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Article

Food and Nutrition Bulletin


2015, Vol. 36(2) 138-153
ª The Author(s) 2015
Identifying the Sociocultural Reprints and permission:
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Barriers and Facilitating Factors DOI: 10.1177/0379572115586784
fnb.sagepub.com

to Nutrition-related Behavior
Change: Formative Research
for a Stunting Prevention
Program in Ntchisi, Malawi

Stephen Kodish1, Nancy Aburto2, Mutinta Nseluke Hambayi3,


Caitlin Kennedy1, and Joel Gittelsohn1

Abstract
Background: As the Scaling Up Nutrition (SUN) movement gains momentum globally, more
attention and resources are being given to integrated nutrition interventions. In 2013, the Government
of Malawi, with support from the World Food Programme and partners, initiated such an intervention
in Ntchisi District. Aimed to reduce the prevalence of stunting, the intervention has several com-
ponents, including the provision of a small-quantity, lipid-based nutrient supplement (SQ-LNS) for
children aged 6 to 23 months.
Objective: This paper describes formative research findings derived from a Rapid Assessment
Procedures (RAP) approach to inform the integrated nutrition intervention.
Methods: With a three-phase, emergent research design, this study utilized ethnographic methods
including in-depth interviews, direct meal observations, and full-day child observations. Free lists and
pile sorts were conducted to define food and illness domains through cultural domain analysis. Par-
ticipants included community leaders, caregivers, health surveillance assistants, and children aged 6 to
23 months.
Results: Community members felt that nutrition-related illnesses were less salient and threatening
than other illnesses, and food quality was less important than food quantity. Household food allocation
occurred in predictable patterns and varied by type of household member and season. Considered an
energy-giving food, the SQ-LNS was accepted, but health education and communications tailored to
local understanding of nutrition and health are necessary to ensure its appropriate utilization.

1
Department of International Health, Johns Hopkins Bloomberg School of Public Health, Baltimore, MD, USA
2
United Nations World Food Programme Headquarters, Rome, Italy
3
United Nations World Food Programme Malawi Country Office, Lilongwe, Malawi

Corresponding Author:
Stephen Kodish, Social and Behavioral Interventions Program, Department of International Health, Johns Hopkins Bloomberg
School of Public Health, 615 N. Wolfe St., Baltimore, MD 21205, USA.
Email: skodish1@jhmi.edu
Kodish et al 139

Conclusions: Tailoring a communications strategy to Ntchisi, Malawi could only be done through
formative research to understand the sociocultural factors influencing nutrition-related behaviors. A
RAP approach allowed for a comprehensive understanding of this local environment.

Keywords
ethnographic methods, formative research, small-quantity, lipid-based nutrient supplement (SQ-LNS),
Malawi, prevention of stunting, Scaling Up Nutrition (SUN) movement

Background interventions available to prevent stunting, nutri-


tion programs commonly focus on promoting
Chronic malnutrition is estimated to affect 165
optimal complementary feeding practices for
million children globally, with lifelong and inter-
children aged 6 to 23 months. In a systematic
generational consequences for the health of indi-
review of behavior change interventions to pro-
viduals, communities, and countries.1 In recent
mote complementary feeding10, researchers con-
years, attention has focused on preventing stunt-
cluded that effective interventions are derived
ing, an indicator of chronic undernutrition.2 This
from well-planned and thorough formative
attention has been channeled into the Scaling Up
research to inform intervention design and imple-
Nutrition (SUN) movement, to which 50 countries mentation. This type of research is carried out
were committed as of mid-2014.3,4 With unprece-
prior to implementation of intervention, with the
dented political commitments in place and donor
goal of collecting detailed information to gain an
money more available than once existed for mater-
in-depth understanding of both the target popula-
nal and child nutrition, interventions to address this
tion and the local context where the intervention
issue are being rolled out in an increasing number
will take place.11 Understanding the array of
of low- and middle-income settings.
sociocultural and context-specific determinants
There is a strong scientific case that interven-
that impact key behaviors related to nutrition is
tion strategies designed to improve child nutrition important for intervention design.10,12-15
should be implemented during the first 1,000
Currently, there is no universally agreed-upon
days of life—from conception until 2 years.5
methodology for conducting the requisite forma-
Thus, SUN activities in any particular country are
tive research for undernutrition interventions.16
often composed of a combination of nutrition-
However, due to the relatively recent attention
specific and nutrition-sensitive interventions6 that
to specialized nutritious foods, such as micro-
include 13 interventions recommended to have
nutrient powders (MNP) and small-quantity,
the most substantial impact on maternal and child
lipid-based nutrient supplements (SQ-LNS), in
health.7 Many of those suggested interventions nutrition interventions that aim to enhance the qual-
require some level of behavior change by the
ity of complementary foods of young children,
maternal caregiver and other household mem-
there have been a growing number of formative
bers. Whether that means going to the health cen-
research studies described in the literature.16-22 The
ter for supplementation (e.g., vitamin A, iron,
methodologies of these studies vary greatly, mak-
zinc, multiple micronutrients) or adhering to
ing comparisons among them difficult and leaving
health promotions and education (e.g., exclu-
researchers without a consistent basis on which to
sively breastfeeding from 0 to 5 months, comple-
model new formative research studies that include
mentary feeding from 6 to 23 months, hygiene specialized nutritious foods.
promotion), SUN activities are largely behavior
change interventions.
There is ample evidence to support the use of
behavior change interventions to improve key Objective
health-related behaviors and child nutrition out- Our objective in this formative research was to
comes.7-9 Given the range of behavior change inform the design and implementation of a
140 Food and Nutrition Bulletin 36(2)

Government of Malawi nutrition intervention that among children under five of 129 per 1,000 live
aims to prevent stunting during the first 1,000 days births, as well as the highest prevalence of anemia
of life through a series of interventions, including (64%) and diarrhea (20%) in this age group in the
the provision of a small-quantity (20-g), lipid- country.24 Where two-thirds (66.3%) of the pop-
based nutrient supplement (SQ-LNS) to be con- ulation reported suffering from food shortage dur-
sumed by every child from 6 to 23 months of age ing the year, Ntchisi has a 58.1% prevalence of
once a day either directly out of its sachet or for- stunting among children under five, the second
tified in a complementary food. The SQ-LNS used highest in the country among 31 districts.25
for this research was Nutributter, made by Nutriset Although nearly all children under 2 years of
(Maulanay, France). Each reference to ‘‘SQ-LNS’’ age are breastfed (99%), a smaller percentage is
hereafter refers to this particular small-quantity exclusively breastfed until 6 months (71%) or
(20-g) product unless otherwise specified. Our continuously breastfed until 2 years (76.8%).
research questions were as follows: Among all children aged 6 to 23 months surveyed
in this region, only 30.2% received food from
 What cultural perceptions and household more than four food groups in the previous
behaviors exist in relation to childhood ill- 24 hours, and just 52.9% met minimum meal fre-
nesses, concepts of healthy growth and quency standards. Complementary foods are
development, and food utilization? composed primarily of grains, which were con-
 How can an ethnomedical model, which sumed more than any other food group by chil-
describes a local body of knowledge about dren aged 6 to 23 months.24
a specific illness or group of illnesses23, be
developed for salient nutrition-related ill-
nesses in this setting? Overall Study Design
 What are community members’ attitudes The formative research design was based on a Rapid
toward an SQ-LNS that will be introduced Assessment Procedures (RAP) approach.26,27 The
as part of the integrated nutrition interven- design drew from a RAP manual that was
tion in this setting? recently developed for the World Food Pro-
gramme to use during programs that utilize spe-
In answering these questions, we sought to
cialized nutritious foods. This manual, which is
also pilot a methodological approach developed
being piloted in various World Food Programme
for the World Food Programme that could serve
program contexts, has four sections: 1) situational
as a template for formative research in other inter-
analysis, 2) selection of an appropriate specia-
ventions with specialized nutritious foods in other
lized nutritious food for a given setting, 3) intro-
settings.
ducing the specialized nutritious food to the
community/social marketing, and 4) monitoring
Methods and evaluation. The tool uses mixed methods to
aid practitioners in successfully choosing, intro-
Study Setting ducing, and monitoring specialized nutritious
Data were collected from February until May foods as part of integrated nutrition programs (see
2013 in all seven traditional authorities (geo- Note 1).
graphic areas) of Ntchisi District, which lies in Drawing from sections 2 and 3 of that manual,
the Central Region of Malawi and is home to this formative research followed a three-phase,
approximately 250,000 residents. Nearly 70% of emergent design that was iterative in nature.
both men and women engage in agricultural Designed to be exploratory, without precon-
activities as their primary livelihood. Only 6.4% ceived hypotheses but instead with an open-
of the population has access to electricity. ended, flexible, and inductive approach to data
Ntchisi children under 5 years of age suffer collection and analysis28, this study used mixed
from a high disease burden. A malaria-endemic methods to collect multiple forms of data. Phase 1
area, the Central Region has a mortality rate explored the food, illness, and health domains of
Kodish et al 141

caregivers, as well as household food preparation Table 1. Summary of Ethnographic Methods Used in
and feeding practices. Phase 2 collected ethno- This Study.
graphic data and built off phase 1 findings to Method Description
develop an ethnomedical model of nutrition-
related illness through cultural domain analysis In-depth One-on-one, open-ended,
for illustrating cultural perceptions of the Chewa interviews exploratory interview with an
medical system. This phase also introduced an informant
Pile sorts Respondents are asked to sort
SQ-LNS to households as part of an 8-week feed-
cards, each containing the name
ing trial. Phase 3 was designed to capture care- of an item (e.g., an illness), into
giver experiences during the trial and develop piles so that items in a pile are
community-developed communications strate- more similar to each other than
gies for the effective promotion of the SQ-LNS. they are to items in separate piles
Further details of the study design are described Free lists Simple listing activity to elicit items
elsewhere (see Note 1). specific to the cultural domain of
a participant (e.g., illnesses and
foods)
Direct Midday and evening household meal
Sampling observations observations using an
We recruited participants through a two-tiered, observation guide to record
purposive sampling strategy.29 To ensure the events of food preparation,
household feeding, and food
study collected data from all seven traditional
allocation
authorities in Ntchisi, the district nutrition team Full-day child A form of direct observation during
first identified an equal number of representative observations which a child aged 6 to 23
villages in each area. Once these villages were months is watched throughout
identified and village chiefs provided permission the entire day to record his or
for community participation, information-rich her eating behaviors
participants who met the specific criteria described
below were recruited for participation.28,30 23 months) of children31,32 to ensure inclusion
of different perspectives. Final sample sizes
In-depth interviews, direct observations, and full-day
were based on the amount of data needed to
child observations. Community leaders, caregivers
reach data saturation, i.e., the point at which
of children aged 6 to 23 months, and households
additional data collection no longer generated
with children aged 6 to 23 months were purpo-
new understanding.33,34
sively sampled.29 To identify community leaders,
health surveillance assistants, who were paid gov- Pile sorts and free lists. Caregivers were purpo-
ernment employees working at the 11 Ntchisi sively sampled, as described above.31,32 Data
health centers, helped identify village chiefs who were collected using guidelines proposed by
could speak not only about themselves but also Weller and Romney35, who suggest that 20 to
about their communities with deep insight.30 30 free list informants are sufficient for coherent
Working together, the health surveillance domains, such as causes of illnesses, and 30 to
assistants and community leaders identified care- 40 pile sort informants will produce reliable data.
givers of children aged 6 to 23 months who could The caregivers who free listed were different
offer rich information about both the Chewa cul- from those who pile sorted.
ture of central Malawi and young child health, as
well as represent a diverse interview sample stra-
tified by sex (21 women and 5 men), location of
Data Collection
residence within the district (equal representation Tables 1 and 2 provide an overview of the meth-
from all seven traditional authorities of the dis- ods and sample sizes described below. Data were
trict), and number (range, one to nine; median, collected in all seven traditional authorities of
three) and age (youngest child aged 6 to Ntchisi during each phase.
142 Food and Nutrition Bulletin 36(2)

Table 2. Summary of Data Collection Efforts by Phase of Formative Research.

Phase Method Type of participant No. of participants

1 In-depth interviews Community leaders 7


In-depth interviews Caregivers 11
Mealtime direct observations Householdsa 19
Free lists Caregivers 42
Full-day child observations Children 6–23 mob 7
2 Pile sorts Caregivers 37
Mealtime direct observations Householdsa 17
Free lists Caregivers 22
Full-day child observations Children 6–23 mob 7
3 Mealtime direct observations Householdsa 19
In-depth interviews Caregivers 15
In-depth interviews Health Surveillance Assistants 7
Full-day child observations Children 6–23 mob 7
Total sample 167c
a
The same 19 households were observed in each phase, except that 2 households were not observed in phase 2 because of
impassable roads during the rainy season.
b
The same seven children were observed in each phase.
c
This total represents the number of different participants in all three phases of the research, not merely the sum of each row
due to repeated observations of the same participants.

Phase 1 (exploring cultural perceptions and behaviors Phase 3 (understanding caregiver experiences with an
of food and illness). Phase 1 used in-depth inter- SQ-LNS). Phase 3 used in-depth interviews to elu-
views and free lists (e.g., ‘‘List all of the illnesses cidate caregivers’ experiences with the SQ-LNS,
that young children suffer from in this commu- specifically identifying barriers and facilitating
nity’’) to explore the cultural domains of commu- factors to its appropriate use. For triangulation,
nity members. Direct observations of midday and in-depth interviews with health surveillance
evening meals were used to understand household assistants were also conducted to corroborate and
food preparation and feeding practices. Full-day help explain findings from phases 1 and 2. A third
child observations documented the dietary beha- round of meal observations and full-day child
vior of children aged 6 to 23 months in this setting observations were completed with the same
from 8:00 A.M. until sundown. households from the previous two phases to mini-
mize reactive behaviors and to observe feeding
Phase 2 (developing an ethnomedical model of practices on three separate days over the
nutrition-related illness). Phase 2 collected further 3-month study period.
cultural data on food and illness domains using
free lists of illness causes (e.g., ‘‘Please list all of
the different causes of kunyentchera (wasting)’’
Data Analysis
to finalize construction of an ethnomedical model In-depth interview data. Textual data were trans-
of nutrition-related illness. Unconstrained pile lated and transcribed verbatim from Chichewa
sorts of salient foods for young children were digital recordings into written English, maintain-
completed to determine local food groupings.35,36 ing local terminology.37 Atlas.ti version 7.0 com-
A second round of direct meal observations and puter software (Scientific Software Development,
full-day child observations was conducted with Berlin, Germany) was used for data management
the same households observed in phase 1 with and coding. We inductively analyzed the textual
special attention to infant and young child feed- data drawing from the procedures of Grounded
ing practices after the introduction of the Theory.38 The process began with line-by-line
SQ-LNS. coding until strong analytic directions were
Kodish et al 143

Table 3. Guiding Analytic Categories for Textual Data Analysis of Caregiver Interviews.a

Category Number Phase 1 analytic categories Phase 3 analytic categories

1 Culture and context Culture and context


2 Illnesses in the community Lives of young children aged 6–23 mo
3 Meal preparation and eating/feeding Caregiver experiences with SQ-LNS
4 Food sharing Child’s response to SQ-LNS
5 Developing a nutrition program Sharing of SQ-LNS
6 Seasonality Caregiver perceptions of SQ-LNS
7 Potential barriers to SQ-LNS usage Effective promotion of SQ-LNS
8 Facilitating factors to SQ-LNS usage Specific message development
9 –– Extra information for program design

SQ-LNS, small-quantity, lipid-based nutrient supplement.


a
Phase 1 interviews explored sociocultural characteristics in general, whereas phase 3 interviews focused more specifically on
caregiver experiences with the SQ-LNS during a small home-feeding trial.

identified and a codebook was developed (Table 3). Pile sort data. After the participants sorted food
Using that framework, focused coding was then cards into piles, the numbers identifying the cards
applied to the data set to synthesize and explain being coded for analysis were entered into the
larger segments of text. Upon development of ana- software and aggregate proximities were calcu-
lytic categories, axial coding reassembled the data lated, yielding 18 18, item-by-item matrices
to give coherence to the emerging analysis.39 Con- of food items with cells indicating the proportion
stant comparisons were made throughout the cod- of times two items appeared in the same pile
ing process33, and memos, or analytic notes, were across participants. The aggregate proximity
written to draw comparisons among codes, cate- matrices were then analyzed using multidimen-
gories, and quotations from text.38 sional scaling (MDS) as recommended by Weller
and Romney.35 Stress, taken as a goodness-of-fit
Direct observation data. Both qualitative (descrip- statistic in MDS analyses, was calculated for each
tive data related to types and amounts of foods aggregate proximity matrix.
consumed) and quantitative (frequencies of giv-
ing or receiving food) information was recorded Ethical Approval
with standardized forms. Observations were
recorded at a minimum every 5 minutes and more The study protocol was approved by the Institu-
frequently when events related to the research tional Review Board of the Johns Hopkins
questions occurred.40 The research team aggre- Bloomberg School of Public Health and the
gated the descriptive field notes from the obser- Malawi National Health Sciences Research Com-
vations, applied focused codes, and drew out key mittee. Adult participants provided informed oral
themes salient to the research questions.38 consent for themselves and assent on behalf of
child participants.
Free list data. Anthropac, version 4.98 (Analytic
Technologies, Lexington, KY, USA), was used to
analyze lists of foods, illnesses, and causes of Results
illness. Items of salience (S)—a statistic account-
Cultural Perceptions of Health, Foods,
ing for rank and frequency—were generated, as
well as a rank-ordered identification of the most
and Illnesses
commonly mentioned items.41 These items of sal- In Ntchisi, caregivers and community leaders
ience were merged with findings from interview shared similar overall perceptions related to ill-
data to construct an ethnomedical model of ness, food, and nutritional status. The data exhibit
nutrition-related illness. a strong fit to the cultural consensus model42,
144 Food and Nutrition Bulletin 36(2)

Figure 1. Multidimensional scaling map of Chewa young child food items (n ¼ 18).

supporting the assertion that, despite some indi- nutrition-related, because they are feared to be
vidual differences, the majority culture of Ntchisi an indication of poor caring practices. This
is relatively homogenous in these domains. stigma results in caregivers sometimes avoiding
Caregivers defined ‘‘healthy growth and health clinics and instead visiting traditional hea-
development’’ (kukula mwa thanzi) as a child lers. Community members invoked both natura-
who is happy, not getting sick frequently, gaining listic and personalistic causes in explaining
weight, and eating a diet of ‘‘different food episodes of illness; they just as often pointed to
groups’’ (zakudya za magulu or zakudya za a creator who is responsible for illness as they
kasintchasintha). Consuming ‘‘different food discussed poor health-related behaviors, such as
groups’’ was a salient theme and is considered poor handwashing.
important for child health. Caregivers categorized
foods into four general categories which they
Understanding Prevention and Treatment
labeled as ‘‘fruits,’’ ‘‘vegetables,’’ ‘‘energy-giv-
ing’’ (e.g., porridge, groundnuts, SQ-LNS), and of Salient Nutrition-related Illnesses
‘‘rare’’ (e.g., meat, fish) (Figure 1 and Table 4). Nutrition-related illnesses are significantly less
When asked to describe challenges that they salient and are perceived to be less severe than
face in the village, community members explained other childhood illnesses, especially other ill-
that childhood illness is not considered a major nesses related to fever (kutentha thupi), such as
challenge in comparison with more formidable malaria (S ¼ 0.91). Community members
barriers such as ‘‘lack of money,’’ ‘‘hunger,’’ and described four manifestations of nutrition-related
‘‘long distance to the hospital.’’ Cultural domain illness: wasting (kunyenthchera, S ¼ 0.33), edema
analysis results illustrate that the three illnesses (kutupikana/kutupa, S ¼ 0.32), lack of blood in
most salient to community members were the body/anemia (kuchepa kwa magazi nthupi,
malaria (S ¼ 0.91), cough (S ¼ 0.72), and diar- S ¼ 0.21), and stunted growth (kupilipizika/kupi-
rhea (S ¼ 0.71). Caregivers explained that there nimbira, S ¼ 0.04 (Table 5). Community leaders
is stigma attached to many illnesses afflicting and caregivers explained that stunted growth is a
young children, especially those that are natural occurrence.
Kodish et al 145

Table 4. Description of Clusters Based on Multidimensional Scaling of Young Child Food Items.

Chichewa food
term English food equivalent Caregiver description of cluster

FRUITS
Yembe Mango ‘‘These are fruits that are found in this community and that children like
Gwafa Guava to eat.’’
Lalanje Orange Female caregiver, age 45
Nthochi Banana
ENERGY-GIVING
Dowe Green maize ‘‘These are foods that are so important to a child’s health and growth.’’
Mbatata Sweet potato Female caregiver, age 45
Nsima Cooked maize flour
Phala Porridge ‘‘These make you full and give you good health.’’
Phala la nsinjiro Porridge with groundnut Female caregiver, age 23
flour
SQ-LNS SQ-LNS
Chiponde Chiponde
Mtedza/sawa Groundnut
RARE
Nyama Meat ‘‘It is because these are rarely eaten since most of the households cannot
Nsomba Fish afford to buy them.’’
Female caregiver, age 27
VEGETABLES
Nkhwani Pumpkin leaves ‘‘These are vegetables and they make children healthy.’’
Bonongwe Amaranthus hybridus Female caregiver, age 28
Mpiru Mustard leaves
Chisoso/kazota Blackjack/Bidens pilosa ‘‘These are vegetables that we get from our gardens and are easily
found.’’
Female caregiver, age 40

Table 5. Nutrition-related Illnesses in Order of Salience to Caregivers.

English illness Rank order among


Chichewa nutrition-related illness term equivalent/explanation Salience all illnesses listed

Kunyentchera Wasting 0.328 5/65


Kutupikana/kutupa Edema/swelling 0.315 4/65
Kuchepa kwa magazi mthupi Anemia 0.210 7/65
Kupilipizika/kupinimbira Stunted growth 0.043a 13/65
a
A rank order of 13/65 may seem high, but the salience statistic illustrates the very low importance that caregivers give to their
children’s stunted growth.

Well people are different from each other . . . one illustrates that a ‘‘lack of food in the body’’ is the
can be tall and the other can be short . . . it’s just perceived primary cause of nutrition-related ill-
by nature that the person is like that . . . it’s just how ness, highlighting a focus on dietary quantity, not
God created the child. quality. The least salient nutrition-related illness,
–Female caregiver of six children, in-depth stunted growth, is considered locally to stem
interview from ‘‘a lack of food in the body,’’ ‘‘genetic
inheritance,’’ and, less commonly, ‘‘frequent ill-
We generated an ethnomedical model of ness.’’ Compared with edema, wasting, and ane-
causes, illnesses, and treatments for these ill- mia, there is less consensus among caregivers
nesses from the data (Figure 2). The model around the causes of stunted growth.
146 Food and Nutrition Bulletin 36(2)

Figure 2. Ethnomedical model of nutrition-related illness in Ntchisi. *Nsima is cooked maize flour. **Chiponde is
a locally produced ready-to-use therapeutic food (RUTF) used for the treatment of acute malnutrition in Ntchisi.

Caregivers do not hold distinct concepts of type of household member. Direct observations
prevention and treatment in relation to nutrition- revealed that caregivers favor children aged 6 to
related illnesses as clearly as they do with other 23 months in terms of the food they receive, the
illnesses, such as malaria and diarrhea, on which time they receive it, and the individual attention
previous extensive health promotion efforts in they are given during meal times. During non-meal
Ntchisi have focused their attention. For those times, these children are given extra maize-based
illnesses, prevention is commonly understood in porridge, usually at mid-morning and mid-
concrete terms, such as using an insecticide- afternoon. During midday and early evening meal
treated bednet for malaria, or practicing hygienic times, they eat with their caregivers. In many
hand-washing behavior for diarrhea. For nutrition- instances, these children eat before the rest of the
related illnesses, concepts of prevention focus on family in the evening due to early bedtimes. Data
dietary quantity (e.g., ‘‘lack of food in the body’’), indicate that this caregiver favoritism provides
whereas those of treatment highlight the perceived additional and more frequent food rations to chil-
importance of dietary quality (e.g., ‘‘breastfeed- dren aged 6 to 23 months throughout the day. When
ing,’’ ‘‘balanced diet,’’ ‘‘drinking milk,’’ ‘‘fruits possible, caregivers add special complementary
and vegetables,’’ and ‘‘eating vegetables’’). foods, such as soybeans or groundnuts, to children’s
diets, a strategy promoted by the health surveillance
assistants and government. Forced hand-feeding of
Intra- and Interhousehold Food Allocation
children aged 6 to 23 months was commonly seen
Patterns and Behavior during meal observations.
In Ntchisi, food is allocated in predictable pat- Intrahousehold food sharing—eating from
terns that vary according to the time of year and shared plates, caregiver-to-young-child feeding,
Kodish et al 147

Table 6. Projected Food and SQ-LNS Sharing Practices by Season.a

Seasons and sharing

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

Season Lean Harvest Moderate food supply Lean

Hot rainy Cold Hot dry Hot rainy

Wedding and initiation ceremonies, so more sharing


at community level and less sharing at household
level
Sharing of Theft from others’ Theft of food at household level
food fields and houses to sell for money to buy alcohol
due to hunger directly after harvest

Highest sharing of food at Highest sharing of food


household level at community level

Sharing of Highest sharing of SQ- Highest sharing of SQ- Moderate sharing of SQ-LNS at both
SQ-LNS LNS at household level LNS at community level household and community levels

SQ-LNS consumption
Other may be irregular due to
availability of other
foods
SQ-LNS, small-quantity, lipid-based nutrient supplement.
a
Because the formative research was conducted during the lean season only (January–April), data from the May–December
calendar were derived from descriptive self-report.

and child-to-child food sharing—is influenced by weddings. However, during the lean season, inter-
many factors. Caregivers explained that sharing household theft of food occurs from both fields
patterns vary by season as well as by the age and and households. We observed children of similar
sex of household members. We observed exten- ages who tend to live, play, and eat together—a
sive eating from shared plates during the lean sea- situation that facilitates food sharing among chil-
son from January to April when food stocks are dren of similar age and sex in village settings.
carefully being conserved until the harvest. After
the harvest (May to July), husbands reportedly
steal food from the household to sell for money Impressions of the SQ-LNS
to buy alcohol. During this same time, caregivers Caregivers had positive impressions of the
explained that less intrahousehold food sharing SQ-LNS, and children aged 6 to 23 months were
occurs because an abundance of food allows for highly accepting of its flavor, a driver of product
individual portions during meal times (Table 6). sharing and overuse that occurred within and
Similarly, interhousehold food sharing—food between households. Community members sug-
sharing among households, barter of food for other gested that sustained compliance will be more fea-
foods or goods, food sharing at community gather- sible with development of culturally appropriate
ings, and theft—also varies by season. Caregivers packaging that includes the sachet language in
explained that these practices peak during and Chichewa as well as locally developed images and
soon after the harvest when there is an abundance clearer instructions for use. Most people asked for
of food for barter. Also, they described interhouse- larger quantities of the SQ-LNS, comparing it to
hold food sharing to be common practice during the locally produced ready-to-use therapeutic food
times of celebration, such as initiations and (RUTF) Chiponde, which is already being used
148 Food and Nutrition Bulletin 36(2)

formative research within the SUN movement.


These findings, which shed light on the sociocul-
tural context of Ntchisi, Malawi, should be used
as key considerations in the design, implementa-
tion, and monitoring of interventions.
Triangulating in-depth interview, free list, and
pile sort data from the RAP methodology allowed
us to construct an ethnomedical model of causes,
illnesses, and treatments for nutrition-related ill-
nesses in Ntchisi (Figure 2). Program staff can
use this model to develop health education mate-
rials that directly address community perceptions
of the types and causes of nutrition-related
Figure 3. Comparison of sizes of the locally produced illnesses. Distinct concepts of prevention and treat-
ready-to-use therapeutic food (RUTF), Chiponde ment are not as clearly defined for nutrition-related
(92 g), and the small-quantity, lipid-based nutrient illnesses as they are for other illnesses. Health pro-
supplement (SQ-LNS) (20 g). motion teams could thus consider drawing on cul-
tural metaphors from local bodies of knowledge
in Ntchisi for the treatment of acute malnutri- related to other illnesses and applying them to pre-
tion and has a weight of 92 g (Figure 3). Even vention of nutritional illness with an SQ-LNS;
after the research team explained the reasons for the such an approach may resonate with community
SQ-LNS, confusion about its purpose vis-à-vis that members.43 For example, health messaging could
of Chiponde existed among caregivers. compare the consumption of an SQ-LNS for pre-
vention of chronic malnutrition to sleeping under
I think it [SQ-LNS] is a medicine . . . because let’s
an insecticide-treated bednet for protection against
say if a child is suffering from malnutrition and they
malaria. Such messaging would be most effective
start taking this, then they can get better, and the
child can become healthy.
if it built off the existing bodies of knowledge
–Female caregiver of child aged 12 months, around nutrition-related illness, while not trying
in-depth interview to deconstruct them into entirely new cognitive
frameworks unfamiliar to community members.
When asked directly for their perceptions of It is far easier to introduce, reinforce, or build on
the SQ-LNS, 10 caregivers said that the product existing frameworks than it is to try to change
was a medicine, 3 that it was a food, and 5 that it well-established perceptions.44
had qualities of both a food and a medicine. They Findings from cultural domain analysis high-
either called the product by its name, referred to it lighted community members’ low perceived
as Chiponde, or called it ‘‘chakudya,’’ Chichewa threat of nutrition-related illnesses in general, and
for ‘‘food.’’ Nine of 12 caregivers indicated that child stunting in particular. This finding may
they would pay a nominal price (mean, 56 MWK/ prove to be a major barrier to messaging that reso-
0.14 USD; median, 35MWK/0.09 USD) for a nates with caregivers and thus compliance with the
sachet of the product if it was introduced through SQ-LNS. Developing messaging with consider-
a market-based system, citing their children’s ation of this finding and aligned with behavior
health as the reason for this willingness. change theory will be important for effective
development of Behavior Change Communica-
tion (BCC) in this setting. The Persuasive Health
Discussion Message (PHM) framework (Figure 4), which
This paper describes a RAP approach that pro- includes elements from several well-known
duced a holistic account of perceptions of illness, behavioral models, would be especially useful for
food, and health; household food utilization message development.45 To develop messages
patterns; and SQ-LNS acceptability during within this framework, Witte46 recommends the
Kodish et al 149

CONSTANTS TRANSIENTS
Threat
-Suscepbility
-Severity Message Goals

Salient Beliefs
Efficacy
-Response Efficacy
-Self-Efficacy Salient Referents
Persuasive
Cues Message
-Message Culture
-Source
Environment
Audience Profile
-Demographics Preferences
-Psychographics
-Customs, Values

Figure 4. The Persuasive Message Framework. Source: Witte46

following three steps: 1) identify salient commu- an SQ-LNS used for prevention. This study found
nity beliefs and specific behavioral goals, 2) high acceptability of the SQ-LNS, similar to pre-
develop an audience profile, and 3) construct a vious research.48-53 Modification of packaging
persuasive message that is framed to fit within for specific cultural contexts based on formative
local bodies of understanding. This formative work has been successfully achieved in other set-
work has already yielded rich information for tings54 and should be considered in interventions
steps 1 and 2 in this process and provides further that utilize specialized nutritious foods, both in
information (e.g., nutrition-related illness risk per- Malawi and elsewhere. The sweet flavor of this
ception, self-efficacy toward using SQ-LNS, and product, in settings such as Ntchisi where mono-
various cues for action) that can be used to develop tonous dietary intake prevails, provides an incen-
persuasive messages in the Ntchisi context. tive for caregivers to fortify their children’s
Tailoring health education curricula and BCC complementary foods with it regardless of the
that address the determinants of home fortifica- health benefits, potentially reducing the practice
tion at multiple behavioral levels through varied of traditional forced hand-feeding due to poor
communication channels, as has been effective in child appetite stemming from dietary monotony.
other similar programs, is also necessary in this The high acceptability of the SQ-LNS was
setting.47 Promotion of the SQ-LNS should link reportedly one primary reason for its overuse (see
the desired behaviors to more salient community Note 2). To overcome this barrier to smooth pro-
challenges; for example, the SQ-LNS could fight gram implementation, a RAP approach can eluci-
off other childhood illnesses and thus reduce trips date season-specific food-sharing practices that
to the hospital and cut healthcare costs for a may help to predict when and how SQ-LNS overuse
household. BCC efforts also need to sensitize the may also occur (Table 6), enabling more targeted
community to the benefits of a 20-g SQ-LNS communications to community members of differ-
when the perceived foremost cause of nutrition- ent age groups and sexes. Positioning the SQ-LNS
related illnesses in this setting is related to dietary within the already-existing cultural food domain of
quantity (‘‘a lack of food in the body’’). caregivers during BCC and using emic terminology
The RAP approach also highlighted factors to appeal to a local, rather than a biomedical, con-
that may facilitate successful programming with cept of ‘‘healthy growth and development’’ may be
150 Food and Nutrition Bulletin 36(2)

more familiar and thus likely to resonate with care- years, and researchers and practitioners are begin-
takers. Also, using existing or preferred communi- ning to embrace this pre-implementation phase as
cation methods by local authorities (e.g., village critical to successful design and implementation
chiefs and health surveillance assistants) to deliver of BCC programs.12,17,21 Just as a new monitor-
salient, local messages to entire household units ing manual for home fortification has been devel-
will be important during a BCC campaign.13 oped for the intervention nutrition community59,
By identifying local dietary practices, the find- so too should one be developed to guide forma-
ings from the RAP built upon health behaviors tive research and translation of findings into pro-
within the community for BCC development and gram design. For the next steps of this program, a
tailoring. For example, during the postharvest BCC team should utilize the ethnomedical model
period in Ntchisi, caregivers indicate that they of nutrition-related illness to develop health mes-
enrich flour-based maize porridge with soybeans sages that are aligned with local understanding
or groundnuts, a similar practice to home fortifi- and that utilize the emic terminology of Ntchisi.
cation of complementary foods with an SQ-LNS. Table 6, which outlines projected SQ-LNS shar-
Because this local practice already exists and is ing based on current food-sharing patterns,
readily understood to be a healthful way to feed a should serve as a starting point for developing a
child, BCC messaging should piggyback on this BCC strategy that aims to reduce the likelihood of
existing behavior and related perceptions. By product sharing. Finally, momentum stemming
contrast, the program may benefit by distancing from the positive community feedback and high
itself from other existing behaviors. For example, acceptability of the SQ-LNS can be harnessed dur-
targeted messages to concerned caregivers should ing early social mobilization efforts. Considering
clarify the distinction between consumption of the complexities around home fortification, ethno-
Chiponde, the ready-to-use therapeutic food graphic formative research is an important step in
(RUTF) used for treatment of people living with thoughtful nutrition intervention design.
HIV and malnourished children, and an SQ-LNS
used for prevention, with care not to create undue Acknowledgments
stigma for those accessing such community-based The authors gratefully acknowledge the Ntchisi com-
management of acute malnutrition programs. munity for participating in this study. Thanks also go
This study has some limitations. There was for the invaluable data collection efforts by our local
probably reactivity as a result of data collectors team, including Yamikani Kunashe, Evelyne Kam-
observing household food preparation and eating wendo, Ndapile Bwanausi, Chifundo Nsanjama, and
behaviors of community members. We employed Eric Maonga. We would also like to sincerely thank
repeated observations of the same households in the World Food Programme head of suboffice in
order to minimize the negative manifestations of Ntchisi, Trust Mlambo, and the Government of
reactivity and documented frequency of reactive Malawi, Ntchisi nutritionist James Mtonga for their
on-the-ground help and unwavering support through
behaviors, as has been done in previous work.55
the project. Finally, a special thanks to former Boston
Also, although some meaning may have been lost
Consulting Group team leader Patrick Cleary, who pro-
during the process of translation from Chichewa vided much in-country support during the planning of
into English, we used verbatim translations with the formative research.
emic language to maintain local words and mean-
ings, as well as using a triangulation of both
Authors’ Contributions
methods and participants to help ensure data cred-
Stephen Kodish and Joel Gittelsohn led the design, data
ibility.56,57 We also employed member checking,
collection, and data analysis of the formative research.
a process in which we took key findings back to
Nancy Aburto, Mutinta Nseluke Hambayi, and Caitlin
the communities themselves in order to verify and Kennedy supported the overall project with continual
confirm the accuracy of the interpretations made guidance, feedback, and support. Stephen Kodish
by the research team.56,58 drafted the first version of the manuscript. Nancy
Formative research has increasingly informed Aburto, Mutinta Nseluke Hambayi, Caitlin Kennedy,
international nutrition programming in recent and Joel Gittelsohn critically reviewed and revised the
Kodish et al 151

subsequent drafts prior to finalization. All authors read maternal and child nutrition: What can be done and
and approved the final submission. at what cost? Lancet 2013;382:452-77.
6. Ruel MT, Alderman H; Maternal and Child Nutri-
Declaration of Conflicting Interests tion Study Group. Nutrition-sensitive interven-
The author(s) declared no potential conflicts of interest tions and programmes: How can they help to
with respect to the research, authorship, and/or publi- accelerate progress in improving maternal and
cation of this article. child nutrition? Lancet 2013;382:536-51.
7. Bhutta ZA, Ahmed T, Black RE, Cousens S,
Funding Dewey K, Giugliani E, Haider BA, Kirkwood B,
The author(s) disclosed receipt of the following finan- Morris SS, Sachdev HPS, Shekar M. What works?
cial support for the research, authorship, and/or publi- Interventions for maternal and child undernutrition
cation of this article: Stephen Kodish and Joel and survival. Lancet 2008;371:417-40.
Gittelsohn were consultants to the World Food Pro- 8. Dewey KG, Adu-Afarwuah S. Systematic review
gramme, funded by the Children’s Investment Fund of the efficacy and effectiveness of complemen-
Foundation, and received support for the conduct of tary feeding interventions in developing countries.
the research.
Matern Child Nutr 2008;4:24-85.
9. Shi L, Zhang J. Recent evidence of the effective-
Notes
ness of educational interventions for improving
1. Kodish S. Gittelsohn J. Rapid Assessment Proce- complementary feeding practices in developing
dures to develop and evaluate specialized nutritious countries. J Trop Pediat 2011;57:91-8.
food programs: Applying qualitative research skills 10. Fabrizio CS, van Liere M, Pelto G. Identifying
v3.5. Copy in possession of the World Food Pro- determinants of effective complementary feeding
gramme: 1–109. behavior change interventions in developing coun-
2. Kodish S, Aburto NJ, Dibari F, Nseluke Hambayi tries. Matern Child Nutr 2014;10:575-92.
M, Gittelsohn J. Patterns of household SQ-LNS uti- 11. Gittelsohn J, Evans M, Story M, Davis SM, Met-
lization in rural Malawi and Mozambique: Implica- calfe L, Helitzer DL, Clay TE. Multisite formative
tions for interventions with specialized nutritious assessment for the Pathways study to prevent obe-
foods. Matern Child Nutr (under review). sity in American Indian schoolchildren. Am J Clin
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