Testi
B. Each and every. See e a ch a n d ev ery . mony is a species o f evidence; it refers only to
C. Every . . . n o t This construction often re evidence received through the medium o f wit
sults in an error in logic. Literally, every one is nesses. Evidence, on the contrary, includes all
not means “none is.” But rarely is that what the means by which a fact in issue is established or
writer means— e.g.: “[E]very important case is not disproved; thus, evidence may include documents
reported [Read Not every important case is re and tangible objects. The word evidence has also
evince 333
long been used in the sense “the law o f evidence.” his will, he evinced no intention that he was to be
See James B. Thayer, Presumptions and the Law excluded as next o f kin, through operation o f the
o f Evidence, 3 Harv. L. Rev. 141, 142 (1889). laws o f intestacy.”/ “Had the petitioners chal
B. A nd proof. Strictly speaking, the two words lenged the underlying convictions and requested
are not synonymous. Unlike evidence, the word an opportunity to replead, the court stated, the
proof should be applied “to the effect o f the evi cases would not have been moot; the court thus
dence, and not to the medium by which truth is evinced a tendency to favor specific requests for
established.” 1 Simon Greenleaf, A Treatise on the relief in habeas petitions.”/ “As in the 93d and
Law o f Evidence 3 (I.F. Redfield ed., 12th ed. 94th Congresses, at no time did the 95th Congress
1866). See p r o o f. evince an intent to afford states reclamation au
C. As a Count Noun. Evidence is not generally thority on non-reservation Indian lands.”
taken to be a count noun; hence the plural form
is unusual at best. E.g., “Yet in spite o f all these e v id e n c ia r y is wrong for evidentiary. See e v i
evidences o f judicial humility in these areas, it d e n tia ry .
would be an error to assume that the judiciary
had lost self-confidence altogether as a result o f e v id e n tia l. See e v id e n tia ry .
its chastening experience in the 1930’s.” Robert
G. McCloskey, The American Supreme Court 190 e v id e n tia r ily is the adverb corresponding to evi
(1960). See c o u n t n o u n s a n d m a s s n o u n s cb). dentiary, adj. It is often used— somewhat clum
D. Other Phrases. See fo r e n s ic (last par.), sily—as a s e n t e n c e a d v e r b in the sense “in
g iv e e v id e n c e & p u t on . terms o f evidence.” E.g., “It turns out, however,
that evidentiarily we do not now have such a case
e v id e n ce , v.t.; e v in ce . These words, which are before us.” McLaurin v. Columbia Mun. Separate
lawyers* favorites, are often inferior to show or Sch. Dist., 486 F.2d 1049, 1050 (5th Cir. 1973)
express or indicate. Properly, to evidence some (Coleman, J., concurring). See a d v e r b s ( b ).
thing is to be the proof, or to serve as evidence,
o f its existence or happening or truth. Here it is e v id e n tia ry ; e v id e n tia l. It would be convenient
correctly used: “If the owner o f an interest in land to pronounce evidential a n e e d l e s s v a r i a n t and
declares himself trustee o f the interest for the be done with it, but that (older) form seems to
benefit o f another, the writing evidencing the predominate in BrE (see OED & COD). Even so,
trust may be signed by the declarant before, at the -ary form— a n e o l o g i s m innovated by Jeremy
the time of, or after the declaration.”/ “Admittedly Bentham— also appears in BrE. We might, how
the distinction between acts evidencing a continu ever, brand evidential a N E E D LE S S V A R IA N T in
ing conspiracy and acts constituting further AmE, in which evidentiary far outstrips evidential
agreements or fresh conspiracies is a fine one.” in frequency o f use. E.g., “There is a kind o f
(Eng.) evidential [read evidentiary] estoppel.” Holly Hill
More often than not, however, it is used loosely Citrus Growers9Ass'n v. Holly Hill Fruit Prods.,
for show, demonstrate, or express: “Texas asserts, Inc., 75 F.2d 13,17 (5th Cir. 1935)./“If, therefore,
without support, that the Bus Act evidences [read the unaltered document is produced for inspec
shows] an intent not to grant the ICC jurisdiction tion, the facts thus ascertained must, as regards
over intrastate charter operations and charges the alleged contractual agreement, be purely evi
that the legislative history o f the statute further dential [read evidentiary] in character.”
evidences [read demonstrates] Congress’s intent to Still, evidential has been useful to some legal
provide for the preemption o f intrastate regular- theorists, like Hohfeld, in meaning “furnishing
route transportation and not of intrastate charter evidence” as opposed to “o f or relating to evidence”
transportation.”/ “Even the majority opinion evi (the sense in which evidentiary predominates). If
denced [read showed] a subtle but potentially we could enhance this latent d i f f e r e n t i a t i o n ,
powerful shift in the law.” the language o f the law o f evidence would be
Evince properly means “to show, exhibit, make richer for it. Following are two examples from
manifest,” but has been objected to as “a bad word Wesley N. Hohfeld, Fundamental Legal Concep
and unnecessary. . . a favourite with callow jour tions (1919): “An evidential fact is one which, on
nalists.” Eric Partridge, Usage and Abusage 113 being ascertained, affords some logical basis—not
(rev. ed. 1973). It is greatly overworked in legal conclusive—for inferring some other fact.”/ “The
writing, as the cornucopia o f specimens evinces: facts important in relation to a given jural trans
“The court in that opinion evinced even more action may be either operative facts or evidential
reluctance to compare the worth of unequal jobs.”/ facts.”
“Although the testator may not have intended
that Charles share as legatee or devisee under e v in ce . See e v id e n c e , v.t.
334 eviscerate
e v is c e r a te (= to disembowel) has become a 251 (Iowa 1985). For a similar misspelling, see
VOGUE WORD among legal writers in its metaphor e x o rb ita n t.
ical applications. Because o f its strong meaning,
it is not to be used lightly. “Clearly eviscerating ex a m in a tio n -in -ch ie f. See d ir e c t ex a m in a
the Tenth Amendment’s restrictions on the accre tio n .
tion of power by the United States Government,
Garcia offered the conservative wing o f the court ex a m p le ; e x e m p la r; e x em p lu m ; e x e m p lifica
an opportunity to express its displeasure at the tio n . Example is the general term. Exemplar =
majority’s rejection o f 'almost 200 years o f the an ideal or typical example. E.g., “The Court of
understanding o f the constitutional status o f fed Appeals found critical significance in the fact that
eralism.’ ” the grand ju ry had summoned approximately 20
Here eviscerate approaches meaninglessness: witnesses to furnish voice exemplars [i.e., typical
“To permit any complainant to restart the limita specimens].” U.S. v. Dionisio, 410 U.S. 1, 12
tions period by petitioning for review o f a rule (1973) (per Stewart, J.)./ “A testator o f sound
would eviscerate the congressional concern for fi mind may prefer a prodigal son or even an unre
nality embodied in time limitations on review.” pentant sinner to a son who has been an exemplar
The metaphor o f eviscerating does not work with [i.e. an ideal example] and pattern o f virtue.”
a gossamer object like concern, even if it is said Exemplum, except in specialized literary senses,
to be “embodied.” Cf. e m a s c u l a t e . is a NEEDLESS VARIANT o f example. Exemplifica
tion = (1) (in law) an attested copy o f a document
e v o k e ( = [1] to call forth; or [2] to bring to mind) <an exemplification is a copy o f a record set out
is a near-MALAPROPlSM when misused for invoke either under the Great Seal or under the Seal o f
(= [1] to call upon; or [2] to cause). E.g., “If the Court>; (2) the act or process o f serving as an
Rumbaugh is incompetent to waive his right to example <by way o f exemplifications, or (3) a case
federal habeas review, his parents have standing in point.
to evoke [read invoke] a next-friend proceeding.”
e x a m p le w h e re is always inferior to example in
which. See w h e r e ( b ). Cf. ca se w h e re .
e x -,when meaning “former,” should be hyphen
ated: “A bitter exemployee [read ex-employee] can
ex ante; ex post. These LATINISMS, which may
do great h a r m. . . . [W]hen people feel they have
act either as adverbs or as adjectives, are likely
been fired ‘fairly* . . . they will be reluctant to
to confuse most readers. Ex ante = based on
bad-mouth their excompany [read ex-company]”
assumption and prediction; subjective; prospec
Mark H. McCormack, What They Don't Teach You
tive. Ex post = based on knowledge and facts;
at Harvard Business School 199 (1984).
objective; retrospective. In the following sen
tences, prospectively and retrospectively would
sometimes signals a wordy construc
e x a c t fro m lead to greater comprehensibility with no loss in
tion— e.g.: “In the present case, however, the com the sense: “Judges should be aware that their
pelled production o f the journal was exacted from decisions create incentives influencing conduct ex
defendant's attorneys [read the defendant's attor ante [read prospectively] and that attempts to
neys were compelled to produce the journal].1*State divide the stakes fairly ex post [read retrospec
v. Barrett, 401 N.W.2d 184, 191 (Iowa 1987). For tively] will alter or reverse the signals that are
the reasons why production should be made into desirable from an ex ante [read a prospective]
the present infinitive o f the verb produce, see point o f view.”/ “Attorneys general were generally
BURIED VERBS. effective in determining ex ante [read in pre
dicting] the policy orientation o f future judges.”
To exalt is to raise in rank, place in
e x a lt ; e x u lt . See ex p o st fa cto .
a high position, or extol. To exult is to rejoice
exceedingly. e x ca th e d ra ; e x o ffic io . Ex cathedra = (1) (adv.)
Exalt is rather frequently misspelled exhalt or from the chair; with authority; (2) (adj.) authorita
exhault—e.g.: “The serjeant might perform mili tive. Following is a literal adverbial use: “In ex
tary duties rather less exhalted [read exalted] pressing this view, both in legal literature and
than those o f a knight . . . .” Alan Harding, A ex cathedra, he was, in effect, reverting to the
Social History o f English Law 32 (1966)./ “It standpoint o f Lord Mansfield, who regarded
would be exhalting [read exalting] form over sub quasi-contract as being essentially an equitable
stance to require the Committee . . . to amend institution.” (Eng.) Increasingly today, ex cathe
its complaint. . . .” Committee on Professional dra has connotations o f a peremptory attitude—
Ethics & Conduct v. Munger, 375 N.W.2d 248, e.g.: “The Attorney General’s letter asserts ex ca
exceptionable 335
thedra and without citation o f a single authority have applied the ruling to the case which resulted
th at. . . .” Peter Shane & Harold Bruff, The Law in the abolition o f the doctrine o f sovereign
o f Presidential Power 205 (1988). immunity.”/ “He further provided that the prop
Ex officio (= by virtue of one’s office) m ay like erty should under no circumstances be sold or
wise be both adj. and adv. <the chair is an ex alienated or at any time devoted to any other
officio member o f all standing committees> <the purpose or use excepting as far as herein specifi
chair became a m ember ex officio>. Ex officiis is cally authorized [read other purpose or use than
a NEEDLESS v a r ia n t . Ex officio should be neither is herein authorized].”
hyphenated nor spelled as one word. E. Except as. In D RAFTING , unless is preferable
to except as when referring to a future action—
e x ce e d . See a cce d e . e.g.: “Except as [read Unless] otherwise stipulated
or directed by the court . . . .” Fed. R. Civ. P.
e x c e e d in g ly is hyperbolic when used for quite or 26(a)(2)(B).
very. E.g., “Newspaper prices seldom change; the Except as may be appropriate when referring to
prices o f chewing gum, flashlight batteries, and something that an existing rule or statue does—
chloroform are exceedingly [read quite] stable.” e.g.: “Except as otherwise provided in Rule
26(b)
e x ce l. So spelled; excell is an infrequent mis F. Except that. This phrase is generally inferior
spelling. to hut or some other, more pointed term—e.g.:
“[T]he parties may by written stipulation . . .
e x ce p t. A. As Verb. Except = (1) to exclude, modify other procedures . . . , except that [read
omit <present company excepted>; (2) = to object, but] stipulations extending the time provided in
take exception <1 except to that statem ents The Rules 33, 34, and 36 for responses to discovery
latter is the more frequent legal meaning: ‘T h e may . . . be made only with the approval o f the
court overruled the objection, and the defendants court.” Fed. R. Civ. P. 29.
excepted.” Sense (2) has given rise to the special G. Except when. The word unless is usually
legal sense o f the word, “to appeal.” E.g., “Verdict much preferable—e.g.: “Except when [read Un
was for plaintiff in each action, and defendant less] a federal statute or these rules provide other
excepts.” wise, . . . .” (Cf. e x c e p t as.) Even with the
B. As P reposition and C onjunction. When ex slightly improved wording, however, this type o f
cept begins a noun phrase rather than a clause wide-open exception makes D R A FTIN G less easily
(i.e., a phrase with a verb), it is a simple preposi comprehensible: the reader must research all o f
tion not followed by the relative pronoun that <all federal law to find out whether the exception
persons except farmers owning fewer than 500 applies. Such a provision is therefore antithetical
acres>. But when, as a conjunction, except intro to principles o f P L A IN L A N G U A G E .
duces a clause, it should be followed by that, H. Except with. This phrase, usually followed
which is here incorrectly omitted: “The corporate by a noun phrase, is ordinarily inferior to unless
existence shall be deemed to have continued with (usually followed by a subject and verb)— e.g.:
out interruption from the date o f dissolution, ex “Except with the written consent o f the defendant,
cept [read except that] the reinstatement shall [read Unless the defendant consents in writing,]
have no effect upon any issue o f personal liability the report [must] not be submitted to the court
of the directors.” . . . .” Fed. R. Crim. App. 32(b)(1).
C. As C onjunction. Except for unless is an a r
c h a is m that persists only as a vulgarism. Here is e x c e p t as. See e x c e p t (e ).
the archaic use: “I devise this land to A and her
heirs forever, except she should die without heir e x c e p t as o th e r w ise p r o v id e d . See n o tw ith
bom o f her own body.” Will quoted in Roach v. s ta n d in g a n y th in g to th e c o n tr a r y co n ta in e d
Martin's Lessee, 1 Har. 548, 28 Am. Dec. 746 h e re in .
(1835). And here is the modem vulgarism: “Wheat
produced on excess acreage may be neither dis e x c e p tio n takes the preposition to, not from. E.g.,
posed o f nor used except upon payment o f the “Application o f foreign law must be analytically
penalty, or except [read unless] it is stored as understood as an exception from [read to] the basic
required by the Act or delivered to the Secretary rule calling for the application o f the lex fori.”
o f Agriculture.” See (e ), (g ), (h ).
D. Excepting. This word should not be used as e x c e p tio n a b le ; e x ce p tio n a l. The first is some
a substitute for except, except in the phrase not times misused for the second. Exceptionable =
excepting. E.g., “The majority o f the cases dealing open to exception; objectionable <she was admon
with the problem, excepting [read except] two, ished for her exceptionable behavior>. Excep
336 exception proves the rule, the
tional = out o f the ordinary; uncommon; rare; e x cise . There are two unrelated verbs excise: (1)
superior <an exceptional achievem ents “to remove”; and (2) “to impose an excise tax [q.v.]
on.” Here sense (1) applies: “The jury had been
e x c e p tio n p ro v e s th e ru le , th e. This phrase is selected at the time the sealing was entered;
the popular rendering o f what was originally a therefore, excising the documents and releasing
legal maxim, “The exception proves (or confirms) them to the public was an alternative to sealing
the rule in the cases not excepted” (exceptio probat that should have been considered.” To illustrate
regulam in casibus non exceptis). Originally excep sense (2), the OED quotes Blackstone as follows:
tion in this maxim meant “the action o f excep “Brandies and other spirits are now excised at the
ting”— not, as is commonly supposed, “that which distillery.” The OED labels this sense obsolete,
is excepted”— so that the true sense o f the maxim but W3 and W10 suggest that it lives on.
was that by specifying the cases excepted, one
strengthens the hold of the rule over all cases not e x cis e ta x has two quite distinct meanings: (1)
excepted. “a tax imposed on specific commodities that are
At least two spurious explanations o f the excep produced, sold, or transported within a country—
tion proves the rule exist. One is that because for example, liquor and tobacco”; or (2) “a tax
a rule does not hold in all instances (i.e., has imposed on a license to pursue a specified trade
exceptions), the rule must be valid. This misun or occupation.”
derstanding o f the phrase commonly manifests
itself in the discourse o f those who wish to argue e x cise m a n ; e x c is o r . Iriview o f the m odem trend
that every rule must have exceptions. A more o f avoiding needless SEXISM in language, excisor
sophisticated, but equally false, explanation of the is to be preferred.
phrase is that prove here retains its Elizabethan
sense (derived from the Latin) “to test,” so that e x clu d a b le ; e x c lu d ib le ; e x clu sib le . The pre
the sense o f the phrase is that an exception to a ferred form is excludable. See -a b l e ( a ).
rule “tests” the validity o f the rule. This erroneous
explanation appears, o f all places, in Tom Bur- e x c lu s io n a r y = tending to exclude, or character
nam, A Dictionary o f Misinformation 79 (1975). ized by exclusion ex clu sion a ry rule>. This word,
recorded first (fr. 1817) in the works o f Jeremy
e x c e p to r ( = one who excepts or objects) was Bentham (1748-1832), began as a peculiarly legal
formerly used in some jurisdictions as an equiva word and has remained so.
lent o f appellant. E.g., uExceptors place consider
able stress on the case o f Marshall v. Frazier.” e x c lu s iv e means “with no exceptions” and should
See p la in t iff & e x c e p t (a ). be used carefully. An ill-advised use appears in
28 U.S.C. § 1346: “The district courts . . . shall
e x c e p t that. See e x c e p t ( f ). have exclusive jurisdiction o f civil actions on
claims against the United States.” This is not so,
e x c e p t w h en . See e x c e p t ( g ). since circuit courts and the Supreme Court may
also properly have jurisdiction on appeal. What
e x c e p t w ith . See e x c e p t ( h ). was meant is “exclusive original jurisdiction.” See
overstatem ent.
facts would suffice, as far as the defendant’s obli e x e cu te . A. Senses. Execute ( = to sign and de
gation ex delicto [read in tort] is concerned.” See liver; to make valid by observing certain required
d elictu a l. formalities) is lawyers’ JARGON used in reference
to completing legal documents <she executed her
e x cu lp a te; ex o n e ra te . Whereas the former has will>. In this sense the word means “to go through
the primary sense “to free from blame or accusa the formalities necessary to the validity o f (a legal
tion,” the latter means literally “to free from a act)—hence, to complete and give validity to (the
burden,” and only by extension is synonymous instrument by which such an act is effected) by
with the former. See e x o n e r a te & in cu lp a te . performing what the law requires to be done”
(adapted fr. OED). But the word sign is often
e x cu lp a te e (= one who has been exculpated) is preferable, especially in communicating with non-
an AmE n e o l o g i s m — e.g.: “An exculpatory clause lawyers.
covers the risk o f harm sustained by the exculpa- Execute also has several other senses in law: (1)
tor that might be caused by the exculpatee.” “to carry into effect ministerially (a law, a judicial
Weaver v. American Oil Co., 261 N.E.2d 99, 102 sentence, etc.)”; (2) “to perform or carry out the
(Ind. Ct. App. 1970). Though rarely heard, the provisions o f a will” (i.e., what the executor does—
word should—if it must be pronounced at all—be this use o f the term is now somewhat rare) see
pronounced lek-skdl-pa-teel. See -EE. (c); (3) “to perform acts o f (justice, e.g.) or give
effect to a court’s judgment”; or (4) “to levy execu
tion on (property o f a judgment debtor)” <when
e x cu lp a to ry ; e x cu lp a tiv e . The latter is a need
the judgment became final, the prevailing plain
less VA RIAN T.
tiffs attorney had the marshal execute on defen
dant’s nonexempt property>. Sense (4) appears to
ex cu sa l; e x cu sa tio n . In reference to prospective be peculiar to AmE, and is given in none o f the
jurors, the correct phraseology is, e.g., excusal for standard unabridged dictionaries. But it falls logi
cause from the venire panel. Excusation is an cally under the second broad sense listed in the
obsolete word meaning “the action o f offering an OED: “to do execution upon.”
excuse” (OED). B. F or issue. Though legal instruments and the
•like are executed, writs, warrants, and the like
ex cu se ; ju s tifica tio n . In many areas o f the law, are said to issue from (or be issued by) courts
these terms are used interchangeably. But they or other official bodies— e.g.: “The bureau [the
have undergone D IFF ER EN TIATIO N in criminal law. Federal Bureau o f Investigation] said search war
An excuse is a defense that arises because the rants were executed [read issued] Thursday on
defendant is not blameworthy for having acted in five locations in the Washington area and subur
a way that would otherwise be criminal. Tradi ban Atlanta to look for evidence o f a wide-ranging
tionally, the following defenses were excuses: du criminal conspiracy.” Steve McGonigle, U.S. Trea
ress, entrapment, infancy, insanity, and involun surer's Home Searched in FBI Influence-Peddling
tary intoxication. Probe, Dallas Morning News, 31 Oct. 1992, at 1A./
A justification, by contrast, is a defense that “If the trial court’s action is abusive, mandamus
arises when the defendant has acted in a way will execute [read issue] to cure it.” See issue.
that the criminal law does not seek to prevent. C. Used in R eferen ce to Wills. Although the
Traditionally, the following defenses were justifi testator executes (i.e., performs an action neces
cations: the defendant’s choice o f a lesser harm sary to validate) a will by signing it, the (aptly
or evil, consent, defense o f others, defense o f prop named) executor is also said to execute it when
erty, self-defense, the use o f force to make an carrying out the will’s provisions. This latter use
arrest, and the use o f force by public authority. occurs infrequently—e.g.: “Name an executor who
is both able and willing to do the job. Executing a
ex delictu is a mistaken form o f ex delicto caused will can be time-consuming and labor-intensive.”
by confusion with the ending o f ex contractu— G.W. Weinstein, Planning Your Estate, Invest
e.g.: “An examination o f her pleadings only rein ment Vision, July/Aug. 1990, at 50.
forces the ex delictu [read ex delicto] nature o f Ms.
Williams’ claim.” Page v. U.S. Indus., Inc., 556 e x e c u te d co n tr a c t. See e x e c u to r y c o n tra ct.
F.2d 346, 352 (5th Cir. 1977). The reason for the
difference is that delictum is a second-declension e x e cu te r. See e x e cu to r.
Latin noun whose ablative singular is delicto, not
delictu, whereas contractus is a fourth-declension e x e c u tio n -p r o o f, adj. See ju d g m e n t-p r o o f, adj.
noun whose ablative singular is contractu. See ex
con tractu . e x e cu tiv e ag reem en t. See trea ty.
338 executor
e x e c u t o r ; e x e c u t e r . The -er spelling is obsolete. lawyers' jarg o n . Cf. p u n itiv e s & p u n ie s . See
An executor is (1) “one who does or performs some p u n itiv e d a m a g e s .
act”; (2) “one who, appointed in a testator's will,
administers the estate”; or (3) in American patent e x e m p la r y d a m a g e s . See p u n itiv e d a m a g e s .
practice, one who represents a legally incapaci
tated inventor. In senses (2) and (3), the accent e x e m p lific a t io n . See e x a m p le .
falls (familiarly) on the second syllable Hg-zek-ya-
tar/; in sense (1), the accent is on the first syllable e x e m p lu m . See e x a m p le .
/ek-sd-kyoot-dr/. See a d m i n i s t r a t o r .
exem pt appears commonly in the U.S. as an
e x e c u t o r y ; e x e c u t o r ia l. Executory = taking full ellipsis for tax-exempt Usually this usage occurs
effect at a future time <an executory judgment> in contexts in which the reader has already
<executory con tracts Executorial = o f or per learned that the subject at hand is tax exemp
taining to an executor. tions, and not other types o f exemptions. Follow
ing is a typical specimen: “An exempt organization
e x ecu to ry co n tra ct; e x ec u te d c o n tra ct. An has the privilege o f preferred second- or third-
executory contract is one that remains wholly un class mailing rates.” Craig Weinlein, Federal Tax
performed or for which there remains something ation o f Not-for-Profit Arts Organizations, 12 J.
still to be done on both sides. An executed contract Arts, Mgmt., & Law 33, 33-34 (Summer 1982).
is one that has been entirely performed on one
side. exeq u atu r [fr. L. exsequor “let him perform”]
= (1) originally, a temporal sovereign's act in
e x e c u t o r y lim ita tio n . See s p e c ia l lim it a t io n .
authorizing a bishop to perform— under authority
o f the Pope— the clerical and administrative du
e x e c u t o r y s a le . See c o n t r a c t f o r s a le .
ties o f a diocese; later, a sovereign's right either
to so empower a bishop or to permit the publica
e x e c u t r i x ; e x e c u t r e s s . Executrix (pi. -trices) is
tion o f a papal bull; (2) in international law, a
the usual feminine form o f executor, which may
receiving state’s authorization by which the head
itself serve as a neuter form covering both sexes.
o f a consular post is admitted to the exercise o f
Though legal writers have traditionally distin
his or her functions; or (3) in international law,
guished between the sexes by suffix, executor is
the executive judgment or order by which a for
now the preferable term for men and women
eign judgment or an arbitral award is made lo
alike. See s e x i s m ( c ).
cally enforceable. See Clive Parry & J.P. Grant,
e x e g e s i s ; e p e x e g e s i s ; e i s e g e s i s . Knowledge o f
Encyclopedic Dictionary o f International Law 123
these terms is useful to anyone having to inter (1986).
pret writings. Exegesis = explanation or exposi
e x e r c i s e for existence is a puzzling error. E.g., “A
tion (as o f a word or sentence). E.g., “[I]n interpre
tation o f federal statutes and Congressional presumption o f undue influence arises from proof
intent . . . semantic exegesis is not conclusive.” o f the exercise [read existence?] o f a confidential
International Union v. Marshall, 584 F.2d 390, relation between the testator and such a benefi
397 (D.C. Cir. 1978). Epexegesis = the addition ciary, coupled with activity on the part o f the
o f a word or words to convey more clearly the latter in the preparation o f the will.” (A confiden
meaning implied, or the specific sense intended, tial relation is not exercised.)
in a preceding word or sentence ( OED). Eisegesis
= the interpretation o f a word or passage by Exertive = tending to ex
e x e r t iv e ; e x e r t io n a l.
reading into it one's own ideas ( OED). ert or rouse to action (OED) <resolve is an ex
ertive emotion>. Exertional, though recorded in
e x e m p la r . See e x a m p le . none o f the Oxford or Merriam-Webster dictionar
ies, has appeared (usu. in the negative form) in
e x e m p l a r y has two almost contradictory conno American law cases in the field o f social-security
tations: exemplary damages make an example out disabilities. Exertional = o f or pertaining to phys
o f a wrongdoer, whereas exemplary behavior is ical effort. E.g., “[H]e is unable to return to his
model behavior. Exemplary is sometimes misun past relevant work and suffers from a non-
derstood as meaning “severe” in phrases such as exertional impairment.” Warmoth v. Bowen, 798
exemplary punishment F.2d 1109, 1110 (7th Cir. 1986)./ “[W]henever a
nonexertional impairment is presented the Secre
e x e m p l a r i e s ( = exemplary damages) is an at tary must introduce a vocational expert to testify
tributive noun in AmE— a common part o f trial that jobs in the workplace exist for a person with
exonerate 339
that particular disability.” Bapp v. Bowen, 802 “outside the law, without legal authority” <an
F.2d 601, 604 (2d Cir. 1986). exlex government^ whereas ex lege is an adverb
meaning “by virtue o f law; as a matter o f law”
ex fa cie ( = in view o f what is apparent, lit., <property forfeited ex lege>.
“from the face”) is not justified as a legal l a t i n i s m ,
inasmuch as so many ordinary English words, ex m alefício = (adv.) by malfeasance; (adj.) tor
such as evidently, apparently, or on its face, suffice tious. There is no reason why this phrase should
in its stead. “Ex facie [read Patently] those trans not be Englished. E.g., “We do not find these
fers would be the same in form and in effect allegations sufficient, either on authority or on
precisely as the instrument o f transfer now before principle, to establish a constructive trust ex ma
us.” (Eng.) Here the phrase is wrongly made ad lefício [read resulting from malfeasanceJ.7 “In the
jectival: “The Companies Act o f 1948 brought into character o f a trustee ex malefício [read by virtue
being that which was ex facie [read evident] in all o f malfeasance], he shall be held to make good
its essential characteristics.” (Eng.) See f a c e , o n the things to the person who would have the
it s . property.” See de son tort .
expressly signify any intention not to exonerate length.” Expatriate means (1) “to leave one’s home
the property here from the mortgage lien.” country to live elsewhere”; or (2) “to banish; exile.”
Whereas acquit takes of, exonerate takes the prep
osition from: “We affirm the lower court’s holding
e x p e c t is informal or colloquial for think or sup
that it was the intention o f the testator that this
pose, as here: “I expect that it will take three
legacy be exonerated from all liens.” See s u b r o g a
weeks,” instead of, “I think it will take three
tio n (c).
weeks.” Most properly, expect means “to look for
ward to and rely on.” See a n ticip a te.
e x ’o r is an archaic abbreviation of executor, q.v.
where the nature o f the questions involved lend derstood to be curse words or exclamations. This
themselves readily to trial without the usual for sense was fortified in AmE during the Watergate
malities to the end that resolution may be speed hearings, when coarse language was omitted from
ily achieved.” Gulotta v. Cutshaw, 258 So. 2d the White House tapes with the phrase expletive
555, 559 (La. Ct. App. 1972)./ “The Court notes deleted. In grammar, however, expletives are
plaintiffs motion o f August 9, 1982, for expedient words that have no special meaning, but stand
[read expeditiousJ trial, and has kept in mind 5 (usu. at the beginning o f a clause) for a delayed
U.S.C. § 552(a)(4)(D ). . . .” Fiumara v. Higgins, subject. (See e p i t h e t . ) The two most common
572 F. Supp. 1093, 1098 (D.N.H. 1983)./ “Simi expletives are it and there when beginning clauses
larly, a defendant should not be permitted to or sentences.
frustrate the trial court's efforts to conduct an A. With Passives. When used after verbs in the
orderly, fair and expedient [read expeditious] trial, passive voice, expletives often give the misimpres-
and then benefit from an alleged error by the sion that they have antecedents. E.g., “The burial
court which he invited through his own conduct.” was to take place at Highgate, and it was intended
People v. Johnson, 518 N.E.2d 100,108 (111. 1988). to take the body by train from Winooski to Cam
(For a discussion of the problem that the word bridge Junction over the defendant’s road and
which caused in this last example, see r e m o t e thence over the connecting road to Highgate.”
R E LAT IV ES.) (The full passive is it was intended (by someone)
to take the body; yet, on first reading, it appears
e x p e n d is a FO RM AL w o r d for spend; it is not to refer to burial.)/ “Despite her prediction that
always appropriate in ordinary contexts. E.g., the economic recovery will be slow, it is expected
“Generally speaking, students have no constitu that the company will flourish during the next few
tional right to expend [read spend] classroom time quarters.” {It seems at first to refer to economic
on a subject unrelated to what they are supposed recovery when in fact it is merely an expletive.)
to be learning.” See M ISCUES.
B. Number. The i n v e r s i o n occasioned by exple
expen se, v.t., = (in bookkeeping) to charge or tives sometimes confuses writers about the num
record as an expense. E.g., “The telephone system ber o f the subject. “There remains for trial these
will last for quite some time; it is appropriate, issues [read There remain . . . these issues] raised
therefore, to expense the $300 over the period o f in respondent’s counterclaim.” See SUBJECT-VERB
time the telephone system will last.” AG R E E M E N T ( j ) .
C. Expletive it A longside P ronou n i t The ex
e x p e r i m e n t a l i z e is a N E E D L E S S v a r ia n t of ex pletive it should not be used in the same immedi
periment. ate context as the pronoun it. “It is concluded that
it [i.e., the plaintiff corporation] is entitled to
e x p i r a t i o n ; e x p i r y . The word end is best where interest.” [Read We conclude that it is entitled to
it will suffice. Expiry is the usual word for “termi interest.] See it.
342 explicate
ex q u isite is best pronounced with the first sylla senting in part, filed an extended opinion.” See
ble accented !eks-kwiz-it/; it is acceptable in AmE, w r ite sp e cia lly .
however, to stress the second /ek-skwiz-it/.
Although there is historical justification for us e x te n sio n ; re n e w a l. Both o f these words are
ing exquisite ( = acute) in reference to pain, mod used in referring to the continuation o f a legal
em readers are likely to find this use macabre at contract, such as a lease. But the two have under
best, for they generally understand the word as gone a subtle d i f f e r e n t i a t i o n with sometimes
meaning “keenly discriminating” <exquisite important ramifications: an extension continues
taste> or “especially beautiful” <an exquisite the same contract for a specified period, whereas
vase>. For many readers, the obsolescent sense is a renewal institutes a new contract that replaces
merely a m i s c u e : “From this we cannot say that the old one. Unfortunately, some courts muddle
it was unreasonable for the jury to infer that the the two words, using them interchangeably or
decedent was conscious after impact and[,] before using both but not defining the difference.
her death, suffering [read suffered] during that
period from both impact injuries and the exquisite e x te n u a te (= to lessen the seriousness o f [a fault
[read excruciating] pain of massive bum s.” or a crime] by partial excuse) should be used only
And when the word is used figuratively in the of the fault that is minimized, not o f the person.
sense “acute, intense,” the m i s c u e is aggra The OED cites improper uses (so labeled) such as,
vated—e.g.: “Claimant’s counsel might be faced “The pursuer’s steward . . . extenuated himself
with the exquisite [omit exquisite] dilemma o f calmly enough,” in which the word is used as if it
whether to forgo any fee application and thereby meant “to extenuate the guilt of; to plead partial
preserve his client’s meager judgment, or jeopar excuses for” (OED).
dize the client’s judgment by applying for fees and
thereby giving the government an incentive to e x te rn . See cle rk .
appeal.”
ex tin g u ish m e n t; e x tin c tio n . Both words are
ex rel ., the abbreviation for L. ex relatione ( = nouns corresponding to the verb to extinguish. If
upon the relation or information of), is now used there is a d i f f e r e n t i a t i o n , it is that extinguish
almost exclusively in styles o f cases brought by ment refers to the process, and extinction to the
the government on the application o f a relator, resultant state. Extinguishment means in law
q.v., who is a private party that is somehow inter “the cessation or cancellation of some right or
ested in the matter (as in an action to abate a interest” (CDL). E.g., “Both the Senate Bill and
public nuisance). A typical case style is as follows: the House amendments provided for recordation
U.S. ex rel. Carter v. Jennings, 333 F. Supp. 1392 o f mining claims and for extinguishment o f aban
(E.D. Pa. 1971). See q u i tam . doned claims.”
In pre-20th-century lawbooks, ex rel. ordinarily
denotes that the reporter did not personally wit e x to r tio n ; b r ib e r y . For public officials, the line
ness the proceedings but got an account second o f demarcation is unclear. Extortion = the corrupt
hand. obtaining o f property by an officer under color of
office. Bribery = something o f value given or
ex te m p o ra n e o u s; e x te m p o re , adj.; e x te m p o promised to an officer in return for corrupt behav
rary; e x tem p ora l. In AmE, the first is the usual ior. If the briber takes the initiative, it is bribery;
form. The others might be considered n e e d l e s s if the bribee takes the initiative, it is extortion.
v a r i a n t s , but extempore is most common in BrE.
See b r ib e r & b r ib e r y .
extortioner; extortionist; extorter. The first is listeners, but it can be awkward. Euphony should
most usual, the others being n e e d l e s s v a r i a n t s . govern the word choice—e.g.: “The constitutional
privilege has no application to an extrajudicial
extortive. See extortionate. confession, whether or not it is under oath.”/ “The
mere fact that sworn testimony may differ from
e x t r a - ( = lying outside the province or scope of) extrajudicial statements does not constitute per
is a prefix that in m odem English has formed jury, particularly where the discrepancy is ex
hundreds o f new adjectives, mostly for learned or tremely slight.”/ “The due process clause should
literary purposes. The prefix has been adopted by not be treated as a uniform command that courts
many legal writers to form NEOLOGISMS not yet throughout the nation abandon their age-old prac
found in unabridged dictionaries. These writers tice o f seeking information from out-of-court
usually do no harm, and in fact occasionally coin sources to guide their judgment toward a more
useful words. Extralegal and extrajudicial both enlightened and just sentence.”
date from the early 17th century; extraconstitu B. Special Sense. Occasionally, this term
tional dates from the early 19th century. Follow means “outside the judicial process” as opposed
ing are four representative examples o f 20th- to “out o f court”—e.g.: “Saying there had been
century legal neologisms using this prefix: ‘a cascade o f extrajudicial executions, arbitrary
arrests, disappearances and torture,’ the [Ameri
• a[T]he business judgment rule would shield the cas Watch] organization commented that the atti
directors' decision to terminate a derivative suit tude o f the Government o f President Alan Garcia
against an extracorporate party.” Mark P. Krys- 'might best be described as one o f resignation.'”
inski, Note, Derivative Suits and the Special Alan Riding, Human Rights Group Criticizes
Litigation Committee, 29 Wayne L. Rev. 149, Peru, N.Y. Times, 3 Nov. 1988, at 4.
167 (1982).
• Laurie R. Wallach, Note, Intercircuit Conflicts e x t r a l e g a l (= beyond the province o f law), dating
and the Enforcement o f Extracircuit Judgments, from the mid-17 th century and now in fairly fre
95 Yale L.J. 1500 (1986). quent use, is omitted from most legal and nonlegal
• “The decision to withhold enforcement o f the (extralegal?) dictionaries. E.g., “To a great extent
immigration laws is extrastatutory; it consti they are extra-legal, existing under the sanctions
tutes one o f the Executive's inherent preroga o f religion and morality, but not o f human law.”
tives.” Hotel & Restaurant Employees Union v. James Hadley, Introduction to Roman Law 248
Attorney General, 804 F.2d 1256, 1279 (D.C. (N.Y., D. Appleton & Co. 1881)./ “[T]hey often
Cir. 1986) (Silberman, J., concurring in part develop a tendency to pursue their purposes extra-
and dissenting in part). legally, or even illegally . . . .” J.L. Brierly, The
• “Even if the goods themselves were destroyed Law o f Nations 49 (5th ed. 1955)./ “[W]here law
by a defect giving rise to a tort action based on is largely a reflection o f extralegal morality, what
strict liability, the interest protected is basically appears in form as retrospective legislation may
an extra-contractual [read extracontractual] in substance represent merely the confirmation
one.” Peter Schlechtriem, The Borderland o f o f views already held . . . .” Lon Fuller, The
Tort and Contract—Opening a New Frontier? Morality o f Law 92 (1964). Today the word is
21 Cornell Int'l L.J. 467, 474 (1988). written as a solid, without the hyphen. Cf.
a le g a l & n o n le g a l.
extracurial; extracuriam. The first is the better
form because it is a properly formed adjective— e x t r a o r d in a r y w r it s . See p r e r o g a t iv e w rit s ,
e.g.: “The decision in Baker v. Carr represents
a gamble that extracurial processes o f political
extrastatu to ry . See EXTRA-.
adjustment and compromise will produce an issue
digestible, as it were, by the Court.” Lon Fuller,
The Morality o f Law 178 (1964)./ “Much o f the ex turpi causa non oritu r a ctio . See m a x im s .
F
f a c e o f , i n t h e = in front of; directly opposite; doctrine asserts that the constitutionality o f an
when confronted with. This idiomatic expression overbroad law should be judged on its face. The
has become a part o f legal JARGON. E.g., “Com result is that the statute is upheld or invalidated
menting upon the recent disarmament o f the in toto and not as it applies in a particular case.
Highlanders, which had been so drastic that they This approach is called facial' review.” Peter W.
were defenseless in the face o f a gang o f robbers Low et al., Criminal Law: Cases and Materials
or pirates, he remarked that ‘Laws that place the 77 (1982).
subjects in such a state o f insecurity contravene The adverb facially is almost as common as the
the first principles of the compact o f authority: adjective facial. Though it might appear to mean
they exact obedience, and yield not protection/” “in a facial manner,” facially means “on its face”:
(Eng.)/ “Nor will equity engraft the doctrine of “The court o f appeals erred by facially invalidat
subrogation on a transaction in the face o f an ing the statute in its entirety [i.e., invalidating the
agreement that negates the idea o f subrogation.” statute on its fa ce]”/ “We hold that the plaintiff
See f l y i n t h e f a c e o f . has standing to challenge the constitutionality of
the ordinance, and that the section in its present
In this age-old legal expression, face
f a c e , o n its . form is facially overbroad and unconstitutional
refers to the inscribed side o f a document. The [i.e., overbroad and unconstitutional on its face].”
full phrase means “in the words of, in the plain
sense of” <the document on its face indicates f a c i l i t a t e (= to aid, help) is a f o r m a l w o r d to
testamentary intent>. The phrase is sometimes be used sparingly, for it often is jargonistic, as is
used with a possessive noun in place o f its— e.g.: the agent noun facilitator ( = helper). E.g., “The
“The difference between this law and the law in commission’s improved decision undoubtedly fa
the McCray case is that the purpose to control cilitates this court’s review by clarifying the issues
child labor is evident on the law's face . . . .” involved.” As Fowler and others have noted, it is
Robert G. McCloskey, The American Supreme better to write that an action (e.g., the court's
Court 143 (1960). And it is sometimes used figu review, in the sentence just quoted) is facilitated
ratively o f things other than documents— e.g.: “A rather than that the actor (e.g., the court) is facili
libel is harmful on its fa ce” tated.
One must be careful o f context with this shop
worn phrase. When the subject is plural, and the This word is surplusage in phrases such
fa c ilit y .
phrase becomes on their face, there is a technical as jail facility and museum facility.
failure o f CONCORD that can sometimes be risible:
“Most laws, however, discriminate or mete out fa c s im ile t r a n s m is s io n . See fa x .
different treatment on their fa ce” (No one wants
to see treatment meted out on anyone’s face; f a c t , adj.; f a c t u a l . In phrases such as fact(ual)
though the sentence refers to the face o f the stat question, the longer form is preferable. Notwith
ute, nonetheless the imagery suggests something standing that fact question is jarring, it is poten
different.)/ “On their face, the municipal historic tially misleading to the reader. In the following
preservation ordinances satisfy requisite due pro sentence, for instance, the use o f factual would
cess criteria.”/ “Some o f these statutes were held have circumvented the reader’s thinking that ex
to be unconstitutional on their face or as applied.” istence o f fact is an unhyphenated phrasal adjec
(Note that in these last two sentences the plural tive: “If the proceedings are characterized as a
form on their faces would be even worse.) See trial on a stipulated record, the existence o f fact
M ETAPHORS, ex facie & f a c i a l . questions [read factual questions] will not under
mine the result.” The sentences that follow illus
= complete; on its face; as a whole. E.g.,
fa c ia l trate the better usage: “We are directed by statute
“The cases before us are governed by the normal and Supreme Court precedent to accord a pre
rule that partial, rather than facial, invalidation sumption o f correctness to such state court factual
is the required course for such statutes.”/ “The findings.”/ “Petitioners contend that the ICC im
346 fact
permissibly substituted its judgment for the fac fa c t(-)b o u n d . Sometimes written as a single
tual findings o f the state commission.” word, it is usually hyphenated as a PH R A SAL A D
Notably, factual has two meanings: (1) “o f or JECTIVE — e.g.: “The three [Justices O’Connor,
involving facts” <factual issue>; (2) “true” <a fac Kennedy, and Souter] tend to be cautious, fact-
tual depiction>. Here sense (2) is illustrated in a bound judges who decide cases based on their
sentence in which fact would be not just inferior, practical effects rather than some lofty, dispas
but wrong: “If this were a factual account o f what sionate doctrine.” David A. Kaplan & Bob Cohn,
happened, the plaintiff would not have a cause o f “Nine Scorpions in a Bottle,” Newsweek, 13 July
action.” See fa ct-fin d in g & fa c t situ a tion . 1992, at 20.
Sense (1) o f factual, the more usual meaning,
appears in the following sentences: “The ICC’s fa ct(-)fin d e r should be hyphenated, not spelled
section 11501(c) jurisdiction is not o f a limited as two words. Likewise, fact-finding is best hy
nature, but in a proper case is plenary, and may phenated. The trend is to make both terms solid,
allow the ICC to delve into the factual record but that trend is at best incipient.
before the state agency.”/ “The rule contemplates
that only factual questions will be submitted to fa ct-fin d in g = the finding o f facts; factual find
the jury to which the judge will apply the law, ing = a finding o f fact. E.g., “The agency’s deci
supplementing, if necessary, any factual determi sion that an impact statement was not required
nations not submitted to the jury.” pretermitted the fact-finding process designed by
Congress.”/ “The court’s factual finding on that
fa ct, n.; fa ctu m . Fact (lit., “a thing done”) means issue precluded recovery by the plaintiff.”
“an action performed, an event, an occurrence, or Fact-finding is often mistakenly used not in
a circumstance.” In legal writing, fact has the reference to the process, but to mean “a finding o f
additional particularized sense “an evil deed; a fact”— e.g.: “The earlier ruling was a fact-finding
crime.” Thus we have the expressions before the [read factual finding]”! “On the basis o f the above
fact, after the fact, and confess the fact. fact-findings [read factual findings], plaintiff has
Factum, the Latinate form o f the word, has failed to make out a prima facie case.”/ “The
several meanings: (1) [regarding change in domi magistrate declined to enter any meaningful fact
cile] “a person’s physical presence in a new domi findings [read factual findings] on the incidents
cile”; (2) “due execution o f a will”; (3) “a fact or surrounding the workover crew’s hotel room ar
statement o f facts”; and (4) “an act or deed.” In rangement, which appellant contended had pre
senses (3) and (4), the only ones contained in the cipitated the discharge.” See fin d in g.
OED, the word has no merit in m odem contexts
(except in the phrase fraud in the factum [senses
fa ctio n a l; fa ctio u s; fra ctio u s. These words are
2 & 4], for which see fr a u d ( b )); few lawyers
confusingly similar. Factional = o f or relating to
would understand factum when so used. In sense
a faction. Factious = given to faction; acting for
(1), factum is perhaps a TERM OF ART; neverthe
partisan purposes. Fractious = refractory, un
less, the term calls for elucidation.
ruly, fretful, peevish.
Sense (2) occurs frequently in the context o f
wills, where it is generally no more useful or
specific than execution: “It might be argued that fa ctitio u s; fictitio u s. Both have the basic sense
logically the only question upon the probate was “artificial.” Factitious = (1) man-made and not
the factum [read execution] o f the instrument.” In natural; (2) sham; produced by contrivance. Ficti
the SET p h r a s e fraud or mistake in the factum,
tious = imaginary, not real. This latter term is
often used o f testimony, accounts o f facts, or sto
however, the use o f factum is well ensconced:
“There is a close analogy, however, to the situa ries. See fictio n a l.
tion in which a provision in a will by mistake in
the factum is denied effect.”/ “When there has fa c t o f th e m atter, th e. This phrase is trite
been a fraudulent representation concerning the f u s t i a n that may serve as a filler in speech,
nature o f the instrument or its contents, usually but that generally has no justification in writing.
described as a fraud in the factum, it is well Infrequently it gives the needed rhythm.
settled that the will or a fraudulently induced
part o f a will should be denied probate.” fa c t o r properly means “an agent or cause that
Although RH2 lists facta as the plural o f fac contributes to a particular result.” It should not
tum, the form most common in published sources be used, by SLIPSH O D EX TENSIO N, in the sense “a
is factums. See p l u r a l s (A). thing to be considered; event; occurrence.” In law
factor is used also— chiefly in BrE—in the sense
fact, a ctu al. See actu a l fa c t & fa cts. “consignee” or “commission agent.” E.g., “Among
fail 347
the more important classes recognised by English fa c t situ a tio n ; fa ctu a l situ a tion . Fact situation
law are *factors/ who are employed to sell goods = a situation with a given set o f facts (hypotheti
for their principal.” Thomas E. Holland, The Ele cal or actual). Factual situation = a situation
ments o f Jurisprudence 303 (13th ed. 1924). that exists or existed in fact. When coupled with
In Scotland, factor usually refers to “a manager the noun situation, factual tends to take on sense
acting on behalf o f an owner o f heritable prop (2) listed in the entry under fa ct, adj.
erty.” Andrew D. Gibb, Glossary o f Scottish Law
Terms 37 (A.G.M. Duncan ed., 2d ed. 1982). fa cts, ju d ic ia l. See ju d ic ia l n o tice .
In some American states, meanwhile, factor
may refer to a garnishee: “In Vermont and Con fa cts, u n d e r th e, is an acceptable legal idiom.
necticut, he [the garnishee] is also sometimes E.g., “Under the facts o f the case at bar, we cannot
called factor, and the process [of garnishing], fac say that the district court erred in allowing the
torizing process.” Charles D. Drake, A Treatise on inclusion o f this testimony.” Cf. circu m sta n c e s.
the Law o f Suits by Attachment in the United
States § 451, at 386 (7th ed. 1891). This use o f fa c t th at, th e. It is imprudent to say, as some
factor and factorize is now infrequent, but it does have, that this phrase ought never to be used. At
occur— e.g.: “[D]ebtor became insolvent and plain times it cannot reasonably be avoided. One writer
tiff, a creditor o f the debtor, factorized ' the has suggested that because will usually suffice
$169.88 garnishee owed debtor . . . .” Dick War for the fact that. See “Vigilans” [Eric Partridge],
ner Cargo Handling Corp. v. Aetna Business Chamber o f Horrors 63 (1952). Yet rarely, if ever,
Credit, Inc., 538 F. Supp. 1049, 1054 (D. Conn. is because a good substitute.
1982). Where the fact that can be easily avoided, how
ever, it should be. E.g., uThe fact that [read That]
fa cto riz e . See fa c t o r (3d par.). the police officer was engaged in the performance
o f his duties did not relieve him o f the duty of
fa cto tu m = a general servant with myriad du care at intersections.” See th at (d ).
ties. The correct plural is -turns, not -ta. E.g., “The The common phrase notwithstanding the fact
agents suspected that the appellees were driving that can almost always be replaced by although
stolen vehicles, not that they served as factota or even if—e.g.: “The creditor’s release o f the prin
[read factotums] o f illegal aliens.” U.S. v. cipal debtor discharges the surety, notwithstand
Miranda-Perez, 764 F.2d 285, 289 (5th Cir. 1985). ing the fact that [read even if] the creditor was
See p l u r a l s ( a ). induced to execute the release by the principal’s
fraud.” Laurence P. Simpson, Handbook on the
fa c t p lea d in g . See c o d e p le a d in g . Law o f Suretyship 307 (1950). See n o tw ith sta n d
in g th e fa c t that.
fa c t q u estion . See fa ct, adj. The pluralized form, as in “The facts that . . .
is usually unnecessary and awkward for the sin
fa cts cannot literally be false; if something is a gular, where the discrete facts discussed are eas
fact, then it is by its very nature true. Yet in law ily considered part o f an overall structure or pat
one often reads and hears o f the “truth” or “fal tern. uThe facts that [read The fact that or That]
sity” o f certain facts. E.g., “Presumably there were the records in this case were made by the proprie
good reasons in the interest o f justice nearly 100 tor and were in his possession were [read was]
years ago which impelled the court to fetter its irrelevant to the determination whether their cre
own power to get at the true facts.” (Eng.)/ “No ation was compelled, the majority said.” See FLOT
order shall recite untrue facts.” In such a context, SAM PHRASES.
facts is really an elliptical form o f alleged facts.
Hence: “Subject to later case development, the fa ct-trie r. See tr ie r o f fa ct.
Texas measure o f probative value, 'tending to
establish the presence or absence, truth or falsity fa ctu a l. See fa ct, adj.
o f a fact,* does not seem functionally distinct from
the federal definition, 'to make the existence o f fa ctu a l fin d in g . See fa ct-fin d in g .
the fact more probable or less probable/” But
the best practice is to speak o f false or untrue fa ctu m . See fa ct, n. & non est factum .
allegations, not false or untrue facts. See tru e
fa cts. fa il; fa ilu re . These are charged words. The late
Judge Thomas Gibbs Gee, o f the U.S. Court o f
fa ct-sen sitiv e; fa ct-sp e cific. Both are hyphen Appeals for the Fifth Circuit, used to admonish
ated thus. his clerks: “Be gentle with district judges. Never,
348 fair
for example, use failure in referring to an action fa ll = to be struck down, often on grounds o f
of a district judge.” A Few; o f Wisdom's Idiosyncra unconstitutionality. E.g., “But since the evil
sies and a Few o f Ignorance's, 1 Scribes J. Legal aimed at here, child labor, occurs before interstate
Writing 55, 58 (1990). Likewise, a m odem com commerce begins, and since the product trans
mentator should not say that Cardozo, in Pals- ported (for example, a can o f shrimp) is in itself
graf, “failed” to mention the plaintiff’s occupation harmless, the law must fa ll” Robert G. McClos-
and precise injury; not mentioning these things key, The American Supreme Court 145-46 (1960)./
was no doubt a conscious stylistic choice— not a “On the other hand, although initially it was
“failure” at all. merely the ‘hot oil’ provisions o f the National
Recovery Act o f 1933 . . . that fell as an unconsti
fa ir, properly an adjective, is sometimes misused tutional delegation o f legislative power in Janu
for the verb fare (= [1] to experience good or bad ary 1935, four months later the codes, too, and
fortune or treatment; or [2] to happen or turn with them the entire structure o f the act, fell on
out)— e.g.: “While the proofs on retrial, as at the similar grounds.” Henry J. Abraham, The Judi
prior trial, obviously indicate guilt, defendant cial Process 374 (2d ed. 1968).
faired [read fared] better with this jury and was
found guilty o f manslaughter.” People v. Ansley, fa ll d u e is the legal idiom meaning “to become
192 N.W.2d 41, 41 (Mich. Ct. App. 1971)./ “From due.” It is used in reference to negotiable instru
all outward appearances the business was fairing ments— e.g.: “He paid the notes as they fell d u e”
[read faring] well until Abbott purchased a jet
airplane for approximately one million dollars in fa lse, in a phrase such as false statement, is
December o f 1974 . . . .” Abbott v. Southern Su potentially ambiguous, since the word may mean
baru Star, Inc., 574 S.W.2d 684, 685 (Ky. Ct. either “erroneous, incorrect” or “purposely decep
App. 1978)./ “McAfee reiterated his view that the tive.”
diagnosis o f gout was incorrect in this case, and
he stated that plaintiff would have faired [read fa lse arrest. See fa lse im p rison m en t.
fared] better had he been operated on sooner.”
Nastasi v. United Mine Workers o f Am . Union fa lse c h e ck . See c h e c k , w o rth le ss.
Hosp., 567 N.E.2d 1358, 1362-63 (111. App. Ct.
1991). fa lse im p rison m en t; fa lse arrest. Both are
a r c h a i s m s , the former being more common and
fa ir co m m e n t denotes a defense in libel actions. a little less quaint. Both denote the act o f de
The substance o f it is that the words complained taining a person unlawfully—a common-law mis
of were honestly made on a matter o f public inter demeanor and tort.
est. Fair does not here mean “balanced; re
strained; moderate”; rather, it means “honest; not fa lse m isre p re se n ta tio n . See m isre p re se n ta
malicious.” The defense is rebutted by proof that tion .
the words were uttered maliciously.
fa lse oa th . See p e iju r y .
fa ir d ea lin g . See fa ir use.
fa lse p lea ; sham p lea . Both terms mean “an
obviously frivolous or absurd pleading that is
fa ir p lay . In legal usage, this phrase, dating from
made only for purposes o f vexation or delay.”
the 18th century at the latest, is the quintessen
Sham plea (or pleading) has been the more com
tial expression for equitable and impartial treat mon o f the two in the U.S.; the CDL (British)
ment. It is often seen in procedural or due-process
contains the main entry under false plea .
contexts.
fa lse p reten ses, an elliptical form o f obtaining
fa ir use; fa ir d ea lin g . The defense o f fair use, property by false pretenses, means “knowingly ob
in actions for copyright infringement, is known taining another’s property by means o f a misrep
also as fair dealing in BrE. The term fair use (not resentation o f fact with intent to defraud.”
fair usage) is the one applied in 17 U.S.C. § 107 Though still in use in most American jurisdic
to describe the kinds of limitations the law places tions, false pretences (as spelled in BrE) has been
on the exclusive rights o f copyright. largely replaced in England by a clearer name:
obtaining by deception. See ch e a t & co m m o n
fa ir w e a r an d tear. See w e a r a n d tear. la w ( b ).
Some have complained that the phrase false
fa ld erol. See fo ld e ro l. pretenses is a R E D U N D A N C Y because pretense sug
farther 349
gests falsity. That is certainly the connotation may suspect a joke. Who, after all, would use
today, but formerly pretense was a more neutral farmoutor for someone who farms out work, or
word denoting “the putting forth o f a claim.” That farmoutee for the person to whom the work is
it now seems redundant is not a good cause for farmed out?
tampering with the name, unless lawmakers The answer is American oil-and-gas lawyers
wished to make a wholesale clarification such as and business people. The odd thing, though, is
obtaining by deception. that farmor = farminor = farmoutor. Usage var
ies, obviously—but that is so even within a given
fa lse re p re se n ta tio n . See m isre p re se n ta tio n . jurisdiction. Many published sources contain
farmor and farmee as correlatives— e.g.: “Gener
fa lse sw ea rin g . See p e rju ry . ally speaking, a farm-out involves an assignment
of, or agreement to assign, leasehold acreage (by
falsi crim en . See crim en falsi. the farmor) in exchange for an obligation to drill
(by the farmee). Burke v. Blumenthal, 504 F.
fa m ily o f n a tion s. Writers formerly took a more Supp. 35, 36 (N.D. Tex. 1980)./ “He claimed that
restrictive view about what this phrase means their relationship with Cambridge was trans
than most would today: “ ‘The family o f nations' formed from a relationship o f lessor-lessee,
is an aggregate o f States which, as the result farmor-farmee, to a particular fiduciary relation
o f their historical antecedents, have inherited a ship because Cambridge had promised in writing
common civilisation, and are at a similar level o f to handle future royalty payments with more pro
moral and political opinion.” Thomas E. Holland, priety than it had in the past.” Cambridge Oil Co.
The Elements o f Jurisprudence 396 (13th ed. v. Huggins, 765 S.W.2d 540, 542 (Tex. App.—
1924). Today, by contrast, virtually any member- Corpus Christi 1989).
state o f the United Nations is considered a part In other sources, the correlative terms are farm
o f the family o f nations. Perhaps the only nations outor and farmoutee— e.g.: “Pan American paid
to be excluded are those that regularly engage in royalties on the same rate to the oil and gas lease
state-sponsored terrorism. royalty owners and transmitted payments at the
same rate to its farmoutees mentioned in finding
fan tasy ; p h a n ta sy . The former is now the pre No. 13 below, for the period from January 1,1954,
ferred spelling in both AmE and BrE. through December 22, 1957.” Waechter v. Amoco
Prod. Co., 537 P.2d 228, 232 (Kan. 1975)./ “It is
fa r-re a ch in g is one o f our most overburdened first necessary to determine the meaning o f the
adjectival phrases. This otiose metaphor should parties in the farmout agreement with respect to
be used cautiously; the phrase should always be ‘all costs and expenses incurred in drilling, test
hyphenated. E.g., “This argument, which is of far- ing, completing, equipping . . . any test well
reaching significance, was designed to show that drilled hereunder . . .' which were the sole re
the union was not in breach o f the court's orders.” sponsibility o f the farmoutee, for which farmout-
(Eng.)/ “They had no notification that any com ers would never be liable, according to the con
plaint was being made under section 6(k), which tract.” Continental Oil Co. v. American Quasar
is a different and, in this case, more far-reaching Petroleum Co., 438 F. Supp. 909, 912 (D. Wyo.
matter.” (Eng.) 1977)./ “In July 1982, Manges, on behalf o f him
self, DCRC (Manges) and as agent for the State
fa re, n. Because this word, in one o f its senses, under the Relinquishment Act, brought suit
means “food,” the phrase food fare is a R E D U N against Mobil, Exxon, the royalty owners under
D A N C Y —e.g.: “Purchased sandwiches constituted the lease, and some o f the farmoutees under the
the solid food fare [read food or fare] given the lease.” Scott v. Exxon Corp., 763 S.W.2d 764, 765
prisoners.” Davis v. North Carolina, 310 F.2d 904, (Tex. 1988).
910 (4th Cir. 1962)./ “Out-of-town colleagues in Despite the second example above, the spelling
town for the American Bar Association annual farmoutor is more common than -er— e.g.: “Farm
meeting this month may want to sample Chicago's outor should pay rentals and be reimbursed by
food fare [read food, or, perhaps, cuisine]” Jerold the farmoutee without liability for improper pay
Jacover, Lawyers Wax Caloric Over Favorite Chi ment.” R.L. Harkinson & R.L. Harkinson, Jr.,
cago Restaurants, Chicago Law., Aug. 1990, at 53. Landman's Encyclopedia 188 (2d ed. 1981).
fa re, vb. See fa ir. fa rth e r; fu rth e r. Both are comparative degrees
o f far, but they have undergone d i f f e r e n t i a t i o n .
fa rm ou tee; fa rm o u to r; fa rm (in )e e ; farm - In the best usage, the former refers to physical
(in )or. Readers first encountering these terms distances, the latter to figurative distances. E.g.,
350 F.A.S.
“The Supreme Court looks no farther [read fur John Lehman, The uHeroic” Retreat Was Really a
ther] than whether the distinctions have some Rout, Wall St. J., 9 Oct. 1989, at A6.
‘rational b a s is /”/ “But the immunity goes farther
[read further]” fa th er-in -la w . PI. fathers-in-law.
In BrE, further is used both physically and
figuratively, whereas farther is physical only. But fau lt, at or in. See a t fa u lt & in fau lt.
there are exceptions, which some would call pec
cadilloes: “It cannot now be seriously contended fa v o r ite o f th e la w . This phrase, referring to any
that the so-called restrictive force o f International person or status entitled to extremely generous
Law goes farther [read further] than this . . . treatment in legal doctrine, exemplifies the PER
Carleton K. Allen, Law in the Making 461 (7th SO N IF IC A T IO N o f law in which lawyers habitually
ed. 1964) (an English work). engage— e.g.: “It has long been said that the
The superlatives—farthest and furthest—follow surety is a favorite o f the law and his contract
the same patterns. E.g., “With intense ques strictissimi-juris.” Laurence P. Simpson, Hand
tioning, the Justices pushed the lawyers into the book on the Law o f Suretyship 94 (1950).
farthest [read furthest] rhetorical com ers o f their
arguments . . . .” Linda Greenhouse, Right-to- fa x . This term is now all but universal, in the
Die Case Gets First Hearing in Supreme Court, face o f which facsimile transmission became an
N.Y. Times, 7 Dec. 1989, at 1. Furthermost is rare instant ARCHAISM — and a trifle pompous at that.
for farthest (not furthest). Fax is perfectly appropriate in formal contexts—
e.g.: uFax messages seem to occupy an intermedi
F.A.S. See F.O.B. ate position.” G.H. Treitel, The Law o f Contract
25 (8th ed. 1991). PI. faxes.
fa stly is an obsolete form that now exists only as
a barbarism, inasmuch as fast is an adverb as fa ze. See ph ase.
well as an adjective. Even so, American courts
have recently published opinions using the follow fea lty, a feudal term, formerly meant “the fidelity
ing phrases: the standard is fastly placed, the owed by a feudal tenant or vassal to a lord”—a
fastly held rule, and fastly becoming so. In the fidelity implying duties not to do the lord harm
first two phrases, firmly, and in the last, fast, or to blacken the lord’s reputation, but to facilitate
would serve better. his prosperity. Today it is used figuratively as an
a r c h a i s m for fidelity: “I f I begin to quote from the
fatal. A. In Legal Jargon. In law, this word opinions o f Mr. Justice Holmes, I hardly know
commonly means “providing grounds for legal in where I shall end, yet fealty to a master makes
validity”— e.g.: “The court pointed out that uncer me reluctant to hold back.” Benjamin N. Cardozo,
tainty as to the fact o f damage is fatal. 7 “While Law and Literature, 52 Harv. L. Rev. 472, 480
the parties have extensively argued and briefed (1939).
a number o f questions, one basic proposition is
dispositive of, and fatal to, the position taken by fe a sa n ce ( = the doing or execution o f a condition
the plaintiffs.”/ “The fundamental, and in the end or obligation), though branded “obsolete” in the
fatal, deficiency in Montana’s reading o f the stat OED, is current in legal usage. Even so, the term
ute is its failure to acknowledge, much less ac is not nearly as common as the negatives malfea
count for, language that equally plainly compels sance and misfeasance. See m a lfea sa n ce.
the conclusion that Congress did not intend that
funds derived from Indian lands be distributed to feasan t. Though not listed in the OED or in W3,
the states.” this term has been used consistently in American
B. And fateful . Though both are tied etymologi law since the 19th century. The word means
cally to the noun fate, they have undergone d i f merely “doing” and is used primarily in the phrase
f e r e n t i a t i o n . Fatal means “o f or relating to damage feasant, which could almost always be
death,” while fateful means “producing grave con improved by changing the phrase to refer to some
sequences.” The most common mistake is to use thing “doing” or “causing” damage—e.g.: “In Sack-
fatal when fateful would be more appropriate, but rider v. McDonald, . . . it was held to be such an
sometimes one would be presumptuous to suggest abuse o f the power o f distraining animals damage
any change, so close is the call: “Like Henry Kis feasant [read that cause damage], to impound
singer and other modern scholars, Mr. Gelb con them before the damages were assessed, as to
siders the fatal turning point not Munich in 1938, render the original seizure a trespass.” Webber v.
but the failure by France and Britain to oppose Hartman, 1 P. 230, 234 (Colo. 1883)./ “It belongs
German reoccupation o f the Rhineland in 1936.” to that small category of personal rights, the as
feel 351
sertion o f which has always been independent o f 1983). The federal common law applies, for exam
legal procedure, o f which the right to abate a ple, in disputes between two states.
nuisance, under certain circumstances, and the
right to distrain cattle damage feasant [read do fe d e r a l ju r is d ic tio n , e x clu siv e . See p r e e m p
ing damage or causing damage], are examples.” tio n , fe d e ra l.
Jones v. Ford, 254 F. 645, 649 (8th Cir. 1918)./
“When the shipowner's liability presupposes no fe d e ra lism , in AmE, has traditionally referred
preceding consensual relation with the injured to the “coordinate relationship and distribution
party, but arises from a base invasion o f his inter o f power between the individual states and the
ests, it can be safely asserted that the surrender national government.” Cathleen C. Herasimchuk,
o f only the damage feasant [read damage-causing] The New Federalism, 68 Tex. L. Rev. 1481, 1485
vessel is necessary in order to secure limitation.” (1990). Cf. o u r fed era lism .
In re U.S. Dredging Corp., 264 F.2d 339, 340 (2d
Cir. 1959). fe d e ra lly , for in federal court or by federal
court(s), is unidiomatic among those working with
fe a sib le = practicable— i.e., capable o f being federal courts. E.g., ‘T h e appellant argues that
done or carried out. It does not mean “possible” or the waiver provision as spelled out federally [read
“probable,” though “[u]nfortunately, most courts in federal court] by Johnson v. Zerbst and locally
. . . have used feasible* and ‘probable' inter by Maryland Rule 719c had not been complied
changeably.” In re Rape, 104 B.R. 741, 748 n.9 with.” Howell v. State, 425 A.2d 1361, 1371 (Md.
(W.D.N.C. 1989). Ct. App. 1981).
detail.” When an idea is phrased on an emotional enacted in 1925, England has had only two legal
rather than a cognitive level, the resulting sen estates: the fee simple absolute in possession and
tence seems to minimize the thoughts being re the term o f years absolute. Thus, “[i]f one retains
ported— e.g.: “She feels [read thinks or believes] the old concepts in all strictness the fee simple has
that crime prevention must start with helping been abolished [in England].” A.W.B. Simpson, An
small children find their way out of poverty and Introduction to the History o f the Land Law 64 n .l
neglect, and that society’s resources should go (1961). In AmE, by contrast, fee simple absolute is
toward better education and housing, not more the usual form— not fee simple absolute in posses
jails.” Bob Cohn & Eleanor Clift, The Contrary sion.
Voice o f Janet Reno, Newsweek, 11 Oct. 1993, at In the phrase fee simple absolute, the word
30. absolute takes on a special meaning: “perpetual.”
B. Feel bad(ly). When someone is sick or un D. Fee simple conditional. A mostly obsolete
happy, that person feels bad— not badly. See a d estate— lingering only in Iowa, Oregon, and South
verbs (C). Carolina—the fee simple conditional is an estate
C. Feel like. To avoid using like as a conjunc restricted to some specified heirs, exclusive of
tion, writers usually need to change this phrase others. This term should not be confused with the
to feel as if. E.g., “But on a combined income of similarly named fee simple subject to a condition
$60,000, McDonald and his wife Cindy, who have subsequent (see G ).
five children, feel like [read feel as ifl they’re just E. Fee simple defeasible; qualified fee. These
scraping by.” Marc Levinson, Living on the Edge, synonyms refer to an estate that ends either be
Newsweek, 4 Nov. 1991, at 23. See lik e (a ). cause there are no more heirs o f the body o f the
person to whom it is granted, or because a special
fe e sim p le. A. Generally. Fee simple, the name limitation, condition subsequent, or executory
o f the most comprehensive estate in land, “is a limitation takes effect before the line o f heirs runs
term not likely to be found in modern conversa out. See ( f H i ). See d e f e a s i b l e .
tion between laymen, who would in all probability F. Fee simple determinable; fee simple subject
find it quite unintelligible. Yet to a layman o f the to special limitation; fee simple subject to
14th century the term would have been perfectly common-law limitation. These synonyms refer
intelligible, for it refers to the elementary social to an estate that will automatically end if some
relationship of feudalism with which he was fully specified event ever occurs. If the event is sure to
familiar: the words ‘fee’ and ‘feudal’ are closely occur (e.g., someone’s death), then these terms
related.” Peter Butt, Land Law 35 (2d ed. 1988). are inappropriate. The usual phrase is fee simple
A fee simple was originally an estate that existed determinable. (See d e t e r m i n a b l e . ) The future
only as long as its original owner or any of that interest retained by the grantor is called a possi
owner’s heirs were living; since the Middle Ages, bility o f reverter. For more on that phrase, see
the estate has continued indefinitely even when re v e r s io n .
the original owner and all heirs have died. G. Fee simple subject to a condition subse
The phrase in fee simple is a L O A N t r a n s l a t i o n quent; fee simple on a condition subsequent; fee
o f the L A W L A T IN in feodo simpliciter, which ap simple upon condition; fee simple subject to a
pears in the statute Quia Emptores (1289). power o f termination. These terms denote an
The common-law fee-simple estates are: (1) fee estate subject to the grantor’s power to end the
simple absolute; (2) fee simple conditional; (3) fee estate if some specified event happens. American
simple determinable; and (4) fee simple subject lawyers tend to use the phrase fee simple subject
to a condition subsequent. The different estates, to a condition subsequent, whereas English law
which have confusingly similar names— as well yers tend to use fee simple upon condition. The
as the different names for the same estates— are future interest retained by the grantor is called a
discussed in the sections that follow. See fee. power o f termination or a right o f entry for condi
B. Fee simple with No Other W ords. When fee tion broken, q.v.
simple is used alone, fee simple absolute is almost H. Fee simple subject to an executory limita
invariably the intended meaning: “Their con tion. This phrase denotes a type of fee simple
tention is that the will vested a life estate only in defeasible (see (E )) subject to divestment in favor
Fred Sybert, while respondent contends that the of someone other than the grantor i f a specified
Rule in Shelley’s Case operated to vest a fee sim event happens.
ple estate in him.” Sybert v. Sybert, 254 S.W.2d I. Fee simple subject to special limitation. See
999, 1000 (Tex. 1953). The plural is fees simple. (F).
See fee.
C. Fee simple absolute; fee simple absolute in f e e - s p l i t t i n g is, in th e v i e w o f s o m e la w y e r s , a
possession. Since the Law of Property Act was e u p h e m is m f o r a c e r t a in ty p e o f k ic k b a c k t h a t
felony murder 353
lawyers on a contingent fee use to reward other (in both senses—i.e., both for the act and for the
lawyers who send them cases: “One rotten aspect actor). In modern writing, this g a l l i c i s m seems
worth mentioning is fee splitting, a kind name for to appear primarily when the writer wishes to
kickbacks from personal injury specialists to avoid repeating the word suicide— e.g.: “English
other lawyers who refer them cases.” Letter o f law stigmatised suicide as a felony; the felo-de-
John M. Beal, N.Y. Times, 1 Dec. 1989, at 30. In se's property was forfeited, leaving his family im
some American states, the practice is considered poverished . . . .” Glanville Williams, Textbook
unethical, but in others it is tolerated. o f Criminal Law 530 (1978). See su icid e .
When used as a p h r a s a l a d j e c t i v e , naturally,
the expression needs a hyphen— e.g.: “If he wasn't = (1) of, relating to, or involving a
fe lo n io u s
aware o f C h esle/s fee-splitting arrangement with felony <felonious intent>; or (2) constituting or
Coale, apparently no one was going to enlighten having the character o f a felony <felonious as
him.” John A. Jenkins, The Litigators 86 (1989). sa u lts In whichever sense, the word is used
rarely o f persons, almost always o f acts. E.g.,
fe e tail. A. Generally. A l o a n t r a n s l a t i o n o f “Over the last twenty-five years five judges have
the L A W L A T IN feodum talliatum (lit., “a cut-down been disciplined for associating with criminals; in
fee”), the phrase fee tail means “an estate that is most o f the cases, the judges performed specific
inheritable only by specified descendants o f the favors for their felonious friends [better: felon-
original grantee.” The TERM OF a r t formerly used friends?].” The OED cites but one (19th-century)
to create a fee tail was the phrase and the heirs sentence in which felonious is used o f a person in
o f his (or her) body. By special wording, the fee the sense o f someone who “has committed felony.”
tail might be restricted to male or female descen
dants: a tail male was formerly common, a tail f e l o n y (originally a L A W f r e n c h word meaning
female rare. The estate is defunct in most Ameri “wicked” or “treacherous”) was recognized, as
can jurisdictions— the exceptions being Delaware, early as the 18th century, to be “a term o f loose
Maine, Massachusetts, and Rhode Island— and signification even in the common law o f England;
was generally abolished in England in 1925 and o f various import in the statute law o f that
(though it survives there as an equitable interest). kingdom.” The Federalist No. 42, at 266 (James
See en tail, fe e & tail. Madison) (Clinton Rossiter ed., 1961). Generally,
The expressions estate tail, estate in fee tail, felony denotes one o f the two classes o f crimes at
entailed estate, tenancy in tail, and entail (n.) are common law, felonies being serious crimes and
sometimes used as synonyms. misdemeanors being minor crimes. A felony was
B. Fee tail general and fee tail special . A fee any offense that involved either the death penalty
tail special arose if the grant was to a donee and or a forfeiture o f the felon's land and goods.
the heirs o f his body by a particular spouse. A fee As that suggests, the difference between a fel
tail general arose if no spouse was named. ony and a misdemeanor is determined solely by
the possible punishments: in most American
fe ig n ; fein t. These words, though they derive states today, a felony is any crime punishable by
from the same French verb ( feindre “to touch death or by imprisonment for a year or more,
or shape”), have undergone d i f f e r e n t i a t i o n in while a misdemeanor is any crime with a lesser
English. To feign is either to make up or fabricate punishment.
<she feigned an excuse> or to make a false show Before the felony-misdemeanor distinction was
o f <he feigned illness>. To feint is to deliver a abolished in England in 1967, it was widely con
pretended blow or attack designed to confuse an demned—e.g.: “[I]n form [the criminal law] re
opponent momentarily. The word is also, in its mains a sprawling and unwieldy mass, and it still
older (but still current) sense, used as a noun contains a number o f anachronisms and anoma
meaning either a sham or a pretended blow or lies— such as the now valueless and inconvenient
attack (i.e., the act o f feinting). distinction between felonies and misde
meanours— which hardly a lawyer in the land
fe llo w -se rv a n t ru le ( = the common-law doc would be prepared to defend.” Carleton K. Allen,
trine, now generally defunct, holding that an em Law in the Making 353-54 (7th ed. 1964). Odd
ployer could avoid liability to an employee by though it seems, most American lawyers would
showing that an injury to the latter was caused likely resist any move to abolish the distinction.
by another employee's negligence) should be hy See m i s d e m e a n o ( u ) r ( b ).
phenated thus. See p h r a s a l a d j e c t i v e s .
= a death occurring as a result
fe lo n y m u r d e r
felo-de-se (lit., “felon with respect to oneself”) is o f the commission o f a dangerous felony. E.g.,
a synonym and perhaps a e u p h e m i s m for suicide “One day in 1931 while waiting to argue a motion
354 fem e covert
in Part One [a New York court], I was for a day, o f course, this term (meaning “a married
time an involuntary spectator at the trial o f Eric woman”) is entirely unnecessary. See c o
Martin, a youth, hardly more than a boy, charged v e r tu r e & l a w f r e n c h . For a discussion o f other
with a murder committed during a burglary, that sex-specific forms, see s e x is m (C).
is to say felony murder.* ” Ephraim Tutt, Yankee
Lawyer 324 (1943). femme sole . See fem e sole .
The so-called felony-murder rule (hyphenated
thus) refers to the oft-cited doctrine that any fence = (1) a receiver o f stolen goods; or (2) a
homicide resulting from a felony or attempted place where stolen goods are sold. Though this
felony is murder. The frequent formulation, “Ho use o f the word began as underworld slang, it
micide committed while perpetrating or at has become standard in criminal law— e.g.: “The
tempting a felony is murder,” is too broad because receivers o f stolen goods almost never ‘know* that
it suggests that mere coincidence is sufficient, they have been stolen, in the sense that they
as opposed to causation. See Rollin M. Perkins, could testify to it in a courtroom. The business
Criminal Law 35 (1957). The best formulation could not be so conducted, for those who sell
today, then, explicitly excepts all felonies that the goods—the fences*—must keep up a more
carry no appreciable risk to human safety. Hence, respectable front than is generally possible for
any homicide is considered murder if the death the thieves.” U.S. v. Werner, 160 F.2d 438, 441
results from a person's committing (or trying to (2d Cir. 1947)./ “[T]here are professional fences*
commit) an inherently dangerous felony. Abol who act as outlets for^ stolen goods, and goods
ished in England in 1957, the felony-murder rule are sometimes stolen ‘to order' . . . .” Andrew
remains current in most American jurisdictions. Ashworth, Principles o f Criminal Law 347 (1991).
fem e covert. See fem (m )e co(u )vert(e). feodum talliatum . See fee tail.
fem e sole = (1) an unmarried woman; (2) a feoff, v.t.; enfeoff; infeoff. The usual form o f
married woman handling the affairs o f her sepa the verb meaning “to put in legal possession (of a
rate estate. This l a w f r e n c h term is now obsoles freehold interest)” is enfeoff. Feoff and infeoff are
cent since the distinctions that it denotes are NEEDLESS VARIANTS.
falling into disuse. Following are typical tradi
tional uses: “During their natural lives, they were feoff. A. And en feoff. Although most o f the de
to use and enjoy the house, subject to their own rivatives are based on feoff—e.g., feoffment, feof
control, and to be managed by them as femes for, feoffee—the usual verb is enfeoff ( = to put in
sole.**/ “The court relied upon the analogy o f a legal possession). E.g., “O enfeoffed T and his (or
feme sole who makes a bequest to her surviving her) heirs to the use o f A and his (of her) heirs.”
husband, saying that the subsequent exercise o f A. James Casner & W. Barton Leach, Cases and
volition could not be deemed testamentary in a Text on Property 320 (1984). The verb feoff is
legal sense.” properly classifiable as a NEEDLESS v a r ia n t .
Historically, feme referred primarily to a mar B. And fief. Both fief and feoff are pronounced
ried woman: hence a feme sole was ordinarily a Ifeefl. Whereas feoff is the variant verb, fief is a
woman who had been divorced or widowed, as noun denoting a fee, or an estate in land held on
opposed to just any unmarried woman. For a condition o f homage and service to a superior lord,
discussion o f other sex-specific forms, see s e x i s m by whom it is granted and in whom the ownership
(C). remains. See fee.
C. F or feo ffee. Occasionally, feoff is misused for
F e m in in e E n d in g s . See s e x is m ( c ). feoffee— e.g.: “The Rule [in Shelley's Case] was
devised in feudal times to insure feudal landlords
F e m in in e P r o no uns U sed G e n e r ic a l l y . See the receipt o f their rents from their feoffs [read
SEXISM (A ). feoffees], or tenants.” Sybert v. Sybert, 254 S.W.2d
999, 1001 (Tex. 1953) (Griffin, J., concurring).
fem (m )e co(u)vert(e) Ifem-kav-drtl, literally
“protected woman” or “sheltered woman,” is the feoffee = the transferee o f an estate in fee sim
traditional term for a married woman. Though it ple; the person to whom a freehold estate in land
would be spelled differently in modern French, is conveyed by feoffment, or a trustee invested
this l a w f r e n c h term, in Anglo-American law, is with a freehold estate in land. E.g., “A collateral
generally spelled feme covert (omitting all the relation who inherited had to be o f the blood o f
optional letters)— a spelling preferred since the first purchaser (or feoffee) o f the land.”/ “Each
Blackstone’s time. The plural is femes covert. To feoffee (recipient o f a fief), having received the
feudal 355
seisin from his feoffor, would be said to be seised, means “wild animals” <a caravan o f ferae natu-
or possessed o f an interest in the land.” Thomas rae>. Though Latin purists would probably con
F. Bergin & Paul G. Haskell, Preface to Estates sider this use a s l i p s h o d e x t e n s i o n , it is now
in Land and Future Interests 11 (2d ed. 1984). established in American legal writing. Perhaps
See -E E & fe o f f (c). the solution is to write wild animals instead.
The Latin purists are quite right, however, to
fe o ffe r. See fe o ffo r . lament another development: some writers mis
takenly write fera rather than ferae— e.g.: “Ideas
fe o ffm e n t Ifef-mdntl (fr. L. feoffare “to give one a have been compared to fera naturae [read ferae
fief”) is an ancient form o f conveyance usually naturae], property rights . . . which are depen
involving livery of seisin. (See liv e r y o f seisin .) dent on possession and are lost by escape o f a
At common law, it is the transaction by which a wild animal and likewise by disclosure o f an idea.”
fee is granted. Blackstone defines it as “the gift Schonwald v. F. Burkart Mfg. Co., 202 S.W.2d 7,
o f any corporeal hereditament to another.” 2 W il 12 (Mo. 1947). The best solution is to dispense
liam Blackstone,* Commentaries on the Laws o f with the Latin altogether.
England 310 (1766). E.g., “The English common
law, influenced by the notion that a life tenant Festschrift ( = a collection o f writings forming a
could make a tortious feoffment that barred subse volume presented by the authors as a tribute to
quent exercise o f the power, permitted release o f a [usu. senior] scholar), a German loanword,
all except a power simply collateral.”/ “No collat forms the plurals Festschriften and Festschrifts.
eral o f the half-blood inherited in any event; when For reasons given at p l u r a l s (A ), the better plural
collaterals did inherit, the land remained within in an English-language context is Festschrifts.
the family into which it had been brought by
feoffment.” fe tic id e . See a b o rtio n .
fe o ffo r ; fe o ffe r . This word, meaning “the trans fe tu s is the clinical term denoting, most broadly,
feror o f a fee simple,” is generally spelled -or. E.g., “the product o f pregnancy up to the time o f birth.”
“On the creation o f any estate o f freehold, whether Glanville Williams, Textbook o f Criminal Law 250
in possession or remainder, the seisin must pass (1978). More narrowly, it has been defined as “a
out o f the transferor (the feoffor), i.e., there must viable unborn child.” People v. Smith, 129 Cal.
be a livery o f seisin.”/ “Since the value o f the use Rptr. 498, 504 (Cal. Ct. App. 1976).
depended upon the ability o f the cestui que use The plural form is fetuses. The old BrE spell
to enforce his claim, the transfer o f freeholds to ing—foetus—is now disappearing in favor o f fetus.
the use o f the feoffor or a third-party became A more connotatively charged term, which par
common when the Chancellor enforced the feoff tisans sometimes find more suitable to their pur
ee’s duties as a routine matter.” poses, is unborn child.
The OED notes that, in old lawbooks (from the
15th to the 17th centuries), feoffor was “often fe u (= a feudal holding) is today obsolete every
misused for feoffee.” where but in Scotland, where it is used not only
as a noun—the counterpart o f fief— but also as a
fera e naturae (L. “o f a wild nature”) is the law’s verb meaning “to give out land upon a feudal
rather pretentious way, in referring to animals, arrangement whereby the vassal (buyer) holds
o f saying “wild.” The best m odem practice, o f land o f a superior (the landowner) usually upon
course, is simply to use the phrase wild animals. the terms that he builds on the land and pays
See Robert Megarry & H.W.R. Wade, The Law o f a perpetual rent, or feuduty.” Andrew D. Gibb,
Real Property 65 (5th ed. 1984) (consistently using Students’ Glossary o f Scottish Legal Terms 38
wild animals). (A.G.M. Duncan ed., 2d ed. 1982). The verb is
But traditionally, legal writers have not been inflected feued, feuing.
so straightforward. They formerly used the
phrase ferae naturae adjectivally, in phrases such fe u d a l; fe u d a to ry ; fe u d a ta ry ; fe u d a to ria l.
as beasts ferae naturae or animals ferae naturae— The only important words are feudal and feuda
e.g.: “Any one who stores up a great bulk o f water tory, the others being n e e d l e s s v a r i a n t s . Feudal
in a reservoir, or keeps a caravan o f beasts ferae = o f or relating to a feud or fief, q.v.
naturae, is said, by English law, to do so ‘at his Feudatory, as an adjective, means “owing feudal
peril’ . . . .” Thomas E. Holland, The Elements of allegiance to; under the overlordship of*; and, as
Jurisprudence 173 (13th ed. 1924). a noun, “one who holds lands by feudal tenure; a
By extension, this Latin genitive has come to feudal vassal.” E.g., “In France, every feudatory
take on a noun sense in legal writing, so that it legislated for his own demesne, but as a necessary
356 feudalism
result, it followed that an overlord, and even the fia s c o ( = a complete failure) forms the plural
King, could not legislate for the demesnes o f his fiascoes. See plurals (C).
under-tenants for they were under the jurisdic
tion o f their immediate lord.” Theodore F.T. fia t ( = a judge's decree) means “let it be done” in
Plucknett, A Concise History o f the Common Law Latin. The word in its broad, popular sense has
317 (5th ed. 1956). come to connote arbitrariness: “I cannot pretend
In the following sentence, feudatory appears to the power by judicial fiat to affect property
where feudal belongs: “The exclusive right o f the located in the Bahamas.”/ “We agree with the
first-born to the succession and the rules for en- Seventh Circuit that a ruling that the marketing
tailment o f estates were originally promulgated o f handguns constitutes an ultrahazardous activ
in the ‘house laws* of the great feudatory [read ity would in practice drive manufacturers out o f
feudal] chiefs, who compelled weak sovereigns the business and would produce a handgun ban
to incorporate them in their land grants . . . .” by judicial fiat.”
Stephen Pfeil, “Law,” in 17 Encyclopedia Ameri More technically, fiat also denotes in many
cana 86, 89 (1953). Anglo-American jurisdictions any one o f a number
o f decrees rendered by a court in pursuance o f its
This word, a vague word o f modern
fe u d a lis m . jurisdiction. For example, in Texas practice, most
origin, “was completely unknown in the ages to motions must contain a fiat (to be filled in by the
which we apply it, [being] nothing more than a court) fixing the time for a hearing on the motion.
rough generalisation upon the character o f medi
aeval society.” Theodore F.T. Plucknett, A Concise is the AmE, fibre the BrE spelling. Fre
fib e r
History o f the Common Law 507 (5th ed. 1956). quently in asbestosis cases in the U.S., fibre ap
Still, the word feudalism is “a convenient way pears instead o f fiber. But the latter spelling is
o f referring to certain fundamental similarities preferred in any context in the U.S.
[that], in spite o f large local variations, can be
discerned in the social development o f all the These forms are dis
fic t io n a l; fic t it io u s ; A c t iv e .
peoples o f western Europe from about the ninth tinguishable. Fictional = of, pertaining to, or
to the thirteenth centuries.” J.L. Brierly, The Law having the characteristics o f “an intentional fabri
o f Nations 2 (5th ed. 1955). cation” o f the mind, i.e., o f “a convenient assump
What are those similarities? They involved de tion that overlooks known facts in order to achieve
pendent land holding in return for the rendition o f an immediate goal” (W3). This is the adjective to
services— typically military service. Society was be used o f legal FICTIONS. E.g., “There are many
organized largely through a tenurial system, in instances in which equity has protected purely
which everyone— from king to the lowest land- personal rights, though in some instances the
owner—was bound by obligation o f service and courts have reached that result by finding fic
defense. In the later, more sophisticated forms o f tional property rights—declaring things property
feudalism, the rights o f defense and service are rights that were in truth not o f that character.”/
supplemented by the right o f jurisdiction. See “The use o f these words in connection with legal
fe u . relations is, strictly speaking, figurative or fic-
tional.”
fe u d a l sy stem . See fe u d a lis m .
Fictitious = (1) sham; or (2) imaginary. Here
sense (1) is illustrated: “Government officials
should be free to make decisions without fear or
fe u d a t a r y ; fe u d a t o r y ; fe u d a t o r ia l. See f e u d a l .
threat o f vexatious or fictitious suits and alleged
personal liability.”/ “The question is whether A,
fe u d u ty . See fe u .
the acceptor o f a bill o f exchange, knew that the
name o f the payee was fictitious.” (Eng.)/ “The
Fewer emphasizes number, and less
f e w e r ; le s s . aspect o f the Abscam investigation leading to this
emphasizes degree or quantity. Fewer number bribe began in 1979 when an FBI agent took on
and fewest number are illogical tautologies, inas the undercover role o f one Tony DeVito, president
much as fewer means “o f smaller number.” E.g., o f the fictitious Abdul Enterprises.”
“The fewest number [read smallest number] o f Sense (2) here obtains: “After describing a ficti
people use the library between 4:30 and 7:00 p.m.” tious vehicle on each certificate, he then obtained
[Or, better, read The fewest people use the library titles and registrations from the state.”/ “The
between 4:30 and 7:00 p.m.] See l e s s ( a ) & C O U N T ejectment action involved a fictitious party plain
N O U N S A N D M ASS N O U N S . t iff”
In the following sentences, fictitious is used
f e w in n u m b e r is a com m on redundancy . where fictional would be better: “That some rule
Fifteen, the 357
o f evidence or law could have been evolved by the ‘meaning.’ ” Owen Barfield, “Poetic Diction and
court to require the court to hold by some fictitious Legal Fictions,” in The Importance o f Language
[read fictional] or artificial reasoning that the 51, 71 (Max Black ed. 1962). A legal fiction is
testatrix did not know the contents o f the will is intended not to deceive, but to mask a change in
repugnant, to say the least.” (Eng.)/ “The decision the law; hence it is appropriately termed a “grow
o f Sachs J. in the Crerar case will help the probate ing pain” in the language o f the law. See Lon L.
court to give effect to the wishes o f other testators, Fuller, Legal Fictions 21-22 (1967).
and to avoid imputing to them a fictitious [read Lord Devlin’s caution is an apt one: “Legal fic
fictional] knowledge and approval o f testamen tions are dangerous because they have a tendency
tary documents whose meaning they did not know to spread.” Patrick Devlin, The Judge 162 (1979).
and would not have approved.” (Eng.)
Fictive = having the capacity o f imaginative fictitio u s; fictiv e . See fictio n a l.
creation <fictive talent>. Apart from this narrow
sense, rarely o f use in legal writing, fictive is fides. See bona fides & m ala fide(s).
used as a n e e d l e s s v a r i a n t o f both fictional and
fictitious. E.g., “There has been some fictive [read fid u cia ry ; fid u cia l. Fiduciary, as both adjective
fictional] talk to the effect that the reason why a and noun, is the unvarying legal form o f the word
nonresident can be subjected to a state's jurisdic <fiduciary relationship> <bound as a fid u cia ry .
tion is that the nonresident has impliedly con Fiducial, used by historians and philosophers in
sented to be sued there.” (Beginning and ending certain contexts, has not found a home in the law.
a sentence with the word there is to be avoided.)
fief. See fe o ff.
lawyers, fictions are assumptions
F ic t io n s . T o
that conceal, or presume to conceal, the fact that fie fd o m is a n e e d l e s s v a r ia n t o f fief.
a rule o f law has undergone alteration, its letter
remaining unchanged, its operation being modi fieri facia s (lit. “that you cause to be done”) is a
fied. See Henry S. Maine, Ancient Law 21-22 LA TIN ISM that has given its name to a writ o f
(17th ed. 1901; repr. [New Universal Lib.] 1905, execution for the collection o f a money judgment;
1910). To nonlawyers, o f course, the phrase legal it directs the marshal or sheriff to seize and sell
fiction means “a surreal untruth.” enough o f the defendant’s property to satisfy the
judgment. It is commonly abbreviated fi. fa. or Fi.
In jurisprudence a legal fiction denotes an uncontro Fa. and pronounced Ifi-fayl, not /fee-fah!—e.g.:
vertible averment in an action. In the history of English
“Fi. Fa. and writs o f possession are still in com
law legal fictions have had three main functions. The first
was to extend the jurisdiction of a court: such was the mon use, and (retaining their common-law form)
averment, used to give the Court of Exchequer jurisdic have turned out to be the principal survivors
tion, that the plaintiff was indebted to the Crown but was o f the medieval writ system.” J.H. Baker, An
the less capable of discharging his debt by reason of the Introduction to English Legal History 79 (3d ed.
defendant’s default to him (which was the true cause of 1990).
action); or the averment that a contract in fact made
abroad was made at the Royal Exchange in Cheapside—
a decisive step towards the embodiment into the common F ifth A m en d m en t. The idiom is to take the Fifth
law of the whole body of the law merchant. Secondly, Amendment (= to remain silent in order to avoid
legal fictions were designed to avoid cumbersome and incriminating oneself), not to plead the Fifth
archaic forms of action: thus, the fictitious lease, entry Amendment— e.g.: “The possibility that the money
and ouster made the action of ejectment applicable to possessed by Ms. Perez was generated by another
freeholds to the exclusion of the old real actions. Thirdly,
illegal activity, prostitution, was presented when
fictions were used to extend the scope of a remedy: for
example, the allegation that the defendant had found the Ms. Perez pleaded [read took] the Fifth Amend
plaintiffs chattel but refused to deliver it up made the ment when the state asked her if she earned any
superior remedy in trover not only supersede the action o f her money from prostitution.” State v. Seventy-
of detinue [q.v.] but also available for most claims in Seven Thousand Fourteen & No/100 ($77,014.00)
relation to chattels. Dollars, 607 So. 2d 576, 585 (La. Ct. App. 1992)./
Jocelyn Simon, English Idioms from the Law,
“They denied beating the defendant, seeing him
76 Law Q. Rev. 283, 304 (1960).
beaten or that the defendant ever asked for an
To understand legal fictions we must under attorney or pleaded the Fifth Amendment [read
stand the difference between what is said and invoked the Fifth Amendment].” People v. Hen
what is actually meant: ‘T h e best way to talk drix, 620 N.E.2d 1176, 1185 (111. App. Ct. 1993).
clearly and precisely and to talk sense is to under
stand as fully as possible the relation between F ifteen , th e. This phrase formerly referred to
predication and suggestion, between ‘saying’ and the old Court o f Session, in Scotland. E.g., “ ‘The
358 filt(e)rable
firm .This term is the title under which one or ered inferior to first, second, third, etc. Many
stylists prefer using first over firstly even where
more persons carry on business jointly, or the
partnership itself by which they are united for the remaining signposts are secondly and thirdly.
See EN U M E R A T IO N S (A ).
business purposes. A firm is not a corporation but
an association. Cf. o r g a n i z a t i o n .
fir s t o p tio n to b u y . See o p tio n .
firm o ffe r = one that includes a promise not to fir s t p a r t , p a r t y o f th e ; firs t p a r t y . See p arty
revoke it for a specified period. o f th e firs t p a r t .
360 First Person
F i r s t P e r s o n . A s a general matter, it has been Club v. Martin Linen Supply Co., 690 S.W.2d 884,
said that “the first person (/, we, us) is not usually 884 (Tex. 1985). It is questionable whether we
used in legal writing because in an analysis o f really works when used by a modern court to
fact and law it seems best to have the emphasis overleap such a stretch of time; some less strained
on the facts and the law, and not on the analyzer.” expression like this court might have been better
Norman Brand & John O. White, Legal Writing: in that sentence.
The Strategy o f Persuasion 123 (1976). This state C. A pproach in g A utobiography. For a highly
ment is true o f DRAFTING and o f BRIEF WRITING, autobiographical and first-personish judicial opin
but not o f other types of legal writing, such as ion, see Paine & Williams v. Baldwin Rubber Co.,
business letters, judicial opinions, and scholarly 23 F. Supp. 485 (E.D. Mich. 1938) (per Tuttle, J.).
commentary. It is difficult if not impossible to This opinion on a patent question is larded with
state a sweeping rule applicable to all legal writ language such as, “I hold t h a t . . . .” “I take the
ing, diverse as it is. Instead, a few specific topics case as I would an ordinary patent case,” and “It
are here addressed in turn. seems to me that . . . .” The capstone, however,
A. A w kw ard A voidance o f First Person. Such is the following passage, which I quote at length
artifices as this writer, the present writer, and to convey the full flavor o f the autobiographical
other graceless circumlocutions serve no real sty style at its most personal and anecdotal:
listic purpose and are inferior to the straightfor
ward pronouns 1 and me. Late in his career as a My experience began in the country and on the farm. I
legal writer, Jerome Frank confessed that he had never laid the carpet directly in contact with the floor.
long shunned the first-person pronoun, preferring The floor was a pretty rough one. Our loosely compacted
base was straw or the old weekly newspapers. The usual
the writer to I on the assumption that the indirect
thing was to put straw or paper under that carpet to
phrasing signified modesty. With age he became protect it. The purposes were just the same as the pur
wiser and concluded: “To say I removes a false poses that this patent had in mind. It was yielding and
impression o f a Jovian aloofness.” Courts on Trial would come back with a certain degree of resilience, it
vii-viii (1950). made it warmer when the wind got under the house, it
O f one common set of self-obscuring devices— it protected against the cold, made the temperature more
uniform, was nicer to walk over, didn’t wear out so
is suggested that, it is proposed that, and it is
quickly. I can’t think of any of the things that would be
submitted that—Fred Rodell observed, “whether in the Turner patent that were not right in that old carpet
the writers really suppose that such constructions with the papers under it, unless it be the fabric, and I say
clothe them in anonymity so that people cannot that is no[t] a material part of the claim. That, however,
guess who is suggesting and who is proposing, I was in a way present. It was not uncommon to cover the
do not know.” Goodbye to Law Reviews— Revis floor with straw, place papers over the straw, and then
stretch the carpet over the paper. The paper served as a
ited, 48 Va. L. Rev. 279, 280 (1962). We do know,
fabric to hold the loose straw in place.
however, that these phrases often make sentences The carpets of our boyhood were not only flexible but
read as if they had been “translated from the they extended out beyond the margin of the fibrous sub
German by someone with a rather meager knowl stance which was underneath the carpet. No one ever
edge o f English.” Id. See it is su b m itted th a t & carried the straw out to the edge of the carpet. We always
u n d e rsig n e d . kept it back. We didn’t want it sticking out with the
whiskery effect described. No woman would want straw
None o f this should suggest, however, that ev
sticking out around her carpet.
ery personal opinion should include the word I. Id. at 486-87.
Most opinions are transparently opinions, and
they therefore need no direct mention o f the
writer— e.g.: “Though Holmes is routinely lionized fisc [fr. L. fiscus “the imperial treasury”] = the
as a great writer, Justice Jackson was the finest public treasury. The OED notes that the word is
writer ever to sit on the high court.” No moder “now rare,” but it is not uncommon in American
ately sophisticated reader would assume that this legal writing. E.g., “[CJases like this . . . cumula
statement is anything more than an opinion. Even tively pose a negligible threat to the national fisc.**
so, it is much more forceful and convincing when Swietlik v. U.S., 779 F.2d 1306, 1313 (7th Cir.
stated without the first person. 1985) (Cudahy, J., dissenting)./ “But protection o f
B. The Collegial we o f Judges. The collegial the fisc does not motivate all ‘impoundments’; the
we in which judges write their opinions is a useful executive can also use that power to obstruct
stylistic device; but it sometimes traverses time programs and policies with which he disagrees.”/
with mind-boggling ease: “The court o f appeals “Any profits obtained by Ginnie Mae inure solely
holding conflicts with our holdings in Hendon v. to the benefit o f the federal fisc.** (N.B.: Public
Pugh, 46 Tex. 211, 212 (1876) and Faver v. Rob fisc, unlike federal fisc, is a r e d u n d a n c y .)
inson, 46 Tex. 204 (1876). In Hendon, we re In Scots law, the word was formerly spelled
manded a default judgment.” Uvalde Country fisk, and it means specifically “the public treasury
flare 361
into flame; (2) to erupt suddenly; (3) to become may, if we are lucky, go unnoticed (or unmen
suddenly angry; (4) to expand outward in shape; tioned). Judges’ written opinions fall into the for
or (5) to signal with a flash o f light. Occasionally, mer category.
flair is misused for flare in its verb senses, here
in sense (2): “The controversy surrounding frozen f l o e s ( = sheets o f ice [fr. Norweg. flo, meaning
embiyos flaired [read flared] recently with the “flat layer”]) should not be confused with flows:
death o f a wealthy Los Angeles couple and the “Hovering over the ice flows [read floes], they
discovery o f two ‘orphaned’ embryos which looked for survivors amid the wreckage and de
the couple had frozen and stored in Australia.” bris.”
Marcia J. Wurmbrand, Note, Frozen Embryos:
Moral, Social, and Legal Implications, 59 S. Cal. flo o d o f, a . See s y n e s is .
O f course, flaunt is most often used correctly— adding to the meaning o f a sentence. Thus there
e.g.: “In February 1978, Bryant urged the Okla is usually no reason, where it is clear whose
homa legislature to pass the anti-advocacy statute opinion is being expressed, to write In my opinion
to stop ‘the flaunting o f homosexuality and to or It seems to me that. Other examples are hereby,
protect schoolchildren.”/ “Words like ‘reasonable,’ in terms of, on a . . . basis, my sense is that, in
‘substantial,’ and ‘satisfactory flaunt their lack o f the first instance, and the fact that. (Admittedly,
precision.” some o f these phrases may be useful in speech.)
Flout, meanwhile, never seems to cause a prob A favorite flotsam phrase o f lawyers in their
lem— e.g.: “The offenses did not involve any ques pleadings is at all relevant times: “At all relevant
tion o f the flouting o f military authority, the secu times, Bum dy and Teledyne were competitors in
rity o f a military post, or the integrity o f military the manufacture and sale o f split bolt connectors.”
property.”/ “A man may not flout with impunity We have enough written words without these
his obligation to provide necessaries to his depen mere space-fillers.
dent children.”
One federal appellate judge who misused flaunt Both verbs signal failure,
flo u n d e r ; fo u n d e r .
for flout in a published opinion, only to be sic*d but the literal senses, and therefore the images
and corrected by judges who later quoted him, conveyed metaphorically, differ; To flounder is to
appealed to W3 and its editors, who, o f course, struggle and plunge as if in mud. To founder is
accept as standard any usage that can be docu (of a ship) to fill with water and sink, (of a build
mented with any frequency at all. The judge then ing) to fall down or give way, (of a horseback
attempted to justify his error and pledged to per rider) to fall to the ground.
sist in it. See William Safire, I Stand Corrected
158-59 (1984). Seeking refuge in a nonprescrip- flo u t . See fla u n t .
tive dictionary, however, merely ignores the all-
important distinction between formal contexts, on v.t. The verbal use o f this word is
flo w c h a r t ,
the one hand, in which the strictest standards o f not recorded in the dictionaries, although it was
usage must apply, and informal contexts, on the perhaps inevitable, what with the verbal use of
other, in which venial faults o f grammar or usage chart. W10 records the gerund flowcharting but
foist 363
not the verb to flowchart, here illustrated: “To also sales involving domestic transportation. With
the extent that actual, historical vacancies in the an F.O.B. contract, the seller’s duty is fulfilled by
employer’s workforce can be flowcharted with rea placing the goods aboard the carrier. (Though
sonable accuracy, the court should award back some writers make the letters lowercase (/*.0.6.),
pay to the minority employees who . . . would the capitalized form predominates.) Domestically,
have occupied those vacancies but for discrimina the use o f F.O.B. [destination] indicates that
tion.” U.S. v. U.S. Steel Corp., 520 F.2d 1043, freight charges have been paid to transport the
1055 (5th Cir. 1975). goods as far as the named destination, whatever
it may be (e.g., seller’s plant or buyer’s dock).
flo w e d ; f lo w n . These words, surprisingly, are The term F.A.S. is nearly synonymous with
frequently confused. Flowed is the past tense and F.O.B. in the context o f contracts o f water car
past participle o f flow. Flown is the past participle riage. The phrasing is commonly F.A.S. vessel at a
o f fly. See o v e r f l y . named port. But F.A.S. vessel differs from F.O.B.
vessel in a significant way: “In the former case
seller delivers at the wharf but is under no duty
f l o w f r o m . In legal writing, few things derive
to see the loading: a 'received for shipment’ bill of
from, result from, or are caused by other things;
lading would be an appropriate document for him
effects always seem to flow from causes. This is
to tender. F.O.B. vessel, however, requires seller
one of our most overworked legal c l i c h é s . E.g.,
to bear the risk until the loading has been com
“Our analysis necessarily flows from Strickland
pleted; only an 'on board’ bill o f lading would
v. Washington.”/ “To show antitrust injury, the
evidence the completion o f his duties.” Grant Gil
plaintiff must establish that the injury to his
more & Charles L. Black, Jr., The Law o f Admi
business flowed from defendant’s alleged monopo
lization o f the retail truck market.”/ “There is no
ralty 106 (2d ed. 1975).
With a C.I.F. contract, the seller agrees not only
injury in law resulting in damages except that
to supply the goods but also to make a contract
which flows from an unlawful act.”/ “We conclude
o f carriage with a sea carrier (under which the
that any fraud conferred on Borg-Warner no
goods will be delivered at the contract port o f
rights in addition to those flowing from its status
destination), to pay the freight, and to insure the
as a holder o f an unperfected security interest.”
goods while they are in transit.
A related locution is follow from: “The com
plaint also states that Swift was substantially
f o c u s , n. PI. foci Ifoh-sll or focuses. The plural
certain the Trupiano’s injuries would follow from
foci may strike readers as pretentious in ordinary
its intentional acts.”/ “The trust doctrine purport
prose— e.g.: “One o f the foci [read, perhaps, fo
edly follows from normative principles.”
cuses] o f recent discussions o f tort reform has
been the suggestion that a prevailing defendant
flo w n . See flo w e d .
be allowed to resolve its attorney’s fees.”
Charlotte Bronte as having written foist o ff on American privileges to make a fool o f yourself,
but calls the phrase “rare.” and it is guaranteed by the Constitution, and I
do not see anything wrong with it.” Quoted in
fo ld e r o l; fa ld e ro l. The former is the preferred Walter P. Armstrong, Jr., A Century o f Legal
spelling for this word, which means either “non Ethics, 64 A.B.A. J. 1063, 1064 (1978).
sense” or “a useless trifle.” Today, the quip is common in AmE and BrE
alike— common enough, perhaps, to be a c l i c h é
fo llo w ; a p p ly . In the best usage, these terms are that fresh writers would prefer to frame anew:
distinguishable in describing a court’s actions. A “ [A] lawyer never appears to worse advantage
court is said to follow a precedent when it rules than when pleading his own cause.” Lon L. Fuller,
that the precedent bears on and affects the deci The Morality o f Law 188 (1969).
sion on an important point in a pending dispute. Like many other quotations and SET p h r a s e s ,
Typically, this verb suggests that the court has this one sometimes gets mangled, usually when
discretion to choose between two or more lines o f the writer substitutes attorney for client as the
authority, or holds the precedent to be persuasive final word: “ [Y]ou know, the old expression, some
rather than binding. Apply, by contrast, usually one who represents himself has a fool for an
suggests that a precedent unambiguously binds attorney.” U.S. v. Hoffer, 423 F. Supp. 811, 814
the decision-maker, so that the decision is more (S.D.N.Y. 1976)./ “The old saying that the person
mechanical and less discretionary. Loosely, how who fights his own case has a fool for an attorney
ever, the two verbs are used interchangeably. may have been invented by lawyers, but there is
a lot o f truth in it.” Be Careful How You Say
fo llo w fro m . See flo w from .
“I Q u it” Sunday Times, 26 Nov. 1989, at E20.
Although, logically speaking, the two formula
tions add up to the same thing, the original formu
fo llo w in g (= after), when used to begin a sen
lation is far wittier because o f the ironic turn at
tence or clause, often results in a M ISPLAC E D M O D
the end (shifting from lawyer to client as if they
IFIER and a M ISC U E— e.g.: “Following [read After]
were two persons).
a bench trial, the district court voided portions o f
the plaintiffs settlement agreement.”/ “Following
fo o tn o te ; e n d n o te . Technically, footnotes appear
[read After] a bench trial on the issue o f liability,
at the foot o f the page, and endnotes at the end
the district court held that the lessees and opera
o f an article or chapter or at the end o f a book.
tors o f the Galveston Bridge were 80% at fault.”
But endnotes are often called footnotes.
The problem, o f course, is that the reader might
expect following to function as a participle, as
F oo tn otes. A. Textual Footnotes. In modem
here: “Following these precedents, we affirm.”
legal writing, textual footnotes are mostly a
scourge. As a writer, you might advantageously
fo m e n t is incorrect as a noun for fomentation. leam to detest them.
“There is a lot o f foment [read fomentation ] going The thoroughly sensible policy o f The Scribes
on around the Israeli border.” It seems likely, Journal o f Legal Writing, as stated inside the
however, that the writer confused ferment ( = front cover, merits wide adherence: “We discour
agitation) with foment ( = to incite or rouse). age footnotes that contain substantive discussion;
footnotes used to cite pertinent materials are fully
fo o d fa re . See fare. acceptable.”
B. F or Citations. In most types o f legal writing,
fo o l fo r a clien t. From the early 19th century, footnotes are a splendid place for citations, espe
it has been commonly said: “A man who is his cially if the citations are followed by brief explana
own lawyer has a fool for a client.” The earliest tory parentheticals. See CITATIO NS OF c a s e s (D).
recorded variant dates from 1809: “He who is
always his own counsellor will often have a fool f o r -,FORE-. These prefixes, it will be observed in
for his client.” Port Folio (Philadelphia), Aug. many o f the entries following, have caused a great
1809, at 132. deal o f confusion. One can usually arrive at the
Many occurrences are allusive only. For exam correct prefix for any given word by remembering
ple, in 1887, when the Alabama Bar Association that for- means either “completely” or “against,”
considered a code of conduct for its members, and that fore- means “before.” See fo r b e a r &
one suggested provision would have prevented fo re g o .
lawyers from conducting their own cases. But The two are confused here: “The traditional
that was deleted on constitutional grounds, the English approach rests on three doctrines— unfor-
proponent o f the change saying, “It is one o f the seen [read unforeseen] mode, mistaken object, and
forbid > forbade > forbidden 365
transferred fault.” Andrew Ashworth, Principles forebears] but our purpose will be to scan the
o f Criminal Law 174 (1991). panorama with a certain discernment.”/ “D re
fused to vacate rooms belonging to the Govern
fo r. See as (a ). ment which he and his forbears [read forebears]
had occupied for seventy years . . . .” Glanville
fora . See foru m . Williams, Criminal Law 42 (2 d ed. 1961).
The opposite error, though less common, also
occurs (quite ironically, in the second sentence):
fo r all in ten ts a n d p u rp o s e s ; to a ll in ten ts
“A promise to forebear [read forbear], even where
an d p u rp o se s. These synonymous phrases both
a promise is implicit, may be sufficient consider
mean “for practical purposes.” They are about
ation.” L.B. Curzon, English Legal History 295
equally common— e.g.: “The legacy should pass to
(2d ed. 1979)./ “It is tempting, but I forebear [read
the heirs, devisees, distributees, etc. o f such devi
forbear] to comment on Vickers’ own English lest
see or legatee, in like manner, to all intents and
someone else go on to find the faults in mine
purposes, in law and in equity, as if such devisee
. . . .” Letter from H. Young, City Voice [Welling
or legatee had survived the testator and had then
ton, N.Z.], 23 Sept. 1993, at 18.
died intestate.”/ “On these facts the Seventh Cir
Forebearance is not a word; the term is forbear
cuit held that the district court erred in referring
ance: “It appears to be settled law that the fore
the case to a magistrate without the consent o f the
bearance [read forbearance] o f some o f the salvors
parties because the hearing before the magistrate
to press their claims, whatever the reason for
was, for all intents and purposes, a civil trial.”
their forebearance [read forbearance], does not
Often this collocation qualifies as a f l o t s a m
result in a windfall recovery for those who do
PHRASE.
claim.” Grant Gilmore & Charles L. Black, Jr.,
Because some people mishear the phrase, the
The Law o f Admiralty 570 (2d ed. 1975).
erroneous form all intensive purposes has
For the difference between forbearance and
arisen— e.g.: “[T]heir fellow officer . . . was for
omission, see om ission .
all intensive purposes [read for all intents and
purposes] an eye witness to the commission o f
this offense.” State v. Bland, 255 So. 2d 723, 725
fo r b id > fo r b a d e > fo r b id d e n . Forbid generally
(La. 1971)./ ‘W hen the charge, for all intensive
takes the preposition to or, less formally, from .
purposes [read for all intents and purposes], is
Fowler stated that forbid from doing is unidiom-
that the jury will be sequestered, then there is
atic, but it is increasingly common in AmE—
actual prejudice to the defendant.” Underwood v.
e.g.: “[Locke] sharply distinguished the respective
Kelly, 692 F. Supp. 146, 152 (E.D.N.Y. 1988)./“In
spheres o f Church and State and forbade each
American Computer Communication Corp., Inc.
from meddling in the other.” Clifford Orwin, Civil
(American), a Delaware corporation, which, for
ity, 60 Am. Scholar 553, 557 (1991).
all intensive purposes [read for all intents and Even so, forbid to remains preferable in formal
purposes], had all o f its operations in Ohio, pro contexts—e.g.: “Quia Emptores . . . did not forbid
posed to make an offering to Ohio residents under
a tenant in fee simple to grant estates smaller
the Rule.” Kevin C. Dicken, Rule 147: Those Hard
than the fee simple absolute.” Thomas F. Ber
to Find No-Action Letters, 17 Cap. U.L. Rev. 17,
gin & Paul G. Haskell, Preface to Estates in Land
33 (1987).
and Future Interests 27 (2 d ed. 1984).
The past tense is forbade (rhyming with glad )—
fo rb a d e . See fo r b id . e.g.: “The plaintiff neither forbade nor encouraged
its employees to join the union.” Forbid is some
fo rb e a r, v.t.; fo re b e a r, n. These words are not times wrongly used as a past-tense form: “Paul
cognate, though they are confused in every con testified she did not think the order forbid [read
ceivable way. Forbear is the verb meaning “to forbade] her from trying to make such contacts
refrain from objecting to; to tolerate.” The verb is with her children.” Paul v. Johnson, 604 So. 2d
inflected forbear > forbore > forborne. E.g., “The 883, 884 (Fla. Dist. Ct. App. 1992).
plaintiff alleged that she forbore to sing for him, Some writers—no doubt those who pronounce
though engaged, whereby she lost great profits.” forbade correctly—mistakenly spell the word for
(Eng.) bad. E.g., “Prouty had been found guilty o f con
Forebear, the noun, means “ancestor” (usually tempt for violating a decree o f divorce against
used in the plural). Forebearer is an incorrect him which forbad [read forbade] either party to
form o f this noun. Forbear is occasionally misused marry again within the time prohibited by the
for forebear: “We approach the study o f history Illinois statute.” William F. Walsh, A Treatise on
not merely in a spirit o f piety to our forbears [read Equity 201 (1930).
366 forbidden parts
is a e u p h e m i s m that is gener
fo rb id d e n p a rts corpus delecti for corpus delicti
ally too vague to be helpful. But some criminal- idealogy for ideology
law writers have found justifiable uses for the miniscule for minuscule
phrase when referring to various jurisdictions in
which different bodily parts might be forbidden— fo rb o re . See fo rb e a r.
e.g.: “ [T]he general holding is that the crime [i.e.,
sodomy] is completed by any penetration into for fo rb o rn e . See fo rb e a r .
bidden p a rts” Rollin M. Perkins & Ronald N.
Boyce, Criminal Law 466-67 (3d ed. 1982). fo r c e a b le . See fo r c ib le .
F o r b i d d e n W o r d s a n d P h r a s e s . Blanket pro f o r c e a n d a r m s , w i t h , is a l o a n t r a n s l a t io n
hibitions are rarely valid, but they are useful in o f vi et armis. See tresp ass & vi et arrnis.
establishing rules to be flouted only in the rarest
instances. It would hardly be an exaggeration to fo r c e a n d e ffe c tis a doublet that has become
say that no sentence, and no document, would part o f the legal idiom in the phrases in full force
suffer from the absence o f the following terms. As and effect and o f no force or effect, neither o f which
one court said, in a different context: “They spell is a t e r m OF a r t . Either synonym would suffice
wasted time, trouble for everyone and the delay just as well as the doublet; but the emphasis
o f justice. Do not use them.” People v. Wright, 289 gained by force and effect may justify use o f the
N.W.2d 1, 20 (Mich. 1980). phrase, more likely in d r a f t i n g (contracts and
A. Generally Useless W ords and Phrases. statutes) than in judicial opinions. See d o u b l e t s ,
Each o f the following terms is discussed in a TRIPLETS, A N D SYN O N YM -STR ING S & O PIN IO N S, J U
separate entry: DICIAL.
ad idem
fo rc e m a j e u r e ; f o r c e m a j e s t u r e . Literally “a
aforementioned
superior force,” force majeure is the usual form o f
and/or
this LE G A LISM denoting an event or effect that
anent
can be neither anticipated nor controlled. It is
comes now
the L A W FR E NC H equivalent o f the L A W L A T IN vis
herein
major. Force majesture is a N EE D LES S v a r i a n t .
hereinabove
Both force majeure and vis major are broader
hereinafter
terms than act o f God (q.v.) because they include
hopefully
acts not only o f nature but also o f people (e.g.,
instanter
riots, strikes, governmental interventions, acts o f
interface
war). See vis m ajor .
inter se
irregardless
fo r c ib le ; fo r c e a b le ; fo r c e fu l. Oddly, we have
know all men by these presents
forcible but enforceable, q.v. Forcible, the usual
now comes
and preferred term, means “obtaining something
ore tenus
by physical strength or a display o f violence.” E.g.,
parameters
“Piracy is defined as robbery or forcible depreda
provided that
tion on the high seas.”/ “In an action for forcible
pursuant to
abduction o f children, the father is entitled to
quoad
damages for the injury done to his feelings.”
said (for the, etc.)
Properly referring only to physical force, forcible
same, n. (for it, etc.)
has frequently been misused for forceful, which
simpliciter
may be used figuratively as well as literally: “The
ss.
intention o f the parties is forcibly [read forcefully]
such (for the, that, etc.)
expressed in the agreement.”/ “Counsel may state
to wit
the facts as forcibly [read forcefully] as possible,
understood and agreed
but he must not enlarge them.”/ “This case forcibly
vel non
[read forcefully] points out the anomaly brought
wheresoever
about by the Rule in Shelley’s Case.”
whosoever
The spelling forceable at one point seemed en
-wise (taxwise, etc.)
trenched in the phrase forceable entry and de
witnesseth
tainer in Texas, although the Texas Rules have
B. Ignorant M alform ations. Some terms have now changed to the spelling forcible. Forceable
misbegotten by-forms— e.g.: frequently appears where forcible should: “The
foreign 367
jury found that Flynn forceably [read forcibly] preting. See O'Neill v. Keegan, 103 A.2 d 909, 911
dispossessed plaintiff o f his dinner plate.7 “The (Pa. 1954).
condemned are not [unduly] rushed and are not Examples o f the misuse are legion— e.g.: “The
forceably [read forcibly] thrust into the chair, ex public finds it hard to forego [read forgo] its belief
cept as a last means.” Aubrey Holmes, The Wake that the law should be so certain that an unequiv
o f a Lawyer 54 (1960). See -a b l e (A). ocal answer could be given in every case . . . .”
Max Radin, The Law and You 13 (1948)./ “The
F O R E -. See FOR-. promise o f one creditor is regarded as sufficient
consideration for the promise o f another creditor
fo re b e a r. See fo rb e a r. to forego [read forgo] part o f his claim.” James A.
MacLachlan, Handbook o f the Law o f Bankruptcy
fo re b e a ra n ce . See fo rb e a r . 4 (1956)./ “Must such a one forego [read forgo] the
profit o f this transaction at the risk o f being held
fo r e c a s t forms the past tense forecast, not fore- a party to the crime if the surmise proves correct?”
casted— e.g.: “It can be shaped to meet real prob Rollin M. Perkins & Ronald N. Boyce, Criminal
lems that have arisen and not possible problems Law 745—46 (3d ed. 1982).
forecasted [read forecast]” Patrick Devlin, The The opposite mistake— misusing forgo for
Judge 182 (1979). See b ro a d c a s t. forego— is less common: “Based on the forgoing
[read foregoing] authorities, we hold that the alle
fo r e c lo s e (a person) from (an action) is an archaic gations . . . state a cause o f action.” Garrido v.
construction still used in the law: “The rule Burger King Corp., 558 So. 2d 79, 83 (Fla. Dist.
against double recovery forecloses the wife from Ct. App. 1990).
recovering for the loss o f her husband’s financial Forwent and forewent are the past-tense forms,
support.” Today foreclose most commonly takes and forgone and foregone the past-participial
as an object one or more possibilities or choices forms. The past participle forgone is more fre
<his failure o f the exam forecloses the possibility quent in practice than forwent; yet, because legal
o f a prom otions writing is usually formal in tone, forwent is not
Forclose is an erroneous form o f foreclose. “If as uncommon as in general practice. E.g., “Defen
there is only one beneficiary, against whom there dants admitted at trial that vestiges o f de jure
is a defense, this [sic] obviously forcloses [read segregation still exist; hence the trial court for
forecloses] the action.” went development o f liability at trial, and concen
In the context o f a real-estate foreclosure, the trated solely on remedies.”/ “If . . . a professor
verb foreclose is generally intransitive: one fore who relied on that promise forwent the first oppor
closes on property or a mortgage. Formerly, how tunity to raise his challenge, the university could
ever, the verb was transitive even in this con not deprive him o f the second opportunity without
text—e.g.: “[H]e proposes to foreclose the second violating due process.” See fo r e g o n e .
mortgage . . . .” Swain v. Seamens, 76 U.S. (9
Wall.) 254, 273 (1869). This usage still occurs fo r e g o in g is occasionally mistaken for following.
from time to time— e.g.: “He alleged that . . . “Although the foregoing quote [read following quo
appellees . . . failed to make installment pay tation] is a long one, it succinctly states the entire
ments on existing mortgages and allowed the problem with this regulation: [a long quotation
mortgages to be foreclosed” Roberts v. Mullen, follows, and none precedes this statement].” (Note
446 S.W.2d 86, 88 (Tex. Civ. App.— Dallas 1969)./ also the unconscious irony in a long quotation
“On the following April 10 the Bank instituted an that succinctly states a proposition!)
action to foreclose its mortgage.” Grant Gilmore &
Charles L. Black, Jr., The Law o f Admiralty 953 fo r e g o n e is correct in foregone conclusion, but
(2d ed. 1975). not here: “He based that part o f his holding on
the thought that the Aldecoa had 4foregone [read
fo re g a th e r. See fo rg a th e r. forgone] an opportunity to engage in the profit
able work o f property salvage.” Grant Gilmore &
fo r e g o ; fo r g o . The former, as suggested by the Charles L. Black, Jr., The Law o f Admiralty 573
prefix, means “to go before.” The latter is the term (2 d ed. 1975). See fo r e g o .
meaning “to do without; to pass up voluntarily;
waive; renounce.” One o f the most persistent er fo r e h e a d . The preferable pronunciation o f this
rors in legal and other writing is the use o f forego word rhymes with horrid.
where forgo is intended. One court has actually
construed forego as meaning “voluntarily relin fo r e ig n . In law, this word means “o f another
quishing,” misspelling the very word it was inter jurisdiction,” not necessarily “o f another country.”
368 forejudge
Thus it is not uncommon for a court in Florida, listics, is used by police officers to refer to the
say, to refer to a judgment o f a New Mexico court section o f law enforcement dealing with legal evi
as a foreign judgm ent Exceptions occur, however, dence relating to firearms. Thus the phrase foren
so one must read carefully. Here foreign occurs in sic evidence has cropped up— a phrase under
the nonlawyer's sense: “Courts o f equity have, as standably deplored by traditionalists but likely to
between the parties, reviewed the judgments o f become permanently ensconced in the language.
foreign courts; a specific performance o f a contract It is especially common in BrE—e.g.: “Forensic
o f sale o f land situated in a foreign country will evidence also showed Scottish detectives the bomb
be decreed in equity.” was in a brown Samsonite suitcase, similar to one
belonging to Khreesat.” David Black & Harvey
fo re ju d g eis an archaic equivalent o f prejudge Morris, Investigators Followed False Trail to Pal
for which the OED includes only one citation more estinian Cell, The Independent, 14 Dec. 1990, at
recent than the 18th century, and that from 1860. 3./ “Defence lawyers are seeking more details o f
Perhaps the most notable use o f the term was in forensic evidence that has lain hidden from them
the Mutiny Act o f 1689, 1 Wm. & Mary, ch. 5: for 16 years.” Stewart Tendler, Six Decide Against
“ [N]o man may be forejudged o f Life or Limb, or Bail Plea, The Times (London), 19 Dec. 1990, at
subjected to any kind o f Punishment by Martial 3.
Law, or in any other manner than by the Judg
ment o f his Peers, and according to the known fo re p e rs o n . See fo re m a n & s e x is m (B ).
and established Laws o f this Realm.” In modem
contexts, however, the word is a fusty AR CH AISM — fo re s a id . See a fo r e s a id .
e.g.: “ [W]e do not mean to forejudge [read pre
judge] the substantial and novel question involv
fo re sa k e . See fo rs a k e .
ing disputed evidence o f motivation and causation
. . . .” Automatic Radio Mfg. Co. v. Ford Motor
fo re se e . See FOR- & a n t i c i p a t e .
Co., 390 F.2 d 113, 117 (1st Cir. 1968).
fo re m a n ; fo re p e rs o n ; p r e s id in g The
ju r o r . fo re s e e a b le is occasionally misspelled forseeable.
best nonsexist choice is presiding juror. Unfortu See f o r -.
It is mildly surprising to see foreman and fore a book preface written by someone other than the
person used for purposes o f i n e l e g a n t v a r i a t i o n : author. It is often mistaken with its homophone,
“And since the foreperson is the single most influ forward — e.g.: “Nathan S. Hefferman, Chief Jus
ential person on a jury, lawyers will do anything tice o f the Wisconsin Supreme Court, embellishes
to keep good foreman material off.” Robin T. La- this concept in his forward [read foreword] to
koff, Talking Power: The Politics o f Language in the book by reducing the title Modern Appellate
Our Lives 114-15 (1990). Practice to an acronym . . . .” Robert L. Black,
Jr., Book Review, 53 U. Cin. L. Rev. 171, 173
fo re n s ic= used in or suitable to courts o f law (1984).
or public debate. E.g., “It is the duty o f the king, The word preface, by contrast, usually refers to
as parens patriae, to protect property devoted to an introductory essay written by the author.
charitable uses; and that duty is executed by the
officer who represents the crown for all forensic Using forfeit as
fo rfe it > fo rfe ite d > fo rfe ite d .
purposes.” (Eng.)/ “Where Parliament has used a past participle is an a r c h a i s m in AmE and, as
in nontechnical legislation words that, in their the OED suggests, in BrE as well—e.g.: “The
ordinary meaning, cover the situation before the Cinque Ports alone at this time had a general rule
court, it is a reasonable presumption that Parlia that bailed goods are not forfeit [read forfeited] by
ment or its draftsmen envisaged the actual foren the felony o f the bailee.” Theodore F.T. Plucknett,
sic situation.” (Eng.) A Concise History o f the Common Law 474 (5th
Other senses have grown out o f the primary ed. 1956).
one. For example, the adj. forensic has come to The adjectival use—which in some sentences is
mean “rhetorical” or “argumentative” in certain hardly distinguishable from the past-participial
contexts, the language or manner to which it use— is still current in literary BrE. E.g., “ [I]f a
refers being analogized to courtroom talk. Tradi man were killed by an animal or thing, it was
tionally forensics = the art o f argumentative dis forfeit to the king, who usually sold it and paid the
course. proceeds to the next-of-kin.” Glanville Williams,
Today forensics, as a shortening o f forensic bal Textbook o f Criminal Law 29 n.2 (1978).
Formal Words 369
fo r fe itu re is naturally pronounced lfor-fi-chdr/\ perhaps even more pejorative than formalism —
pompous speakers are fond o f pronouncing the e.g.: “The distinction between aggravating and
final syllable Ityoorl. mitigating facts has been criticized as formalis
tic.” McMillan v. Pennsylvania, A ll U.S. 79, 100
fo rfe n d , in all but the literary (and precious) (1986) (Stevens, J., dissenting)./ “The dissenting
exclamation Heaven forfend /, is an a r c h a i s m bet judge rejected the majority’s formalistic, techni
ter replaced by prevent— e.g.: “To that end it im cal and unrealistic application o f Miranda' . . . .”
poses on the homeowner a liability to respond Duckworth v. Eagan, 492 U.S. 195, 200 (1989).
in damages for any injury received because his Cf. le g a listic. See fo rm u la ic.
sidewalks are left in an icy condition— a liability
[that] he can, o f course, forfend [read prevent] by F o r m a l W o r d s are those occupying an elevated
scraping the ice off or sprinkling it with sand or level o f diction. The English language has a num
ashes.” Lon L. Fuller, Anatomy o f the Law 64 ber o f levels o f diction, and even synonyms that
(1968). exist on different levels. Thus his honor is formal,
the judge is the ordinary phrase, and the beak
fo rg a th e r; fo re g a th e r . The former is prefer (BrE slang) is vulgar.
able, inasmuch as either might be said to be “pref The language o f the law is perhaps top-heavy
erable.” Gather usually suffices. with formal words, as the courts are one o f the
institutions in Western societies that are most
fo r g e r y = ( 1 ) a false document, or false part o f fully bedecked with pomp and regalia. Legal lan
a document, that someone has tried to make look guage reflects that formality, often quite appro
genuine; or (2 ) the act o f making a false document priately. But many lawyers (and especially non-
so that it may be used as if it were genuine. In lawyers talking to lawyers, it seems) go
sense (1 ), the thing forged must be a document: overboard, resorting to unnatural pomposities
imitating a sculpture, even with fraudulent in (e.g., this honorable court used repeatedly) where
tent, is not forgery. And in both senses, the phrase ordinary words are called for (e.g., the court).
false document does not mean a document that Early in the 19th century, the novelist James
tells a lie; it means a document that is a lie. See Fenimore Cooper worried that “ [t]he love o f turgid
co u n te rfe itin g . expressions is gaining ground, and ought to be
corrected.” “On Language,” in The American Dem
fo r g o . See fo r e g o . ocrat 117 (Cooperstown, H.E. Phinney, 1838)
(repr. in A Language for Writers 110, 113 (James
fo rm a l co n tra ct; in fo rm a l c o n tr a c t. Virtually R. Gaskin & Jack Suberman eds., 1966). For styl
every legal system has two ways in which prom ists, that worry is perpetual, as each generation
ises may become binding as contracts. One is by becomes enamored o f its own brands o f linguistic
giving the transaction a certain form in writing inflation: doublespeak, gobbledegook, legalde-
(i.e., making a formal contract); the other is by gook, officialese, and the like. The phrase formal
complying with the requisites o f the transaction words is virtually a e u p h e m i s m for those stylistic
in some way other than satisfying requisites o f disturbances. In the left-hand column are some
form (i.e., making an informal contract). Formal o f the chief symptoms:
contracts were traditionally made under seal; the
only test for an informal contract is whether it Formal Word Ordinary Word
contains the element o f “valuable consideration.” annex attach
See in fo rm a l co n tra ct. announce give out
append attach
form a lism ; form a lity . These words are quite approximately about
distinct. Formality denotes conformity to rules, assign give
propriety, or precision o f manners. Formalism, by cease stop
contrast, is invariably a pejorative term, meaning commence begin
“excessive adherence to prescribed forms; use o f complete finish
forms without regard to substantive import.” Ex conceal hide
amples o f the rigid, inflexible formalism that once deem consider
characterized English law are legion: “ [T]he omis demise death
sion o f a single downstroke or contraction sign, or desist stop, leave off
an error o f Latin accidence, were fatal mistakes detain hold
in a writ.” J.H. Baker, An Introduction to English determine end
Legal History 103 (3d ed. 1990). donate give
The corresponding adjective—formalistic—is effectuate carry out
370 form a pauperis
papers, instead o f To the Honorable Judge o f Said The Right Honourable the Lord G off o f Chie-
Court, write either To the Honorable Court or To veley
the Honorable Alicemarie H Stotler, U.S. District D. Mr. Justice; Mrs. Justice; Madam Justice.
Judge. Many readers, especially in the U.S., find these
In corresponding with the federal judiciary in labels gratuitously sexist. Justice alone suffices.
the U.S., follow these forms: In the U.S. Supreme Court, the Mr. disappeared
before Justice shortly after Justice Sandra Day
Chief Justice
O’Connor ascended to the bench. See s e x i s m .
Very formal: E. T hird-P erson R eferences. Whereas British
The Chief Justice o f the United States legal writers tend to refer in discourse to Denning
(address) M.R. and W oolf J.— without even a comma after
Dear Mr. Chief Justice: the name—Americans generally refer to Justice
Less formal: Scalia (not Scalia J.) or Judge Robert E. Keeton
The Honorable William H. Rehnquist (on first mention, and later Judge Keeton. In
The Chief Justice o f the United States third-person contexts, avoid honorifics such as
(address) The Honorable.
F. Law yer-to-Law yer R eferences. The Ameri
Dear Chief Justice Rehnquist:
can practice o f appending Esq. to other lawyers’
Associate Justice names is entirely acceptable, but no other titles—
The Honorable Ruth Bader Ginsburg not even Mr.— may be used in conjunction with
The Supreme Court o f the United States it. See E sq.
(address) If you prefer not to use Esq. (some consider it
clubby), a mere Mr. or Ms. or Mrs. (or even Miss,
Dear Justice Ginsburg: if that is the addressee’s known preference) will
Other federal judge always suffice.
British lawyers often have titles or affiliations
The Honorable William R. Wilson, Jr.
that a correspondent is obliged to include after the
United States District Court, W.D. Arkansas
addressee’s name, such as Q.C. (Queen’s Counsel)
(address)
and F.B.A. (Fellow o f the British Academy).
Dear Judge Wilson: G. Signing Off. When ending a letter, dispense
B. A ddressing State-Court Judges. In corres with the archaic flourishes: instead o f I am, my
ponding with state judges, follow these forms (ap dear sir, Sincerely yours, write Sincerely yours.
plicable in most states): In business and personal letters, you may show
some individuality in the complimentary close by
Chief Justice o f the highest appellate tribunal
adopting any o f the several standard forms:
The Honorable (full name)
Chief Justice, (name o f court) Very formal and deferential
(address) Respectfully (yours),
Very respectfully yours,
Dear Chief Justice (surname):
Less formal, without deference (as in demand let
Other state judge ters)
The Honorable (full name) Very truly yours,
(name o f court) Yours very truly,
(address) Yours truly,
Dear Judge (surname): General
C. F our Rules in Using The H onorable. First, Sincerely yours,
Honorable should be capitalized whenever cou Yours sincerely,
pled with a person’s name. Second, never write Sincerely, (see H )
The Honorable O'Connor or Hon. O'Connor; Hon Informal
orable always takes a full name: With best wishes,
The Honorable Sandra Day O'Connor Best wishes,
Third, abbreviate Honorable only in addresses, With best regards,
and omit The when abbreviating: Best regards,
Hon. Sandra Day O'Connor Kindest personal regards,
Best,
Fourth, when writing a British, Canadian, or Aus
tralian correspondent and spelling out the word, Intimate
use the BrE spelling: As ever,
372 formula
form u la . PI. -as, -ae. The English plural, ending fo r th e r e a so n th a t is prolix for because— e.g.:
in -s, is preferred in all but scientific writing. “It is still thought that.magistrates are too disin
Legal writers are somehow fond o f the Latinate clined to reject police evidence, however implausi
ending. See p l u r a l s (A). ble, perhaps for the reason that [read because]
they feel the police should always be supported
fo rm u la ic; fo rm u listic ; fo rm a lis tic. Formulaic as a matter o f principle.” P.S. Atiyah, Law and
= of, relating to, or constituting a formula. For Modern Society 26 (1983).
mulistic = fond o f formulas. Formalistic = adher
ing unduly to a set way o f saying and doing fo r th e sak e o f (th e) a rg u m en t is a perfectly
something without regard to its substance or in good phrase that is universally understandable to
ner meaning. those who speak English— and therefore much
preferable to arguendo (q.v.). Legal stylists fre
quently use it— e.g.: “But even if, for the sake o f
fo rm u la tio n ( = a setting forth systematically)
the argument, we concede the identity o f the two
for formation (= the act o f forming, or the thing
Romes, we may go on to observe that the style
formed) is an odd error. In 1993, a newly formed
and trappings o f Catholic Rome were quite differ
(formulated?) law firm sent out tens o f thousands
ent from the style and trappings o f Imperial
o f announcements that read, “X and Y are pleased
Rome.” Grant Gilmore, The Ages o f American Law
to announce the formulation [sic] o f their profes
68 (1977). The phrase is most commonly rendered
sional corporation for the practice o f personal in
without a definite article before argument: hence
jury law under the name X & Y, P.C.”
for the sake o f argument.
fo r n ica te ; co p u la te . Copulate is a neutral verb fo rth w ith , adv., is a usefully vague term, al
referring to the sexual act without regard to legal
though it may strike some readers as antiquarian.
ity or the legal status o f the parties. Fornicate is
The writer who intends a precise meaning must
not neutral: it describes a criminal offense in be wary: the word has been attributed every
some American jurisdictions; for example, Vir
shade o f meaning from “instantly” to “within 24
ginia Code § 18.2-344 provides that “ [a]ny person,
hours” to “within a reasonable or convenient
not being married, who voluntarily shall have
time.” It is a fuzzy word with no pretense of
sexual intercourse with any other person, shall
precision.
be guilty o f fornication, punishable as a Class 4
Forthwith makes no sense as an adjective, as
misdemeanor.”
in the phrase a forthwith subpoena.
f r a u d f e a s o r ( = one who has committed fraud) has been defined in two quite different
fre e h o ld
is a legal n e o l o g i s m not listed in most English- ways. Most recently, the CDL has defined it as
language dictionaries or law dictionaries. The “the most complete form o f ownership in land: a
word should be solid, not hyphenated. E.g., a[H]e legal estate held in fee simple absolute in posses
may elect to disaffirm the fraudulent transaction sion.” The OED and other modem authorities
and to make claim, or sue in equity, for rescis more accurately define freehold as “a tenure by
sion—to follow his property into the hands o f the which an estate is held in fee simple, fee-tail, or
fraudfeasors or those who took with knowledge for term o f life.” The CDL*s definition is unduly
o f the fraud, and to get it back . . . .” Western restrictive, for a life estate is held in freehold. See
Newspaper Union v. Woodward, 133 F. Supp. 17, fe e , fe e s im p le & fe e ta il.
25 (W.D. Mo. 1955)7 “In seeking to choose be
tween a fraudfeasor and a negligent party, the fre e h o ld e r technically means “one who holds an
Georgia law unfortunately goes with the alleged estate in fee simple, an estate in fee tail, or a life
crook.” Lariscy v. Hill, 159 S.E.2d 443, 444 (Ga. estate.” In fact, though, most uses o f freeholder
Ct. App. 1968)./ “Failure to correct another’s delu refer to an owner in fee simple absolute. Still, it
sion is obviously fraudulent if the circumstances is incorrect to define freeholder, as one book does,
are such that the fraud-feasor’s [read fraudfea as “[o]ne who owns land that he or she can trans
sor’s] very silence reasonably causes the misap fer without anyone’s permission.” John W. Reilly,
prehension . . . .” Estate o f Jones v. Kvamme, The Language o f Real Estate 206 (2 d ed. 1982).
430 N.W.2d 188, 193 (Minn. Ct. App. 1988). See See f r e e h o l d , f e e s i m p l e & f e e t a i l .
fe a s o r.
is an incorrect rendering of free rein—
fre e r e ig n
treason may be slain in actual conflict or fresh bailor's favor for the total loss o f the airplane.”/
pursuit." (Ir.) “Our statute does not make a frontal attack on
Hot pursuit, first used in the 1920s, is an equiv the pre-existing law.”
alent term that is better known among nonlaw
yers. fru ctu s in d u s tr ia ls; fru ctu s n atu rales. Law
yers might use terms such as crops and perenni
frie n d . Advocates with a sense o f tradition and als, but instead they have used these l a t i n i s m s .
civility typically, during any argument before the Fructus industrials are annual crops produced
bench, refer to an adversary as my learned friend by labor (e.g., wheat, corn, potatoes, beets); fruc
or my friend — never my opponent or my adver tus naturales are perennial plants (e.g., trees,
sary. Unfortunately, though, this custom is fading grasses, perennial bushes). The latter are consid
as fast as the Bar's other traditions o f civility. ered part o f the real property, whereas the former
usually are not.
frie n d ly su it; a m ica b le a c tio n . These synony
mous phrases refer to a lawsuit in which all the fru it(s). Idiomatically speaking, one refers to the
parties have agreed beforehand to allow a court fruits o f one's labor and fruits o f a crime, but to
to resolve the issues involved. Friendly suit is the fruit o f the poisonous tree ( = in a criminal
more common today. “It never was the thought investigation, any tip or lead that results from
that, by means o f a friendly suit, a party beaten an illegal search or seizure o f evidence). E.g.,
in the legislature could transfer to the courts an “Because the illegally seized evidence provided
inquiry as to the constitutionality o f the legisla the sole basis for the homicide arrest warrant and
tive act." Chicago & Grand Trunk Ry. v. Wellman, led directly to incriminating statements on that
143 U.S. 339,345 (1892)./“I f full-fledged litigation day, the warrant and statements are also inad
were needed to get the right decision, the Justices missible as fruit o f the poisonous tree." A leading
would have to throw out o f Court, as they do not, criminal-law text credits Justice Felix Frank
the many 4friendly suits/ dressed up to resemble furter with having coined the phrase in Nardone
the genuine article, that are staged to get im V. U.S., 308 U.S. 338, 341 (1939). See Wayne R.
portant problems decided less slowly." Fred Ro- LaFave & Jerold H. Israel, Criminal Procedure
dell, Nine Men 57 (1955). § 9.3, at 471 (1992).
Often, however, the idiom is paraphrased or
fr ie n d o f th e co u rt. See a m icu s cu ria e . foreshortened, and fruit is made plural: “The
district court committed no error when it refused
fro m h e n ce ; fro m th e n ce . The words hence and to suppress the fruits o f the recorded conver
thence (as well as whence) are sufficient without sations."/ “Because the amendment now affords
the preposition from and are therefore preferred protection against the uninvited ear, oral state
singly; yet grammarians have not considered from ments, if illegally overheard, and their fruits are
hence, etc., incorrect. Hence includes the idea o f also subject to suppression."
“from,” inasmuch as it means “from this time,
from this place." Boswell, not best known for his fru s tra tio n = the doctrine that, if the entire
achievements in law, used from thence: “Mr. Scott performance o f a contract becomes fundamentally
o f University College, Oxford . . . accompanied changed without any fault on either side, the
[Johnson] from thence to Edinburgh.” 5 Life o f contract is considered dissolved. Theoretically—
Johnson 16 (1791). See th e n ce & w h e n ce . though rarely, it might be said, in pragmatic
terms—frustration is imposed automatically by
fro m h e n c e fo r th is redundant for henceforth, as law and does not require either party to do any
in: ‘T he will o f the giver, according to the form in thing. See im p o ssib ility & m istak e (b ).
the deed o f gift manifestly expressed, shall be
from henceforth observed [read observed hence F u d g e W o r d s are common in mediocre and poor
forth .|.” legal writing; they occur seldom in clean, precise
prose. The typical phrases are it would seem to
fro m w h en ce. See fro m h e n ce , th e n c e & appear that, it is suggested that, and it is submit
w h en ce. ted that. E.g., “It would appear to be clear that
the Pioneer Society was [read either The Pioneer
fro n ta l atta ck . This late 19th-century expres Society was or It is clear that the Pioneer Society
sion has become common in legal j a r g o n to de was] organized by a group o f people who were
note a direct attack on a judgment, statute, etc. brought together by their common interest in the
“This appeal makes the frontal attack that the history and historical relics o f Los Angeles County
court erred in not instructing a verdict in the and the State.” Cf. w e a s e l w o r d s .
fundamental term 377
This d o u b l e t is justified in
f u lly a n d fin a lly . fu n d a m e n ta l te rm= a contractual provision
some contexts, as in the phrase fully and finally that specifies an essential purpose o f the contract,
discharged: fully refers to the extent o f the dis so that a breach o f that provision through inade
charge (as opposed to a partial discharge), and quate performance makes the performance not
finally refers to the time o f the discharge (the only defective but essentially different from what
order is not an interlocutory one). On the other had been promised. For example, a caterer might
hand, to say that one is discharged probably im have contracted to deliver crepes but instead de
plies that the discharge is both full and final. livered burritos. The doctrine supplying the inno
cent party with an excuse if the other party
f u lly fle d g e d . See fu ll-fle d g e d . breaches a fundamental term has often been
used— since the 1950s— to overcome an exemp
(= abundant to excess; offensive to nor
fu ls o m e tion clause protecting the culpable party from
mal tastes or sensibilities) is often incorrectly liability. See t e r m .
378 funds
their land or in any way interfering with it.” claim here being ripe for presentation to the
• “Arrest in retaliation to civil proceedings is priv United States Courts.”
ileged only by one having [read one's having] a • “The remainder is subject to being divested on
warrant.” the contingency o f one o f the children o f Ross
• “The extensive civil-service structure Congress Kost dying before the life tenant and leaving
had constructed militated against the court ex lawful children.”
tending [read court's extending] constitutional • “In 1908 Roscoe Pound decried decision-making
tort liability to federal employees.” from first principles and warned against the
• “A question arose as to appellant being [read law becoming too scientific.”
appellant's being] entitled to a longer notice o f • “The ability to watch a decision being made on
discontinuance.” (Eng.) the most elemental level is o f some signifi
• “The district court accepted the prosecutor's cance.”
representation that it did not believe the addi • “The undisputed evidence precludes the possi
tional charge would result in Krezdorn receiving bility o f speed being a proximate cause of this
[read Krezdorn's receiving] a sentence greater collision.”
than the one initially imposed.”
B. U nnecessary P articiples. Even when there
• “When an uncopyrighted combination o f words
is no choice in the idiom, there is the choice o f
is published, there is no general right to forbid
reconstructing the sentence to avoid the question
other people repeating [read people's repeating]
able usage. Sometimes it is even possible merely
them.” (Eng.)
to omit the participle, as here: “Often such an
• “There is a difference in probability between
accident results from something being [delete be
one [read one's] intentionally depositing and
ing] in the road ahead o f the preceding car.”
unintentionally forgetting and the hole-in-the-
C. No Fused P articiple. Adjectival participles
pocket man.”
sometimes appear on first sight to be fused parti
• “The problem o f lawyers saying [read lawyers'
ciples, but they are not. E.g., “A donee beneficia
saying] too much is discussed in Chapter XIV.”
ry's rights vest automatically upon the working
• “In consideration o f appellant having [read ap
o f the contract, knowledge o f the beneficiary being
pellant's having] prevented him from sustaining
unnecessary.”/ “This appeal arises from an order
death, McGowin agreed with him to care for
o f the Santa Fe County District Court granting
and maintain him.”
the motion o f defendant State o f New Mexico to
• “It is elementary that the propriety o f a court
dismiss on the ground that the action was barred
instructing [read court's instructing] a verdict
by the doctrine o f sovereign immunity.”
in favor o f a party must depend on the evidence
introduced before the jury.”
• “The jury could find that through constant wear F u s t i a n (lit. a kind o f cotton cloth) has given its
the terrazzo slab had over a period o f time name to pompous, empty speech and writing, or
become smooth, resulting in it being [read its highfalutin words for ordinary ideas. The follow
being] very slippery when wet.” ing sentence, for example, might be placed in
virtually any judicial opinion on any subject: “The
There are many exceptions to this rule o f style, case presents questions o f far-reaching impor
however. The Oxford Guide states: “When using tance which demand and have received mature
most non-personal nouns (e.g. luggage, meaning, and deliberate consideration by the court.” We
permission ), groups o f nouns (e.g. father and should take all that for granted. See FLOTSAM
PHRASES.
mother, surface area), non-personal pronouns (e.g .
anything, something), and groups o f pronouns
(e.g. some o f them), there is no choice o f construc fu tile ly , adv., is sometimes misspelled futiley—
tion: the possessive would not sound idiomatic at e.g.: ‘T h e school futiley [read futilely] offered him
all.” Oxford Guide 156 (1983). Examples follow:• assistance to prepare for the Boards, but he re
jected any such help.” DeMarco v. University o f
• “An attempt to create a passive trust in this Health Sciences, 352 N.E.2d 356, 368 (111. App.
country usually results in the legal title passing Ct. 1976) (Burman, J., dissenting).
to the trust beneficiary.”
• “The judgment does not result in the property fu tu re in te re st is a phrase that dates from the
being attached to the locus.” mid-19th century. See 1 Charles Feame, Contin
• “Upon the proper facts being shown, the attach gent Remainders 381 (10 th ed. 1844). The phrase
ment may be sued out against lands, tenements, denotes an interest in property in which the privi
goods, and credits o f the debtor.” lege o f possession or o f enjoyment is future and
• “There can therefore be no question about the not present. A noted treatise states that “the
380 future, in (the)
interest is an existing interest from the time o f entry for condition broken), and the remainder.
its creation, and is looked upon as a part o f the Some have suggested that this list might be sup
total ownership o f the land or other thing [that] plemented with the rights o f escheat, inchoate
is its subject matter. In that sense, future interest dower, and curtesy initiate, but “these interests
is somewhat misleading, and it is applied only to . . . are not commonly classified as future inter
indicate that the possession or enjoyment o f the ests.” Cornelius J. Moynihan, Introduction to the
subject matter is to take place in the future.” Law o f Real Property 103-04 (2d ed. 1988). See
Lewis M. Simes & Allan F. Smith, The Law o f re m a in d e r, r e v e r s io n & rig h t o f e n try fo r
Future Interests § 1 , at 2 -3 (2 d ed. 1956). c o n d itio n b r o k e n .
The future interests commonly recognized are
the reversion, the possibility o f reverter, the
power o f termination (known also as the right o f f u t u r e , i n (t h e ). See in fu tu re .
G
GA A P. See g e n e ra lly a c c e p te d a c c o u n tin g words, such as cliché, have no English equivalent
p rin cip le s. and are in current use; and there may be others
[that] are desirable. But except in technical works
gain say; co n tra d ict. Originally gainsay was the it will generally be found possible to avoid them.”
popular word, and contradict the learned one; Herbert Read, English Prose Style 10 (1952). Cf.
today just the opposite is true. Gainsay may now l a t in is m s .
heard firsthand, and he should not be gainsaid hoping to sound professional and clinical, uses
[i.e., contradicted].”/ “The eminent position o f the the term gaming as having an ameliorative sense.
familial right to privacy in our jurisprudence can By contrast, . . . gambling has a pejorative con
not now be gainsaid [i.e., denied].” notation.” Thomas L. Clark, Gaming and/or
Gambling: You Pays Your Money, 10 Verbatim 20
G aius, as a classical name, makes the possessive (Spring 1984). In traditional legal idiom, a wager
form Gaius*, not Gaius*s: “It consists o f excerpts or a bet is known as a gaming contract. And in
from the Theodosian Code and from Paulus's the U.K., the Gaming Act 1968 set up the Gaming
[read Paulus1 Sentences, o f post-Theodosian No Board, which regulates gaming.
vellas, o f an abridgment o f Gaius*s [read Gaius*]
Institutes . . . .” Hans J. Wolff, Roman Law 175 (= of, relating to, or consisting o f
g a n a n c ia l
(1951; repr. 1982). See p o s s e s s i v e s (A). community property) originated as a Spanish-law
term, from the Spanish ganancias ( = earnings,
G a l l i c i s m s appear frequently in English prose, winnings); the Spanish equivalent o f community
and no less frequently in legal than in nonlegal property is gananciales. The only form o f the word
writing. By Gallicisms is not generally meant the to have entered English is the adjective ganan
l a w f r e n c h terminology that is so prevalent in cial, which unfortunately is omitted from the
law (e.g., voir dire, de son tort), but French terms OED, RH2, W3, and most other general English-
and phrases o f a nonlegal character, such as coup language dictionaries. E.g., “The husband has the
de grace, coup d*état, tour de force, succès d*estime, active control and administration o f the ganancial
cul-de-sac, blasé, tête-à-tête, and joie de vivre. property during the matrimony.” Stramler v. Coe,
None o f these is unduly recherché, to use yet 15 Tex. 211, 215 (1855)./ “Because the legal con
another. But foreignisms o f any kind become af cept o f the community property or ganancial sys
fectations when used in place o f a perfectly good tem is so foreign to that o f the common law, it is
English term, e.g., peu à peu for little by little, or frequently very difficult for the judge or lawyer,
en passant for in passing, or sans for without trained or versed in the common law, to grasp
One stylist o f high repute cautions sternly and understand its principles.” 1 William Q.
against all but thoroughly anglicized Gallicisms: deFuniak, Principles o f Community Property § 3,
“O f Gallicisms . . . it is perhaps not necessary to at 7 -8 (1943)./ “The community or 'ganancial*
say much: they are universally recognized as a system was introduced by the Visigothic invaders
sign o f bad taste, especially if they presuppose o f the Roman Empire in the early part o f the fifth
the knowledge o f a foreign language. A few foreign century into what is now Spain and portions o f
g.b.h. 381
France . . . .” Willcox v. Penn. Mut. Life Ins. Co., garnisheed by his creditor and this was sufficient
55 A.2d 521, 524 (Pa. 1947). See co m m u n ity to dispose o f the case.” (Eng.)
p ro p e rty . The OED gives passing notice to garnishee as a
verb and its corresponding noun garnisheement;
gan tlet; gau n tlet. Although the latter is more the main entries are under garnish and garnish
common in most senses, the former is still pre ment.
ferred in one o f them. One runs the gantlet (= a
kind o f ordeal or punishment) but throws down g a m is h a b le ( = subject to garnishment), a 20th-
the gauntlet ( = a glove). The trend, however, is century N E O L O G ISM omitted from most general
to use gauntlet for gantlet. Like many trends, it English-language dictionaries, is a useful term—
is worth resisting—e.g.: “Even if he is initially e.g.: “[T]he Court o f Appeals added a qualification
successful in convincing his client and executing to whether a check is a garnishable asset . . . .”
a thoroughly professional draft, it will still have Water Processing Co. v. Southern G olf Builders,
to run the gauntlet [read gantlet] o f many minds.” Inc., 285 S.E.2d 21, 22 (Ga. 1981).
Reed Dickerson, The Fundamentals o f Legal
Drafting § 4.15, at 77 (2d ed. 1986)./ “[T]he Code g a rn ish e r; g a rn ish o r. Garnisher is preferred; it
did not require the taxpayers to run the adminis is the only spelling listed in W3 and the prevalent
trative gantlet in 1985 to obtain a judicial deter spelling in legal texts.
mination o f the 1985 value.” Estepp v. Miller,
731 S.W.2d 677, 682 (Tex. App.—Austin 1987) ga rn ish m en t. See se q u e stra tio n .
(Shannon, C.J., concurring).
Gauntlet is correctly used in the following sen g a rn ish m e n t o r d e r (AmE) = garnishee order
tences: “In substance, the plaintiffs argue, the (BrE).
Department should have ignored the federal ad
ministrator’s warnings, thrown down the gaunt gases, not gasses, is the plural form o f the noun
let, litigated the matter and taken its chances on gas; nevertheless, for the verb to gas, gassed is
losing federal funds.” Hightower v. Duffy, 548 the accepted past tense and gasses is the third-
N.E.2d 495, 505 (111. App. Ct. 1989)./ “At some person singular form. Cf. bu s.
point, we must throw down the gauntlet against
the evil o f racism.” Anthony E. Cook, The Death g a u n tlet. See gan tlet.
o f God in American Pragmatism and Realism, 82
Geo. L.J. 1431, 1504 (1994). ga v el. Though everyone knows what a judge’s
gavel is, few seem to know the name o f the piece
ga ol; g a oler. These are variant BrE spellings o f o f wood that is struck by a gavel. The term is
jail and jailer. The terms are pronounced the sound block.
same regardless o f spelling. See ja il d e liv e ry .
g a zu m p (BrE) = ( 1 ) v.i., to act improperly in
g a rd en -v a riety , adj., ( = o f the ordinary or fa the sale o f houses, as by raising the price after
miliar kind) is becoming a garden-variety CLICH É accepting an offer; (2 ) v.t., (of a seller) to treat a
in legal prose. E.g., “Because Eichelberger was buyer o f a house unfairly by raising the price
nothing more, nor less, than a garden-variety di after accepting the buyer’s offer; or (3) v.t., (of a
vorce case, one would normally have thought that competing house buyer) to place a higher bid for
the litigation had ended when the court o f civil a house than the one that the seller has already
appeals overruled Mr. Eichelberger’s motion for accepted, thereby encouraging the seller to back
rehearing.” out o f a contract. This early 20th-century BrE
NEO LO G ISM , labeled “slang” in the OED and in
ga rn ish ; g a rn ish ee, v.t. In AmE, the usual verb the COD, is a word o f unknown origin.
form is garnish ( = to take property, usu. a portion The past tense is gazumped, not gazumpted—
o f someone’s salary, by legal authority). Garnishee e.g.: (sense 3) “During the go-go Thatcher years,
is usually reserved for the nominal sense (“a per it was not uncommon for apartments under con
son or institution, such as a bank, that is indebted tracts ‘duly signed by both party’s [sic] solicitors’
to or is bailee for another whose property has to be ‘gazumpted' [read ‘gazumped1 by a higher
been subjected to garnishment”). The noun corre bidder the day before closing.” Paul Schneider, A
sponding to garnish is garnishment. Flat in London, Esquire, Dec. 1991, at 72.
In BrE, however, and in a few American juris
dictions, garnishee as well as garnish is used as g.b.h.; G.B.H.; GBH. Some English criminal-law
a verb: “As it was composed entirely o f money writers use this initialism for grievous bodily
that did not belong to Smith, it could not be harm— e.g.: “[Clausing grievous bodily harm with
382 gender
and the fourteenth-amendment right to be free “Most courts use the term without explanation as
from sex-based discrimination.” See s e x . though everyone understood it. When an explana
tion is offered, it is frequently in terms that one
suspects the court does not really mean or at least
gen d ered is a n e o l o g i s m meaning “biased in
is not willing to generalize across offenses.” Peter
favor of one sex.” Built on the trendy use o f gender
W. Low et al., Criminal Law: Cases and Materials
(q.v.), this adjective dates from the early 1970s.
231-32 (1982). The phrase general intent has two
E.g., “Yet the gendered structure o f wage labor is
senses: ( 1 ) negligence involving blameworthy in
not being challenged.” Joan C. Williams, Decon
advertence; and (2 ) recklessness involving actual
structing Gender, 87 Mich. L. Rev. 797, 801
awareness o f a risk and the culpable taking of
(1989)./ “This Article and its analysis is ‘feminist'
that risk. See i n t e n t ( i o n ) .
in the sense that it seeks to uncover and examine
the gendered nature o f discourse—in this case, an
g e n e r a l in te n tio n . See i n t e n t ( i o n ) (F ).
opera by Giacomo Puccini.” J.M. Balkin, Turan-
dot's Victory, 2 Yale J. Law & Humanities 299,
g e n e r a l is s u e ; s p e c ia l is s u e . At common law, a
300 n .l (1990). See n o u n s a s v e r b s .
general issue arose in litigation—still arises in
some jurisdictions— upon the defendant's filing a
gen eral com m on la w , fe d e r a l. See fe d e ra l
general denial, which questioned the truth o f ev
c o m m o n la w .
ery material allegation in the plaintiff's pleading.
In a suit based on a contract under seal, the
g en eral con sensus. See con sensus. general issue was non est factum (q.v.); in detinue
it was non detinet (“he does not detain”); in tres
gen eral c o u r t , in some New England states, pass it was “not guilty.”
refers to the legislature, which historically con A special issue, by contrast, arose from pleading
vened itself as the highest judicial tribunal: “In by specific as opposed to general allegations. For
1639, Massachusetts Bay had a full system of the most part, special issues—long the delight of
courts, organized in a way that would not strike acutely technical lawyers—have fallen into
a modem lawyer as unduly exotic. The general disuse.
court, acting both as legislature and as the high A general issue results in general verdict—e.g.:
est court, stood at the crown o f the system. As a “In most federal cases, the traditional general
court, it confined itself mostly to appeals, though verdict is used, by which the jury merely finds for
its exact jurisdiction was a bit vague.” Lawrence one or the other o f the parties.” Charles A. Wright,
M. Friedman, A History o f American Law 39-40 The Law o f Federal Courts 630 (4th ed. 1983). See
(2d ed. 1985). See j u d i c i a l c o u r t . s p e c ia l v e r d ic t .
genericide 383
g e n e r a liz e d (= made general) sometimes tional] steps between them or by adding the num
wrongly displaces general. E.g., “Some courts, re bers o f such steps between both o f them and their
fusing to find in the rather generalized [read gen nearest common ancestor.”
eral] language o f the usual statute a legislative
intent to abolish the concept o f marital unity, g e n e r ic . See g e n u s (a ).
have sought to adapt the incidents o f ownership
by the entirety to the principle that neither g e n e r i c i s m . Although it is
g e n e r ic (a l)n e s s ;
spouse has rights or powers superior to those o f odd-looking, genericness is now the most widely
the other.” The sentence does not intend to convey used noun corresponding to generic, adj. It is
that the language was made general (by the legis recorded from 1939 in the OED and appears most
lature, presumably), but that it is general. Cf. commonly in reference to trademarks. E.g., “As I
p a r t ic u la r iz e d . view the cases, a defendant alleging invalidity o f
a trademark for genericness must show that to
gen eral ju r is p r u d e n c e . See ju r is p r u d e n c e the consuming public as a whole the word has lost
(D). all its trademark significance.” Marks v. Polaroid
Corp., 129 F. Supp. 243, 270 (D. Mass. 1955)./
g e n e r a l le g a c y . See le g a c y . “Rovira’s affirmative defense o f genericness was
not barred by the federal rules.” Keehler Co. v.
g e n e r a l l y has three basic meanings: ( 1 ) “disre Rovira Biscuit Corp., 624 F.2d 366, 374 n.7 (1st
garding insignificant exceptions” <the level o f ad Cir. 1980)./ “Indeed, BVA’s own witnesses and
vocacy in this court is generally very high>; (2 ) “in exhibits effectively demonstrated the genericness
many ways” <he was the most generally qualified o f ‘blinded veterans/ for they employed the term
applicant^ (3) “usually; most o f the time” <he repeatedly to denote formerly sighted former war
generally left the office at five o*clock>. Sense (3) riors.” Blinded Veterans Ass’n v. Blinded Am. Vet
is least good in formal writing, although at times erans Found., 872 F.2 d 1035, 1041 (D.C. Cir.
it merges with sense ( 1 ). 1989). Despite its specialized currency, generic
ness retains an un-English appearance. Cf. p r o
g e n e r a lly accep ted a c c o u n tin g p r in c ip le s ; lific n e s s .
g e n e r a lly a c c e p te d a c c o u n ta n c y p rin c ip le s . Genericalness is listed in the OED and W2; it
The former is the usual phrase in AmE, the latter does not, like genericness, flout principles o f En
in BrE. Accountancy is, however, used in the U.S. glish word formation and might be preferred on
in other phrases and contexts. that ground. It is omitted from W3, which labels
The phrases are often abbreviated GAAP the adj. generical archaic.
/gap/—e.g.: “The court gave great deference to Genericism has also appeared— e.g.: ‘There re
generally accepted accounting principles— main two defenses that licensees might make:
GAAP—that would have guided the parties at the descriptiveness and genericism .” James M.
time o f the acquisition.” Stewart M. Landefeld, A Treece, Licensee Estoppel in Trademark Cases, 58
Guide for the Fraudulent Transfer Law Maze, Trademark Rep. 728, 738 (1968). Labeled rare in
N atl L.J., 6 Nov. 1989, at 57. Because GAAP is the OED, genericism is perhaps the most realistic
an acronym, it should not have periods after each alternative to oust genericness.
letter. See a c r o n y m s a n d i n i t i a l i s m s .
g e n e r i c i d e , a late-20th-century n e o l o g i s m in
g e n e r a l p le a d in g . See c o d e p le a d in g . the law o f trademarks, means “the loss o f a trade
mark that no longer distinguishes one owner’s
g e n e r a l p r o p e r t y ; s p e c i a l p r o p e r t y . Some le goods from others’ goods.” It makes little literal
gal theorists refer to ownership as general prop sense, as -cide (lit. “killer, slayer” or “killing, slay
erty and rightful possession as special property. ing”) is made to refer merely to the death o f a
See p o s s e s s i o n ( B ) & p r o p e r t y ( a ). trademark— not its killing. One court calls the
term a m a l a p r o p i s m , stating: “It refers to the
g e n e r a l v e rd ic t ; g e n e r a l in t e r r o g a t o r y ; g e n death o f the trademark, not to the death o f
eral is s u e . See s p e c ia l v e rd ic t & gen eral the generic name for the product. A more accurate
is s u e . term might be trademarkicide, or perhaps even
generization, either o f which seems to better cap
g e n e r a t i v e ; g e n e r a t i o n a l . The distinction is ture the idea that the trademark dies by becoming
clear: generative = procreative; generational = a generic name.” Plasticolor Molded Prods. v.
pertaining to generations. ‘T h e degree o f kinship Ford Motor Co., 713 F. Supp. 1329, 1344 n.22
between a decedent and a claimant was reckoned (C.D. Cal. 1989). Nevertheless, the word gener
by taking the number o f generative [read genera icide is “firmly ensconced in the literature.” Id.
384 Genitives
E.g., Jacqueline Stern, Genericide: Cancellation they have never lost their look o f jocularity. The
o f a Registered Trademark, 51 Fordham L. Rev. Second Barnhart Dictionary o f New English
666 (1983)./ “In the usual ‘genericide’ case a vener (1980) says o f gentleperson, “often used humor
able mark has come under attack because, over ously or ironically.” The lawyers who write “Dear
the course o f years, consumers have come to re Gentlepeople” (they do exist) apparently do so
gard it as a name for the genus o f a product rather with a straight face, but their readers probably
than as a brand name o f a particular product cannot keep one. Better choices are available for
from a single source.” G. Heileman Brewing Co. salutations: Ladies and Gentlemen, for example,
v. Anheuser-Busch, Inc., 676 F. Supp. 1436, 1488 or Dear Counsel (if all the recipients are lawyers).
(E.D. Wis. 1987).
between two persons, neither o f whom is a gentle bridge Gerry (the governor o f Massachusetts)
man, whereby each expects the other to be strictly with the ending o f salamander. When Gerry’s
bound without him self being bound at all.” R.E. party redistricted Massachusetts in 1812 to favor
Megarry, A Second Miscellany-at-Law 326 (1973). the antifederalists, Essex County was divided in
A gentlemen’s agreement differs from a contract a way that made one voting district look some
because it is unenforceable. thing like a salamander. Hence gerrymandering
The phrase runs afoul o f the drive to eliminate came to refer to the practice o f arranging electoral
SEXISM but is nevertheless widely used. Several divisions in a way that gives one political party
alternative phrases are offered in Rosalie Mag- an unfair advantage.
gio’s Bias-Free Word Finder (1992)— among them Though the original sense is still the primary
honorable agreement, informal agreement, and one, this word has had its meaning extended.
your word. But these phrases are patently inade Some legal writers, for example, refer U) jurisdic
quate. The upshot is that the phrase gentlemen’s tional gerrymandering, in which jurisdiction may
agreement will probably stump many writers who carry either a geographical sense (as in E.E.O.C.
want to be nonsexist. v. Int’l Union o f Operating Eng’rs, 553 F.2d 251,
254 (2 d Cir. 1977)) or a sense conveying the idea
g e n tle p e rso n s; g e n tle p e o p le . These are occa o f legal power (as in Laurence H. Tribe, Jurisdic
sionally used as neutral terms in salutations, but tional Gerrymandering: Zoning Disfavored Rights
gin up 385
Out o f the Federal Courts, 16 Harv. Civ. Rights & Gibe is both noun and verb. As a noun,
g ib e ; jib e .
Civ. Liberties Rev. 129 (1981)). it means “a caustic remark or taunt.” E.g., “The
Those extensions in meaning seem reasonable, gibes hurled at Chancery . . . had led to a deter
but the word has also been subjected to what mination on the part o f some Chancellors that
could only be described as s l i p s h o d e x t e n s i o n : their decisions would be impeccable and would be
“In the last few years, the 30-second Attack ad* rooted firmly in precedent.” L.B. Curzon, English
and the 1 0 -second television news ‘sound bite’ Legal History 129 (2d ed. 1979).
have become such prom inent. . . features o f po Jibe is generally considered a verb only, mean
litical campaigns that members o f Congress have ing “to make things fit, uniform, or consistent.”
introduced more than two dozen bills in an at E.g., “These laws jibe well enough with his notions
tempt to gerrymander them out o f existence.” o f right and wrong; the trouble is they do not jibe
Randall Rothenberg, Politics on TV: Too Fast, Too with his capacity to act on his own professed
Loose? N.Y. Times, 15 July 1990, at E l. How the convictions.” Lon L. Fuller, Anatomy o f the Law
metaphor o f gerrymandering fits that sentence is 41 (1968). But Fuller, who was fond o f the word,
anyone’s guess. used it also as a noun meaning “agreement; con
sistency”— e.g.: “What we have here is a lack o f
jibe between words and actions at a level below
G e r u n d s . The legal writer’s prejudice against
that o f the courts.” Id. at 24.
nouns ending in -ing is unfounded. When it comes
to c u t t i n g o u t t h e c h a f f , one effective way o f
g i f t , it may be surprising to learn, has acted as a
reducing prolixity is to use gerunds directly; thus
verb since the 16th century. E.g., “All the property
adjudicating that case was difficult rather than
was gifted property [i.e., it took the form o f gifts].”
the adjudication o f that case was difficult; pre
Though this usage is old, it is not now standard.
senting the arguments rather than the presenta
English has the uncanny ability, however, to
tion o f the arguments, etc. See b u r i e d v e r b s ,
transform nouns into verbs, and to revive mori
FUSED PARTICIPLES (A ) & D AN G LE R S (C).
bund usages. Twenty years ago contact was ob
jected to as a verb, though it had been used that
G estalt ( = a shape, configuration, or structure way since the early 19th century; few writers now
that, as an object o f perception, forms a specific feel uncomfortable using the word as a verb. See
whole or unity incapable o f expression simply in N O U N S AS VERBS.
terms o f its parts), a v o g u e w o r d , is usually Gift may soon be in the same class— still, cau
capitalized and italicized. Why? Because it is still tious writers may prefer to use it only as a noun
treated as a German noun (hence italics), and in if the verb causes discomfort, as it well may: “The
German all nouns are capitalized. E.g., “Virtually stock may not be gifted, pledged, or hypothecated
all fact-finding was subjectively based, depending without the board’s approval.” One is accustomed
ultimately on intuition and emotion, ‘hunching’ to thinking o f gifted children, but not o f gifted
in Gestalt-like response to the situation.” stock.
g ift o v e r. See o v e r ( a ).
get > got > The past participle
go tten , g o t.
gotten predominates in AmE, got in BrE.
g i n u p (= [1 ] to rev up (as an engine); or [2 ] to
concoct) is a late-19th-century AmE n e o l o g i s m
get is good English. Yet many lawyers want to that is barely mentioned in the OED and appears
avoid it because they consider it too informal; to have been missed by most American lexicogra
they prefer obtain or procure, two FORM AL w o r d s . phers (being omitted from W10, RH2, W3, AHD,
The same tendency is at work here that leads and the like). The p h r a s a l v e r b is a common one
lawyers to shun before in favor o f prior to or in discussions o f law— e.g.: “The Government has
antecedent to, later in favor o f subsequent to, and taken tax charges, ginned them up into mail-
the like. Yet confident, relaxed legal writers use fraud charges, ginned that up into a RICO case,
the word get quite naturally—e.g.: “It was until and obtained an indictment o f an ongoing busi
recently a civil offense, called ‘alienation o f af ness o f this size.” Oral argument in U.S. v. Regan,
fections,’ for which either spouse could get dam 2 d Cir., Docket #88-1344,17 Aug. 1988./ “So they
ages.” Max Radin, The Law and You 54 (1948)./ ginned up a ‘law and order’ message suggesting
“And if he goes there and gets divorced there is that Democrats were soft on crime . . . .” David
no reason why the divorce should not be valid.” S. Broder, Mudball Politics, Wash. Post, 4 Nov.
Id. at 65. (On other stylistic points in the second 1990, at C7./ “This is a law enacted by Congress.
sentence quoted, see a n d ( a ) & r e a s o n w h y.) This is not something we just ginned up out o f
See C O LLO Q U IA LITY. whole cloth.” Carl Ingram, Debt-Reduction Bill
386 gipsy
Could Cost Community Colleges, L.A. Times, 21 g iv e ju d g m e n t fo r = to rule in favor of. E.g.,
Dec. 1990, at A3 (quoting Bill Moran o f the U.S. “The court finds that Paul's patent is valid and
Department o f Education). that it is being infringed, and gives judgment for
Paul.” Charles A. Wright, The Law o f Federal
gipsy. See gypsy. Courts 682 (4th ed. 1983).
sometimes has nothing to do with testimony. E.g., ways lowercase) also commonly denotes any mod
“The American Bar Association is o f the opinion ern scholar or court who provides glosses— e.g.:
that every candidate for admission to the bar “Sometimes a glossator has relied on supposed
should give evidence o f graduation from a law purposes o f the legislators, or on their debates at
school . . . .” “Law, American Schools of,” in 17 the time o f enactment, or on their recitals o f
Encyclopedia Americana 93, 96 (1953). evils sought to be remedied, or on their putative
good behavior 387
responses to circumstances strictly contemporary Common Pleas in Fifteenth Century England 186
with the enactments.” Richards v. Thurston, 304 (1947). It is but a l o a n t r a n s l a t i o n o f the l a w
F. Supp. 449, 455 (D. Mass. 1969)./ “Most jurors french phrase aller sans jour (lit., “to go without
encounter the arcane language o f instructions in day”), used in medieval times. The phrase meant
frequently—maybe only once in a lifetime— and merely that the defendant would like to leave
it is therefore important to give them instructions court without any further settings on the court's
that do not require scholastic glossators to impart docket.
meaning.” U.S. v. Ramsey, 785 F.2d 184, 190 (7th At common law, some time after Law French
Cir. 1986). fell into disuse, a longer Latin phrase appeared
in orders o f dismissal: eat inde sine die, that is,
glu e, v.t., preferably makes gluing, not glueing: “that he may go hence without day.” The defen
“The systems have come unstuck and we see, dant was free to go; he would not have what he
presently, no way o f glueing [read gluing] them did not want—his day in court. This form o f order
back together again.” Grant Gilmore, The Death was still used in England until 1733, when use of
o f Contract 10 2 (1974). the English language became compulsory. See
W.A. Jowitt, The Dictionary o f English Law 679
go. See g o to. (1959). See sin e d ie & d a y in co u rt.
Yet the English translation o f the phrase, with
G o b b l e d y g o o k is the obscure language charac out day, cropped up well before 1733, In the 1701
teristic o f jargon-mongering bureaucrats. Thus edition o f John's Cowel's Interpreter, we learn
iterative naturalistic inquiry methodology suppos that “ [t]o be dismissed without Day, is to be finally
edly refers to a series o f interviews. Much legal discharged [by] the Court.” Dismissed cases were
writing is open to the criticism o f being gobbledy said to be put without day.
gook. One o f the purposes o f this book is to wage American lawyers mindlessly parrot the
a battle against it. See j a r g o n , l a t i n i s m s , l e g a l - phrase: in Texas, for example, where most defen
ESE & OBSCURITY. sive pleadings contain the phrase, not one lawyer
“The besetting sin o f jurists,” writes a well- in fifty can explain what the phrase means.
known Australian authority, “is to conceal thread Though go hence without day is not current every
bare thoughts in elaborate and difficult language. where, it ought to be current nowhere.
In spite o f the difficulties inherent in the subject,
the problems o f jurisprudence can be expressed g o ld e n ru le. In the realm o f morality, everyone
in fairly simple language.” G.W. Paton, A Text knows about the do-unto-others Golden Rule. In
book o f Jurisprudence 1 - 2 (4th ed. 1972). law, the phrase golden rule takes on other mean
ings: ( 1 ) the principle that, in construing all writ
g o e s to. See g o to. ten instruments, a court should adhere to the
grammatical and ordinary sense o f the words un
g o e s w ith o u t sayin g, it, is not generally suit less that adherence would lead to some manifest
able for formal contexts, although it may be ap absurdity; (2 ) the principle, in legal drafting, that
propriate in speech or in informal prose. If it goes one should be consistent in terminology by em
without saying, then it need not be said. ploying one invariable term for one idea. For a
discussion o f the latter principle, see i n e l e g a n t
g o h e n ce w ith o u t day. This phrase, an old stan VA RIATIO N.
dard in defensive pleadings, is routinely used by
lawyers who have absolutely no idea what they g o o d , n. See g o o d s.
mean by it. Perhaps they reason just as Chief
Justice Fortescue did in the 15th century: “Sir, g o o d a n d v a lu a b le c o n sid e r a tio n . See c o n s id
the law is as I say it is, and so it has been laid e r a tio n ( d ) & a n d o th e r g o o d a n d v a lu a b le
down ever since the law began; and we have co n sid e r a tio n .
several set forms which are held as law, and so
held and used for good reason, though we cannot g o o d b e h a v io r is a well-known standard by
at present remember that reason.” Y.B. 36 Hen. which judges are considered fit to continue their
VI, flf. 25b-26 (1458) (as translated in 3 William tenure: “The Judges, both o f the supreme and
S. Holdsworth, A History o f English Law 626 (3d inferior Courts, shall hold their Offices during
ed. 1923)). good Behavior . . . .” U.S. Const, art. Ill, § 1 .
In fact, the phrase originated in what Sir Mat But the phrase was not original with the constitu
thew Hale, the 17th-century chief justice o f the tional Framers: in 1700, the Act o f Settlement
King's Bench, called “the golden age o f pleading” provided that judges’ commissions would be
before 1500. See Margaret Hastings, The Court o f quamdiu se bene gesserint, i.e., “during good be
388 good cause shown
havior.” Our phrase began as a L O A N transla goods and c h a tte ls . See bona et ca ta lla &
. See quam diu se bene gesserin t.
t io n D OUBLETS, TRIPLETS, A N D SYNO NYM -STR ING S.
good cause sh ow n is one o f the few standard g o o d w i l l . Formerly two words, then hyphenated,
legal expressions that are neither prolix nor inac the term has now become one word.
cessible to nonlawyers. E.g., “A writ o f sequestra
tion may be quashed or dissolved for good cause g o o s e c a s e is legal slang for what in legal JARGO N
show n” In statutes and rules, the participle is termed a case on all fours. E.g., “While there is
shown is advisable because it places a burden no 1goose' case in this circuit, Instruction 31 o f the
on the party to demonstrate whatever must be Fifth Circuit Pattern Jury Instructions (Criminal
demonstrated. But in advocates' arguments about Cases) (1979), informs our judgment.” U.S. v.
whether the standard has been met—esp. in the Gaber, 745 F.2d 952, 954 (5th Cir. 1984)./ “One
argument o f the advocate who is doing the show need not find a !goose case' to imbue a warden at
ing—the word shown is often inadvisable because a jail with a constitutional duty to protect a pris
it emphasizes the wrong idea: shown rather than oner prone to suicide from self-destruction.” Lewis
good cause. See s e n t e n c e e n d i n g s . Cf. s h o w v. Parish ofTerrebone, 894 F.2d 142, 145 (5th Cir.
c a u s e & p r o b a b le c a u se . 1990). See w h i t e h o r s e c a s e & o n a l l f o u r s .
extra payment.” P.S. Atiyah, An Introduction to jurocracy (q.v.) government by the courts
the Law o f Contract 230 (3d ed. 1981).
monocracy government by a single
person
g o to th e ju r y . See j u r y , g o to th e.
polyarchy government by many per
g o to tr ia l (AmE & BrE) = come to court (BrE). sons
See c o m e to c o u rt. plutocracy government by the wealthy
technocracy government by technicians
go tten . See get.
sues o f corporate governance that the Delaware lawlessness: it means “aggressive collection prac
statute was intended to cover.” tices.” The phrase frequently appears in discus
Governance does not mean “the quality o f a sions o f bankruptcy—e.g.: “Such an unfair result
jurisdiction’s law that governs in a particular is contrary to the policy o f the Bankruptcy Act. Its
case.” E.g., “While California has a significant policy is not to subject creditors to the haphazard
interest in the governance o f [read in having its chance of egrab law/ Its chief purpose is to afford
law govern ] these relationships, Texas has few, if all creditors an equal opportunity to realize on
any.” their indebtedness.” England v. Sanderson, 236
F.2d 641,643—44 (9th Cir. 1956)./“[The automatic
g o v e r n m e n t a l ; g o v e r n m e n t , adj. When we stay provisions o f the Bankruptcy Act were de
have an adjective (governmental) to do the job, signed for] protection o f the estate o f the bankrupt
we need not resort to a noun (government) to do against the ravages that would be inflicted on the
the work o f the adjective. Though the trend today estate if grab law were allowed to govern.” Frank
is to write government agency, the stylist writes R. Kennedy, The Automatic Stay in Bankruptcy,
governmental agency. These are the niceties o f 1 1 U. Mich. J.L. Reform 175, 187 (1978).
writing that make the reader’s task a little easier Sometimes the phrase is used attributively as
and that distinguish between formal and ordinary a p h r a s a l a d j e c t i v e — e.g.: “By such grab-law
prose. Following are a few examples o f the better tactics Armstrong claims possession of the entire
usage: “If a governmental institution is to be fair, building, which contained the property o f six ten
one group cannot always be expected to win.”/ ants . . . .” In re Process-Manz Press, Inc., 369
“The City o f Akron has not attempted to allocate F.2d 513, 524 (7th Cir. 1966).
governmental power on the basis o f any general
principle.”/ “The decision whether a public facility G r a m m a r . The very word is considered anath
shall be operated in compliance with the Constitu ema by many persons, even those with an ad
tion is an essential governmental decision.” vanced education, not so much because it is boring
(which it can be) as because it seems intimidating.
G o v e r n m e n t a l F o r m s . The English language Often this intimidation causes scoffers to dismiss
abounds in words to denote almost every conceiv grammar as an unimportant, trifling pursuit. To
able form o f government, usually ending in either be sure, there are more important things in life,
of the suffixes -cracy and -archy. Following is a but the significance o f good grammar should not
sampling o f the hundreds o f familiar and arcane be underestimated, especially by those engaged
terms in the English language, too numerous for in a learned profession.
inclusion here: The courts have frequently addressed the sub
ject with good sense. For example, the Supreme
clerisocracy government by priests or Court o f Florida has stated: “The legislature is
scholars presumed to know the meaning o f words and the
democracy government by the people rules o f grammar, and the only way that a court
is advised o f what the legislature intends is by
dyarchy government by two rulers
giving the generally accepted construction, not
gerontocracy government by the elderly only to the phraseology o f an act but to the man
gynecocracy government by women ner in which it is punctuated.” Florida State Rac
390 Grammatical A mbiguity
ing Common v. Bourquardez, 42 So. 2d 87,88 (Fla. with the age-old phrase grammatical error (sense
1949) (en banc). 1 ). Cf. the phrases criminal lawyer and logical
Courts give more leeway to nonlawyers but still fallacy. See ILLOGIC.
take a commonsense approach. In examining
wills, e.g., courts will forgive every error this g r a m m a t ic a lly is to grammar as constitutional
book is designed to prevent: “When it becomes ity is to constitution.
necessary to do so in order to effectuate the testa
tor’s intention as ascertained from the context of g r a n d fa th e r c la u se = a clause in the constitu
the will, the court may disregard clerical mistakes tions o f some southern American states that ex
in writing, improper use o f capital letters, para empted from suffrage restrictions the descendants
graphing, abbreviation of words, punctuation, o f men who voted before the Civil War. The OED
misspelling and grammatical inaccuracies, espe misleadingly labels this phrase colloquial; it is
cially where the will is written by a layman who the only available name for these statutes, and it
is unlearned, illiterate, or unskilled. In order to appears in formal writing. E.g., “A state law di
ascertain and give effect to the testator’s intent, rectly denying Negroes the right would be over
the court may disregard rules of grammar and thrown as a matter o f course, and in 1915 the
verbal niceties, but unless a different construction Court had invalidated a so-called 'grandfather
is required, the ordinary rules o f punctuation, clause’ [that] required literacy tests o f those who
capitalization, and grammar should be adhered were not descendants o f those who could vote
to in construing a will.’’ 95 C.J.S. Wills § 612 in 1867.” Robert G. McCloskey, The American
(1957). Supreme Court 2 1 2 (1960). Moreover, it has ex
Likewise with contracts: “[T]he use o f inapt tended senses, referring to any statutory or regu
words or bad English . . . will not affect the latory clause exempting a class o f persons or
validity o f the agreement, although it may affect transactions because o f circumstances existing
its construction.” 17 C.J.S. Contracts § 57 (1963). before the clause takes effect.
And affidavits: “Where the meaning substantially This phrase has given rise to the verb to grand
appears, ordinarily errors or mistakes on the part father, meaning “to cover (a person) with the bene
o f the draftsman in the body o f [an] affidavit will fits o f a grandfather clause.” E.g., “Beginning in
be overlooked, and mere grammatical errors . . . 1972, several States passed statutes permitting
will not vitiate the effectiveness o f the instru such acquisitions in limited circumstances or for
ment.” 2A C.J.S. Affidavits § 43 (1972). specialized purposes. For example, Iowa passed a
The same is true even in pleading: “Bad gram grandfathering statute which had the effect o f
mar does not vitiate a declaration, nor do other permitting the only out-of-state bank holding
faults of style have that effect, unless they pro company owning an Iowa bank to maintain and
duce such a degree o f obscurity as to give rise to expand its in-state banking activities. . . .”
the belief that the tribunal before whom the cause Northeast Bancorp, Inc. v. Federal Reserve Sys.,
is heard might be misled as to the true issue.” 41 472 U.S. 159, 163 (1985). To he grandfathered is
Am. Jur. Pleading § 28 (1942). to have the advantage o f a grandfather clause
Nevertheless, this book seeks to guide legal <get yourself grandfathered by establishing prior
writers around these pitfalls in the belief that, ity in an in terests
even if a document’s enforceability will not be A few writers and speakers— sometimes in
marred by such lapses, the court’s confidence in jest—have resorted to grandparent clause to avoid
its reliability may well be adversely affected. what might be perceived as SEXISM. But that
Grammar is not, however, to be followed slavishly neutering skews the historical sense and is likely
without regard for what is effective and what is to strike most readers and listeners as jocular.
idiomatic. “Wherever by small grammatical negli
gences the energy o f an idea can be condensed, or g ra n d ju r y . A. Generally. In most American
a word stands for a sentence, I hold grammatical states, a prosecutor cannot proceed in a case in
rigor in contempt.” Thomas Jefferson, Letter to volving a felony or serious misdemeanor without
Madison, 12 Nov. 1801, in 8 Writings o f Thomas first coming before a body o f (often 23) people
Jefferson 108-09 (1897). who are chosen to sit permanently for at least a
month— and sometimes a year—and who, in ex
G r a m m a t i c a l A m b i g u i t y . See a m b ig u it y . parte proceedings, decide whether an indictment
should be issued. This body is known as a grand
g ra m m a tica l e rro r. Because grammatical may jury. If the grand jury decides that the evidence
mean either ( 1 ) “relating to grammar” <grammat- is strong enough to hold the suspect for trial, it
ical subject> or (2 ) “consistent with grammar” <a returns a true hill (q.v.), i.e., a bill o f indictment,
grammatical sentence>, there is nothing wrong charging the suspect with a specific crime.
graymail 391
The grand jury was abolished in England—with twelve months from the date o f delivery the in
insignificant exceptions in London and Middle voices relating to those and certain other goods.”
sex—in 1933. Even these exceptions were wiped (Eng.)/ “The gravamen o f plaintiffs’ claim is that
away by the Criminal Justice Act 1948. Apopka has intentionally maintained a racially
Historical variants o f the phrase grand jury and geographically segregated system o f munici
include presenting jury, accusing jury, and jury o f pal services.”/ “The gravamen o f the complaint in
indictment. this case, to quote exactly, is as follows.”/ “Here,
B. And p etit jury. Whereas a grand jury deter o f course, there is no final order— indeed, the
mines whether sufficient evidence exists to accuse lack o f a final order is the very gravamen o f the
a person o f a crime and to bring a criminal prose petitioner’s complaint.”
cution, a petit jury ultimately determines the guilt Gravamen is used also o f criminal accusations
or innocence o f the accused and may convict only <gravamen o f the charge>, but not, properly, o f
when the government has proved guilt beyond a crimes: “The gravamen o f the crime [read The
reasonable doubt. See p e tit ju r y . gist o f the crime] is that the accused has used a
fictitious credit card.” See gist.
g ra n d la rce n y . See la r c e n y (b ). Today, nine out o f ten times when this word
appears, it is in the phrase gravamen o f the com
gra n t = ( 1 ) the formal transfer o f real property; plaint; inasmuch as gravamen in itself means “the
(2 ) the document by which such a transfer is material part o f a complaint,” the phrase seems
effected; or (3) the property transferred. Sense (1 ) redundant. The OED quotes no sentences con
contains a historical a m b i g u i t y . Originally, the taining the gravamen o f the complaint, although
verb grant was used only when the grantor con it quotes several containing the gravamen o f the
veyed a nonfreehold interest— that is, carved out charge. Perhaps it is felt in modern prose that the
a smaller interest—such as an easement or a phrase o f the complaint elucidates the meaning of
lease. But today the verb is commonly used when gravamen; if so, the word is recondite on its own
the grantor’s full interest, such as a fee simple and infelicitously redundant in the common
absolute, is being conveyed. phrase.
Gravamen is frequently misused for crux or gist,
gran t, b a rg a in , sell, a n d c o n v e y . The word both o f which are broader— e.g.: “The gravamen
grant or convey alone suffices: the rest is dead- [read crux] o f appellant’s argument is that he is
wood. See D O UBLETS, TRIPLETS, A N D S Y N O N Y M - entitled to have this ‘dead time’ credited against
STRINGS. his federal sentence.”/ “The gravamen [read gist]
o f the relief sought is the reformation or cancella
g ra tify has been used in legal writing synony tion o f records.”/ “The gravamen [read gist] o f the
mously with satisfy in reference to rules or re medical opinion in support o f petitioners’ position
quirements. Neither the OED nor W3 records this is that Rumbaugh is not able to countenance
use. E.g., “This averment does not gratify the rule the delay inherent in the continuation o f legal
requiring certainty in pleading.”/ “Not only the proceedings and the possible conversion o f his
language o f the statute but also the fundamental death sentence to life imprisonment.”
purposes can be gratified only by a definite decree Gravaman is a common misspelling—e.g.: “The
o f the court that adjudicates the illegality o f the gravaman [read gravamen] o f the tort action o f
practice in the past and enjoins the defendant alienation o f affections was a spouse’s loss o f the
from repetition thereof in the future.” love, society, companionship, and comfort o f the
other spouse.” Koestler v. Pollard, 471 N.W.2d 7,
g ra tis d ictu m . See d ictu m ( b ). 12 (Wis. 1991) (Abrahamson, J., dissenting).
The plural forms are gravamens and gravam
g ra tu itou s; fo rtu ito u s . These two words are ina, the former being preferred.
occasionally confounded. Gratuitous = (1) done
or performed without obligation to do so; given g ra y ; g re y . The former spelling is more common
without consideration <gratuitous promises>; or in AmE, the latter in BrE; both are old, and
(2 ) done unnecessarily <gratuitous criticisms>. neither is incorrect.
Fortuitous = occurring by chance fo rtu ito u s cir
cumstances:^ See fo rtu ito u s . g ra y m a il originated in the late 1970s as a C.l.A.
E U PH E M ISM for blackmail. It refers to the “prac
g ra v a m en /grd-vay-mdn/ = the point o f a com tice whereby a criminal defendant threatens to
plaint or grievance. E.g., “Under the fourth and reveal classified information during the course o f
fifth complaints, the gravamen o f the charge was his trial in the hope o f forcing the government to
that he had failed to preserve for a period o f drop the criminal charge against him.” U.S. v.
392 gray mule case
Smith, 780 F.2d 1102, 1105 (4th Cir. 1985). The Genius Does His Homework on the Law's Reform,
Classified Information Procedure Act (1980), often Sunday Times, 1 1 Dec. 1988, at A13. The phrase
shortened to the acronym CIPA, is informally originated in the Lord Chancellor’s acting as
called the Graymail A ct Keeper of the Great Seal. The Lord Chancellor,
who is appointed by being handed the Great Seal,
g ra y m u le case. See w h ite h o r s e ca se. carries it in a bag as the badge o f office.
G rea t B rita in consists o f England, Scotland, and G re a t W rit has long been used as an exalted
Wales. It differs from United Kingdom, which synonym for habeas corpus— e.g.: “There has been
includes Northern Ireland. a halo about the ‘Great Writ' that no one would
wish to dim.” Schneckloth v. Bustamonte, 412 U.S.
G rea t C h a rter, th e. This phrase is a slightly 218, 275 (1973) (Powell, J., concurring)./ “The
affected synonym o f Magna Carta— e.g.: “The ‘Great Writ,' as it has been called by the Supreme
ground plan to which the common-law polity has Court from John Marshall’s day to this, is avail
built ever since was given by the Great Charter” able by statute in four different situations.”
Roscoe Pound, The Development o f Constitutional Charles A. Wright, The Law o f Federal Courts
Guarantees o f Liberty 18 (1957). 331 (4th ed. 1983).
G rea t D issen ter; F irst D issen ter. The Great g r e e n m a il, a portm anteau word made from
Dissenter—no other judge has even approached greenbacks plus blackmail, was coined in the
his greatness as an author o f dissenting opin early 1980s. It carries two senses: ( 1 ) the act of
ions—was Justice Oliver Wendell Holmes. The buying enough stock in a company to threaten a
nickname has become standard in American legal hostile takeover, and o f then agreeing to sell the
parlance— e.g.: “Even Justice Holmes, the Great stock back to the corporation at an inflated price;
Dissenter himself, remarked in his first dissent or (2 ) the money paid for stock in the corporation’s
that dissents are generally ‘useless’ and ‘undesir buy-back. E.g., “There is no dispute that in the
able.” ’ William J. Brennan, Jr., In Defense o f instant case, the common law claims and the
Dissents, 37 Hastings L.J. 427, 429 (1986)7 “Anti federal Securities Exchange Act claims arise from
formalism in m odem habeas interpretation was the same transaction, i.e., the alleged misrepre
first heralded by Justice Holmes in his frequently sentation by the Basses of their motives for ac
cited dissent in Frank v. Mangum . . . . There, quiring the Texaco stock and the ensuing alleged
the Great Dissenter observed . . . .” Chatman- ‘greenmail' between the Bass defendants and Tex
Bey v. Thornburgh, 864 F.2d 804, 807 (D.C. Cir. aco.” Seagoing Uniform Corp. v. Texaco, Inc., 705
1988). In this phrase, the more important word is F. Supp. 918, 921 (S.D.N.Y. 1989)./ “They are
great, not dissenter, for Holmes “in fact dissented particularly infuriated at a suggestion to offer
less often than most o f his colleagues.” Ruth Goldsmith ‘greenmail,' a controversial American
Bader Ginsburg, Remarks on Writing Separately, takeover practice whereby a company under siege
65 Wash. L. Rev. 133, 142 (1990). buys off a predator by giving it a large profit on
Interestingly, though, Holmes was not the first its shares.” Ivan Fallon & Tony Lorenz, Revealed:
to bear this nickname: the phrase was applied Secret Plot to Thwart Goldsmith BAT Bid, Sunday
originally to the first Justice Harlan. See T.J. Times, 26 Nov. 1989, at A l.
Knight, The Dissenting Opinions o f Justice Har The word has also been used as a verb, to
lan, 51 Am. L. Rev. 481, 484 (1917). A 1970 greenmail, on the analogy of to blackmail.
Harlan biography by Frank Latham bore the title
The Great Dissenter. G reen P a p er. See W hite P a p er.
The so-called First Dissenter was Justice W il
liam Johnson, who was urged by the president grey . See gray.
who appointed him, Thomas Jefferson, to write a
separate opinion in each case so as to check Chief g rie v a b le , adj., = of, constituting, or giving rise
Justice John Marshall’s dominance on the Court. to a valid grievance. This word is almost certainly
Johnson did so only sporadically, but he disagreed an unconscious revival o f an old word that the
with the majority enough to earn this moniker. OED records as having died off about 1500 (when
it meant merely “causing distress”). It suddenly
g rea t seal, to ta k e th e. This phrase, in BrE, emerged in the mid-20th century— e.g.: “While
means “to attain the office of Lord Chancellor.” not all ‘grievable' disputes are arbitrable under
E.g., “The law itself had been changed to permit the contract, this one is . . . .” Engineers Ass'n
a Catholic (Lord Rawlinson) to take the great seal, v. Sperry Gyroscope Co., 148 F. Supp. 521, 526
but after the fanfare came the silence.” Maths (S.D.N.Y. 1957)./ “The collective-bargaining
ground(s) that, on (the) 393
agreement involved here prohibited without qual eral Elec. Co. v. N.L.R.B., 916 F.2d 1163, 1165
ification all manner o f invidious discrimination (7th Cir. 1990)./ “[E]mployees could grieve any
and made any claimed violation agrievable issue.” discharge, suspension, or general dispute.” John
Emporium Capwell Co. v. Western Addition Com son v. Beatrice Foods Co., 921 F.2d 1015, 1016
munity Org., 420 U.S. 50, 66 (1975)./ “The Village ( 10 th Cir. 1990)./“After the 1987 ratification, the
refused to consider the grievance, declaring it Union grieved AP’s right to add the new inspec
non-grievable and stating that Fletcher’s only ap tion without modifying the standard hours fig
peal was pursuant to the Fire and Police Commis ure.” A P Parts Co. v. Int’l Union, United Auto
sion Act.” Village o f Creue Coeur v. Fletcher, 543 Aerospace & Agric. Implement Workers, 923 F.2 d
N.E.2d 323, 323 (111. App. Ct. 1989). 488, 490 (6th Cir. 1991).
habeas is often used in AmE as an abbreviated When used as a PH R A SAL a d j e c t i v e , the term
form o f habeas corpus, as in the common phrase is best hyphenated: “The Senate is scheduled to
habeas relief E.g., “This pro se appeal concerns consider crime legislation, including habeas-
Timothy Rudolph’s second federal habeas corpus proposals, possibly as soon as next week.”
petition.”/ “In 1982, we affirmed the dismissal o f Wall St. J., 16 May 1990, at B6.
a prior petition for federal habeas relief.” See The plural (rarely used) is habeas corpora. See
h a b e a s c o rp u s. c o rp u s.
tive form uninhabitability. Inhabitable is little the error discussed in (b )—e.g.: “There is even
used today, and it is unfortunately ambiguous authority that anyone who takes steps deliber
now when it is used. ately to thwart the enforcement of a judicial de
cree can be hauled into court and dealt with sum
h a b it a t io n is an abstract word best replaced by marily . . . .” U.S. v. Board o f Educ., 11 F.3d
house or dwelling. 668, 673 (7th Cir. 1993)./ “Airlines have begun
changing their policies even before being hauled
had and re c e iv e d . This
has histori
doublet into court.” Reena N. Glazer, Note, Women's Body
cally been a term in the phrase money
OF art Image and the Law, 43 Duke L.J. 113,144 (1993).
had and received; in pleading in assumpsit, the B. The Solecism hail into court. Properly,
plaintiff declares that the defendant had and re the verb hail— apart from meteorological senses—
ceived certain money. In most Anglo-American means (1) “to greet or salute” <they hailed her
jurisdictions the phrase is no longer required in warmly>; (2) “to praise enthusiastically” <hailed
pleadings. See m o n e y h a d a n d r e c e i v e d , a c as a great innovator>; or (3) “to call out to” <hail
tio n fo r. a cab>. Sense (2) is most common in legal writ
ing—e.g.: “[M]ost o f the feminist scholars who
had ought is a substandard usage in place o f have treated the battered woman syndrome de
ought— e.g.: “[I]f his services are as valuable as fense have explicitly endorsed the defense, hailing
he contended at the trial, he had ought [read the court's acceptance o f the theory as an im
ought] to be able to find substantial employment portant first step . . Anne M. Coughlin, Ex
here or elsewhere . . . .” Roberts v. I-T-E Circuit cusing Women, 82 Cal. L. Rev. 1, 27 (1994).
Breaker Co., 316 F. Supp. 133, 134 (D. Minn. The blunder hail into court is surprisingly com
1970). mon—e.g.:
h a llu cin a tio n ; d elu sio n . A hallucination re San Francisco Chronicle, 8 May 1992, at A l. See
sults from disturbed perceptions, as when a per h a n d d o w n a d e c is io n .
son “hears voices” or “sees ghosts.” A delusion is
a belief that results from disturbed thinking, as h a n g , v.i., = (of a jury) to be unable to reach a
when a person incorrectly imagines that he or she verdict. This Americanism dates from the mid-
is being persecuted. For the difference between 19th century and is still common— e.g.: “Prosecu
delusion and illusion, see illu sio n . See also a llu tor Murphy’s own rhetoric in the second Hiss
sion . trial (after the first jury hung) was even more
powerful.” Daniel Levitt, Rhetoric in Closing Ar
h a ltin g ( = limping) sometimes causes a Mis- gument, 17 Litigation 17, 18 (Winter 1991).
C U E— e.g.: “Progress is slow and halting.” The Less commonly, hang is used as a transitive
writer o f that sentence probably meant “limping verb in the sense “to cause (a jury) to be unable
along,” but the sentence gives the impression o f to reach a verdict,” as here: “One way to hang a
“coming to a halt.” jury is to have at least one person on it who is
likely to raise the hackles o f at least one o f the
others.” Robin T. Lakoff, Talking Power: The Poli
h a lve ( = to separate into two equal portions) is
pronounced like have.
tics o f Language in Our Lives 116 (1990).
h arassm en t. During the Senate’s confirmation sale belongs— e.g.: “The movie is going to be a
hearings on the appointment o f Justice Clarence hard sell [read hard sale] for most o f today’s
Thomas in October 1991, senators divided over audiences.” Vincent Canby, “Stanley and Iris”: A
whether to say Ihar-is-msnt/ or lhd-ras-mdntf World Not Seen, N.Y. Times, 9 Feb. 1990, at B4.
(and over other issues as well). Because the pro
ceedings were closely watched throughout the h a r e b r a i n e d is the correct form; hairbrained is
U.S., the correct pronunciation became a popular the common blunder. The misspelling falls just
subject o f discussion. Although in BrE /har-is- short o f being what it attempts to denote. A prose
mdnt/ predominates— and many Americans cutor is quoted in People v. Jolly, 214 N.W.2d 849,
(therefore?) consider it preferable— in AmE Ihd- 851 (Mich. App. 1974), as having stated to the
ras-msnt/ is standard. jury: “This was no hair-brained young kid.” The
court reporter should have written harebrained.
This CLICH É is common, and
h a r d a n d fa s t r u le .
sometimes useful, in legal prose. E.g., “There is So spelled. This congenital condition got
h a r e lip .
no hard and fast rule by which it can be deter its name from the resemblance it bears to the
mined when the court will interfere by injunction cleft lip o f a hare. Yet hairlip is a common error—
to prevent what is practically a fraud upon a e.g.: “If a suspect is described to the police as
person engaged in business by the unfair methods having one eye, a hairlip [read harelip], and a
o f competition.”/ “We have expressly rejected the four-inch scar on his cheek, a line-up or a confron
suggestion that we adopt a hard and fast time tation serves no purpose beyond cumulation.”
limit for a permissible Terry stop.” Cf. the cousin McRae v. U.S., 420 F.2d 1283, 1292 (D.C. Cir.
o f this phrase, b r i g h t - l i n e r u l e . 1969)./ “[S]ome reasonable persons might con
clude that a slight genetic hairlip [read harelip]
h ard c a s e s m a k e b a d l a w . This catchphrase should qualify before the diabetes defect because
refers to the danger that a decision operating they prefer a shorter life with a pretty face to a
harshly on the defendant may lead a court to longer life without one.” Edward J. Larson, Hu
make an unwarranted exception or otherwise al man Gene Therapy and the Law, 39 Emory L.J.
ter the law. Glanville Williams wrote wishfully 855, 861 (1990).
when pronouncing this byword passé: “It used to
be said that hard cases make bad law— a proposi h ark back is now preferred over harken back or
tion that our less pedantic age regards as doubt hearken back. E.g., “We are not harking back to
ful. What is certain is that cases in which the Latin bywords without sanction o f our highest
moral indignation o f the judge is aroused fre C o u rt . . . T In re City o f Houston, 745 F.2d 925,
quently make bad law.” The Sanctity of Life and 928 (5th Cir. 1984).
the Criminal Law 105 (1957). In fact, this c l i c h é
is probably used as frequently today as it ever ( = not capable o f being harmed)— as
h a r m le s s
was— and sometimes unmeaningfully. in the phrase indemnify and hold harmless—
differs significantly from the lay sense (“not capa
h a r d la w . See s o ft la w . ble o f harming”). E.g., “Lone Star forever releases,
quitclaims, discharges, and holds harmless Harris
The word may mean “vigorously,
h a r d ly . Hospital from any and all claims and causes o f
harshly” <he was beaten hardly>, but this sense action.”
is confusing because the word’s primary meaning The phrase is sometimes written save harm
today is “only just, barely”—e.g.: “The judge said less— e.g.: “Amoco would not be fully indemnified
hardly anything.” The difference in placement and saved harmless from any loss.” Patch v.
between he was beaten hardly and he was hardly Amoco Oil Co., 845 F.2d 571, 572 (5th Cir. 1988).
beaten is not enough to eliminate doubts about
what the writer intends. Still, hardly in its pri h ath . See -e t h .
mary sense is hardly ever ambiguous.
h a u l. See h a le .
h a r d s e ll; h a r d s a le . Hard sell = pressure tac
tics used in selling. E.g., “While at the funeral have and h o ld . See habendum & do ublets,
home, she was given the hard sell: the director TRIPLETS, A N D SYNO NYM -STR ING S.
implied that the cost o f the casket should be
proportional to the degree o f love she felt for her havoc, v.i., forms havocking and havocked.
deceased husband.”
Hard sale = a difficult selling job, usu. on an h a v o c , t o w r e a k . Although the phrases create
unlikely buyer. Sometimes hard sell is used where havoc, make havoc, play havoc, and work havoc
hegemony 399
were once common, the usu. phrase today is wreak Healthy is used o f a person
h e a lt h fu l; h e a lt h y .
havoc. The past tense is wreaked havoc, not in good health, healthful o f whatever promotes
wrought havoc (as many writers mistakenly good health.
think)—e.g.: “ [T]here are abundant examples o f
linguistic havoc wrought [read wreaked] by law h e a rin g o ffic e r . See a d m in is t r a t iv e -la w
yers and legal scholars as well.” Robert C. Cum- ju d g e .
bow, The Subverting o f the Goeduck: Sex and
Gender, Which and That, and Other Adventures h ea rk e n back . See h ark back.
in the Language o f the Law, 14 Univ. Puget Sound
L. Rev. 755, 777 (1991). The
h e a r s a y e v id e n c e ; s e c o n d h a n d e v id e n c e .
former is the preferred, universally understood
H.D.C.; H.I.D.C. Both abbreviations denote a term for evidence o f the oral statements o f some
“holder in due course,” the former being more one other than the witness testifying and state
common. Because they are initialisms and not ments in documents offered to prove the truth o f
acronyms, they should take periods (as opposed the matter asserted.
to being written HDC and HDIC ), though this Hearsay is sometimes made heresay, an appall
battle for reason may already be lost. See ACR O ing error committed infrequently by legal secre
N Y M S A N D I N I T I A L I S M S . ------ taries. Heaven forbid that lawyers should perpe
Whether one uses H.D.C. or H.I.D.C., the in trate it. To do so would be heresy. See d i r e c t
definite article preceding the initialism should be e v id e n c e .
party must be in possession o f the documents o f rendered heart-rendering. E.g., “The true ground
title or an instrument.” In re Singer Prods. Co., o f action is the outrage and deprivation; the injury
102 B.R. 912, 931 (Bankr. E.D.N.Y. 1989). the father sustains in the loss o f his child; the
heart-rendering [read heart-rending] agony he
must suffer in the destruction o f his dearest
h e/she. See h e o r sh e & s e x is m ( a ).
hopes.” The verb rend (= to split, tear) has noth
ing to do with the verb render. See m a l a p r o p i s m s .
h e a d has special meanings in legal documents:
(1) “a heading in legislation” <the 282-paragraph
h e a r ye, h e a r ye, h e a r ye; oyez, oyez, oyez.
code was regularly arranged under heads and
Both forms o f the cry are used today in American
subheads>; (2) “in an abstract o f title, the descrip
courts. The first is archaic English, the second
tion o f the land covered by the abstract (some
vestigial l a w f r e n c h with the same meaning.
times also called the captionY <the head misde-
See o y e z , o y e z , o y e z & countez.
fined the realty>. These uses o f head may be
slowly disappearing, however; for sense (1), head
h e d o n i c d a m a g e s measure the taking away o f
ing is now becoming the more usu. word, and for the pleasure o f being alive; such damages are not
sense (2), either caption or property description is
allowed in most jurisdictions. The phrase was
more common.
innovated in the 1980s: “An Illinois jury has
awarded hedonic damages.” Nat’l L.J., Nov. 26,
In BrE legal writing, this term de
h e a d le a s e . 1984, at 3./ “The amount o f so-called hedonic
notes a primary lease under which subleases are damages was decided following an economist’s
in effect— e.g.: “The former sublease has been evaluation o f what the youth’s enjoyment o f life
destroyed by the forfeiture o f the headlease, and would have been worth had he not been killed.”
the court order does not and cannot revive that Court and Government Decisions with Impact on
sublease.” Peter Butt, Land Law 293 (2d ed. Business, Employees, Consumers, U.S. News &
1988). Thus, headlessor is the BrE correlative o f World Rep., 17 Dec. 1984, at 80./ “Pushed by a
sublessor, and headlessee o f sublessee. In AmE, handful o f imaginative plaintiff lawyers and ex
the words lease, lessor, and lessee generally refer pert witnesses-for-hire, hedonic damages are
to the primary lease. sought in personal-injury cases as compensation
for the loss o f the pleasure o f living.” Paul M.
in AmE and BrE alike, refers to the
h ea d n o te, Barrett, Accept Hedonic Damages, Study Urges,
reporter’s summary of a judicial opinion; usu. but Fight for Proper Use, Wall St. J., 21 Aug.
placed at the beginning o f the reported case, the 1989, at 3B. See d a m a g e s .
headnote states each rule o f law that the case
supposedly involves. A synonym o f headnote is hegem ony lhi-jem-d-neel is a fundamentally po
syllabus, q.v. litical term (“political dominance; the leadership
400 height
or predominant authority o f one state o f a confed interest at all, may make a valid and specifically
eracy or union over the others”) that has been enforceable contract to convey for an adequate
imported into nonpolitical contexts. E.g., “The consideration.”
court’s duty is to protect the public from the A prospective heir is one who may inherit but
activities o f those who, because o f the lack o f may be excluded; this term embraces the two
professional skills, may cause injury; this does other types o f heirs, presumptive and apparent.
not mean, however, that attorneys’ hegemony over An heir presumptive is a person who will inherit
the practice o f law must be absolute.”/ “With the if the potential intestate dies immediately, but
passing o f the hegemony of historical jurispru who may be excluded if another more closely re
dence at the close o f the last century there came lated heir is bom . An heir apparent is certain to
a revival o f comparative law.” (Roscoe Pound) inherit unless he or she dies first or is excluded
by a valid will.
h e ig h thas a distinct -t- sound at the end; to On the placement o f the adjectives in these
pronounce this word as if it were heighth is semi phrases, see p o s t p o s i t i v e a d j e c t i v e s . Some
literate. times the adjectives are used prepositively: “With
the exception o f the trustee, all the parties as
h e i n o u s /hay-nas/—rhyming with “pain us”—is thus represented—including contingent remain
one o f the most commonly mispronounced words dermen and the presumptive heirs—joined in a
in legal contexts. It is also frequently misspelled petition to the court to consider and approve the
heinious. proposed compromise o f the litigation.”
C. Heir; distributee; next o f kin . Technically,
h e ir . A. Heir (at law); (in)heritor. These terms heir should refer only to the person entitled to
denote “the person entitled by statute to the land the land o f an intestate; either distributee or next
o f an intestate.” Heir, the most common term, is o f kin should be used o f one entitled to an intes
commonly misunderstood: “Laymen— and some tate’s personal property. But the technically cor
times first-year law students taking exams— rect forms are rarely followed even in the ordinary
wrongly assume that one who receives real prop speech o f lawyers: “[T]oday the word ‘heirs’ usu
erty by will is an heir. Technically, the word 'heir* ally means those persons designated by the appli
is reserved for one who receives real property by cable statute to take a decedent’s intestate prop
action o f the laws o f intestacy, which operate erty, real and personal.” Jesse Dukeminier &
today only in the absence o f a valid will.” Thomas Stanley M. Johanson, Family Wealth Transac
F. Bergin & Paul G. Haskell, Preface to Estates tions 11-12 (1972). See d ev isee.
in Land and Future Interests 14 n.32 (2d ed.
1984). h e ir s o f th e b o d y . See b o d ily h e ir s .
Strictly speaking, heirs cannot be determined
until the ancestor dies, though we commonly h e l i x yields either o f the plurals helixes or helices.
speak o f heirs apparent and heirs presumptive The unpretentious plural ending in -xes is better.
(see B ). Heir ordinarily differs from the term chil Cf. a p p e n d i x e s & i n d e x e s . See p l u r a l s (A).
dren, for brothers and sisters can be heirs.
Legal heir (= the heir o f an intestate by opera
h e lp b u t. See c a n n o t h e lp b u t.
tion o f law) is another way o f rendering heir at
law: “There is nothing in the will or in the record
h e l p m a t e ; h e l p m e e t . Helpmeet, now archaic,
that sustains a conclusion that she made the
bequest because she wanted to make certain her was the original form, yet folk etymology changed
the spelling to -mate, which is now the prevalent
legal heirs would not share in the estate.” Still
another variant synonymous with heir at law form. Though helpmate means “a companion or
is heir general. Usually, though, heir alone is helper,” it is generally restricted in use to one’s
spouse.
sufficient.
Inheritor, often used in extended senses cinher-
itors o f the Western tradition>, predominates over Where the to can be idiomatically omit
h e lp (t o ).
h e n ce fo rth ; h e n ce fo rw a r d . The latter is a portion, is a property right that the law pro
n e e d l e s s v a r i a n t . See fr o m h e n c e fo r th . tects.” (From an oil-and-gas treatise.) See
th e r e fo r e .
h e o r sh e. The traditional view was that the • “ . . . all as fully appears from the affidavit o f
masculine pronouns are generic, comprehending the publisher thereof heretofore herein filed.”
both male and female. But this view is now widely (From a court paper quoted in Penn v.
assailed as embodying s e x i s m . One way to avoid Pensacola-Escambia Gov'tal Ctr. Auth., 311 So.
the generic masculine he, his and him is to use— 2d 97, 102 (Fla. 1975)).
not at every turn, but sparingly— he or she, and • “[I]t is not necessary for us to take up each
his or her, and him or her. E.g., “If a juror could assignment seriatim and reply thereto, because
be challenged for cause merely because he or she from what we have heretofore said and what we
was against the death penalty in the circum will hereinafter say we have concluded this is a
stances at issue, a prosecutor could describe the complete answer . . . .” Saunders v. State, 345
particular facts o f the case and demand to know S.W.2d 899, 904-05 (Tenn. 1961).
how each veniremember would vote at the penalty
phase.” These words are generally to be used only as a
Another way to avoid the problem—not possi last resort to avoid awkward phrasing. They are
ble in all contexts—is to make the antecedent o f certainly not to be used one after another in a
the pronoun plural i f possible. E.g., “If jurors passage that is already stylistically abhorrent.
could be challenged for cause merely because they
were against the death penalty in the circum h e re a b o u t(s). This term, meaning “in this vicin
stances at issue, a prosecutor could describe the ity,” is preferably spelled with the final -s.
particular facts o f the case and demand to know
how each venireman would vote at the penalty
phase.” The disadvantage o f such a wording is h e re a fte r; h e re in a fte r. Perhaps because herein
that it often too strongly suggests a singleness o f after sounds especially legalistic, some plain-
mind in the group, as opposed to the uniqueness language advocates have misguidedly recom
o f an individual mind. mended hereafter in its place. The two words have
Interestingly, the forms he or she and his or distinct meanings, however; and in any event,
her have long found acceptance in our typically hereafter could hardly be cheered as a plain-
verbose legal writing. Weseen wrote, “Outside o f language triumph over hereinafter.
legal writing, it is not considered good form to use Hereafter = (1) henceforth; (2) at some future
double pronouns, as he or she, his or her.” Maurice time. The existence o f these two meanings may
H. Weseen, Crowell's Dictionary o f English Gram make the word ambiguous, for example in legisla
mar 198 (1928). The phrase is by no means a tion that is said to be effective hereafter. A more
newfangled concession to feminism. In 1837, the precise rendering o f the intended meaning is effec
English Wills Act stated: “And be it further en tive with the passage o f this Act or after the day
acted, That every Will made by a Man or Woman this Act takes effect. Sense (1) is the more usual
shall be revoked by his or her Marriage (except a meaning o f hereafter. A similar ambiguity plagues
Will made in exercise o f Appointment . . . ).” 7 heretofore. See h ith e rto .
Wm. IV & 1 Viet., c. 26 (1837). See s e x i s m ( a ). Hereinafter = in a part o f this document that
follows. E.g., “The parties have stipulated that
These abound in le
H er e- an d T h er e- W o rd s.
an exchange o f telegrams hereinafter referred to
gal writing (unfortunately they do not occur just constitutes the contract.” Often, as in that sen
here and there), usually thrown in gratuitously tence, the hereinafter-phrase ought to be omitted
to give legal documents that musty legal smell. because it does not enhance clarity. Sometimes
Following are typical examples:• this compound word may even cloud the thought,
as when drafters misuse it for hereinbefore and
• “Each capitalized term used herein which is thus prompt courts to declare that it really does
defined in the loan and security agreement as mean “hereinbefore” in such contexts.
hereby amended is used herein as defined As with herein, the legal writer is best advised
therein unless otherwise defined herein or un to make the reference exact, by stating, e.g., later
less the context requires otherwise.” (From a in this will or later in this paragraph rather than
loan and security agreement.) hereinafter. Moreover, in introducing abbreviated
• “The exclusive right to enter upon the land, names, hereinafter is redundant: rather than Mo
to drill wells thereon, to remove therefrom the bil Oil Corporation (hereinafter "Mobil"), one
oil to exhaustion, and to pay therefor a portion should write Mobil Oil Corporation ("Mobil"). See
o f the oil extracted or the equivalent o f such HERE- a n d THERE- w o r d s & h e re in a b o v e .
402 hereby
h e r e u n d e r . This word can almost always be de and divided into three divisions: the Queen’s
leted unmisgivingly—e.g.: “If the Employee fails Bench Division, the Chancery Division, and the
to use full vacation privileges hereunder [delete Family Division. One judge sits at a trial. Two or
hereunder], the Employee is not entitled to addi three judges usu. sit in these divisional courts to
tional compensation for the additional time review certain proceedings o f a lower tribunal or
worked.” See h e r e - a n d t h e r e - w o r d s . to hear appeals from magistrates’ decisions in
summary criminal trials. Appeal lies in the Court
h e re w ith . See here- and there- w ords & en o f Appeal, Civil Division.
c lo s e d h e r e w it h . In Scotland, the High Court (of Justiciary) is the
superior criminal court with trial and appellate
h e r it a b le . See in h e r it a b le . jurisdiction.
Hesitancy is
h e s ita n c y ; h e s ita n c e ; h e s it a t io n . h ig h e s t la w o f th e la n d . See l a w o f th e la n d .
a quality (“the state o f being hesitant; reluc
tance”), whereas hesitation is an act (“the act o f h ig h fa lu t in . So spelled— not highfaluting, high
hesitating”). Thus: “The courts had no hesitancy falutin', or hifalutin.
in holding the defamatory matter libelous.”/ “We
have no hesitation [read hesitancy, i.e., reluc
h ig hs e a s ; o p e n s e a s . O f these synonyms—
tance] in declaring that public policy requires that
meaning “the seas or oceans apart from territorial
the interest o f the beneficiary o f a trust should be
waters”— the former is now more common.
subject to the claims for support o f his children.”
Hesitance is a n e e d l e s s v a r i a n t .
Vehicles and planes are hijacked, but not
h ija c k .
people. E.g., “Lipsig spent two years trying to get
hew = (1) to chop, cut; or (2) to adhere or conform
political asylum for Tshombe, who was mysteri
(to). Thus sense (1): “The appellants contend that
ously hijacked [read abducted?] to Algiers in the
the wife took title to the estate o f her husband in
mid-sixties and detained in prison.” See s k y j a c k .
fee simple absolute, which is not hewed down to
a lesser estate by words o f weaker import.” And
sense (2), which is more common in m odem legal h in d e rin g im p e d im e n t . See im p e d ie n t im
p e d im e n t .
prose: “In any event, we hew to the Supreme
Court’s broad language; if that is to be trimmed,
it is for the court to do, not for us.” h ir e d g u n . See l a w y e r s , d e r o g a t o r y n a m e s for
always clear or closely hewn to [read, in AmE, neologism equivalent to the AmE phrases lease-
hewed to].” (Eng.) purchase contract (or agreement), rent-to-own con
tract (or agreement), or lease-to-own contract (or
h ia t u s . PI. hiatuses. See h y p e r c o r r e c t io n ( a ). agreement). Hire purchase, which began as the
longer phrase hire and purchase, is now usu. two
H.I.D.C. See H.D.C. words as a noun phrase and hyphenated as a
p h r a s a l a d j e c t i v e <the hire-purchase system>.
h ig h c o u r t; H igh C ou rt. In AmE, high court or It is also sometimes used as a verb phrase
high bench usu. refers to the U.S. Supreme (hyphenated): “[W]here a person examines goods
Court—e.g.: “Four protesters, objecting to the Su and subsequently makes an offer to buy or hire-
preme Court’s ruling last spring allowing states purchase them, it may be an implied term o f the
to further restrict abortions, disrupted the high offer that the goods should remain in substan
court's session yesterday.” Disorder in the Court, tially the same state in which they were when
Wall St. J., 8 Nov. 1989, at B8. the offer was made.” G.H. Treitel, The Law o f
In England and Northern Ireland, by contrast, Contract 43—44 (8th ed. 1991).
the High Court is a trial and (for some purposes)
appellate court having mainly civil jurisdiction h ire r (BrE) = lessee (AmE).
404 his or her
h is o r h er. See h e o r sh e & SEXISM (A). Hobson’s choice. A. Generally. This ever
growing CLICHÉ has loosened its etymological
h is to rica l; h is to ric. The former, meaning “o f or tether. Tradition has it that Thomas Hobson
relating to or occurring in history ,” is called upon (1549-1631), a hostler in Cambridge, England,
for use far more frequently. The latter means always gave his customers only one choice among
“historically significant” <the Alamo is a historic his horses: whichever one was closest to the door.
building>. An event that makes history is historic; Hence, in literary usage, a Hobson's choice came
an event o f no great importance that occurred in to denote no choice at all— either taking what is
history is historical Momentous happenings or offered or taking nothing at all.
developments are historic; merely documented BrE writers tend to stick to that sense, as here:
happenings or developments are historical. “The tribunal . . . concluded that the employees
In the following sentences, historic is correctly were faced with Hobson's choice[,] that they had
used: “Chief Justice Cardozo’s historic and oft- no real option but to accept the move . . . .”
quoted dissent in Graf v. Hope Bldg. Corp. has Sheet Metal Components Ltd. v. Plumridge, [1974]
become equity’s m odem fount in cases in which I.C.R. 373, 377 (Nat’l Indus. Relations Ct.).
the tyrant demands his dollars and cents on legal Though purists resist the change, the prevailing
time whatever the impact o f sickening hardship sense in AmE—in legal and nonlegal writing
his victim suffers.”/ “In Brown II the Court re alike— is not that o f having no choice at all, but
ferred to its historic opinion in Brown I as declar o f having two bad choices. E.g., “Ithaca faced
ing the fundamental principle that racial discrim a Hobson's choice when confronted with Dean’s
ination in public education is unconstitutional.” uncompromising and adamant refusal to work on
Examples o f historic used incorrectly for histori Sunday. Ithaca could either totally capitulate to
cal could easily run for several pages, so common Dean’s demands and require other employees to
is this error—e.g.: “The historic [read historical] perform his work or replace Dean with an em
option o f a maritime suitor pursuing a common- ployee willing to make reciprocal accommoda
law remedy to select his forum, state or federal, tions.” E.E.O.C. v. Ithaca Indus., Inc., 829 F.2d
would be taken away by an expanded view o f 519, 521 (4th Cir. 1987)./ “This important public
section 1331.” Romero v. International Terminal policy will not be advanced by presenting a party
Operating Co., 358 U.S. 354, 371 (1959) (per with the Hobson's choice o f either dropping its
Frankfurter, J.)./ “Conceivably historic [read his claim or revealing all confidential communica
torical] skepticism about the propriety o f nonpos- tions related to a criminal defense.” Greater New-
sessory security in personal property also stems buryport Clamshell Alliance v. Public Serv. Co.,
from this mentality.” R.E. Speidel et al., Commer 838 F.2d 13, 22 (1st Cir. 1988). Cf. dilemma.
cial Law Teaching Materials 28 (4th ed. 1987). B. A rticle with. Traditionally— and still in
On the question whether to write a or an histor BrE— the phrase takes no article; that is, you are
ical), see a ( a ). faced not with a Hobson's choice but with Hob
son's choice. In modern AmE, the phrase usu.
takes either a or the.
H is t o r ic a l P resent T e n s e in J u d ic ia l O p in
C. “ Hobbesian ch oice.” Amazingly, some writ
io n s . See O PIN IO N S, J U D IC IA L (A).
ers have confused the obscure Thomas Hobson
with his famous contemporary, the philosopher
h ith e rto ; th ith erto. Hitherto = up to now, i.e., Thomas Hobbes (1588-1679). The resulting mala-
heretofore. Thitherto = up to some specified or propism is beautifully grotesque:
implied time in the past, i.e., theretofore. Obvi
ously these a r c h a i s m s are hardly worth using • “A mere request for administrative relief, how
since the terms just used in defining them— here ever, does not bind the property owner to the
tofore (or up to now) and theretofore— are perfectly Hobbesian choice [read Hobson's choice] o f coun
equivalent and much more common. In the follow tenancing all the delays a vast federal bureau
ing example, a legal writer mistook the import o f cracy can produce.” White v. Acree, 594 F.2d
hitherto, which does not properly appear with the 1385, 1390 (10th Cir. 1979).
past-perfect tense: “The Superior Court, conced • “The court need not slap an innocent client with
ing that it hitherto [read thitherto or, better, there a judgment regardless o f the merits, leaving the
tofore] had refused to enjoin such conduct, recog client with a Hobbesian choice [read Hobson's
nized the growing tendency in courts to grant choice] o f suffering in silence or o f making a
equitable relief under such circumstances.” See distasteful claim against his own lawyer.”
u p to n ow . Fisher v. Crest Corp., 735 P.2d 1052, 1058
(Idaho Ct. App. 1987) (Burnett, J., dissenting).
H o b b esia n c h o ic e . See H o b s o n ’s c h o ic e (c ). • “Were the law otherwise, the officers’ invitation
holiday 405
to depart would present the subject o f interroga Originally, it meant “to be retained as counsel
tion with a Hobbesian choice [read Hobson's for,” but now it generally means merely “to defend
choice]. To stay could lead to inculpation; to or support.” E.g., “In setting forth the claims o f
depart surely would.” U.S. v. Sterling, 909 F.2d the revived natural law o f today, I am not holding
1078, 1082 (7th Cir. 1990). a brief for the old natural law.” Roscoe Pound,
The Formative Era o f American Law 29 (1938).
h o d g e p o d g e . See h o tch p o t.
h o ld e n is an archaic past participle o f hold, used
h o i p o llo i ( = the common people, the masses). as recently as 1850 in Brown v. Kendall, 60 Mass.
Inasmuch as hoi in Greek means “the (plural),” (6 Cush.) 292, 295 (1850): “There certainly are
the hoi polloi is a technical r e d u n d a n c y . Never cases in the books, where, the injury being direct
theless, the hoi polloi overwhelmingly predomi and immediate, trespass has been holden to lie,
nates in modem usage. though the injury was not intentional.” This a r
c h a i s m has even found its way into 20th-century
h o ld , vb. A. As Transitive Verb. When used texts: “The rule has been adopted out o f regard to
properly in the legàl sense (signifying “to decide,” the interests o f justice, which cannot be upholden
probably from “hold the opinion that”), this verb . . . .” Eugene A. Jones, Manual o f Equity Plead
describes what judges do and is thus transitive. ing and Practice 25 (1916).
It should not be used intransitively to describe
how judges do. In the following two sentences, the h o l d e r i n d u e c o u r s e = a person who in good
intransitive use is wrong: “Without the scarcity faith has given value for a negotiable instrument
rationale, it seems unlikely that the Red Lion that is complete and regular on its face, is not
Court would have held as it did, even more un overdue, and, to the possessor's knowledge, has
likely that the present Court would do so.”/ “This not been dishonored.
court's task, then, is to decide how [read what]
the Oregon courts would hold when faced with As a noun, holding involves a determi
h o ld in g .
the issue.” (Courts hold something; they do not nation o f a matter o f law that is pivotal to a
hold in a certain manner. Thus, in the second judicial decision. Here it is loosely used in a lay
example, the noun what, not the adverb how, is sense: “Justice Jacobs quoted an 1859 New Jersey
the proper word.) In general English usage, o f holding that ‘[flew statutes would stand if tried
course, the intransitive use o f hold is quite accept by standards o f logic, grammar, or rhetoric."' The
able in such clauses as The argument does not opinion may have made this statement; but, inas
hold. much as it is not a statement o f law, it cannot be
B. Hold (to be). Hold need not be followed by a holding. See j u d g m e n t s , a p p e l l a t e -c o u r t &
to be or as, although to be may sometimes add fin d in g .
clarity. E.g., “We hold permissible [better: hold to
be permissible] an award o f extraordinary dam is legal JAR GO N denoting a tenant's
h o ld in g o v e r
ages for frivolous appeal.”/ “In Bryan v. Bigelow, action in continuing to occupy the leased premises
the unincorporated letter was held testamentary after the lease term has expired. E.g., “The ten
[better: held to be testamentary] and not admissi ant, holding over despite efforts to evict him,
ble in evidence to rebut a resulting trust in favor planted a crop that eventually the landlord har
o f the residuary estate.” But here the shorter form vested.”
works better. “The defendant was held to be liable The tenant is often referred to as a holdover
[read held liable] for breach o f contract and con tenant— e.g.: “In Montana a holdover tenant is
version.” Held as <the award was held as permis- charged treble rent.” Robert Kratovil, Real Estate
sible> is idiomatically inferior. Law 297 (1946)./ “In addition to delineating pro
C. It was held that. This phrase has tradition hibited conduct, the legislature provided a remedy
ally been used in the sense “the law as repeatedly for landlords with holdover tenants and others
stated by the courts was that”— e.g.: “Previous to guilty o f forcible entry and detainer and unlawful
the case o f Ackroyd v. Smithson, it was held that detainer.” Gorman v. Ratliff, 712 S.W.2d 888, 890
an unqualified direction by a testator in his will (Ark. 1986).
to sell land, or to buy land with his money, created
a complete conversion in equity o f the land into (fr. holy day) = (AmE) a day on which
h o lid a y
money.” C.C. Langdell, Equitable Conversion, 19 one is exempt from one's usual work; or (BrE) a
Harv. L. Rev. 1, 1 (1905). vacation. This term has long plagued American
courts interpreting time computations in statutes
h o ld a b r ie f fo r is a lawyers' idiom that has and rules. In 1992, for example, the Supreme
passed into general usage in a broadened sense. Court o f Texas decided that holiday includes both
406 Holmesian
a day that the commissioners’ court in the county homing pigeons do; by the middle o f the 20th
where the case is pending has determined to be a century, it referred also to what aircraft and mis
holiday» and a day on which the clerk’s office for siles do.
the court in which the case is pending is officially And by the late 20th century, some writers had
closed. See In re V.C., 829 S.W.2d 772 (Tex. 1992). begun mistaking the phrase by using the wrong
verb, hone instead o f home— e.g.: “True, the chal
H olm esia n ; H olm esea n . The former is the bet lenge was launched in general terms and did
ter and more common spelling. not hone in [read home in] on the determinative
element . . . .” In re Allison H , 281 Cal. Rptr.
h o lo c a u s t (lit., “burnt whole,” fr. Gk.) is one o f 178, 180 (App. Ct. 1991)./ Prosecutors Hone [read
our most hyperbolic words, beloved o f jargonmon- Home] in on Gilley, Amarillo Sunday News-Globe,
gers and second-rate journalists. The historical 10 Nov. 1991, at 1.
meaning that the term acquired after World War
II, of course, is beyond question. Figurative appli h o m eo w n er. One word.
cations o f the word, however, are often question
able. Here it is used to no avail in reference to a In AmE
h o m e re d , to b e ; h o m e to w n e d , to b e .
scandal: “C.R. would soon be engulfed in a holo legal slang, to be homered or to be hometowned is
caust o f controversy and pain [read painful contro to be bested in a rural courthouse by a local
versy.I that would maim several lives, including lawyer, usu. because o f a judge’s provincial biases.
his own, wound hundreds o f other people, and E.g., “Though city judges are accused o f bias as
jostle the foundations o f the world’s most glamor often or more so than country judges, the dis
ous industry.” Inherent in the sense o f the word, tressing fact is that outsiders who lose their cases
whether literal or figurative, is the idea o f a com in rural courthouses may charge they’ve been
plete burning; thus, it may be used appropriately ‘homered.* ” Allen G. Minker, Justice Out Here, 17
o f fires, but not, for example, o f floods. See E TYM O Litigation 3, 3 (Spring 1991).
L O G IC A L AW A R E N E SS & OVERSTATEMENT. Though in both phrases the primary reference
is to hometown favoritism, the idiom to be hom
h o lo g ra p h , n.; o lo g ra p h . In the law o f wills, a ered was no doubt influenced by the baseball term
holograph is a will that is entirely written, dated, homer ( = a home run), which is used also as a
and signed in the hand o f the testator; in many verb, as in he homered (i.e., hit a home run).
American states, such a will is valid even if it is
not witnessed. E.g., “Unfortunately, much litiga n. In most American states, the land
h o m e ste ad ,
tion is stimulated by other requirements for the owned and occupied by a husband and wife as
execution o f holographs, and the difficulty in inte their home is known as their homestead, as long
grating holographs at probate is particularly as the land does not exceed in area or value the
acute.” The spelling olograph is a n e e d l e s s v a r i limits fixed by law. Homestead laws or homestead
a n t that has appeared in a few hundred cases— rights exempt a homestead from execution or judi
but many hundreds fewer than the etymologically cial sale for debt, unless both the husband and
preferable holograph. Even so, the spelling olo the wife have jointly mortgaged the property or
graph is prevalent in Louisiana. otherwise subjected it to creditors’ claims.
The word holograph is not to be confused with
hologram ( = a three-dimensional picture). h o m e ste ad , v.t. The past tense o f this verb is
homesteaded. E.g., “The Chancellor adjudged the
h o lo g r a p h ic ; h o lo g ra p h , adj. The word holo subject property to be homestead [read to be home
graphic is the better adjective, not holograph: steaded or to be a homestead] under Article X o f
“[T]he district court found that it was a holograph the Florida Constitution.” One who homesteads
[read holographic] will.” In re Estate o f Buckley, is a homesteader. Congress enacted the Home
536 F.2d 580, 581 (3d Cir. 1976). stead Act in 1862.
The form olographic is common in Louisiana
but not elsewhere. h o m e to w n e d , to b e . See h o m e r e d , to b e .
h om a g e (orig., the ceremony by which the tenant refers not to a crime (as is commonly
h o m ic id e
became the lord’s “man”) is best pronounced thought), but to the lawful or unlawful killing
/ hom-ijf. It is a pretension to omit the -h- sound. o f a person. The word is frequently misspelled
See h u m ble. homocide. See m u r d e r & -CIDE.
h om e in, not hone in, is the correct phrase. In Homogeneous (five syllables) is
h o m o g e n (e )o u s .
the 19th century, the metaphor referred to what the usual and the etymologically preferable form.
hopefully 407
Homogeneal, homogenetic, homogenetical are rare ninety inquiries from judges to the committee in
forms to be avoided; they have failed to become the past ten years, most have concerned three
standard and should be laid to rest. areas: thirty-five (about 40 percent) have sought
guidance on the appropriateness o f the inquiring
h o n e in. See h o m e in. judge's attending events as a guest or an honoree
. . . .” In re Access to Certain Records o f Rhode
H o n o ra b le , in AmE, is a title o f respect given to Island Advisory Committee on the Code o f Judi
judges, members o f the U.S. Congress, ambassa cial Conduct, 637 A.2d 1063, 1069 (R.I. 1994)
dors, and the like. It should be used not with (Lederberg, J., concurring). See -EE.
surnames only, but with complete names (e.g.,
The Honorable Antonin Scalia) or with a title o f h o p e fu lly . So much has been written o f this word
courtesy (e.g., The Honorable Mr. Scalia). The that little can be added here except to suggest
abbreviation Hon. should be used only in mailing striking this word from your vocabulary. (See
addresses. f o r b i d d e n w o r d s .) Briefly, the objections are
In the U.K., the title Honourable (so spelled) is that (1) hopefully properly means “in a hopeful
given to judges o f the High Court and equivalents, manner” and should not be used merely to mean
and to children o f viscounts and barons. Members I hope or it is to be hoped; (2) in constructions
o f the Privy Council (which includes ministers o f such as, “Hopefully, it will rain today,” the writer
the Crown, Lords Justices o f Appeal, and certain illogically attributes an emotion (hopefulness) to
others) are styled Right Honourable. Judges at an inanimate object (it).
circuit courts in England are styled His Honour The first objection is to s l i p s h o d e x t e n s i o n
Judge So-and-So and addressed “Your Honour.” and is defensible. The second objection is unsound
Cf. m y lo r d & y o u r H o n o r. because it ignores similar s e n t e n c e a d v e r b s
such as sadly and happily, qq.v.
h o n o r a b le c o u rt, th is. Commonly sprinkled In 1932— the year in which the extended sense
throughout briefs, this phrase should be sparingly was first recorded— hopefully still generally
used, for it tends to nauseate even those judges meant “in a hopeful manner.” E.g., “[D]efendant
most susceptible to flattery. E.g., “Review by this would be placed in a state o f servitude, for which
Honorable Court o f the granting by the district she might hopefully expect to realize only her
court o f the motion for preliminary injunction is room and board in return for carrying a full share
a routine matter in which this Honorable Court o f her load.” Botkin v. Pyle, 14 P.2d 187, 192
need determine only whether the district court (Colo. 1932). By 1949, the s l i p s h o d e x t e n s i o n o f
abused its broad discretion in granting the pre hopefully was well on its way: “This is the third,
liminary injunction.” The references should be to hopefully the last, stage in the adjudication o f the
the Court or this Court, apart from the first refer rights o f the parties in this controversy.” In re
ence in, e.g., the commencement o f a pleading. King’s Estate, 66 A.2d 68, 69 (Pa. 1949).
The capitalization o f court is compliment enough. Today, the word is all but ubiquitous— even in
legal print. E.g., “[T]he protection o f the American
h o n o ra riu m . PI. -ia, -iums. Though honorariums investing public against depredations by foreign
has much to commend itself as a homegrown nationals must be implemented by whatever tools
plural— and is the form used by The New York are available, hopefully with more rather than
Times—honoraria generally prevails in AmE and less effectiveness.” S.E.C. v. Myers, 285 F. Supp.
BrE alike. See p l u r a l s ( a ). 743, 750 (D. Md. 1968)./ *Hopefully, everyone
ought to share the view that we are our ‘brother's
H on or, y o u r. See y o u r H o n o r. k eep er'. . . .” Ross v. Ross, 200 N.W.2d 149, 154
(Minn. 1972) (Rogosheske, J., concurring)./ “[T]he
h o n o re e ; h o n o ra n d . In the early 1950s, these trial court, hopefully imbued with a fair amount
two forms sprang up, both denoting a person o f common sense as well as an understanding of
who receives an honor. Both words are acceptably the applicable law, views the questioning as a
formed. The OED records only honorand, which whole.” Wainwright v. Witt, 469 U.S. 412, 435
has probably predominated in BrE. In AmE, how (1985)./ “[T]his is a decision which will need to
ever, honoree has taken the field— e.g.: “We know be taken by the parents (hopefully without the
o f no reason . . . why the name o f the donor intervention o f the court) in the future.” Evans v.
[cannot appear] under the name o f the honoree Evans, [1990] 2 All E.R. 147, 153.
thereon.” State v. Morrison, 57 So. 2d 238, 247 Even so, the word received so much negative
(La. Ct. App. 1952)./ “Neither the hostess nor the attention in the 1970s and 1980s that many writ
honoree testified.” State v. Brown, 160 S.E.2d 508, ers have blacklisted it, so using it at all today is
511 (N.C. Ct. App. 1968./ “O f the approximately a precarious venture. Indeed, careful writers and
408 horizontal restraints
counsel, is stylistically preferable, though both h u m a n , n., for human being was long held objec
phrases are common. tionable by a few purists, but it is so pervasive
today even in formal writing that it should be
h o u s e o f ill fa m e . See b a w d y h ouse. accepted as standard.
Virtually all the hybrids condemned by Fowler “negligent tort.” It is the tortfeasor, not the tort,
(e.g., amoral, bureaucracy, cablegram, climactic, that is negligent. Likewise in these phrases:
coastal, coloration, gullible, pacifist, racial, speed
abutting owner
ometer) are now passed over without mention
angry confirmation fight
even by those who consider themselves purists.
arrestable offense
Others that Fowler did not mention also fall into
bigamous cohabitation
this class, such as antedate, likable, lumpectomy,
convictable case
merriment, postwar, retrofit, riddance, telegenic,
culpable silence
and transship. We also have our own fringe hy
disgruntled complaints
brids, however: botheration, raticide, and scat-
drunk-driving cases
teration, and monokini (the last being a M O RPH O
English-speaking countries
as well).
L O G IC A L D EFORM ITY
extraditable violations
In law, one rarely hears complaints about hy
humble opinion
brids, though Mario Pei once called venireman a
immunized testimony
product o f “the worst kind o f hybridization ( . . .
imprisonable crime
half Latin, half Anglo-Saxon).” Mario Pei, Words
in-custody statements
in Sheepys Clothing 83 (1969). The nonsexist
indictable offense
veniremember, o f course, solves that problem. See
intestate share
ven irem a n .
reversible error
Other law-related hybrids are widely accepted.
uncounseled confession
Breathalyzer (formerly drunkometer) has become
well-educated home
standard, although in 1965 Gowers wrote that
this term was “stillborn, it may be hoped” ( MEU2 But this figure o f speech can sometimes be used
253). Creedal, q.v., is a near-commonplace. Quo inartfully, or cause problems if the writer is not
warranto, q.v., is an example dating back to the himself aware o f the true subject. E.g., “The final
13th century. Automendacity, a word expressing subclass o f originalism, what Brest calls 'moder
the idea that a forgery tells not just a lie but a lie ate originalism,’ views the text o f the Constitution
about itself—about what the very document is— as. . . .” [A subclass does not view.]/ “State courts
has proved convenient for writers on criminal law. generally mirrored this theistic viewpoint.” [State
And Fowler may not be resting in peace. courts did not mirror the point o f view discussed;
rather, their decisions or opinions did.]/ “The au
thorities sustain the validity o f the direction o f
h y g ie n e used to have something to do with clean
the testator, and equity will afford protection to
liness and healthfulness, esp. with regard to the
the donor to a charitable corporation in that the
body. Then the bureaucrats and psychologists sul
attorney general may maintain a suit to compel
lied this word with figurative senses, giving us,
the property to be held for the charitable purpose
for example, the phrase mental hygiene (see State
for which it was given to the corporation.” [The
o f California Dept, o f Mental Hygiene v. Bank o f
property is not being compelled to be held; some
Southwest, 354 S.W.2d 576 (Tex. 1962)). And this:
one is being compelled to hold the property. ]/ “The
“What she offers in the place o f a system o f pun
arguments o f the parties have addressed them
ishment is in fact a system o f purely forward-
selves in considerable part to the propriety o f the
looking social hygiene in which our only concern
district court’s exercising its equitable jurisdiction
when we have an offender to deal with is with
to enjoin the strike in question once the findings
the future and the rational aim o f prevention o f
set forth above have been made.” [The arguments
future crime.” Careful writers shun this, as they
themselves haven’t done the addressing; rather,
shun all bureaucratic JARGON.
in their arguments, the parties have addressed
themselves.]
Hypallage, known also as the transferred epi Hypallage can also lead to faulty metaphors:
thet, is a figure o f speech in which the proper “The defendants in this case have reduced the
subject is displaced by what rightfully would be husband to a physical wreck. The wife is the
the object. Usually hypallage is a mere idiomatic victim o f that wreck.” [The writer does not mean
curiosity. It has a distinguished lineage— a fa to say that the wife is a victim o f her husband, a
mous example being Shakespeare’s line from Ju paraplegic. Rather, she is a victim o f the defen
lius Caesar: “This was the most unkindest cut o f dants’ actions.]
all.” It was not the cut that was unkind, but
rather the cutter. Hence the object has become H y p e r c o r r e c t i o n . Sometimes people strive to
the subject. abide by the strictest etiquette, but in the process
An example from legal language is the phrase they behave inappropriately. The same human
Hypercorrection 411
motivations that result in this irony can play ers commit them. See between ( c ) & n o m in a t iv e
havoc with the langauge: a person will strive for A N D OBJECTIVE CASES.
a correct linguistic form but instead fall into error. Many writers and speakers try to avoid the
Linguists call this phenomenon “hypercorrec- problem by resorting to myself, but that is hardly
tion”— a shortcoming to which legal writers are an improvement. See m yself.
particularly susceptible. C. Number Problems. Sometimes, in the quest
This foible can have several causes. Often, it for correctness, writers let their sense o f grammar
results from an attempt to avoid what is incor override long-established idioms. They may write,
rectly thought to be a grammatical error. (See for example, “A number o f people was there,”
SUPERSTITIONS.) At other times, it results when when the correct form is “A number o f people
the writer has an imcomplete grasp o f a foreign were there.” Or they will write, “A handful of
language’s grammar—but insists on trying to con problems arises from that approach,” instead of
form to that grammar. And, yet again, it some “A handful o f problems arise from that approach.”
times results when the writer allows a misplaced For more on these correct but “antigrammatical”
sense o f logic to override a well-established idiom. constructions, see s y n e s i s & num ber of, a.
A few o f the most common manifestations are D. Redundantly Formed Adverbs. The forms
enumerated below. doubtless, much, and thus are adverbs, yet some
A. False Latin Plurals. One with a smattering writers overcompensate by adding -ly and thereby
of Latin learns that, in that language, most nouns forming barbarisms: doubtlessly, muchly, and
ending in -us have a plural ending in -i: genius thusly. See a d v e r b s , p r o b l e m s w i t h (D), doubt-
forms genii, nimbus forms nimbi, syllabus forms less(ly), illy, m uchly, & thus (b ).
syllabi, terminus forms termini, and so on. The E. As for like. When writers fear using like as
trouble is that not all o f them do end in -i, so a conjunction, they sometimes fail to use it when
traps abound for those who wish to show off their it would function appropriately as a preposition
sketchy knowledge of Latin: or adverb. Thus, “She writes like a lawyer” be
comes “She writes as a lawyer.” But the latter
Hypercorrect Latin English
sentence sounds as if it is explaining the capacity
Form Form Form
in which she writes. The hypercorrection, then,
apparati apparatus apparatuses
results in a m i s c u e . See like (a).
cestuis que [none] cestuis que
F. Whom for who. Perhaps writers should get
trustent trust
points for trying, but those who do not know
cestuis que usent [none] cestuis que use
how to use whom should abstain in questionable
fori fora forums
contexts. That is, against whom, for whom, and
hiati hiatus hiatuses
the like may generally be instances in which the
ignorami [vb. in L.] ignoramuses
writer knows to choose whom. But things can
mandami [vb. in L.] mandamuses
get moderately tricky— e.g.: “[W]hat someone who
mittimi [vb. in L.] mittimuses
intends to mug an approaching stranger whom
nexi nexus nexuses
[read who] he realizes is grey-haired and sun
octopi octopodes octopuses
burnt intends is to mug a grey-haired and sun
(Gk.)
burnt stranger, though it was no part o f his aim
prospecti prospectus prospectuses
that the intended victim should be grey-haired
stati status statuses
and sunburnt.” Alan R. White, Misleading Cases
B. Between you and I. Some users o f the En 60 (1991). Although, in that sentence, whom may
glish language learn a thing or two about pronoun seem to be the object o f realizes, in fact it is the
cases, but little more. They learn, for example, subject of the verb is. See who (a) & n o m i n a t i v e
that it is incorrect to say “It is me” or “Me and A N D OBJECTIVE CASES.
Jane are going to school now.” (See it is I.) But G. Unsplit Infinitives Causing Miscues. Writ
this knowledge puts them on tenterhooks: ers who have given in to the most widespread of
through the logical fallacy known as “hasty gener superstitions— or who believe that most o f the
alization,” they come to fear that there is some readers have done so— avoid all split infinitives.
thing wrong with the word me— that perhaps it’s They should at least avoid introducing squinting
safer to stick with /. modifiers into their prose. But many writers do
They therefore begin to use I even when the introduce them, and the result is often a M ISCUE
objective case is called for: “She had the biggest or a m b i g u i t y —e.g.: “Each is trying subtly to exert
surprise for Blair and I [read m e]” “Please won’t his or her influence over the other.” Mark H.
you keep this between you and I [read m e]” These McCormack, What They Don't Teach You at Har
are gross linguistic gaffes, but it is perennially vard Business School 26 (1984). In that sentence,
surprising how many otherwise educated speak does subtly modify the participle trying or the
412 Hyphens
infinitive to exert? Because we cannot tell, the hypnotism and hypnosis are not interchange
sentence needs to be revised in any of the follow able. One might use either term to name the art
ing ways: (1) Each is subtly trying to exert his or o f mesmerism, but one would never say, “He is
her influence over the other, (2) Each is trying to under hypnotism.” Hypnotism names only the
exert his or her influence subtly over the other, or practice or art; hypnosis refers either to the prac
(3) Each is trying to subtly exert his or her influ tice or to the state o f consciousness itself.
ence over the other. See s p l i t i n f i n i t i v e s (C), s u The two words are susceptible to inelegant
p e r s t it io n s (B) & M ISCUES. variation, as Chief Justice Rehnquist has dem
H. Unsplit Verb Phrases. A surprising number onstrated. See Rock v. Arkansas, 483 U.S. 44
o f writers believe that it's a mistake to put an (1987) (in which Rehnquist referred to “increased
adverb in the midst o f a verb phrase. The surprise confidence in both true and false memories follow
is for them: every language authority who ad ing hypnosis” (p. 62) and then to “increased confi
dresses the question holds just the opposite dence inspired by hypnotism” (at 63)).
view— that the adverb generally belongs in the
midst o f a verb phrase. (See a d v e r b s , p r o b l e m s
hypo. See hypo(thet).
W IT H (A ).) The canard to the contrary frequently
causes awkwardness and artificiality— e.g.: “I
soon will be calling you.” [Read I will soon be hypostatize; hypostasize. The standard form is
calling you.] See SU PERSTITIO N S (C). hypostatize (= to make an idea into, or to regard
I. Prepositions Moved from the End of the it, as a self-existent substance or person).
Sentence. “That is the type o f arrant pedantry
up with which I shall not put,” said Winston
hypothecate is not, as some writers believe, a
Churchill, mocking the pedantry that causes some
synonym o f hypothesize. Properly, hypothecate is
writers and speakers to avoid ending with a prep
an admiralty and civil-law term meaning “to
osition. See p r e p o s i t i o n s (A ) & s u p e r s t i t i o n s (A).
pledge without delivery o f title or possession.”
J. Borrowed Articles for Borrowed Nouns.
Hypothesize means “to make a hypothesis,” which
When a naturalized or quasi-naturalized foreign-
is a proposition put forward as a basis for argu
ism appears in an English-language context, the
ment. President George Bush, for example, fell
surrounding words—with a few exceptions, such
into error on 8 August 1990, when, after sending
as hoi polloi (q.v.)— should be English. Thus, one
armed forces to Saudi Arabia in the wake o f
refers to finding the mot juste, not finding le
Saddam Hussein’s invasion o f Kuwait, he said
mot juste (a common error among the would-be
he would not “hypothecate” about this or that
literati).
scenario. But the confusion is nothing new: “Was
K. Overrefined Pronunciation. Some foreign-
the district court, then, bound, in opposition to
isms acquire English and American pronuncia
these facts, to instruct the jury . . . hypotheti
tions. For example, lingerie is pronounced in a
cally, that . . . . [A]ny instruction . . . hypothe
way that the French would consider utterly bar
cated [read hypothesized] on the absence o f such
barous: /lon-zha-ray/, as opposed to llan-zhreel.
calls, could only tend to confuse or mislead the
But for a native speaker o f AmE to use the latter
jury.” Boardman v. Lessees o f Reed, 31 U.S. (6
pronunciation would be foolish-sounding.
Pet.) 328, 344 (1832). Hypotheticate is a mistaken
Similarly, American and English printers refer
form o f hypothecate.
to the more modern typefaces— the ones without
Hypothecation is best preceded by a rather than
small projections coming off the straight lines—
by an. E.g., “In my opinion, the definition given
as sans serif ísanz-ser-if1, not /sahnz-sd-reefl. The
by Pothier o f an hypothecation [read a hypotheca
latter pronunciation may show a familiarity with
tion] is an accurate description of a maritime lien
the French language, but it belies an unfamiliar
under our law.” See a (a).
ity both with publishing and with the English
language.
Even native-English words can cause problems. hypo(thet). Hypothetical was originally used ad
The word often, for example, preferably has a jectivally, but has come to be an attributive noun
silent -t-, yet some speakers (unnaturally) pro as well. Hypothet is an old-fashioned American
nounce it because o f the spelling. The next logical shortening o f hypothetical in legal contexts. Hypo
step would be to pronounce administration !ad- is now the more widespread legal colloquialism,
min-i-stray-tee-on/, and all other words with the and it undoubtedly sounds better. E.g., “ [I]n fact,
-tion suffix similarly. See p r o n u n c i a t i o n (A). fictional stories (‘hypos' in the jargon o f the law
schools) will serve just as well . . . .” A.W.B.
H yph en s . See p u n c t u a t i o n (D) & p h r a s a l adjec Simpson, Trouble with the Case, TLS, 14-20 Dec.
t iv e s . 1990, at 1344.
idyllic 413
h y p o t h e t i c ( a l ) , adj. The longer form is now had been made in hypothetic [read hypothetical]
usual. E.g., “In the supplemental charge, the form for illustrative purposes.” See h y p o ( t h e t ) .
court expressly indicated that its prior remarks
i
I; m e . See n o m i n a t i v e a n d o b j e c t i v e c a s e s . For evidence is that the two prior wills contained
the error between you and I, see b e t w e e n (C ) & residuary devises identical with those in the lat
HYPER COR R ECTION (B). est will.”
Just as frequently, however, and esp. in AmE,
ibid. Short for ibidem (= in the same place), this to appears. It has come to be the predominant
abbreviation is rarely used in legal citations. Id., nonliterary idiom— e.g.: “The code may then pro
the abbreviation for idem ( = the same person or vide a term substantially identical to [read with]
thing), does the same job for a lawyer. one o f those rejected.”/ “Section 35031 is virtually
identical to [read with] section 72411.7 “Peti
id . See idem . ^ tioner then filed his first federal habeas petition,
raising issues identical to [read with] those raised
i d e a o r c o n c e p t . Many writers seem unable to and ruled on in his state appeal.”
say idea without adding or concept. The habit is
a bad one, the two words being virtually inter This phrase— used without a di
id e n t ify w ith .
changeable— e.g.: “[T]hey are all appealing to the rect object following identify— has recently be
same fundamental idea or concept, though it is come a cant phrase, associated especially with
extraordinarily difficult to define exactly the na slang o f the 1960s and 1970s. Here it is inappro
ture o f that idea or concept.” Edward Jenks, The priately used in reference to a 19th-century his
Book o f English Law 2 (P.B. Fairest ed., 6th ed. torical figure. “Randolph identified with the books
1967). In that sentence, idea alone would suffice he read, and took upon himself the roles sug
in both places. gested by his favorite authors.”
fective assistance, then the accused would be sword in his left hand; there is the suspicion that
placed in an idyllic [read ideal] situation.” he has merely been too lazy to make up his mind
Chappee v. Vose, 843 F.2d 25, 33 (1st Cir. 1988). between if and when” (MEU1 254). In short, one
(On the change o f was to were in that sentence, is ill advised to use the phrase, which almost
see S U B J U N C T IV E S .) invariably is improved when simplified: “Appel
lant has not specifically requested backpay; if and
i.e., the abbreviation for id est (L. “that is”), intro when [read if] he does, that issue might be judged
duces explanatory phrases or clauses. The abbre by a different standard.”
viation is perfectly appropriate in legal writing. * An even worse manifestation o f the phrase is
Formerly it was said that, in speaking or reading, -if, as, and when: “Decisions in other community
the abbreviation should be rendered id est. But property states have disagreed on whether future
this is never heard today, whereas the abbrevi contingent payments may be apportioned if as,
ated letters i.e. are frequently heard in lawyers’ and when [read as or when] they mature and are
speech. (See e.g.) Generally, a comma follows i.e. received by the retired spouse.”/ “We shall offer
in AmE (though not in BrE). these bonds at this price, if, as, and when [read
if or when] they are issued by the trust company.”
if. A. A nd whether. It is best to distinguish One o f the three words is suitable virtually wher
between the ways in which these words are used. ever this phrase appears. Cf. u n l e s s a n d u n t i l .
Whether is generally preferable where one intends
to express not a conditional idea, but an alterna i f a n y . Instead o f putting if any after the noun,
tive or possibility. I f is often used where, in formal try putting any before it—e.g.: “[T]he complaint
writing at least, whether is the better word. E.g., must further show . . . what voyages or trips, if
“One person inquired i/*[read whether] the money any [read any voyages or trips], she [read the ship]
was lost.” has made since the voyage or trip on which the
In some contexts, however, use o f the different claims sought to be limited arose.” Supp. R.
words may actually shade the meaning. E.g., Adm. & Mar. Claims F(2).
“Please let me know if you need any advice”
means to get in touch only if you need advice. iffy for uncertain is a casualism unfit for formal
“Please let me know whether you need any legal prose. E.g., “We conclude that this court
advice” means to advise in any event, whether should not undertake the iffy [read uncertain]
the answer is yes or no. task o f determining whether each appellant is
B. I f and only i f This is inferior and adds entitled to immunity.”
nothing but unnecessary emphasis to only if. E.g.,
“Money is an adequate remedy if and only if This is a favorite
i f i t a i n ’t b r o k e , d o n ’t f i x it .
[read only if] it can be used to replace the specific o f American lawyers seeking to preserve
C LICH É
thing that was lost.” Douglas Laycock, The Death the status quo—and often merely to entrench
o f the Irreparable Injury Rule 246 (1991). The mediocrity.
variation if but only if which sometimes occurs
in legal writing, is unnecessary and even nonsen i f it b e . See s u b j u n c t iv e s .
to overlook . . . .” But the reader more familiar innate ability, whereas ignorant refers merely to
with sense (2) will misperceive the sentence as the state o f one’s knowledge on a particular sub
meaning: We are apt, and even vigilant, to over ject. Geniuses are ignorant o f certain facts; stupid
look . . . See AM B IG U ITY. people are ignorant o f most facts.
the experiments o f the law, if they can be so IN ISM denoting the legal doctrine that ignorance
called—the engineering appliances, if you will— o f the law is no excuse (rendered in Latin ignoran
are brought to bear ex post facto.” Carleton K. tia juris neminem excusat [lit., “ignorance o f law
Allen, Law in the Making 36 (7th ed. 1964). This excuses no one”]). E.g., “The effect o f this provi
phrase, meaning in full if you will allow me to use sion is to continue the ignorantia juris principle
the phrase, is almost always (as in the example as part of the Model Code culpability structure.”
quoted) best deleted. The full maxim itself, however, is best rendered
in English. See m a x i m s .
ignis fatuus ( = will o’ the wisp; a delusive hope Some writers use the phrase ignorantia legis
or desire) forms the plural ignes fatui. rather than ignorantia juris. Strictly speaking,
jus (and its genitive juris) means the science of
ig n it a b le . So spelled. See - a b l e ( a ). law or the whole body o f the law, whereas lex
(genitive legis) means a legislative act or pro
is accented on the first, not the second,
ig n o m in y nouncement, or sometimes the body o f enacted
syllable Hg-nd-min-ee!. law as distinct from principles o f common law (or
judge-made law). Hence, strictly, ignorantia juris
i g n o r a m u s . Until 1934 in England, if a grand means ignorance o f the law and ignorantia legis
jury considered the evidence o f an alleged crime ignorance o f a specific statute or ordinance. But
insufficient, it would endorse the bill ignoramus, no such d i f f e r e n t i a t i o n seems to exist in prac
meaning literally “we do not know” or “we know tice. Ironically, the issue in most cases is igno
nothing o f this.” This use o f the term was a sur rance o f a specific provision, not o f the law in
vival o f the medieval practice o f having juries act general; but ignorantia juris remains the more
on personal knowledge. Today, the phrases No common form.
hill, No true bill, and Not a true bill have replaced
ignoramus. i g n o r e , when used in reference to a grand jury,
By the early 17th century, though, the word means “to sign a bill with ignoramus [q.v.]”—e.g.:
ignoramus had come to mean, by extension, “an “[T]he grand jury may ignore the bill, and decline
ignorant person.” (See p o p u l a r i z e d l e g a l t e c h to find any indictment . . . .” Post v. U.S., 161
n i c a l i t i e s .) In 1615, George Ruggle wrote a play U.S. 583, 587 (1896)./ “Russo’s testimony before
called Ignoramus, about a lawyer who knew noth the grand jury as to Foster, Baker and Weller,
ing about the law; and this fictional lawyer soon contradicted his testimony before the committing
gave his name to all manner o f know-nothings, magistrate and in effect made it necessary for the
whether lawyers or nonlawyers. grand jury to ignore all three bills.” Common
The modem nonlegal meaning appears more wealth v. Russo, 111 A.2d 359, 364 (Pa. Super.
frequently in modem legal writing than the his Ct. 1955)./ “The grand jury takes it [the case] up
torical legal meaning: “Thus, to accuse a lawyer anew, and may present or ignore the bill, without
o f being an ignoramus, when spoken o f him in any reference whatever to the fact that one indict
his calling, is actionable per se, without proof ment has been presented and set aside.” State v.
o f special damages.” PI. ignoramuses; the form Silver, 398 P.2d 178, 180 (Or. 1965) (en banc).
ignorami is a pseudo-learned blunder (ignoramus
is a verb and not one o f the Latin nouns in -us). i l k correctly means “the same”; hence o f that ilk
See p l u r a l s ( a ). means “o f that same kind.” E.g., “The evidence in
this case was o f the ilk that would tax the patience
ig n o ra n c e . See m i s t a k e ( a ). and wisdom o f Solomon.” Mink v. Mink, 395
S.E.2d 237, 239 (Ga. Ct. App. 1990). Yet the word
ig n o r a n c e o f th e l a w is n o e x c u s e . See igno- is commonly misapprehended as relating to race
rantia ju ris. or family—it is not that specific.
illy being an illiterate form. Yet illiteracies have (per Yankwich, J.). A New York judge contends
been known to creep into legal writing and even that "[t]he preferable m odem term is nonmarital
into judicial opinions: see illy. child” Letter o f Arthur E. Blyn, Nonmarital Chil
dren, N.Y. Times, 10 March 1991, at 14. See
illa tion ( = the act o f inferring or something e u p h e m i s m s , b a sta rd & n a tu ra l ch ild .
illeg a l co n tr a c t. This phrase is "exceptionally illite ra te = (1) unable to read or write; or (2)
difficult to define.” P.A. Atiyah, An Introduction unlettered. Justice Holmes was wont to use this
to the Law o f Contract 38 (3d ed. 1981). The word in sense (2), the heightened sense o f the
phrase does not denote merely “a contract con word: "In the case at bar we have an illiterate
trary to the criminal law, although such a contract woman writing her own will. Obviously the first
would indubitably be illegal. But a contract can sentence, T am going on a journey and may not
well be illegal without contravening the criminal ever return/ expresses the fact that was on her
law, because there are certain activities [that] the mind as the occasion and inducement for Writing
law does not actually prohibit, but at the same it.” Eaton v. Brown, 193 U.S. 411, 414 (1904) (per
time regards as contrary to the public interest Holmes, J.).
and definitely to be discouraged, for instance,
prostitution.” Id. I l l o g i c . The writer on language who would dare
drag logic into the discussion must do so warily.
illeg a l en tra n t. See u n d o c u m e n te d alien . For centuries, grammarians labored under the
mistaken belief that grammar is but applied logic
illeg a l en try . This phrase, in some jurisdictions, and therefore tried to rid language o f everything
denotes a lesser-included offense o f burglary illogical.
(q.v.)—e.g.: "A murderer, who might get the chair, But, to paraphrase Oliver Wendell Holmes, Jr.,
would be offered a plea to ‘manslaughter/ or a the life o f the language has not been logic: it
burglar, liable for twenty years, one to ‘illegal has been experience. No serious student believes
entry/ depending on how strong the evidence in anymore that grammatical distinctions necessar
either case might be.” Ephraim Tutt, Yankee Law ily reflect logical ones. Our language is full o f
yer 88 (1943). idioms that defy logic, many o f them literary and
many colloquial. We should not, for example, fret
illeg ib le; u n rea d a b le. Illegible = not plain or over the synonymy o f fat chance and slim chance.
clear enough to be read (used o f handwriting Applying “linguistic logic” to established ways o f
or defaced printing). Unreadable = too dull or saying things is a misconceived effort.
obfuscatory to be read (used o f bad writing). We see that misconceived effort today when
armchair grammarians insist that grammatical
illeg itim a te ch ild . Though the phrase is still error is an Irish bull; that I don*t think so is wrong
often used, it is undeniably insensitive. As a far in place o f I think not; that the reason why is
sighted judge once observed, “[T]here are no ille wrong (no more so, certainly, than place where or
gitimate children, only illegitimate parents.” In re time when); that a number o f people must take a
Estate o f Woodward, 40 Cal. Rptr. 781, 784 (1964) singular not a plural verb (see SYN E S IS); or that,
Illogic 417
in Don't spend any more time than you can help, comparison o f young Jeremy Bentham with old
the final words should be can't help. When logic Jeremy Bentham, the sentence does not work,
is used for such purposes, it is worse than idle: it because the source o f the comparison is also the
is harmful. source o f difference.)
That does not mean, o f course, that logic is of • “This case involves facts virtually identical with
no concern to the writer. For rhetorical purposes, the previous case [read those in the previous
logic is essential. A few readers will look for holes case]."
in the wording. In evaluating our own writing, • “May a defendant who has settled with the
therefore, we should strictly follow idiom and us plaintiff recover contribution from other poten
age, but otherwise apply logic. tial defendants?” (The phrase other potential
The exercise will tighten your prose. Since id defendants is wrong because anyone who has
iom does not yet prefer could care less, much settled is no longer a potential defendant.)
less require it, write couldn't care less. (Logically
speaking, if you say you could care less, then you
are admitting that you care to some extent.) No For related problems, see as m u ch as o r m o re ,
longer might you say, I was scared literally to as w e ll as o r b e tte r th a n & o v e r s t a t e m e n t .
death, because you recognize the literal meaning B. Danglers and M isplaced M odifiers. Every
of literally and you are still alive to report how dangler or misplaced modifier, in some degree,
scared you were. Likewise, logic would have you perverts logic, sometimes humorously—e.g.: “I
banish such thoughtless words as preplanned and saw the Statue o f Liberty flying into Newark.” To
use words such as reiterate (q.v.) more carefully, avoid these disruptions o f thought, remember
so as to distinguish it from iterate. that participles should relate to nouns that are
Logic also rids prose o f the various errors in truly capable o f performing the action o f the parti
thinking that workaday writers commonly com ciple. Here, for example, note that neither a defi
mit. To avoid the ills catalogued below, consider nition nor a belief construes: “Any definition is
closely how your words and sentences relate to likely to distinguish between religion and mere
one another. conscientious belief, construing the first amend
A. Illogical Com parison. This lapse occurs ment to govern the former but not the latter.” For
commonly in locutions like as large if not larger a fuller discussion o f these matters, see D A N
than, which, when telescoped, becomes as large GLERS & M ISPLAC E D MODIFIERS.
. . . than; properly, one writes as large as if not C. D isjointed A ppositives. Phrases intended to
larger than. Similar problems occur with classes. be in apposition should not be separated. (See
For example, when members o f classes are being a p p o s i t i v e s .) E.g., “A respected English legal au
compared, a word such as other must be used to thority on the common law, the view o f William
restrict the class: “Our system o f justice is better Blackstone permeated much o f the early thinking
than any [other] in the world.” on freedom o f expression.” John Murray, The Me
Another problem o f comparison occurs when dia Law Dictionary 11 (1978). (Blackstone him
the writer forgets the point o f reference in the self, not Blackstone's view, is the respected au
comparison:• thority.)
D. M istaken Subject o f a Prepositional
• “Like the hard-hitting Dianne Feinstein, a can Phrase. This problem crops up usually when a
didate for California's governorship, Silber’s word or phrase intervenes between the noun and
views are striking a chord among many Demo the prepositional phrase referring to that noun.
crats tired o f losing.” Graham, Democrats' New Often, as in the first example below, the noun
Breed Upsets the Party Old Guard, Sunday (school bus) functions as an adjective: “Wallin was
Times, 15 April 1990, at A23. (The sentence the school bus driver in which [read Wallin was
compares a person to someone's views.) driving the school bus in which] Hillman and
• “I cannot ignore our culpability in this situation Ellington and Eleven were passengers.”/ “O f the
and, like parricide in the Athenian law, pass it three persons involved, the entire loss fell upon
over in silence.” Brown v. United States, 454 the only one who was himself free from all negli
F.2d 999, 1016 (D.C. Cir. 1971) (Tamm, J., dis gence.” (What is the relationship between the
senting). CParricide didn't pass over anything three persons involved, the loss incurred, and the
in silence; rather, the Athenian law passed over degree o f negligence? Read O f the three persons
parricide in silence, the writer means to say.) involved, the only one to incur a loss was the one
• “Like the young Bentham, an ardent crusader, free from all negligence.)
he [Rodell] lacks Bentham's patience [read he E. Insensitivity to M etaphor. Illogical meta
lacks patience]." Jerome Frank, Introduction, phors abound in American writing. The scholar's
Woe Unto You, Lawyers! xii (1980 ed). (As a virgin field pregnant with possibilities is among
418 illude
the more risible examples. Others less humorous illu sio n ; d e lu sio n . These words are used differ
are only a little less difficult to spot: ently despite their similar meanings. An illusion
exists in one's fancy or imagination. A delusion is
• “In my opinion that foundation is not weakened an idea or thing that deceives or misleads a per
by the fact that it is buttressed by other provi son about some aspect o f the real world.
sions that are also designed to avoid the insidi For the difference between illusion and allu
ous evils o f government propaganda favoring sion, see a llu sion . For the difference between
particular points o f view.” (Buttresses serve delusion and hallucination, see h a llu cin a tio n .
only to strengthen, not to weaken.)
• “That doctrine was bastardized by its progeny.” illu so ry ; illu siv e. The former is preferred. See
(Parents, not children, create bastards.) elu siv e.
• “The nineteenth century has provided new im
petus to literary studies, putting them on un illu stra te, in modem usage, means “to provide a
traveled roads.” (Travel creates roads; they do good example o f (something); to exemplify.” In
not exist in a vacuum.) the following sentence it is used ambiguously:
aHohfeld's analysis illustrates [read In his analy
See METAPHORS (A). sis, Hohfeld examines] the fallacy o f accepting too
F. Poor Exposition of Sequence. Do not ask literally the ‘artificial entity* theory.” The writer
your readers to assume what is not logically possi here is not claiming—as the sentence seems to
ble by your very assumptions— e.g.: “Indeed, the do— that Hohfeld's analysis is itself a good exam
condition o f the plane after the crash eliminated ple o f “the fallacy o f accepting too literally the
an air collision [read was such as to eliminate ‘artificial entity theory.” Rather, the sentence is
further speculation about an air collision or ruled intended to point to Hohfeld's analysis as one that
out an air collision as the cause o f the crash]”/ elucidates well the nature o f this fallacy.
“The obligation o f the deceased to transfer certain Illustrate is usually accented on the first sylla
property, as a minimum, during his life does not ble: Hl-d-strayt/.
negate a desire to leave the other property after
death . . . .” (A deceased person cannot have illu stra tiv e. The second syllable is accented: U-
obligations o f any kind, much less obligations to lus-trd-tiv/.
transfer property during his life. This is an exam
ple o f the rhetorical figure called “prolepsis.”) illy is not an acceptable adverb in formal writing,
G. Vexatious Little Words with Plain Mean perhaps not even in nondialectal informal writing.
ings. Writers often confound their meaning by Ill itself acts as an adverb. E.g., “It is freely
misusing simple words— e.g.: “Acceptances must conceded that there are many decisions contrary
be communicated to the offeror after [read in] a to this view; but, when carried to the extent con
reasonable amount o f time.” (If after a reasonable tended for by the appellant, we think they are
amount o f time, then the period has become un unsafe, unsound, and illy [read ill] adapted to
reasonable!) modem conditions.” See ill & h y p e r c o r r e c t i o n
(D).
H. Complete Obliviousness in the Task of
Writing. We all take leave o f our senses, from
time to time, especially while composing. We save im b ib eis a FO RM AL W O RD meaning “to drink.” It
ourselves, however, by applying our critical facul occurs more frequently in legal than in nonlegal
ties while revising. Most o f us do, anyway. But contexts. E.g., “In Kelly v. Gwinnell, the New
some writers don't—e.g.: “The courts are more Jersey Supreme Court took a major step in hold
reluctant in considering extrinsic evidence to con ing social hosts liable for the torts o f their guests
strue a will than to construe an inter vivos trans whom they have allowed to overimbibe”
fer.” [Read Courts are more reluctant to consider
extrinsic evidence in construing a will than in im b ra ce ry . See e m b ra ce ry .
construing an inter vivos transfer.] (The original
sentence suggests that courts have a choice o f im m an ent. See im m in en t.
what to construe, as if a judge might say, “Well,
here I am considering some extrinsic evidence. im m a teria l; n on m a teria l. The former term is
Why, I think I'll construe an inter vivos transfer— called for in most legal contexts. “Should even a
that would be more fun than a will!”)
nonmaterial [read immaterial] error, if made with
the intent to deceive the magistrate, invalidate
I. Progression of Tenses. See TENSES.
a warrant?”/ “A testator is not induced by the
misrepresentation if he knows the facts, or if the
illude. See allude (b). facts misrepresented are immaterial” Although
immunize 419
against.” Impeachment may, o f course, result in im p e riu m (= supreme authority) forms the pi.
removal from office. imperia. The word appears frequently in discus
sions o f Roman law, but also in modem contexts—
( = poor; penniless) is sometimes
im p e c u n io u s e.g.: “The function was so well performed that not
misused as if it meant “hapless,” as when someone even the monumental indiscretion o f the Dred
refers to an impecunious associate who is forced Scott decision could quite destroy the judicial im
by a partner to sign pleadings. perium .” Robert G. McCloskey, The American Su
preme Court 85 (1960).
im p e d ie n t im p e d im e n t; h in d e rin g im p e d i
Impedient = that impedes; obstructive.
m en t. im p e r m is s ib le . So spelled. See -a b l e .
Thus impedient impediment is the most elemen
tary type o f r e d u n d a n c y . Yet it has acquired a Im per so nal “ i t .” See e x p l e t iv e s .
im p e lle r ; im p e llo r . The former spelling is pre i m p e r t i n e n t does not, in most legal contexts,
ferred. have its ordinary meaning, “saucy, impudent.”
Rather, it means “not pertinent or relevant.” E.g.,
im p e ra t iv e . See d ire c t o ry . “[T]he court may order stricken from any pleading
any insufficient defense or any redundant, imma
adj. In Roman law and in some mod
im p e rfe c t, terial, impertinent, or scandalous matter.” Fed. R.
em writings, this word is given a curious sense. Civ. P. 12(f). Lawyers should beware in their
An imperfect statute is one that prohibits, but pleadings o f making impertinent statements of
does not render void, an objectionable transaction; either kind. See i m p e r t i n e n c e .
it provides a penalty for disobedience without
depriving a violative transaction o f its legal effect. i m p e r v i a b l e . Impervious = not
im p e r v io u s ;
allowing something to pass through; not open to
i m p e r i a l ; i m p e r i o u s . Deriving from the same <some people are impervious to reason>. The
root (L. imper- “power over a family, region, or word should be avoided in the sense “not affected
state”), these words have been differentiated by by” <he was impervious to her screams for help>
their suffixes. Imperial = o f or belonging to an <expert-witnesses impervious to harsh cross-
emperor or empire. Imperious = overbearing, su examination>. Imperviable is a n e e d l e s s
percilious, tyrannical. VARIANT.
Bernhard Realty Sales Co., 329 A.2d 852, 858 (Pa. tected interest:»; (2) to involve (a person) in a
Super. Ct. 1974). charge or crime <each party, striving to implicate
In its literary sense, impetration (= an urgent the other in this heinous deed>.
entreaty) is a f o r m a l w o r d — e.g.: “Though plain
tiff’s impetration regarding its support o f the war im p lic a tio n is the noun corresponding to both
effort reflects a commendable attitude, the plain implicate and imply. Thus it means (1) “the action
tiff in Teutsch was no less well motivated.” o f implicating, or involving, entangling, or en
Kraemer Mills, Inc. v. U.S., 319 F.2d 535, 539 (Ct. twining” <Smith’s implication o f Jones in the
Cl. 1963). crime>; (2) “the action o f implying; the fact o f
being implied or involved” <by necessary implica
im p e tu s . See im p o te n c e . tion:»; or (3) “that which is implied or involved”
<implications o f wrongdoing:».
i m p i g n o r a t e = to mortgage, pledge, or pawn. Legal implication— an extension o f sense (2)—
Any o f these more specific, simpler terms should occurs when one statement is treated under the
be used rather than this rare, pedantic l a t i n i s m . law as including another (regardless o f what the
Pignorate is another form o f the same word. speaker or writer intended). Contracts, for exam
ple, often contain terms implied by law, though
i m p i n g e ; i n f r i n g e . Impinge is used intransi the parties never contemplated them.
tively only; it is followed by on or upon <they
impinged on the voter’s rights>. Infringe, by con im p lic a tio n o f la w . See im ply.
trast, may be either transitive or intransitive <to
infringe someone’s rights> <to infringe on some im p licit, meaning “implied,” has come to be mis
one’s rights>. used in the sense “complete, unmitigated” <1 have
Though impinge and infringe are often used as implicit trust in her> <1 trust her implicitly>.
if they were interchangeable, we might keep in The OED labels this usage both erroneous and
mind the following connotations: impinge = (lit.) obsolete; with its resurgence in recent years, one
to strike or dash upon something else, whereas can no longer call it obsolete but can confidently
infringe = to break in (damage, violate, or call it erroneous. E.g., “[D]efendant testified that
weaken). he was plaintiff’s employee and friend and had
Impinge should not be used without an object implicit [read complete or unqualified] trust in
to impinge upon, as here: “These policies also and loyalty to plaintiff.” Scafidi v. Johnson, 409
impinge [on what or whom?] when we consider So. 2d 316, 317 (La. Ct. App. 1981)./ “Solicitors
the potential for their abuse.” The writer o f that take counsel’s opinion on difficult questions, and
sentence should have supplied the object. See usually rely upon the resulting opinion implicitly
in fr in g e . [read completely or without qualification or un-
questioningly]. . . .” P.S. Atiyah, Law and Mod
im p le a d ; e m p le a d . The former spelling is stan ern Society 29 (1983). See im p lied ly .
dard. See p l e a d & E N -.
im p lie d ; ex p re ss. These adjectives are correla
is recorded in the OED only as an
im p le a d e r tive. Expressed is sometimes incorrectly con
agent noun (meaning “one who impleads”), but trasted with implied. See ex p re ss(e d ).
the word has not been used in that way since the
early 18th century. Today it means “a procedure im p lie d c o n tr a c t; q u a si-co n tra ct. “[I]f a law
by which a third party is brought into a lawsuit, yer writes: T h e proper meaning o f implied con
usu. through a defendant’s third-party action.” tract is contract implied in fact, not quasi
See -ER (B). contract, ’ he does not express what is now the
invariable usage o f lawyers . . . . . ” Glanville Wil
i m p l e m e n t , v .t., is a V O G U E word b e lo v e d b y liams, Language and the Law, 61 Law Q. Rev.
j a r g o n m o n g e r s , in w h ose la n g u a g e policies are 384, 385 (1945). The terms implied contract and
implemented. Carry out is u s u a lly b e tte r, and quasi-contract are now generally considered syn
c e r t a in ly le s s v a g u e . onymous in denoting a contract not created by
express words but inferred by a court from the
im p le m e n t e r ; im p le m e n t o r . The former spell conduct o f the parties, from some special relation
ing is preferred. ship between them, or because one o f them has
been unjustly enriched.
i m p l i c a t e = (1) to bring into play; to involve in Formerly, implied contract was limited in use
its nature or meaning, or as a consequence f o r c to a contract inferred by the courts by reason o f
ible searching implicates a constitutionally pro the conduct o f the parties or o f a special relation
imply 423
ship between them (implied in fact), and quasi over implicitly, which is much to be preferred.
contract was used o f an equitable remedy (also Still, implied might be thought to be more concise
termed indebitatis assumpsit) imposed by courts and direct than implicit. Some authorities strain
when one party was unjustly enriched to the det to differentiate the two, but such attempts are
riment o f the other (implied in law). Some writ futile. See im p licit.
ers— including Scottish lawyers—continue to ob
serve this distinction.
im p lie d w a rra n ty o f m e rch a n ta b ility ; im
Implied contract is a phrase that is best
p lie d w a rra n ty o f fitn ess fo r a p a r tic u la r
avoided, however, because it “has given rise to
p u rp o se . Legal systems commonly insert a provi
great confusion in the law.” 1 Samuel Williston
sion into some contracts— particularly those for
& W.H.E. Jaeger, A Treatise on the Law o f
the sale or supply o f consumer goods—warranting
Contracts § 3, at 9 (3d ed. 1957). The confusion
that goods supplied under the contract will mea
arises precisely because implied contract carries
sure up to a prescribed standard. An implied
the two senses noted above, namely, both quasi
warranty o f merchantability, in most jurisdic
contract and implied-in-fact contract ( = a mutual
tions, means that the goods (a) pass as described
agreement and intent to promise without any
without objection in the trade; (b) are fit for the
expression in words). See im p lie d in fa c t &
ordinary uses to which the goods are put; (c) are
q u a si-con tra ct.
adequately packaged and labeled; and (d) conform
to the factual statements made on the packaging.
im p lie d in fa ct; im p lie d in la w . The d i f f e r e n
An implied warranty o f fitness for a particular
between these terms is sometimes mud
t ia t io n
purpose is more specific: if the manufacturer, dis
dled. Implied in fact = inferable from the facts o f
tributor, or retailer has reason to know a particu
a case. Implied in law = imposed by operation o f
lar use to which the goods are to be put, and the
law, and not because o f any inferences that can be
buyer relies on the skill and judgment o f the seller
drawn about the facts o f a case. E.g., “Numerous
in selecting the goods, then the seller implicitly
decisions have held that this waiver o f sovereign
warrants that the goods are fit for that purpose.
immunity is limited to express contracts and con
tracts implied in fact and does not extend to
contracts implied in law or founded upon equita im p ly. A. Uses and Misuses o f Legal Senses.
ble principles.” See im p lie d co n tr a c t. Anglo-American judges, who continually evaluate
facts, often use the phrase by implication ( = by
im p lied ly ; im p licitly . Though neither form is what is implied, though not formally expressed,
strictly incorrect, impliedly is awkward and char by natural inference), along with its various cog
acteristic o f l e g a l e s e . Fowler wrote merely that nates. Judges (by implication) draw “natural in
“impliedly is a bad form” (MEU1 260). Though ferences” and thereby decide that something or
almost unknown to nonlawyers, it is a favorite o f other was, in the circumstances, “implied.”
lawyers. Impliedly is old, dating in the OED from Through the process o f h y p a l l a g e —a semantic
ca. 1400. Nevertheless, implicitly is almost al shift by which the attributes o f the true subject
ways an improvement: “Because the quantity o f are transferred to another subject—the word im
court work influences quality, judicial administra ply has come to be used in reference to what the
tors have at least impliedly [read implicitly] fo judges do, as opposed to the circumstances. This
cused on the quality o f judicial output.”/ “When a specialized use o f imply runs counter to popular
person adopts the profession o f law, and assumes lay use and is not adequately treated in English-
to exercise its duties in behalf o f another, for language dictionaries.
hire and reward, he impliedly [read implicitly] Specifically, the word imply often means “(of a
represents that he possesses the requisite knowl court) to impute or impose on equitable or legal
edge and skill to properly conduct the matter for grounds.” An implied contract is not always one
which he is engaged.”/ “An effective argument implied from the facts o f the case, but may be one
might be made that the federal government im implied by the court, i.e., imposed by the judge or
pliedly [read implicitly] licenses an enemy alien judges as a result o f their inferences.
to succeed to land by intestate succession or by In using imply in this way, courts are said
will.”/ “These decisions impliedly [read implicitly] to find a doctrinally posited fact (a condition,
hold that searches for contraband at checkpoints restriction, remedy, right o f action, or the like)
that are the functional equivalent o f a border that controls a judicial decision. Thus:
need not be preceded by any form o f cause or
suspicion.” • “[I]t would be more literally accurate to ac
Used on both sides o f the Atlantic, impliedly is a knowledge th a t. . . the court implies the condi
graceless l e g a l i s m with virtually no advantages tions from reasons o f equity.” Susswein v. Penn
424 imply
sylvania Steel Co., 184 F. 102, 106 (C.C.D.N.Y. slightly different sense, “to read into (a docu
1910). ment),” as here: “[0]ne has to look merely at
• “This court cannot, upon some supposed hard what is clearly said. There is no room for any
ship, defeat an estate by implying a condition intendment. . . . Nothing is to be read in, noth
which the grantor has not expressed, nor in the ing is to be implied. One can only look fairly at
least intimated by the language o f his convey the language used.” Cape Brandy Syndicate v.
ance.” Brown u. State, 5 Colo. 496, 504 (1881). I.R.C., [1921] 1 K.B. 64, 71. But such uses comport
• “The difficulty with the arguments seeking to with the general sense here outlined, since “read
imply Mary Silva’s survival o f Joseph as a con ing in” provisions has the same effect as “imput
dition is that they would result in holding that ing” them.
because it is express that Joseph must survive The lawyer’s imply has directly encroached on
until the period o f distribution to take an inher the word infer. Whereas nonlawyers frequently
itable interest, a similar contingency should be use infer for imply, lawyers and judges conflate
implied as to Mary.” In re Estate o f Ferry, 361 the two in the opposite direction, by using imply
P.2d 900, 904 (Cal. 1961) (en banc). for infer. In analyzing the facts o f a case, judges
• “Judicial willingness to imply new remedies in will imply one fact from certain others. (From is
areas governed by federal law has been ex a telling preposition.) Nonlawyers believe they
pressed in a number o f ways.” S.E.C. v. Texas must be inferring an additional fact from those
Gulf Sulphur Co., 312 F. Supp. 77, 91 (S.D.N.Y. already known; if contractual terms are implied,
1970). they must surely be implied by the words or
• “[I]n my view, the Members o f Congress merely circumstances o f the contract and not by the
assumed that the federal courts would follow judges.
the ancient maxim ‘ubi jus, ibi remedium’ and Perhaps using this reasoning, some legal writ
imply a private right o f action.” California u. ers have recoiled from imply and have resorted
Sierra Club, 451 U.S. 287, 300 (1981) (Stevens, instead to infer. E.g., “Apart from the difficulty o f
J., concurring). See m a x i m s . inferring a contract where none has been made,
no agreement between husband and wife for fu
When put in the passive voice, imply may be ture separation can be recognized.” Pettitt v. Pet-
especially confusing, because the person who does titt, [1970] A.C. 777, 811 (H.L.)./ “When a party
the implying is left unclear. The user o f any un voluntarily accepts a valuable service or benefit,
abridged English-language dictionary would ei having option to accept or reject it, the Court may
ther find it hard to divine precisely what imply infer a promise to pay.” Lewis v. Holy Spirit Ass’n,
means, or deduce an incorrect meaning: “[T]he 589 F. Supp. 10,13 (D. Mass. 1983). In the follow
remaining provisions o f the Insurance Law would ing sentence, in which the court writes imply or
lack substance if no private right o f action were infer from, the word imply adds nothing, unless
implied.” Corcoran v. Frank B. Hall & Co., 545 by the circumstances (i.e., implicit in the circum
N.Y.S.2d 278, 284 (App. Div. 1989). In that sen stances) is to be understood, and or is to be read
tence, the passive voice masks the subject. The as and: “Rather, the crucial question is when can
writer apparently means to say that a court would a waiver o f rights be implied or inferred from the
allow such a cause o f action: thus the court would actions and words o f the person interrogated.”
imply a right o f action, i.e., impose it on equitable McDonald v. Lucas, 677 F.2d 518, 520 (5th Cir.
or legal grounds. 1982).
This special legal sense is most keenly demon In the following sentences, infer might have
strated when imply is coupled with impute, as served better than imply. One would be tempted
here: “When deciding the shares, we look to their to call these misuses, were some specimens not
[the husband’s and the wife’s] respective contribu so ancient: “[T]here is nothing averred from which
tions and we see what trust is to be implied or the court can imply that those conditions were
imputed to them.” Cracknell v. Cracknell, [1971] performed.” Cutting v. Myers, 6 F. Cas. 1081,1082
3 All E.R. 552, 554. (C.C.D. Pa. 1818) (No. 3,520)7 “The requirements
Often one could actually read impute in place of the rule are met if such an intention may be
o f imply and have the same sense (read impute to clearly implied from the language, the purposes
for imply on)\ “Under special circumstances the of the agreement, and all the surrounding facts
Court may imply knowledge on the speaker, such and circumstances.” Salamy v. New York Cent.
as the inventor of a machine, ‘who must be fully Sys., 146 N.Y.S.2d 814, 817 (App. Div. 1955).
informed as to [the machine’s] good and bad quali Note that the facts here posited (performance of
ties.’ ” Brickell v. Collins, 262 S.E.2d 387, 390 a condition, intention) are of a lower level o f
(N.C. Ct. App. 1980). abstraction than those in the examples given at
In some contexts, imply seems to take on a the outset o f this paper. Using imply with low-
impoverishment 425
level abstractions, as opposed to doctrinally pos judge whose effectiveness is damaged in the pub
ited facts, is comparatively uncommon in modem lic view.”
legal usage.
Adding still more color to this c h a m e l e o n -h u e d im p o r t u n it y ; The latter is a
im p o r t u n a c y .
W O RD in legal contexts is the ordinary nonlegal N EE D LES S o f the former, meaning “both
v a r ia n t
sense: “We do not mean to imply that where ersome pertinacity in soliciting something.”
joint ownership is set up in conformity with the
statutory provisions, a court o f equity is thereby In AmE, writers on
im p o s s ib ilit y ; fr u s t r a t io n .
foreclosed from looking behind the form o f the the law o f contract began using frustration in
transaction and determining questions o f real and stead o f impossibility shortly after the turn o f the
beneficial interest as between the parties.” Frey 20th century. But as a would-be TERM OF a r t ,
v. Wubbena, 185 N.E.2d 850, 855 (111. 1962)./ “frustration never acquired much precision or
“There is nothing in the former decision [that] clarity o f meaning; most o f the time it was used
would imply that the ‘sole discretion* vested in as a sort o f loose synonym for . . . impossibility.”
and exercised by the trustees in this case is be Grant Gilmore, The Death o f Contract 80-81
yond court review.” In re FerralVs Estate, 258 (1974). Some writers take the view that this
P.2d 1009, 1013 (Cal. 1953) (en banc). change in terminology heralded a change in
It is not wholly surprising-that the legal uses o f meaning: that it was “intended to widen the scope
imply have not found a place in English-language o f the doctrine o f discharge by supervening
dictionaries. Common in American and British events.” G.H. Treitel, The Law o f Contract 779-
law alike, the uses here outlined have not yet 80 (8th ed. 1991). English writers such as Treitel
spread from legal to nonlegal contexts— and may resist the terminological and the corresponding
never do so. Moreover, because lexicographic doctrinal change.
reading programs seldom glean citations from le Some writers distinguish between legal impos
gal texts, lexicographers often overlook linguistic sibility (e.g., having two spouses simultaneously)
innovation in law. See Bryan A. Gam er, “The and physical impossibility (e.g., a person’s leaping
Missing Common Law Words,” in The State o f the unaided across the Grand Canyon). See m i s t a k e
Language 234—45 (Christopher Ricks & Leonard (B).
Michaels eds. 1990).
B. The N onlegal Blunder. Courts are not im In most states this word,
im p o s t o r ; im p o s t e r .
mune from the general misusage o f infer for im as it appears in the heading o f § 3-405 o f the
ply: “The mere fact that Avondale’s activities and Uniform Commercial Code, is spelled impostor.
conduct may have occurred ashore does not infer In other states, it is spelled imposter. The -or
[read imply, or suggest] that Louisiana law would spelling is preferred. See -ER ( a ).
automatically apply.”/ “The circuit court’s re
manding the case inferred [read implied], in the im p o t e n c e ; im p o t e n c y . The latter is a NEED
district court’s view, that plaintiff’s motion for LESS v a r ia n t . Impotence in the modem literal
new trial should be favorably considered.”/ “We sense should be used only in reference to men, a
find no order, ruling, or stipulation stating or fact not recognized by the writer o f this sentence:
inferring [read implying] that the magistrate was “The statute authorizes suit to annul a marriage
bound by any prior evidentiary rulings o f the if, at the time o f the marriage, either party was
district judge.” See in fe r. permanently impotent for physical or mental rea
sons.” Black’s notes that impotence is “properly
used o f the male; but it has also been used synony
im p o rtu n a cy . See im p o rtu n ity .
mously with sterility.” Any such use in modem
contexts is an abuse o f the term. The correspond
im p o rtu n e is a verb meaning “to beg or beseech; ing affliction for women, sometimes alleged to be
entreat.” It is also a n e e d l e s s v a r i a n t for the spurious, is frigidity. See p o t e n c e .
adjective importunate ( = troublesomely urgent), Impotence for impetus is a m a l a p r o p i s m worthy
and an obsolete Variant o f inopportune ( = incon o f Mrs. Malaprop, Mistress Quickly, or Archie
venient, untimely). The intended meaning in the Bunker. E.g., “The main impotence [read impetus]
following sentence is not clear, but perhaps inop for recruiting someone who has published is to
portune would have been the right word: “Al ensure that he is used to long hours.” Impetus
though sanctions against judges may be leveled means “force, impulse.”
importunely [read inopportunely? inappropri
ately?], the interests o f the administration o f ju s i m p o v e r i s h m e n t . Only theoretically—not idi
tice demand that the error be on that side rather omatically—is impoverishment an antonym o f en
than on the side o f retaining without forfeiture a richment. Whereas enrich means “to make rich or
426 impower
richer,” impoverish means “to make poor; to re “In this instance it is doubtful that any property
duce to indigency.” E.g., “Like many a testator, would have become available for trust impress
who with specific devise and bequest has unwit ment.”
tingly impoverished the members o f his family Impress, n., = a characteristic mark or quality.
after his death, the settlor impoverished himself E.g., “A fixed contract right acquired before mar
when he conveyed all his property in trust, and riage was property the character o f which takes
divested him self o f the only means o f livelihood its impress from the date o f the contract.” Impres
he had.” Finding a ten-dollar bill enriches one to sion = (1) the impressing (of a mark); (2) the
some extent; but, for most, losing a ten-dollar bill mark impressed; (3) an effect produced on the
would not constitute impoverishment. mind or feelings; (4) a notion (COD). Impressure
In the following sentence, impoverishment is is an archaic n e e d l e s s v a r i a n t o f impression.
incorrectly made the correlative o f the legal
phrase unjust enrichment: “Under Louisiana law, v.t. This verb is used o f a court’s imposi
im p r e s s ,
recovery may be had for unjust enrichment only tion o f a constructive trust on equitable grounds.
if the plaintiff proves the amount o f his impover For an explanation o f characteristic phraseology,
ishment [read damages?] and that the defendant see i m p r e s s , n. Following are examples o f each
was enriched to that extent.” See u n j u s t e n r i c h o f the two legal idioms with this verb: “In many
m e n t. cases equity impresses a trust upon money or
property secured by fraud.” William F. Walsh, A
im p o w e r is an obsolete spelling o f empower. Treatise on Equity 494 (1930)./ “To determine
whether its assets were impressed with a trust,
(= practical impossibility) is
im p r a c t ic a b ilit y Pioneer filed an action for declaratory relief
sometimes wrongly spelled impractihility. against a member o f the society.” See OBJECT-
SH UF F LIN G .
Fowler had a point
im p r a c t ic a l; u n p r a c t ic a l.
in believing that “the constant confusion between im p r e s s ib le ; im p r e s s a b le . The former spelling
practicable and practical is a special reason for is preferred. See - a b l e ( a ).
making use o f im- and un- to add to the difference
in the negatives” (MEU1 260), but unpractical im p r e s s io n ; im p r e s s m e n t ; im p re s s u re . See
has not been idiomatically accepted in the U.S. It i m p r e s s , n.
is not included in W10, and even in the (British)
COD the entry under impractical is longer than The preferred form for ordinary
im p r im a t u r (a ).
under unpractical. To a few British stalwarts, it purposes is imprimatur (Hm-prim-d-tdri or /im-
may be worth keeping up the fight. pri-mah-tdr/), meaning literally “let it be printed,
For the distinction between practical and prac from the formula used in the Roman Catholic
ticable, see p r a c t i c a l . Church by an official licenser, approving a work
to be printed.” This term (now meaning “com
The former
im p r e s c r ip t ib le ; im p r e s c r ib a b le . mendatory license or sanction”) is construed with
is the preferred form for this word, meaning “not the preposition on. E.g., “The trial judge placed
subject to being extinguished by lapse o f time his imprimatur on a defendant’s theory.”/ “It is
under the rules o f prescription; that cannot in the cause element that confers the imprimatur o f
any circumstances be legally taken away or aban constitutionality on the right.”/ “A ruling admit
doned” (OED). E.g., “[0]ne o f the most sacred ting evidence in a criminal trial has the necessary
imprescriptible rights o f man, is violated.” The effect o f legitimizing the conduct that produced
Slaughter-House Cases, 83 U.S. (16 Wall.) 36, 110 the evidence, while an application o f the exclu
(1872) (Field, J., dissenting). It is worth warning sionary rule withholds the constitutional impri
that “ imprescriptible is one o f the words that are matur.”
often used without a clear conception o f their
meaning” (MEU1 261). It may be overstating the is a typical example o f HY-
im p r is o n a b le c rim e
case, however, to say that the word is often used. pallage the perpetrator and not the crime being
,
what is truly imprisonable. Glanville Williams
n.; i m p r e s s m e n t ; i m p r e s s i o n ; i m -
im p re s s , calls imprisonable “[pjolice jargon, but a conve
In the legal idiom, constructive trusts
p re ssu re. nient word.” Textbook o f Criminal Law 20 n.17
are impressed by courts upon property obtained (1978).
by fraud, or the obtaining of which results in
unjust enrichment. (See i m p r e s s , v.t.) The ques i m p r o v e ( = to develop, as land) is a l e g a l i s m
tion remains what to call the act o f impressing a that is generally understandable to most nonlaw
constructive trust. The answer is impressment: yers. E.g., “The appellant negotiated for the pur-
inadvertence 427
vertent <the inadvertency o f the act is not dis- to talk high-flying nonsense . . . .” Words and
puted>. Their Uses, Past and Present 128 (2d ed. 1872).
Inadvertancy and inadvertance are common
misspellings. in b a c k o f. See b a c k o f.
modifies— e.g.: “The government invoked a ‘delib the time o f its inception or acquisition. It depends
erative processes’ privilege for documents that it on the existence or nonexistence o f the marriage
had turned over to the district court for in camera at the time o f the incipiency [read inception] o f
review.”/ “Defense counsel conceded that he would the right in virtue o f which the title is finally
be bound by the judge’s decision after an in cam extended.” Inception is far more commonly the
era examination o f the prosecution’s reasons for appropriate word.
refusal of the charge.” Some writers would hy
phenate the PH R A SAL ADJECTIVE in the two imme in ce st, denoting a statutory as opposed to a
diately preceding examples. common-law crime, has been criticized for having
The phrase should be used o f inspections, but an unduly restricted sense. In most English-
not, through H YP A LLA G E , o f documents inspected. speaking jurisdictions, a man commits incest by
E.g., “Plaintiff then filed a motion seeking the having sexual intercourse with a female he knows
right to inspection o f the in camera documents to be his granddaughter, daughter, sister, or
[read o f the documents that the court had exam mother; a woman (over the age o f 16) commits
ined in camera]” incest by having sexual intercourse with her
In chambers is sometimes used rather than in grandfather, father, brother, or son. The defini
camera in citing an opinion by a single judge. For tions are limited to sexual intercourse; i.e., oral
example, Lenhard v. Wolff, 444 U.S. 1301 (1979) and anal sex are excluded. A prominent English
(iin-chambers opinion o f Rehnquist, J.). Cf. o p e n writer suggests reforming the law: “Surely the
c o u rt, in. offence o f incest should cover all cases o f vaginal
or anal penetration or penetration involving the
in ca p a b le is usu. applied to persons in m odem penis.” Andrew Ashworth, Principles o f Criminal
nonlegal contexts, in the sense “unable, unfit.” In Law 316 (1991).
law it retains its broader use in reference to
things as well as to persons. E.g., “In certain in ce stu o u s is sometimes mistakenly written in-
cases, no doubt, perhaps many cases, a rule [that] cestious.
a statute attempts to lay down may be incapable
o f practical application till it has been explained in ch a m b ers. See in ca m era .
by a judge or judges . . . .” Edward Jenks, The
Book o f English Law 23 (P.B. Fairest ed., 6th ed. in c h ie f (= principal, as opposed to collateral or
1967). In such a context, incapable means “not incidental) is legal JAR GO N denoting the part o f a
allowing or admitting of.” See ca p a b le o f. trial, or o f a witness’s testimony, in which the
main body o f evidence is presented. “Witnesses
in ca p a cita te = to deprive o f legal capacity. E.g., examined in open court must be first examined
“The Uniform Probate Code is applied to all sub in chief, then cross-examined, and then re
ject matter relating to the estates o f decedents, examined.” Cf. c a s e -in -c h ie f & ten a n t-in -ch ief.
including protection o f minors and incapacitated
persons.” Incapacity is a N E E D L E S S v a r i a n t . See in ch o a te , pronounced lin-koh-dt/ in AmE and
ca p a cita te. /in-koh-Bt/ in BrE, means “just begun, not yet
fully developed.” The prefix is an intensive in-,
in ca p a cita tio n ; in ca p a city . These words not a negative or privative in-. (See ch o a te .) The
should be distinguished as follows: incapacitation law has found many uses for this word. In crimi
= the action o f incapacitating or rendering inca nal law, for example, there are three inchoate
pable; incapacity = lack o f ability in some legal offenses: attempt, conspiracy, and incitement. The
respect. See ca p a city . word also appears in other legal contexts— e.g.:
“Nor would common-law dower, giving her an
in ca se is generally much inferior to if See ca se inchoate right during the husband’s lifetime, help
(A). her, for dower applies only to real estate.”/ “In
430 inchoate dower
determining whether the officer acted reasonably in cid e n ta ls is elliptical for incidental damages.
in such circumstances, we must give due weight Cf. co n se q u e n tia ls, ex e m p la rie s & p u n itiv es.
not to his inchoate suspicion or ‘hunch/ but to the See d am ages.
specific reasonable inferences that he is entitled
to draw from the facts in light o f his experience.” in cid e n tly . See in cid e n ta lly .
The antonym to inchoate is ordinarily either
consummate <her dower becomes consummate>
or consummated cthey were consummated in c id e n ts and incidence, q.v., are homophones
crimes>. that may give listeners trouble. See in c id e n t.
The word is sometimes a pomposity that usurps
the place o f an ordinary word. E.g., “Given the in cid e n t to ; in c id e n ta l to. Though to some ex
summary disposition of these issues, we cannot tent interchangeable historically, these phrases
say at this inchoate [read early] stage that a have undergone a plain d i f f e r e n t i a t i o n that
fact-finder would be precluded from reasonably has gained acceptance among stylists. The former
inferring the existence o f a relevant submarket o f means “closely related to; naturally appearing
third-party firms.” with”; the latter, “happening by chance and subor
dinate to some other thing; peripheral.” In the
in ch o a te d o w e r. See cu rte sy . following sentence, incident is properly used: “In
an action for fraud, exemplary damages are inci
dent to and dependent on the recovery o f actual
in c id e n c e = occurrence or rate o f occurrence
damages.” Here incidental is correctly used: “It is
<the incidence o f syphilis continues to decline>.
clear that testator’s plan o f accumulation was
Using this word as a variant for instance (= case
merely incidental to his primary charitable inten
or example) is a mistake: “As subsequent cases
tion to create a source that would provide continu
will establish, the rationale herein has been re
ing income over the 400-year term for the mainte
jected in most incidences [read has been rejected
nance o f Masonic homes.”
in most instances, or better yet, has usually (or
In the following quotations, incidental is mis
almost always) been rejected].” See in c id e n ts &
used for incident, a common blunder: “A h alf cen
in sta n ce.
tury ago, in that case, we denied damages for
wrongful libel o f a vessel save when the seizure
in cid e n t, n. A. A nd instance . An incident is resulted from bad faith, malice, or gross negli
an occurrence or happening; an instance is an gence. Incidental thereto, on the same grounds we
example. See in sta n ce. Cf. in c id e n c e . denied [read Incident to that denial, we denied on
B. M eaning “ a concom itant.” This sense, the same grounds] recovery for attorney’s fees
which originated in the feudal law o f England, incurred in obtaining the release o f the vessel
denotes the idea that a thing may be naturally seized, without differentiating between attorney’s
and inseparably connected with something else fees and other damages.”/ “The court held that
that is more important. The usage has remained the search was not incidental to [read incident to]
common in legal contexts, esp. in the context o f the arrest because it was conducted six hours
either property law or judicial power. E.g., “The after the arrest and at a place other than the
decedent had the incidents o f ownership to the arrest scene.” Incidental to has even had to be
life insurance.”/ “Courts o f justice as an incident of construed as meaning incident to, primarily be
their jurisdiction have inherent power to appoint cause o f slipshod drafting o f statutes. See, e.g.,
guardians ad litem.” U.S. v. Shursen, 649 F.2d 1250, 1257 (8th Cir.
For the adjectival use, see in c id e n t to. 1981).
C. And accident . See a c c id e n t & e u p h e m i s m s . Sometimes courts are inconsistent in their use
o f these terms in a single opinion: “Closer in point
in cid e n ta lly ; in cid e n tly . The former means . . . are cases holding th a t . . . [a club’s] outside
“loosely, casually” or “by the way,” and the latter profits must be . . . strictly incidental to [read
means “so as to be incident; so as to depend on or incident to] club activities. . . . Here the rental
appertain to something else.” The most common income was not incident to the operation o f the
mistake with these words is to misuse incidently club.” U.S. v. Fort Worth Club, 345 F.2d 52, 57
for incidentally—e.g.: “Section 474, to the extent (5th Cir. 1965). See i n e l e g a n t v a r i a t i o n .
it prohibits expression at all, does so only inadver Incidental is sometimes wrongly used for inci
tently and incidently [read incidentally].” Regan dent, adj., when the word precedes the noun it
v. Time, Inc., 468 U.S. 641, 695 (1984) (Stevens, modifies: “Their primary objective is not to re
J., concurring in part & dissenting in part). See quire the defendant to perform a contract, to carry
in cid e n t to. out a trust, or to undo the effects o f a fraud,
including 431
but to determine the title and incidental [read rally is, as a matter o f law, sufficiently injurious
incident] right to possession o f the land.” and inciteful when left unattended as public
property as to constitutionally permit a govern
incipiency. See inception. ment to prohibit its display.” Knight Riders o f
the Ku Klux Klan v. City o f Cincinnati, 863 F.
incipient; insipient. The former means “begin Supp. 587, 589 (S.D. Ohio 1994).
ning, in an initial stage”; the latter is an obsolete Unfortunately, the word can be confused with its
word meaning “unwise, foolish.” Chapter C o f J. homophone, insightful. See i n s i g h t f u l .
Gillis Wetler’s Style o f Judicial Opinions (1960) is
entitled “Arkansas: American Style, and Insipient in c it e m e n t ; in c it a t io n . The latter is a n e e d l e s s
Transformation.” A reading o f the first paragraph VARIANT.
o f that chapter shows that incipient, not insipient,
was the intended word. The misuse, especially for in c ite r (= one who incites) is so spelled. See
its being in such a prominent place, might be p erp e tra to r.
characterized as insipient.
in c le m e n t . See in c lim a t e .
inciteful; incitive; incitative; incitatory.
What is the adjective meaning “tending to incite”? i n c l i m a t e is a spreading m a l a p r o p i s m for in
Most American dictionaries do not list one, and clement ( = unmerciful; stormy). Because inclem
the OED merely records sparse and ancient exam ent weather has become such a common phrase—
ples o f incitive, incitative, and incitatory— all o f either a SET p h r a s e or a CLICHÉ, depending on
which today might be considered NEEDLESS v a r i whom one asks— many have come to hear the
a n t s o f inciteful. This word is the legal NEOLO
phrase as a redundant comment on the climate
GISM that first appeared in mid-20th-century
as well as the weather: hence the erroneous incli
AmE. Today it is fairly common—e.g.: mate weather. E.g., “According to Glascock, the
• “Wall relied upon Enlow’s alleged inciteful test is used to determine the maximum safe speed
speech to create probable cause for the arrest.” at which a vehicle can traverse a curve under the
Enlow v. Tishomingo County, 962 F.2d 501, 505 most inclimate [read inclement] highway condi
(5th Cir. 1992). tions, that is, with the highway surface being
• “Many courts have adopted a rule that ‘mere wet.” Vervik v. State, 278 So. 2d 530, 535 (La. Ct.
words cannot be sufficient provocation to reduce App. 1973)./ “He also contends that the Secre
a murder charge to voluntary manslaughter, tary’s decision to not postpone the February 28th
no matter how insulting or inciteful.’ ” State v. election date due to inclimate [read inclement]
Shane, 590 N.E.2d 272, 277 (Ohio 1992). weather was arbitrary and capricious.” Donovan
• “The derogatory and inciteful language in the v. Westside Local 174, AFL-CIO, 783 F.2d 616,
newsletter used by Union members in reference 623 (6th Cir. 1986).
to the Employees* activities further supports
this Court’s finding that violence may occur at in c lo s e . See e n c lo s e .
sive.” Puerto Rico Maritime Shipping Auth . v. preferred form, but in legal writing a growing
/.C.C., 645 F.2d 1102, 1112 n.26 (D.C. Cir. 1981). distinction exists between the forms. The best
E.g., “Several business-law courses will be offered advice is to reserve the -cy form to contexts involv
next year, including [read namely] one this sum ing sanity or ability to stand trial or to testify,
mer and four next year.” and to use -ce form when referring to less than
Included for including must be a rare error: acceptable levels o f ability. E.g., “The various
“The agreement provides that it is an Arizona newspaper stories commenting on both appel
agreement and that it shall be governed by the lant’s alleged incompetence [read incompetency] to
laws o f the State o f Arizona in all matters, in stand trial and a grand jury investigation o f the
cluded [read including] but not limited to validity, district’s operations also fall short o f the require
obligation, interpretation, construction, and ter ments set forth in Bollow.” These two word-forms
mination.” See i n c l u d i n g b u t n o t l i m i t e d t o . are favorites o f writers who engage in i n e l e g a n t
v a r i a t i o n ; one must be consistent when the sense
plete sentences. (The more frequent problem is Chalker & Edmund Weiner, The Oxford Diction
R U N -O N SE NTEN CES, which occur when writers ary o f English Grammar 358 (1994).
punctuate two sentences as if they were one.) It appears possible, then, to have an “incom
Therefore, basic advice on avoiding fragments— plete” sentence—i.e., one in which the subject or
“don’t write a phrase or dependent clause as if it the verb is at best implicit. Jespersen called one
were a complete sentence”—is o f limited utility to type “amorphous sentences,” noting both that
legal writers. Further, for reasons discussed in they are “more suitable for the emotional side o f
(b ), that advice might be misleading. human nature” and that it would be impossible
B. Incomplete Sentences in Informal Writing. to say precisely what is “left out.” Essentials at
Grammarians’ definitions o f the word sentence 105, 106. Examples are Yes/ / Goodbye/ /
range widely. Here is a sampling: Thanks! I Nonsense/ / O f course/ / Why all this
fuss?/ Hence his financial difficulties! Id . at 105-
• “A sentence is a group o f words containing a
06.
subject and a predicate and expressing a com
Sir Ernest Gowers, in fact, classified six com
plete thought.” C. Rexford Davis, Toward Cor-
mon types o f “verbless sentences”: transitional,
red English 1 (1936).
afterthought, dramatic climax, comment, picto
• “A complete sentence says something about
rial, and aggressive. MEU2 at 674-75. The types
something.” Robert M. Gorrell & Charlton
that appear in m odem legal writing might be
Laird, Modern English Handbook 195 (2d ed.
classified somewhat differently. As the examples
1956).
below illustrate, the important quality in each
• “Sentence . . . [means] a group o f words con
type is that the sentence be short enough that the
sisting o f a finite verb and its subject as well as
reader will recognize it as purposely incomplete:
any complement that may be present and any
modifiers that belong to the verb, to the subject,
• Transitional: “One other thing. If they’re not
to the complement, or the entire statement, the
needed for a month or two, they never com
whole group o f words constituting a grammati
plain.” James W. McElhaney, How I Write, 4
cally complete statement, i.e., a statement that
Scribes J. Legal Writing 39, 41 (1993).
is clearly not part of a larger structure.” Ralph
• Afterthought: “It is tempting to set Cardozo and
M. Albaugh, English: A Dictionary o f Grammar
Corbin over against them as the engineers of
and Structure 170 (1964).
its destruction. Tempting and by no means un
• “A sentence is a combination o f words so con
true.” Grant Gilmore, The Death o f Contract 57
nected as to express a complete thought: Man
(1974).
is mortal. Is man mortal? How mortal man is!”
• Emphatic: “For Mansfield this was intolerable;
James G. Femald, English Grammar Simpli
for Willes it was in the last resort right. In
fied 161 (Cedric Gale ed., 2d ed. 1979).
the last resort.” Patrick Devlin, The Judge 129
Given that the word complete appears in each of (1979).
those definitions, one might surmise— as many • Negating: “Several past efforts at translating
writers believe— that it is impossible to write an Kelsen have been sad, broken-backed affairs.
incomplete sentence and still be within the bounds Not H a rtn e/s.” Neil MacCormick, Doing and
o f good usage. Discussing, TLS, 19 July 1991, at 22.
Yet the more sophisticated grammarians have • Responding: “Do we say, then, that history is
long qualified the notion o f “completeness.” The everything and comparison nothing, or that
great linguist Otto Jespersen defined sentence as comparative enquiry is merely an application of
“a (relatively) complete and independent unit o f the historical method? By no means.” Frederick
communication . . .— the completeness and inde Pollock, “The History o f Comparative Jurispru
pendence being shown by its standing alone or its dence,” in Essays in the Law 1, 7 (1922; repr.
capability o f standing alone, i.e. o f being uttered 1969).
by itself.” Essentials o f English Grammar 106 • Explanatory: “For the compromise theory the
(1933; repr. 1964). Similarly but more specifically, question o f justice is a question o f balance, and
C.T. Onions defined sentence as a group of the balance is both impersonal and intuitive.
words— or sometimes a single word—that makes Impersonal because individuals become the in
a statement <I’m a lawyer>, a command <Open struments o f achieving aggregate quantities—
the window>, an expression o f a wish <Let’s go>, o f equably as much as o f utility. Intuitive be
a question <How are you?>, or an exclamation cause the correct balance must be a matter o f
<What a verdict!>. Modern English Syntax 1 inarticulate ‘feel.’ ” Ronald Dworkin, A Matter
(B.D.H. Miller, ed., 1971). More recently still, a o f Principle 272 (1985).
grammatical dictionary states that a sentence • Qualifying or Recanting: “The Age o f Aquarius
“usually” has a subject and a predicate. Sylvia has finally dawned in Presidential politics. Sort
434 in concert
of.” Maureen Dowd, 2 Baby Boomers on 1 Ticket: difficult problems in connection with [read with]
A First, But Will It Work? N.Y. Times, 13 July the duty to take care is the problem o f the unfore
1992, at 1A. seeable plaintiff.” C. Gordon Post, An Introduction
• Summing up: “How different is this Treaty! It to the Law 74 (1963).
lays down general principles. It expresses its
aims and purposes. All in sentences o f moderate in c o n s id e ra t io n o f th e m u tu al co ven an ts
length and commendable style.” H.P. Bulmer h e re in In contract d r a f t i n g , this
c o n ta in e d .
Ltd. v. J. Bollinger S.A., [1974] 1 Ch. 401, 425 hoary phrase supposedly makes clear that the
(C.A.) (per Lord Denning, M.R.). contract cannot fail for lack o f consideration. In
• Lively, staccato effect: “Men rather than fact, though, the phrase is deadwood: courts look
women, black men if possible. Older people to the mutual promises to ascertain whether con
rather than younger. Discerning rather than sideration exists, and if one side has promised
deferential. Shepherds rather than sheep, foot nothing, vague recitals o f consideration will not
ball buffs rather than football widows, fans o f suffice to save the contract.
‘L.A. Law’ rather than ‘NYPD B lue/ And though
there are no longer any blank slates when it in c o n s id e r a t io n o f th e p re m is e s . Use there-
comes to O.J. Simpson . . . it's better that they fore instead.
get their news from ‘MacNeil/Lehrer* or News
week than ‘Geraldo!* or The Star. [HI Among Writers on us
in c o n s is t e n c y ; in c o n s is t e n c e .
lawyers and jury consultants that is the consen age formerly tried to distinguish between the
sus prescription for Mr. Simpson’s ideal juror forms, reserving inconsistency for the sense “the
. . . ” David Margolick, Ideal Juror for O.J. general quality o f being inconsistent,” and mak
Simpson: Football Fan Who Can Listen, N.Y. ing inconsistence mean “an act of an inconsistent
Times, 23 Sept. 1994, at A l. nature or an instance o f being inconsistent.” To
day, however, inconsistency has ousted -ce in all
Whatever the purpose, though, the incomplete
senses. Inconsistence should be eschewed as a
or verbless sentence carries some degree o f risk.
N E E D LE S S VARIANT.
You risk your not being expert enough to carry it
off adroitly. You risk your readers* being suspi
in co n siste n t p le a d in g . See C o d d ’s P u zzle.
cious about whether you have carried it off. You
should therefore be wary: “Most writers . . . use
in con trast w ith ; in co n trast to . These are
the incomplete sentence sparingly, except in re
equally good. See c o n t r a s t ( a ).
ports o f conversation. It is a special device, to be
used for special effects. In the hands o f anyone
in c o n t r o v e r t ib le . So spelled.
but an expert, it is usually unsuccessful because
the basic patterns have not been established, and
in c o r p o r e a l; in c o r p o r a l. See c o rp o ra l & c o r
missing ideas cannot be supplied.” Robert M. Gor- p o r e a l.
rell & Charlton Laird, Modern English Handbook
202 (2d ed. 1956). in c o r p o r e a l h e re d ita m e n t. See c o rp o rea l
Generally, incomplete or verbless sentences o f h e r e d it a m e n t s & h e r e d it a m e n t (s ).
the acceptable type are not classified as “frag
ments,” but technically they are precisely that. i n c r e a s i n g ly le s s . See in c r e a s in g ly m o re .
Thus, it is possible, in good usage, to write frag
ments. Possible but difficult. is increasingly—or, rather,
in c r e a s in g ly m o r e
more and more— common as a r e d u n d a n c y . E.g.,
in c o n c e rt. See c o n ce rt. “As the business becomes increasingly more [read
increasingly or more] competitive, do publishers
Both are preferably
in c o n g r u e n t ; in c o n g r u o u s . care which books they publish or what shape the
accented on the second rather than the third manuscripts are in when they hit the press?”
syllable. For the distinction, see c o n g r u e n t . Roger Cohen, When a Best Seller Is at Stake,
Publishers Can Lose Control, N.Y. Times, 12 May
i n c o n n e c t i o n w i t h is always a vague, loose 1991, at 4E.
connective. Occasionally—very occasionally—it is The phrase increasingly less [read less and less
the only connective that will do: it should always or decreasing] is equally bad: an OXYMORON. E.g.,
be used as a last resort. E.g., “Plaintiff sued defen “They have increasingly less time for thorough
dant in connection with [read on?] an irrigation- first-hand work upon the vast mass o f available
system lease.” (For breach o f the lease? Who was material.” Roscoe Pound, The Formative Era of
the lessee, who the lessor?)/ “One o f the most American Law 164 (1938).
incuria 435
c r i m i n a t o r y . The former is
in c r im in a t o r y ;
in c u m b e r; en cu m b er. The latter is the pre
more common, just as incriminate is now more ferred spelling. See E N -.
common than criminate, q.v. “ [H]e must prove
the criminatory [read incriminatory] character of
in c u m b ra n c e . See en cu m b ran ce.
what it is his privilege to suppress just because
it is criminatory [read incriminatory].” U.S. v. in c u m b r a n c e r . See en c u m b ra n c e r.
Weisman, 111 F.2d 260, 262 (2d Cir. 1940).
incuria . British legal writers use incuria (lit.,
in c ru s t. See E N -. “carelessness”) to denote the idea that a case was
decided per incuriam, that is, in ignorance o f
in c u lc a t a b le . So spelled. See -a t a b l e . the relevant law. E.g., “Viscount Simon L.C. had
436 incurrence
erroneously assumed, with the concurrence o f the nearest AmE equivalent is sexual assault. See
other (including Scottish) peers, that the law o f ra p e (c).
the two countries was the same. Quaere, whether
this was incuria; or is incuria unthinkable in the In d e f in it e A ntecedent. See antecedents,
House o f Lords?” Carleton K. Allen, Law in the false.
Making 257 (7th ed. 1964). See p e r incuriam .
in d e m n ifia b le ; in d e m n ita b le . The former is
The latter is a n e e d
in c u r r e n c e ; in c u rm e n t. better.
l e s s v a r ia n t o f the noun corresponding to the
verb to incur ( = [1] to run into (some undesirable in d e m n ifica te , a b a c k -f o r m a tio n from in d e m
consequence), or [2] to bring upon oneself). E.g., n ifica tio n , is a n e e d l e s s v a r ia n t o f in d e m n ify ,
“The fault in the incurrence o f the danger does q.v.
not free the defendant from liability.”/ “When a
'loss contingency exists, the likelihood that the
in d e m n ifica tio n . See in d em n ity .
future event will confirm the loss or impairment
of an asset or the incurrence o f a liability can
in d e m n ifica to ry ; in d e m n ito ry . Both mean “of,
range from probable to remote.” Incurrence is
relating to, or constituting an indemnity.” The
sometimes misspelled incurrance.
standard term is indemnificatory. The other term,
indemnitory, is a n e e d l e s s v a r ia n t not recorded
in d ebitatu s assum psit. See a s s u m p s it , im
in the major unabridged dictionaries, but it occurs
p lie d c o n tra c t & q u a s i-c o n tra c t.
occasionally in American legal writing. “Among
these problems are those arising from the possi
i n d e b t e d n e s s = the state or fact o f being in bility o f multiple subrogation claims [and from]
debted. E.g., “For purposes o f 12 U.S.C. § 82, a determining what types or lines o f insurance are
national bank’s indebtedness or liability does not indemnitory [read indemnificatory].” Shelby Mut.
include Federal Funds Purchased or obligations Ins. Co. v. Birch, 196 So. 2d 482, 485 (Fla. Dist.
to repurchase securities sold.” Ct. App. 1967) (Andrews, J., dissenting)./ “[N]o
Indebtedness is frequently used where the sim decision is necessary at this time on whether the
pler word debt would be preferable: “The peti indemnitory [read indemnificatory] theory should
tioner elected to declare the entire indebtedness be limited only to owners o f premises.” Waller v.
[better: debt] to be immediately due and payable.”/ J.E. Brenneman Co., 307 A.2d 550, 553 (Del. Su
“The indebtedness [better: debt] has not been per. Ct. 1973).
paid.” In this sense, indebtedness is a n e e d l e s s
v a r ia n t o f debt, although in some contexts one
in d em n ifier. See in d e m n ito r.
can hardly discern what is being referred to: the
state o f being indebted or the actual debt. See
in d e m n ify . A. A nd hold harmless. Indemnify
d e b t & in d e b tm e n t.
= (1) to make good a loss that someone has
suffered because o f another’s act or default; (2) to
i n d e b t m e n t , a n e e d l e s s v a r ia n t o f indebted
promise to make good such a loss; or (3) to give
ness or debt, was much more common up to the security against such a loss.
mid-20th century than it is today. E.g., “The Etymologically, the word derives from indemnis
transfer from Godfrey was a simple collateral ( = harmless) combined with facere ( = to make).
security, taken as additional security for the old Thus, indemnify has long been held to be perfectly
indebtment [read debt] . . . .” People's Sav. Bank synonymous with hold harmless and save harm
v. Bates, 120 U.S. 556, 565 (1887). A few latter- less. See Brentnal v. Holmes, 1 Root (Conn.) 291,
day examples persist: “[T]he . . . amount due 1 Am. Dec. 44 (1791).
under an absolute indebtment [read debt or That being so, the common DOUBLET indemnify
indebtedness] may be unascertained . . . .” Loyal and hold harmless (sometimes written indemnify
Erectors Inc. v. Hamilton & Son, Inc., 312 A.2d and save harmless) is stylistically and substan
748, 752 (Me. 1973). See i n d e b t e d n e s s & d e b t . tively indefensible. But it is so common today that
lawyers routinely use it without asking them
in d e c e n c y . See o b s c e n i t y ( b ). selves what distinction, if any, exists between the
two parts o f the doublet. See d o u b l e t s , triplets ,
is the BrE phrase denoting a
in d e c e n t a s s a u lt AND SYNONYM-STRINGS.
statutory crime that includes all forms o f sexual B. Intransitive and Transitive Uses. Indem
assault other than rape, buggery (q.v.), and at nify takes the preposition from, against, or for.
tempts to commit either o f those crimes. The E.g., “Based on this finding, the district court
indexes 437
Lon L. Fuller, Anatomy o f the Law 84 (1968)./ sense to include any indicium that indicates ori
"Case-name and subject indexes are maintained gin.” (Compare data and datum: see d a t a . ) In the
on a cumulative basis.” Michael Zander, The Law- civil law, indicium is a species o f proof similar to
Making Process 211 (2d ed. 1985). common-law circumstantial evidence.
Indices, though less pretentious than fora or
dogmata, is pretentious nevertheless. Some writ in d ic ia i. See in d ic a t iv e .
ers prefer it in technical contexts, as in mathe
matics and the sciences. Though not the best in d ic iu m . See in d ic ia .
plural for index, indices is permissible in the
sense “indicators”— e.g.: “The existence o f one or i n d i c t ; i n d i t e . Both words are pronounced /in-
more of these indices does not necessarily pre dit/. The former means “to charge formally with
clude a summary determination that certain a crime” ; the latter, “to write, compose, dictate.”
products or services either are reasonably inter A literary term, indite is rarely used today.
changeable or demonstrate a high cross-elasticity
o f demand.” Cf. a p p e n d i x e s . See p l u r a l s (A). in d ic t a b le o ffe n c e . See s u m m a r y o ffe n c e .
Writers who use the highfalutin form, o f course,
should spell it correctly. Some misspell it with a in d ic t a b le o ffe n s e . See h ypallage .
mediate -e- on the influence o f index. See, e.g., 10
Cardozo L. Rev., Table o f Contents ([Aug.] 1989) i n d i c t e e ( = a person charged with a crime) is
Cindeces”). not a newfangled passive noun in -ee; it has been
used in English since the 16th century. See -EE.
in d ic a b le . See -a t a b l e .
in d ic t e r . See in d ic t o r .
in d ic a n t. See in d ic a t iv e .
In the
in d ic t m e n t ; in fo r m a t io n ; p r e s e n t m e n t .
should not appear where say, state, or
in d ic a t e federal courts o f the U.S., a distinction exists
show will suffice. between these charging instruments. Any offense
punishable by death, or for imprisonment for
in d ic a t iv e ; in d ic a to ry ; in d ic a n t ; in d ic ia i. more than one year or by hard labor, must be
Indicative is t h e u s u a l a d je c t iv e c o r r e s p o n d in g to prosecuted by indictment; any other offense may
th e n o u n indication a n d m e a n in g “t h a t in d ic a t e s .” be prosecuted by either an indictment or an infor
Indicant a n d indicatory a r e N EE D LES S v a r i a n t s mation. Fed. R. Crim. P. 7(a). An information
e x c e p t in a r c h a ic m e d ic a l c o n te x ts . Indiciai— t h e may be filed without leave o f court by a prosecu
a d je c t iv e c o r r e s p o n d in g to b o t h indicia, q .v ., a n d tor, who need not obtain the approval o f a grand
index— m e a n s ( 1 ) “o f th e n a t u r e o f a n in d ic ia , jury. An indictment, by contrast, is issuable only
in d ic a t iv e ”; o r (2 ) “o f t h e n a t u r e o r fo r m o f a n by a grand jury. E.g., “In some states, while the
in d e x .” grand jury still functions, it has lost a great deal
o f its importance, since the district attorney can
in d ic e s . See in d e x e s . begin the case with a simple ‘information,* which
does as well as the indictment.” Max Radin, The
i n d i c i a , the plural o f indicium (= an indication, Law and You 110 (1948).
sign, token), is treated as a singular noun forming Presentments are not used in American federal
the plurals indicia and indicias, the former being procedure; formerly, a presentment was “the no
preferred: “In Evans v. Newton, we held that the tice taken, or statement made, by a grand jury of
park had acquired such unalterable indicia o f a any offense or unlawful state o f affairs from their
public facility that for the purposes o f the equal own knowledge or observation, without any bill
protection clause it remained public even after o f indictment laid before them” (W2).
the city officials were replaced as trustees by a Through a historical transference o f meaning,
board of private citizens.” indictment, which originally referred to the accu
The singular indicium is still sometimes used: sation o f the grand jury, came to signify in the
“The most reliable indicium o f common interests 16th century the document containing the accusa
among employees is similarity o f their work, tion. (See h y p a l l a g e .) In both AmE and BrE,
skills, qualifications, duties and working condi indictment may refer to the proceeding or to the
tions.” N.L.R.B. v. DMR Corp., 795 F.2d 472, 475 charging instrument known more particularly as
(5th Cir. 1986)./ “The challenged information is a bill o f indictment See a r r a i g n m e n t .
‘false* or ‘unreliable1 if it lacks some minimal in To a nonlawyer it may seem strange to see
dicium o f reliability beyond mere allegation.”/ information (the charging instrument) used as a
“The word ‘trademark* B used here in its broadest count noun: “Appellant was prosecuted under two
indorsee 439
informations, in two courts, which charged that in d isp u ta b le should receive its primary accent
he personally sold a sixteen-year-old boy two on the second, not the third, syllable Hn-dis-pyoot-
‘girlie’ magazines on each o f two dates in October d-bdl/. A common and acceptable pronunciation on
1965.” both sides o f the Atlantic is /in-di-spyoo-td-bdl/.
in d icto r; in d icte r. The -or spelling is preferred. in d isp u te d ly , misused for indisputably or undis-
putedly, is an odd error—e.g.: “Civil commitment
in d iffe re n ce ; in d iffe re n c y . The latter is ar indisputedly [read indisputably] entails a sub
chaic. stantial curtailment o f liberty.” Project Release v.
Prevost, 5 5 1 F. Supp. 1298,1308 (E.D.N.Y. 1982)./
“She is the mother o f three sons, which indisput
in d ig e n cy ; in d ig e n ce . Indigency, once the less
edly [read indisputably] makes her the only ju s
common form, is now four times as common as
tice to have experienced pregnancy.” All Eyes on
indigence in AmE. Indigence ought therefore to
Justice O'Connor, Newsweek, 1 May 1989, at 34.
be regarded as a n e e d l e s s v a r i a n t .
in d o rs e r. So spelled, even though its correlative avoided; this is hardly an absolute proscription,
is -EE. See -ER (A). however.
The problem is that if one uses terms that vary
in d u b ita b ly See c le a r ly & o b v io u s ly . slightly in form, the reader is likely to deduce
that some differentiation is intended. Thus one
i n d u c e m e n t ; i n d u c t a n c e ; i n d u c t i o n . Induce does not write punitive damages, punitory dam
ment ordinarily means “that which influences or ages, and punishment damages all in the same
persuades.” E.g., “The interests o f representative opinion or brief, lest the reader infer that one
and represented must, however, be so identical intends to convey a distinction. Yet one judge did
that the motive and inducement to protect and just that in a single dissent. See Jones v. Fisher,
preserve may be assumed in each.” In pleading, 166 N.W.2d 175 (Wis. 1969) (Hansen, J., dis
it has an additional sense in BrE: “Matters o f senting) (using punitive damages and punitory
inducement are introductory averments stating damages). Other judges have used both forms
who the parties are, how connected and other in a single sentence: “There is an argument for
surrounding circumstances leading up to the mat regarding the punitory theory o f punitive dam
ter in dispute, but not stating such matter” ages as anachronistic.” See punitive.
(quoted in OED). Thus: “The first count o f the One frequently encounters writing on criminal
declaration, after the usual inducement o f the law in which informer and informant (q.v.) are
plaintiffs good conduct, stated that, before the used alternatively, but with no purpose. “Can the
[defendant’s] speaking and publishing [various] informant's general reliability be established by
defamatory words . . . the plaintiff was . . . [a] an officer’s interview with the informer?” The sec
clerk . . . .” Lumby v. Allday, (1831) 1 Cr. & J. ond use could have been easily avoided by using
301, 148 Eng. Rep. 1434 (Ex.). him or her. The following example o f inelegant
Induction, in the context o f reasoning, means variation occurred within the space o f two para
“the establishment o f a general proposition from graphs: “A counter-letter such as we have now
a number of particular instances.” Inductance is before us does not affect marketability. . . . The
a technical electrical term. lots were not rendered unmerchantable.” See
m arketable.
in d u c t e e . See -EE. The basic type o f variation found objectionable
by Fowler is the simple change from the straight
in d u c t io n . See in d u c e m e n t . forward term to some slightly more fanciful syn
onym, as here:
i n d u e ; e n d u e . The preferred spelling is endue
• “Several Southwestern states have established
( = to put on or clothe) <endued with the mantle
elaborate procedures for allocation o f water and
o f apparent authority>.
adjudication o f conflicting claims to that re
source [read water]”
in e ffe c tiv e ; in e ffe c t u a l; in e ffic a c io u s ; in e ffi
• “Such a judgment o f probate cannot be collater
c ie n t. See e ffe c t u a l.
ally attacked and can be assailed only in the
manner provided by statute [read attacked; it
V a r i a t i o n . “A draftsman should
In e l e g a n t
can be attacked only in the statutory manner]”
never be afraid o f repeating a word as often as
• “The court held merely that a protestant who
may be necessary in order to avoid ambiguity.”
could have sought, but did not seek, review may
Alison Russell, Legislative Drafting and Forms
not now do so by unilaterally petitioning for a
103 (1938). Fowler referred to as “elegant varia
repeal or an amendment; to permit any com
tion” the ludicrous practice o f never using the
plainant [read here protestant; or read com
same word twice in the same sentence. When
plainant in each slot] to restart the limitations
Fowler named this vice o f language in the 1920s,
period . . . .”
elegant was almost a pejorative word, commonly
• “Lawyers generally have a bad reputation; to
associated with precious overrefinement. Today,
day the American public holds a grudge against
however, the word has positive connotations. E.g.,
the half-million counselors [read lawyers] who
“The book is exceedingly well edited, and several
handle its legal affairs.”
essays are elegantly written.”
• “State law makes no provisions for mandatory
Lest the reader misapprehend that the subject
autopsies, which means that justices o f the
o f this article is a virtue rather than a vice in
peace follow different policies for seeking post
writing, I have renamed it unambiguously: inele
mortems [read autopsies or them ]”
gant variation. The rule o f thumb with regard to
• “One who executes a will believes that the testa
undue repetition is that one should not repeat a
ment [read it] covers all contingencies.”
word in the same sentence if it can be felicitously
in extenso 441
Equally common in m odem legal writing is the in e q u ity ; in iq u ity . The first means “unfairness”;
switch from one form o f a word to another. For the second, “evil.”
example, Justice White alternated contributory
neglect with contributory negligence throughout in e r r o r . See e r r o r (B).
his opinion in Mosheuvel v. District o f Columbia,
191 U.S. 247, 252 (1903). Similar examples o f the in esse; in p osse. In esse = in actual existence;
distemper are legion: in being. In posse = potential; not realized. E.g.,
“There is no legal objection to constituting such a
• “Some courts have held that the gift passes by
trustee in favor o f one who was not in esse when
intestacy on the theory that there can be no
the fraud was perpetrated.”/ “A court would not
residue o f a residuum [read residue]”
intervene to deprive the children— in esse or in
• “The in rem theory would permit enforcement
posse—o f their property rights under such a provi
o f the injunction by the contempt power even
sion.” There is no good reason why the phrases in
against persons who had no notice o f the decree,
being and potential should not be substituted in
since the res theory [read in rem theory] is that
place o f these l a t i n i s m s . See in b e in g , esse &
the whole world is bound by the court’s control
de bene esse .
o f the property.”
• “And unlike Blackstone’s blurred account, Coke
in e x p e n se is not, by the normal measures, a
made clear that his fictional death would not
legitimate English word; it is listed in no major
create new property rights or destroy old ones.
unabridged dictionary and does not fill a need in
. . . Without resort to fictitious death [read
the language. E.g., “ [E]ven an absentee landlord
fictional death] the law stripped the felon o f his
could with relative inexpense [read rather inexpen
property as a part of his punishment.”
• “ [H]is counsel, with commendable candor, in
sively] employ someone regularly present to re
move these hazards.” Liability for Failure to Re
cludes in his brief a statement to the effect he
move or Render Safe Ice and Snow on Common
concedes that if this court is satisfied [that]
Passageways and Approaches, 41 Colum. L. Rev.
the judgment o f the trial court is supported by
349, 352 (1941)7 “We have yet to figure out how
evidence!,] such judgment will not be disturbed
the relative inexpense [read inexpensiveness] of
on appeal . . . . [E]ven in the absence o f this
attending this university relates in any way to
commendatory [read commendable] concession
the fact that the administration is illegitimately
. . . ” Redman v. Mutual Benefit Health
spending interest generated from student money.”
& Accident Ass'n, 327 P.2d 854, 860 (Kan.
See NEO LO G ISM S & BACK-FORM ATIONS.
1958).
Certain pairs may lend themselves to this snare: in e x p e rt, adj.; n o n e x p e rt, adj. An important
arbiter and arbitrator, adjudicative and adjudica distinction exists. Inexpert = unskilled <the nov
tory, investigative and investigatory, exigency and ice’s inexpert cross-examination>. Nonexpert =
exigence. In fact, it sometimes seems that ama not o f or by an expert, but not necessarily un
teurish writers believe that n e e d l e s s v a r i a n t s skilled <a rule permitting proof by nonexpert tes
were made for this specific stylistic purpose. tim o n y .
Particularly confusing are pointless switches
from a phrase such as admiralty law to maritime in e x p lic a b le (= unexplainable) is accented on
law— e.g.: “Finally, the court held that traditional the second syllable lin-ek-spli-kd-bdll or the third
concepts o f the role o f admiralty law did not /in-ek-splik-d-bdl/.
require the finding o f a substantial maritime rela
tionship because allowing the parties to pursue in e x p re ssib le ; in e x p re ssa b le . The former
state law remedies would not disturb the federal spelling is correct. See - a b l e (A).
interest o f maintaining the uniformity o f mari
time la w ” Jeanmarie B. Tade, The Texas and in extenso ( = unabridged) is a pompous L E G A L
Louisiana Anti-Indemnity Statutes as Applied to ISM for the simple English phrase in full. E.g.,
Oil and Gas Industry Offshore Contracts, 24 “Convinced beyond peradventure that Oliver has
Hous. L. Rev. 665, 692 (1987). no impact on those parts o f our opinion, we rein
“The point to be observed,” wrote Fowler, “is state those paragraphs as if set forth here in
that, even if the words meant exactly the same, extenso [read in full] and verbatim.”/ “I asked for
it would be better to keep the first selected on a full transcript o f the judgment in that case and
duty than to change guard” (MEU2 150). I shall read in extenso [read in full] the passage
o f general importance in case the instant case is
in ep t. See in ap t. reported.” (Eng.) See l a t i n i s m s .
442 in extrem is
in extrem is ( = at the point o f death; at the last i n f a n t ( = a minor) is peculiar to legal language;
gasp) is better known than most l a t i n i s m s and in nonlegal contexts, infant means “a small child,
may be used purposefully as a e u p h e m i s m . E.g., a baby.” But in law it is quite possible to write of,
“The test for imminence o f death, which is re say, a 17-year-old infant E.g., “An exception was
quired for an effective gift causa mortis, is equally made for the time o f filing for infants, incompe
indefinite: the donor must anticipate more than tents, and nonresidents.” The more usual— and
the general mortality o f man, yet he need not be less confusing—term is minor Cf. i n f a n t i c i d e .
in extremis.” See m i n o r i t y ( a ) & a g e o f c a p a c i t y .
in fe o ff. See fe o ff. and inferior to [read and as inferior to] convicts,
but also because it presumptively denies former
in fe r is generally correctly used in legal writing. mental patients the opportunity to establish that
Properly, it means “to deduce; to reason from they no longer present the danger against which
premises to a conclusion.” E.g., “The court inferred the statute was intended to guard.”
that Congress must have intended to extend the Only etymologically are these words compara
suspension power to embrace initial as well as tives; they take to, not than. They are qualified
changed rates, and it relied on this inference to by much or far, not by more, which is a fairly
buttress its reading o f the statute’s literal lan common error.
guage.” B. In Classifying Courts. Traditionally, the hi
A common mistake among nonlawyers is to use erarchical system o f courts within a given juris
infer when imply ( = to hint at; suggest) is the diction is broken down into inferior courts and
correct word. Yet this nonlawyer’s blunder has superior courts. Many American judges feel un
occasionally insinuated itself into legal writing. comfortable with these terms, preferring to speak
E.g., “Exclusion from venires focuses on the inher o f trial courts and appellate courts. Inferior sug
ent attributes o f the excluded group and infers gests, to many readers and listeners, a lower level
[read implies] its inferiority. . . .” U.S. v. Leslie, o f competence.
759 F.2d 381, 392 (5th Cir. 1985). See i m p l y ( b ). British legal writers, however, use the classifi
In Scots law, infer is used in a special sense: cation regularly, not least because many courts
“to involve as a consequence”— e.g.: “In lay usage have both trial and appellate jurisdiction. In En
only a person infers, but in legal usage such and gland and Wales, the superior courts include the
such a course o f conduct, for example, infers a House o f Lords, the Court o f Appeal, and the High
penalty.” Andrew D. Gibb, Students' Glossary o f Court; inferior courts include circuit courts and
Scottish Legal Terms 45 (A.G.M. Duncan ed., 2d magistrates’ courts.
ed. 1982).
in fe r io r c o u rt. See in fe r io r (b ) & h ig h e r
suade the appellate court that the jury was infi i n f o r m , in the sense “to determine, give form to,
nitely [read eminently] reasonable.” permeate” is somewhat archaic, but it is common
in scholarly legal writing. E.g., “Whether voca
i n f i r m is frequently used in reference to fatal tional education produces salutary outcomes is
weaknesses, whether constitutional or statutory. informed in part by the nature o f the dependent
In fact, constitutionally infirm might accurately variable under consideration.”/ “To the extent that
be labeled a legal c l i c h é . E.g., “The state argues economic analysis informs our decision here, we
further that the statute is not constitutionally think that it favors retention o f the present rule.”
infirm simply because the legislature could have
achieved the same result by other means.7 “Our in fo r m a l co n tra ct; s im p le c o n tra ct; p arol
review o f the record indicates no infirmities in the c o n tra ct.These phrases each denote the same
jury’s findings.” See f a t a l ( a ). idea: a contract that derives its efficacy not from
the form o f the transaction but from its substance.
Williston preferred the term informal contract
in flagran te delicto ( = red-handed; in the act
because simple contract is misleading. See 1 Sam
o f committing an offense) is a term now more
uel Williston & W.H.E. Jaeger, A Treatise on the
commonly used for polysyllabic humor in nonlegal
Law o f Contract § 12, at 22 (3d ed. 1957). The
contexts than as a serious word in law. See LAT-
phrase parol contracTis even more likely to mis
INISM S.
lead, because, though it suggests an oral contract,
Some writers mistake the spelling— e.g.: “We
it (surprisingly) can be ip writing. See f o r m a l
do not doubt that NASA blushes whenever one o f
c o n tra ct.
its own is caught in flagrante delictu [read in
flagrante delicto or red-handed] . . . .” Norton v.
i n f o r m a n t ; i n f o r m e r . Both terms are used in
Macy, 417 F.2d 1161, 1167 (D.C. Cir. 1969)./“Two
reference to those who confidentially supply police
wrongs, usually o f very unequal weight, should
with information about crimes. Informant is twice
never equal a right to escape when caught in
as common in American legal contexts, informer
flagrante delictu [read in flagrante delicto or red-
slightly more common in British ones. The Ev
handed].” Commonwealth v. Weisenthal, 535 A.2d
anses write that informant is neutral, whereas
600, 601 (Pa. 1988). See i t a l i c s (O .
informer, which acquired strong connotations of
detestation in the 17th and 18th centuries, re
in fla m m a b le . See fla m m a b le . mains a connotatively charged term. Bergen Ev
ans & Cornelia Evans, A Dictionary o f Contempo
in fla tu s . See a ffla t u s . rary American Usage 245 (1957). I f that is true
in lay contexts, it certainly is not true in legal
writing. See i n e l e g a n t v a r i a t i o n .
i n f l i c t ; a f f l i c t . These terms are infrequently con
fused. Afflict takes with; inflict takes on. Living
in form a pau p eris ( = in the form o f a poor
things, esp. humans, are afflicted with diseases;
person; not liable for costs o f court) is a t e r m o f
inanimate objects, esp. scourges or punishments,
art in AmE (but is no longer used in BrE). E.g.,
are inflicted on people. But misusing inflict for
“Under well-settled principles, a timely motion
afflict is increasingly common— e.g.: “[A]s the evi
to proceed in forma pauperis on appeal is the
dence indicates, the severed muscles in the plain
substantial equivalent o f a notice o f appeal and is
tiff’s face have inflicted [read afflicted] him with
effective to invoke appellate jurisdiction.” Judges
a tic.” Rogers v. Moody, 242 A.2d 276, 279 (Pa.
frequently use the abbreviation IFP <an IFP mo-
1968)7 “The problems inflicting [read afflicting]
tion>.
this case and ultimately causing a remand have
Where the entire phrase is not used, pauper
their genesis in the indictment . . . .” Hone v.
should appear rather than forma pauperis. E.g.,
State, 698 S.W.2d 218, 220 (Tex. App.— Corpus
“This packet includes four copies o f a complaint
Christi 1985).
form and two copies o f a forma pauperis [read
a pauper] petition.”/ “In sum, assuming forma
in flic t e r ; in flic t o r . The former spelling is better. pauperis status [read pauper status], the prisoner
complaints must be filed.”/ “We grant the motion
The first syllable, not the second, re
in flu e n c e . for pauper status but deny the application for
ceives the primary accent Hn-floo-ansf whether stay o f execution.” See p a u p e r .
the part o f speech is noun or verb. Additionally, in the full phrase one should itali
ingenious 445
cize the in, not just forma pauperis: “Late in the Rosa.” U.S. v. Postal, 589 F.2d 862, 872 (5th Cir.
trial, Wellington, proceeding in forma pauperis, 1979)./ “The court’s determination that chapter
[read in forma pauperis], unsuccessfully submit 93A was infracted appears sustainable . . . .”
ted an ex parte application.” U.S. v. Nivica, 887 Peckham v. Continental Cas. Ins. Co., 895 F.2d
F.2d 1110, 1117 (1st Cir. 1989). See i t a l i c s (O . 830, 842 (1st Cir. 1990). See i n f r i n g e .
One writer calls them “disconsolate inadequa failing to convey) an elementary notion for which
cies,” explaining: “They border on the discourte the English language has adequate words. E.g.,
ous unless the point referred to is but a few lines “It is an elementary rule that such a gift cannot
away, and in that even they are not needed.” be made to take effect in possession in futuro
Raymond S. Wilkins, “The Argument o f an Ap [read in the future].*/ “The point o f distinction
peal,” in Advocacy and the King's English 277, between a vested gift to be paid in futuro [read
281 (George Rossman ed. 1960). See ante . in the future] and a contingent gift to be paid to
a person only upon reaching a certain age is made
( = to break in; violate; infringe) is chiefly
in fr a c t by Chief Justice Booth in Carey v. Pettyjohn.” See
an Americanism. Even so, it is little used outside i n f u t u r e & in praesenti.
means “crafty, skillful, inventive.” Ingenuous no matter what apparatus was employed for play
means “artless, innocent, simple.” back purposes.” U.S. v. Chaudhry, 850 F.2d 851,
855 (1st Cir. 1988). See i n u r e .
in g e n u ity was once the nominal form o f ingenu-
ous, and ingeniosity (last used in 1608) the noun takes in, not to. “We are dealing with
in h e re n t
for ingenious. Through a curious historical rever a complexity inherent to [read inherent in] dual
sal o f the role o f ingenuity, it came to mean “inge organizations.”
niousness.” Ingenuousness was the only term left The use o f inherent in the following sentence
to do the work o f the noun corresponding to the resulted from ignorance of the word's meaning (as
adjective ingenuous. Thus, although ingenuity ap if it were equivalent to prejudicial or inflamma
pears to be the correlative o f ingenuous, it no tory): “Nothing in the letters is o f such an inherent
longer is. [read prejudicial or inflammatory] nature as to
inflame the passions o f the jury or invoke its
in g e n u o u s. See in g en io u s, sympathies.” Jackson v. Johns-Manville Sales
Corp., 750 F.2d 1314, 1319 (5th Cir. 1985). See
in g ra ft. See en g ra ft, in h e re .
cause o f action seeking injunctory [read injunc in lim in e (= at the threshold or outset; prelimi
tive] relief.” Helbig v. Murray, 558 S.W.2d 772, narily) is a l a t i n i s m not likely to be displaced in
774 (Mo. Ct. App. 1977). lawyers’ JAR GO N, esp. in the phrase motion in
limine. But apart from that phrase, in limine is
injuria . See in ju ry . easily and advantageously Englished— e.g.: “[W]e
are faced in limine [read initially] with a jurisdic
injuria absque dam no; injuria sine dam no . tional question.” Haynes v. Felder, 239 F.2d 868,
The English equivalent o f each phrase is injury 869 (5th Cir. 1957)./ “If the courts continue to
without damage, which denotes a legal wrong insist on a fiduciary relationship, a restitutionary
that causes no actual damage. E.g., “It is a well- proprietary claim against a tortfeasor may be
established principle that an injury without dam defeated in limine [read at the outset].” Lord Goff
age creates no right to compensation.” (Cf. dam o f Chieveley & Gareth Jones, The Law o f Restitu
num absque injuria .) In this context, injuria tion 622 (3d ed. 1986).
and injury mean “a legal wrong,” not “hurt.” See
LATINISM S. in loco p aren tis ( = in the place o f a parent) is
perhaps a justified l a t i n i s m . Generally, the term
in ju r y ; injuria . The latter, a l a t i n i s m , is a applies to guardians and not to trustees, but much
n e e d l e s s v a r ia n t in common-law contexts. See depends upon context: “The trustee is requested
d am age. to remember that, the child’s guardians having
gone away, he is expected to act in loco parentis.”
In la n d R e v e n u e S e rv ice . See In te rn a l R e v e (Eng.)/ “In a majority o f states, if the testator
n u e S erv ice. stands in loco parentis to the donee, the inter vivos
gift is presumed to be intended in satisfaction o f
in -law , n., is generally hyphenated or spelled as the testamentary provision.” The in is a part o f
one word. the Latin phrase and should be italicized if the
rest o f the phrase is in italics. See i t a l i c s (C).
in law . See u n d e r law . A clever or not-so-clever law student—it is im
possible to know which— once asked whether in
in lie u of. A. Generally. The phrase in lieu of loco parentis is synonymous with en ventre sa
is now English, and instead o f will not always mere.
suffice in its stead—e.g.: “The defendant was re
leased in lieu o f $10,000 bond.”/ “It has been held in m e m o iia m is sometimes misspelled in mem-
that a testamentary gift in lieu o f dower has orium— e.g.: “A few days before May 13, 1970, in
priority over all other testamentary gifts.” memorium [read memoriam] to the dead students
B. In lieu w ithout of. Omitting o f from the at Kent State, white and black students at SFA
phrase is a sure sign that instead would be an conducted a large so-called 'candlelight march’
improvement over in lieu—e.g.: “[T]he Court is . . . .” McGuire v. Roebuck, 347 F. Supp. 1111,
now empowered to refuse to permit rescission and 1115 (E.D. Tex. 1972).
to award damages in lieu [read instead].** P.S.
Atiyah, An Introduction to the Law o f Contract in n e r b a r = silks (taken collectively). See silk.
309 (3d ed. 1981)./ “[A]n injunction is sometimes Cf. o u te r b a r.
available against a refusal to contract; and it may
be that damages can be awarded in lieu [read in n e rv a te . See en e rv a te .
instead] even though the refusal gives rise to no
cause o f action at common law.” G.H. Treitel, The in n o c e n c e ; in n o c e n c y . The latter is an obsolete
Law o f Contract 925 (8th ed. 1991). variant.
C. F or in view of. The day after President Clin
ton announced his health-care plan in the fall o f in n o ce n t. See p le a d in n o ce n t.
1993, a radio host, broadcasting from the lawn
o f the White House, said to his listeners: “This in n o c e n t u n til p r o v e n g u ilty . This, the usual
morning we’re going to discuss what state health rendering o f the phrase, is perhaps tendentious
care means in lieu o f the President’s new federal because it suggests that guilt will ultimately be
plan.” This mistake— which is spreading—results proved. Some criminal-law specialists therefore
from a confusion o f in view o f and in light of, resort to the longer innocent unless and until
either o f which would have sufficed in that sen proven guilty, which violates the SET PHRASE but
tence. As it is, in lieu o f is a m a l a p r o p i s m when is more legally accurate— e.g.: “The principle that
used for either o f the other phrases. a person should be presumed innocent unless and
450 innoculation
until proven guilty is a fundamental principle o f endo [read innuendo] is vulgar . . . .” Russell
fairness, although its relation to the law o f evi Baker, Potomac Breakdown, N.Y. Times, 12 Oct.
dence means that it is not always included in 1991, at 19. See v e rb a l.
discussions o f the criminal law.” Andrew Ash PI. innuendos.
worth, Principles o f Criminal Law 74 (1991).
in n u m e r a b le . See e n u m e ra b le .
in n o cu la tio n . See in o c u la tio n .
in n u n d a te . See in u n d a t e .
in n o v a tiv e ; in n o v a to r y ; in n o v a tio n a l. The
second and third are N E E D L E S S v a r i a n t s o f the So spelled. This word is often mis
in o c u la t io n .
first: “Considerations o f this sort did not . . . spelled innoculation or inocculation.
commend themselves to the judges of 1907 or
their immediate successors. It was another unfor i n o p e r a t i v e is a l e g a l i s m u s u . meaning “in
tunate provision, they doubtless felt, in this inno valid.” E.g., “I do not find that part o f the will
vatory [read innovative] Act.” Patrick Devlin, The would be inoperative unless applied to the power.”
Judge 113 (1979)./ “Differences in the way firms In recent years it has become a v o g u e w o r d
explore these combinations lead to different inno among government bureaucrats.
vational [read innovative] approaches and, ulti In the law o f contract, legal writers have given
mately, different degrees o f success.” Robert P. it a special and useful nuance. If a condition
Merges, Commercial Success and Patent Stan precedent fails, it is more precise to say that the
dards, 76 Calif. L. Rev. 803, 853 (1988). contract is inoperatívè rather than void—i.e., the
validity o f the contract itself does not depend on
in n o w ise. See n o w ise . the fulfillment o f the condition precedent. See P.S.
Atiyah, An Introduction to the Law o f Contract
In n s o f C ou rt. This phrase, a proper noun, refers 146-47 (3d ed. 1981).
to four autonomous institutions in which English
barristers receive their training: the Honourable i n o p p o s i t e is a surprising, and happily infre
Societies o f Lincoln’s Inn, the Middle Temple, the quent, solecism for inapposite.
Inner Temple, and Gray’s Inn. These powerful
bodies examine candidates for the Bar, “call” them i n o r d e r ( t o ) ( f o r ) ( t h a t ) . The phrase in order
to the Bar, and award the degree o f barrister. to is often wordy for the simple infinitive: “We
Every bar student must join one o f them, and granted the writ o f error in order to resolve [read
every barrister remains a member for life unless to resolve] the conflicting decisions among courts
he or she resigns or is disbarred. These bodies o f appeals.”/ “In order to [read To] avoid probate
have been known as Inns o f Court since the 1420s, and administration, it is often urged that a joint
though for centuries the phrase denoted primarily estate in the account has been created.” Thomas
the buildings in which the four legal societies E. Atkinson, Handbook o f the Law o f Wills 168
were housed. (2d ed. 1953).
In order for, which takes a noun, is often wordy
in n u e n d o . Early in its life as an English word, for for: “The transformers had been energized in
innuendo was a p o p u l a r i z e d l e g a l t e c h n i c a l order for use by Jones [read energized for use by
i t y . In medieval Latin, innuendo (lit. “by nodding; Jones] in the building operations.”
meaning; to wit; that is to say”) was used in legal Finally, in order that, which needs no reduction,
documents to introduce a parenthetical explana begins a noun phrase expressing purpose: “We
tion o f precisely what a preceding noun or pro remand on the sentencing issue in order that
noun referred to. Thus Thomas Blount, in his the district court might conduct an evidentiary
early law dictionary entitled Glossographia hearing on that issue.” See l e g a l i s m s a n d l a w -
(1656), wrote that innuendo “is a Law term, most y e r is m s .
Estoppel in pais = an estoppel not arising from on in-patient hospital service to twenty-one days
a deed or contract, but, for example, from an does not violate federal regulations.” See p h r a s a l
express statement implied by conduct or negli ADJECTIVES (A).
gence. E.g., “These articles embody the principal
cases o f estoppels in pais, as distinguished from in p ecto re . See l o a n t r a n s l a t io n s .
estoppels by deed or by record.” (Eng.) See e s
t o p & e s t o p p e l ( b ). in p e rso n a m . A. A nd personal. In personam is
inferior to personal when used in the phrase in
in p a ri d elicto is legal ja r g o n meaning “in equal personam jurisdiction ( = jurisdiction over a legal
fault; equally culpable.” E.g., “Plaintiffs who are person). In many contexts, however, personal can
truly in pari delicto are those who have them not substitute for in personam: “Plaintiff asserted
selves violated the law in cooperation with the an in personam admiralty claim against defen
defendant.”/ “The district court dismissed the dant for breach o f the charter agreement.” A claim
complaint, concluding that the investors were in in personam is one that is vested in a person and
pari delicto with the defendants and thus barred that imposes a liability against another person
from recovery.” (such as a claim for repayment o f a debt).
Some writers mistakenly write delictu—e.g.: In personam occurs sometimes after, sometimes
“The court rejected the plaintiff's reliance on But- before the noun it qualifies. Traditionally it fol
trey to defeat the defense o f in:pari delictu [read lows— e.g.: “The vast majority o f federal cases are
in pari delicto] . . . .” Lank v. New York Stock actions in personam.” Likewise one refers to a
Exch., 405 F. Supp. 1031, 1038 (S.D.N.Y. 1975). judgment in personam ( = a judgment rendered
Cf. in fla gra n te d elicto . See l a t in is m s . against a legal person) and to a right in personam
( = a right availing against a specific legal person
in p a ri m ateria (= upon the same matter or for liability). See p o s t p o s it iv e a d j e c t iv e s .
subject) is legal ja r g o n used in the context of B. A nd in rem. An action is in personam when
interpreting statutes. The common maxim is that its purpose is to determine the rights and inter
statutes in pari materia are to be construed to ests o f the parties themselves in the subject mat
gether. Usually the phrase functions as an adjec ter o f the action; an action is in rem when the
tive— e.g.: “Sometimes there is, by statute, an court's judgment determines the title to property
appeal from them to the High Court, in which and the rights o f the parties, not merely among
case it may be presumed that the High Court will themselves, but also against all persons at any
consider itself bound by its previous decisions in time claiming an interest in the property at issue.
pari materia.” Carleton K. Allen, Law in the Mak In rem, then, means “availing against other per
ing 237 (7th Cir. 1964)./ “[I]t seems that the pres sons generally and imposing on everyone a legal
ent position is that, when an earlier statute is in liability to respect the claimant's right.”
pari materia with a later one, it is simply part o f Walter Wheeler Cook classified several very dif
its context to be considered by the judge in decid ferent ways in which these phrases are used:
ing whether the meaning o f a provision in the
later statute is plain.” Rupert Cross, Statutory There seem to be at least four different uses which need
to be distinguished: 1. These phrases are used in the
Interpretation 128 (1976). classification of the so-called ‘primary rights which legal
At times the phrase denotes the doctrine and is and equitable actions are supposed to protect and enforce.
therefore used as a noun— e.g.: “In pari materia The classification here is, of course, the well-known one
finds its greatest force when the statutes are of rights in rem and rights in personam. 2. The next use
enacted by the same legislative body at the same has to do with the equally well-known classification of
time.” actions as actions in rem and actions in personam. 3. A
third use is in the classification of judgments and decrees
At other times the phrase is used adverbially—
as in rem or in personam. 4. The fourth use refers to
e.g.: “The federal estate tax and the federal gift the procedure used by a court in the enforcement of its
tax . . . are construed in pari materia . . . .” judgment or decree. Here the court is said to act in rem
Harris v. I.R.C., 340 U.S. 106, 107 (1950)./ “[T]he or act in personam, as the case may be, the usual state
Maryland constitutional provision is construed ment being that the law does the former and equity the
in pari materia with the Fourth Amendment.” latter.
Walter W. Cook, The Powers o f Courts o f Equity,
Maryland v. Garrison, 55 U.S.L.W. 4190, 4192 15 Colum. L. Rev. 37, 39 (1915).
(1987). See ita lic s (C) & l a t in is m s .
C. M isspelled in personum. This fairly common
in p a r t. See in w h o le & in p e r t in e n t p a r t . mistake drew a “[sic]” from one court: “On March
31, 1976, attorneys for the other defendant in the
should be hyphenated. Otherwise it is
in -p a t ie n t case filed an amended motion to dismiss, alleging
easily mistaken for impatient. E.g., “A limitation for the first time as grounds therein that ‘[t]his
452 in pertinent part
court lacks in personum [sic] jurisdiction over this “Analysis is not restricted to studying the influ
defendant/” Rauch v. Day & Night Mfg. Corp., ence o f precareer inputs [read the effect o f preca
576 F.2d 697, 699 (6th Cir. 1978). reer influences].” The English have the phrase
input tax, statutorily defined in the Finance Act
in p e r t in e n t p a r t ; in r e le v a n t p a r t ; in p a r t. o f 1977.
The last is best; the second, a variant o f the
first, is as verbose and jejune as the first. See i n q u i r e ; e n q u i r e . Inquire is a f o r m a l w o r d for
Q U O T AT IO N S (B). ask. In AmE, in- is the preferred spelling. See E N -
& e n q u iry .
in p la n e . See d e p la n e .
i n q u i r e r ; i n q u i s i t o r . Inquirer is the more gen
Both terms, applied to prior
in p o in t; o n p o in t. eral o f the two terms, meaning “one who asks
judicial decisions, mean “apposite; discussing the questions or investigates.” Inquisitor, not to be
precise issue now at hand.” On point is now the used where inquirer is called for, means “one
more common phrase, but both are well estab who examines others to obtain information,” and
lished in the legal idiom. E.g., “Those cases fall carries with it historical connotations of the Span
into two classes, only one o f which, in fact, is on ish Inquisition or trial by inquisition.
point.7 “These cases are not in point as authority
in our case.”/ “More in point, the duties owed by in q u iry . See e n q u iry & E N -.
a landowner depend on the role o f the person
injured on his premises.” i n q u i s i t i v e ; i n q u i s i t o r i a l ; i n q u i s i t i o n a l . In
Case in point is a popular idiom that originated quisitive = given to inquiry or questioning <a
in the law. See o ff p o i n t & p o p u l a r i z e d l e g a l highly inquisitive mind>.
T ECH NICALITIES. Inquisitorial has quite different connotations:
“o f the character o f an inquisitor; offensively or
i n p o i n t o f f a c t is verbose for in fact or actually. impertinently inquiring, prying” ( OED). E.g., “In
E.g., “It was early held that ‘parents’ and ‘chil an inquisitorial system o f trial, the accused would
dren’ were words used to show an intention o f him self be questioned by or before a judge, and
indicating a family relation in point o f fact [in the truth might then emerge.” To contrast inquisi
fact a family relation] as the foundation o f the torial with accusatorial, see a c c u s a t o r i a l .
right o f action.” Inquisitional is a N EE D LE S S V A R IA N T o f inquisi
torial— e.g.: “A defendant may assert her own
in p osse . See in esse. Fifth Amendment right to a fair trial as a valid
objection to the introduction o f statements ex
in praesenti, which means merely “in the pres tracted from a nondefendant by coercion or other
ent,” is a LA TIN ISM wholly without merit. E.g., inquisitional [read inquisitorial] tactics.”
“The question here determined is whether there
was a valid declaration o f trust operating in prae in q u is it o r . See in q u ire r .
senti [omit in praesenti] between January 28 and
May 3, 1929.7 “An irrevocable gift in praesenti i n r e ; e n r e ; r e . The correct spelling o f the two-
[read present gift ] o f money or property, real or word version is in re ( = regarding, in the matter
personal, to a child by a parent to enable the of). Known to nonlawyers as a legalistic term, in
donee to anticipate his inheritance to the extent re was once commonly used at the outset o f legal
o f the gift is known as an advancement.” See in documents, and now is often used before case
futuro. names (particularly in uncontested proceed
ings)— e.g., In re Wolfson’s Estate, which is fre
in p ro p ria p erson a = pro se (q.v.). E.g., “Ed quently Englished In the Matter o f Wolfson’s Es
ward W. Bergquist appeared in propria persona.” tate. The Bluehook (15th ed.) recommends (p. 57)
In re Victoria Co., 42 B.R. 533, 534 (Bankr. D. changing citations that begin In the Matter o f to
Minn. 1984)./ “He filed a claim o f appeal and a In re.
brief in propria persona in the Court o f Appeals.” Sometimes, in the driest o f commercial corre
In re Sanchez, 375 N.W.2d 353, 355 (Mich. 1985). spondence, in re is shortened to re, the ablative
See p ro persona. inflection o f the noun res; the ellipsis carries the
same meaning as in re. Although some authorities
i n p u t , n. & v.t. This jargonmonger’s word is gen object to this use o f the term, its conciseness
erally eschewed by careful writers. “Each makes it well-nigh irreplaceable. The best prac
decision-maker [q.v.] has a different optimal point tice is to restrict it to use as a signal or introduc
o f informational input [read advice or comment}.”/ tory title announcing the subject o f correspon
insignia 453
dence, and to avoid using it in sentences as part Kurt Eichenwald, Two Firms Are Charged as In
o f one’s syntax. siders, N.Y. Times, 3 Nov. 1988, at 29.
a medical term at all. As to the third point, one times misspelled inciteful— e.g.: “In assessing Mo
writer states: “[Insanity] is a legal term only, and rales' impact on the common law claims o f plain
one that is not used by the psychiatrist; the latter tiffs, the court is fortunate to have available the
prefers to speak o f mental disorder, mental ill inciteful [read insightful] opinion in Vail v. Pan
ness, or o f psychosis or neurosis.” Winfred Over- Am Corp. . . . ” El-Menshawy v. Egypt Air, 647
holser, Psychiatry and the Law, 38 Mental Hy A.2d 491, 492 (N.J. Super. Ct. Law Div. 1994).
giene 243, 244 (1954). See i n c i t e f u l .
height.” Chicago Park Dist. v. Canfield, 19 N.E.2d Insolvable is used only o f problems that cannot
376, 377 (111. 1939). Cf. i n d i c i a . be solved; some stylists prefer it to insoluble.
The Latin singular insigne is rarely used, and Judge Henry Friendly, for example, referred to
when it does occasionally appear, it would be an essentially insolvable problem. Schine v.
better as insignia— e.g.: “It was undisputed that Schine, 367 F.2d 685,688 (2d Cir. 1966) (Friendly,
he had never made use o f the Indian insigne [read J., concurring).
insignia] and had never attempted to imitate or Unsolvable s h o u ld b e a v o id e d a s a needless
take polygraph tests at the instance o f their service requirements will be satisfied not from
supervisors.”/ “In 1804, the Court o f Session o f real property taxes but from revenues from other
Scotland interdicted, at the instance o f the chil local taxes.”/ “The district court dismissed the
dren, the publication o f the manuscript letters o f instant petition for abuse o f the writ.” This bit o f
the poet Burns.7 “Apart from a limited class o f legal j a r g o n ought to be used sparingly i f at all.
expectations, a minor's contracts are not void but See c a s e a t b a r .
only voidable at his instance”
Instancy, a rare term, means “urgency; pressing i n s t a n t e r , a silly l a t i n i s m to find in an English-
nature; imminence” <the instancy o f the danger language context, easily makes our list o f f o r b i d
was apparent to all>. d e n w o r d s . Apart from facetiousness, there is no
For the misuse o f incidence for instance, see good reason for preferring instanter to instantly
in c id e n c e . or at once. There are several reasons, however,
for preferring instantly. First, it is universally
v.t., = to cite as an instance, to adduce
in s ta n c e , comprehensible among speakers o f English. Sec
as an example in illustration or proof (OED). E.g., ond, it conveys the nuances available to either
“Nowhere in the record is to be found any remark term. Third, it is not, like its cousin the Latinism,
by the trial judge smacking o f impropriety in pompous (e.g., “Study of, and, if study warrants,
the faintest degree, let alone any such as those changes in land use control cannot be completed
instanced above.”/ “ ‘Uno’ is better analogized to a instanter [read instantly].”). And fourth, it is not
term such as ‘Del Monte,' instanced in Pick W susceptible to the ambiguity o f instanter, which a
Fly, Inc. v. Park & Fly, In c” few courts have held to mean “within 24 hours.”
Adding to the utter dispensability o f instanter,
i n s t a n c e c o u r t is an old-fashioned expression some legal writers have failed to understand that
for a court o f first instance or trial court. the term is an adverb and have misused it as if it
were an adjective: “It was an excessive statement
“Instantly is virtu
in s t a n t a n e o u s ly ; in s t a n t ly . made in the heat o f the closing argument o f a
ally a synonym o f at once, directly, and immedi hard-fought case, one which was objected to and
ately, though perhaps the strongest o f the four. subjected to [see a l l i t e r a t i o n ] an instanter cau
Instantaneously is applied to something that tionary instruction.” The writer should have used
takes an inappreciable time to occur, like the immediate.
taking o f an instantaneous photograph, especially All that being said, the jocular contexts do exist
to two events that occur so nearly simultaneously in which instanter is just the word—e.g.: “The
that the difference is imperceptible” (MEU2 288). worst woman I ever knew . . . had a face [that]
E.g., “He was killed instantaneously [read in for purity and innocence I can only compare with
stantly] in the collision o f that car with the truck Raphael’s ‘Madonna,' and some o f the best men
driven by the defendant.” Cf. i n s t a n t e r . and women who have crossed my path would have
been convicted instanter under any laws founded
in s t a n t case; in s ta n t cause; p re se n t case; on Cesare Lombroso's theories.” F.W. Ashley, My
case at b a r.These equivalent phrases, though Sixty Years in the Law 163 (1936).
sometimes useful, can often be avoided by here, if
not used vaguely. Some variation o f all these (= to represent by an instance), a
in s t a n t ia t e
terms may be desirable to avoid verbal tedium, vintage World War II n e o l o g i s m o f questionable
but one should not be so obvious as to lapse into value. E.g., “The reference to defendant's silence
IN E L E G A N T VARIATION. constitutes harmless error; Chapman's fate is to
Instant case is sometimes used where this case instantiate [read exemplify] this third rule.”
would be preferable. E.g., “Appellant and her hus
band brought the instant [read this] products lia in s ta n tly . See in s t a n t a n e o u s ly .
bility case against the manufacturer o f the chair.”
Instant (= now under consideration), labeled in statu quo is a l a t i n i s m properly equivalent
an a r c h a i s m by the OED, is alive in the law, to in statu quo ante ( = in the same condition as
and has been extended beyond the basic phrase previously). Some writers have quite understand
instant case: “Since the instant will has been pre ably assumed that there was a distinction be
viously construed as permitting newborn grand tween in statu quo and in statu quo ante, and
nieces and grandnephews to enter the class, the have used the former merely to mean “in the
composition o f the class has not yet been status quo; in the same condition as now exists.”
determined.”/ “According to the parties' stipula In the two examples that follow, the phrase is
tion in this case, it is expected with respect to the correctly used: “The fact that the parties cannot
instant bonds that more than half o f the debt be put in statu quo precisely as to the subject-
456 instil(l)
matter o f the contract will not preclude a decree in stru m en t = a formal legal document that en
for rescission.”/ “Depriving one o f the benefit o f a tails rights, duties, and liabilities, such as a con
contract that he supposes he has made leaves tract, will, note, bill o f exchange, money order,
everything in statu quo, rather than imposing a share certificate, and the like. E.g., “A will and
liability to which no limit can be placed.” See codicil are separate instruments for the purpose
ITALICS (C). o f execution; it would seem better to require sepa
The foregoing discussion is largely beside the rate physical acts o f revocation.” Often the word
point, however, since the English renditions o f can be supplanted to advantage by writing or
the phrase are preferable to the Latinate. One document, terms understandable to nonlawyers.
should write in the status quo (present condition) The word instrument strongly suggests a docu
or in the status quo ante (previous condition). See ment that is the result o f d r a f t i n g — i.e., a docu
statu s q u o. ment that sets forth the rights, duties, and liabili
ties o f parties or beneficiaries. To call a piece o f
in stil(l). The preferred spelling in AmE is instill. written advocacy an instrument is to mangle the
Instil is preferred in BrE. This word takes the legal idiom: “No instrument [read document] o f
preposition (in)to, not with <he instilled character this character [i.e., a brief] is in use in England.”
as well as knowledge into his students>. Use o f William M. Lile et al. Brief Making and the Use
the latter preposition occurs as a result o f confu o f Law Books 366 (3d ed. 1914). [Or: No such
sion o f inspire with instill. See o b j e c t -s h u f f l i n g . document is in use in England.]
In the following sentence, instill in is misused In any event, the phrase written instrument
for confer on: “Presence within a state, even tem and instrument in writing are redundancies when
porary or transitory presence, is still a common- a legal instrument is clearly contemplated, inas
law basis instilling competence in [read conferring much as there is no such thing as an oral instru
competence on] the courts o f that state to adjudi ment. See d o cu m e n t. Cf. sta tu to ry in stru
cate claims against a person.” m en t.
in stilla tion ; in stillm en t. The latter is a need in su b sta n tia l; u n su b sta n tia l. The latter is a
less VARIANT. N E E D LE S S VARIANT.
of policy is often used to provide for the education marks, and industrial designs. Copyrights are
o f children or for the insured’s retirement.” An property rights in literary, musical, artistic, pho
equivalent term, insurant, solves this infelicity tographic, and film works, as well as in maps and
but is little known. See p l u r a l s (D ) & p o s s e s s i v e s technical drawings. See R.P. Benko, Protecting
(F). Intellectual Property Rights 2 -3 (1987).
in ten se; in ten siv e. The best advice, which is dance with the intention o f the testator.” Intention
conventional, is to shun intensive wherever in takes the infinitive form o f the verb, not the pres
tense will fit the context. Intensive is really a ent participle. E.g., “He then announced his inten
philosophical and scientific term best left to phi tion o f running [read intention to run] for gov
losophers and scientists; we lawyers can make do ernor.”
rather nicely with intense: “A firsthand familiar Intent and intention are liable to i n e l e g a n t
ity with the type o f participation required o f a v a r i a t i o n . E.g., “Such a construction results in a
defendant would not be meaningfully supple rule that the grantor must expressly indicate his
mented by intensive [read intense] scrutiny on intention [read intent, for the sake o f consistency]
appeal.”/ “The striking divergence o f opinion con to create a remainder in his heirs, or a presump
spicuously exemplifies the need for dealing some tion in favor o f reversions that may be rebutted
what more intensively [read intensely] and sys by indication o f the grantor's contrary intent.7
tematically than is usual with the nature and “Her intent in executing the paper, at least as far
analysis of all types o f jural interests.” as such intent is now before us, must be deter
mined by the court as a matter o f law. The paper
in ten t (ion ). A. Defining intention . “The gen writing does not declare an intention [read intent]
eral legal opinion,” writes Glanville Williams, “is to revoke the will except through its destruction,
that intention cannot be satisfactorily defined and either wholly or as far as Hart is concerned by
does not need a definition, since everyone knows O'Kennedy.”
what it means. This is largely true. Trouble has C. A nd motive. The motive is the inducement
been caused in the past because when judges have for doing an act; the irifènt is the resolve to commit
offered to give definitions or tests o f intention an act. Stated differently, motive relates to the
for the benefit o f the jury they have used wide end; intent relates to the means. One court has
language going beyond the ordinary meaning o f said o f these two words (and two others, delibera
the word.” Textbook o f Criminal Law 51 (1978). tion and purpose): “One reason [that these words]
The same must be said o f intent, though the two are often confused is that they are used synony
words have subtle connotative differences. mously in ordinary speech.” Snakenberg v. Hart
See ( b ). ford Casualty Ins. Co., 383 S.E.2d 2, 7 n.7 (S.C.
B. Intent and intention . If any distinction may Ct. App. 1989). See m o t i v e .
be drawn between intent and intention, it must D. And purpose . For the erroneous use o f pur
be connotative: one has evil intent, but good inten pose for intention, see p u r p o s e ( b ).
tions; one has the intent to murder, and the inten E. Specific intent in Criminal Law. Specific
tion to do something either morally neutral or intent = any intention involved in the definition
laudable. This distinction has not been fossilized o f a crime. Williams considers the phrase unhelp
in the language, however; often intent is used o f ful: “The adjective ‘specific' seems to be somewhat
neutral and even good motives, and arguably one pointless, for the intent is no more specific than
may have bad as well as good intentions. Euphony any other intent required in criminal law. The
usually governs the choice o f word. most it can mean is that the intent is specifically
The usual phrase is testamentary intent, al referred to in the indictment. There is no substan
though testamentary intention has appeared. Fol tive difference between an intent specifically men
lowing are sentences in which intent appears in tioned and one implied in the name o f the crime.”
reference to gifts or transfers o f property: “We Glanville Williams, Criminal Law 49 (2d ed.
discovered the intent o f the grantor from other 1961).
factors, as shown by the instrument, to give full Other writers point out, however, that because
effect to the words o f limitation.”/ “The charity the test for specific intent is subjective rather than
has no large discretionary power in carrying out objective— and therefore more particularized to a
the general intent o f the donor.”/ “The analogy o f defendant's actual state o f mind—it conveys a
the ‘fraudulent conveyance' from the creditors’- useful sense: “There is no question . . . that [spe
rights field has appealed to some courts, but oth cific intent] refers to a subjective inquiry into the
ers consider the issue o f intent too difficult to defendant's actual state o f mind. For this reason,
administer.” in a prosecution for a specific-intent crime many
Intention is also sometimes used: “The next courts do not permit an instruction that a person
question is whether it is a valid defence to an is presumed to intend the natural and probable
action for passing off that the defendant had no consequences o f his acts. Intent to kill, intent to
intention to deceive.” (Eng.)/ “As long as the pur steal, and intent to rape would all be ‘specific
poses to which the property is to be applied are intents* . . . . The phrase thus refers to some
limited to charitable purposes, there is no reason particular state o f mind required by the definition
why the trust should not be carried out in accor o f the offense.” Peter W. Low et al., Criminal
interdict 459
Law: Cases and Materials 230-31 (1982). See clude, inter alia [read inter alios] bureau chiefs,
g en era l in ten t. the general counsel and administrative law
F. P articular intention; general intention; judges—must be appointed by the President, the
transferred intention . These are the three types Courts o f Law, or the Secretary o f Something
o f criminal intention (or malice, q.v.) from the Else.” Freytag v. I.R.C., 501 U.S. 868, 919-20
victim’s point o f view. Particular intention in (1991) (Scalia, J., concurring).
volves a particular victim as its target. General In the following sentence, the phrase is not only
intention (sometimes called general malice) in wrong but also misplaced: “A contract between,
volves no particular victim (as when someone inter alia, the manufacturer and one o f its former
explodes a bomb to destroy a building), but the employees, [read between the manufacturer and,
intention to harm anyone who ends up being inter alios, one o f its former employees,] wherein
harmed is generally ascribed to the perpetrator. the former employee expressly agreed not to dis
Transferred intention (or transferred malice) oc close any o f the processes and methods o f the
curs when harm intended for one person befalls manufacturer, was an admission o f a positive
another by accident. character that such processes and methods were
secret.”
in ten tion a l. For the distinction between unin
tentional and involuntary, see u n in te n tio n a l. in te r c e p to r ; in te rce p te r. The former spelling
is preferred. See - er (A).
in ten tion a l m u rd er. See m u r d e r (a ).
in te rco u rse . In modern usage, even lawful inter
in ten ts a n d p u rp o se s, fo r all. See fo r a ll in course has sexual overtones that are not to be
ten ts a n d p u rp oses. ignored. The term is best avoided in its traditional
sense “mutual dealings and communication.” E.g.,
i n t e r -, INTRA-. These prefixes have quite differ “Notwithstanding that lawyers are often arrayed
ent meanings. Inter- means “between, among.” against each other as champions o f opposing
Intra- means “within, in.” Thus interstate means forces, their intercourse [read dealings with one
“between states” and intrastate means “within a another] should be friendly.”/ “The means com
state.” Lawyers have recently created any number monly used is the inducing o f others to withdraw
o f NEOLOGISMS with these prefixes, primarily with from such companies their patronage and busi
inter-: interagency, interbranch, intercircuit, inter ness intercourse by threats.”/ “The libel in this
corporate, intermunicipal, and the like. case deprived plaintiff o f the benefits o f public
confidence and social intercourse.” To most mod
in ter a lia ; in ter a lios . The best course, undoubt ern readers this use o f the term is an a r c h a is m .
edly, is to use among others, a phrase that can Commerce was formerly used in virtually all
refer to people or things. The Latin is not so senses o f intercourse, including in the phrase sex
simple. Whereas inter alia ( = among other ual commerce ( = sexual intercourse): uSexual
things) refers to anything that is not human, inter commerce or intercourse and carnal knowledge
alios ( = among other persons) refers to people. are synonymous terms.” 44 Am. Jur. Rape § 2
(The unanglicized form inter alias means “among (1942). See c o m m e rce .
other female persons.”)
Both anglicized phrases are used more in legal in te r d ic t (= to forbid, restrain) is a fo r m a l
writing than elsewhere. Inter alia is the much w o r d often occurring in legal writing. E.g., “A
more common phrase— e.g.: “When the balance o f supersedeas bond is a privilege extended to the
the purchase price was not paid on the due date, judgment debtor as a price o f interdicting the
the vendor resold the house and brought this validity o f an order to pay money.”/ “Both cases
action for damages for, inter alia, the deficiency followed and applied the due process test set out
on the resale.” (Aus.) Though not common, inter in Ferguson and construed its bias prohibition to
alios occurs far more frequently in legal than in interdict only actual bias, not the mere appear
nonlegal writing: “The Senate report stated that ance o f bias.”/ ‘T h e defendants argue that all the
the residual section was intended to reach, inter interests in Bernard’s estate will necessarily vest
alios, ‘a person who induces another to remain before the expiration o f the period interdicted
silent or to give misleading information to a fed by the Rule against Perpetuities.” The noun is
eral law enforcement officer.’ ” interdiction. E.g., “In November 1981, the United
The misuse o f inter alia for inter alios is on the States entered into an arrangement with Great
rise— e.g.: “It makes no sense to create a system Britain respecting the interdiction o f vessels sus
in which the inferior officers o f the Environmental pected o f carrying illicit drugs.”/ “On May 27,
Protection Agency, for example—which may in after a three-day hearing, the court granted a
460 interest
preliminary injunction that continued the inter in te r lo c u to r = (1) a person who takes part in a
dictions o f the restraining order.” dialogue (U.S. and G.B.); or (2) a judicial pro
Interdict is also a civil-law term used as a noun nouncement or court order (Scots law).
in a sense close to “injunction.” E.g., “This is
an application on notice o f motion in which the in te r lo c u to r y in ju n c tio n . See in ju n c tio n .
applicant asks for a declaration o f rights and for
an interdict.” (Rhod.) It also serves as a verb: in in te r lo c u to r y r e lie f; in te r im r e lie f. Interlocu
Scotland, for example, one petitions the court to tory relief is the phrase used in AmE and BrE to
interdict trespass. mean “a temporary judicial remedy, such as a
preliminary injunction.” Interim relief is an equiv
in te r e s t. For its most general sense, see r ig h t, alent term sometimes used in BrE.
title , a n d in te r e s t. For the distinction between
interest and dividend in corporate law, see d iv i in te r m a r r ia g e . One word, but usu. a n e e d le s s
dend. o f marriage— e.g.: “Some statutes pro
v a r ia n t
vide that intermarriage [read marriage] o f the
in te r e s t, le g a l r a te o f. The phrase refers to the parties subsequent to the offense [of seduction] is
rate o f interest imposed as a matter o f law where a bar to prosecution therefor . . . .” Rollin M.
none is provided for contractually. But it suggests, Perkins & Ronald N. Boyce, Criminal Law 464
perhaps misleadingly, a legal ceiling. (3d ed. 1982).
stakeholder, q.v.) who is in doubt about which standard to expressions found in the agreement
claimant should have the property, the purpose in order to determine their meaning. Construc
o f the suit being to determine to which claimant tion, on the other hand, is used to determine, not
delivery or payment ought to be made. Despite the sense o f the words or symbols, but the legal
its appearance, then, interpleader generally de meaning o f the entire contract; the word is rightly
notes a type o f lawsuit and not a person; that is, used wherever the import o f the writing is made
the word is not ordinarily an agent noun. See to depend upon a special sense imposed by law.”
-ER (B). 4 Samuel Williston, Treatise on the Law o f Con
The equivalent term in Scots law is multi tracts § 602, at 320 (3d ed. 1961). See Frederick
plepoinding. Bowers, Linguistic Aspects o f Legislative Expres
B. As an Agent Noun. The OED lists, as one sion 166 (1989) (calling the distinction “in keeping
sense o f interpleader, “one who interpleads,” but with general hermeneutic term inology’). See c o n
notes: “it is doubtful whether the word is more s tr u c tio n .
than a dictionary assumption due to a misunder The other school o f thought—perhaps more con
standing . . . .” The sole support for the defini sistent with actual usage—utterly rejects Wil-
tion and note is a quotation from Worcester’s 1846 liston’s view: “Some authors have attempted to
dictionary. Today the word is not a “dictionary introduce a distinction between interpretation and
assumption”; it is a bona fide blunder. E.g., “[A]n construction. Etymologically there is, perhaps, a
interpleader action cannot be maintained if the distinction; but it has not been accepted by the
interpleader [read stakeholder] asserts any right profession. For practical purposes any such dis
or interest against interpleaded claimants.” State tinction may be ignored, in view o f the real object
Compensation Fund v. Superior Court, 466 P.2d o f both interpretation and construction, which is
802, 806 (Ariz. Ct. App. 1970)./ “Affirmed order to merely to ascertain the meaning and will o f the
allow interpleaders [read interpleading parties] lawmaking body, in order that it may be en
access to discovery.” Stan Soocher, Court Deci forced.” William M. Lile et al., Brief Making and
sions— U.S. Circuit Courts o f Appeals, Nat’l L.J., the Use o f Law Books 337 (3d ed. 1914).
6 Aug. 1990, at 46. See -ER (B).
in terp retiv ism ; n o n in te rp re tiv is m . Among contempt decrees rely upon in terrorem fines, or
American constitutional lawyers, the terms inter the prospect o f compensatory damages for effec
pretivism and noninterpretivism have become tiveness, the contention that equity acts in perso
standard words for certain doctrines o f constitu nam is further modified.” Justice Frankfurter
tional interpretation. Although they have been made literary use of the l a t in is m : “ [Tlhere is
called “misleading labels,” they are unlikely to nothing judicially more unseemly nor more self-
disappear. Though one might have preferred that defeating than for this Court to make in terrorem
the words be interpretationism and noninterpreta- pronouncements. . . .” Baker v. Carr, 369 U.S.
tionism, the ill-formed versions are probably too 186, 270 (1962) (Frankfurter, J., dissenting). See
well entrenched to be easily uprooted. Cf. in te r ITALICS (C).
p reta tiv e. No-contest clause is often used as an anglicized
The so-called interpretivists “believe that the equivalent o f in terrorem clause in the context o f
Court must coniine itself to norms clearly stated wills. E.g., “While we find that the appellant can
or implied in the language o f the Constitution,” not take under the provisions o f the will by virtue
while the noninterpretivists “believe that the o f the no-contest clause, the testator cannot re
Court may protect norms not mentioned in the write sections 41 and 43 o f the Probate Code to
Constitution’s text or in its preratification his prevent appellant from exercising her right to
tory.” Erwin Chem erinsky,.The Price o f Asking take as an heir.”
the Wrong Question, 62 Tex. L. Rev. 1207, 1208-
09 (1984). Cf. strict co n s tr u c tio n . in te rru p te r; in te rru p to r. The former spelling
is preferred. See -ER (A).
in terreg n u m . PI. -nums, -na. The English plural
(- ums) is preferred. See PLURALS (A). inter se (= between or among themselves) is an
unjustified l a t in is m . “The parties are supposed
in te rro g a te is a FORMAL w o r d for question; it to have agreed inter se [read among themselves]
suggests formal or rigorous questioning. that the deed shall not be given in evidence with
out the attesting witness’s being called to depose
in te rro g a te e ; in te rro g e e . W3 lists interrogee to the circumstances attending its execution.”/
( = someone interrogated), not interrogatee, but “ ‘Consortium’ has come to mean the reciprocal
the OED lists interrogatee, not interrogee. Since rights and duties o f both husband and wife inter
the agent noun is interrogator, it makes more se [omit inter se: it is redundant after reciprocal
sense to prefer the corresponding passive form, and both] resulting from marriage.”/ “The Uni
interrogatee. form Commercial Code reaffirms from the first
the general freedom o f the parties to determine
in te rro g a tio n . See cu s to d ia l in te rro g a tio n . their obligations inter se [read between them
selves].” See FORBIDDEN WORDS (A) & LATINISMS.
in te rro g a tiv e ; in te rro g a to ry , adj.; in te rro g a - Inter sese is a variant form o f the phrase with
tion a l. Interrogative ( = of, pertaining to, or o f out any difference in meaning—e.g.: “Many ar
the nature of, questioning; having the form or rangements for economy o f expense and for conve
force o f a question [OED]). The other forms are nience o f administration may be made between
NEEDLESS VARIANTS. carriers without subjecting them to liability as
partners or as coadventurers either inter sese or
in te rro g a to ry , n.; in te rro g a tio n . Interrogatory as to third parties.” Berkey v. Third Ave. Ry. Co.,
= a legal questionnaire submitted to an opposing 155 N.E. 58, 60 (N.Y. 1926) (per Cardozo, J.)./
party as part of pretrial discovery. Interrogation “The rights o f the co-owners inter sese are not
= (1) the act or process o f questioning in depth; determined by the . . . Arkansas statutes . . . .”
or (2) questioning as a form o f discourse. U.S. v. National Bank o f Commerce, 726 F.2d
1292, 1295 (8th Cir. 1984).
in te rro g e e . See in terro g a te e .
in te rsp o u sa l (= between spouses) is a relatively
in terrorem (= as a warning; intimidating) is recent legal n e o l o g is m , included in neither the
used in legal j a r g o n primarily o f clauses in wills OED nor W3. It probably originated in and is
that threaten to dispossess any beneficiaries who largely confined to AmE—e.g.: “The interspousal
challenge the terms of the will. E.g., “The in communication sought to be disclosed appears
terrorem clause provides the penalty o f forfeiture from the record to have been confidential . . . .”
against anyone who shall contest in any court any C.M.D. v. J.R.D., 710 S.W.2d 474, 478 (Mo. Ct.
o f the provisions o f this instrument.”/ “Whatever App. 1986)7 “She argues that the ‘something
else may be said, it is clear that when equity more’ test should be applied only to complaints
464 interstate
seeking to modify interspousal support provisions share; consequently the truth or falsity o f the
in independent separation agreements . . . .” statement stands independently o f the history of
Arnes v. Perry, 547 N.E.2d 309, 311 (Mass. 1989). inter vivos donations.” Some writers hyphenate
See s p o u s a l. this p h r asal a d je c tiv e — e.g.: “In most states
these statutes can be evaded by inter-vivos trans
in te r s ta te ; in tr a s ta te . These adjectives should fers, even deathbed transfers.” Thomas L. Shaffer,
not be used adverbially, as here: “Organized crime The Planning and Drafting o f Wills and Trusts
operates interstate [read in interstate commerce 184 (2d ed. 1979).
or across state lines or throughout the states]** See Occasionally the phrase is used adverbially—
INTER-. e.g.: “Moreover it could be argued that the control
o f an owner, in order to be complete, must include
in te r s titia l; in te r s tic ia l. The former spelling is not only the power to give inter vivos but also the
preferred. power to provide for devolution after death as a
sort o f postponed gift.” Roscoe Pound, An Intro
in te r v e n e r . See in te r v e n o r .
duction to the Philosophy o f Law 115 (1922; repr.
1975).
in te r v e n ie n c e . See in te r v e n tio n .
in ter vivos tr u s t; liv in g tr u st. These are the
terms used to describe trusts created by the set
in te r v e n in g c a u s e . See c a u s a t io n (D).
tlor during his or her lifetime. Inter vivos, though
a LATINISM, has been so commonly used as a
in te r v e n o r ;
in te r v e n e r . Although most
general adjective (see the preceding entry) as to
English-language dictionaries prefer intervener,
be unobjectionable in legal writing. Even so, inter
the U.S. Supreme Court (predominantly) and the
vivos trust, though once more common than living
leading American treatise on federal courts (uni
trust, seems to be fading.
formly) prefer intervenor. See Charles A. Wright
et al., Federal Practice and Procedure § 1902, at
in te s ta c y . See te sta c y .
231 n.3 (1986).
English writers—perhaps finding the SOED
more persuasive authority than the U.S. Supreme in te s ta te ( = a person who dies without a will) is
Court— tend to use intervener. E.g.: “We have an attributive noun, the adjective intestate having
suggested that an intervener should be required appeared several centuries before the noun. Intes
to show that there was an emergency and that he tate, n., frequently follows a possessive proper
did not act officiously but in the defendant’s best noun, although literally the usage curiously sug
interests.” Robert Goff & Gareth Jones, The Law gests that the decedent somehow “belonged” to
o f Restitution 350 (3d ed. 1986). the heir: “David Kling, the present plaintiff*s in
testate, brought this action in his lifetime, claim
in te r v e n tio n ; in te r v e n ie n c e . The latter is a ing damages for an alleged malicious and willful
NEEDLESS VARIANT. assault.”/ uPlaintiff*s intestate made with the gov
ernment two contracts in relation to the monitor.”
See te sta te .
inter vivos, meaning “between living persons,”
Intestate, adj., is usually used o f persons, but
should be spelled as two words. The phrase may
sometimes, through h y p a l l a g e , o f property: “The
either precede or follow the noun it modifies. Tra
court’s conclusion that under the Hubinger case
ditionally it functions as an adjective following
the surplus income is intestate is correct.”
the noun: “The rule o f law is well settled that in
transactions inter vivos, where a party stands in
confidential relations to another, if the dominant in th a t is commonly used for because or since in
party receives the benefit during the existence o f legal prose, often with considerable awkward
such relation, the party reposing the confidence ness— e.g.: “In that [read Because] we have over
may obtain relief.”/ “A gift inter vivos may be ruled appellant’s fourth ground o f error, we also
made o f land or personal property.” See po stposi overrule ground o f error number five.”/ “A pledge
tiv e ADJECTIVES. differs from a chattel mortgage in that [read be
In the following specimens, inter vivos appears cause] in the pledge the general ownership o f the
as an adjective preceding the noun: “Employment goods remains in the pledgor . . . .” R.A. Brown,
contracts and employment retirement programs The Law o f Personal Property 622 (1936; repr.
have proved popular for inter vivos dispositions.”/ 1955).
“It does not relate to the inter vivos gifts to the
children, o f which Ruth received the greater in th e c ir c u m sta n c e s. See c ir c u m sta n c e s.
introductory 465
in th e ev en t of. This phrase, which usually pre in transitu is an unjustified LATINISM; the En
cedes a b u r ie d v e r b , can often be changed to glish phrase in transit suffices. E.g., “The right o f
if—e.g.: “In the event of the termination o f the stoppage in transitu [read in transit] was first
Employee's employment [read I f the Employee's recognized and enforced in England in the year
employment terminates] for any reason, . . . 1690.7 “The creditors are entitled to share ratably
See even t, in th e & o f (A). in the assets o f the defendant (except in the coke
stopped in transitu [read in transit])” But many
in th e ev e n t th a t is unnecessarily prolix for if statutes, such as the U.K. Sale o f Goods Act, 1979,
And it is poor form in DRAFTING— e.g.: “In the still bear the phrase.
event that [read If] any patent or patent claim
included within the Licensor’s patent rights is in tra sta te. See in tersta te.
held invalid in a final decision by a court o f compe
tent jurisdiction and last resort, all obligation to in tra v e rsio n . See in tr o v e r sio n .
pay royalties based on the patent or claim ceases
as o f the date o f the final decision.” See ev en t, in
Ultra vires ( = within the powers [of]) is the
the.
antonym of, but is not nearly as familiar as, ultra
vires (q.v.). E.g., “Courts interfere seldom to con
in th e fin al an alysis; in th e la st a n a lysis. Both trol such discretion intra vires the corporation.”
are CLICHÉS: “In the last analysis, the testator United Copper Sec. Co. v. Amalgamated Copper
had an absolute right to divert his property from Co., 244 U.S. 261, 263-64 (1917)./ “What we have
this contestant; he was under no obligation to said, however, only applies when the tort commit
assign any reason for so doing.” These trite ex ted is a wrongful way o f doing what the corpora
pressions only detract from one’s prose. One tion has power to do {'intra vires tort,’ as it is
might better simply state the proposition without paradoxically called).” O. Hood Phillips, A First
this tepid lead-in. Book o f English Law 281-82 (3d ed. 1955)./ “ [T]he
sum it spent on intra vires functions would fully
in th e first in sta n ce. See first in sta n ce. absorb the sum paid by the banks together with
accrued interest.” Aviva Golden, Digest o f Trinity
in th e fu tu re. See in futuro. Term (reporting In re a Company No. 0013734 o f
1991), Fin. Times, 5 Aug. 1992, at 8. See la t -
in th e m id st of. See am id (st). INISMS.
in th e last an alysis. See in th e fin al an alysis. in trig u e , v.i., = to carry on a plot or secret love
affair. It should not be used in formal prose for
in th ra l(l). See en th ra l(l). interest or fascinate, although this sense has long
been usual in informal speech. E.g., “The question
in th e lig h t o f is inferior to in light of, itself a presented in appellant’s first point o f error is an
CLICHÉ. intriguing [read interesting or fascinating] one.”
tionship between her and plaintiff, and no fraud Constitution has invested the court o f criminal
or deceit alleged, she has the right to the prop appeals with a mandamus power comparable to
erty.” [Better: “There being no privity o f relation that granted the supreme court.” See vest.
ship between defendant and plaintiff, and no
fraud or deceit alleged, the defendant therefore in v e stig a b le is the proper form— not investigate
concludes that she has the right to the property.”] able. See -a t a b l e .
Some legislative drafters are addicted to minor
inversions, such as notwithstanding anything in in v e stig a tiv e ; in v e stig a to ry . W3 calls investi
this Act contained. They may be minor inversions, gatory “chiefly British,” but it occurs almost as
but they cloy immediately, even on the first read commonly as investigative does in American legal
ing o f the first one. In this example, because contexts. E.g., “It is not unreasonably intrusive,
the word contained is superfluous, an acceptable courts have often held, for a police officer to aid
phrasing is notwithstanding anything in this A ct his own investigatory senses with devices that
See n o tw ith sta n d in g & n o tw ith s ta n d in g a n y serve only to enhance those senses, such as flash
th in g to th e c o n tr a r y c o n ta in e d h e re in . lights and binoculars.”/ “These statements in
Often those who use inversion are no better at volved alleged incompetence and investigatory
grammar than they are at style; thus they have grand jury proceedings.”/ “The frisk, it was held,
problems with number, being unable to distin was essential to the proper performance o f the
guish the inverted predicate from the subject: “To officer’s investigatory duties.”
judicial bravery and congressional impetus belong The COD lists investigative before -tory, and it
the credit for large-scale rectification o f racial does appear more frequently—e.g.: “The particu
injustices.” (Here the verb should be singular— lar interests involved here were the neutraliza
belongs—because, without the inversion, the tion o f danger to the policeman in the investiga
clause reads: The credit for large-scale rectifica tive circumstance and the sanctity o f the
tion o f racial injustices belongs to judicial bravery individual.”/ “It was this legitimate investigative
and congressional impetus.”)/ “By the term litera function that Officer McFadden was discharging
ture is [read are] meant those written or printed when he decided to approach petitioner and his
compositions that preserve the thought and expe companions.”
rience o f a race recorded in artistic form.” There is certainly no need for the two variants
Occasionally inversion is called for idiomati to coexist. We might be well advised to throw over
cally but is wrongly omitted: “It is much easier to investigatory and stick with investigative, or to
answer this at the end rather than at the begin develop some heretofore unhinted-at d iffe r e n ti
ning, for only after prolonged study one may [read a t io n . In any event, the two terms should not be
may one] look back and appreciate the signifi used interchangeably in a single piece o f writing,
cance o f the hornbook definition o f equitable juris as they are in Terry v. Ohio, 392 U.S. 1 (1968).
prudence.” See INELEGANT VARIATION.
in v ite is a verb; it should be avoided as a noun “The realm o f procedure is after all the judge’s
displacing invitation. special domain; the construction o f statutes is a
peculiarly judicial art; and the Court’s ipse dixit
in v itee. Although nonlawyers might assume that seems more authoritative in these areas than it
an invitee is someone expressly invited onto prop might if substantive issues o f policy were being
erty, lawyers use the term to include those who decided.” Robert G. McCloskey, The American Su
have implied permission to enter the premises, preme Court 204 (1960). Cf. probatum . See d ic
such as postal and delivery workers. tu m (b ).
in v iter; in v ito r. The former is preferred. See ipsissim a verba = the very (same) words. E.g.,
-ER (A). “So far as possible, I have tried to preserve the
ipsissima verba o f the original author . . . .” P.B.
in v o k e . See e v ok e. Fairest, Foreword to Edward Jenks, The Book o f
English Law xiv (P.B. Fairest ed., 6th ed. 1967).
in v o lu n ta ry . An involuntary act, as Jeremy Ben- Another form o f the phrase, ipsissimis verbis,
tham phrased it, is an act “in the performance o f means “in the very (same) words.” In the following
which the will has no sort o f share: such as the example, though, the Supreme Court mangled its
contraction o f the heart and arteries.” An Intro Latin with a meaningless phrase, ipsissima ver
duction to the Principles o f Morals and Legislation bis: “The record does not purport to give ipsissima
83-84 n .l (1823 ed.; repr. 1948). For the unusual verbis [read ipsissimis verbis or verbatim] the
meaning attributed to the word in the phrase form o f the oath administered to the jurors.” Bal
involuntary manslaughter, see m a n sla u g h te r dwin v. Kansas, 129 U.S. 52, 55 (1889).
(a ). For the distinction between involuntary and The phrases are easily simplified— e.g.: “Now
unintentional, see u n in te n tio n a l. Texas has hastened to fall into line, and has
enacted this North Dakota resolve ipsissimis ver
in w h o le ; in p art. Follett wrote that in whole is bis [read in the very same words or verbatim]” (ex.
unidiomatic for as a whole, the former phrase fr. G. Krapp, A Comprehensive Guide to Good
having been created as a needed parallel o f in English 334 (1927)). Cf. in h aec verba . See v e r
part. He was wrong, unless we want to trace what b a tim & LATINISMS.
is idiomatic back before the sixteenth century and
ignore steady uses up till the present time. Both ip s o fa c to ( = by the fact or act itself; by its very
in whole and as a whole are acceptable idioms; nature) is sometimes replaceable by the phrase
indeed, they are not even used in quite the same in itself—e.g.: “Lunacy does not ipso facto [read
way. Both mean “as a complete thing,” but, in itself] dissolve a partnership unless the articles
whereas as a whole is the general phrase, in so provide . . . .” 2 E.W. Chance, Principles o f
whole is always used as a correlative o f in part. Mercantile Law 9 (1951). But the LATINISM some
E.g., “In one form a statute may create a new times seems useful—e.g.: “The court said that the
right, while neglecting in whole or in part the statute was against common right and Magna
matter o f the remedy.” Carta and ipso facto void.” Roscoe Pound, The
Development o f Constitutional Guarantees o f Lib
in w itn ess w h e r e o f (= signed), one o f the quin erty 101 (1957). The phrase need not be italicized.
tessential l e g a l is m s , is the phrase that intro
duces the testimonium clause in a legal document. I re sp e c tfu lly su bm it. It is as easy for an advo
E.g., “An appropriate testimonium or concluding cate to hedge too much as it is to pound too
clause is Tn witness whereof l have subscribed my hard. Some lawyers, arguing a position, use I
name t h i s ------ day o f 19— ,’ although W itness respectfully submit as a verbal tic— even when
my signature th is------ day o f 19— *will do just as the statement that follows is quite uncontrover-
well.” Thomas E. Atkinson, Handbook o f the Law sial. The result is an undesirable, namby-pamby
o f Wills 820 (2d ed. 1953). See testim on iu m tone. See re sp e ctfu lly .
cla u se & a ttesta tion cla u se.
ir o n ic (a l). Ironic is standard, ironical being a
I p e rso n a lly is prolix for a simple I. Occasionally NEEDLESS VARIANT.
it is legitimately used to contrast one’s personal
opinions with an official stance that one takes for I r o n y is the use o f words whose literal and figu
reasons o f a position one holds. See first PERSON. rative senses are opposites—that is, it is the dif
ference between what seems to be said and what
ipse dixit (lit., “he himself said it”) = something is meant. The chief weapon o f satirists, irony
said but not proved; a dogmatic statement. E.g., subverts the reader’s expectations.
irreparable injury 469
A word o f warning: “ [M]ost attempts by legal today—so much so that its pronunciation has
writers to employ irony . . . range from ill- caused problems even in the Old Country: “In
advised to pathetic.” Jordan H. Leibman & James 1955 leading counsel pronounced it [/ir-i-frag-d-
P. White, How the Student-Edited Law Journals bdl/], but Harman J. asserted that it was l/ir-i-
Make Their Publication Decisions, 39 J. Legal fray-gd-bdl/]; and thus it was for the rest of the
Educ. 387, 423 (1989). But the warning should case. However, on appeal (on another point) one
not deter unduly. As the following examples illus o f the juniors invoked the Oxford English Diction
trate, irony can be an effective rhetorical tool: ary, and his leader persuaded a reluctant and
suspicious Court o f Appeal to shift the accent
• “ [T]he only thing about the appeals [that] we
from the third syllable to the second, and pro
can commend is the hardihood in supposing
nounce the word l/i-ref-rd-gd-bdl/].” R.E. Megarry,
that they could possibly succeed.” U.S. v. Min-
A Second Miscellany-at-Law 164 (1973). Only
neci, 142 F.2d 428, 429 (2d Cir. 1944) (per L.
Harman J. got it entirely wrong, both o f the other
Hand, J.).
pronunciations being acceptable (and the last one
• “Ownership meant no more to [the Shoshone
given being preferred).
Indians] than to roam the land as a great com
mon, and to possess and enjoy it in the same
ir r e fu ta b le . See r e b u t.
way that they possessed and enjoyed sunlight
and the west wind and the feel o f spring in the
ir r e g a r d le s s , a semiliterate p o r tm a n te a u w o r d
air. Acquisitiveness, which develops a law o f
from irrespective and regardless, should long ago
real property, is an accomplishment only of the
have been stamped out. Irregardless is common
‘civilized/ ” Northwestern Bands o f Shoshone In
enough in speech in the U.S. that it has found its
dians v. U.S., 324 U.S. 335, 357 (1945) (Jack-
way into judicial opinions. See, e.g., State ex rel.
son, J., concurring).
Fisher v. McKinney, 85 N.E.2d 562, 563 (Ohio Ct.
• “I cannot say that I know much about the law,
App. 1949).
having been far more interested injustice.” W il
On the second day o f the U.S. Supreme Court's
liam Temple, the former Archbishop o f Canter
1986-1987 term, Chief Justice Rehnquist up
bury, as quoted in Lord Denning, The Road to
braided a lawyer who used irregardless, saying:
Justice 1 (1955).
“I feel bound to inform you there is no word
• “ [W]e hold that the first amendment does not
irregardless in the English language. The word is
clothe these plaintiffs with a constitutional
regardless.” Linguistic fastidiousness is no less
right to sunbathe in the nude . . . . They re
important in oral than in written argument.
main able to advocate the benefits o f nude sun
In American legal writing, most o f the pub
bathing, albeit while fully dressed.” South Flor
lished examples of irregardless appear in quoted
ida Free Beaches, Inc. v. Miami, 734 F.2d 608,
testimony, in which the word is followed by “ [sic]”
610 (11th Cir. 1984) (per Henderson, J.).
in three o f every four instances. O f the handful o f
One o f the most common types o f irony is the published examples that originated in a federal
Swiftian modest proposal, here carried out with judge's writing— as opposed to originating as oral
some success: “O f course, a simple mechanism statements that are later quoted— a third appear
for deterring violations such as [police brutality] in a single Illinois judge's opinions.
would be to amend section 1983 to provide that Although this widely scorned word seems un
violators will be drawn and quartered. This seems likely to spread and flourish, careful users of
like a very powerful deterrent and might substan language must continually stamp on it when they
tially reduce violations o f federal rights under encounter it.
color o f state law. Aside from problems relating
to fairness, however, this solution also poses prob ir r e le v a n c e ; ir r e le v a n c y . The former is gener
lems in the deterrence framework. A powerful ally preferred. The only plural form, however, is
deterrent such as drawing and quartering offend irrelevancies. See r e le v a n c e .
ers might also deter worthwhile conduct [by the
police]. . . . So, the deterrence rationale calls for ir r e p a r a b le is pronounced li-rep-d-rd-bdll.
neither too much nor too little deterrence; we need
to find the right amount.” Dobson v. Camden, 705 ir r e p a r a b le in ju r y is a phrase that “generally
F.2d 759, 765 (5th Cir. 1983) (per Goldberg, J.). produces more dust than light.” Studebaker Corp.
v. Gittlin, 360 F.2d 692, 698 (2d Cir. 1966). Often
ir r e b u tta b le ; ir r e fu ta b le . See r e b u t. misunderstood, irreparable injury means merely
that the injury cannot be remedied through an
ir r e fr a g a b le ( = unanswerable; not to be contro award o f damages. As Douglas Laycock has con
verted), a useful term in the law, is underused vincingly shown, “That an injury has little mone
470 irreplevi(s)able
tary value is often a cause o f irreparability, not issue. A. At issue; in issue. At issue is the com
an antidote.” The Death o f the Irreparable Injury mon idiomatic phrase, whereas in issue is purely
Rule 74 (1991). a specialized legal phrase. At issue = (1) (of peo
ple) in controversy; taking opposite sides o f a case
ir r e p le v i(s )a b le . See r e p le v ia b le . or contrary views o f a matter; at variance <his
views are at issue with mine>; (2) (of matters or
ir r e s p e c tiv e o f = regardless of. E.g., “It is true questions) in dispute; under discussion; in ques
that the author is the owner o f the composition tion <the allegations at issue> (OED). The OED
as property irrespective o f its value.” William F. notes that in issue shares sense (2) o f at issue,
Walsh, A Treatise on Equity 217 (1930). but calls it rare.
Confusion o f the words irrespective and regard Having originated in mid-19th-century legal
less has given rise to the mistaken form irregard- contexts, in issue is not at all rare today—e.g.:
less, q.v. “In the law o f evidence, facts in issue are either:
(1) facts that, in the pleadings, are affirmed on
ir r e s p o n s iv e . See u n r e s p o n s iv e . one side and denied on the other; or (2) in actions
without pleadings, all facts from the establish
ir r e v o c a b le ; u n r e v o k a b le . The former is pre ment o f which would follow the existence, nonex
ferred. It is pronounced /i-rev-d-kd-bdl/. istence, nature, or extent o f any right, liability,
disability, or immunity asserted or denied in the
is c o m p r is e d o f. See c o m p o s e (a ). case.” (Eng.)/ “Roman law confined to the judge,
when questions o f law'were in issue, the purely
-ISE. See -IZE. mechanical task o f counting and o f determining
the numerical preponderance o f authority.”/ “The
is e n t itle d to . See w o r d s o f a u t h o r it y (G). test to be applied in passing on the validity o f a
gift such as the one in issue is that o f reasonable
is le ( = island) for aisle ( = a passage for foot ness.”
traffic) results from mistaking homophones— e.g.: B. Issue as to whether; issue o f whether. These
“[A]s she was walking down one o f the isles [read phrases are prolix for issue whether. Cf. question
aisles] in the store she slipped on a potato sprout (as to) whether. See as to (a).
near the potato bin and fell . . . .” Houtchens v. C. Issue and issuance. Issuance was not used
Kylefs Grocery Corp., 390 S.W.2d 325, 326 (Tex. until the mid-nineteenth century, up until which
Civ. App.—Eastland 1965). time issue was the noun corresponding to the verb
to issue. E.g., “These lawyers reported that not
is o la b le , not isolatable, is the correct form. E.g., only was there a strong current o f precedent dur
“We do not believe the events are so easily isola ing the last century for the issue o f such injunc
b l e U . S . v. Jeffers, 342 U.S. 48, 52 (1951)./ “The tions, but the common-law judges had themselves
State . . . bastes] its position on the fact that advised parties to apply to the Chancery.” (Eng.)
the petitioner has established no isolatable [read A nonlawyer in the U.S. today would think issu
isolable] prejudice . . . .” Estes v. Texas, 381 U.S. ance to have been an apter term in the sentence
532, 542 ( 1965). See -a t a b l e . quoted.
The word is pronounced /i-sd-ld-bal/. D. Join issue. This phrase may mean: (1) “to
submit an issue jointly for decision”; (2) “to accept
is s u a b le . In nonlegal contexts this word means or adopt a disputed point as the basis o f argument
“capable o f being issued”— and sometimes in legal in a controversy”; or (3) “to take up the opposite
writing as well. E.g., “It is fair to say that though side o f a case, or a contrary view on a question”
the writ o f habeas corpus was issuable at common (OED). The idiom is more common in BrE than
law its present form in England has had its origin in AmE.
in the Act of 1679.” C. Gordon Post, An Introduc The nominal phrase is joinder o f issue. E.g.,
tion to the Law 60 (1963). “After joinder o f issue, defendant moved for sum
The word carries a special legal sense, however: mary judgment.” Bradley v. Burroughs Wellcome
“that admits of an issue being taken; in regard to Co., 497 N.Y.S.2d 401, 402 (N.Y. App. Div. 1986).
which or during which issue may be joined” E. In the Sense o f “ Offspring” o r “Descen
( OED). E.g., “No issuable fact or condition existed dants.” In the drafting o f wills and trusts, the
that would authorize the governing board to exer word issue invites litigation. English courts— as
cise the discretion confided to it in the passage o f well as courts in New York and New Jersey—
that part o f the zoning ordinance under attack.” have held that it means all lineal descendants,
however remote. Other courts have held that the
is s u a n c e . See is s u e (c ). word refers only to children and not to descen
I ssue-Framing 471
dants more remote. And whether it covers his family, and dies, leaving his three wives and three
adopted children is a question that courts will sons alive, and also real property in this State to a large
amount. Will it go to the three children equally, under
answer differently. See In re Upjohn s Will, 107
the intestate law of Pennsylvania? [67 words]
N.E.2d 492, 495 (N.Y. 1952). In sum, the word is Conflict o f Laws, 14 Am. Jurist 275, 275 (1835).
best avoided altogether.
But if it is not to be avoided, it ought to be used Anyone o f moderate legal sophistication can
grammatically. The question sometimes arises understand that question. And most readers, hav
whether the word should be treated as a singular ing seen the question, would probably like to
or as a plural noun. The answer is either— e.g.: know the answer.
“Any issue who is a minor [or issue who are But six American lawyers in ten would probably
minors] will be treated as i f . . . .” See d ie w it h build up to the question with at least two pages
o u t is s u e . o f facts explaining how the Turk came to the U.S.,
F. General issue; special issue. See g e n e ra l when and where the marriages were solemnized,
issue. what the names and birthdates o f each o f the
sons are, and so on. In other words, those six
is s u e e s to p p e l. See is s u e p r e c lu s io n & c o lla t writers would engage in a badly overparticular
e r a l e s to p p e l (a ). ized statement o f facts— a statement that would
leave many readers bewildered about the upshot
o f it all. See o v e r p a r t ic u l a r iz a t io n .
I s s u e -F r a m i n g . A. G en era lly . There is no more
Three more o f the ten would probably assume
important point in persuasive and analytical writ
that the intended reader knows the facts and
ings— and certainly no point that is more com
therefore dispense with them altogether. The so-
monly bungled—than framing the issue. If you
called “issue” in an analytical memo would read
have clearly in mind what question you’re ad
something like this: “Is our client entitled to take
dressing, the writing will inevitably be much
one-third under Pennsylvania law?” Then the
clearer than it otherwise would be.
writing would launch into a legal discussion o f
That may sound obvious, but in fact very few
the intestacy laws. Never mind that the intended
legal writers frame their issues well. As a result,
reader and the writer do not have an identical
legal memos and briefs are often diffuse, repeti
understanding o f the facts— a point that will
tive, and poorly organized. Sometimes—even to
likely never emerge if the memo is written in this
the reader who works hard to find out— memos
way. Further, any other reader will remain none
and briefs do not reveal precisely what question
the wiser even after reading the entire memo,
they purport to answer. When confronting such
which as a result can never be useful in future
writing, the reader works impatiently to find the
research.
point—the gist—the upshot.
Perhaps the one remaining lawyer o f the ten
Any piece o f persuasive or analytical writing
would write an issue more nearly resembling the
must deliver three things: the question, the an
1835 version than either the overparticularized
swer, and the reasons for that answer. The better
or the overvague approach, but perhaps not one
the writing, the more clearly and quickly those
in a hundred would frame it with equal brevity
things are delivered. The legal stylist should prob
and clarity.
ably insist that the writing lead the reader to
B. Deep vs. Surface Issues. A “deep” issue is
have those things well in mind within 60 seconds
concrete: it sums up the case in a nutshell—
o f picking up the document, whether it is a brief,
and is therefore difficult to frame but easy to
an analytical memo, or a judicial opinion.
understand. A “surface” issue is abstract: it re
To do this consistently, open the discussion with
quires the reader to know everything about the
a factually specific issue that captures the essence
case before it can be truly comprehended— and is
o f the problem. The issue should be brief—no
therefore easy to frame but hard to understand.
more than 75 words— and should be phrased in
Assume that a defendant is moving for sum
separate sentences. The format is generally as
mary judgment. Which o f the following state
follows: statement, statement, question. Or,
ments is more helpful?
phrased differently: premise, premise, conclusion
(followed by a question mark).
1. Can Jones maintain an action for fraud?
Although few legal writers have mastered this
2. To maintain a cause o f action for fraud under
technique, it is old. Consider the following issue,
California law, a plaintiff must show that the
framed in 1835:
defendant made a false representation. In his
A Turk, having three wives, to whom he was lawfully deposition, Jones concedes that neither Conti
married, according to the laws of his own country, and nental nor its agents or employees made a
three sons, one by each wife, comes to Philadelphia with false representation. Is Continental entitled to
472 Issue-Framing
summary judgment on Jones’s fraud claim? [49 Eastern from the FDIC in 1987, the FDIC agree
words] to pay the 'reasonable and necessary’ operating
costs o f First Eastern. Is the FDIC obligated to
The longer version asks the reader to do consid
pay the cost o f directors’ and officers’ liability
erably less work. The shorter version sends the
insurance for First Eastern?” [62 words]
reader elsewhere to learn what, precisely, the
• “On dozens o f occasions over the course o f a
issue is. Whereas the surface issue says next to
decade, United Peoria hired and paid a waste-
nothing about what the court is being asked to
hauler to haul its hazardous liquid waste to
decide, the deep issue explains precisely what
a landfill. In accordance with United Peoria’s
that something is. To put it differently, the sur
instructions, the hauler discharged thousands
face issue does not disclose the decisional prem
o f gallons o f United Peoria’s waste into the
ises; the deep issue makes them explicit.
landfill. Were these discharges an 'accident’
The goal is ease o f understanding. One way to
from United Peoria’s point o f view?” [57 words]
analyze the difference between a deep issue and a
• “Boskey Insurance issued an excess-insurance
surface issue is to focus on the level o f abstraction.
policy to BEC for liability exceeding $100,000.
Generally speaking, the more abstract an issue
BEC represented to Boskey that it had pur
is, the more superficial it is: the reader must learn
chased primary coverage for the first $100,000
that much more to make any sense o f it. The more
o f liability from Cooper Insurance. If Cooper
concrete the issue is, the deeper it is: the reader
becomes insolvent, should Boskey be required
need hardly exercise the brain to understand.
to step down and provide primary coverage
C. Persuasive vs. Analytical Issues. Unlike the
when it never bargained for a role as— or con
deep-vs.-surface dichotomy, this split is not a mat
tracted to be— a primary insurer, and when its
ter o f good and bad: writing that aims to persuade
premium reflected only the risk taken as an
must have persuasive issues, whereas writing
excess insurer?” [75 words]
that seeks to analyze in an objective way must
have analytical issues. Persuasive issues answer
As in the first two examples, an issue often
themselves; analytical issues are open-ended.
proceeds from the law to the facts. Yet, as in the
Karl Llewellyn, one o f the great legal thinkers
third and fourth examples, it may nearly as often
and writers o f the 20th century, well understood
proceed from the facts to the law. The only key to
the importance o f a persuasive issue in effective
organizing the statements is to allow the whole
advocacy: “The first art is framing the issue so
to be readily absorbed— and this usually means
that if your framing is accepted the case comes
putting the most easily comprehensible part in
out your way. Got that? Second, you have to
the middle o f the issue.
capture the issue, because your opponent will be
These same characteristics hold true with ana
framing an issue very differently. . . .A nd third,
lytical issues, but unlike persuasive ones, they are
you have to build a technique o f phrasing your
open-ended. The reader doesn’t know the answer
issue which not only will help you capture the
upon reading the question, but probably yearns
Court but which will stick your capture into the
to—e.g.:
Court’s head so that it can’t forget it.” A Lecture
on Appellate Advocacy, 29 U. Chi. L. Rev. 627,
• “Section 273 o f the Immigration Act makes it a
630 (1962).
crime to bring an undocumented alien to the
Llewellyn’s initial point is the most powerful:
U.S. Meanwhile, section 2304 o f the Maritime
the first art is framing the issue so that, if your
Act makes it a crime for the master o f a vessel
framing is accepted, you win. The persuasive is
to fail to rescue persons aboard a vessel in
sue, then, can have only one answer. Still, it is
distress. Does a master commit a crime under
far more persuasive than a mere statement o f the
the Immigration Act when he rescues illegal
conclusion. The advocate comes forward simply
aliens aboard a ship in distress and brings them
asking the court to address a straightforward
to the U.S.? I f so, what are his defenses?” [75
question— e.g.:
words]
• “Texas law provides that a lease predating a • “Mr. and Mrs. Zephyr were killed in the crash o f
lien is not affected in foreclosure. Nelson’s lease an airplane negligently piloted by Mr. Zephyr.
predates Marshall’s lien, on which Marshall Their daughter, Kate, has sued the estate o f
judicially foreclosed last month. Was Nelson’s her deceased father for the wrongful death o f
lease affected by the foreclosure?” [33 words] her mother. Does the doctrine o f interspousal
• “Liability-insurance coverage for directors and immunity bar Kate’s recovery when there is no
officers o f financial institutions is universally marital harmony to preserve?” [52 words]
required to recruit well-qualified directors and • “A six-year-old plaintiff rode his bicycle in front
officers. When the Trew Group acquired First o f our client’s truck before being struck by the
is when 473
truck. Is the six-year-old capable o f contributory But is the 75-word limit a fair one? Where does
negligence?” [29 words] it come from? It is the rare case indeed— in fact,
• “In Massachusetts, a dead body is the property I have yet to encounter it— in which issues cannot
o f the decedent’s family members. As a result, be framed in 75 words. The 75-word limit is the
the authority to order an autopsy generally result o f experimentation and informal testing:
rests with the relatives. In what circumstances once an issue goes beyond that length, it is likely
is that authority transferred from the family to to be rambling. You lose the rigor o f a concen
the medical examiner?” [41 words] trated statement. And you probably lose some
readers.
In an analytical memo, such an issue should
It is no accident that the most readable judicial
be followed immediately by a brief answer (with
opinions invariably begin with a brief statement
reasons embedded in the answer), so that the
o f the overarching issue in the case. Among the
question and the answer amount to something
ablest practitioners o f this art was Judge Thomas
resembling an executive summary: the reader un
Gibbs Gee, o f the Fifth Circuit, who enshrined it
derstands the gist o f the memo merely by reading
as the first principle in his style sheet for opin
the first few lines.
ions: “Try to state the principal question in the
D. R eaders’ R eactions. The purpose o f using
first sentence.” A Few o f Wisdom's Idiosyncrasies
separate sentences and o f limiting the issue to 75
and a Few o f Ignorance's: A Judicial Style Sheet,
words is to help the reader. A one-sentence issue
1 Scribes J. Legal Writing 55, 56 (1990).
o f 75 or so words is difficult to follow, especially
E. The Im portance o f It All. These principles
when the interrogative word begins the sentence
o f issue-framing may seem elementary at first
and the end is merely a succession o f when-
glance. Yet, judging from most legal writing, they
clauses— e.g.:
are not at all obvious. And, in any event, stylists
Can Bamdt Insurance deny insurance coverage on who cultivate the ability to frame good issues
grounds of late notice when Fiver’s insurance policy re know just how difficult it is: it requires a great
quired Fiver to give Bamdt notice of a claim "immedi
deal o f mental energy.
ately,” and when in May 1994, one of Fiver’s offices was
damaged by smoke from a fire in another tenant's space, It is therefore easy to forgo the effort, and many
and when 10 months later, Fiver gave notice, and when writers do. Legal writers everywhere seem preoc
Bamdt investigated the claim for 6 months before denying cupied with answers—with conclusions— and
coverage and did not raise a late-notice defense until 18 rarely with the questions they are answering, or
months after the claim was filed? [81 words] the premises from which their conclusions might
That is a muddle. Readers forget the question follow. As a result, much o f the “analysis” and
by the time they reach the question mark. Part advocacy that goes on is sloppy, or worse.
o f the reason is that the time is out o f joint: we Even the greatest legal intellects must remain
begin with a present question, then back up to vigilant about these points. One o f the most im
what happened, and then, with the question portant 20th-century legal philosophers warned
mark, jum p back to the present. about how easy it is to stumble over fundamen
The better strategy is to follow a more or less tals: “One principal source o f trouble is obvious:
chronological order, telling a story in miniature. it is always necessary to bear in mind, and fatally
Then, the pointed question—which emerges inevi easy to forget, the number o f different questions
tably from the story—comes at the end: about punishment which theories o f punishment
ambitiously seek to answer.” H.L.A. Hart, “Post
Fiver’s insurance policy required it to give Bamdt Insur
script: Responsibility and Retribution,” in Punish-
ance notice of a claim "immediately.” In May 1994, one of
Fiver’s offices was damaged by smoke from a fire in ment and Responsibility: Essays in the Philosophy
another tenant’s space. Ten months later, Fiver gave o f Law 210, 231 (1968).
notice. Bamdt investigated the claim for 6 months before
denying coverage and did not raise a late-notice claim is s u e p r e c lu s io n (AmE) = issue estoppel (BrE).
until 18 months after the claim was filed. Can Bamdt See c o lla te r a l e s to p p e l (a ) & c la im p r e c lu
now deny coverage because of late notice? [73 words]
sio n .
Instead o f one 81-word-long sentence, we have
five sentences with an average length o f 15 words. is w h e n ; is w h e r e . These locutions are improper
(See s e n t e n c e l e n g t h .) And the information is means o f introducing a definition. Instead o f writ
presented in a way that readers can easily under ing, “ ‘Livery o f seisin’ is where the grantor deliv
stand. ers possession,” one should write, “ ‘Livery o f sei
Because seasoned legal readers are always im sin’ is the grantor’s delivery o f possession.”
patient to reach the issue, the practice o f opening Examples o f ill-phrased definitions abound in le
a memo, brief, or judicial opinion with the deep gal writing: “A bill o f exchange is when a person
issue always satisfies a need that readers feel. takes money in one country or city upon exchange,
474 it
and draws a bill whereby he directs another per with it was held that a child could not be guilty
son in another country or city to pay so much to o f crime unless it [read he or she] had reached
A on order for value received o f B and subscribes the age o f twelve.” J.W. Cecil Turner, Kenny's
it.” (Eng.) The idea of defining is here misplaced. Outlines o f Criminal Law 66 (1952). Perhaps a
[Read “With a bill o f exchange, one takes money preferable edit—to avoid he or she—would be sim
. . . . ”] See w h e r e (c ) & d e f in it io n s (C). ply to write could not be guilty o f crime before the
age o f twelve. See h e o r she.
it. A. Overuse. This expletive and pronoun often
appears too many times in one sentence. Careful Italics. A. Generally. Fowler’s shot across the
writers restrict it (it, that is) to one meaning in a bow is worth heeding: ‘T o those who, however
given sentence— no more. And still one must be competent on their special subject, have not had
vigilant about whether the antecedent is the clos enough experience o f writing to have learnt [the]
est noun— e.g.: rudiments, it comes as natural to italicize every
tenth sentence or so as it comes to the letter
• “Within such a unitary jurisdictional frame
writing schoolgirl to underline whatever she en
work, the appellate court will, o f course, require
joys recording” (MEU1 304).
the trial court to conform to constitutional man
How does one avoid overitalicizing? First, if the
dates, but it [read the appellate court] may like
italicized words appear in quotations, try making
wise require it [read the trial court] to follow
the quoted passage shorter. Second, if the itali
procedures deemed desirable from the view
cized words are one’s own, try rearranging the
point o f sound judicial practice.”
sentence so that the italicized words appear at
• “Applying the test of an apportionable or appor
the end. Third, try the deliberate repetition char
tioned consideration to the contract in question,
acterizing any one o f several rhetorical devices.
it will be seen [read one will see] at once that it
(See The Elements o f Legal Style 165-72 (1991).)
[read such consideration] is severable.”
Ralph Waldo Emerson overstated the case: “*Tis
• “It is here that [Read Here] the advantage o f an
a good rule o f rhetoric [that] Schlegel gives—‘In
absolute sovereign is most apparent, for it [read
good prose, every word is underscored,’ which, I
the sovereign] makes it possible for immediate
suppose, means, Never italicize.” “Lectures and
effect to be given to the will o f the people.” H.G.
Biographical Sketches,” in 10 Complete Works o f
Hanbury, English Courts o f Law 20 (2d ed.
Emerson 169 (1904). By parity o f reasoning, of
1953).
course, one might say we should abolish question
• “For it is often this sovereign power which gives
marks, exclamation points, and even commas.
to the jury its place in the constitution. Bereft
The point is to italicize only when one must.
of it [read the power], it [read the criminal jury]
B. F oreign Phrases. Anglicized terms o f foreign
will become an expensive and unwieldy fact
origin appear in roman—i.e., nonitalic—type (e.g.,
finding tribunal which sooner or later will go
bonus). Unnaturalized terms are italicized.
the way of the civil jury.” Patrick Devlin, The
Throughout this dictionary, the fuzzy line be
Judge 145 (1979).
tween naturalized and unnaturalized foreignisms
Sometimes a single it may be problematic in is drawn through the headwords, which appear
having no identifiable antecedent: “Paraphrasing in either italic or nonitalic boldface type. See
the opinion of Judge Vann in Tabor v. Hoffman, GALLICISMS & LATINISMS.
because an inspection o f plaintiffs models may C. Latin Phrases Beginning with in. Some
be by fair means, it [?] does not justify obtaining writers italicize only flagrante delicto, forma pau
the same by unfair means.” See a n t e c e d e n t s , peris, loco parentis, pari materia, statu quo, and
FALSE (A), EXPLETIVES (A) & DANGLERS. terrorem. But the word in, which is a part o f each
B. R eferrin g to a Person. Although a young o f these Latin phrases, ought to be italicized as
baby is often referred to as an it, other persons well.
should not be, and especially not judges— e.g. : “In
this case an experienced and careful district judge ite m iza tio n is often unnecessary for list, q.v.
heard and reviewed the quantitative apportion
ment testimony and exhibits in this case, and it itera te. See reitera te.
[read he— i.e., Lucius D. Bunton III] possessed
opportunities to assess their convincingness far it is I; it is m e. In formal English, it is I is the
superior to those o f this (appellate) court.” In re preferred expression, it is me being passable in
Bell Petroleum Servs., Inc., 3 F.3d 889, 911 (5th the speech of most persons (less commonly in
Cir. 1993). writing).
Even in reference to an older child, the word it E.B. White told an amusing story about the fear
seems inappropriately dehumanizing: “To begin that so many writers have o f making a mistake:
jactation 475
“One time a newspaper sent us to a morgue to may appear. The possibility o f choice between
get a story on a woman whose body was being -ise and -ize arises only with words ending with
held for identification. A man believed to be her the pronounciation "eyes,” not with that o f “ice,”
husband was brought in. Somebody pulled the “iss,” or “e e z ” For example, in precise, the suffix
sheet back; the man took one agonizing look, and is pronounced “ice,” not “eyes”; in promise it is
cried, ‘My God, it’s her!’ When we reported this pronounced “iss,” not “eyes”; and in expertise it is
grim incident, the editor diligently changed it to pronounced “eez.”
‘My God, it’s she!’ ” E.B. White, “English Usage,” Generally, -ize verbs are formed on familiar
in The Second Tree from the Corner 150, 150-51 English words or stems— e.g.: authorize, familiar
(1954). See n o m in a t iv e a n d o bjective c a s e s . ize, symbolize; or with a slight alteration to the
stem— e.g.: agonize, dogmatize, sterilize. A few
it is im p orta n t to n o te th at; it is in te re s tin g words have no such immediate stem: aggrandize
to n o te that. These sentence-nonstarters merely (cf. aggrandizement), appetize (cf. appetite), bap
gather lint. They should be abolished. tize (cf. baptism), catechize (cf. catechism), recog
nize (cf. recognition), and capsize.
it is m e. See it is I. NEOLOGISMS in -ize are generally to be discour
aged, for they are invariably ungainly and often
it is p la in that. See c le a r ly & o b v io u s ly . superfluous. Thus we have no use for accessorize,
artificialize, cubiclize, fenderize ( = to fix a dented
it is s u b m itted that. This phrase is an especially fender), funeralize, ghettoize, Mirandize (q.v.), na-
weak sentence-opener, usually a face-saving man kedize, and so on. The law has many o f its own
nerism to avoid saying I think. curiosities in -ize (e.g., privatize, collateralize,
communitize, Lochnerize), and probably needs no
its; it’s. The possessive form o f it is its; the con more. Careful writers are wary o f new words
traction for it is is it's. formed with this suffix.
B. V erbs E nding in 4se. Verbs that correspond
it’s m e. See it is I. to nouns having -is- as a part o f the stem (e.g., in
the syllables -vis-, -cis-, -mis-), or that are identi
it w a s h e ld that. See h o ld (c ). cal with a noun in -ise, similarly take -ise rather
than -ize (from which they are precluded). Some
index . See ju d e x . o f the common verbs in -ise are:
j
J. is the abbreviation for Judge or Justice. In ja c k le g la w y e r . See law yers, d er o g ato r y
American legal writing, one commonly sees refer NAMES FOR (A).
ences such as Scalia, J., dissenting. In British
legal writing, no comma is used, even in midtext: Jactation, lit. “a tossing
ja c ta tio n ; ja c tit a t io n .
“The policy reason advanced by La Forest J. or swinging o f the body to and fro” (OED), came
seems to me to be quite inadequate to support his figuratively to mean (in both Latin and English)
rule o f irrecoverability. As Wilson J. pointed out, “boasting, bragging, ostentatious display” (OED).
the idea o f fiscal disruption hardly seems suffi It is a learned word.
cient to cast the burden o f governmental error on Its sibling jactitation derives from the same
the innocent taxpayer.” Peter W. Hogg, Liability Latin verb and also has the sense “a boastful
o f the Crown 184 (2d ed. 1989). The plural is JJ. declaration.” In law the term has been applied
476 jail delivery
specifically to boasts o f marriage. Today jactita life, it is always prudent and often a delight to
tion o f marriage = a false assertion that one is pay attention.” Is There Life Elsewhere, and Did
married to someone to whom one is not in fact It Come Here? N.Y. Times, 29 Nov. 1981, at 7-1.
married (CDL). E.g., “A decree in a suit o f jactita In this sentence, it first appears to refer to Crick’s
tion o f marriage, forbidding C to claim to be the writing (though it has no clear antecedent) and
husband o f A, on the ground that he was not her then is used as an introductory filler or expletive.
husband, is deemed to be irrelevante (Eng.)/ “This [Read It is always prudent and often delightful to
is an action in jactitation instituted by the eleven pay attention to Mr. Crick*s writing about the
named plaintiffs who prayed that defendant be nature and origin o f life.]
ordered to disclaim title to the property described C. Tw o D ifferent Senses o f the Same Word.
in plaintiffs’ petition . . . Holmes v. Wyatt “Why ought Louisiana [the state government] to
Lumber Co., 104 So. 2d 293, 293 (La. Ct. App. have power over one who has had an auto accident
1958). there [the place]?”
D. W ord R eferred to as a W ord, While Pur
ja il d e liv e ry , in AmE, means “an escape by sev p ortin g to Have Substantive M eaning as Well.
eral prisoners from a jail”; in BrE, the phrase “Derived from Slav, o f which people many were
(spelled gaol delivery) means “the bringing o f pris enslaved by the conquering Romans, the word
oners to trial.” [slave] has acquired connotations o f servility, ti
midity, and cowardice.” (Bergen Evans) The refer
ence to Slav is to the word, not the people; hence
ja ilh o u s e la w y er. See l a w y e r s , d e r o g a to r y
the phrase that follow sis illogical.
NAMES FOR (B).
E. P reposition Given T w o Meanings. “The
shareholders will transact such other business as
J a n e D oe. See D oe, J o h n . may properly come before the meeting or any
adjournment thereof.” Here before is asked to
J a n u s -F a c e d T e r m s . Janus
is an ancient Italian mean both “in front o f” (before the convocation or
deity, the god of thresholds such as doorways, meeting) and “prior to” (before adjournment). See
gates, and even (by figurative extension) the ZEUGMA AND SYLLEPSIS (A).
month of January. He is depicted with two faces—
one on each side o f the head. Hence “Janus-faced Jargon. A. Definition. Jargon refers to the lan
terms” are, because o f syntactic construction, guage, spoken and written, that members o f any
overburdened in being asked to look backward social, occupational, or professional group use to
and forward simultaneously. (They sometimes communicate with one another. As used in this
look forward at two different objects, or back book, the term refers to the full range o f special
ward.) As here defined, a word so called upon can ized vocabulary, devised by lawyers to save them
properly look one way, but not both. selves time and space in communicating with each
Commonly known as ZEUGMA, this fault o f writ other, and sometimes even to conceal meaning
ing occurs when a verb is incorrectly associated from those uninitiated into the law.
with two subjects or objects, an adjective with Jargon covers a broad range o f legal vocabulary
two nouns, or a noun with an antecedent and a from the almost slangy (horse case) to the almost
consequent that are different. Some specimens technically precise (res ipsa loquitur). And al
follow, with short explanations o f the problems. though an expression that is labeled “jargon” fails
A. Sim ultaneously R eferring to the Case to rise to the level o f a te r m of a r t , it remains a
Name and the Name o f the Person. “It is now useful bit o f shorthand for presenting ideas that
doubtful whether McCardle (the defendant) would would ordinarily need explaining in other, more
now be sustained,” in which the writer means circumlocutory terms if persons who lack experi
the opinion with the short-title form McCardle, ence in the law are to understand them.
though the parenthesis refers to the person. An Thus, a strong in-group property characterizes
other such example would be: “Shakespeare’s jargon, which may be acceptable— even desir
powers were perhaps greatest in Hamlet, the most able—when one lawyer talks with another or ad
famous o f tragedic protagonists,” in which the dresses a judge. But jargon is unacceptable when
writer is unconsciously referring to the character the purpose o f using it is to demonstrate how
and the play at the same time. Following is a much more the speaker or writer knows as a
sentence that avoids the problem just illustrated: specialist than ordinary listeners or readers do.
‘T h e Roskos court found that the plaintiff, Roskos, The intended audience, then, should be the pri
was coerced into resignation.” mary concern o f a lawyer in deciding which words
B. P ronou n Used Also as an Expletive. “When to use to communicate intelligibly. In a bench
Mr. Crick writes about the nature and origin o f trial a lawyer may be justified in referring to the
jetsam 477
corpus delicti (not truly a ter m of a r t ), but in a ja y w a lk e r ( = a pedestrian who crosses a street
jury trial, a lawyer who uses this term is likely without heeding traffic regulations) began as an
to lead the jury into confusion, puzzlement, and early-20th-century Americanism but is now used
even misjudgment. also in BrE. In the 1910s, jay was a slang term
As an archetypal example o f jargon, the phrase meaning “a stupid, silly person; a simpleton,” and
case on all fours denotes “a reported case in which at about that time jaywalker and its b a c k -
the facts and law are so closely similar to the one f o r m a t io n jaywalk came to refer to someone stu
at hand as to be indistinguishable from it.” This pid enough to cross streets unsafely.
phrase, containing only four short words, is much
more economical than the definition. But the J.D . is now the predominantly awarded law de
shorthand phrase, useful as it is to lawyers, re gree in the U.S.— LL.B. (q.v.) formerly having
mains inscrutable, unless explained, to virtually this distinction. The abbreviation J.D. generally
all nonlawyers. Such jargonistic phrases collec stands for Juris Doctor { = doctor o f law).
tively fall under the rubric o f this entry. See o n
a ll fo u r s . je a lo u s y ; e n v y . The careful writer distinguishes
The following are typical jargonistic words and between these terms. Jealousy is properly re
phrases, all o f which are treated in other entries: stricted to contexts involving love and affairs o f
adhesion contract (see a d h e r e n c e (a )), alter ego, the heart, whereas envy is used more broadly
Blackacre, case at bar, case-in-chief, clean hands, o f resentful contemplation o f a more fortunate
clog on the equity, cloud on title, conclusory, four person.
corners o f the instrument, in personam, instant
case, on all fours, pierce the corporate veil, reason J e d d a r t ju s tic e ; J e d b u r g h ju s tic e ; J e d w o o d
able person, res integra (or res nova), res ipsa ju s tic e . The first is now the usual form o f this
loquitur, sidebar, Whiteacre. For a related phe term, meaning “execution first, trial afterwards.”
nomenon, see ABSTRACTITIS. For the opposite ten The name derives from Jedburgh in Roxburgh
dency, see PLAIN LANGUAGE. shire, Scotland, a town near the English border
B. Jargonm ongering. Some would say that to where bands o f raiders frequently skirmished on
be a lawyer (or at least a good one) is necessarily both sides. {Jeddart is probably a corrupted form
to be a jargonmonger, that word-shuffling is the o f “Jedworth,” the old name o f the place.) Appar
nature o f the business. That pessimistic view is ently o f 16th-century origin, Jeddart justice “dif
not borne out by the evidence o f the many success fers from lynch law in that it was done by a
ful straight-talking and straight-writing prac kind o f summary court, not by persons wholly
titioners. I f such a jaded view has any validity, unauthorized” (OCL).
the best one can do is to prove its falsity by one’s
own example. je m m y . See jim m y .
It is difficult to improve on Sir Arthur Quiller-
Couch’s seminal analysis o f jargon in his Art of je o fa ils ( = mistakes or oversights in pleading),
Writing (1916; repr. 1961). He sets out its two for the most part an obsolete term, is pronounced
primary vices: “The first is that it uses circumlo /jd-faylz/. Formerly thought to be the l a w fr e n c h
cution rather than short straight speech. It says: form o f fa i faillé, meaning “I have made an error,”
7/i the case o f John Jenkins deceased, the coffin’ the term is now generally thought to derive from
when it means ‘John Jenkins’s coffin’; and its yea jocus, as in jeopardy (= jocus partitus). See John
is not yea, neither is its nay nay; but its answer H. Baker & M.S. Arnold, Origin o f “Jeofail,” 87
is in the affirmative or in the negative, as the Law Q. Rev. 166 (1971).
foolish and superfluous case may be. The second
vice is that it habitually chooses vague wooly je o p a r d iz e ; (e n )je o p a rd . Horwill wrote that in
abstract nouns rather than concrete ones” {id. at AmE “jeopard is preferred to jeopardize, the com
105). “To write jargon is to be perpetually shuf mon term in England.” Modern American Usage
fling around in a fog and cotton-wool o f abstract 178 (2d ed. 1944). This was not true in 1935,
terms” {id. at 117). See a b s t r a c t it is . and it is not true today. E.g., “Fanciful rights o f
Nothing nauseates like the real thing: “A sup accused persons cannot be allowed to prevent the
plement to the draft or final EIS on file will be functioning o f the police and so to jeopardize the
prepared whenever significant impacts resulting safety o f the public.” Enjeopard and jeopard are
from changes in the proposed plan or new signifi NEEDLESS VARIANTS.
cant impact information, criteria or circumstances
relevant to environmental considerations impact je o p a r d y . See d o u b le je o p a r d y .
on the recommended plan or proposed action.” 33
C.F.R. § 2502.9(c)(1) (1988). See in it ia l e s e . je tsa m . See flotsam .
478 jib e
ju d e x , except in historical contexts— e.g.: “En tices “judge” in informal settings. Judge Phillips
glish Chancery Courts, heavy borrowers from the is permissible in talking with the Chief Justice of
civil law, may have derived the system o f special the Texas Supreme Court, though in referring to
masters from the civilian judex o f the Roman him in a conversation with someone else, one
Republic and Early Empire”— is an unnecessary would say either the Chief Justice or Chief Justice
equivalent o f judge. PL judices. Phillips, or perhaps Justice Phillips (less proper).
In BrE, the conventions are quite different:
ju d g e ; ju s tic e . A. An A rray o f Distinctions. In “Never say ‘Justice Smith’ or (except for a circuit
the U.S., as a general rule, judges sitting on the or county court judge) ‘Judge Smith’; these are
highest appellate level o f a jurisdiction are known Americanisms, to be shunned and avoided on this
as justices. Trial judges and appellate judges on side o f the Atlantic.” Glanville Williams, Learning
intermediate levels are generally called judges , the Law 64 (11th ed. 1982). Williams is emphatic
not justices. (New York, Texas, and a few other about this point: do not just shun them—avoid
jurisdictions depart from these general rules. In them as well. What are the proper forms? Wil
New York , justices sit on the trial court o f general liams recommends “ ‘Mr. Justice Smith’ (or Mrs.
jurisdiction [the Supreme Court, oddly], whereas Justice Smith, as the case may be) . . . when
judges sit on the appellate courts. In Texas, ju s speaking o f him in public.” Id. He does not men
tices sit on the courts o f appeals [between the tion Ms. Justice Smith, the title Ms. not having
trial court and the Supreme Court—the latter caught on in BrE to the extent it has in AmE.
being the highest court o f civil appeal—which is See m y lo r d & fo r m s o f a d d r e s s (D).
also composed o f justices]; judges sit on the Texas
Court o f Criminal Appeals, the highest criminal ju d g e a b le . So spelled.
court, and on trial courts.)
In England and Northern Ireland, similarly,
ju d g e a d v o ca te . PI. judge advocates.
judges o f the Supreme Court at trial level are
justices and at the appellate level lords justices.
ju d g e , v.t. See a 4 ju d g e .
Judges sit on circuit courts and justices in magis
trates’ courts.
Horwill wrote that ajudge carries with it in ju d g e le s s is a legal
n e o lo g ism denoting an un
America by no means such dignified associations happy state o f affairs— e.g.: “To so require would
as it possesses in Eng. It may mean [in AmE] no leave a number o f rural Texas counties judgeless
more than a magistrate o f a police court.” H.W. in some criminal cases.” Joshua v. State, 696
Horwill, Modern American Usage 180 (2d ed. S.W.2d 451, 456 (Tex. App.— Houston [14th Dist.]
1944). Justice may also denote, in AmE and BrE 1985)./ “Eventually, the jury might be on its own,
alike, a low-ranking judge or inferior magistrate, without even a judge, [fl] The last move— from
as in the phrases justice o f the peace and police lawless to judgeless juries—suggests another pro
justice. When, however, the word refers to the cess change.” Leonard R. Jaffee, Empathetic Ad
highest American judges—the Justices o f the Su justment—An Alternative to Rules, Policies, and
preme Court o f the United States— the word Jus Politics, 58 U. Cin. L. Rev. 1161, 1225 (1990).
tice is ordinarily capitalized, even if no particular
Justice is named. ju d g e -m a d e , adj., is used generally as an anto
Judges often look unkindly on mistakes in their nym o f statutory. E.g., “No system o f law—
titles, as by inserting “ [sic]” after mistakes— e.g.: whether it be judge-made or legislatively en
“By two identical motions filed January 3, 1985 acted— can be so perfectly drafted as to leave no
in these related actions, defendant moves for an room for dispute.” Lon L. Fuller, The Morality o f
order ‘disqualifying the Honorable Mr. Justice Law 56 (rev. ed. 1969)7 “Such judge-made law
[sic] Charles L. Brieant from hearing this matter would be disastrous for press freedom.” Econo
on the ground that said Honorable Charles L. mist, 28 Jan.-3 Feb. 1989, at 18.
Brieant was the presiding justice [sic] in the trial The exceptions are many, but a latent DIFFER
o f Lamy Optic Industries, Inc. v. Passport Interna ENTIATION appears to be emerging between judge-
tional Ltd . . . .’ ” Tenzer v. Lew itinn, 599 F. made law and common law: though the common
Supp. 973, 974 (S.D.N.Y. 1985) (per Brieant, J.). law is literally judge-made law, modem writers
Similarly, Chief Justice Rehnquist, during oral tend to use judge-made law in reference to recent
argument, has corrected counsel who have ad developments and common law in reference to
dressed him as “Judge.” See David Margolick, At the remote past.
the Bar, N.Y. Times, 26 April 1991, at B9. The phrase bench-made is a less frequent vari
B. In Inform al Contexts. In AmE, lawyers con ant. See Henry J. Abraham, The Judicial Process
ventionally call all but U.S. Supreme Court Jus 9 (2d ed. 1968) (bench-made law).
judgment non obstante veredicto 481
o f law, judgment notwithstanding the verdict, or stances, the appellate court had jurisdiction over
j.n.o.v. the appeal for the limited purpose o f making the
disposition described. If the appeal raised other
ju d g m e n t-p r o o f; e x e c u tio n -p r o o f. Both o f issues about the judgment (or order) o f the trial
these phrases, in reference to a judgment-debtor, court, the proper disposition might add: in other
mean “having insufficient assets to satisfy a respects the appeal is dismissed.
money judgment.” Although judgment-proof is When the appellate court lacks jurisdiction to
much more common, execution-proof is more accu hear any aspect o f the appeal, the proper disposi
rate: the judgment-creditor may have had little tion is usually appeal dismissed. Although an
difficulty obtaining the judgment (i.e., winning appellate court in its opinions may approve or
the lawsuit), but collecting on the judgment disapprove the trial court’s statement or use o f
through execution may be another matter en legal propositions, the judgment proper operates
tirely. Thus, the penniless loser is insulated not only on the judgment or order appealed from—
from judgment but from execution. that is, appellate courts do not affirm or reverse
opinions, only orders or judgments. (The appellate
ju d g m e n t-ro ll. See ju d g m e n t-b o o k . court may, for example, affirm the judgment be
low but substitute a rationale leading to that
Judgment in
J u d g m e n t s , A p p e l l a t e -C o u r t . judgment.)
this article means the final decree o f an appellate The terms vacate and reverse can be problem
court that acts upon a lower-court judgment, atic. Practices vary: some courts reverse the judg
whether affirming, reversing, vacating, or what ment below when the trial court should have
ever. British lawyers ordinarily use judgment disposed o f the case differently, and vacate when
synonymously with opinion, whereas Americans the trial court may not have been incorrect, but
distinguish between the opinion (which sets out needs to be unconstrained by its former judgment
the reasons for the disposition) and the judgment as it carries out the further directions o f the
(the pronouncement o f the disposition itself). This appellate court. E.g., “We vacate the judgment
article, then, reflects primarily American prac o f the district court and remand the case for
tices. proceedings consistent with this opinion.” Still
A cardinal principle o f judgment-drafting is other courts vacate only injunctions or adminis
that appellate opinions should make explicit how trative orders, or judgments or orders made with
the court is disposing o f the judgment or order out jurisdiction, reversing all other erroneous dis
below. Appellate courts have sometimes left the positions below. Courts ought to encourage
parties and the trial court uncertain about the consistency among their particular judges in
status o f a case by using vague terms such as so these matters o f usage.
ordered and ordered accordingly, unaccompanied With these guidelines in mind, we may usefully
by a clear statement o f the disposition preceding consider a number o f appellate-court judgments,
these phrases. This practice is, happily, obsoles as well as statements about judgments, that are
cent. O f course, if the judgment is particularly illustrative o f the pitfalls awaiting the unwary.
complex— as when an appellate court affirms cer The first seven examples o f poor drafting that
tain parts o f the trial court’s judgment, vacates follow have been adapted, with some additions,
another part, and orders the trial court to dismiss from the excellent discussion o f the former Chief
what remains as moot—the so ordered might be Justice o f the Supreme Court o f Texas, Robert W.
just the phrase for concluding such an admirably Calvert, in his Appellate Court Judgments, 6 Tex.
precise judgment. Tech L. Rev. 915, 923-24 (1975).
A second important point is that judges should 1. Mistaking the Lower Court for Its Judgment.
almost make a fetish o f the following distinctions: “We deny the petitions and affirm [read affirm
an appeals court affirms, reverses, or modifies the order of] the Interstate Commerce Com
judgments or orders; it agrees with, approves, or mission.”/ “In an opinion by Justice Brennan, the
disapproves opinions or decisions; and it remands Supreme Court affirmed [read affirmed the judg
cases (or causes) and actions. When the lower ment of] the Fourth Circuit.”/ “For these reasons,
court lacked jurisdiction, the proper disposition I am o f the opinion that the evidence was suffi
by the appellate court is to vacate the judgment cient to warrant revocation in this case and would
o f the trial court and dismiss the case from the affirm [read affirm the judgment of] the lower
docket o f the trial court (or order the trial court court.” The tribunal appealed from is not before
to dismiss). If the trial court had jurisdiction over the higher court for approval or disapproval, af
the case, but entered an order beyond its jurisdic firmance or reversal; rather, its judgment or order
tion, the proper disposition is to vacate the order is.
and remand the case. In each o f these circum 2. Mistaking the Case for the Judgment Below.
judicature 483
“The case (or cause) [read The judgment] is af here rendered for the plaintiff.” The judgment is
firmed.” The case or cause remains the same; incomplete, unless there is only one possible form
an appellate-court judgment acts directly upon a and measure o f relief; if the plaintiff sought dam
previous judgment in the case, but not upon the ages, the case would have to be remanded to
case itself. the trial court to determine damages. [Read We
3. Mistaking the Lower Court’s Opinion for Its reverse the judgment and remand for a determina
Judgment. “The opinion [read judgment] o f the tion o f damages.]
trial court is affirmed.”/ “The decision [read judg 9. Mistaking the Judgment for the Court Below
ment] o f the district court is reversed.”/ “For rea or Its Judgment. “The district court’s judgment
sons stated below, we affirm the decision [read held [read opinion held, or, better, The district
judgment] o f the trial court.” The appellate court court held] that the oral contract was dissolved
may agree or disagree with the trial court’s opin by virtue o f appellee’s breach for failure to provide
ion or decision; again, however, it affirms or re or secure the promised financing.”
verses the judgment Finally, it is worth noting that the terms affirm,
4. Mistaking the Appellate Court’s Judgment reverse, remand, etc. may have “understood” ob
for the Trial Court’s. “The judgment o f the trial jects, as here: “We affirm on all issues with regard
court is reversed and rendered.” Appellate courts to Jack Ballard, but reverse insofar as the court
ordinarily have no power or jurisdiction to render held Mary Ballard liable for the 1969 and 1970
a trial court’s judgment; yetrappellate courts are deficiencies.”/ “We hold that Ohio’s law o f trade
often authorized to render judgments that should secrets is not preempted by the patent laws o f the
have been rendered by the trial court. [Read The United States, and, accordingly, we reverse”! ‘W e
judgment o f the trial court is reversed; [on appeal,] reverse and remand.” These elliptical phrases are
we render judgment for . . . .] unexceptionable.
5. Purporting to Render a Judgment That the Lawyers as well as judges must be sensitive
Court Simultaneously Reverses. “We reverse and to these niceties if they are to draft meaningful
render that judgment.” Similar to #4. [Read We prayers in their appellate briefs— and write more
reverse, and instead render judgment as follows: precise articles on appellate advocacy: “The appel
. . . .] lee’s brief should tell [read say] why the trial
6. Mistaking the Judgment for the Case. “The court [read the trial court’s judgment] should be
judgment of the trial court is reversed and re affirmed, not why appellant’s brief is all wrong.”
manded [read and the case is remanded]” (The James L. Robertson, Reality on Appeal, Litig.,
judgment o f the trial court may be reversed, but Fall 1990, at 3, 6.
only the case may be remanded.)/ “We vacate
and remand the case for consideration o f whether ju d ic a b le ; ju s tic ia b le . The former is a n e e d le s s
these errors were harmless.” (Understood, per v a r ia n t o f the latter.
haps, are the words the judgment o f the trial court
after the word vacate; it is generally best not to ju d ic a t iv e ; ju d ic a t o r ia l; ju d ic a to r y . Judica
rely on u n d e r s t o o d w o r d s in drafting judg tive is a n e e d l e s s v a r ia n t o f adjudicative, q.v.,
ments, however; yet see the next-to-last para while judicatorial is a NEEDLESS VARIANT o f judi
graph o f this article.)/ “The trial court’s judgment cial, q.v. Judicatory, adj., = (1) of or relating to
is affirmed in part, and reversed and remanded judgment; (2) by which a judgment may be made;
in part [read affirmed in part, reversed in part, giving a decisive indication; critical. For the noun
and the case is remanded].” Though it is possible, senses of judicatory, see ju d ic a tu r e .
cases are not ordinarily remanded in part. If the
judgment is not stated in sentence form, it is ju d ic a t o r . See a d ju d ica to r.
quite proper to write Affirmed in part, reversed in
part, and remanded. ju d ic a tu r e ; ju d ic a t o r y . Judicature = (1) a
7. Superfluously Granting Judgment After Re judge’s office, function, or authority; (2) a body of
versal o f a Plaintiff’s Judgment. “The judgment judges; or (3) the action o f judging or o f adminis
for the plaintiff is reversed and the judgment is tering justice through duly constituted courts. It
here rendered for the defendant [omit the itali is sometimes used in BrE where judiciary, q.v.,
cized words].” If the defendant has not filed a usu. appears in AmE; hence the U.S. statute is
counterclaim, the judgment should end after the the Judiciary Act o f 1789, whereas Britain had
word reversed; the judgment is favorable to the the Judicature Acts 1873-75 and the Supreme
defendant merely in denying the plaintiff re Court o f Judicature (Consolidation) Act 1925, now
covery. consolidated in the Supreme Court Act 1981.
8. Wrongly Omitting a Remand. “The judgment (That Act omits judicature, which may be obsoles
that the plaintiff take nothing is reversed and is cent in BrE.) Judicature is used in a few American
484 judicial
names such as the American Judicature Society, officials in an attempt to pressure the Attorney
which publishes the journal Judicature, by its General’s office to seek an indictment again.” Lyn
own terms “a forum for fact and opinion relating Riddle, Deer Hunter Is Indicted in Accidental Kill
to all aspects o f the administration o f justice and ing o f Woman in Maine, N.Y. Times, 9 Dec. 1989,
its improvement.” at 10.
On the whole, however, judicature has gener Sense (4)—a sense not recorded in unabridged
ally been far more common in BrE than in AmE. or legal dictionaries, but not uncommon in legal
E.g., “The chancery division placed stress upon contexts, especially in AmE: “Todd’s liability for
certain provisions o f the judicature act.” (Eng.)/ Auto’s attorney’s fees, therefore, is fundamentally
“It is a basic rule o f English judicature that our different from, for example, liability for interest
courts do justice in public.” (Eng.)/ “What in later on a judgment. . . . Whereas an award o f judicial
times were seen as two distinct branches o f the interest is collateral to and independent o f the
constitution—the legislature and the judicature— action itself, attorney’s fees awarded as a result
had their origins in a less sophisticated notion o f o f breach o f an implied warranty o f workmanlike
kingship in which legislation and adjudication performance are an integral part o f the merits o f
were not distinguishable.” J.H. Baker, An Intro the case and the scope o f relief.” Todd Shipyards
duction to English Legal History 234 (3d ed. 1990). Corp. v. Auto Transp., S.A., 763 F.2d 745, 756
Judicatory = judiciary; judicature. E.g., “[C]on- (5th Cir. 1985). Though hardly unusual, this use
fusion . . . would unavoidably result from the o f the word is certainly suspect.
contradictory decisions o f a number o f indepen Judicious is a much simpler word, meaning
dent judicatories . . . .” The Federalist No. 22, at “well considered, discreet, wisely circumspect.”
150 (Alexander Hamilton) (Clinton Rossiter ed., E.g., “The court judiciously exercised its inherent
1961). Today, except in specialized senses in Scot equitable power to fashion a remedy appropriate
land and in the Presbyterian Church, this term to the wrongs committed.”/ “By judicious applica
should be avoided as a n e e d l e s s v a r ia n t . For its tion o f Rule 403, a trial judge can afford the
adjectival sense, see judicative & adjudicative. defendant in an obscenity case a fair opportunity
to prove that the community displays a reason
judicial; judicious. Judicial = (1) of, relating able degree o f acceptance o f comparable
to, or by the court ju d ic ia l officers>; (2) in court material.”/ “My theory was expressed too widely
<judicial admissions>; (3) legal <the Attorney in certain parts, and not widely enough in others;
General took no judicial action>; or (4) o f or relat and Mr. Whitworth’s pamphlet appeared to me to
ing to a judgment <judicial interest at the rate o f have corrected and completed it in a judicious
four percent per annum>. Following are illustra manner.” (Eng.) Judgmatic is a NEEDLESS VARI
tions o f the four senses o f this complex word. ANT o f judicious. See ju d g m e n t a l.
Sense (1)— the usual sense: “The requirements
o f this section had been judicially interpreted [i.e., ju d ic ia l c o g n iz a n c e . See ju d ic ia l n o tic e .
interpreted by the court] well before defendants’
actions.”/ “Far more imposing is the edifice o f
ju d ic ia l c o u r t. In Massachusetts and Maine
private remedies judicially extracted from the
(and, formerly, New Hampshire), this phrase is
Securities and Exchange Act o f 1934.”
not a redundancy: the legislature was originally
Sense (2)—closely related to sense (1) but dis
called the general court, and therefore by distinc
tinct: “The record further revealed that the trial
tion judicial court emerged in the 17th century
court erroneously apprised the defendant o f the
and has persisted. See g e n e r a l c o u r t.
effect o f his plea (i.e., by failing to inform him
that his judicial stipulation had foreclosed a merit
consideration o f his appeal from the adverse rul ju d ic ia l d ic tu m . See d ic tu m ( b ).
ing on the motion to suppress).”/ “Appellant then
took the witness stand and judicially confessed ju d ic ia liz e = to treat judicially, arrive at a judg
that she had committed the offense alleged ment or decision upon ( OED). More modemly it
against her in the indictment.” has evolved to mean “to take into the province o f
Sense (3)— in which the court is quite remote: the courts” and appears usu. in a lament—e.g.:
“Mr. Rogerson. . . was arrested that evening and “A legal process designed to make the law judge-
charged with manslaughter, but in the first week proof has become steadily more judicialized, and
o f December last year a grand jury declined to today the rate o f judicialization is accelerating
indict him. In the months afterward, . . . Mrs. throughout the civil law world.” J.H. Merryman,
Wood’s husband, Kevin, and other residents who The Civil Law Tradition 155 (1969)./ “As lawyers
were upset at the lack o f judicial action have we have a natural inclination to judicialize*every
written letters to newspapers and government function o f government.” Lon L. Fuller, The Mo
judiciary 485
rality o f Law 176 (rev. ed. 1969; repr. 1976). See judicial review is used as a synonym o f appellate
-IZE. review. This usage, however, is not strictly proper.
The noun judicialization (used above in the B. In BrE. The BrE uses are quite different
Merryman quotation) is fairly common— e.g.: “He because G.B. does not have judicial review in the
[Richard A. Epstein] talks, for example, o f putting American sense: courts cannot invalidate primary
an end to government intervention in the area o f legislation (though they review the decisions o f
labor relations, which he says has led to ‘judiciali lower courts). British writers use judicial review
zation’ o f labor contracts.” Deborah Graham, Con to refer to a relatively new procedure in England
servative Academics: Rising Stars, Legal Times, and Scotland, a procedure that enables a litigant
18 March 1985, at 1. Cf. ju r id ific a tio n . to challenge an administrative action by a public
body— and, in England, to secure a declaration;
ju d ic ia l n o tic e ; ju d ic ia l c o g n iz a n c e . The for an order for mandamus, certiorari, or prohibition;
mer phrase (referring to the means by which a or an award o f damages. E.g., “The Labour-
court may take as proved certain facts without controlled authority is also among 21 councils
hearing evidence) is now the more common o f the contesting a judicial review in the High Court
two in both AmE and BrE. A court takes judicial next week, in the hope o f overturning proposals
notice o f a fact for one o f two reasons: either it to cap their poll tax charges.” Peter Davenport,
relates to a general legal question (such as statu Council Introduces “Austerity Cuts” Because o f
tory construction or constitutionality) that can Poll Tax, Times (London), 2 June 1990, at 2.
better be explored by the judge free o f evidentiary
limitations, or it is so indisputably settled that, ju d ic ia l se p a ra tio n . See se p a ra tio n .
although normally within the fact-finder’s pur
view, it can be resolved by the judge without J u d ic i a l W r i t i n g . See o p in io n s , ju d ic ia l (b >.
hearing evidence.
The verb phrase is either notice judicially or ju d ic ia r y , adj. Ordinarily a noun, judiciary is
judicially notice: “While there are few absolutes used in W3 adjectivally in the phrase with full
in this area, we can notice judicially, if we need, judiciary authority (in definition o f en banc). W3
that contemporary wills more often than not use records judiciary as an adjective equivalent to
the residuary clause to carry out the most im judicial. Today, though, it is rarely so used in
portant provisions.”/ “According to professional legal contexts and should be avoided in that sense
etiquette, which is judicially noticed, a barrister as a n e e d le s s v a r ia n t : “This procedure agrees
may take instructions only from solicitors and not with the judiciary [read judicial] practice in the
directly from lay clients . . . .” O. Hood Phillips, United States.” J.D. Hannan, The Canon Law o f
A First Book o f English Law 22 (3d ed. 1955). Wills, Catholic Univ. Am. Canon Law Studies,
No. 86, at 135 (1934)./ “This system o f checks and
balances was not the result, as in the American
ju d ic ia l o p in io n . See ju d g m e n t (b ), judg
Constitution, o f a division o f power between the
m ents, APPELLATE-COURT & OPINIONS, JUDICIAL. legislative, executive, and judiciary [read judi
cial] branches o f the government.” Hans J. Wolff,
ju d ic ia l re v ie w . A. In AmE. Judicial review Roman Law 27 (1951). See ju d ic a tiv e .
has specialized senses that are not at all apparent But in the sense “o f or relating to the judiciary,”
in the phrase itself. It means either (1) “the court’s which means something different from judicial
power to refuse to enforce an unconstitutional act ( = o f or relating to a court or courts), the adjective
o f either the state or the national government”; judiciary is useful. E.g., “If the history o f the
or (2) “the court’s exercise o f that power.” E.g., interpretation o f judiciary legislation teaches
“This right o f judicial review is indeed the most anything, it teaches the duty to reject treating
potent and pregnant fact o f Supreme Court power; such statutes as a wooden set o f self-sufficient
and its most dramatic and controversial manifes words . . . .” Romero v. International Terminal
tation is in the vetoing by the justices of things Operating Co., 358 U.S. 354, 379 (1959). In that
done by the other two supposedly equal branches sentence, judicial legislation would have created
o f the national government, the Congress and the a miscue, suggesting judicial activism rather than
President.” Fred Rodell, Nine Men 36 (1955)./ statutes affecting the judiciary. See ju d ic ia l.
“Does the Constitution make it clear that the
Court has this final authority o f ‘judicial review’ ju d ic ia r y , n., ( = the judicial branch o f govern
over national legislative enactments?” Robert G. ment) is used in both AmE and BrE. (See ju d ic a
McCloskey, The American Supreme Court 1-8 tu re.) E.g., “In Crouch v. Crouch, we gave reasons
(1960). for the federal judiciary’s traditional refusal to
Occasionally—and esp. in journalistic writing— exercise diversity jurisdiction in domestic rela
486 judicious
or immutable principles resting on God or 'nature’ appears that the jurat to the loyalty affidavit has
that the state supposedly enforces.” been properly executed.”
Juristic = (1) o f or relating to a jurist, or jurists
generally; or (2) o f or relating to law or the study ju r a t o r = (1) one who swears; or (2) a juror. In
o f law. Sense (1), though not common, is surely sense (2), o f course, the word is a n e e d le s s v a r i
the more useful meaning o f this term— e.g.: “A a n t . See ju r o r .
few words now as to the authority attached to this
juristic literature [the Digest].” James Hadley, ju r a t o r y ; ju r a t o r ia l. See ju r a l.
Introduction to Roman Law 65 (N.Y., D. Apple-
ton & Co., 1881)./ “The goal o f modem Romanis- ju r e gentium . See ju s gentium .
tics is to obtain as complete a picture as possible
o f the evolution o f Roman legal institutions and ju r id ic ; ju r id ic a l. See ju r a l.
o f the forms o f juristic thinking revealed by them
from the earliest stages discernible down to Jus , a combining form common in Spanish
j u r íd ic o -
tinian and beyond . . . .” Hans J. Wolff, Roman and French legal writing, has come to be used
Law 224 (1951). In sense (2), the word is merely with some frequency in English as well— e.g.:
a fuzzy equivalent of legal: “The transition from “They were the first to work out methods for the
unwritten to written code marks a stage in the discovery o f interpolations in the Digest and to
history o f almost every juristic [read legal] sys realize that much juridico-historical information
tem.” Stephen Pfeil, “Law,” in 17 Encyclopedia is found in sources outside o f Justinian’s Corpus
Americana 86, 87 (1953). See ju r is t ic p e r s o n . Juris” Hans J. Wolff, Roman Law 211 (1951)./
Juridical = (1) relating to judicial proceedings “[T]hese relations o f production are defined as
or to the law; or (2) of or relating to law. The entailing juridico-political (even ideological) con
form in -idical is standard. Sense (1) is perhaps ditions as well as economic ones.” Catherine
justifiable— e.g.: “I cannot believe that the court Colliot-Thelene, “Afterword” to I. Rubin, A History
ever meant, in listing the criteria that usually o f Economic Thought: Part 5 426-29 (D. Filtzer,
attend the creation o f a remainder, to express an trans., 1979) (as quoted in Duncan Kennedy, The
inflexible rule or an inexorable juridical formula Role o f Law in Economic Thought, 34 Am. U.L.
by the use o f which we would be able to derive Rev. 939, 1000 n.64 (1985)).
an automatic answer in all cases.” But in sense The prefix owes its existence to the perceived
(2), the word is merely a puffed-up equivalent of ineptitude o f any derivative from legal as the first
legal— e.g.: “The line o f departure will be set by part o f a compound. Writers who use sociological
that unfinished classic o f juridical [read legal] and historico-legal often feel uncomfortable with
righteousness, the statement that for every wrong the newfangled and ill-formed lego- (q.v.), so they
there is a remedy.”/ “The intent that must be resort instead to juridico -.
manifested by the settlor is an intent to create
the juridical [read legal] relationship known to ju r id ific a tio n , a
n e o lo g ism dating from the
the law as a trust.” Juridical is sometimes mis mid-1980s, is a l o a n t r a n s l a t io n of the German
pronounced as if it were spelled juridicial, with a word Verrechtlichung, which denotes the process
soft -C -. o f transforming social relations into legal rela
Juratory, a rare term today, means “o f or per tions— and social conflicts into legal conflicts—
taining to an oath or oaths; expressed or con primarily through legislation and judicial deci
tained in an oath” ( OED). Juratorial, also rare, sions. Though probably destined never to move
means “o f or belonging to a jury” (OED). beyond the realm o f theoretical ja r g o n , the word
usefully describes modern society’s increasing re
ju r a t ; ju r a n t . Both mean “one who has taken an liance on courts to adjudicate questions that were
oath”; jurant is a n e e d l e s s v a r ia n t that is little formerly dealt with by other, less formal means
used. Jurat usually refers to a public official as, (for example, within the family or neighborhood).
in Jersey, to a bailiff’s assistant. But historically E.g., “[A] case exists for lesser juridification of
jurat could refer to a juror: “On his left was a labour relations, and for greater reliance on other
group of twelve sworn jurats, selected not for political and social factors that have generated
their ignorance o f or impartiality for the matters the transformations the country is now undergo
at hand, but precisely because they were more ing . . . .” Waclaw Szubert, New Trends in Polish
likely to know the truth in advance.” (Eng.) Labour Relations, 12 Comp. Lab. L.J. 62, 72
Jurat has an additional, and perhaps more com (1990)./ “Some observers note the increasing en
mon, sense: “a clause placed at the end o f an croachment o f law on daily life— the juridifica
affidavit stating the time, place, and officer before tion' o f the social sphere—with trepidation.” Rob
whom the affidavit was made.” E.g., “It further ert Anderson et al., The Impact o f Information
488 jurimetrics
Technology on Judicial Administration, 66 S. Cal. interests that, under the principles o f the common
L. Rev. 1761, 1799 (1993). law, will be recognized as valid in other states”
The verb juridify, seemingly a b a c k -f o r m a t io n , <Arizona,s jurisdiction:»; (3) “the power o f a court
is somewhat less common— e.g.: a[J]ust as dis to decide a case or enter a decree” <the constitu
missal procedures in Great Britain were increas tional grant o f jurisdiction^ (4) “the territory
ingly juridified, despite the apparent predomi within which an authority may exercise its power”
nance o f an entirely different tradition, so <the accused fled the jurisdiction^ or (5) “a politi
attempts to limit the debate on dismissals in the cal or judicial entity within such a territory”
United States to reflections exclusively ad <other jurisdictions make a similar distinction:».
dressing collective agreements and their implica Senses (1) and (2) are most commonly used within
tions failed.” Spiros Simitis, Denationalizing La- the field o f conflict o f laws; sense (3) is the ordi
hour Law: The Case Against Age Discrimination, nary legal sense; sense (4) is the most prevalent
15 Comp. Lab. L.J. 321, 324 (1994). Cf. ju d i- outside law, but lawyers use the word in this
cia lize. sense as well; sense (5) is common but rarely
mentioned by those who catalogue the meanings
ju r im e tr ic s , n., = the social science that at o f the word. See c o n c u r r e n t ju r is d ic tio n .
tempts to "measure” those aspects o f justice that B. A nd venue. Venue refers to the possible or
are o f an empirical nature. The term originated in proper places for the trial o f a lawsuit, as distin
the early 1960s in Lee Loevinger’s article entitled guished from the proper forums in which jurisdic
Jurimetrics: The Methodology o f Legal Inquiry, tion (the power to hear the case) might be estab
28 Law & Contemp. Probs. 5 (1963). E.g., “Those lished. Jurisdiction dver a suit may exist in a
who search for a technological and practical as particular district, though its venue there would
pect o f the law include writers espousing jurimet be improper; conversely, the venue o f a suit may
rics” Forte, Natural Law and Natural Laws, 26 be appropriate in a particular district, though it
Univ. Bookman 75, 75 (1986)./ “Glendon Schu must be dismissed there for lack o f jurisdiction.
bert, the leader o f a school known as Behavioral The most important difference between the two
Jurisprudence and called by some Jurimetrics,* is that a party may consent to be sued in an
built on the work o f Underhill Moore. He sought improper venue, waiving any objection to venue.
to develop a systematic, behavioral method for But a party cannot consent to subject-matter ju
predicting judgments.” W.M. Reisman & A.M. risdiction, which the parties cannot confer on a
Schreiber, Jurisprudence 458-59 (1987). Today court.
a journal called Jurimetrics Journal publishes C. Prepositions With. Jurisdiction takes o f or
papers within the field. over. “This court does not have jurisdiction over
Jurimetrician refers to a lawyer, esp. an aca the appeal.”/ “How such a magistrate can be said
demic lawyer, who tries to solve legal problems to have had no jurisdiction over the charge at
scientifically. all, it is hard to see.” (Eng.)/ “This court has
jurisdiction o f the subject matter o f the claims
ju r is c o n s u lt (= one learned in law, esp. in civil asserted in plaintiffs first amended complaint.”
or international law; jurist; a master o f jurispru
dence [OED]) is a well-known word from Roman ju r is d ic tio n a l; ju r is d ic tiv e . Jurisdictional, the
law but is little used today. Perhaps it merits ordinary word, means “o f or relating to jurisdic
wider service—e.g.: “The judges [of the Interna tion.” E.g., “The time limit fixed by Rule 59(e) is
tional Court o f Justice] . . . must be qualified in jurisdictional: it may not be extended by waiver
their own country for the highest judicial office or o f the parties or by rule o f the district court.”
be juris-consults o f recognized capacity in interna Jurisdictive, a much rarer term, means “having
tional la w . . . .” J.L. Brierly, The Law o f Nations jurisdiction.” E.g., “Turning to the central issue
279 (5th ed. 1955). Despite Brierly’s spelling, the presented in this case, we must decide what court
term should be solid, not hyphenated. is jurisdictive o f this suit.” Owner-Operators In-
dep. Drivers Ass*n v. State, 541 A.2d 69, 71 (R.I.
ju r is d ic tio n . A. Senses. As Alexander Hamil 1988). The d iffer en tiatio n between the two
ton observed, the word is “composed o f jus and headwords has only recently emerged , jurisdictive
dido, juris, dictio, or a speaking or pronouncing being, in its other senses, a n e e d le s s v a r ia n t o f
o f the law.” The Federalist No. 81, at 489 n.* jurisdictional.
(Clinton Rossiter ed., 1961). It may mean (1) “the
power o f a nation to speak with binding effect ju r is d ic tio n le s s (= not having jurisdiction) is a
concerning legal relations” <Iraq,s jurisdiction:»; late-20th-century n e o lo g ism . E.g., “This after-
(2) within a nation, the power o f a smaller govern the-event resuscitation will encourage plaintiffs
mental unit (such as an American state) to create to try, and District Judges to tolerate, impleaders
jurisprudence 489
in the certain knowledge that all will be purified o f distinguished pedigree and a well-established
by the Court o f Appeals whose wand o f dismissal English meaning not essentially different from
disinfects the infected jurisdictionless Court.” that which it bears in other languages has been
Burleson v. Coastal Recreation, Inc., 595 F.2d 332, made to colour like a chameleon and finally
339 (5th Cir. 1978) (Brown, C.J., dissenting)./ “In emerge as a self-contradictory chimera.” A.H.
addition, the court held that the Goldlawr case Campbell, A Note on the Word Jurisprudence, 58
only provided for jurisdictionless transfer in cases Law Q. Rev. 334, 339 (1942).
under § 1406(a).” Reed v. Brown, 623 F. Supp. Well, not exactly. We might wish for less confu
342, 346 (D. Nev. 1985). sion, but it looks today as if the theoretical juris
prudence (senses 2 & 3) will oust its practical
ju r is d ic tio n o v e r (o f) th e su b je c t m atter. See competitor (sense 1), which is labeled archaic by
su b ject-m a tter ju r is d ic tio n . W3, and at this point there is little we can do but
take note.
But Holland’s lament—that many writers use
ju r is d ic tiv e . See ju r is d ic tio n a l.
jurisprudence as a highfalutin equivalent of law—
remains a valid caution in many contexts: “The
ju r is gentium. See ju s gentium.
imposing quadrisyllable is constantly introduced
into a phrase on grounds o f euphony alone. Thus
ju r is p r u d e , not recorded in the OED, is listed we have books upon ‘Equity Jurisprudence’ [as by
in W3 as a BACK-FORMATION from jurisprudence Story and Pomeroy], which are nothing more nor
with the meaning “a person who makes ostenta less than treatises upon the law administered by
tious show o f learning in jurisprudence and the Courts o f Equity . . . . This sacrifice of sense to
philosophy o f law or who regards legal doctrine sound might more readily be pardoned, had it not
with undue solemnity or veneration.” misled serious and accurate thinkers.” Thomas E.
The word deserves wider currency, but not Holland, The Elements o f Jurisprudence 4 -5 (13th
without recognition o f its pejorative connotations. ed. 1924; repr. 1937). In defense o f Story and
(For the neutral personal noun corresponding to Pomeroy, though, Equity Law would certainly
jurisprudence, see ju ris p r u d e n t.) Occasionally, have been a confusing title.
jurisprude is misapplied as if it were a neutral B. F or caselaw. In AmE jurisprudence has been
noun: “Our point o f view has been expressed aptly extended further than elsewhere in the English-
by one o f your most influential jurisprudes speaking world, from “body of law” to “caselaw;
[i.e., Karl Llewellyn—hence, read jurisprudents] court decisions.” E.g., “The seaman’s cause o f ac
. . . .” Glenn W. Ferguson, Vocabulary, Veil, and tion against a shipowner for unseaworthiness o f
Vested Interest, 10 J. Legal Educ. 87, 88 (1957)./ the vessel is largely a child o f twentieth-century
“Yet all these scientific theories o f law still leave federal jurisprudence.” Note, The Doctrine o f Un
contemporary jurisprudes [read jurisprudents] seaworthiness in the Lower Federal Courts, 76
unsatisfied, and for good reason.” Forte, Natural Harv. L. Rev. 819, 819 (1963)./ “This holding rec
Law and Natural Laws, 26 Univ. Bookman 75, ognized and applied as part o f the general mari
75-76 (1986). time law a principle previously applied by either
statute or jurisprudence in other contexts.” The
ju r is p r u d e n c e . A. P ractical and T heoretical French term la jurisprudence has precisely this
Senses. This uncertain term has evolved curi sense, as does the German die Jurisprudenz.
ously. The OED assigns to it three senses: (1) Case-law and decisional law are less grandiose
“knowledge o f or skill in law”; (2) “the science that terms in English. See c a se (-)la w & d e cisio n (a l)
treats o f human laws (written or unwritten) in law .
general”; and (3) “a system or body o f law.” Sense C. As a Count Noun. Jurisprudence is not prop
(1), denoting practical skill in the law—the origi erly a COUNT NOUN. E.g., “The courts for many
nal sense— shifted to create the meanings (2 & 3) years refused to acknowledge the existence of
that emphasize the body of knowledge with which ‘administrative law’ as a jurisprudence [read a
skilled practitioners work. branch o f jurisprudence].”
Though derivatives of jurisprudence exist in a D. General, Particular, and Com parative Ju
number o f Western languages, this shift in mean risprudence. The phrase general jurisprudence
ing from the practical to the theoretical has ap refers to legal theory applied to law and legal
parently occurred only in English. Although both systems generally. Particular jurisprudence is the
senses remain alive, the theoretical one, equiva scholarly study o f the legal system within a par
lent now roughly to “philosophy o f the law,” or ticular jurisdiction. Comparative jurisprudence, a
“general theory of law,” now predominates. The term in growing use, is preferred by some scholars
result, one writer has argued, is that “a word to comparative law.
490 jurisprudent
ju r y is a COLLECTIVE NOUN in AmE; hence, in 190 F.2d 429, 432 (2d Cir. 1951) (Frank, J.,
most contexts, it takes a singular verb. To empha concurring)./ “The strategy o f the English govern
size the individual members o f the jury, we have ment was to remove litigation to the juryless fo
the word jurors. In AmE, jury is almost always rum o f the vice-admiralty courts . . . .” Grant
treated as a singular noun— e.g.: “A jury o f twelve Gilmore, The Ages o f American Law 9 (1977).
was chosen.” Thiel v. Southern Pac. Co., 328 U.S.
217, 219 (1946)./ “Judges do not decide questions ju r y lo tte r y . Those who are not fond o f the jury
o f fact; the jury do [read does] not decide questions system use this phrase to describe the unpredict
o f law.”/ “The jury have [read has] little use for a ability o f juries, esp. those that award high
smart-aleck cross-examiner.” amounts o f punitive damages. E.g., “But awards
In BrE, however, where using plural verbs with far larger than necessary to achieve deterrence
collective nouns is common, jury usually takes a are naked and economically counterproductive
plural verb—e.g.: “As a result o f Shaw's case, transfers o f wealth through a capricious jury lot
virtually any cooperative conduct is criminal if a tery.** Stuart Taylor, Jr., High Court Should Set
jury consider it ex post facto to have been im Limits in Punitive Damages Sweepstakes, Man
moral.” H.L.A. Hart, Law Liberty, and Morality hattan Law., 25 April 1989, at 107 “Last week's
12 (1963; repr. 1969). But exceptions do occur in was a typically absurd case o f law by jury lottery
BrE—e.g.: “[I]t is only when this jury has deter . . . .** L. Gordon Crovitz, A Legal Rule for the
mined the facts that the judge is empowered to Justices: Never Forget the Consumer, Wall St. J.,
impose sentence . . . .” 1 Winston Churchill, A 13 March 1991, at A13.
History o f the English Speaking Peoples 222
(1956; repr. 1983). ju r y m a n . See ju r o r & s e x is m (B).
Jury is both adjective and noun. Here it acts as
an adjective: uDunn still has a sound rationale, ju r y o f in d ic tm e n t. See g r a n d j u r y (a ).
Justice Rehnquist declares: the possibility that
the inconsistency was a product o f jury lenity.” ju r y -p a c k in g ; ju r y -t a m p e r in g ; ju r y -fix in g .
The legal writer should be aware that, as a gen Jury-packing = contriving to have the jury peo
eral English adjective, jury has, in addition to the pled with those who are predisposed toward one
ordinary legal meaning “o f or relating to a jury,” side or the other. Jury-tampering = engaging in
the maritime meaning “makeshift” <a jury rig>. any activity that might improperly influence one
or more jurors. (Another term for jury-tampering
Jury box is the standard
ju r y b o x ; ju r y -s t a n d . is embracery, q.v .) Jury-fixing = corruptly procur
term in AmE and BrE alike, though it is often ing the cooperation o f jurors who actually influ
spelled as two words (jury box) on both sides o f ence the outcome o f a trial.
the Atlantic. Jury-stand is a n e e d l e s s v a r ia n t .
ju r y -s t a n d . See ju r y b o x .
ju r y -fix in g . See ju r y -p a c k in g .
ju r y r o o m . One word, increasingly, though the
ju r y , g o to th e . When a case goes to the jury, the OED lists it in hyphenated form and W3 lists it
jury begins its deliberations. E.g., Wade Lam as two words.
bert & Paul M. Barrett, Haas Stock-Fraud Trial
to Go to Jury, Wall St. J., 4 Dec. 1989, at B4./ ju r y -t a m p e r in g . See ju r y -p a c k in g ,
“Cynthia Dowaliby was acquitted by the judge
before the case went to the jury.** Janita Poe & j u r y tr ia l. Two words, no hyphen,
Terry Wilson, Dowaliby Case Status Unaltered by
Reports, Chicago Tribune, 6 Jan. 1993, at 3. ju r y v e n ir e . See v e n ir e .
the mystery.” William Cockerham, Federal Jury undoubtedly, the devisee is given an estate in fee
Picks Questioned, Hartford Courant, 29 July simple by clear, unambiguous, and explicit words;
1992, at A l. this carries the jus disponendi [read right o f dis
position].”
ju r y w o m a n . See ju r o r & s e x is m (B).
ju s gentium ; ju r is gentium ; ju r e gentium . The
ju s ( = law in the most abstract and general jus gentium, literally, is the law o f nations. More
sense; a legal right, rule, or principle o f law) forms specifically, it means either (1) “the body of law
the plural jura. E.g., “Such a lien secures the governing the status o f foreigners in ancient
creditor neither jus in rem nor jus ad rental Rome and their relations with foreign citizens
“Rights to things, jura in rem, have for their {jus civile [q .v j, by contrast, applying to Roman
subject some material thing, as land or goods, citizens only); or (2) ever since the time of Grotius
which the owner may use or dispose o f in any (1583-1645), the customary law o f nations. See
manner he pleases within the limits prescribed in te r n a tio n a l la w .
by the terms of his right.” The term is spelled Juris gentium is the genitive form meaning “o f
also ius. See ju s in re(m ). the law o f nations”—e.g.: “Tradition . . . was set
Inexplicably, one learned writer fell into error down as an institution Juris Gentium, or rule o f
by pluralizing the word as if it were a masculine the Law common to all Nations.” Henry S. Maine,
Latin noun rather than a neuter: “The question Ancient Law 41 (17th ed. 1901; repr. [New Univer
can be approached from another angle, that o f the sal Lib.] 1905,1910). Jure gentium is the ablative
clarity o f the rules about particular aspects o f the form meaning “by the law o f nations” among other
law, the content o f the iures [read iura], so to things— e.g.: “[S]imilar instances may be found
sp eak . . . .” E.Z. Tabuteau, Transfers o f Property . . . in common law offences regarded as crimes
in Eleventh-Century Norman Law 225 (1988). For jure gentium, such as piracy on the high seas.”
Latinists— and there are still a few in the law— R.H. Graveson, Conflict o f Laws 181 (7th ed.
so to speak is an abomination. 1974).
ju s civile; ju s gentium . Jus civile denoted the ju s in re(m ); ju s ad rem . The distinction is a
legal rules and principles applicable to citizens simple one, although of decreasing importance:
only—the common law o f ancient Rome. Jus gen “A jus in re is a right, or property in a thing, valid
tium denoted the legal rules and principles de as against all mankind. A jus ad rem is a valid
rived from customs o f various peoples and nations claim on one or more persons to do something, by
or from fundamental ideas o f right and wrong force o f which a jus in re will be acquired.” The
applicable to foreigners litigating in Rome and Young Mechanic, 30 F. Cas. 873, 876 (C.C.D. Me.
later supposed by some to be universal in the 1855) (No. 18,180). The usual phrase in Anglo-
human mind. See ju s gentium , c iv il la w (a ) & American law is jus in rem (lit., “right against a
in te r n a tio n a l la w . thing”), not jus in re (lit., “right in or over a
thing”). For the distinction between in rem and
ju s cogens = the peremptory norms o f interna in personam, see in p e r s o n a m ( b ).
tional law. E.g., “Such [peremptory] norms, often
referred to as jus cogens (or ‘compelling law’), ju s naturale . See n a tu r a l la w (a ).
enjoy the highest status in international law
. . . .” Committee ofU.S. Citizens Living in Nica ju s sanguinis = a legal rule whereby a child's
ragua v. Reagan, 859 F.2d 929, 935 (D.C. Cir. citizenship is that o f his parents. We have no
1988). other name for it.
ju s tertii ( = the right o f a third party) generally ju s t ic ia r , n.; ju s t ic ia r y . The former is obsolete
is not a useful enough l a t in is m to justify its in all but historical senses relating to medieval
presence in legal prose. E.g., “Recovery in trover England and Scotland. The latter survives in the
by a mere possessor against the defense o f title names Clerk o f Justiciary and High Court o f Jus
in a third party (jus tertii) [omit parenthetical ticiary, both relating to the supreme criminal
phrase] is apparently allowed in most states in courts o f Scotland, and as an adjective in related
which the question has been raised.”/ “Respon contexts, e.g., justiciary gowns, justiciary cases,
dents may be correct that petitioner does not and Lords Commissions o f Justiciary.
possess standing ju s tertii [read as a third party],
but that is not the issue.”/ “But in the third case, ju s t ific a t io n . See e x c u se .
i.e., where the plaintiff was not in possession, the
defendant may set up a jus tertii, i.e., [delete the ju s t ific a t o r y ; ju s t ific a t iv e . The latter is a NEED
italicized language immediately preceding] prove LESS v a r ia n t o f the former. But justificatory itself
that some other person has a better title . . . .” is often part o f a longer phrase that can be tight
O. Hood Phillips, A First Book o f English Law ened: “The plaintiff should have marshaled justi
230 (3d ed. 1955). ficatory reasons for [better '.justified] allowance of
the amount sought.”
ju s tic e . See ju d g e .
warrant, q.v., generally takes as its
ju s t ify , like
ju s tic e o f th e p e a ce . See J.P . object an action or belief, not a person. E.g., “The
instant cases furnish sufficient additional indica
ju s tic e s h ip ; ju s tic e d o m ; ju s tic e h o o d . The first tions o f the settlor’s intent to justify our giving
is the usual term; the others are n e e d l e s s v a r i effect to the language o f the instrument limiting
ants. an estate to the grantor’s heirs.”
In legal prose, however, this verb frequently
ju s tic ia b ility , in the federal law o f the U.S., is a takes personal objects. E.g., “M. told the officer
TERM OF ART employed to give expression to the nothing that would justify the officer in concluding
limitation placed upon federal courts by the case- that T. was about to escape.”/ “The decision relied
or-controversy doctrine. A matter that is a case upon as justifying the sheriff in the levy o f execu
or controversy is susceptible o f a judicial determi tion and sale o f the property is James v. Western
nation—is justiciable. See ca s e o r c o n t r o North Carolina Ry. Co.”
v e rsy & ju s tic ia b le . This usage is old, and perhaps only today could
be considered a LEGALISM: “If, therefore, the pro
ju s tic ia b le ; ju d ic a b le . The former is preferred cess could be commenced in rem, the authority of
in the sense “susceptible o f judicial decision; tri Bynkershoek would justify us . . . .” Chisholm
able” ju sticia b le cases and controversies:». In the v. Georgia, 2 U.S. (2 Dali.) 419, 425-26 (1793).
following quotation, however, the word is used Nevertheless, it strikes the modern ear as unidi-
nonsensically; Justice Thurgood Marshall, in omatic and illogical.
quoting this sentence, appropriately sic’d it:
“[T]here has not been enough time in which jus- J u stin ia n is a proper noun, the name o f the
ticiably [sic] to decide the case.” As quoted in Roman emperor (483-565 A.D.) who was perhaps
Dobbert v. Wainwright, 468 U.S. 1231, 1242 the greatest legal codifier ever, responsible for
(1984) (Marshall, J., dissenting). Judicable is a promulgating the Corpus Juris Civilis.
NEEDLESS v a r ia n t , and justiceable is a fairly com For the adjective corresponding to his name,
mon misspelling. some books use Justinianean ljds-tin-ee-an-ee-dnl,
a clumsy word whose only advantage is that it is
ju s ticia l. The OED defines this term as “o f or distinct from the name itself. Other books use
pertaining to justice or its administration”—a use Justinian as the adjective as well as the noun
last recorded in 1826. Some writers, such as Fred (see, e.g., the Hadley quotation under r e c e p tio n ).
Rodell, use it as the adjective corresponding to The former spelling seems stilted; the latter is
the title justice, as in Supreme Court Justice: “A quite acceptable.
month after Grant took office, and while the first
o f the Legal Tender cases was still on its way ju v e n ile . See c h ild .
up to the Court, Congress, perhaps foreseeing
trouble, had increased the number o f Justices to ju v e n ile o ffe n d e r . This phrase, like juvenile
de
nine (at which figure, despite Franklin Roosevelt’s linquent, is a technical term deriving from 20th-
bid to raise the Justicial ante, it has remained century legislation. It generally refers to a minor
ever since).” Fred Rodell, Nine Men 158 (1955). who commits a criminal offense. Just why it of
494 juxtaposition
fends some— in a juvenile way, one might say—is Pei, Words in Sheep's Clothing 87 (1969). What
hard to fathom: “Among all legal expressions that would Mr. Pei have us call such offenders? Hooli
lend themselves to weasely interpretations, there gans?
is one that deserves nomination for the Weasel
Award. ‘Juvenile (or Child) Offender’ is a jewel o f ju x ta p o s itio n cannot be a verb; although one
understatement created by welfare workers and may position a thing, one may not juxtaposition
a judiciary subject to political pressures.” Mario two things. Juxtapose is the correct verb form.
K
k a n g a r o o c o u r t ( = a court, often illegitimately al., Brief Making and the Use o f Law Books 41
held, in which the principles o f law and justice (3d ed. 1914)./ “The West Key Number system
are disregarded and perverted) originated in the gives a crude sense o f the numerical dominance o f
mid-19th century as American slang but is now opinions on preliminary relief.” Douglas Laycock,
an acceptable phrase, if responsibly applied, even The Death o f the Irreparable Injury Rule 110
in formal writing. W2 records three particular (1991).
types o f kangaroo courts: (1) “a mock court held
by vagabonds or by prisoners in a jail”; (2) “an k id n a p p in g . A. Spelling. The spellings in -pp-
irregularly conducted minor court in a frontier or are, by convention, preferred. The inferior spell
unsettled district”; and (3) “formerly, one o f a ing kidnaping occasionally appears, however, as
number o f courts in Ohio with county-wide juris in People v. Norris, 706 P.2d 1141 (Cal. 1985) (en
diction, whose judge was paid by fines imposed banc).
by him upon conviction o f accused persons.” That spelling has its defenders, among them
Rollin Perkins: “The form with a single ‘p’ is to
K.B. = King’s Bench. be preferred because it is a general rule o f spelling
that the accent determines whether or not to
K.C. = King’s Counsel. double the letter when the suffix is to be added
to a word ending in a single consonant preceded
K e e p e r o f th e K in g’s C o n s c ie n c e = (histori by a single vowel . . . . [T]he final consonant is
cally) the Lord Chancellor, who had the royal not doubled if the word has more than one syllable
power o f deciding equitable petitions to the and the accent is not on the last.” Rollin M.
King—a power that gave rise to the system o f Perkins, Criminal Law 134 n .l (1957) (citing the
equity, q.v. E.g., “In his character o f ‘Keeper o f examples o f develop, offer, and suffer).
the King’s Conscience,’ [the Chancellor] was held Perkins’s final statement, explaining the gen
justified in thus exerting the undefined residuary eral rule, is sound. But it overlooks the excep
authority which in early times was attributed tional nature o f kidnapping. First, the word is
to an English king.” Thomas E. Holland, The formed on the model o f the shorter verb: nap,
Elements o f Jurisprudence 73 (13th ed. 1924; repr. napping. Second, up to the 19th century, kidnap
1937). See ch a n ce llo r. was generally accented on the second syllable.
Third, kidnapping is between five and ten times
k e e p e r o f th e p e a c e is a
lo a n t r a n s l a t io n o f as common as kidnaping in printed sources. See
the Latin phrase custos pads, a phrase sometimes DOUBLING OF FINAL CONSONANTS.
Englished as guardian o f the peace. Our phrase B. Sense. Kidnapping = the act or an instance
to keep the peace derives from the agent-noun o f taking or carrying away a person without his
phrase. or her consent, by force or fraud, and without
lawful excuse. Glanville Williams addresses the
k e y n u m b e r . This phrase refers to the elaborate question whether kidnapping refers, as its ety
indexing system developed by West Publishing mology suggests, to the napping o f kids:
Co. for cataloguing the whole o f American caselaw
with brief (or not-so-brief) headnotes. The phrase Well, apparently not: not in the modem sense. It seems
that when the term originated the “kids” who were napped
is older than many lawyers suspect—e.g.: “The
were not the young of the human species but labourers
section number . . . affixed to the first catchword (called “kids”) who were recruited by force or guile for
o f the headnote paragraph is a ‘key-number/ un agricultural service in the American colonies. And the
locking the door to all future and past decisions crime has always been as much concerned with the taking
involving a similar principle.” William M. Lile et of adults as with the taking of children. Indeed, the
knowledge 495
original kidnap is the taking of adults: infants were not perhaps because o f the desire to avoid sexism.
of much use in the plantations. See s e x is m (B).
Glanville Williams, Can Babies Be Kidnapped?
1989 Crim. L. Rev. 473, 473.
K i t c h e n F r e n c h . See law french.
Williams notes that the generally accepted defi
nition o f kidnap—given just above— is actually a k le p to m a n ia ; c le p to m a n ia . The former spelling
definition o f the term adult-kidnap. Id. With is now standard.
child-kidnap (popularly termed child-stealing or
baby-snatching), the element o f force or fraud is k n it has the past-tense forms knit and knitted,
often missing, as when someone makes off with a the former being preferred. Cf. fit.
baby-stroller. Id. See a b d u ctio n .
k n itp ick . See n itp ick .
k ill . . . d e a d is a redundancy popularly pro
moted (alas) in television commercials touting in k n o c k -fo r -k n o c k a g re e m e n t (= an arrange
secticides that, it is said, will “kill bugs dead.” ment between insurers that each will pay the
claim o f its insured without claiming against the
k in d o f is a poor substitute for somewhat, rather, other party’s insurer) should be hyphenated thus.
somehow, and other adverbs. It properly functions See PHRASAL ADJECTIVES.
as a noun, however, signifying category or class
in phrases such as this kind o f writ. See th ese k n o w all m en b y th ese p re se n ts ( = take no
k in d o f. tice) is a f l o t s a m ph r ase — as sexist as it is in
scrutable to most readers— that needlessly begins
k in d re d , n., = relationship by consanguinity. many legal documents. Following is a typical be
E.g., “The policy o f our laws is that heirs or next ginning o f a bond: “Know all men by these pres
o f kin who are in equal degree o f kindred to the ents, that we, X Corp., as principal, and Y Insur
intestate, inherit per capita in equal shares, while ance Co., as surety, are held and firmly bound
those in a more remote degree, take per stirpes, unto the Clerk o f the United States District Court
or such portion as their immediate ancestor would for the Eastern District o f Texas, in the sum o f
inherit if living.” See co n s a n g u in ity & a ffin ity. $100.” The phrase originated as a l o a n t r a n s l a
t io n o f the LATINISM noverint universi (= know
K in g; Q u een . In English legal decisions, if the all persons).
monarch is a party, he or she is, in civil cases,
sometimes called “The King” or “The Queen” in k n o w -h o w = the information, practical knowl
the style o f the case. The abbreviated form R. (for edge, techniques, and skill required to achieve
Rex or Regina) is also commonly used, esp. in some practical end, particularly in industry or
criminal cases. Even so, the case name R. v. Baker technology. Know-how is considered incorporeal
is pronounced “The Queen against Baker.” See property, in which rights may be bought and sold.
CASE REFERENCES & R. E.g., “Gates seeks to recover the damages that it
allegedly incurred as a result o f defendant Yua-
k in g ’s co n s c ie n c e . See K e e p e r o f th e K in g ’s sa’s alleged breach o f an agreement with Gates
C o n scie n ce . regarding the nondisclosure o f trade-secret tech
nical know-how.” The phrase is best hyphenated.
K in g’s C ou rt is a l o a n t r a n s l a t io n o f the
phrase Curia Regis, q.v. Most historians refer to k n o w le d g e ; n o tice . As a general matter, knowl
the Curia Regis, but others, such as Plucknett, edge requires awareness o f a fact or condition,
use King's Court as well. See Theodore F.T. Pluck while notice requires merely a reason to know o f
nett, A Concise History o f the Common Law 142 a fact or condition. Knowledge is subsumed within
(5th ed. 1956). notice because actual awareness is well above the
threshold requirement o f a reason to be aware.
K in g’s e v id e n ce , to tu rn . See tu rn sta te’s e v i See Restatement (Second) o f Agency § 9 (1958).
d en ce. E.g., “ ‘Notice' and ‘knowledge' are not synonyms;
when one says o f a person that he was ‘on notice’
k in g ’ s fo o t. See c h a n c e llo r ’s fo o t, o f a fact, one may mean just that he should have
known, not that he did know.” Shacket v. Philko
k in g ’s p e a ce . See again st th e p e a ce , Aviation, Inc., 841 F.2d 166, 170 (7th Cir. 1988).
The phrase constructive knowledge is equiva
k in sm an (= a relative) is less and less used, lent to— and inferior to— notice.
496 kudos
L
la b e l makes labeled, labeling (AmE), or labelled, idiomatically, that the statute o f limitations has
labelling (BrE). See DOUBLING OF f in a l CONSO run, it is not proper to use that verb with laches.
NANTS. Run, in this context, means “(of a period of time)
to come to an end, be complete, expire.” Because
la b o r, v.t. See b e la b o r. laches does not refer to any specific period of
time but is determined after the fact by courts, it
L a b o (u )r P arty . In Great Britain, the spelling is cannot be said to have run, but merely to apply
Labour Party; in Australia, the spelling is Labor in a given case. E.g:, “Because the indemnity
Party. How should Americans spell the name o f action had not yet vested, laches on the action
the British party? Most newspapers Americanize had not begun to run [read the period to which
the spelling, making it Labor, but the better prac laches might later apply had not begun]”
tice is to spell this proper name, like any other,
just as it is spelled in BrE. la c u n a is a f o r m a l w o r d for gap: “If there is
such a lacuna in the legislative scheme, the
la ch es. A. Sense. Laches ( l a w fr en c h meaning proper remedy is not for the courts to distort the
“remissness, slackness”) = unreasonable delay or plain language o f section 1512, but for Congress
negligence in pursuing a right or claim, esp. an to enact legislation to close the gap.” (Note the
equitable one, that may disentitle a claimant to INELEGANT VARIATION, which is remedied by
relief. The doctrine exemplifies the reserved changing lacuna to gap.) The plural lacunae -is
power o f equity to withhold relief otherwise regu preferable to lacunas. See plu rals (A).
larly granted when the relief would be unfair or
unjust. la d e (= to load) is an a r c h a ism in all senses,
The OED records a transferred sense— “culpa although it frequently appears in shipping con
ble negligence in general”—which m odem law texts. See la d e n (a ) & la d in g , b ill o f.
yers would find difficult to accept. E.g., “[I]n his
heart he felt rather ashamed that his conduct la d en . A. As a Past Participle Equivalent to
had shown laches which others who did not get loaded . To the extent that laden lives, it lives
benefices were free from.” George Eliot, Mid- primarily as a participial adjective <a laden
dlemarch 375 (1873; repr. 1956). barge> and not as a past participle. To use laden
B. Pronunciation. The word is pronounced as a part o f the verb phrase is to be guilty o f
llach-dzl (AmE) or Hay-chdz/ (BrE). a r c h a is m , although it is still used in shipping
C. Singular Noun. Though plural in appear contexts. E.g., “The holder o f the bill o f lading
ance, laches is a singular noun that is sometimes had actual notice at the time o f receiving the bill
incorrectly coupled with a plural verb. E.g., “La o f lading that the goods had not in fact been laden
ches are [read is] pleaded as a defense, but the on board.” (Eng.) See la d e.
claim here is essentially at law, not in equity.” B. F or ridden . Ridden is the more general
D. And limitation . The guiding principle in term, meaning “infested with” or “full of.” Laden
distinguishing these two is that ulaches is not, has not shed its strong connotation o f “loaded
like limitation, a mere matter of time; but princi down.” Hence a place might be laden with things
pally a question o f the inequity o f permitting the if they had been stacked there; or, more plausibly,
claim to be enforced . . . .” Galliher v. Cadwell, a truck or barge might be laden with goods. But
145 U.S. 368, 373 (1892). An old legal saw states figuratively, laden fails as an effective adjective
that laches is a penalty for sleeping on one’s if the original suggestion of loading is ignored.
rights. See lim ita tion . E.g., “A seaman who removed his lifejacket before
E. Run Idiom Inappropriate. Although we say, diving into the eddy-laden [read eddy-ridden]
landman 497
Mississippi River to rescue another seaman was we have often lamented over [omit over] the recent
held to be contributorily negligent.” rise o f ultraconservatism.”
la d in g , b ill of. Lading is the Old English equiva la m e n ta b le is preferably accented on the first,
lent o f loading. Dating from the 16th century, not the second, syllable / lam-dn-td-bdl/.
bill o f lading = a document acknowledging the
shipment o f a consignor’s goods for carriage by la n d . When thinking o f land, most speakers o f
sea (CDL). See la d en (a ). English visualize the earth’s surface. But in law,
the word includes everything above and below the
la d y la w y e r is an objectionable phrase to a great surface— even gases, liquids, and buildings. As a
many lawyers (many but not all o f them women). legal concept, then, land is an area o f three-
(See s e x is m .) The phrase sometimes merely sup dimensional space, an inverted pyramid with its
plements the already evident bias that some o f tip at the center o f the earth and extending out
its users harbor—e.g.: “At the trial, the relator ward through the surface o f the earth—where
was assigned two attorneys, Mr. Sheridan and natural or imaginary points locate it by refer
Mr. Gellman. A lady lawyer, Katherine Bitses, ence— and continuing upward to the sky. Land is
. . . later became imbued with the cause o f Kling both immovable and indestructible.
after the trial.” U.S. ex rel. Kling v. La Vallee,
188 F. Supp. 470, 472 (N .D .R Y . 1960). la n d ch a rg e ; la n d la w ; la n d ta x. Two words in
each phrase.
laesae m ajestatis; laesae majestas. See le se
m ajesty. la n d lo c k e d ( = shut in or enclosed by land; al
most entirely surrounded by land) is usually used
in literal senses in the law. But it has its figura
lagan . See flotsam .
tive uses as well: “The Chancellor is no longer
fixed to the woolsack: he may stride the quarter
la ic; lay. Whereas laic = nonclerical, nonecclesi-
deck o f maritime jurisprudence and, in the role o f
astical, lay, which shares this sense, is broader,
admiralty judge, dispense as would his landlocked
and encompasses the sense “nonprofessional, not
brother, that which equity and good conscience
expert, esp. with reference to law and medicine”
impel.”
( OED). Lawyers referred to jurors as lay (“un
learned, illiterate”) in the l a w fr e n c h o f the
la n d lo r d = (1) at common law, the lord who,
Middle Ages. See la ity & laym an.
under the feudal system, retained the fee o f the
land; or (2) one who owns or holds real property
lain . See lie & lay. and lets it out to others.
Some writers have begun to use landlord as a
la issez-fa ire; la isser-fa ire . The former spelling verb— e.g.: “Learning landlording from a book
has long been standard. Some British publica can be d ifficu lt. . . .” Edwards, Renting Tips for
tions, however, continue to use the outmoded Landlords, Chicago Tribune, 15 Feb. 1991, at
spelling—e.g.: “Should Hongkong’s laisser-faire C17./ Leigh Robinson, Landlording (5th ed. 1988).
[read laissez-faire] government do an about-face The usage seems unlikely to spread, but see
to build Hongkong Inc?” Farewell to Adam Smith, NOUNS AS VERBS.
Economist, 30 Sept.-6 Oct. 1989, at 71.
la n d m a n . A. Generally. In the law o f oil and gas,
la ity is the noun corresponding to the adjective landman refers to a person who, usu. on behalf
lay. But while lay is used about as commonly in o f an oil company, contracts with landowners for
legal as in church matters, laity appears far more the mineral rights to their land. In this field (as
commonly in religious than in legal contexts. Still, in the oil fields), women as well as men refer to
the OED includes the sense “unprofessional peo themselves as landmen. (A less common variant
ple, as opposed to those who follow some learned is leaseman.) Many female landmen say they are
profession.” E.g., “Fortunately for the bar and for reluctant to adopt a nonsexist alternative that
the public, there are no rules o f morality for the would apply only to them, because their male
lawyers which do not apply with equal force to counterparts are unlikely to abandon the term.
the laity, and it is well that there should not be.” Still, various nonsexist equivalents—such as ex
See la ic & laym an. ploration manager, land manager, and land
agent— have achieved limited currency.
lam en t, v.t., should not be made intransitive by A less likely candidate for eventual success is
the addition o f a preposition. E.g., “In this space landwoman: “Betsy Spomer, a landwoman [read
498 landmark of the law
land manager or land agent] for Gulf in Casper, 14. See h e r e d ita m e n t(s ) & d o u b l e t s , triplets ,
said the company plans to assign a full-time per AND SYNONYM-STRINGS.
son to resolve differences . . . .” Gulf Temporar
ily Shelves Little Knife Unit Plan, Oil & Gas J., 9 la n d sc r ip is an Americanism meaning “a nego
Jan. 1984, at 47, 47. See sexism (B). tiable instrument entitling the holder, usu. an
B. M eaning “terre-tenant.” Landman was for individual or company engaged in public service,
merly used as a loan translation equivalent to to possess specified areas o f public land.” E.g.,
terre-tenant, q.v. Because this usage is likely to “[T]he United States issued land scrip to Mann
confuse readers, it is best avoided. If an English for location on 'unoccupied and unappropriated
phrase is needed, land-tenant is a better substi public lands’ and the holder made location on
tute. tidelands and received the register’s certificate
C. A nd landsman . Unlike landman, the word therefor.” Hynes v. Grimes Packing Co., 337 U.S.
landsman usu. refers to someone who lives and 86,115 (1949)./“ 'Color o f title’ [includes] a consec
works on land. But it may also refer to an inexpe utive chain o f transfers to the person in possession
rienced sailor— e.g.: “The seaman, while on his that . . . is based on a certificate o f headlight,
vessel, is subject to the rigorous discipline o f the land warrant, or land scrip." Tex. Civ. Pract. &
sea and has little opportunity to appeal to the Rem. Code § 16.021 (West 1990).
protection from abuse o f power which the law
makes readily available to the landsman.” So- la n d s m a n . See la n d m a n (c ).
cony-Vacuum Oil Co. v. Smith, 305 U.S. 424, 430
(1939)./ “This limitation serves much the same
la n d ta x . See la n d c h a r g e .
purpose for maritime ventures that the corporate
fiction serves for the landsman's enterprises.”
la n d -te n a n t. See t e r r e -te n a n t.
Black Diamond S.S. v. Robert Stewart & Sons,
336 U.S. 386, 399 (1949) (Jackson, J., dissenting).
See sexism (B). la n g u a g e in the sense “wording (of a document)”
is peculiar to the law. E.g., “Defendant points out
la n d m a rk o f th e la w is, as the following quota that both sections 2223 and 2224 employ the
tion suggests, a CLICHÉ to be sparingly bestowed language 'one who gains a thing,’ and argues that
on cases. E.g., “The critical decision is that o f the sense o f the word 'gain’ as thus used is to
Lord Mansfield in Moses v. MacFerlan that truly acquire a tangible benefit or an unconscionable
merits the cliché, a landmark o f the law." See thing.” For an example illustrating the improper
WORD-PATRONAGE. pluralizing o f this m a s s n o u n , see plu r als (B).
la p se statute; a n tila p se statute; n o n la p s e which ‘savour o f the realty* were not larcenable
statute. All three phrases denote (in AmE) the at common law.” Eli Lederman, Criminal Liabil
same type o f statute, the meaning o f which is ity for Breach o f Confidential Commercial Infor
illuminated in the quotations: "Nearly all states mation, 38 Emory L.J. 921, 941 n.81 (1989).
have enacted lapse statutes designed to provide a
substitute beneficiary for the deceased legatee in Larcenist (= one who com
la r c e n is t; la r c e n e r .
certain situations.”/ “A majority o f the states have mits larceny) is the ordinary term; larcener is a
held that a nonlapse statute does not apply to a primarily BrE variant.
member o f a class who was dead at the time o f
the execution o f the will.”/ “If an antilapse statute la r c e n o u s = of, relating to, or tainted with lar
applies to save gifts o f persons living when the ceny; thievish. E.g., "The Court . . . concluded
will is executed but not the gifts o f persons who that ‘stolen* does not refer exclusively to larce-
die before the will is executed, republication o f nously taken automobiles . . . .” U.S. v. McClain,
the will by codicil after the death o f a legatee 545 F.2d 988, 994-95 (5th Cir. 1977)./ "[I]n C.
should not prevent an application o f the statute Doris H. Pepper . . . , a lawyer was allowed to
to save the gift.” deduct business expense amounts to recompense
Today lapse statute is the most common phrase, clients to whom he had recommended a promoter
even though it is the least logical (since the effect who turned out to be larcenous.” Erwin Griswold,
o f the statute is to prevent the lapse o f testamen Cases and Materials on Federal Taxation 347 (6th
tary gifts). The most lucid phrase is antilapse ed. 1966).
statute. There are judicial opinions in which both
nonlapse and antilapse appear in reference to the A. Sense. Larceny = the unlawful tak
la r c e n y .
selfsame statute; yet the terms should not be ing and carrying away o f someone else*s goods
varied in a single writing. See in e l e g a n t v a r ia with the intent to appropriate them. With the
t io n . Theft Act 1968, English law replaced larceny with
the statutory crime o f theft. Many American
lapsus linguae; lapsus calam i. These LAT- states retain the old scheme o f grand larceny and
INISMS are fancy ways o f referring to slips o f the petty larceny, which was first set forth in the
tongue (linguae) or o f the pen 0calami). The Statute o f Westminster I, c. 15 (1275). The LAW
phrase lapsus linguae is the more common one. FRENCH term was larcyn, from the LAW LATIN
For example, in a case in which the trial court latrocinium (fr. latro “robber”). See a s p o r ta tio n .
incorrectly referred to a witness as "Mrs. Argen Classically, larceny has differed from embezzle
tine,” the appellate court wrote: “This obvious ment, in that the latter involves an employee or
lapsus linguae was plainly meant to refer to Mrs. bailee already in lawful possession. But modem
Larsen . . . .” U.S. v. Argentine, 814 F.2d 783, statutes in many jurisdictions have widened the
787 n.5 (1st Cir. 1987). sense o f larceny to include common-law embezzle
As for lapsus calami ( = a slip o f the pen), a good ment. See e m b e z z le .
example— though it may merely be a misprint— B . Grand a n d petty larceny; simple a n d aggra
occurs in a judicial opinion that looks as if it vated larceny. Two dichotomies exist in the legal
represents a backslide in First Amendment analysis o f larceny—at least, in the English-
rights. A judge writes: "The First Amendment is speaking jurisdictions that retain larceny as a
not a fetish. Reversed it must be, but this rever crime. Petty larceny (or petit larceny) was at com
ence must be tempered with a realistic approach mon law, and is today in many U.S. states, con
to such problems as that now at bar.” Without trasted with grand larceny, the difference lying
reverence to prompt the reader to understand that in the value o f the goods stolen. Simple larceny is
the judge means Revered and not Reversed, we distinguished from aggravated larceny, the differ
might be quite confused about his purpose. ence lying in the presence or absence o f aggravat
ing circumstances.
la rce n a b le (= subject to larceny) is listed in C. Sp ellin g o f petty (petit) larceny. Petit lar
neither the OED nor most other dictionaries, but ceny is the older spelling o f the term (which is
legal writers occasionally find it useful— e.g.: “The still properly pronounced petty). The anglicized
common law judges strained the law so as to petty larceny is slightly more common, having
discover reasons which would place the stealing been adopted for use in the Model Penal Code
o f certain types o f article outside the scope o f § 223.1(2)(b). The advantage o f petty larceny is
larceny, eg. some domestic animals, growing that the correct pronunciation is immediately ap
crops, were held not larcenable at common law.” parent; the disadvantage is that it suggests a
L.B. Curzon, English Legal History 243-44 (1968; triviality. Merely for the sake o f consistency, it
2d ed. 1979)./ "For example, the realty and things would be convenient for writers to follow the
500 largess(e)
Model Penal Code by writing petty instead of petit redundant, and that last is usually inaccurate.
See p e tit la r c e n y . “When a testator has been made will-conscious,
D. Larceny by trick (and device). The elonga and likes the habit, last will adds spice to a will
tion o f this phrase—denoting a larceny in which contest. For example [an actual case]: will No. 1
the taker intended to keep the goods even as revoked by will No. 2; a later ‘codicil to my last
the rightful possessor, being misled, consensually will' held to refer to No. 1, reviving it and revoking
handed them over—is optional. That being so, the No. 2. The testator was talking about his first,
shorter phrase, larceny by trick, is recommended. not his second, when he said his last will” (id. at
E. Larceny from the person. This statutory 333).
offense is slightly different from robbery because A curious case, to be sure, and one that might
it need not involve violence or intimidation—the lead some to conclude that last will and testament
victim usu. being taken unawares. For example, “is redundant, confusing, and usually inaccurate”
if a thief cuts a necklace and removes it from the (id.). Yet nonlawyers know the phrase well and
owner's neck without her being aware, the thief understand it as a ceremonious equivalent of will.
commits larceny from the person. A thief who The d o u b l e t will and testament is no more dis
uses threats or force, on the other hand, commits turbing than many others that exist undisturbed
robbery. For more on these distinctions, see b u r in our language, and that even enrich it. See
g la r y (A). DOUBLETS, TRIPLETS, AND SYNONYM-STRINGS, te s
ta m e n t & w ill.
largess is pre
la r g e s s (e ). The Englished spelling The only recommendation to be made here is
ferred, but the Frenchified pronunciation Hahr- that the phrase be confined to use as a title to the
zhes/ is standard. document it refers to, and that general references
to the document be couched in the single word
Las (Siete) P artidas (lit., “the seven parts”) will. If our goal is to clean up legal writing, there
refers to the Spanish code compiled in 1250 by are worthier objects o f our reforms than last will
Alphonso X and based on the civil law, Spanish and testament.
customary law, and canon law. First enacted in
1348, it still influences the law o f Florida, Louisi latecomer, the agent noun,
la te c o m in g . Although
ana, and Texas. It is referred to either as Las dates from the late 19th century and is recorded
Partidas or Las Siete Partidas, the latter being in most English dictionaries, the adjective late-
slightly more common. coming is unrecorded in most modern dictionar
ies. The word— a useful one, surely—appears in
several reported American opinions. E.g., “But
la s t a n a ly s is , in th e . See in th e fin a l a n a ly s is .
the rules vest the trial court, not this court, with
the discretionary authority to pass upon latecom
la s t b u t n o t le a s t is a c lic h é to be avoided. ing motions to amend the pleadings.” Janikowski
v. Bendix Corp., 823 F.2d 945, 954 (6th Cir. 1987)
la s t r ite s is occasionally misrendered last (Ryan, J., dissenting in part)./ “Plaintiffs fear
rights— e.g.: “[IJncident to the administration o f price was the problem here and believe they were
the last rights [read last rites] to deceased by a simply outbid by a latecoming buyer.” Trenta v.
priest who asked deceased if he was married the Gay, 468 A.2d 737, 739 (N.J. Super. Ch. Div.
reply was Y es’ . . . .” Flores v. Nicholson Termi 1983).
nal & Dock Co., 299 N.W. 786, 786-87 (Mich.
1941). Actually, that entire sentence is maladroit la te n t a m b ig u ity . See a m b ig u it y .
and mystifying. The awkwardness might be im
proved as follows, but the mystery is heightened: later. A. W ithout Tem poral Context. Later
“While administering last rites, the priest asked should not be used unless a proper temporal con
the deceased whether he was married. The reply text has first been established. E.g., “As Charles
was ‘yes.’ ” Evans Hughes, later a chief justice o f the Supreme
Court, [read who was to become a chief justice,]
la s t w ill a n d t e s ta m e n t is a phrase with ancient stated in 1907, . . . .” Cf. th en (a ).
resonances. Lord Coke, for example, referred to B. Later on. This collocation is venially verbose
an ultima voluntas in scriptis ( = last will in for later. E.g., “That deed and the description
writing). Much ink has been spilled by at least therein contained will be considered more particu
one well-known writer in opposition to this larly later on [read later] in this opinion.”
phrase. See David Mellinkoff, The Language o f
the Law 77-79, 331-33 (1963). The argument la te r o f [d ate] o r [d a te ]; la te r o f [d ate] a n d
against it is that coupling testament with will is [d a te ]. Drafters frequently debate whether the
Latinisms 501
proper conjunction in this phrase is or or and. magic in a Latin phrase.” Pruitt u. Peyton, 338
The better idiomatic choice is or—nine o f every F.2d 859, 861 (4th Cir. 1964).
ten lawyers believing it is the proper choice.
True, and has logic on its side. If we paraphrase A century ago, scholars recognized that Latin
by saying the later o f two dates, it becomes clear had rapidly, for the most part, become
m a x im s
that the sense must be plural (conjunctive and), obsolete: “The Latin maxims have largely disap
not singular (disjunctive or). But the wording with peared from arguments and opinions. In their
and sounds as pedantic— and as wrong—as a original phraseology they convey no idea that
number o f people was there. See SYNESIS. cannot be well expressed in modern English.”
For a brief treatment o f this issue, see Richard William C. Anderson, Law Dictionaries, 28 Am.
H. Miller, A Drafting Dilemma, 4 Scribes J. Legal L. Rev. 531, 532 (1894). Still, several Latinisms
Writing 127 (1993). have proved themselves useful—often in short
ened forms, that is, as phrases and not so much as
L a t in a t e P l u r a l s . See plu rals (a ). maxims— such as de minimis, contra proferentem,
ejusdem generis, and noscitur a sociis.
L a t i n i s m s . Can there be any doubt that modem
Despite the overwhelming obsolescence o f
judges and scholars have grown impatient with Latin— more overwhelming in AmE than in
Anglo-American lawyers' fondness for Latin ter BrE— nonlawyers still generally misunderstand
minology? the nature o f legal language. The linguist Mario
Pei, for example, estimated that “[h]alf o f our
• “On the whole the lesson o f this part o f our specifically legal terminology is Latin.” Mario Pei,
legal history should be that it is dangerous to Words in Sheep's Clothing 83 (1969). That state
play with foreign terms unless we know very ment, o f course, is nonsense. Probably more than
well what we are about.” F.W. Maitland, The 90 percent o f our legal terminology is o f Latin
Forms o f Action at Common Law 63 (1909; A.H. origin—English words and phrases such as con
Chaytor & W.J. Whittaker eds. 1971). tract, declaratory judgment, issue preclusion, re
• “The marvelous capacity o f a Latin phrase to alty, subordinated debt—but these phrases are
serve as a substitute for reasoning, and the English, not Latin.
confusion o f thought inevitably accompanying Nevertheless, legal readers often encounter
the use o f inaccurate terminology, are nowhere Latin in modern texts— some o f it necessary and
better illustrated than in the decisions dealing some o f it not. In legal writing we must distin
with the admissibility o f evidence as res gestae” guish between te r m s o f a r t , for which there are
Edmund M. Morgan, A Suggested Classification no ordinary English equivalents, and those terms
o f Utterances Admissible as Res Gestae, 31 Yale that are merely vestigial Latinisms with simple
L.J. 229, 229 (1922). English substitutes. The former category com
• “I cannot help deprecating the use o f Latin . . . prises useful Latinisms such as prima facie, ex
phrases in this way. They only distract the parte, de minimis, habeas corpus, alibi, and quo
mind from the true problem which is to apply rum. Some words that do have ordinary English
the principles o f English law to the realities of equivalents have nevertheless become such stan
the case.” Smith, Hogg & Co. v. Black Sea and dard terms that they are unobjectionable, e.g.,
Baltic Gen. Ins. Co., [1940] A.C. 997, 1003 (per bona fide (= good faith), amicus curiae (= friend
Lord Wright). o f the court), and versus (= against). These words
• “I think the cases are comparatively few in have become a part o f the English language, or
which much light is obtained by a liberal use at least necessary parts o f the language o f the
o f Latin phrases. . . . Nobody can derive any law, and one would be misdirected to rail against
assistance from the phrase novus actus in- them.
terveniens until it is translated into English The rightful objects o f our condemnation are
. . . .” Ingram v. United Auto. Servs., Ltd., the bombastic, vestigial Latinisms that serve no
[1943] 2 All E.R. 71, 73 (per du Parcq, L.J.). purpose but to give the writer a false sense o f
• “Pruitt's letter to the Clerk o f the Virginia Su erudition. These terms convey no special legal
preme Court of Appeals, his correspondence meanings, no delicate nuances apprehended only
with his attorney, and his petition in the district by lawyers. They are pompous, turgid deadwood.
court spoke o f his *being met with a plea o f res Just as a mathematician would seem ludicrous
judicata' in the state court. It is difficult to to write 386/1544 rather than 1/4 merely in an
follow his line o f reasoning or indeed to make attempt to sound more scholarly, so the lawyer
any sense out o f his prolix and confused argu who writes sub suo periculo instead o f at his
ments. One thing, however, is clear—he, not own risk, strikes the reader as a laughable, if
unlike some lawyers, thought he had discovered vexatious, figure.
502 latrine lawyer
Other phrases in this category are illustrated “We must think things not words, or at least we
in the following sentences, in which the simple must constantly translate our words into the facts
English equivalents are bracketed: for which they stand, if we are to keep to the real
and the true.” Oliver W. Holmes, Law in Science
• “But a legacy to one, to be paid when he attains
and Science in Law, 12 Harv. L. Rev. 443, 460
the age o f twenty one years, is a vested legacy;
(1899). Such internal translation is most easily
an interest which commences in praesenti [read
achieved if we use ordinary language when possi
in the present], although it be solvendum in
ble. Lawyers must learn the language o f the law
futuro [read paid in the future]: and, if the
but wield it carefully, never losing the idiomatic
legatee dies before that age, his representatives
flavor o f the vernacular.
shall receive it out o f the testator's personal
Particular Latinisms, their utility or their tur-
estate . . . .” 2 William Blackstone, Commen
gidity, are discussed throughout this work under
taries 513 (1766).
particular entries. For examples o f needless La-
• “There is a contradictio in adjecto [read contra
tinity, see capacitas rationalis & r e s g e sta e .
diction in terms] when we speak o f the general
See also l a w l a t in , m in g l e -m a n g l e & plain l a n
damages appropriate to an indeterminate
g u a g e . Cf. GALLICISMS. On questions o f pro
transaction.” Kerr S.S. v. Radio Corp. o f Am.,
nouncing Latin terms, see PRONUNCIATION (C).
157 N.E. 140, 142 (N.Y. 1927) (per Cardozo,
C.J.).
la tr in e la w y e r . See law yers, d er o g ato r y
• “Ancillary administration in this state, without
NAMES FOR (A),
assets presently here for administration, would
be mere brutum fulmen [read mere empty noise
la tte r . See fo r m e r .
(lit.), or ineffective].” In re Rogers' Will, 232
N.Y.S. 609, 613 (App. Div. 1929).
la tt e r ly is an a r c h a ism for later or lately. E.g.,
• “A father is directly responsible for the exis
“But there is a notion that latterly [read lately]
tence o f his offspring and it would accordingly
has been insisted on a good deal, that a combina
be contra bonos mores [read immoral] to allow
tion o f persons to do what any one o f them might
a father to bring children into the world and
lawfully do by himself will make the otherwise
avoid responsibility for them by himself de
lawful conduct unlawful.”
parting the world.” Lloyd v. Menzies, 1956 (2)
S.A.L.R. 97, 102 (quoting curator ad litem’s
la u d a to r y ; la u d a tiv e ; la u d a b le . The adjectives
report).
laudatory and laudative both mean “expressing
• “The author did not look upon section 44 as a
praise.” But laudative is a n e e d le s s v a r ia n t ,
section inserted ex abundanti cautela [read out
laudatory being the common word. Laudable, in
o f abundant caution] but as a very important
contrast, means “deserving praise.” The distinc
protection.” (Eng.)
tion is the same as that between praiseworthy (=
Reasonableness dictates that legal writers sim laudable) and the active praiseful ( = laudatory).
plify where possible, allowing the more compli The misuse o f laudatory for laudable is lamen
cated locutions to stand only if they are legally or tably common: “That the decision may achieve a
linguistically irreducible. Otherwise, our lan laudatory [read laudable] result is not a valid
guage is easily beclouded (the Latinist would say consideration.”/ “The more stringent provisions o f
obnubilated) and becomes, before we know it, a the new act, while laudatory [read laudable] in
fog o f words in which our readers or listeners purpose, cannot be used to enhance the punish
become hopelessly lost. This is no less true in ment o f individuals who committed crimes in pos
sta tu te d r aftin g than in expository writing: “In sible reliance on the previous standards.”/ “A sub
the selection o f words, Latin words and, where sequently adopted program, no matter how
possible without a sacrifice o f accuracy, technical laudatory [read laudable], is wholly irrelevant to
phraseology should be avoided; the word best the issue o f racial discrimination at an earlier
adapted to express a thought in ordinary composi date.”
tion will generally be found to be the best that
can be used.” Henry Thring, Practical Legislation la u g h in g h e ir , a
l o a n t r a n s l a t io n o f the Ger
81 (1902). man phrase der lachende Erbe, refers to an heir
Words are the primary tools o f lawyers. Can we who, being so remotely linked to a deceased rela
afford, then, to be undiscriminating in our use o f tive as to suffer no sense o f bereavement, receives
those tools? Can we engage in unchecked a b - a windfall from the estate. E.g., “A court-
stractitis with impunity? As Justice Holmes, appointed guardian, Jonathan G. Blattmacher, a
who was doubtless aware o f his oversimplifica partner with Milbank, Tweed, Hadley & McCloy,
tion, wrote toward the end o f the 19th century, said recently that rummaging through an old shoe
law 503
box containing dog-eared letters led to a distant The word also has senses in other realms o f hu
relative living in a trailer park in Terre Haute, man activity— senses that lawyers sometimes
Ind. The relative eventually became a ‘laughing decry:
heir/ inheriting several hundred thousand dol
8. in science and philosophy, a general formula
lars.” Jay G. Baris, Personal Finance, N.Y. Times,
expressing a de facto uniformity in nature as
15 Feb. 1987, at C l 1 ./“To decree . . . defeasance
we find it claw o f gravitation>;
results in unnecessary loss to the beneficiaries of
9. in science and philosophy, a general formula
the inter vivos transfer and a possible gain for
expressing a necessary property o f all conceiv
the ‘laughing heirs/” Macdonald, Fraud on the
able worlds cthe law o f contradiction, which
Widow's Share 130-31 (as quoted in In re Estate
says that no proposition can at once be both
o f Curtis, 663 S.W.2d 420, 425 (Mo. Ct. App.
true and false>.
1983)).
O f the legal senses, (4) and (5) present the
la u n d ry list, in use only since 1958, is the slang most interesting idiomatic distinction. Lawyers
phrase American lawyers commonly use to denote distinguish between a law (sense 5) and the law
a statutory enumeration o f items. (sense 4). The former refers to a particular and
concrete instance o f a legal precept. Thus statutes
law , n. A. General Senses. This word, by Je such as the Sherman Antitrust Act (U.S.) and the
rome Frank’s sobering assessment, “drips with Theft Act (Eng.)— or parts o f them— can each be
ambiguity. But it has a traditionally emotive called a law.
quality which makes it highly serviceable to the The law, by contrast, is used for something
legal magicians. There are dozens o f discrepant much broader and more general, sometimes to
definitions o f that word.” Jerome Frank, Courts gether with words describing a recognized branch
on Trial 66 (1950). Those who have tried to define o f legal science, e.g., the law o f torts, or with
law agree only that no definition is fully satisfac words descriptive o f a particular system o f law,
tory. Still, it is worthwhile to try to sort out the e.g., the law o f the United States.
senses. Most Indo-European languages have different
Roscoe Pound catalogued four meanings for the words for the concrete and abstract senses o f law.
word law. They are: For example, in Latin, there is lex for the concrete
sense, jus for the abstract; in Italian, legge and
1. the legal order, that is, the regime that orders diritto; in French, loi and droit; in Spanish, ley
human activities and relations through sys and derecho; in German, Gesetz and Recht. The
tematic application o f the force o f politically English word right has long sense lost its sense
organized society, or through social pressure, corresponding to the German Recht— so English
backed by force, in such a society <respect for speakers have had to press law into double ser
law>; vice. See lex (a ).
2. the aggregate o f legislation and accepted legal As a result o f our doing so, we have had to
precepts; the body o f authoritative grounds of confront practical problems that might otherwise
judicial and administrative action established have been avoided. In Swift v. Tyson, a famous
in an organized society cjustice according to American constitutional-law case, the Supreme
law> <systems o f law>; Court based its decision in part on the distinction
3. the judicial and administrative process, i.e., between law and a law (or laws, in the plural):
the process o f determining controversies, “In the ordinary use o f language it will hardly be
whether as it actually takes place, or as the contended that the decisions o f Courts constitute
public, the jurists, and the practitioners in laws. They are, at most, only evidence o f what
the courts hold it ought to take place claw is the laws are; and are not o f themselves laws.” 41
whatever is officially done>; U.S. (16 Pet.) 1, 18 (1842). Accord, 2 Alexander
4. some combination o f the previous three defini M. Burrill, A Law Dictionary and Glossary 132
tions claw and morals>. (2d ed. 1860) (“A law . . . undoubtedly imports
an act o f the legislature; and the term is quite
See Roscoe Pound, What Constitutes a Good Legal
inapplicable to a decision o f a court o f justice
Education, 7 Am. L. Sch. Rev. 887, 891 (1933).
. . . .”).
The word has at least three more senses for
The decision in Swift v. Tyson might have been
lawyers, though:
decided differently, of course, if the statute at
5. a statute cThere should be a law!>; issue— the Rules o f Decision Act— had declared
6. the common law (q.v.) claw but not equity>; that state law, as opposed to state laws, controlled
7. the legal profession cone may live greatly in questions o f common law as applied by federal
the law as elsewhere>. courts. Thus a drafter’s lapse— using laws where
504 law
law was probably intended— may have resulted la w b re a k e r; la w b re a k in g . Each o f these is one
in 96 years o f bad law (not laws), until Swift v. word.
Tyson was overturned in Erie R.R. v. Tompkins,
304 U.S. 64 (1938). la w c le rk . See cle rk .
law , adj. Law, like legal, acts as an adjective for la w co u rt, one word, is another form o f court o f
law, n. No strict d if f e r e n t ia t io n is possible, law, q.v. In most modem contexts—wherever the
for we have law studies beside legal studies and distinction between courts o f equity and courts
lawbooks beside legal books; but legal firm is an o f law is not an issue— lawcourt is a one-word
un-English phrase for law firm, just as law doc redundancy—e.g.: “To do so was its province as
trine is not used for legal doctrine. The OED fact-finder as well as the lawcourt [read court].7*
contains hundreds of examples o f the attributive City o f Saginaw u. Garvey Elevators, Inc., 431
adjective law, such as lawcourt and Law Lords. S.W.2d 575, 579 (Tex. Civ. App.— Fort Worth
Law shares with legal the sense “pertaining to 1968).
the law as a body o f rules, or as a field o f study.” In other contexts, however—esp. historical con
E.g., “The principal law question on the cross texts— it provides a concise contrast to courts o f
appeals is whether the Supreme Court committed equity, as here: “In England the law courts [read
reversible error in awarding exemplary damages lawcourts] at first refused to recognize a decree
as incidental to injunctive relief.” Legal has the for money in equity as creating a debt on which
additional sense “permitted under law; not forbid an action at law could be maintained.” William F.
den” <legal acts>, as the antonym o f illegal. Walsh, A Treatise on Equity 67 (1930). See law ,
adj.
la w a b h o rs a fo rfe itu r e , the. See e q u ity a b
h o rs a fo rfe itu re . la w d a y. This phrase has undergone quite a
metamorphosis in recent years. Originally, law
la w -a b id in g ( = abiding by, maintaining, or sub day was the yearly or twice-yearly meeting of
mitting to the law) is a p h r a sa l ad jec tive dating one o f the early common-law courts. By the 15th
from the early 19th century. E.g., “Courts do not century and for a long time after, it came to
depart from the rule that equity may not inter denote the day appointed for the debtor to dis
fere, except to protect property rights o f a pecuni charge a mortgage or else forfeit the property to
ary nature, in enjoining criminal acts exercised by the mortgagee.
one dealer to enhance his sales to the calculated Since 1958, the American Bar Association has
pecuniary injury of a law-abiding competitor.” sponsored Law Day on May 1 o f each year-*-a day
See a b id e. in which American schools, public assemblies, and
The corresponding noun— an awkward-looking courts draw attention to the importance o f law in
form that does not exactly abide by the laws m odem society.
of English word-formation—is law-abidingness.
E.g., “State v. Baird . . . expressly decides proof la w fa c to r y , a derogatory term for a major law
o f reputation for *law-abidingness*has no place in firm, dates from the mid-20th century—e.g.:
the case.” State v. Shepard, 67 S.W.2d 91, 94 (Mo. “That is why the center o f the nation’s law busi
1933)7 “ [T]he defendant’s character witnesses ness is in New York City and why the bulk o f the
. . . testified as to his reputation for honesty and nation’s influential and profitable law practice is
law-abidingness . . . .” U.S. v. Londono-Villa, carried on in the Wall Street law factories.* Fred
898 F.2d 328, 329 (2d Cir. 1990). Rodell, Woe Unto You, Lawyers! 155 (1939; repr.
1980)7 “Hotchkiss, Levy & Hogan was a typical
la w a n d o rd e r. The phrase— originating not in Wall Street law factory, occupying two entire sto
AmE but in 19th-century BrE— is hyphenated ries in a white-stone office building within spit
only when it functions as an adjective— e.g.: “Had ting distance o f J.P. Morgan & Co.” Ephraim Tutt,
Ervin been extra careful about appearing tough Yankee Lawyer 142 (1943).
on law-and-order issues, he probably never would
have done these things.” Paul R. Clancy, Just a la w firm . See firm .
Country Lawyer 202 (1974). As a noun phrase, it
should remain unhyphenated: “ [T]hen all respect L a w F r e n c h refers to the Anglo-Norman patois
for law-and-order [read law and order] would used in legal documents and all judicial proceed
vanish . . . .” Fred Rodell, Woe Unto You, Law ings from the 1260s to the reign o f Edward III
yers! 179 (1939; repr. 1980). (1327-1377), and used with frequency in legal
literature up to the early 18th century. When first
la w b o o k . One word. introduced into England, this brand o f French
lawlike 505
was the standard language used in Normandy; by tion o f oyez is loh-yezl or loh-yes/, not loh-yayl,
the 1300s, through linguistic isolation, it became and o f autrefois acquit /oh-tdr-foyz/ not toh-tsr-
a corrupted language—by French standards, at fwah/. See J.H. Baker, Manual o f Law French
any rate. In the 17th century, Sir Edward Coke (2d ed. 1990); J.H. Baker, “Law French,” in 7
wrote that Law French could not be either “pure Guide to American Law 80-81 (1984). Cf. l a w
or well pronounced,” and that one could find LATIN. See MINGLE-MANGLE.
within it “a whole army o f words, which cannot
defend themselves in bello grammaticali, in the la w fu l. See lega l.
grammatical war, and yet are most significant,
compendious, and effectual to express the true la w fu l ca u se (= good cause; legal justification) is
sense o f the matter.” Edward Coke, Commentary not to be confused with legal cause ( = proximate
on Littleton xxxix-xl (Butler ed. 1832). cause). See c a u s a t io n (A).
English law cases were reported in Law French
until the end o f the 17th century. Even as late as la w g iv e r; la w m a k er. Both are equivalent to leg
the early 18th century, surprisingly, Law French islator, but lawgiver suggests one who promul
had its apologists: “Really the Law is scarcely gates an entire code o f laws, and is therefore
expressible properly in English.” Roger North, A more magisterial in tone: “To the Middle Ages the
Discourse on the Study o f the Laws 13 (c. 1710; academic ideal o f all Europe as the empire for
repr. London: C. Baldwyn ed., 1824). Perhaps the which Justinian had been the law-giver made
best book written in Law French was Sir John Roman law a universal law.” (R. Pound)/ “Alfred
Comyn’s Digest o f the Laws o f England (1762- [was] two hundred years later than the first En
1767). glish lawgivers quoted.” (Holmes) Both lawgiver
Though Law French may be obscure to the and lawmaker are now preferably written as sin
English-speaking lawyer, its remnants abound in gle, unhyphenated words.
the language o f the law, in common words such
as appeal, assault, arrest, attainder, counsel, de la w is n o r e s p e c te r o f p e rso n s, th e. See n o
fer, defy, demand, demise, disclaimer, escheat, es r e s p e c te r o f p e rso n s, th e la w is.
crow, heir, indictment, interpleader, joinder, la
ches, larceny, lay, lien, merger, mortgage, Law L a t i n , sometimes formerly called “dog
negligence, nuisance, ouster, party, process, proof, Latin,” is the bastardized or debased Latin for
remainder, reverter, suit, tender, tort, trespass, merly used in law and legal documents. For the
verdict, and voir dire. There are also remnants most part, we have escaped from its clutches. In
somewhat more arcane, such as cestui que trust, 1730, Parliament abolished Law Latin in legal
and en ventre sa mere. proceedings, but two years later found it neces
Law French was always a highly technical lan sary to allow Latin phrases that had previously
guage that preserved many old Anglo- been in common use, such as fieri facias, habeas
Normanisms, but English forms, inflections, word corpus, ne exeat, and nisi prius. As Blackstone
order, and construction finally took it over. A would later say, some Latinisms were “not . . .
notorious example: in the Salisbury assizes o f capable o f an English dress with any degree o f
1631, a prisoner condemned by the Chief Justice seriousness.” 3 William Blackstone, Commentar
o f Common Pleas was said to have “ject un brick ies 323 (1768).
bat a le dit Justice que narrowly mist”; for that Brewer’s Dictionary o f Phrase and Fable quotes
outburst, “son dexter manus [was] ampute” and the following jocular example: “As the law classi
the man himself uimmediatment hange in pres cally expresses it, a kitchen is ‘camera necessaria
ence de Court.” One noted writer has referred to pro usus cookare; cum sauce-pannis, stewpannis,
Law French as “something very like a Sid Caesar scullero, dressero, coalholo, stovis, smoak-jacko;
version o f a foreign language.” Charles Rembar, pro roastandum, boilandum, fryandum, et plum-
The Law o f the Land 178 n.* (1980). Though we pudding-mixandum.* ” Stevens, A Law Report
have retained much o f the vocabulary, Anglo- (Daniel v. Dishclout) (quoted in Brewer, Diction
American lawyers no longer try to communicate ary o f Phrase and Fable (1894), s.v. “Dog-Latin”).
with each other in this cabalistic dialect. See E.H. Jackson, Law Latin (1897); E. Hilton
For what remains, though, o f Law French, a Jackson, Latin for Lawyers (1915); John Trayner,
word about pronunciation is in order. English Latin Phrases and Maxims (4th ed. 1894); Herbert
and, to a lesser extent, American lawyers have Broom, Legal Maxims (10th ed. 1939). Cf. l a w
generally preserved the medieval pronunciations FRENCH. See MINGLE-MANGLE & LATINISMS.
given to Law French terms— pronunciations that
resemble m odem English much more than they la w lik e (one word meaning “resembling or char
do m odem French. Thus the “correct” pronuncia acteristic o f law”) is labeled “rare” in the OED.
506 Law Lord
The word is rare in the law reports, but not in Dillon.” Dispassionate Justice 285 & n.3 (1969).
legal commentary—e.g.: “[N]orms are more or less Schubert's use o f the term—referring as it does
lawlike depending upon how formal they are to a particular man— seems more justifiable than
. . . .” Larry A. Alexander, Painting Without the Pei's, but either is likely to strike some readers
Numbers, 8 U. Dayton L. Rev. 447, 460 (1983)./ as sexist. See s e x is m (B).
“The essence o f a causal generalization is the
belief that we attach to the generalization: the la w m e r c h a n t = a system o f customary law that
belief in its causal or lawlike character.” Richard grew up in Europe during the Middle Ages and
W. Wright, Causation in Tort Law, 73 Cal. L. regulated the dealings o f mariners and merchants
Rev. 1735, 1823 (1985)./ “Gordon's basic strategy in all the commercial countries o f the world. Many
is to deconstruct the 4lawlike' qualities o f the law o f its principles came to be incorporated into the
by descending into ever finer levels o f microstruc- common law. The plural form is laws merchant,
tural analysis.” Steve Fuller, Playing Without a the second word (as in the singular) being a post
Full Deck, 97 Yale L.J. 549, 570-71 (1988). p o sitive a d j e c t iv e . This phrase is a l o a n t r a n s
l a t io n o f lex mercatoria. See c o m m e r c ia l la w &
L a w L o rd . This title refers to any member o f the lex m ercatoria .
Appellate Committee o f the House o f Lords—the
Lord Chancellor, the salaried Lords o f Appeal in la w m o n g e r . See law yer s, derogatory n am es
Ordinary, and any peer who holds or has held FOR (A).
high judicial office. The Law Lords (usu. capital
ized thus) form the highest court o f appeal in la w n o te . See a n n o ta tio n , n o te & c a s e n o te .
the United Kingdom—roughly equivalent to the
Supreme Court o f the United States. E.g., “And la w o f n a tio n s = (1) jus gentium (q.v.); or (2)
this was the view o f a majority o f the law lords international law. The phrase law o f nations be
on that occasion, Lords Brougham and Campbell gan as a l o a n t r a n s l a t io n o f jus gentium (the
agreeing with Lord Lyndhurst.” In re Broderick's common law o f peoples) but eventually took on a
Will,, 88 U.S. 503, 512 (1874)./ “The Law Lords more restrictive sense, as a synonym o f interna
reached this view by analysing the meaning o f tional law (= the body o f rules and principles
the words without regard to their context or legis that bind civilized states in their relations with
lative intent.” Michael Zander, The Law-Making one another). As between these synonyms, “[m]ost
Process 95 (2d ed. 1985). See H ou se o f L o rd s, writers and practitioners have for the past cen
L o rd s & L o r d o f A p p e a l in O rd in a ry . tury preferred the term international la w ” Clive
Parry & John P. Grant, Encyclopedic Dictionary
la w m a k er. One word. Although historically this o f International Law 210 (1986). A notable excep
term was thought to be equivalent to legislator, tion is J.L. Brierly, The Law o f Nations (5th ed.
the advent o f legal realism made it apply just as 1955). See in te r n a tio n a l la w .
fully to a judge as to a legislator. Thus, Pound's
use o f the phrase legislative lawmaker is not a la w o f n a tu r e . See n a tu r a l la w .
careless redundancy: “But they make the path o f
the legislative lawmaker a rough one.” Roscoe la w o f th e c a s e = (1) the decision rendered in a
Pound, The Formative Era of American Law 48 former appeal o f a case, which by legal doctrine
(1938). See law g iv er. is held to be binding; or (2) the doctrine so holding.
Thus, if a case is appealed a second time to a
law m an = (1) historically, an official whose duty panel o f a U.S. Court o f Appeals, and a panel
it was to declare the law; (2) a man o f law, or with a different makeup from the first panel hears
lawyer; or (3) a law-enforcement officer. Sense (3) the case the second time, the second panel will
is the only sense recently in general use. generally hold itself bound by the writings o f the
Sense (2) is labeled “obsolete except as a nonce- first panel whether or not its members agree with
word” in the OED, and it probably ought to be those earlier writings. This phrase, in Holmes's
obsolete. Yet: “Mispronunciations aside, do the words, “merely expresses the practice o f courts
modern lawmen [read lawyers] who use [legal generally to refuse to reopen what has been de
terms] know something about their origin?” Mario cided, not a limit to their power.” Messenger v.
Pei, Words in Sheep's Clothing 83 (1969). And, in Anderson, 225 U.S. 436, 444 (1912). Law o f the
the same year, Glendon Schubert wrote o f Justice case is to be distinguished from res judicata and
Robert H. Jackson, “For over forty years, from stare decisis, qq.v.
late adolescence until the very day o f his death,
his was the life o f a law-man,” adding—“The id la w o f th e la n d is a l o a n t r a n s l a t io n o f the
iom is that o f Karl Llewellyn rather than o f Matt phrase lex terrae ( l a w La t in ) or ley de terre (l a w
lawyer 507
FRENCH). First used in Magna Carta (in the in precision, and, when the occasion warrants, of elo
phrase per legem terrae), the phrase generally quence no less memorable than Cicero’s.
James C. Raymond, Editing Law Reviews,
means “the law in effect in a country and applica
12 Pepp. L. Rev. 371, 378-79 (1985).
ble to all members o f the community, whether
resulting from the highest court’s pronounce No such law review yet exists, or is likely to. Still,
ments or from legislative enactment.” E.g., “Gertz there is a move afoot to establish faculty-edited
is now the law o f the land, and until it is over law reviews; let us hope that these bring much-
ruled, it must, under the principle o f stare decisis, needed reform. If they do, then Karl Llewellyn’s
be applied by this court.” In AmE, this phrase words would lose their sting: “There is not, as far
also sometimes signifies “due process o f law.” as I know, in the world an academic faculty which
pins its reputation before the public on the work
la w o f th e sea. See a d m ira lty . o f undergraduate students—there is none, that
is, except in the American law reviews.” The
la w p r o p e r = positive law. PI. laws proper. Bramble Bush 107 (1930).
Finally, although lawyering may be used dis more lawyerish Richard L. Thornburgh.” J. Ran
paragingly in some quarters, many lawyers use dolph Murray, Chicago Tribune, 26 March 1989,
it as a neutral term to describe what they do, and at 4C./ “It is a lengthy, involved, and complicated
even as a laudatory term. E.g., “The real skill in document 13 typewritten pages in length . . . .
judging, as it is in lawyering, is in being able Its language is ‘lawyerish *full o f technical terms
properly to find and articulate the issues.” Varol . . . .” Mercantile-Commerce Bank & Trust Co. v.
v. Blue Cross & Blue Shield, 708 F. Supp. 826, Binowitz, 238 S.W.2d 893, 897 (Mo. Ct. App.
827 (E.D. Mich. 1989)./ “This was a prodigious 1951). See la w y e rly .
feat of lawyering on the part o f defense counsel.”
People v. Gragg, 264 Cal. Rptr. 765, 773 (Ct. App. la w y e rism = (1) a mannerism, esp. o f speech
1989) (referring to defense counsel’s obtaining an or writing, characteristic o f lawyers; or (2) the
acquittal for a defendant portrayed as a “brutish” influence, principles, or practices o f lawyers. Ex
person)./ “If lawyering is truly a public profession, amples o f sense (1) are legion—e.g.: “The use of
it is no more seemly for the members o f the bar ‘lawyerisms* that becloud clarity of expression is
to live lives o f luxury than it was for the clergy o f to be avoided.” Edward Re, Brief Writing and
old.” Jethro K. Lieberman, Crisis at the Bar 227 Oral Argument 7 (6th ed. 1987).
(1978). See a tto rn e y (c ). Sense (2), however, is less common— e.g.: “Trial-
lawyerism ‘is the only salient issue o f the cam
la w y er-b a sh er, la w y e r-b a sh in g . Hyphenated paign since there’s no judicial record for either
thus. candidate,’ Ross added.” Walter Borges, In Judge
Race, GOP Hits Kidd with TTLA Label, Texas
la w y e rd o m ( = the world o f lawyers) is more Law., 20 Aug. 1990, at 6./ “OAG . . . concluded
than just a nonce-word, though most dictionaries that control over environmental problems from
do not record it. E.g., “[Cardozo’s] style received oil and gas operations on state land lay in not
wide acclaim in lawyerdom.” Jerome N. Frank, leasing in the first place, the kind o f lawyerism
Some Reflections on Judge Learned Hand, 24 U. which drives most clients to ignore the answer
Chi. L. Rev. 666, 672 (1957)./ “Seliger cannot they didn’t want in the second place.” Michigan
fairly be placed in a limbo unoccupied by the rest Oil Co. V. Natural Resources Comm*n, 249 N.W.2d
of lawyerdom.” Strama v. Peterson, 561 F. Supp. 135, 149 n.7 (Mich. Ct. App. 1976).
997, 999 (N.D. 111. 1983)./ “Is there any road
through the labyrinth o f lawyerdom?n Glenna L a w y e r i s m s . See le g a l ism s a n d l a w y e r is m s .
Whitley, Why We Love to Hate Lawyers, D Mag.,
May 1991, at 47, 51. la w y e riz e , la w y e riz a tio n . Many question the
Attorneydom is an occasional variant. E.g., need for such terms, esp. since so many n e o lo
“They also seem less prone to the sort o f loophole g is m s formed with the -ize suffix are needless and
chicanery and fine-print-chasing endemic to ephemeral. But these words have appeared again
Washington attorneydom.” Ken Ringle, The Sovi and again in legal and nonlegal publications.
ets* Cram Course in Freedom, Washington Post, Sometimes the meaning can be gleaned from the
11 Oct. 1989, at B1./ “They were, it seems, not passage—e.g.: “The lawyerization o f America has
the green cloth bags which afterwards became a not reached that point.” Sally Beauty Co. v. Nex-
synonym for attorneydom, but o f black buckram.” xus Prods. Co., 801 F.2d 1001, 1010 (7th Cir.
E.B.V. Christian, A Short History o f Solicitors 56 1986) (Posner, J., dissenting)./“[W]e ought to con
(1896; repr. 1983). sider the potential impact on the dockets o f our
busy district courts, and ultimately on our
la w y eress [according to the OED] = (1) the wife crowded docket, o f *lawyerizing* prisoner civil liti
of a lawyer; or (2) a female lawyer. Neither sense gation.” Merritt v. Faulkner, 697 F.2d 761, 771
(1), a surprising one, nor sense (2) has much o f a (7th Cir. 1983) (Posner, J., dissenting in part). By
place in modern legal writing. See s e x is m (C). lawyerize, Posner probably means “to put (a thing)
under the control o f lawyers, the implication be
la w y erin g . See la w y er, v.i. & v.t. ing that the adversary system is the only appro
priate or effective way to proceed.”
la w y erish is the disparaging counterpart to law In other contexts, the sense is not so easily
yerlike. E.g., “The constitutional am endm ent. . . ascertained— e.g.: “Gilmore minimizes the impor
is advocated by the people who have lost patience tance o f lawyerizing and laws through skepti
with lawyerish logic and want to settle the ques cism—how can one make rules in an existence
tion once and for all.” The Flag Burners, Washing that is fundamentally unknowable and perpetu
ton Post, 20 July 1989, at A22./ “He has nicked ally in flux?” James G. Wilson, The Morality o f
his own name down to Dick Thornburgh, from Formalism, 33 UCLA L. Rev. 431, 437 (1985)./
Lawyers, Derogatory Names for 509
“Lawyerization outside urban enclaves has been however, for a discussion o f why people disparage
most dramatic in the state’s north-central valley lawyers; it is, however, the place to examine the
. . . Gail D. Cox, 100,000 Practitioners, Nat’l vocabulary with which people do it.
L.J., 21 Nov. 1988, at 1. In the latter sentence, The English language has a formidable stock o f
lawyerization seems to mean “populating (an disparaging names for lawyers. O f course, every
area) with lawyers.” language has its proverbs that reflect poorly in
one way or another on lawyers (maybe uncompre-
la w y erly ; la w y e rlik e . Most American and En hendingly), but probably no other has the range
glish dictionaries record lawyerlike but not law in depreciative vocabulary—from the mild to the
yerly—this despite the greater currency o f the harsh. O f course, much depends on who is mouth
latter word. Lawyerly first appeared in Milton’s ing the word; some people use lawyer itself in
Eikonoklastes (1650), but then it fell into a long derogatory ways—hence the unfortunate ten
period o f disuse. See 3 Complete Works o f John dency for lawyers to call themselves attorneys
Milton 403 (1962) (“the more Lawyerlie mooting (q.v.) instead o f lawyers.
on this point”). The first dictionary to record law A. Names Actually Given to Lawyers. The fol
yerly was, appropriately, written by a lawyer: lowing 33 terms have been used at various times
Noah Webster, Dictionary o f the English Lan and in various places to refer to lawyers in ways
guage (1828). Until recently, however, most other that are less than flattering:
dictionary-makers, being unlawyerly, have ig
nored the word. • ack-ack = (20th-c. AmE criminal cant) a court-
Whether lawyerly is a term o f praise or o f abuse appointed lawyer. One writer says that the ex
depends on one’s general disposition toward law pression “is both a pun on the World War II
yers. Sometimes it is used admiringly: “What antiaircraft gun and also a partial acronym for
Marshall did was a stroke o f political genius, 'ambulance chaser.’ ” Joel Homer, Jargon 76
salted with lawyerly adroitness.” Fred Rodell, (1979).
Nine Men 87 (1955). Sometimes not: “With every • ambidexter = (16th-19th-c. BrE) an unscrupu
half line o f testimony interrupted by half a page lous lawyer who takes fees (or sometimes
o f lawyerly harangue, it was exceedingly difficult bribes) “with both hands,” that is, from both
for the witness to develop his thesis and the sides o f a controversy.
search for the truth was well nigh lost in the • ambulance chaser = (19th-20th c.) a lawyer
process.” Watson u. State, 306 A.2d 599, 608 (Md. who solicits business from accident victims at
Ct. Spec. App. 1973)./ “But the judges, with law the scene o f an accident or shortly thereafter; by
yerly indirection, have not avowed the interest of extension, an unscrupulous plaintiffs’ lawyer.
the judiciary in orderly resort to the courts as a E.g., “[I]rresponsible reporters and editors . . .
basis for their decision . . . .” Miles v. Illinois might, for example, describe the lawyer as a
Central R.R., 315 U.S. 698, 706 (1942) (Jackson, 'mob mouthpiece’ for representing a client with
J., concurring). a serious prior criminal record, or as an 'ambu
Lawyerlike, on the other hand, is almost invari lance chaser* for representing a claimant in a
ably a term o f praise— e.g.: “This is not very law personal injury action.” Gertz v. Robert Welch,
yerlike, nor very respectful to the Court.” Rhode Inc., 418 U.S. 323, 355 (1974) (Burger, C.J.,
Island v. Massachusetts, 37 U.S. (12 Pet.) 657, dissenting). See ambulance chaser.
699 (1838) (argument o f counsel)./ “Counsel for • Blackstone lawyer = (19th-20th-c. AmE) a self-
both sides tried this case on a very high plane educated antebellum lawyer whose legal train
and in a very objective, lawyerlike fashion.” Reed ing consisted primarily in reading Blackstone’s
v. Gulf Oil Corp., 217 F. Supp. 370, 373 (D.D.C. Commentaries. Thomas Jefferson complained
1963)./ “Without exception, despite the emotional that “a student finds there a smattering o f ev
overtones o f the proceeding, the briefs and oral erything, and his indolence easily persuades
arguments were temperate, lawyerlike and con him that if he understands that book, he is a
structive.” South Carolina v. Katzenbach, 383 master o f the whole body o f law.” The “unlet
U.S. 301, 308 (1966). tered common people” applied “the appellation
o f Blackstone lawyers to these ephemeral in
L a w y e r s , D e r o g a t o r y N a m e s f o r . The chief sects o f the law.” Letter from Thomas Jefferson
irony o f lawyerdom is that poll after poll shows to Judge John Tyler, 17 June 1812, in 13 The
that (1) the public holds lawyers in low esteem, Writings o f Thomas Jefferson 166-67 (Andrew
but (2) o f all the possible careers that are avail Lipscomb ed. 1905).
able, parents would prefer to have their children • chaser = (20th-c. AmE) an ambulance chaser.
become lawyers. Whole books could be written E.g., “Practicing attorneys often tell us [i.e., the
about that inconsistency. This is not the place, disciplinary authorities]: why don’t you go get
510 Lawyers, Derogatory Names for
so-and-so, the big guys, the publicity seekers, but I have not hesitated to restate it.” Warren
the big chasers . . . Murray T. Bloom, The E. Burger, Foreward [sic]: American Law Insti
Trouble With Lawyers 156 (1970) (quoting Vin tute Study on Paths to a “Better Way,” 1989
cent Cullinan, president o f the San Francisco Duke L.J. 808, 809.
Bar, 1967-1968). The term also refers to a “run • hired gun = (20th-c. AmE) a lawyer who acts
ner” employed by the lawyer for purposes o f like an aggressive gunfighter in the Old West,
soliciting business from accident victims. and who will do anything for a fee. E.g., “Kevin
• city lawyer. This term (19th—20th c.) is self- Mulligan, president o f the union, said an
explanatory, except that the people who use the agreement was reached in only three months
term are usually from rural areas. E.g., “They because the ‘hired guns* were not present dur
talked about the avaricious city lawyers who ing negotiations. He said that when the lawyers
soon would be descending upon the company for both sides were involved in the last con
and demanding private documents.” Joseph C. tract,the process took 18 months.” Carol
Goulden, The Million Dollar Lawyers 283 Stream, Firefighters Sign 3-Year Contract, Chi
(1978). See c ity la w y e r . cago Tribune, 15 May 1992, at 3D.
• country lawyer = (19th—20th-c. AmE) a rural • horse latvyer = (19th-20th-c. AmE) a lawyer of
lawyer. This term can carry positive connota little ability. See 3 Richard H. Thornton, An
tions, but it sometimes suggests modest intel American Glossary 196 (Louise Hanley ed.
lectual abilities— e.g.: “The rule o f reason . . . 1962).
should now allow one to put an antitrust theory • jackleg lawyer = (20th-c. AmE) an amateurish
o f liability or justification into terms that a and dishonest lawyer. E.g., “She did have a chat
country lawyer can understand.” Lawrence A. with a couple o f lawyers. The lawyers couldn’t
Sullivan, The Viability o f the Current Law on do a thing. *Jackleg lawyers,* she says, and flicks
Horizontal Restraints, 75 Calif. L. Rev. 835, 847 ashes.” Wil Haygood, A Time Revisited, Boston
(1987). See c o u n tr y la w y e r . Globe, 16 March 1989, at 85.
• Court Street lawyer = (20th-c. AmE) a (some • jungle fighter = (20th-c. AmE) a lawyer who
times disreputable) lawyer with a practice— practices in the lower criminal courts. E.g., “It
usu. a trial practice— centered in the borough may well be that the standard o f decorum usu
hall area o f Brooklyn. E.g., “Before the Depres ally prevailing in the sedate precincts o f chan
sion, real estate lawyers were typically wheeler- cery should also be observed by the jungle-
dealers, called *Court Street lawyers* after the fighters in the pit o f police and criminal courts,
Brooklyn street where many o f them set up but it would be somewhat less than realistic
practice.” Rachelle DePalma, The Role o f the . . . .” Kentucky State Bar Ass*n v. Taylor, 482
Pro in Real Estate Deals, Crain’s N.Y. Bus., 28 S.W.2d 574, 583 (Ky. Ct. App. 1972).
April 1986, at 30. Today the term is also used • latrine lawyer = (20th-c. AmE) a lawyer who
loosely to distinguish lawyers who practice in gets business from the rumors spread in the
the outer boroughs (principally Brooklyn) from latrine.
those, usu. white-shoe lawyers, who practice in • lawmonger = (17th-c. BrE) a low practitioner o f
the federal courts and the state courts o f the law; a pettifogger. E.g., “[T]hough this catering
borough o f Manhattan, which is co-extensive Law-monger be bold to call it wicked.” John
with New York County. Milton, “Colasterion” (1645), in The Works o f
• dump truck = (20th-c. AmE) a public defender. John Milton 233, 259 (Frank A. Patterson et al.
E.g., “Clients often refer to their public defend eds. 1931).
ers as ‘dump trucks,* a term that apparently • legal beagle = (20th c.) a lawyer. Like legal
derives from the defendant’s belief that defend eagle, this term is generally found in the speech
ers are not interested in giving a vigorous de and writing o f nonlawyers, sometimes with pos
fense, but rather seek only to ‘dump’ them as itive and sometimes with negative connota
quickly as possible.” Suzanne E. Mounts, Public tions. Sometimes it occurs with dog meta
Defender Programs, Professional Responsibility, phors—e.g.: “Even if council’s legal beagles sniff
and Competent Representation, 1982 Wis. L. out a loophole to invalidate the petition, the
Rev. 473, 474. mayor’s suggestion to put voter-rejected water
• green bag = (17th-19th c.) a lawyer—through metering back on the ballot morally compels
the process o f metonymy: for their papers, law the council to repeat the fluoridation vote.” Don
yers formerly carried bags made of green canvas Martin, Fluoride Forces Better Brush Up for
or cloth. Battle, Calgary Herald, 11 Oct. 1991, at B l. See
• gunslinger = (20th-c. AmE) a hired gun. E.g., le g a l ea gle.
“Some lawyers were disturbed when I wrote • legal eagle = (20th-c. AmE) a lawyer. Like legal
that lawyers should be ‘healers not gunslingers* beagle, this term is almost invariably used by
Lawyers, Derogatory Names for 511
those outside the legal profession, usu. with lars.” Ephraim Tutt, Yankee Lawyer 106 (1943).
positive connotations. But not always— e.g.: • ship’s lawyer = (19th-20th-c. AmE) an unskill
“The legal eagles snookered a federal judge into ful lawyer. See 3 Richard H. Thornton, An
swallowing their sophistry . . . .” Samuel American Glossary 348 (Louise Hanley ed.
Francis, The Long Count on Executions, Wash 1962).
ington Times, 1 May 1992, at F3. See legal • shyster = (19th—20th-c. AmE) a professionally
eagle. unscrupulous lawyer. For the fascinating ety
leguleian = (17th-19th-c. BrE) a pettifogger— mology o f this word, see s h y s te r . For the dis
as the OED puts it, “a contemptuous term for a tinction between a pettifogger and a shyster, see
lawyer.” E.g., “You do but th a t. . . which some p e ttifo g g e r .
silly Leguleians now and then do, to argue un • shyster lawyer (redundant and self-explana
awares against their own clients.” John Milton, tory): “[T]he shyster lawyer assigned by the
“A Defence o f the People o f England,” in The court wanted to squeeze all the money he could
Prose Works o f John Milton 1, 179 (J.A. St. out o f the boy's family . . . .” Ephraim Tutt,
John ed. 1910 [Joseph Washington trans. Yankee Lawyer 106 (1943). For the etymology,
1692]). see sh y s te r .
lip = (20th-c. AmE) a criminal lawyer (viewed • silk-stocking lawyer = (19th-20th-c. AmE) a
cynically). patrician lawyer. E.g., “ ‘Do you want ivory
mob mouthpiece = (20th-c. AmE) a defense tower, silk stocking lawyers defending these
lawyer for mobsters. E.g., “Oscar Goodman has people?' the house speaker shouted at him. Mr.
defended a federal judge and the mayor o f San [Gary] Parker replied, ‘That's better than no
Diego, derailed a U.S. attorney general's effort lawyer at all.' ” Marianne Lavelle, Piercing Rac
and proudly wears the title ‘mob mouthpiece,’ ism’s Heart, Nat'l L.J., 24 Dec. 1990, at 1.
having represented a who's who of alleged crime • sore-back lawyer = (20th-c. AmE) a personal-
figures.” Robert Macy, Money’s Source “Ir injury lawyer. E.g., “[My father] really didn't
relevant”: “Mob Mouthpiece” Fights U.S. At like this bleep I was doing, you know, suing
tempt to Seize Fees, L.A. Times, 6 April 1986, businesses, being a sore-back lawyer (legalslang
at 2-8. for a personal injury lawyer), and he was ori
mouthpiece = (19th-20th-c. AmE & BrE) de ented the other way.” Joe Jamail (as quoted in
fense counsel hired to speak at the client's bid Steve Coll, Down Home with Texas’ $10.5 Bil
ding. E.g., “[A]n attorney is not merely the cli lion Barrister Pennzoil Attorney Joe Jamail,
ent's ‘alter ego’ functioning only as the client's Wash. Post, 31 July 1986, at B l).
‘mouthpiece.’ ” Morrison v. State, 373 S.E.2d • Tombs lawyer = (19th-20th-c. AmE) an un
506, 509 (Ga. 1988). scrupulous New York practitioner. Thornton de
pettifogger = (16th-20th-c. BrE & AmE) a petty fines the term Tombs lawyers as “a class o f
and disreputable lawyer who niggles over incon men in New York, resembling the ‘Old Bailey
sequential details; a “rascally attorney” ( OED). practitioners,' but, if possible, more unscrupu
E.g., “Quite the contrary, counsel in that case lous,” with this illustration: “A man as corrupt
were not pettifoggers . . . .” Nebeker v. Piper as sin, as venal as a Tombs lawyer . . . .” 3
Aircraft Corp., 747 P.2d 18, 38 (Idaho 1987). Richard H. Thornton, An American Glossary
See pettifogger. 196 (Louise Hanley ed. 1962).
Philadelphia lawyer = (18th-20th-c. AmE) an • white-shoe lawyer = (20th-c. AmE) an estab
ultracompetent lawyer who knows the ins and lishment lawyer. E.g., “Lifland rejected Gold's
outs o f legal technicalities; also, a shrewdly suggestion, appointing white-shoe lawyer Leon
unscrupulous lawyer. (This term has long been Silverman o f New York's Fried, Frank, Harris,
known in AmE and BrE alike. Similar geo Shriver & Jacobson instead o f someone from the
graphic terms are used as regionalisms. For ranks o f organized labor.” Caroline V. Clarke,
example, Dallas lawyer is often snidely used in Labor’s Turn to Take on Manville, American
Fort Worth; Houston lawyer is often snidely Law., Jan.-Feb. 1991, at 44, 44. See w h ite -
used in Dallas; and New York lawyer is snidely sh o e la w y e r .
used by lawyers almost everywhere else.) See B. P reju dicial Names fo r Other Form s o f Life.
Philadelphia lawyer. Sometimes, people and things are referred to as
shady lawyer (self-explanatory): “A shady law lawyers, usually for the purpose o f making the
yer named Kantor, who had been assigned as reference derogatory— e.g.:
counsel to the defendant, managed by terrifying
the mother as to the possible outcome o f the • barrack lawyer = (20th-c. BrE criminal cant) a
case, to extort from her her entire savings prisoner who thinks he knows all there is to
amounting to four hundred and thirty-five dol know regarding prison rules. One text defines
512 lawyer’s lawyer
the phrase as follows: “Generally a solicitor’s dissenting). Originally, in the early 19th c., sea
ex-clerk posing as a lawyer and always ready lawyer was a name given to the tiger shark.
to give ‘expert’ advice on ‘how to get on special
release.’ ” Paul Tempest, Lag’s Lexicon 11 la w y e r ’s la w y e r . This CLICHÉ is among highest
(1950). compliments that one lawyer can pay another.
• bush lawyer = (19th-20th-c. Australianism) E.g., “Robert Houghwout Jackson was an elo
one who parades a merely fancied knowledge o f quent spokesman for the pattern o f beliefs and
the law. E.g., “Well, in the old days in the bush, feelings characteristic o f the political ideology o f
there were no registered lawyers, so some half- the American lawyer. More than any other Su
shrewd mug, usually a barber, would set him preme Court justice o f the twentieth century,
self up to adivse all and sundry. So now anyone Jackson was a lawyer’s lawyer.” Glendon Schu
who throws around a lot o f free advice is called bert, Dispassionate Justice 1 (1969). For the de
a bush lawyer.” F. Hardy, Billy Borker Yarns finitive treatment o f all that this phrase embod
Again 135 (1967). ies, see William H. Harbaugh, Lawyer’s Lawyer:
• guardhouse lawyer = (20th-c. AmE) a jailhouse The Life o f John W. Davis (1973). Unfortunately,
lawyer. E.g., “If we are going to administer however, the phrase is coming to be used with
criminal justice properly to those whose cases little discrimination.
call for our attention, i f we are going to devote
our attention to matters meriting attention and la y , adj. See la ic , la ity & la y m a n .
not submerge ourselves in a great bog o f rhetor
ical trivia, mostly dreamed up by guardhouse la y ; lie . These verbs are commonly misused—
lawyers, we must exercise some degree o f ratio even by members o f our learned profession. Wit
nal selection.” Surratt v. U.S., 262 F.2d 691,694 ness these specimens: “He said he played with
(D.C. Cir. 1958) (Prettyman, C.J., dissenting). guns all the time, and that he picked up a pistol
• high lawyer = (16th-18th-c. BrE) a mounted laying [read lying] on the bedside table and began
highway robber. E.g., “The legerdemaine [sic] waiving [read waving] it around . . . .” Still v.
o f . . . high Lawyers.” Robert Greene, Groats- State, 709 S.W.2d 672, 674 (Tex. App.—Tyler
Worth o f Wit XXIX (Dyce ed. 1617). See Eric 1983)./ “Mr. Armstrong [debating against Alan
Partridge, A Dictionary of o f the Underworld Dershowitz] was not to be outdone . . . . But Mr.
331 (1950). Dershowitz did not lay [read lie] down.” William
• jailhouse lawyer = (20rh-c. AmE) an inmate Glaberson, Face to Face, 2 Lawyers Feud Away,
who acquires some legal learning and counsels Slap for Slap, N.Y. Times, 19 Jan. 1991, at 157
fellow inmates on drafting complaints and “Susman started looking around for a lucrative
briefs. niche in the Houston legal market, and he
• lake lawyer = (19th-c. AmE) either o f two dif thought the big money might lay [read lie] in
ferent fishes, the bow-fin and the burbot— plaintiffs’ antitrust class action work.” John A.
named because o f their “ferocious looks and Jenkins, The Litigators 259-60 (1989; repr. 1991).
voracious habits.” John R. Bartlett, The Diction Very simply, lie (= to recline, be situated) is
ary o f Americanisms 198 (1849). intransitive <he lies on his bed>, whereas lay (=
• lawyer = (19th-c. AmE) the black-necked stilt— to put down, arrange) is transitive only <she laid
so named because o f its “long bill” (OED). her hand on his shoulder> <they laid the body in
• lynch lawyer = (19th-c. AmE) a practitioner o f its grave>. The verbs are declined lie > lay > lain
lynch law. E.g., “In the middle [of the plaza] is and lay > laid > laid. To use lay intransitively to
planted a tall liberty pole, near which is erected mean “lie” <1 want to lay down> is nonstandard,
a rude rostrum for lynch-lawyers and noisy poli even though (alas) fairly common in speech. See
ticians.” Hinton R. Helper, The Land o f Gold lie.
74 (1855). See ly n ch law .
• pelican = (20th-c. AmE) a jailhouse lawyer la y lo w . See lie lo w .
specializing in appeals. See Joel Homer, Jargon
78 (1979). la y m a n ; la y p e r s o n ; la y p e r so n ; n o n la w y e r .
• sea lawyer = (19th-20th-c. BrE & AmE) a cap Layman is the most common among these terms
tious or carping sailor—or, by extension, other and has traditionally been regarded as unexcep
person. E.g., “So long as the teacher acts reason tionable— in reference to members o f both sexes,
ably the Constitution does not require him to o f course. E.g., “[A] layman was needed to evalu
work in an atmosphere o f litigious contest with ate the success or failure o f my effort to translate
any juvenile sea-lawyer who may appear in his rules o f law into understandable English prose.
class.” Meyers v. Areata High Sch. Dist.t 75 Therefore, with infinite patience, my wife read
Cal. Rptr. 68, 78 (Ct. App. 1969) (Christian, J., and reread every section o f this te x t. . . ."Robert
learned 513
Krato vil, Real Estate Law iv (1946; repr. 1950). Workers Compensation Bureau, 458 N.W.2d 484,
Still, m odem writers increasingly avoid layman 486 (N.D. 1990).
on grounds of s e x is m . For those seeking a nonsex
ist substitute, nonlawyer is the best choice. le a d e r (at th e b a r) is a Britishism meaning “the
W10 records layperson from 1972; the one-word senior barrister for a party in a case.” In the U.S.,
form appears to be an Americanism. E.g., “The lead counsel is the usual phrase.
average layperson would no doubt disagree with
A if he said, T didn't intend to injure C .'” Here it le a d in g ca se = (1) most strictly, a judicial prece
appears in plural form lay people, an alternative dent that first definitely settled an important rule
to laypersons: “If they continue in their druidic or principle o f law and that has since been often
isolation, the only course lay people might have and consistently followed; (2) less strictly, an im
is what Dick the butcher, in Henry IV, Part Two, portant, often the most important, judicial prece
suggested: ‘The first thing we do, let's kill all the dent on a particular legal issue; or (3) loosely,
lawyers.'” For the reason to avoid layperson, like a reported case that determines an issue being
all other words ending with the -person suffix, see litigated; a ruling case, q.v. Sense (1) is the classic
s e x is m (B). See also la ity , n o n la w y e r , p e o p le one, referring to cases such as these:
(A) & BIBLICAL AFFECTATION. • McNaghten's Case, 8 Eng. Rep. 718, 10 Cl. &
Fin. 200 (1843) (first setting forth the grounds
le a c h , vb.; le e c h , vb. To leach is to pass through o f the insanity defense). See M cN agh ten .
by percolation, or to separate a solid from a solu • Palsgrafv . Long Island R.R., 162 N.E. 99 (N.Y.
tion by percolation. To leech is to apply blood 1928) (establishing the doctrine that a defen
suckers to the skin in order to cause bleeding (no dant's duty in a negligence action is limited to
longer a favored medical technique); metaphori plaintiffs within the zone o f apparent danger—
cally, leeching occurs when a person acts like a to whom damage could be reasonably foreseen).
blood-sucker. • Erie R.R. v. Tompkins, 304 U.S. 64 (1938) (hold
Surprisingly often, leech is misused for leach— ing that on questions o f state law, a federal
e.g.: court sitting in diversity is bound by the law as
declared by the highest state court).
• “The advent of agriculture in the Imperial Val • Miranda v. Arizona, 384 U.S. 436 (1966) (creat
ley and the Coachella Valley, with its attendant ing the exclusionary rule for evidence obtained
irrigation, leeching [read leaching], and drain improperly from a suspect being interrogated
age significantly changed the inflow into the while in police custody).
Sea.” U.S. v. Imperial Irrigation Dist, 799 F.
Supp. 1052, 1058 (S.D. Cal. 1992). le a d in g q u e stio n ; c a te g o r ic a l q u e stio n . Non
• “Testimony was elicited regarding a condition lawyers frequently misapprehend leading ques
known as ‘new building syndrome,' indicating tion as referring to a question showing hostility or
that new buildings have a greater accumulation posed just to embarrass or take unfair advantage.
o f allergens and leeching [read leaching] o f nox Actually, as litigators well know, a leading ques
ious vapors [that] subside with the passage o f tion is one that suggests the answer to the person
time.” Champion v. Beale, 833 S.W.2d 799, 800 being interrogated. In Anglo-American law such
(Ky. 1992). questions are generally permissible only on cross-
• “Plaintiffs in California, Illinois, and New York examination. Categorical question, another name
are alleging that children whose mothers had for the same practice, is today little used.
implants prior to their conception may have
been injured from silicone leeching [read leach lea flet(t)in g . This word arises in First Amend
ingI through their mothers' bloodstream and ment cases, such as Jews for Jesus, Inc. v. Board
breast milk.” Todd P. Myers, Casenote, Ohio o f Airport Comm’rs, 6 6 1 F. Supp. 1223,1224,1225
Rejects Preconception Cause o f Action for DES (C.D. Cal. 1985), in which the word is spelling
Grandchildren, 62 U. Cin. L. Rev. 283, 320 leafletting on one page and leafleting on the next.
n.267 (1993). The better spelling in AmE is leafleting; in BrE,
leafletting. See d o u b l in g o f f in a l c o n s o n a n t s .
le a d is sometimes wrongly used for led, perhaps le a p t is the correct past-tense form o f leap. See
on the mistaken analogy o f read/read, and per lept.
haps also because of confusion with the metal.
E.g., “Claimant has failed to prove that her work le a rn e d ; lea rn t. As an adjective, learned has two
injury has lead [read led] employers to refuse syllables, and as a past tense one. Learnt is a BrE
her em ploym ent. . . .” Perman v. North Dakota variant o f the past tense learned.
514 learned counsel
The Family Circle chocolate chip cookie recipe on Powell Road in Powell, Ohio; said Defendants
contest.” Sandra Gotlieb, Hillary Bakes Up a Win left the party at approximately the same time;
ning Image, Financial Post, 16 Oct. 1992, at 9. said Defendants Newton and Kautz were racing
See LAWYERS, DEROGATORY NAMES FOR (A). their automobiles pursuant to an agreement
reached at said party shortly prior to the aforesaid
L e g a l e s e . Ironically, many dictionaries label le collision . . . .” Pleading quoted in Baird v.
galese a “colloquialism.” It denotes what is per Roach, Inc., 462 N.E.2d 1229,1231 (Ohio Ct. App.
haps the least colloquial o f all forms o f English 1983).
writing: the complicated language o f legal docu Legalese is often highly compressed— e.g.: “The
ments. The OED traces legalese—the word, not question here is whether service o f citation was
the thing—back to the second decade o f the 20th proper in the face o f a writ o f error attack on a
century, with this example: “He signed his name default judgment.” And it flaunts legal ceremony,
at the foot o f a bald formal agreement, written in which arguably has a place in some documents:
the most incomprehensible legalese.” C.J.C. Hyne, “In testimony whereof, I have hereunto sub
Firemen Hot 189 (1914). scribed my name and affixed my seal, this 24th
Though the name for it is fairly new, legalese day o f June, in the year o f our Lord, one thousand
itself has, throughout the history o f Anglo- nine hundred and eighty five.”
American law, been a scourge o f the profession. We have enough examples, however, o f what
Thomas Jefferson railed against statutes “which, not to do. The nauseous (q.v.) effect o f the passage
from their verbosity, their endless tautologies, from Davies v. Mann, and other passages
their involutions o f case within case, and paren throughout this work, should purge readers o f
thesis within parenthesis, and their multiplied any attraction to legalese. See d o u b l e t s , trip
l e t s , AND SYNONYM-STRINGS, LEGALISMS AND LAW-
efforts at certainty, by saids and aforesaids, by
ors and ands, to make them more plain, are really YERISMS & PLAIN LANGUAGE.
rendered more perplexed and incomprehensible,
not only to common readers, but to the lawyers L e g a l F i c t io n s . See f ic t io n s .
ING. Little can be said by way o f advice except be sold only upon entry o f a judgment o f divorce.”
that generally lawyers and legislators should try Glatthorn v. Wisniewski, 566 A.2d 242, 244 (N.J.
hard to avoid them. Super. Ct. Ch. Div. 1989).
Legalistic Ordinary
le g a lis tic is a rather contemptuous term mean
abutting next to
ing “formalistic; exalting the importance o f formu
adequate number o f enough
lated rules in any department o f action.” E.g., “In
adjacent to next to
the course o f time the inevitable happened, and
anterior to before
legalistic elaboration o f this form of action pur
at the time when when
sued its stultifying course, so that a mass o f com
be able to can
plex law grew up around the writ.” A.W.B. Simp
be authorized may
son, An Introduction to the History o f the Land
be binding upon bind
Law 29 (1961).
be empowered to may
The word has taken on such negative connota
be unable to cannot
tions that it has been perverted by at least one
by means of by
writer to mean “without any imaginable legal
cause to be done effect (vb.) or
support”: “The Trout o f the title is a psychopathic
have (a thing) done
storekeeper who guns down a twelve-year-old girl
contiguous to next to
on the strictly legalistic grounds that her foster-
during such time as while, during
brother owes him instalments on a car loan.” John
enter into an agreement agree with, contract
Sutherland, Tangling with the Mob, TLS, 21 Feb.
with with
1992, at 32. See lega lism .
enter into a contract contract with
with
le g a lita r ia n , adj.; le g a lita r ia n is m , n. The
excessive number o f too many
SOED records legalitarianism as having two
for the duration o f while, during
senses: (1) “advocacy o f conformity with the law”;
for the reason that because
and (2) “legal egalitarianism.” Only sense (2)— in
in case if
which the term is a p o r tm a n te a u w o r d combin
in order to to
ing legal and egalitarianism— is really sensible.
in the event that if
E.g., “Such a result may be acceptable to a legali
in the interest o f for
tarian . . . .” Travelers Indem. Co. v. Peacock
it is directed must
Constr. Co., 423 F.2d 1153, 1160 (5th Cir. 1970)
it is the duty must
(per Brown, C.J.).
it shall be lawful may
it shall be legal may
le g a liz e = (1) to make legal; to justify by legal
it shall be the duty of must
sanction; to authorize; (2) to imbue with the spirit
it shall not be lawful to may not, must not
o f the law, often making (a thing) legalistic; or (3)
on or about on, about
to practice as a lawyer. Sense (1) is the common
or in the alternative or
one— e.g.: “ [Lithuania’s] parliament voted over
per annum a year, annual
whelmingly today to legalize rival political par
per diem a day
ties.” Esther B. Fein, Lithuania Legalizes Rival
period o f time period, time
Parties, Removing Communists9 Monopoly, N.Y.
point in time point, time
Times, 8 Dec. 1989, at 1.
previous to before
Sense (2) is not so common but still appears—
prior to before
e.g.: “But it is difficult or perhaps impossible for
prosecute (a business) carry on
him to avoid a certain distortion o f the way in
pursuant to under, in accord
which legalized conceptions and legal institutions
ance with
operate to distribute power in society . . . .”
subsequent to after
A.W.B. Simpson, Trouble with the Case, TLS, 1 4 -
sufficient number o f enough
20 Dec. 1990, at 1344.
the reason being that because
Sense (3) is a nonce-use illustrated by a single
under the provisions o f under
quotation in the OED: “Jobson still legalizes in
until such time as until
Gray’s Inn.” John R. Leifchild, Cornwall: Its
See LATINISMS & PLAIN LANGUAGE. Mines and Miners 244 (1855).
leg a list = one who adheres to legalistic thinking. le g a lly sometimes functions as a sentence ad
E.g., “Some legalists suggest the literal transla verb in the sense “from a legal point o f view.”
tion o f this statute to mean marital assets may E.g., “Legally, however, it seems impossible to
518 Legal Maxims
differentiate between the sexes, except possibly legal title. See title.
by confining the theory of maim to the fighting
sex.” Glanville Williams, The Sanctity o f Life and A sound legal style is not
L e g a l W r it in g St y l e .
the Criminal Law 107 (1957; repr. 1972)J “Legally so very different from a sound style in any other
he knows that o f which he has notice.” William realm o f writing—except perhaps that it is rarer.
F. Walsh, A Treatise on Equity 509 (1930). As legal writers, we begin with several disadvan
tages:
L e g a l M a x im s . See maxims.
• We continually resort to lawbooks that overflow
le g a l m e m o r y . See m e m o r y o f m a n r u n n e th with writing contaminated by stylistic infec
n o t to th e c o n tr a r y & tim e im m e m o r ia l. tions—but few readers effectively inoculate
themselves.
le g a ln e s s is a needless variant o f legality. • Built as it is on precedent, Anglo-American law
discourages lawyers from writing differently
le g a l p o r tio n . See legitim (e). from their predecessors.
• Our law schools generally shunt legal writing
le g a l p o s itiv is m . See p o s itiv is m . off to the periphery o f the curriculum, thereby
signaling in effect that attainments in writing
le g a l s c ie n c e . “The terms legal science and juris-
are o f minimal importance.
prudence, ” writes David M. Walker, “are them
• The modern practice o f law does not tolerate the
selves . . . o f very indefinite connotation. The
type o f revisory process necessary to produce a
main meanings are probably: all knowledge o f and
polished product—the “well-managed” law firm
about law; the knowledge o f the more theoretical
has more work to do than it can complete in a
problems o f law, as contrasted with knowledge o f
given span o f time.
principles in force; and the systematic analysis
• As a whole, the profession disdains literary ac
and exposition o f knowledge o f and about law.”
complishment within law—it believes in a
David M. Walker, The Scottish Jurists 6 n .l
sharp (and illusory) split between style and
(1985).
substance.
The term legal science is rarely encountered in
• Even those lawyers who care about writing
contemporary writing, perhaps because lawyers
style are often inured to— and therefore help
know that they are not scientists— perhaps not
perpetuate— the worst conventions o f legal
even to the extent that social scientists might be
writing.
called “scientists.” There are “hard sciences”—
such as chemistry, physics, biology— and there How often do legal writers overcome these obsta
are “soft sciences”— such as sociology, psychology, cles? Not often.
and political science. Law is a soft science at best; Why? Perhaps because mistaken notions o f
the better view, though, is that it has little enough “style” mislead so many talented lawyers. They
in common with any science as to make it illegiti imitate law reviews. (See l a w REVIEWESE.) For
mate to call it a “science.” continuing-legal-education programs, they try to
write “scholarly” papers jam-packed with discur
le g a ls p e a k is another term forlegalese, with sive footnotes. In client letters, they try to sound
connotations perhaps even more negative. It is “professional” but instead come across as pomp
formed from the fairly new suffix -speak, which ous. They learn l e g a l e s e and forget idiomatic
came into vogue after George Orwell coined New - English. They become habituated to their prior
speak and Oldspeak in his apocalyptic book 1984 toSy their pursuant /os, their hereinafters, their
(1949). Like its forerunners, legalspeak vaguely incident theretos y and all their other ballyhoos—
suggests a conspiracy. E.g., “[T]o use the appro and they forget what it is to speak or write di
priate legalspeak, there was no ‘privity*— no direct rectly and simply. They try to be showy instead
contact between Becker and Klein.” Geoffrey o f being lucid and brief.
Smith, Revenge o f the Nerds, Forbes, 22 Oct. 1984, Few have written as lucidly and briefly about
at 102./ “In China, legalspeak makes an unflat stylistic excellence in law as Walker Gibson, who
tering distinction between barristers and lawyers delineated the literary contours o f legal prose:
by terming barristers ‘big lawyers* and solicitors
simply ‘lawyers.*” Point o f Order, Daily Tele There is no reason why almost any piece of legal writ
ing—and certainly judicial writing—may not move us
graph, 8 Sept. 1990, at 15. See legalese.
with its sensitive and wise and gracious handling of lan
guage. It is true that the legal writer operates within
le g a l te n d e r = (1) the money—bills or coins— limiting situations, and he must attend painstakingly to
approved by a state; or (2) a tender (of something) the minutiae of facts that confront him. Yet it is also true
that is legally sufficient. that he is engaged in expressing in words the chaos of
legislate 519
lifef and no poet can say more. Judicial opinions and Reed Dickerson, The Fundamentals o f Legal
poetry are obviously not identical forms of expression; yet, Drafting (2d ed. 1985); Elmer Driedger, The Com
in Frost’s memorable phrase about poets, the legal writer
position o f Legislation (1957). See d r a ftin g &
too is attempting “a momentary stay against confusion.”
It is hard to think of a finer thing for a man to do. STATUTE DRAFTING.
A curious humility, or an equally curious arrogance, is D. J u d icial Opinions. Unfortunately, there is
apparent in the attitude that legal writers sometimes a dearth o f good writing on this difficult subject.
express toward their performances in language. One hears Ruggero Aldisert’s Opinion Writing (1990) and
a lawyer or a judge remark, “Oh, I’m no stylist—I just B.E. Witkin’s Manual on Appellate Court Opin
write down the facts in plain words.” This is both humble
ions (1977) both contain much useful information,
and arrogant—humble in surrendering elegance to the
“creative artists,” arrogant in suggesting that only “the but they are not widely available. Four articles
facts” really matter. But the situation is surely quite worth consulting are Walker Gibson, Literary
otherwise. The poet or novelist, the historian, the physi Minds and Judicial Style, 36 N.Y.U. L. Rev. 915
cist, the appellate judge are all deeply involved in one (1961); Glen Leggett, Judicial Writing: An Obser
essential responsibility: the expression of life’s complexi vation by a Teacher o f Writing, 58 Law Lib. J. 114
ties in mere man-made words. Wherever he starts, what
(1965); George R. Smith, A Primer o f Opinion
ever trivial item o f human experience he initially con
fronts, the legal writer can make his stab at eloquence. If Writing, for Four New Judges, 21 Ark. L. Rev. 197
Holmes was right, that “a man may live greatly in the (1967); and Irving Younger, On Judicial Opinions
law as well as elsewhere,” then the consequence is that Considered as One o f the Fine Arts, 51 U. Colo. L.
he must write greatly, for in law as well as in literature Rev. 341 (1980). See o p in io n s , ju d ic ia l .
there is no other meaning of greatness.
Walker Gibson, Literary Minds and Judicial Style,
leg a ta ry , n. See leg a tee.
36 N.Y.U. L. Rev. 915, 930 (1961).
Following are works that merit the legal writ leg a te, v.t.; le g a cy , v.t. Both may mean “to give
er’s study. These represent the most helpful refer or leave as a legacy; to bequeath a legacy to.”
ences available in the specific niches o f legal Legacy is an a r c h a is m in this verbal sense, and
writing. legate is rather rare. Bequeath, q.v., is the usual
A. G eneral Legal W riting. Bryan A. Gam er, word.
The Elements o f Legal Style (1991); Mark Adler,
Clarity (1990); Tom Goldstein & Jethro K. Lieber- le g a te e = one who is named in a will to take
man, The Lawyer's Guide to Writing Well (1989); personal property; one who has received a legacy
C. Edward Good, Mightier Than the Sword (1989); or bequest. In strict common-law terminology, a
Ronald Goldfarb & James C. Raymond, Clear distinction was drawn between a legatee and a
Understandings (1982); Christopher T. Lutz, devisee, the former receiving personal property
“Why Can’t Lawyers Write?” in Appellate Practice and the latter real property. E.g., “A devise or
Manual 167 (Priscilla A. Schwab ed. 1992). bequest to a child does not lapse by death, but
B. Brief-W riting. “It should never be forgotten the property so devised or bequeathed shall vest
that in a law office you will find three English in the surviving child or other descendant o f the
styles: (1) the style o f a contract, a mortgage, a legatee or devisee, as if such legatee or devisee
conveyance, etc. [see (c ) below]; (2) the style o f a had survived the testator and had died intestate.”
pleading; and (3) the style which should charac But legatee is often loosely used for one to whom
terize briefs. A brief written in the other two a devise is given. See d e v ise e .
styles is a monstrosity.” Paxton Blair, “Appellate Legatary, n., is a n e e d l e s s v a r ia n t .
Briefs and Advocacy,” in Advocacy and the King's
English 788, 791 (1960). For recommended works le g a tio n . See em bassy.
to forestall all such monstrosities, see br ief
w r it in g . le g a to r, a n e e d le s s v a r ia n t o f testator, is infre
C. Drafting. The style o f contracts, rules, and quently used. It may occasionally be in meaning
statutes differs dramatically from the style of “one who bequeaths a legacy,” as opposed to one
briefs, judicial opinions, legal memos, and other devising real property—but some readers will
types o f legal writing. The paramount aim o f the likely be puzzled. See d e v ise & b e q u e a th .
drafter is to be unmistakable, not interesting.
Some say that “it is even more difficult to write le g ib le . See ille g ib le .
intelligibly about drafting than to draft intelligi
bly . . . .” Noel Hutton, Mechanics o f Law Re leg isla te = (1) (v.i.) to make laws; (2) (v.t.) to
form, 24 Mod. L. Rev. 18,21 (1961). A few writers, bring (something) into or out o f existence by mak
however, have succeeded. The following works are ing laws; to (attempt to) bring about or control by
useful for the legislative or legal drafter: Barbara legislation. Sense (1) is the more common one—
Child, Drafting Legal Documents (2d ed. 1992); e.g.: “Montana is free to legislate with respect to
520 legislation
the liability incurred.” Miller v. Fallon County, fied time (usu. 60 or 90 working days) without
721 P.2d 342, 347 (Mont. 1986). Sense (2), though, presidential approval. E.g., “Short, dark-haired,
is common enough to be a part o f the general and tending toward stockiness, this pipe-puffing,
language— e.g.: “The critics contend the court far feisty constitutional expert [Antonin Scalia] had
exceeded its authority to interpret the law and no doubts in his mind about the legislative veto’s
instead used Roe to legislate social policy from unconstitutionality, and no hesitancy in speaking
the bench.” The Battle Over Abortion, Newsweek, his mind to anyone who would listen.” Barbara
1 May 1989, at 29. H. Craig, Chadha: The Story o f an Epic Constitu
A b a c k -f o r m a t io n from legislation, the verb to tional Struggle 53 (1988) (which tells the story
legislate was rarely used before the 19th century. behind INS v. Chadha, 462 U.S. 919 (1983), the
Before that time, laws were said to be not legis case holding the legislative veto unconstitutional).
lated, but enacted or ordained.
le g isla to ria l = (1) o f or pertaining to a legisla
leg isla tio n = (1) the action o f making or giving tor; or (2) o f or pertaining to legislation. In sense
a positive law in written form, according to some (2), the word is a n e e d l e s s v a r ia n t o f legislative.
type o f formal procedure, by a branch o f govern In sense (1), however, the term is useful— e.g.:
ment constituted to perform this action le g is la “An examination o f the act impresses that there
tion is an arduous process>; or (2) what a legisla was legislatorial doubt in its enactment.” Hume-
ture has enacted; the whole body o f enacted laws Sinclair Coal Mining Co. v. Nee, 12 F. Supp. 801,
<the legislation threatens the university's inde- 805 (W.D. Mo. 1935). See leg isla tiv e.
pendence>. On the question whether legislation
includes things that are not statutes, see sta tu le g ist = one learned or skilled in the law; a
to r y leg isla tion . lawyer; a jurist. This word is underused—it ap
pears in only a few m odem cases. E.g., “ [N]o legist
le g isla tion a l is a n e e d l e s s v a r ia n t o f legisla meriting deference has noticeably recorded the
tive. E.g., Arthur Lenhoff, Extra-Legislational opinion that a witness could be adjudged in con
[read Extra-Legislative] Process o f Law, 28 Neb. tempt o f court for the failure to comply with the
L. Rev. 542 (1949). See leg isla tiv e. terms o f a mere summons in such circumstances.”
In re Roberts, 30 A.2d 900, 902 (N.J. Ch. 1943)./
leg isla tiv e; leg isla toria l. The first corresponds “ [CJertain ‘proceedings' were had out o f the hear
to legislation, the second (in good usage) to legisla ing o f the jury panel, in the course o f which the
tor, q.v. See leg isla toria l. Cooperative's legists reverted in this wise to the
above-quoted statement by opposing counsel
le g isla tiv e fa cts; a d ju d ica tiv e fa cts. The dif . . . .” M & A Elec. Power Coop. v. True, 480
ference between these phrases is “the cardinal S.W.2d 310, 313 (Mo. Ct. App. 1972).
distinction [that], more than any other, governs
the use o f extra-record facts by courts and agen legitim . See legitim (e),
cies.” Kenneth C. Davis, Administrative Law Text
§ 15.03, at 296 (3d ed. 1972). Legislative facts, le g itim a cy ; le g itim a tio n ; le g itim iz a tio n ; le-
which are ordinarily general and do not concern g itim a tiza tio n . Legitimacy = the fact o f being
the immediate parties, are facts that “help the legitimate. Legitimation is the best word for the
tribunal to exercise its judgment or discretion in sense (1) “the action or process o f rendering or
determining what course o f action to take”; they authoritatively declaring (a person) legitimate”
are implicated “whenever a tribunal engages in ( OED); or (2) “the action o f making lawful; autho
the creation o f law or o f policy.” Id. They are, for rization” (id.). E.g., “An illegitimate child may
example, the kinds o f facts that are used in a be legitimated by the marriage o f his parents,
Brandeis brief, q.v. although several states require, in addition, an
Adjudicative facts are those found by a court or acknowledgment by the father. A few states have
agency “concerning the immediate parties—who judicial procedures for legitimation.” Legitimiza
did what, where, when, how, and with what mo tion and legitimatization are NEEDLESS VARIANTS.
tive or intent.” Id. In finding adjudicative facts,
then, the court or agency performs an adjudica leg itim a te, v.t.; leg itim ize; le g itim a tize. The
tive function. first is preferred in all senses and is by far the
most common o f the three forms. E.g., “ [T]his end
leg isla tiv e v e to (AmE) = a practice that, origi is undoubtedly better answered by legitimating
nating in the 1930s and valid until held unconsti all issue bom after wedlock, than by legitimating
tutional in 1983, allowed Congress to block a issue o f the same parties, even born before wed
federal executive or agency action within a speci lock, so as wedlock afterwards ensues . . . .” 1
lese majesty 521
William Blackstone, Commentaries on the Laws o f tyn Jones, Labour MP for Clwyd South-West, to
England 443 (1765)./ “This fact suggests implicit introduce a ‘lemon law’ to protect consumers buy
recognition o f the value o f the larger body as a ing faulty items has all-party support at West
means o f legitimating society's decision to impose m inster. . . .” Julia Langdon, Consumers’ Minis
the death penalty.” ter May Try to Squash Lemon Bill, Sunday
Legitimize and legitimatize are both n e e d l e s s Telegraph, 21 Jan. 1990, at 4.
v a r ia n t s . Though formed incorrectly, the former
is much more common than the latter. See -IZE. le n d . See lo a n .
less. A. And fewer . Less applies to mass nouns Less power but fewer powers: hence the adjec
<less tonic water, please> or units o f measure tive should be fewer here: “The move from the
d e s s than six ounces o f epoxy>. The latter applies Articles o f Confederation to the Constitution was
to c o u n t n o u n s <fewer than ten guests arrived> a shift from a central government with less [read
or numbers o f things <fewer than six limes are fewer] powers to one with more powers.” See
left>. fe w e r.
The only exception in using fewer occurs when B. A nd lesser . Lesser is an exact synonym o f
count nouns are so great as to render the idea less, but is confined to use as an adjective before
o f individual increments meaningless. E.g., "A a noun and following an article <the lesser
District Court has concurrent jurisdiction under crime>, thus performing a function no longer idi
the Tucker Act over suits for fewer [read less] than omatically possible with less. Dating from the
$10,000.” Here, because the dollars are taken not 13th century, this formal usage allows lesser to
individually but collectively as an amount, less is act as an antonym o f greater, as here: “The lesser
appropriate. Hence we say less discovery but fewer punishments are just as fit for the lesser crimes
depositions; less testimony but fewer witnesses; as the greater for the greater.” Oliver W. Holmes,
less documentation but fewer documents; less ar The Common Law 46 (1881; repr. 1916)7 “His
gumentation but fewer arguments; less whispering thought and his memories pervade the whole with
but fewer sidebars (q.v.); less ambiguity but fewer greater or lesser distinction.”
ambiguities; less o f a burden but fewer burdens; Perhaps because o f its decreasing use, lesser
less material but fewer items; less fattening but was, esp. in the early and mid-20th century, mis
fewer calories. takenly supplanted 'by less, which is awkward
Less is used correctly with time—e.g.: “More when used attributively: “Riot, rout, and unlawful
than three but less than six years after the com assembly are kindred offenses and greater in
pletion o f the cleanup operations, the United cludes the less [read lesser].” Commonwealth v.
States instituted civil actions to recover its Duitch, 67 A.2d 821, 822 (Pa. Super. Ct. 1949)
cleanup costs.”/ “The Supreme Court denied cer (quoting 54 C.J., Riot, at 829)7 “The effect o f the
tiorari, and Milton's execution was scheduled creation o f a less [read lesser] estate is to deprive
again, for June 25, 1985, fewer [read /css] than the owner o f the fee simple estate o f the right of
two hours from this writing.” In the sentence just immediate possession . . . .” 1 Herbert T. Tif
quoted, not only is fewer used incorrectly with a fany, The Law o f Real Property § 23, at 31 (3d
period o f time but also with the number two, ed., B. Jones ed., 1939).
which is illogical. (One hesitates to fault the style The opposite offense against idiom also occurs:
o f a judge who works under such exigencies.) But “The constitutional rights o f minors do not receive
if the units o f time are countable as whole and lesser [read /ess] protection than the rights o f
rather fractional units, then fewer is called for— adults.” The OED states that the construction
e.g.: ‘T h e time must be not less [read fewer] than lesser than is obsolete.
fourteen nor more than twenty-one days after the Should lesser (when properly used) seem stilted,
receipt o f the warrant . . . .” H.C. Richards & one might use smaller or, depending on the con
J.P.H. Soper, The Law and Practice o f Compensa text, lower. Often smaller seems more natural.
tion 143 (n.d. [1898]). E.g., “The defendant in such a case would have
Less for fewer is an all-too-frequent error: “From to pay a much lesser [read smaller] amount.”/ “A
1970 to 1975, the number o f pending criminal lease is a conveyance, usually in consideration o f
cases increased from 20,910 to 22,411, a caseload rent or other recompense, for life, years, or at
difference o f less [read fewer] than four cases per will, but always for a less [read lesser, or—because
authorized judgeship.”/ “Further, this rule also lessor appears later in the sentence— shorter] time
provides that if three or less [read fewer] jurors than lessor has in the premises.”
become disabled or otherwise unable to serve, the Less is sometimes used in the sense “o f lesser
remaining jurors may render a verdict.”/ “The seriousness.” E.g., “He was convicted o f three fel
principal felt that this particular pupil might cre onies less than capital.” Lesser is commonly used
ate less [read fewer] problems if he remained in in the phrase from American criminal law, lesser
the main school building.”/ “What the juvenile included offense: “We also have serious doubts
court system needs is not more but less [read about whether the offense to which Garrett
fewer] o f the trappings o f legal procedure and pleaded guilty in Washington was a lesser in
formalism.”/ “Over the years, membership in the cluded offense within the continuing criminal en
organization decreased until in 1941 there were terprise charge.”
less [read fewer] than 100 members; at the time o f
this action there were approximately 58 members le ss e e sh ip = the condition or position o f a lessee
still living.” (tenant). E.g., “The defendants argue in the alter-
letters patent 523
native to their theory o f co-lesseeship that they condone lethal use o f force as a first measure
may assert a violation o f their Fourth Amend taken by police.” Unlike fatal, q.v., which can be
ment rights . . . .” U.S. v. Potter, 419 F. Supp. both literal and figurative, lethal is ordinarily
1151, 1154 (N.D. 111. 1976)./ “ [TJhere must be an confined to literal senses.
ownership or a lesseeship in mail stages . . . .”
Great Lakes Stages, Inc. v. Laing, 174 N.E. 784, le tt e r d e c a c h e t. See lettre de ca c h e t
786 (Ohio Ct. App. 1930).
le tt e r o f a tto r n e y . See p o w e r o f a tto r n e y .
le s s e r in c lu d e d o ffe n s e = a less serious crime
than the one charged, but one that an accused le tt e r o f t h e la w , th e . This metaphor, referring
necessarily committed in carrying out the more to the strict literal meaning o f the law, is opposed
serious crime. E.g., “Joyriding is a lesser-included to the spirit o f the law. E.g., “Equity was based
offense o f theft o f a motor vehicle.” Rollin M. upon the idea o f natural justice, as opposed to the
Perkins & Ronald N. Boyce, Criminal Law 334 strict letter o f the law.” 1 E.W. Chance, Principles
n.97 (3d ed. 1982). As in the preceding quotation, o f Mercantile Law 2 (13th ed. rev. P.W. French
the phrase is often rendered lesser-included of 1950). See sp ir it.
fense, but it is best not hyphenated because it is
not, strictly speaking, a ph r a sa l a d j e c t iv e . le tte r s o f c r e d e n c e = the papers appointing a
foreign diplomatic agent, who presents them to
Landlord and tenant are simpler
le s s o r ; le s s e e . the head o f government to which he or she is
equivalents that are more comprehensible to most accredited. E.g., “ [T]he United States Govern
nonlawyers. And they do not run the risk o f typo ment is prepared to proceed with the issuance
graphical errors reversing the suffixes. o f appropriate letters o f credence accrediting the
United States Ambassador in Belgrade to the
le s t is best followed by a s u b j u n c t iv e . E.g., new Yugoslav regime.” Artukovic v. Boyle, 107 F.
“ [S]trict scrutiny o f the classification which a Supp. 11, 34 n.5 (S.D. Cal. 1952) (quoting an
State makes in a sterilization law is essential, official letter).
lest unwittingly, or otherwise, invidious discrimi
nations are [read be] made against groups or types le tt e r s o f m a r q u e = licenses to engage in repri
o f individuals in violation o f the constitutional sal against citizens or vessels o f another nation.
guaranty o f just and equal laws.” Skinner v. Okla E.g., “ [FJormerly it was not uncommon for a state
homa, 316 U.S. 535, 541 (1942) (per Douglas, J .)./ to issue ‘letters o f marque* to one o f its own sub
“The court should not instruct the jury to weigh jects, who had met with a denial o f justice in
carefully the evidence o f insanity, lest an inge another state, authorizing him to redress the
nious counterfeit o f the disease furnish protection wrong for him self by forcible action, such as the
to guilt.” seizure o f the property o f subjects o f the delin
quent state.” J.L. Brierly, The Law o f Nations
le t ( = hindrance or obstacle) is used in the legal 321 (5th ed. 1955)7 “Private maritime wars were
doublet without let or hindrance. This meaning of legalized by letters o f marque, allowing a mer
let is archaic except in law, poetry, and tennis {let chant whose ship had been plundered to become
ball = net ball). The word differs in origin from a privateer and take revenge and compensation
the verb let ( = to permit, allow, rent), though both from other ships o f the offender's nation.” Alan
terms appeared in Old English. See doublets, Harding, A Social History o f English Law 306
TRIPLETS, AND SYNONYM-STRINGS. (1966). The wordy phrase letters o f marque and
Nonlawyers have sometimes misunderstood the reprisal, is traditional and appears, for example,
meaning o f let in the phrase without let or hin in the U.S. Constitution; nevertheless, it should
drance, as if let were an antonym rather than a be avoided.
synonym o f hindrance. Thus Theodore Dreiser
wrote o f something descending on somebody le tte r s o f r e q u e s t. See le tte r s r o g a to r y .
“without his let or hindrance,” confusing the lay
with the legal meaning o f let. le tte r s p a te n t. Historically, this phrase, plural
in form but singular in sense, denoted an open
le t, v.t. See le a s e . letter, under governmental seal, granting some
right or privilege. E.g., “In the middle ages all
le th a l ( =
deadly, mortal) is generally used o f local government was carried on by authority o f
poisons and medicines in nonlegal usage, but in the king’s writs o f commission {letters-patent).”
legal usage still appears in the older sense relat Alan Harding, A Social History o f English Law
ing to weapons and wounds as well: “We cannot 72 (1966). The phrase was used in opposition to
524 letters rogatory
letters secret ( = governmental documents closed le v e ra g e , v.t. = (1) to provide (a borower or inves
and sealed, and hence not available for general tor) with credit or funds to improve the ability to
perusal). speculate and to achieve a high rate o f return; or
In m odem law, the phrase letters patent has (2) to supplement (available capital) with credit
taken on a specialized sense, referring to a gov or outside funds. This verb is a mid-20th-century
ernmental grant o f the exclusive right to use an Americanism <a leveraged portfolio is one with
invention or design. See p a ten t. a high amount o f debt>. The term has definite
meaning, but nevertheless may be characterized
letters ro g a to ry ; letter(s) o f req u est. Both as a term used primarily by financial jargonmon-
terms are used in the sense “a request issued to gers. See JARGON (B).
a foreign court requesting a judge to take evidence
from a specific person within that court’s jurisdic
tion.** Letters rogatory has traditionally been the le v ia b le = (1) that may be levied cleviable tax>;
usual term, but it is slowly disappearing: in 1993, or (2) that may be levied upon; capable o f being
the Federal Rules o f Civil Procedure were seized in execution. <The sheriff found no leviable
amended to replace the phrase with letter o f re assets>. Sense (2) is an AmE legalism.
quest Either letter o f request or rogatory letter is
used in G.B. Americans use the plural letters for lev y ; lev e e . Levy is usually a verb meaning (1)
the single request, whereas the British use the “to impose (as a fine or a tax) by legal sanction”
singular letter. <the court levied a fine o f $500>; (2) “to conscript
Historically, letters o f request had a completely for service in the military” <the troops were soon
different meaning: “a documentary request sent levied>; (3) “to wage (a war)” <the rebels then
by the judge o f one ecclesiastical court to another, levied war against the government:^ or (4) to take
esp. to desire that a case may be withdrawn from or seize (property) in execution o f a judgment—
his own jurisdiction to that o f a superior court** usually with the preposition on <the judgment
0OED). creditor may levy on the debtor’s assets>.
Levy may act also as a noun, however, in two
letters secret. See letters pa ten t. senses: (1) “the imposition o f a fine or tax, or the
fine or tax so imposed”; and (2) “the conscription
letters testa m en ta ry = the instrument by o f men for military service, or the troops so con
which a probate court approves the appointment scripted.”
o f an executor under a will and authorizes that Levee, meanwhile, is the noun meaning “a river
executor to administer the estate. In this phrase, embankment; dike; pier.” In G.B. primarily, it
testamentary acts as a postpo sitive a d j e c t iv e . also has the sense “a formal reception.” Occasion
ally levee is used as a verb, meaning “to provide
lettre de cachet; le tte r d e ca ch e t. The partial with a levee (dike).”
anglicization (-er) serves no purpose; for this
French borrowing, lettre de cachet is the preferred
spelling. The phrase denotes a warrant issued for lex. A. Senses. Lex = (1) in Roman law, a legis
the imprisonment o f a person without trial. E.g., lative bill; (2) a collection o f uncodified laws
“The main thrust [of the Fourth Amendment] within a jurisdiction; (3) a system or body o f
was directed at the invasion o f privacy through laws, written or unwritten, that are peculiar to a
general warrants o f assistance and lettres de ca jurisdiction or to a field o f human activity; or (4)
ch et” Ford v. U.S., 352 F.2d 927, 932 (D.C. Cir. positive law, as opposed to natural law. Some
1965)7 ‘T h e tendency o f fourth amendment ortho scholars argue that senses (1) and (4) are the
doxy to focus on citizen autonomy can undoubt correct ones—e.g.: “The positive law formulated
edly be attributed to the Framers’ fear o f arbitrary and fixed by a legislative body is called lex, loi,
and unrestrained state incursions on individuals’ Gesetz; the general unwritten law is called ius,
liberty and property interests. This fear was droit, R echt” 1 Joseph H. Beale, A Treatise on the
rooted in early experiences with England’s infa Conflict o f Laws 23 (1935).
mous general warrants and writs o f assistance The plural form o f lex is leges.
and France’s lettres de cachet, all o f which permit B. A nglicizing Phrases Beginning with lex.
ted assertions o f police power that were unac The field known as conflict of laws (q.v.) was once
countable to magistrate or judge.” Developments rife with phrases— and a few maxims—beginning
in the Law—Race and the Criminal Process, 101 with the word lex. Several o f them are discussed
Harv. L. Rev. 1472, 1500 n.26 (1988). in the entries that follow; many are unnecessary
LATINISMS that some scholars manage to avoid.
lev ee. See levy. For example, Ehrenzweig prefers to anglicize the
lex (loci) delicti 525
phrases—e.g.: “Once both the place-of-contracting lex loci Heks-loh-sl/ = (1) the law o f the place;
[i.e., lex loci contractus] and the place-of- local law; or (2) the law o f the place where a
performance [i.e., lex loci solutionis] rules had contract was executed (as a shorthand form of lex
been found unsatisfactory, some courts returned loci contractus). Sense (2) is increasingly conven
to the law expressly or impliedly intended by the tional but potentially confusing to nonspecialists
parties, as an alternative or even as an exclusive because any number o f phrases— many more than
solution.” Albert A. Ehrenzweig, A Treatise on the six listed here— begin with the words lex loci.
the Conflict o f Laws 462 (1962). More American See lex loci contractus.
scholars than British scholars now make the
phrases English; more on both sides o f the Atlan lex loci actus. See lex actus.
tic ought to try.
C. A R edundancy: law o f the lex. To write the lex loci celebration is Heks-loh-sl-sel-d-bray-
law o f the lex. . . is redundant and nonsensical— shee-oh-ndsl = the law o f the place where a legal
e.g.: “ [T]he Court o f Appeals has differed in de ceremony, such as a marriage or execution o f
termining whether the right to bring an action is a contract, was performed. E.g., “Thus parental
o f a substantive nature requiring the application consent is classified as a formality, not because it
o f the law o f the lex loci [read lex loci] or a remedy is a formality or bears any resemblance to part o f
requiring the application o f the law o f the forum.” the ceremony o f marriage, but because the courts
Reale u. Herco, Inc., as reported in the New York have decided that it should be governed by the
L.J., 13 Sept. 1990, at 21. lex loci celebrationis.” R.H. Graveson, Conflict of
Laws 251 (7th ed. 1974). See lex loci contractus.
lex actus; lex loci actus. The phrase, which
means “the law o f the place where a document is lex loci con tractus lleks-loh-sl-kdn-trak-tdsl —
executed,” seems to be a n e e d l e s s v a r ia n t o f lex the law o f the place where the contract was exe
loci contractus or lex loci celebrationis. The phrase cuted— often the proper law by which to decide
is most often written lex actus /leks-ak-tds/ — contractual disputes. E.g., “ [T]he lex loci con
which is merely a shortened l a w l a t in form o f tractus (the law o f the place where the contract
the full phrase lex loci actus /leks-loh-sl-ak-tds/. was made) governs the interpretation o f a con
Graveson has it both ways: “The strength o f this tract.” René A. Wormser, The Story o f the Law
presumption in favour o f the lex actus was af 493 (1962)7 “The stipulations were valid by the
firmed by the Court o f Appeal in Jacobs v. Crédit lex loci contractus, but invalid by the law o f the
Lyonnais.” R.H. Graveson, Conflict o f Laws 414 forum.” Herbert F. Goodrich, Handbook o f the
(7th ed. 1974)7 “ [C]apacity is governed by the lex Conflict o f Laws § 110, at 215 (Eugene F. Scoles
loci actus” Id. at 402. ed., 4th ed. 1964). Though it is confusing, given
the number o f phrases that begin with lex loci,
this phrase is often shortened just to those two
lex dom icilii lleks-dah-md-sil-ee-ll = (1) the law words. See lex loci.
o f the country in which a person is domiciled; Literally, the phrase means “the law o f the
or (2) the determination o f a person’s rights by place o f the contract”— as opposed to “where the
establishing where, in law, he or she is domiciled. contract was made”— and this literal meaning can
E.g., “It is . . . in all cases the lex domicilii which give rise to an ambiguity: “The lex loci contractus
should determine the right o f succession.” John has always been an ambiguous term, which ju
Anderson Foote, Private International Jurispru rists have interpreted either as the lex loci cele
dence 253 (Coleman Phillipson ed., 4th ed. 1914). brationis or solutionis, the law o f the place where
the contract was entered into, or o f that where it
lex fori lleks-fohr-ll — the law o f the forum. E.g., was to be performed, according to the tendency
“ [T]he lex fori (the law o f the court) governs the o f their peculiar views.” John A. Foote, Private
procedure and remedies to be applied. . . .” René International Jurisprudence 337 (Coleman Phil
A. Wormser, The Story o f the Law 493 (1962)7 lipson ed., 4th ed. 1914). In practice, however,
“The requirement o f writing is classified as a rule m odem courts and scholars invariably use the
o f evidence and must therefore traditionally be term to refer to the law o f the place where the
governed by the lex fori o f any proceedings.” R.H. contract is executed, not performed.
Graveson, Conflict o f Laws 533 (7th ed. 1974).
Lex fori is sometimes Englished forum law: “In lex (loci) d elicti; lex loci delictus. A. Latin
conflicts cases concerning the validity o f contracts, vs. English Form. The best Latin form, lex loci
Professor Ehrenzweig would displace the basic delicti ( = the law o f the place where the tort
rule pointing to forum law [i.e., the law o f a was committed) is shortened from lex loci delicti
particular forum] with the lex validitatis.” commissi. The form delicti is ten times more com
526 lex loci rei sitae
mon than delictus in modern American caselaw. lex loci solutionis Heks-loh-sl-sd-loo-shee-oh-
E.g., “The traditional rule o f lex loci delicti re ndsl = the law o f the place where a contract is
quires the application o f the tort law o f the juris performed. E.g., “[I]f a contract made in one coun
diction where the injury occurred.” International try is to be wholly or partly performed in another,
Paper Co. v. Ouellette, 479 U.S. 481, 502 n .l it is presumed that the parties intended the mode
(1987)./ “A number o f American states still follow o f performance to be governed by the law o f the
lex loci delicti in their most recent decisions, country o f performance (lex loci solutionis).” 1
though the number o f such states decreases every E.W. Chance, Principles o f Mercantile Law 87
year.” Robert A. Leflar, American Conflicts Law (P.W. French ed., 13th ed. 1950)./ “The courts will
§ 132, at 267 (1977). give effect to the exchange control regulations o f
But the best Latin form is the second-best form: the proper law o f the contract and o f the lex loci
Ehrenzweig’s anglicized phrase, place-of-wrong solutionis.” R.H. Graveson, Conflict o f Laws 179
rule or place-of-wrong law, seems the most sensi (7th ed. 1974).
ble o f the available options.
B. P ronunciation. The phrase lex loci delicti is lex m ercatoria; lex m ercatorum . The first
pronounced /leks-loh-sl-dee-lik-tll. See PRONUNCI phrase means “the law merchant”—and the
ATION (C). phrase law merchant (q.v.), a t e r m o f a r t , ought
C. M istaken Form s. Perhaps the best argument to replace it in modem writing. The second phrase
against the Latin is that English-speaking law means “the law o f merchants,” which means
yers— and Americans especially— cannot seem to something slightly different from law merchant.
get the Latin right. The form lex loci delictus, Both phrases ought to b e anglicized.
for example, mangles the Latin on the mistaken
analogy o f lex loci contractus—but the noun delic lex m onetae = the law o f the country whose
tus forms its genitive differently from contractus: money is at issue. E.g., “In such cases the mean
Being a masculine noun o f the fourth declension, ing o f units o f that currency, e.g. pounds or francs,
contractus stays the same in the genitive (<con is determined by reference to the law o f the coun
tractus); delictus, meanwhile, is a neuter noun try whose money is in question, sometimes called
o f the second declension, forming delicti in the the lex monetae.” R.H. Graveson, Conflict o f Laws
genitive. But legal writers occasionally fall into 433 (7th ed. 1974).
error. E.g., “We note that Utah also followed the
rule o f lex loci delictus [read lex loci delicti] re
lex n atu res. See n a tu ra l law .
garding torts.” Mountain Fuel Supply v. Reliance
Ins. Co., 933 F.2d 882, 888 (10th Cir. 1991).
The phrase is also sometimes mistakenly ren lex p a tria e . See p e r so n a l law .
dered lex loci delecti— e.g.: “At one time Arkansas
courts followed the traditional approach o f the lex situs lleks-sl-ddsl = the law o f the place
First Restatement, termed lex loci delecti [read where property is located. The phrase is modem
delicti] (law o f the place o f injury).” Carmen L. l a w LATIN, not classical Latin. E.g., “[WJith re
Arick, Note, Conflict o f Laws—Multistate Torts, gard to contracts concerning land it is governed
10 U. Ark. Little Rock L.J. 511, 516 (1987-1988) by the proper law o f the contract, usually the law
(repeatedly using the wrong spelling). Cf. c o r p u s o f the country in which the land is situated (lex
d e licti. See d electi . situs).” 1 E.W. Chance, Principles o f Mercantile
Another occasional mistake is to write lex loci Law 87 (P.W. French ed., 13th ed. 1950)./ ‘T he
delictu— e.g.: “[T]he cases have read in the forum essential validity is governed by the proper law
or lex loci delictu [read lex loci delicti] limitation o f the transaction, subject in the case o f immov
provisions.” Amdur v. Lizars, 39 F.R.D. 29, 36 ables to any overriding provision o f the lex situs.”
n.12 (D. Md. 1965). R.H. Graveson, Conflict o f Laws 356 (7th ed.
1974).
lex loci rei sitae /leks-loh-si-ree-l-si-dl/ = the lex talionis /leks-tal-ee-oh-nds/ = the law o f re
law o f the place where a thing is situated. This taliation— the retributive theory o f punishment—
phrase is a n e e d le s s v a r ia n t o f lex situs. E.g., based on the Mosaic principle o f “an eye for an
“[H]e is before the Court as a party to the suit eye, a tooth for a tooth.” E.g., “We are content to
not warranting any interference as to the foreign stand upon ground higher than the common urge
real estate, with the lex loci rei sitae [read lex o f outraged reprisal which revives the lex talionis,
situs].” John A. Foote, Private International Juris demanding a life for a life.” Musselwhite u. State,
prudence 208 (Coleman Phillipson ed., 4th ed. 60 So. 2d 807, 811 (Miss. 1952)./ “The lex talionis
1914). See lex situs . o f Moses’ was literally an ‘eye for eye, a leg for a
libeKDant 527
le g /” Armstrong v. State, 444 A.2d 1049, 1052 n.8 mutual understanding; one who establishes such
(Md. Ct. Spec. App. 1982) (citation omitted). communication”; and (3) (adj.) “acting as an inter
mediary” <liaison officer>.
lex terrae. See la w o f th e la n d . The word is commonly misspelled laison and
esp. liason.
leze m ajesty. See lese m ajesty.
lib e l; sla n d er. The former is written defamation,
lia b ility . See d is a b ility (a ). the latter oral defamation. In English, the distinc
tion emerged in the 1600s, before which time
lia b ility w ith o u t fa u lt . See s tr ic t lia b ility . both words applied to what was either written or
spoken. Perhaps the 17th-century legists were
lia b le ( = subject to or exposed to) should not be
following the distinction observed in Roman law
used merely for likely ( = expected; probably) or between famosus libellus (libel) and injuria uer-
apt (= inclined toward; fit). Liable best refers to balis (slander). As Gowers points out, the modern
something the occurrence o f which risks being distinction is not well fixed in lay minds.
permanent or recurrent. E.g., “If the act is one
In popular usage [the terms] are synonymous, meaning
that the party ought, in the exercise o f ordinary a deliberate, untrue, derogatoiy statement, usually about
care, to have anticipated [read foreseen] was liable a person, whether made in writing or orally. In legal
[read likely] to result in injury to others, then he usage there are important differences. Each is an untrue
is liable for any injury proximately resulting from and defamatory imputation made by one person about
it.”/ “The parties are competitors in this field; and another which, i f ‘published* (i.e. communicated to a third
person), can be a ground for a civil action in damages.
when the rights or privileges o f the one are liable
Such an imputation is a libel if made in permanent form
to conflict with those o f the other, each party is (writing, pictures, etc.) or by broadcasting. It is a slander
under a duty so to conduct its own business as if made in fugitive form (e.g. by speaking or gestures). A
not unnecessarily or unfairly to injure that o f the further distinction is that an action for slander cannot
other.” The idea o f recurrence is far more salient ordinarily succeed without proof that actual damage has
in the second than in the first sentence just been caused; in an action for libel this is unnecessaiy. In
both cases proof that the allegation was true is a good
quoted. Cf. a p t.
defence.
Liable may also mean “responsible; subject to MEU2 at 333.
liability.” In this sense, the word is usually con
fined to civil contexts in AmE, but in BrE it is Here libel is misused for slander: “According to
used in criminal as well as civil contexts— e.g.: the complaint, the libel [read slander] was uttered
“She does not become liable merely by assisting in the presence o f only one person.” (See d e fa m a
her husband to escape punishment for a crime tion .) Verbal slander is a common REDUNDANCY.
which she knows him to have committed . . . .” See v e rb a l.
William Geldart, Introduction to English Law 49 Libel has the additional sense in admiralty “the
(D.C.M. Yardley ed., 9th ed. 1984)./ “The trial complaint or initial pleading in an admiralty or
court concluded that the appellant’s conduct made ecclesiastical case.” The word is used also as a
him a socius criminis in the crime and, as such, verb in this context— e.g.: “And so, in our own
that he was liable as a principal.” (Eng.) admiralty law, if a ship does you any injury, you
Liable has three syllables, not two, and is thus ‘libel* or attach, and actually sue, the ship.” René
pronounced differently from libel, q.v. A. Wormser, The Story o f the Law 16 (1962).
Hence libelant, for which see libeKD ant.
lia b le , c o n tin u e . See c o n tin u e lia b le .
libeK D ant = an injured sailor. E.g., “The libel
lia is e , v.i., is a from liaison,
b a c k -f o r m a t io n ants recovered in both Courts below.” Robins Dry
meaning “to establish liaison” or “to act as a Rock & Repair Co. v. Flint, 275 U.S. 303, 307
liaison officer” <diplomats who liaise with Japa (1927). One -/- is preferred in AmE, two in BrE.
nese officials>. First used in the 1920s, this word (See DOUBLING OF FINAL CONSONANTS.) The accent
is still stigmatized as being cant or jargon. It is o f libelant is on the first syllable.
pronounced llee-ayzl. Historically libelant has been an admiralty
term as just defined, but the word has come to
lia is o n is pronounced either llee-uh-zsnl or Hee- mean additionally “one who publishes a defama
ay-zdn/, the latter being more common in both tory statement; a libeler.” Libeler (in BrE libeller)
AmE and BrE. The nontechnical senses o f the is the older and better term for this sense, for it
word are (1) (n.) “an illicit love affair”; (2) (n.) forestalls confusion about what the cause o f action
“communication established for the promotion o f is.
528 libeKDee
lib el (Dee (= one against whom a libel has been lice n se r; lic e n s o r . The former spelling is pre
filed) is correlative not with libeler, but with libel ferred.
ant. The word is spelled libelee in AmE, libellee
in BrE. See -EE. lic e n tia te ( = one who has obtained a license or
authoritative permission to exercise some func
libeK D er. See lib el(l)a n t. tion) is sometimes used o f lawyers. E.g., “In the
U.S. a licentiate in law is admitted to practice
as an 'attorney and counselor,’ a combination o f
libeK D ous (= defamatory, constituting libel) is
names and functions unknown to the English
spelled -/- in AmE, -//- in BrE. E.g., “The question
law.” (Eng.)/ “When the conduct o f the licentiate
is whether a writing published by A o f B is libel
clearly shows, either that the court was deceived
lous or not.” (Eng.) See d o u b l i n g o f f in a l c o n s o
at the time o f his admission, or that there has
n ants.
been a moral degeneracy since that time, a proper
case for discipline may be presented.”
lib e rty ; fre e d o m . These synonyms have conno-
tative distinctions. Freedom is the broader, all- lic it. See leg a l, adj.
encompassing term that carries strong positive
connotations. Liberty, slightly less emotive, gener
lie ( = to have foundation in the law; to be legally
ally suggests the past removal o f restraints on
supportable, sustainable, or proper) is a peculiar
specific freedoms.
legal idiom. E.g., “A writ o f certiorari does not lie
Pound explained the distinction between Kant
to review the proceedings o f a board the function
ian liberty and constitutional liberty as guaran
o f which is to ascertain the competency o f militia
teed in the Bill o f Rights:
officers.”/ “An action will lie for interference with
Kant’s idea of the liberty of each—the free self-assertion enforceable contractual rights if there is no suffi
of each—limited only by the like liberty of all, was gener cient justification for the interference.”/ “If review
ally accepted. Liberty was a condition in which free exer is available by appeal, mandamus will not lie ”I
cise of the will was restrained only so far as necessary to “As a general rule, replevin will not lie for an
secure a harmonious coexistence of the free will of each undivided share in a larger mass.”
and the free will of all others. But I am not speaking of
Lie is used additionally in law in the figurative
the Kantian idea of liberty, in which my generation was
brought up. Whatever “liberty” may mean today, the lib sense “to reside, exist.” E.g., “Final appeal lay to
erty guaranteed by our bills of rights is a reservation to the House o f Lords.” (Eng.) Cf. sou n d .
the individual of certain fundamental reasonable expecta For the difference between lie and lay, see lay.
tions involved in life in civilized society and a freedom
from arbitrary and unreasonable exercise of the power
lie lo w ; lay lo w . The latter phrase is incorrect.
and authority of those who are designated or chosen in a
politically organized society to adjust relations and order E.g., “Another reason I laid low [read lay low]
conduct, and so are able to apply the force of that society was to be in a position to help a friend back out
to individuals. o f what he now must know to be a dead end.”
Roscoe Pound, The Development o f Constitutional William Safire, Buchanan's Campaign, N.Y.
Guarantees o f Liberty 1 (1957; repr. 1975). Times, 16 Dec. 1991, at A15. See lay.
licen se. A. And licence . The AmE spelling o f lien , n., ( = a legal right or interest that a creditor
the noun and the verb is license; that is the BrE has in another’s property, lasting usu. until a
spelling o f the verb, but licence is the BrE spelling debt that it secures is satisfied) is pronounced,
o f the noun. most properly, llee-snl or Bin/; and commonly, but
B. And easement. An easement (q.v.) is a right less properly, Been/. In G.B., it is customary for
o f property; a license is a revocable permission to the lienholder to retain possession o f the property
commit some act that would otherwise be unlaw on which the lien has been obtained, whereas in
ful. An easement is usu. created by a written the U.S. it is more usual that a lien does not
document; a license is often created orally. An involve retention by the lienholder. In the U.S.,
easement is more or less permanent; a license is when the creditor possesses the collateral, pledge
temporary. An easement cannot be revoked; a is the more usual term. See lie n s a n d e n cu m
license is revocable. b ra n ce s.
lice n se e = (1) one to whom a license is granted; lien , v.t., a 19th-century innovation, is increas
or (2) one who enters an occupier’s property not ingly common, though it is not yet listed in most
for business purposes but with the occupier’s per dictionaries. E.g., “In addition, the Northcutts al
mission. lege that the Hancocks wrongfully liened the
like 529
property.” Hancock v. Northcutt, 808 P.2d 251, The Law o f Experts, Litigation, Summer 1991, at
253 (Alaska 1991). 47, 50.
Liened = burdened with a lien. E.g., “The pro
ceeds o f the water power are liened for the dis life a ssu ra n ce. See life in su ra n ce .
charge o f the canal debt by the act o f 1825.”
McArthur v. Kelly, 5 Ohio 140, 152 (1831)7 life esta te = an estate that the grantee holds
“[S]ome courts have held liened penalty claims for life— resulting, for example, from a grant “to
allow able. . . .” Simonson v. Granquist, 369 U.S. X during his life,” by will, deed, or trust. Today,
38, 42 (1962). most life estates are beneficial interests under
trusts, the corpus being personal property, not
lie n a b le = capable o f being subjected to a lien. real property.
E.g., “Certain kinds o f labor and materials are
not lienable.” Robert Kratovil, Real Estate Law life in su ra n ce ; life a ssu ra n ce. The former is
203 (1946; repr. 1950). This 20th-century Ameri usual in AmE, the latter in BrE.
canism is not listed in the OED; it appears in W3,
but not in its predecessor, W2. life -o r-d e a th . See life-a n d -d ea th .
with other] judicial rules, however, exceptions to sum is made payable for any variety o f different
the warrantless search-and-seizure rule have breaches (some major, some minor); and (3) if a
been recognized by the courts.” mere delay in payment has been listed among the
events o f default. See d a m a g e s (a ).
lik e ly has different shades o f meaning. Most of
ten it indicates a degree o f probability greater liq u ify . See liq u e fy .
than five on a scale o f one to ten. The probability
is, o f course, greater when the word is preceded Iis ( = a piece o f litigation; a controversy) is brief
by a qualifier such as quite, very, or extremely. but, probably to many readers, obscure. E.g., “The
But it may also refer to a degree o f possibility courts are concerned with the practical business
that is less than five on that same scale. See o f deciding a lis . . . Attorney-General v. Prince
p r o b a b le . Ernest Augustus o f Hanover, [1957] A.C. 436, 467
(per Lord Normand).
lim in e . See in lim in e .
lis p e n d e n s ; lis alibi pen d en s; lite pen d en te;
lim ita tio n ; r e p o s e . A limitation period bars a p en d en te lite . Lis pendens (L. “a pending law
lawsuit i f the plaintiff does not sue within a set suit”), pronounced llis-pen-ddnz/, is a useful LAT-
time from the date when the cause o f action ac INISM that has given its name to a notice required
crued. A period of repose, meanwhile, bars a law in some jurisdictions to warn all persons that
suit for a fixed number o f years after an action by certain property is the subject matter of litigation,
the defendant (such as manufacturing a product), and that any interest^ acquired during the pen
even if this period ends before the plaintiff suffers dency o f the suit must be subject to the outcome
any injury. Beard v. J.l. Case Co., 823 F.2d 1095, o f the litigation. Traditionally this notice was
1097 n .l (7th Cir. 1987). Cf. la c h e s ( d ). called the notice o f lis pendens, but 20th-century
American lawyers have shortened the phrase to
lim ita tio n o v e r . See o v e r (a ). merely lis pendens. E.g., “The defendant says that
the plaintiff’s harsh conduct in holding up a whole
lim ita tio n (s ) p e r io d . See s ta tu te (s ) o f lim ita - subdivision by the lis pendens in this action disen
tio n (s ). titles him to such relief.”
Lis alibi pendens = a lawsuit pending else
lin c h p in ; ly n c h p in . The first spelling is stan where. E.g., “Where actions in personam are
dard. started in two courts o f concurrent authority o f
the same country, the plea lis alibi pendens is a
lin e a l k in s h ip . See c o lla te r a l k in s h ip . good defence to the second action.” R.H. Graveson,
Conflict o f Laws 144 (7th ed. 1974).
lin e s a n d c o m e r s . See m e te s a n d b o u n d s . Pendente lite Ipen-den-tee-ll-teel, less usually
written lite pendente, is the same phrase in the
liq u e fy . So spelled. Liquify is a common mis present participial form, meaning “pending the
spelling. lawsuit; during litigation.” In G.B., administra
tors pendente lite are appointed to handle estates
liq u id a te d d a m a g e s , originally a e u p h e m is m for in dispute; in the U.S., matters are said to be
forfeiture or penalty, has, in many jurisdictions, pendente lite when they are contingent on the
become a ter m o f a r t distinguishable from those outcome o f litigation.
other terms. Liquidated damages applies when Sometimes the phrase unnecessarily displaces
the parties to a contract have agreed in advance an English phrase— e.g.: “The funds were depos
on the measure o f damages to be assessed in the ited with the clerk o f court, pendente lite [read
event of default. It should be distinguished from pending the outcome o f the suit].” The extra words
forfeiture or penalty, which involves a provision provide extra comprehensibility.
imposed as a threat o f punishment rather than
as a genuine estimate o f damages upon default. list. There cannot be a list o f one. E.g., “The name
O f course, the line between a penalty and liqui o f the winner is listed below.” [Read The winner
dated damages is not always easy to draw. Re is named below.]
gardless o f what the sum might be called, the
courts decide the true nature o f the agreed-upon lite r a l c a n o n ; lite r a l r u le . These are both alter
sum. Three conditions commonly lead a court to nate names for strict constructionism, i.e., the
decide that a sum called "liquidated damages” is doctrinal view o f judicial construction holding
really a penalty: (1) if the sum grossly exceeds that judges should apply the literal words o f a
the probable damages on breach; (2) if the same statute or document without looking to the pur
Literary Allusion 531
pose behind them. E.g., “Then, should the literal Jones v. Fisher, 166 N.W.2d 175 (Wis. 1969). He
canon be dislodged from, or relegated to the posi plays with an old proverb: “The road that has
tion of a presumption in a modem theory o f inter brought us to the present state o f affairs in regard
pretation? . . . [I]t is submitted that the formal to punitive damages in Wisconsin courts is a long
approach is within its province most consonant one, paved with good intentions.” Id. at 182. Jus
with the judicial function.” E. Russell Hopkins, tice Hansen here subtly suggests that this is the
The Literal Canon and the Golden Rule, 15 Can. road to hell, conjuring up the saying that “the
B. Rev. 689, 695-96 (1937)./ “The literal rule is a road to hell is paved with good intentions.” He
rule against using intelligence in understanding might have ruined the effect by quoting the apho
language. Anyone who in ordinary life interpreted rism directly.
words literally, being indifferent to what the 2. Biblical. “One o f the prime concerns ad
speaker or writer meant, would be regarded as a dressed in the [Magnuson-Moss Warranty] Act
pedant, a mischief-maker or an idiot.” Glanville was the warranty wherein the large print giveth
Williams, Learning the Law 105 (11th ed. 1982). but the small print taketh aw ay” Gorman v. Saf-
T-Mate, Inc., 513 F. Supp. 1028, 1035 (N.D. Ind.
lite ra l c o n s tru ctio n . See o r ig in a l in te n t & 1981). This alludes to Job 1:21: “Naked came I out
s trict co n s tru ctio n . o f my mother’s womb, and naked shall I return
thither: the Lord gave, and the Lord hath taken
away.” See b ib l i c a l a f f e c t a t i o n .
lite ra lly = (1) with truth to the letter; or (2) 3. Shakespearean. “La. Rev. Stat. 14:27(a ) . . .
exactly; according to the strict sense o f the word requires specific intent to commit a crime, and
or words. The use o f this word in the sense “truly, in Stewart’s eyes there is the rub .” Stewart v.
completely,” is an example o f s l ip s h o d e x t e n Blackburn, 746 F.2d 262,264 (5th Cir. 1984). This
s io n . E.g., “Behavioralists and postbehavioralists
allusion may confuse the reader because o f the
alike, literally or figuratively, learn what they proximity o f rub and eyes; the phrase there's the
know o f science from the natural sciences, from rub (orig. fr. Hamlet 3.1.64) has passed into com
the outside.” [Read Behauioralists and postbehav mon parlance.
ioralists alike learn what they know o f science 4. Mythological and Classical. “This appeal re
from the natural sciences, from the outside.] quires this Court to make another trek through
When used for figuratively, where figuratively that Serbonian bog o f damages in maritime
would not ordinarily be used, literally is distorted cases.” Delta S.S. Lines v. Avondale Shipyards,
beyond recognition: “Mr. Gladstone had sat liter Inc., 747 F.2d 995, 997 (5th Cir. 1984). Serbonian
ally glued to the Treasury Bench.” Because we bog (= a quagmire or predicament from which
know it is a metaphor, simply say: “Mr. Gladstone there is no way o f extricating oneself) has become
had sat glued to the Treasury Bench.” a judges’ CLICHÉ, though it may have been fresh
when Cardozo wrote: “The attempted distinction
L i t e r a r y A l l u s i o n , if not too arcane, can add between accidental results and accidental means
substantially to the subtlety and effectiveness o f will plunge this branch o f law into a Serbonian
writing. Allusiveness assumes a common body o f Bog.” Landress v. Phoenix Mut. Life Ins. Co., 291
literature with which all cultured persons are U.S. 491,499 (1934) (Cardozo, J., dissenting). The
familiar. The effective writer is wary on the one Serbonian bog is said to have been between Egypt
hand of allusions that are hackneyed, and on the and Palestine. Milton wrote: “A gulf profound as
other hand o f allusions so learned that they are that Serbonian Bog,/ Betwixt Damiata and Mount
inaccessible to the average educated reader. It Casius old,/ Where armies whole have sunk.” Par
is perhaps easier for judges than for practicing adise Lost 2.592.
lawyers to use literary allusions, for judges have Here is another typical allusion to ancient his
a guaranteed readership and do not suffer directly tory: “Most o f the arguments and points made by
if anyone (or everyone) fails to appreciate their the en banc opinion have been addressed by our
allusions. A lawyer submitting a brief to a judge, panel opinion, and I will let the matter rest upon
on the contrary, is likely to be less adventurous what has been said; for me to write more on the
in literary flights o f fancy. A few specimens follow, subject, which now appears settled by virtue of
with short explanations. the majority here and the Second Circuit in In re
A. E ffective Use o f A llusion. The following quo Taddeo, would be largely repetitious and amount
tations illustrate some o f the most common types to no more than a Parthian shot.” Grubbs v. Hous
o f allusion used to good effect. ton First Am. Savs. Ass'n, 730 F.2d 236, 247-48
1. Proverbial. A good example o f effective allu (5th Cir. 1984) (en banc) (Jolly, J., dissenting). A
siveness appears in the dissent o f Justice Robert Parthian shot is a parting shot, an allusion to the
W. Hansen o f the Wisconsin Supreme Court, in people of ancient Parthia, noted for their method
532 literatim
o f fighting on horseback with the bow as their references invariably detract from the message to
only weapon; after each discharge o f an arrow the be conveyed.
horse turned as if in flight—hence the modem In a striking example o f artificially engrafted
meaning. literariness, an American judge recently peppered
5. Other Literary. “We will not oblige the state one o f his opinions with wholly impertinent allu
to joust windmills by requiring that it prove what sions and references to William Faulkner. The
is not wrong with that which is not there to be opinion itself discusses the constitutionality un
seen.” (In Cervantes’ Don Quixote, the protagonist der the Fourth Amendment o f a lessor’s inspec
Don Quixote tilts at windmills under the delusion tion o f his land to determine whether the lessee
that they are giants.)/ “This old but little used has wrongfully diverted oil production. The first
section is a kind o f legal Lohengrin; although it sentence o f the statement o f facts reads: “The
has been with us since the first Judiciary Act, events underlying Auster’s claims could have
. . . no one seems to know whence it came.” IIT arisen in Yoknapatawpha County, Mississippi,
v. Vencap, Ltd., 519 F.2d 1001, 1015 (2d Cir. but most o f them happened in Calcasieu Parish,
1975). (Lohengrin, hero o f R. Wagner’s opera o f Louisiana, where Stream owned the surface and
the same name and a knight o f the Holy Grail, mineral rights in oil-producing property.” A foot
refuses to reveal, even to his wife, the mystery o f note, o f course, explains that Yoknapatawpha
his origins.)/ “There are village tyrants as well as County is the fictional setting o f many o f Faulk
village Hampdens, but none who acts under color ner’s novels (and cites works on Faulkner by the
of law is beyond reach o f the Constitution.” West renowned critics Cleanth Brooks and Irving
Virginia State Bd. o f Educ. u. Barnette, 319 U.S. Howe). The contrivance has neither purpose nor
624, 638 (1943) (referring to Gray’s “Elegy Writ subtlety.
ten in a Country Churchyard”). See Charles A. Worse yet, however, are the headings and sub
Wright, Literary Allusion in Legal Writing, 1 headings throughout the opinion. We begin with
Scribes J. Legal Writing 1, 3—4 (1990). “The Sound and the Fury,” which is followed by
B. P o o r Use o f A llusion. Not always does allu “Lease in August” (Light in August), “The
sion work, however. Following are some examples Reivers,” “Intruders in the Dust” (Intruder in the
with brief explanations o f pitfalls. Dust), “Auster’s Gambit” (Knight's Gambit), “Go
1. Hackneyed Allusions. ‘W hat is and what is Down, Auster” (Go Down, Moses), “Requiem for
not a sham is the Hamlet-like question that has a Plaintiff” (Requiem for a Nun), “Sanctuary,”
perplexed the lower courts in the two decades “Microchip! Microchip!” (Absolom! Absolom!?),
since the Supreme Court, in a ‘new and unusual “Trooper’s Pay” (Soldiers' Pay), “As the Wells Lay
application o f the Sherman Act,’ enunciated the Pumping” (As I Lay Dying), and “The Unvan
Noerr doctrine.” To be or not to be (to live or not quished.” In short, the references and allusions
to live) is rather a different kind o f question from to Faulkner are entirely factitious. See Auster
what is and is not a sham. Moreover, To be or not Oil & Gas, Inc. v. Stream, 764 F.2d 381 (5th Cir.
to be (.Hamlet 3.1.55) is a greatly overworked 1985).
phrase. To those with an undisceming literary sensibil
Hyperbolic allusion, especially if it smacks o f ity, such contrivances may be appealing.
b ib l ic a l a f f e c t a t i o n , is also ineffective. E.g.,
“The words, both singly and conjunctively, have litera tim . See v erb a tim .
been in common use and generally understood
since Moses delivered the commandments and the litig a n t has denoted “a party to a lawsuit” since
law to his people, and up to the present time.” the mid-17th century. Originally, in the early
The judge who wrote that, in the process o f con 17th century, litigant was always an adjective, as
struing a legal document written in English, in the phrase party litigant. Soon, however, the
merely detracted from his persuasiveness. See word came to act as a noun, without the necessity
OVERSTATEMENT. o f pairing it always with party. Rarely nowadays
2. Contrived Literariness. Some judges and ad does one encounter the adjectival use o f litigant;
vocates, in their quest for originality, go off the instead, examples like the following abound: “It
deep end. Perhaps the worst manifestation o f this is quite possible that a litigant will find that his
phenomenon is what we might term “literary fop case will fit some two or three o f these pigeon
pery,” consisting in the legal writer’s going to holes.” F.W. Maitland, The Forms o f Action at
absurd lengths to display the breadth o f his liter Common Law 3 (1909; A.H. Chaytor & W.J. Whit
ary knowledge. For example, Sterne’s Tristram taker eds., 1971)./ “A bait was needed with which
Shandy is quite irrelevantly dragged into Farr v. to draw litigants to the royal courts; the King
Nordman, 78 N.W.2d 186, 193 (Mich. 1956) must offer them better justice than they could
(Black, J., dissenting). Contrived allusions and have at the hands o f their lords.” 1 Winston
litigatory 533
Churchill, A History o f the English Speaking Peo they were retained.” Ephraim Tutt, Yankee Law
ples 217 (1956; repr. 1983). Cf. litig a to r. yer 176 (1943). See plu rals (B).
litig (a t)a b le . The correct form is litigable: litig a tio n , adj.; litig a tio n a l; litig a tiv e . See liti
“[N]one o f the summoned witnesses . . . raised g a to ry .
any litigatable [read litigable] objections . . . .”
U.S. v. Newman, 441 F.2d 165, 173 (5th Cir. litig a to r. When it originated—in the late 19th
1971). See -a t a b l e . century— litigator was a n e e d l e s s v a r ia n t o f liti
gant, as here: “When a succession is in progress
litig a te = (1) to be a party to, or carry on, a o f litigation, the interest o f the litigators is de-
lawsuit; (2) to make the subject o f a lawsuit, to ducto aeri aliendo . . . .” Irwin v. Flynn, 34 So.
contest at law; (3) to dispute, contest (e.g., a 794, 794 syl. 2 (La. 1903). This sense persisted
point). Thus in sense (1), one litigates cases and into the mid-20th century— e.g.: “Government
causes, but in sense (2) one may litigate property agencies are the heaviest litigators in the United
or consequences, etc. E.g., “Qualified immunity is States courts . . . ” Lane v. Fitzsimmons Stores,
in part an entitlement not to be forced to litigate Ltd., 62 F. Supp. 89, 91 n.7 (S.D. Cal. 1945). (Cf.
the consequences o f official conduct." Cf. a d ju d i litig a n t.) At the same time, the word was coming
c a te (a ). to refer to a lawyer who specializes in litigation,
The phrase litigate against (a certain type o f as an alternate term for trial lawyer, q.v.
opponent) has become common in late 20th- But now those two terms have been sharply
century legal writing—e.g.: “New York's highest differentiated. With the advent, in the U.S., o f
court ruled that lawyers litigating against a cor seemingly endless discovery before trial—which
poration can informally interview certain employ never seems to come— litigator has come to con
ees without the consent o f the corporation's law note a lawyer who works in litigation but never
yers." Wall St. J., 6 July 1990, at B5. sets foot in a courtroom. Trial lawyers try cases;
litigators, it is sometimes said, merely prepare
litig a te d ju d g m e n t is often a r e d u n d a n c y — discovery requests.
e.g.: “The decision will result in the dismissal
o f key claims in literally thousands o f pending litig a to ry ; litig a tiv e ; litig a tio n a l. There is no
lawsuits—and some litigated judgments [read single widely accepted neutral adjective corres
judgments or final judgments]— and is bound to ponding to litigation and meaning “of, pertaining
further depress the number o f such suits filed in
to, or involving litigation.” Litigious, q.v., is close
the future." Schmitt, California Court Further structurally, but its strong associations with dis
Restricts Right o f Fired Workers to Sue Ex- putatiousness and contentiousness impair its
Employers, Wall St. J., 26 May 1989, at A3. When candidacy—in AmE, at any rate. (BrE continues
used in contrast to consent judgment, however, to use litigious in neutral contexts.) Litigable <lit-
litigated judgment makes perfect sense: “The dis igable claims> and litigant <parties litigant> have
tinction between a consent judgment and a liti
other specific senses. Litigation sometimes func
gated judgment has not been widely addressed tions as an adjective, as in the title o f Leon
by Michigan courts." Trendell v. Solomon, 443 Green's collection o f essays The Litigation Process
N.W.2d 509, 510 (Mich. Ct. App. 1989). in Tort Law (1965). It works in some phrases,
such as litigation battles or litigation crisis, but
litigation refers to the
litig a tio n , n. Ordinarily,
not in others.
process o f carrying on lawsuits or a specific law Litigatory, litigational, and litigative have been
suit. Hence the plural litigations might seem to pressed into service in the desired neutral sense.
make little sense. But litigation occasionally Litigatory is listed in W2, but is omitted from W3
serves as a synonym for lawsuit. Though it may and has appeared in neither the OED nor its
seem unidiomatic to make litigation a COUNT Supplement. Yet it is no stranger to American
NOUN in this way, the usage is old and is today
legal prose— e.g.:
common. E.g., “In numberless litigations the de
scription o f the landscape must be studied to • “The controlling declaration . . . is that equity
see whether vision has been obstructed . . . ." can and should intervene whenever it is made
Benjamin N. Cardozo, The Nature o f the Judicial to appear that one party, public or private,
Process 165 (1921)./ “[The] first and second parties seeks unjustly to enrich himself at the expense
now have certain litigations pending in the Mer o f another on account o f his own mistake and
cer Circuit Court . . . ." Reed v. Carter, 103 the other's want o f immediate vigilance— litiga
S.W.2d 663, 664 (Ky. Ct. App. 1937)./ “And unex tory or otherwise.” Spoon-Shacket Co. v. County
pected things did happen in litigations in which o f Oakland, 97 N.W.2d 25, 28 (Mich. 1959).
534 litigiosity
• “Certain Florida cases, though having litigatory giousness denotes the quality o f being litigious.
objectives different from the one at bar, employ The fussiness o f this distinction suggests that
the principle . . . .” Brown v. Hutch, 156 So. euphony is a better ground for choice between the
2d 683, 686 (Fla. Dist. Ct. App. 1963). two.
• “Considering the overall strength o f the factual In Scots law, however, litigiosity has a special
and legal bases o f the surety’s rejection o f the sense: “a legal prohibition on a debtor’s alienating
claim and the litigatory posture of the surety heritable property to the effect o f defeating an
. . . , we believe that its rejection . . . was not action . . . commenced or inchoate” ( OCL).
preponderately [q.v.] reasonable . . . .” U.S. Fi
delity & Guar. Co. v. Clover Creek Cattle Co., litig io u s = (1) fond o f legal disputes, contentious
452 P.2d 993, 1005 (Idaho 1969). <our litigious society>; (2) that is the subject of
• “Not only do the decided cases lead us to this a lawsuit <the litigious property>; or (3) o f or
decision but such ruling accords with modern pertaining to lawsuits or litigation <dragged into
jurisprudence which seeks to eliminate the hid a litigious dispute>. In AmE, the word has been
den litigatory pitfall.” Federal Ins. Co. v. Oak- narrowed to sense (1) exclusively. In BrE, how
wood Steel Co., 191 S.E.2d 298, 300 (Ga. Ct. ever, the word is capable o f taking on the neutral
App. 1972). senses o f (2) and (3)—e.g.: “The Statute codified
• “[0]ur affirmance in the present case is predi procedure for a new jurisdiction, and may there
cated upon the purposes and objectives underly fore have been more precise than current litigious
ing declaratory judgment actions and the litiga practice.” C.H.S. Fifoot, History and Sources o f
tory posture o f the dispute involving the parties the Common Law 2*7-n.l8 (1949)./ “[A] good deal
herein.” Volkswagenwerk, A.G. v. Watson, 390 o f litigious work is disposed of not in open court
N.E.2d 1082, 1084 (Ind. Ct. App. 1979). but before a judge or master in chambers.” Glan-
ville Williams, Learning the Law 190 (11th ed.
Litigational, a NEEDLESS v a r ia n t of litigatory, 1982). See litig a to ry .
has been similarly neglected in general English-
language dictionaries, though it is not uncommon. litis co n te sta tio n , a Scots law term, means “join
E.g., “Litigational background o f both appeals was der o f issue, arising after the defense in a lawsuit
[read In the litigatory background o f both appeals has been lodged.” The word derives from the Ro
was] a suit instituted by p la in tiff. . . .” Morton man term litis contestatio, the process by which a
v. Indemnity Ins. Co., 137 So. 2d 618, 619 (Fla. legal issue emerges from the oppposing state
Dist. Ct. App. 1962)./ “[W]e now consider briefly ments o f the parties, which still occasionally ap
a second form o f specific jurisdiction . . . relating pears in English and American lawbooks: “A dis
not only to the plaintiff but also to the taking o f cussion o f the influence on modern German
evidence and other litigational [read litigatory] procedure o f the notion involved in the Roman
considerations.” Arthur T. von Mehren & Donald litis contestatio (as a pretended contract o f sub
T. Trautman, Jurisdiction to Adjudicate, 79 Harv. mission) will be found in Bülow . . . .” Lon L.
L. Rev. 1121, 1173 (1966)./ “[T]he Finney court Fuller, Legal Fictions 89 n.74 (1967; repr. 1977).
recognize[d] that the binding nature o f a stipula See co n te st, n.
tion o f dispositiveness supported the parties in
their exercise of litigational [read litigatory] strat liv (e )a b le . The spelling livable is preferred in
egy . . . .” Zeigler v. State, 471 So. 2d 172, 176 AmE, liveable in BrE. See MUTE E.
(Fla. Dist. Ct. App. 1985).
Litigative is likewise a n e e d l e s s v a r ia n t —e.g.: liv e r y o f seisin ( = the ceremonial procedure at
“The transfer of the stock was not actually made common law by which a grantor conveyed land to
until April 1944 because o f an unsuccessful litiga a grantee) is LAW FRENCH (orig. bail de la seisine)
tive [read litigatory] attempt to prevent the same.” for delivery o f seisin. It is sanctioned by centuries
Western Pac. R. R. Corp. v. Western Pac. R. R. of legal usage, and today ordinarily appears only
Co., 85 F. Supp. 868, 870 (N.D. Cal. 1949)./ “For in historical contexts. The ceremony involved go
these reasons, I simply cannot accept the shift ing on the land and having the grantor symboli
in the litigative [read litigatory] burden o f proof cally deliver possession o f the land to the grantee
adopted by the Court.” Columbus Bd. o f Educ. v. by handing over a twig, a clod, or a piece o f turf.
Penick, 443 U.S. 449, 473 (1979) (Stewart, J., Alternatively, livery o f seisin could be accom
dissenting). plished by the grantor’s telling the grantee, in
view o f the land, that possession was given to the
litig io sity ; litig iou sn e ss. If there is a nuance grantee, followed by the grantee’s entering the
between these words, it is that litigiosity denotes land. E.g., “A transferor, A, having an estate in
the fact or state o f being litigious, whereas liti fee simple, could provide, upon making livery o f
Loan Translations 535
seisin to B, that he should have occupancy o f the lo a n ; le n d . In formal usage, it is best to use
land for his lifetime.” lend as the verb and loan as the noun. Loan is
The OED notes that livery and seisin is a com considered permissible, however, when used as a
mon error for livery o f seisin. See d e liv e r y (b ) & verb denoting the lending o f money (as distin
s e is in . guished from the lending o f articles).
liv in g tr u s t. See inter vivos tru st. L o a n T r a n s l a t i o n s are English terms arrived
at by translating foreign terms into English
liv in g w ill; a d v a n c e d ir e c tiv e . Living will, a equivalents. Thus we arrive at the un-English-
phrase that dates from the early 1970s, is not a sounding next friend as a loan translation (or
statutory term—in fact, it is really misnamed, caique) o f prochein ami. The language o f the law
because the document to which it refers is not a has many such terms, usually translated from
will at all. It refers to a legal document instructing Latin or French. (See l a w f r e n c h & l a w l a t in .)
doctors, relatives, and others when to refrain from Among the most common loan translations in
using life-support measures to prolong one's life legal writing are these:
during a catastrophic illness. E.g., “Living wills
English Term Foreign Term
are useful for people who would rather bow out
quickly and gracefully than fight for their lives as
action on the case action sur le case
(L.F.)
long as possible.” Letter o f F. Ackerman, N.Y.
against the form o f the contra formam sta-
Times, 13 Oct. 1989, at 227 “Under common law
these situations can also be addressed in a living
statute tuti (L.)
will, but the patient would never know it from against the peace contra pacem (L.)
a year and a day ann et jour (L.F.)
the materials distributed . . . . There is no rea
as o f right de jure (L.)
son these advance directives should not be physi
cian managed, just as surgical consent forms,
burden o f proof onus probandi (L.)
civil death mors civilis (L.)
anatomical gift forms and do-not-resuscitate or
ders are.” Letter o f Alan D. Lieberson, Law on
damage without injury damnum absque inju
ria (L.)
“Living Wills” Doesn't Go Far Enough, N.Y.
dead-hand mortmain (L.F.)
Times, 21 Dec. 1991, at 14.
defender o f the faith fidei defensor (L.)
A less commonly known term, advance direc
friend o f the court amicus curiae (L.)
tive, refers to a document much like a living
go hence without day aller sans jour (L.F.)
will, but broader in scope and more detailed. An
goods and chattels bona et catalla (L.F.)
advance directive is a durable power o f attorney
half-blood demy-sangue (L.F.)
designating a surrogate decision-maker for
have and hold habendum et tenen
health-care matters. An advance directive takes
dum (L.)
effect upon incompetency—and is “durable” be
aver et tener (L.F.)
cause, unlike most powers o f attorney, it remains
injury without damage injuria absque
in effect during the maker’s incompetency. E.g.,
damno (L.)
“The federal Patient Self-Determination Act now
in the breast in pectore (L.)
requires hospitals to inform patients o f their
juridification Verrechtlichung
rights under state law to create ‘advance direc
(Ger.)
tives' relating to their medical care and to find
keeper o f the peace custos pads (L.)
out whether patients have such advance direc
King’s Court Curia Regis (L.)
tives” Tom Mayo, Patients' Rights, Dallas Morn
know all persons noverint universi (L.)
ing News, 15 Dec. 1991, at 4J.
last will ultima voluntas (L.)
law merchant lex mercatoria (L.)
L.J., an abbreviation for “Lord Justice,” is plural- malitia praecogitata
malice aforethought
ized LL.J. (L.)
mere right jus merum (L.)
lo a d s ta r . See lo d e s ta r . meer dreit (L.F.)
naked contract nudum pactum (L.)
lo a d s to n e ; This term, meaning
lo d e s to n e . next friend prochein ami (L.F.)
“something that strongly attracts,” is spelled notwithstanding the non obstante vere
loadstone in BrE and lodestone in AmE. E.g., “The verdict dicto (L.)
intention o f the testator is the guide, or in the on pain o f sur peine de (L.F.)
phrase o f Lord Coke, the lodestone o f the court.” on the high sea super altum mare
Cf. lo d e s ta r . (L.)
536 loathe
plead not guilty plaider de rien culpa■ As a verb, lobby has come to mean: (1) to fre
ble (L.F.) quent legislative chambers for the purpose o f in
these presents hac praesentes lit- fluencing the members’ official actions <the group
terae (L.) lobbied against the proposed reforms>; or (2) to
true bill billa vera (L.) promote or oppose (a measure) by soliciting legis
under pain of sous pein de (L.F.) lative votes <the organization lobbied a measure
sub poena (L.) through the House>.
unwritten law lex non scripta (L.) The agent-noun lobbyist, meaning “one who lob
with force and arms vi et armis (L.) bies,” originated during the American Civil War.
for interfering with the liberty o f contract.” Town take advantage until Jacks or Better somehow
o f Ball v. Rapides Parish Police Jury, 746 F.2d changed its position; and she acted promptly in
1049, 1056 n.21 (5th Cir. 1984)./ “[E]qual protec recalling the words o f rescission.” Rosenblum v.
tion was so disfavored that, during the heyday o f Jacks or Better o f Am. West, Inc., 745 S.W.2d 754,
‘Lochnerizing,’ it was called ‘the usual last resort 759 (Mo. Ct. App. 1988).
o f constitutional arguments.’ ” (Id.)/ “O f course we
are Lochnerizing and intruding into the affairs of locus standi (= the right to bring an action or
a state.” Dunagin v. City o f Oxford, 718 F.2d 738, to be heard in a given forum) seems to be an
755 (5th Cir. 1983) (Higginbotham, J., dis unnecessary l a t i n i s m , in view o f the more com
senting). mon American legal term standing. Locus standi
is common in G.B., however. E.g., “First, it may
lo ck o u t, n., = (1) an employer’s closing of a be asked what, if any, locus standi the Law Soci
business or across-the-board dismissal o f employ ety has in a matter o f this kind.” (Eng.)/ “In
ees due to disagreement over the terms o f employ my view, it would be most unfortunate if the
ment; or (2) employees’ refusal to work because intervenor did not have a locus standi in appro
the employer unreasonably refuses to abide by an priate cases.” (Eng.)/ “The Italian standpoint is
expired employment contract while a new one is that at the present juncture the League has no
being negotiated. locus standi in the dispute.” (Eng.) Formerly it
was used in the sense “credentials, established
loco p a ren tis . See in loco p a ren tis . position o f high standing.” (See sta n d in g.) The
phrase is medieval in origin— it does not appear
lo cu s ; situs. Both terms are used in law to mean in classical Roman sources.
“a place in which something is situated or is
done.” Locus is the more concrete, specific term: lo c u tio n . See e lo c u tio n .
“We hold that at the death o f John Girdler’s
widow, his three daughters and granddaughter lo d e sta r; lo a d sta r. The former spelling is pre
held undivided equal estates tail in the locus” ferred in both AmE and BrE for this term mean
Situs, to the contrary, is more abstract, with a ing “a guiding star.” (The word derives fr. O.E.
usu. broader, territorial sense o f “place”: “Such a lãd [ = way, course] + star.) The term has jargon-
decree ought to be entitled to full faith and credit istic uses in setting fees and damages, and these
at the situs of the land.”/ “Holding that Mexico lead to mixed metaphors: “In awarding attorneys’
rather than Texas was the situs o f the bank depos fees, the district court increased the lodestar—
its furthers the general policies o f the act o f state the product o f the number o f hours reasonably
doctrine.” See situs. expended multiplied by a reasonable hourly
rate— to compensate counsel for the delay in ac
lo cu s in q u o (= the place where something is tual payment for the legal services rendered.”
alleged to have been done) is common in property (The figurative does not impinge on the literal
law, but is often unnecessary in place o f locus or sense if we write o f raising a lodestar, but it does
location. Here it is perhaps justifiable, because so impinge if we write o f increasing a lodestar.)
its use implicitly incorporates the notion o f allega See METAPHORS (A).
tions in a lawsuit: “It is proper to admit photo
graphs o f a locus in quo even though taken 15½ lo d e sto n e . See lo a d sto n e .
months after the accident . . . .” Hamilton v.
Fean, 221 A.2d 309, 315 (Pa. 1966). L o g i c . See il l o g i c .
chies” Lord Macmillan, Law and Other Things L o r d C h a n ce llo r. The plural is sometimes made
154 (1937). Lords Chancellor, sometimes Lord Chancellors,
and sometimes Lords Chancellors. The prevailing,
lo g o r r h e a (= diarrhea o f the mouth) is an afflic and the best, form is Lord Chancellors. But cf.
tion o f which lawyers must beware. lo r d ju s tic e . See C h a n c e llo r & K e e p e r o f th e
K in g ’s C o n scie n c e .
lo n g , adv., can stand alone, without for preceding
it. E.g., “[W]e have now for long [read now long] L o r d H igh C h a n ce llo r. See c h a n c e llo r .
been accustomed, with some archaic survivals, to
lo r d ju s tic e , the title o f a judge on the (English)
the doctrine that imposed liability depends in part
Court o f Appeal, is generally pluralized lords jus
upon the conscious attitude which a suppositi
tices. But lord justices might be an improvement.
tious normal person would take towards the dam
See L o r d C h a n ce llo r.
age resulting from his acts.” Sinram v. Pennsylva
nia R. Co., 61 F.2d 767, 770 (2d Cir. 1932) (per L.
L o r d o f A p p e a l in O rd in a ry ; L o r d O rd in a ry .
Hand, J.).
Terms such as these often baffle those unac
quainted with the British legal system. The Lords
lo n g -a r m s ta tu te ( = a statute providing for the
o f Appeal in Ordinary, known also as Law Lords,
maintenance of jurisdiction over nonresident de sit in the House o f Lords as the highest appellate
fendants) derives from the catchphrase the (long) court in the U.K. The Lords Ordinary sit in Scot
arm o f the law. land as the trial judges in the Court o f Session.
See L a w L o rd .
lo n g e r th a n . See a b o v e (a ).
L o rd s is sometimes used as an elliptical term
lo n g s h o r e m a n . See s e x is m (b ). for House o f Lords— e.g.: “Decision-making in the
Lords does not take place in a vacuum.” Alan
lo n g -s ta n d in g , adj. So spelled. Paterson, The Law Lords 9 (1982)./ “Oliver Crom
well later explained that the Lords was ‘very
lo o k o v e r . See o v e r lo o k . forward to give up the people's rights . . . . ' ”
Peering Ahead, Economist, 9-15 June 1990, at 68.
lo o m la r g e . See b u lk la r g e . See H ou se o f L ord s.
phenated thus, both refer to breach-of-contract jurisdictions that retain larceny as a crime, lucri
damages that would place the injured party in causa is generally considered an inessential ele
the position he or she would have been in had the ment, the intent to deprive the owner o f his or
contract been performed. E.g., “Another major her property being sufficient.
shift in the law appears to lie in an increased
reluctance to award pure ‘lost expectation’ dam lu n a tic, once a clinical medical description, was
ages, except perhaps in straightforward commer formerly used frequently in legal writing. E.g., “A
cial cases.” P.S. Atiyah, An Introduction to the lunatic has the capacity to take and hold title to
Law o f Contract 21-22 (3d ed. 1981; repr. 1986). property and therefore may become a trustee.”
Today, however, the term is one o f opprobrium
lo s t ea rn in g s; lo st e a r n in g ca p a c ity . In because o f its figurative abuses; it should be used
personal-injury cases, the distinction is an im cautiously if at all.
portant one. To determine lost earnings, the court
looks to what a plaintiff actually earned before lu x u ria n t; lu x u rio u s. Luxuriant, a favorite
the injury. To determine lost earning capacity, the word o f metaphrasts, means “growing abun
court looks (more expansively) to the plaintiff’s dantly, lush.” E.g., “The states have decided that
diminished earning power resulting from the in it is better to leave a few o f its noxious branches
jury. to their luxuriant growth, than by pruning them
away to injure the vigor o f those yielding the
lo st p ro p e rty ; m isla id p r o p e r ty ; a b a n d o n e d proper fruits.”
p ro p e rty . At common law, these descriptions Luxurious = characteristic o f luxury. Some
governed the disposition o f property found by times the word is confused with luxuriant— e.g.:
someone other than its original owner. The dis “With his luxuriously [read luxuriantly] curly
tinctions are still valid in many English-speaking white hair, dark bushy eyebrows, olive skin and
jurisdictions. Property is said to be lost when the direct gaze, Judge Botein reminds one lawyer I
owner has involuntarily relinquished possession know o f ‘an implacable Old Testament Judge.’ ”
o f it, usually by accident or forgetfulness, and Murray T. Bloom, The Trouble With Lawyers 168
cannot or is highly unlikely to recover it by dili (1970).
gent search. Property is mislaid when the owner
has intentionally put it in a place and then forgot ly n c h la w = the administration o f summary
ten it, but may find it by diligent searching. It is punishment, esp. death, for an alleged crime,
abandoned if the owner has knowingly forsaken without legal authority. The phrase connotes mob
interest in the property. lawlessness brought about by a perception that
justice will be either denied or grossly delayed.
loth . See loa th e. The phrase has an interesting etymology. Origi
nally Lynch's law, it took its name from William
lo w e r c o u rt. See h ig h e r c o u r t & in fe r io r ( b ). Lynch (1742-1820) o f Virginia, who in 1780 orga
nized his neighbors to maintain order and punish
L.S. ( = locus sigilli, meaning “place o f the seal”) lawlessness in their community. At first the
is occasionally used on contracts and deeds in phrase referred to punishments milder than
place o f an actual seal. As contracts under seal death—whipping, tarring and feathering, burning
have fallen into disuse, so has the need for this houses, and the like—but since the late 19th cen
abbreviation. See seal. Cf. ss. tury, the term has been increasingly confined to
sentences o f death by hanging. The verb to lynch,
lucri causa /loo-kree-kaw-zd/ ( = for the sake o f for example, carries that meaning exclusively: “to
gain) was once considered a necessary element o f hang (a person) by lynch law.”
larceny: the thief must have been motivated by
some purpose o f gain or advantage. Today, in ly n ch p in . See lin ch p in .
M
M a c a r o n i s m . See m in g l e -m a n g l e . which the U.S. Supreme Court first used federal
constitutional analysis to invalidate a state law.
M cCulloch v. M aryland . This is the conven- See 17 U.S. (4 Wheat.) 316 (1819). But the bank
tional spelling o f the ground-breaking case in cashier involved in that case actually spelled his
540 McKenzie
name McCulloh. See Charles A. Wright, The Law misspelled maelstorm— e.g.: “The application o f
o f Federal Courts 370 n.5 (5th ed. 1994). any other Rule [than res judicata], in our judg
ment, would result in a maelstorm [read mael
M cK en zie; M cK en zie m an. In McKenzie v. Mc strom]I o f uncertainty, lack o f judicial finality and
Kenzie., [1970] 3 W.L.R. 472 (C.A.), the Court ultimate chaos.” In re Van Deusen’s Will, 196
of Appeal ruled that any litigant is entitled to N.Y.S.2d 737, 743 (Sur. Ct. 1960).
nonprofessional assistance in court. Hence in
BrE, McKenzie or McKenzie man has come to m a g isteria l; m agistral. Although magisterial
denote a nonprofessional who attends trial as a carries connotations o f nobility, command, and
party’s helper or adviser. even dictatorialness, it is also the preferred adjec
tive corresponding to the noun magistrate. E.g.,
M cN agh ten ; M ’N agh ten ; M cN a u g h ton ; M ac- “While we may review magistral [read magiste
n a gh ten ; M acN au g h ton ; M’N au gh ten . In rial] findings o f fact subject only to the ‘clearly
1843, the House o f Lords answered a series o f erroneous’ standard, we may overturn any conclu
questions about what a criminal defendant must sions o f law that contradict or ignore applicable
show to succeed on the defense o f insanity. (For precepts o f law as found in the Constitution, stat
the citation, see le a d in g ca se.) These answers utes, or case precedent.” Magistratic and magis-
are generally known as the McNaghten rules (so tratical are n e e d l e s s v a r ia n t s . Magistral — (1)
spelled). Glanville Williams remarks: “The spell o f a master or masters <an absolutely magistral
ing o f the defendant’s name in this famous case work>; or (2) formulated by a physician <a magis
varies; for simplicity, I have adopted one o f the tral ointment>. ~
two versions [McNaghten] used in the Law Re
ports, though it is probably [historically] wrong.” m a g istra cy ; m a g istra tu re; m a g istra tesh ip .
Textbook o f Criminal Law 98 n.6 (1978). Histori The first o f these is the standard term for the
cally wrong, perhaps, but so prevalent today that office, district, or power o f a magistrate, or body
writers everywhere ought to settle on it as the o f magistrates. Magistrature and magistrateship
standard spelling. are NEEDLESS VARIANTS.
Justice Felix Frankfurter felt certain that
MNaghten was the correct spelling and, in 1952, m a gistra l. See m a gisteria l.
wrote the editor o f The Times (London) to reform
the spelling used by that newspaper: “It is m a gistra te, in both AmE and BrE, is now gener
M’Naghten, not M’Naughten or any o f the vari ally understood as referring to a judicial officer
ants o f its misspelling.” Felix Frankfurter, “Post with strictly limited jurisdiction and authority,
script to M’Naghten’s Case,” in Of Law and Life often on the local level. In G.B., for example,
and Other Things That Matter 1, 1 (Philip B. magistrate is synonymous with justice o f the peace
Kurland ed., 1967). The learned editor o f The and frequently appears in the phrases police mag
Times— Sir William Haley— produced historical istrate, metropolitan magistrate, stipendiary mag
evidence o f ten variations, including the prison istrate, and magistrates' courts. (See stipe.) In
er’s own version during trial: MNaughten. See id. Ireland the phrase is resident magistrate. The
common characteristic is that magistrate “gener
m ad is a casualism when used as a synonym for ally means a judge o f inferior rank.” Max Radin,
angry. The Law and You 110 (1948).
Formerly, however, the word retained a mean
m a d d in g c r o w d ; m a d d e n in g c r o w d . By histor ing closer to its etymological sense. Derived from
ical convention, madding crowd is the idiom, dat L. magistratus or magister (= master), it once
ing from the late 16th century. Unlike mad referred to the official first in rank in a branch of
dening, which describes the observer, madding government. Hence an emperor, or a monarch, or
( = frenzied) describes the crowd itself. Thomas a president might have been termed a magistrate.
Gray’s “Elegy in a Country Churchyard” (1749) E.g., “Edicta, laws which the emperor himself put
and Thomas Hardy’s novel Far From the Madding forth, in his character as highest magistrate
Crowd (1874) helped establish this idiom, espe . . . .” James Hadley, Introduction to Roman
cially Gray’s “far from the madding crowd's igno Law 6 -7 (N.Y., D. Appleton & Co. 1881). Thus it
ble strife.” In modern published writings, mad is that Cardozo referred to Chief Justice Marshall,
ding crowd remains about seven times as common with the greatest respect, as the magistrate who
as its corrupted form. wrote Marbury v. Madison. See Law and Litera
ture, 52 Harv. L. Rev. 471, 476 (1939).
m aelstrom , originally a Dutch word referring But because the connotations o f magistrate had
to a grinding or turning stream, is frequently fallen so, United States Magistrates— i.e., those
maintenance and cure 541
at the federal level— lobbied in the late 1980s for Tor spending m oney the magnanimous [read
a name change. In 1990 they got it, in the Judicial magnificent] amount o f $45 per week for working
Improvements Act, and they are now called in the grocery store. This does not approach the
United States Magistrate Judges. See m a g iste salary o f carryout boys in grocery stores.” Tuttle
rial. v. Tuttle, 399 N.W.2d 876, 880 n.* (S.D. 1986).
to maintenance and cure for illness or injury oc majority were formerly called infants . . . .” G.H.
curring while he is in the service o f the ship Treitel, The Law o f Contract 481 (8th ed. 1991).
is often analogized to workmen’s compensation. Cf. m in o r ity (a ).
While the origins o f the right are customarily
traced back to the mediaeval sea codes, it appears m a jo r ity o p in io n (AmE) = the chief opinion o f
to have been first recognized in this country by an appellate court when more than one opinion
Justice Story in two cases [that] he decided on is filed. See o p in io n o f th e c o u r t.
circuit.” Grant Gilmore & Charles L . Black, Jr.,
The Law o f Admiralty 281 (2d ed. 1975). m a k e (= to draw up [a legal document]) is an
old legal idiom, dating from the 14th century
m aintainer; m aintainor. The -er spelling is pre cthey made their wills>. In several phrases, such
ferred in all senses. as make answer, it contributes to wordiness—e.g.:
“Within twenty days, if the case is to come before
m ajorat (= [1] the right o f primogeniture in the New York Supreme Court, the defendant
Spain, Italy, and other countries; or [2] an estate must make his answer [read answer] unless he
attached to the right o f primogeniture) is pro secures an extension o f time from the court.” C.
nounced lmd-zhor-dl. In the plural form (majo Gordon Post, An Introduction to the Law 134
rats), the pronunciation remains the same. See (1963).
prim ogeniture.
m a k e a m o c k e r y o f is a c lich é to be avoided.
m ajority. A. And plurality . These terms are
frequently used in reference to judicial opinions, m a k e d u e is blunder for make do, the 20th-
as well as elections. Majority = a group o f more century idiom meaning “to manage with what
than 50 percent (e.g., five of nine judges). Plural happens to be available, however inadequate it
ity = the group with the largest percentage where may be.” The error has become distressingly com
none o f the percentages is 50 percent or more mon— e.g.: “Respondent’s own testimony showed
(e.g., four o f nine judges, when three have adopted just the slight difference o f $80 per month, despite
a different position, and two others still another her claim that the children had to make due [read
position). See m ajority opinion & plurality make do] with considerably less expensive clothes
opinion. . . . .” Esposito v. Esposito, 371 N.W.2d 608, 610
B. Number. Majority, like minority, is generally (Minn. Ct. App. 1985)7 “When individuals or orga
used in AmE as a c o l l e c t iv e n o u n , so that it nizations satisfice, they make due [read make do]
takes a singular verb. E.g., “The majority deem with means and ends they deem 'good enough’
[read deems] negotiations leading to execution o f rather than try in vain to optimize.” David M.
contracts admissible.”/ “The majority reach [read Frankford, The Medicare DRGs: Efficiency and
reaches] their [read i£s] conclusion regarding the Organizational Rationality, 10 Yale J. Reg. 273,
50% stock dividend and the proceeds o f sale by 346 n.87 (1993).
expressly overruling Crawford Estate.”
But in the phrase a majority o f (people or try— e.g.: “Thus a
m a k e e ffo r ts is verbose for
things), the word majority is generally treated as contract by which a marriage bureau simply un
a plural in both AmE and BrE— e.g.: “ [T]he great dertakes to make efforts [read try] to find a spouse
majority o f prosecutions are in theory private.” for a client has been held invalid.” G.H. Treitel,
Patrick Devlin, The Criminal Prosecution in En The Law o f Contract 390 (8th ed. 1991).
gland 16 (1960)7 “A minority o f the chairmen
and deputy chairmen . . . of the county Quarter m a k e g o o d (= to compensate for, restore, or
Sessions are also practising barristers.” Id. at 24. effect) is a legal as well as a lay idiom. Its primary
See SYNESis. use in law is in the field o f contracts—e.g.: “The
C. References in Dissenting Opinions. In some person who had brought about the mixing was
courts, such as the U.S. Court o f Appeals for the entitled to claim his proper quantity, but subject
First Circuit, it has generally been considered bad to the other proprietor’s being first made good
form to refer in a dissent to what the “majority” out of the whole mass.”/ “ [UJnless the articles so
says. The thought was that, because the majority require a company is not legally bound to make
speaks for the court as a whole, a temperate good losses o f fixed capital before distributing
dissenter should use the term court instead o f current profits.” 2 E.W. Chance, Principles o f Mer
majority. See opinions, judicial. cantile Law 207 (P.W. French ed., 10th ed. 1951).
D. For full age. This LEGALISM <age o f major- Occasionally, when this ph r asal verb has a
ity> is common in both the U.S. and G.B. E.g., direct object, it creates a m isc u e — e.g.: “There is,
“In the law o f contract, persons below the age o f however, nothing objectionable about a promise
malevolent 543
to make good defalcations for which the promisor “Therefore, we are all o f opinion that the defen
is personally responsible . . . .” P.S. Atiyah, An dant ought in justice to refund this money thus
Introduction to the Law o f Contract 231 (3d ed. mala fide recovered.”
1981). The reader may wonder for an instant
whether there has been a problem with bad defal m ala in se; mala prohibita. See malum in se.
cations? What is digood defalcation, and how does
one make it? O f course, the miscue vanishes after MALAPROPISMS are words used incorrectly that
a moment’s reflection, but the problem with mis- produce a humorous effect. The term derives from
cues is precisely that they demand a moment’s the character Mrs. Malaprop in Sheridan’s play
reflection. The Rivals; Mrs. Malaprop loves big words but
uses them ignorantly to create hilarious solecisms
m a k e la w . When applied to a legislature, this and occasionally embarrassing double entendres.
phrase means one thing. When applied to a court, One o f Mrs. Malaprop’s famous similes is as head
it means another: “In applying the expression to strong as an allegory on the banks o f the Nile.
the judge, we use it only in a derivative or second Legal malapropisms are more common than one
ary sense. Otherwise we are in danger o f obscur might expect. One lawyer apparently mistook
ing his essentially interpretative function. In this meretricious ( = marked by falsity; superficially
secondary sense, but only so, the judge does un attractive but fake nevertheless) for meritorious
doubtedly 4make’ law. It is not an original act with embarrassing consequences: a plaintiff’s
o f creation. Every act o f interpretation shapes lawyer, he asked a judge to rule favorably on his
something new, in a secondary sense.” Carleton client’s “meretricious claim.” Similarly, Senator
K. Allen, Law in the Making 309 (7th ed. 1964). Sam Ervin recalled a lawyer who, in arguing
that his client had been provoked by name-calling
m a k e o a th a n d s a y . This
d o u b l e t is an archaic 0epithets), said: “I hope that in passing sentence
equivalent o f testify— e.g.: “I, Xavier Y. Clarke, on my client upon his conviction for assault and
Barrister and Solicitor, o f 5678 Unknown Road, battery, your honor will bear in mind that he was
Vancouver, British Columbia, make oath and say provoked to do so by the epitaphs hurled at him
[read testify] as follows . . . .” (Can.) by the witness.” Quoted in Paul R. Clancy, Just
a Country Lawyer 121 (1974).
m a k e p r o v is io n fo r is wordy in place o f provide Other illustrations are nefarious (= evil) for
for. Further, provision is a BURIED VERB. multifarious (“Ties, shirts, shoes, belts, socks, and
all the other nefarious parts o f one’s wardrobe”)
m a k e r e tu r n o f (e.g., a warrant) is wordy for and voracity ( = greediness with food) for veracity
return. (“There would have been nothing to be gained by
trying to impeach the truthfulness or voracity o f
made whole is to be
m a k e -w h o le , adj. To be those witnesses.”). For other examples, see avert,
returned to the status quo ante (q.v.); the verb c o n tr ib u te , d e g ra d a tio n , d isp a ra g in g , e f
phrase to make whole has been transformed into fr o n te r y , e v o k e , H o b so n ’s c h o ic e (c ), illicit,
the adjectival phrase make-whole— e.g.: “The im p o te n c e , p a n a ce a , p r o d ig io u s , p r o sp e c tu s
market value o f the property deviated signifi ( b ), so lic it ( a ) & su rcea se.
cantly from the make-whole remedy intended by
the just compensation clause.” m a le fa ctio n . See m a lfea sa n ce.
m ala fide(s). Mala fide ( = in bad faith) is the m a le fa c to r /mal-d-fak-tdr/ = criminal; felon. Al
adverb or adjective. Mala fides lmal-d-fl-deezl (= though the term is now primarily literary, the
bad faith) is the noun. Unlike bona fide, neither OED contains the following quotation o f Herbert
mala fide nor mala fides is understandable to Spencer from 1862: “By a malefactor, we now
most nonlawyers, and only infrequently is either understand a convicted criminal, which is far
phrase encountered in modem legal texts. The from being the acceptation o f ‘evil-doer’.”
best advice is to avoid it and use the well-known
Anglo-Saxon equivalent. See b a d (-)fa ith , bona m a lefea sa n ce. See m a lfea sa n ce.
fides & g o o d (-)fa ith .
The two specimens following date from the late m a lev olen t; m a leficen t. Whereas the former
19th century: “I f advice given mala fide, and loss means “desirous o f evil to others,” the latter
sustained, entitle me to damages, why, though means positively “hurtful or criminal to others.”
the advice be given honestly [i.e., bona fide], but Hence malevolent has to do with malicious de
under wrong information, with a loss sustained, sires, and maleficent with malicious actions. See
am I not entitled to them [i.e., damages]?”/ m a lice (final par.).
544 malfeasance
the only requirement is that the intention not be m a lp r a c tic e is confined in AmE to negligence or
an a/ferthought. incompetence on the part o f professionals (e.g.,
Perkins contends that, because “the whole de lawyers and doctors); in BrE, however, it has this
velopment o f the mental requirement o f the crime meaning as well as a sense similar to misfeasance:
o f murder has centered [on] the words malice “The mortgagees are not parties to the malprac
aforethought, it will probably be wise to retain tices o f the Waites, and the tenants, who were the
this phrase to express the concept.” Rollin M. victims o f those malpractices.” (Eng.) The OED
Perkins, Criminal Law 30 (1957). Even so, Per records two senses not current in the U.S.: (1)
kins suggests person-endangering state o f mind “illegal action by which a person in a position o f
as a clearer substitute. Id. at 38. But even that trust seeks a personal benefit at the cost o f oth
phrase fails to account for circumstances that ers”; and (2) “a criminal or overtly mischievous
justify, excuse, or mitigate. action; wrongdoing; misconduct.” Cf. m a lfea
sa n ce.
m a licio u s ( = intentional or reckless) bears a
legal sense corresponding to the noun malice, q.v. m a ltrea t. See m istrea t.
Glanville Williams recommends substituting the
phrase intentional or reckless in place o f mali malum in se; malum prohibitum , PI. mala
cious. See Criminal Law 76 (2d ed. 1961). Like in se and mala prohibita. These l a t in is m s are
wise, the phrase intentionally or recklessly might frequently used by common-law writers, and
replace the adverb maliciously. knowing the distinction between them helps one
understand the relation between morality and
m a licio u s d a m a g e is the former name in BrE for law. Malum in se = evil in itself; something
what is now called criminal damage. The name inherently and universally considered evil. Ma
change resulted from the Criminal Damage Act lum prohibitum = wrong merely because it is
1971. proscribed; made unlawful by statute. Thus mur
der is the usual example o f a crime malum in se,
m a licio u sly . See m a licio u s. but running a traffic light is said to be malum
prohibitum. E.g., “A malum prohibitum is just as
m a licio u s m is c h ie f; crim in a l m isch ie f. The much a crime as a malum in se.” Oliver W.
traditional phrase, malicious mischief, refers to Holmes, The Common Law 46 (1881; repr. 1946).
the common-law misdemeanor o f intentionally de The phrases are sometimes used not as nouns,
stroying or damaging another's property. Variant but as po stpositive a d je c tiv e s — e.g.: “Acts mala
phrases include malicious mischief and trespass, in se include, in addition to felonies, all breaches
malicious injury, malicious trespass, and mali o f public order, injuries to person and property,
ciously damaging the property o f another. To avoid outrages upon public decency or good morals, and
the problematic word malice, the drafters o f the breaches o f official duty, when done wilfully or
Model Penal Code invented the term criminal corruptly. Acts mala prohibita include any matter
mischief, a term now used in several American forbidden or commanded by statute, but not oth
jurisdictions. erwise wrong.” Commonwealth v. Adams, 114
Mass. 323, 324 (1873).
m a licio u s p ro s e c u tio n ; a b u se o f p ro ce s s .
Charles McCormick suggested a demarcation be m a lv ersa tion . This arcane term, meaning “offi
tween cases in which “process rightfully issued is cial corruption,” has on occasion been misren-
wrongfully used, which should be termed abuse dered malversion— e.g.: “Although the defendants'
o f process, and cases o f malicious procurement o f expert interpreted the phrase in question to con
the issuance o f process, which should be termed note more o f an ‘abuse,' ‘misuse' or ‘malversion’
malicious prosecution.” Charles T. McCormick, [read ‘malversation1 o f Post 12's $7,000, we find
Handbook o f the Law o f Damages § 109, at 385 . . . that the issue was not whether the term
(1935). That distinction is as often blurred today used meant ‘embezzlement,' but whether or not it
as it was in McCormick's time, but it would still was libelous.” Laniecki v. Polish Army Veterans
promote clear thinking if lawyers observed it. Ass’n, 480 A.2d 1101, 1107 (Pa. Super. Ct. 1984)./
“[D efalcations under the Act o f 1898 were not
m a lig n a n cy ; m a lig n ity . Malignancy should be limited to deliberate malversions [read malversa
confined to denoting any cancerous disease. Ma tions].” In re Johnson, 691 F.2d 249, 254 (6th Cir.
lignity = wicked or deep-rooted ill will or hatred; 1982). Cf. m is c o n d u c t in o ffice .
malignant feelings or actions. The agent noun, which seems never before to
have been recorded in a dictionary, is malversator:
m a lo d o ro u s. See o d o ro u s . “That case has at times been thought to lay down
546 -MAN
a different rule, treating the infringer in all cases m a n d a ta ry. See m a n d a tory .
as a trustee ex malefício, and therefore subject to
the severe standard imposed upon malversators.” m a n d a te = (1) an order from an appellate court
Cincinnati Car Co. u. New York Rapid Transit directing a lower court to take a specified action;
Corp., 66 F.2d 592, 593 (2d Cir. 1933). (2) a judicial command directed to an officer of
the court to enforce a court order; (3) in civil law,
-MAN; -PERSON. See SEXISM ( b ). a written command given by a principal to an
agent; (4) in Roman law, a commission by which
m a n . See s e x is m (B). one person (the mandator) requests someone (the
mandatary) to perform some service gratuitously,
m a n a n d w ife . Since the 1960s, this phrase has
the commission becoming effective when the man
been steadily decreasing in frequency of use in datary agrees— a synonym in this sense is manda-
American judicial opinions. The reason is that it
turn; (5) in international law, an authority given
by the League o f Nations to certain governments
does not accord the female an equal status—i.e.,
to take over the administration and development
she is referred to only by reference to her marital
o f certain territories (replaced after 1945 by trust
status. A more balanced phrasing—though less
idiomatic— is husband and wife. See SEXISM ( d ).
eeship); or (6) in politics, the electorate’s over
whelming show o f approval for a given political
platform. See chameleon-hued words.
m a n c ip a tio n . See e m a n c ip a tio n .
432 U.S. 197, 218 (1977)./ “Defendant’s planning dismissing the bill is set out in the margin.” This
activity rendered him more culpable than other usage harks back to a bygone era when notes
manslaughterers . . . .” People v. Levitt, 203 Cal. were set out in the outer margins rather than at
Rptr. 276, 287 (Ct. App. 1984). the foot o f the page.
relations is sometimes used as a EUPHEMISM for substantive law and procedure in proceedings for
sexual relations between husband and wife. dissolution o f marriage.” Note the in e l e g a n t
v a r ia t io n in that sentence (divorce . . . dissolu
m a r itim e . See a d m ir a lty (a ). tion o f marriage)./ “The State Bar o f Texas spon
sored the Marriage Dissolution Institute in Fort
m a r k e d is pronounced Imarktl, as one syllable. Worth in February 1985.” That marriage dissolu
The pronunciation / mar-kdd/, in two syllables, is tion may technically encompass annulments as
a vestige o f the correct adverbial pronunciation well as divorces does not redeem it. See d iv o r c e
Imar-kdd-leel. (B).
m a r k e t o v e r t usu. means something more spe m a r s h a l, n., = (1) a law-enforcement officer with
cific than open market. Market overt = an open, duties similar to those o f a sheriff; (2) a judicial
legally regulated public market where buyers, officer who provides court security, executes pro
with some exceptions, acquire good title to prod cess, and performs other tasks for a court; or (3)
ucts regardless o f any defects in the seller’s title. in England, a recently called barrister who acts
Open market, though it sometimes shares that as personal officer o f and secretary to a High
sense, generally means “a market with no compet Court judge on circuit. The word is preferably so
itive restrictions on price or availability o f prod spelled—not marshall.
ucts.”
Market overt is the less common term: “Conceiv m a r s h a l, v.t. ( = to arrange in order), in its past-
ably the common-law judges might have refused tense and participial forms, is frequently mis
to allow the bailor to recover in detinue against a spelled in AmE with a doubled -1-. E.g., “The
bona fide purchaser, as they did refuse it against strongest support marshalled [read, in AmE, mar
a purchaser in market overt; but this would have shaled] by the majority opinion is the statement
involved a weighing o f ethical considerations alto by Dean Page Keeton.” See d o u b l in g of f in a l
gether foreign to the medieval mode o f thought.” con so n an ts.
In BrE, the inflected form is marshalled, but
m a r q u e , le tte r s o f. See le tte r s o f m a r q u e . the uninflected form is still marshal, as in AmE:
“If one side can marshall [read marshal] a prece
m a r r ia b le . See m a r r ia g e a b le . dent that is binding and in point, that will con
clude the debate.” Michael Zander, The Law-
marital is better than
m a r r ia g e , adj. The word Making Process 234 (2d ed. 1985).
marriage in adjectival senses. E.g., “An aggrieved
spouse is not compelled to seek the courts of m a r tia l la w ; m ilita r y la w . The two are distinct,
another state for the protection o f her marriage as Holland suggests: “ ‘Martial’ as opposed to ‘mil
[read marital] status.” See NOUNS AS ADJECTIVES. itary law’ is not recognised by the law o f England
[or o f the U.S.].” Thomas E. Holland, The Ele
m a r r ia g e , n. See c o m m o n -la w m a r r ia g e . ments o f Jurisprudence 377 n.2 (13th ed. 1924).
Martial law is the body o f rules applied on
m a r r ia g e a b le ; m a r r ia b le . The latter is an ar grounds o f necessity by a country’s rulers when
c h a is m to be avoided. the civil government has failed or looks as if it
might fail to function, the armed forces assuming
m a r r ia g e d is s o lu tio n is a e u p h e m is m for di control purportedly until civil processes and
vorce or annulment. E.g., “The Family Law Act, a courts can be restored to their lawful places. Mar
response to general dissatisfaction with the social tial law applies only within a given country—not
and legal procedures affecting divorce actions in within occupied enemy territory. Military law, on
California, effected substantial changes in the the other hand, refers to the special branch o f law
550 Mary Carter agreement
that governs military discipline and other rules ing the title master, without regard to the equita
regarding service in the armed forces. Thus mar- ble or legal nature o f the proceedings. Among the
tial law usu. applies to civilians as well as sol functions they may perform are taking testimony,
diers, whereas military law almost never applies computing interest, valuing annuities, investigat
to civilians. ing encumbrances on land titles, and the like—
virtually always with a written report to the
M ary C a rter a g reem en t, which owes its name court.
to Booth v. Mary Carter Paint Co., 202 So. 2d 8
(Fla. Dist. Ct. App. 1967), refers to a contract by m a s t e r a n d s e r v a n t. See e m p lo y e r a n d e m
which a codefendant settles with the plaintiff and p lo y e e & m a s te r (A).
obtains a release, with the further agreement
that the codefendant will receive a portion o f any Masterful describes a pow
m a s te r fu l; m a s te r ly .
amount that the plaintiff may recover from one or erful, even bullying, superior as opposed to ser
more other defendants. In short, the codefendant vant or slave. Masterly indicates the skill o f a
settles and then joins forces with the plaintiff master o f a profession or trade as opposed to an
against the remaining codefendants. See CASE unskilled worker. A master craftsman is masterly;
REFERENCES (C). a boorish tyrant is masterful. Which is the correct
Some lawyers shorten the phrase to Mary Car term in the following sentence, from a nonlegal
ter <Sinergy then entered into a Mary Carter text? “Though Britain’s Derek Jacobi looks about
with the plaintiff>. Much more slangily, lawyers as much like Adolph Hitler as Archie Bunker, he
sometimes use the phrase as a verb <Sinergy was evokes the F üh rer'With masterful verve.” (The
Mary Cartered out o f the case>. actor is masterly; Hitler was masterful.)
Perhaps one reason the two words are so fre
M a s c u l in e and F e m i n i n e P r o n o u n s . See sex quently confounded is that when an adverb for
ism (a ). masterly is needed, masterfully seems more natu
ral than masterlily. (See a d v e r b s (b ).) Indeed,
m a s s o f, a. See s y n e s is . “He writes masterfully” strikes one as much less
stilted than “He writes masterlily.” This problem
m a s s to r t = a large number o f tort claims with with the adverbial form threatens to destroy a
a common cause— such as a single-accident disas useful distinction between the two adjectival
ter, a defective product that injures many people, forms. Perhaps masterlily would seem less pedan
or environmental contamination at a single site— tic if we were to use it more often. Barring that,
that has injured many victims. This term has, by in a masterly way is always available.
extension, given rise to some odd JARGON such as
mass litigation and even mass defendant. To avoid m a s t e r o f th e b e n c h . See b e n c h e r .
giving mass these contorted senses, the better
practice is to write mass-tort litigation and mass- M a ster o f th e R o lls = president o f the Court o f
tort defendant. Appeal (Civil Division) in England.
(quoting advisory comm, note to Fed. R. Evid. for AmE and BrE alike: case or action refers to a
401). pending lawsuit in which there is a genuine dis
Material, the victim o f lawyers’ s l ip s h o d e x pute; matter refers to any other affair in which a
t e n s i o n , is frequently used in the sense “signifi lawyer becomes professionally involved. It there
cant.” E.g., “An immediate appeal would materi fore makes good sense for law firms to keep rec
ally [i.e., significantly] advance the ultimate ords, as they ordinarily do, o f “client-matter”
termination o f the litigation.” This sense is now numbers. A matter might involve legal advice
commonplace in American securities law, where where litigation is never contemplated.
it is too pervasive to be considered exceptionable.
It is also common in other legal contexts. m au gre /maw-gar/ = despite. Listed as obsolete
or archaic in virtually every English-language
m aterialm an . See m e c h a n ic ’s lie n & s e x is m dictionary, this word is just one more a r c h a i s m
(B). in which legal inkhomists can indulge. E.g.,
uMaugre this: shall we repudiate such ‘excellent
m a trim on ia l law . We might question why mat method o f decision,’ as violative o f the common
rimonial rather than marital came to be used in law o f England in 1791?” Sunray Oil Corp. v.
this and related phrases. Matrimonial is a FOR Allbritton, 187 F.2d 475, 480-81 (5th Cir. 1951)./
MAL WORD rarely used outside the law except in “Complaint is next made that the court erred in
reference to wedding services. Yet the law on both permitting the prosecutor to state in his final
sides o f the Atlantic has embraced this word in argument[,] maugre timely objection by counsel
phrases such as matrimonial home, matrimonial for the defendant, the following: . . . .” Shadle
offense, and matrimonial cohabitation. E.g., v. State, 194 So. 2d 538, 542-43 (Ala. 1967).
“Strangely, however, the changes in the method
o f quantifying rights in the matrimonial home m a x im a l. See m a x im u m .
have gone unnoticed.” (Eng.)/ “In matrimonial
causes because the state has an interest, special A maxim is a traditional legal principle
M a x im s .
duties are laid on solicitors and the bar.” (Eng.) that has been frozen into a concise expression.
The American Academy o f Matrimonial Lawyers There are a few legal and quasi-legal maxims
is unlikely to approve o f a change in terminology. that everyone knows, such as these:
Still, in some contexts matrimonial is inargu- • A man’s home is his castle. See c a stle d o c
ably turgid in place o f marital: “This language tr in e .
frequently has been applied as a general rule and • Caveat emptor. See c a v e a t.
the federal courts consistently have refused to • Ignorance o f the law is no excuse. This phrase
entertain actions involving matrimonial [read is a close LOAN t r a n s l a t i o n o f ignorantia juris
marital] status.” See m a rria g e, adj. neminem excusat ( = ignorance o f the law ex
cuses nobody). See ignorantia ju ris.
m a tter is sometimes viewed as the lawyer’s • Possession is nine-tenths o f the law. See p o s
puffed-up equivalent o f case. It commonly occurs s e s s io n is n in e -te n th s o f th e la w .
in contexts such as these: “I handled a fascinating
Then there are the thousands o f maxims dressed
matter [read case] the other day.”/ “How many
up in Latin, few o f which most lawyers seem
matters [read cases] are there on the docket?” And
nowadays to know. Among the more common ones
it appears in BrE as well as AmE— e.g.: “It should
are these:
be noted that section 76(i) extends not only to
matters arising under the Constitution but also • Actus non facit reum nisi mens sit rea ( = an
to matters involving its interpretation.” James act does not make the doer guilty unless his or
Crawford, Australian Courts o f Law 146 (1982). her mind is guilty). See actus non fa cit reum
Actually, the term derives from the language of nisi mens sit rea.
equity: “for the Queen’s Bench Division we usu • Delegatus non potest delegare ( = a person to
ally talk about ‘actions,’ denoting the idea o f liti whom work is delegated cannot himself [or her
gants who have a dispute to be determined, whilst self] delegate it).
in the Chancery Division we are more apt to • De minimis non curat lex (= the law does not
speak o f ‘actions and matters' Some of the causes concern itself with trifles). “No one knows ex
in the Chancery Division are normal litigation actly what it means.” Ephraim Tutt, Yankee
between contesting parties, but ‘matters' do not Lawyer 356 (1943). See de minimis (Á).
necessarily mean that there is a dispute.” R.M. • Ex turpi causa non oritur actio (= from an
Jackson, The Machinery of Justice in England illegal transaction no action arises).
50-51 (5th ed. 1967). • Ignorantia facti excusat (= ignorance o f fact
That quotation suggests a workable distinction excuses, i.e., is a ground for relief).
552 maximum
• Nulla poena sine lege ( = no punishment except when this would not have happened if those
in accordance with the law). See nulla poena maxims had been expressed only in the vernac
sine lege. ular.” Sperbeck v. A.L. Burbank Co., 190 F.2d
• Qui facit per alium facit per se ( = he who 449, 455 n.8 (2d Cir. 1951).
acts through another acts himself; she who acts • “Happily such ‘short, dark maxims’ are not so
through another acts herself). common as they once were. When they are used
• Sic utere tuo, ut alienum non laedas ( = one today, it is for the sake o f their flavor o f antiq
should use one’s own property in a manner that uity, rather than because o f any notion that
does not injure that o f another). See sic utere. they are actually explanatory.” Lon L. Fuller,
• Transit in rent iudicatam ( = it passes into a Legal Fictions 33-34 (1967; repr. 1977).
matter adjudged, i.e., becomes res judicata).
• Ubi remedium, ibi ius ( = where there is a For the most nearly definitive work on maxims
remedy, there is a right). in Anglo-American law, see Herbert Broom, A
• Volenti non fit injuria (= that to which a person Selection o f Legal Maxims (10th ed. 1939). For a
collection o f more than a thousand maxims, see
consents cannot be considered an injury). See
E. Hilton Jackson, Latin for Lawyers (1937; repr.
volenti non fit injuria.
1992). See l a t in is m s .
Though these and other maxims dot the pages
o f lawbooks—especially older lawbooks— most le m axim u m , n. & adj.; m axim al, adj. More and
gal thinkers consider them unnecessary to a ma more frequently, maximum (like minimum) has
ture legal system. Roscoe Pound, for example, come to act as its own adjective. E.g., “In bidding,
suggested that they characterize a legal system the contractor shall expose to the bidders the
still in its formative stages: “[A] body o f primitive maximum quantities required by the work.”
law . . . often contains a certain number o f sen Maximal usually means “the greatest possible,”
tentious legal proverbs, put in striking form so as rather than merely “of, relating to, or constituting
to stick in the memory but vague in their content.” a maximum.” E.g., “The state’s interest in swift
An Introduction to the Philosophy o f Law 48-49 and efficient punishment need not eviscerate its
(1922; repr. 1975). Lon Fuller echoed this view: interest in maximal certainty o f application.” See
“Undeveloped systems o f law have a decided pen minimal*
chant for such brocards.” Legal Fictions 33-34 The plural o f the noun maximum is maxima—
(1967; repr. 1977). e.g.: “Moreover, a majority o f the states pay less
Several writers have suggested that we are bet than their determined standard o f needL and
ter off depositing maxims in the dustbin o f his twenty o f these states impose maximums [read
tory: maxima] on family grants o f the kind here in
• “It seems to me that legal maxims in general issue.”/ “To appreciate the truth o f this assertion
are little more than pert headings o f chapters. it is only necessary to think o f the imposition o f
They are rather minims than maxims, for they prison sentences within the maxima allowed by
give not a particularly great but a particularly the various statutes . . . .” Rupert Cross, Statu-
small amount o f information. As often as not, tory Interpretation 41 (1976). See plu r als (A).
the exceptions and qualifications to them are
more important than the so-called rules.” 2 m axim u m [ + nam e] is another way o f describ
James F. Stephen, History o f the Criminal Law ing a “hanging judge” (q.v.). The phrase suggests
o f England 94 n .l (1883). that the judge routinely imposes the maximum
• “[T]he fact that the great majority o f legal max sentence— e.g.: “But he had been at least as stem
ims are clothed in the words o f a dead language in earlier criminal cases, sentencing convicted
has had, in some instances, the effect o f pre defendants to long terms, thus earning the nick
venting proper inquiry into their meaning. A name ‘maximum John.'1*Sirica, 88, Dies; Persis
phrase couched in Latin seems to some persons tent Judge in Fall o f Nixon, N.Y. Times, 15 Aug.
invested with ‘a kind o f halo.’ ” Jeremiah Smith, 1992, at 1, 11.
The Use o f Maxims in Jurisprudence, 9 Harv.
L. Rev. 13, 25-26 (1895). m ay = (1) has discretion to; is permitted to <suit
• “General propositions do not decide concrete may be brought in any district court>; (2) possibly
cases.” Lochner v. New York, 198 U.S. 45, 76 will <the court may apply this doctrine>; or (3)
(1905) (Holmes, J., dissenting). shall. Sense (3), though a lexical perversion, has
• “[N]o one who reflects on the subject can doubt come about because “courts not infrequently con
that some useless Latin maxims, and some un strue may as shall or must to the end that justice
true Latin maxims, have continued current, and may not be the slave o f grammar” (Black's 6th
that other Latin maxims have been misapplied, ed.).
mechanic’s lien 553
But no drafter who means must should con a minute possibility o f a problem use must not.
sciously use may; the liberties taken by the courts See w o r d s o f a u t h o r it y (F).
in construing drafters’ oversights should not be
allowed to change the essential meanings o f basic m e; I. See n o m in a t iv e a n d objective c a s e s . For
words like may. See c a n & w o r d s o f a u t h o r it y the error between you and /, see b e tw e e n (c ).
(E).
m e a n , adj., = (1) small; (2) obstreperous; or (3)
m ayh em . A. Senses. Mayhem = (1) malicious median, average. Readers today often misunder
injury to or maiming o f a person, orig. so as to stand sense (1). A mean-spirited person is not
impair or destroy the victim’s capacity for self- malevolent or evil; rather, the person has a small
defense; (2) violent and damaging action; violent spirit, a petty mind.
destruction; or (3) rowdy confusion, disruption,
chaos. Sense (3) is inappropriately attenuated. m e a n , n.; m e d ia n . Writers should distinguish
B. A nd maim , n. Though etymologically identi between these two words. The mean is the aver
cal, mayhem and maim have undergone d iffer age. The median is the point in a series o f num
e n t ia t io n . In the best usage, mayhem refers to bers above which is h alf the series and below
the crime (sense 1) and maim to the type o f injury which is the other half.
required for the crime.
C. And maihem. This spelling amounts to noth m e a n in g fu l ( =
full o f meaning or expression)
ing more than a n e e d l e s s v a r ia n t . has, with some irony, rightly been criticized as a
meaningless buzzword, esp. when used for reason
m a y it p le a s e th e c o u r t is the standard intro able. Here its meaning is stretched to the break
ductory phrase that lawyers use when speaking ing point: “Options should be used carefully and
to an appellate court. Some people call it LEGAL- sparingly; any options issued must expire a mean
e s e , but it is not really in that category. The ingful [read reasonable] time before the earliest
phrase helps establish a tone o f civility and re possible conversion date.”/ “Due process requires
spect in an oral argument. an opportunity for a hearing to be granted at
a meaningful [read reasonable] time and in a
meaningful [read reasonable] manner.” Meaning
m a y n o t is sometimes the source o f a m b ig u it y :
ful has also been used to mean “significant, im
it may mean either “is disallowed from” or “might
portant,” as here: “We find no meaningful consti
or might not.” For example, if an application con
tutional infraction.” These uses have made
tained a notice that read, “Applications received
meaningful a v o g u e w o r d that careful writers
after September 30 may not be considered by this
avoid.
office,” the question arises whether the office is
prohibited from considering it or the decision
m e a n s a n d in c lu d e s. See d e f in it io n s (B) & (C).
about considering it depends on how the office
exercises its discretion (or whim).
In stating a prohibition, some writers would m ea n tim e; m ea n w h ile. In the meantime is idi
solve the problem by resorting to cannot, but omatic; in the meanwhile is not. Both meanwhile
doing so blurs the widely recognized distinction and meantime can be used alone, though the for
between can and may. See c a n . mer more naturally so.
A better way to solve the problem in many
contexts is to use the phrase must not. Thus, m e a t o u t. See m e te o u t.
instead o f saying that a brief may not contain
addenda, one might say that a brief must not m e c h a n ic ’s lie n ; m e c h a n ic ’s a n d m a te r ia l
(preferably not shall not) contain addenda. (See m a n ’s lie n . Amechanic furnishes labor to the
WORDS OF AUTHORITY (A).) The phrasing with must construction o f improvements on land; a material-
is certainly unambiguous. man furnishes materials. Because the mechanic
In drafted documents, however, the basic and the materialman are usually one and the
phrase at issue— may not—is conventionally same, and because the legal distinction between
viewed as unambiguous. Why? Because in d r a ft the two is outmoded in most jurisdictions, it has
in g , in which one sets forth rights, duties, and become customary to refer to both in one breath,
liabilities, one never has occasion to speculate in in the general phrase mechanic's lien or construc
the sense o f “might or might not.” So, generally tion lien.
speaking, may not does not cause interpretative Such a lien secures payment for labor or materi
difficulties in statutes, rules, contracts, bylaws, als supplied in improving, repairing, or main
and the like. But those who want to forestall even taining real property. In many jurisdictions, the
554 media
rules for perfecting such a lien are highly techni tion); and (3) “an activity that directly expresses
cal and rigid. otherwise unexpressed relations” {form).
The word materialman is, from the viewpoint B. A nd conciliation . The distinction between
o f eradicating sexist language, a particularly dif mediation and conciliation is widely debated
ficult one to replace. The word supplier is a possi among those interested in ADR (q.v.), arbitra
ble candidate, but the word may not need a re tion, and international diplomacy. Some suggest
placement at all if we merely refer to a mechanic’s that conciliation is “a nonbinding arbitration,”
lien or construction lien. See SEXISM (B). whereas mediation is merely “assisted negotia
tion.” Others put it this way: conciliation involves
m ed ia ; m ed iu m . Media, the plural o f medium, a third party’s trying to bring together disputing
cannot properly be used as a singular. And me parties to help them reconcile their differences,
dias, which has recently raised its ugly head, can whereas mediation goes further by allowing the
only be described as illiterate. third party to suggest terms on which the dispute
Mediums is the correct plural when the sense might be resolved. Still others reject these at
o f medium is “a clairvoyant; spiritualist”— e.g.: “A tempts at d i f f e r e n t i a t i o n and contend that
similar state o f dissociation seems to account for there is no consensus about what the two words
the manifestations o f some ‘psychic mediums ’ ” mean—that they are generally interchangeable.
Glanville Williams, Criminal Law 37 (2d ed. Though a distinction would be convenient, those
1961). Otherwise, the form should be avoided: “It who argue that usage indicates a broad synonymy
is true that one of the mediums [read media] o f are most accurate.
the lawyer's art is rules, and the lawyer must
know rules . . . .” James B. White, The Legal m e d ia to ry ; m e d ia tiv e ; m e d ia to ria l. The sec
Imagination xxxv (1973)./ “Reporters for printed ond is a NEEDLESS v a r i a n t o f the first. Mediato
mediums [read media] also focus criticism on tele rial, however, corresponds not to mediation but
vision for using all-purpose experts to express an to mediator—e.g.: “It is the high province o f this
opinion on a wide variety o f subjects.” Charles Court to interpose its benign and mediatorial
Rothfeld, On Legal Pundits and How They Got influence.” Gibbons v. Ogden, 22 U.S. (9 Wheat.)
That Way, N.Y. Times, 4 May 1990, at BIO. 1, 184 (1824) (argument o f counsel).
Media is often used as a shortened form o f
communications media. E.g., “If one viewpoint m e d ica l; m e d icin a l. The former applies to all
monopolizes the media, however, the discussion aspects o f a physician’s practice, the latter only
that flows from it will not be full and un to what is associated with medicines.
restricted.”
m e d ica tio n ; m ed ica m e n t. See m e d icin e .
m ed ian . See m ean.
m e d icin a l. See m ed ica l.
m ed ia te, adj., = occupying a middle position;
acting through an intermediate person or thing. m e d icin e ; m e d ica tio n ; m ed ica m en t. Medica
It is frequently used in contrast with immediate. tion h a s t r a d it io n a lly m e a n t “ t h e a c t io n o f t r e a t
The Rule in Shelley’s Case is often stated thus: i n g m e d ic a lly ,” b u t , t h r o u g h s l i p s h o d e x t e n s i o n ,
“[W]here the ancestor takes an estate o f freehold, h a s r e c e n t ly com e to m e a n “ a m e d ic in a l s u b
and in the same gift or conveyance, an estate is s t a n c e , m e d ic a m e n t ”— a s e n s e t h a t c a r e fu l w r it
limited either mediately or immediately to his e r s a v o id . Medicament ( = a s u b s t a n c e t a k e n in
heirs, either in fee or in tail, ‘the heirs’ are words t e r n a lly o r u s e d e x t e r n a lly in c u r a t iv e t r e a t m e n t )
o f limitation o f the estate, and not words o f pur and medicine ( = a s u b s t a n c e t a k e n i n t e r n a lly in
chase.” Baker v. Scott, 62 111. 86, 90 (1871). c u r a t iv e tre a tm e n t) are synon ym ou s w it h th e
l o o s e m e a n in g o f medication.
m ed ia tion . A. Generally. Mediation “has long
been a relatively complex word in English.” Ray m e d ico le g a l (= involving the application of
mond Williams, Keywords: A Vocabulary o f Cul medical science to law), though perhaps seeming
ture and Society 170 (1976). The most common, to be a n e o l o g i s m , was first used in the early
but conflicting, senses are the following, for which 19th century. It has proved useful enough to be
Williams suggests alternatives (in parentheses): used frequently—e.g.: L. Thoinot & A.W. Weysse,
(1) “intermediary action designed to bring about Medico-Legal Moral Offenses (1911)./ “That these
reconciliation or agreement” (conciliation); (2) “an tests are very far from reality cannot, we think, be
activity that indirectly or deviously expresses a successfully disputed. Certainly, many competent
relationship between otherwise separated facts, medicolegal writers have so indicated and in our
actions, and experiences” {ideology or rationaliza opinion they have proved their case.” U.S. ex rel.
memory of man runneth not to the contrary 555
Smith v. Baldi, 192 F.2d 540, 566 (3d Cir. 1951)./ writing as required by the statute o f frauds.”
“M-LCS described itself as ‘the only full-time con Truslow v. Woodruff, 60 Cal. Rptr. 304, 308 n .l
sulting firm dedicated to assisting attorneys in all (Ct. App. 1967).
jurisdictions with screening and preparing
medico-legal cases . . . .” Joseph Goulden, The m em ora n d u m s. See m em ora n d a .
Million Dollar Lawyers 122 (1978) (quoting adver
tisement). The best m odem spelling is medicole m e m o ria liz e ( = to preserve the memory of; to
gal—with no hyphen. Cf. p s y ch o le g a l. supply the memorial of) is a word o f great seri
ousness in lay contexts <to memorialize the plight
m ed iu m . See m ed ia. o f European Jews in World War II>. In legal
writing, by contrast, it is used in far more mun
m e e tin g o f th e m in d s. Grant Gilmore called dane contexts: “A plea agreement letter memori
this phrase “quaintly archaic.” The Death o f Con alized the respective promises o f the witness and
tract 43 (1974). It is not quite a LOAN t r a n s l a the government.”/ “According to the district court,
t io n , but perhaps a loan paraphrase, for the the parties intended the paragraph memorializ
Roman-law phrase consensus ad idem. Holmes, ing their agreed right to cease option payments
Williston, and others treated meeting o f the minds only to establish a right o f succession to partner
with contempt because it denotes a subjective ship interests.”
rather than an objective theory o f contracts. Thus,
it is more than quaintly archaic; as a matter o f m e m o ry o f m an r u n n e th n o t to th e co n tra ry .
substantive law, it is long since outmoded. Cf. This immemorial phrase expresses immemori-
m u tu a lity o f o b lig a tio n . ality—or the point before which legal memory
began (fixed as the year 1189), also known as
m eld to g e th e r is a common redundancy.
time immemorial, q.v. By the early 16th century,
English courts were coming to use legal memory
to restrict the growth o f custom, which could be
m eliora te. See am eliora te .
established only if it predated 1189.
The phrase is frequently used in extended
m em b e r o f th e b a r. While in the U.S. any li
senses in American judicial opinions as well as in
censed lawyer is a member o f the bar, in G.B.
legal commentary. E.g., “[W]e are not dealing
only barristers (and advocates in Scotland) can
with a traditional common law crime such as
claim this membership, solicitors being members
assault and battery, a crime in existence since
o f the Law Society or the Law Society o f Scotland.
the memory o f man runneth not to the contrary.”
Prinz v. Great Bay Casino Corp. 705 F.2d 692,
m em b e r o f th e leg a l p r o fe s s io n . This phrase 701 (3d Cir. 1983) (A. Leon Higginbotham, J.,
is a needless circumlocution for lawyer. dissenting).
Though the phrase dates from the 13th century
m em en to. So spelled. at the latest, some have mistakenly thought it to
have less antiquity. The phrase is often attributed
m em ora n d a ; m em ora n d u m s. Memorandum is to Blackstone, who himself hinted at its antiquity:
always the singular noun. Either -dums or -da is “Whence it is that in our law the goodness o f a
correct as a plural. No less a writer than Shake custom depends upon it’s [sic] having been used
speare used memorandums (Henry TV, Part 1, time out o f mind; or, in the solemnity o f our legal
3.3.157-63), but memoranda now predominates. phrase, time whereof the memory o f man runneth
See PLURALS (A). not to the contrary.” 1 William Blackstone, Com
Occasionally the Latinate plural is misused as mentaries 67 (1769). The phrase (somewhat man
a singular: “Once a valid agreement is evidenced gled) has also been attributed to the King James
by such a memoranda [read memorandum], the Version o f the Bible (1611): “Myles Ambrose has
statute comes into play to prevent contradiction been around this town . . . since as the Bible
o f the terms included in the memoranda [read says, the mind o f man runneth not to the contrary
memorandum] by evidence o f any prior . . . .” Fourth Annual Judicial Conference o f the
agreement.” United States Court o f Appeals for the Federal
Circuit, 112 F.R.D. 439, 550 (1986) (Dave Busby
m em ora n d ize (= to put into a memo), an introducing Myles Ambrose).
-IZE neologism with little merit, appears to be a As in that last example, the phrase is some
n e e d le s s v a r ia n t o f memorialize, q.v. E.g., times misrendered mind o f man (suggesting that
“[T]he two-year leaseback . . . was oral, and is no one could think otherwise) instead o f memory
not ‘memorandized’ [read memorialized] by any o f man (suggesting that no one could remember
556 memory, sound mind and
otherwise)— e.g.: “We have been operating on this negligence is the mental attitude [read mental
premise for so long that the mind [read memory] state] o f the defendant.”
o f a man runneth not to the contrary.” Okaw
Drainage Dist. v. National Distillers & Chem. m e n ta l illn e s s ; m e n ta l d is o r d e r ; d is e a s e o f
Corp., 882 F.2d 1241, 1245 (7th Cir. 1989) (quot th e m in d . The McNaghten rules (q.v.) refer to a
ing Mills, J., the trial judge). Note also that the “defect o f reason, from disease o f the mind,” a
phrase is memory o f man (i.e., mankind or hu phrase that doctors no longer use. Instead, doctors
mankind), not memory o f a man, as in the preced tend to speak nowadays o f mental illness or men
ing example. See s e x is m (B). tal disorder, the latter being the broader o f the
two, encompassing any disorder o f mind. But nei
m e m o r y , s o u n d m in d a n d . See m in d a n d ther mental illness nor mental disorder is pre
m em ory. cisely synonymous with disease o f the mind,
which includes physically based pathologies such
m e n d a c ity ; m e n d ic ity . The former is deceptive as cerebral arteriosclerosis (diminishing the flow
ness, the latter beggarliness. o f blood to the brain).
Thus, when it comes to applying the McNagh
mens rea ; actus reus . Actus reus = a wrongful ten rules, and getting expert witnesses to have a
act; the element o f conduct, as opposed to the common understanding o f what they are talking
mental state, that must be proved to convict a about, “the practical legal position is very con
criminal defendant. Mens rea = the state o f mind fused.” Glanville Williams, Textbook o f Criminal
that the prosecution, to secure a conviction, must Law 593 (1978). C f in san ity.
prove that a defendant had when committing a
crime. Although these dovetailing t e r m s o f a r t — m e n ta l e le m e n t is a phrase that criminal-law
both deriving from LAW LATIN—have traditionally writers often use synonymously with mens rea,
been basic to criminal law, one writer cautions q.v.
against slavish adherence: “This way o f dividing
up the general elements in crimes is rather ‘rough m e n te e . See -EE.
and ready/ and is certainly a better servant than
master.” Andrew Ashworth, Principles o f Crimi
m e r c a n tile is a formal w ord that is equivalent
nal Law 78 (1991). to commercial.
Mens rea does not bear a literal meaning (i.e.,
“bad mind” or “guilty mind”), because one who
m e r c h a n ta b le . See m a r k e ta b le .
breaks the law even with the best o f motives
still commits a crime: “The language is no longer
m e r c ia m e n t. See a m e r c e m e n t.
meant to convey the idea o f general malevolence
characteristic o f early common-law usage.” Peter
W. Low et al., Criminal Law: Cases and Materials m e r c ile s s ly . See u n m e r c ile ssly .
627 (1982). The true translation is criminal inten
tion or recklessness. Words typically imposing a m e r c y k illin g . See e u th a n a sia .
mens-rea requirement include willfully, mali
ciously, fraudulently, recklessly, negligently, sci m e r e r ig h t ( = a right without possession) is a
enter, corruptly, feloniously, and wantonly. See LOAN TRANSLATION o f the LAW LATIN jus merum,
m e n ta l e le m e n t. which appeared in l a w fr e n c h as meer dreit.
Some writers wisely hyphenate the phrase
when it appears as a phrasal adjective—e.g.: m e r e tr ic io u s (= alluring by false show) has not
“Such an offense does not have the normal mens- lost its strong etymological connection with the
rea requirem ent. . . .” Rollin M. Perkins & Ron Latin word for “prostitute” ( meretrix). A meretri
ald N. Boyce, Criminal Law 716-17 (3d ed. 1982)./ cious marriage is one that involves either two
“[I]t is important to treat common-law mens-rea people o f the same sex or lack o f capacity on the
terms, and indeed much o f the language o f the part o f one party. E.g., “I f he is right in his
law, as words that must be translated into ordi contention that the respondent is a man, the cere
nary language before one can learn what they mony o f marriage in this case was in fact, if
mean and how to use them.” Peter W. Low et not in intention, a mere sham and the resulting
al., Criminal Law: Cases and Materials 204-05 ‘marriage’ not merely a void but a meretricious
(1982). See p h r asal a d je c tiv e s (B). marriage, which could not in any circumstances
give rise to anything remotely matrimonial in
m e n ta l a ttitu d e is a common redundancy— character.” (Eng.) For a humorous misuse o f the
e.g.: “What lifts ordinary negligence into gross word, see m alapr o pism s .
mesne 557
m e r g e e is a mid-20th-century n e o lo g ism denot thing o f lesser importance, but the context deter
ing a participant in a merger. E.g., a[I]n the event mines the precise signification. In the law o f con
o f a true statutory merger, the mergee corporation tract, for example, merger refers to the
was entitled to the deductions o f the other corpo substitution o f a superior form o f contract for an
ration.” E. & J. Gallo Winery v. Commissioner, inferior form, as when a written contract super
227 F.2d 699, 703 (9th Cir. 1955)./“Downs contin sedes all oral agreements and prior understand
ued to solicit each o f the mergees and made writ ings. Hence, a merger clause (also known as an
ten reports more than five years after the first integration clause) states expressly that the con
contact . . . .” Cherry, Bekaert & Holland v. tract has this effect.
Downs, 640 F. Supp. 1096,1099 (W.D. N.C. 1986). In criminal law, under the doctrine o f merger—
See -EE. abolished in some jurisdictions, as in England— a
charge o f attempt would be defeated if the evi
m e r g e r . A. A nd consolidation; amalgam dence showed that the defendant had actually
ation . These terms are distinct in denoting types committed a felony.
o f corporate restructuring. In a merger, one com In the property lawyer’s vocabulary, the word
pany is absorbed'by another, the latter retaining merger denotes the doctrine that, if a greater
its own name, identity, articles o f incorporation, estate and a lesser estate in the same land become
and bylaws, and acquiring all the assets, liabili one person’s property, the lesser estate is de
ties, and powers o f the absorbed company, which stroyed or “merged” into the greater.
ceases its separate existence. In a consolidation,
the corporations that are absorbed into a new m e r g e r c la u s e . See in te g r a tio n c la u se .
entity lose their previous identities to form a new
corporation. m erge t o g e th e r is a redundancy. See to
In English law, the different forms o f corporate g e th e r .
union are referred to as amalgamation. As one
writer states in recommending this word, “It is m e r it takes the preposition in or to, not o f “There
convenient to have some such inclusive term for is no merit o f [read merit to] this contention.”
corporate unions, as they have many elements in
common.” H.W. Ballantine, Ballantine on Corpo m e r itle s s . See u n m e r ito r io u s .
rations § 288, at 680-81 (rev. ed. 1946).
B. And bar. In the law o f procedure, merger m e r ito r io u s usu. refers to parties’ claims in
describes the effect o f a judgment for the plaintiff. AmE, and not to the parties themselves. This
Such a judgment extinguishes any claim that was restriction does not hold in BrE: “There are no
the subject o f an earlier lawsuit and merges it doubt a considerable number o f cases in which an
into the judgment, so that the plaintiffs rights unmeritorious defendant escapes and a meritori
are confined to enforcing the judgment. Bar, on ous plaintiff suffers hardship because o f his ac
the other hand, describes the effect o f a judgment tions being statute-barred owing to bad advice on
on the merits for a defendant. Such a judgment the law from his trade union or solicitor.” (Eng.)
extinguishes any claim that was the subject o f a
lawsuit in which judgment was rendered, includ m e r its is often used as an ellipsis for merits o f
ing parts o f that claim that were not raised in the the case (= the substantive considerations to be
earlier lawsuit. taken into account in making a decision, in con
C. O f Law and Equity. In traditional legal id trast to extraneous or technical points, esp. o f
iom, the joining o f the procedural aspects o f law procedure), as in the phrase trial on the merits.
and equity is termed “merger”— e.g.: “The history
o f the merger o f law and equity, first in New York Mesalliance, a galli
m e s a llia n c e ; m is a llia n c e .
under the Old Code, and later in twenty-nine means “a marriage with a social inferior; a
c is m ,
other states and territories in which codes similar morganatic marriage.” Misalliance is best kept
to the New York Code were adopted, and in En distinct in the senses (1) “an improper alliance”;
gland by the Judicature Acts, which took effect in or (2) “a marriage in which the partners are ill-
1875, has been covered in Chapter II.” William F. suited for each other.” A mesalliance /may-zahl-
Walsh, A Treatise on Equity 96 (1930). Actually, yahns/ may be a happy marriage, but a misalli
despite Walsh’s suggestion that merger did not ance /mis-d-li-dns/ never is.
occur in England until 1875, the fusion o f law and
equity began in that country with the Common m esn e Imeenl denotes the idea o f occupying a
Law Procedure Act 1854. middle position, and has two important senses in
D. Doctrine o f merger. This phrase means that the law. Usually the word is used in historical
something o f greater importance subsumes some contexts. In feudal contexts, a mesne lord is one
558 mesonomic
who holds an estate o f a superior lord while being s im il e s .) Skillful use o f metaphor is one o f the
a lord over tenants. The estate o f a mesne lord highest attainments o f writing; graceless and
was termed the mesnalty. The OED notes that even aesthetically offensive use o f metaphors is
mesne tenant is “inaccurately used to denote one one o f the most common scourges o f writing, and
who holds o f a mesne lord.” especially o f legal writing characterized by PUR
Mesne may also signify “occurring or performed PLE p r o se . Those who use metaphors unre
at a time intermediate between two dates” (OED). strainedly and ineffectively almost always fancy
Thus mesne profits are the profits o f an estate themselves supreme stylists; hence the problem
received by a tenant in wrongful possession be o f educating readers on the uses and abuses o f
tween two dates. E.g., “The court has the power o f metaphor is a delicate one, for the worst offenders
allowing the verdict to be given for mesne profits.” are likely to consider themselves masterly artists.
Mesne process = all process issued between the A. M ixed and M angled Metaphors. Lord Keith
commencement o f a lawsuit by the initial writ or o f Avonholm has shrewdly addressed the use o f
pleading and the termination o f the suit. E.g., metaphors in legal writing: “A graphic phrase, or
“The writ upon which the plaintiff was arrested expression, has its uses even in a law report and
on mesne process was o f no effect.” can give force to a legal principle, but it must be
related to the circumstances in which it is used.”
m e s o n o m ic . See z y g n o m ic . White & Carter Councils, Ltd. v. McGregor, [1962]
A.C. 413, 438 (H.L.). The Law Lord displayed a
great deal o f insight in that passage, for the vehi
M essrs, is the abbreviation for Messieurs, the
plural o f the French Monsieur. In English it acts
cle o f the metaphor (i.e., the literal sense o f the
metaphorical language) must be consonant with
as the plural o f Mr. The feminine equivalents
the tenor o f the metaphor (i.e., the ultimate, meta
are Mesdames (Mmes.) for married women and
phorical sense), which is to say the means must
Mademoiselles (Miles.) for unmarried women.
fit the end. In the statement, That lawyer's brief
Fortunately, the feminine French forms are not a
regular part o f the English language. See s e x is m
is a patchwork quilt without discernible design,
the composition o f the brief is the tenor, and the
(D).
quilt is the vehicle. It is the comparison o f the
tenor with the vehicle that makes or breaks a
m e s s u a g e /mes-wij/ “is usually understood to
metaphor.
mean ‘a house/ but it includes more than the
A writer would be ill advised, for example, to
actual buildings.” Henry C. Richards & John P.H.
use rustic metaphors in a discussion o f the prob
Soper, The Law and Practice o f Compensation 17
lems o f air pollution, which is essentially a prob
(n.d. [1898]). What else does it include? Generally
lem o f the bigger cities and outlying areas. Follow
any garden or orchard associated with the house
ing are two characteristic specimens in which the
and any outbuildings. If the term is used with the
vehicle o f the metaphor is mismatched with the
degree o f particularity specified in its definition, tenor: “By their very nature, the assumptions on
then it may be justified in legal contexts. Often, which we proceed today cannot be cast in stone.”
however, one senses that it is a highfalutin l eg al
(Things can be cast in iron or clay, but not in
ism for house. E.g., “The curtilage is a garden,
stone, though one may cast [i.e., throw] stones
yard, field, or piece o f void ground lying near
and things may be etched in stone.) / “If money
and belonging to the messuage.” (Eng.) See also drives the program, paperwork provides the tin
te n e m e n t.
der.” (Tinder must start something, inflame it—
paperwork is an ongoing and usu. a dull process.)
m e ta la w is a 20th-century NEOLOGISM meaning Yet the greater problem in using metaphors is
“a hypothetical legal code based on the principles that one metaphor should not crowd another. The
underlying existing legal codes and designed to purpose o f an image is to fix the idea in the
provide a framework o f agreement between di reader’s or listener's mind; if disparate images
verse legal systems (orig. conceived as between appear in abundance, the audience is left con
terrestrial and possible extraterrestrial beings)” fused or sometimes, at the writer's expense, knee
(OED). The word, then, has a specific sense; it slapping. E.g., “On the one hand, the contract
should not be used in vague, half-sensical ways. between the two is a bipartite umbilical cord
fed by Medicare and Medicaid funds such that
M etaphors. A metaphor is a figure o f speech in Lifetron can be properly termed a recipient of
which one thing is called by the name o f some federal financial assistance . . . . On the other
thing else, or is said to be that other thing. Unlike hand, the parameters limned by the Supreme
similes, which use like or as, metaphorical com Court . . . constrain us to hold that the actions
parisons are implicit rather than explicit. (See o f this private defendant cannot be fairly attrib
Metaphors 559
uted to the state . . . Frazier v. Board o f Trust • “The court has a voracious appetite for judicial
ees, 765 F.2d 1278, 1295 (5th Cir. 1985). This activism in its Fourth Amendment jurispru
cascade o f metaphors bothers the intelligent dence, at least when it comes to restricting
reader far more than it helps. In fact, the meta the constitutional rights o f citizens.” (Do judges
phors make no sense: umbilical cords feed, they who restrict constitutional rights o f citizens
are not fed; and exactly what shape a bipartite feed on judicial activism? The metaphor makes
umbilical cord would assume we have no idea, no sense.)
esp. if it is (rather grotesquely) resting on a hand. • “Equal protection has become a stout shield
Badly used metaphors are more forgivable in to protect against the discriminatory bite of
oratory than in writing, for with the latter the governmental classification.” (What does a stout
perpetrator can be charged with malice afore shield look like? Short and fat? And are shields
thought. Oratorical falls from grace are legion. ordinarily, or ever, used against biting at
Some time ago a newspaper article collected some tackers?)
o f the oratorical gems o f Michigan legislators. • “To assume competency is to let the enigmas o f
E.g., “This bill goes to the very heart o f the moral psychology breathe our miasmic decree.” (How
fiber o f the human anatomy.7 “From now on, I am do enigmas breathe miasmas?)
watching everything you do with a fine-toothed • “The rules o f offer and acceptance have a grip
comb.” The following classic illustration comes on the vision and indeed on the affections held
from a speech by Boyle Roche in the Irish Parlia by no other rules o f law, real or pseudo.” (One
ment, delivered in about 1790: “Mr. Speaker, I cannot grip a vision.)
smell a rat. I see him floating in the air. But mark • “There is a long leap between a public right
me, sir, I will nip him in the bud.” (Quoted by under the First Amendment to attend trials
Jocelyn Simon, English Idioms from the Law, 76 and a public right under the First Amendment
Law Q. Rev. 283, 287 (1960).) Perhaps the su to see a given trial televised. It is a leap that
preme example o f the comic misuse o f metaphor is not supported by history.” (What leaps are
occurred in the speech o f a scientist who referred supported by history?)
to “a virgin field pregnant with possibilities.” • “The legal foundation upon which Schneckloth
Legal writers must not play fast and loose with rides is fiction.” (A case does not “ride upon” a
their images; they are not, like their speaking foundation, esp. a fictional one.)
counterparts, to be forgiven so easily. To use met
aphors badly in prose is amateurish and ulti Yet another pitfall for the unwary is the cliché-
mately embarrassing. Writers should use meta metaphor that the writer renders incorrectly.
phors sparingly, should wait for the aptest E.g., things may be stretched to the breaking point,
moments, elsewhere using a more straightfor but not: “Cases that take years to prepare, involve
ward style. The disadvantages in not doing so are reams o f documents and hundreds o f hours of
easily enough demonstrated. Anyone who reads depositions, and require weeks or months to try
the following examples, and occasionally rereads have taxed the resources o f our judicial system to
them, is likely never to acquire the bad habit:• the breaking p oin t” See se t ph r ases & i l l o g i c
(E).
• “There are but two conduits or cables, the stat B. Legal Metaphors. The legal idiom abounds
utes o f wills, and o f descents and distributions, in special metaphors not used elsewhere. For ex
by which the Grim Reaper may at the moment ample, statutes o f limitation are said to run,
o f and by the stroke o f his scythe flash the plaintiffs shoulder the burden o f proof, plaintiffs
transfer and transmission o f property and es have clean or unclean hands, defendants are
tate to the quick from the dead.” (The Grim sometimes insulated from liability, agents may be
Reaper flashes a scythe by means o f a conduit clothed with the mantle o f apparent authority, we
or cable?) have suits to quiet title, government action may
• “Although Sutter has clothed her complaint in have a chilling effect on First Amendment rights,
the garb o f a civil-rights action, we agree with and we may sue to remove a cloud on title. (See
the district court that her claim boils down to CLICHÉS.) These are dormant rather than active
a demand for custody o f the child.” (A complaint metaphors; originally they were creatively expres
clothed in a certain garb is boiled down?) sive, whereas now they are merely expressive.
• “We need not explore the full depths o f those When used with other metaphors, however, they
issues, however. Our case may be resolved on may clash; hence writers must try to be sensitive
two narrower grounds.” (One might, presum to the compatibility o f dormant with active meta
ably, avoid full depths by standing on narrow phors.
grounds, but not on narrower grounds. Nar C. The Overwrought Metaphor. Extended
rower than what?) metaphors have been out o f fashion for more than
560 mete out
a century. The most we can tolerate nowadays is that could be held to include the OED, over which
the two-part metaphor: “We are faced with the Burrill's treatment is an improvement: “In lands
further problem o f fitting the foot o f modern-day o f ordinary rectangular shape, butts are the lines
usage and understanding o f gifts o f intangible at the ends (Fr. bouts), and bounds are those
personal property through survivorship arrange on the sides, or sidings, as they were formerly
ments into the rigid shoe o f common-law princi termed. . . . But in lands o f irregular shape,
ples.” Even that type o f sustained metaphor butts are the angular points, or corners, where
strikes most readers as facile. Here are more the boundary lines stop and turn in a new direc
examples o f metaphorical surfeit: “Notwithstand tion.” Id.
ing Golemis’s alarming diagnosis o f the maladies
. . . the ordinance has caused, he has come to m e th in k s is a creaky a r c h a ism used primarily
the wrong place for an immediate antidote. The by the lone judge in dissent—e.g.: “Methinks his
plaintiff's present effort to use a federal venue as silence indicates that Baskin had no non-gender-
an emetic against the municipal action which (in based reason for his action and his superiors well
his view) has tainted the eupepsia o f his property knew it.” Smith v. Texas Dep’t o f Water Resources,
rights cannot be swallowed . . . . [H]e must look 818 F.2d 363, 368 (5th Cir. 1987) (Politz, J., dis
to the Rhode Island courts for a cure.” Golemis v. senting).
Kirby, 632 F. Supp. 159, 164-65 (D.R.I. 1985)./ Only in allusions to Hamlet is the word perhaps
“Summary judgment is a potent weapon, and appropriate— e.g.: u[M]ethinks my brothers and
courts must be mindful o f its aims and targets sisters protest too much about their general dis
and beware o f overkill in its use.”/ “We find no cussion o f the writ.” Kuhlmann v. Wilson, 477
such hybrid instrument, with its dual personality, U.S. 436, 463 n.2 (1986) (Brennan, J., dissenting).
self-executing and shifting gears, chameleon char
acteristics and Phoenix-like qualities as yet un
m e th o d o lo g y is frequently misused for method.
known to the law.”/ “It is an error in one o f
Correctly used, methodology means “the science
these findings that tars the finding o f likelihood
or study o f method.” Here are examples o f the
o f confusion with the brush o f clear error.”
misuse: “Because this case involves the role o f
depreciation rates and methodologies [read meth
m e te o u t, v.t. (from an old word for “measure”)
ods] in determining the revenue requirements o f
is the correct phrase, not meet out or meat out.
a regulated utility, we begin by briefly review
E.g., “Washington's penalty . . . marks the first
ing certain basic principles o f regulatory
time the maximum fine o f $10,000 has been
ratemaking.”/ “The recent decision in Chevron
meeted out [read meted out] since O'Brien asked
elaborates on these principles and sets out the
the NBA board o f governors to expand his disci
appropriate methodology [read method] for ascer
plinary powers.” Nancy Scannell, Violence in the
taining whether to afford deference to an agency's
NBA: Getting Worse? Wash. Post, 16 Dec. 1977,
construction o f its governing statute.”/ “The pas
at E l./ “For Europeans, the death sentences
sage enumerating the factors was meant to be an
meeted out [read meted out] to ‘rioters'. . . [have]
expression o f the methodology [read method] to
an all too familiar ring.” Robert Mauthner, Sal
be used in deciding whether an activity should
vage from the Wreckage, Fin. Times, 20 June
be held to be within the reach o f that statute's
1989, at 123.
imposition o f liability.”
Methodology is correctly used in the following
m e te s a n d b o u n d s ; b u tt s a n d b o u n d s ; lin e s
example; the sentence was hard to come by: “Writ
a n d c o r n e r s . All three phrases are used in deeds
ing in a time in which methodology in the social
and surveys to describe the territorial limits o f
sciences [i.e., the study o f method in the social
property; the surveyor measures distances and
sciences] has become the prevailing approach,
angles from designated landmarks and in relation
Professor von Mehren speaks o f comparative
to adjoining properties.
study o f law rather than of comparative law.” (R.
The most familiar phrase is metes and bounds,
Pound)
in which mete derives from the Latin term meta
( = a mark or object around which chariots turned
in a Roman race-course). At common law, mete m id ; m id s t. See a m id st.
denoted a visible object in line with a boundary,
such as a stone or tree, showing where a line m id w ife , v.t.; m id w iv e . The first is the preferred
ended. form. E.g., “This may happen when a writing
The term butts “is very obscurely defined in judge believes with heart and soul that his posi
the old books.” 1 Alexander M. Burrill, A Law tion is right, but he knows that his majority is
Dictionary and Glossary 235 (2d ed. 1859). Today shaky; here persuasiveness must midwive [read
M ingle-M angle 561
midwife] the opinion if it is to come into existence tary capacity than mind alone.” David Mellinkoff,
at all.” The Language o f the Law 333, 335 (1963).
The snare lies in failing to recognize the phrase
m ie n ( =demeanor, appearance, bearing) often as an archaic doublet, and in misunderstanding
carries connotations of formidableness <his im it as setting forth independent criteria forjudging
posing mien>. The word is pronounced Imeenl. testamentary capacity, since historically mind =
memory. Especially in writing to be read by non
m ig r a to r y w o r k e r . See u n d o c u m e n te d a lie n . lawyers (as in jury instructions), the second half
o f this doublet should be avoided. As the law is
m ilie u is sometimes misspelled mileau. See, e.g., currently understood, one may be very forgetful
New Eng. Patriots Football Club, Inc. u. Univer and still be “o f sound mind and memory.” Sound
sity o f Colo., 592 F.2d 1196, 1198 (1st Cir. 1979). mind is sufficient and far less confusing.
The plural milieus is preferable to milieux— In wills, the recitation that the testator is of
e.g.: “But marriages between first cousins are sound mind and memory is falling into disuse for
so usual that in many milieus they are almost an additional reason: it not only does no good, it
normal.” Max Radin, The Law and You 42 (1948). may even raise suspicions about mental capacity.
See PLURALS (A). See Thomas E. Atkinson, Handbook o f the Law o f
Wills 819 (2d ed. 1953). See d o u b l e t s , tr iplets ,
m ilita r y la w . See m a r tia l la w . a n d s y n o n y m -s t r in g s .
(1688) in Frederick Pollock, A First Book o f Juris granddaughter, his working copy o f the first edi
prudence 301 (4th ed. 1918).) tion covered and interleaved with miniscule [read
The 17th-century English reporters most in minuscule] writing.” P.V. Baker, Book Review,
clined to engage in mingle-mangle were Rolle and 103 Law Q. Rev. 650, 651 (1987). The word de
Latch. See l a w l a t in & l a w f r e n c h . rives from the word minus, and has nothing to do
with the prefix mini-. The counterpart—a rarity—
m in ify . See m in im iz e . is majuscule.
verb— e.g.: “[W]e conclude . . . that such minu connotation. Still, in meaning “to take from a
tiae is [read are] without consequence in de particular person or organization for a particular
termining priority o f jurisdiction.” A.E. Staley purpose,” it is tinged with some o f the negative
Mfg. Co. v. Swift & Co., 399 N.E.2d 339, 341 (111. connotations made explicit in misappropriate. See
App. Ct. 1980)./ “We hardly believe such minutiae a p p r o p r ia te & e m b e z z le .
is [read are] cause for finding that a wrong princi
ple of law was employed.” Jackson County Bd. of m is b e lie f. See d is b e lie f.
Commas v. State Tax Comm*n, 343 N.W.2d 255,
260 (Mich. Ct. App. 1983). m is c a r r ia g e . See a b o r tio n .
lawful arrest.” H. Richard Uviller, Seizure by monly use it, that is, to denote “a condition in
Gunshot, 14 N.Y.U. Rev. L. & Soc. Change 705, which a person suffers a wrong or is under some
708 (1986)./ “They are read their rights ( (miran- hardship, esp. one that a statute seeks to remove
dized*) and interrogated . . . .” Robin T. Lakoff, or for which equity provides a remedy.” E.g., “It
Talking Power: The Politics o f Language in Our was permissible to consider what the law was
Lives 87 (1990). before the statute, what ‘mischief*the statute was
Surely, though, this -IZE neologism is a blemish meant to remedy, and what the statute actually
in place o f some acceptable periphrasis, such as said . . . .” Theodore F.T. Plucknett, A Concise
to read (arrestees) their Miranda rights. Surpris History o f the Common Law 335 (5th ed. 1956).
ingly, 23 percent o f the usage panelists for the From this use o f mischief—common esp. in the
Harper Book o f Contemporary Usage (2d ed. 1985) context o f statutory construction—has arisen the
consider the word “a useful addition to the lan phrase mischief rule, known also as the rule in
guage.” A more circumspect 77 percent disap Heydon’s case ([1584] 3 Co. Rep. 7a). That rule
prove. encourages judges construing an ambiguous stat
ute to consider to what “mischief” the statute was
m isa d v en tu re = (1) a mishap or misfortune; or addressed and then to adopt an interpretation
(2) homicide committed accidentally by a person that will curtail the mischief and advance the
doing a lawful act and having no intention to remedy. The mischief rule is often contrasted with
injure. The word now appears most frequently in two other approaches to statutory construction:
the phrases death by misadventure and homicide the golden rule (q.v.) and the plain-meaning rule
by misadventure. (or, as it is termed in BrE, literal interpretation).
m isa llia n ce. See m esa llia n ce. m is c h ie v io u s is a common misspelling and mis
pronunciation o f mischievous. Cf. g rie v o u s .
m isa p p ro p ria te ; a p p ro p ria te , v.t. The former
means “to apply (as another’s money) dishonestly m is c o n c e p t should not displace misconception,
to one’s own use.” E.g., “It was held to be gross the ordinary word that is (unlike the shorter form)
negligence for an administratrix to permit an recognized as a living word in English-language
attorney in fact to handle an estate for nine years dictionaries— e.g.: “The ‘impeach’ misconcept
without an accounting and settlement, during [read misconception] was the judge’s, not coun
which time he misappropriated funds.”/ “If he sel’s.” In re Jose S., 144 Cal. Rptr. 309, 313 (Ct.
took title in his own name in bad faith, intending App. 1978)./ “Another misconcept [read miscon
to misappropriate the property, he is liable for ception] is that it is necessary for the airplane to
the full amount of the mortgage and interest have a relatively-high pitch altitude in order for
thereon.” it to stall.” New Hampshire Ins. Co. v. U.S., 641
Appropriate has a more neutral, nonaccusatory F. Supp. 642, 646 (D.P.R. 1986).
564 misconduct in office
m is c o n d u c t in o ffice ; o ffic ia l m is co n d u ct. • “All litigators have had the experience o f trying
These synonymous phrases refer to the common- to settle cases before trial, starting trial, and
law misdemeanor consisting in a public officer’s then settling during trial.” (What litigators do
corrupt violation o f his or her duties by malfea is try cases. So when the writer says, All litiga
sance (q.v.), misfeasance, or nonfeasance (q.v.). tors have had the experience o f trying . . . , the
Other synonymous expressions include misbehav legal reader expects to read about some type
ior in office, malconduct in office, malpractice in o f case that litigators try. In this particular
office, misdemeanor in office, corruption in office, sentence, attempting would probably be a better
and official corruption. Cf. m a lv e rsa tio n . choice than trying.)
• “The Tudor justices enforced laws against Ro
M i s c u e s . A miscue is an inadvertent misdirection man Catholic recusants, regulations laying
that causes the reader to proceed momentarily down the clothes people might wear and the
with an incorrect assumption about how— in me price they should pay for them . . . ” Alan
chanics or in sense— a sentence or passage will Harding, A Social History o f English Law 72
end. The misdirection is not serious enough to (1966). (Did 16th-century judges mandate nu
cause a true AMBIGUITY because, on reflection, the dity for Roman Catholics?)
reader can figure out the meaning. Thus: • “Flattery induced a woman to submit to inter
course by pretending to perform a surgical oper
The court decided the question did not need to be ad
ation. He was convicted o f rape.” Glanville Wil
dressed.
liams, Textbook o f Criminal Law 514 (1978). (A
The mere omission of that after the verb decided man named Flattery committed a crime, but
induces the reader to believe that the question is his name suggests the wile he might have used
the direct object—that is, to believe (if only for in committing it. The miscue might be removed
an immeasurably short moment) that the court by referring to Mr. Flattery instead o f Flattery.)
decided the question. In fact, of course, the court • “Small-minded, episodic murder attacks the ba
decided not to decide the question. sis o f our taken-for-granted values so funda
Miscues are of innumerable varieties; the only mentally that it generates anxiety.” David Can
consistent cure is for the editor or self-editor to ter, Anxious, Appalled . . . But Still Drawn to
develop a keen empathy for the reader. Part o f Horror, Sunday Times, 13 March 1994, at 4-6.
what the editor or self-editor must do, then, is to (It looks on first reading as if the noun phrase
approach the text as a stranger might. Further, murder attacks is the subject, but murder is the
though, a good edit must involve the kind o f subject and attacks is the verb.)
skeptical reading in which one imagines how one
reader in ten might misread the sentence. B. Misplaced Modifiers. When modifying words
Following are discussions o f six o f the most are separated from the words they modify, read
common causes o f miscues. ers have a hard time processing the information.
A. Unintended W ord A ssociation. Sometimes Indeed, they are likely to attach the modifying
a word appearing late in a passage seems to echo language first to a nearby word or phrase— e.g.:
an earlier word to which it really has no relation. “Ms. Connally knew Denotte before she had her
In the following example, barred, in the final surgical procedure on a casual basis.” (The phrase
clause, suggests some relation to disbarred in the on a casual basis, or perhaps casually, belongs
opening sentence: “[I]n 1948 he was found guilty after Denotte; otherwise, it sounds as if the surgi
o f unprofessional conduct and disbarred for three cal procedure was a casual one.)/ “The right to
years by a federal judge. The decision was ap redeem collateral after default is available to the
pealed and reversed three years later. In 1958 debtor unless otherwise agreed in writing after
Fisher, a thin-faced, thinning-haired socialite, default.” (In that sentence, the reader momen
was censured by the Illinois Supreme Court for tarily believes that the time when default becomes
actions against clients— but the Chicago Bar As available is important; in fact, though, it is the
sociation had asked that he be barred from prac right that is available. That is, we’re not talking
tice for five years.” Murray T. Bloom, The Trouble about the right to redeem after default is avail
with Lawyers 158 (1970) (quoting an Illinois bar able. [Read: After default, the right to redeem
official). collateral is available to the debtor unless . . . .
Then again, sometimes the word association Or: After default, the debtor may redeem collateral
is extratextual. In the following examples, the unless . . . . ] ) See m isplaced m o d ifie r s .
following things occur on first reading: litigators C. Remote Antecedents. “There are various
try cases, clothes are laid down, flattery induces reasons that juries hang, some better than others
a woman to engage in sex, and somebody engages . . . .” Robin T. Lakoff, Talking Power: The Poli
in murder attacks: tics o f Language in Our Lives 126 (1990). (The
misdemeano(u)r 565
writer means some reasons, not some juries, but transmitting messages under either the State
some readers will not see this immediately.)/ “Un or City messages tax.” (Add that after held.)
til recently, the inns showed themselves particu • “In Cox, the court held a contract indemnifying
larly ill-equipped to handle the overseas students, a casualty company for all liability under the
including many Africans and such future states Structural Work Act was void as against public
men as Mr Nehru, who by 1960 made up two policy.” (Add that after held.)
thirds o f all those called to the English bar.” Alan • “The court also pointed out an executor cannot
Harding, A Social History o f English Law 389 appeal for the protection o f the interests o f a
(1966). (This sentence involves a r e m o te r e la particular devisee or legatee who is able to take
tive that makes Mr. Nehru sound like a very big an appeal.” (Add that after pointed out.)
man indeed.) See a n t e c e d e n t s , f a lse (B).
D. Failure to Hyphenate Phrasal Adjectives. See th at (a ).
The reason for hyphenating phrasal adjectives is G. Om itted Commas. See PUNCTUATION (C) (last
precisely to avoid miscues: think o f the difference par.).
between a small-claims court and a (very) small H. Unsplit Infinitives. See HYPERCORRECTION
(G).
claims court. Other, less striking instances
abound— e.g.: “The uncontroverted evidence es
tablishes that Super Ships, Inc., never manufac m isd em ea n a n t ( = one who has committed a
tured, sold, or distributed any asbestos containing misdemeanor) is the analogue o f a felon. E.g., “It
products to Cereola.” Unless the phrase asbestos- is immaterial, for technical purposes, whether a
containing products is hyphenated thus, readers misdemeanant was principal at the fact or before
are likely to think at first that the company never the fact.” J.W. Cecil Turner, Kenny's Outlines o f
manufactured or sold asbestos, as opposed to Criminal Law 89 (16th ed. 1952)./ “Some statutes
products containing asbestos. See p h r a sa l a d j e c have provided a penalty for the criminal protector
t iv e s . o f a misdemeanant.” Rollin M. Perkins & Ronald
E. Misleading Phraseology. In the following N. Boyce, Criminal Law 726 n.34 (3d ed. 1982).
example, the phrase make good — in the sense Unlike felon, however, misdemeanant is little
“to indemnify”— is paired with defalcations ( = known outside the law.
failures to meet expectations or honor promises) Whether convicted misdemeanant is a REDUN
in an odd way. The reader may think at first that DANCY is a close question; surely most legal read
the promisor is making defalcations that are good: ers would not think that it is: “A prosecutor
“There is, however, nothing objectionable about a clearly has a considerable stake in discouraging
promise to make good defalcations for which the convicted misdemeanants from appealing and
promisor is personally responsible . . . .” P.S. thus obtaining a trial de novo in the Superior
Atiyah, An Introduction to the Law o f Contract Court.”
231 (3d ed. 1981). Like felon, misdemeanant should not refer
Sometimes, as in the following example, the merely to one suspected or charged, as opposed
confusing syntax results from a preposition (for) to one who has been convicted: “The better rule
that appears to have a single-word object (which), seems to be that an officer is not justified in
as opposed to a phrasal object (which o f several killing a mere misdemeanant [read suspected mis
payment plans): “Here there is no problem in demeanant] to effectuate his arrests.”
using blanks for which o f several payment plans The OED includes also the lay sense “a person
the borrower wants to use.” Barbara Child, Draft guilty o f misconduct,” but legal writers should
ing Legal Documents 138 (2d ed. 1992). avoid using this technical term in this overbroad
Yet again, the first word in a participial phrase sense.
(up the coast o f New England) sometimes seems
to be a particle, i.e., a part o f a verb (blew up): m isd e m e a n o (u )r. A. Spelling. The -our is the
“The storm also blew up the coast o f New En British spelling, -or the American. (See -OR.) The
gland.” John J. Goldman, Northeast Slammed by word is archaically spelled misdemesnors, as in
Storm; 7 Killed, Austin American-Statesman, 12 Blackstone: “ [S] mailer faults, and omissions of
Dec. 1992, at A l. less consequence, are comprized under the gentler
F. Ill-Advisedly Deleted th a t The widespread name o f 1misdemesnors' only.” 4 William Black-
but largely unfounded prejudice against that stone, Commentaries 5 (1769).
leads many writers to omit it when it is neces B. M odern Uses. Before the distinction between
sary—e.g.:• felonies and misdemeanors was abolished by the
Criminal Law Act 1967, English lawyers used
• “In Phillips, the Illinois Supreme Court held misdemeanour (as they spelled it) to refer to any
hotels and hospitals were not in the business o f criminal offense that was neither a felony nor
566 misdoubt
treason. In BrE, the word is primarily o f historical whether it furthers a substantial state interest.”/
interest. But most American jurisdictions retain “In determining whether a foreign corporation
the felony-misdemeanor distinction. See fe lo n y . should be required to defend itself in a suit in
Texas arising out o f a contract between it and a
doubt, is an unnecessary
m is d o u b t, equivalent to Texas corporation, each case must be decided
and confusing ARCHAISM. See d o u b t. [read the courts must decide each case] on its own
facts.” The problem is easily remedied by making
m is fe a s a n c e . See m a lfe a s a n c e . certain that an actor or agent appears in the main
clause, and that this actor or agent is the one
m is fe a s o r ( = one who commits a misfeasance) doing something in the participial phrase.
is the correct agent noun, but it is little used. Following is a spate o f examples o f some mis
uses to which English sentences are susceptible.
m is in fo r m a tio n . See d is in fo r m a tio n . Brief comments (in parentheses) are appended
before each sentence is recast in an improved
m is jo in d e r = (1) in civil actions, the improper form:
joinder o f parties in an action; or (2) in criminal
actions, the improper joinder o f distinct offenses • “Without alleging fraud, accident, or mistake,
in a criminal prosecution. See jo in d e r . Cf. d is- the writing must be the entire contract and
jo in d e r . parol evidence must be excluded.” (It is not the
writing that alleges, but the person who seeks
m is la id p r o p e r ty . See lo s t p r o p e r ty , to have parol evidence admitted.) [Read Unless
one alleges fraud, accident, or mistake, the writ
m is le a d . See le a d . ing must be the entire contract and parol evi
dence must be excluded.]
m is n o m e r ( = the use o f a wrong name) in law • “Awaiting the uncertainties as to quantum of
may mean “a mistake in naming a person or damages, the delay in recovery may increase
place,” whereas in nonlegal contexts it usually them.” (The delay awaits uncertainties?) [Read
refers to a misdescription o f a thing. E.g., “A By awaiting (the resolution o f all?) uncertainties
misnomer o f the plaintiff in the petition does not as to quantum o f damages, one may increase,
ordinarily affect the rule that the running o f the by the delay, the damages incurred.]
statute o f limitations is interrupted by the filing • “No discussion o f the subject would be complete
o f a suit.” without an analysis o f Dalcan v. Dalcan; read
literally, the Texas Supreme Court addresses
M i s p l a c e d M o d if i e r s . When using participial only two issues in that case.” (What is read
forms (and especially when beginning a sentence literally? Dalcan v. Dalcan, or the Texas Su
with an -ing phrase), one must be sure that the preme Court?) [Read No discussion o f the subject
noun introducing the clause that follows is what would be complete without an analysis o f Dal
the participle modifies. Hence the preceding sen can v. Dalcan; read literally, that Texas Su
tence would be incorrect if it read: “When using preme Court case addresses only two issues.]
participial forms . . . , the noun in the main • “Having determined that none o f the appellants’
clause must be modified by the participle”—be complaints presents any reversible error, the
cause this construction suggests that a noun (as judgment o f the district court is affirmed.” (The
opposed to a writer) can “use” a participle. Here judgment has determined that there is no re
is another example: “After reading that case, the versible error?) [Read Having determined that
initial impulse o f the reader might well be to none o f the appellants’ complaints presents any
nominate it for the most arbitrary equal protec reversible error, we affirm the judgment o f the
tion decision in recent times.” Note the problem district court.]
that remains here i f we change the main clause • “Hast argues that, having found CPL 2.25B to
to “the reader’s initial impulse,” where impulse, be a procedural rule, we should nevertheless
not reader, is still improperly the subject o f the not give effect to the APA’s procedural-rules
clause. Some of the pitfalls in this area are treated exception from the informal rulemaking re
under d a n g le r s and m isc u e s (B). quirements.” ( Having can here look either way:
The problem often crops up where the writer to Kast or to we. See j a n u s -f a c e d te r m s (B>.)
inserts a passive verb phrase after an introduc [Read Kast argues that, even though we have
tory participial phrase. E.g., “In applying the in found CPL 2.25B to be a procedural rule, we
termediate standard of review, the challenged should not give effect to the APA’s procedural-
statute must be analyzed [read the court must rules exception to the informal rulemaking re
analyze the challenged statute] to determine quirements.]
misrepresentation 567
“Treating the papers whereon the appeal was tual obligation had to be completely performed
taken as a petition for writ o f certiorari, certio by July 1975.]
rari is denied.” (Is it the certiorari that does the
treating?) [Read Treating the papers whereon
m is p r is io n . In legal usage, this word usually
the appeal was taken as a petition for writ o f
certiorari, we deny certiorari.] means “concealment o f treason or o f felony by one
“Having held that the commission had the not participating in the treason or felony.” The
power and authority to pass the order, and that phrase most commonly occurs in the phrases mis
such action was not arbitrary or an abuse of prision o f felony and misprision o f treason. The
discretion, it must follow that this is a suit word may also refer, however, to seditious conduct
against the state that should be dismissed.” itself or to an official’s failure to perform duties
(What it was it that held?) [Read Having held o f public office. More popularly, misprision means
that the commission had the power and author- “misunderstanding, mistake.”
ity to pass the order, and that such action was Some writers misspell the word misprison, per
not arbitrary or an abuse of discretion, the court haps because they mistakenly associate felony
must dismiss this suit against the state.] with prison in the phrase misprision o f felony.
“Applying the rule to this case, plaintiff was E.g., “A person commits misprison [read mispri
arrested on a facially valid warrant and she sion] o f felony when he witnesses or has knowl
has therefore alleged no deprivation o f a right edge o f a felony being committed or about to be
secured by the Constitution and laws o f the committed, and conceals or fails to give informa
United States.” (The court, not the plaintiff, tion as to such crime. Misprison [read Misprision]
applies the rule to this case.) [Read In applying o f felony cannot be committed if the crime is a
the rule to this case, we hold that the plaintiff misdemeanor . . . .” G am H. Webb, Plain Lan
was arrested on a facially valid warrant and guage Law: Criminal Wrongs (Crimes) 122 (1981)
therefore had no ground to allege deprivation o f (consistently misspelling the word thus).
a right secured by the Constitution and laws o f
the United States.] m is p r is o r , a NEOLOGISM not to be found in the
“The record contains ample evidence to support OED or W3, is confined to senses derived from the
the jury’s verdict; synopsizing, plaintiffs offered phrase misprision o f felony— e.g.: “A ‘misprisor* is
evidence that attributed price increases to said to be one who knows o f the commission of
price-fixing.” (The court does the synopsizing, a felony and does not report it to the proper
not the plaintiffs.) Actually, this sentence needs authorities.” Rollin M. Perkins & Ronald N.
no participle— see the rewrite. [Read The record Boyce, Criminal Law 728-29 (3d ed. 1982).
contains ample evidence to support the jury’s
verdict In short, the plaintiffs offered evidence m is r e m e m b e r means “to remember incorrectly,”
that attributed price increases to price-fixing.] not “to forget.”
“Paraphrasing the opinion o f Judge Vann in
Tabor v. Hoffman, the fact that an inspection m is r e p r e s e n t = (1) to make an untrue state
of plaintiffs models may be by fair means does ment o f fact, usu. with knowledge o f its falsity,
not justify obtaining the same by unfair means.” without belief in its truth, or recklessly; or (2)
(The fact does not do the paraphrasing.) [Read to conduct malpractice while representing; (of a
To paraphrase the opinion o f Judge Vann in lawyer) to represent (a client) inadequately. Sense
Tabor v. Hoffman, the fact that an inspection o f (2) is an odd, unidiomatic use: “Mrs. Johnson has
the plaintiff’s models may be by fair means does sued Shearman & Sterling, contending she was
not justify obtaining the same information by misrepresented by the firm and demanding that
unfair means.] it return the nearly $3 million she has already
“Reasoning that 4,000 acres were, as both par paid.” Ronald Sullivan, Firms Still Jarred by Fall
ties agreed, cleared by July 1970 as required, out Over Johnson Will, N.Y. Times, 31 March
and that the lease also required a minimum of 1989, at 22.
700 acres to be cleared ‘each year thereafter/
the contractual obligation mathematically had m is r e p r e s e n ta tio n . This word is broad enough
to be completely performed by July 1975.” (The to describe a fraudulent as well as a negligent or
contractual obligation does not engage in rea innocent statement. Some readers may be sur
soning.) [Read Reasoning that 4,000 acres were, prised to learn that, in the law o f contracts, the
as both parties agreed, cleared by July 1970 as word can also describe a factually accurate state
required, and that the lease also required a ment: “A person is guilty o f misrepresentation
minimum o f 700 acres to be cleared ‘each year though all the facts stated by him are true, if his
thereafter,* we have calculated that the contrac- statement is misleading as a whole because it
568 misrepresentee
does not refer to other facts affecting the weight to the contract.” Grant Gilmore, The Death o f
o f those stated.” G.H. Treitel, The Law o f Contract Contract 81 (1974). With either a mistake or frus
353 (8th ed. 1991). See suggestio falsi & r e p r e tration, consent may be nullified because o f the
s e n ta tio n . extreme injustice o f holding one o f the parties to
The phrase false misrepresentation is a fairly the contract. See fru stra tio n & im p o ssib ility .
common r e d u n d a n c y —e.g.: “MOT alleged (in its C. Mutual mistake. See m u tu a l m istak e.
complaint) that the Coffeys made several false
misrepresentations [read misrepresentations or M r. See M essrs.
false representations] . . . .” Moore, Owen,
Thomas & Co. v. Coffey, 992 F.2d 1439, 1445 (6th m istrea t; m a ltrea t. Most writers on usage have
Cir. 1993). held that there is a difference between these
terms. “To mistreat,” write the Evanses, “is to
m is r e p r e s e n te e is an -EE neologism that serves treat badly or wrongly. The word suggests a devi
as a correlative to misrepresentor (as it is some ation from some accepted norm o f treatment and
times, alas, spelled)— e.g.: “The misrepresentee a deviation always towards the bad. To maltreat,
can, however, still rescind . . . .” G.H. Treitel, to abuse, to handle roughly or cruelly, is to mis
The Law o f Contract 321 (8th ed. 1991). Cf. r e p r e treat in a special way. The words are often used
se n te e . interchangeably (Horwill believes that Americans
prefer mistreat and English maltreat), but mal
m is r e p r e s e n te r ; m is r e p r e s e n to r . The -er spell treat is usu. restricted to the rougher forms o f
ing is better. mistreating.” Bergen Evans & Cornelia Evans, A
Dictionary o f Contemporary American Usage 302
m istak e. A. A nd ignorance. These words, some (1957).
authorities have said, “do not import the same
significance and should not be confounded. Igno m istress. See c o m m o n -la w w ife.
rance implies a total want o f knowledge in refer
ence to the subject matter. Mistake admits a m istria l has two very distinct senses: (1) “a trial
knowledge, but implies a wrong conclusion.” Hut ending without a determination on the merits
ton v. Edgerton, 6 S.C. 485, 489 (1875). But other because o f some procedural error or disruption
authorities say that “ [a] mistake, in its legal during the proceedings”; or (2) “a trial that ends
sense, is ‘that result o f ignorance o f law or o f fact inconclusively because the jury cannot agree on a
which has misled a person to commit that which, verdict.” Sense (1) is common to AmE and BrE—
if he had not been in error, he would not have e.g.: “When the judge discovered that Brumfield
done.’ ” 3 G.W. Field, Field's Lawyers' Briefs 109 had hired a private detective to spy on the jurors
(1885) (quoting an old equity treatise). The latter and find out their opinions on smoking, he de
authorities, in other words, reject the distinction clared a mistrial and shoved Belli’s case all the
as being “a refinement too subtle to be applied to way to the bottom o f his docket.” Sense (2) occurs
the every-day business o f life.” Schlesinger v. primarily in AmE— e.g.: “Bryant explained that
U.S., 1 Ct. Cl. 16, 25 (1863). And they are in the the jury in a drug-possession case had been un
majority. able to agree, facing a mistrial.” Donald D. Jack-
In fact, ignorance is the broader term— it in son, Judges 92-93 (1974).
cludes mistake: “Every mistake involves igno
rance but not vice versa. Ignorance is lack o f m istry, v.t., corresponds only to sense (1) o f mis
true knowledge, either (1) because the mind is a trial, q.v., but with an even stronger suggestion
complete blank or (2) because it is filled with o f fault— e.g.: “In the court below, the case was
untrue (mistaken) knowledge on a particular sub totally misconceived and mistried.” Kramer v.
ject. The first variety, lack o f knowledge without Winslow, 18 A. 923, 927 (Pa. 1890)./ “It is argued
mistaken knowledge, may be called simple igno . . . that the case was mistried for this reason
rance. The second variety, lack o f true knowledge . . . .” Van Riper v. U.S., 13 F.2d 961, 963 (2d
coupled with mistaken knowledge, is mistake. Ig Cir. 1926) (per L. Hand, J.)J “The defendant then
norance is the genus o f which simple ignorance moved to dismiss the mistried RICO co u n t. . . .”
and mistake are the species.” Glanville Williams, U.S. v. Jenkins, 902 F.2d 459,462 (6th Cir. 1990).
Criminal Law 151-52 (2d ed. 1961).
B. A nd frustration . In the law o f contract, mis m isu sa ge (= [1] mistreatment; or [2] the incor
take and frustration are “merely different ways o f rect use o f language) is increasingly misused for
talking about the same thing—that is, the real misuse, n. (= unauthorized use; misapplica
world has in some way failed to correspond with tion)— e.g.: “ [Tjhere has been no evidence pre
the imaginary world hypothesized by the parties sented as to actual confusion arising from the
mode 569
misusage [read misuse] of the APOLLO m ark sometimes appears where mitigating
v a r ia n t ,
. . . .” Apollo Distrib. Co. v. Jerry Kurtz Carpet would be the natural word—e.g.: “The issue o f
Co., 696 F. Supp. 140, 142 (D.N.J. 1988). ineffective assistance o f counsel due to the ab
sence o f mitigational [read mitigating] evidence
m itig a b le is the correct form— not mitigatable. was first raised by the testimony o f several wit
See -ATABLE. nesses during the November 16,1984, evidentiary
hearing . . . ” Laws v. State, 708 S.W.2d 182,
m itig a te ; m ilita te . Mitigate = to make less se 184 (Mo. Ct. App. 1986).
vere or intense; militate = to exert a strong in
fluence. Here mitigate is correctly used: “In En m ittim u s [L. “we send”] ( = a warrant ordering
gland, the power to mitigate the severity o f the a jailer to detain a person until ordered otherwise)
strict law was originally vested in the king.” is a Latin verb used in English as a noun. The
Mitigate against is incorrect for militate plural is mittimuses— e.g.: “ [T]hese items are for
against; Edmund Wilson called it “William Faulk mittimuses issued after the examination is con
ner’s favorite error.” The Bit Between My Teeth cluded . . . .” U.S. v. Ewing, 140 U.S. 142, 144
570 (1965). Faulkner’s failings aside, the error is (1891). Through h yp e r c o r r e c tio n , some writers
surprisingly common— e.g.: “ [T]his factor miti have mistakenly written mittimi, which is on the
gates [read militates] against immediate review.” order o f ignorami “In both o f these mittimi [read
Midway Mfg. Co. v. Omni Video Games, Inc., 668 mittimuses] the crime for which he was convicted
F.2d 70, 72 (1st Cir. 1981)./ “Plaintiffs suggest was described as forgery . . . .” Green v. State,
there are two theories [that], if applied to this 113 F. Supp. 253, 256 (S.D. Me. 1953)7 “The jail
case, would mitigate [read militate] against the mittimi [read mittimuses], the accuracy o f which
harsh application o f the statute o f limitations are [read is] not challenged, show that the defen
. . . .” Cramsey v. Knoblock, 547 N.E.2d 1358, dant was represented by counsel and that he
1364 (111. App. Ct. 1989). exercised his right o f allocution.” People v. Mon
Militate against, o f course, is perfectly accept toya, 640 P.2d 234, 237 (Colo. Ct. App. 1981). See
able: “If the obvious facts militate against such HYPERCORRECTION (A). Cf. ig n o r a m u s .
an intention as expressed in the document, the
court can act upon the real intention as found by m ix e d a c tio n . See r e a l a ctio n .
the court.” (Eng.)
In law, militate often takes for or in favor o f as M ’N agh ten . See M cN agh ten .
well as against. The OED calls this use “rare,”
but today it is common in legal writing: “He ar m o b m o u th p ie c e . See l a w y e r s , d e r o g a to r y
gues that the same values that do not require NAMES FOR (A).
exhaustion o f state remedies militate in favor of
his contention that the Board’s denial o f his fit m o b o c r a c y ; o c h lo c r a c y . The latter is the better
ness be regarded as an administrative word in formal prose for “mob rule,” the former
determination.”/ “Factors are listed which militate being a m o r p h o lo g ic a l d e f o r m it y . Ochlocracy
for and against construing such a provision as has four centuries o f use behind it, mobocracy but
creating a determinable fee.”/ “These considera two. Mobocracy also retains a jocular overtone.
tions militate in favor o f academic freedom at
colleges and universities.” m o c k e r y . See m a k e a m o c k e r y o f.
Militate toward is unidiomatic: “Every incentive
deriving from this decision would militate toward m o d a lity ( = a method or procedure) is a preten
[read in favor of] the physicians’ giving these tious v o g u e w o r d : “The mother’s expert conceded
tests.” a lack o f awareness o f any professional literature
documenting the successful use o f the modalities
m itig a tio n a l. See m itig a to r y . [read methods] he suggested in training the re
tarded to employ adequate parenting skills.” In
m itig a tio n -o f-d a m a g e s d o c tr in e , as a p h r asal re Karen “Y,” 550 N.Y.S.2d 67, 69 (App. Div.
should be hyphenated thus. A variant
a d j e c t iv e , 1989).
name for this doctrine—which requires a plaintiff,
after an injury or breach o f contract, to use ordi m o d e ; m o d u le . There must be something in the
nary care to alleviate its effects— is a voidable- root: these words, like modality, are inflated
consequences doctrine. VOGUE WORDS.
In proper usage, mode means “manner,” and
m itig a to r y ; m itig a tiv e ; m itig a tio n a l. The first module means “a unit o f size.” President George
is the preferred form. Mitigational, a n e e d le s s Bush often entered the umode mode,” as when he
570 modern-day
told a crowd in Los Angeles: “I am not here in the ordinary word, and the slipsh o d e x t e n s io n of
mode o f politics, I am not here in the mode o f moiety makes the word ambiguous. E.g., “We be
partisanship, I am not here in the mode o f blame. lieve that in contributing the use o f his moiety
I am here to learn from the community.” Robert [read half] in the automobile, he was in fact
B. Gunnison & Susan Yoachum, Bush Visits Riot furnishing the automobile to Clarice, a member
Zone, San Francisco Chronicle, 8 May 1992, at o f his family.”/ “The testator devised lands to his
A l. Such talk proved fruitful for Russell Baker’s wife for life, and at her death one to his heirs and
lively column in The New York Times: “President the other moiety [read half] to his wife’s heirs, as
Bush says he is about to enter 'campaign mode.’ she might appoint.”
Does this mean America will then have president But is half really the right word in the two
à la mode? Absolutely not. Do you think the Presi examples just quoted? The OED notes that
dent is a slice o f pie? This is the same answer I “loosely,” the word moiety may denote “one o f two
had from Mr. Bush’s mode handler . . . . The (occasionally more) parts (not necessarily equal)
mode Mr. Bush will enter is not a dessert, but a into which something is divided.” Max Radin’s
new technological product o f the space program. Law Dictionary defines the alternative meaning
Space-news fans will have noticed that multi as “a fractional part less than half.” Because legal
tudes o f modes pour out o f NASA press releases.” writers use the word in this way almost as often
Russell Baker, In the Mode Mood, N.Y. Times, 15 as they do in the sense “half,” the word really
Aug. 1992, at 15. ought to be avoided altogether.
In American customs law, moiety has taken on
modern—
m o d e r n -d a y is invariably inferior to still another meaning, illustrated in the following
e.g.: “Punitive damages . . . are a modern-day examples: “Under Customs Law, an informant is
[read modern] analog o f 13th century amerce paid a *moiety’ up to, but not exceeding, $50,000.
ments.” Browning-Ferris Indus, o f Vt., Inc. v. Moiety is payment made to an informant who
Kelco Disposal, Inc., 492 U.S. 257, 268 (1989). assisted in the seizure and ultimate forfeiture o f
an object.” U.S. v. Cresta, 825 F.2d 538, 545 n.3
m o d e m ly (= in modern times) is accurately de (1st Cir. 1987)./ “The plaintiff, Mr. Robert Rick
scribed by the OED as being “now rare”; more ard, seeks an award o f compensation to infor
precisely, it might have stated “now rare, except mants (otherwise known as moieties), pursuant to
in law.” E.g., uModernly, it is doubtful that statutory authority contained in 19 U.S.C.
McCardle would be sustained.”/ uModernly, the § 1619 (1976).” Rickard v. U.S., 11 Ct. Cl. 874,
potential numerosity and severity o f actions in 875 (1987). Although a better word might have
volving drinking drivers has become too serious been found for this type o f reward, moiety appears
to be ignored.”/ “Chancery has ceased for long to be established j a r g o n .
ages to issue new writs whereby supposed wrongs
could be cured; such objectives are modemly to m o m e n t in tim e , a t th is, is a pomposity for now,
be accomplished by legislation.” or sometimes today and nowadays.
m o d u s o p e r a n d i (=
a method o f operating; a Monarchial is a n e e d le s s
m o n a r c h ic a l. v a r i
manner o f procedure) is often a highfalutin substi ant of monarchical, the usual form.
tute for method. Yet it is well established. PI.
modi operandi. m o n e t(a r )iz e . The longer form is incorrect for
The phrase is sometimes misrendered mode o f monetize ( = [1] to put (coins or currency) into
operandi. For humorous headnotes using motor circulation as money; [2] to give fixed value as
operandi, see U.S. v. Aguirre-Valenzuela, 700 currency; or [3] to purchase debt and thereby
F.2d 161, 161 (Cir. 1983). free up moneys that would otherwise be used to
service that debt). Sense (2): “ [T]he benefits flow
m o ie ty . Moiety, a legal and literary a r c h a is m , ing from those services are, in theory, as difficult
does not, strictly speaking, mean “a small seg to monetarize [read monetize] as religious ones.”
ment or portion,” as some writers assume; rather, Neher v. Commissioner, 852 F.2d 848, 855 (6th
it means “half.” This word should be part o f the Cir. 1988).
lawyer’s recognition vocabulary, but not o f one’s
working vocabulary, for half is the preferable and m o n e ta r y d a m a g e s . See m o n e y d a m a g e s.
monopoly 571
already fully utilized.” El Paso Natural Gas Co. crime other than that for which his extradition
v. Sun Oil Co., 426 F. Supp. 963, 965-66 n.5 was secured . . . .” Correspondence, 1 Harv. L.
(W.D. Tex. 1977). The word monopsony is far less Rev. 43, 43 (1887)./ “[A lthough the Bar first
common than monopoly— so much so that a few mooted the idea, it was a joint enterprise.” Com
texts refer erroneously to “monopoly buyers.” ing Together, 130 Solic. J. 289, 289 (1986).
In American legal usage, however, a new sense
m o n th lo n g is properly one word in AmE. E.g., has taken hold: “to render moot or of no practical
“Onshore, an estimated 8,000 well-wishers braved significance.” Thus, “The settlement did not moot
the bad weather—the first encountered by the the jurisdictional question.”/ “These actions pre
entourage since beginning the monthlong tour.” sented the mooted question o f the coverage o f the
The same is true o f yearlong, weeklong, and day- policy.”
long. C. As Noun. In England, moot has the sense “a
hypothetical legal problem discussed by students
at the Inns o f Court for practice” or “the discus
m on u m en t has two legal meanings: (1) “a writ sion resulting from such a problem.” E.g., “The
ten document or record” (a sense derived histori maxim was never forgotten in the training o f the
cally from confusion with muniment, q.v.); and (2) English bar in the moots o f the Inns o f Court, nor
in AmE, “any natural or artificial object that is in the long wrangling years o f oral pleading.” This
fixed permanently in the soil and referred to in use is unknown in the U.S., although its scent
the legal description o f land.” lingers in the phrase moot court.
m oot. A. As A djective. The OED lists only the m o o tn e s s (=the fact or quality o f having no
sense “that can be argued; debatable; not decided, practical importance) was an AmE NEOLOGISM
doubtful.” Hence a moot point was classically seen when first used in the 1920s— e.g.: “The question
as one that is arguable. A moot case was a hypo o f mootness is not discussed in the briefs o f coun
thetical case proposed for discussion in a ‘moot’ o f sel for the government.” U.S. v. Northern Pac.
law students (see (C) below). In the U.S., law Ry., 18 F.2d 299, 304 (E.D. Wash. 1927). As a
students practice arguing hypothetical cases be noun corresponding to the modem AmE sense o f
fore appellate courts in moot court. moot, the word mootness has steadily become
From that sense o f moot derived the extended more frequent in American legal writing—e.g.:
sense “o f no practical importance; hypothetical;
academic.” Hence, “There is no other question • “The ruling excepted to, whether on the evi
worthy o f notice. We are asked to express an dence or on the pleadings, in no wise affects the
opinion as to the right o f the appellants to give question o f mootness.” Brockett v. Maxwell, 35
bail pending their appeal, but that is now a moot S.E.2d 906, 907 (Ga. 1945).
point.” Ah How v. U.S., 193 U.S. 65, 78 (1904) • “Mootness is a question o f justiciability. If a
(per Holmes, J .)./ “There is thus presented the case has become moot, . . . then there is no
primary question as to whether there is anything necessity for a judgment . . . .” Ferguson v.
for us to decide on this appeal or whether the Commercial Bank, 578 So. 2d 1234, 1236 (Ala.
question has become moot because defendant has 1991).
surrendered possession to plaintiffs.” Price v. Wil • “The issues in this mortgage foreclosure appeal
son, 32 A.2d 109, 109 (D.C. 1943). concern the propriety o f the dismissal o f the
Today, in AmE, the predominant sense o f moot appeal o f the named defendant, Joseph Tran-
is “having no practical significance,” in both legal tino, on the ground o f mootness.” Rothstein v.
and nonlegal writing. Bernstein and other writers Trantino, 635 A.2d 813, 813 (Conn. 1994).
have called this sense o f the word incorrect, but
it is now a fait accompli. To use moot in the sense Today, the phrase mootness doctrine or moot
“open to argument” in AmE today is to create an ness rule denotes the principle that American
ambiguity, and to confuse most o f one’s readers. courts will not decide moot cases—e.g.: “[T]he
In BrE, the transformation in sense has been trial court issued another order on December 1
slower, and moot in its older sense retains vitality. that found the mootness doctrine was inapplicable
Cf. m ootn ess. because petitioner was still in custody o f the de
B. As Verb. Historically, moot, v.t., meant “to partment . . . .” Taylor v. Department o f Correc
raise or bring forward (a point or question) for tions, 556 So. 2d 494, 494 (Fla. Dist. Ct. App.
discussion.” That sense is still current in BrE, 1990)./ “[T]here is a strong likelihood that applica
and in older American usage. E.g., uUnited States tion o f the mootness doctrine may repeatedly frus
v. Rauscher is noteworthy as involving the much- trate review.” Peloza v. Freas, 871 P.2d 687, 688
mooted question of the right to try a person for a (Alaska 1994). See m o o t (a ).
more • . • than 573
m ooty, adj., is BrE legal slang meaning “debat portantly, this evidence improperly emphasized a
able”—e.g.: “After discussing a ‘mooty’ problem, 'reasonable man’ standard o f knowledge.”
try to avoid the weak conclusion that ‘A is perhaps
liable/ ” Glanville Williams, Learning the Law 124 m ore interestingly; more interesting. See
(11th ed. 1982)7 “ ‘Mooty’ as the case may be, it s e n t e n c e a d v e r b s & more im portant(ly).
is unlikely that there are many good points to be
made for your side.” Id. at 164. m ore or less (= somewhat) is often used impre
cisely in the sense “some degree of,” as here:
m ora l o b lig a tio n , as used by legal theorists, “Keep in mind also that the phraseology used in
usu. denotes a duty “semi-consciously followed an instrument quite commonly is not constructed
and enforced rather by instinct and habit than by by the grantor himself; the instrument is drafted
definite sanctions.” Henry S. Maine, Ancient Law by someone with more or less legal learning.” Less
121 (17th ed. 1901; repr. [New Universal Lib.] legal learning than the grantor possessed?
1905, 1910). Thus, a moral obligation is not le
gally enforceable. Further, “its scope has been more perfect. This phrase appears in the pream
restricted and the label has become unfashion ble to the U.S. Constitution: “We the People o f
able.” G.H. Treitel, The Law o f Contract 76 (8th the United States, in Order to form a more perfect
ed. 1991). Union . . . .” Some critics object that perfect, as
an absolute quality, should not take a compara
m ora toriu m . PI. -ia. E.g., “The Code o f Justinian tive adjective. The answer to those critics is an
contains two provisions in regard to moratoria.” old one: “It is pedantic to object to the colloquial
A.H. Feller, Moratory Legislation: A Comparative use o f such expressions as 'more universal’ [and]
Study, 46 Harv. L. Rev. 1061, 1062 (1933). ‘more perfect’ . . . . O f course, superficially
viewed, these expressions are incorrect, as there
m o re h o n o r e d in th e b re a c h . See b re a c h , cannot be degrees o f universality or o f perfection
m o re h o n o r e d in th e. . . . ; yet what is really meant by 'more perfect’
for example, is 'more nearly perfect’ . . . .” Harry
m o re im p o rta n t(ly ). As an introductory phrase, T. Peck, “What Is Good English?” in What Is Good
more important has historically been considered English? and Other Essays 3, 16-17 (N.Y., Dodd,
an elliptical form o f “What is more important Mead & Co. 1899). See a d j e c t iv e s (B).
. . . ,” and hence the -ly form is thought to be
the less desirable. E.g., “This provision, o f course, more preferable. See a d j e c t iv e s (b ) & prefer
directly conflicts with section 1235(k); more im able.
portantly [read more important], section 1273(a)
defeats Montana’s right to the funds collected on more • • . than. A. Parallel constructions. To
the ceded strip as much as it defeats that o f create parallel phrasing in the use o f this con
the tribe.”/ “Perhaps most importantly [read most struction, it is often important to repeat the prep
important], the argument that Gertz should be osition. E.g., “Most civil audits are more favorably
limited to the media misapprehends our cases.” settled by an open, honest discussion about what
Yet arguably, if we may begin a sentence, “Im the agent wants than having [read than by hav
portantly, jurisdiction in the Supreme Court ing] the attorney treat the agent as the taxpayer’s
. . . ,” we ought to be able to begin it, “More mortal enemy.” See p ar allelism & a b o v e (a ).
importantly, jurisdiction in the Supreme Court B. More than one (is) (are). In the phrase more
. . .” See SENTENCE ADVERBS. than one court has held, the phrase more than
The ellipsis does not work with less idiomatic acts as a compound adverb modifying the adjec
phrases. E.g., one would not say: “More notable, tive one. The subject o f the clause is the singular
Holmes wrote this opinion. . . .” More notably noun court—hence the singular verb has. The
(as opposed to More notable) is called for in order same holds true if the singular noun is merely
that the sentence not sound alien, illogical, and implied, i.e., is an u n d e r s t o o d w o r d : more than
even ungrammatical. The same is true o f “More one has, not more than one have.
interestingly, . . . .” Furthermore, if the position For many writers, this principle is counterintu
of the phrase is changed from the beginning o f itive because the sense denoted is a plural one.
the sentence in any significant way, the usual But this is one o f the rare instances in English
ellipsis becomes unidiomatic and -ly is quite ac grammar in which the number o f the verb is
ceptable: “But neither, and more importantly un determined not by the meaning o f the subject but
der the Bradley analysis, does the statute or the by its grammatical form. See s y n e s is .
legislative history direct that the statute be ap Mistakes, however, are common—e.g.: “If one
plied prospectively only.”/ “Second, and more im [blood relative] is named, or if more than one are
574 more unique
[read is] named, the court, aided by the curator, mors civilis. See c iv il death .
must make the further finding o f whether there
are any inheritance rights [that] presently exist.” m o rtg a g e , n., = a property owner’s promise that,
Prentice v. Parker, 376 So. 2d 568, 570 (La. Ct. if some obligation is not met, the creditor may
App. 1979)7 "The use o f a single culpability score take the property to satisfy that obligation. At
. . . permits the impact o f aggravating and miti common law, the word referred only to real prop
gating sentencing factors to be considered along erty. But in mid-19th century AmE, the word
the same scale and, where more than one are mortgage was extended to apply to personalty as
[read is] present, to offset or accumulate culpabil well as realty. Hence, the phrase chattel mortgage
ity considerations to produce a final sentencing arose. Still, in actual usage mortgage much more
recommendation.” Richard S. Gruner, Towards frequently applies to real rather than personal
an Organizational Jurisprudence: Transforming property.
Corporate Criminal Law Through Federal Sen The word mortgage has two possible etymologi
tencing Reform, 36 Ariz. L. Rev. 407, 445 (1994). cal meanings. One theory—the better one— holds
See SUBJECT-VERB AGREEMENT (K). that the word derives from OF. mort gaige “dead
C. M ore . . . than all; m ore . . . than any . See pledge,” so called because the debt becomes void
OVERSTATEMENT. or “dead” when the mortgagor redeems the pledge.
Another theory is that dead pledge means the
m o r e u n iq u e . See a d j e c t iv e s (b ). same thing as the current phrases dead capital
and dead investment: while land is in the posses
m o r ib u n d (= dying) does not mean “dead.” Yet sion o f the lender, it is dead—it gives no return
many lawyers misuse the word— e.g.: “[T]his mat to the owner.
rimonial partnership is completely moribund
[read, perhaps, dead or over], and cannot be re m o rtg a g e a b le . So spelled.
vived . . . .” Wang v. Wang, 386 N.Y.S.2d 922,
925 (Sup. Ct. 1976)./ “That this rule saves the m o rtg a g e -h o ld e r is less clear than mortgagee
Clause from being completely moribund [read, because many readers might take it to mean
perhaps, lifeless] does not . . . alter the reality “mortgagor”—e.g.: “Purchase money mortgage
that it is insufficient to ensure that federal law is holders [read mortgagees] may improve their col
paramount.” Green v. Mansour, 474 U.S. 64, 77 lateral positions by allowing the owner to improve
(1985) (Brennan, J., dissenting). the property at the expense o f the mechanics’
lienholders.” Shade v. Wheatcraft Indus., Inc., 809
are words de
M o r p h o l o g ic a l D e f o r m it ie s P.2d 538, 542 (Kan. 1991).
rived from other languages, usu. Latin or Greek,
whose morphemes are so put together as to trav m o rtg a g (e )o r; m o rtg a g e r. Coke and Blackstone
esty the lending or borrowing language’s princi used the -or spelling; the lexicographers Johnson
ples o f word formation. In some philologists’ view, and Webster preferred -er, the latter terming -or
one does not combine the inseparable particle dis- “an orthography that should have no counte
with nouns to form English verbs (e.g., dismem nance.” Noah Webster, An American Dictionary o f
ber) because it is impermissible by Latin morphol the English Language (1828). The Law Quarterly
ogy. In Latin, dis- was joined only with verbs to Review and many other British publications use
form privative verbs (e.g., disentitle, disregard.) -er; the form -or predominates in AmE. The -eor
Any number o f examples o f ill-formed words spelling, which appeared in the Year Books, is
made up o f classical morphemes exist in modem nowhere used today.
English: aborticide, abortuary [a PORTMANTEAU
w o r d from abortion mortuary], asylee, breath m ortis causa . See causa mortis .
alyzer, deflation, drunkometer, homophobe,
prosumerism [a p o r tm a n te a u w o r d from m ortm a in (lit., “deadhand”) = the condition o f
pro-consumerism], simulcast, slumpflation, stag lands or tenements held inalienably by an ecclesi
flation, teletype, urinalysis, workaholic, and on astical or other corporation. The term suggests
and on. The importance o f knowing something control from the grave, as here in a l o a n t r a n s l a
about morphology, or how word elements properly t i o n : “The effect o f the rule is to invalidate ab
compose whole words, is that we can then create initio certain future interests that might other
and use n e o lo g ism s that are inoffensive to those wise remain in existence for a period o f time
who know the English language and other lan considered inimical to society’s interest in having
guages. And we can likewise avoid opposition to reasonable limits to deadhand control and in facil
morphological deformities, which refined writers itating the marketability o f property.”
avoid as much as possible. Cf. h y b r id s . The OED remarks: “It seems probable that
movant 575
'dead hand’ in English legal use is a metaphorical pleading. See c o u r t p a p e rs, a p p lic a tio n &
expression for impersonal ownership, and is un p le a d in g ( b ).
connected with the older feudal use o f manus
mortua to denote the custom by which serfs (and m o tio n , v.t., in the sense “to move (as a court)”
other classes included under the term homines is labeled obsolete in the OED. It ought to be
manus mortuae) had no power o f testamentary obsolete, but strangely it persists in American
disposition, their possessions, if they died without legal writing— e.g.: “Warrington motioned [read
legitimate offspring, reverting to the lord.” moved] the court for summary judgment on both
the conversion and securities fraud causes o f ac
m ost for very or almost is poor usage— e.g.: “The tion.” Levitz v. Warrington, 877 P.2d 1245, 1246
power o f judicial review had a most inauspicious (Utah Ct. App. 1994)./ “On March 24, 1993, Par
beginning.” (The adjective inauspicious is actually son motioned [read moved] the court to increase
stronger without a modifier; see WEASEL WORDS.)/ child support . . . .” Hernandez v. Hernandez,
“Most [read Almost] everybody knows what a stat 640 So. 2d 818, 819 (La. Ct. App. 1994). See m o v e
ute is, but what is a precedent?” C. Gordon Post, (that) th e co u rt.
An Introduction to the Law 80 (1963). See v e r y
(A). m o tio n fo r (a) n e w tria l. This motion, which
dates back to medieval times, is now generally
m o st-fa v o re d -n a tio n s cla u se . Commercial law called a motion for new trial, without the indefi
yers borrowed the diplomatic phrase most favored nite article. See a r tic le s (C).
nation (a status that lowers import taxes) and
used it to denote a contractual clause ensuring m o tio n in lim in e should not be hyphenated. See
that a given buyer or royalty owner will be treated in lim in e.
at least as favorably as any other buyer or royalty
owner. The phrase favored-nations clause is a m otiv a te, -a tion . See a ctu a te.
variant.
On the same principle, some commercial ten m o tiv e is, as Wigmore has observed, a word with
ants negotiate a most-favored-tenant clause, an unfortunate ambiguity: “That which has value
which ensures that a tenant will be given any to show the doing or not doing o f the act is the
negotiating concessions given to other tenants. inward emotion, passion, feeling, o f the appro
priate sort; but that which shows the probable
m ost im p orta n t(ly ). See m o re im p o rta n t(ly ). existence o f this emotion is termed—when it is
. . . some outer fact—the ‘motive.’ For example,
M oth er H u b b a rd cla u se; a n a co n d a cla u se; the prior prosecution o f A by B in a suit at law is
d ra g n et cla u se. These synonymous phrases de said to have been a ‘motive’ for A’s subsequent
note a clause stating that a mortgage (more spe burning o f B’s house. But in strictness the exter
cifically, an anaconda mortgage) secures all the nal fact o f B’s suit cannot be A’s ‘motive’; for the
debts that the mortgagor may at any time owe to motive is a state o f mind o f A; the external fact
the mortgagee. The metaphors underlying the does tend to show the excitement o f the hostile
terms are as follows: Mother Hubbard suggests and vindictive emotion, but it is not identical
that the mortgagor goes to great lengths to satisfy with that emotion.” J.H. Wigmore, The Science o f
the mortgagee, just as Mother Hubbard (in the Judicial Proof 117 (3d ed. 1937). Cf. in te n t(io n ).
popular nursery rhyme) is absurdly solicitous to
ward her dog. E.g., “Amerada . . . invokes the m o u th p ie ce . See l a w y e r s , d er o g ato r y n a m e s
'coverall’ (sometimes called the Mother Hubbard0 for (A).
clause in an oil and gas lease from Koch, dated
January 19, 1945.” Gardner v. Amerada Petro m ov a b le, adj. & n., is the preferred spelling in
leum Corp., 91 F. Supp. 134,135 (S.D. Tex. 1950). both AmE and BrE. Moveable, chiefly a legal
Anaconda suggests that the unsuspecting debtor variant, should be avoided everywhere but in
may get wrapped up in the serpentine clutches o f Scotland, where it is traditional. See im m o v
indebtedness. The dragnet metaphor suggests a able, -ABLE (A) & ADJECTIVES (C).
broadly cast net that sweeps in all past and future
debts. Today, Mother Hubbard clause is the most m ov a n t; m o v e r. Movant (= one who makes a
usual phrase. motion to the court) is a late-19th-century Ameri
canism. Among the earliest recorded uses is this
m o tio n = an application requesting a court to one: “The movants excepted to the rulings o f the
make a specified order. Though it is properly court . . . .” banning v. Lockett, 11 F. 814, 814
classifiable as a court paper, a motion is not a syl. (C.C.S.D. Ga. 1882).
576 moveable
In the U.S. today, movant is far more common a defamation action o f more than compensatory
than mover. It is the form used in most court damages.”
rules and predominantly in reported cases. E.g.,
“While the movant need not always show a proba m u ltifa rio u s = (1) improperly joining in one
bility o f success on the merits, he must present a pleading distinct matters or causes o f action, and
substantial case on the merits.” Movent is an thereby confounding them; (2) improperly joining
incorrect variant spelling. parties in a lawsuit; or (3) diversified; many and
Mover, when used in the sense o f movant, is a various. Sense (3) is the common, nonlegal sense.
NEEDLESS v a r ia n t . E.g., “We must consider all In law, sense (1) predominates— e.g.: “The com
the evidence— not just that evidence which sup plaint as amended was dismissed . . . on the
ports the nonmover's [read nonmovant's] case— grounds o f multifarious pleading and for failure
but in the light and with all reasonable inferences to state a cause o f action.” Bates & Rogers Constr.
most favorable to the nonmoving party.” Some Corp. v. North Shore Sanitary Dist., 414 N.E.2d
people prefer mover over movant in parliamentary 1274, 1276 (111. App. Ct. 1980).
procedure.
m u ltip a rty ; m u ltip a rtite. Multiparty is defined
m o v e a b le . See m o v a b le , by the OED as a political term meaning “compris
ing several parties or members o f parties; o f an
m o v e r . See m o v a n t. electoral or political system which results in the
formation o f three or more influential parties.”
move the court to
m o v e (th a t) th e c o u r t. “We Yet in law, the party ilrthis word has come in the
grant a new trial.” This construction appears from U.S. to refer to a party to a lawsuit. E.g., “When
a logical point o f view to be incorrect. Idiom would the intervention was allowed, the suit became a
seem to require: “I move that the court grant a multiparty action within the meaning o f Fed. R.
new trial.” By analogy, one might say: “I hereby Civ. P. 54(b).”
move that we adjourn,” but not “I hereby move us Multipartite = divided into many parts. In the
to adjourn.” following example, multipartite seems to be mis
Yet the phrase moving the court is o f long stand used for multiparty: “Multipartite [read multi
ing in legal language, including this from the party?] agreements between the debtor and his
syllabus in Marhury v. Madison: “At the last term, creditors, or several o f them, may bind participat
. . . William Marbury [et al.] severally moved the ing creditors. Non-consenting creditors will not be
court for a rule to James M adison. . . .” Marhury so bound.” James A. MacLachlan, Handbook of
v. Madison, 5 U.S. (1 Cranch) 137,137 syl. (1803). the Law o f Bankruptcy 4 (1956).
With either o f those two constructions, move is
transitive {move the court or move that the court), m u ltip lici(t)o u s. A. Form o f the W ord. A l
even when the object is understood: move [the though both forms {multiplicitous and multipli-
court] for relief becomes move for relief cious) have existed in the English language, W3
states (prematurely) that multiplicious is now
m u c h . See m a n y (a ). obsolete. (It is the only form listed in the OED.)
Certainly it is the rarer term, and it does not
m u c h ly is nowadays considered a substandard immediately reveal its relationship with the noun
form, though several centuries ago it was not so multiplicity. Nonetheless, multiplicious appears
stigmatized. Much is the preferred form in all in the law reports. See, e.g., U.S. v. Wesley, 748
adverbial contexts. Surprisingly, muchly has ap F.2d 962, 963 (5th Cir. 1984) (“Wesley argues
peared in reported American opinions. See AD that his convictions . . . are multiplicious and
VERBS, PROBLEMS WITH (D) & HYPERCORRECTION violative o f the double jeopardy clause o f the fifth
(D). amendment.”); U.S. v. Stanfa, 685 F.2d 85, 88 (3d
Cir. 1982) {multiplicious used four times in two
m u lc t /mdlkt/ = to punish by a fine. The term paragraphs). But this word should not be resur
is rarely encountered outside the law, and only rected: we should avoid multiplicitous forms of
infrequently within it—e.g.: “Let them then be this word, and hold steady with multiplicitous.
mulcted to the uttermost in the penalty that Par (When used— as in the previous sentence—for
liament has prescribed.” Patrick Devlin, The En multiple, multiplicitous is a pomposity.)
forcement o f Morals 60 (1968). The two forms o f the word are susceptible to
Mulct has the additional sense “to deprive or in e l e g a n t v a r ia t io n . One judicial writer used
divest of,” and carries pejorative connotations o f both forms in consecutive paragraphs: “Even if a
mercilessness or deceit. E.g., “The panel opinion single fact pattern were present, the ‘different
also permits a jury to mulct the defendant in evidence test*. . . would show that the counts in
must 577
ment (“To qualify, you must be at least 18 years tions, e.g., create, creating, created; rate, rating,
o f age.”). rated; share, sharing, shared. Exceptions to this
In d r a ft in g , must is generally confined to the rule are verbs with bases ending in -ee, -ye, and
last o f these senses. Many drafters, especially in -oe: these do not drop the -e- before -ing, but they
Australia, Canada, and Great Britain, consider do drop it before -ed: agree, agreeing, agreed; dye,
must a much better word than shall for stating dyeing, dyed; shoe, shoeing, shoed.
requirements. And the trend seems to be for The suffix -able often causes doubt when it is
Americans to adopt this view. See w o r d s o f a u appended to a base ending in a mute -e-. Gener
th o r it y (A) & (C). ally, the -e- is dropped when -able is added, but a
number o f exceptions exist in BrE (e.g., hireable,
m u s te r . The phrase to pass muster begem as a liveable, nameable, rateable, ropeable, saleable,
military term meaning “to undergo review with sizeable, unshakeable). But in BrE, forms such as
out censure.” Lawyers have picked it up especially blamable, exercisable, and finable, which follow
in the sense o f constitutional review. E.g., “To the American rule o f dropping the -e-, are pre
pass muster, the classifications must serve im ferred.
portant governmental objectives and be substan The almost universal exception to the AmE rule
tially related to the achievement o f those o f dropping the -e- before a vowel is that it should
objectives.”/ “The admission o f evidence in this be kept if it is needed to indicate the soft sound
case readily passes muster.” o f a preceding -g- or -c-, or to distinguish a word
This SETphrase is occasionally mangled: “Such from another with a like spelling. E.g., change,
political undertakings cannot withstand constitu changeable; hinge, hirigeing; singe, singeing; trace,
tional muster [read pass constitutional muster]” traceable. But even this exception to the rule is
Past muster is an ignorant blunder for pass mus not uniform: lunge yields lunging. Because the
ter: “We assume that this explanation would past given form of a word when inflected is easily
muster [read pass muster]” forgotten and often the subject o f disagreement
even among lexicographers, the best course is to
m u s t n e e d s . See n e e d s m u st. keep an up-to-date and reliable dictionary at one's
side.
m u s t n o t. See w o r d s o f a u t h o r it y (F). One other difference between AmE and BrE is
of interest to legal writers: in AmE, the mute -e-
m utatis m utandis (= the necessary changes is dropped after -dg- in words such as acknowledg
having been made; taking into consideration or ment, fledgling, and judgment, whereas the -e- is
allowing for the changes that must be made) is a retained in BrE (acknowledgement, fledgeling,
useful LATINISM in learned writing, for the only and judgement). British legal writers, however,
English equivalents are far wordier. E.g., “What usu. prefer the spelling judgment. See ju d g
we have said in connection with the counterclaim m e n t & p le d g (e )o r .
applies mutatis mutandis to his defense to the
complaint.”/ “What has thus far been said con m u tu a l; c o m m o n . Mutual = reciprocal; directed
cerning contracts completed by mail would seem by each toward the other(s). E.g., “This court has
to apply, mutatis mutandis, to every type o f held that a contract made by mutual letters [read
contract.”/ “How far can the account given above by the mutual exchange o f letters] was not com
o f legal liability-responsibility be applied mutatis plete until the letter accepting the offer had been
mutandis to moral responsibility?” H.L.A. Hart, received by the person making the offer.” Com
“Postscript: Responsibility and Retribution,” in mon = shared by two or more. Friend in common
Punishment and Responsibility: Essays in the Phi is preferable to mutual friend, although the latter
losophy o f Law 210, 225 (1968). Cf. ceteris p a has stuck because o f Dickens's novel (the title to
ribus . which, everyone forgets, comes from a sentence
mouthed by an illiterate character). See m u tu a l
m u te . In nonlegal contexts this word has come to m is ta k e .
signify “dumb; destitute o f the faculty o f speech.” Like together, q.v., mutual creates any number
In law, however, it retains its older use as a o f redundant expressions. E.g., “We have repeat
synonym o f silent E.g., “The petitioners' decision edly held that a party may not assume successive
to remain mute during the deportability phase o f positions in the course o f a suit, or series o f suits,
the hearing was an appropriate exercise o f their with reference to the same fact or state o f facts,
Fifth Amendment privilege.” which are inconsistent with each other, or mutu
ally contradictory [read merely contradictory].”
M ute E . In English, an unsounded final -e- is Some o f the more common prolixities with this
ordinarily dropped before the -ing and -ed inflec word are mutual agreement and mutual coopera
myself 579
tion. Redundancies are especially common when o f either party may bind the survivor to make no
mutual is used in conjunction with both; for in alteration.
stance, mutually binding on both parties, or: “An
invitee has been described as one who enters on m y h o m e is m y ca stle. See ca stle d o ctrin e ,
another's land with the owner's knowledge and
for the mutual benefit o f both [read either for their m y la d y . See m y lo r d .
mutual benefit or for the benefit o f both]”
m y lo r d ; y o u r lo rd sh ip . An English judge ap
m u tu a lity o f o b lig a tio n (= the fact o f both pointed to the High Court or some even higher
parties to a contract having agreed to be bound court is invariably promoted within society: men
in some way) once allowed courts to decide that are knighted and women are made Dames of
one party’s promise was “illusory” and that the the Order o f the British Empire. Few become
contract therefore failed for lack o f consideration. members o f the House o f Lords, but in court they
Today, however, “the once powerful slogan o i ‘mu are all nevertheless addressed my lord or your
tuality o f obligation9 makes its rare appearance lordship, or my lady or your ladyship.
. . . as ‘the now exploded theory o f mutuality o f The my and your terms are not used inter
obligation.’ ” Grant Gilmore, The Death o f Con changeably: my lord is used as a vocative in ad
tract 77 (1974). Cf. m e e tin g o f t h e m in d s . dressing a judge directly (“My lord, this case in
volves . . . ”), whereas your lordship appears
m u tu a lly a g r e e is a redundancy. See m u tu a l. within a sentence as a polite alternative to you
(“May it please your lordship, I am counsel for
m u tu a lly e x c lu s iv e = each excluding the other. the plaintiff.”). Cf. H o n o ra b le (2d par.).
E.g., “It has always been hard to classify all gov In Scotland, judges o f the Court o f Session are,
ernment activity into three, and only three, neat by courtesy, called Lord X and addressed in court
and mutually exclusive categories.” The phrase as my lord or your lordship, even though they are
must be carefully used. rarely knighted or raised to the peerage. The
origin o f this practice was that superior-court
m u tu a l m is ta k e . Because this phrase, as it is judges were originally Lords o f the King’s Privy
ordinarily employed, involves a misuse o f mutual Council (i.e., “secret council”), from which the
for common, several writers on the law o f con Court o f Session evolved.
tract—such as Cheshire, Fifoot, and Atiyah—
have valiantly championed common mistake over m y ria d is best used adjectivally, and not as a
mutual mistake. (See m u tu a l.) Alas, the courts noun, for the adjectival use is more concise. E.g.,
have not followed their grammatical lead and “The Constitution does not empower this Court
continue to refer overwhelmingly to mutual mis to second-guess state officials charged with the
take. difficult responsibility o f allocating limited public
It would be quite possible— and perhaps desir welfare funds among the myriad o f [read among
able— to distinguish between a common mistake the myriad] potential recipients.”
and a mutual mistake. A common mistake occurs
when both parties make the same mistake: when, m y s e lf is best used either reflexively (e.g., “I have
for example, parties think that a painting is a decided to recuse myself”) or intensively (e.g., “I
genuine Van Gogh but in fact it is a fake. A myself will sue the corporation on behalf o f the
mutual mistake occurs when each party is mis class o f persons harmed.”).
taken about the other's intent: when, for example, But myself should not appear as a substitute
I think I am selling you my Honda Accord and you for I or me. Using it thus is thought somehow to
think you are buying my Acura. Mutual would be be modest, as if the reference to oneself were less
correct because I have mistaken your intent, and direct. But it is no less direct, and the writer
you have mistaken mine. But common-law judges may unconsciously cause the reader or listener to
typically lump both situations under the name assume an intended jocularity, or that the writer
mutual mistake. is somewhat doltish. E.g., “After reconsideration,
upon appellee’s motion for rehearing, Mr. Justice
m u tu a l w ill; jo in t w ill. A joint will (sometimes B. and myself [read / ] have reached the conclusion
wrongly called a mutual will) is one testamentary that this court has rendered an improper judg
document executed by two persons. Mutual wills ment, and that the motion for rehearing should
are separate documents in which two parties— be granted, and the judgment o f the trial court
usu. a husband and wife— establish identical tes affirmed.” (Is it so difficult to say simply, “We
tamentary provisions; such wills may contain or have rendered an improper judgment”?)/ “Those
imply a contract not to revoke, so that the death ins and outs are largely a self-learning process,
580 Myth of Precision, the
though knowing the experience o f someone like There is an abundance of affected accuracy in the addition
myself [read me] might make the learning shorter, of descriptions to distinguish persons and things needing
no distinction, and in the expression of immaterial mat
easier, and a lot less painful.” Mark H. McCor
ters; but real accuracy and precision are attained quite
mack, What They Don*t Teach You at Harvard as much by the omission of superfluous phrases, by the
Business School xii (1984). See FIRST p e r s o n . avoidance of tautology, by correct references and by a
strict adherence to the rules of grammar, as by the use of
M y t h o f P r e c i s i o n , t h e . “Delusive exactness is apt words.
1 Charles Davidson, Precedents and Forms
a source o f fallacy throughout the law.” Truax u.
in Conveyancing 23 (4th ed. 1874).
Corrigan, 257 U.S. 312, 342 (1921) (Holmes, J.,
dissenting). When attacked for their inscrutable The truth is that many people, lawyers in
use o f language, lawyers have traditionally cluded, buy into the fallacy that there must be a
sought refuge in precision, and often silenced great deal o f precision in LEGALESE. Why else—
their critics by the invocation o f precision. Not nonlawyers wonder—would lawyers talk so much
everyone has been satisfied, however, by the ex about precision? Lon Fuller recognized the myth
planation or excuse that legal language, despite but not the extent o f its currency: “For the time
its w o o l l in e s s and frequent ugliness, is more being it will be enough to put down one source o f
precise than the general language. In words that obfuscation. This is the notion current among
still ring true, Jeremy Bentham wrote, in the laymen that lawyers, with all their forbidding
early 19th century: jargon, have some uncanny ability to convey
meaning to one another with great exactitude.
For this redundancy, for the accumulation of excrementi- Outside the area o f a few t e r m s o f a r t , there is
tious matter [i.e., legalese] in all its various shapes . . .
nothing to this belief.” The Anatomy o f Law 26
[and] for all the pestilential effects that cannot be pro
duced by this so enourmous a load of literary garbage,—
(1968). What Fuller did not realize is that the
the plea commonly pleaded . . . is, that it is necessary to myth besots lawyers and nonlawyers alike. What
precision—or, to use the word which on similar occasions everyone ought to recognize, though, is that, “[t]o
they themselves are in the habit of using, certainty. fill in the spaces between their ‘whereasV and
But a more absolutely sham plea never was counte ‘provided howeverV lawyers have no resources
nanced, or so much as pleaded, in either the King’s Bench
except those available to any user o f language.”
or Common Pleas.
3 Jeremy Bentham, Works 260 (J. Bowring ed. 1843).
Id,.
There is all too little precision in legal language,
A late 19th-century legist wrote, in words less as many entries in this book should demonstrate.
vitriolic but even more telling: See PLAIN LANGUAGE.
N
n a k e d is often used metaphorically in legal writ n a m (e)a b le. See m ute e .
ing in the sense “having nothing that confirms or
validates (a thing).” E.g., “The exceptions on this
n a m ely is generally preferable to viz. or to wit,
point present a naked proposition o f law.7 “The
qq.v.
plaintiff, having received only the naked owner
ship, never received any income from the prop
erty.” N a p o le o n ic C od e. American lawyers esp. often
Naked trespasser describes not one who tres refer to the “Napoleonic Code” as if it were the
passes unclothed, but a trespasser with absolutely official name o f a single code. Those who do so are
no claim to be present on the land: “Had A.S. wrong on two counts. First, although Napoleon
entered upon this land as a naked trespasser, commissioned the codification o f French law, his
without any property right therein, he would have name is only unofficially connected with the prod
had no basis for a claim o f title until the full uct. Second, it is more proper to refer to Napole
period o f limitation had run.” In trademark law, onic codes, in the plural and with a lowercase
a naked license is a license without provision -C-, as David M. Walker does in the OCL.
for the licensor’s exercise o f quality control. And The Napoleonic codes include the Code civil
naked contract— a LOAN TRANSLATION o f L. nu (1804), the Code de procédure civil (1806), the
dum pactum— denotes a contract not “clothed” Code de commerce (1807), the Code penal (1810),
with consideration. (See nudum pactum .) For and the Code destruction crimenelle (1811).
the correlative m e t a p h o r , see c lo th e . When American lawyers use the singular phrase,
natural law 581
they seem to have in mind the Code civil (or Civil that we penalize a naturalized citizen for the
Code, as rendered in English). expression o f silly or even sinister-sounding views
[that] native-born citizens [read native citizens]
n a rra tiv e. In Scots law, the narrative in a deed is utter with impunity.” Baumgartner v. U.S., 322
equivalent to the recitals in English and American U.S. 665, 677 (1944)./ “For the native born citizen
deeds. The narrative sets forth the names o f the [read native citizen] it is a right that is truly
grantor and the grantee, along with the reason inalienable.” Kungys v. U.S., 485 U.S. 759, 784
for the conveyance. (1988) (Stevens, J., concurring).
The m odem temptation to brace the adjective
n a tion ; state. These two words have different native may come from two sources. First, in Amer
meanings. A nation is a group o f people inhabiting ican law, the noun native has come to mean either
a defined territory, that group being distinct from (1) “a person bom in the country”; or (2) “a person
other groups o f people by the fact o f its having bom outside the country o f parents who are (at
allegiance to a single government exercising juris the time o f the birth) citizens o f that country
diction directly over each individual in the group. and who are not permanently residing elsewhere.”
The state, by contrast, is the system o f rules— or Sense (2) represents a slide in meaning, but the
the machinery—by which jurisdiction is exercised judicial writers quoted above could not possibly
over individuals within the group. It is therefore have wanted to protect against that extended
“illogical and confusing to use the terms ‘State’ meaning. Second, the phrase Native American,
and ‘Nation’ as though they were interchangeable, meaning American Indian, has recently popular
although this is frequently done. Thus we refer ized a secondary meaning o f native, one having to
to the ‘United Nations' although this is in fact an do with heritage and not with birthplace: “one of
organization o f States.” Edward Jenks, The Book the original or usual inhabitants o f a country, as
o f English Law 5 (P.B. Fairest ed., 6th ed. 1967). distinguished from strangers or foreigners; now
See state. esp. one belonging to a non-European race in a
country in which Europeans hold political power”
n a tion a l; fed era l. In a nation whose government (OED).
has a federal system, these two terms might seem
interchangeable. But the founders o f the United n a tu ra l. See u n n a tu ra l.
States carefully distinguished them— particularly
James Madison, who wrote: n a tu ra l c h ild doubles as term equivalent to bio
logical child and as a e u p h e m is m for bastard,
[T]he Constitution is to be founded on the assent and illegitimate child, or nonmarital child. See b a s
ratification of the people of America, given by deputies ta rd & ille g itim a te ch ild .
elected for the special purpose; but, on the other [hand],
. . . this assent and ratification is to be given by the
people, not as individuals composing one entire nation, n a tu ra l ju s tic e is closely allied with natural law,
but as composing the distinct and independent States to q.v. A 19th-century court defined the phrase as
which they respectively belong. It is to be the assent “the natural sense o f what is right and wrong.”
and ratification of the several States, derived from the Voinet v. Barrett (1885) 55 L.J.Q.B. 39, 41. Al
supreme authority in each State—the authority of the though, on its face, the phrase is vague, its appli
people themselves. The act, therefore, establishing
cation tends to be specific: it usually turns up in
the Constitution will not be a national but a federal act.
The Federalist No. 39, at 243 (James Madison) discussions o f whether a party has been afforded
(Clinton Rossiter ed., 1961). notice and a hearing. However desirable these
procedural requirements may be, though, they
Thus, as Madison explained, the foundation o f are anything but “natural.” So natural justice is
the Constitution is federal; the operation o f gov really “a serious misnomer” by the use o f which
ernmental powers under the Constitution is na “lawyers may have underestimated their own con
tional; and the method o f introducing amend tribution to one o f the great principles o f liberal
ments is mixed. Id. at 246. societies.” P.S. Atiyah, Law and Modern Society
41 (1983).
N ation al R e p o r te r S ystem . See r e p o r t (a ).
n a tu ra l law . A. General Sense. Historically a
N ative A m erica n . See n a tiv e -b o rn citize n . number o f senses have been attributed to this
term; today the prevailing sense, esp. in legal
n a tiv e -b o rn citize n . This phrase, though it has contexts, is “law that determines what is right
been fairly common since the 19th century, reeks and wrong and that has power or is valid by
o f r e d u n d a n c y —e.g.: “The evidence in the record nature, inherently, hence everywhere and al
before us is not sufficiently compelling to require ways.” L. Strauss, “Natural Law,” 11 Interna-
5Ô2 naturalist
tional Encyclopedia o f the Social Sciences 80, 80 n a u g h t; n ou g h t. These are different spellings of
(1968). Because natural law and positive law the same word, meaning “nothing.” By convention
(q.v.) are not mutually exclusive, a rule such as, nought— esp. in BrE— has come to signify the
“Thou shalt not kill,” might be a rule equally in number zero (0). Naught is used in all nonmathe-
both systems. matical contexts in which “nothing” is meant—
Twentieth-century legal scholars have mostly e.g.: “The insurer may be put to the labor and
rejected the notion o f natural law on positivist expense o f investigation that may, several years
grounds, because genuine scientific knowledge later, be found to have been for naught”! “The
cannot validate value judgments, and natural law appointees in the case at bar have not appealed
is composed fundamentally o f value judgments. from the decree under consideration, and thus
Stated differently, the problem with natural law have evidenced their acceptance o f what we have
is that, i f it exists, there is no way to determine just said, although it sets at naught the intent o f
whose version o f it is correct. The m odem user o f the donees.” See fu rth e r affian t . . . .
the term should be aware o f the debate sur
rounding the concept and o f the generally low
n a u sea , when used for vomit, n., is a badly em
regard in which the concept is now held. ployed EUPHEMISM.
Two synonymous phrases are law o f nature and
jus naturale.
B. In correct Sense. At least one writer has n a u se o u s ( = inducing nausea) for nauseated is
perversely used the phrase natural law as if it becoming so common that to call it an “error” is
referred to the law (or lawlessness) o f a state o f to exaggerate. Even so, careful writers follow the
nature: “Carr relished the good fight, and the traditional distinction in formal writing: what is
opposition’s propensity to settle contradicted his nauseous makes one feel nauseated. As o f the
own natural law.” John A. Jenkins, The Litigators early 1990s, the U.S. Supreme Court, in its seven
350 (1989). uses o f either word, had maintained a perfect
record—e.g.: “It is made up entirely o f repetitive
n a tu ralist. To most people, Buffon and Darwin descriptions o f physical, sexual conduct, ‘clini
were naturalists, i.e., 19th-century biologists. cally explicit and offensive to the point o f being
Some lawyers use naturalist, however, to denote nauseous; there is only the most tenuous plot.”
a natural-law adherent—e.g.: “Pufendorf, though Kaplan v. California, 413 U.S. 115,116-17 (1973).
differing in his concept o f natural law, was also a Lower courts, however, had helped spread the
‘naturalist.’ ” René A. Wormser, The Story o f the peccadillo— e.g.: “Once outside, however, Yunis
Law 513 (1962). The more usual (and comprehen felt nauseous [read nauseated].” U.S. v. Yunis,
sible) phrase is natural lawyer. 859 F.2d 953, 956 (D.C. Cir. 1988)./ “He then
became nauseous [read nauseated] and crawled
n a tu ra l la w y er. See n a tu ra list. into the bathroom and vomited.” State v. Thomas,
407 S.E.2d 141, 145 (N.C. 1991).
n a tu ra l life. The common conveyancing phrase
during his natural life is better rendered for life nay. Except in the parliamentary procedure of
or as long as he lives. See c iv il death . taking votes either yea or nay— or aye and nay—
the word nay smacks o f pretentious posturing.
n a tu ra l p e rs o n (= a human being) is unneces E.g., “Moreover, parties must be encouraged, nay
sary in place o f either person or human being, required [read even required], to raise their com
except when contrast is made to juristic person, plaints about the arbitration during the arbitra
q.v. tion process itself, when that is possible.” Marino
v. Writers Guild o f America, E., Inc., 992 F.2d
n a tu ra l rig h t, like natural law and natural jus 1480, 1483 (9th Cir. 1993)./ “The district court
tice, is now generally considered a suspect phrase. carefully juxtaposed selections from K-T’s Li
Property lawyers have traditionally referred to censed Materials with selections from the MPO
the natural right o f a landowner to have the program, thereby demonstrating a damning simi
land not be deprived o f its support from adjacent larity— nay identity [read even identity]— o f orga
tracts, to receive water from a stream, and the nization and language.” Kepner-Tregoe, Inc. v.
like. But “it is simpler and more intelligible to Leadership Software, Inc., 12 F.3d 527, 534 (5th
talk o f the situations in which a landowner can Cir. 1994)./ “I, for one, find it instructive— nay,
sue in tort without proving the existence o f a daunting [read no, daunting or even daunting]—
servitude, than to speak o f natural rights and that no Supreme Court case utters so much as a
attempt to list these.” A.W.B. Simpson, An Intro whisper about the doctrine o f implied authority
duction to the Land Law 246 (1961). that is the centerpiece o f the majority’s analysis.”
Needless Variants 583
Thomas v. INS, 35 F.3d 1332,1344 (9th Cir. 1994) n e ce ssity , in criminal law, denotes a utilitarian
(Kozinski, J., dissenting). See a r c h a is m . idea: that it is sometimes better to break the law
than to follow it to the letter. It might lead an
N.B. is the abbreviation for nota bene ( = note appellate court to overturn the murder convic
well; take notice). tions o f four cave explorers who, having gone
without food for 21 days and being on the verge
n ecessa ries; n ecessitie s. In legal senses, neces o f starvation, killed a companion and ate the flesh
saries is the usual term for “things that are indis to survive. Then again, it might not. The doctrine
pensable (to life).” E.g., “Claims for necessaries o f necessity might lead a court to approve a doc
furnished to the beneficiary o f a spendthrift or tor’s decision to perform an illegal, third-trimester
support trust may be enforced against his trust abortion in order to save the mother’s life. Some
interest.” Though one might suppose that neces writers use duress o f circumstances as an equiva
saries would be the same for everyone, the law lent phrase.
does not so hold: “It might be held that ten suits
o f clothes are necessaries for one infant, whereas n e c k v erse. This phrase denotes the first verse
three suits might not be deemed necessary for o f Psalm 51 {Miserere mei, Deus “Have mercy on
another. The whole question turns upon the in me, O God”), which was traditionally used as a
fant’s status in life.” 1 E.W. Chance, Principles o f literacy test for an accused to claim benefit o f
Mercantile Law 44-45 (P.W. French ed., 13th ed. clergy. Although judges might choose passages at
1950). random, they tended to stick to Psalm 51, with
Necessities has the broader sense o f “indispens the result that, by the end o f the 16th century,
able things,” whatever the subject at hand may half o f all convicted felons were able to save their
be. necks by successfully claiming benefit o f clergy.
See J.H. Baker, An Introduction to English Legal
n ecessa ry ; n e ce ssito u s. Necessary, the more History 587 (3d ed. 1990). The reading o f the
common word, means “essential.” (See in d is neck verse was abolished in 1707. See b e n e fit o f
p en sa b le.) Almost always used correctly, neces cle rg y .
sary is ill-used when it introduces an infinitive
without a b e -v e r b preceding it—e.g.: “The only N e e d l e s s V a r i a n t s , two or more forms o f the
Massachusetts case necessary to analyze [read same word without nuance or d if f e r e n t ia t io n ,
that it is necessary to analyze or that must be and seemingly without even hope for either, teem
analyzed here] is Balch v. Stone, supra, since all in the language o f the law. They teem in the
other cases from that state followed the Balch English language for that matter, especially in
case without further discussion o f the soundness the outer reaches o f the language— that is, in
o f the rule.” Maud v. Catherwood, 155 P.2d 111, technical vocabulary. Unfortunately, the unneces
118 (Cal. Dist. Ct. App. 1945). sary coexistence o f variant forms, adjectives in
Necessitous = placed or living in a condition o f -tive and -tory for example, lead not to precision
necessity or poverty; hard-up. E.g., “It will be in technical writing but to uncertainties about
found that where a gift results in mere financial authorial intention. (Trusting readers think to
enrichment, a trust has been sustained only when themselves, “The writer used punitive on the last
the court found and concluded from the entire page but now has pressed into service punitory—
context o f the will that the ultimate intended is a distinction intended?”)
recipients were poor or in necessitous circum “It is a source not o f strength,” wrote Fowler,
stances.” “but o f weakness, that there should be two names
for the same thing [by-forms differing merely in
n ecessita te ( = to make necessary) is often infe suffix or in some such minor point], because the
rior to require. Yet require cannot always substi reasonable assumption is that two words mean
tute for it: “The ALJ’s failure to explain his reason two things, and confusion results when they do
for crediting certain testimony while ignoring not” (MEU1 373). The confusion is perhaps great
more substantial evidence could normally necessi est when writers who are fond o f in e l e g a n t v a r i
tate a remand.”/ “Appellant knew that his insis a t io n discover the boundless mutations o f form
tence on his right to represent himself would, that exist in law: they will write res judicata in
perforce, necessitate his giving up his right to one paragraph, res adjudicata in the next; a quo
counsel.” in one sentence, a qua in the next; recusal, recuse-
ment, then recusation; and so on.
n ecessities. See n ecessa rie s, “On the other hand,” we are advised to take
note, “it may be much too hastily assumed that
n ecessitou s. See n ecessa ry . two words do mean the same thing; they may, for
584 need not necessarily
instance, denote the same object without meaning usage is an negate having taken over
a r c h a is m ,
the same thing if they imply that the aspect from the work formerly handled by the verb to negative.
which it is regarded is different, or are appro Yet the verb negative persists in law, particu
priate in different mouths, or differ in rhythmic larly (and oddly) in BrE— e.g.: “This contention is
value or in some other matter that may escape quite plainly negatived by the latter part o f the
a cursory examination” ( MEU1 373). Hence the provision.” (Eng.)/ “Such an interference with a
nonlawyer should not jump to assume that neces rival trader’s right to a free course o f trade leads
saries is uncalled for in place o f necessities; that to an almost irresistible inference o f an indirect
acquittance has no place alongside acquittal; that motive, and is therefore—unless the motive is
recusancy is yet another needless variant o f the negatived— a wrongful act as against his right.”
three similar words cited above; that burglarize (Eng.) For more immediate comprehensibility to
is as good for a British audience as it is for an lawyers and nonlawyers alike, negate should be
American one; and so forth. For just such an adopted as the preferred term.
incorrect assumption, see wrong.
Any number o f entries throughout this work negative, in the. See affirmative, in the.
attempt to ferret out and discriminate between
cognate words that have established or emerging negative pregnant; affirmative pregnant.
distinctions and those that seem, at present, to Negative pregnant ( = a negative implying or in
have neither. To the extent possible, words and volving an affirmative) is an old popu lar ized
phrases rightly classifiable as needless variants l e g a l t e c h n ic a lit y .. The idea usually involves a
ought to be dropped from the language. denial that implies (is pregnant with) its opposite.
For example, if a suspected thief is asked, “Did
need not necessarily is a redundancy. E.g., you break into the house at #8 Country Club
“One’s misconduct need not necessarily have [read Drive on Tuesday?” and responds by saying, “No,
need not have] been o f such a nature as to be I didn’t do it on Tuesday,” the implication is that
punishable as a crime or as to justify legal pro only the day is wrong. The full phrase is negative
ceedings o f any character.”/ “Those injured in acci pregnant with an affirmative.
dents would come to understand that matters The affirmative pregnant ( = a nonresponsive
need not necessarily [read need not] end with a positive statement implying or involving a nega
simple bow and a flourish o f the checkbook.” tive) is not so well known. For example, if a
suspected thief is asked, “Did you take the Geo-
needs must is an idiomatic phrase deriving from chron from the house?” and responds by saying,
Elizabethan English. Its inverted sibling is must “I tried to return it the next day!” the implication
needs, which is slightly older. In both phrases, is that the true answer was “yes.”
needs = necessarily. E.g., “White is not satisfied,
as bolder activists are, to assert that Justices are N e g a t i v e s . A . C ollidin g N egatives. Lawyers
not bound by the Constitution; he needs must have become notorious for their proclivity to pile
attribute his ‘eccentric’ view to the Framers.” negative upon negative. The result is sentences
that most fellow lawyers have a hard time de
coding:
ne exea t is a latinism that has given its name
to the writ, no longer widely used, ordering the • “The order enjoined required the five railroad
person to whom it is addressed not to leave the companies to abstain from refusing to deliver
country or the jurisdiction o f the court. E.g., interstate shipments o f livestock.” (Quoted in
“The wife then prayed that a writ o f ne exeat be F.E. Cooper, Effective Legal Writing 29 (1954).)
issued forthwith to prevent the defendant from • “The trial court temporarily enjoined defendant
leaving the state until he had paid the support from refusing to supply water service to peti
arrearages and attorneys’ fees.” tioners’ house on account o f their not having
The name o f the writ derives from the Roman- paid a deposit, without notice and without
law writ o f ne exeat republica ( = let him not go bond.”
out from the republic). See Foote v. Foote, 140 A. • “Notwithstanding anything in subsection (3) of
312, 313 (N.J. 1928). The medieval writ was ne section two o f the principal Act, a disablement
exeat regno. allowance need not be considered at intervals
o f not less than three years in any case where
negative, v.t. This verb— meaning “to deny, nul the Treasury so directs.” (Eng.)
lify, or render ineffective”—was one o f the earliest • “Courts should not, by self-imposed impotence,
Americanisms, having first appeared in the Amer not required by the precedents, be less effica
ican colonies in the early 18th century. Today the cious.”
neglect 585
• “A plan shall not be treated as not satisfying ticularized o f these prefixes, since it generally
the requirements o f this section solely because goes only with certain Latin nouns, and non- is
the spouse o f the participant is not entitled to the broadest o f them, for it may precede virtually
receive a survivor annuity (whether or not an any word. As a general rule, it is best to find the
election has been m ad e. . .), unless the partici most suitable particularized prefix, and if none is
pant and his spouse have been married really suitable, then to have recourse to non-.
throughout the 1-year period ending on the date ( Anti-, o f course, has the special sense “against.”)
o f such participant’s death.” Employee Retire Un- usually precedes those Latin verbs ending
ment Income Security Act o f 1974, Pub. L. No. in the Anglo-Saxon -ed (unexhausted, undiluted,
93-406, § 205(d), 88 Stat. 829, 863 (1974). unsaturated).
Consistency is often difficult to find with partic
See PLAIN LANGUAGE (D). ular roots. For example, unexhausted remedies
B. Not un------; not in------. Double negatives yields nonexhaustion, not unexhaustion. Like
such as not untimely are often used quite need wise, we have indubitable but undoubted, irreso
lessly in place o f a more straightforward wording lute but unresolved, irrespective but unrespected.
such as timely. Could an action be not untimely From a typographical standpoint, negative pre
but somehow not be timely ? fixes cause trouble with phrasal adjectives, as
Sometimes however, the double-negative form in uncross-examined civil deposition. Roundabout
conveys an important nuance. The difference of wordings are usually preferable to such telescop
ten has to do not with logic but with the burden ing; hence, a civil deposition in which the witness
o f proof. For example, many jurisdictions admit was not cross-examined. See n o n -.
customs as law if they are not unreasonable. Thus, D. Periphrastic Negatives. Generally, “We dis
the party who proves the existence o f a custom agree” is preferable to “We do not agree,” unless
does not have the further burden o f showing that some emphatic form such as the latter is called
it is reasonable. Rather, to defeat the custom, the for in context to rebut an assertion. Directness is
disputing party must show that it is unreason better than indirectness; hence violate rather
able. The rule, then, is that customs will be admit than fail to comply with; violate rather than do
ted unless they are unreasonable, not that they not adhere to, and the like.
will be admitted if they are reasonable. E. No and not. Lawyers often seem to prefer
Such constructions may also have a wider em quaint reversals o f m odem usage: they say not
brace within gray areas. Consider, for example, a when most native speakers o f English would say
set o f national rules that allow local rules not no, and vice-versa. This tendency is esp. common
inconsistent with these rules. Would the same in the phrase not more than (for no more than),
meaning be conveyed by local rules consistent but it can be seen at work in other phrases as
with these rules? No: if, for example, the national well. The better legal writers stick to the more
rules were silent on a question such as the size natural, more modem idiom. E.g., “Congress has
o f paper for filed materials, a local rule specifying chosen, wisely or no [read wisely or not], to speak
such sizes might not be consistent with the local to the precise issue at hand through a Committee
rules—but it would certainly be not inconsistent Report that was expressly adopted by both
with them. Not inconsistent prevents clashes; con Houses.” ACLUv. FCC, 823 F.2d 1554,1583 (D.C.
sistent with ensures conformity. Cir. 1987) (Starr, J., dissenting in part). See
Finally, the double-negative form, shorn o f any n o t & ARCHAISMS.
greater context, often connotes something quite F. Special P roblem s with not. See not.
different from a positive rendering. E.g., “The
doctrine o f equitable conversion is not unre n e g le c t (= the act or condition o f disregarding)
stricted in its application.” 1 H.T. Tiffany, The does not necessarily involve negligence. For exam
Law o f Real Property § 299, at 510 (B. Jones ed., ple, “neglect o f a child” may be either negligent
3d ed. 1939). The sense is changed by writing, or willful. Then again, in some contexts neglect
The doctrine . . . is restricted in its application. may even include inadvertent omission that does
But when the negatives serve no such identifi not rise to the level o f negligence. Therefore negli
able purpose, they ought to be avoided. To say, for gent neglect is not necessarily a r e d u n d a n c y . Cf.
example, that a point of law is not uninteresting or o m is s io n ( b ).
not unintelligible is to engage in a time-wasting A leading English treatise on criminal law dis
rhetorical flourish. tinguishes neglect from negligence in the following
C. Negative Prefixes. The primary negative way. Neglect indicates, as a purely objective fact,
prefixes in English are un-, in- (assimilated in that a person has not performed a duty, but it
many words to ÍI-, im-, ir-), non-, and anti-. For does not indicate the reason for the failure. Negli
purposes of simple negation, in- is the most par gence, by contrast, denotes a subjective state o f
586 neglectful
mind and indicates a particular reason why the tinction, commercial paper is the broader term: it
person has failed to perform a duty— namely, be may include nonnegotiable as well as negotiable
cause the person has not kept the duty in mind. paper, whereas negotiable instruments are by
See J.W. Cecil Turner, Kenny's Outlines o f Crimi definition negotiable ones only.
nal Law 108 n .l (16th ed. 1952). See n e g lig e n c e Generally, a writing is negotiable when it is
(A). signed by the maker or drawer; contains an un
conditional promise or order to pay a sum certain
n e g le c tfu l; n e g le c tiv e . The latter is a NEEDLESS in money, and no other promise, obligation, or
v a r ia n t that is rare or obsolete. power given by the maker or drawer; is payable
on demand or at a definite time; and is payable
n e g lig ib le ; n eg lig ea b le . The latter spelling to order or to bearer. The absence o f any one o f
should be avoided. these elements makes commercial paper nonnego
tiable.
n e g lig e n ce . A. Senses. In general usage, negli
n e g o tia te = (1) to discuss or conduct a business
gence means “carelessness.” But in legal usage,
transaction, such as a contract or sale; or (2) to
negligence = (1) the failure to exercise the stan
transfer (a negotiable instrument [q.v.], such as
dard o f care that the doer as a reasonable person
a note or bond) in a way that makes the transferee
should have exercised in the circumstances; (2)
the legal owner o f the instrument. E.g., sense
undue indifference toward the consequences o f
(2): “When a cheque, is transferred, whether by
one’s act; or (3) a tort that includes the notions o f
delivery or endorsement, it is said to be negoti
duty, breach o f that duty (unreasonable conduct),
ated, and negotiation is a kind o f transfer [that]
and resultant damage.
differs in important respects from the ordinary
The term has various gradations: “Negligence
assignment o f a contractual right.” William Gel-
in law ranges from inadvertence that is hardly
dart, Introduction to English Law 124 (D.C.M.
more than accidental to sinful disregard o f the
Yardley ed., 9th ed. 1984).
safety o f others.” Patrick Devlin, The Enforcement
o f Morals 36 (1968). Ordinary or simple negligence
n e ith e r . . . n o r. A. Singular o r Plural Verb.
is usu. sufficient to establish liability in a tort
When one o f the two subjects is singular, and the
action. Criminal or gross negligence is usu. re
other is plural, the verb takes its number from
quired before the court will impose a penalty. The
the closer subject. Thus, the verb is invariably
phrase gross negligence has the disadvantage o f
singular if the second alternative is singular—
applying both in civil actions (to increase dam
e.g.: “Neither the speed at which the car was trav
ages) and in criminal actions (to establish crimi
eling [read Neither the car's speed] nor its opera
nal liability); many criminal lawyers therefore
tion through a red light are [read is] enough to
prefer criminal negligence in criminal-law con
make out a case against appellants provided there
texts.
was no reckless disregard for the safety of
B. And neglect. See n e g le ct.
others.”/ “Neither o f these views are [read is]
C. A nd negligency . The word negligency is a
acceptable.” H.L.A. Hart, “Negligence, Mens Rea,
NEEDLESS VARIANT o f negligence.
and Criminal Responsibility,” in Punishment and
Responsibility: Essays in the Philosophy o f Law
n eg lig en t n e g le ct. See n e g le ct. 136, 150 (1968)./ “Neither hanging the governor
in effigy nor hanging the governor are [read is]
n e g o tia b ility ; a ssign a b ility . These two terms speech . . . .” Steven J. Burton, An Introduction
are related but distinct. The two major ways in to Law and Legal Reasoning 70 (1985). See
which negotiability differs from assignability are: SUBJECT-VERB AGREEMENT (E).
(1) no notice need be given o f the transfer o f a Moreover, the verb should match the nearest
negotiable instrument; and (2) the transfer o f subject in number and person. Sometimes the
such an instrument is not subject to equitable correct form is admittedly awkward—e.g.: “Nei
remedies (i.e., from a claimant who might assert ther you nor I is [read am] likely to change the
a right to or under the instrument). See a ssign world . . . .” Jefferson D. Bates, Writing with
m en t & n e g o tia b le in stru m en t. Precision 82 (rev. ed. 1988).
B. Number o f Elements. These CORRELATIVE
n e g o tia b le in stru m en t; co m m e rcia l p a p e r. c o n ju n c t io n s should frame only two elements,
These terms are not interchangeable. Commercial not more; though it is possible to find modem and
paper is now the more widely used term in the historical examples o f neither . . . nor with more
U.S. because o f its use in article three o f the than two members, such constructions are, in
Uniform Commercial Code. As to the precise dis Wilson Follett’s words, “short o f punctilious.” E.g.,
Neologisms 587
“The October contract was neither surrendered, abortion.” Ronald Dworkin, Life's Dominion 4 2 -
abrogated, nor annulled [read was not surrend 43 (1993). See n o r.
ered, abrogated, or annulled] ”/ “We believe that
the California Supreme Court’s application o f the nem ine con tradicente; nem ine dissentiente .
minimum-contacts test in this case would, if sus Both o f these l a t in is m s mean “without opposition
tained, sanction a result that is neither fair, just, or dissent.” Either phrase may be more accurate
nor reasonable [read not fair, just, or reasonable than unanimously in a given context, for some o f
or unfair, unjust, and unreasonable]”/ “Finding those entitled to vote may have abstained. In any
the decision by the ICC to be supported by sub event, the definition just given probably serves
stantial evidence and neither arbitrary, capri better than either o f the recherché main entries.
cious, nor an abuse o f discretion [read not arbi
trary, capricious, or an abuse o f discretion], we N e o l o g is m s , or invented words, are to be used
deny the petitions./ uBecause Rummel neither carefully and self-consciously. Usually they de
signed, read, nor heard [read Because Rummel mand an explanation or justification, for the En
did not sign, read, or hear] the entire document, glish language is quite well stocked as it is. The
these notes fail to qualify as a statement under most obvious neologisms in - iz e , for example, are
this subsection.” to be eschewed. New words must fill demonstrable
It is permissible, however, to use a second nor voids, as conclusory, a 20th-century word, does.
emphatically in framing three elements: “Neither I f a word is invented merely for the sake o f nov
inadvertent failure to provide medical care, nor elty, then it is vexatious.
carelessness, nor even deliberate failure to con Some writers seem to relish neologisms, as if
form to the standards suggested by the experts is the new words alone could add freshness to writ
cruel and unusual punishment.” Cf. either (E). ing. For most readers, they add merely irritation
C. Parallelism . Not only ought there to be no to writing— e.g.: “This would not be contraventive
more than two elements, as explained in (b), but or thwartive o f our mandate . . . .” Buder v.
also the elements ought to match each other syn Fiske, 191 F.2d 321, 324 (8th Cir. 1951). (Why
tactically. (See p a r a l l e l ism .) E.g., “P was held not would not contravene or thwart our
not liable for trespass to the person, the harm mandate?)/ Lance S. Hamilton, Ethnomiseducati-
being accidental, and due neither to negligence onalization: A Legal Challenge, 100 Yale L.J. 1815
nor lack o f caution [read neither to negligence nor (1991). (Since the article is about ideas for which
to lack o f caution]” L.B. Curzon, English Legal we already have words, why not ethnocentric edu
History 256 (2d ed. 1979)./ “Ex parte New York cation, educational ethnocentrism, ethnocentric
No. 1 makes it clear that the State can neither be miseducation, or some such phrase?)
proceeded against directly nor impleaded [read: Other writers self-consciously state that they
can be neither proceeded against directly nor im have no adequate word. Their efforts are likely to
pleaded] in an action brought against the private fail (merely because the odds are stacked against
owners.” Grant Gilmore & Charles L. Black, Jr., neologists), but they have a utilitarian standard
The Law o f Admiralty 612 (2d ed. 1975). in mind— e.g.: “There is no accepted adjective
D. Neither . . . or. This phraseology is a rank from ‘theft,’ but the word ‘theftous’ will here be
error—e.g.: “What if the intervention is neither used.” Glanville Williams, Textbook o f Criminal
foreseeable or [read nor] normal, but it leads Law 645 n.2 (1978).
to the same type o f harm?”/“It appears that the Legal language has been the source o f many
admission was neither fraudulent or [read nor] neologisms over the past century. In fact, lawyers
willful and was due to oversight.”/ “How is a ‘male have probably tended toward the latter o f the
feminism’ possible [that] assumes neither a false two opposing disasters that Lon Fuller wrote of:
commonality o f male and female experience or “linguistic stagnation and grotesque fecundity.”
[read nor] a false essentialism?” J.M. Balkin, Tur- Legal Fictions 22 (1967). Thus Pollock and Mait
andot’s Victory, 2 Yale J.L. & Human. 299, 302 land had it, rather uncharacteristically, all wrong:
(1990). “The licence that the man o f science can allow
E. B eginning Sentences with. It is permissible, himself o f coining new words is one which by
when introducing an additional point o f contrast, the nature o f the case is denied to lawyers.” 2
to begin a sentence with neither or (more com Frederick Pollock & Frederic W. Maitland, His
monly) nor—e.g.: “[I]t is at least problematic tory o f English Law 31 (2d ed. 1905). Rather,
whether the now official Catholic view, that a “neologisms abound in m odem legal writing,
fetus has a full human soul at conception, is though both writer and reader are often unaware
consistent with the Thomist tradition. Nor was that certain commonplace law words have yet to
that view thought necessary, in the past, to justify find a home in English dictionaries.” Bryan A.
the strongest condemnation o f even very early Gamer, “The Missing Common-Law Words,” in
588 nephew
The State of the Language 235, 237 (Christopher n e x t p r e c e d in g is an awkward phrase, arguably
Ricks & Leonard Michaels eds., 1990). See LEGO-. illogical, that commonly appears in d r a ft in g .
E.g., “All assurances mentioned herein must be
n e p h e w ; n ie c e . Legally speaking, are the chil satisfactorily tendered on the day next preceding
dren o f a spouse’s siblings one’s nephews and [read before] the closing date.”/ “Anything in the
nieces? No: “It is only by courtesy that the children next preceding paragraph o f this contract [read in
o f a husband’s or wife’s brothers and sisters are the paragraph immediately preceding this one]
called *nephews’ and ‘nieces' . . . Fedi v. Ryan, notwithstanding . . . .”
193 A. 801, 802 (N.J. 1937)./ “It is only ‘lo o s e l/
that the son o f a brother-in-law or sister-in-law is connection or
n e x u s is the law’s learned word for
called a nephew.” In re Estate ofTerney, 396 P.2d multiple connections. Lawyers have long found
557, 558 (Or. 1964). it useful— e.g.: “The defendant’s nexus with this
country and with this district is not accidental.”
n e p o tis m is best reserved for the sense “bestowal The acceptable plural forms are either nexuses
o f official favors upon members o f one’s family,” (English) or nexus (Latin)— e.g.: “When both nex
and not attenuated to refer to any friends or uses are established, the litigant will have shown
political connections. The root sense o f nepot- in a taxpayer’s stake in the outcome . . . .” Flast v.
Latin is “nephew, grandson.” Cohen, 392 U.S. 83, 103 (1968). Some writers
have betrayed their ignorance o f Latin by writing
nexi, as if it were -a. second-declension noun,
N e u t e r F o r m s . See s e x is m .
whereas the word nexus is a fourth-declension
noun— e.g.: “[T]he state’s theory would broaden
n e w le a s e o n life . See p o pu lar ized l e g a l t e c h
the Skiriotes concept o f ‘citizen’ to encompass all
n ic a l it ie s .
American nationals, and hence most if not all o f
the Bering Sea crabbers, because o f their numer
n e w s is a singular noun. “The news also has an ous nexi [read nexuses or nexus] with Alaska.”
exchange value to one who can misappropriate State v. Bundrant, 546 P.2d 530, 555 (Alaska
it.” 1976)./ “The Lees denied that the application and
initial premium . . . had been delivered in the
n e w s a g e n t. One word. District and emphasized the various nexi [read
nexuses or nexus] mentioned above with the State
o f Maryland.” Lee v. Wheeler, 810 F.2d 303, 304
n e x t fr ie n d ; g u a r d ia n ad litem; p roch ein
(D.C. Cir. 1987). (In Latin, nexi = persons who
am i . Technically, an incompetent or minor plain
have been reduced to quasi-slavery for debt!) Cf.
tiff sues by a next friend, whereas an incompetent
a p p a r a tu s & p r o s p e c tu s (a ). See plu r als (A) &
or minor defendant is defended by a guardian ad
HYPERCORRECTION (A).
litem; but the duties and powers o f the represen
tative are identical regardless o f the title. Daca-
nay v. Mendoza, 573 F.2d 1075, 1076 n .l (9th Cir. n ic e q u e s tio n = a subtle question. In this
1978). phrase, as in other similar ones, nice takes on
Nonlawyers occasionally misunderstand next the sense “not obvious or readily apprehended;
friend as if it were literal— e.g.: “We say that a difficult to decide or settle; demanding close con
minor brings a suit ‘by his next friend'\ that is, by sideration or thought” (OED). E.g., “Nice ques
his nearest friend.” Richard Grant White, Every- tions have arisen as to what constitutes a dedica
Day English 415 (1880). “Nearest friend” is not a tion to the public.” William F. Walsh, A Treatise
good translation: a next friend is usually a parent on Equity 218 (1930)./ “The cases are divided on
or general guardian. this nice question.” Charles A. Wright, The Law
The phrase next friend is to be preferred to the o f Federal Courts 245 (4th ed. 1983).
l a w f r e n c h prochein amit o f which it is a l o a n
t r a n s l a t io n . E.g., “By this standard an individ n ie c e . See n e p h e w .
ual is deemed competent or incompetent to assert
his rights for purposes o f conferring standing on n ig g a r d ly ( = grudging, stingy) derives from an
next-friend petitioners.”/ “The district court Old Norse word (hnoggr “covetous, stingy”); it has
sought merely to clarify that the amount awarded nothing to do with the racial slur that is sounded
to the minor children would be paid to their par similarly. E.g., “A tall, heavy-set, good-looking
ents as their next friends.” See p roch ein ami . Irishman, he was never niggardly about attorney
fees.” Murray T. Bloom, The Trouble with Law
n e x t o f k in . See h e ir (c ). yers 272 (1970). Even so, some speakers and writ
nisi prius 589
cates the judgment on the face o f the memorial.” doing business with the city.” Selwyn D. Craw
Avert v. Reeh, 878 P.2d 1069,1074 (Okla. 1994). ford, FW Official Pleads No Contest to Getting
Cash, Dallas Morning News, 8 Dec. 1989, at 33A.
In most American jurisdictions, the JARGON
As a ph r a sa l a d j e c t iv e , it is hyphenated: no
phrase nisi prius would be replaced with trial
contest plea.
court’s in the first example, and with trial in the
With a plea o f no contest or nolo contendere (lit.,
second and third examples.
“I do not wish to contend”), the defendant does
not admit guilt but nevertheless agrees not to
n itp ic k is so spelled— not knitpick— though
offer a defense. The primary legal purpose o f
pointing this out may seem nitpicky. E.g., “The
such a plea—whichever name is used—is that the
Hovanec decision upon the facts there presented
defendant retains the right to deny the charge in
is hypertechnical, is an indulgence in knitpicking
any other judicial proceedings.
[read nitpicking], and is an obvious disregard o f
R.C. 4123.95 . . . .” Wires v. Doehler-Jarvis Div.
n o d o u b t. See d o u b tle s s (ly ).
ofN L Indus., Inc., 345 N.E.2d 629, 632 (Ohio Ct.
App. 1974).
n o -fa u lt d iv o r c e = divorce on either spouse’s
unilateral demand, without the necessity o f prov
n itr o g ly c e r in e c h a r g e . See d y n a m ite c h a r g e ,
ing elements that the law formerly required, such
as adultery or cruelty. During the late 1960s and
n o ; n o t. See n e g a t iv e s (E). 1970s, the system o f ijo-fault divorce was adopted
throughout the U.S., as well as in England (1969)
n o b ill, v.t. See no uns as verbs.
and Scotland (1977). The phrase is really a misno
mer and an OXYMORON, for in divorce there is
n o b o d y . See n o o n e . always enough fault to go around. What the
courts and the parties (rightly) wanted to avoid
n o c a s e . In English criminal procedure, a submis was proving and apportioning fault in routine
sion of no case (or no case to answer) is the same cases. See d iv o r c e .
as the American lawyer’s motion for judgment o f
acquittal (in federal practice) or motion for di n o is o m e is sometimes misconstrued as meaning
rected verdict (abolished by the federal rules but “noisy; loud; clamorous.” In fact, it means “nox
still used in some states). In effect, the defense ious; malodorous.” (Cf. fu lso m e .) The word is
counsel, at the close o f the prosecution’s case-in- related etymologically to annoy. Cardozo, natu
chief (q.v.), submits to the judge that there is rally, used it correctly: “If the house is to be
no case that needs answering. British lawyers cleaned, it is for those who occupy and govern it,
sometimes use the expression directed verdict as rather than for strangers, to do the noisome
well. work.” People ex rel. Karlin v. Culkin, 162 N.E.
487, 493 (N.Y. 1928).
n o c e n t ( = guilty) is obsolete. Innocent, the oppo
site form, is common. n o la te r th a n (= on or before) conveys an im
portant nuance in the language o f d r a ft in g . It is
n o -c o m p e te c o v e n a n t is an illogical form o f not equivalent to before, which does not include
covenant [or agreement] not to compete or noncom the date specified.
petition covenant [or agreement]. It should be Although within 10 days after might seem sty
avoided in favor of either o f these longer phrases. listically preferable to no later than 10 days after,
E.g., “It seems reasonably clear that some alloca the choice is not a stylistic one. The two phrases
tion o f the price to a covenant is necessary if a have different meanings, as the following exam
purchaser wants to deduct any amount for a no- ples illustrate: (a) a motion for relief filed within
compete covenant [read covenant not to compete].” 10 days after entry o f judgment; and (b) a motion
See n o n c o m p e titio n c o v e n a n t. for relief filed no later than 10 days after entry of
judgment. In the first version, judgment must be
no c o n te s t; nolo contendere . The English entered for the provision to apply; in the second
phrase is no doubt preferable merely because it is version, no entry o f judgment need occur for the
more comprehensible to more people. Journalists provision to apply. If an event triggers the clock,
rightly tend to use no contest even in jurisdictions within requires one to wait for that triggering
in which the plea is called nolo contendere. E.g., event, but no later than does not.
“City Manager David Ivory pleaded no contest
Thursday to two misdemeanor charges o f improp nolens volens ( = willingly or unwillingly) would
erly accepting cash from a company that was be considered a far-fetched LATINISM in most mod
nominal 591
em legal prose. E.g., "Correlative to all such legal has relinquished the action. Nolle is frequently
powers are the legal liabilities in other persons— used as a shortened form— e.g.: “We conclude that
this meaning that the latter are subject nolens the nine-month period between the nolle and the
volens [read willingly or unwillingly] to the defendant’s rearrest is not properly chargeable
changes o f jural relations involved in the exercise as a pretrial delay for purposes o f speedy trial
o f A’s powers.” (Hohfeld) See w illy -n illy . analysis.” State u. Gaston, 503 A.2d 594, 597
(Conn. 1986).
n o leas. A. And no fewer. The phrase no less, Non prosequitur (lit., “he does not prosecute”)
just like less, q.v., best refers to amounts or to is the judgment rendered against a plaintiff who
mass nouns, not countable numbers. No fewer is has not pursued the case. Non pros is the short
the better phrase when discussing numbers o f ened nominal form, here functioning adjectivally:
things. But some excellent writers have nodded “[Alppellants contest on appeal the trial court’s
on this point: opening o f a non pros judgment entered in their
favor.” Geyer v. Steinhronn, 506 A.2d 901, 905
• “America has already formed treaties with no
(Pa. Super. Ct. 1986).
less [read no fewer] than six foreign nations
Nolle prosequitur is a hybrid form that is simply
. . . .” The Federalist No. 3, at 42 (John Jay)
meaningless.
(Clinton Rossiter ed., 1961).
B. As Verbs. Nolle prosequi is only a noun in
• “[I]n no less [read no fewer] than twenty-four
England, but has two verb forms in the U.S., nol-
states, an acknowledgment by the father, orally
pros and nolle pros. The term means “to abandon
or in writing, is sufficient.” Max Radin, The
a suit or have it dismissed by a nolle prosequi.”
Law and You 32 (1948).
E.g., “That plaintiff was arrested but never tried,
• “[H]e had appointed no less [read no fewer] than
and the charges against him were nolle prossed.”
forty-two new justices o f the peace . . . .” Fred
The earliest known use occurred in 1878.
Rodell, Nine Men 86 (1955).
Occasionally the phrase nolle prosequi is used
• “The settlor could employ no less [read no fewer]
as a verb in the U.S., although the shorter forms
than three different types o f future interest
nolle pros, nobpros, and nobpro are more usual.
. . . .” A.W.B. Simpson, An Introduction to the
E.g., “Gruskin’s decision to permit defendant to
History o f the Land Law 217 (1961).
admit responsibility for careless driving and to
• “Beven identified no less [read no fewer] than
nolle prosequi the OUIL [operating a motor vehi
fifty-seven varieties o f duty.” J.H. Baker, An
cle under the influence o f intoxicating liquor]
Introduction to English Legal History 476-77
charge was an executive function . . . .” People
(3d ed. 1990).
v. Stackpoole, 375 N.W.2d 419, 424 (Mich. Ct.
• “The point o f law involved was one o f extreme
App. 1985).
complexity and it was considered by no less
Nonpros = to enter a non prosequitur against.
[read no fewer] than fourteen judges sitting in
The past tense form is nonprossed. Blackstone
the Court for Crown Cases Reserved.” Rupert
wrote nonpros’d. This word dates from about
Cross & J.W. Harris, Precedent in English Law
1755.
86 (4th ed. 1991).
B. A nd not less. In d r a ft in g , the two phrases nolo (L. “I do not wish”) appears frequently as a
are indistinguishable, no less being the more nat shortened form o f the full phrase, nolo contendere.
ural and therefore the better form. E.g., “Each E.g., “The reason the nolo plea makes a difference
participating company must have no less than is that it protects defendants in subsequent crimi
$10,000 in cash posted by May 31, 1994.” nal or civil litigation growing out o f the act on
In other types o f expository writing, however, which the criminal prosecution is based.” Marcia
no less connotes surprise: “He weighs no less than Chambers, Nolo ’ Means You're Guilty Sort Of,
300 pounds.” That sentence expresses astonish Nat’l L.J., 9 Nov. 1987, at 13./ “There are provis
ment that he weighs so much. Not less is more ions for convictions based on nolo pleas and for
clinical and dispassionate: “He weighs not less verdicts o f conviction that are not yet solidified in
than 300 pounds.” That sentence states matter- a judgment.” Paul F. Rothstein, Needed: A Re
of-factly that he weighs at least that much and write, Crim. Just. Summer 1989, at 20, 21.
maybe more. See n e g a t iv e s (E).
nolo contendere (L. “I do not wish to contend”)
nolle prosequi(tur); non prosequitur. A. As is so spelled. See n o co n te st.
Nouns. The phrase nolle prosequi (lit., “not to
wish to prosecute”) denotes either (1) the legal n o m in a l = in name only, but not in reality. A
notice o f abandonment o f suit, or (2) a docket nominal party is one who, having some interest
entry showing that the plaintiff or the prosecution in or title to the subject matter o f the lawsuit,
592 nominal consideration
will not be affected by any judgment— an example works and the pronouns should be him and her
being the disinterested stakeholder in a garnish as objects o f have; in the second, us should be the
ment action. See n o m in a l c o n s id e r a tio n & object o f the preposition with. See who (a) &
n o m in a l d am ages. HYPERCORRECTION (F).
Debilitated grammar seems ubiquitous— e.g.:
n o m in a l c o n s id e ra tio n ; in a d e q u a te c o n s id
• “I would hold that Dr Rowland, when he made
era tio n . Nominal consideration is only o f token
his will, intended by these words ‘coinciding
value, whereas inadequate consideration has sub
with’ to cover he [read him] and his wife dying
stantial value that is patently less than the value
together in just such a calamity as in fact hap
o f the performance promised or rendered in re
pened . . . .” Re Rowland [1963] 1 Ch. 1 (C.A.)
turn. Thus, to buy a $100,000 house, $10 might
(Lord Denning, M.R., dissenting).
be termed nominal consideration while $30,000
• “Are we really that much smarter than them
might be termed inadequate consideration. The
[read they]?” John B. Mitchell, Current Theories
distinction matters in “exceptional cases in which
on Expert and Novice Thinking, 39 J. Legal
the law treats promises or transfers supported
Educ. 275, 275 (1989).
only by nominal consideration differently from
• “Winston [Churchill] was crouched like a great
those supported by substantial or Valuable* con
bird over the unusually small table, giving tea
sideration (even though it may be inadequate).”
to his son Randolph, several years younger than
G.H. Treitel, The Law o f Contract 72 (8th ed.
me [read / ] . ” Lord Hailsham, Sad Memories o f
1991).
Dear Winston, Suilday Times, 8 July 1990, at
3-16.
n o m in a l d a m a g es; su b sta n tia l da m a ges. The
• “My mother was busy raising my brother and I
former are “awarded in a trivial amount merely
[read m e]”/ “Give A1 Gore and I [read me] a
as a recognition o f some breach o f a duty owed by
chance to bring America back.” Bill Clinton,
a defendant to plaintiff and not as a measure o f
accepting the Democratic nomination for Presi
recompense for loss or detriment sustained”; the
dent o f the United States, 16 July 1992.
latter are “the result o f an effort at measured
compensation . . . .” Charles T. McCormick, For between you and /, see between (c ) & h yper -
one should determine whether the noun being recover her total damages regardless o f allocated
negated has an antonym that would suffice. For damages.”/ “We must therefore affirm the district
example, if nonpretextual means merely “valid* court’s declaratory judgment that the challenged
or “legitimate,” it makes little sense to write: “The provisions o f the Arizona Constitution and stat
company showed that the reason for discharging utes as applied to exclude nonproperty owners
the employee was nonpretextual [read, if appro from elections [read applied to exclude those who
priate, legitimate].” This infelicity may sometimes do not own property from elections] for the ap
derive from tracking too closely statutory lan proval o f the issuance o f general obligation bonds,
guage, without searching for the most appropriate violated the Equal Protection Clause o f the U.S.
word. See SOUND OF PROSE, THE. Constitution.”
Another disadvantage in the use o f non- is that As with noun phrases, using the prefix non-
it is beginning to displace the simplest negative, with p h r a sa l a d j e c t iv e s produces awkward
not. For example, “The cases relied upon in the results, e.g., nonfact-witness expert, nonincome-
opinion are non-§ 1983 cases [read not § 1983 producing, noninterest-bearing, nonpar-value,
cases] . . . Grandstaff v. City o f Borger, 779 nontaxpaid. E.g., “It is undisputed that soybean
F.2d 1129, 1133 *(5th Cir. 1986) (Hill, J., dis production is a non-water dependent activity [read
senting). As this example suggests, the use o f this is an activity not dependent on water].”/“A couple
prefix to construct phrasal nouns can be especially in a non-community property jurisdiction [read
awkward. “The critical issue before us concerns living in a common-law jurisdiction], one spouse
the order and allocation of proof in a private, non- being poorer than the other, will be subject to no
class action [read private suit, not a class action,] gift taxation in interspousal transfers o f property
challenging employment discrimination.” and will thus have the same tax advantages.”
C. With A djectives. When adding non- to a D. With Verbs. Although we have accepted ver
compound adjective, the meaning can become es bal idioms such as to nonplus a person and to
pecially murky: “noncivil rights suit”; “nonper nonsuit a case, the prefix non- should not be used
stirpes distribution.” E.g., “In non-community to create new verbs— e.g.: “ ‘[The Board] erred by
property states [read common-law states] the most not finding that respondent violated the Texas
troublesome issue confronting the courts and leg Term Contract Nonrenewal Act when it nonre-
islatures arises out o f the rapid expansion o f a newed [read did not renew] . . . the petitioner.’ ”
variety o f devices for bypassing probate.” Non Burke v. Central Educ. Agency, 725 S.W.2d 393,
criminal can usually be rendered more straight 398 (Tex. App.—Austin 1987) (quoting counsel).
forwardly civil; hence civil trial rather than non
criminal trial, private school (in AmE) rather than n o n a ct. See n o n fe a sa n ce .
nonpublic school.
But the purpose o f some negatives with non- is
n o n a g e Inon-ijl = legal infancy; the condition o f
to cover a range o f antonyms. For example, non
being under age. The term is rare today except in
civil might mean more than just “criminal”; it legal contexts. E.g., “The two major grounds for
might mean “criminal or administrative.” Without
testamentary incapacity are nonage and mental
an explanation o f course, this type o f subtlety will
disability.” See a g e o f c a p a c ity & m in o rity (a ).
be lost on many readers.
On the whole, non- adjectives should be avoided
n o n b a ila b le . See b a ila b le .
wherever possible, even if the avoidance means
using more words. “In nonautomobile cases [read
cases not involving automobile accidents] there n o n b e lie f. See d isb e lie f.
may be a homeowner’s policy that triggers the
lawsuit and protects the parent in a direct suit or N o n c e W o r d s are terms coined for a particular
in an apportionment.”/ “Chapman transferred his occasion only. The inventor usu. has no hope that
only other non-cash asset, [read his only re the term will become established in the language.
maining asset other than cash], a used car lot, to Judge Charles E. Clark probably had no hope
his two minor sons.7“A Tennessee statute that that his word erieantompkinated would catch on.
allows police officers to employ deadly force to (See E rie -b o u n d .) The same must have been true
prevent fleeing felons from escaping is unconstitu o f Frank Cooper’s res administrata, q.v.
tional insofar as it authorizes the use of such force But that dictum is not absolute: the person
to stop an apparently unarmed and nondangerous who coined lawyerphile as an antonym o f lawyer-
suspect [unarmed probably suffices; if not, then basher, q.v., surely hoped that the word would
read unarmed suspect who does not appear suddenly spread throughout the land. It has not.
dangerous].”/ “A nonnegligent plaintiff [read A As a failed n e o l o g is m , it became just another
plaintiff who is not contributorily negligent] may forgotten nonce word.
594 nonclergyable
the statute o f frauds.” Laurence P. Simpson, cally preferable: the better practice is to name
Handbook on the Law o f Suretyship 132 (1950). something for what it is rather than for what it
Generally speaking, none is is the more emphatic is not. Even so, some lawyers and judges, from
way o f expressing an idea. New York to the State o f Washington, find bench
B. O f none effect . This phrase is an a r c h a ism trial an alien phrase.
for o f no effect Several legal writers, unfortunately, have
pressed the adjective nonjury into service as an
n o n e c o n o m ic . See u n e c o n o m ic (a l). adverb— e.g.: “[T]his case will proceed nonjury
[read without a jury].” Juckett v. Beecham Home
n o n e n fo r ce a b le . See u n e n fo r c e a b le . Improvement Prods., Inc., 684 F. Supp. 448, 452
(N.D. Tex. 1988).
non est factum (lit., “it is not my deed”) is law
LATIN denoting the plea denying the execution o f n o n la p se statute. See la p se statute.
an instrument sued on. E.g., “The plea o f non est
factum was not available, but the case fell within n o n la w y e r. It is a curious practice that lawyers
the statute.” (Eng.)/ “The exception is that if the (and others who write about law) divide the uni
defendant thought that the document he signed verse into lawyers and nonlawyers. But, o f course,
belonged to an entirely different legal category they do it o f other professions and occupations as
from that to which it in fact belonged, he can well— e.g.: “The Supreme Court later expressly
plead non est factum and escape liability although limited the vessel owner’s duty to nonseamen to
he did not trouble to read the document and situations where the workers were doing ‘ship’s
although he misled the plaintiff into supposing work.’ ” Although the word layman is usually un
that he was agreeing.” (Eng.) PI. non est factums. ambiguous, the masculine suffix is a major disad
See fa ct, n. & fra u d ( b ). vantage. (See SEXISM (B).) And few would seriously
argue that laypersons is a palatable alternative.
non est inventus . See n o t fo u n d .
n o n le g a l = (1) not specifically related to law; or
n on eth eless. One word in AmE, three (fre
(2) not being a lawyer. Sense (1): “[D]espite what
quently) in BrE.
the lawyers say, it is possible to talk about legal
principles and legal reasoning in everyday non
n o n e x p e rt. See in ex p e rt.
legal language.” Fred Rodell, Woe Unto You, Law
yers! 12 (1939; repr. 1980). Sense (2): “[The] Em
n o n fe a sa n ce ; n o n a ct. The two are distinguish
ployment Appeal Tribunal . . . is presided over
able. Whereas nonact means merely the failure to
by a senior judge and behaves very much like an
act, nonfeasance implies the failure to act where a
ordinary appeal court, though it also has non
duty to act existed. E.g., “There is a presumption
legal members.” P.S. Atiyah, Law and Modern
o f adequate representation, which may be over
Society 27 (1983). Cf. a leg a l & ex tra leg a l.
come by the intervenor only upon a showing o f
adversity o f interest, the representative’s collu
n o n lia b ility is an unnecessary equivalent o f no
sion with the opposing party, or nonfeasance by
liability or lack o f liability.
the representative.” See fea sa n ce . Cf. m a lfe a
san ce.
n o n litig io u s is the antonym o f litigious, but not
n o n fo re s e e a b le is a n e e d l e s s v a r ia n t of un in the latter word’s prevalent sense today (i.e.,
foreseeable. “fond o f litigation”). Rather, nonlitigious corres
ponds to an older and today infrequent sense o f
n o n h e rita b le . See in h e rita b le . litigious (i.e., “involving litigation”). Hence, nonli
tigious means not “court-shy” but “not involving
n o n in ce n tiv e . See d isin ce n tiv e . litigation”—e.g.: “The legal services considered
were ‘typical nonlitigious matters for which the
n o n in te rp re ta tiv e . See in te rp re ta tiv e . amount and work requirements would be reason
ably foreseeable.’ ” Murray T. Bloom, The Trouble
n o n ju d icia l. See in ju d ic io u s & ju d ic ia l. with Lawyers 44 (1970).
n o q ju ry , adj. Though the phrase nonjury trial is n o n m a rita l ch ild . See b a sta rd , illeg itim a te
current in BrE as well as AmE, the more geo c h ild & n a tu ra l ch ild .
graphically limited phrase bench trial (a con
densed version of trial to the bench) seems stylisti n on m a teria l. See im m aterial.
596 nonmeritorious
n o n m e rito rio u s. See u n m e rito rio u s. Whereas nonprofit corporation and not-for-
profit corporation predominate in AmE, non-
n o n m o v a n t (= a litigating party other than the profit-making organization is the usual BrE
one that has filed a motion currently under con phrase.
sideration) is omitted from most English-
language dictionaries as well as most law diction n o n p r o s. See nolle prosequi.
aries. But, in American courts, it occurs with
great frequency—e.g.: “First National had to n o n r e b u tta b le is a NEEDLESS v a r ia n t o f irrebut
prove that a new trial would not prejudice the table. E.g., “In actual operation, therefore, the
nonmovant . . . .” First Nat’l Bank v. Peterson, three statutes enact what in effect are nonrebutta
709 S.W.2d 276, 279 (Tex. App.— Houston [14th ble [read irrebuttable] presumptions that every
Dist.] 1986). applicant for assistance in his first year o f resi
dency came to the jurisdiction solely to obtain
n o n n e g o tia b le . See n e g o tia b le in stru m en ts, higher benefits.”
NONRESTRICTIVE CLAUSES.
n o n p r e te x tu a l = not founded on a pretext. E.g.,
“Appellant’s lawful dismissal was found by the n o n s e q u itu r should be spelled as two words, not
jury to be nonpretextual.” Actually, the jury found hyphenated or spelled as one word. The phrase is
that the dismissal was not pretextual—thus the frequently misspelled -tor or -tar.
finding was a negative one. To say that it “found
the dismissal to be nonpretextuar wrongly sug n o n s ta tu to r y . This word is sometimes replace
gests that the jury answered a question asking able by judicial, administrative, or some other
whether the dismissal was nonpretextual; instead, descriptive word, as in judicial policy-making
the jury was asked whether the dismissal was rather than nonstatutory policy-making. If it fits,
pretextual, and it answered “no.” See p r e the more specific word should oust nonstatutory.
te x tu a l & NON- (B).
n o n su it, v.t., = (1) o f a plaintiff, to seek a volun
n o n p ro b a te = other than by will; o f or relating tary dismissal o f (a case or a defendant); or (2) o f
to some method o f disposition apart from wills. a court, to dismiss (a case or a defendant) because
E.g., “Today the proportion o f property passing the plaintiff has failed to make out a legal case
under probate is decreasing and the proportion or to proffer sufficient evidence. This verb has
o f property passing by nonprobate methods is been part o f lawyers’ language since the 16th
increasing.” century. Sense (1): “The plaintiff then nonsuited
the case.” Sense (2): “The court nonsuited him
n o n p ro fit; n ot-for-p ro fit. The former is more and rendered judgment dismissing the action.”
common, but the latter is increasingly used in
AmE for greater accuracy: nonprofit corporation n o n s u ita b ility . The preferred antonyms o f suit
misleadingly suggests that the corporation makes able and suitability are unsuitable and unsuit
no profits; but such a corporation actually does ableness. Nonsuitability, a NEEDLESS VARIANT o f
earn profits and then applies them to charitable unsuitableness, unsuitably suggests a relation
purposes. Not-for-profit is thought to reveal more ship with nonsuit, q.v. Yet it is perversely used
accurately that the purpose is not for private gain, in AmE legal contexts. E.g., “The Secretary of
though indeed the organization may profit. Agriculture shall, within ten years after Septem
norm 597
ber 3,1964, review, as to its suitability or nonsuit nor for or. Where the negative o f a clause has
ability [read unsuitableness]. . . for preservation already appeared and a disjunctive conjunction is
as wilderness, each area.” Wilderness Act, 16 needed, or is generally better than nor. The initial
U.S.C. § 1132(b) (1988). negative carries through to all the elements in an
enumeration. E.g., “Religiosity insists that there
n o n ta x p a id is an opaque, ugly word to avoid. is something called religion wholly apart from
E.g., “Defendant has had a reputation with me for any specific religion, something that has no creed
over four years as being a trafficker o f nontaxpaid nor [read or] dogma, no theology or scriptures,
distilled spirits.” A less concise wording should be something that may be felt and need not be
used, e.g., trafficker o f distilled spirits upon which understood.”/ “Her symptoms were all subjective
no taxes had been paid. and not supported by any medical nor [read or]
other corroborating evidence.”/ “When on the wit
tortuous is sometimes mis
n o n to r tio u s . Just as ness stand at the trial o f this case, however, he
used for tortious (see to r tio u s (b )), so nontortu- could not see the trial judge nor [read or] the
ous has been misused for nontortious— e.g.: examiner who was five feet away.” See not (c ) &
“Plaintiffs insist that this is not a case involving neither . • . nor (d).
conflicting claims to the ownership or nontortuous
[read nontortious] use o f water . . . .” no respecter of persons, the law is. To many,
Friendswood Dev. Co. v. Smith-Southwest Indus., this English-language legal m a x i m seems to say
Inc., 576 S.W.2d 21, 24 (Tex. 1978). nearly the opposite o f what it actually denotes.
The point is not that the law disrespects persons,
n o n tr ig g e r m a n = a murder defendant who did but that it pays no special regard to one’s station
not actually kill the decedent, but who intended in life: speaking ideally (if not idealistically), the
to do so. E.g., “The conduct o f a nontriggerman law treats a homeless person with the same re
during the planning and aftermath o f a prison spect as it would a bishop. E.g.:
break, which eventually resulted in a quadruple
• “The law (as we are often told) is no respecter
murder, was sufficient for the imposition o f a
o f persons. Without being universally true, this
death penalty.” The word is odd-looking but per
is a principle [that] has always applied with
haps necessary; often accomplice suffices. See s e x
special force to the law o f homicide. Thus, the
ism (B).
villein could not be killed by his lord with impu
nity. Nor could the slave, even in Anglo-Saxon
n o n u s e r . See u s e r & -ER (B). times, be killed by his master . . . .” J.W. Cecil
Turner, Kenny's Outlines o f Criminal Law 104
n o o n e ; n o b o d y . These have traditionally been (16th ed. 1952).
regarded as singular nouns that act as singular • “The Criminal Court o f Appeals in Oklahoma
antecedents. E.g., “This means that no one should in 1913 spoke in the tradition o f this country’s
be punished for speaking unless their [read his or dedication to due process and equal protection
her] speech will immediately lead to a definite when it declared that the law is no respecter of
dangerous act.” See h e o r sh e . persons . . . .” Griffin v. Illinois, 351 U.S. 12,
But the language is changing—BrE more rap 19 (1956).
idly than AmE— so that no one . . . they may • “The law is no respecter o f persons. All persons
soon be regarded as standard. Some consider this including corporations stand equal before the
change a defilement, others a tremendous ad law and are to be dealt with as equals in a
vance. However you characterize it, it seems inev Court o f justice.” In re Bendectin Litig., 857
itable. See s e x is m (a ) & co n c o r d (B). Cf. n o n e . F.2d 290, 322 (6th Cir. 1988).
(models or patterns) o f conduct or o f decisions Problems o f that kind have driven print journal
established or recognized by the state in the ad ists to “live in perpetual fear o f the word not either
ministration o f justice.” Outlines o f Lectures in being dropped by a printer or being changed from
Jurisprudence 75 (5th ed. 1943). He conceived o f not to now. Therefore, wherever possible, they shy
a hierarchy o f norms, presumably starting with away from the word not, even at the expense
“Thou shalt obey the Constitution,” and descend o f strict accuracy.” Robert Sack, Hearing Myself
ing through statutes, judicial decisions, regula Think: Some Thoughts on Legal Prose, 4 Scribes
tions, and so on down to commercial customs that J. Legal Writing 93, 98 (1993). Notably, it is this
a court might recognize. very fear that leads newspaper writers to prefer
plead innocent over the more accurate phrase,
n o r m a lc y has traditionally been considered infe plead not guilty. See p le a d in n o ce n t.
rior to normality. B om in the mid-19th century D. A nd naught See fu rth e r a ffian t . . . .
and later used by President Harding, normalcy E. Not only . . . hut also . . . . See n o t o n ly
has never been accepted as standard by the best . . . b u t also.
writing authorities. E.g., ‘T h e normalcy [read
normality] o f these operations changed when n o ta b le ; n o te w o rth y ; n o tic e a b le . Noticeable =
Press was told by his delegate that Montana- easily seen or noticed (as, e.g., scars); it is gener
Austria requested a stop-off in Johannesburg.”/ ally confined to physical senses. Notable (having
Daniel K. Tarullo, Beyond Normalcy [read Nor basically the same meaning) is applied to quali
mality] in the Regulation o f International Trade, ties as well as to material things. E.g., “The most
100 Harv. L. Rev. 547, 547 (1987). notable thing about these observations is that
quite obviously the word ‘res’, describing a thing,
n o r m a tiv e = establishing or conforming to a has a quite different connotation from ‘subject
norm or standard. matter’.”/ “Some jurisdictions, notably New York,
have attempted to solve this problem by applying
n o s tr u m (= panacea) forms the plural nos more flexible and equitable standards.”
trums—e.g.: “But advertisements o f nostrums for Noteworthy, a near-synonym, means “worthy of
restoration o f ‘lost manhood’ have appeared in the notice or observation; remarkable.” E.g., “It is
daily newspapers for at least fifty years.” See noteworthy that the decree and codicil attached
PLURALS (A). express conditions of survivorship to the interests
o f Joseph and to any wife or child o f Joseph but
not. A. Placement of. When used in construc do not add any words of that character to the
tions with all and every, not is usually best placed limitation describing Mary Silva’s interest.”
just before those words. E.g., “Every disclosure of
a trade secret does not result [read Not every n o t all. See n o t (a ) & all (b ).
disclosure o f a trade secret results] in an abandon
ment o f its element o f secrecy.”/ “Justice Holmes n o ta ria l is the adjectival form o f notary.
reminded us that every moral question could not
[read Justice Holmes reminded us that not every n o ta riz e , originally an Americanism dating from
moral question can] be submitted to the law the 1930s, is now commonplace in AmE— e.g.: “In
. . . .” Francis R. Kirkham, Problems of Complex order to administer oaths to these workers and to
Civil Litigation, 83 F.R.D. 497, 504 (1979). See notarize their statements for use in civil litigation,
a ll (B). petitioner applied in 1978 to become a notary
B. N o t . . . nor. This construction should usu. public.” Bernal v. Fainter, 467 U.S. 216, 218
(where short clauses are involved) be n o t. . . or. (1984). In BrE, the word is still, in some quarters,
E.g., “Finding the lessee culpable is not inherently considered something o f an atrocity; British law
inconsistent nor contrary to [read not inherently yers tend to say notarially validated instead o f
inconsistent with or contrary to] the ‘instruc notarized.
tions.’ ” See n o r & n e g a t iv e s .
C. In Typos. Not is a ready source o f trouble. n ota ry ; n o ta ry p u b lic. Notary is a common el
Sometimes it becomes now, and sometimes it lipsis o f notary public in both AmE and BrE.
drops completely from the sentence— e.g.: “The PI. notaries public. In this phrase, public is a
Legislature expressly refused to extend the con POSTPOSITIVE ADJECTIVE.
cept o f privilege when adopting the discovery pro
cedures. Since privilege is created by statute it n o t . . . b e ca u se . See b e ca u se (b ).
should [read should not] be extended by judicial
fiat.” John Kaplan & Jon R. Waltz, Cases and n ote; d ra ft. A note is a simple promise by one
Materials on Evidence 506 (6th ed. 1988). party to pay money to another party or to bearer.
not law 599
A draft is an order by one person (the drawer) to that may be required under a contract. For the
pay another person (the drawee), demanding that distinction between notice and knowledge, see
the drawee pay money to a third person (the k n o w le d g e . See also ju d ic ia l n o tice .
payee) or to bearer.
n o tic e , v.t. (= to give legal notice to or of) is a
n o te = lawnote. See a n n o ta tio n . LEGALISM that is likely to strike nonlawyers as
quite odd. E.g., “Under the present practice, how
n ote u p is the approximate British equivalent o f ever, the objecting party has no duty to notice a
the American term shepardize, q.v. The British hearing, the initiative being shifted to the party
call their citators noter-ups, or, in some Common seeking discovery.”/ “We have not been noticed
wealth countries, noter-uppers. [i.e., received notice] to bring the records.”/ “The
magistrate heard the motions to set aside the
n o te w o rth y . See n ota b le. default judgment apparently by virtue o f the fact
that they were noticed for a hearing before the
n ot-for-p rofit. See n o n p ro fit. magistrate rather than before the district court.”/
“Unless you have already done so, notice the depo
n ot fo u n d is the English-language equivalent sitions o f all expert witnesses being offered by
o f the LAW LATIN non est inventus, sometimes your opponent.”
abbreviated n.e.i. One phrase or the other is com Notice should be reserved for the giving o f legal
monly used on a sheriff’s return o f process, saying notice; legal writers should not use the word non-
that the defendant is not to be found in the sher legally, as here: “TACA International Airlines, in
iff’s jurisdiction. For obvious reasons, not found the midst o f collective bargaining negotiations,
is preferable. noticed [read let he known] its intent to relocate
its pilot base.” (To the nonlawyer, this usage con
n o t gu ilty . If a jury finds that a criminal defen fusingly suggests notice in the sense “to observe.”)/
dant is not guilty, that finding does not mean (as “It has been noticed [read noted, i.e., previously
some mistakenly believe) that the defendant did in a book] that some lawyers and judges were of
not commit the act complained of. The defendant the opinion t h a t . . . .”
may not have had the requisite mental state or
may have had some justification or excuse. n o tic e , ju d ic ia l. See ju d ic ia l n o tice .
n o th in g less th an . With this phrase, "the risks n o tice a b le . See n ota b le.
o f ambiguity are very great” (MEU2 at 398). The
problem is that the word less may function either n o tic e p le a d in g . See c o d e p le a d in g .
as an adjective or as an adverb, the resulting
senses being contradictory. n o tic e to q u it (BrE) = notice to vacate (AmE).
When less functions as an adjective, the sense See quit.
of the phrase nothing less than is “the same thing
as; quite equal to.” E.g., “In the context o f insur n otifia b le, in BrE phrases such as notifiable dis
ance cases, so-called ‘waiver’ is nothing less than ease and notifiable offence, is built from an old
‘estoppel.’ ” That is, waiver and estoppel are the sense o f notify (not current in AmE): rather than
same in insurance cases. bearing its common meaning (“to give notice of;
But even in that sentence, less could be read as inform”), notify here means “to make known; pro
an adverb, so that the phrase nothing less than claim; announce.” In G.B., some serious diseases
might mean “any thing other than; far from be (e.g., cholera, diphtheria, scarlet fever, and ty
ing.” A reader who understands the phrase in phoid) are classed as notifiable diseases—that is,
that sense is in for a serious m is c u e . And the they require anyone with knowledge that some
reader’s misunderstanding is entirely under one has the disease to contact the authorities. A
standable, as the following sentence illustrates: notifiable offence is a serious crime that can be
“It was a normal day to the thousands o f workers tried in the Crown Court.
who filed into the World Trade Center that morn
ing; they expected nothing less than a terrorist n otify . See n o tifia b le .
bombing o f their workplace.”
n o t la w is a phrase that common-law lawyers
n o tice , n., may refer to two quite different ideas: use when arguing that an old court decision is
(1) legal notification required by law or imparted wrong or obsolete— e.g.: “A decision, to be binding,
by operation o f law as a result o f some fact such must not only emanate from high authority, but
as the recording o f instruments; or (2) information must be ‘good law’: if it once earns the reputation
600 not less
o f being ‘not law / it perishes, sometimes by ex with as well— e.g.: “[F]eminist methods and in
press disapproval, more often by cold disregard. sights [must] be adopted not only by female schol
If all else fails, the blame for its defects may be ars, but also by males as well.” J.M. Balkin,
laid at the door o f the reporter—sometimes not Turandofs Victory, 2 Yale J.L. & Human. 299,
without cause.” Carleton K. Allen, Law in the 302 (1990). In that sentence, also should have
Making 297 (7th ed. 1964). been omitted.
Not only . . . but also . . . as well is likewise
not less. See no less. redundant. E.g., “But we cannot quarrel with a
conclusion o f a school administrator that treating
not more than. The more natural idiom is no a particular student with such care might be to
more than. the advantage not only o f the pupil but also [read
but] o f the other students in the school as well.”/
not only. • •but also. These c o r r e l a t i v e con
j u n c t io n s must frame syntactic parts that n o to r io u s may mean either “famous” or “infa
match. E.g., mous,” though it usually carries connotations o f
the latter, i.e., unfavorably known. Notoriety is
• “The offer had to not only be made in good faith
generally more neutral, although it is coming to
but it had to also be [read had not only to be
be tinged with the connotations o f its adjectival
made in good faith but also to be] in such a
form.
form that it could, by an acceptance o f the
offeree, ripen into a valid and binding contract
n o t p r o v e n . See p r o v e d .
that could be enforced by any party to it.”
• “These disclosures led not only to new calls for
n o t u n r e a s o n a b le . See n e g a tiv e s (B).
greater social responsibility o f corporations but
also focused on [read not only led to . . . but
notw ithstanding. A. Grammatical Use. This
also focused on] the role o f the board o f directors
preposition is an interesting word. In d r a ft in g ,
and the need for better control mechanisms
it commonly means “despite,” “in spite of,” or
to ensure that corporate management conform
“although” and appears in sentences such as this
with legal and moral principles o f conduct.”
one: “Notwithstanding the limitations contained
• “[E]ach o f these policies designated not only
in § 3.5, Mondraff will be offered the first option
Smith and his wife Sybil as insureds, but also a
to quote competitive terms and conditions to Nu-
corporate name, Rolling Hills Golf and Racquet
boil.”
Club, Inc.” Smith v. Edward M. Thompson
The question that literalist drafters ask is,
Agency, Inc., 430 So. 2d 859, 859 (Ala. 1983)
What doesn’t withstand what else? Are the limita
(matching parts: noun [Smith and his wife
tions o f § 3.5 “not withstanding” (i.e., subordi
Sybil], noun [a corporate name]).
nated to) the present section, or is the present
• “The document that appears in the record o f
section “not withstanding” (subordinated to)
this case contains not only Smith’s signature
§ 3.5? Because the former is the correct reading,
but also the signature o f someone identified
some believe that notwithstanding should be sent
as his attorney at the place indicated on the
to the end o f the phrase in which it appears: The
document for his attorney to sign ‘if repre
limitations contained in § 3.5 notwithstanding, as
sen te d /” Smith v. State, 785 S.W.2d 465, 467
opposed to Notwithstanding the limitations con
(Ark. 1990) (matching parts: noun [Smith's sig
tained in § 3.5.
nature], noun [signature o f someone identified]).
But that literalist argument is very much in
See PARALLELISM . vain, as the OED attests with a 14th-century
One common failing in the not only construc example o f notwithstanding as a prepositional
tions is to omit the also after but—e.g.: “[N]o one sentence-starter. This usage has been constant
has questioned the proposition that the holding from the 1300s to the present day. In fact, the
covers not only such cross-claims but [add also] construction with notwithstanding after the noun
impleaders o f third parties.” Grant Gilmore & first appeared more than a century later, and has
Charles L. Black, Jr., The Law o f Admiralty 939 never been as frequent. The Century Dictionary
(2d ed. 1975)./ “A publication may be made not explains: “As the noun usually follows [the word
only intentionally but [also] negligently . . . .” notwithstanding], the [word] came to be regarded
William Geldart, Introduction to English Law 137 as a prep, (as also with during, ppr.), and is now
(D.C.M. Yardley ed., 9th ed. 1984). See not (b). usually so construed.” 3 The Century Dictionary
Another possible construction is not only . . . and Cyclopedia 4029 (1914). The word is not a
but . . . as well. But a writer who uses this DANGLER because it does not function as a parti
phrasing should not add also, which is redundant ciple.
Noun Plague 601
B. F ollow ed by that . When introducing a verb their congressman about the National Highway
less phrase, notwithstanding need not be followed Traffic Safety Administration's automobile seat
by that E.g., “Section 1322(b)(5) was amended belt ‘interlock’ rule.” One can hardly get to the
to provide that its provisions were unchanged, end o f the sentence to find out that we are talking
notwithstanding section 1322 (b)(2).” about a rule. (Actually, many writers today would
Otherwise, grammar demands that when the leave off the possessive niter Administration.) In
term introduces a clause, it should usually be the interest o f plague control, the following re
followed by that E.g., “The law is in accord in write seems advisable: the ‘interlock’ rule applied
favoring free competition, since ordinarily it is to automobile seat belts by the National Highway
essential to the general welfare o f society, not- Traffic Safety Administration.
withstanding [insert that] competition is not al Readability often drops when three words that
truistic but is fundamentally the play of interest are structurally nouns follow in succession, al
against interest.”/ “The instrument is likely to be though exceptions such as fidelity life insurance
upheld notwithstanding [insert that] it includes certainly exist. Less readable examples such as
additionally the reservation o f power to amend the following are the rule rather than the excep
the trust in whole or in part.” Even so, the phrase tion, however: “Inasmuch as incentives are inevi
can be boiled down to a simpler wording: see tably tied to immeasurable subjective evaluations,
n o tw ith sta n d in g th e fa c t that. it is reassuring that the information generation
stimuli o f the adversary model rest in part on
n o tw ith sta n d in g a n y th in g to th e c o n tr a r y other foundations.”/ “The interpretation process
c o n ta in e d h e re in , an ungainly phrase often provides a reminder o f the federalism aspects of
placed in complex contracts to introduce the most individual right concerns.”
important provisions, can be fairly said to mean The plague is virtually never endurable when
“the true agreement is as follows.” It is best used four nouns appear consecutively. E.g., “The direct
when a lawyer wants one provision in a long, participation programs principal category o f reg
complex contract to override any arguably incon istration is the minimum qualification require
sistent provision. ment for persons whose supervisory functions are
The better phrasing avoids herein, q.v., by sub limited to direct participation programs.”/ “The
stituting in this agreement or in this contract recent decisions compel little change in the cur
Better yet, the drafter should specify which provi rent state attorney solicitation rules.” Similarly,
sion might be read as contradictory. what is a retiree benefit litigation procedure?
The statutory equivalent is the phrase notwith Frequently, noun plague is a cause o f ambigu
standing any other provision o f law, as in Fed. R. ity. E.g., “My brother Harlan’s objections to my
Evid. 412(a) (1994). Adamson dissent history, like that o f most o f the
The opposite effect— subordinating the current objectors, relies [sic] most heavily on a criticism
provision to all others—is achieved by the word written by Professor Charles Fairman . . . .”
ing except as otherwise provided. Duncan v. Louisiana, 391 U.S. 145, 165 (1968)
(Black, J., concurring). Here Justice Black means
n o tw ith sta n d in g th e fa c t that; n o tw ith sta n d “the history [of the incorporation doctrine] I re
in g that. These legalistic phrases are best re cited in my dissent in Adamson,” but the reader
placed by either although or even if—e.g.: “The could just as easily arrive at “my history o f the
freedom that is worth having is freedom to do Adamson dissent,” or “the history o f opinions that
what you think to be good notwithstanding that dissent from Adamson.” A couple o f prepositions
[read even if] others think it to be bad.” Patrick would have remedied the problem.
Devlin, The Enforcement o f Morals 108 (1968). One aspect of noun plague in legal writing is
See n o tw ith sta n d in g & fa c t th at, the. the traditional— and misguided— preference for
nouns over verbs. Jeremy Bentham’s so-called
n ou g h t. See n au gh t. substantive-preferring principle was developed as
a result o f his bias in favor of nouns, which could
N o u n P l a g u e is Wilson Follett’s term for the be modified and multiplied, whereas “[a] verb
piling up o f nouns to modify other nouns. See slips through your fingers like an eel . . . .” 10
Wilson Follett, Modern American Usage 229 Jeremy Bentham, Works 569 (J. Bowring ed.
(1966). When a sentence has more than three 1843). Thus Bentham, like his fellow lawyers,
nouns in a row, it generally becomes much less preferred to give motion to rather than to move
readable. The following sentence is badly con and to give extension to rather than to extend.
structed because o f the noun-upon-noun syn Even today, lawyers frequently use such circum
drome, which unfortunately is more common now locutions.
than in Follett’s day: “Consumers complained to Yet another root o f the problem is the tendency
602 Nouns as A djectives
in m odem writing to make adjectives out o f nouns momentum in the early 1980s, with the passage
and noun phrases, often postponing the true sub o f the Victim and Witness Protection Act.” We
ject until long after the reader has left off hoping can deduce that the intended sense is awareness
for one: "This is a breach o f contract/Deceptive (on the part o f the public) o f victims and their
Trade Practices Act, Tex. Bus. & Comm. Code rights, but perhaps we should not ask our readers
Ann. (Vernon Supp. 1982-83) (hereinafter re to have to make such deductions. The same sort
ferred to as 'the Act’) case.” Wolfe Masonry, Inc. o f uncertainty infects victim restitution (= full
v. Stewart, 664 S.W.2d 102, 102-03 (Tex. App.— restitution to the victim o f a crime).
Corpus Christi 1983)./ “The Public Utilities Com
mission made a question o f law, not fact, determi N o u n s a s V e r b s . A type o f semantic shift less
nation when it allowed the LCRA to intervene.” common than that o f noun to adjective is for
Finally, avoid loading a single statement with nouns to act as verbs. Often these usages are
too many abstract nouns ending in -tion. The considered slangy—e.g.:
effect is not a pleasing one: “This case involves
• “The movie would have box-officed $3 million.”
protection against a second prosecution for the
• “She has been mayoring in Austin for six years.”
importation conviction.7 “The regulation o f solici
• “Every youngster can summer in Europe.”
tation involves the consideration o f whether there
• “If a man is not in the same city, his semen can
are 'ample alternative channels for communica
be frozen and air-expressed to the doctor.”
tion o f the information. ' ” See BE-VERBS (B), BURIED
• “Though reported as a burglary, the incident
VERBS & SOUND OF PROSE (A).
was 'no-crimed' by the policy: the property was
called 'lost property' rather than 'stolen prop
English has long been
N o u n s a s A d j e c t iv e s .
erty.'”
noted for its ability to allow words to change
parts o f speech. The transmutation o f nouns into Yet nouns used as verbs often make their way
adjectives is one o f the most frequently seen shifts into legal parlance and finally into legal print:
o f this kind. Usually the change is unobjection “The grand jury had not focused on specific indi
able, as in the first word in each o f the following viduals and was playing a broader investigative
phrases: lawbook, state action, telephone wires, role than the typical grand jury asked simply to
home repairs, litigation problems. A common ex true bill or no bill a specific suspect.” Morrison v.
ample appears in this sentence: “In order to pose City o f Baton Rouge, 761 F.2d 242, 247 (5th Cir.
a jury question on the issue o f seaman status, the 1985). Though writers refer to fast-tracking bud
plaintiff must present evidence o f the following gets, tasking committees, and mainstreaming
kind.” children, English is generally inhospitable to this
Occasionally, however, semantic shifts o f this sort o f jargonistic innovation. Legal writers
kind give rise to ambiguities or play tricks on the should be wary o f adopting usages o f this kind.
reader. For example, it would be unwise for one
writing about a statute concerning invalids to n.o.v. See j.n.o.v.
call it an invalid statute. To make a somewhat
different point, the reader's expectations are sub novate (= to replace by something new), a 17th-
verted when a noun is used adjectivally in place century b a c k -f o r m a t i o n from novation, is la
o f the more usual adjectival form. E.g., “The sub beled “rare” and as peculiar to Roman law in the
division was planned strictly for residence [read OED. But the word sometimes appears in modern
residential] purposes.” American legal writing—e.g.: “[H]e did not novate
Often, o f course, the sense conveyed is different his indebtedness to the Johnstown bank.” Jones
when one uses the noun adjectivally as opposed v. Costlow, 36 A.2d 460, 462 (Pa. 1944)./ “[T]he
to the adjectival form. For example, negligence original contract o f sale between Rains County
defendant is something different from negligent and McCallon was novated by the commissioners'
defendant, the latter being judgmental; negligence c o u r t. . . .” Simmons v. Ratliff, 182 S.W.2d 827,
action means something quite different from neg 829 (Tex. Civ. App.—Amarillo 1944).
ligent action; pornography litigation seems to
mean something different from pornographic liti novation, originally a Roman-law term, denotes
gation (which is somehow difficult to visualize). the act o f substituting for an old contract a new
Finally, relations often become vague when one that either (a) replaces an existing obligation
nouns that would normally follow prepositions are for a new obligation or (b) adds a party who was
adjectives placed before nouns, and the relation not a party to the old contract. The word also
bearing prepositions are omitted. E.g., victim sometimes refers to the contract that brings about
awareness is a vague phrase; does it mean on the such a substitution. The effect o f a novation, un
part of, of, by? E.g., “ Victim awareness gained like that o f subrogation, is not to transfer liability,
NSF 603
but to replace an old liability with a new one. See n o w is e ( = in no way; not at all) is an adverb
a d o p tio n & s u b r o g a tio n (a ). that should not be introduced by in, although
legal writers seem to commit this error more often
n o v a to r y ; n o v a tiv e ; n o v a tio n a l. None o f these than not when using the word. In no way might
can be said to be common, but novatory is used even generally be preferable to nowise. E.g., ‘T he
more frequently than the others, which might statute in no wise [read nowise or in no way]
therefore be labeled n e e d l e s s v a r ia n t s . indicates that the 602(2) definition is only transi
tory.” ACLU v. FCC, 823 F.2d 1554, 1568 (D.C.
n o v e l a n d c o n c r e te . These words appear in vir Cir. 1987). Mistaken uses o f the word, esp. in
tually all cases involving the misappropriation o f AmE, are legion.
commercial ideas. Though they have assumed an Formerly spelled as two words, nowise should
“almost talismanic significance,” the terms “have now be consistently treated as a single word. The
nonetheless gained little specific content. Presum following examples illustrate the traditionally
ably, novel means the opposite o f common or, correct use o f the word: “The exemption o f the
perhaps, old. Concrete is probably the antithesis Crown is nowise dependent upon the local or im
o f abstract, and also implies that, to be pro perial character o f the rate.” (Eng.)/ “Defendant
tectable, the ideas must be reduced to tangible is a banker who is nowise in the occupation o f a
form. Beyond this, the decisions offer nothing barber.”
definitive.” Paul Goldstein, Copyright, Patent, Noways, in legal writing at least, is a n e e d le s s
Trademark and Related State Doctrines 59 (2d v a r ia n t o f nowise, although the Evanses state
ed. 1981). that it is more common in AmE than nowise. See
Bergen Evans & Cornelia Evans, A Dictionary o f
n o v e ltydoes not mean “an extreme rarity.” Contemporary American Usage 326 (1957).
Rather, it denotes something both rare and new.
“Mother-son incest is so rare as to be regarded as n o w p e n d in g is a commonplace r e d u n d a n c y ,
a novelty. ” The writer o f this sentence could have but no less sinful for that—e.g.: “[0]ur resolution
better written, “Mother-son incest is an extreme o f the dispute determines the course o f proceed
rarity.” Oedipus Rex belies any claim that incest ings if and when he is rearrested on the charges
might have to novelty. now pending [read pending charges].” U.S. v.
Montalvo-Murillo, 495 U.S. 711, 713 (1990)./“The
novus actus interveniens is the primarily Brit Security Trust Company, N.A. attacks the valid
ish legal phrase meaning literally “a new in ity o f the deed o f trust in a lawsuit now pending
tervening act.” (See c a u s a t io n (d ) & l a t in is m s .) [read pending] in the United States District Court
Novus actus is sometimes used as an ellipsis for . . . .” Democratic Nat’l Comm. v. Washington
the full phrase. E.g., “On the assumed facts there Metro. Area Transit Common, 21 F.3d 1145, 1147
would be in my view no novus actus when the n.2 (D.C. Cir. 1994).
trainees damaged the respondent's property.”
(Eng.)
noxal (= o f or relating to a cause o f action
n o w is sometimes mistakenly used for present or
against an owner o f an animal or slave for damage
current as an opposite o f then, as in then-owner. done by the animal or slave) is, though hardly on
(See th e n (a ).) “The defendants are purchasing every lawyer's lips every day, common enough to
two o f the adjoining lots from the now owners merit inclusion in law dictionaries and in English-
[read present owners] thereof.” language dictionaries, from which it is regularly
omitted. E.g., “The 1825 amendment created an
n o w a y (s ). See n o w is e .
exception to the ability o f the owner to limit his
liability by noxal surrender o f the animal, a recog
n o w c o m e s . See c o m e (s) n o w .
nized Roman practice that foreshadowed limita
tion o f liability in modern admiralty.” William T.
n o w h e r e n e a r is colloquial for not nearly. Tête, In Defense o f Fault in the Guard Under
Article 2317, 61 Tul. L. Rev. 759, 765 n.37 (1987).
n o -w in -n o -fe e s y s te m is a phrase that some
The phrase noxal action figures importantly in
journalists use to describe contingent fees. E.g., Oliver Wendell Holmes's book, The Common Law
“[E]ven the more modest no-win-no-fee system (1881).
would in some cases create a dangerous pressure
on lawyers to cheat in order to eat.” Sedley, Break NSF ( = not sufficient funds) acts as an adjective
ing the Law, London Rev. Books, 18 May 1989, at where the full phrase is cumbersome and even
3. See c o n tin g e n t fe e . ungrammatical <an NSF check>.
604 nuclear
stating the maxim nullum crimen sine lege, some a new name such as “the no-such-corporation
times known as the principle o f legality.” Andrew plea.” Even so, many American jurisdictions, in
Ashworth, Principles o f Criminal Law 59 (1991). cluding the federal courts, do quite well without
See MAXIMS. the phrase.
4. Percentages may be spelled out <eight per Loquitur, 86 Mich. L. Rev. 333, 364 (1987). Some
c e n t or written as numbers <8 percent or journals, such as The New Yorker, would make
8% > . that sentence begin, Nineteen-eighty-four saw the
5. Numbers that begin sentences must always be publication . . . . But most writers and editors
spelled out. (See c.) would probably simply begin the sentence some
other way, as by writing, In 1984, three substan
B. C oupling Numerals w ith W ords. In 1992,
tial books on the subject appeared.
one lawyer wrote another, saying: “Dear Sally: I
D. Round Numbers. Except when writing
really enjoyed seeing you and your two (2) sons
checks or other negotiable instruments, omit dou
in the park last week.” All that was missing was
ble zeros after a decimal: $400 is better form than
the clincher, “Please give my warm wishes to
$400.00.
same.”
E. Decades. As late as the 1970s, editors regu
The noxious habit o f spelling words out and
larly changed 1970s to 1970*s. Today, however,
putting numerals in parentheses decreases the
the tendency is to omit the apostrophe.
readability o f much legal writing, especially
F. Judicial Votes. The preferred method for
d r a f t i n g . Following is a genuine example from a
recording an appellate court’s votes in a particu
Canadian court order:
lar case is to use numerals separated by an en-
That of the sum of twelve thousand five hundred dollars dash <a 5 -4 decision> <voted 6 -3 to r e v e r s o .
($12,500) payable to the Infant, the sum of twelve thou This method, which gives the reader more speed
sand dollars ($12,000) be paid to the District Registrar of than spelling out the numbers <five-to-four deci
the Supreme Court o f British Columbia, Vancouver, Brit
s i o n , is standard today—e.g.:
ish Columbia, to the credit of the Infant to be held on
behalf of the Infant until further order or until she shall
attain the age of nineteen (19) years and that the re
• “The majority was 6 -3 and the opinion was by
maining sum of five hundred dollars ($500) together with Chief Justice Warren— in itself significant, for
the sum of one thousand eight hundred and nineteen the Chief Justice normally reserves for himself
dollars and ninety-two cents ($1,819.92) be paid to X.Y. those onerous tasks likely to draw the most
Clarke, Solicitor for the Petitioners and the Infant on controversy.” Robert A. Liston, Tides o f Justice:
account of legal fees and disbursements.” (Can.)
The Supreme Court and the Constitution in Our
This belt-and-suspenders practice seems to have Time 168 (1966).
originated in a fear o f typographical errors: hence, • “In the 1974 Term, both Rehnquist and Powell
words were used instead o f numbers. (And we wrote heavily in 6 -3 and 5 -4 cases, Powell
gained the canon o f construction holding that, if writing in five 5 -4 and three 6 -3 rulings.” Ste
ever a discrepancy emerges between spelled-out phen L. Wasby, The Supreme Court in the Fed
numbers and numerals, the words control.) But eral Judicial System 178 (1978).
the words did not readily draw the eye to all the • “Some would argue that one Justice or two
important numerical figures, so these were added would not make that much difference— and that
in parentheses to alert readers. The result is often even the many 5—4 splits would gradually dis
a bog. appear—if the Supreme Court were staffed, as
Modern teachers o f drafting tend to prefer using they believe it should be, with men and women
the numerals alone. They caution drafters about who understand that constitutional adjudica
the urgent necessity o f reviewing numerals care tion is simply the job o f correctly reading the
fully because, as they note, a misplaced decimal Constitution.” Laurence H. Tribe, God Save
or an added zero (or three) can give rise to mal This Honorable Court 49 (1985).
practice claims. But if clarity and readability are
to be primary goals, the belt-and-suspenders ap For more on the en-dash, see PUNCTUATION (D).
If one prefers to spell out to instead o f using
proach must be rejected.
the en-dash, the phrase must be hyphenated if it
If, on the other hand, clarity and readability
functions as a ph r asal ad jective — e.g.: “ [M]ost
are not one's primary goal as a drafter—if one
o f the dissenters in this 5 to 4 [read 5-to-4\ ruling
is more concerned with unmistakable meaning,
feared that the majority had gone a long way in
however hard a reader might have to work to
that direction.” Gerald Gunther, Constitutional
get at it— then the belt-and-suspenders approach
makes perfect sense.
Law 1606 (11th ed. 1985). But if the numbers
function adverbially in the sentence, there are no
C. Not Beginning Sentences w ith Numerals.
hyphens <voted 5 to 4 to affirm>.
It is stylistically poor to begin a sentence— or,
as in the following example, a paragraph—with
numerals. E.g., “ 1984 saw the publication o f three numerous is often merely an inflated equivalent
substantial books on the subject . . . .” George o f many—e.g.: “Numerous [read Many] learned
D. Gopen, The State o f Legal Writing: Res Ipsa and brilliant men have believed in witchcraft.”
object 607
Thomas E. Atkinson, Handbook o f the Law o f o f weddings, in which it allows ambitious young
Wills 246 (2d ed. 1953). journalists to practice in e l e g a n t v a r ia t io n .
o
oasis. PI. oases. If the phrase must be shortened, dictum is the
usual form in AmE and in BrE— e.g.: “The appel
oath . A. And affirmation . Apart from its nonle- lees and the trial court cite Defreese v. Lake,
gal sense denoting a profane expression, oath has which, by obiter [read in dictum], quotes the pas
two different meanings: (1) a swearing to God sage above from Washburn”! “What Megaw, J.
that one’s statement is true or that one will be said in Yeoman Credit Ltd. v. Gregory was obiter
bound to a promise; or (2) a statement or promise [read dictum].” (Eng.)/ ‘T his was certainly the
made when one so swears. An affirmation is a intention in that case and therefore it is submit
similar declaration without the religious invoca ted that the statement within the parenthesis
tion. See affirm an t. was obiter [read dictum].” See d ic tu m (a ).
B. Under oath and on oath. The former is AmE C. In D issenting Ju dicial Opinions. A British
as well as BrE; the latter is primarily BrE. writer states that the phrase obiter dicta includes
“the content o f dissenting judgments made by a
obiit sine p ro le . See OSP. particular judge.” Stephen Foster, Business Law
Terms 73 (1988). That statement is itself mis
o b it e r d ictu m . A. Plural Form. The plural o f placed obiter dictum. As generally used, obiter
obiter dictum (= a judge’s passing remark) is dictum relates to nondispositive remarks in a
obiter dicta. E.g., “Any comment in Pegues I re majority opinion.
garding the merits o f Pegues’ Singleton claim was
obiter dicta [read dictum].” A tangential comment o b je c t, n. Only in legal writing may persons be
is dictum; tangential comments are dicta. See objects— e.g.: “If B is not a natural object o f A’s
d ictu m (c). bounty, a presumption arises that A did not in
B. Obiter as a Shortened Form. Obiter is pri tend to make a gift o f the property to B, but had
marily a BrE shortening o f the phrase obiter dic some other reason for causing B to be named as
tum. This elliptical form can be confusing when grantee.”/ “The rule that admits objects born after
standing for the noun phrase, since obiter alone the testator’s death and before the period o f distri
means “by the way”— e.g.: “In The Christina three bution, to share in the bequest, applies only where
out of five law lords expressed obiter doubts about the total amount o f the gift is independent o f the
the correctness o f the previous English decisions number o f objects among whom it is to be divided.”
. . . .” J.L. Brierly, The Law o f Nations 193 (5th (Eng.)
ed. 1955). John W. Salmond, the influential legal philoso
608 objectant
pher, addressed this point head-on: “Certain writ ing to them a somewhat similar relation, but
ers . . . consider that the object o f a right means attached to them by a preposition” (Fowler, MEU1
some material thing to which it relates; . . . oth 393). For example:
ers admit that a person, as well as a material
thing, may be the object o f a right.” Salmond on • “He continued the medicine a few days longer,
Jurisprudence 265 (Glanville Williams ed., 11th and then substituted the penicillin with tetracy
ed. 1957). To Salmond’s way o f thinking, the sub cline [read substituted tetracycline for the peni
ject o f a right is its content (e.g., an entitlement cillin or replaced the penicillin with tetracy
to claim damages), whereas the object o f a right cline]” (This use o f substitute for replace,
is the person or thing for whose benefit the right resulting from a confusion over the type o f ob
exists. ject that each verb may take, is labeled “incor
Moreover, in the legal idiom, some persons may rect” in the OED.)
be objects while others are nonobjects: “If a donee • “ [T]he probability is that the judge himself will
o f a special power makes an appointment to an instruct a verdict o f Not Guilty to be returned
object o f the power in consideration o f a benefit . . . .” P.S. Atiyah, Law and Modern Society 21
conferred upon or promised to a nonobject, the (1983). (The judge will instruct the jury, not the
appointment is ineffective to whatever extent it verdict. See h y p a l l a g e .)
was motivated by the purpose to benefit the non • “Counsel does not cite us a case that is any
object.” way analogous to the present case.” (Counsel is
citing not the court but a case.)
o b je c ta n t; o b je c to r . Both words mean “one who Unfortunately, there is no simple rule for de
contests a will.” For purposes o f d if f e r e n t ia t io n , termining which verbs are reversible and which
objectant is perhaps preferable in this sense, inas are not; one must rely on a sensitivity to idiom
much as objector has other uses in the language and a knowledge o f what type o f subject acts
o f the law, such as “one who objects to the admis upon what type o f object with certain verbs. It is
sion o f certain evidence at trial,” or in the phrase perfectly legitimate, for example, either to inspire
conscientious objector. a person with courage or to inspire courage in a
In the context o f wills, then, objector might be person. Impress, likewise, is a reversible word. A
called a n e e d l e s s v a r ia n t : uObjectants, who are court may impress a constructive trust on prop
the decedent’s next o f kin, appeal from a decree erty, or impress property with a constructive
o f the Surrogate’s Court o f King’s County, which trust. Cf. o u s t & se r v e .
adjudged the bequest in that paragraph to be a But the switch does not work with similar
valid charitable trust and directed that letters o f words such as instill or inculcate. Good teachers
trusteeship issue.”/ “The language o f the will and instill or inculcate values into students but cannot
the actions o f the objectors [read objectants] com properly be said to instill or inculcate students
pel the conclusions that the objectors [read object with values. See in c u lc a te .
ants] are entitled to $1.00 each and are not enti
tled to share in the residue o f the estate because o b je c t t o ------- in g . The modem idiom uses a pres
o f the in terrorem clause.” See c a v e a to r & c o n ent participle, not an infinitive. E.g., “If any per
te s ta n t. Cf. p r o te s ta n t. son called to give evidence objects to take [read
objects to taking] an oath, such person must make
Objectify, dating from the
o b je c tify ; o b je c tiv iz e . the following promise and declaration.”
mid-19th century, means either (1) “to make into
an object,” or (2) “to render objective.” Objectivize, o b lig a b le . So spelled. See - a t a b l e .
dating from the late 19th century, means “to ren
der objective.” It would be convenient for the o b lig a n t. See o b lig e e (d ).
words to undergo d if f e r e n t ia t io n , so that objec
tify would be confined to its sense (1), while ob o b lig a te . See o b lig e .
jectivize would preempt objectify in the latter’s
sense (2). See r e ify .
obligatio. This Roman-law term carries no
meaning that is not equally well conveyed by the
o b je c to r . See o b je c ta n t. ordinary English word obligation. “Being valid,
the state law created an obligatio, a personal
O b j e c t -S h u f f l i n g . This term, in the words o f liability o f the owner o f the Hamilton, to the
its inventor, “describes what unwary writers are claimants.” (Holmes, J.) Rarely did Justice
apt to do with some o f the many verbs that re Holmes so indulge himself in such unnecessarily
quire, besides a direct object, another noun bear recherché terms.
obnoxious 609
o b lig a tio n , a basic word in the civil-law tradi and debtor (= obligor) instead. A leading jurist
tion, carries a double sense: (1) a duty to perform explains why: “Etymologically, ‘obligee’ suggests
or to refrain from acting; or (2) a mutual legal the idea o f a person’s being obliged, but in current
relationship imposing a complex o f rights and usage this meaning is actually more commonly
duties. Maine pointed out a “puzzling peculiarity” attached to the term ‘obligor’; but where usage is
relating to sense (2)— a peculiarity because we neither logical nor securely established, one
are accustomed to acquainting obligation with should avoid using potentially misleading expres
duty: “ ‘Obligation’ [in Homan law] signified rights sions.” D. Neil MacCormick, “General Legal Con
as well as duties, the right, for example, to have cepts,” in 11 The Laws o f Scotland: Stair Memo
a debt paid as well as the duty o f paying it.” rial Encyclopaedia 1029, at 371 n.3 (1990). For
Henry S. Maine, Ancient Law 270 (17th ed. 1901; an example in which obligee and obligor are given
repr. [New Universal Lib.] 1905, 1910). In civil senses opposite their ordinary current senses, see
law, the term obligation embraces contracts, George J. Bell, Principles o f the Law o f Scotland
torts, and quasi-contracts. See d u ty . § 26, at 14 (10th ed. 1899).
B. Pronunciation. Obligee has a soft -g- lob-li-
o b lig a tiv e . See o b lig a to r y . jee/y whereas obligor has a hard one lob-li-
gohrL Cf. su b ro g e e .
C. Senses. Several dictionaries, such as The
o b lig a to r . See o b lig e e ( d ). -
Random House College Dictionary (rev. ed. 1988)
and Webster’s New World Dictionary (1979), de
o b lig a to r y ; o b lig a tiv e . The general term is
fine obligee in its etymological sense, as if it were
obligatory (= required; mandatory). Obligative is synonymous with obligor. Random House, for ex
a grammatical term for the mood o f verbs express
ample, defines obligee as “a person who is under
ing obligation or necessity.
obligation,” but that meaning ought to be reserved
for obligor. An obligee, in modern usage, is one to
o b lig e ; o b lig a te . The differences between these whom an obligation is owed.
terms lie more in their uses than in their senses. D. V ariations on obligor . Obliger and obligator
Both words may mean “to bind by law or by moral are n e e d l e s s v a r ia n t s o f obligor, the usual and
duty.” In legal contexts, the sense o f both words therefore the preferable form in legal writing.
is usually “to bind by law”— obligate occurring Obliger /d-bli-jdr/ is the nonlegal form. Obligant
more frequently—whereas in lay contexts the is also a n e e d l e s s v a r ia n t , except in Scots law,
sense o f moral duty predominates. in which it is the predominant form.
Oblige is used in the sense “to bind by legal tie”
only in legal writing. E.g., “While one, by making o b liv io u s takes the preposition o f in its strictest
an entry to the other’s debit, lays him under an sense o f “forgetful.” ( Oblivion = forgetfulness or
obligation, it is only the latter that is obliged.” forgottenness, not momentary distraction.) The
Oblige has the additional sense “to do a favor for; more popular significance o f oblivious today is
to bind (someone else) by doing a favor—a sense “unmindful; unaware; unobservant.” This seman
not shared by obligate.” tic shift represents a grave attenuation in mean
Obliged (= bound by law, duty, or moral tie) ing. Today to is the more common mate o f oblivi
often functions adjectivally in a way that obli ous, though fastidious speakers and writers
gated ordinarily does not— e.g.: “The California continue to use of.
Court o f Appeals felt obliged to yield to the su Oblivious is here used correctly with regard
premacy o f a federal treaty over state law.” to the preposition, and less correctly from an
Oblige is a casualism in the sense “to favor, etymological point o f view: “The law does not
bestow, or entertain.” E.g., “Appellant wrote the discriminate between the rescuer oblivious o f
clerk o f the court o f appeals and requested that peril and the one who counts the cost.” (Cardozo)
all motions filed by his counsel be withdrawn and
that a mandate o f affirmance issue forthwith; o b n o x io u s today generally means “offensive, ob
the court obliged and the mandate issued.”/ “The jectionable.” In legal writing, however, it often
court requested the government to summarize carries the sense “contrary,” as here: “To give
the evidence that would be offered at trial, and effect to the limitation in favor o f C’s heir, when
the government obliged with a description o f the he is ascertained, would be obnoxious to the cardi
surveillance.” nal principle that a man cannot create a springing
interest.”
o b lig e e ; o b lig o r. A. General P olicy fo r Han An even rarer sense o f the word, used only in
dling These Terms. The wisest policy is probably legal and literary contexts, is “exposed to harm
not to handle them at all: use creditor (= obligee) or liable to something undesirable.” E.g., “This is
610 obrogate
a similar case, and it is obnoxious to similar rooted in imprecise thought or lack o f consider
criticism” (Eng.) (adapted from OED quotation). ation for the reader. Following is an example of
the kind o f obscurity typically found in the worst
o b ro g a te . See a b rog a te . o f legal writing: “Upon the other hand, if the
defendant in error could not possibly, by the use
o b s ce n ity . A. Sense. The multipronged tests for o f reasonable means and due diligence, have pro
obscenity have evolved considerably since Justice cured the information necessary for her to have,
Potter Stewart remarked, “[P]erhaps I could in order to make due proof o f the death o f Archie
never succeed in intelligibly [defining obscenity], Hicks, the law did not impose upon her, as a duty,
but I know it when I see it.” Jacobellis v. Ohio, the attempted doing o f an impossible thing.” This
378 U.S. 184,197 (1964) (Stewart, J., concurring). obtuseness is due perhaps partly to the metaphys
In 1973, the U.S. Supreme Court spelled out a ical notion involved, but certainly also to the
three-part test: if the average person applying pompous phraseology. See WOOLLINESS & PLAIN
contemporary community standards would find LANGUAGE.
that, taken as a whole, the material appeals to Indeed, the main root o f the problem is purely
the prurient interest in sex, portrays sexual con psychological: “Most obscurity, I suspect, comes
duct in a patently offensive way, and lacks serious not so much from incompetence as from ambi
literary, artistic, political, or scientific value. tion—the ambition to be admired for depth o f
Miller v. California, 413 U.S. 15, 24 (1973). sense, or pomp o f sound, or wealth o f ornament.”
Because that test involves a variable stan F.L. Lucas, Style 74.(1962). More bluntly still:
dard—“contemporary community standards”— “The truth is that many writers today o f mediocre
the equation varies from locale to locale. In 1983, talent, or no talent at all, cultivate a studied
a judge on the U.S. Court o f Appeals for the obscurity that only too often deceives the critics,
Second Circuit reluctantly concluded that “the who tend to be afraid that behind the smoke
community standards in New York are so low screen o f words they are missing the effectual
that nothing is obscene.” U.S. u. Various Articles fire, and so for safety’s sake give honour where
o f Obscene Merchandise, 709 F.2d 132, 138 (2d no honour is due.” G.H. Vallins, The Best English
Cir. 1983) (Meskill, J., concurring). 106 (1960).
B. A nd indecency . Neither obscenity nor inde A. Overelaboration. One cannot improve upon
cency named a common-law crime, but each de what Cardozo wrote about the m y t h of preci
scribed acts that were considered crimes. The s io n : “There is an accuracy that defeats itself by
two are sometimes considered interchangeable, the overemphasis o f details. I often say that one
although indecency is arguably broader because must permit oneself, and that quite advisedly and
it may encompass anything that is outrageously deliberately, a certain margin o f misstatement.
disgusting. . . . [T]he sentence may be so overloaded with all
The High Court o f Justiciary, in Scotland, has its possible qualifications that it will tumble down
held that indecent and obscene are not synony o f its own weight.” Law and Literature, 52 Harv.
mous. See McGowan v. Langmire, 1931 J.C. 10, L. Rev. 471, 474 (1939). Edgar Allan Poe put the
13 (1930). Indecency was held to be the milder same point a little differently: “In one case out of
term: nudity, for example, is indecent but not a hundred a point is excessively discussed because
necessarily obscene. As a matter o f degree, there it is obscure; in the ninety-nine remaining it is
fore, obscene is the term to which stronger disap obscure because excessively discussed.” (As
proval attaches. quoted in Ashbel G. Gulliver, Cases on Future
C. A nd obsceneness. If there is a DIFFERENTIA Interests 13 (1959).) See o ver par ticu lar izatio n .
TION between the two, obscenity is more o f a static B. Initialese. Another kind o f obscurity results
fact and obsceneness more o f a quality. The latter from the overuse o f acronyms, with which the
is more rare— e.g.: “[T]he search warrant (1) au reader must repeatedly try to become familiar.
thorized seizure o f all copies o f the books in ques E.g., “This memorandum examines the effect o f a
tion and (2) was issued without an adversary P.U.C. determination o f L.C.R.A. standing to be
hearing on the issue o f their obsceneness.” A an intervenor contestant as it affects plaintifFs
Quantity o f Copies o f Books v. Kansas, 378 U.S. claim that L.C.R.A. lacked sufficient interest to
205, 215 (1964) (Harlan, J., dissenting). justify its opposition to the Texland application
for C.C.N.” One’s writing should be more accessi
O b s c u r it y , generally speaking, is a serious of ble to readers than that. If it is to contain acro
fense. Simple subjects are often made needlessly nyms, these should be few and should appear
difficult, and difficult subjects are often made one at a time, not all together. See in itialese &
much more difficult than they need be. ACRONYMS AND INITIALISMS.
Obscurity has myriad causes, most o f them C. Abstractness. See ABSTRACTITIS.
occupancy 611
intent can be determined from the will itself, rigid necessity is “to prevent the necessity (from aris
observation [read observance] o f precedent and ing),” hence to make unnecessary: “This posture
other rules is not absolute and controlling.” Huds o f the case obviates the necessity o f our attempting
peth v. Hudspeth, 756 S.W.2d 29, 32 (Tex. App.— to articulate a generally applicable principle o f
San Antonio 1988). ‘finality or ‘ripeness’ beyond what has already
Less commonly, observance sometimes mistak been said in the cited cases.”/ “Professor Easter-
enly displaces observation— e.g.: “This proceeding brook would move us away from this core o f first
was heard ore tenus by the court, and its ques principles toward the periphery populated by
tions indicated its keen observance [read observa managerial techniques— a realm in which the bu
tion] o f the demeanor o f each and every witness reaucratic task o f punching figures into a suppos
who testified in the case.” Jenkins v. Jenkins, 232 edly passive and neutral machine obviates the
So. 2d 680, 681 (Ala. Ct. Civ. App. 1970). need for judges to make and defend hard choices.”
Obviate is sometimes misunderstood as mean
o b s te tr ic (a l). The common and preferred form is ing “to make obvious” or “to remedy”; the latter
obstetric. error occurs here: “If the company realized that
the slipperiness constituted an unreasonable risk
to business visitors, it should have either taken
o b s tr u c tio n o f ju s t ic e (= interference with the
steps to obviate [read remedy] the condition or
orderly administration o f law) is a broad phrase
given visitors warning thereof.”
that captures every willful act o f corruption, in
timidation, or force that tends somehow to impair
{clearly,
o b v io u s ly , like other dogmatic words
the machinery o f the civil or criminal law.
undoubtedly, undeniably), is one that “lawyers
tend to use when they are dealing with exception
o b s tr u c tiv e ; o b s tr u c tio n a l; o b s tr u c tio n a r y .
ally obscure matters.” Grant Gilmore, The Death
The second and third forms are n e e d l e s s v a r i
o f Contract 116 n.63 (1974). See c le a r ly & d o u b t
ants.
le s s (ly ).
o b ta in is a f o r m a l w o r d for get. For the corres o c c u p a n c y . Most speakers o f English, when they
ponding noun, see o b ta in m e n t. hear this word, are likely to think about how full
a building is, as in the “occupancy rate” o f a hotel.
o b ta in m e n t; o b ta in a n c e ; o b ta in a l; o b te n tio n . But occupancy has a technical legal sense that
Though all four have appeared in legal writing, nonlawyers are likely unaware of: “the taking
obtainment is the most natural and the most possession o f something having no owner, with a
frequent. The others are n e e d l e s s v a r ia n t s . view to acquiring it as property.” The term there
fore appears often in the context o f adverse pos
o b v e r s e . See c o n v e r s e . session—e.g.: “[W]e are o f the view that the in
612 occupant
quiry must focus on the events that led to result is nothing short o f a m alapr o pism —e.g.:
defendant’s exclusive occupancy o f the property, “There is an odious [read odorous or malodorous]
which serves as the basis for his adverse posses smell emanating from this case and one wonders
sion claim.” Pitson v. Sellers, 613 N.Y.S.2d 1005, for whose benefit the motion to dismiss Vaccaro
1006 (Sup. Ct. 1994)./ “Montana law requires oc was filed.” State Farm Mut. Auto. Ins. Co. v.
cupancy and payment o f taxes to prove adverse Noble, 430 S.E.2d 804, 808 (Ga. Ct. App. 1993)
possession . . . .” Lindey’s, Inc. v. Goodover, 872 (Blackburn, J., dissenting)./ “O’Connell testified
P.2d 767, 771 (Mont. 1994). that her offices were not provided daily cleaning
service, as required under her lease, and that an
o c c u p a n t; o c c u p ie r . These synonyms are both odious stench [read stench] had permeated the
old, and both have historically been used in legal hallways as a result o f the flooding in the rest
writing to denote “one who takes possession o f rooms.” Columbus Properties, Inc. v. O'Connell,
property.” If any distinction in use exists, it is 644 A.2d 444, 446 (D.C. Ct. App. 1994). See
that occupier is more common in BrE than in the odorous.
AmE. E.g., “The scheme o f the Act at least allows,
if it does not encourage, agreement between the odorous; odoriferous; malodorous. Odorous
land occupier and the local planning authority.” = smelly. Malodorous carries even stronger nega
(Eng.) Nevertheless, occupant is also used with tive connotations. Odoriferous, a frequently mis
great frequency in BrE. used term, has historically almost always had
positive connotations in the sense “fragrant.” It
o c c u r r e n c e . So spelled; occurence and occurance should not be used in reference to foul odors.
are fairly common misspellings. Odiferous is an inferior, shortened rendering o f
odoriferous. See odious.
o c h lo c r a c y . See m o b o c r a c y .
-0 (E )S . See PLU R A LS (C ).
-OCRACY. See governm ental form s.
never manifested itself more clearly than in his [read impossible to execute], or unreasonable.” Cf.
appreciation o f the inevitability o f the diver NOUNPLAGUE. See difficult of.
gence o f the paths o f crime and o f tort . . . D. O f a . . . nature. This phrasing is almost
H.G. Hanbury, English Courts o f Law 43 (2d always unnecessary, for the adjective may always
ed. 1953). [A possible revision: Henry II had be used alone— and with greater force; e.g., act o f
rare genius, which never manifested itself more a tortious nature reads better tortious act.
clearly than in his appreciation that the paths E. For from. This usage, an a r c h a is m , still
o f crime and o f tort would inevitably diverge. appears with some frequency in legal writing—
(From six ofs to two.) The revision also fixes the e.g.: “If I order mutton o f [read from] X, and he
r e m o t e r e l a t i v e and uncovers a b u r i e d v e r b supplies me with beef, or decomposed mutton, the
((divergence).] failure o f performance is as complete as if X had
• “To one innocent o f knowledge o f the history supplied nothing.” It is commonly seen in the
o f religions, the preoccupation o f ecclesiastics, DOUBLETto recover o f and against. See purchase
many o f them celibate, with sexual matters may (C ).
seem inexplicable.” Glanville Williams, The
Sanctity o f Life and the Criminal Law 48 (1957). of and from. This phrase is a hallmark o f—not
[A possible revision: To one who knows nothing to say from— musty l e g a l e s e . The word from
about the history o f religions, the preoccupation generally suffices as a replacement—e.g.: “Owner
o f ecclesiastics—many o f them celibate—with and Broker jointly covenant and agree to indem
sexual matters may seem inexplicable. (From nify and hold such person harmless o f and from
five ofs to two.)] [read from] any claim arising from the compliance
• “ [I]n the judicial task o f supervising the admin with this authorization.” That sentence could use
istration o f estates o f deceased persons, or of a thorough overhaul, but the phrase o f and from
controlling the actions o f trustees, judges are is as good a place to start as any.
called upon to make simple orders [that] in
practice will often be uncontested, and the task of counsel. This anglicization o f the l a w l a t in a
is then o f an administrative character.” P.S. consiliis is still sometimes applied to “the counsel
Atiyah, Law and Modern Society 37 (1983). [A employed by a party in a cause, and particularly
possible revision: In the judicial task o f super to one employed to assist in the preparation or
vising the administration o f decedents* estates, management o f a cause, or in its presentation on
or o f controlling trustees* actions, judges are appeal, but . . . not the principal attorney o f
called upon to make simple orders that in prac record” (Black's).
tice will often be uncontested, and the task is But the term is more commonly used in the
then administrative. (From six ofs to three.)] U.S. in reference to a lawyer (usu. semiretired)
who is affiliated with a private law firm, though
As the examples illustrate, reducing the ofs by 50 not as a member, partner, or associate. The
percent or so can, even at the sentence level, phrase always indicates relationship, and often
greatly improve the briskness and readability o f status as well. The phrase is often shortened to
the prose. counsel. See counsel.
B. Superfluous in Dates. December o f 1987 The phrase is becoming a title in the minds
s h o u ld be December 1987. See d a t e s ( b ). o f American lawyers, many o f whom therefore
C. Difficult of, etc. This construction, illus capitalize O f Counsel in midsentence. Otherwise,
trated in the examples that follow, is now peculiar the phrase will create what for many readers is a
to the legal idiom. It is also easily improved by MISCUE— e.g.: “As o f 1991, Judge Gee became Of
making the wording more direct: “We cannot say Counsel with Baker & Botts.” Some writers delete
that this effort was so improbable o f success [read the of: “As o f 1991, Judge Gee became Counsel
unlikely to succeed] that all discovery ought to [or counsel] with Baker & Botts.”
have been denied.”/ “To attempt to catalogue the
ways and means would be undesirable, and im of course. This phrase, interestingly, seems to
possible o f attainment [read impossible to attain].9* have originated as a po pu lar ized l e g a l t e c h n i
(Eng.)/ “He has been guilty o f inability to do that c a l it y . It appears to have been a l o a n t r a n s l a
which in the case o f such a store in such a place t io n o f the medieval phrase writ de cursu (= a
must be far from easy o f performance [read far writ issued as a matter o f course), which in due
from easy to perform] in the absence o f skilled time became writ o f course. E.g., “The barons
clerical aid.” (Eng.)/ “The question posed at first feared this growth o f royal power and it was
blush would appear to be one easy o f answer [read provided that, henceforth, the Chancellor would
easy to answer].*! “The legislature does not intend seal no writ, which was not an existing writ
a result that is absurd, impossible o f execution (known as writ ‘o f course*), except with the sane-
614 offence
tion o f the king and council.” L.B. Curzon, English o f willingness to be bound by contract to the
Legal History 28 (2d ed. 1979)./ “When trespass person to whom the offer is made, if he accepts
became a writ o f course, about 1250, the recovery the offer unconditionally and within a reasonable
o f unliquidated damages was a well-known prac time. The offer then becomes a promise. A con
tice . . . .” William F. Walsh, A Treatise on Eq tract is made up o f one or more promises and
uity 7 (1930). See as o f co u rs e . when a contract is made, and not till then, the
From the sense “as a matter o f course,” the parties are bound. Therefore an offer is revocable,
phrase o f course took on the sense “naturally; a promise is not.” William R. Anson, Some Notes
obviously; clearly.” Like those defining words, it on Terminology in Contract, 1 Law Q. Rev. 337,
is sometimes used to fortify lame propositions. It 337 (1891). See p r o m is e (a ).
therefore requires careful, responsible use. See B. A nd invitation to treat . “The distinction be
clea rly . tween an offer and an invitation to treat is often
hard to draw as it depends on the elusive criterion
o ffe n c e . See offen se. o f intention.” G.H. Treitel, The Law o f Contract
11 (8th ed. 1991). In BrE, the phrase invitation
o ffe n d a n t is a n e e d l e s s v a r ia n t o f offender— to treat denotes an invitation to make an offer, as
e.g.: “But once again, many offendants [read of opposed to an offer in itself; examples include
fenders] do well in this category.” George D. a menu in a restaurant, wares displayed in a
Gopen, The State o f Legal Writing: Res Ipsa Lo storefront window, and an auctioneer's request
quitur, 86 Mich. L. Rev. 333, 348 (1987). for bids. In AmE, the phrase is rarely if ever used:
instead, writers on the law o f contract generally
o ffe n se ; o ffe n c e . The first is the AmE spelling, use roundabout wordings such as entertainment
the second the BrE spelling. In BrE and AmE o f bids, proposal made to the public, and invitation
alike, the word is preferably accented on the sec to make an offer. The last o f these has much to
ond syllable /d-fents/. Unfortunately, because be said in its favor because it is immediately
American sports-talk puts the accent on the first comprehensible to a broad spectrum o f readers.
syllable (/of-ents/)ymany American police officers, C. Firm offer . A “firm” offer contains a promise
criminal lawyers, and criminal-court judges have not to revoke it for a specified period.
adopted this pronunciation even in the legal sense D. Offer in Criminal Law. Criminal lawyers
o f the word. The sound o f it puts the literate have given offer an odd meaning by making it
person's teeth on edge. synonymous with attempt, q.v. Thus an offer to
The word is sometimes used synonymously with commit battery is a threat that makes a person
crime, but at other times it is intended to have a reasonably apprehend that he or she is about to
broader meaning. Jeremy Bentham, for example, be battered. One unfamiliar with this strange
defined offense in two ways: (1) an act that “ap phraseology might mistakenly assume that the
p e a ls ] . . . to have a tendency to produce mis phrase offer to commit battery is contractual in
chief” (Jeremy Bentham, The Principles o f Morals nature and relates to sadomasochism.
and Legislation 178 (1823 ed.; repr. 1948)); and
(2) “an act prohibited, or, (what comes to the same o ffe r o f e v id e n c e ; o ffe r o f p r o o f. An offer o f
thing) an act of which the contrary is commanded evidence is the last step in the introduction of
by the law” (id. at xix, § 1). evidence. The proponent o f tangible evidence
In BrE, and to a lesser extent in AmE, lawyers (writings, photographs, murder weapons, and the
commonly distinguish crimes (at common law) like), after evidence has been marked for identifi
from offenses (created by statute). It is common cation, allows the judge and opposing counsel the
in both speech communities to use offense for the courtesy o f examining it before a witness authen
less serious infractions and crime for the more ticates it. Once the evidence has been authenti
serious ones. Lawyers would not speak o f the cated, the proponent says, for example, “Your
“offense” o f murder. Nor would they refer to the Honor, we now offer into evidence what has been
“crime” o f parking a car in the wrong place. marked Plaintiff's Exhibit No. 5.” One “offers”
Even so, because offense is generally so closely testimonial evidence simply by engaging in direct
associated with the idea o f crime, the phrase civil examination or cross-examination.
offense is needlessly confusing. The phrase civil An offer o f proof is a means o f preserving the
wrong (q.v.) is preferable. See crim in a l offe n se . record for appeal. It consists in a lawyer's adduc
ing what that lawyer expects to be able to prove
o ffe r. A. And promise . “There is surely a differ through a witness's testimony, and it usually oc
ence,” wrote a 19th-century English scholar, “a curs outside the jury's presence and only after a
profound difference in legal significance, between judge has sustained an objection to the introduc
an offer and a promise. An offer is an expression tion o f the evidence. An offer may be made o f
o ff o f 615
Glanville Williams, Textbook o f Criminal Law 78 past participle. E.g., “NFO then refused to pay
(1978). Cf. o u tsid e of. Smith, . . . contending that the amount NFO
owed Smith was offsetted [read offset] by the dam
o f f p o in t has, in AmE, become the antonym o f age caused by Smith’s breach o f his January 9,
on point— e.g.: “The Ohio case is so far off point 1973 contract.” Natfl Farmers Org. v. Smith, 526
on its facts that one must stretch his imagination S.W.2d 759, 763 (Tex. Civ. App.— Corpus Christ!
to compare that Court’s holding and facts to the 1975)./ “[T]he lower court . . . properly consid
instant case.” Geurin Contractors, Inc. v. Bitumi ered . . . the disparity between appellee’s earning
nous Casualty Corp., 636 S.W.2d 638, 643 (Ark. capacity and appellant’s substantial income off
Ct. App. 1982)./ “The dissent’s cases are off-point setted [read offset] by his reasonable expenses
[read off point]” LeCroy v. Hanlon, 713 S.W.2d and direct support o f Eric.” Steenland-Parker v.
335, 342 n.10 (Tex. 1986)./ “The plaintiff’s argu Parker, 544 A.2d 1010,1013 (Pa. Super. Ct. 1988).
ment is off p oin t” U.S. Leasing Corp. v. City of See set-off.
Chicopee, 521 N.E.2d 741, 744 n.4 (Mass. 1988).
o ff-th e -r e c o r d , adj. This is the standard phrase
o ffr e c o r d . See o ff-th e -r e c o r d . for any comment explicitly not for recordation or
attribution. As a ph r asal a d je c tiv e preceding
offset, n., is perfectly acceptable in American what it modifies, it should be hyphenated, but not
legal writing. This usage is first recorded in the when it follows what it modifies <an off-the-record
OED as an Americanism from 1769. Nearly fifty sta te m e n t <a statement off the record>. Some
years later, John Pickering wrote: “This is much writers have experimented with offrecord; that
used by lawyers o f America instead o f the English word is not yet standard.
term set-off; and it is also very common, in popular
language, in the sense o f equivalent. . . . It is
o f o p in io n . See o p in io n , o f (the).
not in the dictionaries.” J. Pickering, A Vocabu
lary 142 (1816) (emphasis omitted).
Today the word is commonplace, in dictionaries o fte n , as an adverb, need not be hyphenated in
and elsewhere— e.g.: “Allowable offsets are sub phrases such as the one in the following sentence:
tracted from the consumer’s actual damages be “Occurring at the end o f eight days o f often-starry
fore trebling, necessarily reducing the amount o f [read often starry] and emotional deliberation in
damages subject to trebling.” Deborah J. Bullion, State Supreme Court in Manhattan, the verdict
An Understanding o f Damages Recoverable Under ended a highly publicized and sensational murder
the DTPA, 20 St. Mary’s L.J. 667, 685 (1989)./ trial in New York.” Ronald Sullivan, Steinberg Is
“Finally, the Trustee argues that . . . we are, in Guilty o f First-Degree Manslaughter, N.Y. Times,
effect, sanctioning an impermissible offset o f a 31 Jan. 1989, at A l.
fraudulent conveyance against general unsecured
claims.” United Energy Corp. v. Rider, 944 F.2d o fte n tim e s is, in all cases, unnecessary for often.
589, 597 (9th Cir. 1991)./ “[T]he only statutorily E.g., “Both o f these statutory schemes were in
permissible offset to an approved progress pay harmony with the common-law doctrine o f sover
ment is ‘an amount necessary to satisfy any eign immunity, but had the effect o f lessening the
claims, liens or judgments’ . . . .” Christ Gatzonis oftentimes [read often] harsh results achieved in
Elec. Contractor, Inc. v. New York City Sch. applying that doctrine.”/ “The plaintiff gave no
Constr. Auth., 23 F.3d 636, 641 (2d Cir. 1994). evidence o f an intent that oftentimes [read often]
appears to establish an enterprise independent of
offset, v.t., is generally inferior to set off, al profits or losses.” See r e d u n d a n c y .
though it cannot rightly be condemned as an
error. E.g., “[T]he division o f property was, or will
o f th e essen ce. In the law o f contract, this phrase
be, approximately equal and the two amounts makes certain stipulations more important than
would offset each other.” Welsh v. Welsh, 869 others; any failure to perform such a stipulation
S.W.2d 802, 807 (Mo. Ct. App. 1994)./ “Specifi justifies a rescission. See tim e is o f th e essen ce.
cally, Austin Mutual contends [that] the $100,000
collected from Leichtenberg’s insurer should offset
the $100,000 in total underinsured motorist limits o f (the) o p in io n . See o p in io n , o f (the).
under King’s policy, leaving no remaining cover
age due by Austin Mutual.” Austin Mut. Ins. Co. o lfa ctio n , d e te c t b y is a laughable pomposity
v. King, 29 F.3d 385, 388 (8th Cir. 1994). for smell. E.g., “The marijuana was discovered in
What can be condemned as an error—and a plain view during the course o f a subsequent
gross one—is using offsetted as a past tense or maritime search o f the vessel, and, in any event,
on 617
the distinctive odor o f the contraband weed appar sion, ordinarily denotes the failure to do some
ently was ubiquitous and easily detected by olfac thing. E.g., “Nor will the surety be discharged
tion on board and well beyond the Lady Mar.” by the creditor’s omission to inform him . . . .”
Here we also have in e l e g a n t v a r ia t io n (mari Laurence P. Simpson, Handbook on the Law o f
juana . . . the contraband weed) and misuse o f Suretyship 406 (1950)./ “When we speak o f an
ubiquitous (= universal). Cf. o c u la r . omission we mean something that the accused
could have done if he had been minded to do so
o lig o p o ly ; o lig o p s o n y . The former denotes con and had prepared himself in time, or at least
trol or domination o f a market by a few large something that another in his place could have
sellers; the latter, control or domination o f a mar done.” Glanville Williams, Criminal Law 4 (2d
ket by a few large customers. Cf. m o n o p o ly (d ). ed. 1961). See o m it [ + in fin itiv e ].
B. And forbearance. An omission is an uninten
tional negative act, whereas a forbearance is an
o lo g ra p h . See h o lo g ra p h .
intentional negative act. Unfortunately, some le
gal writers use omission when they mean, forbear
om b u d sm a n ; om b u d s; o m b u d s p e rs o n . Om
ance— a habit contributing to sloppy analysis.
budsman = (1) an official appointed to receive,
investigate, and report on private citizens’ com
o m it [ + in fin itiv e ]. This construction, in which
plaints about the government; or (2) a similar
omit means “to neglect,” appears today primarily
appointee in a nongovernmental organization.
in legal prose. E.g., “A person who wrongfully
Originally a Swedish word denoting a commis
omits to perform a particular act required o f him
sioner, ombudsman spread throughout the world
is liable in damages for all the consequences that
during the mid-20th century as governments saw
may ordinarily ensue therefrom.” It is a lawyers’
the wisdom of having such an official. Though
expression that is neither j a r g o n nor l e g a l e s e ,
the word entered the English language only as
but an obsolescent grammatical construction. See
recently as 1959, it caught on remarkably well.
o m is s io n (a ).
But, despite its prevalence throughout the
English-speaking world, this word may prove to
o m itta b le . See o m is s ib le .
have a short life-span. Because o f the -man suffix,
many writers consider it sexist. Some have taken
o m n ib u s , adj. (= relating to or serving for nu
to lopping off the suffix, and, though the word
merous distinct objects at once; comprising a large
ombuds looks distinctly un-English and remains number o f items or particulars [OED]) is a LEGAL
unrecorded in most English dictionaries, it is sur
ISMmost often used in the legislative phrase om
prisingly common—e.g.: “In Denmark, the Con
nibus bill. But omnibus also has other uses in
sumers’ Ombuds has been given statutory respon
legal writing—e.g.: “The appeal brings up for re
sibility for handling consumer complaints . . . .”
view the denial, after a hearing, o f . . . defen
Evaluating Electronic Payment Systems in the dant’s omnibus motion . . . .” People v. Lopez,
UK, American Banker, 28 Sept. 1987, at 25. 497 N.Y.S.2d 452, 452 (App. Div. 1986).
Several writers have tried ombudsperson, but
that form should be allowed to wither. (See
o n ; u p o n . These synonyms are used in virtually
s e x is m (B).) Others have experimented with om
the same ways. The distinctions are primarily in
buds officer, which at least satisfies one’s desire tone and connotation. On, the more usual word,
to have a word that looks as if it denotes a per
is generally preferable: it is better to write service
son— e.g.: “Columbia University last week named
on a defendant than service upon a defendant.
its first *ombuds officer9 as a reference point on E.g., “As this case centers upon [read on] the
campus for people who have grievances within strength o f local Mississippi policies, this course is
the university and are looking for options to deal
mandated by the principles o f federalism.”/ “The
with them.” Campus Life: Columbia, N.Y. Times, burden is upon [read on] the petitioner to show
14 July 1991, § 1, pt. 2, at 31.
that this is true.”/ “Plaintiff alleged that in reli
ance upon [read on] an inaccurate FHA inspection
om issib le; om itta b le. The latter is incorrect. made in approving FHA mortgage insurance, he
was induced to buy a house for an excessive price.”
om ission . A. Generally. Among nonlawyers, But upon is the better word for introducing a
this word has a narrower sense than it does condition or event—e.g.: “ Upon being served with
among lawyers. To the nonlawyer, an omission is a request, a party m u s t. . . .”
either something left out (as of a brief or program) One should never alter an idiom in which on
or the act of leaving something out. To the lawyer, appears by making it upon, as here: “The plaintiff
this word, serving as a useful antonym o f commis received an assignment o f a mortgage which upon
618 on a . . . basis
its face [read on its face] provided it was secured performs his work on one*s land or, as in this
by a note described in the mortgage.” See fa c e , case, on one*s ship.” Futo v. Lykes Bros. S.S. Co.,
o n its, u p o n (a ) & s e t p h r a se s . 742 F.2d 209, 215 (5th Cir. 1984). Enough said.
B. One . . . he. This expression is inferior to
o n a . . . b a s is . See b a s is (b ). one . . . one, partly because o f the questionable
grammar and partly because o f the generic mas
o n a ll fo u r s ( = squarely on point with regard to culine pronoun. (See s e x is m (A).) But the infelicity
both facts and law) is useful legal JARGON that is common— e.g.: “A constructive trust, on the
refers to highly pertinent legal precedents. The other hand, arises when one obtains the legal title
phrase began as a LOAN t r a n s l a t io n o f an old to property in violation o f a duty he [better: one]
Latin maxim, Nullum simile est idem nisi quatuor owes to another.”/ “If one were thoughtless, he
pedibus currit (“No similar thing is the same, [better: one] would be apt to say that this is a
unless it runs on all four feet”). The metaphor, as case in which part o f the operative facts creating
the OED explains, is that o f a quadruped running the original obligation are directly presented to
evenly— not limping like a lame dog. E.g., “Judges the senses o f the tribunal.”
in this way are constantly reasoning not by ex Even worse are constructions on the order o f
plicit authority 'on all fours, ’ but by analogy one . . . such person, as here: “The United States
. . . .” Carleton K. Allen, Law in the Making 308 Supreme Court has held that one may be in cus
(7th ed. 1964)./ “Once you found cases 'on all tody for habeas corpus purposes despite the fact
fours’ you could sustain a good argument.” Frank that such person [rejad one] has been released
Maher, Words, Words, Words, 14 Melbourne U.L. from jail or on personal bond.” Cf. o n e . . . you .
Rev. 468, 469 (1984). Cf. w h ite h o r s e c a se . C. One [+ name]. Using one as an actfective
Because o f the special legal sense, lawyers may before a proper name, as in “one Howard James,”
create a MISCUE if they suddenly use the phrase is a pretentious l e g a l is m with a valid pedigree
in reference to a person on hands and knees: in English, but generally without justification in
“Coke made an ardent defense o f the common- m odem prose. It might even hint at b ib l ic a l
a f f e c t a t i o n , for the OED quotes from the Bible:
law courts that angered King James so violently
that all the judges trembled and Coke him self “and o f one Jesus, which was dead, whom Paul
Tell flat on all fours.*” René A. Wormser, The affirmed to be alive.” Today, however, the word
Story o f the Law 279 (1962). one looks askance at any name following it.
time for bringing an appeal.” Charles L.M. v. o n e ’s s e l f is an a r c h a is m for oneself. “One should
Northeast Indep. Sch. Dist, 884 F.2d 869, 871 learn to pace one's self [read oneself].”
(5th Cir. 1989).
Some British lawyers insist that their idiom— o n e . . . y o u . This shift from third person to
one bite at the cherry—makes more sense because second is even worse than one . . . he. (See o n e
the cherry is a fruit that, by its nature, is eaten (B).) E.g., uOne hears— and if you are like me, you
in only one bite: it makes little sense to think o f acquiesce in— many complaints about the decline
multiple bites at a cherry. o f civility in Western society.” Clifford Orwin,
But it was not logic that seems to have led Civility, 60 Am. Scholar 553, 553 (1991). [One
American lawyers to speak o f apples. Up to the possible revision: You hear— and if you are like
late 1940s, American lawyers, like their British me, you acquiesce in—many . . . .]
counterparts, regularly said one bite at the cherry:
dozens o f examples appear in the law reports.
o n h is o w n a p p lic a tio n is legalese for at his
But, from the 1920s on, cherry had assumed an
request.
other sense in AmE, namely “hymen” or “virgin.”
The OED quotes an American book from the
1970s explaining that “ ‘ [t]o take or eat a cherry5 o n its fa c e . See fa c e , o n its.
means to deflower a virgin.”
Thus, one bite at the cherry may well be the o n ly is perhaps the most frequently misplaced o f
only legal idiom that has changed because its all English words. Its best placement is precisely
users felt embarrassment over a newfound double before the words intended to be limited. The more
entendre. words separating only from its correct position,
the more awkward the sentence; and such a sepa
one . . . his. See one (b). ration can lead to ambiguities. (Cf. so le ly .) E.g.:
on u s, lit. “a burden” (L.), usually carries the ex o p e r a b le ; o p e ra tiv e j o p e ra tio n a l. Operable is
tended meaning “a disagreeable responsibility; now commonly used in the sense “practicable;
obligation.” In law, it also acts as an elliptical capable o f being operated.” Operatable for opera
form o f onus probandi, meaning burden o f proof. ble is an occasional error—e.g.: “The fact that [the
E.g., “The mode o f suing for and recovering penal machinery] was not ‘operatable* [read operable]
ties and forfeitures does not necessarily include after some repairs had been completed did not
any rules . . . as to the onus probandi.” The render it ‘unrepairable.’ ” Arizona Container Corp.
Abigail, 1 F. Cas. 36, 37 (C.C.D. Mass. 1824) (No. v. Consolidated Freightways, 522 P.2d 772, 774
18). (Ariz. Ct. App. 1974).
Onus o f proof is a BrE compromise between Operative = (1) having effect; in operation; ef
onus probandi and burden o f proof: “The onus o f ficacious <the statute is now o p e ra tiv o ; or (2)
proof should be put the other way round where a having principal relevance <may is the operative
question o f status of this nature arises.” (Eng.) word o f the sta tu to .
See b u r d e n o f p r o o f ( b ) & l o a n t r a n s l a t io n s . Operational = engaged in operation; able to
function; used in operation. E.g., “While a rate o f
slightly under ten violent incidents per month
op . cit. is the abbreviation for opere citato (= in
may seem shocking at first even for a large correc
the work cited). It is no longer used in legal
tional institution, this figure must be evaluated
citations and is obsolescent in other scholarly
in light o f the fact that no operational definition
writing.
o f ‘violence’ has been established.”
this usage could hardly be accurately described as the judgment o f the Supreme Court o f Georgia
rare. Examples abound in which the verb is used should be affirmed.”
o f courts’ pronouncements, without any sugges
tion o f insufficiency o f evidence. E.g., “None o f the o p in io n o f th e c o u r t. This phrase denotes the
justices appear to have opined that the equal American-style judicial opinion that, though writ
protection clause does not apply to illegal aliens.7 ten usually by a single judge, speaks for the court
“The Supreme Court o f New Jersey opined,- in as a whole. Within the common-law tradition, the
Santor v. A. & M. Karaghensian, that a cause o f alternative is seriatim opinions, in which each
action under strict liability could be utilized to judge on the bench pronounces an individual opin
recover economic losses.” We should not restrict ion. For a brief history o f how Chief Justice John
opine because o f its negative lay connotations; the Marshall established the opinion o f the court in
term is a useful one in law. American law, see Bryan A. Gamer, “Opinions,
It is unclear whether cheapening was here in Style of,” in The Oxford Companion to the Su
tended: “A plaintiff who does not have asbestos- preme Court o f the United States 607, 608-09
related cancer may find a medical witness who (Kermit L. Hall ed. 1992).
will opine that there is a reasonable probability
that he may later develop the disease.” One can o p in io n s , r u le a g a in s t. This rule o f evidence
not really opine about one’s own thoughts: “I carries different senses in G.B. and in the U.S.,
merely opine that I am hard-pressed to imagine primarily because o f the different understandings
a more appropriate case for the use o f legislative o f the word opinion:
history than the present one.” [Read 1 would be
hard-pressed to imagine . . . . ] See o p in io n , v.t. The opinion rule, though it developed from practices and
expressions of the English courts, seems to be emphasized
more generally and enforced more inflexibly here [in the
o p in io n is the AmE term for a judicial deliver
U.S.] than in the mother country. In the first place a rule
ance, i.e., the court’s statement explaining its de against 'opinions' may have had a different meaning for
cision, including points o f law, statements o f fact, the English judge. We are told that in English usage of
rationes decidendi, and dicta. The BrE equivalent the 1700's and earlier opinion had the primary meaning
is judgment, but the word opinion is also fre of “notion” or “persuasion of the mind without proof or
quently used. (See ju d g m e n t (b ).) In BrE, opin certain knowledge.” It carried an implication of lack of
grounds, which is absent from our present-day term opin
ion more commonly refers to advice given by coun
ion in this country. We use the word as denoting a belief,
sel on facts set out in a case or in a memorandum inference, or conclusion, without suggesting it is well- or
submitted to counsel. See d e c is io n & d e liv e r ill-founded.
ance. Charles T. McCormick, Handbook o f the
Law o f Evidence 22 (E. Cleary ed., 2d ed. 1972).
o p in io n , v.t., is a n e e d l e s s v a r ia n t o f opine,
q.v. “An F.B.I. document opinioned [read opined] O p i n i o n s , J u d i c i a l . Writing a judicial opinion
that some o f the writing on the government’s is a peculiar task— quite different in many ways
exhibit was the same as handwriting exemplars from writing other types o f discursive or persua
taken from the defendant.” (Note that to say a sive prose. The primary difficulty lies in giving
document opines is to engage in h y p a l l a g e .) either a “yes” or a “no” answer to what is often
an extremely complicated problem. The decision
o p in io n , o f (th e ). M odem idiom requires o f the generally must be consistent with previous judi
opinion; to omit the definite article is to use an cial decisions, and must at the same time conform
that survives only in the law. In each
a r c h a is m to the judge’s notions o f what justice dictates.
o f the following specimens, the should be inserted Often, and especially in difficult cases, the doc
in the italicized phrase: “We are o f opinion that trine o f stare decisis plays tug-of-war with consci
the findings o f fact by the district court entitled entious fairness. The dilemma is especially acute
the appellee to the equitable relief sought.”/ inasmuch as some o f the most complex problems
“If the court is o f opinion that any evidence was o f society and o f individual human lives must be
improperly admitted or rejected, it must set aside reduced to the simplest o f dichotomies: yea or
the conviction.” (Eng.) nay. Not all the uncertainties can be plumbed by
Today, o f the opinion seems to outnumber of the judge writing an opinion; the task is to justify
opinion in legal opinions by three or four occur one’s determination, crude as the framework may
rences to one, in both BrE and AmE, despite what be for minimizing the possibly substantial merits
the examples just quoted might suggest. E.g., “We o f the losing side.
are o f the opinion that plaintiff does not have Wigmore identified six shortcomings o f judicial
a cause o f action against this defendant.”/ “For opinions: (1) undiscriminating citation o f author
reasons to be stated, we are o f the opinion that ity; (2) unfamiliarity with controlling precedents;
622 oppress
(3) mechanical treatment o f judicial questions; (4) Hampton v. North Carolina Pulp Co., 49 F. Supp.
misconception o f the doctrine o f precedents; (5) 625 (E.D.N.C. 1943); it is one o f the worst opinions
overconsideration o f points o f law; and (6) certain that have come to my attention. For an example
deficiencies peculiar to one-judge opinions. 1 o f failed poeticism and wasteful drivel, see U.S.
Wigmore, Evidence § 8, at 615-18 (3d ed. 1940). v. Sproed, 628 F. Supp. 1234 (D. Or. 1986).
There are so many aspects o f writing effective Lest we assume, however, that judicial writing
judicial opinions that no short treatment could should be cheerless and sober-sided, it is worth
pretend to cover even the primary ones. A few noting Cardozo’s tempered judgment: “In all this
short observations may be helpful, however. The I would not convey the thought that an opinion is
reader who needs more detailed guidance may the worse for being lightened by a smile. I am
read any number o f articles, or the one serviceable merely preaching caution.” Law and Literature,
book on the subject. (See l e g a l w r it in g style 52 Harv. L. Rev. 472, 484 (1939).
(d ).) But, all in all, we must await production o f C. C oncurrences. Judges, and especially appel
a first-rate treatise on this subject. late judges, write not just for themselves, but for
A. Tense. It is generally best injudicial opinions the entire court. In concurring opinions, o f course,
to write in the present tense when referring to the writing usually becomes more individualistic:
the parties or facts before the court that have If a judge is occasionally possessed of an uncontrollable
continuing validity, or seem to from all that ap desire to express his personal views instead of having
pears in the record. Thus, if a judge writes, “The them continually absorbed in the compromise pronounce
defendants were citizens o f Clarksville, Tennes ments of the court, he may gratify that urge by the writing
see,” the reader must wonder whether they have of concurring or, if so disposed, even dissenting, opinions.
But a concurring opinion must justify itself by furnishing
moved or died. What the judge here doubtless
a different reason for the court’s decision, and even then
meant is that these persons were defendants, but should not be resorted to unless the writer of the majority
now that the trial is over they are no longer. Use opinion refuses to accept and incorporate the suggested
o f the past tense in this way needlessly puzzles additions or amendments. A concurring opinion which
the reader, even though the author knows that merely says the same thing in other language is not only
the past tense is technically correct because the valueless as a contribution to the science of the law but
is somewhat of a reflection on the colleague to whom was
opinion is being written some time after the trial
assigned the duty of explaining the views . . . of the
or sitting. court.
Less troublesome, but also to be avoided, is the Horace Stem, The Writing o f Judicial Opinions,
mannerism o f using the future tense, as in “The 18 Pa. Bar Ass’n Q. 40, 44 (1946).
judgment will be affirmed.” Such statements often
See dubitante & w rite sp ecia lly .
appear toward the beginning o f an opinion, so
D. D rafting M andates. See JUDGMENTS,
that at the end, the court may conclude, ‘T h e
APPELLATE-COURT.
judgment will be, and hereby is, affirmed.” This
messing about with tenses is unnecessary. The o p p re ss; rep ress. Oppress, which has connota
writing judge should be direct: “We affirm the tions that are more negative, means “to subject
judgment below.” (a person or a people) to inhumane or other unfair
B. Ju d icial Humor. Drollery and judicial opin treatment; to persecute.” Repress, a closely re
ions almost invariably make an unhappy combi lated word, means either: (1) “to keep under con
nation. “[T]he form o f opinion which aims at hu trol”; or (2) “to reduce (persons) to a subordinate
mor from beginning to end is a perilous position.”
adventure, which can be justified only by success,
and even then is likely to find its critics almost o p p r e s s io n = (1) in criminal law, any harm,
as many as its eulogists.” Benjamin N. Cardozo, other than extortion, that a public officer cor
Law and Literature, 52 Harv. L. Rev. 472, 483 ruptly causes to a person; or (2) in the law o f
(1939). One o f those critics o f judicial humor was contract, coercion to enter into an illegal con
Justice George Rose Smith, formerly o f the Arkan tract—used as a basis for allowing a person to
sas Supreme Court, who observed, “Judicial hu recover money paid or property transferred under
mor is neither judicial nor humorous. A lawsuit an illegal contract. In sense (2), as G.H. Treitel
is a serious matter to those concerned in it. For a notes, oppression is “used in a somewhat broad
judge to take advantage o f his criticism-insulated, sense.” The Law o f Contract 437-38 (8th ed.
retaliation-proof position to display his wit is con 1991).
temptible, like hitting a man when he’s down.”
George R. Smith, A Primer of Opinion Writing, o p p u g n . See im p u gn .
for Four New Judges, 21 Ark. L. Rev. 197, 210
(1967). Justice Smith cited an egregious example o p t (in) (ou t) (fo r). Opt = to choose or decide.
o f attempted stream-of-consciousness humor: It is usually followed by for or to—e.g.: “Thiessen
-OR, -OUR 623
opted to receive the lump-sum payment.” Ne A right o f first refusal is a potential buyer’s
braska Equal Opportunity Comm’n v. State Em contractual right to meet the terms of a third
ployees Retirement Sys., 471 N.W.2d 398, 400 party’s offer if the seller intends to accept that
(Neb. 1991)./ “By opting for a Pierringer-type re offer. For example, if three conditions are met—
lease, Unigard obviously was interested in more Beverly has a right o f first refusal on the purchase
protection than the covenant not to sue or the o f Charlie’s house, Ted offers to buy the house for
general release would provide.” Unigard Ins. Co. $300,000, and Charlie intends to accept Ted’s
v. Insurance Co. o f N. Am., 516 N.W.2d 762, 765 offer— then Beverly can match Ted’s offer and
(Wis. Ct. App. 1994). thereby trump it.
In the language o f class actions, however, plain
tiffs are said to have the choice o f opting in or out o p tio n , v.t. (= to grant or take an option on),
o f the class. E.g., “Some states instead provide dates from ca. 1926, but remains a v o g u e w o r d .
opt-in provisions for these rights; for example, a E.g., “Her first screenplay was optioned for a mere
corporation’s shareholders will not have preemp $300,000.” It may be useful legal slang or j a r g o n ,
tive rights unless the articles o f incorporation but it is best restricted to speech.
specifically provide for them.” In fact, the phrase
has been extended to the persons who opt in or
o p tio n e e ; o p tio n e r . See o p tio n o r .
out; in m odem American legal j a r g o n , they are
known as opt-ins or opt-outs.
o p tio n -g iv e r; o p tio n -h o ld e r . These terms are
o p tim a cy is not a variant o f optimality; it means more comprehensible than optionor and optionee.
“aristocracy.” E.g., “In the present context, an option may be
defined as a right possessed by one person (the
o p tim u m is the noun, optimal the adjective. The option-holder) to insist that another person (the
adjective should be used in adjectival senses option-giver) grant or transfer a specified interest
where it idiomatically fits. E.g., “The optimum in land.” Peter Butt, Land Law 171 (2d ed. 1988).
solution [read optimal solution] is an adjudication
o f the permission question.” Cf. m axim u m . o p tio n -h o ld e r . See o p tio n -g iv e r.
or. A. And and. “Every use o f ‘and’ or ‘or’ as more than ten to one in American judicial opin
a conjunction involves some risk o f ambiguity.” ions. See v e r b a l & p a r o l (a ).
Maurice B. Kirk, Legal Drafting: The Ambiguity
o f “And” and “Or,” 2 Texas Tech L. Rev. 235, 253 o r a l d e p o s itio n . See d e p o s itio n (c).
(1971) (emphasis in original). Thus, in the main
text o f Words and Phrases (1953)— excluding o r a l w ill; n u n c u p a tiv e w ill; s a ilo r ’s w ill; s o l
pocket parts—the word “and” takes up 61 pages d ie r ’s w ill. The broadest term is oral will, o f
o f digested cases interpreting it in myriad ways, which there are two types, both obsolescent: nun
and the word “or” takes up another 84 pages o f cupative wills and soldiers’ and sailors’ wills.
digested cases interpreting it in an equally broad Nuncupative will is an English adaptation o f
array o f senses. Virtually every book on drafting the l a w LATIN phrase testamentum nuncupativum
legal documents contains a section on the ambigu ( = an oral will). I f nuncupative wills are valid
ity o f the two words. in a given jurisdiction, the amount that may be
Authorities agree that and has a several sense conveyed in them is usually limited by statute.
as well as a joint sense, and that or has an Customarily, the will must be made in the testa
inclusive sense as well as an exclusive sense. tor’s last illness, and usually at home unless the
Hence: testator falls ill elsewhere. Two competent wit
nesses are usually required.
• The “several and”: A and B, jointly or severally.
Soldiers’ and sailors’ wills derive from ancient
• The “joint and”: A and B, jointly but not sever
military and maritime custom; in England the
ally.
privilege derives from statute. The soldier must
• The “inclusive or”: A or B, or both.
be in military service, or the sailor at sea, and,
• The “exclusive or”: A or B, but not both.
in some jurisdictions, a single witness must be
See Scott J. Burnham, The Contract Drafting present. In Great Britain, the phrases soldier’s
Guidebook 163 (1992). “The meaning o f and is will, mariner’s will, and military testament are
usually several . . . . The meaning o f or is usually used.
inclusive.” Id. See and (b). Nuncupative is often used as broadly as oral,
B. For or else . E.g., “[E]very clause in the con that is, to encompass soldiers’ and sailors’ wills—
tract is ‘understood and agreed’ or [read or else] e.g.:
it would not be written into it.” Richard Wincor, A nuncupative will is not required to be in writing. It may
Contracts in Plain English 29 (1976). be made by one who, at the time, is in actual military
C. Beginning Sentences with. Like and and service in the field or doing duty on shipboard at sea, and
but, the word or is a perfectly appropriate word in either case in actual contemplation, fear, or peril of
with which to begin a sentence— e.g.: “Thus a death, or by one who, at the time, is in expectation of
immediate death from an injury received the same day.
politically organized society may be under a patri
It must be proved by two witnesses who were present at
archal king, or, as so frequently in a Greek city- the making thereof, one of whom was asked by the testa
state, a tyrant, a more or less absolute ruler with tor, at the time, to bear witness that such was his will, or
no title to be king. Or it may be under an oligar to that effect.
chy, a caste derived from priestly heads o f kin- Cal. Prob. Code § 54 (repealed).
groups.” Roscoe Pound, The Development o f Con The usual practice, however, is to use nuncupa
stitutional Guarantees of Liberty 4 -5 (1957). tive only in reference to the second type o f will
D. Or!and. See and/or.
mentioned in the statute just quoted—i.e., an oral
will made in contemplation o f imminent death
oral. See verbal & parol. from an injury recently incurred—to distinguish
it from soldiers’ and sailors’ wills. Oral encom
oral argument (AmE & BrE) = oral debate passes every one o f these types.
(BrE). In AmE, the phrase is ordinarily in or at
oral argument, but on oral argument also appears, o ra te . See p e r o r a te & b ack -f o r m a t io n s .
esp. in New York. E.g., “The disclosure proposed
and described by Wallenstein on oral argument o r c h e s tr a te , in nonmusical contexts, is a cliché
would go only to particulars as to the results o f and a VOGUE w o r d . It is, however, arguably useful
the committee’s investigation and work . . . .” in indicating that an (apparently spontaneous)
Auerbach v. Bennett, 393 N.E.2d 994, 1004 (N.Y. event was clandestinely arranged beforehand. Cf.
1979). See debate. ch oreograph .
oral contract; verbal contract. The former— o r d a in (=to establish by law; enact) has an
the correct phrase— outnumbers the latter by archaic flavor in other than religious contexts <an
ordinar(il)y prudent person 625
ordained m inisters The word does not mean “to court orders be ignored and disobeyed with impu
provide,” as the author o f the following sentence nity? I f so, a person under court order can weaken
mistakenly thought: “Article 2106 ordains that the court’s authority merely by ignoring the order.]
[read Article 2106 provides that]y if the affair See -EE (C).
for which the debt has been contracted in solido
concerns only one o f the co-obligors in solido, that o r d e r o f lic e n c e . See p a ro le .
one is liable for the whole debt.” (La.)
O rd e r o f th e C o if. This was the name, formerly,
o r d a in a n d e s ta b lis h . This has a fine
doublet o f the order o f seijeants-at-law, the highest order
pedigree: “We the people o f the United States, in o f counsel at the English Bar. Through the mid-
order to form a more perfect Union, establish 19th century, they had a monopoly over practice
Justice, insure domestic Tranquility, provide for in the Court o f Common Pleas. But when, by
the common defence, promote the general W el statute, that court was opened to the whole Bar
fare, and secure the Blessings o f Liberty to our in 1846, the Order began to wither. Nathaniel
selves and our Posterity, do ordain and establish Lindley was the last seijeant to be appointed
this Constitution for the United States o f (1875) and to die (1921).
America.” U.S. Const, pmbl. In most m odem con In the U.S. today, the origins o f this order are
texts, establish alone suffices, ordain being ar not widely known among lawyers. But they all
chaic in all but its religious senses. know that one must excel in law school to be
elected to the Order o f the Coif, an honorary legal
fraternity composed o f a select few law students
o r d e a l. See po pu lar ized l e g a l t e c h n ic a l it ie s .
with the highest grades. See c o if.
. . . .” Veach’s Adm’r v. Louisville & Interurban ganic law as “the fundamental law or constitution
Ry., 228 S.W. 35, 36 (Ky. 1921). o f a state or nation” and used the phrase in that
On the variant phrase, ordinarily prudent man, sense. For example, in defining the “United States
see s e x is m (b ). o f America,” Bouvier stated: “the republic whose
organic law is the constitution adopted by the
o r d in a r y law . In the U.S.— though not in En people o f the thirteen states which declared their
gland—this phrase is contrasted with organic or independence o f the Government o f Great Britain
constitutional law. Ordinary law consists primar on the fourth day o f July, 1776.” The phrase is
ily o f regular statutes, which may prove unconsti still used in this sense: “ [A]t the time when our
tutional; organic law, or constitutional law (as it organic laws were adopted, criminal trials both
is more generally called), is superordinate and here and in England had long been presumptively
relatively fixed in its words, if not in its interpre open.” Richmond Newspapers, Inc. v. Virginia,
tation. Cf. o rg a n ic law . 448 U.S. 555, 569 (1980). Cf. o r d in a r y la w .
Confusingly, the phrase organic statute is used
O rd in a ry , L o rd o f A p p e a l in . See L o r d o f o f a legislative act establishing an administrative
A p p e a l in O rd in a ry . agency.
o rig in a l p re ce d e n t. See p r e c e d e n t (D). o ste n siv e ly for ostensibly ( = from all that ap
pears) is a solecism. E.g., “Although deposit insur
orp h a n . Although, in the popular mind, orphan ance coverage is a function that ostensively [read
refers to a child whose mother and father are ostensibly] could be handled by private enterprise,
both dead, courts have sometimes interpreted the the United States also wanted to and did direct
word differently. Depending on the facts at hand, the FDIC to protect the public interest . . . .”
orphan may be held to include a child who has Rauscher Pierce Refsnes, Inc. v. FDIC, 789 F.2d
lost only one parent. See Jackman v. Nelson, 17 313, 315 (5th Cir. 1986).
N.E. 529, 530 (Mass. 1888). But the courts seem
uniformly to have included in their definition o f o s tr ic h d e fe n se is a colloquialism that dispar
orphan the idea that the person so described be a ages a criminal defendant’s claim not to have
minor. known o f the criminal activities o f his or her
associates. E.g., “Whether or not Ramirez’s im
plicit ostrich defense was credible is not for this
o r p h a n h o o d ; o rp h a n cy ; o rp h a n d o m . The first court to determine . . . .” State v. Amezola, 741
is the usual word, the other two being n e e d l e s s P.2d 1024, 1033 (Wash. Ct. App. 1987) (Swanson,
VARIANTS.
J., dissenting)./ “Instead, [the appellees] have
simply ignored [the estoppel issue] and adopted
o rp h a n ’s co u rt. In some American states to the ostrich defense in addition to their attempted
day—such as Delaware, Maryland, and Pennsyl use o f the Archimedean Lever.” Capitol Fish Co.
vania—this phrase denotes a probate court. (The v. Tanner, 384 S.E.2d 394,396 (Ga. Ct. App. 1989)
orphan’s courts originated in England but have (Deen, P.J., concurring).
long since become defunct there.) Generally
speaking, the jurisdiction o f an orphan's court is o th e r. See o th e rw ise (a ).
not limited to orphans or even to minors— a good
reason, perhaps, to jettison the phrase in the few o th e r g o o d a n d v a lu a b le co n sid e r a tio n . See
places where it still occurs. a n d o th e r g o o d a n d v a lu a b le c o n sid e ra tio n .
Although the plural possessive form orphans'
court might have made better sense, the singular o th e rw ise . A. A nd other . Most properly, other
possessive orphan's has long been standard. The is the adjective, otherwise the adverb— e.g.: “CPL
form without an apostrophe is poor— e.g.: “At this 2.25B has no cognizable impact, substantial or
point Judge Terzian had to point out rather sadly otherwise [read or other; better: or not], on any
to Mrs. MacFarlane that even though she was right or interest o f Kast.”/ “An interested person
chief judge o f the probate court— called orphans may appear before an agency in a proceeding,
court [read orphan's court] in Maryland— she whether interlocutory, summary, or otherwise
couldn’t do any more . . . .” Murray T. Bloom, [read or other; better: or o f some other kind], or
The Trouble with Lawyers 215 (1970). in connection with an agency function.” Follett
believed that “to pronounce this otherwise inad
orse. is the abbreviated form o f otherwise, q.v. missible would be to fly in the face o f a strongly
“In his judgment, Sir Jocelyn Simon referred to established usage. But usage, which can allow on
some o f the earlier decisions, including H. v. H. sufferance, cannot prevent it from being rejected
and the more recent decision o f Scarman J. in by more exact writers.” Wilson Follett, Modern
Buckland v. Buckland (orse. Camilleri).” (Eng.) American Usage 242-43 (1966).
B. Otherwise than. This phrase is often mis
used for other than. Driedger is wrong to charac
O SP; obiit sine p ro le . The Latin phrase means terize otherwise than generally as “useful to spec
“he died without issue”; the translation suffices if ify one predicate modifier and expressly exclude
we are to write out a phrase. The abbreviation all others.” Elmer A. Driedger, The Composition
may sometimes be justified, if the targeted read o f Legislation 86 (1957). Its legitimate uses are
ers are certain to understand its import. few.
As with many other l a t in is m s , American law In the sentences that follow, other is called for.
yers often get it wrong. Black's (5th ed.), for exam “Transactions by dealers subject to Section 16 are
ple, defines obit sine prole in the past tense, when exempted if the transactions are part o f ordinary
in fact it is present tense. The past-tense form is trading activities in the company’s securities and
obiit. incident to the dealer’s establishment and mainte
nance o f a primary or secondary market, other
o ste n sib le au th ority . See a p p a re n t a u th o r wise than [read other than] on a national securi
ity. ties exchange or an exempt exchange.”/ “What we
628 otiose
must ensure in the welfare state, otherwise than American law professors tend to omit the particle
[read other than] the welfare o f almost half the to when the expression is in the negative or inter
nation, is the virtual certainty that only the mem rogative. But there is no warrant for this usage:
bers o f the government, and those who implement “What ought the lawyers do to [read to do to]
their orders, shall be reputed intelligent.” (Eng.) preclude litigation?”/ “A judge ought not cease
C. O ther. . . other than. A fairly common mis [read ought not to cease] to be a citizen merely
take is to repeat other in the phrase other than. because he becomes a judge.”/ “We ought not [read
E.g., “Payment may be made pursuant to a differ ought not to] impute to others instincts contrary
ential based on any other factor other than sex.” to our own.”
Either one of the others should be dropped. A few legal writers extend this precious oddity
D. Otherwise expressed. This is cumbersome beyond negatives and interrogatives—e.g.: “We
and jarring for “in other words.” E.g., “ Otherwise extend our efforts, as we ought [read ought to],
expressed, the law is that . . . .” See to p u t it toward effectuating the testator’s intentions.”/
a n o th e r w ay. “ [N] either need the laws be interpreted so as to
E. As a C onjunction. This slipshod usage oc protect those who ought [read ought to] know
curs primarily in BrE— e.g.: “If a promise is not better from their own indolence.” Hamel v. Pru
made under seal, it must be supported by ‘consid dential Ins. Co., 640 F. Supp. 103, 105 (D. Mass.
eration’ (that is, something given or undertaken 1986).
in return for the promise), otherwise no contract B. A nd should. Ought should be reserved for
will arise . . . .” 1 E.W. Chance, Principles of expressions o f necessity, duty, or obligation;
Mercantile Law 9 (P.W. French ed., 13th ed. should, the weaker word, expresses mere appro
1950)7 “ [I]t is essential that the promises them priateness, suitability, or fittingness.
selves should be regarded as consideration for
each other, otherwise there could be no such thing o u r fe d e ra lism is an odd name for a legal doc
as a contract consisting o f mutual promises at trine, but in AmE this phrase denotes the contro
all.” P.S. Atiyah, An Introduction to the Law of versial doctrine “that federal courts must refrain
Contract 96 (3d ed. 1981). In each sentence, a from hearing constitutional challenges to state
semicolon should precede otherwise. For further action under certain circumstances in which fed
elucidation of this common error, see RUN-ON s e n eral action is regarded as an improper intrusion
tences. on the right o f a state to enforce its laws in its
own courts.” Charles A. Wright, The Law o f Fed
o tio s e /oh-shee-ohs/ = unneeded; not useful. The eral Courts 320 (4th ed. 1983). The leading case
word is used more by lawyers than by other writ on this point is Younger v. Harris, 401 U.S. 37
ers. E.g., “The question whether the assignees of (1971). Perhaps because o f its strange appear
the reversion were bound would have been wholly ance—with the possessive first-person pronoun—
otiose. 7 “The words o f the application for appoint the phrase is sometimes written Our Federalism,
ment are not to be struck out as being merely with initial capitals. See fed era lism .
otiose; they are specific words.” (Eng.)/ “If Mr
Wiggins’s argument is correct, the words ‘as o u r s e lf; th e irse lf. Ourself is technically ill-
though the driver were in the hirer’s direct em- formed, inasmuch as our is plural and self is
plojr’ are otiose, since there is no need to import singular. But it is established in the editorial or
the notion o f a vicarious responsibility in a matter royal style. Theirself is indefensible, however.
in which the hirer has by his own direction caused
the damage.” (Eng.) Cf. n u g a to ry . o u st = (1) to eject, dispossess, or disseise (con
strued with of)\ or (2) to exclude, bar, or take
-o u r . See -or . away (construed with from or of). Hence, idiomat
ically speaking, one may either oust a court o f
ou g h t. A. Infinitive Follow ing. Ought should jurisdiction or oust jurisdiction from a court. To
always be followed by an infinitive, whether the day the former expression is more common—e.g.:
phrase is ought to or ought not to—e.g.: “It was “A contract that makes a certain person a final
argued that theaters that patronized the union arbiter o f all disputes that may arise under it
ought not to he patronized by the public.”/ “Nor cannot oust the court o f jurisdiction.” But the
can I see how it can possibly be proved that we alternative wording has persisted— e.g.: “The sec
ought not to feel that way.” Morris R. Cohen, tion obviously envisages action in a court on a
Reason and Law 104 (1961)7 “Ought it to he made cause o f action and does not oust the court’s juris
punishable when adultery is not?” Patrick Devlin, diction o f the action . . . .” The Anaconda v.
The Enforcement o f Morals 1 (1968). American Sugar Ref. Co., 322 U.S. 42, 44 (1944).
As some type o f sham badge o f scholasticism, See OBJECT-SHUFFLING.
over 629
In the language o f nonlawyers, oust is generally used in that sense: “Wright came to believe that
confined to figurative uses. But lawyers continue the proponents o f the outlawry [read proscription]
to use the word in literal, concrete senses— e.g.: o f war did not expect immediate effects from the
“[CJourts have treated the tenant-shareholder as Pact but rather were thinking in terms o f genera
an owner or landlord, rather than a tenant, for tions.” The context makes it clear that renuncia
the purpose o f permitting him to oust a preceding tion o f war is the subject o f discussion (hence
tenant under provisions permitting such action the outlawing o f war)\ outlawry does not work,
by a landlord.” 1 American Law o f Property § 3.10, although one might feebly argue that war here is
at 201 (A.J. Casner ed. 1952). being personified. See a n t h r o p o m o r p h is m .
o v e rru le ; o v e rtu rn ; re v e rse ; set a sid e; v a been debased. Some legal scholars have noted
ca te. Overrule is often employed in reference to that when a writer begins a sentence with one o f
procedural points throughout a trial, as in evi these words, he or she is likely to be leading up
dence <“Objection!” “Overruled.”>. Overrule also to something questionable. See cle a rly .
denotes what a superior court does to a precedent Unconscious overstatement is also a problem in
that it expressly decides should no longer be con legal discourse. It is never good to overstate one’s
trolling law, whether that precedent is a lower case, even in minor unconscious ways, for the
court’s or its own. writing will thereby lose credibility. Good writers
Overturn is somewhat broader: it describes any remain wary o f injudicious exaggeration. Perhaps
judicial reasoning, including express overruling, the most common pitfalls involve comparisons,
by which a court partly or completely abolishes relative evaluations, and missing qualifications:
an earlier rule o f law. Whereas overruling and
• “More black students are presently enrolled at
overturning are both ordinarily abrupt, one-time
the University o f Texas Law School than have
acts, overturning may also (in its broadest use)
attended the school in all its history [read than
indicate a long-term process by which courts grad
have attended the school in previous years cu
ually whittle away the authority o f a precedent.
mulatively, or than have, all told, been hereto
Reverse, by contrast, is much narrower than
fore admitted, or in all its history up to three
either overrule or overturn: it describes an appel
years ago].”
late court’s change to the opposite result from
• “The approach used in the United States [read
that by the lower court in a given case.
in the judicial system o f the United States] to
Set aside and vacate are synonymously used
achieve information input [q.v.] and accurate
to denote an appellate court’s wiping clean the
output is mainly adversarial in nature.”
judgment slate. The effect is to nullify the previ
• “In 1971, Congress enacted two important stat
ous decision, usually o f a lower court, but not
utes— the Federal Election Campaign Fund Act
necessarily to dictate a contrary result in further
and the Federal Election Campaign Act—both
proceedings. See j u d g m e n t s , a p p e l l a t e -c o u r t &
designed to reduce the corrupting influence o f
set a sid e (b ).
money on the political process.” (No doubt the
writer intended to say that 1971 saw the enact
ov e rru le m e n t, an unlikely and unsightly Ameri
ment o f two major statutes designed to reduce
can n e o l o g i s m , was coined apparently because
financial corruption in campaigns; what the
o f a perceived need for a noun corresponding to
writer has said, however, is that 1971 saw the
the verb to overrule. A better phrasing is invari
enactment o f two major statutes, which, inci
ably possible if one merely uncovers the b u r ie d
dentally, had to do with reducing . . . . The
v e r b — e.g.: “[T]he statute in such a case expressly
problem is most easily identifiable if one reads
allows a discretionary appeal on the overrulement
the sentence without the names o f the statutes
o f a demurrer [read when a demurrer is over-
set off by long dashes. The root o f the problem
ruled].” State ex. rel. Southerland v. Town o f
is both, which makes the clause it introduces
Greeneville, 297 S.W.2d 68, 71 (Tenn. 1956)./
nonrestrictive rather than restrictive. The un
“[T]here are at least two reasons why this Court
conscious misstatement is eliminated when we
should reverse the trial court’s order for a new
omit both.)
trial in this case, even without overrulement o f
[read overruling] Javis.” Snow v. Freeman, 315 Shoddy overstatement occurs frequently in pop
N.W.2d 125, 126 (Mich. 1982) (Ryan, J., dis ular journalism: “Perhaps Senator Kennedy is at
senting). Cf. o v e rth ro w a l. his best with those who count most in the world—
his family.” Though one might get the impression
ov e rse e . See o v e rlo o k . from various catchpenny tabloids that the Ken
nedy family does comprise “those who count most
o v e rsig h t = (1) an unintentional error; or (2) in the world,” this is not what the writer intended
intentional and watchful supervision. For sense to convey. [Read who for him count most in the
(2), oversight is an unfortunate choice o f word: world or who count most in the world to him.] See
supervision is preferable. Indeed, administrative ILLOGIC (A).
oversight sounds less like a responsibility than
like a bureaucratic botch. See o v e r lo o k . o v e rt. See co v e r t.
sizes the idea that the act is “open,” and thus that the debt is owing [read owed], or from a part
perceptible to anyone who is there to observe it. payment o f the debt.” See passive v o ic e (B).
But no one need be there to perceive it: “For legal
purposes an act done in complete secrecy is an o w in g to is an acceptable dangling modifier now
overt act or actus reus if later it can be proved primarily confined to BrE— e.g.: “No doubt until
against the defendant (as if he confesses to it).” the time o f Lord Nottingham the application o f
Glanville Williams, Textbook o f Criminal Law 32 precedents was uncertain, owing largely to the
(1978). scarcity o f reliable reports . . . .” Carleton K.
Because overt act is more widely comprehensi Allen, Law in the Making 380 (7th ed. 1964). See
ble than either o f the l a t in is m s just mentioned, DANGLERS (D). Cf. d u e to .
writers on the criminal law might achieve greater
clarity if they uniformly adopted it. See actus o w n , in the sense “to admit,” is now chiefly con
reus & corpus d elicti . fined, in AmE, to the p h r asal ve r b own up to.
But Learned Hand and several other accom
o v e r th r o w is a. synonym o f overturn, but it is plished legal writers have showed fondness for
more picturesque— e.g.: “Tax laws were queried the one-word verb—e.g.: “[I]t must be owned that
and sometimes overthrown on the ground that the the law upon the subject is not free from doubt.”
state had no ‘jurisdiction to tax* the source in Schmidt v. U.S., 177 F.2d 450, 451 (2d Cir. 1949)
question . . . .” Robert G. McCloskey, The Ameri (per L. Hand, J.).
can Supreme Court 152-53 (1960).
o w n e r s h ip ( = title) implies the right o f control
o v e r th r o w a l, like overrulement (q.v.), is a NEOL over an object, quite apart from any actual or
OGISM that is neither recorded in most English- constructive control. The word has both a physical
language dictionaries nor needed as part o f the sense (e.g., ownership o f a house) and a figurative
legal vocabulary. The noun overthrow or the parti sense (e.g., ownership o f a copyright). See p o s s e s
ciple overthrowing will serve in virtually any con s io n (b ).
text in which one might be tempted to use over The word ownership is subject to nearly the
throwal— e.g.: “It is entirely clear that what was same doubleness o f meaning as property (q.v.):
done herein . . . is not an overthrowal [read over “While it is usual to speak o f ownership o f land,
throw or overthrowing] o f the state assessment what one owns is properly not the land, but rather
and levy upon discernible grounds o f illegality.” the rights o f possession and approximately unlim
In re Gould Mfg. Co., 11 F. Supp. 644, 651 (E.D. ited use, present or future. In other words, one
Wis. 1935)./ “ Overthrowal o f [read Overthrowing] owns not the land, but rather an estate in the
the verdict is unwarrantable.” Sears v. Mid-City land. This is, in some degree, true o f any material
Motors, Inc., 136 N.W.2d 428, 431 (Neb. 1965). thing. One owns not the thing, but the right of
possession and enjoyment o f the thing.” 1 H.T.
o v e r tu r n . See o v e r r u le . Tiffany, The Law o f Real Property § 2, at 4 (B.
Jones ed., 3d ed. 1939).
O v e r w r i t i n g . See pur ple p r o se .
O x y m o r o n s are immediate contradictions in
o w in g , adj.; o w e d . Although owing in the sense terms, as in the word bittersweet. Any number of
o f owed is an old and established usage, the more relative oxymorons exist in legal parlance, such
logical course is simply to write owed where one as ordered liberty, equitable servitude (servitude
means owed. The active participle may sometimes in equity), all deliberate speed (from the U.S.
cause ambiguities or mislead the reader, if only desegregation cases), substantive due process
for a second. E.g., “In the present case, we must (substantive process?), involuntary bailee (not ac
consider whether to recognize a new liability ow tually a bailee at all), attractive nuisance, inno
ing from [read owed by] parents to their children cent fraud, intentional negligence, compelled con
for negligent supervision.”/ “This was a claim for sent, and premeditative afterthought. One
the sum o f £1108 alleged to be owing [read owed] criminal-law writer tried to invent the phrase
by the defendant to the plaintiff under a contract partial absolute liability, which (understandably)
alleged to have been made between the plaintiff did not take root. See Gerhard O.W. Mueller, On
and the defendant for the construction o f concrete Common Law Mens Rea, 42 Minn. L. Rev. 1043,
foundation work.” (Aus.)/ “No claim was filed in 1068 (1958). Cf. c o n s id e r a tio n (h ), u n e a r n e d
the estate by the mortgagee o f the real property, in c o m e , c o n tr a c t o f r e c o r d , u n e n fo r c e a b le
although a balance o f approximately $5,000 was c o n tr a c t, u n k n o w n su s p e c t & v o id c o n tr a c t.
still owing [read owed].7 “A promise will normally Nonlegal examples are more ostensibly contra
be implied from an unqualified acknowledgment dictory—e.g.: “The Government is advancing
634 oyer and terminer
backwards toward the regulation o f share word has traditionally been pronounced “oh yes”
dealing.”/ “They have increasingly less time.” See (the pronunciation given in the OED). Sometimes
s u icid e v ictim . today oyez is given the Frenchified pronunciation
loh-yayl. For Blackstone’s view on pronouncing
o y e r a n d te rm in e r (lit., “to hear and deter this word, see cou n tez .
mine”) is a phrase still sometimes encountered It was no doubt this triplet incantation to which
in m odem legal writing. At common law, the Clarence Darrow alluded when he wrote, “When
commissioners o f oyer and terminer heard crimi court opens, the bailiff intones some voodoo sing
nal cases. In some American states, the phrase song words in an ominous voice that carries fear
courts o f oyer and terminer formerly denoted the and respect at the opening o f the rite.” “Attorney
higher criminal courts. (Delaware, New Jersey, for the Defense,” in Verdicts Out o f Court 313, 314
and Pennsylvania had such courts through the (1963). The incantation and surrounding pomp
mid-20th century.) The pure LAW FRENCH form— typical o f many appellate courts is as follows: “At
oyer et terminer—is less frequently seen. precisely 1:00 p.m. the marshal announced, ‘The
When Lord Eldon was Lord Chancellor, from Honorable, the Chief Justice and the Associate
1801 to 1827, the Chancery was so hypertechnical Justices o f the Supreme Court o f the United
and slow that it became known as a court o f aoyer States. Oyez! Oyez! Oyez! All persons having busi
sans terminer " See J.H. Baker, An Introduction ness before the Honorable, the Supreme Court o f
to English Legal History 130 (3d ed. 1990). the United States, are admonished to draw near
and give their attention, for the Court is now
o y e z, o y e z, oy ez. This is the cry heard in court sitting. God save the United States and this Hon
to call the courtroom to order when a session orable Court.’ ” Barbara H. Craig, Chadha: The
begins. The word oyez was the l a w FRENCH equiv Story o f an Epic Constitutional Struggle 202-03
alent o f hear ye, q.v., in the Middle Ages. The (1988).
pronunciation was first loh-yetsl, later loh-yesl or Oyes, a variant spelling, is not now widely cur
/oh-yezL Hence in Anglo-American courts the rent.
p
p a ce Ipay-seel or Ipah-chayl [L. “with peace to”] execution. The phrase has passed into lay con
= with all due respect to. This term is used texts, in which it is ordinarily facetious. But it
most often when the writer expresses a contrary remains as a shortened phrase on pain o f in legal
position— e.g.: “It is true, pace Savigny, that the usage. In this phrase, pain means “suffering or
reason and utility on which such customs rest loss inflicted for a crime or offense; a punishment
often arise from purely local conditions . . . .” ranging from death to a small fine.” E.g., “Is it
Carleton K. Allen, Law in the Making 98 (7th ed. reasonable to require prison employees to have
1964). foreseen, on pain o f section 1983 damage liability,
the future o f prisoners’ rights to the degree
p a cifist; p a cificist. Pacifist is the established evolved under RuizV'! “According to the principles
form. Etymologists formerly argued that pacificist o f scientific jurisprudence, a rule [that] people are
is the better-formed word, but it is almost never called upon to obey, on pain o f some disagreeable
seen. consequence if they fail, ought first to be clearly
and plainly stated . . . .” Edward Jenks, The
p a ct. See treaty. Book o f English Law 23 (P.B. Fairest ed., 6th ed.
1967). See l o a n t r a n s l a t io n s .
p a c tio n = (1) the act o f making a bargain or
pact; or (2) the pact so made. In sense (2), the p a ir is incorrect as a plural form in, “He bought
word is merely a NEEDLESS VARIANT o f pact or two pair [read pairs] o f shoes.”
agreement or bargain. In sense (1) the word is On the question whether a phrase such as pair
useful, but rare. o f shoes, as a subject, takes a singular or a plural
verb, see s y n e s is .
p a id o v e r. See p a y ov e r.
p a is (lit., “country”) = the district or vicinage
p a in o f, on . The phrase on pain o f death was where the accused lives or where a crime was
once common in law to express a prohibition the committed. A remnant o f l a w FRENCH (fr. pays),
violation o f which would result in punishment by this word sometimes signifies, in a transferred
paragraph 635
sense, the jury drawn from the district. Hence a argument>, as it has been used since at least the
conclusion to the country (a l o a n t r a n s l a t io n ) is 15th century.
a jury request and a trial per pais is a jury trial.
See in pais. p a m p h let. This word is pronounced with the -ph-
as if it were an -/*-. A great many people incorrectly
p ale, b e y o n d th e. This phrase, which has passed say Ipam-pldtl. Similar mispronunciations occur
into lay parlance in the sense “bizarre; outside with ophthalmology and amphitheater.
the bounds o f civilized behavior,” derives from the
legal sense o f pale from English history (“a district p a n a c e a (= cure-all; nostrum) is sometimes con
or territory within determined bounds, or subject fused with other words. E.g., “To allow the state to
to a particular jurisdiction”). In medieval Ireland, raise new matters not brought out in the original
the district around Dublin, settled by the English appeal or on rehearing would open up a panacea
and considered a law-abiding area, was known as [read bring on a plethora? or open up a pandora's
the Pale or within the Pale. The land beyond that box?] o f problems by way o f precedent.” This is a
area was characterized as wild “bandit country.” MALAPROPISM.
In legal writing the phrase is often used figura
tively but with ETYMOLOGICAL AWARENESS, as p a n d e m ic ( = [of a disease] prevalent over the
here: “The jurisdiction o f the Court o f Appeals whole of a country or continent, or over the whole
below turned on its determination that an inter world). The word is usually adjectival, but may
pretation of Rule 68 to include attorneys' fees be used as a noun: “The strain was related to the
is beyond the pale o f the judiciary's rulemaking one that was prevalent during the 1918-19 swine
authority.” See POPULARIZED LEGAL TECHNICALI flu pandemic that was responsible for 20 million
TIES. deaths worldwide, including the deaths o f 500,000
Americans.” See e p id e m ic.
p a lim o n y ( = a court-ordered allowance paid by
p a n e l-sh o p p in g , analogous to forum-shopping
one member to the other o f a couple that, though
(q.v.), refers to panels usually consisting o f three
unmarried, formerly cohabited) is a p o r t m a n
members o f a court. E.g., “ [T]he 'law o f the case
t e a u w o r d first recorded in 1979. Though it has
doctrine' discourages panel shopping at the circuit
become fairly common, it is jocular in most con
level, for in today’s climate it is most likely that
texts. E.g., “ Trimmer v. Van Bomel . . . [was] a
a different panel will hear subsequent appeals.”
‘palimony' case concerning an alleged oral
Lehrman v. Gulf Oil Corp., 500 F.2d 659, 662 (5th
agreement by which a wealthy widow was to pay
Cir. 1974). The hyphenated form is preferable.
her former male companion 'costs and expenses
for sumptuous living and maintenance for the
p a n ic, v.i., makes panicked and panicking. Usu
remainder o f his life.' ” Gregg v. U.S. Indus., Inc.,
ally intransitive, panic has also appeared as a
715 F.2d 1522, 1537 (11th Cir. 1983). Galimony,
transitive verb, meaning “to affect with panic.”
a similar form that is even more jocular, has been
E.g., “She did not want to panic the audience.”
used in reference to palimony between lesbians.
p a p e r has a special legal sense in the phrase
p a lm in g o ff ; p a ssin g o ff. The two terms are commercial paper ( = negotiable documents and
perfectly synonymous (“putting into circulation or bills o f exchange). The plural papers often refers
dispersing o f fraudulently” [OED]\ both being to pleadings and other court documents <We filed
used with almost equal frequency in AmE and all the necessary papers>. See n e g o tia b le in
BrE. Passing off is more peculiarly legal. E.g., stru m en t & c o u r t p a p e rs.
“Unfair competition is almost universally re
garded as a question of whether the defendant is p a p e r w o r k . One word.
passing off his goods or services as those o f the
plaintiff.”/ “Passing off may be found only where p a ra ch ro n ism . See a n a ch ro n ism .
the defendant subjectively and knowingly in
tended to confuse buyers.” Palming off is used p a ra d ig m . The preferred plural is paradigms,
additionally in lay senses, and might be called n o t paradigmata. See p l u r a l s (A).
a POPULARIZED LEGAL TECHNICALITY— e.g.: “Have
you not tried to palm off yesterday's pun?” p a ra g ra p h . In d r a f t i n g , a paragraph is a subdi
vision usu. numbered for reference and some
p a lp a b le (lit., “touchable”) = tangible; apparent. times, in citations, indicated by the character “f . ”
There is nothing wrong with using this word in The term can be confusing, however, because a
figurative senses <palpable weaknesses in the drafted paragraph often consists of many individ
636 parajudge
ual paragraphs in the conventional sense o f the phrases introducing a paraleipsis are to say noth-
word. At other times, it may consist o f a two- or ing of, not to mention, and needless to say.
three-word phrase. When using cross-references, In the following example o f judicial paraleipsis,
then, it is often more helpful to give the full the judge appears to be suggesting a tactic to one
citation— as, for example, by referring to “Rule o f the parties: “I purposely refrain from comment
4(A)(4)(b)(ii).” That way, the terminology for each ing on the possibility o f any relief against Malcolm
subdivision does not impede clarity. Devers’ attorney, Dalonas, which may be avail
able to the defendants, or any title company that
p arsyu dge has been used to refer to U.S. Magis may have insured a Radnor Heights fee for one
trate Judges, who have some adjudicative power, o f them.” Devers v. Chateau Corp., 792 F.2d 1278,
but not the extent o f power vested in Article 1299 (4th Cir. 1986) (Mumaghan, J., dissenting).
III judges: “Under the ‘para-judge9rationale, the And in the following example, Morris Cohen
Magistrates Act comports with Article III [of the may have had in mind the difference between
U.S. Constitution] because it subjects magis referring and alluding, but the resulting para
trates* rulings to de novo determination by a fed leipsis is nevertheless damning: “We need not
eral district judge.” U.S. v. Saunders, 641 F.2d refer to the Texas governor who pardoned hun
659, 663 (9th Cir. 1980). The unhyphenated one- dreds o f criminals for his political advantage.”
word form is best in AmE. Morris R. Cohen, Reason and Law 65 (1961).
The unfortunate thing about this passage is that
Cohen shifts the reader’s negative impression
p a ra lega l. A. Senses and Usage. Paralegal =
away from the individual perpetrator and onto
(1) (adj.) of, relating to, or associated with law in
the state. For a brief account o f Governor Pa
an ancillary way; or (2) (n.) a paralegal aide.
Ferguson’s malfeasances in granting pardons—
In BrE, the term is sometimes spelled as two
and his subsequent impeachment—see T.R. Feh-
words, as it was repeatedly in the following arti
renbach, Lone Star: A History o f Texas and the
cle: “Compare that with the UK’s largest single
law firm Clifford Chance with 985 fee earners
Texans 638-39 (1968).
comprising 195 partners, 577 assistant solicitors,
206 articled clerks and 7 para legals.” Robert P a r a l l e l i s m refers to matching parts, i.e., anal
Rice, Profession Still Bashful About the Business ogous sentence-parts that must match if the sen
o f Making Money, Fin. Times, 9 April 1990, at 12. tence is to make strictly logical sense— and the
B. A nd legal assistant In sense (2), paralegal best grammatical sense. The problem o f unparal
is rivaled in AmE by the term legal assistant. lel sentence-parts usually crops up in the use o f
Some prefer calling themselves paralegals; others CORRELATIVE c o n j u n c t io n s and in lists. Follow
prefer calling themselves legal assistants. The two ing are a number o f examples, with corrections
terms are about equally common. in brackets within quotations or in parentheses
following the quotations:
p a ra le g a lin g is a colloquialism to name what it • “For federal diversity purposes, a corporation is
is that a paralegal (or legal assistant) does. The a ‘citizen’ o f not only [read not only o f] the state
term is similar to bailiffing (see b a iliff). See in which it is incorporated, but also o f the state
NOUNS AS VERBS.
where it has its principal place o f business.”
One text uses the more formal term parale- • “M a rk e tin g quotas not only embrace [read em
galism ( = the calling o f a paralegal)— see William brace not only] all that may be sold without
P. Statsky, Introduction to Paralegalism (3d ed. penalty but also what may be consumed on the
1986). premises.” Wickard v. Filburn, 317 U.S. I l l ,
119 (1942).
p a ra leg a lism . See p a ra leg a lin g . • “No person in this country who is committed to
prison on a charge o f crime can be kept long in
P a r a l e i p s i s is a rhetorical tactic whereby a confinement because he can insist upon either
speaker or writer mentions something in dis being let out on bail or else o f being [read or else
claiming any mention o f it. For example, a less being] brought to speedy trial.” Alfred Denning,
than scrupulous cross-examiner would engage in Freedom Under the Law 9 (1949).
paraleipsis if he stated, “Mr. Smith, I won’t bring • “Its continuance is contingent upon legally rec
up your unsavory past as a drug-dealer, but I ognized rights o f tenure, transfer, and o f succes
would like to ask you some questions about your sion [delete second o f or insert o f before trans
prior business dealings with the plaintiff.” To fer] in use and occupancy.”
which the fitting response is “Objection!” prefera • “Defendants object to the request for production
bly after unsavory. Among the most common o f documents on the grounds o f relevancy, over
parasitic 637
breadth, burdensome [read burdensomeness], parameters [read limits] o f the court’s jurisdic
oppression, and confidentiality.” (This sentence tion to entertain suit.”
contains il l o g ic as well, because each item in • “Within broad parameters [read guidelines],
the list spells out why the defendants object families are free to choose their method o f child-
to it—hence irrelevancy should appear where rearing and to pick the values and aspirations
relevancy does.) transmitted to their offspring.”
• “The trial court was correct in excluding both • “The purpose o f pleadings is to put one’s oppo
the testimony o f V.T.W. and in excluding [delete nent on notice as to the parameters [read
in excluding and insert the] defendant’s exhibits grounds] o f the forthcoming battle.”
7 and 11.” • “Although it would have been appropriate to
outline the parameters [read elements] of agency
Failures o f parallelism are especially common
for purposes o f the entrapment charge, a read
in cumulative sentences, as here: “The defendants
ing o f the court’s instructions satisfies us that
admitted that they published the article; disa
the jury was neither misled nor confused.”
vowed any intention to defame and injure the
plaintiff in his good name and reputation; denied Rarely is the word used in the singular, but it
that the article was maliciously composed, does occur: “The dismissal in the instant case falls
printed, or published; [read and asserted] that the within the parameter o f the present rule.” Clifford
article appeared simply as a news item and was Ragsdale, Inc. v. Morganti, Inc., 356 So. 2d 1321,
brought in by one o f their news-gatherers.”/ “Cars 1323 (Fla. Dist. Ct. App. 1978).
may be seized if they constitute a traffic hazard, Sometimes writers use perimeter, whose mean
are evidence, or if they are [read or are] subject ing has influenced the senses o f parameter, osten
to forfeiture proceedings.” A writer who wished to sibly to sidestep any criticisms for the use of
be more emphatic, whatever the cost o f repetition, parameter. E.g., “The plurality held that the im
could write: “Cars may be seized if they constitute munity extended even to malicious acts that were
a traffic hazard, if they are evidence, or if they within the outer perimeter o f the federal employ
are subject to forfeiture proceedings.” ee’s line o f duty.”/ “All that is left for the district
Less troubling is a lack o f parallelism where court to decide on is whether specific acts and
two or more sentence-parts are balanced by and; allegations fall within this perimeter.” Although
but even this should be avoided: “The boy’s opera this usage makes literal sense, limit or boundary
tion o f the car was unlawful and negligence [read or border would be a simpler term for the same
negligent] per se.”/ “Johann was a tall, thin man, notion.
dark-haired, near-sighted, not bad-looking, and a
fop [read foppish].” (Here we have a string of p a ra m o u n t means “superior to all others” or
adjectives— all implicitly modifying man—but the “most important”—not merely “important.”
writer changes the last in the string to a noun
phrase.) See p l a in l a n g u a g e (D). p a ra m o u n tcy is the noun corresponding to the
adjective paramount. It is not often seen but is
p a ra ly ze; p a ra ly se. The former spelling is the quite proper—e.g.: “One o f these principles is un
only one used in AmE; the latter (as well as the doubtedly the paramountcy o f EEC law over mu
former) is used in BrE. nicipal or national law.” P.S. Atiyah, Law and
Modern Society 62 (1983). Paramouncy is a NEED
p a ra m eters. Technical contexts aside, this jar- LESS VARIANT.
gonistic VOGUE WORD is not used by those with a
heightened sensitivity to language. To begin with, p a ra p h ra s e is occasionally misrendered para-
no one who is not a specialist in mathematics or phraze, as in Eades v. Drake, 332 S.W.2d 553, 556
computing knows precisely what it means: it is a (Tex. 1960). See re p h ra se .
mush word. Second, when it does have a discern
ible meaning, it is usurping the place of a far p a ra sitic, in reference to damages, does not
simpler and more straightforward term. Though mean merely “additional.” Rather, the term
the word does not appear in the best legal writing, means, in the words o f Lord Denning, M.R.,
it does abound— e.g.:
that there are some heads of damage which, if they stood
• “Since the parties have become legally obligated alone, would not be recoverable: but, nevertheless, if they
through their expression o f assent, the parame can be annexed to some other legitimate claim for dam
ages, may yet be recoverable. They are said to be parasitic
ters [read boundaries?] o f their assent must be
because, like a parasite, in biology, they cannot exist on
established, at least primarily, by their expres their own, but depend on others for their life or nourish
sions.” ment . . . . I do not like the very word parasite. A parasite
• “The terms o f its consent to be sued define the is one who is a useless hanger-on sucking out the sub-
638 parcel
None o f these parenthetical interpolations is contract is any contract that is not under seal.
syntactically or stylistically justified. See in fo rm a l co n tr a c t.
C. With A ppositives. See a p p o s it iv e s ( b ). Parol may also act as a noun meaning “word o f
mouth.” E.g., “To permit such subsequent declara
p a ri delicto, in . See in p a r i delicto. tions to have such effect would be to convey an
estate in land by parol, which is expressly prohib
p a ri m ateria, in. See in p a r i m ateria. ited by statute.” By parol (= by word o f mouth)
is the most common construction with the noun
p a ri passu ( = with equal pace; equally; at the parol, but in parol ( = in something said or spo
same time) is an adverb as well as an adjective. ken; in a statement or declaration) is also used:
The phrase is frequently used in contracts when “Such agreements were often in parol, and where
several persons are paid at the same level or out an unenforceable agreement in parol is attended
o f a common fund. E.g., “Hence when this £25 is by certain special circumstances, equity resorts
withdrawn and mixed with £175 in the second to the remedial device o f a constructive trust to
account, the charges extend over the whole re accomplish justice.”/ “Certainly it was not in
sulting £200, but only to the extent o f £25, and tended to enable anyone to make out o f record a
this is divided up pari passu amongst the ten.” title resting solely in parol.”
(Eng.) B. Pronunciation. Parol is most properly pro
The phrase in pari passu is wrong, in being no nounced /par-dl/. Yet, in AmE, it is frequently
part o f the phrase. In the following example, the pronounced like parole, namely Ipd-rohll. That
writer appears to have meant in pari materia, pronunciation is acceptable.
q.v.: “ [T]he Supreme Court has indicated that C. Spelled parole. This variant spelling is un
fee statutes using the same language are to be common enough to make it undesirable— e.g.:
interpreted in pari passu [read in pari materia or “Again, at this date the law had barely begun
pari passu].” James Moore et al., Moore’s Federal to acquire experience in the handling o f parole
Practice 54.77[.5-3], at 54-499 (1988). evidence [read parol evidence] . . . .” Theodore
F.T. Plucknett, A Concise History o f the Common
P arliam en t. The definite article (the) is unneces Law 56 (5th ed. 1956). But it is the usual form in
sary before this word when it is used as a proper Scotland.
noun (i.e., in reference to a particular parliament).
E.g., “Parliament voted to make such behaviour p a r o l co n tr a c t. See sim p le c o n tr a c t & in fo r
illegal.” (Eng.) Cf. C on g ress. m al co n tr a c t.
tion being whether, if admitted, the evidence will sense is equivalent to in part, to some extent”
have the legal effect o f varying the instrument. <partly to blame> <a partly finished building>.
“Partially is especially applicable to conditions or
p a r r ic id e ; p a tr ic id e . Parricide is the more states in the sense o f to a certain degree; as the
usual word meaning (1) “the murder o f one’s own equivalent of incomplete, it indirectly stresses the
father”; or (2) “one who murders his own father.” whole” (AHD) <partially d e p e n d e n t <partially
E.g. (Sense 2): “The contention that quadriplegia contributory^
is ‘punishment enough’—like the parricide1s claim
that he deserves mercy as an orphan—is one p a r tia l p a y m e n t; p a r t p a y m e n t. Although part
addressed to the sentencing court’s discretion payment is common in the lawbooks, partial pay
alone.” U.S. ex rel. Villa v. Fairman, 810 F.2d ment is more idiomatic today.
715, 717-18 (7th Cir. 1987).
It is also used in extended senses, such as “the p a r tia l p e r fo r m a n c e ; p a r t p e r fo r m a n c e . Al
murder o f the ruler o f a country” and “the murder though part performance, like part payment, can
of a close relative.” These are not examples o f be found throughout many fine books, partial
SLIPSHOD e x t e n s io n , however, for even the Latin performance is the more natural-sounding phrase.
etymon (parricida) was used in these senses.
p a r tib le ; p a r titio n a b le . The latter is a need
or pay out (pay) (see p a y & p a y ov er); with these p a rtly. See p a rtia lly .
phrases, the particles arguably add a nuance to
the verb. One must always be on guard to ask p a rtn e r. See c o p a r tn e r & c o p a r c e n e r ( b ).
whether the particles in one’s writing pull their
weight or give, instead, a breezy, slangy quality p a rtn e rsh ip = (1) a voluntary joining together
to the prose. for business purposes by two or more persons o f
money, goods, labor, and skill, upon an agreement
P a r t i c l e V e r b s . See ph rasal v e r b s. that the gain or loss will be divided proportionally
between them; or (2) the relation that exists be
p a rticu la riz e d is sometimes misused for partic tween those who carry on a business in common
ular—e.g.: “Note that the doctrine o f partial per for the purpose o f profit.
formance antedated the general concept o f prom
issory estoppel and has its own particularized p a rt p a y m en t. See p a rtia l p a y m en t.
[read particular] rules.” The sense there is not
“made particular” but “particular”; hence particu p a rty is a l e g a l is m that is unjustified when it
larized is the wrong word for the context. Cf. merely replaces person. If used as an elliptical
g en era lized . form o f party to the contract or party to the law
suit, party is quite acceptable as a t e r m o f a r t .
E.g., “Either party may enforce the terms o f this
p a rties h e re to is, 99 times out o f 100, a rank
contract, and in the event that either party must
redundancy. The one other time, either parties
use attorneys to effect such enforcements, then
to this case or parties to this agreement would be
such expenses and other fees may be charged
preferable.
against the other party. ” See p a rty o f th e first
p art.
p a rtisa n ; p a rtiza n . The former is the preferred
Fred Rodell’s quip is worth remembering: “Only
spelling in both AmE and BrE. Although the term
The Law insists on making a ‘p arty’ out o f a single
denotes “one who takes part or sides with an
person.” Fred Rodell, Woe Unto You, Lawyers! 28
other,” it has connotations o f “a blind, prejudiced,
(1939; repr. 1980). See th ird (-)p a rty .
unreasoning, or fanatical adherent” ( OED).
P a r t y A p p e l l a t i o n s . Generally, in briefs and
p a rtition . To a nonlawyer this is something that opinions, it is best to humanize parties by calling
separates, esp. one part o f a space from another; them by their names— e.g.: “Jones” and “Smith.”
to a lawyer, partition = a division o f real property Otherwise, the reader is forced continually to re
into severalty. think who is the petitioner and who the respon
The word is also commonly a verb in legal dent; who the appellant and who the appellee; or,
writing; it means “to divide (land) into severalty” worse yet, who was plaintiff below, now appellee
<action for partitioning an inheritance:». E.g., (or is it appellant?). It is easier to remember that
“Any one o f a number o f co-owners was entitled Mr. Gulbenkian is the appellant than that the
to have the property ‘partitioned,’ i.e. divided, or appellant is Gulbenkian, for every case has an
at any rate to have the property sold and his share appellant, but not every case has a Gulbenkian.
paid out to him.” William Geldart, Introduction to See Fed. R. App. P. 28(d).
English Law 78 (D.C.M. Yardley ed., 9th ed. Problems arise, however, with matters o f proce
1984). See p a rtib le. dure. “Gulbenkian failed to preserve error” is an
Both as a noun and as a verb, the word petition invidious legal fiction, since it was Gulbenkian’s
is sometimes misused for partition, the result attorney, not Gulbenkian, who failed to preserve
being a gross m a l a p r o p is m — e.g.: “Children over error. Judicial opinions should avoid obscuring
approximately age 9 sat in an 11 by 14 enclosure, the responsibility for procedural mistakes. In
partially petitioned [read partitioned] off from the such contexts, appellant, appellee, plaintiff, and
main waiting room.” Doe v. New York City Dep’t other such appellations are preferable, for they
o f Social Servs., 670 F.Supp. 1145,1181 (S.D.N.Y. more nearly connote attorney and client jointly.
1987)./ “Structural components include walls, pe Even phrasing the statement thus, “Counsel for
titions [read partitions], floors, ceilings, windows, appellant failed to preserve error,” would be ap
doors, [etc.] . . . .” Jacob Mertens, Mertens Law propriate, although from the lawyer’s perspective
o f Federal Income Taxation § 45.51, at 120 (1990). it is a harsher statement. See p la in tiff, d e fe n
dan t.
p a rtition a b le. See p a rtib le .
p a rty in in te re st = a natural or juristic person
p artiza n . See partisan . having a legal or economic interest in litigation
642 party litigant
or arbitration. E.g., “The trouble with appellant’s These are the once-common uses, but there are
position in this case is that no stipulation was two historically unwarranted variations.
presented to the court signed by all parties in First, during the 20th century the historical
interest” divisions between buyers and sellers fell apart:
contract drafters came to use party o f the first
p a r ty litig a n t. See p o stpo sitive a d j e c t iv e s . part for whichever party was named first. Often,
that party was the one with the greatest degree
p a r ty o f th e first p a r t; p a r ty o f th e s e c o n d o f bargaining power—e.g.:
p a r t. These phrases— which have traditionally
“The party o f the first part covenants and agrees to drill
appeared in many types o f instruments— are the for the party o f the second part [i.e., the landowner], its
worst types o f a r c h a is m s . Not only are they cum successors or assigns, a well for petroleum or gas . . . .
bersome and verbose; they also invite mistakes. The party o f the second part covenants and agrees to pay
A glance at volume 31 o f Words and Phrases to the party o f the first part, provided the party o f the first
part shall complete said well in the manner, to the depth,
(1957) hints at the amount o f litigation caused by
and of the dimensions hereinafter specified, and when the
drafters who have inadvertently transposed first said well shall be so completed, at the rate of [$___ ].”
and second. Robert T. Donley, Coaly Oil and Gas in West Virginia
The best m odem practice, in contractual draft and Virginia 360 (1951) (from a form contract for
ing, is to use either real names or functional labels drilling an oil or gas well).
such as buyer and seller; licensor and licensee;
publisher and author; and the like. Second, the idea o f a party o f the third part
The most that can be said for the old phrases gradually arose, though this would have tradi
is that they have a mildly interesting history. tionally been considered a solecism. In most con
Parties entering into contracts were once divided tracts, there were but two sides (or “parts”), so
into classes, or “parts,” according to their property that in multiparty contracts there would be par
interests in the transaction. Generally, the owner ties o f the first part and parties of the second part.
or seller was the party o f the first part and the The idea was that a third party was a stranger to
the contract. Thus, a turn-of-the-century diction
buyer was the party o f the second part— e.g.:•
ary described third parties as a “term used to
• “Know all men by these presents, that John include all persons who are not parties to the
Doe, o f the county o f Arapahoe, in the state contract, agreement, or instrument o f writing by
o f Colorado, party o f the first party for and in which their interest in the thing conveyed is
consideration o f the sum o f $5,000, to him in sought to be affected.” Walter A. Shumaker &
hand paid by Richard Roe, o f the county o f George F. Longsdorf, The Cyclopedic Dictionary
Arapahoe and state aforesaid, party o f the sec o f Law 909 (1901). But by the mid-20th century,
ond party the receipt o f which is hereby ac drafters were using party o f the third part to
knowledged, does hereby grant, bargain and describe not a stranger, but another party to the
sell unto the said party o f the second part, his contract—e.g.:
heirs and assigns, the following goods and chat
Whereas the party o f the first part has made certain
tels, viz.............” W.S. Walker, Sayler’s Ameri
discoveries relating to the manufacture of synthetic rub
can Form Book 97 (4th ed. 1913) (from a form ber, apparently of material commercial value, and has
chattel mortgage). associated the party o f the second part with him to further
• “[T]he said party o f the first party for and in the marketing thereof, and the party o f the third part is
consideration o f the sum o f $1,000, in hand willing to form and finance a company to manufacture
paid, at and before the sealing o f these presents, and market the same, if he finds to his satisfaction, after
investigation, that said discoveries are valuable commer
the receipt whereof is hereby acknowledged,
cially . . . .
has granted, bargained, sold, aliened, conveyed Samuel G. Kling, The Legal Encyclopedia for
and confirmed, and by these presents does Home and Business 101 (1957; repr. 1959)
grant, bargain, sell, alien, convey and confirm, (from a form agreement to organize a corporation).
unto the said party o f the second part, his heirs
and assigns, all [describe property].” W.S. Any question about whether party o f the third
Walker, Sayler’s American Form Book 132 (4th part is proper usage is best answered by saying
ed. 1913) (from a form warranty deed to secure that all these ancient expressions are poor usage
a loan). in modem d r a ftin g . See c h ir o g r a p h , p a r ty &
• “This agreement entered into b e tw e e n ______ PERSON.
party o f the first part, a n d ______ party o f the
second p a r t” Samuel G. Kling, The Legal Ency p a r ty -o p p o n e n t is generally hyphenated, as in
clopedia for Home and Business 93 (1957; repr. Fed. R. Evid. 613(b), though there is hardly a
1959) (simple form contract so punctuated). good rationale for writing it this way.
Passive V oice 643
pass. A. Ju dicial Senses. The phrase pass on phrase— e.g.: Suman Naresh, Passing-Off, Good
or pass upon has a peculiar meaning in legal will, and False Advertising, 45 Cambridge L.J.
writing, namely, “to decide.” It is used primarily 97 (1986)—but this rendering o f the phrase is
o f questions of law: “When our courts first came recommended only when it acts as a ph r asal
to pass upon constitutional questions, what they a d j e c t iv e . See p a lm in g o ff.
read in Coke’s Second Institute . . . appeared but
a common-law version o f what they read in
French and Dutch publicists as to an eternal and P a s s i v e V o i c e . “Avoid the passive,” one often
immutable natural la w . . . Roscoe Pound, The hears; yet many do not really understand what
Spirit o f the Common Law 75 (1921; repr. 1963)./ voice is in grammar, let alone what the passive
“The state courts have power to pass on both state voice is. “Voice” refers to the relationship between
and federal questions . . . Charles A. Wright, the subject o f a clause and its verb: if the verb
The Law o f Federal Courts 752 (4th ed. 1983). performs the action o f the subject (as in “Jane hit
Yet the phrase has been used also in reference the ball”), the verb is active, whereas if it is acted
to juries, which o f course decide questions o f fact: upon (as in “The ball was hit by Jane”), the verb
“It is not the province o f this court to pass upon is passive.
the weight o f the evidence; we think there was a True, the two sentences say essentially the
fair question for the jury, and they must pass same thing, but the emphasis is changed. The
upon it uninfluenced by any intimation from us.7 passive results in a wordier sentence, disrupts
“Some courts have nearly gone to the extent o f the ordinary sequence o f events in the reader’s
holding that where the language is severe, the mind, often causes DANGLERS, and often obscures
jury should pass upon the case under proper in the actor. Consider: “The ball was hit.” As in that
structions.” sentence, passive voice may lead to vagueness, or
B. Testam entary Senses. In the context o f wills lend itself to purposeful obfuscation (see (e ) be
and estates, pass ( = to transfer or be transferred) low). Small wonder that politicians find so many
may be either transitive or intransitive. Ordi uses for the passive (e.g., “Mistakes were made”—
narily it is intransitive— e.g.: “The purpose o f the President Reagan’s response to intense ques
makers was that the property o f the one first to tioning about the Iran-Contra debacle). See plain
die pass at his or her death as he or she directed LANGUAGE (D).
. . . .7 “Intestate real property passes by descent More to the point, although the passive voice
and intestate personal property passes by distri has its occasional legitimate uses—usually, when
bution.” the actor is either unimportant or unknown—its
But it may also be transitive— e.g.: “The instru frequent use makes a piece o f writing much less
ment is supposed to pass property only upon interesting and readable. Avoiding the passive is
death.”/ “The judgment o f the county court con good general advice; but one should not make a
struing the first paragraph o f the will to pass all fetish o f it. Following are different types o f pas
personal property possessed by the testator at his sive voice with their own peculiar problems, along
death to his widow is affirmed.” with suggested remedies.
A. The Otiose Passive. This is the type o f pas
p a ssa b le; p a ssib le. The former means “capable sive that results from lazy thinking, as in “The
o f being passed; open”; the latter means “feeling; ball was hit by Jane.” This syntax subverts the
susceptible to pain or suffering.” Cf. im p a ssib le. English-speaking reader’s reasonable expectation
See -ABLE (A). o f a direct actor-action-consequence sequence, un
less a departure from that sequence is somehow
an improvement. E.g., “Common trust fund legis
p a sserb y . PI. passersby.
lation is addressed to [read addresses] a problem
appropriate for state action.”/ “The fee simple
p a ssim (= here and there) is used in citing an interest could have been conveyed by her to the
authority in a general way and indicates that the defendant.” [Read She could have conveyed the fee
point at hand is treated throughout the work. simple interest to the defendant.]/ “It is not found
Specific references are preferred in legal citations; that [read The court does not find that] defendant
when a general reference is called for, see gener did so with the intent and purpose of destroying
ally is the signal most frequently used. Passim the value o f plaintiff’s interest in the promissory
is especially useful in the index o f authorities note, as the complaint alleges.”/ “After both sides
contained in the front matter o f a brief. had rested, a conference was had between the
trial judge and counsel [read the trial judge and
p a ssin g off, as a noun phrase, should be two counsel conferred (or had a conference)].”/ “It is
words. A few writers have hyphenated the insisted by Sue [read Sue insists] that the power
644 Passive V oice
o f appointment given George in their mother’s lighter and was caused to set himself on fire.”—
will was nonexclusive.” Was caused to is superfluous and misleading, for
B. C onfusion o f A ctive and Passive C onstruc one immediately wonders, by whom?
tions. Consider the following sentences: "Assum F. The D ouble Passive. The problem here is
ing Hager drew up the contract, it becomes even using one passive immediately after another. E.g.,
more clear that it was done so without [read he “This article refers to the portion o f the votes
did so without] any approval by u s.7 “Either re entitled to be cast by virtue o f the articles o f
view can be summarized, as did Judge Rubin, incorporation.” (Votes are not entitled to be cast;
with the following observations.” If the first clause rather, persons are entitled to cast votes.)/ “Had
is to be passive in the latter specimen quoted, an absolute liability theory been intended to have
then the second must also be passive [read as been injected into the Act, much more suitable
was done by Judge Rubin] to make the clauses models could have been found.” Fowler writes
parallel. But the best version would be to write that “monstrosities o f this kind . . . are as repul
both clauses in the active voice: “One can summa sive to the grammarian as to the stylist” (MEU2
rize either review, as Judge Rubin did, with the 138).
following observations.” In legal writing, the problem is especially com
Here the combination o f active and passive con mon where the verb attempt appears: “The possi
structions leads to problems o f syntax and logic: bility that such a pleading informality may occur
“In his affidavit in opposition to defendants’ mo in a proceeding o f this nature has been attempted
tion, plaintiff Nishimura acknowledges that to be prevented by our Rule 27(a).” [A suggested
plaintiffs were never interested by, much less revision: Preventing such informality in pleading
sought [read that plaintiffs never had an interest in a case like this one is precisely the purpose of
in, nor sought], rights to produce and distribute our Rule 27(a)./ “The second ground on which this
the teams’ games on an exclusive, metropolitan action is attempted to be supported fails also.”
wide basis.” (Eng.) [A suggested revision: The plaintiff’s sec
C. The Am biguous Passive. Here an AMBIGUITY ond ground fails also.]/ “Explosions were not what
is caused by the writer’s failure to specify who is was attempted to be guarded against by the stat
acting in each instance: “To avoid dermatitis, skin ute.” [A suggested revision: The statute did not
contact with the epoxy must be minimized, rigor purport to guard against explosions.]
ous personal cleanliness encouraged [by the This construction is likewise common with seek:
user?], and suitable protective equipment used by “The defendant against whom the option was
the operator.” The operator, hardly the one to sought to be exercised was in fact the assignee
encourage personal cleanliness, must practice it. o f the reversion.” (Eng.) [A suggested revision:
The manufacturer is encouraging cleanliness. Williams sought to exercise the option against the
D. A ctive W rongly Used fo r Passive. With a defendant who was in fact the assignee o f the
few verbs, it has become voguish to use the active reversion.]) “A distinction is sought to be drawn
construction where, according to sense, the pas between this case and those cases in which the
sive should appear. Thus the following statement decedent was an infant and the negligent parent
was made to a psychiatric patient: “At the time a beneficiary.” [A suggested revision: Bronson
you were counseling [read receiving counseling or seeks to distinguish this case from those in which
being counseled], were you contemplating sui the decedent was an infant and the negligent par
cide?” Cf. the colloquial British usage, “You need ent a beneficiary.]
your head examining [read examined]”/ “The Some double passives are defensible— e.g.: “Of
video deposition is now filming [read being ferings made in compliance with Regulation D
filmed]”/ “The cases divide [read can be divided] are not required to be registered with the SEC
into two categories, roughly paralleling the some under the Securities Act.” As Fowler notes, “In
times fuzzy distinction between legislative and legal or quasi-legal language this construction
interpretative rules.” may sometimes be useful and unexceptionable:
For a discussion o f the amount owing and Diplomatic privilege applies only to such things
amount owed as idiomatic alternatives, see as are done or omitted to be done in the course of
ow in g . a person’s official duties. / Motion made: that the
E. The D ishonest Passive. Sometimes the pas words proposed to be left out stand part o f the
sive is used (but not as there!) in a way that is o f Question” (.MEU2 139). But these are o f a differ
questionable honesty. In a negligence case in ent kind from are sought to be included and are
which plaintiffs— a minor and his mother—have attempted to be refuted, which can be easily reme
accused the retailer defendant o f negligence in died by recasting. “The rule,” states the Oxford
selling lighter fluid to the minor, this sentence Guide (p. 148), “is that if the subject and the
occurs: “The minor plaintiff attempted to fill said first passive verb can be changed into the active,
paucity 645
leaving the passive infinitive intact, the sentence PAST-PARTICIPIAL ADJECTIVES. See ADJECTIVES
is correctly formed.” Here, for example, a re (H).
casting o f the first passive verb form into the
active voice results in a sentence that makes p a td o w n , n. ( = frisk), is one word.
sense:
p a te n t, n., v.t. & adj. In the adjectival sense o f
Passive / Passive: The prisoners were ordered “obvious, apparent,” the preferred pronunciation
to be shot.
is /payt-dnt/. In all other senses and uses the
Active / Passive: He ordered the prisoners to be pronunciation is Ipat-dntl.
shot.
But in the following example, a recasting o f the p a te n ta b le began as a 19th-century American
first passive verb into the active voice does not ism but is now widely used in BrE as well as
make sense: AmE.
Passive /Passive: The contention has been at
tempted to be made. p a te n t a m b ig u ity . See a m b ig u it y .
might be wise, at this juncture, to defer to aspect o f the verb (the payment is completed);
certain language contained within the preface pay alone is imperfective. This is not to say that
o f the AMA Guides themselves . . . Adams pay over is justified in all the examples quoted
v. Industrial Comm’n, 547 P.2d 1089, 1096 below, but it might well be in the first and fourth:
(Ariz. Ct. App. 1976) (Wren, J., dissenting). “When sovereigns or banknotes are paid over as
• “In the court's view, it was not necessary to currency, as far as the payer is concerned, they
reach this issue, which is essentially a matter o f cease ipso facto to be the subjects o f specific title
affirmative defense, because o f the total paucity as chattels.” (Eng.)/ “During the first three quar
[read absence] o f evidence probative o f the basic ters o f 1978, appellee failed to pay over [read
elements o f the plaintiff's case.” Murphy v. pay] to the United States certain withheld income
Owens-Coming Fiberglass Corp., 447 F. Supp. taxes.”/ “The fact that the money was paid over
557, 572 (D. Kan. 1977). [read paid] to the wife, for her support and the
• “We are therefore unwilling, based on the com support o f the children, certainly does not conflict
plete paucity [read absence] o f the evidence in with the order o f this court.”/ “Upon her death,
the record, to reach the question . . . .” State the principal was to be paid over by the trustees
v. Repp , 362 N.W.2d 415, 421 (Wis. 1985). to such persons as the settlor might appoint by
• “ [T]here was a complete paucity o f [read no] will, or, in default o f such appointment, to the
proof relating to a proximate cause between settlor's heirs at law and next of kin as in intes
Plaintiff’s minority age and his injuries.” Tier tacy.” See PARTICLES, UNNECESSARY.
ney v. Black Bros. Co., 852 F. Supp. 994, 1001
(M.D. Fla. 1994). peaceful refers
p e a c e a b le ; p e a c e fu l. Generally,
to a state o f affairs; peaceable refers to the disposi
p a u p e r is no longer used in lay contexts except tion of a person or a nation state. The two words
for historical or humorous purposes. It is still overlap some, but a strict d iffe r e n tia tio n is
used, however, by straight-faced judges o f impe worth encouraging.
cunious parties in litigation. E.g., “I am of the
opinion that the defendant should pay the costs p e a c e , a g a in s t th e . See a g a in s t th e p e a c e .
o f this House to a successful pauper appellant. ”
(Eng.) See in form a pau p eris .
p e a c e o f m in d ; p ie c e o f (o n e ’s) m in d . Whereas
peace o f mind is calm assurance, a piece o f one's
pawnor is the owner o f
p a w n o r ; p a w n e e . The
mind is something a person says in a fit o f pique.
an item o f goods who transfers it to another (the
But the two are surprisingly often confused—e.g.:
pawnee) as security for a debt. E.g., “Chattels
could pass on death in other ways than those here • “The policyholder should recover for mental dis
described: e.g., on the death o f a pawnor before tress caused by the insurance company's bad
redemption, the property passed to the pawnee.” faith conduct because insurance is purchased to
J.H. Baker, An Introduction to English Legal His provide piece [read peace] o f mind.” DAmbrosio
tory 435 (3d ed. 1990). Nonlegal writers and dic v. Pennsylvania Nat'l Mut. Casualty Ins. Co.,
tionaries use the spelling pawner. 431 A.2d 966, 972 (Pa. 1981).
• “ [T]he weaker party does not enter into the
p a y ; p a y u p . The latter means “to discharge contract primarily for profit, but to secure an
completely (a debt).” The former may refer to essential service or product, financial security
partial or total payments. Thus, because o f this or piece [read peace] o f mind . . . .” Henry H.
slight d if f e r e n t ia t io n , up is not a needless par Perritt, Jr., Implied Covenant: Anachronism or
ticle. Cf. p a y o v e r . See par ticles , u n n e c e s s a r y . Augur? 20 Seton Hall L. Rev. 683, 710-11
(1990).
OED and W3 have their
p a y o r . Although the • “Kansas courts have allowed recovery under
main entries under -er, -or is more common in nuisance theory to include annoyance, discom
American legal writing. E.g., “If the payor raises fort, inconvenience, endangerment of health,
a purchase money resulting trust, the oral and loss o f piece [read peace] o f mind.” Charles
agreement is regarded as confirming the pre C. Steincamp, Note, Toeing the Line: Compli
sumption of surplusage.” Ironically, the spellings ance with the National Contingency Plan for
are payor but taxpayer. In BrE the spelling payer Private Party Cost Recovery Under CERCLA,
is common. 32 Washburn L.J. 190, 233 (1993).
• “Restrictions on obnoxious noise and public in
p a y o v e r . Though appearing to be a r e d u n decency protect people's sensibilities and piece
d a n c y , this common legal idiom is often justifi [read peace] o f mind, not their liberty.” Samuel
able. Over signifies in this phrase the perfective Freeman, Criminal Liability and the Duty to
penal 647
Aid the Distressed, 142 U. Pa. L. Rev. 1455» otherwise, to deal with Watson’s rather than with
1487 n.112 (1994). Ritchie’s.” (Eng.)
p e d e r a s ty . So spelled. Cf. b u g g e r y .
p e c u la tio n is essentially a fancy equivalent of—
perhaps even a polite e u p h e m is m for— embezzle
ment But the OED suggests a narrower meaning p e d ia tr ic ia n ; p e d ia tr is t. The former is the com
for peculation: “the appropriation o f public money mon, preferred term, meaning “a physician who
or property by one in an official position.” If that specializes in children’s medicine.” The latter, a
n e e d le s s v a r ia n t , has the liability o f causing
were correct, then a public official peculates
whereas a corporate employee embezzles. confusion with podiatrist ( = a foot doctor).
Indeed, peculation was once used in this nar
rower sense— e.g.: “The power to control and di p e e k . See p e a k .
rect the appropriations, constitutes a most useful
and salutary check upon profusion and extrava p e jo r a tiv e . So spelled, though sometimes mis
gance, as well as upon corrupt influence and pub takenly spelled perforative, as in the following
lic peculation . . . .” 2 Joseph Story, Commentar examples: “The majority resorts to perjoratives
ies on the Constitution o f the United States §1348, [read pejoratives] . . . .” Compagnie des Bauxites
at 222 (5th ed. 1891). de Guinea v. Insurance Co. o f N. Am., 651 F.2d
Today, however, the word routinely refers to 877, 889 (3d Cir. 1981) (Gibbons, J., dissenting)./
violations o f private trusts— e.g.: “But to analo “[T]he female-gendered term is slightly perfora
gize petitioners’ scheme to a conventional case tive [read pejorative] o f this species o f prosecu
o f peculation by an employee, whether public or tion.” Helen Leskovac, Legal Writing and Plain
private, is to disregard the facts o f this case.” English, 38 Syracuse L. Rev. 1193, 1202 (1987).
Parr v. U.S., 363 U.S. 370, 398-99 (1960) (Frank
furter, J., dissenting). That being so, there is little Penal = o f or
p e n a l; p u n itiv e ; p e n o lo g ic a l.
to commend the word in comparison with the relating to punishment or retribution. Punitive =
ordinary term embezzlement. See d e fa lc a te & serving to punish; intended to inflict punishment.
e m b e z z le . Penological = o f or relating to the study o f the
philosophy and methods o f punishment and treat
p e c u n ia r y ; p e c u n io u s . The suffixes distinguish ment o f persons found guilty o f crime. The words
these words. Pecuniary = relating to or consisting thus have distinct senses.
o f money. Pecunious = moneyed; wealthy. (Its Penological is often used inappropriately for
opposite is impecunious, meaning “destitute.”) penal, perhaps because the usual phrase is the
The adverb corresponding to pecuniary is pecu state’s penological interest, and the state’s interest
niarily: “They were quite unaware o f the fact that sounds more clinical and dispassionate if penolog
it was to the plaintifFs advantage, pecuniarily or ical rather than penal is used. That is not, how
648 penal institution
ever, a justification for misusing the word. E.g., pen d en te life (= while the action is pending) is
“The state by this statute imposing a fine has sometimes misspelled pendent lite. See lis p e n
declared its penological [read penal] interest— den s.
deterrence, retribution, and rehabilitation— satis
fied by a monetary payment, and disclaimed, as p e n e tra b le is preferable to penetratable. See
serving any penological [read penal] purpose in -ATABLE.
such cases, a term in jail.” See e u p h e m is m s .
p e n ite n tia ry ( = a reformatory or correctional
p e n a l in s titu tio n is a e u p h e m is m for prison. prison) originally referred to an ecclesiastical of
fice (i.e., a person appointed to deal with peni
p e n d , v.i., ( = [of a lawsuit] to be awaiting deci tents). The idea o f reform is embedded in the root
sion or settlement; to be pending) is a sense unre meaning. Although for some time rehabilitation
corded by the OED and W3. In this novel AmE was not a major objective o f American prisons,
legal sense pend is really a BACK-FORMATION from today it is on the rise.
the present participial form pending <the case
has been pending for three years>. p e n o lo g ic a l. See pen al.
The word dates from the early 20th century—
e.g.: “The matter is really not procedural or con p e n sio n e r. See a n nu itan t.
trolled by the rules o f court in which the litigation
pends.” Oklahoma Natural Gas Co. v. Oklahoma, p e n u ltim a te; an tep en u ltim a te. The former
273 U.S. 257, 259-60 (1927)./ “[W]hile plaintifTs means “next to the last,” the latter “second from
case pended [read was pending] in the trial court, the last.” Penultimate is common among educated
. . . the defendant had presented itself as contes writers, both lawyers and nonlawyers. E.g., “The
tant o f any right o f the plaintiff to obtain valid penultimate paragraph o f this opinion is deleted
judgment . . . Car & Concepts, Inc. v. Funs- and the following is substituted.”
ton, 601 S.W. 2d 801, 803 (Tex. Civ. App.— Ft.
Worth 1980). Pending sounds more natural in p en u m b ra . Though most English-language dic
most contexts in which pend appears. tionaries list only the plural -ae, one could hardly
be faulted for anglicizing the term and using -as.
(See PLURALS (A).) Justice Douglas did just that in
p e n d a n t. See p e n d e n t.
the quotation immediately following: “The forego
ing cases suggest that specific guarantees in the
p e n d e n c y (=
the state or condition o f being
Bill o f Rights have penumbras, formed by emana
pending or continuing undecided) is largely a le
tions that help give them life and substance.”
gal term. E.g., “The district court erred in award
Griswold v. Connecticut, 381 U.S. 479, 483
ing appellant interest during the pendency o f the
(1965)./ “[W]e see no persuasive reason to extend
first appeal.” Pendence is a n e e d l e s s v a r ia n t .
the right o f privacy, based as it is on \penumbras
E.g., “A severance will not be granted for the
and emanations’ o f other more explicit constitu
purpose o f making a judgment final which other
tional rights, to evidentiary matters protecting
wise would be interlocutory because o f the contin
marital relationships . . . .” Port v. Heard, 764
ued pendence [read pendency] of other claims in
F.2d 423, 430 (5th Cir. 1985).
the case.” Dallas Civ. Court Rules § 1.4(a) (1981).
p en u m b ra l; p e n u m b ro u s. The latter is a NEED
pendens. See lis p e n d e n s. LESS VARIANT.
that will. A state may coincide exactly with one phrase beyond peradventure, it means “doubt.”
people, as in France, or may embrace several, as E.g., “It is clear beyond peradventure that the
in the U.S. income tax on wages is constitutional.”/ “The
meaning o f the term in that subdivision is plain
p e o p le k in d is an unnecessary formation for beyond all peradventure.”
mankind or humankind. E.g., “While this solution Beyond peradventure o f a doubt is a REDUN
would make everyone truly equal, it would be DANCY: “But it is clear beyond peradventure o f a
undesirable, because there would be no extraordi doubt that [read beyond peradventure that] appel
nary individuals to lead peoplekind [read hu lant and Nelda considered these weekends as
mankind] to new frontiers or new ideas.” See devoted to recreation and refreshment.” Cf. ca v il,
h u m a n k in d . beyond.
percent is percent; adding an -s, though not un positioned before the noun it modifies, but daily is
common, is substandard. undoubtedly an improvement. In no legal context,
In most writing, 75% is easier to read than 75 one can safely say, is per diem the best available
percent or (worse yet) seventy-five percent phrase.
percentage of, a. One writes, “A high percentage p e r e m p t, v.t., in legal slang, is sometimes used
o f it is there,” but “A percentage o f them are as a BACK-FORMATION from peremptory challenge,
there.” Cf. proportion. See s y n e s i s . the sense being “to exercise a peremptory chal
lenge against”— e.g.: “We feel that under Batson,
perceptible. See perceptive. to perempt all the blacks on the panel . . . .”
Barfield v. Orange County, 911 F.2d 644, 646
perceptive (= keenly intuitive) for perceptible
(11th Cir. 1990) (quoting counsel at trial). For
(= appreciable, recognizable) is an infrequent er
another sense o f the word, see p r e e m p t.
ror—e.g.: “Those professions that have tried that
solution have paid handsomely without perceptive
p e r e m p tio n . See p r e e m p tio n .
[read perceptible] improvement in their images.”
Bob Dunn, Contemplating Our Future, Tex. B.J.,
p e r e m p to r y , adj., = admitting no contradiction
May 1992, at 448.
or denial; incontrovertible. “The trial court erred
in refusing to give the peremptory instruction that
perchance is an ARCHAISM for perhaps— e.g.:
asked it to return a verdict o f not guilty.” Peremp
“For if your system, perchance, lacks absolute
tory was originally a term from Roman law, mean
utility, it is so much more efficient than that
ing “that destroys, puts an end to, or precludes
which we have had in our own country as to lead
all debate, question, or delay” ( OED) <peremptoiy
some to look to you for the solution o f many o f
edict>.
our common problems.” (Eng.)
Since the early 20th century, peremptory has
p er contra ( = on the other hand; to the contrary; often been used as an elliptical form o f peremptory
by contrast) may seem to be a useful LATINISM challenge or strike, which denotes the removal o f
because o f its brevity, but the English words are a veniremember without a showing o f cause—
much more widely understood. E.g., “That doc e.g.:
trine . . . had as its major premise the idea that • “[T]he trial judge went upon the theory that
the shipowner's liability for unseaworthiness is . . . plaintiff should have exhausted his pe-
based on negligence. Per contra [read By contrast], remptories upon the other two [jurors].” Martin
both Mahnich and Sieracki had made clear that v. Farmers* Mut. Fire Ins. Co., 102 N.W. 656,
negligence had no part in the brave new world o f 658 (Mich. 1905).
unseaworthiness.” Grant Gilmore & Charles L. • “After all peremptories have been taken, or the
Black, Jr., The Law o f Admiralty 395 (2d ed. parties satisfied, the jury shall then be sworn
1975). as a body to try the cause.” Avila v. U.S., 76
F.2d 39, 41 (9th Cir. 1935).
per curiam ( = by the court) is primarily an • “ ‘You had peremptories still left that you could
adjective <per curiam opinion>, but is sometimes have exercised, had you thought you were not
used as an elliptical form o f per curiam opinion. getting a fair jury.’ ” People v. Hancock, 40
E.g., “In the per curiam denying rehearing in N.W.2d 689, 698 (Mich. 1950) (quoting the trial
Bennett the en banc court for this circuit unani judge).
mously agreed on the statement o f governing cri • “While the fact that the jury included members
teria by which a municipality’s section 1983 liabil o f a group allegedly discriminated against is
ity is to be determined.” not conclusive, it is an indication o f good faith
In still other contexts, the phrase is used adver in exercising peremptories, and an appropriate
bially— e.g.: “Presumably no one would have quar factor for the trial judge to consider in ruling
reled with the Calbeck majority if it had . . . on a Wheeler objection.” People v. Turner, 32
reversed the Fifth Circuit per curiam . . . .” Cal. Rptr. 2d 762, 777 (Cal. 1994) (en banc).
Grant Gilmore & Charles L. Black, Jr., The Law
o f Admiralty 422 (2d ed. 1975). See by the Cf. c a u s a l c h a lle n g e .
court & p er incuriam. The word is sometimes mistakenly written pre-
emptory, no doubt as a result o f the writer’s mis
per diem = for or by the day <per diem fee>. takenly associating the word with the verb pre
Generally, it makes more sense to write a day empt— e.g.: “On Friday, Judge John Ouderkirk o f
<$50 a day> or daily <daily fee>. (See a (b ).) Per State Superior Court dismissed a black woman
diem, a l a t in is m , has been defended when it is after a challenge for cause and a black man after
perjured 651
a pre-emptory [read peremptory] challenge by the for a year— or any fraction o f a year—and for
prosecutor. In making pre-emptory [read peremp successive equivalent periods until terminated by
tory] challenges, lawyers do not have to give a either party with proper notice. This type o f ten
reason for wanting a prospective juror dismissed.” ancy most commonly arises when a lease term
Jury Queries Resume in Beating Case, N.Y. ends and is automatically (and repeatedly) re
Times, 8 Aug. 1993, at 17./ “The State may not newed another month or year.
exercise its preemptory [read peremptory] chal Within the Anglo-American classifications o f
lenges for purely racial reasons.” Wilson v. State, property rights, the periodic tenancy has a dual
884 S.W.2d 904, 907 (Tex. App.— San Antonio nature: “[P]eriodic tenancies o f all types are now
1994). For the correct use o f preemptory, see p r e considered to be non-freehold ‘estates in land/
em p tiv e. although they are also ‘chattels real'—i.e., per
sonal rather than real property.” Roger A. Cun
/pdr-fektl, v.t., = to bring to completion;
p e r fe c t ningham et al., The Law o f Property 82 (2d ed.
to complete, finish, consummate; to carry through, 1993). See c h a tte ls & e sta te .
accomplish ( OED). This sense, now mostly legal, Though periodic tenancy is a general term, it is
usu. appears in reference to perfecting appeals often used interchangeably with the more specific
and perfecting liens. E.g., “[A] cadre o f lawyers in phrases {tenancy from month to month and ten
Albany specializes in the art o f perfecting bar ancy from year to year), as periods other than
appeals.” Stephen Labaton, At the Bar, N.Y. months or years are highly unusual. The more
Times, 18 Aug. 1989, at 20. specific phrases are often preferable because they
are more universally comprehensible.
p e r fe c tib le . So spelled. See -a b l e (A). The more specific terms are often written
month-to-month tenancy and year-to-year tenancy,
p e rfe ct-te n d e r ru le = the less-than-robust rule the hyphens being necessary in a p h r asal a d je c
that, in contracts between merchants, every as tive that precedes the noun.
pect o f the seller's performance is a condition o f
the buyers liability, so that the buyer is privileged p e r io d o f tim e is usually unnecessary in place
to reject the goods if the seller deviates even o f either period or time.
slightly from the contractual requirements. The
phrase should be hyphenated thus. See PHRASAL P e r i p h r a s i s = a roundabout way of writing or
ADJECTIVES. speaking. Many a legal writer uses “jargon to
shirk prose, palming off periphrasis upon us when
p e r im e te r . See p a r a m e te r s . with a little trouble he could have gone straight
to the point.” Arthur Quiller-Couch, On the Art
p e r incuriam is not the opposite o f per curiam o f Writing 108 (1916; repr. 1961). See JARGON,
(= by the court); rather, it means “through inad EUPHEMISMS & REDUNDANCY.
vertence; in ignorance o f the relevant law.” Today
it is used more commonly in BrE than in AmE. P e r i p h r a s t i c C o m p a r a t i v e s . See c o m par a
E.g., “As a general rule the only cases in which tiv e s AND SUPERLATIVES (B).
decisions should be held to have given per in
curiam are those o f decisions given in ignorance p e j o r a t i v e is a misspelling o f pejorative. See
or forgetfulness o f some inconsistent statutory p e jo r a tiv e .
provision or o f some authority binding on the
court concerned . . . .” Morrelle Ltd. v. Wakeling, p e j u r e is now used only as a reflexive verb—
[1955] 2 Q.B. 389, 4067 “When the essence o f a e.g.: “The petitioner maintains that he was unable
pervious decision with which a judge disagrees to discover that these witnesses perjured them
cannot so easily be dismissed as obiter dictum, selves.” See p e j u r y .
the judge may, as a desperate last resort, catego
rize the previous decision as per incuriam (an p e ju r e d ; peju r io u s ; p e ju r ia l.Perjured is
acceptable legal euphemism for a judgment [that] now the usual adjective corresponding to per
was obviously wrong).” David Pannick, Judges jury — e.g.: “The evidence must show beyond the
159 (1987). existence o f a reasonable doubt that the alleged
perjured testimony o f the person suborned was
p e r io d ic te n a n c y ; te n a n c y fr o m m o n th to under oath duly and legally administered.” The
m o n th ; te n a n c y fr o m y e a r to y e a r . The phrase word perjurious is somewhat broader because it
periodic tenancy is the genus o f which both ten means “involving pe ju r y ” as opposed to the more
ancy from month to month and tenancy from year specific sense o f perjured ( = characterized by
to year are species. A periodic tenancy continues pe ju r y ). Thus, it is possible to speak o f a person’s
652 peijurer
Logic and the Common Law Trial, 18 Am. J. Trial to use said document to perpetuate [read perpe
Advoc. 151, 199 n.12 (1994)./ “The Cooney court trate] a fraud on a bank lending institution in
preceded its discussion o f interest analysis with connection with a $100,000 loan.” Taylor v. Sulli
a similar peroration [read allusion or reference?] van, 613 N.Y.S.2d 397, 398 (App. Div. 1994).
to the fact that the conflict did not involve The word perpetuate is correctly used in the
conduct-regulating rules . . . Aaron D. Twer- following sentence: “Amassing wealth over an ex
ski, A Sheep in W olfs Clothing: Territorialisni in tended period o f time may have been attractive
the Guise o f Interest Analysis [etc.], 59 Brook. L. to some o f the landed gentry o f England who
Rev. 1351, 1361 (1994). sought to perpetuate family fortunes in the feudal
tradition, unhampered by income or estate taxes.”
p e r p e tr a te . See p e r p e tu a te .
p e r p rocu ration em = by proxy. The phrase is
p e r p e tr a to r ; a b e tto r ; in c ite r ; c r im in a l p r o abbreviated per pro., p. proc., p. pro., or p.p.
te c to r . These terms name the four different kinds
o f criminally culpable parties at common law. p e rq u isite ; p re re q u isite . Perquisite, often
Perpetrator = one who, with mens rea (q.v.), has shortened to perk, means “a privilege or benefit
caused a socially harmful occurrence either per given in addition to one’s salary or regular wages.”
sonally or through some tool or innocent agent. Prerequisite = a previous condition or require
Abettor = one who is present at the scene o f a ment.
crime, either actually or constructively, and who,
with mens rea, either helps the perpetrator com p e r quod; p e r se. Literally, per quod = whereby.
mit the crime or stands by with intent—known to In all tort actions, per quod once introduced the
the perpetrator—to help if needed, or otherwise allegations giving rise to special damages by a
encourages the perpetrator. Inciter = one who, showing o f consequences stemming from the de
with mens rea, helps, commands, or encourages fendant’s acts. Per se violations required no such
another to commit a crime without being either showing. The phrases survive in defamation
actually or constructively present when it is car cases. See, e.g., Kurz v. The Evening News Ass'n,
ried out. Criminal protector = one who is in no 375 N.W.2d 391, 394 (Mich. Ct. App. 1985). E.g.,
way tainted with guilt o f a crime when perpe “The law has always made a distinction between
trated but who, with full knowledge o f the facts, false imputations that may be actionable in them
later conceals the offender or helps prevent detec selves, per se, and those that may be actionable
tion, arrest, trial, or punishment. See Rollin M. only on allegation and proof o f special damage, or
Perkins & Ronald N. Boyce, Criminal Law 723— per quod.”
26 (3d ed. 1982). Unfortunately, though, the use o f per se in defa
In the crime o f treason, all such parties are mation contexts is ambiguous because it invites
principals. In misdemeanors, the first three are confusion with another distinction in the law of
principals, and criminal protectors are not pun defamation: that between words that are facially
ishable. In felonies: defamatory (‘Y ou ’re an embezzler”) and words
that amount to subtle, veiled defamations. State
• Perpetrators are principals in the first degree.
ments o f the latter type require some pleading
• Abettors are principals in the second degree.
and proof o f innuendo or explanation. But this
• Inciters are accessories before the fact.
distinction, valuable as it is, has nothing what
• Criminal protectors are accessories after the
ever to do with whether special damages must be
fact.
proved. Even so, some American courts have been
Cf. a c c o m p lic e . See p r in c ip a l (b ). misled by the linguistic similarity between action
able per se and defamatory per se. See Charles T.
p e r p e tu a b le . So spelled—not perpetuatable. See McCormick, Handbook o f the Law o f Damages
-ATABLE. § 113, at 417-18 (1935).
p e r p e tu a te ( = to make last indefinitely; prolong) p e r se (lit., “through [or in, by, ofl itself”) = (1)
and perpetrate (= to commit or carry out) are standing alone; in itself; or (2) as a matter o f law.
surprisingly often confounded. E.g., “In 1988, Fed The phrase is both adverb and adjective. Formerly
eral District Judge James L. Kinf dismissed the used almost always after the adjective or noun it
suit as baseless, accused Mr. Shean o f knowingly modifies, today it is commonly used before: “The
perpetuating [read perpetrating] a fraud and fined district court submitted the case to the jury on
the Christie Institute . . . .” Michael Kelly, Perot the theory that such a conspiracy, if proved, is
Shows Penchant for Seeing Conspiracy, N.Y. per se illegal.”/ “The case is being closely watched
Times, 26 Oct. 1992, at A10./ “This allowed Ogle by antitrust specialists, because the decision may
654 persecute
revise an old and important antitrust doctrine the law regards as capable o f rights and duties.
known as the per se rule.7 “Appellant asserts that Any being that is so capable is a person, whether
his back ailment is per se disabling.7 ‘T here is a human being or not, and no being that is not so
no longer a presumption o f specific deadly intent capable is a person, even though he be a man.”
when a per se deadly weapon is used by the J.W. Salmond, Jurisprudence 299 (P. J. Fitzgerald
defendant.” ed., 12th ed. 1966). Lon Fuller, among others, has
The phrase usually takes no punctuation, even questioned whether person is the most desirable
though its English equivalent in itself or o f itself word for the concept. See Lon L. Fuller, Legal
is ordinarily set off by commas. When, however, Fictions 12-14 (1967). What term might be bet
per se is used as a direct functional equivalent o f ter? Fuller suggests legal subject or right-and-
one o f these phrases, it should be set off: “That duty bearing unit. Id. On second thought, perhaps
the propriety, per se, o f searches o f law offices is person is not quite so bad.
an area o f some controversy makes it more, not
less, imperative that public officials not disregard P e r s o n . It is important in any piece o f writing,
the strictures o f the fourth amendment.” and especially in d r a ft in g , not to confuse one’s
When used before the noun it modifies, per se references to persons, as by switching the voice
often means “absolute.” E.g., “This inquiry calls through which the prose is set down. The writer
for line-drawing, but no fixed per se rule can be should not change the person through whom the
expressed or applied in any particular case.”/ “We writing speaks, as by slipping in and out o f third
are not disposed to fashion a per se rule requiring person, with first person interspersed.
reversal o f every conviction following tardy ap Following is an example from a will quoted in
pointment o f counsel.” an opinion:
Per se has become a te r m o f a r t in antitrust
The party of the first part . . . does hereby remise, re
law, referring to an outright violation o f the anti lease, and forever quitclaim unto the said party of the
trust statutes. The Supreme Court o f the United second part, his heirs and assigns forever, all the real
States has defined per se antitrust violations as estate of the said Ella F. Sherwood [the party of the first
those “which because o f their pernicious effect on part], wherever situate, to have and to hold the same
competition and lack o f any redeeming virtue are unto the party of the second part, his heirs, executors,
and administrators and assigns forever, and for the same
conclusively presumed to be unreasonable and
considerations, I do hereby s e ll. . . unto the party of the
therefore illegal without elaborate inquiry as to second part all personal property.
the precise harm they have caused or the business
excuse for their use.” Northern Pac. Ry. v. U.S., Here is another specimen, in which testator
356 U.S. 1, 5 (1958). Per se is not absolute in = party o f the first part. “This conveyance and
American antitrust law: there may be behavior transfer is made upon the condition that the party
that is a per se violation o f the statute, yet the o f the second part, my husband, survive me, and
violator may still raise defenses, such as impossi the same is intended to vest and take effect upon
bility due to market conditions. my decease and until said time the same shall be
The phrase has been extended in antitrust con subject to revocation upon the part o f the party o f
texts well beyond its usual sense, from per se the first part.” In both o f these examples, cer
illegality to per se rules or analysis to per se tainly, use o f the first person would be preferable
language—e.g.: uPer se language expresses a throughout. See first per so n & p a r ty o f th e
mood o f undoubted hostility to a practice.” 7 Phil first p a r t.
lip Areeda, Antitrust Law § 1510, at 417 (1986).
See p e r quod . p e r s o n a is singular, not plural— personae being
the plural. Hence: uJowittfs Dictionary o f English
p e r s e c u te . See p r o s e c u te . Law in two volumes is quite detailed and because
o f its articles on long forgotten legal persona [read
p e r s e v e r e . Because this word is frequently a personae or, better yet, personages], incidents and
victim o f the intrusive -r-, it is often mispro maxims is an amusing read in itself.” P.H. Kenny,
nounced (and misspelled) perservere. Studying Law 47 (1985).
the past year, personal-injury attorneys have been p e rso n a l p ro p e rty . For the historical basis for
successful in having a number o f such laws over the distinction between real property and personal
turned.” Court in Washington Voids a Law Lim property, see real.
iting Some Jury Awards, Wall St. J., 1 May 1989,
at B5. p e r so n a l re p re se n ta tiv e is a broad term for
a person who, on another’s death, collects the
p e rso n a l la w = the law that governs a given decedent’s property, pays the debts, and distrib
person in family matters, usu. regardless o f where utes what is left among those entitled under a
the person goes. In common-law systems, per will or under the rules o f succession on intestacy.
sonal law refers to the law o f the individual’s The two types o f personal representatives are
domicile. (See lex d om icilii .) In civil-law sys executors and administrators. See a d m in is
tems, it refers to the law o f the individual’s na tra to r.
tionality (and is sometimes called lex patriae).
E.g., “[Succession to immovables on the basis o f p e r so n a lty ( = personal property) is contrasted
the personal law o f the decedent, as distinct from with realty. E.g., “Personalty is transferred,
the law o f the situs, has long been the rule in a leased, hired, mortgaged, lent in very simple
substantial number o f civilian jurisdictions.” Al ways. As a rule it can be done by word o f mouth.
fred Hill, The Judicial Function in Choice o f Law, It is very different with realty.” Max Radin, The
85 Colum. L. Rev. 1585,1647 (1985). The effect o f Law and You 124-25 (1948). The word should not
the differing systems is that, in civilian countries, be confused with personality.
personal law follows the person, whereas in
common-law countries it does not. p e rso n a m , in. See in p erson a m .
Still other, religion-based systems establish a
personal law for some aspects o f life such as p e r so n a n o n gra ta ; p e r so n a grata. The plural
marriage, divorce, inheritance, legitimacy, adop forms are personae non gratae and personae gra
tion, and many types o f capacity—e.g.: tae. See PLURALS (A).
• “While the Hindu Code retains personal law for
Hindus, that personal law has almost entirely p e rso n a tio n . See im p e rso n a tio n .
eliminated traditional caste distinctions.”
Jamie Casseis, Bitter Knowledge, Vibrant Ac p e rs o n n e l may take either a singular or a plural
tion: Reflections o f Law and Society in Modern verb, depending on whether it is intended as a
India, 1991 Wis. L. Rev. 109, 137 (book review). COLLECTIVE NOUN.
• “While article 44 o f the constitution envisages
the eventual adoption o f a uniform civil code, p e rso n s. See p e o p le .
Hindus, Muslims and other religious communi
ties are still subject in many respects to their p e rs o n . . . th em ; p e r s o n . . . th ey. See CON
personal law . . . .” Id . n.9. CORD (B).
• “All members o f a religious community,
whether a majority or minority—Jews, Mus p e r sp ic u o u s; p e r s p ic a c io u s . Perspicuous is to
lims, and members o f different Christian com perspicacious as intelligible is to intelligent. Per
munities in Israel; Muslims and Hindus in In spicuous may be defined etymologically as “see-
dia—may be subject to a religion-based family through-it-ive-ness”; it means “clear; lucid; seen
law that is applied by religious courts. Like readily,” and is applied to thought and expression.
power sharing, a personal law can provide an E.g., in the nominal form: “The former term indi
important degree o f autonomy and cohesion cates with tolerable perspicuity a right available
even for minorities that are territorially dis in personam.” Perspicacious = penetrating in
persed.” Henry J. Steiner, Ideals and Counter- thought; acutely discerning; keen; shrewd <a
Ideals in the Struggle over Autonomy Regimes scholar as perspicacious as Charles Alan Wright>.
for Minorities, 66 Notre Dame L. Rev. 1539,
1542 (1991). p e r stirp es. See p e r ca p ita ( b ) & stirp ita l.
Though limited in Anglo-American law, the con
cept still applies to some degree: although Ameri p e rsu a d a b le ; p e rsu a d ib le ; p ersu a sib le. The
can and English courts look chiefly to the law o f preferred form is persuadable. See -a b l e (a ).
the person’s domicile, a person o f full age and
capacity may establish a desired personal law p e rsu a d e ; co n v in c e . One persuades another to
merely by choosing a given place— the place do something, but one convinces or, archaically,
where that law is in effect—as a domicile. persuades another o f something. Either persuade
656 persuadible
or convince may be used with a that-phrase object, sons based upon race from the grand jury pool,
although persuade that occurs seldom outside law. the petit jury pool, or the petit jury through the
American judges seem addicted to the expression. prosecutor’s use o f peremptory challenges, vio
E.g., “If the statutory language were not enough lates a defendant’s equal protection rights guar
to persuade us that the Secretary’s interpretation anteed by the fourteenth amendment.” Cf. g ra n d
is incorrect, these limitless consequences would ju r y .
certainly give us pause.”/ “We are persuaded that In BrE, petty jury seems to be the predominant
the indemnity provision clearly encompasses neg spelling—e.g.: “A prisoner who is indicted is tried
ligence o f the indemnitee and losses arising from by a petty ju r y ” O. Hood Phillips, A First Book o f
strict liability.” See c o n v in c e . English Law 25 (3d ed. 1955).
B. P ronunciation. Petit jury should be pro
p e r s u a d ib le ; p e r s u a s ib le . See p e r s u a d a b le . nounced in the same way as petty jury . But in
some American jurisdictions— such as Texas,
p e r s u a s iv e b u r d e n . See b u r d e n o f p r o o f (a ). alas— the pronunciation Ipet-itl has taken hold.
See HYPERCORRECTION (K).
p e r s u a s iv e p r e c e d e n t. See p r e c e d e n t (b ).
p e tit la rce n y ; p e tty la rce n y . The former is now
p e r ta in . See a p p e r ta in . the predominant spelling. See la r c e n y (c).
p e r tin e n c e ; p e r tin e n c y . The first is now the p e tito r y is an adjective used in reference to suits
usual and preferred form— e.g.: “I concede that a seeking to try title to real property or to a vessel,
testator cannot prescribe in his will that an act independently o f possession. E.g., “Former Admi
to be performed by him, indifferent in itself and ralty Rule 19 dealt with possessory and petitory
having no pertinency [read pertinence] except its actions.”/ “Real actions were brought to recover
effect on his testamentary dispositions, shall lands, tenements, or hereditaments. They were o f
change such dispositions.”/ “To appreciate the per two classes, petitory and possessory. In petitory
tinency [read pertinence] o f these statements, we actions the controversy was concerning the prop
may ask ourselves what the duty o f counsel would erty and right. In possessory actions the dispute
have been had they been true.” See im p e r ti was in relation only to the possession.” Edwin E.
nence. Bryant, The Law o f Pleading Under the Codes o f
Civil Procedure 4 (1899).
p e r tin e n t p a r t, in . See in p e r tin e n t p a r t.
p e ttifo g g e r; sh yster. Both are contemptuous
p e r u s e means “to read with great care”; thus it
words for lawyer, but there is a difference, as
should not be used merely as a fancy substitute explained here, rather magniloquently:
for read. It is pronounced /pd-rooz/, and the noun The pettifogger, as a lawyer, is an unlearned, little,
perusal /pd-rooz-dl /. mean character, lacking in ability, sound judgment or
good common sense, while the shyster may be possessed
p etitio p rin cip ii . See b e g g in g th e q u e stio n . of much learning, great ability or an abundance of shrewd
ness and cunning, but he is a trickster and a dishonest
schemer; he is a fomenter of litigation, strife and discord
p e titio n . For the misuse o f this word for a in the community; he is a manufacturer of evidence, a
similar-sounding word, see p a r titio n . fosterer of peijury and a promoter of bribery; he is a
cunning thief, who conceals his perfidy and rascality un
der the cloak of the law; he cunningly abuses the noble
p e titio n e r . See par ty a ppellatio n s & p la in tiff.
profession to which he has been admitted as a weapon of
offense in deeds of unjust oppression, scheming knavery
p e tit ju r y . A. And petty jury. The former is now and the procurement of confidence and the repose of trust,
the accepted spelling in AmE; the development is which he basely abuses, when there is opportunity to
perhaps a favorable one, for nonlawyers are likely profit by so doing.
R. L. Harmon, addressing Alabama Bar Ass’n
to read petty in its modern sense even though
in 1897 (quoted in George W. Warvelle,
they are familiar with the phrase. (See p e tt y Essays in Legal Ethics 69 (1902)).
o ffe n s e .) A petit jury (= a trial jury) is contrasted
with a grand jury ( = the jury that decides M odem lawyers and judges use the term pettifog
whether to hand down an indictment or informa ger with some frequency—e.g.: “Quite the con
tion). E.g., “It would, of course, be impossible to trary, counsel in that case were not pettifoggers
obtain a petit jury that reflects all the distinctive . . . .” Nebeker v. Piper Aircraft Corp., 747 P.2d
groups in a community.”/ “The Supreme Court 18, 38 (Idaho 1987). See l a w y e r s , d er ogator y
has stated that the systematic exclusion o f per NAMES FOR.
Phrasal Adjectives 657
p e ttifo g g e r y ( =
legal chicanery) is the noun diers, Life and Death, 25 Ariz. St. L.J. 895, 910
corresponding to the agent noun pettifogger, q.v. (1993).
E.g., “The opposition o f Goodman and Dorsey to
the motion to compel discovery was specious, re
plete with linguistic legerdemain, h alf truths and Ph.D . ( = Philosophical Doctor, Doctor o f Philoso
pettifoggery.” In re Marriage o f Lemen, 170 Cal. phy) requires the internal period.
Rptr. 642, 649 (Ct. App. 1980).
p h e n o m e n a is a plural noun, phenomenon being
p e tt y ju r y . See p e tit ju r y . the singular—e.g.: “The Supreme Court recently
explained this phenomena [read phenomenon] in
p e tt y la r c e n y . See p e tit la r c e n y . Powers v. Ohio . . . .” People v. Boston, 586
N.E.2d 326, 332 (111. App. Ct. 1991) (Johnson, J.,
p e tt y o ffe n s e . In G.B., this phrase (spelled petty
dissenting). “The terminology for this phenomena
offence in BrE) has dropped from the criminal law [read this phenomenon or these phenomena] is
'mandates without funding.’ ” Montie Hasie,
because it was thought to minimize unduly a
serious infraction o f the law. In the U.S., some School Boards Bearing Brunt o f Taxpayers’ Anger,
Amarillo News-Globe, 11 Oct. 1992, at 29A.
have wondered whether a petty offense is actually
a crime. It is, despite the misleading terminology:
a repealed federal statute provided that any mis P h ila d e lp h ia la w y er. In colonial America, Phil
demeanor “the penalty for which . . . does not adelphia was the center o f legal, literary, and
exceed imprisonment for a period o f six months scientific endeavors. During that period, the
or a fine of not more than $5,000, or both, is a phrase Philadelphia lawyer took on the meaning
petty offense.” 18 U.S.C. § 1(3) (1988). See p e tit “a shrewd and learned lawyer.” Why? One expla
ju r y (a ). nation is that the phrase resulted from Alexander
Hamilton’s successful defense o f the New York
p h a n ta s y . See fa n ta s y . printer John Peter Zenger against libel charges
in 1735— a case that helped establish freedom of
p h a s e for faze ( = to disconcert) is an increasingly the press in the U.S. Observers are said to have
common blunder—e.g.: “The fact that the Ohio noted that a Philadelphia lawyer got Zenger off.
Supreme Court had ignored this slip and treated But the OED records no uses o f the term until
the tax as what, practically speaking, it was, 1788, so the origin remains obscure.
didn’t phase [read faze] the U.S. Supreme Court.” Even today, though, the term is used in much
Fred Rodell, Woe Unto You, Lawyers! 81 (1939; the same way as it was in the late 18th century—
repr. 1980). In Rodell’s case, the mistake was e.g.: “[EJmployers say the rules are hopelessly
probably an editor’s error; on page 134 o f the complex and costly. A Philadelphia lawyer can’t
same book appears a correct use: “[T]hat will not even figure these out,’ says Kenneth Morrissey,
faze the law schools.” FMC Corp. employee benefits manager.” Labor
The mistake often appears in the form un Letter, Wall St. J., 11 Feb. 1992, at 1A. In other
phased (for unfazed)— e.g.: “NYCERS, apparently contexts, predictably, the phrase merely denotes
unphased [read unfazed] by the absence o f any a lawyer who hails from Philadelphia. What is
express legislative authority, maintains that it is difficult to say is what the phrase connotes in
nevertheless empowered to carve out substantial such a context. See lawyers, derogatory names
exclusions from the statutorily constituted mem FOR(A).
bership class.” Doctors Council v. New York City
Employees* Retirement Sys., 514 N.Y.S.2d 922, p h ilo so p h ic a l; p h ilo s o p h ic . The latter is a
933 (App. Div. 1987)./ “The people who are not
needless variant.
dissuaded, however, are strongly attracted to the
absence o f constraints, and relatively unphased
[read unfazed] by the absence o f support.” James A . General R ule. When
P h r a s a l A d j e c t iv e s .
M. Doyle, “It’s The Third World Down There!”: a phrase functions as an adjective— an increas
The Colonialist Vocation and American Criminal ingly frequent phenomenon in late-20th-century
Justice, 27 Harv. C.R.-C.L. L. Rev. 71,105 (1992)./ English—the phrase should ordinarily be hyphen
uUnphased [read Unfazed] by the absence o f those ated. Seemingly everyone in the literary world
critical terms, the court simply decided to super knows this except lawyers. For some unfathom
impose 18 U.S.C. § 2’s broad accomplice liability able reason—perhaps because they are accus
onto 21 U.S.C. § 848(e)(1)(B).” Brian Serr, O f tomed to slow, dull, heavy reading—lawyers resist
Crime and Punishment, Kingpins and Footsol- these hyphens.
658 Phrasal Adjectives
But professional editors regularly supply them, [read pro-bono] representation decreased in im
and rightly so. The primary reason for them is portance.” Paul J. Bschorr, Challenges for the
that they prevent MISCUES and make reading eas Decade, Litig., Summer 1991, at 1, 1.
ier and faster. Thus:
Hyphenating these phrasal adjectives also min
affirmative-action policy imizes noun PLAGUE. For instance, common law
agency-enabling statute is the noun phrase and common-law the adjectival
breach-of-contract claims phrase; when the phrase has no hyphen, the
child-support payments reader does not expect a noun to follow it.
civil-rights case One sees the pronounced improvement in read
conspiracy-law dispute ability especially when two compound adjectives
federal-question case modify one noun:
good-faith exception
grand-jury probe • common-law mirror-image rule
health-care provider • long-latency occupational-disease cases
health-care-related issues • 13-year-old court-ordered busing plan.
horse-and-buggy days
in-court testimony Following are examples in which enlightened
paid-in capital legal writers supplied the necessary hyphens:
personal-injury lawyer
• “To the law-of-nafüre school, lawmaking was
purchase-money mortgage
but an absolute development o f absolute princi
real-estate practice
ples.” Roscoe Pound, An Introduction to the Phi
stop-and-frisk procedures
losophy o f Law 44 (1922).
subject-matter jurisdiction
• “ [T]he main plea was that the entire separate-
third-degree assault
but-equal doctrine be discarded . . . .” Fred Ro-
two-party check
dell, Nine Men 323 (1955).
When the reader encounters such a phrasal adjec • uRank-and-file lawyers were too untrained for
tive, he or she is not misled into thinking momen Chitty.” Lawrence M. Friedman, A History o f
tarily that the modifying phrase is really a noun American Law 146 (2d ed. 1985).
itself. (See MISCUES (D).) The following examples • “The petition . . . argues that the ruling ‘took
demonstrate the hesitation caused by a missing a major step away from settled law’ in the First
hyphen:• Amendment’s free-exercise-of-religion clause.”
Wall St. J., 11 May 1990, at B2.
• ‘T he benefit o f insurance and waiver o f subroga
tion clauses [read benefit-of-insurance and When a compound modifier begins with an ad
waiver-of-subrogation clauses] in the affreight verb that ends in -ly, the hyphen is dropped— e.g.:
ment contracts are invalid because they conflict “This is the legally-relevant [read legally relevant]
with the plaintiffs marine cargo insurance feature . . . .” Glanville Williams, Criminal Law
policy.” 20 (2d ed. 1961)./ “With the hotly-contested [read
• “Merely because a court made rule [read court- hotly contested] Second Congressional District
made rule] has been in effect for many years primary six days away, supporters o f Sen. Bob
does not render it invulnerable to judicial attack Smith gathered last night . . . .” M.L. Elrick,
once it becomes obsolescent.” Kemp Coy on Plans for 1996, Concord Monitor
• “The applicable one year statute o f limitations (N.H.), 8 Sept. 1994, at B l.
[read one-year statute o f limitations] started to B. Phrasal A djectives o f F oreign Origin. A
run from December 13, 1959.” few phrasal adjectives, such as bona fide, ex offi
• “Perhaps . . . it would have been possible to cio, mens rea, pro rata, and res ipsa loquitur—
harmonize the presumption o f authority provis in which the words generally have no English
ions [read presumption-of-authority provisions] meaning when taken alone— are usually treated
with the duty to inquire provision [read duty- as exceptions to the rule of hyphenation.
to-inquire provision ].” Grant Gilmore & Charles Still, some writers grant them no exemption
L. Black, Jr., The Law o f Admiralty 674 (2d ed. from hyphens— e.g.: “An entirely different ap
1975). (Elsewhere in their book, Gilmore and proach to the problem o f distinguishing prepara
Black show better stylistic judgment—see (c).) tion from attempt is suggested by the res-ipsa-
• “As the legal community and press became loquitur test.” Peter W. Low et al., Criminal Law:
more interested in comparative law firm eco Cases and Materials 134 (1982)7 “The origins of
nomics [read comparative law-firm economics], the common-law mens-rea requirement are ob
public service [read public-service] and pro bono scure.” Id. at 2007 “On one view, there is a prima-
Phrasal Verbs 659
facie duty o f care . . . .” Rupert Cross & J.W. and foliage growing region [read in the fern- and
Harris, Precedent in English Law 45 (4th ed. foliage-growing region] north o f Orlando.”
1991). For more on the use o f hyphens, see PUNCTUA
C. Snakelike Compounds. Instead o f toying TION (F).
with snakelike compounds, writers are usually E. Am ount or P eriod o f Time. With compound
well advised to rework the sentence: “Each adjectives denoting periods o f time and amounts,
contract included a waiver-of-all-rights-lo- plurals should be dropped in the adjectival
subrogation clause [read a clause waiving all phrase. Hence, “The record is silent as to whether
rights to subrogation].7 “We found no merit in Annie Bell was bom after a normal nine months
any other issue raised, including an ineffective- pregnancy [read nine-month pregnancy].” Like
assistance-of-counsel claim [read including a wise, one should write three-week hiatus, fourteen-
claim o f ineffective assistance o f counsel].” Here is hour-a-day schedule, and four-year decline. The
a particularly ugly specimen: “We are law-of-the- exception is with fractions <a two-thirds vote>.
case-bound in this matter and thus cannot recon F. P rop er Noun. When a name is used attribu-
sider this contention.” [Read We are bound by tively as a phrasal adjective, it ordinarily remains
law o f the case and thus cannot reconsider this unhyphenated. E.g., “The Terry Maher strategy
contention.] put immediate pressure on rival bookshop chains
Some writers do use them, usually to create a . . . .” Raymond Snoddy, Book Price War Looms
jocular or self-mocking tone—e.g.: “For the politi in Britain , Financial Times, 28-29 Sept. 1991, at
cal law o f Holmes’s time was, with a few . . . 1.
lapses and interludes, merely a more concen G. Phrasal A djectives F ollow ing the Noun.
trated continuation o f the let-business-alone-and- When predicative, phrasal adjectives are not usu
let-it-run-the-country jurisprudence that had ally hyphenated: “This rule is well worn ” but
come to full flower late in the preceding century.” “This is a well-worn rule.” An exception is short
Fred Rodell, Nine Men 185 (1955)./ “The no-lien- lived, which is always hyphenated.
for-partial-execution-of-affreightm ent-contracts H. Phrases with Only One Element Joined.
rule o f the Pacific Export case does have the When the first or second element in a phrasal
merit o f running both ways, as the so-called 'dead adjective is compound, it too needs to be hyphen
freight’ cases show.” Grant Gilmore & Charles L. ated: post-cold-war norms, not post-cold war
Black, Jr., The Law o f Admiralty 639 (2d ed. norms. Otherwise, as in the example just quoted,
1975). post appears more closely related to cold than
Sometimes phrasal adjectives incorporate so war does. E.g., “Palumbo wants a Domesday book-
many disparate elements that, when combined style appraisal [read Domesday-book-style ap
with the noun that follows, they have an effect praisal] o f all cultural buildings with a cash
similar to NOUN PLAGUE— e.g.: “A child-sex-abuse breakdown o f the needed repairs.” Geordie Grieg,
defendant's Sixth Amendment right to confront £1 Billion to Restore Britain's Heritage by AD
witnesses against him was violated . . . .” 2000, Sunday Times, 1 July 1990, at 1-1.
Screening Defendant from Accuser Violates Con
frontation Clause, 57 U.S.L.W. 1003, 1003 (5 July P h r a s a l V e r b s are verbs that are made up of
1988). more than one word, often a verb and a preposi
D. Suspension Hyphens. When two phrasal tion. When using a phrasal verb, one must be
adjectives have a common element at the end, certain to include the entire phrase and not just
and this ending portion (usu. the last word) ap the primary verb. Thus statutes are struck down,
pears only with the second phrase, insert a sus not just struck. Likewise, contracts are entered
pension hyphen after the unattached words to into, not just entered. Sue out, q.v., means some
show their relationship with the common ele thing different from sue. We must respect, then,
ment. The hyphens become especially important the latter part o f phrasal verbs as much as the
when the phrases are compounded in this way— earlier. Prove up, make whole, hold over, hand
e.g.: “The government argues that this designa down or out (an opinion), make payment for, and
tion is ineffective because it reflects a ten- rather work out (a settlement) are a few o f the phrasal
than a two-year federal sentence.”/ “A court faced verbs common in law. Generally, writers should
with enforcing a general- or public-interest law, not be timid in using phrasal verbs; they are
however, should give vent to its imagination, usually not substandard or even colloquial, unless
since such a law is designed to vest discretion in the particle is unnecessary. (See particles , u n
the judicial branch.” n e c e s s a r y .) For a full collection o f verbs o f this
Here the hyphens are not supplied, to the read kind, see G.W. Davidson, Chambers Pocket Guide
er’s puzzlement: “The situs o f this case is the to Phrasal Verbs (1982).
small city o f Apopka, Florida, located in the fern When one phrasal verb is part of a d o u b l e t ,
660 Phrasing
to the page on which a case or article begins. For A . G enerally. Albert Ein
P l a in L a n g u a g e .
example, in the following citation, the number stein once said that his goal in stating an idea was
595 denotes the pinpoint citation: Groh v. Brooks, to make it as simple as possible but no simpler. If
421 F.2d 589, 595 (3d Cir. 1970). Sometimes, the lawyers everywhere adopted this goal, the world
pinpoint citation coincides with the first page of would probably change in dramatic ways.
the case or article cited, as here: Groh v. Brooks, But there is little reason for hope when so many
421 F.2d 589, 589 syl. 1 (3d Cir. 1970). legal writers seem to believe that to seem good or
Today, jum p citation is nearly as common as competent or smart, their ideas must be stated in
pinpoint citation . But dictum page appears to be the most complex manner possible. O f course,
obsolescent; it was used in the Bluebook in the this problem plagues many fields o f intellectual
1950s but has long since been abandoned, perhaps endeavor, as the philosopher Bertrand Russell
because it misleadingly suggests that the quoted noted:
matter is dictum as opposed to the holding o f the
court. See d ictu m . I am allowed to use plain English because everybody
knows that I could use mathematical logic if I chose. Take
the statement: ‘Some people marry their deceased wives’
p iq u e ([1] to irritate; or [2] to excite or arouse) is sisters.’ I can express this in language [that] only becomes
sometimes confused with peak . The proper phrase intelligible after years of study, and this gives me free
is to pique someonefs interest— e.g.: “This court dom. I suggest to young professors that their first work
has held that statements designed to gain the should be written in a jargon only to be understood by
the erudite few. With that behind them, they can ever
trust and assurance o f co-conspirators, to provide
after say what they have to say in a language ‘under-
incentives for negotiations and to peak [read standed of the people.’ In these days, when our veiy lives
pique] interest are also in furtherance o f a con are at the mercy of the professors, I cannot but think that
spiracy.” U.S. v. Blakeney, 942 F.2d 1001, 1020- they would deserve our gratitude if they adopted my
21 (6th Cir. 1991). advice.
For still another misuse, see p eak . Bertrand Russell, “How I Write,” in
The Basic Writings o f Bertrand Russell 63, 65
(Robert E. Egner & Lester E. Denonn eds., 1961).
p itia b le; p itifu l; p iteo u s; p itiless. Pitiable =
calling for or arousing pity. E.g., “The vast major But the professors have not heeded Russell’s ad
ity o f criminals who come into the dock at Assizes vice. Since Russell wrote that essay in the mid-
or Sessions are pitiable creatures, a nuisance 1950s, things have gotten much worse in fields
rather than a danger to the state.” Patrick Devlin, such as biology, linguistics, literary criticism, po
The Criminal Prosecution in England 112 (1960)./ litical science, psychology, and sociology. And they
“ [T]he fiction always seems pitiably obvious and have gotten worse in law.
naive— in retrospect.” Lon L. Fuller, Legal Fic Consider the following statutory provision, a
tions 93 (1967). 272-word tangle that is as difficult to fathom as
Pitiful, strictly, means “feeling pity,” but in any algebraic theorem:
modem speech and writing it is almost always
57AF(11) Where, but for this sub-section, this section
used in the sense “contemptible.” The word pite
would, by virtue of the preceding provisions of this section,
ous “had become misused as a form o f pitiable as have in relation to a relevant year of income as if, for
early as Shakespeare’s time: for him hearts could the reference in sub-section (3) to $18,000 there were
be piteous in the active sense and corpses in the substituted a reference to another amount, being an
passive.” Ivor Brown, I Give You My Word & Say amount that consists of a number of whole dollars and a
the Word 235 (1964). Today piteous is archaic and number of cents (in this sub-section referred to as the
‘relevant number of cents’)—
poetic—not a word for ordinary uses. Pitiless =
(a) in the case where the relevant number of cents is
showing no pity. less than 50—the other amount shall be reduced by
the relevant number of cents:
P l a c e -N a m e s as A d j e c t i v e s . See a d je c tiv e s (b) in any case—the other amount shall be increased by
(F). the amount by which the relevant number of cents
is less than $1.
(12) where, but for sub-section (5), this section would, by
p la ce w h ere. This phrase is perfectly idiomatic.
virtue of the preceding provisions of this section, have
There is no good reason to insist on place that effect in relation to a relevant year of income as if, for
Cf. tim e w h e n & re a so n w h y. the reference in sub-section (3) to $18,000, there were
substituted a reference to another amount, being an
p la g ia rize is often misspelled plagarize or plag- amount that consists of a number of whole dollars and a
number of cents (in this sub-section referred to as the
erize.
‘relevant number of cents’) then, for the purposes of the
application of paragraph 4(b)—
p lain , it is. See clea rly . (a) in a case where the relevant number of cents is less
662 Plain Language
than 50—the other amount shall be reduced by the a great deal o f it, when the sum is totaled. An
relevant number of cents; or
Australian study conducted in the 1980s found
(b) in any case—the other amount shall be increased by
the amount by which the relevant number of cents
that lawyers and judges take twice as long deci
is less than $1. phering legalistically worded statutes as they do
Income Tax Assessment Act [Australia] § 57AF(11), (12) plain-language revisions. Law Reform Comm'n o f
(as quoted in David St. L. Kelly, Victoria, Plain English & the Law 61-62 (1987).
"Plain English in Legislation,0 Third, simplifying is a higher intellectual at
in Essays on Legislative Drafting 57, 58
tainment than complexifying. Writing simply and
(David St. L. Kelly ed. 1988)).
directly is hard work, but a learned profession
That is the type o f d r a ft in g that prompts an oft- ought not to shrink from the challenge. In fact,
repeated criticism: “So unintelligible is the phra the hallmark o f all the greatest legal stylists is
seology o f some statutes that suggestions have precisely that they take difficult ideas and express
been made that draftsmen, like the Delphic Ora them as simply as possible. No nonprofessional
cle, sometimes aim deliberately at obscurity could do it, and most lawyers can't do it. Only
. . . .” Carleton K. Allen, Law in the Making 486 extraordinary minds are capable o f the task. Still,
(7th ed. 1964). every lawyer—brilliant or not—can aim at the
With some hard work, the all-but-inscrutable mark.
passage above can be transformed into a straight Fourth, the very idea o f professionalism de
forward version o f only 65 words: mands that we not conspire against nonlawyers
by adopting a style that makes our writing seem
If either of the following amounts is not in whole dollars, like a suffocating fog. Unless lawyers do the right
the amount must be rounded up or down to the nearest
thing and reform from within, outside forces may
dollar (or rounded up if the amount ends with 50 cents):
(a) the amount of the motor-vehicle-depreciation limit; well cause a revolution that will marginalize the
or legal profession. See le g a l e s e , l e g a l ism s a n d
(b) the amount that would have been the motor-vehicle- LAWYERISMS & OBSCURITY.
depreciation limit if the amount had equaled or ex B. Definitions. “Plain language,” generally
ceeded $18,000. speaking, is “the idiomatic and grammatical use
Revision based on that of
o f language that most effectively presents ideas
Gavin Peck (quoted in Kelly, supra at 59).
to the reader.” Garner, The Elements o f Legal
Few would doubt that the original statute is un Style 7 (1991). Some have tried to reduce “plain
plain and that the revision is comparatively plain. language” to a mathematical formula, but any
True, the revision requires the reader to under such attempt is doomed to failure. And that is no
stand what a “motor-vehicle-depreciation limit” indictment o f the idea: “[I]t is no criticism that
is, but some things can be stated only so simply. Plain English cannot be precisely, mathemati
When it comes to the legislative jungle o f the cally defined. Neither can ‘reasonable doubt' or
tax code, as Justice Robert H. Jackson once wrote, ‘good cause.' Like so many legal terms, it is inher
“It can never be made simple, but we can try to ently and appropriately vague.” Joseph Kimble,
avoid making it needlessly complex.” Dobson v. Plain English: A Charter for Clear Writing, 9
C./.R., 320 U.S. 489, 495 (1943). Thomas M. Cooley L. Rev. 1, 14 (1992).
Still, some might protest that, after all, the law The fundamental principle is that anything
is a learned profession. Some seem to find an translatable into simpler words in the same lan
insult in the suggestion that lawyers should avoid guage is bad style. That may sound like a facile
complex verbiage. They want to express them oversimplification that fails when put into prac
selves in more sophisticated ways than nonprofes tice— but it isn't and it doesn't.
sionals do. C. An Old Idea. O f course, legal discourse has
Their objection needs a serious answer because long been ridiculed for its incomprehensibility.
it presents the most serious impediment to the Jonathan Swift skewered le g a le se when he
plain-language movement. There are essentially wrote o f a society o f lawyers who spoke in “a
four answers. peculiar cant and jargon o f their own, that no
First, those who write in a difficult, laborious other mortal can understand.” Gulliver's Travels
style risk being unclear not only to other readers 154 (1726; repr. 1952).
but also to themselves. When you write obscurely, What is less well known than the ridicule is
you're less likely to be thinking clearly. And you're that good legal writers have long advocated a
less likely to appreciate the problems that are plain-language style. In the mid-19th century,
buried under such involuted prose. For the pri for example, the leading authority on legislative
vate practitioner, this could increase the possibil drafting said that most legal documents can be
ity o f malpractice. written in “the common popular structure o f plain
Second, obscure writing wastes readers' time— English.” George Coode, On Legislative Expres
Plain Language 663
sion xxx (1842). Á generation later, an English subject matter itself and the fact that a final
lawyer explained that good drafting “says in the draft may reflect a compromise between different
plainest language, with the simplest, fewest, and points o f view. But, with hard work, other obscu
fittest words, precisely what it means.” J.G. rantist influences—the ones that are linguisti
Mackay, Introduction to an Essay on the Art o f cally based—can be overcome: long-windedness,
Legal Composition Commonly Called Drafting, 3 needless jargon, and inconsistent style resulting
Law Q. Rev. 326, 326 (1887). Other writers could from collaborative efforts.
be cited, decade by decade, up to the present day. The chief guidelines are as follows:
In short, there is nothing new about the idea.
D. Plain-Language P rinciples. “No lawyer can 1. Achieve a reasonable average sentence
now safely navigate,” writes a well-known law length. Strive for an average sentence length
professor, “without knowing the problems o f legal- o f 20 words—and, in any event, ensure that
ese and the principles o f plain English.” Robert you are below 30 words. Doing this involves
W. Benson, The End o f Legalese, 13 N.Y.U. Rev. following a maxim that, unfortunately, makes
Law & Soc. Change 519,573 (1984-1985). Experi some legal drafters unnecessarily nervous:
enced editors have arrived at these plain- “[I]f you want to make a statement with a
language principles through induction—through great many qualifications, put some of the
carrying out the principles again and again. Once qualifications in separate sentences.” Ber
you have revised hundreds o f legal documents for trand Russell, “How I Write,” in The Basic
the purposes o f clarifying and simplifying, you Writings o f Bertrand Russell 63, 65 (Robert
can fairly accurately predict what problems the E. Egner & Lester E. Denonn eds., 1961). See
next document might hold in store. SENTENCE LENGTH.
O f these principles, perhaps the most important 2. Prefer short words to long ones, simple to
is to reject the m y t h o f p r e c i s io n . Traditionally, fancy. Minimize jargon and technical terms
lawyers have aimed for a type of “precision” that so that you achieve a straightforward style
results in cumbersome writing, with many long that nonlawyers as well as lawyers can under
sentences collapsing under the weight o f obscure stand. This means rejecting l e g a l is m s such
qualifications. That “precision” is often illusory as pursuant to (under, in accordance with),
for two reasons: (a) ambiguity routinely lurks prior to (before), subsequent to (after), vel non
within traditional, legalistic language; and (b) (or not, or the lack o f it).
when words proliferate, ambiguities tend to as 3. Avoid double and triple negatives. No reader
well. wants to wrestle with a sentence like this
O f course, where clarity and precision are truly one: “The investments need not be revalued
at loggerheads, precision must usually prevail. at intervals of not more than two years if the
But the instances o f actual conflict are much rarer trustee and the beneficiaries do not disagree.”
than lawyers often suppose. Precision is not sacri [Read: I f the trustee and beneficiaries agree,
ficed when the drafter uses technical words where the investments need not be revalued every
necessary and avoids j a r g o n that serves no sub two years.] See n e g a t iv e s (A).
stantive purpose. As one commentator puts it, 4. Prefer the active voice. Notice must be given
“[W]hat is often called 'legal phraseology’ is no compares poorly with The tenant must give
more than inept writing or the unnecessary use notice because (a) the first version does not
o f obscure or entangled phrases.” Samuel A. Gold spell out who must give notice, and (b) read
berg, “Hints on Draftsmanship,” in Drafting Con ers take in a sentence more easily if it meets
tracts and Commercial Instruments 7 ,8 (Research their expectation o f a subject-verb-object
and Documentation Corp. ed., 1971). structure. See p a s s iv e v o i c e .
As a rule, whether one is drafting legislation, 5. Keep related words together. In well-
contracts, or other documents, clarity is just as constructed sentences, related words go to
important as precision. In fact, clarity helps en gether— especially subject and verb, verb and
sure precision because the drafter with an obscure object. See p h r a s in g .
style finds it less easy to warrant what the draft 6. Break up the text with headings. Headings
itself says. and subheadings make the structure o f a doc
The main work o f the legislative drafter is “to ument overt, allowing readers to find their
state the law in a form clearer and more conve way around the document quickly and easily.
nient than that in which it has hitherto existed, See DOCUMENT DESIGN (C).
and that is a task for experts . . . .” J.L. Brierly, 7. Use parallel structures for enumerations. See
The Law o f Nations 80 (5th ed. 1955). O f course, PARALLELISM, ENUMERATIONS & DOCUMENT
some influences leading to complexity cannot be DESIGN (F), (G).
overcome; among these are the difficulty o f the 8. Avoid excessive cross-references. The writer
664 P lain L anguage
who becomes zealous about cross-referencing thrived for a time and produced much good litera
usually creates linguistic mazes. The problem ture before being disbanded in 1993 for lack o f
is that readers are asked to hold in mind governmental funding; other Canadian groups
the contents o f several different provisions soon took up the slack. In England, the Plain
simultaneously. For a choice example, see English Campaign— a grassroots consumer orga
WOOLLINESS. nization—has met with considerable success. En
9. Avoid overdefining. Although definitions are gland is also the home o f Clarity, an international
sometimes helpful, legal drafters grossly organization that studies and promotes plain lan
overuse them. Whenever you send the reader guage in law. All these efforts have depended
elsewhere in a legal document to understand primarily on the determination o f specific individ
what you’re saying in a given provision, you uals.
impede understanding. And many drafters Their opponents— the naysayers— have an in
“pass the buck” in this way repeatedly for creasingly difficult time as more and more excel
a single term, by using cross-references in lent work is published in the field o f plain lan
definitions. See— if you like, but this is not guage. For example, in 1994 Martin Cutts, an
intended as a pass-the-buck cross-reference— English writing consultant, redesigned and re
DEFINITIONS (A). wrote an act o f Parliament: the Timeshare Act
10. Use recitals and purpose clauses. In con 1992. In doing so, he convincingly showed what
tracts, recitals help the reader understand immense improvements are possible in legislative
what the drafter hopes to accomplish; in legis drafting if only the official drafters approached
lation, purpose clauses serve this function. their task with a greater command o f plain-
Except in the simplest drafting projects— language principles. See Martin Cutts, Lucid Law
such as straightforward buy-sell agree (1994). The enduring problem—here as else
ments—you should generally presume that where— is whether reform can take place while
these orienting devices are necessary. And the old guard remains in place.
even simple documents should have descrip In some places, though, official and semi-official
tive titles (not Agreement, but Agreement Re bodies are changing standard forms. For example,
stricting Stock Transfers). the English Law Society’s 1990 and 1992 editions
o f the Standard Conditions o f Sale use “language
Finally, to gauge how effectively the principles that is as direct as the subject-matter allows,
are carried out, plain-language advocates recom sentences that are relatively short and jargon-
mend that certain documents be tested on typical free, and a layout that is clear.” Peter Butt, Plain
readers. For documents that go out by the thou Language and Conveyancing, Conveyancer &
sands and hundreds o f thousands (like govern Property Lawyer, July-August 1993, at 256, 258.
ment forms) and for major legislation, time spent Similarly, in 1992 the Law Society o f New South
in testing at the front end can save enormous Wales issued a “plainer” form o f contract for the
amounts of time and money in the long run. sale o f land—“plainer” than its predecessor,
E. E fforts to Use Plain Language. Since the though not yet quite “plain.” Id. In the early
1970s, most American states have passed some 1990s, the Real Estate Forms Committee o f the
type o f plain-language legislation, and several State Bar o f Texas issued plain-language forms
federal statutes exist as well. See Joseph Kimble, for deeds, deeds o f trust, leases, and other forms.
Plain English: A Charter for Clear Writing, 9 These are but a few examples.
Thomas M. Cooley L. Rev. 1, 31-35 (1992). Stat For a challenging but partly tongue-in-cheek
utes o f this type have not caused the problems approach to a legislative mandate for plain lan
that skeptics once warned o f—unworkable stan guage, see David C. Elliott, A Model Plain-
dards, fatal ambiguities, decline in the quality o f Language Act, 3 Scribes J. Legal Writing 51
drafting. In fact, an empirical study would proba (1992).
bly confirm precisely the opposite effects. F. The Trouble with the W ord "Plain.” It is
In addition to plain-language legislation, law unfortunate that the SET p h r a s e s plain language
yers in many English-speaking jurisdictions have and plain English contain the word plain. For
formed commissions and committees to promote that word, to many speakers o f English, suggests
plain language. In the U.S., for example, the State the idea o f “drab and ugly.” But plain language is
Bar o f Michigan formed such a committee in 1979 not drab: it is powerful and often beautiful. It is
and the State Bar o f Texas in 1990; other state the language o f the King James Version o f the
bar associations have begun to follow suit. In Bible, and it has a long literary tradition in the
Australia, the Centre for Plain Legal Language so-called Attic style o f writing. See Garner,
has done much to promote the movement. In The Elements o f Legal Style 7-15 (1991).
British Columbia, the Plain Language Institute Despite the unfortunate associations that the
plaintiff, defendant 665
word plain carries, it has become established and ney Greenbaum & Janet Whitcut eds., 3d ed.
is without a serious competitor. As a result, plain- 1986).
language advocates must continually explain • Robert Gunning, The Technique o f Clear Writ
what they mean by “plain” language— or else crit ing (rev. ed. 1968).
ics and doubters will misunderstand it. • How Plain English Works for Business: Twelve
G. Prospects. We can point to significant prog Case Studies (U.S. Dep’t o f Commerce, Office o f
ress in this area, but it remains sporadic. In Consumer Affairs, 1984).
the end, E.B. White may have been prescient: “I • Richard Lauchman, Plain Style: Techniques for
honestly worry about lawyers. They never write Simple, Concise, Emphatic Business Writing
plain English themselves, and when you give (1993).
them a bit of plain English to read, they say, • Plain English and the Law (Law Reform Com
‘Don’t worry, it doesn’t mean anything.’ ” E.B. mission o f Australia, Report No. 9, 1990).
White (as quoted in Thomas L. Shaffer, The Plan • Plain Language: Principles and Practice (Erwin
ning and Drafting o f Wills and Trusts 149 (2d ed. R. Steinberg ed., 1991).
1979)). • The Plain English Story (Plain English Cam
There are those who say that “lawyers spend paign, rev. ed. 1993).
half their time trying to understand what other • Richard Wincor, Contracts in Plain English
lawyers wrote; and the other h alf o f their days (1976).
writing things that other lawyers spend half their • Richard Wydick, Plain English for Lawyers (3d
time trying to understand.” Samuel A. Goldberg, ed. 1994).
“Hints on Draftsmanship,” in Drafting Contracts
and Commercial Instruments 7, 10 (Research & plainly. See clearly & obviously.
Documentation Corp. ed., 1971). That cynical
view holds true only when poor writing becomes
plaint = a written statement o f a cause o f action,
pervasive; and, alas, there is some truth in it
used to bring suit in a county court in England.
today.
Following is a 19th-century example o f this term
Beyond the mere inconveniences o f obscurity,
as still used in England: “The defendant refused
however, people actually suffer from it. Not least
to deliver them up, and the plaintiff consequently
among the sufferers are judges who must try to
brought a p la in t . . . to recover the notes.” Brid
make sense out o f nonsense. But the vexation
ges v. Hawkesworthy (1851) 21 L.J.Q.B. 75, 76.
that judges feel pales in comparison with the
The term is used in AmE only in nonlegal
economic and emotional suffering that clients of
senses— e.g.: “I already hear the querulous plaint
ten experience.
that questions dealt with in this opinion have not
It is hardly an overstatement to say that plain-
been raised in the court below or in the briefs on
language reform is among the most important
appeal.”
issues confronting the legal profession. And until
this reform occurs, the profession will continue to
have a badly tarnished image— no matter how plain tiff; com plainant; demandant; object-
many other altruistic endeavors it carries out. If ant; exceptor. Plaintiff = the party who brings
we want the respect o f the public, we must learn suit in a court o f law. This party may have other
to communicate simply and directly. special names, depending on the jurisdiction and
H. A Plain-Language Library. Those wishing the cause o f action asserted. (See, e.g., pursuer.)
to consult further sources in the field may find Complainant is used in even more general senses
the following books helpful:• o f any party who brings a complaint. Demandant
= one who makes a demand or claim, usu. a
• Mark Adler, Clarity for Lawyers: The Use o f creditor.
Plain English in Legal Writing (1990). The remaining terms are quite distinct from
• Robert D. Eagleson, Writing in Plain English the others. Objectant = one who objects. Exceptor
(1990). = one who objects or takes exception. See ex
• Carl Felsenfeld & Alan Siegel, Writing Con ceptor & objectant.
tracts in Plain English (1981).
• Rudolf Flesch, The Art o f Plain Talk (1951; plaintiff, defendant; petitioner, respondent;
repr. 1978). appellant, appellee. A. Capitalizing. The
• Rudolf Flesch, The Art o f Readable Writing American lawyer’s conventions are generally as
(1949). follows. To refer to a party in the present case,
• Rudolf Flesch, How to Write Plain English: A write: “Wisely, Plaintiff has chosen . . . .” It is
Book for Lawyers and Consumers (1979). generally better, o f course, to use the party’s real
• Ernest Gowers, The Complete Plain Words (Sid- name. (See p a r t y a p p e l l a t io n s .) T o refer to a
666 plaintiff in error
party in some other (usu. reported) case, write: current meaning o f plaintive is as an adjective:
“In Jones v. Smith, the p la in tiff . . . .” “sorrowful; mournful.”
B. A rticles before. It is often useful in legal
writing to omit the, a, or an before Plaintiff and p la y w rig h tin g ; p la y w ritin g . The second is a
other designations o f parties in the present dis corrupt form o f the first. E.g., “[P]oets and play-
pute, for cutting even such slight words can lead writes [read playwrights] often use different
to leaner, more readable sentences. meter and rhyme schemes when dealing with
Still, omission o f articles can cause problems different characters.” Paul T. Wangerin, Skills
where two party denominations are proximate: Training in “Legal Analysis," 40 U. Miami L.
“The motion preserves no error because it fails to Rev. 409, 438 (1986). For a similar error, see
specify which plaintiff defendant contends failed co p y w r ite .
to prove a prima facie case.” Inserting the before
defendant removes the impediment to reading. p lea ; p le a d in g , n. A plea is now given only in
See ARTICLES (a ). criminal cases, although at common law a defen
C. R elative P ronouns w ith . Though personal dant’s answer to the plaintiff’s complaint was
relative pronouns (i.e., who and whom) are nor termed a plea. In U.S. federal courts today, the
mally used with these denominations, when only criminal pleas are guilty, not guilty, and nolo
plaintiff, etc., is a company, corporation, or entity contendere. A pleading is the complaint or answer
other than an individual or a set o f easily identi in a civil case, or the criminal indictment and the
fiable individuals, then which is correct in nonre- answer in a criminal case.
strictive clauses. The restrictive relative pronoun
that, o f course, may be used with either persons p le a b a rg a in , n.; p lea -b a rga in , v.i. As a noun,
or companies. See p ar ty a p p e lla tio n s & r e the phrase means “an agreement between the
str ictive AND NONRESTRICTIVE CLAUSES (A). prosecution and the defense in a criminal case to
allow the defendant to plead guilty or testify
p la in t if f in e r r o r ; d e fe n d a n t in e r r o r . In some
against others in return for a reduced charge or
jurisdictions, the first is an equivalent o f appel some other prosecutorial concession.” The phrase
lant or petitioner, the latter an equivalent o f ap dates only from the 1960s— e.g.: “This is not the
pellee or respondent, when the appeal is by writ usual case o f an asserted plea bargain . . . .”
o f error. E.g., “The railway company and Mercer People v. Bannan, 110 N.W.2d 673, 675 (Mich.
each filed an application for a writ o f error and 1961). The noun phrase plea bargaining is
each application was granted, from which it re slightly older, dating from the 1950s.
sults that in this court each party is both plaintiff As an intransitive verb, plea-bargain (hyphen
in error and defendant in error” See e r r o r (A). ated) means “to make a plea bargain.”
Instead o f this slipshod use o f plead, the better M. Friedman, A History o f American Law 100—
phrasing in the sentences above would have been 01 (2d ed. 1985).
have my client plead guilty and pleaded guilty on • “Harding pleaded guilty to a conspiracy charge
defendant's behalf. in the attack on Olympic silver medalist Nancy
Kerrigan and resigned from the U.S. Figure
p le a d e d ; p le d ; p le a d . Traditionally speaking, Skating Association.” Bob Baum, Harding
pleaded is the best past-tense and past-participial Pleads Guilty, San Diego Union-Tribune, 17
form. Commentators on usage have long said so, March 1994, at A l.
pouring drops o f vitriol onto has pled and has
The spelling plead as a past tense (for pled)
plead:
appeared in the 18th century, apparently on the
• “Say, 'He pleaded g u ilt / (not ‘p led' or ‘p lead’).” analogy of read > read. (Cf. lead .) E.g., “The legal
Sherwin Cody, Dictionary o f Errors 118 (1905). proposition plead [read pleaded] by plaintiff is
• “Careful speakers use pleaded. ” Frank H. Vizet- unpersuasive.” One problem with this form is that
elly, A Desk-Book o f Errors in English 167 many readers will suffer a m is c u e by seeing plead
(1906). at first as a present-tense verb.
• “The past tense is pleaded. The use o f pled The other variant form, pled, dates from the
or plead is colloquial.” C.O. Sylvester Mawson, 16th century. It is nearly obsolete in BrE except
Style-Book for Writers and Editors 178 (1926). as a dialectal word. Nor is it considered quite
• “These past tense forms [plead and pled] are by standard in AmE, although it is a common variant
some authorities condemned as entirely incor in legal usage— e.g.: “In the second count o f their
rect, and by others classified as colloquial. The petition, they pled [read pleaded] their title spe
correct past tense of plead is pleaded, as 'He cially.” Jensen v. Wilkinson, 133 S.W.2d 982, 983
pleaded illness as an excuse/ ” Maurice H. We- (Tex. Civ. App.— Galveston 1939)./ “Defendant
seen, Crowell's Dictionary o f English Grammar pled [read pleaded] guilty to the lesser offense
and Handbook o f American Usage 470 (1928). . . . .” State v. Carlberg, 375 N.W.2d 275, 277
• “The surely correct forms o f the verb to plead (Iowa Ct. App. 1985).
in the past tense and past participle are
pleaded, has pleaded. Colloquially, plead and p le a d e r; p le a d o r. Only the former is correct.
pled are used as the past tense.” Clarence Strat
ton, Handbook o f English 245 (1940). p le a d g u ilty to is sometimes misrendered plead
• “Pleaded is the approved past tense o f plead. guilty of, which is really just a confusion o f two
THUS: He pleaded (not 'pled' or 'plead’) not legal idioms: one pleads to a charge but is guilty
guilty.” Alexander M. Witherspoon, Common o f a crime. E.g., “Mr. Krikava’s wife, Carol, and
Errors in English and How to Avoid Them 135 son, Kevin, pleaded guilty o f [read to] perjury and
(1943). received only probation, since the guidelines allow
leniency for defendants who plead guilty.” Dirk
The problem with these strong pronouncements,
Johnson, A Farmer, 70, Saw No Choice; Nor Did
o f course, is that pled and plead have gained some
the Sentencing Judge, N.Y. Times, 20 July 1994,
standing in AmE, as the Evanses noted in mid
at A l, A9.
century: “In the United States pleaded and pled
are both acceptable for the past tense and for the
p le a d in g . A. Senses. Pleading = (1) the art of
participle. In Great Britain only the form pleaded
preparing formal written statements in lawsuits;
is used and pled is considered an Americanism.”
(2) a document containing the written allegations
Bergen Evans & Cornelia Evans, A Dictionary o f
Contemporary American Usage 372 (1957). The o f fact that each party is required to communicate
to the opponent before trial, so that each will
variant forms might not be the best usage, but
know what contentions must be met by the evi
neither can they be condemned as horrible.
dence; or (3) oral advocacy o f a case in court.
Nevertheless, pleaded is the predominant form
Sense (3) is found more frequently in nonlawyers’
in both AmE and BrE—e.g.:•
writing than in lawyers’—unless one goes back to
• “Elsewhere, it is generally required that the the 14th century, when pleadings were oral.
mitigating circumstances be pleaded .” Edwin E. B. A nd court paper. In sense (2), pleading
Bryant, The Law o f Pleading Under the Codes should be distinguished from court paper, which
o f Civil Procedure 248 (1899). is a broader term. Motions, briefs, and affidavits
• “Contentions o f law do not have to be pleaded .” are court papers, not pleadings. Examples of
Patrick Devlin, The Judge 56 (1979). pleadings are complaints, petitions, counter
• “No case was to be pleaded at Superior Court claims, and answers. A late-19th-century writer’s
for less than a three pound fee . . . .” Lawrence explanation shows that this usage is time-
668 pleading, inconsistent
still new and only questionably naturalized, writ religious, or ancestral discriminations as against
ers who see the words as primarily foreignisms those who would bar other discriminations or who
use the native-language plurals. Then again, with would otherwise regulate the real estate market
certain words, the foreign plurals become so well in their favor.” See discrim ination.
established that anglicization never takes place. 3. Inactions. “The findings of the district court on
So many variations on this theme have occurred the actions and inactions by the defendants are
that it is impossible to make valid generaliza supported by substantial evidence and are not
tions. Minimum makes minima but premium clearly erroneous.”
makes premiums; pudendum makes pudenda but 4. Languages. Referring to different passages in a
memorandum makes either -dums or -da; collo statute, a writer states: “The statutory languages
quium generally makes -quia in BrE, -quiums are not enough to persuade us that the Secretary’s
preferably in AmE. The only reliable guide is a interpretation is incorrect.” See language.
certain knowledge o f specific words, or habitual 5. Litigations and attentions. “Indeed, just as anti
reference to a usage guide. trust actions occupied the attentions of the litiga
In words with a choice o f endings, one English tion bar in the 1960s and class-action litigations
and the other foreign, we should generally prefer proliferated in the 1970s, insurance-coverage liti
the English plural. It is an affectation for college gations are currently engaging the attentions of
professors to insist on using syllabi rather than many of the nation’s most prominent litigators.”/
syllabuses. The fear o f being wrong or sounding “Under the circumstances, there need not be two
unacademic even leads some o f them to use forms litigations when one will suffice.” See litigation.
like auditoria and stadia. 6. Managements. “If followed, these procedures
Fowler called the benighted stab at correctness would have a beneficial effect on the manage
“out o f the frying pan into the fire.” Many writers ments of brokerage firms and those charged with
who try to be sophisticated in their use o f lan supervision.” (Does managements refer to mana
guage are susceptible to writing, e.g., ignorami gerial departments, or to methods of manage
and octopi, unaware that neither is a Latin noun ment? The plural causes this ambiguity.)
that, when inflected as a plural, becomes -i. The 7. Outputs. “Interpersonal relations of the justices
proper plural o f the Greek word octopus is octopo- have been shown to have measurable effects on
des; the proper English plural is octopuses. Igno the court’s public outputs.”
ramus makes only ignoramuses, for in Latin the 8. Participations. Sometimes this phenomenon oc
word is a verb, not a noun. For several similar curs through attributive uses, as where participa
examples, see h y p e r c o r r e c t io n (A). tion is substituted for unit o f participation: “The
French words also present problems. Fait ac D.C. Circuit has declared that the Glass-Steagall
compli becomes faits accomplis and force majeure Act does not prohibit banks from marking partici
becomes forces majeures. But then we have the pations in collective investment trusts for I.R.A.
l a w f r e n c h words such as feme sole, which be assets.” The same principle is at work when proofs
comes femes sole, and feme covert (or femme conv is substituted for elements of proof. See p r o o f (c).
erted, which as a plural becomes femes covert (or C. W ords E nding in -o. Fowler laid down a
femmes couvertes). The best policy is to make a number o f guiding principles for words ending in
habit o f consulting a good dictionary, and to use -o: first, monosyllables and words used as freely
it discriminatingly. in the plural as in the singular usually have -oes
B. Mass (N oncount) Nouns. A recent trend in (embargoes, heroes, noes, potatoes, vetoes); second,
the language is to make plurals for mass nouns— alien-looking words, proper names, words that
general and abstract nouns that cannot be broken are seldom used as plurals, words in which -o- is
down into discrete units, and that therefore preceded by a vowel, and shortened words (e.g.,
should not have plural forms. One example o f this photo) do not take the -e- (hippos, kilos, embryos,
phenomenon is the psychologists’ and sociologists’ ratios). Good dictionaries guide users to the pre
term behaviors, as if the ways in which one be ferred spellings.
haves are readily categorizable and therefore D. Nouns Form ed From Past-Participial A d
countable. Granted, one can have good or bad jectives. These are usually awkward and alien
behavior, but not, properly, a good behavior or a looking to nonlawyers. But they are commonplace
bad behavior. Following are examples o f other in legal writing—e.g.: “The firm represented one
words infected by the contagion. o f the company’s insureds in an action that had
been brought against the insured in county court.”
1. Coverages. “The policy allowed for separate cover See co n d e m n e d , d e ce a se d & in su red . See also
ages of the three cars.” POSSESSIVES (F).
2. Discriminations. “The statute disadvantages E. Com pound Nouns. Plurals o f compound
those who would benefit from laws barring racial, nouns made up o f a noun and a p o s t p o s it iv e
670 ply
a d jec tive are formed by adding -s to the noun: established in a given case. It is often shortened
courts martial, heirs presumptive. The British and to the one word point.
Americans differ on the method o f pluralizing
attorney general, q.v. Those words in which the p o in t o f v ie w . See v ie w p o in t.
noun is now disguised add -s at the end o f the
word, as with all compounds ending in -ful: lung p o in t, o n . See in p o in t.
fuls, spoonfuls, handfuls.
F. P rop er Names. Although few books on gram p o in t o u t; p o in t t o ; p o in t u p . Point out = (1)
mar mention the point, proper names often cause to observe; or (2) to call to others’ attention. Point
problems when writers try to make them plural. to = to direct attention to (as an answer or solu
The rule is simple: most take a simple -s, while tion). Point up = illustrate. Point up is perhaps
those ending in s, x, or z, or in a sibilant ch or sh, comparatively more frequent in legal than in non-
take -es. Thus: legal writing. E.g., “For Mr. Lucas, the case points
Singular Form Plural Form up a key pitfall o f seeking capital punishment
Adam Adams . . . .” Dan R. Barber, Law Could Curb Texas
Adams Adamses Executions, Dallas Morning News, 18 April 1993,
Bush Bushes at 35A.
Church Churches
Cox Coxes p o lic e , though a collective noun, is generally con
Flowers Flowerses strued as a plural both, ip AmE and in BrE.
Jones Joneses
Levy Levys Policy, by far the more common of
p o lic y ; p o lity .
Lipschutz Lipschutzes these words, means “a concerted course o f action
Mary Marys followed to achieve certain ends; a plan.” It is
Rabiej Rabiej s more restricted in sense than polity, which means
Shapiro Shapiros (1) “the principle upon which a government is
Sinz Sinzes based”; or (2) “the total governmental organiza
Thomas Thomases tion as based on its goals and policies.” Sense (2)
is more usual— e.g.: “The ancient doctrine o f the
Plurals like these are often erroneously formed
common law, founded on the principles o f the
by calling (say) Mr. and Mrs. Sinz either the Sinz
feudal system, that a private wrong is merged in
or the Sinz’. The latter form, with the apostrophe,
a felony, is not applicable to the civil polity o f this
merely results from confusion with possessives—
country.”/ “As to the practicing lawyer, in our
and even the Sinz’ is not a good possessive (the
polity he is potentially law-writer, law teacher,
correct forms being Sinz’s in the singular and
legislator, or judge.” (Roscoe Pound)
Sinzes’ in the plural).
p o lic y o w n e r . Policyholder is
p o lic y h o ld e r ;
p ly ( = layer; fold) forms the plural plies. Plys is
preferably spelled as one word. Policyowner is a
incorrect— e.g.: ‘These [characteristics] included
NEEDLESS VARIANT.
the tire’s size, its maximum inflation pressure, its
maximum load, the number o f plys [read plies ]
p o lic y -m a k in g should be hyphenated. Cf.
. . . .” Jerry L. Mashaw & David L. Harfst, Regu
d e c is io n -m a k in g .
lation and Legal Culture: The Case o f Motor Vehi
cle Safety, 4 Yale J. on Reg. 257, 316 n.70 (1987).
p o lic y o w n e r . See p o lic y h o ld e r .
p .m . See a .m .
p o litic , adj.; p o litic a l. The adverbial forms are
p o e tic ju s t ic e , nowadays a CLICHÉ, refers to politicly ( = in a politic manner; shrewdly; pru
the system exemplified in older fiction in which dently) and politically (= in a political or partisan
villains always receive condign punishments, and way or manner).
heroes their fitting rewards.
p o litic (a l)iz e . See p o litic k (2d par.).
p o in t, in . See in p o in t.
p o litic a l r ig h ts. See c iv il r ig h ts.
p o in t o f fa c t. See in p o in t o f fa c t.
v.i.; p o litic iz e . Politick, a b ack -
p o litic k ,
p o in t o f la w . This phrase refers to a discrete from politics, at one time was not
f o r m a tio n
proposition or issue o f law arising from the facts recognized as an acceptable word. Today it is
Popularized Legal Technicalities 671
more common in AmE than in BrE, and means “ [T]he scheme was kept afloat by paying interest
“to engage in partisan political activities.” on existing certificates with the proceeds o f new
Politicize has a similar sense “to act the politi certificate sa le s. . . . It was . . . a massive Ponzi
cian,” but also the broader sense “to render politi scheme.” Tim O’Brien, Some Firms Never Learn,
cal” p oliticizin g judicial races>. Politicalize is a Am. Law., Oct. 1989, at 63, 64.
n e e d le s s v a r ia n t .
p o rte n d ( = to foretell or foreshadow) should not p o s it (= [1] to set in place, fix; or [2] to postulate
be used as a substitute for to mean. “The term or lay down as the basis for argument) should not
‘beneficial shareholders’ portends [read means] be used for to present, as here: “The purpose
something different from ‘shareholders.’ ” The is not to study procedure for its own sake; the
procedural issues are raised and considered pri
word portend necessarily has negative connota
marily as indicia o f the overall problems posited
tions.
[read presented] by the unique nature o f complex
p o rte n to u s ( = [1] prophetic; [2] wondrous; [3] litigation.”
solemn; or [4] pompous) is so spelled. But the
word is sometimes incorrectly written portentious p o s itiv e ( = having real existence) is a common
or portentuous— e.g.: “ [T]he court made a signifi meaning of the word in law, but little used in
cant observation portentious [read portentous] o f nonlegal writing today. E.g., “The wrong was ac
things to come . . . .” O'Brien v. Barnes Bldg. tuated by a positive design to injure the third
Co., 380 N.Y.S.2d 405, 420 (Sup. Ct. 1974)./ “Can person to whom the duty was due.”
anyone imagine . . . a responsible government
administrator . . . issuing regulations with as p o s itiv e law . This term is sometimes used with
portentuous [read portentous] [an] effect as here little idea o f its precise sense. Positive law, refer
on the same factual certainties that EPA had?” ring primarily to statutes and regulations, might
Ethyl Corp. v. Environmental Protection Agency, be defined as “coercively implemented law laid
541 F.2d 1, 87 n.81 (D.C. Cir. 1976) (en banc) down within a particular political community by
(Wilkey, J., dissenting). political superiors, to govern members o f the com
munity, as distinct from moral law or law existing
p o rtio n ; p a rt. There are connotative differences. in an ideal community or in some nonpolitical
Portion = share (as o f an estate or o f food). It is community.”
possession 673
Associated originally with John Austin’s juris by the sheriff to suppress riots, pursue felons,
prudence, positive law is frequently used by or act in military defense o f the country. E.g.,
common-law writers. E.g., “Positive law, the law “Horizontal and nationwide class divisions had by
applied and enforced in the courts, is the means 1700 made the posse comitatus unusable as a
by which the state [secures people in their natural police force, since it included the very classes
rights] and is morally binding only so far as it [that] were prone to riot.” Alan Harding, A Social
conforms to natural law.” Roscoe Pound, The De History o f English Law 270 (1966). The American
velopment o f Constitutional Guarantees o f Liberty frontier term posse originated as a shortened form
74 (1957)./ “Something like efficient breach theory o f this early common-law term.
is part of our positive law to this limited extent,
but we do not need the irreparable injury rule to
p o s s e s s . The passive construction to be possessed
implement it.” Douglas Laycock, The Death o f the
o f is a LEGALISM for the active verb to possess.
Irreparable Injury Rule 248—49 (1991).
E.g., “[I]f A was possessed o f land [read possessed
Unfortunately, as several writers have pointed
land] under a ten-year lease from B, the owner of
out, Austin used positive differently in different
the fee, B, and not A, was said to be seised.” 1
phrases. In positive law, it means “set by a politi
American Law o f Property 12-13 (A.J. Casner ed.
cal superior”; in positive morality (also an Aus-
1952).
tinian phrase), it means “set by human author
ity.” See W.W. Buckland, Some Reflections on
Jurisprudence 84-85 (1945). Hence Buckland’s p o sse ssio n . A. Senses. O f this c h a m e l e o n -
barb: “One may use a term in any sense one will, hued w ord, a legal philosopher pessimistically
provided one uses it always in the same sense. states: “[T]he search for [its] ‘proper’ meaning
Austin makes considerable use o f the right, but . . . is likely to be a fruitless one.” G.W. Paton, A
is not very careful o f the proviso.” Id. Cf. n a tu r a l Textbook o f Jurisprudence 553 (4th ed. 1972).
la w (a ). Generally speaking, it can have three senses: (1)
“the fact o f having or holding property in one’s
p o s itiv e m e n ta l a ttitu d e . See m e n t a l a tti power”; (2) “the right under which one may exer
tu d e . cise power over something at pleasure, to the
exclusion o f all others”; or (3) esp. in p i., “some
p o s itiv is m . H.L.A. Hart once bemoaned that is thing that a person owns or controls; property.”
sues can be “clouded by the use o f grand but Sense (1) is the classic sense; sense (2) is com
vague words like ‘Positivism9and ‘Natural Law.’ monly considered a corruption (see (b )); and sense
Banners have been waved and parties formed in (3) is a predictable extension o f meaning similar
a loud but often confused debate.” H.L.A. Hart, to the extension that property has undergone. See
Law, Liberty, and Morality 2 (1963). The confu p r o p e r ty (a ).
sion has not abated, and positivism has remained B. A nd ownership. In sense (2), possession be
vague— if not downright ambiguous. Whereas comes confused with ownership— and legal writ
general philosophers tend to use the word as ers ought to distinguish the two rigorously. Tech
shorthand for logical positivism (a system involv nically, ownership is a legal status: the aggregate
ing formal verification o f empirical questions), o f rights that give a person the fullest power to
legal philosophers use the word to denote the enjoy, destroy, or dispose o f a thing; one o f these
theory o f positive law (which postulates that legal rights is to possess the thing. Possession, mean
rules are valid only because they are enacted while, is purely a matter o f fact: a thief may
by an existing political authority). E.g., “In the acquire possession of a billfold, but the owner
literature o f legal positivism it is o f course stan retains the rights o f ownership. Ownership is al
dard practice to examine at length the relations ways rightful, whereas possession might not be
o f law and morals.” Lon L. Fuller, The Morality so. See o w n e rsh ip .
o f Law 204 (rev. ed. 1969)./ “What, then, is law? C. A nd custody. Possession and custody are
The basic answer, which is the essence o f legisla usefully differentiated in criminal law. A person
tive positivism, is that only statutes enacted by who takes shoes to a shoe-repair shop may leave
the legislative power could be law.” John H. Mer- the shoes for a few days to have new soles put on;
ryman, The Civil Law Tradition 24 (1969). Cf. in that event, the shoe-repairer takes possession.
n a t u r a l la w (a ). See p o s itiv e la w . A shoe-repairer who can fix the shoes on the spot,
while the customer waits, takes custody only.
p osse , in . See in esse. Why the distinction? At common law, the cob
bler with possession o f shoes would, upon proof of
p osse com itatus (lit., “the power o f the county”) misappropriation, be guilty o f embezzlement. But
= a body o f able-bodied citizens called together the cobbler with custody would, on the same proof,
674 possession, custody, or control
be guilty o f the lesser crime o f larceny. See c u s Legal stylists generally follow the rule just
to d y . stated— e.g.: “We may summarize the foregoing
For more on these words in a different context, by considering Holmes's much-cited dictum
see p o s s e s s io n , c u s to d y , o r c o n tr o l. . . . .” Morris R. Cohen, Reason and Law 13
(1961)./ aHolmes's thinking may have been influ
p o s s e s s io n , c u s to d y , o r c o n tr o l. This phrase enced by his membership in a group o f young men
commonly appears in discovery requests that re who, calling themselves the Metaphysical Club,
quire another party to produce documents: one met regularly in Boston and Cambridge from 1870
party asks another to produce all documents or to 1872.” Grant Gilmore, The Ages o f American
things in the other's possession, custody, or con- Law 50 (1977)./ “It is this recognition, I think,
trol. The broadest o f the three is generally consid that accounts for the resonant chord struck by
ered control, since a person could turn something John Rawls's Theory o f Justice in American law
over to a fiduciary, thereby relinquishing posses schools.” Bruce A. Ackerman, Reconstructing
sion and custody, but retaining control. See p o s American Law 94 (1984).
s e s s io n ( c ) & DOUBLETS, TRIPLETS, AND SYNONYM- There are two exceptions to this rule. The first
STRINGS. is that biblical and classical names ending in -s
take only an apostrophe, hence Jesus' suffering,
p o s s e s s io n is n in e -te n th s o f th e la w . Origi Moses' discovery, Aristophanes' plays, Grotius'
nally, in the 17th century— and well into the writings. Some writers ill-advisedly ignore this
19th—the catchphrase was possession is nine exception— e.g.: “From its very beginning, the aim
parts (or points) o f the law, there supposedly being o f Justinian’s legislation was more ambitious
ten parts or points o f the law. The substance o f than that o f Theodosius's [read Theodosius'] codi
the idea was that one’s having possession threw fication had been.” Hans J. Wolff, Roman Law
onto any other claimant the burden o f showing 170-71 (1951). See G aius.
an even better claim to possess. Throughout the The second exception is for singular terms
20th century, the phrase has generally been nine- formed from a plural. Thus Scribes, the name
tenths (not nine parts) in AmE and BrE alike. o f the organization devoted to improving legal
It is a popular phrase, not really a legal one, writing, makes Scribes' as a possessive (Scribes'
and legal writers often slight the idea behind it president). The same holds true for General Mo
when using it: “This rule partakes o f the old adage tors: “A merger by General Motors will excite
that so frequently guides laymen in practical ac great interest in an enforcement agency simply
tion, that possession is nine tenths o f the law.” In because o f General Motors's [read General Mo
re Estate o f Barassi, 71 Cal. Rptr. 249, 254 (Ct. tors'] size.” E.W. Kintner, An Antitrust Primer 95
App. 1968)./ “Although we are familiar with the (2d ed. 1973).
maxim, ‘possession is nine-tenths o f the law,' we B. Plural Possessives. To form the plural pos
prefer to apply the remaining one-tenth . . . .” sessive, an apostrophe is added to the -s - o f the
U.S. v. One 1985 Cadillac Seville, 866 F.2d 1142, plural, e.g. bosses', Joneses', Sinzes', octopuses'.
1146 (9th Cir. 1989). See m a x i m s . The one exception is for plurals not ending in -s-,
for which -'s is added as in the singular possessive:
p o s s e s s iv e ; p o s s e s s o r y ; p o s s e s s o r ia l. The brethren's, children's, men's, women's.
terms possessive and possessory have undergone The apostrophe is surprisingly often misplaced
d i f f e r e n t ia t io n . Possessive = (1) exhibiting pos or omitted— e.g.: “The so-called ‘Married Womans'
session or the desire to possess; (2) [in grammar] [read Women's] Acts’ permit them to sue and be
denoting possession. Possessory = (1) o f or per sued as if they were femes sole." Eugene A. Jones,
taining to a possessor <possessory rights>; (2) Manual o f Equity Pleading and Practice 32 n.29
arising from possession <possessory in terests or (1916).
(3) that is a possessor <possessory conservators C. Units o f Time o r Value and the Genitive
On possessory as opposed to petitory actions, see A djective. The idiomatic possessive should be
p e tito r y . used with periods o f time and statements o f
worth. E.g., “The court said the holding was a
POSSESSIVES. A. Singular Possessives. The tenancy from year to year ordinarily requiring 60
best practice, advocated by Strunk and White in daysV] notice to terminate, but the special statute
The Elements o f Style and by every other author was held controlling.” (The correct phraseology is
ity o f superior standing, is to add -s to all singular sixty [or 60] days' notice, just as it is several years'
possessives, hence witness's, Vitex’s, Jones's, Con experience and two months' time.)/ ‘T h e initial six
gress's, testatrix's. So misunderstood is the rule months confinement [read six months' confine
that witness's actually gets a “[sic]” in Yeager v. ment] was to be followed by eighteen months pro
Greene, 502 A.2d 980, 982 (D.C. Cir. 1985). bation [read eighteen months' probation].”/ “This
lawsuit arises out o f the alleged misappropriation the death o f the insured and the residence o f the
o f a million dollars* worth o f equipment.” (If the deceased. (Better yet, one might prefer decedent to
number is given in Arabic numerals, a possessive deceased.) See a c c u s e d , c o n d e m n e d , in s u r e d &
apostrophe is not used.) d e c e a s e d . See also plu r als (D).
D. O f Inanimate Things. Possessives o f nouns G. Phrasal Possessives. These are to be
denoting inanimate objects are generally unobjec avoided when possible, so that one does not end
tionable. Indeed, they allow writers to avoid awk up with sentences like this, “That strange man
ward uses o f of—e.g.: the book's title, the article's who lives down the block's daughter [read The
main point, the system's hub, the envelope's con- daughter o f that strange man who lives down the
tents, and the car's price tag. See o f (a ). street] was arrested last week.” Genitives with o f
The old line was that it is better to use an “o f are only slightly longer; more important, however,
phrase rather than t h e 's to indicate possession they are correct:
when the possessor is an inanimate object. Write
• “The plaintiff in error's mother [read mother o f
foot o f the bed, not the bed's foot." Robert C.
the plaintiff in error] died before the trial court’s
Whitford & James R. Foster, Concise Dictionary
decision was appealed.”
o f American Grammar and Usage 96 (1955). The
• “The court below's error [read error o f the court
foot o f the bed, o f course, is a s e t p h r a s e , so the
below or trial court's error] was in granting
example is not a fair one. Whenever it is not a
summary judgment.”
violation o f idiom, the possessive i n 's is prefera
• “The trier o f fact's award [read fact-trier's
ble— e.g.: “The constitutional claim is rooted in
award] is not to be disturbed unless it is en
the Fifth Amendments guarantee o f due process.”
tirely disproportionate to the injury sustained.”
But such possessives can be overdone: “Section
(See tr ie r o f fa c t.)
922(f )'s unambiguous language regarding the sec
• “These statements do let women in on the man
tion's applicability requires us to decline the invi
in question's view o f [read how the man in ques
tation to extend 922(f)'s coverage; 922(f)s first
tion views] our h alf o f humanity.”
sentence defines the statute's scope.” In fact, it is
• “The three o f us have, naturally, divided up our
often best to avoid use o f possessives with stat
writing by subjects. But each o f us read and
utes: “Relying on section 1471(a)'s legislative his
commented freely upon the other two's [read
tory [better: the legislative history o f section
others'] work.” Roger A. Cunningham et al., The
1471(a)], the court found that the regulation was
Law o f Property iv (2d ed. 1993).
not reasonably adopted.”
The practice o f using possessives with case With a phrase such as court o f appeals, the posses
names becomes preposterous when later courts sive is acceptable and widely used—e.g.: “The
interpolate full citations, as here: “ ‘Consistent court o f civil appeals' opinion uses substantially
with Milliken [v. Bradley, 433 U.S. 267, 97 S. Ct. the same alter ego test that is stated in the briefs.”
2749, 53 L. Ed. 2d 745 (1977)]'s teachings, a The other established forms o f phrasal posses
remedial order must be carefully tailored to cor sives are variations on anybody else's: “The court’s
rect the constitutionally infirm condition. . . .'” ruling disposed o f no one else's claim.” See e ls e ’s.
U.S. v. Crucial, 722 F.2d 1182, 1189 (5th Cir. H. Followed by Relative Pronouns. The rela
1983) (quoting Valley v. Rapides Parish Sch. Bd., tive pronoun who should not follow a possessive
702 F.2d 1221, 1226 (5th Cir. 1983)). noun. E.g., “Or there may have been inimical
E. In correct Om ission o f A postrophe. It seems voices raised among the committee, such as Palf-
that possessive apostrophes are increasingly fy's or Nikilaus Esterhazy's, who just then had
omitted nowadays. This sloppy habit is to be had an unpleasant brush with the composer.”
avoided. E.g., “Brown had hired Jack Rogers, a [Read Or there may have been raised among the
Lake Charles attorney, to procure Governor Ed committee inimical voices, such as those o f Palffy
wards [read Governor Edwards's] signature.” or Nikilaus Esterhazy, who just then had had an
Brown v. Maggio, 730 F.2d 293, 294 (5th Cir. unpleasant brush with the composer.] See ANTE
1984) . Where two possessives are proximate, writ CEDENTS, FALSE (C).
ers will often inadvertently omit one: “We have I. Attributive Possessives. Businesses are of
considered the import and admissibility o f the ten named with a proper single name in posses
Alexanders’ expert witnesses testimony [read wit sive form, as McDonald's or Sambo's. Although
nesses' testimony] touching on the drilling o f addi possessive in form, these are functionally nouns,
tional wells.” See a tto rn e y ’s fees. as in Sambo's brings this action, etc. How, then,
F. Past-Participial A djectives as Attributive does one make a possessive o f the noun Sambo's?
Nouns. These can become awkward. With such One court did it this way: “On February 26, 1973,
phrases as the insured's death or the deceased's Sambo's Certificate o f Authority to do business in
residence, it is better to use an o^-phrase; hence this state was forfeited . . . .” Farris v. Sambo's
676 possessor
Restaurants, Inc., 498 F. Supp. 143, 147 (N.D. p o sth a ste is archaic in all but its adverbial sense.
Tex. 1980). The judge should have written
Sambo’s’, because Sambo’s certificate = certificate p o s t h o c (= [of or relating to] the fallacy of
o f Sambo, whereas Sambo’s’ certificate = certifi assuming causality from temporal sequence) for
cate o f Sambo’s, the latter being the desired sense. ex post facto or after the fact is a common error.
Likewise, when Buddy’s Food Store is shortened E.g., “Petitioners observe correctly that if the law
to Buddy’s, one writes o f Buddy’s’ manager. But yer’s brief for the ICC had simply announced its
good PHRASING requires the manager o f Buddy’s. clarifying analysis in the form o f allegations or
J. With A ppositives. See a p p o s it iv e s (A). new explanations, such would constitute pure
post hoc [read after-the-fact] rationalization not
p o ss e s s o r (= one who possesses) has the special entitled to any consideration by this court. The
legal sense “one who takes, occupies, or holds clarifying opinion o f the Commission, however,
something without ownership, or as distinguished differs sharply from after-the-fact rationalizations
from the owner” (OED). Hence the following speci made by attorneys or by courts.” Public Serv. Co.
men in reference to a life estate: “The materials o f Indiana, Inc. v. ICC, 749 F.2d 753, 759 (D.C.
that follow are not intended to cover either the Cir. 1984)./ “In applying these criteria, it is im
substantive law o f waste under which the pos portant that the district court resist the under
sessor may be liable to the holder o f the future standable temptation to engage in post hoc [read
interest or the substantive law relating to liability after-the-fact] reasoning by concluding that, be
of a nonpossessor.” cause a plaintiff did not ultimately prevail, his
action must have been unreasonable or without
p o sse sso ry . See p ossessive. foundation.” See p o st hoc, ergo p ro p ter hoc,
Powers, though not a species of rights . . . » are yet so p r a c tic e ; p ra ctise . In AmE, the former is both
far included under rights that wherever the word power the noun and verb; in BrE the former is the noun,
may be employed, the word right may also be employed: the latter the verb. Occasionally practise is used
The reason is, that wherever you may speak of a person by American writers, but practice, n. & v.t., is the
as having a power, you may also speak of him as having preferred spelling. One well-known exception to
a right to such power: but the converse of this proposition
the general rule in the U.S. is the lawyers’ organi
does not hold good: there are cases in which, though you
may speak of a man as having a right, you cannot speak
zation called the Practising Law Institute.
of him as having a power, or in any other way make any
mention of that word. On various occasions you have a p r a c titio n e r ; p ra ctise r. The former is the term
right, for instance, to the services of the magistrate: but primarily used in AmE and BrE for “one who
if you are a private person, you have no power over him: exercises a profession or occupation.” The latter
all the power is on his side. This being the case, as the
is used almost exclusively in BrE, though not
word right was employed, the word power might perhaps,
without any deficiency in the sense, have been omitted.”
commonly. E.g., “This cause has been carefully
Jeremy Bentham, An Introduction to the Principles o f instructed with evidence by the practisers.” (Eng.)
Morals and Legislation 224 n .l (1823; repr. 1948). The variant practicer sometimes occurs in AmE.
pre [ + noun ] 679
praecipe /pre-sd-pee/ (lit., “command”) denoted, v. Commonwealth, 647 A.2d 692, 694 n.2 (Pa.
at common law, a writ ordering a defendant to do Commw. Ct. 1994).
some act demanded by the plaintiff or demandant, Most American lawyers would doubtless con
or to explain why (ostensurus quare) he or she sider these uses o f the word obscure, to say the
should not do it. A praecipe action aims not at least. In most parts o f the U.S., lawyers don’t
compensation for misconduct but at restoration o f praecipe a case for trial; they simply ask for a
a right. For example, praecipe in capite was, at trial setting. Nor do they praecipe for entry o f
common law, the principal writ for the recovery judgment; they move for entry o f judgment.
o f land in the King’s court. Praecipe quod reddat
was used (1) to claim chattels or debts that the p r (a )e d ia l Ipree-dee-dll ( = consisting o f or per
defendant held unjustly; (2) to make the defen taining to or attached to the land), the rough
dant perform a covenant; or (3) to obtain an ac equivalent o f real in the phrase real property, is
counting o f moneys received. Praecipe quod per- usu. spelled predial in Louisiana and praedial in
mittat was used to order the defendant to allow Scotland.
the plaintiff to have or do something. The usual phrase in law is predial servitude,
A modern example occurs in a court paper filed which means, in Scots and civil law, “a servitude
in the Supreme Court o f British Columbia: “Prae affecting land, such as a right o f way, o f light, o f
cipe. Required: To search for an Appearance en support, and the like.” E.g., “A predial servitude
tered on behalf o f the Defendant XYZ Corpora is a charge on a servient estate for the benefit o f
tion. D A T E D ______ . [Signature] Solicitor for the a dominant estate.” La. Civ. Code Ann. art. 646
Plaintiff.” (Can.) (West 1980). See s e r v itu d e (a ).
A Pennsylvania judge writes that upraecipe may
be correctly used as a verb as well as a noun p r a y , in the legal sense “to request earnestly,” is
. . . .” T.J. Terputac, A Handbook o f English Us a survival from Elizabethan usage, as in Shake
age 250 (1989). Primarily in Michigan and Penn speare’s “a conqueror that will pray in aid for
sylvania, the word is used as a verb in three kindness, where he for grace is kneeled to.” An
senses: (1) “to move for entry o f judgment”; (2) “o f tony & Cleopatra, 5.2.27-28. The religious sense
a court, to rule (a case) ready for trial”; or (3) “o f o f pray grew alongside the broader secular sense,
a lawyer, to move for a trial setting on the court’s and neither it nor prayer, q.v., should be viewed
docket.” as symptomatic o f biblical a f f e c t a t io n . E.g.,
The use as a verb seems to have originated in “Appellants pray for an injunction restraining de
Michigan, in senses (2) and (3)— e.g.: (Sense 2) fendant from making the patented device.”/ “The
“The defendant Runnells filed a plea September wife by her answer cross -prayed for a divorce on
12,1924, and the case was praeciped on that date the ground o f desertion.” (Eng.)
as ready for trial.” Robinson v. Sample, 219 N.W.
661, 661 (Mich. 1928)./ (Sense 3) “During this p r a y e r = (1) a request addressed to the court
period o f time petitioners could have praeciped that appears at the end o f a pleading; or (2) in
the cause for trial.” Hailey v. Wolf, 30 N.W.2d 437, British parliamentary practice, a negative resolu
439 (Mich. 1948). Later, these senses appeared tion that challenges a statutory instrument. E.g.:
in Pennsylvania— e.g.: (Sense 2) “[A] notice o f (Sense 1) “Taking up first the prayer for an injunc
rehearing by the Board . . . [stated] that the tion pendente lite, I cannot find that any case has
case had not been praeciped for trial or otherwise been made out for enjoining action by the two
disposed.” Cudo v. Hallstead Foundry, Inc., 539 corporate defendants.”/ (Sense 2) “But even if a
A.2d 792, 797 (Pa. 1988) (Flaherty, J., dissenting). group o f Members decide to challenge such an
Sense (1) however, is more common today in instrument (by what is called a ‘p rayer’)—there is
Pennsylvania— e.g.: “On May 23, 1979, Evans, as no guarantee that the government will provide
attorney for Fitelson praeciped the arbitration time for a debate or the opportunity o f a vote.”
award for judgment, because the time period for Michael Zander, The Law-Making Process 70 (2d
entry o f an appeal from the arbitration award ed. 1985). See p r a y & p le a d in g (c ).
had passed.” Becker v. Evans, 496 F. Supp. 20, 20
(M.D. Pa. 1980)./ “The Stricklers . . . praeciped PRE- [ + n o u n ]. Such a construction may be used
for entry o f judgment and the instant timely ap adjectivally, as in the following examples: “But
peal by Royal Insurance Company followed.” the prosperous fur-trading days o f Astor and
Strickler v. Huffine, 618 A.2d 430,432 (Pa. Super. Chouteau were, in a sense, pre-law .” Robert Mac-
Ct. 1992)./ “When no responsive pleading was Crate, The Making o f the American Lawyer, 34
received from DPW within thirty days, the claim S.D. L. Rev. 227, 227 (1989)./“The neutral mecha
ant praeciped for entry o f default judgment nism, far from being the discriminatory act, is
. . . .” Pennsylvania Inst. Health Servs., Inc. merely the means by which the pre-act and pre
680 preachify
limitations disparate treatment is carried forward B. M isspelled preceed, This misspelling seems
into the actionable time frame.” Sobel v. Yeshiva to result from confusion with proceed . It occurs in
Univ., 839 F.2d 18, 29 (2d Cir. 1988). print surprisingly often: see, e.g., Drennen
But making the pre- phrase into an adverb Land & Timber Co. v. Angell, 475 So. 2d 1166,
modifying a verb is a poor substitute for the idi 1172 (Ala. 1985).
omatic construction: before plus the noun. E.g., C. F or preface. This seems to be an anomalous
“Not so with respect to the harm that many States error—e.g.: “The publisher precedes [read pref
believed, pre-Roe [read before Roe], and many may aces] its collection o f documents with an essay
continue to believe, is caused by largely un about the entire editorial process.”
restricted abortion.” Webster v. Rep rod. Health
Servs., 492 U.S. 490, 535 (1989) (Scalia, J., con p r e c e d e n c e ; p r e c e d e n c y . Today the latter is
curring in part)./ “[D efendant could have re a n e e d l e s s v a r ia n t o f the former; it was used
sponded that he did inform the police and this through the beginning o f the 19th century, but
statement was made prearrest and pre-Miranda today -ce serves more ably for all purposes.
[read before they arrested him and read him his
rights]!* People v. Sutton, 464 N.W.2d 276,277 n.3 p r e c e d e n c e ; p r e ce d e n ts. Pronunciation o f
(Mich. 1990)./ “Any number o f specific programs these words is traditionally distinguished in
effective now were not pre-Ruiz established [read AmE. The former is often thought to be best
established before R u iz]” See POST-. pronounced with the second syllable stressed, i.e.,
/prd-seed-dns/, whereas the latter has the primary
p r e a c h ify is a derogatory word for preach; the accent on the first syllable, i.e., /pres-d-ddns/. Pre
OED defines it as “to preach in a factitious or a cedence is nevertheless acceptably pronounced
tedious way.” See a rg u fy & s p e e ch ify . lpres-9-ddnsl in AmE, as it is usually sounded in
the common phrase take precedence over. In BrE,
p re a m b le takes the preposition to or, less com /pres-d-ddns/ is the only known pronunciation.
monly, o f The corresponding adjective is pream
bular. p r e c e d e n c y . See p r e c e d e n c e .
tual duties, whereas G.H. Treitel refers to precon p r e d ic a te , v.t. ( = [1] to affirm a statement or
tract negotiations. Gilmore’s practice is probably proposition; or [2] to found, base), is usu. con
better for two reasons: first, precontract is also a strued with on in modem writing. E.g., “Even
noun meaning “an agreement to marry,” and thus without Leavell, we would decline to predicate a
may give rise to ambiguities; and second, it is broad immunity on the basis o f the narrow hold
better to use a genuinely adjectival form when it ing o f Miller.”
is available.
P r e d ic a t e N o m i n a t i v e s are nouns or pronouns
p r e d a c io u s ; p r e d a ce o u s ; p re d a tiv e ; p r e d a in the nominative or subjective case that appear
to ry ; p re d a to ria l. Predatory = preying on other after linking verbs—usually òe-verbs. “It is 7,” one
animals. The word is applied figuratively in the writes, for instance, or, in formal contexts: “It
phrase from antitrust law, predatory pricing. The seems to be she,” “You appeared to be 7,” and so
forms predaceous, predatorial, and predative are on. When the situation is formal, these construc
NEEDLESS VARIANTS. The spelling predacious tions are not affectations; they are obligatory.
has undergone d if f e r e n t ia t io n and means “de For example, the following error occurred merely
vouring; rapacious.” because o f an imperfect knowledge o f grammar,
together with aspirations to correctness: “The de
p red a te. See an ted ate. scription 'plaintiff-appellee’ or 'respondent below’
forces us to keep looking at the title block on the
opinion’s first page to keep track o f who is whom
p re d a tiv e ; p re d a to ry ; p re d a to ria l. See p r e d a
[read who]”
cio u s.
Nevertheless, in informal contexts and primar
ily in speech, it is quite acceptable today to say
p re d e ce a s e (= to die before), a Shakespearean
“It’s me.” On formal occasions, or if one is particu
coinage, has become a legal genteelism: “She pre
larly fastidious in language, one should feel per
deceased him leaving a husband and two chil
fectly comfortable saying “It is I.” See NOMINATIVE
dren.” Anthony R. Mellows, The Law o f Succes
AND OBJECTIVE CASES.
sion 515 (3d ed. 1977). And it surely has a place:
if one says, She died before him . . . , the words
p r e d ic a tiv e ; p r e d ic a to r y . See p r e d ic a b le .
She died resonate in the mind—the reader won
ders how and why. But the legal writer usu. wants
p re d o m in a te , adj., is a n e e d l e s s v a r ia n t for
to focus on something else entirely: “Should she
predominant. In good usage, predominate is the
predecease her husband, even this incipient right
verb, predominant the adjective. Readers may be
is automatically extinguished.” Robert Kratovil,
confused when predominate is used adjectivally:
Real Estate Law 226 (1946). The writer who used
“These facts were predominate [read predomi
die before in that sentence would lose some read
nant] in the court’s decision to pierce the corpo
ers. Lawyers, in short, sometimes need to talk
rate veil.”/ “The Roth opinion referred to the
about death without thinking about it.
Model Penal Code definition o f obscenity—mate
rial whose predominate [read predominant] ap
p r e d e c is io n a l (of, relating to, or occurring dur peal is to 'a shameful or morbid interest in nudity,
ing the time before a decision) is a mid-20th- sex, or excretion.’ ” Cf. p re p o n d e ra n tly .
century legal n e o l o g i s m . E.g., “Total predeci
sional acceptance o f Dr. Williams’ report and Dr. p ree m p t; p e re m p t. These words should be dis
Peltier’s testimony is revealed by the following tinguished. Preempt (now generally spelled as one
. . . .” Lee v. Gardner, 267 F. Supp. 578, 583 word without a hyphen) is a b a c k -f o r m a t io n
(W.D. Mo. 1967)./ “[Occasionally, on particular from its noun, preemption. To preempt is to ac
facts, a predecisional release has been criticized quire beforehand to the exclusion o f others, or to
for the outside appearances it created. . . .” FTC take precedence over.
v. Cinderella Career & Finishing Schs.f Inc., 404 To perempt, by contrast, is to quash, do away
F.2d 1308, 1323 (D.C. Cir. 1968). with, or extinguish. The OED and W3 record
perempt as an obsolete or archaic term, but it is
p red ia l. See p r(a )e d ia l. current at least in Louisiana in intransitive uses:
“The privilege contained in article 3237 perempts
p r e d ica b le ; p re d ica tiv e ; p r e d ic a to r y . The or dies at the end o f six months.”
first means “that may be predicated or affirmed.”
The second means “having the quality o f predicat p re e m p tio n ; p e re m p tio n . Preemption, by far
ing, affirming, or asserting.” The third means “o f the more common word, means: (1) “the right to
or pertaining to a preacher.” buy before others”; (2) “the purchase o f something
preferable 683
under this right”; (3) “an earlier seizure or appro The two other forms have bona fide existences,
priation”; (4) “the occupation o f (public land) so however. Preemptory correctly means “o f or relat
as to establish a preemptive title”; or (5) in AmE, ing to a preemptor” (but is sometimes misused for
Congress's legislatively taking over o f an entire preemptive). (For the correct use, see p re e m p
subject matter so as to make it inherently federal. tio n e r ; for the incorrect use, see p re e m p to ry .)
See p reem p t. For more on sense (5), see p r e Peremptive = o f or relating to peremption. E.g.,
em p tion , fed era l. For right o f preemption, see “Authority exists in Louisiana cases to support
o p tio n . the proposition that a prescriptive period defined
Peremption is a rare legal term meaning “the in a statute conferring a right is actually a
act or process o f quashing” (W3), “a nonsuit.” It peremptive period.” See p re e m p tio n .
is rare everywhere, apparently, but in Louisiana.
E.g., u[P]eremption is but a form o f prescription, P r e e m p t i v e P h r a s e s . See a n t ic ip a t o r y refer
a species thereof, but with the characteristic that ence.
it does not admit o f interruption or suspension
. . . .” Flowers, Inc. v. Rausch, 364 So. 2d 928, p re e m p to r. See p re e m p tio n e r.
931 (La. 1978)./ “Actually, peremption is a com
mon law term which has crept into our [civil] p r e e m p to r y for peremptory is a fairly common
jurisprudence. Its counterpart in the civil law is mistake. Properly, the former means “o f or relat
really forfeiture.” Id. at 931 n .l. Peremption and ing to a preemptor.” See p r e e m p tio n e r & p r e
its derivatives are used throughout Equilease em p tiv e.
Corp. v. M/V Sampson, 756 F.2d 357 (5th Cir.
1985). See N. Stephan Kinsella, A Civil Law to p re e sta b lish e d . So spelled,
Common Law Dictionary, 54 La. L. Rev. 1265,
1285 (1994). p re e x istin g . So spelled,
Preferable is accented on the first, not on the prejudiced — e.g.: “Indeed the rule shields the de
second, syllable. liberations and conclusions o f the chosen repre
sentatives o f the board only if they possess a
p re g n a n cy term in a tio n . See a b o rtio n . disinterested independence and do not stand in a
dual relation which prevents an unprejudicial
p reg n a n t, n eg a tiv e. See n e g a tiv e p reg n a n t. [read unprejudiced] exercise o f judgment.” Auer
bach v. Bennett, 393 N.E.2d 994,1001 (N.Y. 1979).
B. And pre-judicial. The hyphen makes an im
p re ju d g e . See fo re ju d g e .
portant difference. Pre-judicial was used in Ro
man law in reference to a class o f preliminary
p r e ju d ic e , n. & v.t., is a le g a l ism for harm , actions in which questions o f right or fact, usually
n. & v.t. In ordinary discourse, it is a lawyer’s as relating to status, were determined. Today the
pomposity— e.g.: “I doubt that he will prejudice hyphenated form is often used somewhat differ
[read hurt or harm] her chances o f getting a job ently, in reference to a time before a given person
by advancing too quickly.” In the following two became a judge— e.g.: “Professor Schwartz opens
specimens, the reference is to legal harm: “The his book with a brief chapter on Warren’s pre
critical inquiry is whether, for whatever reason, judicial career.” See p u n c t u a t io n (F).
counsel’s performance was deficient and whether The more usual term is prejudicial, discussed
that deficiency prejudiced the defendant.”/ “A stay in (A). E.g., “The allegedly prejudicial remarks
o f the plaintiff’s action here will not prejudice pointed to by appellee jwere clearly made in the
him.” (Eng.) context o f a hypothetical involving a worker who
Sometimes the past participle prejudiced al becomes disabled after a second accident.”/ “The
most gives rise to a m is c u e , as some readers trial judge should have made a determination o f
might take it to mean “having a strong bias the relative probative value o f the 23-year-old
against (something)”— e.g.: “The Louisiana revo conviction as against the prejudicial effect on the
catory action is available to a creditor who is jury.”
prejudiced [i.e., harmed] at the time by a fraudu
lent transfer made by his debtor.” Albert Tate,
p re lim in a ry in ju n ctio n . See te m p o ra ry r e
Jr., “The Revocatory Action in Louisiana Law,” in
stra in in g o r d e r .
Essays on the Civil Law o f Obligations 133, 133
(Joseph Dainow ed., 1969).
p re lim in a ry to, when used merely as an equiva
lent o f before, is a silly pomposity—e.g.: “Prelimi
p re ju d ic e , w ith (o u t). These terms are used in
nary to [read Before] the date set for trial a pre
reference to whether a future action is barred.
trial hearing was held by the state court.” Cf.
For example, if a court dismisses a lawsuit with
p re p a r a to r y to, p r io r to & a n teced en t.
prejudice, the court has adjudicated the merits o f
the case, so the dismissal constitutes a bar to
future action. A dismissal without prejudice is not p re m e d ita te d (= consciously considered before
an adjudication on the merits; hence no right or hand) appears mostly in criminal-law contexts
remedy is foreclosed to the parties. <premeditated murder>. Because it invariably
Increasingly, writers are placing with(out) prej precedes a bad act o f some kind, the word has
taken on strongly negative connotations.
udice before the noun dismissal—but the re
sulting p h r a sa l ADJECTIVE jars the reader famil
iar with the legal idiom: “Government counsel p re m e d ita tiv e ly , adv., is used much more often
told the justices that the district judge erred by than the corresponding adjective, premeditative.
not performing the balancing test the act man The adverb provides an alternative to the awk
dates for choosing between with- and without- ward term premeditatedly, which is also common.
prejudice dismissal.” Supreme Court Ponders E.g., “Defendant was charged with willfully, delib
Sanction for Violation o f Speedy Trial Act, 56 erately, and premeditatively murdering her with
U.S.L.W. 1176, 1176 (17 May 1988). malice aforethought. . . .” State v. Hansen, 225
N.W.2d 343, 345 (Iowa 1975). See -e d l y .
p re ju d icia l. A. A nd prejudiced . Prejudicial (=
tending to injure; harmful) applies to things and p rem ia . See p rem iu m .
events; prejudiced (= harboring prejudices) ap
plies to people. The meaning o f a sentence can p re m ise ; p rem iss. Both refer to “a previous
frequently be made clearer by using harmful in statement or proposition from which another is
place o f prejudicial. inferred as a conclusion.” The first is the AmE,
Occasionally, writers misuse prejudicial for the second the BrE spelling.
preponderance of the evidence 685
truth o f the contention is ‘highly probable.’” Id. at • “At first sight it is little to the credit o f Montes
575-76. quieu’s and Vico’s contemporaries that their
work was not followed up.” Frederick Pollock,
p re p o n d e ra n tly ; p re p o n d e r a te ly . The better “The History o f Comparative Jurisprudence,” in
form is preponderantly, though the n e e d le s s Essays in the Law 1, 22 (1922; repr. 1969).
v a r ia n t preponderately is becoming common • “Sound objectives became confused and were
place— e.g.: “For an award o f supplemental earn even lost sight of.” Fleming James, Civil Proce
ings benefits, the claimant must preponderately dure § 2.5, at 66 (1965).
[read preponderantly] prove an inability to earn • “There is always some unrepealed junk that
90 percent o f pre-injury wages.” Britton v. Morton nobody will make an effort to get rid of.” Patrick
Thiokol, Inc., 604 So. 2d 130, 134 (La. Ct. App. Devlin, The Enforcement o f Morals 126 (1968).
1992). • “The trouble is that Holmes failed to keep in
Preponderate should be used only as a verb, not mind his own profound insight into the complex
as an adjective— or, by derivation, as an adverb. interplay between new materials drawn from
Cf. p re d o m in a te . life and old materials from the past which have
not yet been sloughed off.” Grant Gilmore, The
A . E nding Sentences with. The
P r e p o s it io n s . Ages o f American Law 53 (1977).
spurious rule about not ending sentences with • “The involuntary bailee can be quickly disposed
prepositions is a remnant o f Latin grammar, in of. He is one who has been sent goods that he
which a preposition was the one word that a did not ask for.” Glajiville Williams, Textbook
writer could not end a sentence with. But Latin o f Criminal Law 694 (1978).
grammar never should have been thought to • “Perhaps it is possible for a particular case to
straitjacket English grammar. If the SUPERSTI be either within or without the judicial power,
TION is a “rule” at all, it is a rule o f rhetoric and depending on the court it is in.” Charles A.
not o f grammar, the idea being to end sentences Wright, The Law o f Federal Courts 45 (4th ed.
with strong words that drive the point home. That 1983).
principle is sound, o f course, but not to the extent • “The result o f this was that agreements in re
o f meriting lockstep adherence. straint o f trade were frequently made and fre
Churchill’s witticism about this preposterous quently abided by.” P.S. Atiyah, An Introduc
bugaboo should have laid it to rest. When some tion to the Law o f Contract 248 (3d ed. 1986).
one once upbraided him for ending a sentence
with a preposition, he rejoined, “That is the type See HYPERCORRECTION (I) & SUPERSTITIONS (A).
o f arrant pedantry up with which I shall not put.” For an interesting—and incorrect—example in
Avoiding a preposition at the end o f the sentence volving where it is at, see at.
sometimes leads to just such a preposterous mon B. Redundancy of. Writers often repeat prepo
strosity. sitions unnecessarily when there are intervening
Perfectly natural-sounding sentences end with phrases or clauses. E.g., “The Massachusetts
prepositions, particularly when a verb com court argued that promoters stand in as much
pounded with a preposition appears at the end in [omit the first in] a fiduciary position to the
(as in follow up or ask for). E.g., “The act must corporation when uninformed shareholders are
have some causal connection with the injury com expected to be brought in after the wrong has
plained of.” When one decides against such formal been perpetrated as when there are current
(sometimes downright stilted) constructions as o f shareholders to whom no disclosure is made.” Cf.
which, on which, and for which— and instead so as + [infinitive].
chooses the relative that—the preposition is nec C. Wrongly Elided. Just as often, however, nec
essarily sent to the end o f the sentence: “I must essary prepositions are wrongly omitted, usually
respectfully dissent, for this is a point on which I because o f the proximity o f the same preposition
must insist” becomes far more natural as, “I must performing a different function— e.g.: “An accep
tance that requests a change [of] or addition to
respectfully dissent, for this is a point that I must
insist on.” terms o f the offer is not thereby invalidated unless
the acceptance is made to depend on assent to the
Moreover, good writers often end their sen
changed or added terms.”/ “Maxi Corporation is a
tences with prepositions—e.g.:
Texas corporation [of] which Smith owns sixty
* “But the admission o f consuls into the United percent o/*the stock.”
States, where no previous treaty has stipulated Occasionally prepositions are omitted for fear
it, seems to have been nowhere provided for.” o f ending a sentence with one: “There are no
The Federalist No. 42, at 265 (James Madison) unasserted claims and assessments o f any nature
(Clinton Rossiter ed., 1961). that we are aware [of].” (Or, one might say, o f
prerogative writs 687
which we are aware.)/ “The courts recognize that osition resulted in litigation that worked its way
the seller and buyer are not the only persons to the U.S. Supreme Court. The question arose
interested in this transaction and have imposed whether an agency could remove a case under the
duties on the selling shareholder with respect to following provision:
whom he sells [to].9* The writers should not have
(a) A civil action or criminal prosecution commenced in
feared writing aware o f and sells to. See (a ).
a State court against any of the following persons
There is at least one other type o f problem may be removed by them to the district court of the
caused by prepositions wrongly omitted: an a m b i United States . . . :
g u it y may result. For example, Attorney Solicita (1) Any officer of the United States or [of] any
tion is the title o f a law review article; yet from agency thereof. . . .
the title, one does not know whether the article
The Supreme Court used grammatical analysis
refers to the solicitation of, or solicitation by,
in concluding that the removal by an agency was
attorneys. That anyone with legal knowledge
improper: “We find that . . . the first clause o f
would presume the latter does not vindicate the
§ 1442(a)(1) grants removal power to only one
writer’s vagueness. See n o u n p l a g u e . See also
grammatical subject, ‘[a]ny officer,’ which is then
(e ) below.
modified by a compound prepositional phrase: 'of
D. C orrectly M atching with Verbs. A useful
the United States or [of] any agency thereof.” ’
rule o f thumb— by no means to be taken as an
International Primate Protection League v. Tulane
absolute rule— in determining what preposition
Educ. Fund, 500 U.S. 72, 79-80 (1991). See (c)
to use with a given verb is to follow the prefix o f
above.
that verb. Hence inhere in, comport with (L. com-
F. Getting It W rong. Writers often use the
“with”), attribute to (L. ad- “to”), and so on. There
incorrect preposition— e.g.: “To get upset about
are many exceptions, however. Impute takes on,
Begelman in Hollywood is to get upset about [read
oblivious takes of, and in respect can take either
at] a cannibal for chewing his own cuticles.”/ “In
o f or to, though with respect takes only to.
sum, the common-law widow’s election has no tax
The verbs used in criminal law are sometimes
consequences to [read for] the surviving spouse.”
tricky. Following are the correct prepositions for
See a s to (a ).
some o f the common verbs:
acquitted o f burglary p re re q u isite ; re q u isite . Rarely is prerequisite
acquitted on an indictment, count, or charge o f used with the degree o f punctilio that Eric Par
burglary tridge prescribed: “Properly, a prerequisite has to
charged in (AmE) or on (BrE) an indictment be obtained or fulfilled before a requisite can be
or count attended to. In short, prerequisite is rarely per
charged with murder missible.” Vigilans [Eric Partridge], Chamber o f
convicted o f burglary Horrors 114 (1952). Probably it is more accurate
convicted on an indictment, count, or charge of to say that prerequisite simply includes a time
burglary element, whereas requisite does not.
indicted for embezzlement
indicted on a charge o f embezzlement p re r o g a tiv e ; p r e r o g a to r y . Prerogative (= of,
pleaded guilty to a charge or count o f murder relating to, or exercising an exclusive right or
pleaded guilty to murder privilege) is the standard term. Prerogatory is a
sentenced on an indictment, count, or charge NEEDLESS v a r ia n t —e.g.: “At this time, a preroga
tried on an indictment, count, or charge tory [read prerogative] writ is not before the court
Many other verbs are treated throughout this in this case.” Mott v. England, 604 P.2d 560, 564
work. Readers with an interest in a more detailed, (Wyo. 1979).
comprehensive treatment o f this subject may ben
efit from the following works: Morton Benson et p r e r o g a tiv e w rits. During the 16th century, this
al., The BBI Combinatory Dictionary o f English: name was given to administrative writs such as
A Guide to Word Combinations (1986); Frederick mandamus, certiorari, habeas corpus, and prohi
T. Wood, English Prepositional Idioms (1967); and bition— each o f which was originally in the nature
A.P. Cowie & R. Mackin, The Oxford Dictionary o f an administrative order from a superior official
o f Current Idiomatic English (1975). commanding a subordinate to do something, give
E. R epetition o f A fter C onjunctions. Often it some information, or the like. As a major legal
is useful in avoiding a m b ig u it y to repeat the historian notes, however, the name prerogative
preposition governing the noun after or or and. writs “was not altogether apt, because in the early
E.g., “Is it a question o f law or o f fact?” stages o f their expansion these writs were mainly
A statute drafter’s failure to repeat such a prep used to curb prerogative activity by councillors
688 prerogatory
and conciliar courts.” J.H. Baker, An Introduction lengths to make themselves “presentable,” crimi
to English Legal History 165-66 (3d ed. 1990). nals subject to presentment are also said to be
The phrase extraordinary writs, which is per “presentable”—e.g.: “By the laws o f New Jersey
fectly equivalent, is more genuinely descriptive, the Court o f Oyer and Terminer and general jail
and therefore preferable. delivery has ‘cognizance o f all crimes and offences
whatsoever which, by law, are or shall be o f an
p re ro g a to ry . See p re ro g a tiv e . indictable or presentable nature . . . . * ” Andrews
v. Swartz, 156 U.S. 272, 275 (1895) (quoting a
p r e s c r ib e , v.i. In lay writing, prescribe is transi New Jersey statute).
tive only: doctors prescribe drugs and moralists
prescribe rules o f conduct. In Louisiana and Scots p re se n t ca se. See in sta n t case.
law, prescribe has a special intransitive sense:
“ [of an action] to suffer prescription; to lapse, to p re se n te r; p re se n to r. The preferred spelling is
become invalid or void by passage o f time; to be -er. The two legal senses are (1) “a person who
no longer capable of prosecution” (OED). Hence: makes a presentment”; and (2) “a person who
“We need not unravel this jurisprudence to deter presents a petition, bill, etc. (i.e., makes a presen
mine whether any of his trespass claims for dam tation).” For more detail on sense (1), see p r e
ages for the actual taking o f his property have sen tm en t.
prescribed [i.e., become void by passage o f time].1*/
“Appellee’s right to claim just compensation for p resen tim en t. See p resen tm en t.
this interest does not prescribe [i.e., cease to be
p re se n tin g ju r y . See g ra n d ju r y (A).
capable o f prosecution ] until two years from the
date o f the judgment o f the district court.”/ “The
p re se n tly contains an ambiguity. In the days o f
district court correctly held, therefore, that appel
Shakespeare, it meant “immediately.” Soon its
lee’s claims for damages incident to the taking o f
meaning evolved into “after a short time” (per
his property for use as a gas storage reservoir
haps because people exaggerated about their
had prescribed [i.e., lapsed].” Cf. p re s c r ip tio n .
promptitude); this sense is still current. Then,
The civilian sense o f prescribe has also been
chiefly in the AmE, it took on the additional sense
employed transitively—a sense not listed in the
“at present; currently.” Some writers deprecate
OED: “It was shown that the property involved
this sense, but the Oxford Guide states that it is
was the same property as that in a suit brought
“widely used and often sounds more natural than
in the Louisiana court a few years earlier where
at present.” It certainly appears in formal legal
the same restrictive covenant was held to have
prose in this sense, esp. in AmE: “Enough in
been prescribed by two years!’] continued viola
stances o f self-enrichment presently occur, even
tion.” Warner v. Walsdorf 277 F.2d 679, 680 (5th
in the case o f managers o f public corporations, to
Cir. 1960). See p ro s c r ib e .
suggest that the market cannot fully control this
phenomenon.”/ “Presently pending before this
p r e s crip tio n . In law, this term frequently refers
court is an appeal from the decision o f the district
to the legal effect that the passage o f time has on
court that denied appellants’ application to pre
a person’s rights or obligations. That effect may
sent a next-friend petition for a writ o f habeas
be to establish those rights or obligations (positive
corpus on behalf o f their son, a death-sentenced
prescription), fortify them (another type o f posi
prisoner.” Cf. m om en ta rily .
tive prescription), or extinguish them (negative
prescription). For example, under the (English) p resen tm en t; p resen tim en t. The first means
Prescription Act 1832, a right to an easement “the act o f presenting or laying before a court or
may be established through continual use over 20 other tribunal a formal statement about a matter
years’ time. In the U.S., periods for prescription to be dealt with legally.” (For the special sense o f
vary from state to state: they are sometimes 10, presentment in criminal law, see in d ictm en t.)
15, or 20 years. Cf. p r o s c r ip tio n . The second means “a vague mental impression or
feeling o f a future event.”
p resen t. Phrases such as the present testator and
the present trust have become common spin-offs p re se n to r. See p re se n te r.
o f the present case and the present writer. (See
first PERSON (A).) Rarely, however, does present p resen ts, k n o w a ll m en b y th ese. See k n o w
serve any purpose. See in sta n t ca se. all m en b y th ese p resen ts.
p re se n ta b le has nearly opposite senses in nonle- p re se n t tim e, at th e. This phrase is wordy for
gal and legal contexts. Whereas fops go to great now.
pretermit 689
p r e s e n t w r ite r is today generally considered in interest limited in that case was a remainder and
ferior to I or me. See p r e s e n t & first per so n (A). the settlor's intent to revoke the instrument was
ineffective since presumptive remaindermen were
p r e s e r v a tio n ; p r e s e r v a i. The latter is a need not parties to the revocation.” (For heir presump
l e ss VARIANT. tive, see h e ir (B).) Presumptuous = arrogant,
presuming, bold, forward, impudent.
p r e s id e n c e ; p r e s id e n c y . The former means “the
action or fact o f presiding”; the latter means “the p re su m p tiv e ly ; p resu m a b ly . These words are
office or function of president.” often used synonymously in English prose, but in
legal writing are commonly differentiated. Pre
p r e s id e n t. In corporate law, the term is used sumptively = by legal presumption. E.g., “The
differently in AmE and BrE. In AmE, president literal words o f the statute are presumptively con
often denotes the chief executive director o f a clusive o f legislative intent, but that presumption
company; but in BrE, it is a title usu. given to a may be defeated by contrary indications o f intent
nonexecutive former head o f a company. also evident on the face o f the statute.” Presum
ably = as one may presume or reasonably sup
p r e s id in g ju d g e . See c h i e f ju d g e . pose; by presumption or supposition.
mean “to prevent, preclude, or obviate”— though p r e v e n t(a t)iv e . The correct form is preventive—
legal writers commonly seem to attribute those both as noun and adjective— although the corrupt,
meanings to the word. E.g., “We do not read extra-syllabled form preventative is unfortunately
Weeks as mandating remand in all cases where a common. E.g., “As for . . . misplaced words—
removal petition is untimely; we are unwilling to possibly the best preventative [read preventive] is
allow a model defect to pretermit [read prevent] a secretary who majored in English composition
our substantive inquiry.”/ “It is incorrect to read . . . .” Mortimer Levitan, Confidential Chat on
the ‘subject only to' language as pretermitting the Craft o f Briefing, 1957 Wis. L. Rev. 59, 62./
[read precluding] a reading o f the contract as a “It is in no sense a preventative [read preventive]
whole to flesh out the extent o f Global Marine’s remedy, but is prospective merely . . . .” 52 Am.
obligation under this provision.”/ “The disposition Jur. 2d Mandamus § 9, at 337 (1970)./ “[G]reater
[that] we have made . . . pretermits [read obvi willingness to make doctors liable means that
ates] the necessity for discussion o f the third they are forced to practise what is called ‘preven
point.” Gray County v. Warner & Finney, 727 tative [read preventive] medicine’ and order costly,
S.W.2d 633, 640 (Tex. App.—Amarillo 1987). complicated, and often unnecessary tests.”
R.W.M. Dias & B.S. Markesinis, Tort Law 3
pretextual ( = constituting a pretext), though (1984).
not recognized in the OED, W10, or W3, is com
mon in American legal writing. E.g., “Whether p r e v e r d ic t. So spelled—without a hyphen. See
the purpose o f the statute is to screen the courts PUNCTUATION(F).
against pretextual grievances or to protect the
respondent . . . , we need not inquire.” Cameron
p r e v io u s . See p r io r .
v. Cameron, 56 S.E.2d 384, 388 (N.C. 1949)./
“There is no evidence to support a contention that
p r e v io u s ly ; b e fo r e , adv. Although previous to is
the arrest for the traffic violation was pretextual.”
much inferior to before as a preposition, just the
State v. Moody, 443 S.W.2d 802, 804 (Mo. 1969)./
opposite holds true for the adverbs. Previously is
“[The] employer’s proffered reason for her dis
better than before, at least when the adverb comes
charge was merely ‘pretextual.’ ” Chavis v. White
before the verb—e.g.: “M. S. was then operating
hall Labs., Inc., 664 F. Supp. 413, 413 (N.D. Ind.
the filling station on lot three as before [read
1986) (case summary). See nonpretextual.
previously] mentioned.”
pretrial should not be hyphenated. See PUNCTUA
TION(F). p r e v io u s to for before is unnecessarily highfalu
tin—e.g.: “Previous to [read Before] her service on
pretty, used as an adverb, is still considered the Supreme Court, Ginsburg served on the U.S.
informal or colloquial. E.g., “Handicapped as Court o f Appeals for the District o f Columbia.”
counsel was by a defendant under present con One sometimes even finds previously to— e.g.:
finement and with a rich history o f earlier state “Judge Critz was a member o f the three-judge
convictions, it was pretty clear that counsel could court, as well as having been a commissioner
not run the risk o f putting the defendant on the previously to [read before] becoming a judge.” (An
stand.” Pretty adds nothing to the sentence, un overhaul would greatly improve this sentence:
less it conveys a shade o f doubt—pretty clear After serving as a commissioner, Judge Critz be
being less certain in some readers’ minds than came a member o f a three-judge court.)/“Through
clear. See weasel words. out 1938 and for many years previously and subse
quently [read before and after], defendants carried
prevalent is accented on the first, not the second, on their business in Newark.”/ “Previously to [read
syllable: /prev-d-ldnt/. Before] December 1950, appellants carried on
business at Liverpool.” (Eng.) See p r io r to . Cf.
prevent now ordinarily takes from, although ar a n te r io r to & a n te c e d e n t.
chaically it is used with a direct object and a
participle. E.g., “There are various matters that p r e v is io n = foresight. E.g., “Life will have to be
interfere with this normal course and prevent the made over, and human nature transformed before
action proceeding to final judgment.” In BrE this prevision so extravagant can be accepted as the
usage remains common. norm o f conduct, the customary standard to which
Prevent there causes ugly and ungrammatical behavior must conform.” Palsgraf v. Long Island
constructions— e.g.: “Their action prevented there Ry, 162 N.E. 99, 100 (N.Y. 1928) (per Cardozo,
from being a quorum.” [Read Their action pre C.J.). The word is not to be confused with the
vented a quorum from being reached.] ordinary term, provision.
principal 691
mon— e.g.: “The principals [read principles] un and previous to in place o f before are not. See
derlying the anti-trust laws are as old as the a n te ce d e n t, p r e v io u s to & p r io r to.
early English statutes against combinations in
restraint o f trade and price-fixing agreements.” p rio r itiz e . Writers with sound stylistic priorities
Stephen Pfeil, “Law,” in 17 Encyclopedia Ameri avoid this word. See -IZE.
cana 86, 92 (1953).
Likewise, the opposite error sometimes occurs— p r io r re stra in t = censorship before publication.
e.g.: “My principle [read principal] disagreement E.g., “The photo processor thus becomes the cen
is . . . .” Lloyd L. Weinreb, Fair's Fair: A Com sor o f the nation's photographers; worse yet, his
ment on the Fair Use Doctrine, 103 Harv. L. Rev. actions become a particularly obnoxious form o f
1137, 1140 (1990)./ “[The] portfolio o f currently prior restraint: he condemns the photo before any
available securities . . . will return principle one, including the photographer or a neutral mag
[read principal] and interest in future years to istrate, has had an opportunity to see the final
replace the lost nominal earnings.” George A. print.”
Schieren, On Using Minimum-Cost Portfolios to
Determine Present Value, 4 J. Legal. Econ. 47, 51 p r io r to is a terribly overworked lawyerism. Only
(1994). in rare contexts is it not much inferior to before.
B. And accessory in Criminal Law. At common Even the U.S. Supreme Court has suggested that
law, principal in the first degree = the perpetrator the phrase is “clumsy,” noting that “[l]egislative
o f a crime; principal in the second degree = one drafting books are filled with suggestions that
who helped at the time o f the crime; accessory . . . prior to be replaced with the word before.”
before the fact = one who successfully incited a U.S. v. Locke, 471 U.S. 84, 96 n .l l (1985). Never
felony; and accessory after the fact = one who, theless, examples abound in virtually any piece
knowing a felony has been committed, tried to o f legal writing: “Prior to [read Before] hearing in
help the felon escape punishment. the Appellate Division, we certified the cause on
American and English experts in criminal law our own motion.”/ “Up to December 24, 1936, and
have written how advantageous it would be to for many years prior thereto [read For many years
speak in terms other than principals and accesso up to December 24, 1936], petitioner and his wife
ries to crimes. In the U.S., for example, it “is much were domiciled in the State o f Oklahoma.”
less confusing . . . to speak o f a perpetrator o f As Bernstein has pointed out, you should feel
second degree murder, or an abettor o f first degree free to use prior to instead o f before only if you
murder, than it is to refer to a principal in the are accustomed to using posterior to for after.
first degree to murder in the second degree, or a Theodore M. Bernstein, The Careful Writer 347
principal in the second degree to murder in the (1979). Cf. a n te ce d e n t, a n te r io r to, p re lim i
first degree.” Rollin M. Perkins & Ronald N. n a ry to, p r e v io u s to & su b se q u e n t to.
Boyce, Criminal Law 735 (3d ed. 1982). Thus
the Model Penal Code is not worded in terms o f p rise. See p rize .
principals and accessories.
In Great Britain, the Criminal Law Act 1967 p r is o n e d is a n e e d le s s v a r ia n t o f imprisoned.
abolished the distinction between felonies and
misdemeanors, consequently abolishing accessor p riso n e r. English and American judges formerly
ies and making every participant a principal. The referred in open court to criminal defendants as
better English authorities recommend perpetrator prisoners, but in the 20th century this usage fell
( = the person who in law performs the offense). into disuse because it can be highly prejudicial
See Glanville Williams, Textbook o f Criminal Law to the accused (also a negatively emotive word).
285-86 (1978). See perpetrator. Defendant, q.v., is a more appropriately neutral
term.
principled, as often used o f decisions and judg
ments, means “resting on reasons that in their p riv a cy , rig h t o f. See rig h t o f p riv a cy .
generality and neutrality transcend the immedi
ate result involved.” See Herbert Wechsler, To p riv a te b ill. See p u b lic A ct.
ward Neutral Principles o f Constitutional Law,
73 Harv. L. Rev. 1, 19 (1959). When used o f p r iv a te in te rn a tio n a l law . See c o n flic t o f
persons, principled means “having principles or law s & in te rn a tio n a l law .
scruples.”
p riv a te p r o se c u to r . See p r o se c u to r .
prior; previous. The adjective prior or previous
for earlier is within the stylist's license; prior to privation. See deprivation.
probable 693
p riv ile g e is a slippery legal word most commonly part or interest in any action, matter, or thing.
denoting a person’s legal freedom to do or not to E.g., “Respondents cite the portion o f Stiller in
do a given act. which the New York court (the new forum) ac
The word is often misspelled priviledge. The knowledged that the Ohio court (the original fo
pages o f American reporters are riddled with ex rum that issued the injunction) lacked jurisdic
amples followed by “ [sic].” And it even appears in tion over the New York respondents who were
law reviews—e.g.: “The court accepted his argu privies with the enjoined party.”
ment that the disclosure would violate his priv The word is also used adjectivally in this legal
iledge [read privilege] against self-incrimination sense— e.g.: “Admissions may be made on behalf
since he was charged with violating the plaintiff’s o f the real party to any proceeding by any party
trademark.” Sue Holloway, “Black Box" Agree who is privy in law, in blood, or in estate to any
ments: The Marketing o f U.S. Technical Know- party to the proceeding on behalf o f that party.”
How in the Pacific Rim , 23 Cal. W. Int’l L.J. 199, (Eng.) Still, privy is used in its lay senses in legal
211 n.98 (1992)./ “The assignee argued that the writing—most commonly “participating in the
priviledge [read privilege] only encompassed the knowledge o f something private”— and the legal
specific machines manufactured prior to the appli reader must be adept at discerning which sense
cation date.” F. Andrew Ubel, Who's on First?— is intended: “The jury was not privy to the parties’
The Trade Secret Prior User or a Subsequent Pat settlement negotiations.”
entee, 76 J. Pat. & Trademark Off. Soc’y 401, 410
(1994). p riz e ; p rise . The second is the better spelling in
the sense “to pry or force open,” although in AmE
p riv ile g e s a n d im m u n ities; p r iv ile g e s o r im prize often appears in this sense. The d iffe r e n ti
m u n ities. The former phrase appears in Article a t io n is worth promoting, however. Prize is the
4, Section 2 o f the U.S. Constitution; the latter spelling for all other senses.
appears in the Fourteenth Amendment. The privi
leges and immunities clause is the important one: p r o a n d c o n ; p r o et co n . The latter phrase is
“The Citizens o f each State shall be entitled to the LATINISM for “for and against.” The English
all Privileges and Immunities o f Citizens in the rendering—pro and con— is preferred. The phrase
several States.” This seminal clause prohibits a may be used nominally: “We are satisfied that the
state from favoring its own citizens by discrimi Commission adequately considered the pros and
nating against nonresidents who come into the cons o f the new grants o f authority with a view
state. See Toomer v. Witsell, 334 U.S. 385, 396 toward the industry’s economic well-being.” Or it
(1948). may be adverbial: “A number o f affidavits are
The privileges or immunities clause, by compar filed pro and con, which it is not necessary to
ison, is obscure and unimportant: “No State shall consider.” Or, again, it may be adjectival: “A num
make or enforce any law which shall abridge the ber o f pro and con briefs have been filed.” One
privileges or immunities o f citizens o f the United should not depart from the SET PHRASE: “Now we
States . . . .” Five years after the Fourteenth are obliged to advert to those elements o f proof
Amendment was ratified, the Supreme Court read and legal concepts pro and contra [read pro and
this clause as being limited to privileges o f na con] bearing upon the validity o f the instrument
tional, as opposed to state, citizenship. See The in question.” In re Estate o f Powers, 134 N.W.2d
Slaughter House Cases, 83 U.S. (16 Wall.) 36, 55 148, 151 (Mich. 1965).
(1873). And these privileges, while not trivial, are Pro and con has also been used as a verb phrase
extremely limited; they encompass such liberties <to pro-and-con the issue>, and although today
as being able to cross state lines freely and being this use sounds somewhat odd, it has the sanction
able to vote in national elections. o f long standing. The OED and W3 record another
use not here recommended: the phrase has been
p riv ity ; p riv y . To nonlawyers, a privity is some used prepositionally <arguments pro and con the
thing that is kept secret. To a lawyer, it is a proposals but in such a phrase for and against
relationship between two parties that is recog would be better.
nized by law, usually a mutual interest in a trans
action or thing <in privity o f contracts*. p r o b a b le ; lik e ly ; p o ssib le . These words—in or
Privy likewise has different associations for der o f decreasing strength— express gradations o f
nonlawyers and lawyers. To nonlawyers it is an the relative chance that something might happen.
adjective meaning “secret; private,” or a plural With a coin toss, for example, you cannot say that
noun (privies) meaning “outhouse; toilet.” Law it is probable that it will turn up heads, though
yers mean no harm in calling other people privies; you might say that it is likely. (O f course, it would
a privy in law is one who is a partaker or has any be equally likely to turn up tails.) The word likely,
694 probable cause
then, as Glanville Williams puts it, is “a strong to have the unpaid portion ‘forgiven’ . . . .” White
1possible’ but a weak ‘p robable.’ ” Glanville W il Eagle v. State, 280 N.W.2d 659, 661 (S.D. 1979).
liams, Criminal Law 59 (2d ed. 1961). And the
word possible, o f course, embraces a wide gamut: p r o b a tio n = (1) a procedure by which a con
everything from the remotest chance to a 100% victed offender is released, subject to court-
certainty. imposed conditions, rather than being sent to
prison; or (2) the act o f proving judicially (a will,
probable cause. The Fourth Amendment to the etc.).
U.S. Constitution states that neither arrest war Sense (2), recorded in Scottish law dictionaries
rants nor search warrants may issue without a but rarely elsewhere, is attested in the OED by
prior showing o f “probable cause.” The standard two 16th-century citations and nothing more re
probably began as a looser one than good cause— cent. Although it is still used in some stock
looser because more guesswork is involved in de phrases such as admit to probation (Scot.), it is
ciding whether cause is “probable” (i.e., “prov otherwise fairly uncommon. But it has been re
able,” from the Latin probabilis— not merely vived in 20th-century AmE— e.g.: “[W]hen an es
“likely”) than whether it is “good.” tate is in process o f probation, the authority to
Today, however, probable cause is such an im sue for its assets rests in the administrator or
portant constitutional standard that it is rarely executor.” Demmer v. Stroude, 40 F. Supp. 795,
thought o f in conjunction with good cause. It now 796 (N.D. Tex. 1941)./ “[T]he district court . . .
has an established place as a TERM OF ART, though remanded the estate to the probate court for com
its precise contours will probably always remain pletion o f administration thereof, which in effect
vague. Cf. good cause shown. ordered probation o f the will without limitation
as to the property to be administered.” In re Estate
probate, n., = the act by which a testamentary o f Jones, 366 P.2d 792, 793 (Kan. 1961)./ “The
document is judicially established as having been caveators further alleged that ‘their rights will be
a testator’s final will. But the word has been affected to their prejudice by the probation o f said
extended well beyond that traditional sense. To instruments as the Last Will and Testament and
day it often includes everything that a personal First Codicil.’ ” In re Will o f Ashley, 208 S.E.2d
representative does in handling a decedent’s es 398, 399 (N.C. Ct. App. 1974).
tate.
As an adjective, the word takes on still other p r o b a tio n a r y ; p r o b a tio n a l. The latter form is
shades o f meaning. Probate code = the entire a n e e d l e s s v a r ia n t , as is probatory. See p r o b a
written law o f decedents’ estates, substantive as tiv e .
well as procedural. Probate law = the law o f
succession, including both statutes and caselaw. Probationer = one on
p r o b a tio n e r ; p a r o le e .
See probatum & proof (b ). probation. (See p r o b a tio n & p r o b a te e .) Parolee
= one released on parole. See p a r o le .
probate, as a transitive verb, is an Americanism.
The word means “to admit (a will) to proof” <the Probative = (1) tending
p r o b a tiv e ; p r o b a to r y .
will was probated in 1992>. By extension, it is or serving to prove; (2) exploratory; serving to
sometimes said that a lawyer probates an estate. test; or (3) in Scots law, self-proving <a probative
During the 20th century, probate has acquired deed>. In the law o f evidence, sense (1) is invari
an unrelated sense, as the back-formation from ably the one intended, though it is o f more recent
probation: “to grant probation to (a criminal), to origin. E.g., “In this circuit, we have found proba
reduce (a sentence) by means o f probation.” E.g., tive the fact that a hospital district was financed
“[A] suspended sentence shall have the effect o f through levies that were separate from other
probating the defendant . . . .” Wood v. State, county or state taxes and through bonds sold
21 S.E.2d 915, 918 (Ga. Ct. App. 1942)./ “[T]he upon the full faith and credit o f the district.” See
conviction[’s ] . . . validity plays no necessary part p r o b ity .
in the consideration o f whether a probated prison Probatory is a NEEDLESS VARIANT o f either pro
term should be continued . . . .” U.S. v. Fran- bative (most commonly) or probationary.
cischine, 512 F.2d 827, 828 (5th Cir. 1975).
p r o b a tiv e n e s s . See p r o b ity .
probatee is a needless variant o f probationer—
e.g.: “Oregon’s statutes required that a probatee probatu m = something proved or conclusively
[read probationer] not be required to pay said fees established. (Cf. ipse d ixit.) It sometimes ap
unless he is or will be able to do so . . . [and] pears in its plural form {probata) and is usually
that the probatee [read probationer] may petition nothing but a highfalutin equivalent o f proof—
pro bono publico 695
e.g.: "Defendant Griffin contends there is a fatal bono publico to maintain houses and mills which
variance between the allegata [read allegations] are for habitation and use o f men.” Co. Litt. 200b
and the probata [read proof], arguing that the (1628). As in that example, the early British and
State’s proof that he struck Dexter Harper with American uses o f the phrase were adverbial, and
his feet and fists is insufficient to support his they related to anything done for the public
conviction for aggravated assault by shooting good—e.g.:
Dexter Harper with a handgun . . . .” Griffin v.
State, 449 S.E.2d 341, 343 (Ga. Ct. App. 1994). • “[I]n the case o f charity, the King, pro bono
See LATINISMS. publico, has an original right to superintend
the case thereof, so that, abstracted from the
p r o b ity means “honesty; integrity.” E.g., “It is statute o f Eliz., relating to charitable uses, and
beyond either human capacity or the demands of antecedent to it, as well as since, it has been
justice that the trial judge decide correctly every every day’s practice to file informations in
issue arising in the trial. What is required is not Chancery, in the Attorney-General’s name, for
a perfect score, but fairness, probity, and the the establishment o f charities.” Eyre v. Countess
avoidance o f substantial prejudice.” Ruiz v. Es o f Shaftsbury, 2 P. Wms. 103,119, 24 Eng. Rep.
telle, 679 F.2d 1115, 1132 (5th Cir. 1982). 659, 664 (1722).
Unfortunately, probativeness, which means “the • “Indeed, I know o f no case, where the doctrine
quality o f tending to prove something,” and its o f relation, which is a mere fiction o f law, is
adjective, probative, are frequently confused with allowed to prevail, unless it be in furtherance
probity. E.g., “The majority addresses the trial and protection o f rights, pro bono publico.” In
court’s ruling admitting cancer evidence; rele re Richardson, 20 F. Cas. 699, 702 (C.C.D.
vance, probity [read probativeness], and prejudice Mass. 1843) (No. 11,777).
are dealt with separately.”/ “Proof that the inhala • “[I]t is sought here to hold a municipal corpora
tion o f asbestos fibers can cause cancer is not tion, acting pro bono publico, responsible not
the sine qua non o f plaintiffs case; it has only only for its own neglect to repair, but also for
incremental probity [read probativeness]”/ “The that o f its officer in failing to observe the ordi
probative value o f the extrinsic offense correlates nance for the inspection o f the bridge.”
positively with its likeness to the offense charged; Weightman v. Corporation o f Washington, 66
we cannot say that the district court abused its U.S. (1 Black) 39, 44-45 (1861).
discretion in determining that the probity [read Today, o f course, the phrase refers primarily to
probativeness] o f this proof outweighed its preju a lawyer’s services performed for the public good
dice.” (see (b )), but this usage is comparatively recent.
Probity is also occasionally misused for propri Few reported decisions predating the 1970s refer
ety— e.g.: “Although the probity [read propriety] to this lawyerly duty. But there is a late-19th-
o f using affidavits to resolve fact issues is perhaps century reference in an Illinois opinion to a law
open to question, reliance upon the prosecutor’s yer’s acting for a client pro bono publico: “McKen
affidavits in this case is appropriate.” zie & Calkins, pro bono publico.” Board o f Educ.
v. Arnold, 1 N.E. 163, 163 (111. 1884).
p r o b le m a tic (a l). Both forms appear in m odem The adverbial uses have persisted, but most
writing. Though problematic is now more usual, often when the full phrase appears, as opposed to
euphony may sometimes lead a writer to choose the shortened form pro bono (see below)— e.g.:
problematical. “[I]n a time when the need for legal services
among the poor is growing and public funding for
p r o b le m -s o lv in g , a VOGUE w o r d among lawyers such services has not kept pace, lawyers’ ethical
and social scientists, is best avoided when possi obligation to volunteer their time and skills pro
ble. E.g., “The emphasis is on the method or bono publico is manifest.” Mallard v. U.S. Dist.
technique o f problem-solving [read solving prob Ct. for S. Dist. o f Iowa, 490 U.S. 296, 310 (1989).
lems].” The adjectival uses, however, are perhaps the
most common today—e.g.:
p r o b o n o p u b lic o . A. H istorical and Gram
m atical Developm ent. The phrase pro bono pu • “Although one proposal requiring mandatory
blico is an old one in Anglo-American law. Origi pro bono publico work by attorneys was recently
nally, it was not restricted to a lawyer’s duty, but voted down by the American Bar Association,
instead referred to anything done for the public the very proposal itself indicates the awareness
good. The phrase can be found in Coke’s 17th- o f the bar o f its obligation to protect the right
century commentary on Littleton’s Tenures: “[I]t o f indigent litigants.” Caruth v. Pinkney, 683
appeareth that owners are in that case bound pro F.2d 1044, 1049 (7th Cir. 1982).
696 pro bono publico
• aA lawyer should aspire to render at least (50) to the following article: Lewis S. Calderon et al.,
hours o f pro bono publico legal services per Mandatory Pro Bono for Law Students: Another
year.” Model Rules o f Professional Conduct Rule Dimension in Legal Education, 1 J.L. & Pol’y 95
6.1 (1994). (1993).
• “The Commission sought to accentuate the du B. Argum ents ov er M odern M eaning. For a
ties o f lawyers that transcended their responsi phrase whose m odem content was only fairly re
bilities to clients— for example, by . . . requir cently acquired, pro bono has generated many hot
ing lawyers to devote a portion o f their time to debates about meaning. Broadly speaking, there
pro bono publico work.” Marc Galanter, Preda are two camps: those who support a wide defini
tors and Parasites: Lawyer-Bashing and Civil tion and those who support a narrow one.
Justice, 28 Ga. L. Rev. 633, 642 (1994). Broadly, pro bono legal services include any
uncompensated work that a lawyer performs for
To avoid the awkward three-word p h r asal a d j e c the public good. Some guides adopt the broad
tiv e — typically,
alas, unhyphenated, as in the definition. For example, a Georgia guide defines
three examples just quoted—lawyers have short pro bono service as “any uncompensated services
ened the phrase to pro bono— e.g.: performed by attorneys for the public good . . . ,
[including] civic, charitable and public service ac
• “It is reasoned that an attorney, as an officer o f tivities, as well as activities that improve the law,
the court, has the duty to assist the court, the legal system, and the legal profession.” State
without compensation, in the administration o f Bar o f Georgia Handbook 10 (Supp. 1993).
justice and, similarly, that every attorney is The narrow definition, by contrast, limits the
deemed to have consented to pro bono appoint work specifically to services performed for indi
ments by virtue o f having accepted his license gents, as opposed to charitable organizations such
to practice law.” State v. Oakley, 227 S.E.2d as symphonies, museums, and the like. E.g., “The
314, 318-19 (W. Va. 1976). purpose o f a narrow definition o f pro bono is to
• “[A]t the time that the 1853 law was passed, ensure that legal aid is provided to those who
there was no clear conception o f 'pro bono w ork/ need it most—the poor.” Kim Schimenti, Pro
Those who debated the bill appeared to contem Choice for Lawyers in a Revised Pro Bono System,
plate that one might do some uncompensated 23 Seton Hall L. Rev. 641, 694 n.254 (1993)./
service for a constituent, a friend or a relative, “At Tulane, pro bono work is synonymous with
but not for a needy stranger.” Lisa G. Lerman, poverty law and hence pro bono projects may
Public Service by Public Servants, 19 Hofstra not encompass work for the government such as
L. Rev. 1141, 1176 (1991). working for the offices o f the Public Defender or
• “[L]awyers tend not to find time to fulfill their the District Attorney.” Lewis S. Calderon et al.,
pro bono obligations.” Harry T. Edwards, The Mandatory Pro Bono for Law Students: Another
Growing Disjunction Between Legal Education Dimension in Legal Education, 1 J.L. & Pol’y 95,
and the Legal Profession, 91 Mich. L. Rev. 34, 103-04 (1993).
68 (1992). One reason for preferring the broad over the
• “Pro bono work will, by definition, take some narrow definition is that specialists— such as
time away from ordinary law practice, but there those lawyers who work exclusively in corporate
is no reason to think that it will compromise mergers and acquisitions—may find it difficult to
the ‘ethic o f excellence, with regard either to take up the cause o f the indigent, especially if
free or paying clients.” Steven Lubet, Profes that work were to involve court appearances. The
sionalism Revisited, 42 Emory L.J. 197, 204 literature on pro bono work reflects this very
(1993). problem: “The focus must be on the definition o f
• “I have never found a case o f a lawyer disbarred ‘pro bono services/ Such a term should be broadly
for not performing pro bono service.” Patrick L. defined to provide ample opportunities for contri
Baude, An Essay on the Regulation o f the Legal butions by all types o f lawyers engaged in differ
Profession and the Future o f Lawyers9 Charac ent specialties.” ‘ . . In the Spirit o f Public Ser
ters, 68 Ind. L.J. 647, 658 (1993). vice9: A Blueprint for the Rekindling o f Lawyer
• “A lawyer has an obligation to render public Professionalism, 112 F.R.D. 243, 297 (1986). Also,
interest and pro bono legal service.” N.Y. Jud. though one can hardly imagine more important
Law app., Code o f Professional Responsibility work than what is done on behalf o f the poor,
EC 2-25 (McKinney Supp. 1994). society inarguably benefits from many other pub
lic services that lawyers perform. It is therefore
At times, the phrase pro bono is even used as difficult, if not impossible, to justify a dogmatic
an attributive noun, that is, as a short form o f insistence on the narrow definition on historical
pro bono work or pro bono services, as in the title grounds or linguistic grounds—indeed, on any
proceeds 697
grounds other than one’s modem view o f sound versity!!??’ ‘Diversity jurisdiction,’ I said, realizing
public policy. she was not a proceduralist.” Ann Althouse, Late
In any event, o f course, it is quite misleading Night Confessions in the Hart and Wechsler Hotel,
to define pro bono as meaning merely “unpaid,” 47 Vand. L. Rev. 993, 994 (1994).
as here: “[H]e was a strong proponent o f requiring
lawyers to perform ‘pro bono’—unpaid— services.” p r o c e d u r a l la w ; s u b s ta n tiv e la w . Separating
Glenn Fowler, Robert McKay, 70, Legal Scholar these two phrases presents no small conundrum.
and Head o f 1971 Attica Panel, N.Y. Times, 14 The problem, as Justice Frankfurter once ob
July 1990, at 11. served, is that “substance and procedure are the
C. Roman or Italic? Most legal writers today same keywords to very different problems. Nei
treat the phrase pro bono as being fully angli ther substance nor procedure represents the same
cized; therefore, they do not italicize it. (It is invariants. Each implies different variables de
italicized in the preceding sentence only because pending upon the particular problem for which it
it is a phrase being referred to as a phrase.) is used.” Guaranty Trust Co. v. York, 326 U.S. 99,
D. Hyphenating the Phrasal Adjective. Some 108 (1945). The decision whether a particular
writers sensibly hyphenate pro bono when it issue is “substantive” or “procedural” may vary
serves as an adjective— e.g.: “In Atlanta, for ex depending on whether the context relates to a
ample, five local bar associations have recruited court’s rulemaking power, to resolving a question
1,025 attorneys to do pro-bono indigent defense concerning conflict o f laws, or to applying state or
as part o f the 1,000 Lawyers for Justice, which federal law.
has taken on 305 cases thus far this year.” Peter Traditionally, substantive law (one o f Ben-
Applebome, Indigent Defendants, Overworked tham’s coinages) denotes the law that lays down
Lawyers, N.Y. Times, 17 May 1992, at 18./ “[T]he people’s rights, duties, liberties, and powers. Thus
U.S. legal profession, more than any other, has substantive law addresses such issues as what
fostered the idea o f countervailing legal power, rights one has against trespassers. Procedural
supporting legal services for the poor, [and] im law (also called adjective law ), by contrast, con
posing a generalized obligation o f pro-bono service sists o f the rules by which one establishes one’s
. . . .” David M. Trubek et al., Global Restructur rights, duties, liberties, and powers— either by
ing and the Law, 44 Case W. Res. L. Rev. 407, litigation or otherwise. How to start an arbitra
426 (1994). tion or a lawsuit and proceed with it— or how to
Others, however, see pro bono as a SET p h r a s e get a clerk to issue a writ—is a matter o f proce
that needs no hyphen. See p h r a s a l a d j e c t iv e s dural law. See a d je c tiv e la w .
(B). In some contexts— usually involving the law of
E. Mandatory pro bono. Some writers have a single jurisdiction—the dichotomy seems admi
suggested that the phrase mandatory pro bono is rably straightforward. In criminal law and proce
an o x y m o r o n — e.g.: “Because pro bono publico dure, substantive law declares what acts are
service historically has referred to charitably do crimes and imposes penalties, while procedural
nated assistance, the term ‘mandatory pro bono’ law sets the steps by which a violator is brought to
is itself a problem—a classic oxymoron, not unlike punishment. Similarly, in civil law and procedure,
jumbo shrimp and military intelligence.” Esther substantive law defines the rights and duties o f
F. Lardent, Mandatory Pro Bono in Civil Cases: persons, while procedural law defines the steps
The Wrong Answer to the Right Question, 49 Md. in having a right or duty judicially defined or
L. Rev. 78, 79 (1990)./ “In a sense, the concept o f enforced.
mandatory pro bono is an oxymoron, like military
music.” Roger C. Cramton, Mandatory Pro Bono, p r o c e e d . See p r e c e d e (a ).
19 Hofstra L. Rev. 1113, 1132-33 (1991).
The reason, o f course, for seeing the phrase as p r o c e e d in g (s ). In reference to the business done
a contradiction in terms is that, in the modern by tribunals o f all kinds, the proceeding and the
American lawyer’s mind, pro bono equates with proceedings are interchangeable. And both are so
“voluntary.” It has always been hard to compel common that it would be impossible to brand
charity—and impossible to compel charitableness. either one as inferior.
p r o c e s s has the special legal senses (1) “the pro neric noun for procure, but this broad sense is
ceedings in any action or prosecution” <due pro- best reserved for procurement, as in the following
cess>, and ¢2) “the summons by which a person is examples: “Jureczki argues that White’s impro
cited to appear in court” <service o f process>. prieties in the procurement o f the arrest warrant
Sense (2) is especially baffling to nonlawyers unfa . . . place the defendants outside the immunity of
miliar with legal procedures. E.g., “An execution Baker v. McCollan.7 “The evidence o f contestant
is a process o f the court issued to enforce the failed to show any activity on the part o f Mrs.
judgment o f that court.” Logan in the procurement o f the will o f decedent.”/
In sense (2), process may serve either as a count “Appellee filed the motion to remand the contrac
noun (as in the preceding example) or as a mass tual indemnity claim to permit procurement o f
noun (as in service o f process). documentary evidence.”
Procurement has had another, more restricted
p r o c e s s u a l ( = of or relating to a legal process) sense in legal contexts: “persuading or inviting a
began as a 19th-century term used by legal histo woman or child to have sexual intercourse.” E.g.,
rians writing about Roman law. In the latter “Defendant, Linda Sue Esch, appeals the judg
half of the 20th century, though, American legal ment o f conviction entered on a jury verdict find
writers adopted it—e.g.: “That court would . . . ing her guilty o f . . . two counts of procurement
promptly have reversed and remanded for due o f a child for sexual exploitation . . . .” People v.
hearing and with firm suggestion that the board Esch, 786 P.2d 462, 464 (Colo. Ct. App. 1989).
examine and then conform to the processual reli Procurance is a n e e d l e s s v a r ia n t .
gion of the act o f 1952.” Superx Drugs Corp. v. Procuracy = a letter of agency; the document
State Bd. o f Pharmacy, 125 N.W.2d 13, 18 (Mich. empowering an attomey-in-fact to act.
1963)./ “The clear statement and the standardless
delegation doctrines are processual in nature.” p r o c u r a to r . See a tto r n e y (a ).
Franklin E. Fink, Note, Abourezk v. Reagan:
Curbing Recent Abuses o f the Executive Immigra fo r m a l w o r d for get (the ordinary
p r o c u r e is a
tion Power, 21 Cornell Int’l L.J. 147, 178 (1988). word) or obtain (a semiformal word).
manufacturer. When the phrase is used adjecti will take formal views o f the dignity o f callings
vally, it should be hyphenated <products-liability such as a hundred years ago put the ministry
casex See ph r asal a d j e c t iv e s . first, law and medicine next, and below them all
other pursuits.” Oliver W. Holmes, “The Bar as a
p r o e t c o n . See p r o a n d c o n . Profession,” in Collected Legal Papers 153, 153
(1952).
p r o fa n e ; p r o fa n a to r y . That which is profane is On the other side o f the Atlantic, hardly a
irreverent or blasphemous; that which is profana- generation later, Lord Justice Scrutton wrote
tory tends to make (something) profane. that, although profession used to be confined to
the three learned professions, by 1919 it had a
p roferen s = the party that proposes or adduces broader meaning: “[A] ‘profession ’ in the present
a contract or a condition in a contract. E.g., “If use o f language involves the idea o f an occupation
the clause contains language which expressly ex requiring either purely intellectual skill, or o f
empts the person in whose favour it is made manual skill controlled, as in painting and sculp
(hereinafter called ‘the proferens’) from the conse ture, or surgery, by the intellectual skill o f the
quence o f the negligence o f his own servants, operator, as distinguished from an occupation
effect must be given to that provision . . . .” which is substantially the production or sale or
Smith v. South Wales Switchgear Ltd ., [1978] 1 arrangements for the production or sale o f com
All E.R. 18 (H.L.). The plural is proferentes. See modities.” Commissions v. Maxse, [1919] 1 K.B.
con tra p roferen tem (A ). 647, 657 (C.A.).
p r o fe s s io n . This word has been much debased of p r o ffe r is chiefly a literary and legal term; it is
late, primarily at the hands o f egalitarians who equivalent to offer, and like that word, may be
call any occupation a profession. In any American both noun and verb. Thus, as a noun: “Because of
city today, a person seeking a job as a barber, Delaware’s absolute rule, its courts did not have
manicurist, or manager o f a fast-food store turns occasion to consider the proffer put forward by
in the classified advertisements to the section petitioner Franks.”/ “Because the expert testified
“Professions.” A lawyer looking for a change in during the proffer o f proof that he was not aware
jobs turns to “Advanced Degree Required,” a sec o f the agreement, the district court’s exclusion of
tion o f its own rather than a subsection o f “Profes the evidence was not an abuse o f discretion.”
sions.” And as a verb: “The daughter proffered her own
Traditionally there have been but three profes testimony to show, among other things, that the
sions: theology, law, and medicine. These were parents intended the conveyance to be an absolute
known either as the three professions or as the gift and not an advancement.”/ “We reject the
learned professions. The term was ultimately ex proffered [i.e., suggested] distinctions.”
tended to mean “one’s principal vocation,” which It is occasionally misspelled profer— e.g.: “But
embraces prostitution as well as medicine. (The the very point o f the article, o f course, is based
oldest profession originally had an irony much on the proferred [read proffered ] fact that Rehn-
stronger than it has today.) quist is rapidly becoming the chief declarer o f
The restricted sense o f profession no doubt what the Constitution requires . . . .” Sanford
strikes many people as snobbish and anachronis Levinson, Law as Literature, 60 Tex. L. Rev. 373,
tic. What about university professors, atomic 398-99 (1982).
physicists, and engineers? Perhaps three profes
sions are not enough, but we ought at least to use p r o ffe r e r . So spelled— not -or.
some discrimination, with emphasis on “prolonged
specialized training in a body o f abstract knowl p r o fits. In DRAFTING, this word is often vague,
edge.” William J. Goode, Encroachment, Charla- so it is generally best defined. Gross profits, for
tanism, and the Emerging Profession, 25 Am. Soc. example, is usually different from gross receipts,
Rev. 902, 903 (1960). Professional training “must and whatever is to be deducted ought to be men
lead to some order o f mastery o f a generalized tioned explicitly in the definition. Even more obvi
cultural tradition, and do so in a manner giving ously in need o f definition is net receipts, which
prominence to an intellectual component.” Talcott patently involves deductions o f some kind.
Parsons, “Professions,” 12 International Encyclo
pedia o f Social Science 536, 536 (1968). p r o fits à p r e n d r e , known also as right o f com
Notably, the traditional, artificially restricted mon, denotes the right exercised by one person to
view o f the term has long been considered archaic. enter another’s land and take away some part o f
Holmes wrote in 1896: “It is not likely . . . that the soil, such as the profits from the soil. As its
anybody will be prejudiced against business or form suggests, profits à prendre is a LAW FRENCH
700 profligacy
survival; it remains fairly common. E.g., “For ex able that a thirsty man will drink, but it may not
ample, trust property may consist o f a life estate be possible to foretell his choice o f beverage.”/ “A
in land, a profit à prendre to remove minerals, an picture o f the future size o f this accumulation can
undivided interest in land as a tenant in common, be painted with gigantic lines; such a prognostica
or an absolute interest in a specific bond or share tion is not without precedent.” Prognostic = an
o f stock.” advance indication or omen.
Profit à prendre has been rendered profit a’
prendre by some for whom the grave accent appar p ro g ra m (m )a tic. The word is spelled -mm- in
ently was not typographically possible. See, e.g., both BrE and AmE.
McDonald v. Board o f Miss. Levee Comm'rs, 646
F. Supp. 449, 469 (N.D. Miss. 1986). Omitting the
p ro g ra m (m e ). Program is the AmE, programme
accent completely from this phrase is preferable, the BrE spelling. The ending -am is used in BrE,
however, to using an apostrophe in its stead. however, in reference to computer programs.
a lower court from exceeding its jurisdiction or a Takings, Moral Evolution, and Justice, 88 Colum.
tenant from committing waste. Unlike certiorari, L. Rev. 1714, 1729 (1988). Cf. g e n e ric(a l)n e ss.
q.v., prohibition is anticipatory and preventive
rather than after-the-fact and remedial. See p r e P r o l i x i t y . See v e r b o sit y .
ro g a tiv e w rits.
p r o lo g (u e ). The longer, more traditional form is
B. And proscription . Proscription implies a
preferred.
written prohibition, whereas prohibition, in its
everyday sense, connotes nothing about whether
p ro m ise . A. M oral and Legal Senses. Promise
it appears in writing. See p r o s c r ip tio n .
is frequently used in two different senses in law.
One is the lay sense, in which promise denotes a
p r o h ib itiv e ; p ro h ib ito r y . These terms have un
pledge to which the law attaches no obligation. In
dergone a latent d if f e r e n t ia t io n that needs to
the other, the legal sense, promise is synonymous
be further encouraged. Prohibitive may mean gen
with contract. One commentator insists on the
erally “having the quality o f prohibiting,” but
latter meaning as the only one appropriate to
more and more in m odem prose it has the sense
legal contexts: “It is not conceivable . . . that the
“tending to preclude consumption or purchase be
term promise as a legal idea can mean anything
cause o f expense” <the costs are prohibitive>.
except words o f promise to which the law annexes
Thus the phrase prohibitively expensive is a RE
an obligation.” Clarence D. Ashley, What Is a
DUNDANCY: “Today, the economics of law practice
Promise in Law? 16 Harv. L. Rev. 319,319 (1903).
make it prohibitively expensive [read prohibitive]
Because those words frequently remain un
to litigate small claims.” Roger J. Miner, Con
heeded, the acute reader must carefully deter
fronting the Communication Crisis in the Legal mine what the word means in a given context;
Profession, 34 N.Y.L. Sch. L. Rev. 1, 7 (1989).
the acute writer should take pains to make that
Frequently used in the phrase prohibitory in
meaning clear. For more on this distinction, see
junction, the word prohibitory has carved out a the Anson quotation under p o llic ita tio n . See
niche in the law in the sense “expressing a prohi
also o ffe r & c o n tr a c t (c ).
bition or restraint.” E.g., “It is established in New
B. Prom ises and P olicies in Drafting. The
York that violation o f a prohibitory statute gives
drafter often has a choice between stating an
rise to tort liability.”/ “Appellee seeks a prohibi
obligation either as a promise or as a policy. For
tory injunction restraining appellant from op
example, a credit-card agreement might say: “The
erating the sign and a mandatory injunction re
cardholder must make at least the minimum pay
quiring appellant to remove the sign.”/ “One o f
ment by the fifth day o f each month.” In signing
the tests for determining whether a statute is
the agreement, the cardholder makes what is in
directory or mandatory is the presence o f negative
the nature o f a promise.
or prohibitory words plainly importing that the
To phrase the same obligation as a policy, the
act should be done in a particular manner or at a
agreement might say: “The minimum balance is
particular time, and not otherwise.”
due on the fifth day o f each month.”
The difference, o f course, is that the promissory
p r o h ib it o r y in ju n ctio n . See m a n d a to ry in
language puts the obligation more emphatically.
ju n c tio n .
The policy language is more polite and slightly
more vague. The substantive content is likely the
p ro lifica cy ; p ro lificn e s s . The first is the better-
same, but the language o f promise is more likely
formed and more usual word— e.g.: “Perfection
to result in a common understanding of who must
over prolificacy is D ef Leppard’s mode: No whine
do what. See d r a ft in g .
before its time.” Robert J. Hawkins, D ef Leppard
Wants to Be Perfect, Not Prolific, San Diego p ro m ise e is the preferred spelling, not promissee.
Union-Tribune, 17 Sept. 1992, at 12.
The NEEDLESS VARIANT prolificness is a poorly p r o m is o r ; p r o m is e r . The usual legal spelling is
formed h yb r id (a Latin base with an Anglo-Saxon -or (as the correlative to promisee), but -er is
suffix)—e.g.: “[Judge Richard A. Posner’s] pro equally good. E.g., “To allow him to keep such a
lificness [read prolificacy] is no surprise to anyone payment or other consideration would be giving
familiar with his academic output: 11 books and the promisor something for nothing.” Cf. p u r
more than 100 articles.” David Ranii, The Next c h a s e r . See -ER (A).
Nominee? Nat’l L.J., 26 Nov. 1984, at 1./ “In Ir The spelling promissor is an inferior ARCHAISM:
ving, there would have been no dispute because “[T]he promissor [read promisor] denied he had
all Indians would have had equal claims in all ever made the contract under consideration
land, irrespective o f the prolificness [read pro . . . .” Burford v. Pounders, 199 S.W.2d 141, 144
lificacy] o f their ancestors.” T. Nicolaus Tideman, (Tex. 1947).
702 prom issee
p rom issee. See p rom ise e . hold a stone in a piece of jewelry, so each element
o f a test (i.e., each “prong”) must be satisfied
p ro m isso ry . So spelled. before the legal doctrine applies. Justice Wiley B.
Rutledge was one of the earliest American users
p ro m is s o ry e sto p p e l. A. And quasi-contract. of this word in this figurative sense. See Okla
These phrases are closely related but distinct. homa Press Pub. Co. v. Walling, 327 U.S. 186,
Promissory estoppel ordinarily refers to the situa 192 (1946).
tion in which a plaintiff seeks recovery for loss or Since the mid-20th century, the word has all
damage suffered as a result of relying on the but become a v o g u e w o r d . From 1970 to 1975, it
defendant’s promises or representations. Quasi appeared in only 9 opinions o f the U.S. Supreme
contract, q.v., refers to the situation in which a Court; from 1985 to 1990, though, it appeared in
plaintiff seeks reimbursement for some benefit some 55. Meanwhile, the other federal courts and
that he or she has conferred on the defendant. state courts have come to use it with great fre
One well-known writer believed that the law quency. For a discussion o f the opinion-writing
might have done well with one or the other but style typified by layered sets o f “prongs” and “hur
not both: “It would seem, as a matter o f jurispru dles” and other tests, see Gamer, “Opinions, Style
dential economy, that both situations could have of,” in The Oxford Companion to the Supreme
been dealt with under either slogan but the legal Court o f the United States 607, 607-08 (1992).
mind has always preferred multiplication to divi
sion.” Grant Gilmore, The Death o f Contract 8 8 - PRONOUNS. A. U nderused in Legal Writing. “It
89 (1974). is not simply that referential pronouns are
B. A nd equitable estoppel. The phrase equita avoided only where their use could raise genuine
ble estoppel is an outmoded equivalent o f promis confusion; [in legal writing] they seem to be es
sory estoppel. See e s to p p e l ( b ). chewed as a species.” David Crystal & Derek
Davy, Investigating English Style 202 (1967). The
result is often a sentence that no native speaker
p ro m is s o ry n o te (= an unconditional promise
o f English— other than a lawyer—would ever per
in writing to pay a person a sum of money) for
petrate, such as: “Then Tina became very lethar
merly had the synonym writing obligatory, but
gic, at which time Tina was taken to the emer
that phrase has long since become an a r c h a is m .
gency room.”
Why the fear o f pronouns? Because lawyers
p ro m o te r. So spelled—not promotor.
have overleamed the lesson that pronouns some
times have ambiguous referents. That being so,
p ro m o tiv e = tending to promote. E.g., “It is they (the lawyers, not the referents) swear off
claimed that the two yearly payments to be made using them (the pronouns, not the lawyers) alto
to the children just before Christmas and Easter gether. The result, to paraphrase Fred Rodell, is
produce a ‘desirable social effect’ and are promo that many legal sentences read as if they have
tive of public convenience and needs, and happi been translated from the German by someone
ness and contentment.” See b e -v er b s (B). who barely knows English.
Clunkers can be avoided by judiciously using
p rom u lg a te, a word perhaps too well liked by pronouns and by finding other ways to avoid re
lawyers, means (1) “to make known by public peating nouns— e.g.: “After the persons obligated
declaration”; or (2) “to disseminate (some creed or under the loan failed to pay the loan [delete the
belief), or to proclaim (some law, decree, or ti previous two words] as required, the bank fore
dings)” (OED). E.g., (Sense 2) “It is my desire that closed on the collateral and caused the collateral
any disbursements made under this paragraph [read it] to be sold.”
shall be made to persons who believe in the funda B. P ronouns, Preem ptive. See ANTICIPATORY
mental principles o f the Christian religion and in REFERENCE (C).
the Bible and who are endeavoring to promulgate C. R estrictive and N onrestrictive Relative
the same.” Pronouns. See restrictive a n d n o n r estr ictive
For the mistaken use of propagate for promul CLAUSES.
gate, see p r o p a g a te .
A. General Principles. The
P r o n u n c ia t i o n .
p ro n g . Courts often use this word to describe one best course is to follow the pronunciation current
part o f a multifaceted—and often formalistic— among educated speakers in one’s region. The
legal test. The METAPHOR effectively shows that Texas pronunciation o f voir dire Ivohr-dirl differs
each part o f the test must be met for a particular markedly from the New York pronunciation
doctrine to apply: just as prongs are necessary to /vwah-deer/, and it would be inappropriate for a
proof 703
Texas lawyer to affect the New York pronuncia Further, several o f legal l a t in is m s are primar
tion. On this point, Fowler still speaks to us with ily read and not spoken (e.g., inclusio unius est
clarion wisdom: “The ambition to do better than exclusio alterius). Most o f the common Latinisms,
our neighbours is in many departments o f life a such as de minimis, de facto, and ipso facto, have
virtue; in pronunciation it is a vice; there the only readily apparent pronunciations. One should at
right ambition is to do as our neighbours” (MEU1 tempt to cultivate a sensitivity to the way Latin
466). See h y p e r c o r r e c t io n (K). terms are pronounced within the professional
A few words have universally accepted pronun community o f one's geographic area, and stay
ciations and rejected mispronunciations; where within the mainstream in that community. O f
prescriptions on pronunciation appear in this course, using dictionaries is always helpful. (See
book, the preferred pronunciation is generally LAW LATIN.) For more on this interesting subject,
preferred, regardless o f the jurisdiction. see H.A. Kelly, Lawyers' Latin: Loquenda ut Vul-
When it comes to words that are seldom pro gus? 38 J. Leg. Educ. 195 (1988).
nounced by English-speaking people— as with any D. Law French. Lawyers generally pronounce
learned word, such as those from the law—the Law-French words just as they were pronounced
advice to conform with our neighbors' pronuncia in the Middle Ages. To give them a modem
tion becomes problematic. For here we find diver French pronunciation, as by mouthing oyez as if
sity, not uniformity—the result o f the infrequency it were loh-yayl instead o f loh-yesl or loh-yezl, is
with which the words are pronounced. “Where a type o f vulgarism.
there is a diversity o f opinion and practice among E. BrE Idiosyncrasies. Glanville Williams
reasonable [and educated] people, there must be notes several instances in which “lawyers still
also an equally broad charity in judgment. Could jealously retain the archaic pronunciations o f En
anything be more absurd than to stigmatize as glish words.” Learning the Law 63-64 (11th ed.
incorrect a pronunciation which is actually in 1982). Among them are these:
general use . . . ?” George P. Krapp, The Pro
nunciation o f Standard English in America iv assured, n. Id-shur-ddl
(1919). cognisance (BrE spelling) No -g- pro
B. Commonly Mispronounced Lawyers' nounced.
Words. Many words that prove troublesome to recognisance (BrE spelling) No -g- pro
lawyers are listed throughout this work, with nounced.
the correct pronunciation noted. Among the most record, n. Iri-kordl
frequently mispronounced words in the law are
err /ar/, substantive /sab-stdn-tiv/, and (formerly) p r o o f. A. E vidence C arrying C onviction.
cestui /set-eel. See pam phlet. Whereas evidence includes all the means by which
C. Latin Terms. Pronunciation o f Latin terms any alleged matter o f fact can be established or
that survive in the language o f the law is always disproved, proof is the result o f evidence: the
troublesome for lawyers, since so few are trained evidence may or may not be sufficient to establish
in Latin and all are compelled to use such terms the alleged facts—that is, may or may not amount
in the course o f practice. The difficulty is— de to proof See evidence (B).
pending on one's point o f view— exacerbated or B. F or probate . Proof has the general legal
ameliorated by the existence o f three distinct senses (1) “evidence that determines the judg
methods o f Latin pronunciation. As an example, ment o f a court,” and more specifically, (2) “an
sub judice, q.v., is pronounced in two quite differ attested written document that constitutes legal
ent ways, with minor variations on each. evidence.” In practice, sense (2) translates into
O f the three methods o f Latin pronunciation— the idiomatic equivalent o f probate: “Bearing
Anglo-Latin, classical Latin, and Italianate—only these opposing considerations in mind, the court
one has found a permanent home in law: Anglo- is o f the opinion that the will should be admitted
Latin. For those who have studied Latin in high to proof,!” Eaton v. Brown, 193 U.S. 411, 414
school and college, this legal preference can be (1904) (per Holmes, J.). Proving a will = ob
bothersome because the resulting pronunciations taining probate o f a will. See p ro b a te , n.
can sound uncouth— e.g.: C. F or elem ent o f proof. Generally, o f course,
proof is a mass noun. But when proof is used as
Law-Latin Anglo-Latin Classical an ellipsis for element o f proof (as a type or a
Term Pronunciation Pronunciation piece o f evidence), it often takes the plural form
nisi prius lnl-sl-prl-dsl Inee-see-pree-dsl proofs, as here: “A case is made for the jury
ratio deci- fray-shee-oh- lrah-tee-oh-day- whenever the proofs justify with reason the infer
dendi dees-i-den-di/ see-den-dee! ence desired.”/ “It is also the product o f a proce
sine die /si-nee-di-eef /see-nay-dee-ay/ dure in which the litigant is assured o f an oppor
704 propaganda
tunity to present proofs and arguments for a p r o p e r ty . A. Legal M eaning. Hohfeld eluci
decision in his favour.” Lon L. Fuller, Anatomy o f dated uses that were conventionally viewed to
the Law 159 (1968). See c o u n t n o u n s a n d m a s s be correct and incorrect. The traditional legal
NOUNS & PLURALS (B). meaning o f the term is “a right over a determinate
D. M eaning “ hearing” in Scots Law. In Scot thing, either a tract o f land or a chattel.” The
land, p roof also means “a hearing at which evi transferred sense that nonlawyers commonly at
dence is heard,” as when a judge rules by saying, tach to the term is “any external thing over which
“I will allow a proof ” the rights o f possession, use, and enjoyment are
E. Am biguity o f the Phrase burden o f p ro o f exercised.” See Wesley N. Hohfeld, Fundamental
See b u rd e n o f p r o o f (a ). Legal Conceptions 28-29 (1919; repr. 1946). Thus
F. P roof beyond a reasonable doubt. See b a l the correct emphasis was seen as being on the
a n ce o f p ro b a b ility . rights over a thing, and not on the thing itself.
Today, however, even in legal writing, property
p ro p a g a n d a , a singular noun, makes the plural generally carries the nontechnical sense Hohfeld
idas. It is sometimes mistakenly thought to be a disapproved of. Felix Cohen, for example, graphi
plural in the class o f data and strata. cally defined the term as a thing that could be
labeled: “That is property to which the following
p ro p a g a te ( = to reproduce or extend) is occa label can be attached. To the world: Keep off
sionally confused with promulgate ( = to proclaim; unless you have my permission, which I may
put [a law] into action)— e.g.: “The Department grant or withhold. Signed: Private citizen. En
determined that the F.L.S.A. governed the wage dorsed: The state.” Dialogue on Private Property,
claims, but did not then look to the regulations 9 Rutgers L. Rev. 357, 374 (1954).
propagated [read promulgated] under the Act.” B. As a Count Noun. Generally, property used
Stewart v. Region II Child & Fam . Servs., 788 as a count noun is realtors' cant in AmE. E.g., “It
P.2d 913, 916-17 (Mont. 1990)./ “Commissioner was the second marriage for the bridegroom, a
Beman testified that the issuance o f the prelimi real estate lawyer with properties [read property]
nary injunction would have dire consequences for in Mexico, Italy, and Palm Beach.”/ “People won't
the PGA. He testified that the PGA would not be realize the effect o f this act until they try to buy
able to propagate [read promulgate] any rules for a property [omit a ].7 “That word is exceedingly
the professional tournaments that it oversees.” comprehensive and covers every property [read all
Gilder v. PGA Tour, Inc., 936 F.2d 417, 421 (9th the property] that the decedent might have had.”/
Cir. 1991). “Because only one adjacent property [read one
adjacent piece o f property] was flooded, the court
p ro p e lm e n t. See p ro p u ls io n . properly concluded that the damage resulted from
a condition solely related to appellant’s premises
p r o p er. See p r o p erso n a . and within appellant’s control.” See COUNT NOUNS
AND MASS NOUNS.
p ro p e r. See in d isp en sa b le .
p ro p e rly . Placement o f this word in relation to p rop e rty -se ttle m e n t. See estate p la n n in g .
a linking verb or copula may affect meaning in
significant ways: be properly means something
different from properly be. The latter phrase p ro p h e sy ; p r o p h e c y . Prophesy is the verb
means that the thing in question (the subject) is meaning “to predict or foretell,” prophecy the noun
proper, or that it is proper for the thing to be meaning “a prediction or foretelling.” Some writ
done <this question may properly be raised on ers mistake the noun and the verb—e.g.: “Proph
appeal>, whereas the former means that the thing esy [read Prophecy] as to whether there will be
should be done in a proper way <briefs should be speedy and widespread adoption can not be safely
properly submitted>. See BE-VERBS. indulged in at this early time.” Joseph J. O'Con
nell, 1 Samuel Williston, The Law Governing
p r o p e rso n a ( = for one's own person, on one's Sales o f Goods (1948) (1960 Supp. at 3)./ “Plain
own behalf) is a la tin ism used in some jurisdic tiffs thus acknowledge that their prophecied [read
tions as an equivalent o f pro se and in propria prophesied] losses may readily be compensated by
persona. E.g., “Defendant has raised a number o f money damages.” Schmidt v. Enertec Corp., 598
other issues in a pro persona brief.” State v. Kreps, F. Supp. 1528, 1544 (S.D.N.Y. 1984).
706 P.2d 1213, 1218 (Ariz. 1985). The phrase is The words are pronounced differently. The last
sometimes shortened to pro per <a pro per liti syllable in prophesy is pronounced “sigh,” whereas
g a n ts See p r o se & in p rop ria p erson a . the last syllable in prophecy is pronounced “see.”
pro rata 705
p r o p h y la c tic , n. To an educated nonlawyer, this sufficiently informed about the extent, nature,
word is synonymous with condom. Doctors use and value o f her husband’s property.”
the term for anything that prevents disease. To Proportionable is an ARCHAISM that still some
lawyers, it means “anything that is designed to times occurs in legal writing—e.g.: “The note for
prevent (something undesirable).” E.g., “The additional interest shall be proportionably [read
Court recognized that the predeprivation notice proportionately] reduced.” Cf. c o m m e n s u r a te .
and hearing were necessary prophylactics against
a wrongful discharge.” Findeisen v. North East p r o p o u n d ( = [1] to put forward [a will] as au
Indep. Sch. Dist., 749 F.2d 234, 238 (5th Cir. thentic; [2] to put forth for consideration or discus
1984). The example quoted does not demonstrate sion; or [3] to make a proposal, to propose) is
the keenest linguistic sensitivity: in view of the easily used correctly, as the examples following
nonlawyer’s understanding, it is perhaps unwise demonstrate. E.g., “The jury initially gave incon
to use prophylactic in the same sentence with sistent answers to special interrogatories pro
discharge. See v e r b a l a w a r e n e s s . pounded to it by the court.”/ “Where one party
Prophylactic is. also frequently an adjective in opposes summary judgment by propounding a
legal writing <a prophylactic rule>. reasonable interpretation o f a disputed matter, it
may be sufficient to defeat the motion.”/ “Peti
p r o p o n e n t; p r o p o u n d e r . Both mean “one seek tioner married the decedent on February 10,1951;
ing to have a will admitted to probate.” The usual the propounded instrument was executed on May
term is proponent, the form propounder being a 18, 1951 and the decedent died on July 1, 1951.7
NEEDLESS VARIANT. “The privilege o f cross-examination does not carry
with it the right to indulge in irrelevant investiga
p r o p o r tio n , n., should not be used when part or tions o f the private life of the witness, or to pro
portion is intended. See p o r tio n . pound questions intended only to degrade and
One writes, “A high proportion o f it is,” but “A humiliate him before the jury.”
high proportion of them are.” Cf. p e r c e n ta g e o f, For the misuse o f this verb, see e x p o u n d .
a. See s y n e s is .
p r o p o u n d e r . See p r o p o n e n t.
p r o p o r tio n , v.t.; p r o p o r t i o n a t e ; p r o p o r tio n
a te , v.t. The second and third are n e e d l e s s v a r i p r o p r ie ta r y ; p r o p r ie to r y . The latter is an erro
ants. neous form. The adjectival form corresponding
to the noun proprietor is either proprietary or
p r o p o r tio n a te ; p r o p o r tio n a l; p r o p o r tio n - proprietorial. Proprietary also means “of, relating
a b le . The distinction to be observed is between to, or holding as property.”
proportional and proportionate; admittedly, at In the following sentence, proprietorial is al
times the distinction is foiled by the frequent most certainly misused for proprietary: “[T]he
interchangeability o f the terms. Nevertheless, it contracts were negotiated not with the band’s
is possible to formulate the nuance that propor company, The Beatles, Ltd., which held the rights,
tional = (1) o f or relating to proportion; (2) in due but with NEMS, which did not possess any propri
proportion; whereas proportionate = propor etorial [read proprietary] rights whatsoever, being
tioned, adjusted in proportion. As a Latinate per simply a management organization.” Albert Gold
fect passive participle, proportionate suggests the man, The Lives o f John Lennon 335 (1988).
conscious proportioning o f an agent.
This nice distinction aside, proportionate seems p r o p u ls io n ; p r o p e lm e n t. The former is the
to be used more commonly in legal writing than usual term, the latter a n e e d le s s v a r ia n t .
proportional. E.g., “The court rejected appellant’s
contention that appellee’s claim for compensation p r o p u ls iv e ; p r o p u ls o r y . The latter is a need
had also prescribed and awarded appellee his l e ss VARIANT.
proportionate share of the value o f the recoverable
reserves.”/ “Defense fees and costs incurred in p r o r a ta , adv., should be spelled as two words.
defending personal injury actions are assessable E.g., “Appellant argues that the will shows that
as an element o f damages in proportionate-fault the testator intended his debts and estate costs to
collision cases.” Especially is this so in the nega be paid pro ra ta ” Proportionately will sometimes
tive form o f the word: “If the provision made for serve in place o f pro rata.
the prospective bride is unreasonably dispropor On the question whether to hyphenate pro rata
tionate to that which she would receive out o f her when it functions as a phrasal adjective— that
husband’s estate but for the agreement, it will is, pro-rata distribution as opposed to pro rata
be presumed that the prospective bride was not distribution— see p h r asal ad je c tiv e s (B).
706 prorate
Glanville Williams, Textbook o f Criminal Law 73 criminal charges against a sexual assailant, has
(1978). been objected to on grounds that it is sexist and
obscurantist. See Allen v. State, 700 S.W.2d 924,
p ro s e cu tio n a l; p ro se c u tiv e . See prosecu 935-36 (Tex. Crim. App. 1985) (Miller, J., concur
toria l. ring). Judge Miller offers victim as a clearer, more
sympathetic term. But victim would surely be
p r o s e c u to r = (1) a legal officer who represents prejudicial and ineffective if, for example, it has
the state in criminal proceedings; or (2) a private not been established that a rape actually took
person who institutes and carries on a suit— place or who the rapist was. (Cf. com p la in a n t.)
esp. a criminal suit—in court. Sense (2), though Judge Miller observes that “if prosecutrix is used
increasingly rare, persists primarily in BrE— e.g.: to refer to the female victim o f a sexual assault,
“A private prosecutor may relieve the local author would not the term prosecutor be appropriate for
ity o f some expense, but here the private prosecu a male victim o f a sexual assault?” Id. at 936 n.2.
tor may receive from the local authority part o f O f course, prosecutor is not today much used in
the cost he incurs.” R.M. Jackson, The Machinery that sense (but see sense (2) under that head
o f Justice in England 324 (5th ed. 1967)./ “In word). And it is that lack o f equivalency that
some types o f criminal case the title of the case lends some credence to the charge that the word
will not contain Rex or Reg. before the ‘v.,’ but evinces a discriminatory bias in the language.
will contain the name o f a private person. This (See SEXISM (C>.) More likely, however, the lan
happens when the case is tried summarily before guage o f the law has not needed a word for adult
magistrates (i.e. justices o f the peace); here the male victims o f sex crimes.
name o f the actual prosecutor {e.g. a policeman) One admirable device that judges have begun
appears instead o f the nominal prosecutor, the using when writing about rape cases—a device
Queen.” Glanville Williams, Learning the Law 17 that doesn’t attach an awkward, aggressive-
(11th ed. 1982). See p ro s e c u tio n . sounding epithet to the victim—is to use a pseud
onym, such as Mary Doe, when presenting a fac
p r o s e cu to ria l; p r o s e c u to r y ; p r o s e c u tiv e ; tual narrative.
p ro se cu tio n a l. The most common term in
criminal-law texts is prosecutorial; but this vari p ro se ly tiz e ; p ro se ly te , v.t. The former is pre
ant is not included in W3. Prosecutory and its ferred, the latter being a n e e d l e s s v a r ia n t .
NEEDLESS VARIANT prosecutive— less common
words in legal writing—are defined as “o f or per p r o s p e c tiv e h eir. See h e ir ( b ).
taining to prosecution.” A distinction might obtain
if we restricted prosecutorial to be the adjective p r o s p e c tiv e ju r o r . See p o te n tia l ju r o r .
for prosecutor, already its primary function. E.g.,
“The prosecutorial decision not to prosecute has a p r o sp e ctu s. A. Plural Form. The correct En
deterrent effect on police misconduct.” See, e.g., glish plural is prospectuses— and it is the only
Bennett L. Gershman, Prosecutorial Misconduct form listed in English dictionaries. The Latin plu
(1985); Joseph F. Lawless, Prosecutorial Miscon ral is prospectus (a fourth-declension noun), not
duct: Law, Procedure, Forms (1985). prospecti, the product o f ignorant hypercorrection:
But sometimes prosecutorial appears where “Bismarck Realty prepared prospecti [read pros
prosecutory might be more appropriate— e.g.: “M i pectuses] on the property . . . .” Bismarck Realty
randa does not interfere with the prosecutorial Co. v. Folden, 354 N.W.2d 636, 638 (N.D. 1984)./
[read prosecutory] function.”/ “The bar committees “Put and call option trading on an underlying
are composed o f private ‘competitors’ and perform security is directly affected by the prospecti [read
both prosecutorial [read prosecutory] and adjudi prospectuses], representations and omissions o f
cative functions in enforcing a self-regulatory dis the issuer o f the underlying security.” Tolan v.
ciplinary process.”/ “Todaro contends that this Computervision Corp., 696 F. Supp. 771, 775 (D.
case presents such circumstances and invites us Mass. 1988). Cf. a p p a ra tu s. See h yper corr ec
to ignore the government’s asserted prosecutorial t io n (A).
[read prosecutory] interest in the witnesses.”/ B. F or perspective . This is a m alapro pism —
“This case concerns the doctrines o f judicial and e.g.: “The players were able to keep everything in
prosecutorial [read prosecutory] immunity.” prospectus [read perspective].” Properly, o f course,
Prosecutional is but a n e e d le s s v a r ia n t not prospectus = a printed document describing the
countenanced by the dictionaries. chief features o f a school, commercial enterprise,
forthcoming book, or the like. See co n sp e ctu s.
p r o s e c u tr ix Ipro-sa-kyoo-triksl, a word tradition
ally used in reference to a female who brings p rosta te. See p ro stra te .
70Ô prostitution
p ro stitu tio n , meaning in one sense “the act o f [read antagonists].” (Note that internecine means
debasing,” is connotatively charged with its other “mutually deadly,” and that is hardly the in
sense o f harlotry. E.g., “Solicitation o f clients by tended meaning here.)/ “On this promising note
following accidents and soliciting retainers from the two protagonists [i.e., now angry litigants]
the injured is a vile prostitution o f the advocate’s parted.” (This sentence contains an example o f the
calling.” Where the tone is intentionally provoca rhetorical figure prolepsis—the representation o f
tive or connotatively charged, it may be the right a future fact as presently existing; that is, when
word. Prostitution should not be used, however, the two persons parted on a promising note, they
wherever debasement might adequately be used. were not antagonists or opponents; only in retro
In criminal law, the word was once confined to spect or from a current perspective may they be
a female’s taking money in exchange for sexual seen as angry litigants.)
intercourse with a man. Today, however, the law In the following sentence, the writer attempted
recognizes that males as well as females engage to use protagonist figuratively in its dramatic
in prostitution. sense but failed in the metaphor because a drama
has only one protagonist: “Slugs, larvae, nema
p ro stra te , vb. & adj.; p ro sta te , n. These are todes, and rodents form the supporting cast in
very different words, but they are sometimes con this trademark drama; the protagonists [read
fused. In its verb sense, to prostrate oneself is principal characters] are the terms Larvacide and
to kneel down in humility or adoration. As an larvicide.” Soweco, Inc. v. Shell Oil Co., 617 F.2d
adjective, prostrate means either “lying face 1178, 1181 (5th Cir. 1980).
down” or “emotionally overcome.” The noun pros Perhaps the most objectionable watering-down
tate, by contrast, refers to the gland found in male o f the meaning o f protagonist occurs when it is
mammals, surrounding the urethra at the base o f used as an equivalent o f proponent: “Protagonists
the bladder. [read Proponents] o f a more active role and
The most common mistake is to say prostrate greater freedom o f technique for courts in private
gland when one means prostate gland — e.g.: “He law reform have sometimes failed to recognize the
described acid phosphatase as an enzyme from need to revise, too, prevailing attitudes about the
the prostrate [read prostate] gland o f a male per role and technique o f legislatures.”
son.” State v. Williams, 196 S.E.2d 248, 249 (N.C.
1973)./ “The Connell plaintiff alleged that defen p r o ta n to (= to that extent; as far as it goes) is
dant physician breached a ‘continuing duty to a defensible LATINISM commonly used in law. No
disclose material facts’ (the physical examination other word quite works without substantial re
findings, specifically, enlargement o f the prostrate wording. It may be used adjectivally: “There may
[read prostate] gland) relevant to the decedent’s be a pro tanto ademption by satisfaction if the
condition (eventually diagnosed as cancer).” Jen evidence indicated that the testator so intended
nifer S.R. Lynn, Connecticut Medical Malpractice, the inter vivos gift to work such an ademption.”/
12 Bridgeport L. Rev. 381, 440 (1992)./ “One “It would be a matter o f pure speculation
strain o f mice, whose males develop enlarged whether—whatever the change o f conditions since
prostrate [read prostate] glands, will be used to her death— she would not want part o f the corpus
test potential drug treatments for prostrate [read o f the trust turned over to the petitioner, involv
prostate] enlargement as well as suspected carcin ing, as it would, the pro tanto depletion o f the
ogens.” Michael E. Sellers, Note, Patenting Non- fund from which the income was to be derived.”/
naturally Occurring, Man-Made Life, 47 Ark. L. “It was an offer capable o f being accepted and
Rev. 269, 271-72 (1994). turned into a contract pro tanto on the occasion
o f each discount.” (Eng.)
p ro ta g o n ist. Literally, protagonist = the chief The phrase may also be used adverbially: “The
character in a drama; by extension, it means “a bequest would be deemed pro tanto void if the
champion of a cause.” It should not be used loosely testator had deliberately used unmeaning words.”
o f any upholder or supporter o f a cause; it should (Eng.)/ “We deal o f course with a later Congress
refer to a prominent and active supporter. E.g., and an Act that sets aside by section 208(b) pro
“The complexity o f the community property sys tanto the earlier Act.”/ “I f defendant received less
tem is not offset by those values claimed for the than the value o f plaintiffs work, as defendant
system by its most ardent protagonists [read sup seems to contend, then plaintiff should recover
porters]|.” pro tanto.”
Protagonist is all too frequently confused with
antagonist. E.g., “On this point there was an in p ro te c tib le ; p ro te cta b le . The former is pre
ternecine struggle in the Second Circuit, with ferred. Inconsistencies often arise even within one
Judges Clark and Friendly as the protagonists piece o f writing. See, e.g., headnotes 1 and 5 o f
proved 709
Velo-Bind, Inc. v. Scheck, 485 F. Supp. 102, 102 American jurisdictions. E.g., “The trustee may,
(S.D.N.Y. 1979). See -a b l e (A). on the other hand, obtain an adjudication o f his
management o f the trust by filing his account in
p ro te ctiv e ; p ro te c to r y . The latter is a need the office o f the prothonotary o f the court . . . .”
l e ss VARIANT. Princess Lida v. Thompson, 305 U.S. 456, 463
(1939)./ “As in Florida, a private party may obtain
p r o tem . is the abbreviation for pro tempore (= a prejudgment writ o f replevin through a sum
for the time being). This fairly common la t in is m mary process o f ex parte application to a pro
is used as a po stpo sitive a d je c t iv e in phrases thonotary. ” Fuentes v. Shevin, 407 U.S. 67, 75-76
such as mayor pro tem. (1972).
and the Elimination o f Responsibility,” in Punish The matter contained in the proviso is often
ment and Responsibility: Essays in the Philosophy preferably integrated into a subordinate clause
o f Law 158, 182 (1968). introduced by but— e.g.: “No person who has not
Like stricken, however, proven is properly used attained the age o f twelve years shall be compe
only as an adjective. E.g., “Evidence may be of tent to testify, provided that, if the court finds
fered, not to show its already proven existence, that any such person understands the nature
b u t . . . .7 “In judging human conduct, intent is and obligation o f the oath, such person shall be
an elusive subjective concept, and its existence competent to testify.” This statute is best re
usually can be inferred only from proven facts.” phrased: “Persons over the age o f twelve years
See s tr ic k e n . are competent to testify, but a person under that
Proven has survived as a past participle in legal age is also competent if the court finds that the
usage in two phrases: first, in the phrase innocent person understands the nature and obligation o f
until proven guilty; second, in the verdict Not the oath.” (Ex. fr. Irving Younger, Persuasive
proven, a jury answer no longer widely used ex Writing 6, 6 -7 (1990).) See p ro v iso .
cept in Scots law. As for Not proven , one writer B. A n d p rovid in g that. As between provided
has defined this verdict as meaning, “Not guilty, that and providing that— assuming one wants to
but don’t do it again.” William Roughead, The Art create a proviso despite what is said under (a )—
o f Murder 131 (1943). the former is the preferred phrasing.
arate. It gives rise to action in the heat o f the p r u r ie n c e ; p ru rie n cy . The latter is a n e e d le s s
moment, whereas revenge refers to planned, cold v a r ia n t .
blooded killing.
p s y ch o le g a l (= involving the psychological im In sense (1) as in sense (2), the verb correspond
plications o f the legal process) is a late-20th- ing to publication is to publish . In the law o f
century n e o lo g ism — e.g.: Wallace D. Loh, Psy defamation, to publish is to make public. E.g.,
cholegal Research: Past and Present, 79 Mich. L. “The libel was published by the attorney to per
Rev. 659 (1981); Gary B. Melton & Ralph B. sons having no relationship to the pending judi
Pliner, “Adolescent Abortion: A Psycholegal Anal cial proceeding.” Spoken as well as written defa
ysis,” in Adolescent Abortion , Psychological and mation is said to be published .
Legal Issues 1 (G.B. Melton ed. 1986); Richard L.
Wiener, A Psycholegal and Empirical Approach p u b lic is t ( = one who is learned in public or
to the Medical Standard o f Care, 69 Neb. L. Rev. international law; a writer on the law o f nations
112 (1990). Cf. m e d ico le g a l. [ OED]) ordinarily means “publicity agent” to non
lawyers. Hence the legal use o f the term generally
p s y ch o lo g ica l. See p sy c h (ic ). requires explanation if the audience is a broad
one.
p u b es, a term that occasionally arises in criminal
cases, refers either to the area surrounding a p u b lic la w = (1) constitutional law, criminal
person's external genitals or to pubic hair. It law, and administrative law taken together; or
is sometimes mispronounced fpyoobs/, though (2) published law. Sense (2) is far less common—
properly it has two syllables /pyoo-beez/. e.g.: “A case decided is called a ‘precedent,' and
becomes at once public law, which, under many
p u b lic , a c o llec tive n o u n , usually takes a sin circumstances, binds á court to make the same
gular verb in AmE <public is> and a plural verb decision in any future case similar to it.” William
in BrE <public are>. M. Lile et al., B rief Making and the Use o f Law
Books 26 (3d ed. 1914).
p u b lic A ct; p riv a te A ct; p u b lic b ill; p riv a te
bill. In British statutory law (or “statute law” as p u b licly , not publically, is the adverb: “Marlin
it is known in BrE), a public Act is one that a court Fitzwater, the President's spokesman, said Mr.
may take judicial notice of, whereas a private Act Bush felt assured that Dr. Sullivan, whatever his
is one whose terms must be proved in court. But private views might be, would publically [read
every Act passed since 1850 is considered public publicly] support the President's policy o f oppos
in this sense unless the Act expressly provides ing abortion in almost all cases.” Steven V. Rob
otherwise (a rarity). (For the reason behind capi erts, Bush Will Stand by Nominee to Health Post,
talizing Act, see a ct (c).) Officials Say, N.Y. Times, 25 Jan. 1989, at 1.
A public bill is one brought by a government
minister or by a private member who has won a p u b lic p e rso n . To most speakers o f English, this
place on the ballot allowing him or her a chance phrase suggests a celebrity. But legal theorists
to bring in the bill. A private bill is one promoted use it quite differently: “By a 'Public person ' we
by a person or body (such as a local authority) to mean either the State, or the sovereign part o f it,
regulate its own affairs. Public and private bills or a body or individual holding delegated author
are subject to different parliamentary procedures. ity under it.” Thomas E. Holland, The Elements
o f Jurisprudence 127 (13th ed. 1924).
p u b lic a tio n = (1) (in the law o f defamation) the
communication o f defamatory words to someone p u b lic p o lic y . In the context o f policy-making,
other than the person defamed; or (2) (in the law this phrase connotes the art o f ruling wisely i m
o f wills) the formal declaration made by a testator plementing sound public policy>. The phrase re
at the time o f signing the will that it is the fers rather vaguely to matters regarded by the
testator's will. Following are examples o f sense legislature or by the courts as being o f fundamen
(2), in which the word is a TERM OF ART: “Some tal concern to the state and the whole o f society.
states require the testator to indicate to the at In the context o f contract law, public policy
testing witnesses that the document executed or connotes an overriding public interest that may
to be executed by him is a will; this action is called justify a court's decision to declare a contract void.
publication .7 “There is no point in 'publishing' the In this context, too, the phrase is vague: “Public
will at the beginning; the witnesses will not be policy is a variable notion, depending on changing
likely to see the publication there. It should be at manners, morals and economic conditions. In the
the end o f the will. In any case, ‘1 delcare that ory, this flexibility o f the doctrine o f public policy
this is my will' is a publication .” Thomas L. Shaf could provide a judge with an excuse for invalidat
fer, The Planning and Drafting o f Wills and ing any contract which he violently disliked.” G.H.
Trusts 171 (2d ed. 1979). Treitel, The Law o f Contract 424 (8th ed. 1991).
Punctuation 713
Today this term, when used as a noun, is not v. Bruhlmeyer, 136 S.W.2d 800, 803 (Tex. 1940).
preceded by an article: “Generally, the duty o f a Can that be so? The resolution o f at least two
parent to support children is grounded on the capital cases has rested on no more than how the
public policy [read on public policy].” court interpreted a comma. See U.S. v. Palmer,
16 U.S. (3 Wheat.) 610, 636 (1818) (in which
p u b lish . See p u b lica tio n . Johnson, J., dissenting, stated: “[M]en's lives may
depend upon a comma”); Rex v. Casement, [1917]
p u d e n d u m ( = a genital organ) forms the plural 1 K.B. 98 (1916).
pudenda ( = genitals). See plu r als (A). And consider the following statement shorn o f
the punctuation marks: “Woman—without her,
p u ffin g ( = the action o f praising a thing exces man would be a savage.”
sively but in general terms, esp. to advertise it) The fallacies underlying the statements quoted
is perfectly appropriate in formal contexts; it is in the first paragraph are too obvious to require
not a casualism. E.g., “Ours may be, for puffing extensive explanation. And occasionally—though
purposes, a ‘government o f checks and balances/ not often enough—the courts refute them: “Punc
but there is no check at all on what the Supreme tuation is a rational part o f English composition,
Court does . . . .” Fred Rodell, Nine Men 4 and it is sometimes quite significantly employed.
(1955)./ “General commendations, commonly I see no reason for depriving legal documents of
known as dealer's talk, seller's statements, or such significance as attaches to punctuation in
puffing, do not amount to actionable misrepresen other writings.” Houston v. Burns, [1918] A.C.
tations where the parties deal at arm's length and 337, 348.
have equal means o f information and are equally Lawyers and judges have long mistrusted punc
well qualified to judge the facts.” 41 Tex. Jur. 3d tuation as a guide to meaning. See Richard C.
Fraud & Deceit § 28 (1985). Wydick, Should Lawyers Punctuate? 1 Scribes
While American writers tend to stick to the J. Legal Writing 7 (1990). Historically speaking,
gerund puffing, British writers frequently refer to there are three primary reasons for this mistrust:
particular statements as “m ere p u ffs” (1) the uncertain state o f English punctuation
during the 17th and 18th centuries, a formative
p u isn e ( = younger or o f lower rank), sometimes period for modern law; (2) the fact that printers
used in reference to a superior court judge who is typically controlled punctuation more than draft
less than a chief judge, is pronounced like puny. ers; and (3) the age-old canard that English stat
Etymologically, the l a w fr e n c h puisne is puis-né utes were traditionally unpunctuated. See id. at
( = later-bom). The term has been extended in 16-19. Wydick persuasively concludes that judges
English legal usage to apply to mortgagees and “should create a rebuttable presumption that le
other incumbrancers; it is also used in England gal documents have been punctuated in accor
as an attributive adjective in the sense “a puisne dance with ordinary English usage, and they
judge” <five puisnes upheld the plea>. E.g., “Often should use the punctuation, along with all of the
the court consisted o f the Lord Chief Justice and other guides to meaning, when they interpret
two puisne judges, with a second and third court legal documents.” Id. at 24.
consisting o f three puisnes . . . .” R.M. Jackson, Following, then, are the basic principles for
The Machinery o f Justice in England 123 (5th ed. punctuating in accordance with ordinary English
1967)./ “The motions were heard by Lord Chief usage. These principles are adapted, with elabora
Justice Mansfield sitting with his puisnes, Willes tion, from the Oxford Guide (pp. 193-97). First,
and Ashurst.” Patrick Devlin, The Judge 122 though, a warning. Poor punctuation often signals
(1979). writing problems that go deeper than one might
think: “[M]ost errors o f punctuation arise from ill-
P u n c t u a t io n . Judges and jurists have written designed, badly shaped sentences, and from the
more nonsense about punctuation than about any attempt to make them work by means o f violent
other facet o f the language. The well-known dic tricks with commas and colons and such like.”
tum that “punctuation is not a part of the statute” Hugh Sykes Davies, Grammar Without Tears 167
has given rise to even more surreal pronounce (1951).
ments: “[Pjunctuation at any rate is not a part of A. The A postrophe [’]. This punctuation mark
the English language.” Kansas City Life Ins. Co. is used in English for either of two purposes:
v. Wells, 133 F.2d 224, 227 (8th Cir. 1943). Just (1) to indicate the possessive case— e.g.: “Lord
as surreally, courts have minimized the effect of MansfieldHs speech”; “Mother JonesHs recipe”;
punctuation with bizarre statements: “[P unctua and (2) to mark the omission o f one or more
tion or the absence o f punctuation will not of itself elements and the contracting o f the remaining
create ambiguity.” Anderson & Kerr Drilling Co. elements into a meaningful expression—e.g.:
714 P unctuation
“ever” into “efler”; V e will” into V e Hll”; “ 1969” compound, calling for and within themselves,
into “ D69.” See p o s s e s s i v e s . clarity demands the final comma. See e n u m e r
On the misuse o f an apostrophe to denote a a t io n s (B).
plural, see p l u r a l s (F). 3. To separate coordinated main clauses—e.g.:
B. The C olon [:]. This mark may link two gram “Cars will turn hereU and coaches will go
matically complete clauses by indicating a step straight.” There are two exceptions: first, when
forward from the first to the second: the step may the main clauses are closely linked (e.g., “Do
be from an introduction to a main theme, from a as I tell you [no comma] and you will not regret
cause to an effect, from a general statement to it.”); and second, when the subject o f the second
a particular instance, or from a premise to a independent clause, being the same as in the
conclusion. E.g., “The remedy is simple!:] enact first, is not repeated (e.g., “Remedies that pre
legislation that discourages American employers vent harm altogether are often better for plain
from hiring illegal aliens.” The colon is also used, tiffs [no comma] and are always closer to the
and perhaps more commonly, to introduce a list ideal o f corrective justice.”).
of items, often after expressions such as “for ex 4. To mark the beginning and ending o f a paren
ample”; “namely”; “the following”; “as follows”; thetical word or phrase—e.g.: “I am sure LI
and “including.” E.g., “The following judges were however LI that it will not happen.”/ “Fred LI
present!:] Hickman, C.J., Griffin, J., Calvert, J., who is bald LI complained o f the cold.”
and Smedley, J.” Some writers mistakenly omit the second
C. The Comma [,]. This is the least emphatic comma— e.g.: “Scienter, or knowledge o f the
mark of punctuation, and the one used in the falsity o f representation LI is required . . . .”
greatest variety o f circumstances: William F. Walsh, A Treatise on Equity 490
(1930). “Mr. Rifkin's lawyer, John Lawrence!,]
1. To separate adjectives that each qualify a noun insisted that Mr. Rifkin did not know what he
in the same way <a cautious U reserved per was doing and often drove around in a haze
s o n s E.g., “Is there to be one standard for the after strangling victims . . . .” John T. Mc-
old, repulsive laws that preferred whites over Quiston, Rifkin Guilty o f Murder as Long Is
blacks, and a different, more forgiving stan land Jury Rejects Insanity Defense, N.Y.
dard for new laws that give blacks special Times, 10 May 1994, at A16.
benefits in the name o f historical redress?” Still others leave out both commas, often
Linda Greenhouse, Signal on Job Rights, N.Y. creating a MISCUE: “ [S]uch warrantor must as
Times, 25 Jan. 1989, at 1./ “It almost goes a minimum remedy such consumer product
without saying that the job o f the president o f within a reasonable time and without charge
the L.I.R.R. is not a weekday warrior's posi . . . .” 15 U.S.C.§ 2304(a)(1) (1988). (A comma
tion—it is not a five-days-a-week, 9-to-5 job.” is needed after must and after minimum ; oth
Matthew L. Wald, Senator Assails L.I.R.R. erwise, one reads as a minimum remedy as a
Chief as Out o f Touch, N.Y. Times, 21 April single phrase.)
1994, at B6. Note that with restrictive clauses—that is,
But when adjectives qualify the noun in dif those that are necessary to define the anteced
ferent ways, or when one adjective qualifies a ent or to limit it— no commas are used. E.g.,
noun phrase containing another adjective, no “Men [no comma] who are bald [no comma]
comma is used—e.g.: “a distinguished [no should wear hats.7 “Facts [no comma] not un
comma] foreign journalist”; “a bright [no like those found in this record [no comma] were
comma] red tie.” E.g., “I could quote dozens o f considered in that case.”) See restrictive a n d
similar remarks by eminent, legal scholars n o n r estr ic tive c l a u s e s .
[read eminent legal scholars] and lawyers.” Je 5. To separate a participial or verbless clause, a
rome Frank, Courts on Trial 61 (1949). salutation, or a vocative— e.g.: “Having had
2. To separate items (including the last from the breakfast LI I went for a walk.”/ “The sermon
penultimate) in a list o f more than two—e.g.: over [or being over], the congregation filed
“the defendants, the third-party defendants),] out.”/ “Fellow lawyers LI the bar must unite in
and the counterdefendants.” The question seeking reform o f the system o f electing
whether to include the serial comma has judges.” (N.B.: Not “The sermonU being overt]
sparked many arguments in law offices and . . .”; and no comma with restrictive expres
judges' chambers. It is easily answered in favor sions like “My friend Judge Smith” or “my son
o f including the final comma, for its omission John.”)
may cause ambiguities, whereas its inclusion 6. To separate a phrase or subordinate clause
never will— e.g.: “A and B, C and D, E and from the main clause so as to avoid misunder
FU and G and H.” When the members are standing. E.g., “In the valley below),] the vil-
Punctuation 715
lages looked very small.”/ “In 19821,] 1918 comma] and is o f little practical importance.”
seemed like the distant past.” (N.B.: A comma P.S. Atiyah, An Introduction to the Law o f Con
should not be used to separate a phrasal sub tract 57 (3d ed. 1981)7 “These are cases in which
ject from its predicate, or a verb from an object plaintiff seeks some equitable remedy, [omit
that is a clause. E.g., “A car with such a high- comma] and is remitted to a legal remedy in
powered engine, should [read engine should] stead . . . .” Douglas Laycock, The Death o f the
not fail on that hill.”/ “They believed, that [read Irreparable Injury Rule 100 (1991).
believed that] nothing could go wrong.”) • Dates. No comma is needed between the month
7. To distinguish indirect from direct speech. and year in dates written “December 1984” or
E.g., “They answered!,] ‘Here we a r e /” “ 18 December 1984”; a comma is required when
8. To mark the end of the salutation, e.g., “Dear the date is written “December 18, 1984.” See
Mr. CrosthwaiteU”; “Dear Rebeccal,]”, etc. and DATES (B).
the complimentary close, e.g., “Very truly • The Comma Splice. See r u n -o n s e n t e n c e s .
yoursU”; “Yours sincerely!,]”; etc. In formal
The omission o f commas can often blur the
letters, the salutation is separated from the
sense o f a sentence, as in the following examples:
body by a colon “Dear Sir[:]”; “Dear Madam[:]”;
“Substantial performance cannot occur where the
etc.
breach is intentional [insert a comma] as it is the
Writers cause needless confusion or distraction antithesis o f material breach.”/ “Because, prior to
for their readers when they insert commas erron their filing [insert a comma] consignor’s claims
eously: will be subordinate to those o f lien creditors, in
practice the consignee’s creditors will have effec
• The Archaic Comma Preceding a Verb. For
tive claims to the consigned goods.”/ “Something
merly, it was common for writers to insert a
may be said for it, since it furnishes a simple, if
comma in the main clause before the verb, but
arbitrary [insert comma] test.”
this practice has been out o f fashion since the
D. The Dash [— ; -]. There are two kinds o f
early 20th century. Today it is considered incor
dashes, which typesetters are able to distinguish
rect. E.g., “Whether or not a contract has been
by their length. First, the em-dash, which is as
modified, [omit the comma] is a question o f fact
wide as the square of the type size, is used to
for the jury.”/ “Only if this were true, [omit the
mark an interruption in the structure o f a sen
comma] could it be said that plaintiffs received
tence. In typewriting, it is commonly represented
their bargained-for equivalent o f the $30,000
by two hyphens, often with a space at either end
payments.”
o f the pair (- -). A pair o f em-dashes can be used
Even those who understand this principle are
to enclose a parenthetical remark or to mark the
tempted sometimes to place a comma after a
ending and the resumption o f a statement by
compound subject. That temptation should be
an interlocutor. E.g., “He was not[— ]you may
avoided—e.g.: “Co-owners who are not joint ten
disagree with me, Henry[— ]much o f an artist.”/
ants, tenants by the entireties, or owners o f
“[T]he courts were endeavouring to find the com
community property, [omit the comma] are ten
promise— always difficult—between substantial
ants in common.” Robert Kratovil, Real Estate
justice and a proper discipline o f form.” Carleton
Law 222 (1946).
K. Allen, Law in the Making 401 (7th ed. 1964).
• Misplaced Emphasis. “I, accordingly, [read ac
The em-dash can also be used to replace the colon.
cordingly without the embracing commas]
In legal writing, em-dashes are the second most
dissent.”/ “We, therefore, [read therefore without
underused mark o f punctuation ( periods being
the embracing commas] conclude that the an
the most underused). Whether in d r aftin g or
cient doctrine o f sovereign immunity has lost
in persuasive writing, dashes can often clarify a
its underpinnings.” (N.B.: If the emphasis in the
sentence that is clogged up with commas. Imagine
preceding sentence is to fall on We— as clearly
the following sentences if commas replaced the
separated from some other group and its think
well-chosen em-dashes:
ing—the commas should stand; but if the em
phasis is to fall on the therefore as a simple • “He may make no pretension—he generally
consequence o f our reasoning from the evidence, makes no pretension— to be an expert in any o f
then the commas should be omitted. See there these fields, but he would be a little ashamed if
fore (d).) he was crassly ignorant o f them.” Max Radin,
• Compound Sentences. As explained above (#3 The Law and You 11 (1948).
in the preceding list), no comma appears before • “In some jurisdictions, the judge, when using a
the conjunction in a compound sentence when special verdict, need not—should not—give any
the second clause has an understood subject— charge about the substantive legal rules beyond
e.g.: “The problem has not yet arisen, [omit what is reasonably necessary to enable the jury
716 Punctuation
to answer intelligently the questions put to trial) , posttrial (not post-trial), preemption (not
them.” Jerome Frank, Courts on Trial 141 pre-emption). This no-hyphen style seems aesthet
(1949). ically superior, but reasonable people will differ
• “If this be the correct principle— and, so far as on such a question. They can agree, however, that
we are aware, it has never before been laid the hyphen must appear when an a m b ig u it y ,
down in terms— there seems to be no reason MISCUE, or eyesore results without it— e.g., pre
why it should not apply equally to the Divi judicial (career), re-sign (the petition), post-
sional Court of the Queen's Bench.” Carleton K. sentencing. See RE- pair s .
Allen, Law in the Making 240 (7th ed. 1964). And what is that one context in which AmE is
• “Why should not all people— Blacks as well as hospitable to the hyphen? See p h r asal ad jec
Whites— be allowed to appear, by right, before t iv e s .
a tribunal that is impartial and not a stooge G. Parentheses [(. . .)]. These marks enclose
for the powerful Highway Lobby, to air their words, phrases, and even whole sentences (but
complaints and state their views?” William O. usually not more than a whole paragraph). If
Douglas, Points o f Rebellion 86 (1970). what is enclosed is a full sentence, the closing
• ‘W hen the plaintiffs attorney files a certificate parenthesis includes the end punctuation; if not,
stating that he or she believes a defendant the end punctuation is swept outside, as in the
cannot be personally served, because after dili previous sentence here. More specifically, paren
gent inquiry within the state where the com theses are used as follows:
plaint is filed the defendant's place o f residence
1. To indicate interpolations and remarks by the
cannot be ascertained— or, if ascertained, that
writer o f the text, e.g., “Mrs. X (as I shall call
it is beyond the territorial limits o f personal
her) now spoke.”
service as provided in this rule— this defendant
2. To specify, in one's own running text, an au
must be served by publication in a newspaper
thority, definition, explanation, reference, or
published in the county where the property is
translation.
located.” Fed. R. Civ. P. 71A (1992 draft o f Style
3. To indicate, in the report o f a speech, interrup
Subcommittee, Standing Committee on Federal
tions by the audience.
Practice and Procedure).
4. To separate reference letters or figures that do
not need a full stop, e.g., (1) (a).
Second, the en-dash, which is half as wide as
an em-dashy is distinct (in print) from the hyphen. H. The P eriod o r Full Stop [.]. This mark is
It is ordinarily equivalent to the word to. In type used in two ways. First, it ends all sentences that
writing, it is commonly represented by one are not questions or exclamations. The next word
hyphen, occasionally with a space at either end should normally begin with a capital letter.
( - ). E.g., “The 1914[-]1918 war”; “Dallas[-]To- Second, it indicates abbreviations (see ACRO
ronto[-] Quebec route”; “pages 68-70.” NYMS and in it ia l is m s ). If a point marking an
Sometimes, the en-dash suggests tension and abbreviation comes at the end of. a sentence, it
carries the sense “versus.” For example, in cir also serves as the closing full stop. E.g., “She also
cumstances involving a disjunction, the en-dash kept dogs, cats, birds, etc[J” But where a closing
is usu. preferable to the slash— e.g.: “If we man parenthesis or bracket intervenes, a period is re
age to get that far, the absurdity o f attempting quired: “She also kept pets (dogs, cats, birds,
to preserve the nineteenth-century contract-tort etc[.).]” When a sentence concludes with a quota
dichotomy [not contract / tort dichotomy] will have tion that ends with a period (i.e., a full stop),
become apparent . . . .” Grant Gilmore, The question mark, or exclamation mark, no further
Death o f Contract 90 (1974). period is needed. E.g., “He cried, ‘Be off!' [no
E. The Exclamation Mark [!]. This mark is period] But the child would not move.”
used after an exclamatory word, phrase, or sen I. The Question Mark [?]. A question mark
tence. It usually counts as the concluding full follows every question that expects a separate
stop, but need not. E.g., “Hail, Source o f Being! answer; the next word should begin with a capital
Universal Soul!” It may also be used within letter. “He asked me, W h y are you here?' A foolish
square brackets, after or in the midst o f a quota question.” (N.B.: A question mark is not used
tion, to express the editor's amusement, dissent, after indirect questions, e.g., “He asked me why I
or surprise. Rarely is the exclamation mark called was there.”) A question mark may be placed in
for in legal writing. brackets after a word, etc., whose accuracy is
F. The Hyphen [-]. In all but one context, AmE doubted, e.g., “Sangad Anurugsa[?]”
is much more inhospitable to hyphens than BrE. J. Q uotation Marks [“ ” ]. In using quotation
Words with prefixes are generally made solid: marks (or “inverted commas” as the British call
nonstatutory (not non-statutory), pretrial (not pre them), writers and editors o f AmE and BrE have
punies 717
developed conventions that are markedly dif (Titles o f books and magazines are usually
ferent. printed in italics in nonlegal citations.) See
CITATION OF CASES.
1. In AmE, double quotation marks are used for
a first quotation; single marks for a quotation K. Semicolon [;]. This mark separates those
within a quotation; double again for a further parts o f a sentence between which there is a more
quotation inside that, etc. In BrE, the practice distinct break than a comma can signal, but which
is exactly the reverse at each step. are too closely connected to be made into separate
2. With a closing quotation mark, practices vary. sentences. Typically these will be clauses o f simi
In AmE, it is usual to place a period or comma lar importance and grammatical construction.
within the closing quotation mark, whether or E.g., “To err is human; to forgive, divine.” (N.B.:
not the punctuation so placed is actually a The comma here flags the dropping o f a word: is.)
part o f the quoted matter. E.g., “Joan pointedly L. Square Brackets ([ ]). These enclose com
said, *We do not intend to see “Les Miser- ments, corrections, explanations, interpolations,
ables.” * ” In BrE, by contrast, the closing quo notes, or translations that were not in the original
tation mark comes before all punctuation text but have been added by subsequent authors,
marks, unless these marks form a part o f the editors, or others. E.g., “My right honorable friend
quotation itself (or what is quoted is less than [ John Smith] is mistaken.”
a full sentence in its own right). E.g., 'Joan In legal writing, brackets are customarily used
pointedly said, “We do not intend to see 'Les for adjustments in quoted matter, such as making
Miserables’.” V 'She looked back on her school lowercase a letter that was uppercase in the
years as being “unredeemably miserable”/ source o f the quotation (“The court stated that
(N.B.: In both o f these specimens the outermost '[a]nother problem in determining the existence
quotation marks indicate that a printed source o f apparent authority relates to the extent o f the
is being quoted directly.) knowledge o f the person invoking the doctrine.’ ”)
When question and exclamation marks are or signifying an omission o f an inflection in a
involved, AmE and BrE practice is the same. word (“If the trustees 'fail[ ] to re-elect or re
E.g., (AmE) “Did Nelson really say ‘Kiss me, employ the superintendent’ without giving notice,
H ardy?”; (BrE) 'Did Nelson really say “Kiss his contract is automatically reviewable.”).
me, Hardy”?* But, when the question or excla This last use—bracketing empty space— should
mation mark is an integral part o f what is not supplant the ellipsis, as here: “The choice o f
being quoted, it is swept inside o f all quotation [ ] forum [read choice o f . . . forum] was made
marks (i.e., inverted commas). E.g., (AmE) in an arm’s-length negotiation . . . .” Snyder v.
“Banging her fist on the table, she exclaimed, Smith, 736 F.2d 409, 419 (7th Cir. 1984) (quoting
'And that’s thatV ”; (BrE) 'Banging her fist on The Bremen v. Zapata Off-Shore Co., 407 U.S. 1,
the table, she exclaimed, “And that’s thatV’ ’ 12 (1972)).
(N.B.: When the ending o f an interrogatory or For further inquiry, the following works are
an exclamatory sentence coincides with the useful: Karen E. Gordon, The Well-Tempered Sen
ending o f another sentence that embraces it, tence: A Punctuation Handbook for the Innocent,
the stronger mark of punctuation is sufficient the Eager, and the Doomed (1983); G.V. Carey,
to terminate both sentences; i.e., a period [i.e., Mind the Stop (1977 ed.); Harry Shaw, Punctuate
a full stop] need not also be included after the It Right! (1963); and Eric Partridge, You Have a
question mark or exclamation mark inside the Point There: A Guide to Punctuation and Its Allies
final quotation mark.) (1953; repr. 1978).
As to quotations that are interrupted to indi
cate a speaker, AmE and BrE again show dif punies. American trial lawyers use this short
ferent preferences. In AmE, the first comma is ened word as a slang for punitive damages— e.g.:
swept within the quotation mark. E.g., “Sally,” “Klausner, who says he has at least six clients
he said, “is looking radiant today.” In BrE, with whistleblower actions, says last week’s rul
the first comma (usually) remains outside the ing is terrific. 'It’s great if you know you can
inverted comma, just as though the attribution get punies from a government agency.’ ” Henry
could be lifted neatly out o f the speaker’s ac Gottlieb, Whistleblower Punitives Allowed in Pub
tual words. E.g., 'Sally*, he said, 'is looking lic Sector, N.J.L.J., 6 Dec. 1993, at 1 (quoting
radiant today*. See q u o t a t io n s (b ). Stephen Klausner, a lawyer in Somerville, N.J.)./
3. In nonlegal citations, quotation marks (and “[A] San Francisco County Superior Court jury
roman type) are often used when citing titles awarded secretary Rena Weeks $6.9 million in
o f articles in magazines, chapters in books, punies from Baker & McKenzie— with 1,642 attor
poems not published separately, and songs. neys, the world’s largest law firm— and $225,000
718 punishable
from rainmaker Martin Greenstein, whom Ms. wanted juries to concentrate on the compensatory
Weeks had accused o f unwanted sexual atten damages, because that money was tax-free to the
tion.” Thom Weidlich, Baker Verdict Not Major client (unlike punitives, which were taxed just
Concern, Nat’l L.J., 19 Sept. 1994, at A6. Cf. like one huge paycheck). . . .” John A. Jenkins,
p u n itiv e s . The Litigators 369 (1989)./ “Richard B. Miller led
the defense team that saw the jury award Pennz-
p u n is h a b le . When used in reference to a person, oil more than $7 billion in compensatory damages
punishable means “liable to punishment” <she is and another $3 billion in punitives.” Pennzoil v.
not legally punishable>. When used in reference Texaco, Litig., Winter 1991, at 14, 14. Cf. p u
to a crime, it means “entailing punishment” <an n ie s & e x e m p la r ie s .
offense punishable by a $500 fine>. The latter
sense— a good illustration o f how h yp a lla g e p u n ito r y . See p u n itiv e .
works—is now the more common one.
P u n s . Plays on words—known popularly as puns
p u n itiv e ; p u n ito r y . Punitory is a n e e d le s s and professorially as paronomasia—can add zest
o f punitive, a word much more common
v a r ia n t to writing if artfully used. Fowler and Bernstein
in legal than in nonlegal texts. These two forms have dispelled the notion that puns are the lowest
are commonly used by those who practice INELE form o f wit. Bad puns, o f course, create a bad
GANT VARIATION. E.g., “Florida cases follow the impression in either speech or writing. But the
orthodox theory that punitive damages are puni well-wrought pun often serves to reinforce the
tory [read punitive] and deterrent.” Even worse: point one is making^ The good pun gives
“The law with respect to punitive damages is that the sentence added meaning in both (or all) its
in order to justify the infliction [read imposition?] senses, and it is not too obvious.
o f punitory damages [read punitive damages] for Puns seem increasingly popular in American
the commission of a tort, the act complained o f legal prose. Some are good and some are not. The
must have been done wantonly or maliciously.” title o f a law-review article by Robert P. Mosteller,
Stenson v. Laclede Gas Co., 553 S.W.2d 309, 315 Simplifying Subpoena Law: Taking the Fifth
(Mo. Ct. App. 1977). Amendment Seriously, 73 Va. L. Rev. 1 (1987),
plays effectively on two English idioms, to take
p u n itiv e d a m a g e s ; e x e m p la r y d a m a g e s ; v in the Fifth Amendment and to take (something) seri
d ic tiv e d a m a g e s ; a g g r a v a te d d a m a g e s ; re- ously. Both senses fit the purpose o f the article,
tr ib u to r y d a m a g e s . The first two terms are by hence the aptness o f the pun. A more strained but
far the most common in both AmE and BrE. Each nevertheless clever pun occurred to the federal
one tells only half the story, for the two-pronged appellate judge who wrote: “Ticonic’s cloth cannot
rationale for awarding such damages in civil cases be cut to fit In terest's suit.” Interfirst Bank v.
is (1) to punish the defendant, and (2) to make an FDIC, 777 F.2d 1092, 1097 (5th Cir. 1985) (dis
example o f the defendant so as to deter others. cussing Ticonic Nat7 Bank v. Sprague, 303 U.S.
Exemplary damages appears to be the more usual 406 (1938)). Here suit carries the double sense,
phrase in BrE (although the CDL and the OCL on the one hand, o f completing the tailoring meta
mention only punishment as the basis), whereas phor (cutting cloth for a suit) and, on the other
in AmE the term punitive damages is slightly hand, o f denoting the lawsuit at issue. Yet an
more frequent. (Colloquially, the phrase is some other aesthetically pleasing pun is this subtle one
times shortened in AmE to punitives and even from the pen o f Justice Frankfurter: “The liability
punies, qq.v.) rests on the inroad [that] the automobile has
The other forms, sometimes used in strings (as made on the decision o f Pennoyer v. Neff, . . . as
in the following example), should be avoided as it has on so many aspects o f our social scene.”
n e e d l e s s v a r ia n t s . “Much has been written by Olberding v. Illinois Cent. R.R., 346 U.S. 338, 341
the courts and by text writers upon the question (1953). Ordinarily, o f course, inroad is an abstract
whether punitive, vindictive, exemplary, aggra word, but Justice Frankfurter's placement o f au
vated, or retributory damages should be allowed tomobile near it gives the word a new and unex
in any case without reaching a generally accepted pected concrete sense; again, the pun is felicitous.
conclusion.”/ “The question distinctly arises Chief Justice Rehnquist has used puns that
whether the plaintiff is entitled to recover puni would probably delight some readers and perturb
tive or vindictive damages against the defen others—depending entirely on their views on is
dants.” See p a r a s itic & s m a r t m o n e y . sues other than linguistic matters. One case, for
example, involved several Indiana nightclubs that
p u n itiv e s , a shortened form o f punitive damages, wanted to feature totally nude dancers. When
is a casualism— e.g.: “Not only that, Corboy Indiana officials began enforcing an indecent-
Purple Prose 719
exposure statute requiring dancers to wear “past p u r a utre vie — a l a w fr e n c h phrase meaning
ies” and G-strings, several dancers sued to enjoin “for another’s life”— is pronounced /pdr-oh-tdr-
enforcement o f the statute on First Amendment veel. E.g., “The grantee o f a life tenant generally
grounds. Chief Justice Rehnquist’s opinion up took an estate pur autre vie, measured by the
holding the statute concluded in this way: “It is grantor’s life, not the grantee’s.” 1 American Law
without cavil that the public indecency statute is of Property 124 (A.J. Casner ed., 1952). The
‘narrowly tailored’; Indiana’s requirement that phrase is sometimes spelled per autre vie.
the dancers wear at least pasties and a G-string
is modest, and the bare minimum necessary to p u rch a se . A. M eaning Generally “ to buy.” In
achieve the state’s purpose.” Barnes v. Glen The legal writing, the verb purchase commonly ap
atre, Inc., 501 U.S. 560, 572 (1991) (emphasis pears as an equivalent o f buy. So used, purchase
added). is a fo r m al w o r d that most good editors would
Probably half the puns one sees in modem legal probably want to change to buy.
writing, though, are the empty kind o f wordplay B. Special Legal Sense. Purchase = to acquire
in which one o f the senses is inapposite or, at real property other than by descent. Thus, in very
worst, gibberish: Some ill-wrought specimens: technical legal parlance, gifts are purchased by
those who receive them. The following sentence
• “The bells do not toll the statute o f limitations conveys this special legal sense o f the word (here
while one ferrets out the facts.” (The pun here as a noun): “Every legal mode o f acquisition of
is toll, which on the obvious level [bells . . . real property except by descent is denominated
toll] means, nonsensically, “to ring”; the legal in law a purchase, and the person who thus ac
sense o f toll, the one that gives meaning to quires it is a purchaser.” This legal technicality
the sentence, is “to abate.” The pun in no way appears also in the phrases words o f purchase
contributes to the sense; in fact, it is more likely and take by purchase.
to confuse than to enlighten.) C. C hoice o f Preposition. The verb purchase
• “The official cannot hide behind a claim that may take from or o f though the latter form is an
the particular factual predicate in question has a r c h a is m . E.g., “Bunguss purchased o f Blades
never appeared in haec verba in a reported the tract o f land in controversy.” See w o r d s o f
opinion; if the application o f settled principles p u rch a se , b u y & d e sce n t (a ).
to this factual tableau would inexorably lead
to a conclusion o f unconstitutionality, a prison p u r c h a s e m o n e y . Two words as a noun phrase
official may not take solace in ostrachism.” (Os- <the return o f the purchase money>; hyphenated
trachism here apparently means “the practice as a ph r asal a d jec tive <purchase-money re
o f hiding one’s head in the sand,” foreshadowed sulting trust> <purchase-money mortgage>.
earlier in the sentence in the phrase hide be
hind a claim. The pun is on ostracism [= exclu p u r c h a s e r ; p u r c h a s o r . The former is the only
sion from association with another or others], correct spelling. Usually, purchaser can advanta
but this near-homophone has nothing to do with geously be made buyer. See p u r c h a s e (a ).
the meaning o f the sentence. Hence the writer
has been at pains to create a punning n e o l o P u r p l e P r o s e , or ostentatious writing, has a
g is m whose suggestiveness bewilders, rather certain fascination for some legal writers, as it
than charms, the reader.) does for any number o f aspiring novelists. Good
writing uses words; purple prose parades them.
As Charles Lamb once observed, “A pun is not The danger is that, “unless the pen be guided by
bound by the laws which limit nicer wit. It is a the hand o f genius, there is apt to result a sacrifice
pistol let off at the ear; not a feather to tickle o f legal sense to purely artificial verbiage. . . .
the intellect.” “Popular Fallacies— . . . That the An ornate, pretentious, grandiose style, replete
Worst Puns Are the Best,” in Essays o f Elia and with superfluous frills and rhetorical extrava
Last Essays o f Elia 306, 306-07 (1906). Still, in gances, can act only as an undesirable distrac
punning one must not abandon the intellect, for tion.” Horace Stern, The Writing o f Judicial Opin
then one becomes a nuisance to the reader. Lamb ions, 18 Pa. B. Ass’n Q. 40, 42 (1947).
also cautioned that puns sometimes show “much Similes are especially likely to turn purple.
less wit than rudeness,” adding: “We must take Whereas m etaph o r s are quite acceptable in legal
in the totality of time, place, and person.” Id. at writing, s im ile s tend to signal overwriting: “Get
308. ting information on the judgment-debtor’s assets
was like working at a deep archeological dig.”
p u p il(l)a g e . The -l- spelling is AmE, the -ll- spell Rarely can a short sentence turn purple, but
ing BrE. this one comes as close as any: “A miniscule [sic]
720 purport
error must coalesce with gargantuan guilt, even to purport being common). E.g., “The circum
where the accused displays an imagination o f stances o f the publication must be such that either
Pantagruelian dimensions.” Chapman v. U.S., from the plain purport o f what is published, or
547 F.2d 1240, 1250 (5th Cir. 1977). from the circumstances o f the publication itself,
Purple prose is seductive: it may skew the liter the presumption o f malice and injury is raised.”/
ary sensibilities especially o f those who purport “Other early decisions . . . are difficult to recon
to be stylists, and is most common among those cile with the clear purport o f Rule 12.”
who fancy themselves masterly writers. To name The verb— meaning “to profess or claim falsely”
three guilty parties, Norman Brand and John O. or “to seem to be”—is much more common—e.g.:
White, in their otherwise solid book Legal Writ “Hobart L. Arnold died leaving what purported to
ing: The Strategy o f Persuasion 111-12 (1976), be a holographic will.”/ “The result in this case
offer up as an example o f a “well-written decision” ought to be intolerable in any society that pur
the following, by Justice Carlin o f New York: ports to call itself an organized society.”
This case presents the ordinaiy man—that problem p u r p o r te d , adj. = reputed, rumored. It does not
child of the law—in a most bizarre setting. As a lowly
mean “alleged,” as here erroneously used: “There
chauffeur in defendant’s employ he became in a trice the
protagonist in a breath-bating drama with a denouement were many purported [read alleged] violations of
almost tragic. It appears that a man, whose identity it the defendant’s rights.”
would be indelicate to divulgei,] was feloniously relieved
of his portable goods by two nondescript highwaymen in p u rp o se , n. A. A nd object , n. A British writer
an alley near 26th Street and Third Avenue, Manhattan; suggests that purpose i^m ore restricted than ob
they induced him to relinquish his possessions by a strong
je c t J. Charlesworth, The Principles o f Company
argument ad hominem couched in the convincing cant of
the criminal and pressed at the point of a most persuasive Law 16-17 (4th ed. 1945). That may be because
pistol. Laden with their loot, but not thereby impeded, object is more o f a c h a m e l e o n - h u e d w o r d capa
they took an abrupt departure and he, shuffling off the ble o f bearing many meanings. But the two words
coil of that discretion which enmeshed him in the alley, are close synonyms in denoting “something one
quickly gave chase through 26th Street toward 2d Avenue, sets before oneself as a thing to be done; the end
whither they were resorting M with expedition swift as
one has in view.” In fact, the OED uses each word
thought” for most obvious reasons. Somewhere on that
thoroughfare of escape they indulged the stratagem of
in defining the other.
separation ostensibly to disconcert their pursuer and allay B. A nd intention . Statutory drafters sometimes
the ardor of his pursuit. He then centered on for capture use purpose as if it were synonymous with inten
the man with the pistol whom he saw board the defen tion. But, as Glanville Williams has observed,
dant’s taxicab, which quickly veered south toward 25th purpose ought not to include recklessness or a
Street on 2d Avenue where he saw the chauffeur jump
mere knowledge o f probability, as intention gener
out while the cab, still in motion, continued toward 24th
Street; after the chauffeur relieved himself of the cumber
ally does. See Textbook o f Criminal Law 93 (1978).
some burden of his fare the latter also is said to have See in te n t(io n ) ( b ).
similarly departed from the cab before it reached 24th
Street. . . . The chauffeur—the ordinary man in this p u rp o se , v.t., = to set as a goal for oneself; to
case—acted in a split second in a most harrowing experi intend; to resolve. This FORMAL WORD is little used
ence. To call him negligent would be to brand him coward;
now in nonlegal contexts. Even in law it has a
the court does not do so in spite of what those swaggering
heroes, “whose valor plucks dead lions by the beard,” may
musty smell—e.g.: “Cardozo, as indicated, sees
bluster to the contrary. The court is loathe [q.v.] to see the case as presenting the purposed use o f the
the plaintiffs go without recovery even though their dam car.” Karl Llewellyn, The Common Law Tradi
ages were slight, but cannot hold the defendant liable tion: Deciding Appeals 434 (1960).
upon the facts adduced at the trial. Motions, upon which
decision was reserved, to dismiss the complaint are
p u rp o se fu l. See p u rp o siv e .
granted with exceptions to plaintiffs. Judgment for defen
dant against plaintiffs dismissing their complaint upon
the merits. p u rp o se ly ; p u rp o se fu lly . The former means “on
Cordas v. Peerless Transp. Co., 27 N.Y.S.2d 198, purpose; intentionally”; the latter means “with a
199, 202 (N.Y. City Ct. 1941). specific purpose in mind; with the idea of accom
plishing a certain result.”
This very opinion has been justly criticized for its Some writers fall into in e l e g a n t v a r ia t io n
purplishness in Ronald L. Goldfarb & James C. with these words: “The State did not exceed its
Raymond, Clear Understandings 142-43 (1982). authority in defining the crime o f murder as pur
posely causing the death o f another with prior
p u rp o rt, n., = that which is conveyed or ex calculation or design. . . . [T]he jury’s verdict
pressed, esp. by a formal document. As a noun, reflects that none o f her self-defense evidence
this term is now primarily a legal word (the verb raised a reasonable doubt about the State’s proof
putative 721
that she purposefully [read purposely] killed with suance o f that request . . . .” William R. Anson,
prior calculation and design.” Martin v. Ohio, 480 Principles o f the Law o f Contract 152 (Arthur L.
U.S. 228, 233 (1987). Corbin ed., 3d Am. ed. 1919). This usage was
formerly common in the U.S.
p u r p o s iv e ; p u r p o s e fu l. Fowler and the OED Partridge was wrong to call this phrase “o ffi
editors objected to purposive as an ill-formed hy cia le se for after. ” Usage andAbusage 257 (1973).
brid. Today, however, it is usefully distinguished It may be officialese, but it does not, ordinarily,
in one sense from purposeful ( = [1] having a mean “after.” Still, at least one American lawyer
purpose; or [2] full of determination). W10 records has privately admitted making the mistake o f
under purposive the sense “serving or effecting a treating the phrase as an antonym o f prior to. See
useful function though not as a result o f planning u n d er.
or design.”
But in other senses it is a n e e d l e s s v a r ia n t of p u r s u e r ; d e fe n d e r . These are the names equiva
purposeful, as in the following examples: “Refer lent to plaintiff and defendant in Scots and canon
ences to ‘the purposive [read purposeful] use of law. E.g., “My Lords, the pursuers supply to local
ambiguity are usually directed to the purposive authorities litter bins which are placed in the
[read purposeful] use o f vagueness or generality.”/ streets. The defender carried on a garage in
“There is ample evidence in this case o f the corre Clydebank and in 1954 he made an agreement
lation between municipal service disparities and with the pursuers . . . .” (Scot.)
racially tainted purposiveness [read purpose
p u r v ie w . In the context o f STATUTE DRAFTING,
fulness] to mandate a finding o f discriminatory
intent.” this neglected word denotes the body o f a statute
following the preamble, traditionally beginning
p u r s u a n c e o f, in . See p u r s u a n t to . with the language, Be it enacted that . . . . It
was therefore an easy extension in meaning that
p u r s u a n t to = (1) in accordance with; (2) under;
gave purview its most common sense today (i.e.,
(3) as authorized by; or (4) in carrying out. Be “scope; area o f application”)— a sense that borders
cause the phrase means so many things, it is on CLICHÉ: “The Hughes Court held that the right
rarely—if ever—useful. Lawyers are nearly the to dissent, protest, and march for that purpose
only ones who use the phrase, and they often was within the purview o f the First Amendment.”
use it imprecisely. Following are some well-taken William O. Douglas, Points o f Rebellion 5 (1970).
edits:
p u t, n.; c a ll, n. Put is often used as a noun
• “Appellant is a state prisoner incarcerated in in securities law in the sense “an option to sell
the Louisiana State Penitentiary in Angola, securities.” E.g., “ 'Puts' and automatic buybacks
Louisiana, pursuant to [read for] a 1964 aggra at the same price should be avoided.”/ “Although
vated rape conviction.” the uncertainty in Murchison’s engagement to
• “Pursuant to [read Under] the mandate o f the develop a potentially more lucrative put option
Supreme Court in Escondido, the decision o f may evidence an intent not to contract, we cannot
the Federal Energy Regulatory Commission to say that the agreement lacks sufficient definite
grant a license in these proceedings is re ness on that ground alone.” In such contexts, put
versed.” is usually contrasted with call ( = an option to
• “The petitioners bring this petition pursuant to buy securities).
[read under] the provisions o f the Infants Act,
R.S.B.C. 1979, c. 196.” (Can.) p u t, v.t., often means either (1) “to hypothesize
• “Prior to the execution o f both the aforemen for purposes o f illustration” <in the case put>; or
tioned letters, the County Court o f Woodward (2) “to argue (a case)” <even bishops appeared in
County issued an order to disburse funds pursu court personally to put their cases>.
ant to an application authorizing payment
p u t a n o th e r w a y . See to p u t it a n o th e r w a y .
[delete italicized language] o f $33.00 per
month . . . .” Western State Hosp. v. Stoner,
p u ta tiv e= supposed, believed, reputed. E.g.,
614 P.2d 59, 64 (Okla. 1980).
“The facts o f causation were in the control of the
British legal writers often use in pursuance of— putative defendant but unavailable to the plaintiff
e.g.: “Notice was therefore given to the plaintiffs or at least very difficult to obtain.” Putative mar
that after May 2, 1972, the council would, under riage, a term originally from canon law, denotes
and in pursuance o f section 15 o f the Act o f 1936, a marriage that, though legally invalid, was con
by their contractor proceed to construct the tracted in good faith by at least one o f the parties.
sewer.” (Eng.) /“[S]ervices [were] rendered in pur E.g., “The court o f civil appeals held that the
722 put on
putative wife's knowledge o f pending divorce in Magna Carta (1215), for example, contains a pro
volving the husband terminated the putative vision that states: “Let no bailiff be able to put
marriage.7 “A putative marriage is one into which any one to his law by his own simple word without
one or both spouses enter in good faith but which credible witnesses.” More modemly, the phrase
is invalid because o f an existing impediment." means “to put a person to trial.”
Q
Q.B.D. = Queen’s Bench Division. See Q u een ’s qq.v. See quod vide .
B en ch .
q u a ( = in the capacity of; as; in the role of) is
Q.C. = Queen's Counsel. A. Plural Form. often misused and is little needed in English.
Though some writers make the plural form Q.C.s, “The real occasion for the use o f qua,” wrote
the better form is Q.C.’s. Fowler, “occurs when a person or thing spoken o f
B. P unctuation with. When the title appears can be regarded from more than one point o f view
in midsentence, a comma goes before and after it: or as the holder o f various coexistent functions,
“I hereby authorize Donald W. Zee, Q.C., to enter and a statement about him (or it) is to be limited
an appearance on behalf o f the infant defendant.” to him in one o f thesé aspects” (.MEU1 477). Fowl
Some writers omit the periods in this abbrevia er's example of a justifiable use o f the term is
tion—e.g.: “If a client wants to employ a Queen's this: “Qua lover he must be condemned for doing
Counsel or senior barrister, he must also em what qua citizen he would be condemned for not
ploy—at two-thirds the QC's fee— a junior barris doing.” This proper use o f the term is seldom seen
ter as well.” Anthony Sampson, Anatomy o f Brit today, esp. in AmE.
ain 149 (1962). The prevailing style— in BrE and One is hard-pressed to divine any purpose but
AmE alike— is to include the periods. rhetorical emphasis in the examples following:
“We seek simply to keep the government, qua
Q.E.D. is the abbreviation for quod erat demon government, neutral with respect to any religious
strandum ( = which was to be proved or demon controversy.”/ “The question o f res, qua res,
strated). causes us no difficulty.”/ “The only immunities in
an official-capacity action are forms o f sovereign
Q.E.F. is the abbreviation for quod erat facien immunity that the entity, qua entity, may pos
dum ( = which was to be done). sess.”
quandary 723
Nor do most unemphatic modern uses justify sheriff.” Unfortunately, adverbs in -edly are un
the choice o f qua over as. Indeed, these are the qualifiedly fashionable in modern legal writing.
very types o f uses that Fowler rightly objected to: See -e d l y .
“Hudspeth can challenge the FSLIC’s behavior
qua [read as] receiver before the FHLBB and, if Q u a l if ie r s , P r e e m p t iv e . See a n t ic ip a t o r y
• “Crucial medical facts . . . would be presented, Occasionally the word causes problems in sense.
the shape o f the ethical quandary [read problem The term should not be used for degree, as here:
or dilemma] would be sketched, and the care “The injury suffered by Lyons was several quanta
provider's position clarified.” John D. Arras, [read degrees] greater than Raley's.” And the
Principles and Particularity: The Role o f Cases writer should beware o f creating a m isc u e by
in Bioethics, 69 Ind. L.J. 983, 987 (1994). pairing it with amount— e.g.: “The consequences
o f that failure will amount to [read determine] the
q u a n ta . See q u a n tu m . quantum o f the compensation he will have to
pay.” See v e r b a l a w a r e n e s s .
q u a n tific a tio n a l. See q u a n ti(ta )tiv e . The only accepted plural o f this word is quanta.
The erroneous form quantums is occasionally
q u a n tify ; q u a n tita te . The latter is a NEEDLESS seen. E.g., “Without regard to the number o f
newly popular with social scientists,
v a r ia n t rungs that appellant may climb on an appellate
whose choice o f terms has never been a strong ladder, if minimum evidentiary quantums [read
recommendation for the use o f those terms. quanta] have been satisfied, the American tradi
tion generally does not permit a reviewing court
q u a n ti(ta )tiv e . The preferred form is quantita to disturb findings o f facts.” This foreign plural is
tive, not quantitive. Variants such as quantifica one o f the exceptions to the general rule enunci
tional should be avoided. Cf. q u a lit(a t)iv e . ated in the entry plu rals (A). Following are exam
ples o f the correct plural: “There is a difference
q u a n t it y (usu. “portion, amount”) is used by legal in the quanta and mdttes o f proof required to
theorists in a sense borrowed from logic: “the establish guilt and probable cause.”/ “Absent hard
extent in which a term in a given logical proposi data, I would rather err on the side o f receiving
tion is to be taken” ( W3). E.g., “While, no doubt, little additional benefit from imposing additional
in the great majority o f cases no harm results quanta o f liability than err by adhering to Rob
from the use o f such expressions, yet these forms ins's inequitable rule.”
of statement seem to represent a blending o f non-
legal and legal quantities which, in any problem q u a n tu m m e r u it; q u a n tu m v a le b a (n )t. These
requiring careful reasoning, should preferably be counts were used at common law by pleaders in
kept distinct.”/ “If, however, the problem is ana suits in assumpsit, and they are still used today.
lyzed, it will be seen that as o f primary impor Quantum meruit = the reasonable value o f ser
tance, the grantor has two legal quantities: the vices; quantum valebant = the reasonable value
privilege o f entering and the power, by means o f o f goods and materials. Quantum meruit means
such entry, to divest the estate o f the grantee.” literally “as much as he or she had earned,” and
The OED notes that quantity in the sense shows no signs o f waning in legal use. The term,
“length or duration o f time” exists now only in however, “is ambiguous; it may mean (1) that
the legal phrase quantity o f estate <the quantity there is a contract ‘implied in fact' to pay the
o f estate is 99 years>. reasonable value o f the services, or (2) that, to
prevent unjust enrichment, the claimant may re
q u a n tu m , a favorite word o f lawyers and judges, cover on a quasi-contract (an ‘as i f contract) for
means “amount; share, portion; the required, de that reasonable value.” Martin v. Campanaro,
sired, or allowed amount.” Ordinarily in legal 156 F.2d 127, 130 n.5 (2d Cir. 1946).
writing it appears as an inflated synonym o f The distinction between quantum meruit and
amount— e.g.: “The agent had been given that quantum valeba(n)t is that the former (often
quantum [read amount] o f reliable information termed quasi-contract) is used o f an action to
necessary to application o f the collective knowl recover for services that the plaintiff has per
edge doctrine.”/ “Although incarceration immedi formed, and the latter is used to recover for the
ately following conviction is disadvantageous, it value o f goods that the plaintiff has supplied
does not change the quantum [read amount] o f without a price having been set. E.g., “Although
punishment attached to the offense.”/ “The only such fees are recoverable in an action based on
question remaining, then, is the quantum [read quantum meruit or valebant, no attorneys' fees
amount] and value o f the commercially recover are recoverable if the quantum meruit or valebant
able reserves.”/ “My Lords, it is well established claim is an insignificant part o f the relief sought
that in considering questions as to the quantum by a party.” See q u a si-c o n tr a c t.
[read amount] o f damages that have been Quantum valebant and quantum valebat both
awarded, the approach o f an appellate court must appear in the cases; and both are correct Latin:
differ according to whether the assessment has quantum valebant means “as much as they were
been by a judge or by a jury.” (Eng.) worth,” whereas quantum valebat means “as
quasi 725
much as it was worth.” Hence the choice is be Mergenthaler Linotype Co. v. Davis, 251 U.S. 256,
tween using the singular or plural Latin construc 258 (1920).
tion. As a matter o f usage, valebant predominates Since those early uses o f the word, o f course, it
among American legal writers who use the has come to be used occasionally in most Ameri
phrase, and valebat among British legal writers. can jurisdictions. E.g., “Like the quashal o f the
(Scots lawyers tend to use quantum valeat [ = as subpoena, this injunctive relief was related to the
much as it may be worth].) But gradually the central purpose o f a proceeding that is essentially
phrases are falling into disuse. criminal in nature.” Lee v. Johnson, 799 F.2d 31,
42 (3d Cir. 1986) (Becker, J., dissenting). Fowler
quare clausum fregit (= whereas he or she might find fault with its formation in -al, but the
has broken the close) is often the short form etymon is appropriately Latin and there appears
for trespass quare clausum fregit, which is the to be no serviceable alternative. Even if there
technical term for unlawfully entering land that were, quashal has taken hold.
is visibly enclosed. See tr e s p a s s .
q u a si— pronounced Ikwah-zeel or / kway-zl1—
means “as if; seeming or seemingly; in the nature
q u a s h = (1) to suppress or subdue; to crush out,
of; nearly.” It has been called “senseless jargon”
beat into pieces; or (2) to annul; to make void (as by an 18th-century judge and “that ancient
a writ or indictment); to* ptit an end to (as legal
question-beggar” by a 20th-century legal theorist
proceedings). Sense (2) is the more frequent legal (Lon Fuller). Corbin wrote sensibly (though not
meaning: “Their petition for writ o f certiorari was quite idiomatically) o f quasi: “The term quasi is
granted on December 11, 1980, but was subse introduced as a weasel word that sucks all the
quently quashed for lack o f prosecution.” meaning o f [read from ] the word that follows it;
In AmE, a motion to quash is usu. a motion to
but this is a fact the reader seldom realizes.”
nullify a writ or subpoena. In BrE, by contrast, Corbin on Contracts 27 (1st ed. 1952). See w e a s e l
quash has broader uses. For example, an indict WORDS.
ment or a conviction may be said to be quashed— Maine, by contrast, wrote idiomatically but took
e.g.: “[T]he indictment can and must be quashed.”
a great many words to say merely that quasi
Patrick Devlin, The Criminal Prosecution in En signals a strained (though not violently strained)
gland 102 (1960)./ “[T]he Court o f Appeal Crimi analogy:
nal Division unanimously quashed a conviction
where the jury foreman had announced that the This word ‘quasi, ’ prefixed to a term of Roman law, implies
conviction was agreed to by ten o f the jury but that the conception to which it serves as an index is
connected with the conception [being compared, and that]
failed to state that two had dissented!” Michael
the comparison is instituted by a strong superficial anal
Zander, The Law-Making Process 95 (2d ed. 1985). ogy or resemblance. It does not denote that the two con
Though convictions are quashed in BrE, lower- ceptions are the same or that they belong to the same
court decisions are said to be reversed, and jury genus. On the contrary, it negatives the notion of an
verdicts are set aside. See se t a s id e (a ). identity between them; but it points out that they are
sufficiently similar for one to be classed as the sequel to
the other . . . .
q u a s h a l, the American noun corresponding to Henry S. Maine, Ancient Law 286 (17th ed. 1901; repr.
the verb to quash, is recorded in no major English- [New Universal Lib.] 1905, 1910).
language dictionary. Yet it is fairly common in
In legal writing, quasi should generally appear
legal writing in the U.S. <quashal o f the writ>,
as a hyphenated prefix. E.g., “Damages being in
and it is useful.
sufficient, quasi-specific performance should be
The word first appeared in the late 19th cen
awarded in order to remedy the wrong.”/ “We can
tury—e.g.: “[Y]et the judgment might . . . have
hardly fail to recognize that for this purpose, and
been put there nunc pro tunc, even during the
as between them, the news must be regarded as
pending o f the motion, with the effect o f removing
quasi-property, irrespective of the rights o f either
the ground o f quashal . . . .” Adams v. Higgins,
as against the other.”/ “In such cases the commu
1 So. 321, 324 (Fla. 1887)./ “When the appellate
nication is classified as privileged or quasi-
proceeding is irregular, . . . the policy o f our stat
privileged in the law.”
utes as to a regular hearing on the merits in
The term has been prefixed to any number o f
due course o f procedure is not contravened by a
adjectives and nouns, such as the following:
quashal or summary disposition . . . .” Holland
v. Webster, 29 So. 625, 630 (Fla. 1901) (Mabry, J., quasi-compulsory
dissenting)./ “It is urged by relator as his grounds quasi-contract (q.v.)
for quashal, that the opinion o f the Court o f Ap quasi-contractual
peals is in conflict with [another] case . . . .” quasi-corporation
726 quasi-contract
son o f the plaintiff, at Ilion, July 5, 1861.” Today signee o f an automobile conditional sales contract
this usage would be an affected a r c h a is m . sued to quiet title.7 “That was an action to recover
The illogical phrase quick with child—referring possession o f land, and to quiet title” Chiefly a
to a pregnant woman—began in the 15th century Britishism, quieten was considered a superfluous
as an inversion o f the strictly logical phrase, with word by the great British writer on usage, H.W.
quick child. The OED labels the phrase “rare or Fowler; it is to be avoided.
obsolete,” but naturally legal writers continue to Adjectivally, the phrase quiet title is hyphen
use it: “A woman is 'quick with child’ . . . after ated: “In the earlier quiet-title case in which the
she has felt the child alive within her.” Rollin M. government’s conduct was found to be unreason
Perkins, Criminal Law 100 (1957). able, the innocent spouse’ issue was raised.”
Sliwa v. Commissioner, 839 F.2d 602, 610 (9th
q u id p r o q u o (= this for that; tit for tat) is a Cir. 1988).
useful LATINISM, for the only English equivalent
o f this LATINISM is tit for tat, which is unsuitable q u ie tu s /kwl-ee-tds! forms the plural quietuses.
in formal contexts. “The settlor seeking to revoke
or modify the trust may supplement his appeal to qui fa cit p e r alium fa c it p e r se. See MAXIMS.
equity with a quid pro quo offered to the heirs for
their consent.”/ “Assumpsit would lie in any case q u ir ita r y ; q u ir ita r ia n . The latter is a NEEDLESS
in which there was a promise to pay a sum certain o f the former term, which means “in
v a r ia n t
upon receipt o f a benefit (the quid pro quo)” The accordance with Roman civil law; legal, as op
word exchange does not quite capture the right posed to equitable.”
sense.
Quid pro quo is wrongly used in the following q u it = (1) to stop; or (2) to leave. For sense (1),
example: “The employer’s liability under the act the past tense is quit <the defendant then quit
is made exclusive to counterbalance the imposi making the harassing phone calls>. For sense (2),
tion o f absolute liability; there is no comparable the past tense is quitted. E.g., “It must now be
quid pro quo [read no comparable balancing] in considered clear law that a person who wrongfully
the relationship between the employer and third or maliciously interrupts the relation subsisting
persons.” between master and servant by harbouring and
The best plural is quid pro quos; quids pro keeping him as servant after he has quitted it
quos is a pedantic alternative. Quids pro quo is and during the time stipulated for as the period
incorrect—a good example o f h yp e r c o r r e c tio n . o f service, commits a wrongful act for which he is
responsible at law.” (Eng.)/ “These authorities and
practices were to the effect that alimony decreed
-ce form is stan
q u ie s c e n c e ; q u ie s c e n c y . The
to a wife would be enforced by a writ o f ne exeat,
dard, quiescency being a NEEDLESS v a r ia n t . Quie-
but only to the extent o f arrears actually due,
sence is a fairly common misspelling. See, e.g.,
against a husband before he quitted the realm.”
Alison A. Clarke, Note, State Legislation Denying
Subsistence Benefits to Undocumented Aliens, 61
q u i ta m [L. “who as well”] = an action under a
Tex. L. Rev. 859, 866 (1983).
statute that allows a private person to sue for a
penalty, part o f which the government or some
q u ie t, adj. In the so-called covenant for quiet specified public institution will receive. Etymolog
enjoyment, the word quiet means “free from dis ically speaking, the plaintiff is a suitor “who as
turbance” or “peaceful,” not merely “free from well” sues for the state. E.g., “The False Claims
noise.” Plucknett equates quiet enjoyment with A c t . . . includes provisions allowing private citi
seisin (q.v.): “If A unjustly and without a judge zens to bring civil suits on behalf o f the govern
ment disseised B o f his free tenement, then it ment. They’re based on a principle called qui
seemed reasonable that B should be restored to tam . . . .” Rick Wartzman & Paul Barrett, For
the enjoyment o f his property upon satisfactory Whistle-Blowers, Tune May Change, Wall St. J.,
proof, first, that he was in quiet enjoyment (that 27 Sept. 1989, at B 1./ “A statutory qui tam action
is to say, seised), and secondly, that A had turned is one brought against a public official to recover
him out.” Theodore F.T. Plucknett, A Concise His [441] a penalty (treble damages) for the commis
tory o f the Common Law 358 (5th ed. 1956). sion o f injurious acts or for a failure to act in
obedience to some duty.” State v. Town o f Canute,
q u ie t, v.t.; q u ie te n . The preferred verb form is 858 P.2d 436, 440-41 (Okla. 1993) (Opala, J.,
quiet, as in the phrase to quiet title. E.g., “The dissenting).
same issue may be presented in other types o f Qui tam lawsuits originated in the 13th cen
litigation such as a suit to quiet title.7 “The as tury—when private persons would seek to protect
quo animo 729
the King’s interest— and were embodied in stat house they had purchased.” Clark v. Clark, 644
utes during the 15th century. In the U.S., qui tam A.2d 449, 450 (D.C. Ct. App. 1994).
lawsuits have "been in existence . . . ever since Occasionally, it even functions as a noun, as a
the foundation o f our government.” Marvin v. shortened form o f quitclaim deed— e.g.: “[B e
Trout, 199 U.S. 212, 225 (1905). They are usually cause Campbell’s conveyance was only by quit
reported as being in the name o f the government claim and transferred only whatever ‘right, title,
ex rel. ( = on the relation of) the private citizen. and interest’ he had in 1960, Campbell’s heirs
See ex rel. have a claim to their proportionate share o f the
land in question.” Rogers v. Ricane Enterprises,
q u itc la im , vb. & adj. [L.F. “to proclaim free”]. Inc., 884 S.W.2d 763, 769 n.5 (Tex. 1994).
Quitclaim, v.t., = (1) to renounce or give up (a
claim or right); or (2) to convey all one’s interest in q u ite = (1) entirely, completely; (2) very; or (3)
(property) to whatever extent one has an interest. fairly, moderately. Sense (3) occurs in BrE only,
These senses are closely related, sense (2) having in which the word has undergone pejoration. To
grown out o f sense (1). Today, sense (2) is the say that something is quite good is a compliment
most usual o n e-^ .g .: in AmE but nearly the opposite in BrE: “Some
years ago I was hired by an American bank. I
• “[This] tract o f land [was] quitclaimed by R.E.
received a letter from the head o f human re
Janes to R.E. Janes Gravel Co . . . .” Thomp
sources that started: ‘Dear John, I am quite
son v. Janes, 245 S.W.2d 718, 723 (Tex. Civ.
pleased that you have decided to join us.’ That
App.—Austin 1952).
‘quite’ cast a cloud. Then I discovered that in
• “The Objectors fail to recognize that those 200
American English ‘quite’ does not mean ‘fairly
landowners are not part o f this class since
but ‘very.’ ” John Mole, Body Language o f World
USRV quitclaimed any interests to those rights-
Business, Sunday Times, 8 July 1990, at 6-1.
of-way prior to this action, and those landown
ers may pursue any possible claims indepen
q u itta n ce = (1) the discharge from a debt or
dent from this action.” Hefty v. All Other Mem
obligation; or (2) the document serving as evi
bers of the Certified Settlement Class, 638
dence o f the discharge. For the related word ac
N.E.2d 1284, 1292 (Ind. Ct. App. 1994).
quittance, see a cq u itta l.
• “The record reveals that Raymond quitclaimed
the property to Esther on September 10, 1990.”
q u itte r; q u itto r. For “one who quits,” the former
Ross v. Ross, 638 N.E.2d 1301, 1303 (Ind. Ct.
is preferred. Quittor = an inflammation o f the
App. 1994).
feet, usu. in horses.
• “Hocherl subsequently quitclaimed her interest
in the ranch to Pete Stampter.” Sandstrom v.
quoad (= as regards; with regard to) is a lat-
Sandstrom, 880 P.2d 103, 104 (Wyo. 1994).
INISM that is easily Englished. E.g., “It seems to
Occasionally the verb is used intransitively—e.g.: me that, if anything, this was a case o f wilful
“[T]he undersigned hereby remises, releases and refusal; invincible repugnance is a lack o f capacity
forever quitclaims unto [plaintiff], all right, title quoad [read as regards or with regard to] this
and interest of the undersigned in and to the man.” (Eng.) The term often appears in the phrase
[adjoining] property.” Davis v. Nelson, 880 S.W.2d quoad hoc ( = with regard to this). E.g., “When a
658, 663 (Mo. Ct. App. 1994) (quoting release). justice undertakes the issuing o f a warrant of
The traditional way of quitclaiming property is arrest which commands and secures the arrest,
to convey all o f one’s “right, title, and interest.” and possibly the imprisonment, o f the person
See r ig h t, title , a n d in te r e st. charged, he quoad hoc [omit quoad hoc, which is
The word quitclaim—formerly two words, then superfluous] acts ministerially.”
hyphenated, and now invariably one word—func
tions as an adjective as well, usually in the phrase quo anim o (lit., “with what intention or motive”),
quitclaim deed. E.g., “Northrup had previously an arcane l a t i n i s m , is used by some legal writers
conveyed all her right, title and interest in The as an equivalent o f animus, q.v. “Such acts are
Strip to the Wallaces by virtue o f the 1962 quit against the express declarations o f the quo
claim deed referenced above.” Cloer Land Co. v. animo.” Those legal writers are, happily, becom
Wright, 858 P.2d 110, 112 (Okla. Ct. App. 1993)./ ing rarer.
“Two years later, while the parties were still sepa The correct use o f the phrase is not as a noun,
rated but not yet divorced, Mr. Clark prepared, but as an adverb— e.g.: “Indeed, once it is estab
executed and delivered to Mrs. Clark a quitclaim lished that a payment has been accepted as rent,
deed which said that he was conveying to Mrs. which is a question o f fact, waiver results as a
Clark ‘all of [his] right, title, and interest’ in the matter o f law, and the question o f quo animo [i.e.,
730 quod erat dem onstrandum
with what intention] the payment was accepted The better practice is to state the upshot o f the
is irrelevant.” Peter Butt, Land Law 284 (2d ed. quotation in the lead-in. With this method, the
1988). Even this use, though, is questionable in lead-in becomes an assertion, and the quotation
modem writing. becomes the support. The reader feels as if the
writer has asserted something concrete and often,
quod erat demonstrandum . See Q.E.D. out o f curiosity, wants to verify that assertion.
Consider, for example, how differently the fol
quod erat faciendum . See Q.E.F. lowing passage would read if the colon introduc
ing the quotation followed observed instead of
quod vide = which see. The abbreviation q.v. bystanders:
(pi. qq.v.) is used throughout this work.
As one Texas court has observed, modem legal practice
is designed to prevent the vexatious suing of innocent
q u o n d a m ( = former) is an a r c h a is m . See e rst bystanders:
w h ile. Our statutes of limitation afford ample time for investi
gation before the institution of suit. Before and after
q u oru m . PI. quorums. See PLURALS (A). that point, our rules of practice afford many means
of investigating the circumstances of the case and of
ascertaining the proper identity of the parties sued. We
QUOTATIONS. A. Use of Quoted Material. The
are unable to find any legal excuse for appellant's having
deft and incidental use o f quotations is a rare art. sued the wrong corporation or for his delay in ascertain
Legal writers— especially the bad ones— are apt ing this fact.
to quote paragraph after paragraph in block quo
tations (see b ). Those who do this abrogate their When the writer gives the upshot in the introduc
duty, namely, to write. Readers tend to skip over tory words, readers are not left hunting for the
single-spaced mountains o f prose, knowing how central idea o f the quotation.
unlikely it is that so much o f a previous writer’s This method has the benefit not only o f ensuring
material pertains directly to the matter at hand. that the quotation is read, but also o f enhancing
Especially to be avoided is quoting another writer the writer’s credibility. For if the lead-in is
at the end o f a paragraph or section, a habit pointed as well as accurate, the reader will agree
infused with laziness. The skillful quoter subordi that the quotation supports the writer’s assertion.
nates the quoted material to his or her own prose C. Punctuating the Lead-In. Writers usu. have
and uses only the most clearly applicable parts o f four choices: the colon, the comma, a period (i.e.,
the previous writing. And even then, one must no lead-in, really—only an independent sentence
weave it into one’s own narrative or analysis, not before the quotation), or no punctuation. A long
allowing the quoted to overpower the quoter. quotation ordinarily requires a colon. Some writ
B. Handling Block Quotations. The best way ers, though, let the lead-in and the quotation
to handle them, o f course, is not to handle them stand as separate sentences, as in the following
at all: quote smaller chunks. Assuming, though, example:
that this goal is unattainable— as most legal writ As part of the “balancing” of equities, the Act provides
ers seem to think—then the biggest challenge is that the statutory remedies shall serve as the employee's
handling the quotation so that it will actually get exclusive remedy if that employee sustains an injury com
read. The secret is in the lead-in. pensable under the Act.
No common law or statutory right to recover damages
Before discussing how a good lead-in reads, let
from the employer, his insurer . . . or the agents or
us look at how 98% o f them read. They are dead: employees of any of them for injury or death sustained
• The court observed: . . . . by any employee while engaged in the line of his duty
as such employee, other than the compensation herein
• The court held: . . . .
provided, is available to any employee who is covered by
• The court further held: . . . . the provisions of this Act, to anyone wholly or partially
• As stated by the court: . . . . dependent on him . . . or anyone otherwise entitled to
• Rule 54(d) states: . . . . recover damages for such injury.
• As the court specifically stated: . . . . 111. Rev. Stat. ch. 4 8 ,H 138.5(a) (1986).
• The statute reads in pertinent part: . . . .
The writer there crafted a good lead-in by summa
• The Miranda court stated: . . . .
rizing the provision in plain English. Letting the
• According to the 5th Circuit: . . . .
lead-in stand as one sentence, though, can leave
• That opinion enunciated the definition o f the
the quotation in a sort o f syntactic limbo. A colon,
term “fixture” as follows: . . . .
by contrast, helps the reader see how the quota
Anyone who wants to become a good legal stylist tion fits into the text: the quotation simply ampli
must vow to try never to introduce a quotation in fies the lead-in.
this way. Readers are sure to skip the quotation. When is it best to use no punctuation at all?
quo warranto 731
Only when the introductory language moves ambiguous as to the parties’ intent. . . . If the terms of
seamlessly into the quoted material— e.g.: an alleged contract are ambiguous or capable of more
than one interpretation, however, parol evidence is admis
Professor Bobbitt thinks that the view that moral argu sible to ascertain the parties’ intent.
ments should generally be excluded from constitutional
discourse That distinction— a hairsplitting distinction, in
justifies, for example, the phenomenon of federal habeas the minds o f some—is one that careful legal writ
corpus, for which it is otherwise difficult to give good ers adhere to. In nonlegal writing, though, the
grounds. Habeas corpus severs the constitutional deci
convention is to close up the space before the first
sion from the moral question of guilt or innocence, so
that the former can be dispassionately weighed as one
o f four ellipsis points: “Note that there is no space
suspects it seldom can be in the context of a trial. At between the period or other terminal punctuation
the same time federal habeas corpus gives the matter and the preceding word, even though that word
to a group o f deciders whose customary business is, by does not end the original sentence.” The Chicago
comparison to state courts, largely amoral. Manual o f Style § 10.55, at 373 (14th ed. 1993).
Finally, when you omit more than one para
The mere fact that what is being introduced is a
graph in a block quotation, use a whole line for
block quotation does not mean that some addi
tional punctuation is necessary. the three ellipsis points (centered), which should
D. A m erican and British Systems. In AmE, have five to seven spaces between them— e.g:
quotations that are short enough to be run into Everyone is familiar with the general distinction between
the text (usu. fewer than 50 words) are set off by what people mean to say and what they expect or hope
pairs o f double quotation marks (“. . .”). In BrE, will happen as a result of their having said it. People
quoted text that is not long enough to be a block often say “Don’t bother” when they hope the person they
quotation is set off by single quotation marks are speaking to will ignore what they have said and will
indeed bother. The distinction is especially important
0. . .’). See PUNCTUATION(J).
when people give orders to make requests in language
E. Ellipses. A good way to trim down a bloated that is normally understood as abstract or in some other
quotation— and thus to increase the odds o f hav way requiring judgment.
ing it read—is to cut irrelevant parts. When you
omit one or more words, you show the omission The late-eighteenth-century authors of the Eighth
by using ellipsis points (a series o f three period- Amendment (as we have defined them) declared that
“cruel and unusual punishments” are unconstitutional.
dots) with one space between each one:
What did they intend to say?
The court may require any attorney . . . who vexatiously Ronald Dworkin, Life's Dominion: An Argument About
multiplies the proceedings to personally satisfy the excess Abortion, Euthanasia, and Individual Freedom 134-35
costs, expenses, and attorneys' fees reasonably incurred (1993).
because of that conduct.
q u o te (properly a verb) for quotation is a casual-
Use a fourth period-dot when the omission falls
ism that sometimes appears in formal contexts—
between sentences in the quoted material or when
e.g.: “This quote . . . clearly draws a distinction
your ellipsis ends a sentence.
. . . .” U.S. v. Sells Eng’g, Inc., 463 U.S. 418, 463
The spacing between the last word o f the sen
(1983). The problem with quotation is that, to the
tence and the first ellipsis point depends on
writer who hopes to deliver goods quickly, the
whether the last word before the ellipsis ends a
three syllables sound and read as if they are
sentence. In the following example, intent is the
taking too much time. The single syllable o f quote,
last word o f the first sentence, and it therefore
meanwhile, sounds apt to such a writer. And it
ends with a period followed by three ellipsis
sounds more and more natural all the time, as it
points:
seems to predominate in spoken English.
A circuit court must initially determine, as a question of The negative form, too, is a casualism— e.g.:
law, whether the language of a purported contract is “The good brief-writer does not belabor misquotes
ambiguous as to the parties’ intent. . . . If the terms of in an opponent’s brief.” See c ite (B).
an alleged contract are ambiguous or capable of more
than one interpretation, however, parol evidence is admis
sible to ascertain the parties’ intent. q u o w a r r a n to (lit., “by what authority?”) is the
h y b r id name (L. quo + A.S. warrant) o f the
But if intent were not the last word o f the first common-law writ enshrined in two statutes en
sentence, then the three ellipsis points would acted in 1289, each known as Statutum de Quo
come first, and the (typographically identical) pe Warranto. Through this writ, a relator sought to
riod after. The only difference would be the space discover either the extent o f royal manors or the
between intent and the first dot: warrants by which royal rights and royal estates
A circuit court must initially determine, as a question of had passed to corporations or private individuals.
law, whether the language of a purported contract is Today, the writ is obsolete in England but persists
732 q.v.
in the U.S., where it is generally used to inquire term like ‘warrant* with a Latin ablative ending
into the authority by which a public office is held and combining it with a Latin interrogative pro
or a franchise is claimed. See p r e r o g a tiv e w rits. noun.” Mario Pei, Double-Speak in America 73
The hybrid nature o f this l a w LATIN term is apt (1973).
to throw the linguist into a fit: “The te rm . . . is to
a linguist a horripilating hybrid, using an English q.v. See quod vide .
R
R ., the abbreviation for either Regina (= Queen) The two words are abbreviated R.R. and Ry.
or Rex (King), is often used in G.B. in place o f Railroad is used universally as a verb <passenger
The Queen or The King in criminal case names. railroading>, figuratively as well as literally—
e.g.: “An attempt is being made, while wartime
ra cia l d iscrim in a tio n ; r a c e d iscrim in a tio n . psychology for national security is high, to rail
The former phrase is slightly better, because, road through Congress a bill providing for com
other things being equal, the functional adjective pulsory military training for one year o f all young
{racial or race) should have the form as well as men between the ages o f 18 and 22.” This sense
the function o f an adjective (hence racial). But, is now used in BrE as well as AmE.
predictably, idiomatic English is not entirely con
sistent: we speak o f racial equality but race rela
tions. Cf. sex. ra in m a k er, in AmE, refers to a lawyer who,
generally through wide contacts within the busi
ra ck . See w ra ck . ness community, generates a great deal o f busi
ness for a law firm. E.g., “Ms. Miller . . . said
ra ck e te e r, n. & v.i. The noun racketeering = that more and more firms are capitulating as
the business o f racketeers; a system o f organized Wilmer Cutler did, and are courting rainmakers
crime traditionally involving the extortion of from other firms.” Kathleen Sylvester, D.C. Firms
money from business firms by intimidation, vio Sporting a New Look, Nat’l L.J, 26 March 1984,
lence, or other illegal methods. Oddly, this noun, at 1, 26./ “It is well known that law firms often
as well as the verb racketeer, is characterized have partners who are socially prominent due to
by the OED as an Americanism, whereas the their civic, charitable, or political activities. They
adjective racketeering is exemplified in that dic may do little legal work; their job is to bring in
tionary only by British quotations. If the verb and new clients. They are the ‘rainmakers9 . . . .”
its derivative forms began as Americanisms, they Frederick C. Moss, The Ethics o f Law Practice
will inevitably spread to BrE, given the inroads Marketing, 61 Notre Dame L. Rev. 601, 670
already made. (1986).
In 1970, the U.S. Congress passed the Racke
teer Influenced and Corrupt Organizations Act ra ise. A. And rear. The old rule, still to be
(RICO), 18 U.S.C. §§ 1961-68 (1988), which led observed in formal contexts, is that crops and
to a resurgence o f the word in AmE. Today racke livestock are raised and children are reared.
teering often has the broad sense “the practice o f B. “Raising" a Use. In the traditional legal
engaging in a fraudulent scheme or enterprise.” idiom, to create a use (in the sense o f equitable
ownership) was to raise a use— e.g.: “The rule
ra d io ca st. See b ro a d ca s t.
requiring a consideration to raise a use, has be
ra ilro a d ; ra ilw a y . As nouns these words are come merely nominal . . . .” Jackson ex. dem.
virtually equivalent. W2 makes the following dis Hudson v. Alexander, 3 Johns. 484, 492 (N.Y.
tinction: uRailroad . . . is usually limited to roads Sup. Ct. 1808)./ “At the beginning o f the sixteenth
[with lines or rails fixed to ties] for heavy steam century it was settled that a use could be raised
transportation and also to steam roads partially without a transfer o f the seisin by means o f a
or wholly electrified or roads for heavy traffic bargain and sale.” Cornelius J. Moynihan, Intro
designed originally for electric traction. The duction to the Law o f Real Property 176 (2d ed.
lighter electric street-car lines and the like are 1988). See use.
usually termed railways.” In G.B., however,
streetcar lines are commonly called trainlines or R a m b o. This is the name o f the “hero” in David
tramways, and the vehicles traincars, tramcars, Morrell’s novel First Blood, which was popular
or trams. ized in the film by that name and in Rambo:
rape 733
First Blood Part II and Rambo III. The character Commentaries *210. But the better view is that
Rambo is a Vietnam veteran who is madly bent force should not be an element o f the definition
on violent revenge. because if it is, then one must resort to a fictional
By an almost natural extension, the term came “constructive force,” which includes the threat o f
in the 1980s to denote ultra-aggressive lawyers, force. See c o n stru ctiv e .
especially litigators. The SOED defines Rambo A better traditional, common-law definition is
(with the initial capital) as “a man given to dis as follows: “A man commits rape when he engages
plays of physical violence or aggression, a macho in intercourse (in the old statutes, carnal knowl
man.” But among American lawyers, the term edge) with a woman not his wife; by force or
has lost its sex-specific character, so that it is threat o f force; against her will and without her
perfectly natural to speak o f a female litigator as consent.” Susan Estrich, Real Rape 8 (1987).
being a Rambo. Gradually, the definition has been simplified. One
Sometimes, as in the first example quoted be criminal-law text defines it simply as “sexual in
low, Rambo appears alone, but more often it is tercourse with a female person without her con
used attributively in the phrases Rambo litigator, sent.” Rollin M. Perkins & Ronald N. Boyce, Crim
Rambo lawyer, or Rambo tactics— e.g.: inal Law 197 (3d ed. 1982). See m a rita l ra p e.
This definitional change took place in many
• “I do not say to trust the untrustworthy or to
American states during the 1970s. The pre-1974
retreat before Rambos.” Thomas M. Reavley,
rape statute in Texas defined rape as “the carnal
Response to *One Year After D o n d iT im e to
knowledge of a woman without her consent and
Get Back to Litigating? 17 Pepperdine L. Rev.
obtained by force, threats or fraud . . . .” Tex.
851, 852 (1990).
Penal Code Ann. § 1183 (Vernon 1961). A 1974
• uRambo lawyers, the critics say, are perhaps
amendment changed the definition so that a per
the most blatant example of a widespread dete
son is guilty o f rape “if he has sexual intercourse
rioration of professional legal standards.” Dona
with a female not his wife and without the fe
Rubin, The Rambo Boys, Dallas Life Mag., 25
male’s consent . . . .” Id. § 21.02 (Vernon 1974).
Feb. 1990, at 7.
For the more modern development, see (c).
• “If no one hires Rambo-lawyer, maybe h e ll drop
B. And seduction. Traditionally, the law has
his arsenal o f bad ethics and sleaze.” Bruce
distinguished between rape and seduction. If con
Vielmetti, New Wave Hopes for Kinder, Gentler
sent is altogether lacking, the offense is called
Litigants, St. Petersburg Times, 20 Dec. 1993,
rape. If the consent is unfairly obtained—as
at 9.
through phony tenderness or false promises o f an
• “This is the last refuge o f Rambo litigators, a
enduring relationship— the act is called seduc
group that didn’t appreciate the irony when
tion.
Ambrose Bierce described lawyers as those
Many modern writers reject this definitional
‘skilled in circumventing the law.’ ” Richard M.
dichotomy, even if they accept its consequences
Hunt, Goodbye to the Warrior, Texas Law., 12
in the punishability of one versus the other—e.g.:
Dec. 1994, at 19.
“But where does rape begin and seduction end?
• “In addition, a new book by Mary Ann Glendon
Germaine Greer has argued that the commonest
of the Harvard Law School contends that law
form o f rape is ‘rape by fraud—by phony tender
yers are becoming Rambo litigators’ in an effort
ness or false promises of an enduring relationship,
to maximize billable hours.” Marcia M.
for example.’ Dr. Greer, however, acknowledged
McBrien, Fax Poll: Unhappy Lawyers Cite Hard
that this was non-criminal rape and nobody has
Work, Few Rewards, Mich. Law. Weekly, 26
ever argued that an attempt to get sexual inter
Dec. 1994, at 1.
course through sweet but insincere words should
• “ ‘The fact that Rambo9lawyers get results, no
be made an indictable offence.” Kathy Marks,
matter what the personal cost in lawyer rela
Rape, Independent, 23 Feb. 1992, at 19.
tions, begets more ‘Rambos’ as client expecta
C. And sexual assault; indecent assault. Dur
tions and loyalties change,’ according to the
ing the 1980s, many American jurisdictions have
[Seventh Circuit’s 1991] study which often is
abolished rape as a separate offense. Statutes
cited as the most thorough on the subject.”
have created a new offense called sexual assault,
Chris Conley, Order in the Court, Commercial
defined in Texas as follows: “a person commits an
Appeal (Memphis), 26 Jan. 1995, at IB.
offense if the person intentionally or knowingly
Cf. LAWYERS, DEROGATORY NAMES FOR. caused the penetration o f the anus or female sex
ual organ o f another person who is not the spouse
ra p e. A. Defined. Some authorities, especially of the actor by any means, without that person’s
older ones, define rape as “carnal knowledge o f a consent.” Tex. Penal Code Ann. § 22.011(a) (Ver
woman forcibly against her will.” 4 Blackstone, non 1983). The result is that the statute covers
734 rara avis
not just females, but also males who are homosex- r a r e ly e v e r is incorrect for rarely or rarely if
ually assaulted. ever.
There are several variations. In New Jersey,
simple sexual assault is defined as an act o f sexual
r a ta b le ; r a te a b le . In AmE, the spelling ratable
penetration committed when the “actor uses phys
is preferred, whereas in BrE rateable is more
ical force or coercion, but the victim does not
common.
sustain severe personal injury.” N.J. Stat. Ann.
The adverb ratably is frequently used in legal
§ 2C:14-2(c)(l) (West 1982). The Model Penal
writing in the sense “pro rata, proportionately”
Code, however, is drafted much more broadly:
cthey will share ratably in the assets>. E.g., “Co
A person who has sexual contact with another not his owners must, as a rule, contribute ratably toward
spouse, or causes such other to have sexual contact with payment o f taxes, special assessments, mortgages
him, is guilty of sexual assault, a misdemeanor, i f . . . he and repairs o f the property.” Robert Kratovil, Real
knows that the contact is offensive to the other person Estate Law 223 (1946; repr. 1950)./ “Those [with
. . . . Sexual contact is any touching of the sexual or
drawals] . . . from the deposit accounts were . . .
other intimate parts of the person for the purpose of
arousing or gratifying sexual desire. to be borne rateably . . . .” Lord Goff o f Chie-
Model Penal Code § 213.4 (1980). veley & Gareth Jones, The Law o f Restitution 75
(3d ed. 1986). See m u t e e .
One state— Pennsylvania— even uses the term in
decent assault as opposed to sexual assault. Under
r a te (-)m a k in g , n. & adj., is best hyphenated.
the Pennsylvania statute, a person who has “inde
cent contact” with another not his or her spouse
is guilty o f indecent assault i f : r a th e r . See b u t r a th e r .
r a re fy is often misspelled -ify— e.g.: “[T]he intri r a tio c in a tio n ; r a tio n a liz a tio n . Ratiocination
cate arguments o f counsel . . . have by now /ray-shee-oh-sd-nay-shdn/ = the process or an act
reached a rarified [read rarefied] plane.” Anthony o f reasoning. Rationalization = (1) an act or in
Sampson, Anatomy o f Britain 156 (1962)./ “This stance o f explaining (away) by bringing into con
was high ground indeed; the Supreme Court formity with reason; or (2) (colloq.) the finding
found the air too rarified [read rarefied] . . . .” o f “reasons” for irrational or unworthy behavior.
Grant Gilmore & Charles L. Black, The Law o f Sense (2) is responsible for the negative connota
Admiralty 224 (2d ed. 1975). Cf. stu p efy. tions o f rationalization among nonlawyers.
reaction 735
r a tio c in a tiv e ; r a tio c in a to r y . The latter is a Rationale is regularly three syllables, although
NEEDLESS VARIANT. Fowler believed that it should be four syllables
based on etymology (-ale being two syllables).
ratio decidendi Iray-shee-oh-des-i-den-deel (lit., Today, his preferred pronunciation would be con
“the reason for deciding”) = (1) the rule o f law on sidered terribly pedantic in most company. The
which a court says its decision is founded; or (2) final syllable is pronounced like that in morale or
the rule o f law on which a later court thinks that chorale. See ratio decidendi.
a previous court founded its decision. So, even
though this term is basic to the common-law sys r a tio n a liz a tio n . See r a tio c in a tio n .
tem o f precedents, it is more than a little ambigu
ous. Still, sense (2) is much less common in prac r a tio n a liz e for analogize or harmonize is an un
tice than sense (1). As the OCL notes, a literal likely error. E.g., “Since the argument in this
translation o f the phrase (“the reason for the case, appellants have called our attention to the
decision”) is unsatisfactory “because the reason recent Supreme Court case o f Indian Towing Co.
may in fact be something other, such as the v. United States, but it is difficult to rationalize
judge's dislike o f the defendant. Nor is the ratio that case with [read, depending on the sense,
the decision itself, for this binds only the parties analogize that case to or harmonize that case with]
[by res judicata, q.v.] whereas the ratio is the the one at bar.”
principle which is o f application to subsequent
cases and states the law for all parties.” r a tio n a llo tm e n t is a r e d u n d a n c y . E.g., “Many
Judicial opinions often contain no clearly ascer people came up at night and asked, even de
tainable ratio decidendi, and therefore finding it manded, a drink o f water beyond their ration
often demands creativity and independent judg allotment.” Either word would be sufficient.
ment. But many writers use this term without
concerning themselves with the ambiguity or the r a v is h ( = to rape) is now more literary or archaic
subtleties— e.g.: “Lower courts read the opinions than is appropriate for m odem legal contexts.
o f this Court with a not unnatural alertness to E.g., “When a man is presented for rape or an
catch intimations beyond the precise ratio de attempt to ravish [read rape], it may be shown
cidendi.” Johnson u. U.S., 333 U.S. 46, 56 (1948) that the woman against whom the offence was
(Frankfurter, J., dissenting in part)./ “The words committed was o f a generally immoral character,
o f an opinion are not scriptural admonitions or although she is not cross-examined on the sub
statutory mandates; we are bound by the ratio ject.” (Eng.)
nale o f a decision, its ratio decidendi, not its One problem with ravish is that it has romantic
explanatory language.”/ “The observations o f Lin- connotations: it means not only “to commit rape,”
dley L.J. are less to the purpose, but indicate no but also “to fill with ecstasy or delight.” The latter
dissent from the views o f his brethren, which as sense renders the word unfit for acting as a tech
part o f our ratio decidendi cannot in our opinion nical or legal equivalent o f rape. The term describ
be dismissed as merely obiter.” (Eng.)/ “The actual ing the act should evoke outrage; it should not be
point in this case did not arise in Ringrose u. a romantic abstraction, as ravish is.
Bramham, but still the ratio decidendi clearly
applies.” (Eng.) •RE, -ER. See -ER (C).
The plural form o f ratio is rationes: “[T]he sub
stitution o f negligent non-military personnel in r e . See in r e .
place o f military personnel would have no effect
on these rationes decidendi.” Sheppard v. U.S., rea. See reus.
294 F. Supp. 7, 9 (E.D. Pa. 1969). “[A] general
rule o f interpretation, unlike other common law A. F or response. Several usage critics
r e a c tio n .
rules, can never be rendered more specific by the have objected to this use o f the term, as in “What
rationes decidendi o f later cases.” Rupert Cross, was the judge's reaction to this argument?” on
Statutory Interpretation 168 (1976). See sta r e grounds that reaction is primarily a scientific
d e c is is . Cf. d ic tu m (a ) & o b ite r d ic tu m (b ). term that in any event is not applicable to people.
The objection is a pedantic one.
r a tio n a l. See r e a s o n a b le . B. F or effect. Justice Holmes once nodded and
made this mistake: “The question then is nar
r a tio n a le (= a reasoned exposition o f principles; rowed to whether the exercise o f its otherwise
an explanation or statement o f reasons) is not to constitutional power by Congress can be pro
be confused with rationalization (see r a tio c in a nounced unconstitutional because o f its possible
tion ). reaction [read effect] upon the conduct o f the
736 reactionary
States in a matter upon which I have admitted the nature o f the other two, as when the plaintiff
that they are free from direct control.” Hammer claimed both real property and damages. See d e
v. Dagenhart, 247 U.S. 251, 278 (1918) (Holmes, m a n d a n t & rea l.
J., dissenting).
re a l c o n tra ct. This phrase, common among civil
r e a ctio n a ry ; re a ctio n is t; r e a ctio n a ris t. The ians, is rarely used by common-law writers and
second and third are n e e d l e s s v a r ia n t s . judges. Still, it describes an obligation enforced
at common law from the earliest times: “A real
r e a d in g th e R io t A ct. The English “Riot Act,” 1 contract is an obligation arising from the posses
Geo. I, stat. 2, c. 5 (1714) (repealed 1973), made sion or transfer of a res. The real contracts known
it a capital offense for 12 or more rioters to assem to the common law were enforced by the actions o f
ble for an hour after a magistrate proclaimed account, detinue, and debt.” 1 Samuel Williston &
that the rioters must disperse. As a 19th-century Walter H.E. Jaeger, A Treatise on the Law o f
commentator observed, the magistrate’s procla Contracts § 8, at 19 (3d ed. 1957). For the most
mation “is commonly, but very inaccurately, part, these forms o f action fell into disuse with
called reading the Riot Act.” 1 James F. Stephen, the rise o f assumpsit. See a ssu m psit.
A History o f the Criminal Law o f England 203
n .l (London, Macmillan & Co., 1883). Why inaccu r e a l c o v e n a n t = a covenant running with the
rately? Because the statute itself was not read. land. See c o v e n a n t.
Instead, a proclamation was read, calling on riot
ers to disperse. re a l estate. Richard Grant White’s (19th-
By the early 19th century, the phrase read the century) view o f this phrase— “a pretentious in
riot act (usu. with the last two words in lower truder from the technical province o f law”—re
case) had become a catchphrase meaning “to tell mains surprisingly apt:
someone off.” See po pu lar ized l e g a l t e c h n ic a l
Law makes the distinction of real and personal estate;
it ie s .
but a man does not, therefore, talk of drawing some
personal estate from the bank, or going to Tiffany’s to buy
rea d y , w illin g , a n d a b le is a phrase that tradi some personal estate for his wife; nor, when he has an
tionally refers to a prospective buyer o f property interest in the national debt, does he ask how personal
who can legally and financially consummate the estate is selling. He draws money, buys jewels, asks the
deal. A less common variant is ready, able, and price of bonds. Real estate, as ordinarily used, is a mere
big-sounding, vulgar phrase for houses and land, and, so
willing. See d o u b l e t s , tr iplets , a n d s y n o n y m -
used, is a marked and unjustifiable Americanism. Our
s t r in g s .
papers have columns headed in large letters, ‘Real Estate
Transactions/ the heading of which should be Sales of
re a l is casualism when used for very— e.g.: “Com Land.
petition in recent years hasn’t been real [read Richard Grant White, Words and Their Uses,
very] friendly . . . .” L. Gordon Crovitz, Even Past and Present 150 (2d ed. 1872).
Gentlemanly Yachtsmen Go to Court, but Why Let
Them? Wall St. J., 16 May 1990, at A17. rea l-esta te agen t. See re a ltor.
rea l; p erson a l. The distinction between real re a l fa cts. See fa ct & a ctu a l fa ct, in .
property (or realty) and personal property (or per-
sonalty) is as old as Roman law, but the curious re a l p a rty in in terest. So written, though a few
terminology is much more recent. From the early judges have ill-advisedly made this noun phrase
17th century on, land was commonly called real real-party-in-interest or real party-in-interest.
property and chattels were called personal prop Only as a PHRASAL ADJECTIVE— as in real-party-
erty merely because land could be recovered spe in-interest provision— does the phrase need hy
cifically in a real action, but chattels could be phens.
made the subject only o f a damage action. See
rea l a ctio n . rea l p ro p e rty . For the historical basis for the
distinction between real property and personal
rea l a ctio n ; p e rso n a l a ctio n ; m ix e d a ctio n . property, see real.
The distinctions between these three were funda
mental to the common law. Real actions involved re a lto r ( = a real estate agent or broker) has
a res, or land, and a plaintiff (or demandant) two syllables, not three. This Americanism is a
claiming some interest in the land. Personal ac m o r ph o lo g ic al d e f o r m it y , inasmuch as the -or
tions involved debts, personal duties, or damages suffix in Latin is appended only to verb elements,
arising from any cause. Mixed actions partook o f and realt- is not a verb element, but the term is
reason . . . is because 737
stated in affidavits that the reason the state r e b o u n d ; r e -b o u n d . See RE- pairs .
moved to dismiss the enhancement counts was
due to [omit due to] difficulty o f proof.” r e b u s , in . See in r e m .
Treitel, The Law o f Contract 634 (8th ed. 1991). tained each year from continuing employees who
have previously been receipted for copies o f identi
Moreover, reason that is often a poor substitute— cal provisions.” Still, the ph r asal v e r b to be re
as in any o f the examples just quoted—just as ceipted for is a r e d u n d a n c y , as well as a graceless
time that and place that are poor substitutes when phrase. “Each certificate issued by the corporation
adverbiais o f time and place are called for. But shall be receipted for by the person receiving it or
cf. the indefensible r e d u n d a n c y in the phrase by his or her duly authorized agent.” [Read The
reason . . . is because. person who receives a certificate issued by the
organization, or his or her duly authorized agent,
rebellion. See sedition. shall execute a receipt for it.] Cf. r e c e ip to r .
reciprocity 739
r e c e iv e r is used in both AmE and BrE in the • “Dr. Bohn would not testify to a reasonable
specific legal sense o f “a person appointed by a degree o f medical or psychological certainty that
court, or by a corporation or other person, for the there was a substantial likelihood Tweedy
protection or collection o f property.” Usually the would recidivate.” In re Tweedy, 488 N.W.2d
receiver administers the property o f a bankrupt, 528, 532 (Neb. 1992).
or property that is the subject o f litigation, pend • “Because the issue under the Guidelines is
ing the outcome o f a lawsuit. whether the offender engaged in past criminal
conduct and, thus, is likely to recidivate, such
re ce n se . See rev ise. a challenge is relevant only if the offender did
not engage in the underlying conduct.” U.S. v.
re c e n s io n ( = the revision o f a text) is not to be Roman, 989 F.2d 1117, 1124 (11th Cir. 1993)
confused with rescission. (See r e scis sio n .) E.g., (Tjoflat, C.J., concurring).
“The recension o f statute law is not only destruc • “[T]he trial court . . . should consider . . . the
tive but constructive when it takes the form o f base rate statistics for violent behavior among
codifying and consolidating acts.” Carleton K. Al individuals o f this person's background (e.g.,
len, Law in the Making 476 (7th ed. 1964). data showing the rate at which rapists recidi
vate, the correlation between age and criminal
r e c e p tio n is the term commonly used to denote sexual activity, etc.) . . . .” In re Linehan, 518
the adoption o f an existing legal system originally N.W.2d 609, 614 (Minn. 1994).
developed elsewhere. E.g., “It is more remarkable
that this revived Justinian law should find a simi r e c id iv o u s ; r e c id iv is t. The former is the pre
lar reception in Germany.” James Hadley, Intro ferred adjective. The latter is the noun meaning
duction to Roman Law 38 (N.Y., D. Appleton & “one who habitually relapses into crime” ( OED).
Co. 1881)./ “Despite the efforts o f early law re
formers, all o f the original states, and most o f the r e c ip r o c ity ; r e c ip r o c a tio n . Reciprocity = (1)
later ones, adopted English common law insofar the state o f being reciprocal; or (2) the mutual
as it was deemed applicable to local conditions. concession o f advantages or privileges for pur
This *reception* o f the common law, as it came to poses o f commercial or diplomatic relations. Re
be called, was accomplished either by express ciprocation = the action o f doing something in
statutory or constitutional provision or by judicial return. Though reciprocity is by far the more com
decision.” Peter W. Low et al., Criminal Law: mon term, some legal writers seem to use recipro
Cases and Materials 40 (1982). cation in its place, esp. in sense (2): “[NJeither
The corresponding verb, o f course, is receive— statute requires a reciprocation [read reciprocity]
e.g.: “[A ccording to a theory [that] was popular o f the regional limitation.” Northeast Bancorp,
740 recision
Inc. v. Federal Reserve Sys., 472 U.S. 159, 175 rent spelling is really only a latter-day Latiniza-
(1985). tion o f the spelling o f the l a w f r e n c h term conus
ance. But in AmE, the -g- is regularly sounded.
r e c is io n ; r e c is s io n . See r e s c is s io n . Reconnaissance = a preliminary survey; a mili
tary or intelligence-gathering examination o f a
r e c ita l; r e c ita tio n . These words overlap, but are region. Reconnoisance is an older spelling o f re
distinguishable. The d r a ft in g term is recital, re connaissance; it is also a n e e d l e s s v a r ia n t o f
ferring to the preliminary statement in a deed or recognizance and o f recognition. The verb corres
contract explaining the background o f the trans ponding to reconnaissance is reconnoiter, -re, q.v.
action and showing the existence o f facts, or, in See c o g n iz a n c e (a ).
pleading, introducing a positive allegation. E.g.,
“This version o f the parties' proposed consent de A. And remember. The distinction is
r e c o lle c t.
cree contains no recital, finding, or adjudication a subtle one worth observing. To remember is to
o f any illegality.”/ “Recitations [read Recitals] o f recall what is ready at hand in one's memory. To
consideration and use in a recorded deed are not recollect is to find something stored further back
binding upon a complainant who seeks a purchase in the mind.
money resulting trust.” More generally, recital B. A nd re-collect. See RE- PAIRS.
may mean “a rehearsal, account, or description o f
some thing, fact, or incident.” E.g., “The facts are Recommend is a word with
r e c o m m e n d a g a in s t.
sordid, but a brief recital o f them must be made.” positive connotations; in all the examples in the
Recitation often connotes an oral delivery before OED, it is construed with to. The antonym o f
an audience, whether in the classroom or on recommend is discommend, which should appear
stage. Yet it is more often the general noun mean in place o f recommend against in the following
ing “the act o f reciting”: “The interrogator's recita sentence: “Shortly thereafter, 45 college hours
tion o f the suspect's rights was sufficient.”/ “The were required for applicants, even though civil-
carnage caused by drunk driving is well docu service officials recommended against [read dis
mented and needs no detailed recitation here.” commended] this increase in the number o f re
quired hours.” See d is c o m m e n d .
r e c k le s s . See w a n to n . For an interesting error,
see w r e c k le s s . r e c o m p e n s a b le is a NEEDLESS v a r ia n t o f com
pensable— e.g.: “The determination o f the recom
r e c k le s s n e s s . In legal contexts, this term is used pensable [read compensable] cost o f the cleanup
with several gradations o f meaning, but the pri remains to be determined at a hearing subsequent
mary emerging sense is that recklessness occurs to the filing o f this opinion and order.” State ex
when the actor does not desire the consequence rel. Celebrezze v. Specialized Finishers, Inc., 604
but foresees the possibility and consciously takes N.E.2d 842, 852 (Ohio Ct. Common Pleas 1991).
the risk. Another term for recklessness is adver See c o m p e n s a b le (a ).
tent negligence. Cf. c a r e le s s n e s s .
r e co m p e n se . A. Generally. This word, both a
r e c k o n ( = to count or compute) is probably an transitive verb (“to repay, compensate”) and a
E.g., “The law reckons in days, not
a r c h a is m . noun (“payment in return for something”), is a
commonly in fractions o f days, and an agreement FORMAL WORD that is equivalent to but more
made at six o'clock in the morning stands on the learned than compensate or compensation. In BrE
same footing with one made at eleven o'clock in the noun is sometimes spelled -ce.
the evening.” The word is dialectal in the sense “to Recompense is used more frequently as a noun
suppose, think” <1 reckon the judges will affirm>. than as a verb— e.g.: “As recompense for the loss
o f the M (0)ther, the child is promised access to
r e c la im ; r e -c la im . See RE- pairs . other women and entrance into the society o f
Fathers through exchange.” Jeanne L. Schroeder,
r e c o g n iz a n c e ; r e c o n n a is s a n c e ; r e c o n n o i- Virgin Territory: Margaret Radin’s Imagery o f
sance. Recognizance = a bond or obligation, Personal Property as the Inviolate Feminine Body,
made in court, by which a person (called the 79 Minn. L. Rev. 55, 160 (1994)./ “For students
recognizor) promises to perform some act or ob who are the victims o f peer harassment, a variety
serve some condition (as to appear when called o f means (failing formal resolution), exist to ame
on, to pay a debt, or to keep the peace). E.g., “The liorate the abusive environment or to seek recom
suspect was released on his own recognizance.1* pense for injuries.” Gail Sorenson, Peer Sexual
In BrE, the -g- in recognisance (as it is usu. Harassment: Remedies and Guidelines Under
spelled in BrE) is silent, reflecting that the cur Federal Law, 92 Ed. Law Rep. 1, 16 (1994).
record reveals that, the 741
Although compensate is a much more common reversible errors. In administrative law, record
verb than recompense, the latter does frequently refers to all considerations actually taken into
appear—more commonly in law than elsewhere. account in deciding an issue.
E.g., “It is possible to find exceptions, to be sure: Record has come to be used adjectivally as
a famous author tells a dunce tale at the expense shorthand for in the record. E.g., “We find no
o f an industrial worker who loses a finger by record support [i.e., support in the record] for this
accident, is recompensed, and decides to lose an contention.” It is preferable not to collapse the
other . . . Richard Delgado & Jean Stefancic, prepositional phrase into a nominal adjective in
Scorn, 35 Wm. & Mary L. Rev. 1061,1092 (1994)./ this way because some readers will likely have a
“Section 1983 damages have the dual advantages MISCUE. See NOUN PLAGUE.
over Rule 11 sanctions o f (1) providing a discrete B. A nd transcript; report o f proceedings;
harm to be recompensed, and (2) supporting an statement o f facts. Generally, a transcript or re
award that incorporates the significance o f consti port o f proceedings is an official copy o f the re
tutional violations.” James W. Harper, Note, At corded proceedings in a trial or hearing. But in
torneys as State Actors, 21 Hastings Const. L.Q. Texas, the phrase statement o f facts carries that
405, 436 (1994). See co m p e n s a te ( b ). sense, whereas transcript refers to the following:
B. A nd Its Needless Variants. Both as a noun “in civil cases, the live pleadings upon which the
and as a verb, recompense has its n e e d l e s s v a r i trial was held; in criminal cases, copies o f the
a n t s . The variant noun is recompensation— e.g.: indictment or information, any special pleas and
“[T]he trial court is not compelled to order total motions o f the defendant which were presented
recompensation [read recompense or compensa to the court and overruled, and any written waiv
tion], but may order a modification with respect ers; the court’s docket sheet; the charge o f the
to any period . . . .” Reid v. Reid, 409 S.E.2d 155, court and the verdict o f the jury, or the court’s
169 (Va. Ct. App. 1991)./ “Also, the trial court findings o f fact and conclusions o f law; the court’s
awarded Travelers $70,330.78 in recompensation judgment or other order appealed from; any mo
[read compensation].” Scamardo v. New Orleans tion for new trial [etc.] . . . .” Tex. R. App. P.
Stevedoring Co., 595 So. 2d 1242, 1245 (La. Ct. 51(a). In other words, Texas lawyers use tran
App. 1992). script when other lawyers would use record. See
The needless verb is recompensate— e.g.: “If the r e p o r t o f p r o c e e d in g s .
employee is then unable to utilize her partial C. BrE P ronunciation. In British legal English,
earning capacity because o f her disability, an the noun record “is pronounced like the verb,
award o f temporary disability benefits does not with the stress on the second syllable.” Glanville
recompensate [read recompense or compensate] Williams, Learning the Law 63 (11th ed. 1982).
her for her permanent disability and no double
compensation takes place.” Ahoe v. Quality Park r e c o r d a tio n ; re c o r d a i. The latter is not a proper
Prods., 258 N.W.2d 885, 890 (Minn. 1977). word, though it has erroneously appeared in such
phrases as urecordal o f a trademark with the
r e co m p e n s iv e ( = compensatory) is a rare term Treasury Department.” Recordation is the word.
whose use in m odem prose strikes the reader as E.g., “The supplemental complaint requests that
a straining for the recherché term. both the Customs Service and Art’s Way remove
the recordai [read recordation] o f the DION regis
re co n n a issa n ce ; r e co n n o is a n c e . See r e c o g n i tration to permit unimpeded entry o f the machin
za n ce. ery into the United States.” B. & R. Choiniere
Ltd. v. Art’s-Way Mfg. Co., 207 U.S.P.Q. (BNA)
r e c o n n o ite r ; r e co n n o itr e . The verb form cor 969, 971 (N.D.N.Y. 1979).
responding to the noun reconnaissance is prefer
ably spelled -er in AmE and -re in BrE. See r e c o g
n iza n ce. r e c o r d e r = (1) in BrE, a practicing barrister
who acts as a usu. part-time judge, esp. in a crown
re c o r d . A. Usage and Sense. Record frequently court; or (2) in AmE, a person with whom a deed
occurs in law in the phrases in the record and o f or mortgage to be recorded is deposited.
record <attorney o f record>. Usually record refers
to the official report o f the proceedings in any r e c o r d re v e a ls that, th e. This phrase is respon
case, and it has three parts: all the filed papers sible for more sprawling sentences than perhaps
in the case; the verbatim transcript o f hearings, any other stock phrase in appellate judicial opin
conferences, and testimony; and the tangible ex ions. And it is redundant: any facts being related
hibits that the parties put in evidence. The record by an appellate court must (with a few exceptions)
is read on appeal by the judges who review it for be revealed in the record.
742 recount
r e c o u n t; r e -c o u n t. See RE- pair s . The hyphen makes a great difference: “The words
o f the witness cannot ‘give* or recreate [read re
Recourse = (1) application to
r e c o u r s e ; r e s o r t. create] the Tacts/ that is, the objective situations
a person or entity for help; or (2) the right o f or happenings about which the witness is
a holder o f a negotiable instrument to demand testifying.”/ “The company’s termination o f the
payment from the drawer and endorsers when positions was a pretext for unfair labor practices,
the first liable party fails to pay. The term is used which demonstrates that these positions must
in the idiomatic phrases have recourse to and now be re-created to provide an efficacious rem
without recourse. The latter is the peculiarly legal edy.” See RE- pair s .
phrase that, when added to the endorsement o f
commercial paper, protects the endorser from lia r e c r e a tio n a l; r e c r e a tiv e . The former is the pre
bility to the indorsee and later holders. Resort ( = ferred adjective corresponding to the noun recre
that which one turns to for refuge or aid) is closely ation. E.g., “During this additional time the em
related to sense (1) o f recourse. ployees variously slept, ate, played cards or
engaged in other recreative [read recreational] ac
recover (= to secure by legal process) takes tivities.” Madera Police Officers’ Ass’n v. City o f
from or against in modern usage. The collocation Madera, 194 Cal. Rptr. 648, 651 (Ct. App. 1983).
recover o f is an ARCHAISM for recover from. E.g.,
“It is equally well settled that the reasonable r e c r im in a to r y ; r e c r im in a tiv e . The latter is a
expenses incurred by an indemnitee in defending NEEDLESS VARIANT. _
a claim against him may be recovered o f [read
recovered from ] his indemnitor.7 “This is an ac r e c tific a tio n = a court’s equitable correction o f
tion of tort to recover o f [read recover from] the a contractual term that is misstated, as where
defendant damages for a malicious abuse o f pro the rent is wrongly recorded in a lease or the area
cess.” Cf. o f ( e ). o f land is recited incorrectly in a deed. To a de
gree, this term applies also to statutory construc
r e c o v e r a b le = compensable, q.v. The term origi tion—e.g.: “[I]t would be a mistake to suppose
nally meant “capable o f being recovered or re that the Courts never indulge in milder acts o f
gained,” but was extended in legal usage, because rectification. Something o f the sort happens when
of the nature o f damages, to “capable o f being ever ‘and’ is read as ‘or’ or vice versa; but these
legally obtained.” E.g., “The rule is that special milder acts o f rectification are most exceptional.”
damages for breach o f contract are not recoverable Rupert Cross, Statutory Interpretation 25 (1976).
unless they can fairly and reasonably be consid
ered as arising naturally from the breach.” r e c u r . See r e o c c u r .
Strictly speaking, the special damages are not to
be recovered, for they are being awarded for the r e c u r r e n c e ; r e c u r r e n c y ; r e o c c u r r e n c e . Re
first time to the complainant; but this usage is currence is the preferred form, reoccurrence being
quite permissible in the legal idiom. a secondary variant meriting only careful avoid
ance. Recurrency is a NEEDLESS VARIANT.
r e c o v e r b a c k might appear to be a legal redun
dancy. E.g., “Generally, a co-owner who pays a r e c u s a l; r e c u s a tio n ; r e c u s e m e n t; r e c u sa n c y ;
disproportionate share o f the necessary expenses r e c u s a n c e . The preferred nominal form o f the
o f the property may recover back the excess in an verb recuse ( = to remove [oneself] as a judge
action for contribution, accounting, or partition.” considering a case) is recusal, though its earliest
But in common-law terminology a distinction known use is as recent as 1950: “On the 13th o f
exists between to recover ( = to obtain, as in recov April, Judge Longshore filed an order o f recusal
ering damages) and to recover back (= to secure accompanied by an order vacating his former or
the return of, as in recovering back money paid der . . . .” Methvin v. Haynes, 46 So. 2d 815, 817
incorrectly, as by mistake). E.g., “The general rule (Ala. 1950).
is that money paid or property transferred under Recusation and recusement (the latter not listed
an illegal contract cannot be recovered back.” in the OED) are now n e e d le s s v a r ia n t s in
common-law contexts. Recusation is not uncom
r e c o v e r o f. See r e c o v e r . mon, esp. in civil-law writing. See, e.g., State v.
DeMaio, 58 A. 173 (N.J. 1904); Stewart v. Reid,
r e c r e a te ; r e -c r e a te . The former means either 38 So. 70 (La. 1905). Although recusation is un
“(of a pastime or relaxation) to refresh or agree derstandably common in Louisiana, it persists,
ably occupy” or “to amuse oneself, indulge in rec oddly, in other jurisdictions. E.g., “[T]he plaintiff
reation” (COD); the latter means “to create anew.” asserts the ‘essence’ o f his motion for recusation
recuse 743
[read recusal] is what the trial justice ‘himself Grant v. Buckner 172 U.S. 232, 237 (1898) (quot
said and how he has ruled/ * Barber v. Town of ing trial-court decree).
Fairfield, 486 A.2d 150, 152 (Me. 1985)./ “The How the word evolved from that sense o f ob
trial judge admitted making these remarks upon jecting, as reflected in the OED, to the modem
defendant’s motion f o r . . . continuance and recu sense is curious indeed. Today, when we say re
sation [read recusal].” State u. Majors, 325 S.E.2d cuse, we almost always mean “to remove (oneself)
689, 690 (N.C. Ct. App. 1985)./ “[0]nce a prosecu as judge in a legal matter.” The one exception
tor recuses himself, the recusation [read recusal] appears to be the phrase motion to recuse, in
applies to all aspects o f the case.” Daugherty v. which the meaning is “to seek to have (a judge)
State, 466 N.E.2d 46, 49 (Ind. Ct. App. 1984)./ removed from participating in the adjudication o f
“Canon 3C(l)(a) is basically a broad standard by a legal matter.” Thus we encounter specimens
which a judge should sua sponte [q.v.] determine such as these:
the matter o f self-recusation [read recusal]” State
• “This motion denied, the trustee moved to re
v. Smith, 242 N.W.2d 320, 323 (Iowa 1976). For
cuse the examiner for bias and prejudice.”
an example o f in e l e g a n t v a r ia t io n with recusal
N.L.R.B. v. Phelps, 136 F.2d 562, 565 (5th Cir.
and recusation, see Reilly v. Southeastern Pa.
1943).
Transp. Auth., 489 A.2d 1291,1297-98 (Pa. 1985).
• “Motion to recuse t h e c h ie f j u s t ic e denied.”
Recusement appears far less commonly—e.g.:
Kerpelman v. Attorney Grievance Comm'n, 450
“[P]laintiff filed a challenge for Mr. Booker’s re
U.S. 970, 970 (Order o f 2 March 1981).
cusement [read recusal] upon the ground that he
• “Motion to recuse JUSTICE POWELL denied.” Er
had prejudged the case.” Cobble Close Farm v.
nest v. United States Attorney, 474 U.S. 1016,
Board o f Adjustment, 92 A.2d 4, 10 (N.J. 1952)./
1016 (Order o f 9 Dec. 1985).
“Following our opinion . . . , the Honorable Paul
M. Marko . . . entered an order o f recusement These are the exceptions, however, in modem
[read recusal] in the fall o f 1982 . . . .” Irwin v. usage. Today, 99% o f the occurrences o f recuse
Irwin, 455 So. 2d 1118, 1119 (Fla. Dist. Ct. App. are reflexive.
1984). How, then, did we get from (1) “to object to (a
Recusancy is a different word, meaning “obsti judge) as prejudiced” (OED), to (2) “to remove
nate refusal to comply.” Recusance is a NEEDLESS (oneself) as an adjudicator”? Surprisingly, the Su
VARIANT o f recusancy. preme Court appears to have deprecated the
newer meaning just after the turn o f the 20th
recuse; disqualify. The two words are not quite century, by enclosing the word in telltale quota
interchangeable in m odem legal usage. Disqual tion marks: “The plaintiffs, when the case was
ify might always be used in place o f recuse, but called for trial, filed a written motion or petition,
the reverse does not hold true. Disqualify, the challenging the right o f the presiding judge to
broader term, may be used o f witnesses, for exam hear the case, and praying that he ‘recuse’ him
ple, as well as of judges, whereas recuse is applied self.” McGuire v. Blount, 199 U.S. 142,143 (1905).
only to someone who sits in judgment (usu. judges Yet a reporter o f the Court’s opinions had used
or jurors). the word in this sense more than a half-century
Recuse is almost invariably reflexive; that is, before, in what appears to be the earliest use of
judges are said to recuse themselves. Disqualify the reflexive: “The judge recused himself, and the
may also be used reflexively <under these circum suit, by consent o f the parties, was transferred
stances, the judge should disqualify herself from for trial to the District Court.” Fourniquet v. Per
sitting in the case>. Just as commonly, though, kins, 48 U.S. (7 How.) 160, 165 (1849) (reporter’s
lawyers use this verb nonreflexively <his years rendition o f appellant’s argument).
began to disqualify him from more active work>. In the 19th and early 20th centuries, the word
Recuse is by far the more interesting word, was not at all common. In fact, a computer search
primarily because o f its inadequate treatment in reveals only 38 cases in which the uninflected
English-language dictionaries. Both recuse and verb recuse appeared before 1950, and 3,219 cases
its legal cognates are missing from AHD and were between 1950 and 1989. The paucity o f uses be
not included in Merriam-Webster dictionaries un fore 1950 may explain the notation in W2 that
til the publication o f W10 (1993). The word might recuse is “obs. exc. in Civil and Canon Law.”
seem to be moribund in BrE, for the Chambers Because recuse is virtually always reflexive to
20th Century Dictionary says: “to reject, object to day, it cannot be used in the p a s s iv e v o i c e , unlike
(e.g. a judge) (arch.).” The sense o f objecting to is disqualify. To say that a judge is disqualified is
fairly rare— e.g.: “[One-half o f the plantation] perfectly idiomatic, but to say one is recused is
with lien privilege to contribute to or recuse the not.
contribution o f the sum o f [$7,347.30] . . . .” When used reflexively, both verbs sometimes
744 recusement
take an understood object. These are nothing r e d o u n d , now used most commonly in the CLICHÉ
more than lawyers' elliptical expressions: “Had to redound to the benefit o f (which is verbose for
Black disqualified, he would have departed from to benefit), m ay be used also in negative senses
the traditions o f 150 years.” John P. Frank, Dis <to redound against or to the shame of>.
qualification o f Judges, 56 Yale L.J. 605, 636
(1947)./ “[Rlelief . . . for failure to recuse on the r e d r e s s a b le ; r e d r e s s ib le . The former spelling
merits.” 13A Charles A. Wright et al., Federal is standard.
Practice and Procedure § 3550, at 627 n.8 (1984).
r e d ta p e . Lawyers and government officials for
r e c u s e m e n t. See r e c u s a l. merly used red ribbons (called “tapes”) to tie to
gether their papers. Gradually during the 19th
r e d a c t. See r e v is e . ^ century, these red ribbons came to symbolize rigid
adherence to time-consuming rules and regula
r e d e e m a b le ; r e d e m p tib le . Writers should es tions. Writers such as Scott, Longfellow, and Dick
chew the latter; it is pedantic, unnecessary, and ens used the term red tape, and now it has become
irredeemable. universal—but its origins widely forgotten.
• “[A given book discusses] criticisms o f S a vign /s and widely regarded. The verb regard commonly
ideals and presents] selected refutais [read ref appears in these two combinations. The one
utations] by Savigny.” Stephen A. Siegel, phrase, highly regarded, is a vague expression o f
Lochner Era Jurisprudence and the American praise; the other, widely regarded a s ------ > usu.
Constitutional Tradition, 70 N.C. L. Rev. 1, 76 ends (i.e., the blank is usu. filled) with words o f
n.384 (1991). praise— though it would certainly be possible to
say that someone is widely regarded as beneath
refu ta tiv e; refu ta tory . The latter is a n e e d l e s s contempt. It is a mistake, however, to truncate
v a r ia n t . the latter phrase— to say widely regarded in place
o f highly regarded: “Crotty has had four major
refu te is not synonymous with rebut. It does not jury trials since leaving the firm, and he’s widely
mean merely “to counter an argument,” but “to regarded [read highly regarded] in both the plain
disprove beyond doubt; to prove a statement tiffs’ bar and the defense bar.”
false.” Yet the word is commonly misused for
rebut, as here: “The findings o f the Commissioner re g a rd le ss (= without regard to) should not be
carry a presumption of correctness and the tax used for despite ( = in spite of). E.g., “The appel
payer has the burden o f refuting [read rebutting] lants voted to reject the plan, reiterating the
them.”/ “Appellant was allowed to put on wit grounds for their suit against Martin; regardless
nesses to refute [read rebut] the sexual harass o f[ read despite] the appellants’ vote, the plan was
ment charges, and he or his lawyer, or both, approved with two-thirds o f the creditors voting
were present to cross-examine all the university’s for the plan.” See irre g a rd le ss.
witnesses.” See reb u t.
In other contexts, the word seems to be misused re g a rd le ss w h e th e r is incorrect for regardless
for reject— e.g.: “Two-thirds o f people refuted [read o f whether. E.g., “Regardless whether [read Re
rejected] [Nicholas Ridley’s] belief that European gardless o f whether] COGSA or Texas state law
Monetary Union is a ‘German racket to take over controls, appellee is not liable for any damages
the whole o f Europe’ . . . .” Toby Helm, Majority caused by the delay.” See w h e th e r.
Back Euro Ideals, Sunday Telegraph, 15 July
1990, at 1. re g a rd s. See r e g a r d (a ) & as reg a rd s.
reg a rd . A. As a Noun in the Phrases with re re g a r d to, in ; w ith re g a r d to. See in re g a rd s
gard to and in regard to. These two phrases are to & re g a r d (a ).
correct, but the forms with regards to and in
regards to are, to put it charitably, poor usages— re g ist(e )ra b le . See re g istra b le .
e.g.: “With regards to [read With regard to] the
1962 adoption o f the at-large election scheme, re g iste r; re g istra r. Both forms are used in refer
plaintiffs argue with some merit that more should ring to the governmental officer who keeps official
have been said about this event.” The acceptable records. The OED notes that register was com
forms are best used as introductory phrases. Usu monly used in this sense from 1580 to 1800 and
ally, however, they may advantageously be re that registrar is now the usual word. But in AmE
placed by some simpler phrase such as concern register retains vitality: various levels o f govern
ing, regarding, considering, or even the simple ment have registers o f deeds, registers o f wills,
prepositions in, about, or for. registers o f copyrights, registers o f patents, and
The plural form, regards, is acceptable only in the like. As a matter o f AmE usage, a registrar is
the phrase as regards. In other words, with re usu. a school official, whereas a register is usu.
gards to is bad form— e.g.: “With regards to [read one who records documents for state or local gov
With regard to] the 1962 adoption o f the at-large ernment.
election scheme, plaintiffs argue with some merit Apart from the agent-noun sense, the general
that more should have been said about this meaning of register today is “a book or other
event.”/ “He became furious at the mere mention record in which entries are made during the
of George F. Will, the columnist who accused him course o f business.” E.g., “A register o f the proprie
recently o f ‘judicial exhibitionism’ with regards to tors o f patents is kept at the Patent Office, and
[read with regard to] his trade-agreement ruling.” all assignments, licences, amendments, and revo
Ruth M. Bond, At Center o f Trade-Accord Storm, cations must be entered therein.” 2 E.W. Chance,
Judge Bristles but Watches Image, N.Y. Times, 17 Principles o f Mercantile Law 160 (1951).
Sept. 1993, at B l l . See as re g a rd s, in re g a rd s
to & re sp e ct. re g istra b le , not registerable, is the preferred
B. As a V erb in the Phrases highly regarded spelling—e.g.: “Since 1925 restrictive covenants
748 registrant
have been registerable [read registrable] . . . .” r e ify (= to make material, or convert mentally
P.S. Atiyah, An Introduction to the Law of Con into a thing) is transitive only. It is sometimes
tract 284 (3d ed. 1981). misused as an intransitive verb— e.g.: “As soon
as Schultz’s objective reifies [read materializes],
Irej-i-strsnt/ does not rhyme, in the
r e g is tr a n t critics will have a more solid basis on which to
final syllable, with restaurant evaluate his policies.”
r e g is tr a te is an ill-conceived b a c k -f o r m a t io n
reim b u rsem en t. See su b ro g a tio n (c ).
from registration, the verb register being stan
dard— e.g.: “ [OJwners o f realty interposed defense r e in fo r c e ( = to strengthen) is the preferred
that broker had operated under an assumed name form, though the noun is enforce, not inforce.
without filing or registrating [read registering] the (Likewise with reinstate.) Rather than hyphenate
name . . . .” Rathbun v. Hagn, 99 N.E.2d 567, or use a diaeresis and retain the -e- in such words
567 syl. 2 (111. App. Ct. 1951). It is true, however, (e.g., re-enforce, reenforce), the -e- in each word is
that registrate is correctly used when denoting changed to -i- when the prefix is added. Re-enforce
the setting o f pipe-organ stops. (= to enforce again) is sometimes seen in AmE.
r e ite r a te ; ite r a te . It is perhaps not too literalis re la tio n . A. A nd relative . These terms are in
tic to use iterate in the sense “to repeat,” and terchangeable in the sense “a person who is kin,”
reiterate in the sense “to repeat a second time although currently relative is slightly more usual.
[i.e., to state a third time].” The distinction is B. Legal Sense. Some legal scholars, most nota
observed only by the most punctilious writers, bly Professor Leon Green, have used relation as
reiterate being the usual term in either sense. “the best term available to express the value o f
one human being to another. . . . Relations may
r e je c t. In contract law, this is the verb ordinarily be classified as family relations, trade relations,
used to describe what an offeree does in turning professional and political relations, labor rela
down an offer, or a buyer in refusing tendered tions, and general social relations.” Leon Green,
goods. Cases on Injuries to Relations 1 (1940).
C. And relationship . Relation is the broader
r e jo in d e r ; s u r r e jo in d e r . A rejoinder, in former term in this pair, inasmuch as relationship refers
practice, was the pleading served by a defendant either to kinship or to the fact o f being related by
in answer to the plaintiffs reply (the pleading some specific bond. The phrase in relationship
in answer to the defense). A surrejoinder was with is almost always incorrect for in relation to.
a plaintiff’s pleading in reply to a defendant’s To be correct, the phrase would almost have to be
rejoinder. See -ER (B) & c o m m o n -l a w p l e a d in g s . in his (or her or its) relationship with, etc.
mid-19th century and is unquestionably useful. Devlin, The Criminal Prosecution in England 78
E.g., “ [H]e would still be free to relitigate the (1960).
issue whether the driver had had his permission B. Remand hack as a Redundancy. Remand
and thus whether the insurance proceeds should alone is preferable to remand hack— e.g.: “Maine
not be credited against his personal liability v. Thornton has been remanded back [omit hack]
. . . .” Charles A. Wright, The Law o f Federal to the Maine Supreme Judicial Court for action
Courts 463 (4th ed. 1983). The corresponding not inconsistent with the Supreme Court’s
noun, relitigation, is equally common. decision.”/ “The court remanded the case back
[omit back] to the circuit court for a new hearing.”
r e m . See in rem . See send back.
C. Pronunciation. Remand is pronounced /ra-
r e m a in d e r . See r e s t, r e s id u e , a n d r e m a in mandt both as a noun and as a verb.
der & DOUBLETS, TRIPLETS, AND SYNONYM-
STRINGS. remandment. See remand, n.
the fact that husbands would frequently desert ballot box, rather than dangling the carrot o f
their wives, leaving them remediless and without reform by judicial injunction before them, the
any property or other means o f support.” Marga district court followed the course o f wisdom and
ret F. Brinig & Steven M. Crafton, Marriage and practicality.”
Opportunism, 23 J. Legal Stud. 869, 881 (1994). Sense (5) is also quite common <upon receiving
the demand letter, she promptly remitted the
r e m e d y ; r e lie f. The latter has historically been amount due>.
more commonly used in the context o f courts o f Sense (3) was formerly common in legal pròse,
equity, and the former in the context o f courts o f remit here being a synonym o f remand: “The order
law. Thus one generally speaks o f legal remedies should be reversed, with costs to the appellant
and o f equitable relief See C.C. Langdell, A Brief payable out o f the estate, and the proceedings
Survey o f Equity Jurisdiction (pt. 2), 1 Harv. L. remitted to the surrogate for entry o f a decree in
Rev. I l l , 111 (1887). accordance with this opinion.”/ “Nolan, Presiding
Justice, dissents and votes to reverse and to remit
r e m e m b e r . See r e c o lle c t (a ). the proceeding to Surrogate’s Court for the entry
o f a decree as prayed for in the objections inter
r e m is e = to give up, surrender, make over to posed by appellants.”/ “The case is remitted to the
another, release (any right, property, etc.) ( OED). Superior Court for the entry o f a judgment on the
Though traditionally used in quitclaim deeds, the verdict as directed.” See rem ission .
term is fast becoming a legal a r c h a is m . Several
words— such as those just used in defining re re m itta n ce ; rem itta l; re m issio n ; rem itm en t.
mise— are more specific and more widely under Remittance corresponds to sense (5) o f remit, and
stood. means “money sent to a person, or the sending o f
money to a person.” E.g., “On the other hand is
r e m is s ib le . So spelled. See -a b l e (A). the innocent shipper who paid the full amount o f
the charges to such defaulting party for remit
r e m is s io n . As a noun meaning “the act o f re tance to the agent.” Remitment is a needless
manding,” remission is a n e e d le s s v a r ia n t o f variant.
remand, n. Here is an example suggesting the Remission is the noun corresponding to senses
writer’s indulgence in in e l e g a n t v a r ia t io n : (1) through (4) o f remit, q.v.; it means either
“[A]n appellate court ‘may remand the cause “forgiveness” or “diminution o f force, effect, de
. . . .’ The procedure for remission [read remand] gree, or violence.” Remittal is a NEEDLESS
o f the cause to the lower court . . . is further variant.
regulated and controlled generally by the rules o f
the appellate courts.” 14A Stephen M. Flanagan, rem itte r; re m itto r; re m ittitu r. Remitter = (1)
Cyclopedia o f Federal Procedure § 69.01, at 65 one who sends a remittance; (2) a principle by
(1984). See r e m a n d , r e m it, r e m itta n c e & which a person having two titles to an estate, and
r e n v o i. entering on it by the later or more defective o f
In BrE, remission refers not only to the sending these titles, is held to hold it by the earlier or
back o f a case to a lower court, but also to the more valid one; or (3) the act o f remitting a case
part o f a prison sentence that a convict is allowed to another court. (See rem it.) The -or spelling is
not to serve (e.g., remission for good conduct in inferior.
prison). Remittitur = (1) the process by which the court
reduces the damages awarded in a jury verdict;
r e m it= (1) to pardon; (2) to abate, slacken; or (2) the action o f sending the transcript o f a
mitigate; (3) to refer (a matter for decision) to case back from an appellate to a trial court, or
some authority, send back (a case) to a lower the notice for doing so. For sense (2), the usual
court; (4) to send or put back; or (5) to transmit phrase is remittitur o f record.
(as money). Senses (1) and (2) are uncommon
today. Sense (4) is frequent in legal writing: “[T]he rem ittitu r; re m ittitu r o f r e c o r d ; rem ittor.
breach by the landlord o f his covenant does not See rem itter.
justify the refusal o f the tenant to perform his
covenant to pay rent. . . . The tenant is remitted rem n a n t; rem a n en t. The latter is an archaic
to the right to recoup himself in the damages spelling to be avoided.
resulting from the landlord’s breach o f his cove
nant to repair.” Mitchell v. Weiss, 26 S.W.2d 699, rem on stra te. The second syllable is accented
700-01 (Tex. Civ. App.— El Paso 1930)./“In remit /ri-mon-strayt/ in AmE, the first syllable / rent-
ting the members o f this class to a solution at the an-strayt/ in BrE.
R emote R elatives 753
remote has a special legal meaning in contexts quality in the administration of justice which I
involving the rule against perpetuities: “beyond shall consider.” Patrick Devlin, The Judge 59
the 21 years after some life in being by which a (1979). Which modifies quality (6 words and 3
devise must vest.” E.g., “In Leake v. Robinson, nouns before). [A possible revision: The conve
there actually were afterborn children with re nience o f the litigants is the next quality that I
spect to whom the remainder might have vested shall consider in the administration o f justice.]
remotely” See in being & in esse. • “[T]here are today a great many other bodies
exercising quasi-judicial powers which are not
R e m o t e R e l a t iv e s . Surprisingly few grammari regarded strictly speaking as courts, though
ans discuss what has become an increasingly com many o f them do perform functions very closely
mon problem: the separation o f the relative pro analogous to those of ordinary courts.” P.S. Ati-
noun (that, which, who) from its antecedent. For yah, Law and Modern Society 27 (1983). Which
example, in the sentence “The files sitting in the modifies bodies (4 words and 2 nouns before).
courtroom that I was talking about yesterday [A possible revision: There are today a great
are in disarray,” the word that strictly modifies many other bodies exercising quasi-judicial
courtroom, not files. But many writers today powers; these bodies are not regarded strictly
would intend to have it modify files—they would speaking as courts, though many o f them do
loosely employ a “remote relative.” perform functions very closely analogous to those
The best practice is simply to ensure that, what o f ordinary courts.]
ever the relative pronoun, it immediately follow • “People may have claims against each other
the noun that it modifies. As the following exam and against the State which are o f a moral or
ples illustrate, lapses involving which are ex political character . . . .” Id. at 112. Which
tremely common: modifies claims (8 words and 3 nouns before).
[A possible revision: People may have moral and
• ‘T his work required a law court in the modern political claims against each other and against
sense made up o f a small number o f judges o f the State.]
education and ability skilled in the law which • “Legislators are constantly making decisions
sat regularly term after term, generally at about law reform which depend on moral val
Westminster, often at the Exchequer.” William ues.” Simon Lee, Law and Morals 3 (1986).
F. Walsh, A Treatise on Equity 3 (1930). Which Which modifies decisions (4 words and 2 nouns
modifies court (21 words and 7 nouns before). before). [A possible revision: Legislators are con
[A possible revision: This work required a law stantly making decisions about law reform, and
court in the modern sense: one that was made many o f these decisions depend on moral
up o f a small number o f judges o f legal educa values.]
tion and ability and that sat regularly term
But that is almost as troublesome, and when used
after term, generally at Westminster, often at
remotely is even more likely to cause confusion—
the Exchequer.]
e.g.:
• “States, like individuals, often put forward con
tentions for the purpose o f supporting a particu • “The law has a way o f looking at family relation
lar case which do not necessarily represent ships that is different, or may be different, from
their settled or impartial opinion . . . .” J.L. the moral, the social, or the religious way.”
Brierly, The Law o f Nations 61 (5th ed. 1955). Max Radin, The Law and You 17 (1948). That
Which modifies contentions (9 words and 3 modifies way (6 words and 2 nouns before). [A
nouns before). [A possible revision: States, like possible revision: The law has a way o f looking
individuals, often put forward contentions that at family relationships—a way that is different,
support a particular case but do not necessarily or may be different, from the moral, the social,
represent their settled opinion.] or the religious way.]
• “If a terrorist places a bomb by the front door • “All groups seem to develop noticeable charac
o f a Cabinet Minister, which does damage but teristics, so that some can recognize sailors,
fortunately does not kill anybody, could this clergymen, actors and other occupational
be an attempt to murder?” Glanville Williams, groups that are not at all hereditary and hardly
Textbook o f Criminal Law 371 (1978). Which attributable to any definite physical cause.”
modifies bomb (9 words and 3 nouns before). [A Morris R. Cohen, Reason and Law 42 (1961).
possible revision: I f a terrorist places a bomb by That modifies characteristics (13 words and 6
the front door o f a Cabinet Minister and that nouns before). [A possible revision: All groups
bomb does damage but fortunately does not kill seem to develop noticeable characteristics that
anybody, could this be an attempt to murder?] are not at all hereditary or attributable to any
• “The convenience o f the litigants is the next definite physical cause, but that allow some peo-
754 R emote R elatives
pie to recognize sailors, clergy, actors, and other • “Gibson was a Democrat o f Jackson’s type
occupational groups.] (Jackson wished to put him on the Supreme
• “There is another important aspect o f the case, Court o f the United States), the son o f a pros
and that is whether, in placing so heavy a perous and successful man of business in a
burden on the jury, it has brought about a shift frontier community, who was also a colonel in
of responsibility for decisions in the moral field the Revolutionary army.” Roscoe Pound, The
that affects the democratic process I have en Formative Era o f American Law 85 (1938). Who
deavoured to describe.” Patrick Devlin, The En may modify either son (13 words and 4 nouns
forcement o f Morals 98 (1968). What affects before) or man (7 words and 3 nouns before). It
the democratic process? The moral field? The seems to modify the more remote o f the two—
responsibility for decisions? The shift in that son. [A possible revision: Gibson was a Demo
responsibility? The answer seems to be shift (9 crat . . . , the son o f a prosperous and success
words and 4 nouns before). [A possible revision: ful man o f business in a frontier community.
There is another important aspect o f the case, Gibson was also a colonel in the Revolutionary
and that is whether the heavy burden placed on army.]
the jury has brought about a shift o f responsibil • “The question whether one of a gang who is
ity for decisions in the moral field—a shift that arrested at the scene o f the crime continues to
affects the democratic process I have endeav be ‘present’ there is considered in § 134.” Glan-
oured to describe.] ville Williams, Criminal Law 354 (2d ed. 1961).
• “The plain fact is that in most cases where Who modifies one (4 words and 2 nouns before.)
doubt can arise as to whether a particular situa [A possible revision: The question whether a
tion is covered by a statute, no intellectual re gang member who is arrested at the scene o f the
sources are available to the legislature in decid crime continues to be \present' there is considered
ing the question that are not equally available in § 134. ]
to the judge . . . .” Lon L. Fuller, Anatomy o f • “Patricia Buthmann and Tim Tyroler on Tues
the Law 33 (1968). That modifies resources (10 day lost their effort to block being evicted from
words and 3 nouns before). [A possible revision: the Casa Carranza apartments . . . because
In most cases in which doubt can arise about they allowed a woman to stay with them who
whether a particular situation is covered by a possessed two syringes suspected to be drug
statute, the legislature has no intellectual re paraphernalia.” Kris Mayes, Renters Run Afoul
sources that are not equally available to the o f Eviction Law, Phoenix Gazette, 29 Sept.
judge.] 1994, at B l. At first, the relative pronoun who
• “The most important changes in the law o f fu may seem to modify them as part o f an archaic
ture interests that the Statute o f Uses wrought construction; in fact, it modifies woman (5
may be summarized in one sentence.” Thomas words and 2 nouns before). [A possible revision:
F. Bergin & Paul G. Haskell, Preface to Estates . . . because a woman who stayed with them
in Land and Future Interests 113 (2d ed. 1984). possessed two syringes thought to be drug para
That modifies changes (7 words and 3 nouns phernalia.]
before). [A possible revision: The most im
portant changes that the Statute o f Uses At times, the remote relative may even appear
wrought in the law o f future interests can be in a phrase such as in which— e.g.: “The unex
summarized in one sentence. ] pected announcement renewed speculation about
• “Lee Feltman, Esq., . . . appeals from an order the 74-year-old Pope’s broader state o f health,
o f the district court, Edelstein, J., that adopted particularly because he planned an important
the findings and recommendations o f Magis speech at the United Nations on the family in
trate Gershon . . . .” Sassower v. Sheriff o f which he was expected to discuss the Vatican’s
Westchester County, 824 F.2d 184, 185 (2d Cir. views o f the recent population conference in
1987). Does that sentence refer to an order that Cairo.” Alan Crowell, Pope, Citing His Health,
adopted or the district court that adopted? It Cancels His Planned Trip to New York, N.Y.
looks as if the writer meant to refer to order (7 Times, 23 Sept. 1994, at A l. In which modifies
words and 3 nouns before), not court. [A possible speech (8 words and 3 nouns before). [A possible
revision: Lee Feltman, Esq., . . . appeals from revision: The unexpected announcement renewed
a district-court order that adopted the findings speculation about the 74-year-old Pope's broader
and recommendations o f Magistrate Gershon state o f health, particularly because he planned
. . . .] an important speech at the United Nations on the
family. In that speech, he was expected to discuss
Even who is used remotely, but its meaning is the Vatican's views o f the recent population confer
much more frequently clear— e.g.: ence in Cairo.]
renewal of judgment 755
As in the example just quoted, remote relatives rendered: “The majority seizes upon the petition
often seem to result from the writer’s ill-advised er’s seven-word response, TJh, yeah, I’d like to do
combining o f two sentences into one. Among the that,’ rendered [read uttered] during a colloquy
advantages o f avoiding remote relatives— that could not have taken five minutes.” Such
avoiding MISCUES and even AMBIGUITY—is that an inarticulate statement from a habeas corpus
you also improve your average s e n t e n c e l e n g t h . petitioner should hardly be said to have been
For more on using that and which correctly, see rendered. See h e a rt-re n d in g .
RESTRICTIVE AND NONRESTRICTIVE CLAUSES. In AmE, the usual expression is that judgment
is rendered; in BrE it is commonly written that
re m ov a b le. This is the preferred spelling in both judgment is given. E.g., “Judgment accordingly
AmE and BrE, not removeable. See MUTE E. was given for the plaintiffs for the balance o f the
claim.” (Aus.)
rem ov e, re-m ov e. See re - pair s .
re n d e z v o u s. A. Plural Form. The singular
rem ov e; rem ov a l. In law, these terms have pro noun rendezvous has an identical plural form—
cedural senses that are generally unknown to i.e., rendezvous, not -vouses.
nonlawyers. Removal = the transfer o f an action B. V erb Inflections. As a verb, rendezvous
from a court on one jurisdictional level to a court makes rendezvouses in the third-person present
on another level. Thus, in the U.S., some state- tense, and rendezvoused in the past tense. (In
court actions may be removed to federal court if both inflected forms, the root -s- is silent.) The
the proper statutory basis exists. (The correlative present participle is rendezvousing.
term for transferring the action back to state
court is remand, q.v.) In England, removal is the re n d itio n . The prevalent meaning today—“the
transfer o f a High Court action from a district action o f rendering, giving out or forth” began as
registry to London (or vice versa) or o f a county an Americanism but has now become universal.
court action to the High Court (or vice versa) BrE retains an older, quasi-legal sense as well:
(CDL). “the surrender o f a suspected or convicted person,
usu. betw. two Commonwealth countries.”
re m o v e a b le . See re m o v a b le .
r e n d itio n o f ju d g m e n t; e n try o f ju d g m e n t.
rem u n era tion . So spelled; renumeration is an Courts have traditionally distinguished between
all-too-common misspelling and mispronuncia rendition o f judgment (= the oral or written rul
tion. ing containing the judgment entered) and entry
of judgment (= the formal recordation o f a judg
ren a n t; ren ia n t. At early common law, renant ment by the court). It has been said that rendition
(the more common spelling) meant "denying.” Re is the ultimate judicial act, whereas entry is
niant is a variant form. merely ministerial in nature and evidentiary in
purpose.
r e n co n tre ; re n co u n te r . Very little is certain This distinction at one time posed problems in
about these words. W10 lists the main entry for some cases in which no terminal judicial act was
this word under rencontre; the COD lists the main required, as with a jury’s general verdict. In cur
entry under rencounter, as does W2. Under ren rent American practice (Fed. R. Civ. P. 58), the
contre; the COD labels both archaic, although the verdict rendered by a jury or the decision rendered
Merriam-Webster dictionaries list rencontre as a by the judge is converted into an ‘inchoate’ judg
current word in the senses (1) “a hostile meeting ment, effective upon entry.
or contest between forces or individuals; combat”;
and (2) “a casual meeting.” The OED adds the re n e g e ; re n e g u e ; re n ig . The first is the pre
sense "an organized but informal meeting o f scien ferred form in AmE, the second the standard
tists,” dating from 1975 in BrE. spelling in BrE, although the first is making in
roads. Renig is a variant spelling in AmE— a
ren d . See h ea rt-ren d in g . NEEDLESS VARIANT.
removes dormancy and authorizes belated issu country’s rule on conflict o f laws refers a case to
ance o f a writ o f execution. Conversely, renewal, the law o f a foreign country, and the law o f that
by civil action on the judgment, consists [in] a country refers the case either back to the law of
new money judgment endowed with its own ac the first country (remission) or to the law o f a
tionability, executability, and creation o f a lien.” third country (transmission) (CDL). Within fed
Stefan A. Riesenfeld, Creditors* Remedies and eral systems such as that o f the U.S., renvoi
Debtors* Protection 101 (1979). applies when one state’s conflicts rule refers the
case to the law o f another state. See r e m is s io n .
r e n ia n t. See r e n a n t.
r e o c c u r is a n e e d le s s v a r ia n t o f the much pref
r e n ig . See r e n e g e . erable recur. See r e c u r r e n c e .
r e n o u n c e m e n t. See r e n u n c ia tio n .
r e o c c u r r e n c e . See r e c u r r e n c e .
renvoi /ren-voi! (F. “sending back”) = the prob rep a y . A. Sense. This word means “to pay
lem arising in private international law when one back”—it should not refer to paying something
replevin 757
for the first time, however long the sum has been paraphrase. One cannot use these
r e p h r a s e for
due: “Earlier this year, Michael took out a $45,000 two words interchangeably. One may paraphrase
loan to repay [read pay ] the back taxes and inter either statements or persons, but one may re
est he owed.” For Special Cases, a “Tax Thera phrase only statements. The writer o f this sen
pist\* N.Y. Times, 8 Dec. 1989, at 27. tence incorrectly used rephrase for paraphrase:
B. Repay hack . This is a REDUNDANCY. “To rephrase [read paraphrase] Justice Frank
furter, newspapers are inherently available to all
r e p e a le r = (1) one who repeals; or (2) a legisla as a mode o f expression.”
tive act abrogating an earlier act. Sense (2), o f
recent origin, is the more common one— e.g.: “An r e p la c e ; r e -p la c e . Here replace is used for re
other method o f reviving the judgment lien was place: “Where land or chattels have been wrong
docketing and indexing a writ o f execution, now fully taken from a person, he can be replaced [read
subject to special repealer.” See -er (B). re-placed] substantially in the position which he
formerly occupied by restoring to him in specie
r e p e a t a g a in ; r e p e a t b a c k . Both are redundan
that which was taken from him.” See RE- pair s .
c ie s .
r e p le a d e r . See -ER (B).
[read replevied] vehicle by judge and cover-up.” creditors have replevied real estate— quite a legal
Mississippi Judicial Performance Comm’n v. phenomenon to say the least.” Mapco Ammonia
Walker, 565 So. 2d 1117, 1130 (Miss. 1990) (Ap Pipeline, Inc. v. State Bd. o f Equalization & As
pendix B). sessment, 471 N.W.2d 734, 749 (Neb. 1991). See
re p le v in . Cf. d etin u e.
re p le v isa b le . See re p le v ia b le .
r e p lic a ta b le is incorrect for replicable— e.g.:
re p le v y , vb., = (1) v.t., to regain possession o f “The feeders* argument assum es. . . the mechan
(personal property) under a provisional remedy ical (and therefore replicatable [read replicable])
that allows the plaintiff, upon giving security, to application o f such fixed numbers . . . T In re
regain the disputed property from the defendant Beef Indus. Antitrust Litig., 542 F. Supp. 1122,
and to hold it until the court decides who owns 1141 (N.D. Tex. 1982). See -a t a b l e .
it; (2) v.t., to regain possession o f (personal prop
erty) by a successful action in replevin; or (3) v.i., re p o r t. A. And reporter . Traditionally, a law
to bring an action for replevin. report is a written account o f a proceeding and
Though sense (3) is fairly infrequent, senses (1) judicial decision, and the reporter is the person
and (2) are common. The distinction between responsible for making and publishing that ac
them involves merely the stage that the litigation count. (Cf. c o u r t re p o rte r.) In AmE, however,
has reached: if the lawsuit is still pending, sense reporter has been blurred into report—primarily
(1) applies— e.g.: because o f West Publishing Company’s “National
Reporter” system (established in 1879), each Re
• “The cardinal question in every replevin action
porter being a set o f books containing judicial
is whether the plaintiff was entitled to immedi
opinions from a geographic area within the coun
ate possession o f the property replevied at the
try. Formerly, fastidious writers tried to distin
commencement o f the action.” International
guish the senses by capitalizing one but not the
Harvester Credit Corp, v. Lech, 438 N.W.2d 474,
other, as the following quotation suggests, but
477 (Neb. 1989).
this practice is not widely followed. E.g., “It may
• “The mortgagee-finance company replevied the
not come amiss to remark that the National Re
automobile from the purchaser, who then set
porter System is usually spoken o f as the 'Report
tled with the finance company by agreeing to
ers? and one o f the component parts o f that sys
pay the balance due on the mortgage.” In re
tem is in like manner spoken o f as a 'Reporter?
People, 505 N.W.2d 228, 233 (Mich. 1993).
Wherever, in this or the succeeding chapters o f
• “The failure o f the court to order a bond that
this work, the word is used with a capital, it
complies with the replevin statute threatens
refers to one or more o f the parts o f the National
the security o f the person whose property is
Reporter System. When the word ‘reporter’ is used
replevied.” Child*s Play Ltd. v. A & A, Inc., 642
without capitalization, it refers to the person who
A.2d 170, 172 (Me. 1994).
reports or edits the cases in any series o f reports
If, by contrast, the litigation has concluded and to which reference is being made.” William M.
the plaintiff has prevailed, sense (2) applies— e.g.: Lile et al., Brief Making and the Use o f Law Books
“Lienholder replevied the vehicle and recovered 37 (3d ed. 1914).
attorney fees and costs from the wrecker service.” A similar extension o f reporter occurred in 19th-
Sharp v. State, 877 P.2d 629, 630 (Okla. 1994). century Scotland, where the Scottish Law Re
Sometimes one cannot tell, without the fuller porter appeared from 1865 to 1925.
context, whether sense (1) or sense (2) applies— B. The Reports. In BrE, “the Reports” are
e.g: “Homeowners allege that SCOF did not prop Coke’s 13 volumes that began to appear in 1600.
erly credit the individual accounts for items it Coke tried to present every previous authority
replevied from the corresponding lots.” Dave Kolb bearing on each case he reported, and thus his
Grading, Inc. v. Lieberman Corp., 837 S.W.2d work has remained the historian’s first entrance
924, 933 (Mo. Ct. App. 1992)7 “PCA ‘picked up into the study o f medieval caselaw.
and sold* some cattle and defendant Hopkins re
plevied the 88 head and sold them.” Central Prod. re p o r te d ly . “Newspapermen and broadcasters
Credit Ass'n v. Hopkins, 810 S.W.2d 108,110 (Mo. live on a steady diet o f this adverb,” wrote Wilson
Ct. App. 1991). Follett. “It is so lacking in the characteristics o f a
Only personal property can be replevied, as the respectable adverb that one would like to see its
following statement acknowledges: “In any event, use confined to cable messages, where it saves
someone out there had better tell the creditors money and can await translation into English.”
who repossessed and hauled away center pivot Modern American Usage 279 (1966). E.g., “Such
systems from debt-ridden irrigators that those convictions are extremely rare, and reportedly
repudiation 759
there had been only four previous ones [read, ac r e p o s ito r y ; r e p o s ita r y . The former spelling is
cording to Follett, only four previous ones had standard. Cf. d e p o s ita r y .
been reported] since the law was passed.”
To be sure, adverbs in -edly are often cumber r e p r e s e n t; r e -p r e s e n t. See re - pairs .
some and opaque (at first). Reportedly is not
nearly as common in legal writing as allegedly, m is r e p r e s e n ta tio n . These
r e p r e s e n ta tio n ;
confessedly, and assertedly. All such forms ought two words require care: if by fraudulent represen
to be avoided unless there is virtually no other tation one really means fraudulent misrepresenta
concise way o f saying what needs to be said. If tion, then the latter phrase ought to be used. Cf.
that test is met, as it often is, we should use fa ls e r e p r e s e n ta tio n .
reportedly or any o f the other terms without apol
ogy. See -e d l y , a lle g e d ly & c o n fe s s e d ly . r e p r e s e n te e ( =
one to whom a representation
has been made), a word that originated in the
r e p o r te r . See r e p o r t (a ). 17th century and then was disused for nearly two
centuries, reemerged in 20th-century discussions
r e p o r t o f p r o c e e d in g s . This term is used in o f contract law. It has become fairly common as
various American jurisdictions to refer to the ver a correlative o f representor—e.g.: “It is presumed
batim transcript o f any on-the-record proceedings that the representor in pursuing his own economic
before a judge. In Texas, the anomalous phrase interest will necessarily protect the rights o f the
statement o f facts is used in this sense. See r e representees who have the same economic inter
c o r d ( b ). est.” In re Will o f Levy, 496 N.Y.S.2d 911, 912
(Sur. Ct. 1985)./ “Each [doctrine] is based on a
r e p o s e is not “indefinite dormancy,” but rather representation followed by reliance on the part of
suggests temporary rest, after which there will the representee . . . .” G.H. Treitel, The Law o f
again be activity. Hence, in the following pro Contract 109 (8th ed. 1991). Cf. m is r e p r e s e n te e .
nouncement, the court was not aspersing the doc
trine in question as strongly as it might have r e p r e s s . See o p p r e s s .
thought: “As to sovereign immunity, that doc
trine, insofar as it has been created by courts, Reprise = (1) an annual
r e p r is e , n.; r e p r is a l.
seems headed for a deserved repose.” This is slov deduction, duty, or payment out o f a manor or
enly writing that makes little sense— why “insofar estate, as an annuity or the like; or (2) (in music)
as it has been created by the courts,” which is a repetition. Reprisal = an act o f retaliation, usu.
ambiguous? The judge might better have written, o f one nation against another but short o f war.
“Sovereign immunity as created by the courts
seems to be moribund.” This says the same thing r e p r o b a te ( = to reject [as an instrument or deed]
in almost half the words. See c u t t in g OUT th e as not binding on one) is, in Scots law, the ant
CHAFF. onym o f approbate. See a p p r o b a te .
Statute o f repose is a curious AmE legal usage
for a statute that sets up a legal defense, usu. by r e p u b lis h ; r e v iv e . In the law o f wills, there is
the passage o f time. It differs from a period o f a distinction between these verbs. Republishing
limitation, q.v., because it bars a suit a fixed involves bringing forward in time a will that has
number o f years after the defendant acts in some remained continuously valid since its making. Re
way (as by manufacturing a product), whereas viving a will involves restoring to effectiveness a
limitation bars an action if the plaintiff does not will or codicil that has been revoked.
file suit within a set period o f time from the date
when the cause o f action accrues. E.g., “[Article Repudiation = a con
r e p u d ia tio n ; r e s c is s io n .
5536a is] the ultimate statute o f repose for archi tracting party’s words or actions that indicate an
tects, engineers, and builders. . . . [It] provides intention not to perform the contract in the fu
an absolute defense to a registered or licensed ture. Rescission = a party’s unilateral unmaking
architect or engineer once more than ten years o f a contract for a legally sufficient reason, such
have passed since the substantial completion o f as the other party’s material breach.
any allegedly defective improvement to real prop Though the definitions suggest precise mean
erty.” Brown v. M.W. Kellogg Co., 743 F.2d 265, ings for these terms, they are frequently confused.
267 (5th Cir. 1984)./ “[W]here injury or death is The main problem is that repudiation is a
alleged to have resulted from disease, the six- common-law term, whereas rescission is an equi
year statute o f repose is inapplicable.” Guy v. E.I. table one. Thus, as P.S. Atiyah points out, “most
DuPont de Nemours & Co., 792 F.2d 457, 460 (4th books on the law o f Contract discuss the right to
Cir. 1986). repudiate the contract for breach o f condition in
760 repudiatory
a section on Remedies, while they treat o f the the second prong is on the requestor.” Cielock v.
right to rescind a contract in the section on Mis Munn, 262 S.E.2d 114, 115 (Ga. 1979). See -EE.
representation. Indeed, so different are repudia
tion and rescission believed to be, that serious requ iescat in p a c e . See R .I.P.
confusion is caused in the law o f sale o f goods by
the fact that the Sale o f Goods Act regulates r e q u ir e . See n e c e s s ita te .
the former but not the latter.” P.S. Atiyah, An
Introduction to the Law o f Contract 294 (3d ed. r e q u is ite . See p r e r e q u is ite .
1981). To compound the trouble, lawyers indis
criminately use repudiation for both a rightful
r e q u is ite r e q u ir e m e n t is a patent redun
and a wrongful termination.
dancy.
gressional hearings on the Social Security A ct.7 and remainder o f my estate o f every description,
‘Thirty-three states required at least one year o f o f which I shall die seised and possessed, to my
residence [read residency] in a particular town son X .7 “The unmistakable intention o f the testa
or county.7 “Unlike those states which condition trix, apparent upon the face o f the will, was that
veterans' preferences on either residency at the the residue o f her estate should go to the person
time of service or length o f residency in the state, who should have given her the best care in her
New Mexico requires only that a veteran establish declining years.” Although Blackstone wrote that
residency sometime before a cut-off date, and that “the surplus or residuum must be paid to the
he currently qualify as a state resident.” See c iti residuary legatee,” residuum is now to be avoided
z e n s h ip & d o m ic il(e ). in such contexts: “The court ordered the executor
to divide the residuum [read residue] among the
r e s id e n t. See c itiz e n (A). residuary legatees.”
Residuum is a technical term used correctly in
r e s id u a r y ; r e s id u a l; r e s id u o u s . In the context chemical contexts. E.g., “There is testimony that
o f residues of estates and trusts, residuary is a blend o f residuum and diesel fuel or kerosene
the preferred adjective. E.g., “The instrument is would satisfy the definition o f crude oil.” The
signed by the testator and properly attested; the plural is residua.
residuary dispositions are therefore revoked.7 Residue and residuum often tempt those who
“The codicil contained a bequest o f his residuary fancy in e l e g a n t v a r ia t io n . In the phrase residue
estate to charity, but the bequest was not effective o f a residue, there is nothing wrong with re
because the testator died within thirty days after peating the word residue. Varying the form o f the
the codicil was executed.” word is an affectation: “Some courts have held
Yet there are many examples o f residual used that the gift passes by intestacy on the theory
in such contexts. E.g., “We have before us taxpay that there can be no residue o f a residuum [read
ers who have inherited what is effectively a resid residue o f a residue]”
ual [read residuary] estate.”/ “On May 5, 1949, Residual, n., = a remainder; an amount still
decedent executed a codicil partially revamping remaining after the main part is subtracted or
his testamentary scheme by establishing, in lieu accounted for (OED). E.g., “Some residual o f the
o f the outright residual [read residuary] gift, a old civic duty to ‘cry out' remains.”
trust for the benefit o f his son Joseph.” Residual Residuary, when used elliptically as a noun for
and residuary are susceptible to INELEGANT VARIA such full phrases as residuary estate (= residue)
TION: “In 1965 the testatrix executed a holo is uncommon and possibly confusing. It should be
graphic instrument distributing all the assets she avoided. E.g., “He received the residuary [read
controlled, the residual [read residuary] disposi residue] o f his parents' estate long after his moth
tion omitting Mariana Erback, who was one of er's death.”
the residuary distributees in the 1945 will.” The word sometimes even elliptically denotes
When one writes o f a person's capabilities and residuary beneficiary, a usage that can cause con
functions remaining after an injury, residual is fusion— e.g.: “It was this reversion which passed
the correct term: “She retained a residual function to the residuaries [read residuary beneficiaries].”
to perform her relevant past work as a nurse's Reeves u. American Sec. & Trust Co., 115 F.2d
aid.”/ “Dr. Barrio's final report stated that claim 145, 148 (D.C. Cir. 1940)./ “[This] conduct denied
ant's residual functional disability will interfere the nieces their inheritance as residuaries [read
with her normal activities at work, which require residuary beneficiaries] o f the estate . . . .” Kre-
significant physical effort as a sewing machine vatas v. Wright, 518 So. 2d 435, 438 (Fla. Dist.
operator.” Residuous is a NEEDLESS VARIANT o f Ct. App. 1988).
the other two words.
r e s id u o u s . See r e s id u a r y .
r e s id u a r y le g a c y . See le g a c y .
r e s id u u m . See r e sid u e .
r e s id u e ; r e s id u u m ; r e s id u a l, n.; r e s id u a r y , n.
Both residue and residuum (pi. -dua) mean “that r e s ig n ; r e -s ig n . See RE- pair s .
which remains.” Residue is the usual and pre
ferred term for contexts involving decedents' es r e s ig n is almost always intransitive in the U.S.
tates. It means “the property comprising a dece cresign from ofifico, but is often transitive in
dent's estate after payment o f the estate's debts, England <resign the office>.
funeral expenses, costs o f administration, and all
specific and demonstrative bequests” (CDL). E.g., r e s in te g r a ; r e s n o v a . These terms are moder
“I give, bequeath, and devise the rest, residue, ately common in legal writing. Both mean “an
res nova 763
undecided question; a case o f first impression”; locquitor, loquiter, loquitor, and loguitur, among
res nova is used primarily in AmE and res integra other variations.
in BrE. Following are examples o f the latter: “If The phrase is often used attributively, as in,
the matter were res integra in this jurisdiction I “She sought to recover on a res ipsa loquitur
should, for my part, have felt very much tempted theory.” Generally, because it is a foreign phrase,
to follow the views expressed by the majority o f it is not hyphenated when so used. See ph r asal
the court in Skelton v. Collins.” (Eng.)/ “If the ADJECTIVES (B).
matter were res integra it might not, to my mind,
be a hopeless argument, but in the light o f the
re siste r; re sisto r. The former is the term mean
long-standing law it is today an argument that
ing “one who resists.” The latter is a technical
must be rejected.” (Eng.)/ ‘T h e court added that
electrical term.
if it were res integra it would hold that calling a
man a rogue or a woman a whore in public com
pany is actionable.” re sistib le ; resista b le. The former spelling is
American legal writers use res nova far more preferred. See -a b l e (a ).
often than res integra. E.g., “ [Requiring the mat
ter to be considered res nova by every single trial
re s ju d ic a ta . A. And res adjudicates The
judge in every single case might seem to some to
phrase meaning literally “a thing adjudicated” is
pose serious administrative difficulties.” Rock v.
now universally spelled res judicata . The other
Arkansas, 483 U.S. 44,6 5 (1987) (Rehnquist, C.J.,
form, res adjudicata, ought to be rejected as a
dissenting)./ “The case involves many issues that
NEEDLESS VARIANT.
are res nova, and appellant feels that oral argu
But the spelling adjudicata was formerly com
ment would be o f great benefit to the court and
mon— e.g.: “ [T]he jury’s verdict of not guilty neces
to both parties.” See first im p re ssio n , ca se o f.
sarily confirmed Bruce’s title and rendered the
The plural forms are res integrae and res novae.
issue res adjudicata.” Ephraim Tutt, Yankee Law
yer 70 (1943)./ “ [The] rule . . . involves a depar
res ip sa lo q u itu r ( = the thing speaks for itself)
ture from the ordinary principles o f res adjudicata
is known in G.B. but is far more common in the
. . . .” Lon L. Fuller, Legal Fictions 4 (1967).
U.S., where it has become familiar enough that
Though occasionally in use as late as the 1960s,
res ipsa case and even resipsy (also spelled resip-
adjudicata is almost never seen in contemporary
sey) have become lawyers’ elliptical colloquial
legal writing.
isms. Res ipsa loquitur is one o f those la t in is m s
B. And collateral estoppel. See c o lla te ra l es
that have become so common in lawyers’ j a r g o n ,
to p p e l (A).
or more specifically as t e r m s o f a r t , that their
C. P reposition with. Res judicata, which needs
usefulness is unquestioned.
no italics, takes o f or to. E.g., “ [A]n acquittal
The phrase refers to the doctrine allowing that,
on one [indictment] could not be pleaded as res
in some circumstances, the mere fact o f an acci
judicata o f the other.” Dunn v. U.S., 284 U.S. 390,
dent’s occurrence raises an inference o f negligence
393 (1932) (per Holmes, J.)7 “If Stewart had been
so as to establish a prima facie case. “The rule
separately indicted and tried for armed robbery
bearing this name warrants the inference o f negli
and a hung jury resulted in a mistrial, that could
gence but does not compel such an inference.”
not be pleaded as res judicata to a subsequent
Johnson v. U.S., 333 U.S. 46, 48 (1948) (quota
separate indictment for attempted second degree
tions & brackets omitted).
murder.” Stewart v. Blackburn, 746 F.2d 262,264
Many writers tend toward the elliptical drop
(5th Cir. 1984).
ping o f the final word in the phrase— e.g.: “Evatt
In American legal writing the phrase is fre
J. held in Davis v. Bunn that res ipsa raises only
quently used as a kind o f predicate adjective, as
a presumption o f fact . . . .” G.W. Paton, Tort:
here: “A judgment is not res judicata as to, or
Negligence—Res Ipsa Loquitur, 4 Res Judicatae
legally enforceable against, a nonparty.” See re s
106, 106 (1948)./ “The doctrine o f res ipsa does
a d m in istra ta & chose ju g ée.
not relieve the plaintiff o f the burden o f proving
D. Plural. The plural, rarely if ever used, is res
negligence.” Charles Kramer, The Rules o f Evi
judicatae—e.g.: “ [I]t is therefore not surprising
dence in Negligence Cases 35 (3d ed. 1963)7 “Criti
that Cicero’s inclusion o f res judicatae among the
cism o f the res-ipsa test may be directed to its
sources o f law does not reappear in the later
feasibility.” Peter W. Low et al., Criminal Law:
jurists.” Carleton K. Allen, Law in the Making
Cases and Materials 135 (1982).
173 (7th ed. 1964).
It may be just as well to leave the last word
off, because it is commonly misspelled. American
judicial opinions contain examples o f locquitur, re s n o v a . See re s in tegra .
764 resolvable
ond) o f Torts (1977) . . . .” Hinerman v. Daily ture.” Restatement o f Restitution 5 (1937)./ “From
Gazette Co., 423 S.E.2d 560, 578 (W. Va. 1992). the time of Lord Mansfield restitutionary reme
As in the preceding quotation, the word often dies were dependent on the dictates o f ‘natural
appears to be limited to the reporters on a particu justice and equity* on which he laid stress.”
lar Restatement, but sometimes the word appears Charles A. Wright, Cases on Remedies 59 (1955)./
to refer to the entire membership o f the Institute, “Restitutionary remedies are designed to restore
and sometimes with a sneering tone that says to plaintiff all that defendant gained at plaintiffs
more about the writer than about the restaters— expense.” Douglas Laycock, Modern American
e.g.: Must as legal realism undercut the symmet Remedies 3 (1985)./ “Restitutionary claims are to
rical doctrines beloved o f the restaters o f the ALI, be found in equity as well as at law.” Robert
so law and economics and CLS, from different Goff & Gareth Jones, The Law o f Restitution 3
ends of the spectrum, have undercut much o f the (3d ed. 1986).
rationality that Hart and Sacks put into training
the legal generation who were at law school in re stiv e , despite its misleading appearance, does
the fifties.w Robert Stevens, Book Review, 44 J. not mean “restful.” Formerly it meant “stubborn,
Legal Educ. 152, 154 (1994) (reviewing Anthony refusing to budge,” but now it has become synony
T. Kronman, The Lost Lawyer: Failing Ideals o f mous with restless, a development that some lan
the Legal Profession (1993)). guage critics lament.
• “Cases that have found inadvertent errors to be • “Beaver came and made a dam which [read
sanctionable did not involve clerical errors of that] in time created a lovely pond . . . .“ Wil
the type committed by Fleischer.” liam O. Douglas, Points o f Rebellion 83 (1970).
• “Star Chamber did not usually try felonies
Now let's punctuate our sample sentence differ
which [read that] involved capital punishment.”
ently and change the relative pronoun from that
L.B. Curzon, English Legal History 181 (2d ed.
to which: “All the cases, which were decided be 1979).
fore the 1995 legislation, support this argument.”
• “For this reason, the [sentence] which [read
This version illustrates a nonrestrictive clause.
that] follows this passage ought to be either
Such a clause typically gives supplemental, non- much longer or very short.” Richard A. Lanham,
defining information. Here, we already know from
Revising Prose 15 (1979).
the context which court we are talking about. The
• “Liberty is another value which [read that]
sentence informs us that the cases support this
seems to lie at the heart o f our concern.” Simon
argument— oh, and by the way, they were all Lee, Law and Morals 77 (1986).
decided before the 1995 legislation. The incidental
• “Despite all the uncertainty which [read that]
detail is introduced by which and set off by com surrounded the 1994 season— and the doubts
mas to signal its relative unimportance. E.g.: which [read that] still linger like a hangover
• “The land is contained in Burnham's City Char that just won't quit—Paul O'Neill was sure o f
ter, which was approved by the legislature in one thing.” Don Burke, Yank’s Ink O’Neill: 4
1891 and again in 1926.” Years, $19M, Star-Ledger (N.J.), 29 Oct. 1994,
• “The motion for summary judgment deals with at 29.
the entire breach-of-contract claim, which is • “In a shareholder’s derivative suit, the cause of
the only cause o f action under this civil-action action which [read that] such a plaintiff brings
number.” before the court is not his own but the corpora
• “A body o f law now deals with this question, tion's.”
which is still scarcely understood by the bar.” • “It is precisely the significance or lack o f sig
nificance o f these contacts which [read that]
Restrictive clauses are essential to the gram troubles us.”
matical and logical completeness o f a sentence. • “The injunction runs against only one o f the
Nonrestrictive clauses, by contrast, are so loosely parties o f the dispute, a dispute which [read
connected with the essential meaning o f the sen that] is o f the kind which [read that] led to the
tence that they might be omitted without chang passage o f PKPA.”
ing the essential meaning. • “In such a case he would not be exercising his
Hence, three guidelines. First, if you cannot legal right, or doing an act which [read that]
omit the clause without changing the basic mean can be judged separately from the motive which
ing, the clause is restrictive; use that without a [read that] actuated him.”
comma. Second, if you can omit the clause without • “For us to allow the judgment to stand as it is
changing the basic meaning, the clause is nonre would risk an affirmance o f a decision which
strictive; use which after a comma. Third, if you [read that] might have been decided differently
ever find yourself using a which that doesn't fol had the court below felt unconstrained.”
low a comma, it probably needs to be a that • “We understand that every right which [read
For a good general discussion o f these two rela that] beneficiaries would otherwise have
tive pronouns, see Douglas Laycock, “That” and against the trust company is sealed and wholly
“Which,” 2 Scribes J. Legal Writing 37 (1991). terminated by the decree.”
The word who is likewise a relative pronoun.
With it, we rely entirely on punctuation to denote In the last sentence quoted, the first that made
whether it functions restrictively or nonrestric- the writers want to vary the word in the second
tively. phrase, but they should not have succumbed to
Some o f the common errors that occur with the this misplaced desire.
two types o f relative clauses are discussed in the B. Restrictive Clause Wrongly Made Nontres-
sections below. trictive. This error is fairly common. The relative
A. Which for that. Using which for that is per clauses illogically set off by commas are necessary
haps the most common blunder with these words. to the meaning o f the sentence; one could not drop
In none o f the sentences that follow could the those phrases out o f the sentences and retain the
phrase introduced by which be omitted without a intended meaning—e.g.: “A state will not exercise
nonsensical result or one with a drastically differ judicial jurisdiction, which [read jurisdiction that]
ent sense. The word which should therefore be has been obtained by fraud or unlawful force, over
that— e.g.: a defendant or his property.”/ “The jury could find
retorsion 767
that a woman, who [read woman who] believed all mechanics’ liens either released or expired.
she had a special relationship with God and was Though the word is fairly common in American
the chosen one to survive the end o f the world property law, it is omitted from every major
could believe that God would take over the direc English-language dictionary and from most law
tion of her life to the extent o f driving her car.” dictionaries.
C. Series. Some writers want to substitute and Retainer = (1) a client’s authorization for a
who or and which in place o f and that for the last lawyer to act in a case; (2) a fee paid to a lawyer
in a series o f relative clauses beginning with a to secure legal representation. A special retainer
i/iai-phrase. This tendency may result from a fear results in employment for a specific project. A
that the relative that may be confused with the general retainer results in employment for a spe
demonstrative that; which and who, by contrast, cific length o f time instead o f for a specific project.
are consistently relatives. Despite that concern,
which is usually overblown, parallel phrasing is re ta lia to ry ; re ta lia tiv e . The two forms have
better—e.g.: “A corporation that has failed to pay undergone DIFFERENTIATION. The former means
its franchise taxes, that has persisted in its delin “of, relating to, or o f the nature o f retaliation”
quency for mroe than one year, and which [read <retaliatory eviction>, whereas the latter means
that] has had its charter revoked can no longer “vindictive, tending to retaliation” <a retaliative
operate as a business within the state.” landlords
D. R em ote R elative Pronouns. See REMOTE
RELATIVES. r e tic e n c e ; r e tic e n c y . The latter is a n e e d le s s
v a r ia n t .
re s trictiv e co v e n a n t = a private agreement,
usu. in a deed or lease, that restricts the use and r e tic e n t (= reserved, disinclined to speak freely;
occupancy o f real property, most commonly by taciturn) is frequently misunderstood as being
specifying lot size, building lines, architectural synonymous with reluctant. E.g., “Contemporary
styles, and the uses to which the property may be courts have been more reticent [read reluctant] to
put. Formerly, such covenants were used in the discard the privity requirement and to permit
U.S. to racist ends: “Finally, ‘restrictive cove recovery in warranty by a remote consumer for
nants'—whereby property-owners in ‘white sec purely economic losses.” Occasionally, the line
tions’ o f Northern cities contracted never to sell between taciturnity and reluctance is an ex
or rent to people ‘not o f the Caucasian race’— tremely subtle one— e.g.: “ [M]any cases go unre
were dealt a long-range death-blow in a set o f ported because o f a reticence on the part o f the
rulings which said that state courts could not victims to publicly accuse close relatives, much
enforce such contracts, even in private lawsuits, like the silence that often cloaks child abuse
without violating the Fourteenth Amendment.” . . . .” Jon Nordheimer, A New Abuse o f Elderly:
Fred Rodell, Nine Men 295 (1955). See co v e n a n t. Theft by Kin and Friends, N.Y. Times, 16 Dec.
1991, at A l.
result is an a r c h a ism — e.g.:
r e s u lta n t, n., for
“For the legislative purpose is the resultant [read re tire . In the legal idiom, a jury is customarily
result] o f the pressure o f conflicting interests in said to retire for deliberations—e.g.: “After the
the legislature.” Jerome Frank, Courts on Trial jury had retired to deliberate, the court informed
302 (1950)./ “Human preferences do not seem to counsel that some communication had been re
be the resultants [read result or results] o f a few ceived from the jury . . . .” People v. Allen, 197
simple causes, but rather o f a large scale and N.W.2d 874, 878 (Mich. Ct. App. 1972). The noun
measured under experimental conditions.” Morris retirement is much less common in this sense, but
R. Cohen, Reason and Law 105 (1961). it does appear from time to time, esp. in BrE:
‘T h e Judge’s summing-up was brief but thorough,
re su ltin g tru st. See co n s tr u c tiv e tru st (c). and after a short retirement the jury brought in a
verdict o f guilty.” Stanley Jackson, The Life and
r e s u r fa c e , like surface, is both v.i. & v.t. Resur Cases o f Mr. Justice Humphreys 175 (n.d. [1951]).
face = (1) to come to the top again <he resurfaced
in the middle o f the pond>; or (2) to put a new re to r sio n ; re to r tio n . Both spellings are used in
surface on <the state resurfaced the road>. international law in referring to “retaliation
in kind for discourteous, unkind, or unfair acts,
reta in a g e; reta in er. Retainage (AmE) = a per such as high tariffs or discriminatory duties.” The
centage o f what a landowner sets aside for a OED gives preference to retortion, but most
contractor, withholding the sum until the con international-law texts use retorsion. See 2 L.
struction has been satisfactorily completed and Lassa Oppenheim, International Law 134 (7th ed.
768 retract
1952). Thus, retortion is now best considered a Retributory = involving, producing, or charac
NEEDLESS VARIANT. terized by retribution or recompense (OED). The
only sense that -tory has that is lacking in -tive
r e tr a c t. See r e v o k e . is that o f causing or producing retribution; but
euphony often governs the choice o f term.
r e t r a c ta b le ; r e tr a c tib le . The former spelling is Retributional and retributionary are n e e d le s s
correct. See -a b l e (a ). VARIANTS not contained in the major English-
language dictionaries. But they appear fairly fre
r e tr a c t(a t)io n . In the figurative sense “the act quently— e.g.: “[T]he connection . . . turns upon
of recanting” or “a statement in recantation,” re the conspiracy between the Texas defendants and
traction is usual in AmE, retractation in BrE. In Moses to subject the plaintiffs to retributional
BrE, retraction is the noun corresponding to re [read retributive] abuse without regard to consti
tract in literal senses (“to draw back,” etc.). tutional rights.” Williams v. Garcia, 569 F. Supp.
1452, 1454 (E.D. Mich. 1983)./ “Arguments in
r e tr a c tib le . See r e tr a c ta b le . favor o f the death penalty stress its deterrent,
economic and retributionary [read retributive] ef
r e t r e a t ; r e -tr e a t. See r e - p a ir s . fects.” Gregory S. Brown, Comment, Constitu
tional Law, 27 Washburn L.J. 194,196-97 (1987).
r e tr e a t r u le = the criminal-law doctrine holding
that even the innocent victim of a murderous r e tr ib u to r y d a m a g e s . See p u n itiv e d a m a g e s.
assault must choose a safe retreat, if there is one,
instead o f resorting to deadly force, unless either In
r e tr o a c tiv e ; r e tr o s p e c tiv e ; r e tr o g r e s s iv e .
o f the following circumstances exists: (a) the vic law, the first two terms are used synonymously
tim is in his or her “castle” at the time (see c a s tle in reference to statutes that extend in scope or
d o c tr in e ); or (b) the assailant is a robber or one effect to matters that have occurred in the past.
whom the victim is trying to arrest. E.g., “The E.g., “[T]he court refused to give effect to a retro
retreat rule occasioned strong controversy in the active statute creating a special tribunal to try
United States, where it was o f practical impor certain suits by a bank against its officers.” Roscoe
tance because o f the prevalence o f handguns.” Pound, The Formative Era o f American Law 57
Glanville Williams, Textbook o f Criminal Law 460 (1938)./ “It is presumed that a statute does not
(1978). have retrospective effect.” Michael Zander, The
Law-Making Process 128 (2d ed. 1985). The one
r e tr ib u te , v.t. ( = to pay back, visit retribution advantage o f retrospective is that it corresponds
upon) is labeled “rare” in the OED, but modern etymologically to its antonym prospective.
writers on criminal law are reviving it after centu Retrogressive = retrograde; tending to go back
ries o f disuse. E.g., “[T]he just deserts principle to an inferior state; returning to a worse condi
does not prescribe a scale o f penalties . . . beyond tion. E.g., “The court nevertheless upheld the pro
suggesting that punishments must be felt to be cedures because they were not retrogressive—they
deserved, that is, felt somehow to retribute (pay would not exacerbate vote dilution in Lockhart.”
back) for the moral and material injuries crimes
cause.” Ernest van den Haag, Punishment: Desert re tro fit, n. & v.t. The noun retrofit is a HYBRID
and Crime Control, 85 Mich. L. Rev. 1250, 1256 meaning “a modification o f equipment or a build
(1987)./ “Robbins had only retributed [read paid ing to include developments not available at the
back] the past humiliations o f William Jessup and time o f original manufacture or construction.” The
other American sailors.” Ruth Wedgwood, The term has been extended to use as a verb in both
Revolutionary Martyrdom o f Jonathan Robbins, literal and figurative senses— e.g.: “On appeal
100 Yale L.J. 229, 316 (1990). Ronald has sought to retrofit his case by down
playing the degree to which his recovery was
r e tr ib u tiv e ; r e tr ib u to r y ; r e tr ib u tio n a l. Re based on Bonnette’s false statements o f love and
tributive = characterized by, or o f the nature of, sexual desire.” Askew v. Askew, 28 Cal. Rptr. 2d
retribution ( OED). E.g., ‘T h e fact that it is natu 284, 289-90 (Ct. App. 1994)./ “P laintiffs position
ral to hate a criminal does not prove that retribu was that the astragal should have been removed
tive punishment is justified.” Glanville Williams, by Coke and the door retrofitted with some sort o f
The Sanctity o f Life and the Criminal Law 60 synthetic rubber cushion.” Fontana v. Coca-Cola
(1957)./ “Yet it is certainly something [that] Enterprises, Inc., 632 So. 2d 811, 814 (La. Ct.
should prevent our dismissing all retributive the App. 1994).
ory out o f hand.” H.L.A. Hart, Law, Liberty, and As in the immediately preceding example, the
Morality 60 (1963). past-tense form should be retrofitted, not retrofit—
reversible 769
e.g.: “To do so, Westinghouse has invested in a r e v e r ie ; r e v e r y . The former spelling is preferred.
series o f advanced technologies [that] are stan
dard to new plant designs and [that] can be retro r e v e r s a l; r e v e r s io n ; r e v e r te r . The first is the
fit [read retrofitted] into existing units . . . .” noun corresponding to the verb to reverse. The
Wholesale Power Contracts, Pub. Util. Fortnight, second and third are nouns corresponding to
16 March 1989, at 67, 72./ “Existing cars should the verb to revert. Fowler quotes the following
be retrofit [read retrofitted] with meters, for an misuse o f reversion for reversal: “The reversion
installation fee.” Steven N. Brautigam, Note, Re [read reversal] o f our free trade policy would, we
thinking the Regulation o f Car Horn and Car are convinced, be a great detriment to the working
Alarm Noise, 19 Colum. J. Envtl. L. 391, 438 class.” For the distinction between reversion and
(1994). Cf. fit. reverter, see r e v e r s io n .
r e v e r s ib le e r r o r has been wrongly criticized on A. Revert for refer . This is a curious mistake:
grounds that “error cannot be reversed per se, “By reverting [read adverting or referring] to the
although its results can be remedied.” William F. language o f the contestant’s petition, we can see
Haggerty, O f Bards, Beguilers, and Barristers, 66 that the contestant admits that the document
Mich. B.J. 784, 785 (1987). Yet this is an accept under consideration actually bears the testator’s
able example o f h y p a l l a g e . and attesters’ signatures.” Even if the writer in
tended in this sentence to say that we were “going
r e v e r s io n ; r e v e r te r . Both are reversionary in back” to focus on particular words, the use o f
terests in property having been conveyed. A rever revert was ill-advised, for sense (3) subsumes the
sion is an interest in land arising by operation o f connotations o f sense (2) o f returning to a former
law whenever the owner o f an estate grants to state or condition.
another a particular estate, e.g., a life estate or a B. Revert back. This r e d u n d a n c y is common
term o f years, but does not dispose o f the owners in AmE, less so in BrE. E.g., “If Nathaniel T.
entire interest (OCL). A reverter is a lesser inter Braswell should die leaving no lawful heir from
est—a possibility that the land might revert— his body, then the land herein conveyed shall
arising when a grant is limited so that it might revert back to the said James J. Braswell [read
terminate. A reversion occurs automatically upon revert to James J . Braswell] or to his lawful
termination o f the prior estate (as when a life heirs.”/ “Medieval town centers, once built for
tenant dies), whereas a reverter—usually termed people on foot and a few carts and carriages, have
a possibility o f reverter—under orthodox theory, partly reverted back [read reverted] to strollers
does not occur automatically, but is subject to a . . . .” Marlise Simons, Amsterdam Plans Wide
return to the grantor when a condition is breached Limit on Cars, N.Y. Times, 28 Jan. 1993, at A5.
(as upon the lapse o f a conditional fee). Cf. return back & refer back.
Reverter and reversion are susceptible to INELE
GANT VARIATION. Justice Brennan, in his dissent reverter. See reversal & reversion.
in Evans v. Abney, 396 U.S. 435, 450-59 (1970),
switches back and forth between the terms in revery. See reverie.
describing the single interest that heirs had in a
fee simple subject to condition subsequent. The revest = to vest a second time. E.g., “[B]y break
correct term to describe such an estate is power ing bulk, the bailee determines the bailment, and
o f termination or right o f entry for condition bro . . . the goods at once revest in the possession of
ken. See r e m a in d e r , r e v e r s a l & -ER (B). the bailor.” Oliver W. Holmes, The Common Law
177 (1881; repr. 1963)7 “Once control had been
r e v e r s io n a r y ; r e v e r s io n a l. The latter is a NEED revested in the Assembly, the people realized that
LESS v a r ia n t —not common but hardly unknown: they must be alert in order to keep their power
“[T]hey do afford an inference o f an intention to in the state.” René A. Wormser, The Story o f the
invest full power in his wife to effectuate a com Law 52 (1962).
plete separation o f the ‘home place' by conveyance The corresponding noun is revestment— e.g.:
from any reversional [read reversionary] interest “[I]n addition to the State’s right o f revestment
on behalf o f his estate.” Geyer v. Bookwalter, 193 under the condition . . . , the reservation re
F. Supp. 57, 61-62 (W.D. Mo. 1961). served to the State the right o f entry and use
. . . .” Turiano v. State, 519 N.Y.S.2d 180, 185
r e v e r s io n e r = the grantor or heir in reversion; (Ct. Cl. 1987).
one who possesses the reversion to an estate. E.g.,
“Under the doctrine of destructibility the holder review, n. A. And appeal; certiorari. The word
o f the life estate could defeat the contingent re review denotes a genus, o f which appeal and cer
maindermen by a tortious feoffment or by ef tiorari are species. In reference, then, to all types
fecting a merger with the reversioner.7 “A state o f appellate scrutiny—however the cases may
ment made by a declarant holding a limited have arrived in the appellate court— review is the
interest in any property and opposed to such in most accurate term. See appeal (b).
terest is deemed to be relevant only as against B. And reviewal. Reviewal is a NEEDLESS
those who claim under him, and not as against VARIANT.
the reversioner.” See r e v e r s io n & r e m a in d e r .
revisai. See revision.
r e v e r t = (1) (of property) to return by reversion;
(2) to return to a former state; to go back to (as a revise; recense; redact. The first is the ordinary
former state or condition); or (3) to turn (eyes or word that serves in most senses. The second and
steps) back. third terms are used especially o f revising texts
rhodomontade 771
with close scrutiny. Redact = (1) to make a draft r e v o c a b le ; r e v o k a b le . The first form is pre
of; or (2) to edit. In American legal writing it is ferred; the word is pronounced Irev-d-kd-bdlL Re
often used in the sense “to edit out or mask the vokable (as well as revokeable) is a n e e d le s s
privileged, impertinent, or objectionable matter v a r ia n t . See irr e v o c a b le .
in a document.” Recense is more o f a literary term
in modem usage; it relates to scholarly editing o f r e v o c a to r y ; r e v o c a tiv e . The former is pre
ancient texts and the like. ferred, whether in common-law phrases such as
revocatory acts or revocatory powers, or in the
r e v is e r ; r e v is o r . Both forms appear in modem civil-law phrase revocatory action (see, e.g., Que
legal prose. The -er form is preferred. E.g., “The bec Civ. Code art. 1032).
revisors [read revisers] o f the Code o f 1919 had
adopted some o f the suggestions contained in the r e v o k a b le . See r e v o c a b le .
address but recommended no time limitation on
probate.”/ “As to the content o f what constitutes r e v o k e ; r e tr a c t. These two words are nearly
revocation by implication o f law, the Reviser’s synonymous. Revoke = to annul by taking back;
Note makes plain that the revision was merely retract = to withdraw or disavow. In the idiom
an acceptance o f Pascucci, which in turn merely o f contract law, an offer is revoked, while an
accepted revocation by implication from a subse anticipatory repudiation o f a contract is retracted.
quent marriage and children as a common-law
rule that had emerged before our Revolution.” r e v o lt; r e v o lu tio n . See se d itio n .
r e v iv e r ; r e v iv o r . The two forms mean different Rhetorical Questions (those posed without
things. Reviver = one who or that which revives. the hope or expectation o f an answer, often be
Revivor is a primarily BrE legal term denoting a cause the answer is obvious), especially when not
proceeding for the revival o f a suit or action unusually long, should end with a question mark.
abated by the death o f one o f the parties, or by E.g., “Who would deny that the victim o f a nui
some other circumstance ( OED). E.g., “A number sance may have it abated regardless o f the intent
o f jurisdictions extend the process o f revivor to o f the offending party?” Rhetorical questions
judgment liens.” quickly become tiresome if overused.
o f SLIPSHOD EXTENSION— e.g.: “If Edell’s redirect such tenants, and analogously when more than
examination was devastating in its own right [de two are involved) is a l o a n t r a n s l a t io n o f the
lete in its own right], it also had far exceeded the Latin phrase jus accrescendi. Deeds often make
bounds o f permissible questioning. . . .” John A. the right explicit by stating that the grantees
Jenkins, The Litigators 207 (1989)./ “At the Rule are to hold “as joint tenants with the right o f
29.15 hearing, trial counsel testified that McAffee survivorship.”
had a criminal record in her own right [delete in
her own right]” State v. Harris, 870 S.W.2d 798, r ig h t o f w a y = (1) a person’s legal right, estab
817 (Mo. 1994). See s u p e r f l u it ie s . lished by usage or by contract, to pass through
grounds or property owned by another, or the
r ig h t o f a c tio n . See c a u s e o f a c tio n . land so used; (2) in AmE, the right to build and
operate a railway line or highway on land belong
r ig h t o f c o m m o n . See p r o fits à p r e n d r e . ing to another, or the land so used; or (3) the right
to take precedence in traffic. The plural is rights
r ig h t o f e n tr y ; r ig h t o f r e -e n tr y . The former is o f way. See e a s e m e n t (c ).
the standard phrase, to which the latter adds
nothing. r ig h t r e a s o n . An American court writes: “We
conclude that, although the award as remitted by
r ig h t o f e n t r y fo r c o n d itio n b r o k e n ; r ig h t the trial judge was generous, it was not so gross
o f e n t r y fo r b r e a c h o f c o n d itio n ; p o w e r o f as to be contrary to right reason.” The OED states
te r m in a tio n . All three phrases refer to the rights that the phrase right reason is now rare; yet it
o f the grantor and the grantor’s successors after remains common in much legal writing. It ought
conveyance o f a fee simple conditional, which cre to be rare, since reason alone suffices in most
ates a possibility o f reverter. Though the most contexts— or so reason tells us.
common phrase is right o f entry (for condition As might be expected, the phrase has a history:
broken), the word right is something o f a misno it is a l o a n t r a n s l a t io n o f the Latin phrase
mer: “The right o f entry is not, strictly speaking, rectam rationem. Borrowed by St. Thomas Aqui
a 'right’ in the sense o f being a present legally nas directly from Aristotle, right reason was one
enforceable claim. It is rather a power to termi method o f discovering the essence o f natural law.
nate the granted estate on breach o f the specified E.g., “Natural law, or jus naturale, as defined by
condition.” Cornelius J. Moynihan, Introduction Roman philosophers and jurists, is that law which
to the Law o f Real Property 112 (2d ed. 1988). is naturally discerned by right reason, as opposed
Hence, the trend is to use power o f termination. to the law found necessary and made by man
See Restatement o f Property § 24, at 60, special for the safe conduct o f the state under localized
note to cmt. b (1936). See r e v e r s io n & fe e s im conditions or by agreement for the preservation
p le ( g ). o f international rights.” “Law, Natural,” in 17
Some authorities use the phrase right o f entry Encyclopedia Americana, 104, 105 (1953)./ “[The]
for breach o f condition, but the modern trend essence [of natural law] is that there is an ab
is to prefer power of termination. See Roger A. stract justice, either God-given or ascertainable
Cunningham et al., The Law o f Property 44-45 by man’s ‘right reason/ and that laws are just or
(2d ed. 1993). unjust in so far as they conform to or violate the
pure, abstract, ultimate rules o f conduct.” René
r ig h t o f fir st r e fu s a l; r ig h t o f p r e e m p tio n . See A. Wormser, The Story o f the Law 482 (1962).
o p tio n . Whether the phrase right reason is outmoded
depends largely on one’s view o f natural law. (See
r ig h t o f p r iv a c y ; r ig h t to p r iv a c y . Although n a tu r a l la w .) In any event, though, the phrase
the phrase commonly appears with either preposi hardly belongs in a context in which a court finds
tion, right o f privacy predominates. an award o f damages reasonable, as in the sen
When functioning as a noun, the phrase re tence quoted at the outset o f this entry.
mains unhyphenated. But when it is used as a
p h r asal a d j e c t iv e , it is preferably hyphenated r ig h t, title , a n d in te r e s t. This phrase, one o f the
<right-of-privacy case>. classic triplets o f the legal idiom, is the traditional
language for conveying a quitclaim interest. (See
r ig h t o f r e -e n tr y . See r ig h t o f e n tr y . q u itc la im & d o u b l e t s , tr iplets , a n d s y n o n y m -
Technically, only one o f the three words
st r in g s .)
r ig h t o f s u r v iv o r s h ip (= a joint tenant’s right is necessary, as the broad meaning o f interest
to succeed to the whole estate upon the death of includes the others: though you can have an inter
the other joint tenant—in the case o f only two est without having title and perhaps without a
774 right to die
given right, you cannot have title or a right with R .I.P .; requ iescat in p a ce; rest in p e a ce . The
out having an interest phrase requiescat in pace means “may he (or she)
Therefore, the more modern d r a ftin g style is rest in peace.” The abbreviated form, though com
to replace the triplet with the broadest o f the monly taken to be a shortened form o f the English
three words— e.g.: “[W]hen a parcel o f land is used phrase, stands for the Latin phrase.
or purchased in violation o f federal narcotics laws,
all o f the offending owner's right, title, and inter r is in g o f co u r t. This increasingly rare term,
est [read interest] immediately transfer [read generally used as an antonym of sitting or session,
transfers] to the government, regardless o f when refers to the court's final adjournment o f the term.
the forfeiture action is instituted.” Damon G. Loosely, however, it is also used in reference to a
Saltzburg, Note, Real Property Forfeitures as a recess or temporary break in the court's business,
Weapon in the Government’s War on Drugs, 72 as at the end o f the day. E.g., “[T]he court gave
B.U. L. Rev. 217, 221 (1992). judgment to Fail and Otho L. Hays for the
Still, some traditionalists prefer to keep from amounts due them respectively, and ordered, in
varying the age-old idiom, which uses only two default o f payment o f the judgments within ten
additional words. Why, they reason, create a test days from the rising o f court, a sale o f the mort
case with their documents merely to find out gaged property.” Hays v. Galion Gas Light & Coal
whether interest is indeed broad enough to encap Co., 29 Ohio St. 330, 332 (1876).
sulate right and title?
American lawyers, when given the choice in ris k = (1) the hazard o f property loss covered by
transactional drafting—the pros and cons on both an insurance contract,"or the degree o f such a
sides o f the argument—split about equally on the hazard; (2) a person or thing that the insurer
two sides. considers a hazard; or (3) a known danger to
which a person assents, thus foreclosing recovery
rig h t to d ie. As a noun phrase, right to die is for injuries suffered a ssu m p tion o f the risk>. For
three words <advocates o f the right to die>; but more on sense (3), see a ssu m p tion o f th e risk &
as a p h r a sa l a d j e c t iv e , it should be hyphenated: volenti non fit injuria .
“Both sides o f a right-to-die case received a skepti
cal hearing today at the Supreme Court . . . .” risk o f n o n p e rsu a sio n . See b u r d e n o f p r o o f
Linda Greenhouse, Right-to-Die Case Gets First (a ).
Hearing in Supreme Court, N.Y. Times, 7 Dec.
1989, at 1. r o b ; steal; b u rg la rize . Persons are robbed;
things are stolen; and places are burglarized. The
rig h t-to -life r (= an opponent o f abortion rights) words are occasionally confused— e.g.: “The prose
is j o u r n a l e se — and is generally pejorative— e.g.: cution claimed that he, with two others, had plot
“The cast o f characters includes . . . Attorney ted to rob [read burglarize] the pawnshop o f one
General Dick Thornburgh, a strident right-to-lifer Leo Goldstein on Doyers Street . . . .” Ephraim
who took the questionable step o f asking the court Tutt, Yankee Lawyer 324 (1943). See b u rg la ry .
to reconsider Roe . . . .” The Battle over Abortion,
Newsweek, 1 May 1989, at 28. r o b b e r y = aggravated larceny, i.e., larceny from
the person by violence or intimidation. “The non
rig h t to p riv a cy . See rig h t o f p riv a cy .
lawyer speaks o f ‘robbing a bank' by driving a
tunnel into the strong-room; but this is not legal
r ig o ro u s ( = extremely strict, austere) should not
usage. In law, robbery implies force or the threat
be misused for rigid, as here: “The rigorous [read
o f it.” Glanville Williams, Textbook o f Criminal
rigid], inflexible view o f the majority rejects the
improvements to be gained by changing the old
Law 791 (1978). See b u r g la r y (a ).
rule.”
ro d o m o n ta d e ; rh o d o m o n ta d e . Pronounced
rio t; u n la w fu l assem bly. An unlawful assembly /rod-d-mdn-tayd/, the word, meaning “boastful
is a meeting o f three or more persons who intend talk,” is preferably spelled rodomontade.
either to commit a violent crime or to carry out
some act, lawful or unlawful, that will constitute R o e , R ich a rd . See D oe, J o h n .
a breach o f the peace. A riot is an unlawful assem
bly that has begun to fulfill its common purpose r o g a to r y letter. See letters r o g a to ry .
o f breaching the peace and terrorizing the public.
r o le ; ro ll. These two words are sometimes con
R io t A ct, re a d in g th e. See r e a d in g th e R io t fused. Roll has many senses, including breadroll,
A ct. but the only sense that seems to cause problems
Rule against Perpetuities 775
is “a list or register” <the teacher took roll>. Role, ru in , n.; ru in a tio n . The former is the ordinary
by contrast, means “a function or part, as in a term; the latter is humorous and colloquial. E.g,
drama.” “The failure o f Congress to do so explicitly shows
The most common error is the use o f roll where that such a suit may not be entertained merely
role belongs— e.g.: “Perhaps it is time once again because collection would cause an irreparable in
to call to the prosecutor’s attention the particu jury, such as the ruination [read ruin] o f the
larly sensitive roll [read role] played by the. gov taxpayer’s enterprise.”
ernment attorney . . . U.S. v. Anchondo-
Sandoval, 910 F.2d 1234, 1238 (5th Cir. 1990)./ ru le, v.t. In AmE, it could not be said that a
“The court obviously . . . believed [that] the rea dissenting judge rules, because the dissenter sets
son given by the State’s attorney for striking forth no binding rule. In BrE, however, it is appar
Venireperson Austin was the real reason, and ently permissible (though inaccurate) to say that
that race did not play a roll [read role] in the a dissenter rules in a certain way—e.g.: “Indeed,
State’s decision.” State u. Davis, 835 S.W.2d 525, Sir Laurence Street in dissent ruled in favor o f
527 (Mo. Ct. App. 1992). (On the use o f Venireper no injunction but an accounting o f profits.” Letter
son Austin in the preceding example, see TITULAR o f Malcolm Turnbull, TLS, 9-15 Dec. 1988, at
to m f o o le r y & v e n ir e m a n .) 1371.
But the opposite blunder also occurs— e.g.: “She
ru le a b solu te. See d e c r e e a b solu te.
has no children with names such as Johnny, John,
Peter, Paul, Mary or Martha. Instead, a sampling ru le a g a in st o p in io n s. See o p in io n s, ru le
o f names on one o f her roles [read rolls] includes again st.
Tiana, Victoria, Carmen, Melissa, Christopher,
Phillip, Tyler and Allegra.” Marlene Feduris, R u le a g a in st P e rp e tu itie s; ru le a ga in st P e r
What's in a Name? Amarillo Globe News, 24 May p e tu itie s; R u le A ga in st P e rp e tu itie s. “In
1992, at D l. Gray’s book [John Chipman Gray, The Rule
against Perpetuities (1886)] the Rule is capitalized
Rom anist = one who is versed in or practices Rule against Perpetuities, a style followed by the
Roman law; a lawyer o f the Roman school. The Blue Book until 1955. In that year, for mysterious
term, generally capitalized, has also been a pejo reasons—perhaps merely a new font fetish—the
rative epithet for Roman Catholics. Blue Book decreed that the Rule should be capi
talized Rule Against Perpetuities.” Jesse Dukemi-
nier & Stanley M. Johanson, Family Wealth
Roman law = (1) the law o f the Roman people;
Transactions 970 n .l (1978).
or (2) civil law. Max Radin calls sense (2) “im
Dukeminier has identified three styles o f capi
proper,” saying, “It is extremely important . . .
talizing the phrase: the classic style ( Rule against
to separate the two terms.” Max Radin, Law Dic
Perpetuities)', the modern style {rule against per
tionary 302 (2d ed. 1970). But not all writers do
petuities); and the Bluebook style {Rule Against
separate them— e.g.: “By civil law—or Roman
Perpetuities), sanctioned by the Bluebook in the
law, or Roman civil law— is meant that system of
ninth edition o f 1955. See Jesse Dukeminier, Per
law in operation in the Roman Empire and set
petuities: Contagious Capitalization, 20 J. Legal
forth particularly in the compilations o f Roman
Educ. 341 (1968). His research turned up no his
jurists (Justinian and his successors) and com
torical justification for the Bluebook style (no
prising the Institutes, the Codex, the Digest and
longer specifically included in the Bluebook), but
the Novels collectively called the Corpus Juris
long-sanctioned use o f both the classic and mod
Civilis.” C. Gordon Post, An Introduction to the
em styles (the only ones known in BrE). Dukemi
Law 34 (1963). See civil law.
nier himself prefers the classic style, perhaps as
a nod o f respect to Gray. In fact, though, Gray’s
r o u n d . See a r o u n d . style merely reflects the predominant 19th-
century method o f initial capitalization, in which
r o u tin iz e is an - ize neologism best avoided as all prepositions (such as against), no matter how
GOBBLEDYGOOK. E.g., “Administration is a means long, remained lowercase.
of routinizing coercion [read making coercion Today, though, prepositions o f more than four
routine]”/“[B]usiness men . . . want to settle and letters are routinely capitalized, so Rule Against
routinize [read and to make routine] both practice Perpetuities accords with the prevailing conven
and expectation.” Grant Gilmore & Charles L. tions for initial capitals. But why have the initial
Black, Jr., The Law o f Admiralty 15 (2d ed. 1975). capitals at all? The lowercase version— rule
against perpetuities—is now predominant in
r o y a lty . See n o n p a r tic ip a tin g r o y a lty . American legal writing. See capitalization (a).
776 Rule in Shelley’s Case
limitations to run out [read run].” Disciplinary • “In the final analysis, it fastens liability on the
Actions, 53 Tex. B.J. 1309, 1309 (1990). The pe master where his servant is negligent, otherwise
riod allowed may properly be said to have “run [read negligent; otherwise] there is no liability.”
out.” • “The competitors got together, that [read as,
B. Running with the land . Covenants are said or drop comma and put an em-dash between
to run with the land when the duty to perform or together and that] happens in business, politics,
the right to another's performance is assignable and the theater.”
with the land. E.g., “In the case o f sales o f land • “State sovereignty is not a proper basis on
the benefit o f the vendor's covenants for title Vans' which to rest jurisdiction, instead [read juris
with the land purchased.” William Geldart, Intro diction; instead] the focus is on whether the
duction to English Law 123 (D.C.M. Yardley ed., defendant's due process rights are infringed by
9th ed. 1984). Cf. in g ross. the court's assertion o f jurisdiction.”
C. M eaning “ to apply." This is an idiom prop • “There are two levels o f qualification prescribed
erly classed as a legalism: “The injunction runs by the NASD, one [read NASD: one] is for prin
only against one o f the parties in the dispute.” cipals and the other is for registered representa
tives.”
ru n n a b le, ru n n a b ility . The words are so • “We do not now decide whether the INS has
spelled— as opposed to the incorrect forms runa- complied fully with its own regulations, rather
hie and runahility. [read regulations; rather] we decide that it must
in the first instance address petitioner's specific
Run-On Sentences do not stop where they factual claims that it failed to do so.”
should. Many readers will recognize the term • “It is true that defendants' right to the insur
from their schooldays, when schoolteachers would ance payment was a contract right embodied
scrawl “run on” in the margins o f student papers. in the policies o f insurance, nevertheless [read
The problem usually occurs when the writer is insurance; nevertheless,] the indemnity pay
uncertain about how to handle marks of PUNCTUA ment was based in part on a claim o f loss that
TION, and how to handle such adverbs as however did not exist.”
and otherwise, which are often mistakenly treated • “But the court has no power to do by indirection
as conjunctions. what it is doing directly, particularly [read di
Some grammarians distinguish between a “run- rectly; particularly] is that true in an action for
on sentence” (or “fused sentence”) and a “comma specific performance in which a decree is given
splice” (or “run-together sentence”). In a run-on as a matter o f grace and discretion.”
sentence, two independent clauses are not joined • “The generator's analysis may be used to justify
by a conjunction such as and, hut, for, or, and nor a less-than-complete waste analysis by the site
but are incorrectly written with no punctuation operator, thus [read operator; thus,] incompati
between them. In a comma splice, two such inde ble wastes may be buried in the same subcells,
pendent clauses have merely a comma between or restricted wastes may be entering the land
them. Thus a run-on sentence might read, “The fill.”
decision was unprecedented the court had never • “The operation o f hauling gasoline is an inher
heard such a case.” As a sentence containing a ently dangerous activity, therefore, the [read ac
comma splice, it would read, “The decision was tivity; therefore, the] standard o f strict liability
unprecedented, the court had never heard such a must be imposed.”
case.” And correctly, it might read, “The decision
Most usage authorities accept comma splices
was unprecedented; the court had never heard
when (1) the clauses are short and closely related,
such a case.”
(2) there is no danger o f a m i s c u e , and (3 ) the
The presence or absence o f a comma may seem
context is informal. Thus: “Jane likes him, I
hardly noteworthy, but true run-on sentences
don't.” But even when all three criteria are met,
symbolize the writer's failure to grasp even the
some readers are likely to object. Cf. i n c o m p l e t e
most fundamental rules o f writing. They are rare
in published legal writing, though they occur dis
SENTENCES.
tressingly often in the writing o f law students.
Comma splices, on the other hand, generally r u n th e g a (u )n tle t. See g a n tle t.
signal a less serious failing because the writer
at least understands that some type o f stop is r u n w ith th e la n d . See r u n (b ).
necessary. That stop usually needs to be a period
or a semicolon instead o f a comma. Following r u s h to ju d g m e n t . Lord Erskine, among the
are some specimens with suggested remedies in greatest advocates ever to practice at the English
brackets: Bar, was apparently the first to use this phrase,
778 sacrilegious
around 1800. He was defending a man accused o f ident John F. Kennedy. William Safire, the great
trying to assassinate George III: “An attack upon linguistic detective, wrote Mr. Lane to inquire
the King is considered to be parricide against the about the phrase, and Lane explained: “When I
state, and the jury and the witnesses, and even wrote the book back in ’64, I was looking for a
the judges, are the children. It is fit, on that title that would have some historic resonance. I
account, that there should be a solemn pause came upon the phrase I needed in a speech by
before we rush to judgment . . . .” Thomas Er- Lord Chancellor Thomas Erskine . . . William
skine, “Speech in Defence o f James Hadfield,” in Safire, On Language, N.Y. Times, 26 Feb. 1995,
4 Erskine’s Speeches 163, 167 (James L. High ed., § 6, at 18.
1876). Today, o f course, the phrase is all but ubiqui
The term was popularized in 1966 when Mark tous whenever an advocate wants to forestall rash
Lane, a Washington lawyer, published Rush to judgments, or to keep minds open when public
Judgment, a book about the assassination o f Pres opinion takes an adverse turn.
s
sacreligious is a com
s a c r ile g io u s . So spelled; word, said typifies le g a le se and is often parodied
mon misspelling. E.g., “Surely moral merit is at by nonlawyers. And lawyers occasionally fall into
least as elusive as other terms the Court has self-parody:
declared infirm, such as ‘gangsters/ ‘sacreligious
A considerable number of persons were attracted to said
[read sacrilegious],* ‘hum ane/ and ‘credible and square by said meeting, and said bombs and other fire
reliable/ ” Deborah L. Rhode, Moral Character as works which were being exploded there. A portion of the
a Professional Credential, 94 Yale L.J. 491, 571 center of the square about 40 to 60 feet was roped off by
(1985). The correct spelling can be remembered the police of said Chelsea, and said bombs or shells were
easily if one recalls the noun: sacrilege. fired off within the space so inclosed, and no spectators
were allowed to be within said inclosure. The plaintiffs
were lawfully in said highway at the time of the explosion
s a d ly . See sentence adverbs.
of said mortar, and near said ropes, and were in the
exercise of due care. (Eng.)
s a fe ; s a fe ty . In BrE, these words, when referring
The weed tends to spread profusely in drafted
to criminal convictions or penalties, denote legal
documents such as wills—e.g.:
sufficiency. Safe = not liable to be overturned on
any ground. E.g., “It is the opinion o f this House If the said Grant R. Shelley shall die, and leave surviving
on the safety o f the verdict that is in debate.”/ him children, it is my desire that, if my wife be then dead,
“The judge who tried the PC Blakelock murder or upon the death of my wife if she should survive said
son, my trustee shall continue said trust for the benefit
case wrote the Home Office four years ago, stating
of said children of my son, Grant R. Shelley, and shall
that the verdict against one o f the men convicted make periodic payments for their benefit at intervals of
o f the killing was unsafe, a defence lawyer not less than three (3) months apart, and shall hold said
claimed last night.” David Rose, Blakelock Judge estate in trust to and until the youngest child of Grant R.
Told Hurd: Verdict Unsafe, Observer, 29 Sept. Shelley shall attain the age of twenty-one ¢21) years;
1991, at 1./ “Mr. Simpson believes the trial judge thereupon, said trust shall terminate, and said estate
shall be distributed to the children of my son, share and
expressed ‘serious doubts about the safety o f the
share alike; if any of said children die before the youngest
conviction* o f Braithwaite.” Id. attains the age of twenty-one (21) years, said distributable
estate shall be distributed to the surviving children, share
s a fe h a r b o r , a picturesque legal metaphor, has and share alike.
a general sense— “a means or area o f protec Quoted in Shelley v. Shelley,
354 P.2d 282, 284 (Or. 1960).
tion”— as well as a number o f specific applica
tions, as in the law o f sanctions and in tax law. This usage had its origins in LOAN TRANSLA
Usually, the safe harbor is a potential wrongdoer’s TION, said being the English equivalent o f the
opportunity to correct a wrong before a penalty Latin dicti, as in the 17th-century general demur
comes into effect. rer: tarn contra pacem dicti nuper Regis ( =
against the peace o f the said late King).
s a fe ty . See sa fe. Among the misinformation recently dissemin
ated about this term is that o f Richard Weisberg,
said . A. Generally. Said should be rigorously who says that said “is bizarre, but it is irreplace
eschewed as a substitute for the, that, this, or any able not only to the drafter o f wills but to other
other deictic or “pointing” word. Used for such a technical lawyers as well.” When Lawyers Write
Salic law 779
99 (1987). That statement is balderdash. Skilled property, and thereby converted said [read
drafters—no matter how “technical” the subject— same].9* See sam e (a ).
have not relied on said in more than a century. G. M odifying P rop er Names. Said is especially
Said never lends greater precision than the, this, ludicrous when used to modify a proper name,
that, these, or those— in many contexts it even where no confusion could result from the name
introduces imprecision. alone: “The first count o f the indictment alleged,
B. The said. As used in legal writing, the word in substance, that George Smith was an idiot,
said is a Middle-English sibling o f aforesaid, hav and under the care, custody, and control o f the
ing the sense “above-stated.” Originally legal respondents; that the respondents assaulted said
writers would write the said defendant— and still George [read George]. . . .” (Cf. said Chelsea in
do in BrE—just as they would write the aforesaid the first passage quoted in this entry.)
defendant or the above-stated defendant In AmE,
however, the was dropped before said, which has s a ilo r’s w ill. See o ra l w ill.
come to act almost as an article. Hence the said
seems redundant to American ears, though it was saith; sayeth . The phrase once common in affi
well established at one time. It still occasionally davits and still sometimes used—Further affiant
appears in American cases, but more often in sayeth (or saith) not— is completely superfluous.
British ones: “J.W.T. had induced his wife to fur If it is to be used, the next-to-last word may be
nish him money with which to acquire the said spelled either saith or sayeth. (Sayeth is slightly
[omit said] property.”/ “The transaction resulted more common in American caselaw.) These are
in an exorbitant profit to the said [omit said] alternative Elizabethan forms. But if we are to
defendant.” (Eng.) write contemporary modem English, and not
One writer has stated that uthe said person is early modern English, the -th forms should disap
better than said person .” Elmer A. Driedger, The pear altogether.
Composition o f Legislation 87 (1957). Stylistically, Why? The -th termination for the third person
however, both are so horrid that the question is singular verb for the present tense (he maketh)
better framed, “Which is less bad?” originated in the Midland dialectal form o f Middle
C. His said, etc. This collocation is similar to English; the termination -s (he makes) originated
the said; both saids are quite superfluous here: in northern England and became the predomi
“He wrongfully, knowingly, intentionally, and ma nant form in Shakespeare’s day. The -eth forms
liciously induced said [omit said] McClure to vio have long been obsolete in every field except reli
late, repudiate, and break his said [omit said] gion and law—two fields in which they are obso
agreement with the plaintiff.” lescent. See -e t h .
D. In Pleadings. Said appears at the beginning When the affiant hath nothing further to say,
o f legalistically worded pleadings in the SET the affiant generally stoppeth testifying. On the
PHRASE To the Honorable Judge o f Said Court, question whether to say naught or not in this
the word said referring to the name o f the court phrase, see n o t & fu r th e r a ffian t (b ).
in the caption (usu. just above this phrase). Legal
stylists generally discard this and similar jargon- sale. See h a r d sell.
istic deadwood. Lawyers who want a simpler sub
stitute—who are unwilling to abandon the sa l(e )a b le ; sella b le. The preferred spellings are
phrase completely—often write To the Honorable salable in AmE (W10 & W3), and saleable in BrE
Court (OED & COD). Sellable, arguably a more logical
E. As R eferrin g to P reced in g Matter. When form, was formerly used by some writers, but
said is used in the way here disapproved, as we never gained widespread currency.
must grudgingly accept that it will be, it should
refer to something above (“already said”), not to sale, c o n tr a c t fo r ; c o n tr a c t o f sale. See c o n
what is about to be said: “Any person who does tr a c t fo r sale.
any o f the acts hereinafter enumerated thereby
submits himself to the jurisdiction o f the courts sale a n d le a se b a ck . See lea seb a ck .
o f this State regarding any cause o f action arising
from any o f said acts [read these acts]: [an enu S a lic la w ; S a liq u e law . The body o f law devel
meration follows].” oped by the Salians (or Salian Franks), after they
F. As a Noun. As suggested above, said is settled in Gaul under King Pharamond at the
merely a pointing word. Thus it cannot stand on beginning o f the 5th century, is generally referred
its own as a noun. In this sentence, the writer to as Salic law. Holmes and Holland used this
has misused said for same: “Defendants exercised spelling, and so do most other legal writers. E.g.,
control over Mobay*s ownership interest in that “Now a Salian, wherever he might be, in whatever
7Ô0 salience
part o f France, was judged by the Salic law o f themselves. (MEU1 at 511.) The words it, them,
. . . .” James Hadley, Introduction to Roman or the noun itself (that is, the envelope, say, and
Law 28 (N.Y., D. Appleton & Co. 1881). not same) are words that come naturally to us
all; same or the same is an unnatural English
s a lie n c e ; s a lie n c y . The latter is a needless expression:
variant.
• “A will may be revoked by burning, tearing,
cancelling or obliterating the same [read it].”
S a liq u e la w . See S a lic la w .
Robert Kratovil, Real Estate Law 246 (1946;
repr. 1950).
s a l u t a r y ; s a l u t i f e r o u s ; s a l u b r i o u s . Salutary =
• “ [Elquity enabled them to hold any kind o f prop
beneficial; wholesome. Salutory is a common mis
erty in trust for their own benefit, and to dispose
spelling. E.g., “The court must be careful to imple
o f the same [read it] at pleasure.” Stephen Pfeil,
ment this sanction in a way that advances its
“Law,” in 17 Encyclopedia Americana 86, 90
salutory [read salutary] purpose while avoiding
(1953).
its potential danger.” William W. Kilgarlin & Don
• “Tucker received said envelope and its said con
Jackson, Sanctions for Discovery Abuse Under
tents in due course the following day and he
New Rule 215, 15 St. Mary’s L.J. 767, 791 (1984)./
opened same and has refused to file same.9*
“It is a corollary to the necessary and salutory
[Read Tucker received the envelope the following
[read salutary] presumption that a child bom
day. He opened it and refused to file its contents.1
during the pendency o f a legal marriage is the
• “We should not write ^until the court below
legitimate offspring o f the husband and wife.7
shows that it considered all the evidence by
“Legal realism has probably, on the whole, had a
discussing same [read it] in full.”
salutary effect on the system.” Salutiferous is a
NEEDLESS VARIANT o f salutary. Salubrious, a As these examples illustrate, the phrase is ren
near-synonym o f salutary, means “healthful; pro dered sometimes (and preferably) with the defi
moting health or well-being.” nite article, sometimes without. See sa id (f ).
B. Same . . . as are. Are often appears super
Sa l u t a t io n s . See forms of address. fluously in statements that two or more things are
identical: “The government here does not suggest
s a lv a b le . See s a v a b le . that appellee is not entitled to the same Fourth
Amendment protection as are [omit are] citizens.”/
s a l v a g e , n.; s e l v a g e . Salvage = the rescue of “Every member o f the proposed class is in the
property (as at sea or from fire). Selvage = the same position with respect to that question as are
woven edging that prevents raveling along either [read as the] plaintiffs.” See a s . . . a s ( b ).
side o f a width o f cloth. C. Same difference. This phrase is an illogical
AmE casualism that is to be avoided not only in
s a lv a g e a b le . See s a v a b le . writing but in speech as well. “It’s all the same,9*
“It’s the same thing,” etc., are better.
s a l v o r ; s a l v a g e r ; s a l v a g o r . Most dictionaries
give preference to salvager, but salvor has long s a n a tiv e ; s a n a to r y . See s a n ita r y .
been the common term in admiralty law. E.g.,
“The last bottomry bond will ride over all that s a n c tio n = (1) to approve; or (2) to penalize.
precedes it; and an abandonment to a salvor will Nonlawyers usually understand sanction in sense
supersede every prior claim.” The St. Jago de (1) ; thus lawyers, who use it primarily in sense
Cuba, 22 U.S. (9 Wheat.) 409, 416 (1824) (per (2) , are liable to be misunderstood. Yet sense (1)
Johnson, J .)./ uSalvors o f human life . . . are also appears in legal writing, as here: “The courts
entitled to a fair share o f the remuneration will not sanction a trust disposition if it is inimical
awarded to the salvors o f the vessel . . . .” 46 to public policy.”
U.S.C. § 729 (1988). As a noun, sanction is burdened by the same
ambiguity, meaning either (1) “approval” g o v
s a lv o . See s a v in g (s ) c la u s e (c ). ernmental sanction to sell the goods>, or (2) “pen
alty” <the statute provides sanctions for viola
sam e. A. As a P ronoun. This usage, commonly tions o f the act>. In phrases such as give sanction
exemplified in the phrase acknowledging same, is to, the word means “approval”—while to issue
a primary symptom o f legalese. Fowler wrote sanctions against is a way o f showing disapproval.
trenchantly that it “is avoided by all who have
any skill in writing” and that those who use it s a n c tio n a b le . This word, like sanction, carries a
seem bent on giving the worst possible impression double sense o f approval and disapproval. Most
save 781
often, sanctionable means “deserving punish records section.” Murray T. Bloom, The Trouble
ment”—e.g.: “Specifically, the court found sanc With Lawyers 89 (1970) (quoting Robert E. Black
tionable: defense counsel’s failure to supplement man). See sense ( 2 ) o f s a t i s f a c t i o n .
Mignona’s deposition testimony . . . Perkinson
v. Gilbert I Robinson, Inc., 821 F.2d 686, 688-89 s a t e l l i t e l i t i g a t i o n = (1) lawsuits related to a
(D.C. Cir. 1987). major piece o f litigation being conducted in one
But the word sometimes means “approvable,” court, while the others are conducted usu. in other
as here: “It was our visit to the Flower Children courts and often with different parties; or (2)
. . . that suggested to me the need for an alterna peripheral skirmishes involved in the prosecution
tive to the polar position—the need for a totally o f a lawsuit. The phrase is late-20th-century
new and socially sanctionable drug.” Matthew AmE— e.g.: (Sense 1) “To avoid satellite litigation,
Huxley, Criteria for a Socially Sanctionable Drug, the statutory elements o f the crime must neces
1 Interdisciplinary Sci. Rev. 176, 182 (1976). sarily involve untruthfulness or falsification.”
Paul F. Rothstein, Needed: A Rewrite, Crim. Just.,
in American trial lawyers’ JAR
s a n d p a p e rin g , Summer 1989, at 20, 21./ (Sense 2) “Mr. Bickel
G O N, refers to the preparation o f witnesses before and Mr. Brewer call the sanctions ‘satellite litiga
trial. The metaphor, o f course, suggests that coun tion,’ drummed up by the opposition to deflect
sel can help soften the rough edges o f their wit attention from the meatier issues.” Dona Rubin,
nesses— e.g.: “We are not unmindful of the trial The Rambo Boys, Dallas Life Mag., 25 Feb. 1990,
court’s observations regarding Ms. Haynie’s can at 9.
dor, or lack o f it, and we suppose that if Diogenes,
searching for an honest man, had wandered into s a t i s f a c t i o n , as a l e g a l i s m , has nothing to do
the courtroom during the trial o f this case, he with being satisfied in the usual sense. It means
might not have considered his quest at an end on (1) “the fulfillment o f an obligation or claim, esp.
meeting the plaintiff— although the rough edges the payment in full o f a debt”; or (2) a document
on the plaintiff’s testimony may have stemmed showing that an obligation, such as a mortgage
more from a lack o f pre-trial preparation (‘sand or a court’s judgment, has been fully paid. See
papering,’ in the trial court’s terminology) on the a c c o r d a n d s a t is fa c t io n & sa t.
part o f her badly overworked counsel than from
any inherent defect in the plaintiff’s character.” Savable = ca
s a v a b le ; s a lv a b le ; s a lv a g e a b le .
Haynie v. Ross Gear Division o f TRW, Inc., 799 pable o f being saved. Originally this word was
F.2d 237, 242 (6th Cir. 1986). Cf. h o r s e s h e d . used in theological senses, and it still carries
religious connotations. Salvable, too, has the theo
Sanitary = of
s a n ita ry ; s a n a to ry ; s a n a tiv e . logical sense (“admitting o f salvation”), as well as
or relating to health or, more usu., cleanliness. the sense (used o f ships) “that can be saved or
Sanative = health-producing; healthful. Sanatory salvaged.” Salvageable, dated from 1976 in the
is a N E E D LE S S VARIANT. OED but actually much older in AmE, has become
common in the sense “that can be salvaged”—
san k . See s in k . e.g.: “[H]is agreement to the foregoing measure o f
salvageable value was not to be construed as an
sans is an archaic literary g a l l ic is m to be admission o f liability. . . .” Wheeler v. Aetna Ins.
avoided, unless a tongue-in-cheek or archaic effect Co., 4 F. Supp. 820, 823 (E.D.N.Y. 1933).
is intended. Without should always be favored
over sans (as long as one is using the English save, as an a r c h a i s m equivalent to except, is
language). E.g., “Arrogation to an appointed offi best avoided, although, as the examples following
cial o f the denial o f the right to hear and see a illustrate, it is still common in legal prose: “The
controversial play cannot be accomplished sans law-of-the-circuit rule forbids one panel to over
[read without] standards.”/ “Has Findeisen al rule another save [read except] when a later stat
leged a deprivation under color o f state law o f ute or Supreme Court decision has changed the
a federally protected property right, sans [read applicable law.”/ “The district court granted sum
without] due process?” mary judgment in favor o f the defendants on all
o f appellant’s due process claims save [read except
sans recours. See w ith o u t re c o u rs e . for ] those alleging bias, which were tried to the
court.”/ “As long as the law requires disclosure,
sat, in legal slang, is short for satisfaction o f the scales come down decisively, in my opinion,
judgment. E.g., “[When a] man finishes paying a in favour o f a renewed inquiry on or very shortly
judgment, the lawyer involved should send a before the day o f the hearing, save [read except]
‘sat’ —a satisfaction o f judgment to the county in very exceptional circumstances.” (Eng.)
782 save and except
sa ve a n d e x c e p t is a common but unjustifiable esp. in older texts, called a salvo (common from
REDUNDANCY. See DOUBLETS, TRIPLETS, A N D the 17th to the 19th centuries). For a discussion o f
SYN O N YM -STR ING S. one category o f saving clauses, see g ra n d fa th e r
cla u se.
save h arm less. See in d e m n ify (a ).
say. See h o ld .
sa vin g (s) cla u se; sa v in g -to -su ito rs cla u se.
A. Generally. Saving clause ( = a statutory provi sayeth . See saith.
sion exempting from coverage something that
would otherwise be included) is the preferred form sc., the abbreviation for scilicet ( = that is to say;
o f this phrase generally, and particularly in admi namely), is a pedantic abbreviation— namely or
ralty law. See Territory o f Alaska v. American i.e. being preferable because they are more widely
Can Co., 246 F.2d 493, 494 (9th Cir. 1957) (in known. Even viz. is better known than sc. See
sisting that the proper form is singular, not plu viz.
ral). Savings clause is not an uncommon variant,
but it is not as good, for it (1) suggests financial s ca n d a lo u s. Court rules in the U.S. and G.B.
savings, and (2) makes savings a nominal rather have long forbidden advocates to put scandalous
than a participial adjective when the latter is matter in their submissions. See, e.g., Fed. R. Civ.
more specific. E.g., “The note also contained a P. 12. The OED quotes a phrase from Vesey’s
savings clause [read saving clause] providing that Chancery Cases (1809)— “The introduction o f ir
any charge that caused or was interpreted to relevant and scandalouslnatter upon affidavits”—
cause the interest to exceed the maximum lawful defining scandalous here as meaning “irrelevant.”
rate was to be reduced to the extent necessary to In yet another sense, the OED defines scandalous
eliminate the usurious violation.” as meaning “defamatory” <scandalous and sedi
The U.S. Constitution grants federal courts ju tious letters>. And, o f course, it records the pri
risdiction over “all Cases o f admiralty and mari mary meaning: “grossly disgraceful; o f the nature
time Jurisdiction.” U.S. Const, art. Ill, § 2. The o f a scandal.”
statutory grant o f this admiralty jurisdiction ne But is the great dictionary correct in saying
gated exclusive jurisdiction by “saving to suitors, that scandalous matter refers merely to irrelevant
in all cases, the right o f a common[-]law remedy matter? Some m odem legal scholars have scoffed
where the common law is competent to give it.” at the suggestion. And they are right: the OED
28 U.S.C. § 1333 (1988). This language is known definition is incomplete. The phrase scandalous
as the saving clause, or saving-to-suitors clause, matter refers to what is both grossly disgraceful
which allows a plaintiff to bring an action in any (or defamatory) and irrelevant, as an early-20th-
forum that will exercise jurisdiction over the case. century scholar explained: uScandal consists in
Though known esp. to American lawyers as a the allegation o f anything [that] is unbecoming
term relating to admiralty jurisdiction, the phrase the dignity o f the court to hear, or is contrary to
has long had broader applications— e.g.: “[W]e decency or good manners, or which charges some
need only suppose for a moment that the suprem person with a crime not necessary to be shown
acy o f the State constitutions had been left com in the cause, to which may be added that any
plete by a saving clause in their favor.” The Feder unnecessary allegation, bearing cruelly upon the
alist No. 44, at 286 (James Madison) (Clinton moral character o f an individual, is also scandal
Rossiter ed., 1961)./ “[I]f all the possible repercus ous. The matter alleged, however, must be not
sions o f the new statute were to be foreseen and only offensive, but also irrelevant to the cause, for
provided for, the text necessarily became long, full however offensive it be, if it be pertinent and
o f enumerations, exceptions, provisions, saving material to the cause the party has a right to
clauses and the like.” Theodore F.T. Plucknett, A plead it.” Eugene A. Jones, Manual o f Equity
Concise History o f the Common Law 324 (5th ed. Pleading 50-51 (1916).
1956).
B. As a Synonym o f severability clause . Saving sca rify ; sco r ify . Scarify means (1) “to make su
clause is sometimes used as a synonym o f sever perficial incisions in, cut off skin from”; (2) “to
ability clause, whether in a statute or in a con pain by severe criticism”; or (3) “to loosen soil by
tract. This usage is loose and confusing, however, means o f an agricultural machine [a scarifier]
because saving clause generally means something with prongs for spiked road-breaking.” Scorify
quite different, (see ( a ) ) and severability clause means “to reduce to dross or slag.”
prevails over saving clause in this secondary
sense. See s e v e ra b ility cla u se. sca rlet-letter, adj., = o f or relating to a type o f
C. Other Terms. A saving clause is sometimes, punishment, esp. a condition o f probation, that
S cotch law 7Ô3
do not use the terms consistently. E.g., “It follows to improved legal writing (Scribes), either are
that, if the proper law o f the arbitration is to be frequently taken by lawyers to be terms o f praise
held to be Scots law, this conclusion must come for the person named, or are unusual lawyers'
about by some inference . . . from the contract. attempts at self-effacement. Technically, a scriv
. . . There is absolutely nothing in this contract ener is merely a copyist or amanuensis, not a
from which it could be said to be governed by legal drafter. In Bartleby the Scrivener, Herman
Scottish law.” James Miller & Partners Ltd v. Melville described a scrivener as “a mere copy
Whitworth Street Estates Ltd, 1970 A.C. 583, 599 ist”—“[c]opying law papers being proverbially a
(H.L.). dry, husky sort o f business.”
One might defensibly say that the preferred The same is true o f scribe in all but historical
forms are Scots law, but Scottish procedure, Scot senses; the OED notes that it is additionally “ap
tish arbitration, Scottish legal forms. (Black*s uses plied to a political pamphleteer or journalist;
Scotch law in references throughout.) Scotch, re chiefly with contemptuous notion, a party hack.”
corded in the OED as a “contracted variant of
Scottish,” is best avoided by those in doubt. E.g., scru tin y , strict. See str ic t scru tin y .
“When I look at the report, I find that Lord
Cottenham abstains from laying down a rule in
scu l(l)d u g g e ry . See sk u h D d u g g ery .
that case, but expresses a hope that the Scotch
judges [Scottish judges would now be better]
would take care to exercise the jurisdiction o f scu lp tu re , v.t.; scu lp t. The preferred verb is
the court with discretion and consistency.” (Eng.)/
sculpture <to scu lp tu res bust>, although sculpt,
a b a c k -f o r m a t i o n from sculptor, is commonly
“Crawford sought to depose two principals o f Hy-
seen in AmE. Sculptor is preferred over sculpturer
drasum (Aberdeen) Ltd., a Scottish corporation.”
as the agent noun.
It is sometimes said that Scotch should be used
o f material objects, as Scotch tartans, Scotch
whisky, and Scotch thistle. S cy lla a n d C h a ry b d is, b e tw e e n . As described
by Homer, Scylla was a sea monster who had six
s co t-fre e is a predicative adjective meaning “ex heads (each with a triple row o f teeth) and twelve
empt from injury or punishment.” E.g., “It would feet. Though primarily a fish-eater, she was capa
be contrary to the decided weight o f authority to ble o f snatching and devouring (in one swoop) six
hold that since plaintiff has a cause o f action sailors if their ship ventured too near her cave in
against the company for breach o f contract, the Straits o f Messina. (In the accounts o f later
Sander should go scot-free.” (Eng.) The phrase writers, she is depicted as a rocky promontory.)
derives from the early English “scot” or contribu Toward the opposite shore, not far from Scylla's
tion or payment into a common fund. lair, was Charybdis, a whirlpool strong enough
It is a mistake to capitalize scot as if it referred thrice daily to suck into its vortex whole ships if
to someone from Scotland—e.g.: “To allow people they came too close.
to get away with this sort o f crime Scot [read scot] Thus, between Scylla and Charybdis is the liter
free is a very disturbing trend.” James Langton, ary CLICH E roughly equivalent to “between a rock
The Jury That Saw Two Wrongs as a Right, Sun and a hard place.” E.g., “In my attempt to steer a
day Telegraph, 24 May 1992, at 4 (quoting the safe course between the Scylla and Charybdis of
Rev. Anthony Higton, rector o f Hawkwell in opposing absolutisms, I am not likely to have
Essex). escaped serious error and may not even have
made my main points tolerably clear.” Morris R.
S cottish ; S cots. See S c o tc h law . Cohen, Reason and Law 112 (1961)./ “[A] refusal
on the part o f the federal courts to intervene . . .
scriv e n e r; s c riv e n o r; scrib e . The spelling scriv may place the hapless plaintiff between the Scylla
ener is preferred over scrivenor. E.g., “David o f intentionally flouting state law and the
Smith, an attorney, a witness and scrivener o f Charybdis o f forgoing what he believes to be con
the 1965 will, testified that the original will was stitutionally protected activity to avoid becoming
executed near the vault in the Montellow State enmeshed in a criminal proceeding.” Steffel v.
Bank.”/ “The testator thought the attorney was Thompson, 415 U.S. 452, 462 (1974). See l i t e r
trying to place him in a mental hospital and had ary A L L U S IO N (A )(4 ).
having various types o f legal significance, de Today, under the exclusionary rule (q.v.), evi
pending on the document. Today, a seal is gener dence obtained in violation o f the Fourth Amend
ally an impression stamped or embossed on paper ment right is excluded from any prosecution. O f
to authenticate a document or attest to a signa course, the purposely vague word unreasonable
ture, such as a corporate or notary seal. Some has been the source o f steady litigation. Today,
jurisdictions— esp. U.S. states on the eastern sea warrantless searches are generally considered
board—require deeds to be sealed. A few even “unreasonable,” but there are several exceptions,
require leases to be under seal. See L.S., sig n e d , involving consent, an otherwise lawful arrest, and
sealed , a n d d e liv e re d & w a fe r. exigency. See s t o p - a n d - f r i s k r u l e & Terry s t o p .
B. C ontracts U nder Seal. Generally, o f course, When used as a p h r a s a l a d j e c t i v e , search and
valuable consideration is necessary to make an seizure should be hyphenated: search-and-seizure
enforceable contract. But for a contract under rules.
seal, no consideration is necessary. Traditionally,
such a contract carries with it an irrebuttable Preferably two words, though
se a rch w a rra n t.
presumption o f consideration: “The Law long ago some writers have hyphenated the phrase.
decided that a seal, real or imitation, attached to
a promise, amounted to good Consideration for s e a s o n a b l e . A. And seasonal. Seasonable = (1)
that promise, despite the fact that the man who occurring at the right season; opportune; or (2)
makes the promise puts the seal there.” Fred (of weather) suitable to the time o f year (OED).
Rodell, Woe Unto You, Lawyers! 35 (1939; repr. Seasonal = (1) pertaining to or characteristic o f
1980). But statutes in some jurisdictions, such as the seasons o f the year, or some one o f them; or
New York, have made the presumption o f consid (2) dependent on the seasons, as certain trades
eration rebuttable. In so changing the common (OED). For the noun sense, see s e a s o n a l , n.
law, these jurisdictions have progressed beyond B. And timely. In legal contexts, seasonable is
“one of the quaintest freaks o f legal conservatism, often used to mean “timely,” whereas in lay con
that the presence or absence o f a gummed wafer texts it ordinarily means “in season.” One writer
or engraved mark on a document should, in this has insisted that “these terms [seasonable and
rationalistic age, make any difference in its legal timely] are not synonymous. That which is season
effect.” Edward Jenks, The Book o f English Law able is in harmony or keeping with the season or
291 (P.B. Fairest ed., 6th ed. 1967). See L.S. occasion; that which is timely is in good time. A
C. The Idiom the case is sealed. This phrase is thing may be timely in appearance that is not
a figurative extension o f the literal contractual seasonable.” Frank H. Vizetelly, A Desk-Book o f
sense, the idea being that some occurrence fastens Errors in English 194 (1907). Yet in American
the outcome. E.g., “The legal errors he made rep legal writing, the word is regularly used as a
resenting himself in the wrongful-death suit prob synonym o f timely, whether advisedly or not. E.g.,
ably sealed the case against him.” Verdict Against “If the dominant party receives the benefit or
White Supremacist, A.B.A. J., Jan. 1991, at 22. donation during the existence o f the confidential
relation, the party reposing the confidence, on
sea la w y er. See law yers, derogatory nam es
seasonable application to a court o f equity, may
for ( b ). obtain relief from the burdens and duties imposed
simply by showing the transaction and the confi
seam an . The term is common in admiralty con dential relation.”
texts, but mariner carries the same meaning with
out the -man suffix. (See SEXISM (B ).) Seaman is
n., is sometimes used in AmE as an
s e a s o n a l,
so well entrenched, however, that many admiralty elliptical form o f seasonal worker. E.g., “The policy
lawyers would not consider changing it. See m a r that Congress adopted the adverse action protec
in er. tion to serve thus does not favor application o f
those protections to seasonals9layoffs.” See a d j e c
se a rch a n d seizu re. Enshrined in the Fourth
t iv e s (C).
Amendment to the U.S. Constitution, the individ
ual’s right to be free from unreasonable searches
s e a w a r d (s ). See -w ard (S).
and seizures derives ultimately from the Magna
Carta. Roscoe Pound and others have connected
this important constitutional right with “the se a w o rth y . One word—not hyphenated,
clause in Magna Carta that the king would not
‘send upon’ a free man . . . .” Roscoe Pound, secede. See cede.
se c o n d -g u e s s , vb. Hyphenated thus. s e c tio n a liz e (= to divide into sections) has be
come commonplace in lawyers’ cant. E.g., “The
s e c o n d h a n d ( e d ) . The -ed suffix is not just un firm is sectionalized, so that each associate will
necessary— it is wrong. E.g., “Harvey contributed know to whom he or she may turn for consultation
a secondhanded [read secondhand] boiler and and advice. Sectionalization facilitates orderly
some machinery . . . .” Harvey v. Gartner, 67 So. distribution o f work and the opportunity for con
197, 201 (La. 1915). centration.” See -IZE.