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3. Debtor's federal
Employer Identification 90-0771940
Number (EIN)
4. Debtor's address Principal place of business Mailing address, if different from principal place of
business
6. Type of debtor Corporation (including Limited Liability Company (LLC) and Limited Liability Partnership (LLP))
Partnership (excluding LLP)
Other. Specify:
Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 1
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Debtor StemGenex, Inc. Case number (if known)
Name
C. NAICS (North American Industry Classification System) 4-digit code that best describes debtor.
See http://www.uscourts.gov/four-digit-national-association-naics-codes.
Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 2
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Debtor StemGenex, Inc. Case number (if known)
Name
After any administrative expenses are paid, no funds will be available to unsecured creditors.
Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 3
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Debtor StemGenex, Inc. Case number (if known)
Name
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement in connection with a bankruptcy case can result in fines up to $500,000 or
imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571.
I have examined the information in this petition and have a reasonable belief that the information is true and correct.
I declare under penalty of perjury that the foregoing is true and correct.
Title President
18. Signature of attorney X /s/ Michael T. O'Halloran CLS-B No. Date September 4, 2019
Signature of attorney for debtor MM / DD / YYYY
No. 99085 CA
Bar number and State
Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy page 4
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An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this
form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any
amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the document,
and the date. Bankruptcy Rules 1008 and 9011.
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341,
1519, and 3571.
I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or another
individual serving as a representative of the debtor in this case.
I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct:
I declare under penalty of perjury that the foregoing is true and correct.
Rita Alexander
Printed name
President
Position or relationship to debtor
Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors
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2. Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)
Copy the total dollar amount listed in Column A, Amount of claim, from line 3 of Schedule D.................................... $ 153,001.00
3. Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)
Official Form 206Sum Summary of Assets and Liabilities for Non-Individuals page 1
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Be as complete and accurate as possible. If more space is needed, attach a separate sheet to this form. At the top of any pages added, write
the debtor’s name and case number (if known). Also identify the form and line number to which the additional information applies. If an
additional sheet is attached, include the amounts from the attachment in the total for the pertinent part.
For Part 1 through Part 11, list each asset under the appropriate category or attach separate supporting schedules, such as a fixed asset
schedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing the
debtor’s interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form.
Part 1: Cash and cash equivalents
1. Does the debtor have any cash or cash equivalents?
No. Go to Part 2.
Yes Fill in the information below.
All cash or cash equivalents owned or controlled by the debtor Current value of
debtor's interest
No. Go to Part 3.
Yes Fill in the information below.
7.1. Rental deposit at 5435 Oberlin Dr., San Diego, CA office $16,578.00
7.2. Rental deposit with 1200 Prospect St., La Jolla, CA landlord $7,500.00
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 1
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8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent
Description, including name of holder of prepayment
No. Go to Part 4.
Yes Fill in the information below.
Part 4: Investments
13. Does the debtor own any investments?
No. Go to Part 5.
Yes Fill in the information below.
15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, including any interest in an LLC,
partnership, or joint venture
Name of entity: % of ownership
16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1
Describe:
No. Go to Part 6.
Yes Fill in the information below.
Part 6: Farming and fishing-related assets (other than titled motor vehicles and land)
27. Does the debtor own or lease any farming and fishing-related assets (other than titled motor vehicles and land)?
No. Go to Part 7.
Yes Fill in the information below.
No. Go to Part 8.
Yes Fill in the information below.
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 2
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General description Net book value of Valuation method used Current value of
debtor's interest for current value debtor's interest
(Where available)
42. Collectibles Examples: Antiques and figurines; paintings, prints, or other artwork;
books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card
collections; other collections, memorabilia, or collectibles
44. Is a depreciation schedule available for any of the property listed in Part 7?
No
Yes
45. Has any of the property listed in Part 7 been appraised by a professional within the last year?
No
Yes
No. Go to Part 9.
Yes Fill in the information below.
General description Net book value of Valuation method used Current value of
Include year, make, model, and identification numbers debtor's interest for current value debtor's interest
(i.e., VIN, HIN, or N-number) (Where available)
47. Automobiles, vans, trucks, motorcycles, trailers, and titled farm vehicles
48. Watercraft, trailers, motors, and related accessories Examples: Boats, trailers, motors,
floating homes, personal watercraft, and fishing vessels
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 3
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52. Is a depreciation schedule available for any of the property listed in Part 8?
No
Yes
53. Has any of the property listed in Part 8 been appraised by a professional within the last year?
No
Yes
General description Net book value of Valuation method used Current value of
debtor's interest for current value debtor's interest
(Where available)
65. Goodwill
67. Do your lists or records include personally identifiable information of customers (as defined in 11 U.S.C.§§ 101(41A) and 107?
No
Yes
68. Is there an amortization or other similar schedule available for any of the property listed in Part 10?
No
Yes
69. Has any of the property listed in Part 10 been appraised by a professional within the last year?
No
Yes
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 4
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Current value of
debtor's interest
77. Other property of any kind not already listed Examples: Season tickets,
country club membership
79. Has any of the property listed in Part 11 been appraised by a professional within the last year?
No
Yes
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 5
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In Part 12 copy all of the totals from the earlier parts of the form
Type of property Current value of Current value of real
personal property property
85. Farming and fishing-related assets. Copy line 33, Part 6. $0.00
87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $37,000.00
89. Intangibles and intellectual property. Copy line 66, Part 10. $0.00
90. All other assets. Copy line 78, Part 11. + $92,410.00
91. Total. Add lines 80 through 90 for each column $155,788.00 + 91b. $0.00
92. Total of all property on Schedule A/B. Add lines 91a+91b=92 $155,788.00
Official Form 206A/B Schedule A/B Assets - Real and Personal Property page 6
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Debtor 2
(Spouse if, filing) First Name Middle Name Last Name
Case number
(if known) Check if this is an
amended filing
Be as complete and accurate as possible. If two married people are filing together, both are equally responsible for supplying correct information. Using
the property you listed on Schedule A/B: Property (Official Form 106A/B) as your source, list the property that you claim as exempt. If more space is
needed, fill out and attach to this page as many copies of Part 2: Additional Page as necessary. On the top of any additional pages, write your name and
case number (if known).
For each item of property you claim as exempt, you must specify the amount of the exemption you claim. One way of doing so is to state a
specific dollar amount as exempt. Alternatively, you may claim the full fair market value of the property being exempted up to the amount of
any applicable statutory limit. Some exemptions—such as those for health aids, rights to receive certain benefits, and tax-exempt retirement
funds—may be unlimited in dollar amount. However, if you claim an exemption of 100% of fair market value under a law that limits the
exemption to a particular dollar amount and the value of the property is determined to exceed that amount, your exemption would be limited
to the applicable statutory amount.
1. Which set of exemptions are you claiming? Check one only, even if your spouse is filing with you.
You are claiming state and federal nonbankruptcy exemptions. 11 U.S.C. § 522(b)(3)
2. For any property you list on Schedule A/B that you claim as exempt, fill in the information below.
Brief description of the property and line on Current value of the Amount of the exemption you claim Specific laws that allow exemption
Schedule A/B that lists this property portion you own
Copy the value from Check only one box for each exemption.
Schedule A/B
Brief description:
Line from Schedule A/B:
100% of fair market value, up to
any applicable statutory limit
Official Form 106C Schedule C: The Property You Claim as Exempt page 1 of 1
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2.2 TD Auto Finance Describe debtor's property that is subject to a lien $54,000.00 $54,000.00
Creditor's Name 2016 Tesla Model X 18,000 miles
P.O. Box 9266
Farmington, MI 48333-9233
Creditor's mailing address Describe the lien
Vehicle lien
Is the creditor an insider or related party?
No
Creditor's email address, if known Yes
Is anyone else liable on this claim?
Date debt was incurred No
2017 Yes. Fill out Schedule H: Codebtors (Official Form 206H)
Last 4 digits of account number
3038
Do multiple creditors have an As of the petition filing date, the claim is:
interest in the same property? Check all that apply
Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property page 1 of 2
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No Contingent
Yes. Specify each creditor, Unliquidated
including this creditor and its relative Disputed
priority.
3. Total of the dollar amounts from Part 1, Column A, including the amounts from the Additional Page, if any. $153,001.00
If no others need to notified for the debts listed in Part 1, do not fill out or submit this page. If additional pages are needed, copy this page.
Name and address On which line in Part 1 did Last 4 digits of
you enter the related creditor? account number for
this entity
Official Form 206D Additional Page of Schedule D: Creditors Who Have Claims Secured by Property page 2 of 2
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No. Go to Part 2.
Yes. Go to line 2.
2. List in alphabetical order all creditors who have unsecured claims that are entitled to priority in whole or in part. If the debtor has more than 3 creditors
with priority unsecured claims, fill out and attach the Additional Page of Part 1.
2.1 Priority creditor's name and mailing address As of the petition filing date, the claim is: $1,106.00 $106.00
Rene Acosta Check all that apply.
8080 Columbus St Contingent
San Diego, CA 92126 Unliquidated
Disputed
2.2 Priority creditor's name and mailing address As of the petition filing date, the claim is: $2,000.00 $2,000.00
Rita Alexander Check all that apply.
P. O. Box 1318 Contingent
La Jolla, CA 92038 Unliquidated
Disputed
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims page 1 of 8
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2.3 Priority creditor's name and mailing address As of the petition filing date, the claim is: $1,235.00 $1,235.00
Austin Anderson Check all that apply.
4040 Mahaila Ave Unit A Contingent
San Diego, CA 92122 Unliquidated
Disputed
2.4 Priority creditor's name and mailing address As of the petition filing date, the claim is: $1,283.00 $1,283.00
Maureen Eberle-Keasler Check all that apply.
3136 Old Heather Rd Contingent
San Diego, CA 92111 Unliquidated
Disputed
2.5 Priority creditor's name and mailing address As of the petition filing date, the claim is: $2,881.00 $2,881.00
Bobby Retuya Check all that apply.
11014 Creekbridge Pl Contingent
San Diego, CA 92128 Unliquidated
Disputed
2.6 Priority creditor's name and mailing address As of the petition filing date, the claim is: $3,600.00 $3,600.00
San Diego County Treasurer Check all that apply.
P.O. Box 129009 Contingent
San Diego, CA 92122 Unliquidated
Disputed
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 2 of 8
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3.1 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $7,500.00
(w)right on Communications Contingent
1200 Prospect Ave. Unliquidated
Suite G-100 Disputed
La Jolla, CA 92037
Basis for the claim: Former subtenant
Date(s) debt was incurred 2019
Last 4 digits of account number Is the claim subject to offset? No Yes
3.2 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
23 Shanti LLC Contingent
5435 Morehouse Dr. Unliquidated
Suite 3700 Disputed
San Diego, CA 92121
Basis for the claim: Landlord
Date(s) debt was incurred 2019
Last 4 digits of account number Is the claim subject to offset? No Yes
3.3 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $3,500.00
8x8 Inc Contingent
2125 O'Nel Dr Unliquidated
San Jose, CA 95131 Disputed
Date(s) debt was incurred 2019 Basis for the claim: Vendor
Last 4 digits of account number 8153
Is the claim subject to offset? No Yes
3.4 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $2,550.00
Advarra Contingent
6940 Columbia Gateway Dr #110 Unliquidated
Columbia, MD 21046 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number 01OA
Is the claim subject to offset? No Yes
3.5 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $87,000.00
Rita Alexander Contingent
P. O. Box 1318 Unliquidated
La Jolla, CA 92038 Disputed
Date(s) debt was incurred 2018-19 Basis for the claim: Salary and loans
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.6 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,049.00
ARM Solutions Inc (stericycle) Contingent
P.O. Box 2929 Unliquidated
Camarillo, CA 93011-2929 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number 4902
Is the claim subject to offset? No Yes
3.7 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
Jennifer Brewer Contingent
c/o Milligan & Banham Unliquidated
2442 Fourth Ave. #100
Disputed
San Diego, CA 92101
Date(s) debt was incurred 2016
Basis for the claim: Lawsuit
Last 4 digits of account number Is the claim subject to offset? No Yes
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 3 of 8
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3.8 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $31,000.00
Chase Credit Card Contingent
P.O. Box 15298 Unliquidated
Wilmington, DE 19850-5298 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Credit card debt
Last 4 digits of account number 7737
Is the claim subject to offset? No Yes
3.9 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $110,000.00
City National Bank Credit Card Contingent
P.O. Box 54830 Unliquidated
Los Angeles, CA 90054 Disputed
Date(s) debt was incurred 2018-19
Basis for the claim: Credit card debt
Last 4 digits of account number 6924
Is the claim subject to offset? No Yes
3.10 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $3,900.00
Clear Slide Contingent
415 Fremont St #3200 Unliquidated
San Francisco, CA 94105 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.11 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,203.00
Colonial Life Contingent
1200 Colonial Life Blvd Unliquidated
Columbia, SC 29210 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Insurance
Last 4 digits of account number 2823
Is the claim subject to offset? No Yes
3.12 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $15,330.00
Cox Communications Contingent
P.O. Box 53214 Unliquidated
Phoenix, AZ 85072-3214 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Utility services
Last 4 digits of account number 9101
Is the claim subject to offset? No Yes
3.13 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $49,394.00
De Lage Landen Fin Svcs Contingent
1111 Old Eagle School Rd. Unliquidated
Wayne, PA 19087-1453 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Lease
Last 4 digits of account number 6534
Is the claim subject to offset? No Yes
3.14 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,947.00
E Clinical Works Contingent
Two Technology Dr Unliquidated
Westborough, MA 01581 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number 1379
Is the claim subject to offset? No Yes
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 4 of 8
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3.15 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $34,986.00
Farnaes & Lucio , APC Contingent
2235 Encinitas Blvd #210 Unliquidated
Encinitas, CA 92024 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Services
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.16 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $14,055.00
First Insurance Funding Contingent
450 Skokie Blvd #1000 Unliquidated
Northbrook, IL 60062-7917 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Loan
Last 4 digits of account number 1465
Is the claim subject to offset? No Yes
3.17 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $811.00
Hull Anesthesia Contingent
7392 Vincent Cir Unliquidated
Huntington Beach, CA 92648-1382 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number E034
Is the claim subject to offset? No Yes
3.18 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $5,766.00
Inside Sales Contingent
1712 SE Bay Blvd #200 Unliquidated
Provo, UT 84606 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.19 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $7,455.00
Richard A Jaffe Contingent
770 L St #950 Unliquidated
Sacramento, CA 95814 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Services
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.20 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $600.00
Jan Pro Contingent
4125 Sorrento Valley Blvd Unliquidated
Suite E Disputed
San Diego, CA 92121
Basis for the claim: Services
Date(s) debt was incurred 2019
Last 4 digits of account number GreeR Is the claim subject to offset? No Yes
3.21 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
William Janson Contingent
c/o Chivinski Law Firm Unliquidated
530 B Street #1530
Disputed
San Diego, CA 92101
Date(s) debt was incurred 2018 Basis for the claim: Listed for notice
Last 4 digits of account number Is the claim subject to offset? No Yes
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 5 of 8
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3.22 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
Rebecca King Contingent
c/o Milligan & Banham Unliquidated
2442 Fourth Ave. #100
Disputed
San Diego, CA 92101
Date(s) debt was incurred 2016
Basis for the claim: Lawsuit
Last 4 digits of account number Is the claim subject to offset? No Yes
3.23 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
La Jolla Financial Contingent
1200 Prospect St. Unliquidated
La Jolla, CA 92037 Disputed
Date(s) debt was incurred 2019 Basis for the claim: Rent
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.24 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
Selena Moorer Contingent
c/o Milligan & Banham Unliquidated
2442 Fourth Ave. #100
Disputed
San Diego, CA 92101
Date(s) debt was incurred 2016
Basis for the claim: Lawsuit
Last 4 digits of account number Is the claim subject to offset? No Yes
3.25 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
Crystal Morin Contingent
c/o Chivinski Law Firm Unliquidated
530 B Street #1530
Disputed
San Diego, CA 92101
Date(s) debt was incurred 2018 Basis for the claim: Listed for notice
Last 4 digits of account number Is the claim subject to offset? No Yes
3.26 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $7,500.00
NCMIC Finance Inc Contingent
14001 University Ave Unliquidated
Clive, IA 50325 Disputed
Date(s) debt was incurred 2019 Basis for the claim: Loan
Last 4 digits of account number 3091
Is the claim subject to offset? No Yes
3.27 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $300,592.00
Pacific VC Holdings LLC Contingent
P.O. Box 843027 Unliquidated
Los Angeles, CA 90084-3027 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Landlord
Last 4 digits of account number 2672
Is the claim subject to offset? No Yes
3.28 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $12,000.00
Porter Novelli Contingent
5353 Grosvenor Bl. Unliquidated
Los Angeles, CA 90066 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Lawsuit settlement
Last 4 digits of account number
Is the claim subject to offset? No Yes
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 6 of 8
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3.29 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $773.84
Praxair Contingent
Dept LA 21511 Unliquidated
Pasadena, CA 91185-1511 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number 6005
Is the claim subject to offset? No Yes
3.30 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $19,450.00
Procopio Cory Hargeaves Contingent
525 B St # 2200 Unliquidated
San Diego, CA 92101 Disputed
Date(s) debt was incurred 2018-19
Basis for the claim: Services
Last 4 digits of account number
Is the claim subject to offset? No Yes
3.31 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $95,945.00
Rosenburg Shpall & Zeigen Contingent
10815 Rancho Bernardo Rd #310 Unliquidated
San Diego, CA 92127 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Legal fees and costs
Last 4 digits of account number 7005
Is the claim subject to offset? No Yes
3.32 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,776.00
SDGE Contingent
P.O. Box 25111 Unliquidated
Santa Ana, CA 92799-5111 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Utility services
Last 4 digits of account number 9414
Is the claim subject to offset? No Yes
3.33 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown
Scott Sessions Contingent
5565 Grossmont Center Dr. Unliquidated
#120 Disputed
La Mesa, CA 91942
Basis for the claim: Listed for notice
Date(s) debt was incurred 2018
Last 4 digits of account number Is the claim subject to offset? No Yes
3.34 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $603.00
The Guardian Contingent
P.O. Box 824404 Unliquidated
Philadelphia, PA 19182-4404 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number 3986
Is the claim subject to offset? No Yes
3.35 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $3,270.00
Ultimate Labs Contingent
5940 Pacific Mesa Ct#209 Unliquidated
San Diego, CA 92121 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Vendor
Last 4 digits of account number
Is the claim subject to offset? No Yes
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 7 of 8
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3.36 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $24,192.00
Wells Fargo Credit Card Contingent
P.O. Box 5511 Unliquidated
Sioux Falls, SD 57117-5511 Disputed
Date(s) debt was incurred 2019
Basis for the claim: Credit card debt
Last 4 digits of account number 3724
Is the claim subject to offset? No Yes
4. List in alphabetical order any others who must be notified for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies,
assignees of claims listed above, and attorneys for unsecured creditors.
If no others need to be notified for the debts listed in Parts 1 and 2, do not fill out or submit this page. If additional pages are needed, copy the next page.
Name and mailing address On which line in Part1 or Part 2 is the Last 4 digits of
related creditor (if any) listed? account number, if
any
Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 8 of 8
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2. List all contracts and unexpired leases State the name and mailing address for all other parties with
whom the debtor has an executory contract or unexpired
lease
Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 1 of 1
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Be as complete and accurate as possible. If more space is needed, copy the Additional Page, numbering the entries consecutively. Attach the
Additional Page to this page.
No. Check this box and submit this form to the court with the debtor's other schedules. Nothing else needs to be reported on this form.
Yes
2. In Column 1, list as codebtors all of the people or entities who are also liable for any debts listed by the debtor in the schedules of
creditors, Schedules D-G. Include all guarantors and co-obligors. In Column 2, identify the creditor to whom the debt is owed and each schedule
on which the creditor is listed. If the codebtor is liable on a debt to more than one creditor, list each creditor separately in Column 2.
Column 1: Codebtor Column 2: Creditor
Debtor 1 StemGenex
Debtor 2
(Spouse, if filing)
Estimate monthly income as of the date you file this form. If you have nothing to report for any line, write $0 in the space. Include your non-filing
spouse unless you are separated.
If you or your non-filing spouse have more than one employer, combine the information for all employers for that person on the lines below. If you need
more space, attach a separate sheet to this form.
List monthly gross wages, salary, and commissions (before all payroll
2. deductions). If not paid monthly, calculate what the monthly wage would be. 2. $ 0.00 $ 0.00
10. Calculate monthly income. Add line 7 + line 9. 10. $ 0.00 + $ 0.00 = $ 0.00
Add the entries in line 10 for Debtor 1 and Debtor 2 or non-filing spouse.
11. State all other regular contributions to the expenses that you list in Schedule J.
Include contributions from an unmarried partner, members of your household, your dependents, your roommates, and
other friends or relatives.
Do not include any amounts already included in lines 2-10 or amounts that are not available to pay expenses listed in Schedule J.
Specify: 11. +$ 0.00
12. Add the amount in the last column of line 10 to the amount in line 11. The result is the combined monthly income.
Write that amount on the Summary of Schedules and Statistical Summary of Certain Liabilities and Related Data, if it
applies 12. $ 0.00
Combined
monthly income
13. Do you expect an increase or decrease within the year after you file this form?
No.
Yes. Explain:
United States Bankruptcy Court for the: SOUTHERN DISTRICT OF CALIFORNIA MM / DD / YYYY
Case number
(If known)
Include expenses paid for with non-cash government assistance if you know
the value of such assistance and have included it on Schedule I: Your Income
(Official Form 106I.) Your expenses
4. The rental or home ownership expenses for your residence. Include first mortgage
payments and any rent for the ground or lot. 4. $ 0.00
6. Utilities:
6a. Electricity, heat, natural gas 6a. $ 0.00
6b. Water, sewer, garbage collection 6b. $ 0.00
6c. Telephone, cell phone, Internet, satellite, and cable services 6c. $ 0.00
6d. Other. Specify: 6d. $ 0.00
7. Food and housekeeping supplies 7. $ 0.00
8. Childcare and children’s education costs 8. $ 0.00
9. Clothing, laundry, and dry cleaning 9. $ 0.00
10. Personal care products and services 10. $ 0.00
11. Medical and dental expenses 11. $ 0.00
12. Transportation. Include gas, maintenance, bus or train fare.
Do not include car payments. 12. $ 0.00
13. Entertainment, clubs, recreation, newspapers, magazines, and books 13. $ 0.00
14. Charitable contributions and religious donations 14. $ 0.00
15. Insurance.
Do not include insurance deducted from your pay or included in lines 4 or 20.
15a. Life insurance 15a. $ 0.00
15b. Health insurance 15b. $ 0.00
15c. Vehicle insurance 15c. $ 0.00
15d. Other insurance. Specify: 15d. $ 0.00
16. Taxes. Do not include taxes deducted from your pay or included in lines 4 or 20.
Specify: 16. $ 0.00
17. Installment or lease payments:
17a. Car payments for Vehicle 1 17a. $ 0.00
17b. Car payments for Vehicle 2 17b. $ 0.00
17c. Other. Specify: 17c. $ 0.00
17d. Other. Specify: 17d. $ 0.00
18. Your payments of alimony, maintenance, and support that you did not report as
deducted from your pay on line 5, Schedule I, Your Income (Official Form 106I). 18. $ 0.00
19. Other payments you make to support others who do not live with you. $ 0.00
Specify: 19.
20. Other real property expenses not included in lines 4 or 5 of this form or on Schedule I: Your Income.
20a. Mortgages on other property 20a. $ 0.00
20b. Real estate taxes 20b. $ 0.00
20c. Property, homeowner’s, or renter’s insurance 20c. $ 0.00
20d. Maintenance, repair, and upkeep expenses 20d. $ 0.00
20e. Homeowner’s association or condominium dues 20e. $ 0.00
21. Other: Specify: 21. +$ 0.00
22. Calculate your monthly expenses
22a. Add lines 4 through 21. $ 0.00
22b. Copy line 22 (monthly expenses for Debtor 2), if any, from Official Form 106J-2 $
22c. Add line 22a and 22b. The result is your monthly expenses. $ 0.00
23. Calculate your monthly net income.
23a. Copy line 12 (your combined monthly income) from Schedule I. 23a. $ 0.00
23b. Copy your monthly expenses from line 22c above. 23b. -$ 0.00
24. Do you expect an increase or decrease in your expenses within the year after you file this form?
For example, do you expect to finish paying for your car loan within the year or do you expect your mortgage payment to increase or decrease because of a
modification to the terms of your mortgage?
No.
Yes. Explain here:
Part 1: Income
None.
Identify the beginning and ending dates of the debtor’s fiscal year, Sources of revenue Gross revenue
which may be a calendar year Check all that apply (before deductions and
exclusions)
From the beginning of the fiscal year to filing date: Operating a business $473,642.00
From 1/01/2019 to Filing Date
Other
2. Non-business revenue
Include revenue regardless of whether that revenue is taxable. Non-business income may include interest, dividends, money collected from lawsuits,
and royalties. List each source and the gross revenue for each separately. Do not include revenue listed in line 1.
None.
3. Certain payments or transfers to creditors within 90 days before filing this case
List payments or transfers--including expense reimbursements--to any creditor, other than regular employee compensation, within 90 days before
filing this case unless the aggregate value of all property transferred to that creditor is less than $6,825. (This amount may be adjusted on 4/01/22
and every 3 years after that with respect to cases filed on or after the date of adjustment.)
None.
Creditor's Name and Address Dates Total amount of value Reasons for payment or transfer
Check all that apply
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 1
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Debtor StemGenex, Inc. Case number (if known)
Creditor's Name and Address Dates Total amount of value Reasons for payment or transfer
Check all that apply
3.1.
American Funds July 2019 $15,651.00 Secured debt
Unsecured loan repayments
Suppliers or vendors
Services
Other 401k contribution
3.2.
Covered California June 2019 $6,969.00 Secured debt
Unsecured loan repayments
Suppliers or vendors
Services
Other Insurance
3.3.
La Jolla Financial June, July, $36,901.00 Secured debt
1200 Prospect St. Aug 2019 Unsecured loan repayments
La Jolla, CA 92037 Suppliers or vendors
Services
Other Rent
3.4.
Seahill Bus. Services Last 90 days $9,750.00 Secured debt
Unsecured loan repayments
Suppliers or vendors
Services
Other
4. Payments or other transfers of property made within 1 year before filing this case that benefited any insider
List payments or transfers, including expense reimbursements, made within 1 year before filing this case on debts owed to an insider or guaranteed
or cosigned by an insider unless the aggregate value of all property transferred to or for the benefit of the insider is less than $6,825. (This amount
may be adjusted on 4/01/22 and every 3 years after that with respect to cases filed on or after the date of adjustment.) Do not include any payments
listed in line 3. Insiders include officers, directors, and anyone in control of a corporate debtor and their relatives; general partners of a partnership
debtor and their relatives; affiliates of the debtor and insiders of such affiliates; and any managing agent of the debtor. 11 U.S.C. § 101(31).
None.
Insider's name and address Dates Total amount of value Reasons for payment or transfer
Relationship to debtor
None
Creditor's name and address Describe of the Property Date Value of property
La Jolla Financial Leasehold at 1200 Prospect St., La Jolla, CA August 2019 $0.00
1200 Prospect St. 92037 surrendered
La Jolla, CA 92037
23 Shanti LLC Leasehold at 5435 Oberlin Dr., San Diego, CA 2019 $0.00
5435 Morehouse Dr. 92121 surrendered
Suite 3700
San Diego, CA 92121
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 2
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Debtor StemGenex, Inc. Case number (if known)
Creditor's name and address Describe of the Property Date Value of property
De Lage Landen Fin Svcs Lab equipment surrendered to lessor. January 2019 Unknown
1111 Old Eagle School Rd.
Wayne, PA 19087
Pacific VC Holdings LLC Leasehold at 11515 El Camino Real, Del Mar, Jan 2019 $0.00
P.O. Box 843027 CA surrendered to landlord
Los Angeles, CA 90084-3027
6. Setoffs
List any creditor, including a bank or financial institution, that within 90 days before filing this case set off or otherwise took anything from an account
of the debtor without permission or refused to make a payment at the debtor’s direction from an account of the debtor because the debtor owed a
debt.
None
Creditor's name and address Description of the action creditor took Date action was Amount
taken
7. Legal actions, administrative proceedings, court actions, executions, attachments, or governmental audits
List the legal actions, proceedings, investigations, arbitrations, mediations, and audits by federal or state agencies in which the debtor was involved
in any capacity—within 1 year before filing this case.
None.
Case title Nature of case Court or agency's name and Status of case
Case number address
7.1. Moorer v StemGenex et al Class a US District Court So Dist CA Pending
3:16-cv-02816 AJB AHG 880 Front St. On appeal
San Diego, CA 92101
Concluded
7.2. 23 Shanti LLC v StemGenex Breach of contract San Diego Superior Court Pending
37-2019-000353261 CU BC 220 W. Broadway On appeal
CTL San Diego, CA 92101
Concluded
7.4. Pacific Holdings v StemGenex Breach of contract San Diego Superior Court Pending
et al 220 W. Broadway On appeal
37-2019-00040002 CU BC CTL San Diego, CA 92101
Concluded
None
9. List all gifts or charitable contributions the debtor gave to a recipient within 2 years before filing this case unless the aggregate value of
the gifts to that recipient is less than $1,000
None
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 3
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Debtor StemGenex, Inc. Case number (if known)
Recipient's name and address Description of the gifts or contributions Dates given Value
10. All losses from fire, theft, or other casualty within 1 year before filing this case.
None
Description of the property lost and Amount of payments received for the loss Dates of loss Value of property
how the loss occurred lost
If you have received payments to cover the loss, for
example, from insurance, government compensation, or
tort liability, list the total received.
None.
Who was paid or who received If not money, describe any property transferred Dates Total amount or
the transfer? value
Address
11.1. Law Office of Michael T.
O'Halloran
110 West A Street
Suite 1100 August
San Diego, CA 92101 Funds 2019 $6,500.00
None.
Name of trust or device Describe any property transferred Dates transfers Total amount or
were made value
None.
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 4
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Debtor StemGenex, Inc. Case number (if known)
Who received transfer? Description of property transferred or Date transfer Total amount or
Address payments received or debts paid in exchange was made value
13.1 Scott Sessions
. 5565 Grossmont Center Dr.
#120
La Mesa, CA 91942 Used lab equipment January 2019 $25,000.00
Relationship to debtor
Consultant
Relationship to debtor
Founder
Relationship to debtor
None
Relationship to debtor
None
No. Go to Part 9.
Yes. Fill in the information below.
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 5
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Debtor StemGenex, Inc. Case number (if known)
Facility name and address Nature of the business operation, including type of services If debtor provides meals
the debtor provides and housing, number of
patients in debtor’s care
16. Does the debtor collect and retain personally identifiable information of customers?
No.
Yes. State the nature of the information collected and retained.
Name, address
Does the debtor have a privacy policy about that information?
No
Yes
17. Within 6 years before filing this case, have any employees of the debtor been participants in any ERISA, 401(k), 403(b), or other pension or
profit-sharing plan made available by the debtor as an employee benefit?
No Go to Part 10.
Yes. Fill in below:
Name of plan Employer identification number of the plan
StemGenex 401k Profit Sharing Plan EIN:
Part 10: Certain Financial Accounts, Safe Deposit Boxes, and Storage Units
None
Financial Institution name and Last 4 digits of Type of account or Date account was Last balance
Address account number instrument closed, sold, before closing or
moved, or transfer
transferred
18.1. City National Bank XXXX- Checking August 2019 $0.00
P.O. Box 84419 Savings
San Diego, CA 92138
Money Market
Brokerage
Other
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 6
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Debtor StemGenex, Inc. Case number (if known)
None
Depository institution name and address Names of anyone with Description of the contents Do you still
access to it have it?
Address
None
Facility name and address Names of anyone with Description of the contents Do you still
access to it have it?
Public Storage R. Alexander Used furniture, office No
9890 Pacific Heights Bl equipment, lab equipment Yes
Unit 1032
San Diego, CA 92121
Part 11: Property the Debtor Holds or Controls That the Debtor Does Not Own
None
Site means any location, facility, or property, including disposal sites, that the debtor now owns, operates, or utilizes or that the debtor formerly
owned, operated, or utilized.
Hazardous material means anything that an environmental law defines as hazardous or toxic, or describes as a pollutant, contaminant, or a
similarly harmful substance.
Report all notices, releases, and proceedings known, regardless of when they occurred.
22. Has the debtor been a party in any judicial or administrative proceeding under any environmental law? Include settlements and orders.
No.
Yes. Provide details below.
Case title Court or agency name and Nature of the case Status of case
Case number address
23. Has any governmental unit otherwise notified the debtor that the debtor may be liable or potentially liable under or in violation of an
environmental law?
No.
Yes. Provide details below.
Site name and address Governmental unit name and Environmental law, if known Date of notice
address
24. Has the debtor notified any governmental unit of any release of hazardous material?
No.
Yes. Provide details below.
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 7
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Debtor StemGenex, Inc. Case number (if known)
Site name and address Governmental unit name and Environmental law, if known Date of notice
address
Part 13: Details About the Debtor's Business or Connections to Any Business
25. Other businesses in which the debtor has or has had an interest
List any business for which the debtor was an owner, partner, member, or otherwise a person in control within 6 years before filing this case.
Include this information even if already listed in the Schedules.
None
Business name address Describe the nature of the business Employer Identification number
Do not include Social Security number or ITIN.
26b. List all firms or individuals who have audited, compiled, or reviewed debtor’s books of account and records or prepared a financial statement
within 2 years before filing this case.
None
26c. List all firms or individuals who were in possession of the debtor’s books of account and records when this case is filed.
None
26d. List all financial institutions, creditors, and other parties, including mercantile and trade agencies, to whom the debtor issued a financial
statement within 2 years before filing this case.
None
27. Inventories
Have any inventories of the debtor’s property been taken within 2 years before filing this case?
No
Yes. Give the details about the two most recent inventories.
Name of the person who supervised the taking of the Date of inventory The dollar amount and basis (cost, market,
inventory or other basis) of each inventory
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 8
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Debtor StemGenex, Inc. Case number (if known)
28. List the debtor’s officers, directors, managing members, general partners, members in control, controlling shareholders, or other people
in control of the debtor at the time of the filing of this case.
29. Within 1 year before the filing of this case, did the debtor have officers, directors, managing members, general partners, members in
control of the debtor, or shareholders in control of the debtor who no longer hold these positions?
No
Yes. Identify below.
No
Yes. Identify below.
Name and address of recipient Amount of money or description and value of Dates Reason for
property providing the value
30.1 Rita Alexander Approx. $87,878 paid in salary and
. P.O. Box 1318 distributions. Approx. $10,001 in health Compensation and
La Jolla, CA 92038-1318 insurance. Last 12 months benefits.
Relationship to debtor
Shareholder
31. Within 6 years before filing this case, has the debtor been a member of any consolidated group for tax purposes?
No
Yes. Identify below.
32. Within 6 years before filing this case, has the debtor as an employer been responsible for contributing to a pension fund?
No
Yes. Identify below.
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 9
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Debtor StemGenex, Inc. Case number (if known)
WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in
connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both.
18 U.S.C. §§ 152, 1341, 1519, and 3571.
I have examined the information in this Statement of Financial Affairs and any attachments and have a reasonable belief that the information is true
and correct.
I declare under penalty of perjury that the foregoing is true and correct.
Are additional pages to Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy (Official Form 207) attached?
No
Yes
Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy page 10
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Revised: 1/24/13
Name, Address, Telephone No. & I.D. No.
Michael T. O'Halloran CLS-B No. 99085
110 West A Street, Suite 1100
San Diego, CA 92101-4908
619.233.1727
No. 99085 CA
In Re
StemGenex, Inc. BANKRUPTCY NO.
Tax I.D. / S.S. #: 90-0771940
Debtor.
Nothing in this agreement should be construed to excuse an attorney from any ethical duties or responsibilities
under Federal Rule of Bankruptcy Procedure 9011 and the Local Bankruptcy Rules.
I.
Services Included in the Initial Fee Charged
The following are services that an attorney must provide as part of the initial fee charged for representation in a
Chapter 7 case:
1. Meet with the debtor to review the debtor’s assets, liabilities, income and expenses.
2. Analyze the debtor’s financial situation, and render advice to the debtor in determining whether to file a
petition in bankruptcy.
3. Describe the purpose, benefits, and costs of the Chapters the debtor may file, counsel the debtor
regarding the advisability of filing either a Chapter 7, 11, or 13 case, and answer the debtor’s questions.
4. Advise the debtor of the requirement to attend the Section 341(a) Meeting of Creditors, and instruct the
debtor as to the date, time and place of the meeting.
5. Advise the debtor of the necessity of maintaining liability, collision and comprehensive insurance on
vehicles securing loans or leases.
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6. Timely prepare, file and serve, as required, the debtor's petition, schedules, Statement of Financial
Affairs, and any necessary amendments to Schedule C.
7. Provide documents pursuant to the Trustee Guidelines and any other information requested by the
Chapter 7 Trustee or the Office of the United State Trustee.
8. Provide an executed copy of the Rights and Responsibilities of Chapter 7 Debtors and their Attorneys to
the debtor.
9. Appear and represent the debtor at the Section 341(a) Meeting of Creditors, and any continued meeting,
except as further set out in Section II.
10. File the Certificate of Debtor Education if completed by the debtor and provided to the attorney before
the case is closed.
11. Attorney shall have a continuing obligation to assist the debtor by returning telephone calls, answering
questions and reviewing and sending correspondence.
12. Respond to and defend objections to claim(s) of exemption arising from attorney error(s) in Schedule C.
II.
Services Included as Part of Chapter 7 Representation,
Subject to an Additional Fee
The following are services, included as part of the representation of the debtor, but for which the attorney may
charge additional fees.
1. Representation at any continued meeting of creditors due to client’s failure to appear or failure to
provide required documents or acceptable identification;
2. Amendments, except that no fee shall be charged for any amendment to Schedule C that may be
required as a result of attorney error;
3. Opposing Motions for Relief from Stay;
4. Reaffirmation Agreements and hearings on Reaffirmation Agreements;
5. Redemption Motions and hearings on Redemption Motions;
6. Preparing, filing, or objecting to Proofs of Claims, when appropriate, and if applicable;
7. Representation in a Motion to Dismiss or Convert debtor’s case;
8. Motions to Reinstate or Extend the Automatic Stay;
9. Negotiations with Chapter 7 Trustee in aid of resolving nonexempt asset, turnover or asset
administration issues.
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III.
Additional Services Not Included in the Initial Fee Which Will Require a
Separate Fee Agreement
The following services are not included as part of the representation in a Chapter 7 case, unless the attorney and
debtor negotiate representation in these post-filing matters at mutually agreed upon terms in advance of any
obligation of the attorney to render services. Unless a new fee agreement is negotiated between debtor and
attorney, attorney will not be required to represent the debtor in these matters:
1. Defense of Complaint to Determine Non-Dischargeability of a Debt or filing Complaint to determine
Dischargeability of Debt;
2. Defense of a Complaint objecting to discharge;
3. Objections to Claim of Exemption, except where an objection arises due to an error on Schedule C;
4. Sheriff levy releases;
5. Section 522(f) Lien Avoidance Motions;
6. Opposing a request for, or appearing at a 2004 examination;
7. All other Motions or Applications in the case, including to Buy, Sell, or Refinance Real or other
Property;
8. Motions or other proceedings to enforce the automatic stay or discharge injunction;
9. Filing or responding to an appeal;
10. An audit of the debtor's case conducted by a contract auditor pursuant to 28 U.S.C. Section 586(f).
IV.
Duties and Responsibilities of the Debtor
As the debtor filing for a Chapter 7 bankruptcy, you must:
1. Fully disclose everything you own, lease, or otherwise believe you have a right or interest in prior to
filing the case;
2. List everyone to whom you owe money, including your friends, relatives or someone you want to repay
after the bankruptcy is filed;
3. Provide accurate and complete financial information;
4. Provide all requested information and documentation in a timely manner, in accordance with the
Chapter 7 Trustee Guidelines;
5. Cooperate and communicate with your attorney;
6. Discuss the objectives of the case with your attorney before you file;
3
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7. Keep the attorney updated with any changes in contact information, including email address;
8. Keep the attorney updated on any and all collection activities by any creditor, including lawsuits,
judgments, garnishments, levies and executions on debtor’s property;
9. Keep the attorney updated on any changes in the household income and expenses;
10. Timely file all statutorily required tax returns;
11. Inform the attorney if there are any pending lawsuits or rights to pursue any lawsuits;
12. Appear at the Section 341(a) Meeting of Creditors, and any continued Meeting of Creditors;
13. Bring proof of social security number and government issued photo identification to the Section 341(a)
Meeting of Creditors;
14. Provide date-of-filing bank statements to the attorney no later than 7 days after filing of your case;
15. Pay all required fees prior to the filing of the case;
16. Promptly pay all required fees in the event post filing fees are incurred;
17. Debtors must not direct, compel or demand their attorney to take a legal position or oppose a motion in
violation of any Ethical Rule, any Rule of Professional Conduct, or Federal Rule that is not well
grounded in fact or law.
Dated: September 4, 2019 /s/ Rita Alexander
Rita Alexander
Debtor
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5. I have not agreed to share the above-disclosed compensation with any other person unless they are members and associates of my law firm.
I have agreed to share the above-disclosed compensation with a person or persons who are not members or associates of my law firm. A
copy of the agreement, together with a list of the names of the people sharing in the compensation is attached.
6. In return for the above-disclosed fee, I have agreed to render legal service for all aspects of the bankruptcy case, including:
a. Analysis of the debtor's financial situation, and rendering advice to the debtor in determining whether to file a petition in bankruptcy;
b. Preparation and filing of any petition, schedules, statement of affairs and plan which may be required;
c. Representation of the debtor at the meeting of creditors and confirmation hearing, and any adjourned hearings thereof;
d. [Other provisions as needed]
The fee includes $335 applied to the court filing fee, credit report fee and other costs.
7. By agreement with the debtor(s), the above-disclosed fee does not include the following service:
Representation of the debtor or debtors in any dischargeability actions, 2004 examinations, judicial lien avoidances, relief
from stay actions or any other adversary proceeding or contested matter. Post-petition representation not covered by the
flat fee shall be rendered, if agreed to by the debtor and the Firm, at the usual hourly rates charged by the Firm.
CERTIFICATION
I certify that the foregoing is a complete statement of any agreement or arrangement for payment to me for representation of the debtor(s) in
this bankruptcy proceeding.
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CSD 1008 [08/21/00]
Name, Address, Telephone No. & I.D. No.
Michael T. O'Halloran CLS-B No. 99085
110 West A Street, Suite 1100
San Diego, CA 92101-4908
619.233.1727
No. 99085 CA
In Re
StemGenex, Inc.
BANKRUPTCY NO.
Debtor.
Amendment or Balance of Schedules filed concurrently with this original scannable matrix affecting Schedule of Debts and/or Schedule of
Equity Security Holders. See instructions on reverse side.
Names and addresses are being ADDED.
Names and addresses are being DELETED.
Names and addresses are being CORRECTED.
The above-named Debtor(s) hereby verifies that the list of creditors is true and correct to the best of my (our) knowledge.
The above-named Debtor(s) hereby verifies that there are no post-petition creditors affected by the filing of the conversion of this case and that
the filing of a matrix is not required.
1) Full compliance with Special Requirements for Mailing Addresses (CSD 1007) is required.
b) A case is converted on or after SEPTEMBER 1, 2000. (See paragraph 4b concerning post-petition creditors.)
c) An amendment to a case on or after SEPTEMBER 1, 2000, which adds, deletes or changes creditor address information on the
debtor's Schedule of Debts and/or Schedule of Equity Security Holders. Scannable matrix format required.
3) The scannable matrix must be originally typed or printed. It may not be a copy.
4) CONVERSIONS:
a) When converting a Chapter 13 case filed before SEPTEMBER 1, 2000, to another chapter, ALL creditors must be listed on the
mailing matrix at the time of filing and accompanied by a Verification. Diskette required.
b) For Chapter 7, 11, or 12 cases converted on or after SEPTEMBER 1, 2000, only post-petition creditors need be listed on the
mailing matrix. The matrix and Verification must be filed with the post-petition schedule of debts and/or schedule of equity
security holders. If there are no post-petition creditors, only the verification form is required. Scannable matrix format required.
b) The matrix with Verification is a document separate from the amended schedules and may not be used to substitute for any
portion of the schedules. IT MUST BE SUBMITTED WITH THE AMENDMENT/BALANCE OF SCHEDULES.
c) Prepare a separate page for each type of change required: ADDED, DELETED, or CORRECTED. On the REVERSE side of
each matrix page, indicate which category that particular page belongs in. Creditors falling in the same category should be placed
on the same page in alphabetical order.
6) Please refer to CSD 1007 for additional information on how to avoid matrix-related problems.
CSD 1008
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}
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{
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i
t
o
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a
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(w)right on Communications
1200 Prospect Ave.
Suite G-100
La Jolla, CA 92037
23 Shanti LLC
5435 Morehouse Dr.
Suite 3700
San Diego, CA 92121
8x8 Inc
2125 O'Nel Dr
San Jose, CA 95131
Rene Acosta
8080 Columbus St
San Diego, CA 92126
Advarra
6940 Columbia Gateway Dr #110
Columbia, MD 21046
Rita Alexander
P. O. Box 1318
La Jolla, CA 92038
Austin Anderson
4040 Mahaila Ave Unit A
San Diego, CA 92122
Jennifer Brewer
c/o Milligan & Banham
2442 Fourth Ave. #100
San Diego, CA 92101
Case 19-05393-LT7 Filed 09/05/19 Entered 09/05/19 17:40:01 Doc 1 Pg. 49 of 53
Clear Slide
415 Fremont St #3200
San Francisco, CA 94105
Colonial Life
1200 Colonial Life Blvd
Columbia, SC 29210
Cox Communications
P.O. Box 53214
Phoenix, AZ 85072-3214
E Clinical Works
Two Technology Dr
Westborough, MA 01581
Maureen Eberle-Keasler
3136 Old Heather Rd
San Diego, CA 92111
Case 19-05393-LT7 Filed 09/05/19 Entered 09/05/19 17:40:01 Doc 1 Pg. 50 of 53
Hull Anesthesia
7392 Vincent Cir
Huntington Beach, CA 92648-1382
Inside Sales
1712 SE Bay Blvd #200
Provo, UT 84606
Richard A Jaffe
770 L St #950
Sacramento, CA 95814
Jan Pro
4125 Sorrento Valley Blvd
Suite E
San Diego, CA 92121
William Janson
c/o Chivinski Law Firm
530 B Street #1530
San Diego, CA 92101
Rebecca King
c/o Milligan & Banham
2442 Fourth Ave. #100
San Diego, CA 92101
La Jolla Financial
1200 Prospect St.
La Jolla, CA 92037
Case 19-05393-LT7 Filed 09/05/19 Entered 09/05/19 17:40:01 Doc 1 Pg. 51 of 53
Selena Moorer
c/o Milligan & Banham
2442 Fourth Ave. #100
San Diego, CA 92101
Crystal Morin
c/o Chivinski Law Firm
530 B Street #1530
San Diego, CA 92101
Porter Novelli
5353 Grosvenor Bl.
Los Angeles, CA 90066
Praxair
Dept LA 21511
Pasadena, CA 91185-1511
Bobby Retuya
11014 Creekbridge Pl
San Diego, CA 92128
SDGE
P.O. Box 25111
Santa Ana, CA 92799-5111
Scott Sessions
5565 Grossmont Center Dr.
#120
La Mesa, CA 91942
TD Auto Finance
P.O. Box 9266
Farmington, MI 48333-9233
The Guardian
P.O. Box 824404
Philadelphia, PA 19182-4404
Ultimate Labs
5940 Pacific Mesa Ct#209
San Diego, CA 92121
Pursuant to Federal Rule of Bankruptcy Procedure 7007.1 and to enable the Judges to evaluate possible disqualification or
recusal, the undersigned counsel for StemGenex, Inc. in the above captioned action, certifies that the following is a (are)
corporation(s), other than the debtor or a governmental unit, that directly or indirectly own(s) 10% or more of any class of
the corporation's(s') equity interests, or states that there are no entities to report under FRBP 7007.1:
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