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relationship between the religious and the political in light of the conceptual displacement
of normative secularism. The first chapter briefly outlines the way what I call “normative
secularism” has provided the legitimation of modern western political theory and how it
has been conceptually called into question by the global politicization of religious
identity (i.e., the “return of religion). This conceptual displacement requires that the
relation of the political and the religious be reconceptualized, which is the aim of the rest
of the dissertation.
theologian Graham Ward, who advances a metaphysical and theological model in which
the social analogically participates in the Being of God. The chapter argues that Ward‟s
theocracy. Chapters three and four present the political theorist Ernesto Laclau‟s
of universality which provides the basis for reconceiving the structuring of the social
without falling into the dangers which appear in Ward‟s proposal. Significant emphasis
is given to Laclau‟s theory as a form of political ontology. Chapters five and six
demonstrate the continuity of Laclau‟s thought with that of philosopher Jacques Derrida,
which may itself be described as a form of religious affirmation. The chapters identify
phenomenological disruption.
The dissertation concludes by arguing that Laclau‟s own theory of radical
democracy, given its structural similarities with Derrida‟s theory of democracy, may
considerations is a vision of the social in which the religious and the political emerge as
the social.
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Copyright 2010 Daniel D. Miller
LIST OF FIGURES ix
Preface x
CHAPTER ONE:
CONTEXT AND CONSIDERATIONS 1
CHAPTER TWO:
THE SOCIAL AS PARTICIPATION IN GOD:
GRAHAM WARD‟S SOCIO-POLITICAL THEORY 64
CHAPTER THREE:
THE SOCIAL AS OPEN TOTALITY:
THE SOCIO-POLITICAL THEORY OF ERNESTO LACLAU 120
CHAPTER FOUR:
ONTOLOGY, DEMOCRACY, AND THE POLITICAL:
RADICAL DEMOCRACY AND ITS ALTERNATIVES 175
CHAPTER FIVE:
HAUNTOLOGY: JACQUES DERRIDA‟S
ONTOLOGY OF PHENOMENOLOGICAL NEGATIVITY 236
CHAPTER SIX:
HAUNTOLOGY AND RELIGIOUS AFFIRMATION 308
CONCLUSION 360
BIBLIOGRAPHY 375
VITA 399
vi
LIST OF FIGURES
Figure 1 149
Figure 2 161
vii
Preface
For the past several years, within certain circles in the disciplines of academic
theology, religious studies, and Continental philosophy, all disciplines within which I
work to one degree or another, I have heard an increasingly common refrain that the
My personal evaluation of the claims implicit in this refrain has varied and developed
over time, and this dissertation originated out of a desire to further explore these issues.
Not surprisingly, I now think that questions of the “secular” and the “post-secular” are
more complicated than many of these accounts suggest. While the following chapters
will make it clear that I depart strongly from what I have termed normative secularism,
categories of the secular and the political, I have also come to the conclusion that the
term “post-secular” is too blunt an instrument to describe what might emerge from such a
reconceptualization. I therefore offer what follows as a modest effort to think through the
effects of the “return of religion” on the configuration of the religious, the secular, and
the political, with the realization both that what emerges is too complex to be described
It might be helpful to say a word about some of the chapters in what follows. The
first chapter represents a kind of extended introduction, and it could easily have been a
book-length treatment in its own right; indeed, the literature on the topics it addresses is
legion. As it stands, it represents an attempt to lay out the basic perspective presupposed
viii
Chapter two focuses on what I call the “theo-politics” of the British theologian
Graham Ward who, together primarily with John Milbank, is recognized as one of the
that Milbank is the more well known of the two, the fact that I have chosen to focus the
chapter on Ward, rather than Milbank, requires some comment. In my view, Ward and
Milbank ultimately advance essentially the same theological and political project. Ward
differs from Milbank, however, insofar as he places a much greater value on critically
engaging cultural and intellectual forms which, in his view, stand opposed to the
tendency to simply dismiss such forms out of hand. The result of this is that Ward‟s
project has been marked by a sophistication and complexity which is generally lacking in
Milbank‟s own, and this is one of the primary reasons I have chosen to focus on Ward. A
second reason, not unrelated, is simply a consideration of space. Any treatment of the
differences that do exist between Ward and Milbank would require a chapter of much
Chapters three and four, which provide a basic account of the political theorist
Ernesto Laclau‟s political ontology and his theory of “radical democracy,” are very
Laclau exceeds simple exposition, particularly in chapter four, my focus has largely been
Laclau‟s thought on the part of readers within the areas of religious studies and theology.
While there has been a recent and notable uptick in interest in various forms of “political
ix
scholars of religion, consideration of Laclau‟s work remains largely absent from these
discussions. The result of this is that I have felt it necessary to present Laclau‟s thought
in a different manner than I would better-known theorists such as John Rawls or Jürgen
Habermas. I hope to see Laclau‟s thought play a more prominent role in theology and
It will no doubt be clear to most readers that chapters five and six, which focus on
the thought of Jacques Derrida, form the heart of the dissertation. My primary
intellectual debt is to Derrida, and this is no doubt clear in these chapters, which hinge on
the form, primarily, of exposition, I think that they in fact advance a very constructive
reading of Derrida. Those familiar with Derrida‟s thought will recognize that my account
relation to the issue of alterity. My close attention to Derrida‟s texts in these chapters
advance.
translation. For the most part, I have made use of English translations of works not
originally published in English. The primary exception to this rule is in those contexts
having to do with the issue of alterity in the work of Edmund Husserl, Emmanuel
Levinas, and Derrida. All references to texts in original languages other than English
have been explicitly noted, as have instances in which I have chosen to modify the
English translation of specific texts. I have at times chosen to leave specific terms and
phrases untranslated in the main text (e.g. différance, tout autre est tout autre); however,
x
I have done so only after offering an English rendering of such phrases and explaining
my reasons for leaving subsequent occurrences untranslated. All non-English terms and
phrases have been highlighted for the sake of easy recognition. I have standardized the
spelling of all occurrences of the French term différance, even in cases where this has
resulting in changing the form of the term in titles of texts; likewise I have rendered all
quotations in standard American English, including most notably those originally written
I owe my thanks for help in completing this dissertation to more people than I can
possibly hope to name; I will nevertheless try to hit the high points. I would first like to
thank the examiners and chair of my dissertation defense committee, the Reverend
Professor Paul S. Fiddes, Professor R. Gustav Niebuhr, and Dr. Frederick Beiser, for their
commitment of time and effort. I would also like to thank the dissertation committee,
Drs. Zachary Braiterman, Mehrzad Boroujerdi, and John Caputo, (my dissertation
advisor) for their longsuffering perseverance through multiple chapter drafts and for their
valuable comments and feedback. Finally, I thank Dr. Kenneth Baynes for his valuable
comments and insights concerning chapters three and four. The dissertation has been
much improved as a result of their comments and feedback, and whatever might emerge
out of it in the future will be the better for their comments and criticisms.
I cannot conceive of how I could have completed this project without the support
of both Jack Caputo and Paul Fiddes, whose contribution to my academic development
far exceeds the scope of the dissertation. I want to thank Jack Caputo for serving as my
advisor for last five years, for excellent courses and critical feedback on writing
assignments, and for uncounted conversations over Tuesday night dinners. My grasp of
xi
Derrida‟s thought and Continental philosophy more generally has grown exponentially as
a result of his mentorship. Paul Fiddes served as the advisor for my master‟s degree at
the University of Oxford, and it was under his tutelage that I first encountered Derrida‟s
thought and began to explore its relationship with theology and religion. I am grateful for
I have received more support from friends and family than I can begin to recount.
I would particularly like to thank Drs. William Robert and Heath Thomas, who have both
given generously of their time as I worked to get myself out of a number of intellectual
thickets during the process of writing the dissertation. For all of their encouragement, I
am extremely grateful to (in no particular order) Airen Hall, Jill Petersen Adams, and
Rosanne Morici. And, saving the most important for last, I want to thank my wife Nicole
and my son Tristan. Without Nicole‟s support (financial and emotional!) through a
decade of graduate school I certainly never would have completed this project; and I
found adequate time to research and write only thanks to Tristan‟s frequent naps.
xii
1
CHAPTER ONE
Introduction
relation between “religion” and “the political” might be conceived once this very
structuring bifurcation has been called into question. Chapters two through six, together
with the Conclusion, represent the substance of this effort. The focus of this chapter is to
address core issues which, while not an explicit object of focus in the chapters which
follow, provide the presumed background for reading and interpreting those chapters. It
consists of three sections dealing with, in order: An issue of context (the conceptual
articulate the proposal that follows in terms of “religion” once this concept has been
called into question); and a procedural or methodological issue (why, in the next chapter,
The focus of this dissertation is neither secularism nor secularization (more on the
distinction between these terms shortly). However, secularism is a defining part of the
context for understanding everything that follows, which is why I devote significant
attention to it here. Concisely stated, the presumed context of this dissertation is that
secularism has lost its normative status, and so can no longer serve as a universal basis
2
for political theory. On the contrary, secularism‟s loss of normative status necessitates a
The first point to note in this regard is that I am making an important distinction
secularism, and normative secularism.1 Stated most basically, secularization, as I use the
They point out that the question of whether or not, or to what extent, secularization is
“Western”4 views of the relation between religion, the social, and the political. Though
1
To the best of my knowledge, the distinction I am making between normative and conventional
secularism is my own.
2
Janet R. Jakobsen and Ann Pellegrini, “Introduction: Times Like These,” in Secularisms, ed. Janet R.
Jakobsen and Ann Pellegrini (Durham, NC: Duke University Press, 2008), 6.
3
Ibid., 6-7. For significant examples of this debate, see the essays collected in Steve Bruce, ed. Religion
and Modernization: Sociologists and Historians Debate the Secularization Thesis (Oxford: Clarendon
Press, 1992); Rajeev Bhargava, ed., Secularism and Its Critics (Oxford: Oxford University Press, 1998);
William H. Swatos, Jr. and Daniel V. A. Olsen, The Secularization Debate (New York: Rowman and
Littlefield Publishers, 2000); Peter Berger et. al., Religious America, Secular Europe? A Theme and
Variations (Burlington, VT: Ashgate Publishing Company, 2008).
4
The scare quotes around “Western” are intended to convey my awareness that this term is problematic.
As William Cavanaugh points out, the West is not a geographical description, but “a construct, a contested
project, not a description of a monolithic entity” [William T. Cavanaugh, The Myth of Religious Violence:
Secular Ideology and the Roots of Modern Conflict (Oxford: Oxford University Press, 2009), 7]. S. Sayyid
highlights the contested notion of this “project,” noting that the “West” has been decentered as a
discursively structured entity, and is therefore more contested at present than ever before [see S. Sayyid, A
Fundamental Fear: Eurocentrism and the Emergence of Islamism, 2nd Ed. (London: Zed Books, Ltd,
2003), xv-xvii; 109-110]. The present context doesn‟t allow the space to address this complex issue, so in
what follows I will simply refer to the “West,” with the knowledge of readers‟ awareness that I understand
3
they don‟t present the issue in precisely these terms, a number of contemporary scholars
few examples: Jakobsen and Pellegrini define secularism as “a discourse that invokes
powerful moral claims and evinces manifold political effects;”5 Elizabeth Shakman Hurd
“doctrine.”7
has structured Western modernity and which, precisely as universal, has had a normative
status. Normative secularism, as universalizing narrative, presumes to lay out the nature
of rationality, modernity, and the political as such, which have a common teleology
from these areas of human experience. An increasing body of scholarship has made it
clear that normative secularism has also helped to secure the conceptual space for the
emergence of the modern nation-state. The primary focus of these points a demonstration
of these points is a primary concern of the first main section of this chapter.
the issues involved with the term. In speaking of the West, as well as “Europe,” in what follows, it is
generally safe to assume that I follow Charles Taylor in envisioning “the North Atlantic World” [Charles
Taylor, A Secular Age (Cambridge, MA: The Belknap Press of Harvard University Press, 2007), 1]. Due to
their distracting nature, I will not continue to employ the scare quotes.
5
Jakobsen and Pellegrini, 7. Of relevance to this point is Jeffrey Stout‟s comment to the effect that
“secularization,” understood in a certain “pragmatic” sense, is not simply equivalent to “secularism.” See
Jeffrey Stout, Democracy and Tradition (Princeton: Princeton University Press, 2004), 93. Such a
distinction is also implicit in the comments of other theorists. James Sweeney, for example, argues that
secularization theory is “unsustainable” because of the combination of descriptive and normative elements
within it. See James Sweeney, “Revising Secularization Theory,” in The New Visibility of Religion:
Studies in Religion and Culture, ed. Graham Ward and Michael Hoelzl (London: Continuum, 2008), 26.
6
Elizabeth Shakman Hurd, The Politics of Secularism in International Relations (Princeton: Princeton
University Press, 2008), 1.
7
Talal Asad, Formations of the Secular: Christianity, Islam, Modernity, (Stanford: Stanford University
Press, 2003), 191.
4
normative secularism, and its displacement constitutes the primary context within which
the rest of this dissertation should be understood. However, I do want to devote some
secularism. To begin, I use the term secularization to refer to questions concerning the
relative place of religion within the social and, with particular reference to questions of
the political, of the relative place of religion within public, social life. Secularization
involves a necessarily historical dimension, insofar as it poses the question of the relative
place of religion within the social in comparison or contrast with the relative place of
religion in society in a different time. While my own views concerning secularization are
complicated, I have found the account recently provided by Charles Taylor to be both
pluralization, and therefore understood in terms of “a move from a society where belief in
one option among others, and frequently not the easier to embrace.”9 Taylor takes it as
undeniable, and I with him, that this shift marks “a titanic change in our western
civilization.”10 Insofar as this is the case, it seems obvious to me that, in many ways, the
theory” of secularization, which I think differentiates his view from the models and
8
Taylor, Secular Age.
9
Ibid., 3.
10
Ibid., 12.
5
Taylor formulates an account of secularization which does not simply consist in the loss
account of the transformation of religion in the modern period, detailing how it takes on
forms. Specifically, he outlines the way in which traditional religions in the West take on
a “post-Durkheimian” form which is typical of other social movements; as he puts it, for
example, “belief in God isn‟t quite the same thing in 1500 and 2000.”12 As Richard King
states the point, “the secularization process that has occurred in modern Western societies
since the Enlightenment has not led to the inevitable decline of religion, as some
sociologists had prophesied, but rather to the erosion of the authority of institutional
religions in the modern era.”13 Despite the erosion of such social forms, what is
conventionally called “religion” (this term will become more complicated as our
discussion progresses) continues to play a significant role in both public and private life
“spirituality” which are opposed to “religion.”14 All in all, Taylor outlines a compelling
11
I think that most such accounts suffer from specific deficiencies, the most glaring of which, in my view,
is that, insofar as they seek quantifiable data, they tend to focus on visible, institutional, and therefore
measurable, aspects of religion (e.g., levels of church attendance, numbers of new churches, etc.). This
poses a number of problems. First, not all social formations which could be, and are, meaningfully
described as religions have manifested themselves in a visible, institutional form, and are therefore
effectively overlooked in such approaches. Second, and closely related to this first point, the focus on
institutional religion has taken a Western European model of the social, and with it Christianity, as the
universal form of “religion” as such. What this means is that these theories presuppose an unduly
circumscribed notion of religion. Additionally, as I indicate below, many purportedly empirical accounts
of secularization exceed the descriptive and participate in the narrative of normative secularism.
12
For Taylor‟s discussion of post-Durkheimian social forms, see in particular Taylor, Secular Age, 487-
492; for the quotation see 13.
13
Richard King, Orientalism and Religion: Postcolonial Theory, India, and the “Mystic East” (London:
Routledge, 1999), 13.
14
Cf. Taylor, Secular Age, chs. 13-14.
6
which dominated the West prior to the modern era accompanied by the transformation of
the religious traditions in which these forms were situated and the emergence of novel
religious forms.
articulate what we might think of as the desirability of a process of secularization; that is,
both of them name positions that take a certain diminution of role of religion in social
life, and particularly its differentiation from the political, as a positive and desirable
feature in modern society. They differ, however, insofar as conventional secularism does
not presuppose the totalizing scope of normative secularism; stating the issue in a
understand secularization as some sort of social convention which is desirable, but which
is not understood to imply the teleological end of emergent rationality, modernization, the
secularism which advance some form of secularization but understand the resulting social
form to be contingent, open to contestation, etc. In this sense, we might say that the
scope and aims of conventional secularism are narrower than that those of normative
secularism. Conventional secularism can take a variety of forms, a point which is easily
15
For Rawls‟s distinction between comprehensive and political doctrines, see chapter four, p. 197ff.
7
As our examples, let us consider Richard Rorty, John Rawls, Jürgen Habermas,
Jeffrey Stout, and Nicholas Wolterstorff, who represent a range from more stringently
discourse.17 For Rorty, the only way to ensure ongoing conversation in public is to
preserve the “happy, Jeffersonian compromise” between religion and the Enlightenment,
contrast to Rorty, Rawls argues that citizens may appeal to comprehensive doctrines,
including religious doctrines, when engaged in public reasoning, “provided that in due
course public reasons, given by a reasonable political conception, are presented sufficient
nicely summarizes Rawls‟s position, noting that “a citizen may offer religious reasons for
producing arguments based in the social contract. The amended Rawlsian view is that
religious reasons are to contractarian reasons as IOUs are to legal tender.”20 We can see
that Rawls‟s position is that religious reasons for a political conclusion are valid insofar
16
As I indicate below, secularism and liberalism are not equivalent. However, at present liberalism is not
only the dominant political theory but is also widely associated with secularism; a consideration of a range
of liberal expressions of conventional secularism is therefore appropriate.
17
Richard Rorty, “Religion as Conversation-stopper,” in Philosophy and Social Hope (London: Penguin
Books, 1999), 171.
18
Ibid., 169, 170-171.
19
John Rawls, “Introduction to the Paperback Edition,” in Political Liberalism, Expanded Edition (New
York: Columbia University Press, 2005), xlix-l.
20
Stout, 69. Stout‟s reference to Rawls‟s view as “amended” has to do with the fact that view presented in
the “Introduction” represents a development in Rawls‟s thought subsequent to the initial publication of
Political Liberalism. Rawls states that his newer formulation is more permissive than that originally
presented in his thought; see Rawls, “Introduction,” ln25.
8
as they are later supplemented with secular reasons that all reasonable people would
endorse.21 Jürgen Habermas argues, in explicit contrast with Rawls, that citizens
“should…be allowed to express and justify their convictions in a religious language even
when they cannot find secular „translations‟ for them.”22 To limit the provision of
Secularism enters into Habermas‟s account at the level of political institutions: Given that
be accomplished in the transition from “the „wild‟ political public sphere” to the “formal
Rawls, that it might well be ideal “if we could resolve any given political controversy on
the basis of reasons that none of us could reasonably reject,” but that this is only an ideal
and it has been unduly reified in Rawls‟s formulation.25 He therefore argues that Rawls‟s
Stout advances the claim that the cultivation of “a form of social life that celebrates
21
It is worth noting that my use of the term “secular” here differs from Rawls‟s own. He notes that “I
define secular reason as reasoning in terms of comprehensive nonreligious doctrines.” See John Rawls,
“The Idea of Public Reason Revisited,” in Political Liberalism, Expanded Edition (New York: Columbia
University Press, 2005), 452. For Rawls‟s understanding of “reasonable people,” see chapter four, p. 197ff.
22
Jürgen Habermas, “Religion in the Public Sphere: Cognitive Presuppositions for the „Public Use of
Reason‟ by Religious and Secular Citizens,” in Between Naturalism and Religion: Philosophical Essays,
trans. (Cambridge: Polity Press, 2008), 130.
23
Ibid., 131.
24
Ibid., 130, 131.
25
Stout, 75.
26
Stout, 80-81.
9
democratic individuality” is itself a positive good, which can only be advanced if limits
for the reasons given in public discourse (e.g. reasons concerning the advancement of
religious reasons) are not determined in advance.27 Finally, Nicholas Wolterstorff argues
unnecessary limitation on the rights of religious citizens. He argues that “it belongs to
the convictions of a good many religious people in our society that they ought to base
and that “their religion is not, for them, about something other than their social and
political existence.”28 In light of this, he poses the following question: “Given that it is of
the very essence of liberal democracy that citizens enjoy equal freedom in law to live out
their lives as they see fit, how can it be compatible with liberal democracy for its citizens
to be morally restrained from deciding and discussing political issues as they see fit?”29
For Wolterstorff, the right of appeal to religious arguments extends even to political
legislators.30
My point in this brief survey is neither to enter into detailed discussions of these
thinkers‟ views nor to evaluate them or consider their critiques of one another. My only
point is to highlight the possible range of positions within what I am calling conventional
secularism, and all of these thinkers avoid my category of normative secularism. Rorty,
secularist because he denies the centrally defining elements of that outlook (e.g.,
27
Stout, 84-85.
28
Nicholas Wolterstorff, “The Role of Religion in Decision and Discussion of Political Issues,” in Religion
in the Public Square: The Place of Religions Convictions in Political Debate (New York: Rowman and
Littlefield, 1997),105
29
Ibid., 94.
30
Ibid., 117f.
10
advances a secularist position but, on the contextualist reading I outline in chapter four,
does not make the totalizing claims which define normative secularism. Habermas
doctrine,” but argues that religion may legitimately play a public role in religious debate.
Stout and Wolterstorff, both of whom work from explicitly Christian perspectives (this is
most pronounced in Wolterstorff), argue for religion‟s role in public politics, but both
ultimately affirm a secular model of the social in which no one group can claim final
significant, even in cases where this might not be immediately evident. The difference
lies in the relative import accorded to a secular social order. Even in the case of the most
secularist will not be able to consistently make that claim that non-secular social
configures are more “primitive,” “irrational,” or “archaic” than their own. While
advanced over against others, but without the simplistic assumption that all others are
inherently inferior or that a secular order is, in fact and despite all appearances, the end
31
Though my idiom of expression would differ markedly from their own, I would identify my own position
as broadly consonant with that of Stout or Wolterstorff.
11
consideration of the “secularization thesis,” which is, as José Casanova remarks, “the
main theoretical and analytical framework through which the social sciences have viewed
the relationship of religion and modernity,”32 and has been given its most standard
articulation by sociologists of religion, primarily and 1950s and 1960s.33 I take the
thesis in its entirety has always been at once descriptive and normative;”34 a
Berger sums up the thesis in one sentence: “The idea is simple: Modernization
32
José Casanova, Public Religions in the Modern World, (Chicago: The University of Chicago Press,
1994), 211.
33
For this basic dating of the term, see Peter Berger, “The Desecularization of the World: A Global
Overview,” in The Desecularization of the World: Resurgent Religion and World Politics, ed. Peter L.
Berger (Grand Rapids, MI: William B. Eerdmans Publishing Company, 1999), 2. See also William H.
Swatos, Jr. and Kevin J. Christiano, who note that “by the early 1970s, secularization was the reigning
dogma in the field.” See William H. Swatos, Jr and Kevin J. Christiano, “Secularization Theory: The
Course of a Concept,” in The Secularization Debate, ed. by William H. Swatos, Jr. and Daniel V. A. Olson
(New York: Rowman and Littlefield Publishers, 2000), 1-2.
34
Asad, Formations, 181.
35
Critics have often noted the diversity of formulations of the thesis. Jeffrey Hadden famously quipped
that “a critique of secularization theory itself uncovers a hodgepodge of loosely employed ideas rather than
a systematic theory.” Others, such as Sharon Hanson, have attempted to explain the apparent disagreement
of various theoretical statements, while Olivier Tschannen argues that there is an underlying order to the
diverse formulations of the theory. See Jeffrey K. Hadden, “Toward Desacralizing Secularization Theory,”
Social Forces, 65, no. 3 (March, 1987): 598; Sharon Hanson, “The Secularization Thesis: Talking at Cross
Purposes,” Journal of Contemporary Religion 12, no. 2 (1997): 159-179; Olivier Tschannen, “The
Secularization Paradigm: A Systematization,” Journal for the Scientific Study of Religion 30, no. 4
(December, 1991).
12
individuals.”36 Roy Wallis and Steve Bruce state the thesis in this way: “Stated briefly,
the secularization thesis asserts that modernity…brings in its wake (and may itself be
accelerated by) „the diminution of the social significance of religion‟,” where “social
significance” “seeks to capture the extent to which religion makes a difference to the
operation and standing of social roles and institutions…and to the beliefs and actions of
the individual.”37
thesis. Taylor has provided a useful way for getting at what he calls “the unthought” of
The ground floor represents the factual claim that religious belief and practice
have declined….The basement contains some claims about how to explain these
changes….These add a story above the ground floor, about the place of religion
today. Where has the whole movement left us? What is the predicament, what are
the vulnerabilities and strengths of religion and unbelief today?39
then the basement corresponds to the normative narrative for which I reserve the term
secularism, while the upper story describes not simply the present, but involves predictive
claims about the future of religion. What we will find as we proceed is that the normative
account of how secularization has come about (the basement level) heavily codes
36
Berger, “Desecularization,” 2. Berger‟s significance lies in his position as a “defector” from the camp of
the secularists. After helping to define and advance the secularization thesis, Berger has since become
convinced that the secularization thesis is false. For an early treatment of the issue, see Peter L. Berger,
The Sacred Canopy: Elements of a Sociological Theory of Religion (New York: Doubleday, 1967).
37
Roy Wallis and Steve Bruce, “Secularization: The Orthodox Model,” in Religion and Modernization, ed.
Steve Bruce (Oxford: Oxford University Press, 1992), 11. Steve Bruce is perhaps the most stalwart
defender of the secularization thesis at present. See his God is Dead: Secularization in the West (Oxford:
Wiley-Blackwell, 2002).
38
Taylor, Secular Age, 428.
39
Ibid., 431-432.
13
predictive claims about what the place is religion is and will be (the upper story). My
The claims concerning how to explain the changes, secularism, are most easily
presented in narrative form, and it will become clear as we continue that the narrative of
secularism is intertwined with other orienting narratives of the modern west, such as
those of rationalism, liberalism, and modernism. Several authors, all of whom are
Once the universal Catholic Church was challenged and dispersed by various
Protestant sects a unified public authority grounded in a common faith was drawn
into a series of sectarian conflicts and wars [the so-called “Wars of Religion”].
Because the sovereign‟s support of the right way to eternal life was said to hang
in the balance, these conflicts were often horribly destructive and intractable. The
best hope for a peaceful and just world under these new circumstances was
institution of a public life in which the final meaning of life, the proper route to
life after death, and the divine source of morality were pulled out of the public
realm and deposited into private life. The secularization of public life is thus
crucial to private freedom, pluralistic democracy, individual rights, public reason,
and the primacy of the state. The key to its success is the separation of church
and state and general acceptance of a conception of public reason (or some
surrogate) through which to reach public agreement on nonreligious issues.40
A number of issues flow together in this narrative, and it is worth taking a few moments
The first point illustrated by Connolly‟s account is the linkage of secularism with
the Enlightenment critique of religion and emergent rationality.41 As Euben points out, it
was rationalist philosophers of the Enlightenment who advanced the idea that “reason is
40
William E. Connolly, Why I am not a Secularist (Minneapolis, MN: University of Minnesota Press,
1999), 20. For other, similar accounts, but also differentiated by specific concerns, see: José Casanova,
“Public Religions Revisited,” in Religion: Beyond a Concept, ed. Hent de Vries (New York: Fordham
University Press, 2008), 109; Scott M. Thomas, The Global Resurgence of Religion and the
Transformation of International Relations: The Struggle for the Soul of the Twenty-First Century (New
York: Palgrave MacMillan, 2005), 22-23; Cavanaugh, 123.
41
On the linkage of secularism to the Enlightenment critique of religion, see Casanova, Public Religions,
19; “Public Religions Revisited,” 110.
14
both the means by which we come to know and master the world,” as well as the idea that
“facts about and actions in the world are legitimate because they are rational.”42 Thus,
“the course of history was reinterpreted as the development of reason,” and this
This notion of the “domination of religion” relates back to the “wars of religion”
(indicated in Connolly‟s account) and brings in the issue of what William Cavanaugh
calls the “myth of religious violence”44 and its relation to the secular nation-state.
What I call the “myth of religious violence” is the idea that religion is a
transhistorical and transcultural feature of human life, essentially distinct from
“secular” features such as politics and economics, which has a peculiarly
dangerous inclination to promote violence. Religion must therefore be tamed by
restricting its access to public power. The secular nation-state then appears as
natural, corresponding to a universal and timeless truth about the inherent dangers
of religion.45
narrative of the secular nation-state‟s emergence is “a story of our salvation from mortal
42
Roxanne Euben, The Enemy in the Mirror: Islamic Fundamentalism and the Limits of Modern
Rationalism: A Work of Comparative Political Theory (Princeton: Princeton University Press, 1999), 33.
43
Ibid., 34.
44
I make extensive use of Cavanaugh‟s text in the first portion of this chapter not only because of its value
as a well-written and well-researched resource, but also because I will raise a number of critical questions
about it in the second section.
45
Cavanaugh, 3.
46
Ibid., 123.
47
On the use of the term “European” here, see note 3 above.
48
It is important to note that, while being related to a narrative of liberalism, normative secularism and
liberalism are not simply equivalent (cf. Connolly, 10). “Liberalism” itself names a diverse range of
15
Not only is this emergence of the secular nation-state with its rational public sphere a
fulfilment (albeit partial) of human rational capacities,50 we see that it is also, in Scott
Thomas‟s words, part and parcel of “the political mythology of liberalism.”51 Thomas
offers yet another narrative construal which highlights the connections in question:
The state—the liberal or secular state, is needed to save us from the cruel and
violent consequences of religion. The modern state, the privatization of religion,
and the secularization of politics arose to limit religion‟s domestic influence,
minimize the affect of religious disputes, and end the bloody and destructive role
of religion in international relations. Thus, the political mythology of liberalism is
the myth of the modern secular state as our savior from the horrors of modern
wars of religion or clashes between civilizations (emphasis added).52
We see here the connections between secularism, rationality, liberalism, and the state, all
articulated as an account of our salvation from religion. Religion represents “an irrational
political-theoretical perspective which are not homogeneous. Not all forms of liberalism represent forms of
normative secularism (and vice versa). Connolly, for example, is an explicit critic of normative secularism,
yet he says he “aspire[s] to a critical liberalism” (10). Likewise, Rawls‟s political liberalism, at least on the
contextualist reading I advance in chapter four, need not be understood as a form of normative secularism
(though it is certainly a form of what I have called conventional secularism). On the other hand, and
staying with Rawlsian terminology, I think comprehensive forms of liberalism would be very difficult to
disentangle from normative secularism. For good discussion of the diverse forms of liberalism and the
difficulty of defining liberalism as a coherent political-theoretical paradigm, see: Alan Ryan, “Liberalism,”
in A Companion to Contemporary Political Philosophy, ed. Robert E. Goodin and Philip Pettit (Oxford:
Blackwell, 1993); Stanford Encyclopedia of Philosophy Online, s.v. “Liberalism,”
http://plato.stanford.edu/entries/liberalism (accessed March 26, 2010).
49
Casanova, “Public Religions,” 109.
50
Vincent P. Pecora, Secularization and Cultural Criticism: Religion, Nation, and Modernity (Chicago:
The University of Chicago Press, 2006), 30.
51
Thomas, 22.
52
Ibid., 22-23.
53
Cavanaugh, 4.
16
thereby allowing irrational religion to overflow its boundaries within the private domain
Thankfully, we can rest assured that this is not simply the narrative of
merely for Europe, but for the world. This narrative is, as Casanova notes, “so
intrinsically interwoven with all the theories of the modern world and with the self-
(among other things) that whatever characterized Europe‟s religious life today would
modernization theory, which is understood as laying out the means of achieving “the
expression of the state.58 Thomas draws our attention to three main assumptions
the other two assumptions. The first of these is that “a „modern society‟ can be clearly
respects, “religious,” and named any society in which “an ongoing, public role for
54
Ibid., 203.
55
José Casanova, Public Religions, 18.
56
Grace Davie, Religion in Modern Europe: A Memory Mutates (Oxford: Oxford University Press, 2000),
1.
57
Thomas, 51.
58
Hurd, 31-32.
59
Thomas, 52.
60
Ibid., 51.
17
religious personnel and religious institutions” was still common practice.61 A “traditional
society,” then, was a society which had not yet learned the lessons of the European wars
linear, progressive conception of social change, a universal theory, applicable to all non-
Western societies that were in the process of becoming „modern‟” (emphasis added).62
Such societies were “making an inevitable transition toward a common end” (emphasis
added).63
The italicized terms in the previous two sentences highlight the fact that
secularization, and therefore the secularization thesis, may, in principle, be “value free.”65
In reality, however, secularism defines not only (an idealized) European identity,66 but
the teleological trajectory of “civilization” as such. To cite Casanova once more, “the
This broad narrative, and the more narrowly stated secularization thesis
formulated by sociologists, has sustained heavy criticism from a number of quarters and
61
Ibid. In a point which will be of some relevance later, Thomas also notes that this conception of
“traditional” depended upon a notion of “religion” as “static and monolithic,” in contrast to “something
dynamic and changing.”
62
Ibid.
63
Ibid., 51-52.
64
Casanova, “Public Religions,” 109.
65
Berger, “Desecularization,” 3.
66
Casanova, “Public Religions,” 109. Again, see note 3 above.
67
Ibid.
18
for a number of reasons. The most significant factor spurring this reevaluation has been
the so-called global “return” or “resurgence” of religion.68 Hurd nicely summarizes the
The problem of how religion fits with politics has become a significant topic not
because it was identified as theoretically important in international relations, but
because real-world events forced it back into the consciousness of international
relations theorists….It has now become impossible to maintain that religion is
irrelevant to international outcomes, as most conventional accounts would have
it.70
Berger, the one-time champion of secularism, states the issue sharply and concisely,
writing that “the assumption that we live in a secularized world is false. The world today,
with some exceptions…is as furiously religious as it ever was, and in some places more
movements” which are resurgent “almost everywhere,”72 Berger notes that “the world
today is massively religious, is anything but the secularized world that had been predicted
signs of this religious resurgence are everywhere, Thomas usefully notes three which
have been the most significant in calling secularism into question in the areas of political
68
On this point, see Casanova, Public Religions, 19; Pecora, 26; Rajeev Bhargava, “Political Secularism,”
in The Oxford Handbook of Political Theory (Oxford: Oxford University Press, 2008), 636. Though I will
continue using the term “resurgence” to describe this phenomenon, it is a highly misleading term, a point I
will address in the next section.
69
I reserve my critical comments concerning the language of “resurgence” for the next section.
70
Hurd, 134.
71
Berger, “Desecularization,” 2. For specific examples, see the individual chapters of Peter Berger, ed.,
The Desecularization of the World: Resurgent Religion and World Politics (Grand Rapids, MI: William
B. Eerdmans Publishing Company), 1999.
72
Berger, “Desecularization,” 6.
73
Ibid., 9.
19
theory and international relations theory: The Iranian Revolution, the rise of Solidarity
and the Polish Revolution, and the events of September 11, 2001.74
beyond Iran, the rise of the Religious Right in the United States, the politicization of
Tibet, Hindu nationalism), but the three highlighted by Thomas serve to illustrate the
point. My concern is not to dwell on these examples, but only to note that such socio-
secularism. To be sure, such reconsideration has not been an even or universal process.
But normative secularism, the secularization thesis, and even the question of
demonstrate this. Rather, my point in noting this phenomenon was to highlight its role as
that I now want to turn our attention. Referring once again to Taylor‟s metaphor of the
multi-storied structure, I want to consider some of the ways the basement and second-
story levels of the structure have been called into question in recent scholarship.
In my view, the most significant and compelling (though I will raise important
issues in this regard in the next section) line of questioning with regard to secularism has
been that which contests the universality of the concepts “religion” and “secular” as such
and, along with this, the presumed neutrality of the distinction. What is contested in this
line of question, repeating Cavanaugh, is the notion that “religion is a transhistorical and
transcultural feature of human life, essentially distinct from „secular‟ features such as
74
Thomas, 1-10. On the significance of the Iranian Revolution for calling secularism into question, see,
Jakobsen and Pellegrini, 9-10.
20
politics and economics….”75 Within normative secularism, “religion” and “secular” are
presented as simply existent social spaces with the secular envisioned, in Asad‟s words,
as “the space in which real human life gradually emancipates itself from the controlling
Following Asad‟s lead, we can affirm that part of the reason the narrative of
normative secularism no longer has the compelling force it once did is that “the
categories of „politics‟ and „religion‟ turn out to implicate each other more profoundly
than we thought.”77 As he notes earlier in the same work, distinctions such as “religion,”
“state,” “secular,” and so forth, as they are presently used, did not exist prior to the
nineteenth century.78 The significance of this point is nothing less than the ultimate
this discrediting, on the other hand, is what requires an effort to reconceptualize political
75
Cavanaugh, 3. Fitzgerald emphasizes the same point when he states that “it is widely assumed that
religion and religions are and have existed universally at all times and in all places.” See Timothy
Fitzgerald, Discourse on Civility and Barbarity: A Critical History of Religion and Related Categories
(Oxford: Oxford University Press, 2007), 25.
76
Asad, Formations, 191. See also Casanova, “Public Religions,” 104.
77
Asad, Formations, 200.
78
Ibid., 190-191. It is worth noting a number of recent studies which develop this and similar points,
primarily by employing methods of historicist genealogical critique. Some of the most notable of these
include: Talal Asad, Genealogies of Religion: Discipline and Reasons of Power in Christianity and Islam
(Baltimore: The Johns Hopkins University Press, 1993); Russell McCutcheon, Manufacturing Religion:
The Discourse of Sui Generis Religion and the Politics of Nostalgia (Oxford: Oxford University Press,
1997) and The Discipline of Religion: Structure, Meaning, Rhetoric (London: Routledge, 2003); King;
William E. Arnal, “Definition,” in Guide to the Study of Religion, ed. Willi Braun and Russell McCutcheon
(London: Continuum, 2000); Daniel Dubuisson, The Western Construction of Religion: Myths, Knowledge,
and Ideology, trans. William Sayers (Baltimore: The Johns Hopkins University Press, 2003); Tomoko
Masuzawa, The Invention of World Religions; or, How European Pluralism was Preserved in the
Language of Universalism (Chicago: University of Chicago Press, 2005); Timothy Fitzgerald, The Ideology
of Religious Studies (Oxford: Oxford University Press, 2000) and Discourse; and Cavanaugh. Though
Asad is the best known of these contemporary commentators, Casanova is incorrect when he states that
Asad was “the first to call our attention” to these issues (Casanova, “Public Religions,” 103). On the
contrary, there are significant forerunners to these modern studies. For just two examples, see John Bossy,
Christianity and the West, 1400-1700 (Oxford: Oxford University Press, 1985) and Wilfred Cantwell
Smith, The Meaning and End of Religion (Minneapolis: Fortress Press, 1991).
21
impossible here. What follows is a consideration of some of the most significant points
would transform into the binary pair of “secular” and “religion”: Religio and saecularis,
Concerning the former, debate exists concerning the precise etymology of religio,
but the prevailing opinion seems to be “that it stems from the root leig meaning „to
bind‟.”79 Cavanaugh notes that, as such, religio was “only one of a constellation of terms
perform some action.”80 Smith notes that “the adjectival religiosus and the adverbial
religiose were cultic terms referring primarily to the careful observance of ritual
obligations.”81 In the patristic period, Augustine‟s Of True Religion was the only treatise
devoted entirely to the term,82 and in it religio defines worship. Augustine distinguishes
between true worship and false worship, arguing that true religion is directed toward God
as revealed in Jesus Christ.83 But, crucially, while there is true religio and false religio,
City of God, Augustine comes to the conclusion that the term religio is inadequate as an
79
Jonathan Z. Smith, “Religion, Religions, Religious,” in Relating Religion: Essays in the Study of
Religion (Chicago: The University of Chicago Press, 2004), 180.
80
Cavanaugh, 62.
81
Smith, “Religion, Religions, Religious,” 180. He goes on to note that “this sense survives in the English
adverbial construction „religiously‟ designating a conscientious repetitive action such as „She reads the
morning newspaper religiously‟.”
82
Cf. Cavanaugh, 62.
83
See, in particular, Augustine, Of True Religion 1-10.
84
Cavanaugh, 63.
22
expression of the worship of God because in the “ordinary Latin speech” of both the
learned and ignorant “we say that religio is to be observed in human relationships,
affinities and friendships of every kind,” with the result that “the term…does not escape
In dominant medieval usage, religio still does not have the semantic range of the
contemporary term “religion,” and is less frequently used than in the patristic period.86
Asad points out that “„the secular‟ was [originally] part of a theological discourse” which
was in full effect in the medieval period.87 Bossy writes that “with very few exceptions,
the word was only used to describe different sorts of monastic or similar rule, and the
way of life pursued under them.”88 The same considerations hole for the “secular,”
which was simply the obverse of religio in this sense. For example, in thirteenth century
European Christianity, the secular was related to a monastic context89 and had to do with
“the legal (canonical) process whereby a „religious‟ person left the cloister to return to the
„world‟ and its temptations, becoming thereby a „secular‟ person.”90 The important point
here is that, at this time, both “religion” and “secular” are intelligible only within the
85
Augustine The City of God Against the Pagans X.1.
86
Cavanaugh, 64.
87
Asad, Formations, 192.
88
Bossy, 4.
89
Edward I. Bailey, “The Implicit Religiosity of the Secular: A Martian Perspective on the Definition of
Religion,” in Defining Religion: Investigating the Boundaries Between the Sacred and Secular, ed. Arthur
L. Greil and David G. Bromiley (Oxford: Elsevier Science Ltd., 2003), 61. It is worth noting that this
usage of the concepts of “religion” and the “secular” is still technically applied in modern Catholic thought.
For brief but detailed examples of such usage, see: New Catholic Encyclopedia, s.vv. “Religious Life” and
“Secularization of Clerics”; The Modern Catholic Encyclopedia, s.v. “Religious Life.”
90
Casanova, Public Religions, 13. See also Hurd, 13; Asad, Formations, 192; Bailey, 61. John Keane adds
the point that the category of the “secular clergy” often carried negative connotations. See John Keane,
“Secularism?” in Religion and Democracy, ed. David Marquand and Ronald L. Nettler (Oxford: Blackwell
Publishers, 2000), 6.
91
It is also worth noting, with Bailey, that “religious” and “secular” are already co-constitutive at this time:
“The „secular‟ was, simply, that which was not „religious‟—in this monastic sense” (Bailey, 61).
23
Thomas Aquinas does consider the term religio in contexts other than those of
religious orders (though he treats the term in that context as well). But, significantly,
religio in these treatments is a virtue of justice, having to do with rendering God God‟s
due, though the virtue of religio falls short of perfect justice because human beings fail to
adequately render what is due to God.92 Further, religio is a moral virtue, rather than a
theological virtue, because the object of the latter is “the last end,” whereas religio “is
properly about things referred to that end.”93 That is, the object of religio is not God as
such, but the rites and practices devoted to the worship of God.94 In this regard, I also
find it instructive to note that, because it is a moral virtue in this sense, Aquinas
emphasizes that religio is not about belief; belief reaches out “to God Himself [sic],”
Casanova notes that the later transformation of the concept of the secular (and, by
by the Protestant Reformation.96 In this period, the term “„secularization‟ was first used
monasteries, landholdings, and the mortmain wealth of the Church after the Protestant
Reformation and the ensuing religious wars.”97 This basic transformation of the concept
is what prepares the ground for more distinctly modern conceptions of the secular.
Bailey captures the point nicely, and is worth quoting at some length:
92
Thomas Aquinas, Summa Theologica II-II.80.1.
93
Ibid,, II-II.81.5.
94
Cavanaugh, 65. It is notable that this notion of religion as a virtue is also still applicable in the context of
contemporary Catholicism. See: New Catholic Encyclopedia, s.v. “Religion, Virtue Of”; The Modern
Catholic Encyclopedia, s.v. “Religion, Virtue Of.”
95
Aquinas, Summa Theologica II-II.81.5.
96
José Casanova, “Secularization Revisited: A Reply to Talal Asad,” in Powers of the Secular Modern:
Talal Asad and His Interlocutors, ed. David Scott and Charles Hirschkind (Stanford: Stanford University
Press, 2006) ,21; “Public Religions,” 103.
97
Casanova, Public Religions, 13. See also Asad, Formations, 192; Keane, 6.
24
Popular usage changes with (popular experience of) praxis. So “religious” came
to mean “ecclesiastical” rather than “monastic.” “Religion” comes to infer [sic] a
social organization focusing upon organized religion, largely expressed in a
conceptualized credo, formalized ritual, and deductive morals. “Secular”
therefore comes to mean freedom from religion (often seen as “church
interference”), in contrast to the monk‟s “freedom from the world‟s rule.”98
inversion”:99 The “secular” now not only stands opposed to “religion,” but in fact
represents the “natural” sphere of the social world once liberated from oppressive
religion.
already seen how the term related to clergy divisions in the medieval period. Cavanaugh
provides additional information concerning the use of the term in this period by
By way of contrast, “religion” came to be defined in precisely these terms in the modern
period.101 Cavanaugh narrates how the concept of religion developed: In the Renaissance
period religion came to name a universal, interior impulse which underlies a diversity of
98
Bailey, 62. See also Keane, 7.
99
Asad, Formations, 192.
100
Cavanaugh, 65-67.
101
“Religion in modernity indicates a universal genus of which the various religions are species; each
religion comes to be demarcated by a system of propositions; religion is identified with an essentially
interior, private impulse; and religion comes to be seen as essentially distinct from secular pursuits such as
politics, economics, and the like” (69). In addition to the works in note 5 above, Robert J. Baird highlights
many of these points; see Robert J. Baird, “Late Secularism,” in Secularisms, ed. Janet R .Jakobsen and
Ann Pellegrini (Durham, NC: Duke University Press, 2008). Fitzgerald also highlights the “genus/species”
relationship in the terms of “essence” and “manifestation,” according to which determinate religions
“incarnate” “Religion” (Fitzgerald, Discourse, 30).
25
external rites;102 in the sixteenth and seventeenth centuries religion came to be defined as
it became possible to speak of “religions” in the plural and of a general, universal, and
Cavanaugh concludes his historical survey by noting that, far from being
transhistorical, “the idea of religion has a history,” and adds that “there was a time when
religion, as modern people use the term, was not, and then it was invented.”105 While I
would quibble about Cavanaugh‟s use of the term “invented” as a description of this
process, his basic point nevertheless stands: “Religion” is not simply a descriptive
category naming an existent phenomenon. Similar considerations obviously hold for the
concept of “the secular” as well. Numerous scholars note that the modern concepts of
“religion” and “secular” are co-constitutive. Swatos and Christiano, to give just one
example, write that “secularization, secularity, or the secular is always relative to some
definition of religion or the religious.”106 The concept of the secular therefore shares the
same history of invention as that of religion; as Asad puts it, like “religion,” then,
102
Cavanaugh, 70-71.
103
Ibid., 72-74.
104
Ibid., 74-77.
105
Ibid., 81.
106
Swatos and Christiano, 5. In addition, see Baird, 164; Fitzgerald, Discourse, 32; Asad, Formations,
200. Bailey helpfully points out that the co-constitution of “religion” and “secular” has attended the pair
of terms since at least the medieval period: “The meaning of each term (religious and secular) retains its
basic parameters [in the transition from the medieval to the modern period], as the counterterm of its
opposite” (Bailey, 62).
107
Asad, Formations, 2.
26
liberating itself from oppressive and irrational religious forces.108 This narrative,
particularly as it arose in the context of the discussions of secularism in the 1960s and
Having made the previous statement, however, the fact remains that secularism
constitute a legitimating discourse for the most significant geo-political form in the
modern world: The nation-state. In our discussion to this point, we have seen that
secularism is linked to the state in terms of rationality and, by extension, peace: The
secular, and especially liberal, state is that which protects and preserves in the face of
these issues will show that, on the contrary, secularism is complicit with, indeed
legitimates, the violence of the modern state. My interest in detailing this aspect of
normative secularism can be stated as follows: If the “return of religion” and the
historicity of the concepts “religion” and “secular” demonstrate how and why secularism
108
Here and throughout the discussion in this chapter I have described the narrative of normative
secularism as being “displaced,” “rendered unconvincing,” etc. I want to be clear that I am not claiming
that normative secularism has been “disproven,” for the simple reason that I do not think it is possible to
disprove any metaphysical or teleological schema which is not, by definition, open to empirical
verification. To emphasize the point once again, then, this narrative of secularism has lost its normative
force, but this does not mean it has been disproven.
109
On the point of secularism as a retroactive account, see Stout, 102. Bailey argues that participants in the
debates in the 1960s and 1970s were largely ignorant of the medieval and later historical development of
the concepts they were employing (Bailey, 61). In light of this, Cavanaugh is probably correct to urge that
secularist discourse is best not seen as a form of grand conspiracy (Cavanaugh, 206).
27
of the modern nation-state makes it clear why secularism should not be compelling.
We can begin by exploring in more detail the connection between secularism and
the emergence of the modern state. Hurd draws our attention to the fact that secularism is
far from simply neutral or rational, arguing that “secularist boundaries between politics
and religion” exist “as a result of historical and political processes that create distinctions
and then lean upon these distinctions to maintain power.”110 In a similar vein, Cavanaugh
writes that “in the West, the religious-secular distinction has been used to marginalize
privatized, in order to clear the way for the more „rational‟ and peace-making pursuits of
This latter point returns us to the issue of the “wars of religion.” While we have
seen something of the way these conflicts figure into the narrative of normative
Cavanaugh forcefully argues that the modern state did not save Europe from the wars of
religion, but that, on the contrary, “the absorption of church into state…began well before
the Reformation” and that this was a contributing factor, rather than a response, to wars
of the sixteenth and seventeenth centuries.112 As he argues, “the transfer of power from
the church to the state [the expanded concept of „secularization‟ we have already
considered] was itself at the root of these wars,”113 a position in marked contrast to
110
Hurd, 16.
111
Cavanaugh, 10.
112
Ibid., 166. On the fact that the consolidation of the church by the emergent state had been going on
since before the wars of religion, see Heinz Schilling, “War and Peace at the Emergence of Modernity:
Europe Between State Belligerence, Religious Wars, and the Desire for Peace,” in 1648, War and Peace in
Europe, ed. Klaus Bussman and Heinz Schilling (Münster, s.n., 1999), 14.
113
Cavanaugh, 162.
28
secularist accounts which were present in nascent form as early as the seventeenth
again, we will have to limit ourselves to the highlights.115 In what sense, then, does
Cavanaugh understand the emergence of the secular state to lie at the root of the wars of
religion? Cavanaugh adheres to the “confessionalization thesis,” which holds that “the
building of strong confessional identities among Protestants and Catholics in this period
was part of the state-building project.”116 An important aspect of state-building was “the
absorption of the church by the state,”117 which effected a unified populace marked by
sharp territorial boundaries which coincided with sharp confessional boundaries.118 The
territorializing of the modern state therefore took place through the exacerbation of
Protestants.119 It is important to keep two main points in view. First, to make the point
once again, that the division between “religion” and “secular” was a historical effect of “a
powers and claims to power…were passing from the church to the new sovereign
state.”120 Second, that the historical emergence of the modern nation-state is much more
complex than the “soteriological” version outlined above would allow, with the result
114
For excellent and representative examples of such accounts, see Ibid., 124-141.
115
One of the most compelling portions of Cavanaugh‟s presentation is his refutation of the notion that
participants in the “wars of religion” opposed each other based on religious difference. By marshalling
example after example of historical evidence, Cavanaugh demonstrates that the actual workings of these
conflicts were much more complex, varied, and shifting than an account of “Protestant-vs-Catholic” could
allow. For this presentation, see Ibid., 142-151.
116
Ibid., 168.
117
Ibid., 176.
118
Ibid., 170.
119
Ibid., 176.
120
Ibid., 161.
29
that it is not credible to see the nation-state as having arisen as the solution to the “wars
of religion.”121
We can take this point a step further: It stands to reason that if the secular state
did not arise as a response to the wars of religion, then the same thing applies to the
specifically liberal state.122 On the contrary, Cavanaugh notes that “if „liberalism‟…is
taken to mean the secularization of government, then the very opposite is found in Europe
as the so-called wars of religion drew to a close.”123 What Cavanaugh has in mind is the
emergence of the European confessional, as opposed to secular, state which emerged out
of the “Westphalian settlement” which closed out the Thirty Years‟ War and provided the
Thomas notes that one key aspect of the Westphalian settlement is the so-called
both the Peace of Augsburg (1555) and the Treaty of Westphalia a century later,
by adopting the principle of „cuius regio, eius religio‟ (the ruler determines the
religion of his realm) made religious toleration and noninterference (on religious
grounds) in the domestic affairs of other states—in other words, pluralism among
states—one of the main principles of the modern international order.125
Casanova notes that cuius regio, eius religio is “not the formative principle of the modern
secular [and I would add „liberal‟] democratic state, but rather that of the modern
121
Ibid., 174. It is important to note that Cavanaugh is not arguing that the “wars of religion” were “really”
political rather than religious (162, 166). On the contrary, he recognizes that the churches were implicated
in the violence of the sixteenth and seventeenth centuries (166). To argue that these wars were “really”
political rather than religious would be to simply reverse the order of the religion/secular dichotomy, rather
than to call its naturalness into question, as Cavanaugh aims to do.
122
Cavanaugh cites a number of contemporary political theorists who advance precisely this claim. He
highlights such examples as Quentin Skinner, Jeffrey Stout, Judith Shklar, John Rawls, Kathleen M.
Sullivan, and Francis Fukuyama, among others. For his discussion on this point, see Ibid., 130-141.
123
Ibid., 174. See also Casanova, “Public Religions,” 110.
124
For a full-length and in-depth treatment of Westphalia and its significance, see Daniel Philpott,
Revolutions in Sovereignty: How Ideas Shaped Modern International Relations (Princeton: Princeton
University Press, 2001).
125
Thomas, 55. Cavanaugh (74) notes that the phrase “cuius regio, eius religio” was not coined until
around 1600, and so could not have appeared in the Peace of Augsburg. The significance of this is not
clear, insofar as it isn‟t clear that Thomas is stating that the explicit language appeared in the earlier treaty.
30
confessional territorial absolutist state” (emphasis added).126 The result of the conflicts
in Europe at the time was “the confessionalization of the state and…the territorialization
of religions and peoples,”127 rather than the secular state. In other words, Westphalia
considered. In contrast, “the advent of liberalism in any strong form would come only a
These considerations make clear that, rather than representing stable, and separate
categories, “religion and [secular] politics do not belong to two distinct domains of power
and authority. The designation of the religious and the political is itself a political act”
(emphasis added).129 Or, as Cavanaugh puts it, “the attempt to say that there is a
phenomena is itself part of a particular configuration of power, that of the modern, liberal
Secularism, and the concept of “religion” structured by it, relates not only to the
emergence of the modern nation-state, but also with (indeed, it legitimates) the violence
of the modern state. Having demonstrated the relation of secularism to the emergence of
the modern state as such, I want to turn now to a fuller consideration of this complicity.
Cavanaugh points out that one effect of the secularization of church into state was the
“sacralization” of the state, with a resulting “migration of the idea of martyrdom from the
126
Casanova, “Public Religions,” 110.
127
Ibid.
128
Cavanaugh, 176.
129
Hurd, 153.
130
Cavanaugh, 9. It will become clear in what follows, particularly in chapters three and four, that I take
“the political” as equivalent to attempts to the shaping of the social as such, and so to be irreducibly related
to the exercise of power. It is not clear precisely what the scope of “power” is in Cavanaugh‟s thought.
31
church to the state.”131 The overall result was “a shift in what people were willing to kill
and die for”132 and a concomitant legitimation of “the nation-state‟s monopoly on its
citizens‟ willingness to sacrifice and kill.”133 Henceforth, any violence other than that of
the secular liberal state would be rendered illegitimate. Contrary to the normative
account of secularism, then, the distinction to be drawn is not between violence and peace
(embodied in the rational, liberal, and secular state), but between legitimate and
illegitimate violence.
We can bring this latter point into sharper relief through a consideration of one of
Jürgen Habermas‟s points concerning the liberal state. As he puts it, “in the liberal view,
political power sheds its inherently violent character by virtue of its binding legal
with universal agreement” (emphasis added).134 Habermas‟s point is that the coercive or
violent action of the state is ceases to be understood as “violent” insofar as it can meet
communicative reason). As John Rawls (whom Habermas quotes) puts the issue, “our
exercise of political power is fully proper only when it is exercised in accordance with a
constitution the essentials of which all citizens as free and equal may reasonably be
expected to endorse in the light of the principles and ideals acceptable to their common
human reason.”135 The implication of these formulations is that everyone upon whom
131
Cavanaugh, 174-175.
132
Ibid., 175. It is worth noting that, in this portion of his discussion, Cavanaugh relies heavily on Ernst
Kantorowicz, The King‟s Two Bodies: A Study in Medieval Political Theology (Princeton: Princeton
University Press, 1957).
133
Cavanaugh, 4.
134
Habermas, “Religion in the Public Sphere,” 134.
135
John Rawls, Political Liberalism, Expanded Edition (New York: Columbia University Press, 2005),
137. Quoted in Habermas, “Religion in the Public Sphere,” 134n.
32
unreasonableness that renders the state action in question non-violent, because legitimate.
It is precisely this ability of the state to “shed its inherently violent character” that
Cavanaugh (and others with him) calls into question by demonstrating the ways in which
the purported rationality or reasonableness of the state in fact serve the state‟s interests.136
I want to highlight three specific examples of the connection between religion, the
secular, and state violence (in addition to the violence implicit in the very emergence of
the state): The colonial history of powerful European states; the contemporary foreign
policy of states like the US; and way that modern liberal states relate religion and politics
essential humanity, and so of denying them rights.137 Once colonized, however, these
populations were routinely “discovered” to have had “religion” after all, a discovery
which also served the needs of the colonizing state: “When they were subdued,
cultures and a way of entering their cultures into a comparative framework in which—
136
The discussion of chapters three and four, in particular, will highlight my own disagreement with
Habermas‟s discussion of the state and violence at this point. If, as I argue, any social formation is
irreducibly the result of a political articulation which does not operate according to a rationality or reason
anterior to it, then social formations are, in this sense, ultimately without rational justification. Contra
Habermas, then, there is an element of irreducible violence which marks any social sedimentation,
including the modern liberal state.
137
Cavanaugh, 86. Fitzgerald also highlights the complex role of religion as it related to European
colonialism, a discussion he analyzes in terms of the “discourse on civility and barbarity” which gives his
book its title. See, in particular, Fitzgerald, Discourse, chs. 4 and 10.
33
(emphasis added).138
theme,139 our focus will be the attribution of religion as a form of depoliticization, which
is more directly related to our topic of secularism. The first movement in the
religion/secular binary. As we have seen with regard to the narrative of secularism, the
European “discovery” of the differentiation between “religion” and the “secular” was
taken to be universal in scope.140 With the West standing as the universal model, all
societies in which religion played an illegitimate role were rendered “parochial,” and
Dubuisson points out, within a discourse of universality, any departure from the universal
can only represent a threat, and must legitimately be removed;142 the universality of the
In the context of colonial territories, “religion as such was identified with the
dematerialized relationship of the individual soul to God,”144 which is to say that religion
138
Cavanaugh, 86.
139
For a detailed discussion of the significance of comparison, see Masuzawa. None of this is to imply that
the attribution of “religion” to subject populations did not play a number of additional, related roles (e.g.
the definition of a territorial region, the maintenance of social stability, etc.).
140
This despite the fact that, in Cavanaugh‟s words, “this division [between religious and secular] is found
nowhere that has not been influenced by the West” (99).
141
Ibid., 100.
142
Dubuisson, 21.
143
Asad highlights these metaphors in relation to contemporary liberal discourse, and also notes that they
are used in the context of colonialism. See Asad, Formations, 59-60, 59n96.
144
Cavanaugh, 87.
34
was defined as a matter of personal belief, with the result that any politicization of
private, individual matter, and so was not a matter for the publicity of the political.
negative or a positive form, was defined in accordance with the view that “a proper
religion should be essentially interior, a direct, ahistorical, and apolitical relation of the
was inherently non-rational, thereby justifying the imposition of order in India by the
British, and because Hinduism belonged to the inner realm, it was separate from “the
served the purpose of removing Hinduism from “the ambit of worldly power.”148
The constitution of Indian identity as essentially “religious” also had the effect of
therefore “mimetic,” which is to say that identity is only authentic to the extent that it
identically repeats, and does not depart from, its “religious” origins.149 Such a rendering
“religion” ensures that any politicization of colonial identity, as, say, opposed to colonial
145
Arvind-Pal Mandair, Religion and the Specter of the West: Sikhism, India, Postcoloniality, and the
Politics of Translation, (New York: Columbia University Press, 2009), 55.
146
Cavanaugh, 90.
147
Ibid., 91; see also 88.
148
Ibid., 91.
149
Mandair, 295. Much of this discussion relies heavily on Mandair, pp. 293ff. Mandair‟s specific topic is
not colonialism per se, but actually how the dynamics involved in the “history of religions” approach to
India, Sikhism, Sikh scripture, and so on lead to the same consequences. However, one of Mandair‟s
central aims is to demonstrate that a purportedly “post-colonial” discourse like that of the history of
religions in fact reinscribes the same depoliticizing dynamics as colonialist discourse (on this point, see his
Introduction to the work). Given the ultimately compelling nature of his demonstration, his work on
religion and depoliticized social identity in the post-colonial context is equally relevant for a discussion of
the colonial context.
35
against the colonial power. As Mandair notes, “this might happen when such
constitute an entry into the political, and will therefore be represented as violence”
(emphasis added).150 The reason such deviation can be represented as violent is that “the
kind of change [it initiates]…challenges the ontological order itself.”151 Any such non-
from its proper place, namely the domain of privatized interiority,” thereby legitimating
the colonizer state‟s exercise of violence (recalling that only state violence can be
The connections between religion, the secular, the state, and violence are also
with the non-West, particularly Islam, defined by the “stubborn refusal to tame religious
passions in the public sphere,” the confrontation with which results in the reinforcement
irrational—and our violence, which is modest, unitive, and rational.”153 This is, of
course, consonant with the themes we have already considered. For example, the lessons
learned from “wars of religion” have been invoked to legitimate military action on the
150
Ibid., 296.
151
Ibid., 296-297.
152
Ibid., 297-298.
153
Cavanaugh, 183.
36
part of the post-9/11 United States,154 while Roxanne Euben highlights the links between
the West‟s opposition to “Islam” and the Enlightenment elevation of reason through the
construction of an irrational “other”:155 The West represents reason and order, while
justifies the West‟s legitimate violence, undertaken with the end of enacting peace.
“They have not yet learned to remove the dangerous influence of religion from political
life. Their violence is therefore irrational and fanatical. Our violence, being secular, is
rational, peace making, and sometime regrettably necessary to contain their violence.”156
To echo Davie‟s point once again, the West necessarily becomes the future of the world.
154
Ibid., 204. Cavanaugh highlights statements made by Andrew Sullivan, who writes that “from the
Crusades to the Inquisition to the bloody religious wars of the 16 th and 17th centuries, Europe saw far more
blood spilled for religion‟s sake than the Muslim world did.‟ Unfortunately, „[f]rom everything we see, the
lessons Europe learned in its bloody history have yet to be absorbed within the Muslim world”; see Andrew
Sullivan, “This is a Religious War,” New York Times Magazine , Oct. 7, 2001. Bernard Lewis is perhaps
the best known advocate of the idea that what separates the secular or Christian West from the Muslim
world is the fact that the West has learned from religious wars which were lacking in the Muslim context.
Stating that one of the primary sources of secularism in the West was the experience of the “religious
wars,” he goes on to write that “Muslims, too, had their religious disagreements, but there was nothing
remotely approaching the ferocity of the Christian struggles between Protestants and Catholics, which
devastated Christian Europe in the sixteenth and seventeenth centuries and finally drove Christians in
desperation to evolve a doctrine of the separation of religion from the state.” See Bernard Lewis, “The
Roots of Muslim Rage: Why So Many Muslims Deeply Resent the West, and Why Their Bitterness will
not Easily be Mollified,” The Atlantic Monthly: Digital Edition, September 1990,
http://www.theatlantic.com/magazine/archive/1990/09/the-roots-of-muslim-rage/4643/ (accessed February
11, 2006).
155
Euben, 33-34.
156
Cavanaugh, 4. This logic is rendered explicit in, for example, the work of Leonard Binder in his
discussion of the presuppositions of liberalism which guide his work. Of the first six he lists, the sixth is
particularly telling: “1. Liberal government is the product of a continuous process of rational discourse. 2.
Rational discourse is possible even among those who do not share the same culture or the same
consciousness. 3. Rational discourse can produce mutual understanding and cultural consensus, as well as
agreement on particulars. 4. Consensus permits stable political arrangements, and is the rational basis of
the choice of coherent political strategies. 5. Rational strategic choice is the basis of improving the human
condition through collective action. 6. Political liberalism, in this sense, is indivisible. It will either
prevail worldwide, or it will have to be defended by nondiscursive action (emphasis added).” See Leonard
37
Finally, the logic of secularism both legitimates and occludes the violence interior
to the liberal state. Few observers have noted this point as trenchantly as Asad.157 One
of Asad‟s primary targets is the notion that the state, because it is secular, is necessarily
rational and, by implication, non-violent. For example, against the view that
“persuasion” and “negotiation” are the reigning principles of public liberal reason,158
Asad argues that such a view is too “generous,” and notes that “the nation-state is not a
generous agent and its law does not deal in persuasion.”159 By way of contrast, he writes
that “the law never seeks to eliminate violence since its object is always to regulate
violence;”160 the issue, again, is legitimate violence, not non-violence. Thus, if citizens
are unwilling to compromise, if they “are not reasoned around in a matter deemed
nationally important by the government and the majority that supports it,” then “the threat
of legal action (and the violence this implies) may be used” (emphasis added).161
This general working of the state stands in a crucial relation with religion. As
Asad notes, “the idea of religious toleration that helps to define a state as secular begins
Binder, Islamic Liberalism: A Critique of Development Ideologies (Chicago: The University of Chicago
Press, 1988), 1.
157
Though in a different vein than Asad, Cavanaugh also provides a useful discussion of this aspect of the
religion/secular divide of the social. See Cavanaugh, 183-194. Though Asad is generally understood to be
offering a straightforward critique of liberalism, I think that his relation to liberalism is more complex than
such a reading allows. Given the diversity of “liberalisms,” it stands to reason that some will be more
exposed to Asad‟s lines of critique than others. It is easy to envision forms of liberalism which would
recognize the points highlighted by Asad, while nevertheless continuing to advance a broadly liberal
project. An obvious example of this point is Chantal Mouffe, who describes herself as “a radical liberal
democrat,” but also insists, as we will see in upcoming chapters, on the irreducible violence or force
necessary for any constitution of the social, liberal or otherwise. This is, in fact, one of her primary points
of criticism with regard to Rawls (discussed in chapter four). Rorty might well serve as another example of
this point. For Mouffe‟s self-description as liberal, see Chantal Mouffe, “Democracy—Radical and
Plural,” Centre for the Study of Democracy Bulletin 9, no. 1 (Winter 2001-2002), 12.
158
Asad develops this point, and so focuses on these terms, in conversation with Charles Taylor.
Specifically, he is responding to Taylor, “Modes of Secularism,” in Secularism and Its Critics, ed. Rajeev
Bhargava (Oxford: Oxford University Press, 1998); for Taylor‟s specific points concerning persuasion and
negotiation, see p. 50.
159
Asad, Formations, 6.
160
Ibid., 8.
161
Ibid., 6.
38
with the premise that because belief cannot be coerced, religion should be regarded by
the political authorities with indifference as long as it remains within the private domain”
(emphasis added).162 In other words, the modern, secular, liberal nation-state requires the
which is to say any expression of religion which trespasses into the sphere of public and
the political, is by definition transgressive, and therefore open to state censure and,
potentially, violence.
Asad‟s discussion of the liberal “public sphere” illustrates the further clarifies
these points. He notes that “enlightened intellectuals” who affirm that religion does have
a significant, valid, and important role to play in a secular, liberal society must limit their
affirmation to a particular kind of religion: What is intended is not that any religion can
play such a role, but “only to those religions that are able and willing to enter the public
sphere for the purpose of rational debate with opponents who are to be persuaded rather
than coerced.”163 Asad‟s point is that the so-called “public sphere” has never been
simply and straightforwardly open to “the public,” but is, and has always been,
minorities).164 His emphasis is that “the public sphere is a space necessarily (not just
162
Ibid., 205.
163
Ibid., 183.
164
Asad, Formations, 183. I think that in highlighting the actual functioning of the liberal public sphere,
Asad is not endorsing, for example, “coercive religion.”
165
Ibid., 184. Related to this point, Asad states, in the previous sentence, that It isn‟t enough to respond to
this criticism, as is sometimes done, by saying that although the public sphere is less than perfect as an
actual forum for rational debate, it is still an ideal worth striving for.” For more on the notion of the public
sphere as constituted by force or power, see the discussion of Chantal Mouffe in relation to John Rawls‟
theory of political liberalism in chapter four.
39
Asad also makes this same point by focusing on the notion of free speech, arguing
that “free speech” involves not only the ability to speak, but also the ability to be heard,
“a condition without which speaking to some effect is not possible.”166 As he puts it, “if
one‟s speech has no effect whatsoever it can hardly be said to be in the public sphere.”
He goes on to specify the real, operative conditions for “free speech” within the public
sphere:
To make others listen even if they would prefer not to hear, to speak to some
consequence so that something in the political world is affected, to come to a
conclusion, to have the authority to make practical decisions on the basis of that
conclusion—these are all presupposed in the idea of free public debate as a liberal
virtue.167
But here is the punch line: “These performatives are not open equally to everyone
It is within these considerations on free speech and public sphere that the
considerations of religion enter into the equation. Asad‟s first point is that the
individuals who are part of a larger “public” culture, and because “it determines not only
the „background‟ by which shared principles of that culture are interpreted, but also what
Asad states his second point in the form of a question: “If the adherents of a
religion enter the public sphere, can their entry leave the preexisting discursive structure
166
Ibid.
167
Ibid.
168
Ibid.
169
Ibid., 185.
40
intact?”170 his point is that conceiving of the public sphere as a kind of empty “space”
which can be filled with different contents is problematic; on the contrary, the public
sphere is constituted by the very participants who act “within” it.171 This means that “the
structuring debates in the public sphere.”172 This relates to the issue of “being heard”
which Asad previously introduced: “More strongly: they may have to disrupt existing
assumptions to be heard. Far from having to prove to the existing authority that it is no
threat to dominant values, a religion that enters political debate on its own terms may on
the contrary have to threaten the authority of existing assumptions.”173 We are once
again brought back to Mandair‟s point that any politicized religion is necessarily
transgressive from within a secularist liberal framework. Insofar as the state can take,
and reserves the sole right to take, various measures to forestall or shut down such
disruption, we see that violence inhabits the very structures of liberal polity, and this is
In sum, these considerations (the historicity of the terms “religion” and “secular,”
coupled with the recognition of their linkage to the nation-state and its violence) lead to
the conclusion that not only has normative secularism been displaced as a universalist
narrative, but that we should seek to displace this narrative further. The significance of
amounts to nothing less than the displacement of the division of the social in terms of
“religion” and “secular.” The interrelation between normative secularism and liberalism
170
Ibid.
171
This point is consistent with the discussion of Ernesto Laclau‟s account of the constitution of the social,
provided in chapter three.
172
Asad, Formations, 185.
173
Ibid.
41
(for example) also makes it clear the secularism has been one of the key universalizing
of political theory. The remaining chapters of this dissertation will attempt to articulate
Why “Religion”?
for understanding the rest of the dissertation. In the chapters that follow, particularly in
chapter six and the Conclusion, I will advance a political theory undertaken as an
point: In light of the historicist considerations outlined in the previous section, given the
recognition that “religion” does not name a transcultural and transhistorical reality, and
given the legitimating role of “religion” in state violence, why do I persist in outlining a
political theory in terms of “religion,” rather than simply dropping the term altogether?
The answer, which I will develop in the remainder of this section, is that I think that
terms of “religion.”
make it clear that I place a high value on the results of this kind of research. I want, now,
weakness harbored within them. For a start, I think that the works produced by many
42
such scholars are intended to be more than merely “scholarly” exercises, but actually aim
genealogical approach, suffer from a significant deficiency with regard to this aim. I
think that these critiques ultimately represent a form of what I will call, adapting a phrase
from Arvind-Pal Mandair, “transcendental historicism,”174 and that this cripples their
potential for political efficacy. The crippling effect of this transcendentalism stems from
the fact that, in adopting it, historicist scholars rhetorically remove themselves from the
necessarily takes place within the terrain of the socio-historical (indeed, as I hope to show
in chapters four and five, “the political” has to do with articulating the “shape” of the
Because it is simply not possible to consider all of the scholars I might mention in
this regard (a number of whom have already been cited),175 I have chosen to focus on the
most recent books by Cavanaugh and Timothy Fitzgerald,176 both of which have already
figured in the preceding discussion. While I will make occasional reference to these
other scholars, taking these texts as my primary focus will allow me to develop my points
in more detail. Cavanaugh and Fitzgerald are also particularly relevant because their
texts clearly represent the political aims I have described. I want to proceed from this
point by, first, demonstrating why I describe Fitzgerald‟s and Cavanaugh‟s historicist
174
Mandair‟s term is “transcendental historicity;” see Mandair, 139.
175
See note 78 above.
176
Myth of Religious Violence and Discourse on Civility and Barbarity, respectively.
43
consideration of why I insist on continuing to make positive use of the term “religion.”
investigation, while Fitzgerald presumes to speak from what he calls “the historical
consideration of the concept.183 Rather than defining the term, which occurs dozens of
times in these texts, “ideology” and its related cognates are simply deployed as if their
177
My focus is not on the fact that Cavanaugh and Fitzgerald make use of a notion of ideology per se, but
of the way in which they use the term and of the meaning they seem to give the term. I am aware that there
is a vast literature on “ideology” with numerous operative definitions. To consider the notion of ideology
as such is far beyond the scope of this work, as well as my competence.
178
Cavanaugh, 7.
179
Ibid., 227.
180
Fitzgerald, Discourse, 23.
181
Ibid., 6.
182
Ibid., 64.
183
This is a telling omission, given that the subtitle of Cavanaugh‟s text is Ideology and the Roots of
Modern Conflict and the title of Fitzgerald‟s previous book is The Ideology of Religious Studies. The
concept also does not appear in the indices of either The Myth of Religious Violence or Discourse on
Civility or Barbarity. While there is an index entry for “ideology” in Fitzgerald‟s Ideology of Religious
Studies, none of the references listed direct the reader to a definition or genealogy of the term. This lacuna
is even more pronounced given that Fitzgerald manages to avoid defining the term in a sub-section of that
earlier book entitled “Religion as a Modern Ideological Construction” (27ff.). The same issues apply to
Dubuisson‟s The Western Construction of Religion: Myths, Knowledge, and Ideology, which does not
provide an index entry for “ideology” and fails to provide any definition or history of the term. An
exception to this pattern is McCutcheon‟s Manufacturing Religion, in which “ideology denotes a process
for authorizing particular representations whose trace, history, or context is obscured (whether intentionally
or not)” (29).
44
this term provides the means for understanding the transcendental nature of their
arguments.
Given their lack of definition, we are forced to try and piece together a meaning
of the term as it is used in their texts. In this regard, I have found the work of John
indication that he employs the term “ideology” in such a neutral sense,185 the vast bulk of
both Fitzgerald‟s and Cavanaugh‟s uses of the term “ideology” are clearly critical in
Thompson‟s sense:
It is clear that “ideology” in Cavanaugh‟s and Fitzgerald‟s uses of the term is “erroneous
suggest that something like the following defines “ideology” as both Cavanaugh and
184
John B. Thompson, Ideology and Modern Culture: Critical Social Theory in the Era of Mass
Communication (Stanford: Stanford University Press, 1990), 53-54.
185
For example, in Ideology, p. 27, Fitzgerald ambiguously links the term “ideology” to “what Louis
Dumont has called „the configuration of modern values‟.” The ambiguity lies in the fact that Dumont
defines ideology as “a system of ideas and values current in a given social milieu,” which implies a neutral
conception if we map it onto Thompson‟s typology. Within this framework, Dumont goes on to say that “I
am calling the system of ideas and values that characterizes modern societies modern ideology.” Herein
lies the ambiguity of Fitzgerald‟s reference: It is unclear whether he uses the term “ideology” in the neutral
sense implied by Dumont‟s general concept of ideology, or if he is specifically referencing Dumont‟s
notion of “modern ideology” and using the term in a critical sense. For Dumont‟s formulation, see Louis
Dumont, Essays on Individualism: Modern Ideology in Anthropological Perspective (Chicago: The
University of Chicago Press, 1986), 9.
186
Thompson, 53-54.
187
These are criteria “B” and “D” in Thompson‟s additional “criteria of negativity” for classifying critical
conceptions of ideology; see Thompson, 54.
45
Fitzgerald use it: Ideology refers to the way that illusory conceptual categories are
describes the “myth of religious violence” as “an ideological construction that authorizes
certain uses of power” (emphasis added),189 including the exercise of state violence
against non-secular others; Fitzgerald writes that “instead of studying religion as though
both of them. The terms “ideology” and “ideological” in Discourse on Civility and
Barbarity are linked with a litany of phrases and concepts, a sampling of which includes:
188
This formulation is an adaptation of Thompson‟s own definition: “To study ideology is to study the
ways in which meaning serves to establish and sustain relations of domination.” Though Thompson
explicitly seeks a definition which avoids connotations of the illusory or erroneous, we shall see that
Cavanaugh‟s and Fitzgerald‟s use of the term clearly imply such notions. For Thompson‟s definition, see
Thompsons, 56.
189
Cavanaugh, 182.
190
Fitzgerald, Ideology, 4.
191
Fitzgerald, Discourse, 3.
192
Ibid., 7.
193
Ibid., 9.
194
Ibid., 16.
46
pronounced than in Fitzgerald‟s case, Cavanaugh‟s text develops the same constellation
of equivalences. For example, he also relates the “ideological” notion of religion to the
the metaphor of vision which runs through his text. To give a representative example, he
asserts that “the myth of religious violence should finally be seen for what it is…”198 and
notes the myth of religious violence “obscures” the violence of state and market
(emphases added).199 What these formulations have in common is application of the term
“ideology” to that which is taken to be illusory in the sense of hiding something essential
about social reality, either through obfuscation of a “false” account or through the
the deployment of illusory conceptual categories for the purposes of establishing and
(emphasis added) contingent and contestable ideals and projects as “based on essential
realities that are simply there, part of the way things are.”200
As the previous sentence makes clear, the equation of ideology with illusion
imposition. In discussing the very real problems concerning the “translation” of terms
cross-culturally, he states that “what I want to press here is that, when we apply modern
195
Ibid., 56.
196
Ibid., 69.
197
Cavanaugh, 6. For a similar statement regarding the myth of the wars of religion, see p. 226.
198
Ibid, 226.
199
Ibid, 10.
200
Ibid,120.
47
history, we are importing into the analytical situation a distorting medium” (emphasis
added).201 What is telling is not the assertion of the difficulty of translation, but the
approach is, Fitzgerald implies, one which is free of all “distortion,” which is to say that
it is an approach which properly represents the object of its inquiry. Given the inherent
toward the conclusion that translation may be ruled out as such, insofar as it represents an
aim, in the words of Ian Angus, to show “that the form of [social] consciousness does not
represent a form of “ideology critique,” insofar as they purport to show us social reality
as it truly is, free from ideological distortion. The difficulty with this perspective is that
any discourse which presumes simply to reveal the nature of social relations as they
“really are” must do so from a position external to those relations, with the result that
201
Fitzgerald, Discourse, 58.
202
He writes, for example, that “it may be inevitable that any attempt to develop a standpoint in the English
language about other people‟s meanings, that is the meanings of people who think in non-European
languages, will distort what it is claiming to represent” (emphasis added) (Discourse, 73).
203
Ian Angus, (Dis) figurations: Discourse/ Critique/ Ethics (London: Verso, 2000), 8.
204
Ibid., 7.
48
historical and non-historical, indicates that when they write, it is with the authority of
those who are able to comprehend the historical as such, in a way other social actors
cannot (indeed, there is a sense in which Cavanaugh and Fitzgerald, as they rhetorically
being able to define „what history is‟ and yet remain outside of history in the sense of not
being affected by it.”205 Mandair points out that this notion of being able to speak
authoritatively about the movements and events of history, while remaining unaffected by
advantaged, authoritative position vis-à-vis the socio-political which is such that it can
only be understood as external to the social as such. When others offer historical
contrast, when Cavanaugh and Fitzgerald speak with the authority of “history,” on the
transparent, and non-ideological. My point is not to argue that any and every appeal to
history or that every form of what might be called “historicism” necessarily adopts the
kind of transcendentalist position we find in Cavanaugh and Fitzgerald. Rather, the point
205
Mandair, 139.
206
Ibid.
49
here is that Cavanaugh and Fitzgerald fall into a transcendental historicist position
because they fail, even within the context of an affirmed thoroughgoing historicism, to
historicize the conditions of their own critique. In contrast to the position Cavanaugh and
Fitzgerald rhetorically occupy, Angus points out that, barring an explicit appeal to occupy
place from within that period, with the result that “its own location must be subject to the
critique itself.”207
This is what Cavanaugh and Fitzgerald systematically fail to do. While Fitzgerald
through on this insight. For example, and most obviously, if it is “inevitable” that he
adopts a “rhetorical” position in his scholarly endeavors,208 in what sense can he equate
“rhetoric” with “ideology” and “illusion,” and contrast these terms with “fact-based” and
“analytic,” which is to say non-rhetorical, approaches? The same points hold for
Cavanaugh and Fitzgerald both speak, throughout these texts, with the full
authority of those whose identity is guaranteed through appeal to “history.” What they
fail to recognize is that “social critique itself constructs the identity of the critic—which
207
Angus, 35.
208
As an example, he writes, “I am trying to identify dominant paradigms of the powerful, while striving to
remain aware of my own positionality, which is also inevitably an act of rhetoric which attempts to
persuade” (Discourse, 44).
209
Dubuisson, like Fitzgerald, shows some limited awareness of the issue of the scholar‟s socio-historical
location. He writes that “writing or tracing the history of disciplines or fields of knowledge does not take
them beyond history nor shelter them from it. Nothing stops being historical simply because its history is
thereafter written or better known. For this history (the history or, better, the historiography of the history
of religions) is just as historical. That our science, to the first, second, or third degree, is reluctant to admit
that it is condemned to this endless encapsulation (each point of view, because it is historical and can only
be historical, will in turn become the object of a history that is itself historical, etc.) in no way modifies its
fundamentally historical nature…” (2-3). However, also like Fitzgerald, this awareness does not affect his
overall analysis in any significant way, insofar as he keeps pressing toward a properly “scientific”
expression of the discipline.
50
can therefore not be assumed as known prior to the critical statement itself.”210 A
reflexive engagement with questions of what they take “history” to be, of the historical
conditions of emergence of their own discourse, of the fact that their discourse differs
from those of which they are critical not because it is “historical” rather than “interested,”
but because its interests differ from theirs, would bring them back into the flow of the
socio-historical. The cost, of course, would the assurance with which they write: Their
consciousness. Rather, they would be brought back into the play of opposed
performative utterances which can never find assured justification from a simple
exteriority.211
in the fact that it renders their proposals too idealist to disrupt the all-too-real socio-
referring to this position as “idealist,” I mean that Cavanaugh and Fitzgerald seem to
equate the illusory (which is to say “ideological”) character of “religion” and related
concepts (most notably “the secular”) with the irreality of their effects. Their tacit
banished, or dissipated when brought under the bright light of genealogical historicist
critique.212 This is clear, for example, in Fitzgerald‟s assertion that the category of
religion can be “defused” by “exposing” (note another reference to vision) its ideological
210
Angus, 41. See also Angus, 39, for a similar formulation.
211
Angus gets at this point when he writes that “utterances in this theoretical space are characterized by
constitutive paradox because they find no justification outside themselves” (46).
212
Though I am unable to pursue this particular avenue here, it is clear that we could examine this issue
from the perspective of Jacques Derrida‟s notion of “spectrality.” For a general discussion of this idea in
Derrida, see chapter five, p. 269.
51
function213 and when he insists the “reified” binaries of religion and its other(s) need to
“doing away with the myth of religious violence would help to eliminate one of the
justifications for military action against religious actors.”215 Ananda Abeysekara nicely
captures the point I am making here when he writes that the assumption of genealogical
critique is that “to understand how an object of knowledge [“religion,” in our case]
Stated in terms of political intervention, Cavanaugh and Fitzgerald seem to simply equate
and Fitzgerald‟s specific understanding of ideology, it does not follow that calling it into
genealogist (Talal Asad), the constructed category of “religion” is “no less real for being
ideological” insofar as “it articulates a world of actual objects and subjects” (emphasis
added).217 The social structures, institutions and practices, and political subjects
articulated around the concept of “religion” and “the myth of religious violence” are not
213
Fitzgerald, Ideology, 27.
214
Fitzgerald, Discourse, 38.
215
Cavanaugh, 227.
216
Ananda Abeysekara, The Politics of Postsecular Religion: Mourning Secular Futures (New York:
Columbia University Press, 2008), 3.
217
The full statement by Asad that I have in mind has to do with secular nationalism and is as follows:
“This construct is no less real for being ideological; it articulates a world of actual objects and subjects
within which the secular nationalist lives.” See Talal Asad, Formations of the Secular: Christianity, Islam,
Modernity (Stanford: Stanford University Press, 2003), 194. Asad makes a similar, related point in his a
discussion on “terrorism” which, he notes, is “a constructed object (not an imaginary object)….” See Talal
Asad, On Suicide Bombing (New York: Columbia University Press, 2007), 27.
52
illusory; on the contrary, they are all too real, as we saw in the previous section of this
chapter.
The real effects articulated around the constructed notion of “religion,” and
arguably of religion itself, cannot simply be conjured away through the narration of a
to the spectral pasts that haunt our present.”218 That is, the genealogical critique mounted
by Fitzgerald and Cavanaugh can do nothing to disrupt the real legacies of the past of
“religion” they narrate precisely because their discourse is aimed at that which is not real.
A meaningful disruption of these legacies will necessarily involve engagement within the
socio-political, and we have seen that Fitzgerald and Cavanaugh remove themselves from
that register. Hence, the transcendental nature of this historicism renders their discourse
simply a counter-narrative of religion‟s past, but a means of “un-inheriting” the very real
accepts them nor, with Cavanaugh and Fitzgerald, naively assumes that doing away with
highlights the active, and so politically engaged, process of disrupting these socio-
political structures.
218
Abeysekara, 111.
219
I am taking the notion of “un-inheriting” from Abeysekara, 18.
53
provides the means for theorizing a political engagement involving neither the removal of
oneself from the socio-political field nor the mere narration of the history of that field.
political field articulated by “religion” in such a way as to call that articulation itself into
involves not the rejection, but the embrace of the concept of religion, in spite of the fact
incompatible statements on the part of Jacques Derrida. The first is a rhetorical question:
that „repeats‟ the possibility of religion without religion‟.”221 The former of these
statements, obviously a rhetorical question, indicates Derrida‟s view that religio cannot
be translated. That is, with Cavanaugh and Fitzgerald, Derrida recognizes that there is no
transcultural or transhistorical essence which can simply named with the Latin/Western
religio or its derivative, “religion.”222 Yet, even in the face of this, Derrida continues to
speak of “religion,” but he does so in terms of “religion without religion,” which I want
220
Jacques Derrida, “Faith and Knowledge: The Two Sources of „Religion‟ at the Limits of Reason Alone,”
trans. Samuel Weber, in Acts of Religion, ed. Gil Anidjar (London: Routledge, 2001), 67.
221
Jacques Derrida, The Gift of Death, trans. David Wills (Chicago: The University of Chicago Press,
1995), 49.
222
Indeed, such is one of the main themes of “Faith and Knowledge.”
54
The last sentence clearly requires some elaboration. The phrase “religion without
religion” adheres to the locutionary form of “X without X”224 which is forced upon us
when what is required is, in Derrida‟s words, “the unceasing neutralization of one
repetition of the same term (e.g., “religion”).226 Such a locution constitutes what Derrida
disrupt the term in questions (e.g., religion, community, relation) is through the repetition
of the very term. One cannot not employ the very term one wishes to displace. The
question is, what forces this locutionary form upon us? Why, reading Derrida as I am, do
I insist that we cannot simply abandon the term “religion” but that, on the contrary, we
cannot not embrace that exact discredited term? I believe that the interdict is forced upon
223
When Derrida refers to a “thinking that „repeats‟ the possibility of religion without religion,” I take the
quotation marks around “repeats” as an indication that what Derrida has in mind here is his notion of non-
identical repetition, or “iterability.” What Derrida envisions with this term is a form of repetition which
renders that which is repeated as both recognizable (i.e., the same) and different (non-identical). This
notion in Derrida therefore implies a distinction between sameness and identity. Though the notion of
iterability appears in a number of Derrida‟s texts, see particularly Jacques Derrida, “Speech and
Phenomena: Introduction to the Problem of Signs in Husserl‟s Phenomenology,” in Speech and Phenomena
and Other Essays on Husserl‟s Theory of Signs, trans. David B. Allison (Evanston, IL: Northwestern
University Press, 1973) and Limited Inc, ed. Gerald Graff (Evanston, IL: Northwestern University Press,
1988). There are a number of useful secondary treatments of Derrida‟s notion of iterability. See, for
example: Paola Marrati, Genesis and Trace: Derrida Reading Husserl and Heidegger (Stanford: Stanford
University Press, 2005), ch. 1.2; Leonard Lawlor, Derrida and Husserl: The Basic Problem of
Phenomenology (Bloomington, IN: Indiana University Press, 2002), ch. 7; Gasché, Tain, 212-217;
Christina Howells, Derrida: Deconstruction from Phenomenology to Ethics Cambridge: Polity Press, 1999,
64-71.
224
For a good discussion of this locutionary form, see Jacques Derrida, The Politics of Friendship, trans.
George Collins (London: Verso, 2005), 46n15.
225
Ibid, 298.
226
Other examples offered by Derrida include “relation without relation” and “community without
community.” See ibid., 80-81.
227
For this term, see Jacques Derrida, Monolingualism of the Other, or The Prosthesis of Origin, trans.
Patrick Mensah (Stanford: Stanford University Press, 1998), 32. In Monolingualism, Derrida applies the
notion to a prohibition of speaking a language, specifically Hebrew in the context of French colonial
Algeria. Here I am applying the term as a prohibition against not speaking in a certain manner, as the
experience of being forced to speak in a certain way.
55
those social identities which have been occluded through secularism‟s normative
notion of authentic social identity. He writes that “subaltern peoples are compelled to
defend their traditional customs by renaming them „religion‟ and then lobbying for the
statement is that any present politicization on the part of these groups will only be
intelligible insofar as the identities of these groups are “translated” in terms of the
Western category of “religion,” as assigned to them via the legacy of colonialism related
therefore, require the “translation” of indigenous concepts, practices, etc. in terms of the
illegitimate: Only if these groups could enter the political arena with an authentic,
indigenous vocabulary would their politicization gain legitimacy. But, given the fact that
228
Fitzgerald, Discourse, 74.
229
Cavanaugh makes essentially the same point, essentially arguing that any such politicization amounts to
little more than a capitulation to the dominant Euro-American paradigm. For examples of this, see
Cavanaugh, 92, 95, 99.
56
mimetic identity we discussed in the previous section: Just as the imposition of “religion”
end. Indeed, I take Cavanaugh‟s statement that he does not have “an alternative
in this regard: his own theoretical presuppositions preclude the development of any novel
political intervention.
It is this conceptual dead end, then, that forces continued appeal to “religion”
upon us. Cavanaugh and Fitzgerald are correct in recognizing that everything hinges on
the notion of repetition; their mistake lies in conceiving repetition only in terms of
identity. That is, on their view, any appeal to “religion” can only involve an identical
repetition of the concepts of normative secularism, and so can only perpetuate their socio-
political effects. The Derridean notion of “religion without religion,” on the other hand,
religion with a difference, which, because of this non-identity, disrupts the dominant
have also termed the „return of religion‟] is a term that relies heavily upon particular
230
Ibid., 14.
231
Hurd, 135.
57
“religion” as it relates to the modern nation-state; in other words, it implies precisely the
According to this secularist logic, such “resurgence” could only be “protest against
“traditional,” and “archaic,” could only properly belong in the private sphere. As we
have seen, the politicization of religion embodied in the “resurgence” could only be read
identical repetition. That is, the groups which embody the “resurgence” or “return” of
religion are disruptive of the dominant socio-political articulation of “religion,” but they
are disruptive precisely because their identities are articulated in terms of religion.
232
Ibid, 136. Her quotation is taken from Thomas, 44.
233
Hurd, 136. This is essentially the same point we previously saw in Mandair, who describes politicized
religion as challenging “the ontological order itself.” See Mandair, 296-297.
58
expression would do, they disrupt the sedimented socio-political forms by repeating the
provenance, they “repeat” religion; but insofar as it is precisely this repetition which
disrupts the dominant socio-political order, they repeat religion in a manner which is non-
identical with the imposed category. To try and better capture this point, we could write
our locution as religion without “religion,” where “religion” represents the normative
secularist concept.
What we find, then, is that Cavanaugh‟s and Fitzgerald‟s forced choice of either
identical repetition of “religion without religion” sidesteps this false dilemma. The effect
socio-political constellation, but rather a “challenge to the very claims of the secular
are examples of “religion without religion” in precisely the sense that these examples of
“resurgent” religion cancel out or attempt to “negate” the imposed secularist concept of
“religion” and, with it, the sedimented forms of the socio-political shaped by it.
234
Though present space does not permit an adequate discussion of this issue, it should be clear that I
would contest Fitzgerald‟s and Cavanaugh‟s operative notion of authentic social identity not just on the
grounds of such a notions depoliticizing effects, but more generally as well. That is, I would argue that
social identity is always an affair of “construction” (to use Fitzgerald‟s term), and so is never “originary” or
“authentic;” this position follows from Laclau‟s account of social identity. For more on this and related
issues, see chapter 3 in particular.
235
Casanova, “Secularization Revisited,” 14.
59
By relating the translation of that which is untranslatable (his reference to the “inability to
translate”) to the circumvention of the “ideological relay,” Mandair highlights a point that
work (and therefore not simply “automatic”) and must take account of that which resists
translation, need not be understood only in terms of a distortion forced on the language
being translated. On the contrary, such translation also affects the language into which
the translation is being made. Thus, for example, the definition of indigenous practices
as “religious,” and therefore not political, does not change the fact that, because the
Summary
could understandably distract us from my main point in starting down this path to begin
with. By way of reminder, then, my initial point of entry into this detailed consideration
of Fitzgerald and Cavanaugh was the question of why, given my discussion of the loss of
“religion/secular” shaping of the social, and the considerations from the first section of
this chapter, I will continue to employ a concept of “religion” in the work that follows.
In light of the foregoing discussion of this section, my reason can be simply stated as
236
Mandair, 429.
60
non-identical repetition of religion, promises greater political effectivity than the simple
We have now seen the simple refusal of “religion” implied by Cavanaugh‟s and
simple refusal. To be sure, there are risks in this: It is always possible that repetition will
simply be identical, further hardening the forms of the socio-political articulated around
the secularist concept of “religion.” But the promise of such repetition is worth the risk:
The refusal to translate enjoined by Fitzgerald guarantees the ghettoization of the very
populations for which he is concerned, and leads to a silence which leaves the
instantiated socio-political forms unaffected.237 Likewise, from the “Western” side of the
equation, a refusal to speak about those on whom “religion” is imposed (a refusal which,
actually enact) leads to the dangers of a xenophobia that is at least equally problematic.238
This overall concern with political effectivity should be borne in mind by the reader in
the chapters that follow, though I won‟t have the opportunity to explicitly address it again
237
Derrida makes the point I am aiming at here in his discussion of discourse and alterity as it relates to the
thought of Emmanuel Levinas: “If light is the element of violence, one must combat light with a certain
other light, in order to avoid the worst violence, the violence of the night which precedes or represses
discourse” (emphasis added). In other words, applied to our case, if there is a certain irreducible “violence”
implicit in any application of the term “religion,” this minimal violence may in fact be much less violent
than the silence enjoined in the simple rejection of “religion.” For Derrida‟s statement, see Jacques
Derrida, “Violence and Metaphysics: An Essay on the Thought of Emmanuel Levinas,” in Writing and
Difference, trans. Alan Bass (Chicago: The University of Chicago Press, 1978), 117.
238
This point was made recently by John Nemec in an article arguing for the production of new, unbroken
translations of Indian religious texts, despite the real dangers of Orientalism. See John Nemec,
“Translation and the Study of Indian Religions,” Journal of the American Academy of Religion 77, no. 4
(December 2009): 761.
61
The chapters that follow represent my attempt to think through the possibility of
thinking a political theory informed by the “return of religion” and the attendant loss of
secularism‟s normative status. As I noted in the first section of this chapter, the
universalist narrative underlying modern political theory in the West has been undercut.
With the displacement of the universalizing narratives which emerged from the European
Enlightenment and its aftermath, at least two broad responses are open. The first is a
rejection of all claims to universality and the understanding of the political in purely
particularistic terms (I give this some attention in chapter three). The second involves the
around this new form. The chapters that follow relate to this second response to the
The next chapter presents one such effort at re-conceptualizing the political in
terms a robustly metaphysical account of universality. I have chosen the work of the
response. While I will address a number of issues relating to Ward‟s proposal, including
consider Ward in the first place. I can put the issue in this way: Given that secularism
Christian history, and enacted upon the non-Western world via a history of colonialism,
62
would seem to be Islamism.239 Why, then, have I chosen a Christian theological position
which is not only Western-European, but British, a nationality implicated in the very
alternative to Western secularism can too easily devolve into what I would call a “soft
ground, my concern is that such an approach can too easily lapse into a simple
“recognition of difference” which does not touch on the changed terrain of the socio-
the conceptuality in question. Thus, for example, there is a shift in perspective from
secularism names the shape, and possibly the future, of Western society, but that the non-
Western world may well take on very different forms. Hence, Islamism would be
recognizably different from Western political thought, not necessarily more primitive,
opposed to “their” “non-Western” or “Islamist” culture. This is why I said that the
239
For the “obviousness” of Islam for this role, see Cavanaugh 109; Fitzgerald, Discourse, 10.
240
For a critique of “culturalist” understandings which informs my own, see Olivier Roy, Globalized Islam:
The Search for a New Ummah (New York: Columbia University Press, 2004), 9ff. My theoretical reasons
for rejecting such fixed notions of the social and social identity will be made clear in chapter three.
63
problem is the very obviousness of Islamism as exemplar: The fact that it is obvious
Graham Ward‟s proposal as an example therefore has the advantage of not only
of demonstrating the heterogeneity of “Western” culture and its political thought. 241
241
An emphasis on the heterogeneity of the “West” also guides Euben‟s consideration of Islamism.
Specifically, she seeks to highlight the way that central aspects of Islamist thought parallel critiques of
Western liberalism originating within “the West” itself. See, in particular, Euben, ch. 5.
64
CHAPTER TWO
One might say, then, that while pursuing equality and freedom, the democrat is
always dreaming of the return of the king, the return of the body—and it is this
dreaming that makes all totalitarianisms possible.
--Graham Ward, The Politics of Discipleship
Introduction
The political theorist Claude Lefort insists that “no society, whatever it may be,
can be organized in terms of pure self-immanence.”1 I cite Lefort here not to enter in the
complexities of his own phenomenological reflections on the nature of the political,2 but
because the sentiment to which he gives voice is useful for orienting my procedure for
this chapter and the next. I argued in the last chapter that normative secularism has been
displaced as a universalist basis for political theory, and that this displacement
immanence or particularity of the social is necessary for its organization,3 with the
chapter and the next, I will consider two opposing ontologies of the social, those of
Graham Ward and Ernesto Laclau, respectively, both of whom seek to elaborate an
1
Claude Lefort, “The Permanence of the Theologico-Political?” trans. David Macey, in Political
Theologies: Public Religions in a Post-Secular World, ed. Hent de Vries and Lawrence E. Sullivan (New
York: Fordham University Press, 2006), 162.
2
For excellent discussion of Lefort‟s own complex political theory, see Oliver Marchart, Post-
Foundational Political Thought: Political Difference in Nancy, Lefort, Badiou, and Laclau (Edinburgh:
Edinburgh University Press, 2007O, ch. 4 and Bernard Flynn, The Philosophy of Claude Lefort:
Interpreting the Political (Evanston, IL: Northwestern University Press, 2005).
3
I use the pairs “transcendence/immanence” and “universality/particularity” in generally equivalent ways
in the following chapters.
65
alternative social ontologies also lead, as I will show in this chapter and in chapter four,
I focus the discussion of this chapter on the social ontology of the British
theologian Graham Ward, widely regarded as being, together with John Milbank, one of
the social according to which what transcends the social must be understood in terms of
metaphysical plenitude and that democracy constitutes the de facto denial of any such
4
Ward and Laclau differ in terms of that to which their proposals serve as alternatives. Thus, Ward
explicitly advances his ontology of the social as a counter-response to normative secularism (though this is
not his specific term), while Laclau does not. Both of them, however, can fruitfully be read against the
backdrop of the displacement of normative secularism, outlined in the first chapter.
5
Stout describes Radical Orthodoxy as “the hottest topic being debated in seminaries and divinity schools
in the United States;” see Stout, 92. It is Milbank, rather than Ward, who receives the lion‟s share of credit
as the founding figure of Radical Orthodoxy (with theologian Catherine Pickstock running a distant third).
The publication of the first edition of Milbank‟s Theology and Social Theory: Beyond Secular Reason in
1990 is often taken as the inaugural moment of Radical Orthodoxy. However, the movement came to
greater prominence with the 1998 publication of Radical Orthodoxy: A New Theology, a manifesto-style
volume edited by Milbank, Ward, and Pickstock. For my choice to focus on Ward rather than Milbank, see
my comments in the Preface.
For Milbank‟s own social and political perspectives, see in particular the second edition of
Theology and Social Theory, together with a recently published collection of essays: John Milbank,
Theology and Social Theory: Beyond Secular Reason, Second Edition (Oxford: Blackwell, 2006); The
Future of Love: Essays in Political Theology (Eugene, OR :Cascade Books, 2009). For the inaugural
essays of Radical Orthodoxy, see John Milbank et. al., Radical Orthodoxy: A New Theology (London:
Routledge, 1998). Radical Orthodoxy has also spawned an increasingly wide range of secondary literature,
both affirmative and critical. For an affirmative introduction to Radical Orthodoxy, see James K. A. Smith,
Introducing Radical Orthodoxy: Mapping a Post-Secular Theology (Grand Rapids, MI: Baker Academic,
2004); for a more critical overview of the movement, see Stephen Shakespeare, Radical Orthodoxy: A
Critical Introduction (London: SPCK, 2007). For a number of essays from Radical Orthodox thinkers
defending and articulating the movement, primarily Ward, Milbank, and Pickstock, see John Milbank and
Simon Oliver, eds., The Radical Orthodoxy Reader (London: Routledge, 2009). For critical treatments of
Radical Orthodoxy see: Gavin Hyman, The Predicament of Postmodern Theology: Radical Orthodoxy or
Nihilist Textualism? (Minneapolis, MN: Westminster John Knox Press, 2001); Rosemary Radford Ruether
and Marion Grau, eds., Interpreting the Postmodern: Responses to “Radical Orthodoxy” (New York: T &
T Clark, 2006); Wayne J. Hankey and Douglas Hedley, eds. Deconstructing Radical Orthodoxy:
Postmodern Theology, Rhetoric and Truth (Burlington, VT: Ashgate, 2005).
66
analysis of democracy is what leads Ward to reject it. In the remainder of this chapter I
will outline Ward‟s positive metaphysical determination of the social and highlight the
Rejecting Democracy
Ward has been a trenchant critic of secular liberal democracy for some time,
In one of his most direct and concise statements against democracy, he insists that,
6
Ward consistently equates “democracy” with “liberal democracy,” and “liberal” seems to reduce,
essentially, to free market individualism. The reader should keep this in mind as we move through a
discussion of “democracy” in Ward‟s thought.
7
Lefort, “Permanence,” 159; Democracy and Political Theory, trans. David Macey (Minneapolis, MN:
University of Minnesota Press, 1988), 17; The Political Forms of Modern Society: Bureaucracy,
Democracy, Totalitarianism, trans. Alan Sheridan et. al., ed. John B. Thompson (Cambridge, MA: The
MIT Press, 1986), 279. While his thought is not a focus of this chapter, it is worth pausing to give some
consideration of this notion of the “empty” place of power in democracy. In Lefort‟s view, the
“revolutionary and unprecedented feature of [modern] democracy” lies in a form of “disincorporation.”
Whereas, in the ancien régime, “power was embodied in the person of the prince” which gave society its
own proper embodiment, “democratic society is instituted as a society without a body, as a society which
undermines the representation of an organic totality” (Democracy and Political Theory, 17-18). In
democracy, “the legitimacy of power is based on the people; but the image of popular sovereignty is linked
to the image of an empty place, impossible to occupy, such that those who exercise public authority can
never claim to appropriate it” (Political Forms, 279). Thus, “democracy inaugurates the experience of an
ungraspable, uncontrollable society in which the people will be said to be sovereign, of course, but whose
identity will constantly be open to question…” (304). There is no proper embodiment; the body of the
social has been disincorporated. As Bernard Flynn puts this point, the source of legitimate power in
modern democracy is “the people,” but the identity of “the people” is itself a matter of continual debate;
this is what defines modern democracy (Flynn, xxv). Lefort‟s argument is not, as Marchart notes, that there
is no exercise of power or authority in modern democracies; obviously, there is. The point, rather, is that
the advent of modern democracy initiates a change in the ontology of the social as such, with the result that
the “place of power” can never be finally and definitively embodied, as in the ancien régime (see Marchart,
86). On my reading, and by way of anticipation, Lefort‟s reference to democracy as defined by the empty
place of power is consistent with Chantal Mouffe‟s principle of democracy‟s inadequation to itself and
Ernesto Laclau‟s definition of democracy as a matter of maintaining the ultimately undecidable shape of
the social (chapter four), as well as Derrida‟s reference to the “democracy to come” and democracy as
perpetual self-critique (chapter five).
67
Ward traces this latent dream within democracy directly to Lefort‟s theorization of the
“empty place” within modern democracy. Building off of Lefort‟s analysis, he writes
that, with the transition to a democratic polity, the body of the king is replaced by the
body of “the people.” The role of the body is to provide “the symbolic grounding for the
democracy the role of the body remains the same, but the new body is unequal to the task
required of it. Thus, while “the people” are the new sovereign, the identity of the people
Lefort, Ward argues that totalitarianism arises as one response to this aspect within
coherence.”11 Ward then dismisses democracy because it is totalitarian per se; insofar as
democracy.12
8
Graham Ward, “Religion after Democracy,” in After Modernity? Secularity, Globalization, and the Re-
Enchantment of the World, ed. James K. A. Smith (Waco, TX: Baylor University Press, 2008), 213.
9
Ibid., 214.
10
Ibid.
11
Ibid. While Ward develops his analysis from Lefort here, it is worth noting that he presses the point
further than Lefort, who articulates the possibility of totalitarianism opened by democracy, yet still
advances a democratic model of the social.
12
Lefort does not present the relation of democracy and totalitarianism in the manner presented by Ward.
Lefort understands totalitarianism to be a distinctly modern phenomenon (cf. Flynn, xxvi-xxvii) which
represents a response “to the questions raised by democracy” and as “an attempt to resolve its paradoxes”
(Lefort, Modern Forms, 305). Totalitarianism is therefore one possible response to the ontological
condition inaugurated with modern democracy, but it is not something latent in democracy as such, as
Ward supposes. Totalitarianism represents an attempt “to weld power and society back together again, to
efface all signs of social division, to banish the indetermination that haunts the democratic experience”
(305). While Lefort recognizes that “democracy itself already makes room for totalitarian institutions,
68
secularization. Citing Carl Schmitt and Alexis de Tocqueville for support, he argues that
belief, which is necessary for proper social functioning. Ward makes his point via
Tocqueville:
When authority in the matter of religion no longer exists, nor in the matter of
politics, men are soon frightened at the aspect of [this] limitless independence.
This perpetual agitation of all things makes them restive and fatigues them. As
everything is moving in the world of the intellect, they want at least that all be
firm and stable in the material order; and as they are no longer able to recapture
their former beliefs, they give themselves a master.13
Ward concludes his reflection on Tocqueville by agreeing with him that “democracy
needs religious authority” and that freedom requires belief.14 And herein lies the problem
as Ward understands it: Insofar as freedom is defined as “being subject to no one,” the
result is that “the libertarian possibilities within democratic cultures require that masters
political. In his view, the present cultural context of advanced capitalism has led to the
modes of organization, and modes of representation” (Lefort, Democracy and Political Theory, 20), he
does not take totalitarianism to be implicit within democracy. Whereas Ward seems to understand
totalitarianism as the trajectory of democracy, Flynn notes that totalitarian is a denial of democracy, insofar
as it involves an attempt to definitively fill the empty place of power and a refusal “of the fact that the
identity of a „body politic‟ exists only as deferred, which is to say, it is never given but always to be
sought” (xxv-xxvi).
13
Alexis de Tocqueville, Democracy in America, ed. and tr. Harvey C. Mansfield and Delba Winthrop
(Chicago: The University of Chicago Press, 2000), 418. Quoted in Ward, “Religion after Democracy,”
213.
14
Ward, “Religion after Democracy,” 213.
15
Ibid.
69
“collapse of society into culture, the social into the neo-tribal.”16 There is, in this cultural
present context. The resistance in view here brings the question of immanence and
transcendence front and center: Only theological communities provide the resources to
transcend the “moral and political vacuum”19 which marks the social at present.
What is necessary, and the importance of this will become clear to us, is the “turn
is tasked with “articulating the theo-logic of a faith…” and constitutes “a reasoning that
takes place on the basis of an acceptance of the doctrine and disciplines of a believing
community.”21 As we will see, “belief” has to do, for Ward, not with libertarian notions
transcends the merely cultural. It is the relation of the community to this transcendence
which prevents the formation of the “empty place” in democracy thereby foreclosing any
return to authoritarianism.
communities, each of which embodies and gives voice to a theological tradition. These
16
Graham Ward, True Religion (Oxford: Blackwell, 2003), ix.
17
Ibid.
18
Ibid., 134.
19
Ibid., 138.
20
Ibid., ix.
21
Ibid., 133.
70
announcing “a certain fideism…of the faithful, the committed ones….”24 But this
Ward summarizes this situation, stating that while “at the moment, the major culture wars
are between faith communities and the remnants of the secular, liberal worldview,” the
situation will change, with the result that “in their new self-awareness, these faith
communities might then turn upon each other.”25 While Ward insists on the necessity of
the turn to theology, then, he also insists that this turn “will…increasingly generate
culture wars.”26
Ward attempts to respond to this danger, insisting that theological traditions must
avoid the temptation to “fetishize their faith” and decrying the “neo-tribalism”27 of the
contemporary cultural context. He seems to hold out hope for a peaceful coexistence
Yet he never provides an account of how this will happen, beyond this vague “who
22
Ward insists that such communities are not only Christian. See True Religion, 134, 151.
23
For this language of the “irreducibility” of traditions, see Graham Ward, Cultural Transformation and
Religious Practice (Cambridge: Cambridge University Press, 2004), 84.
24
Ward, True Religion, 153.
25
Ibid., ix.
26
Ibid.
27
Ibid.
28
Ibid., 153.
71
which, given his own dismissal of liberalism, we would expect him to reject out of hand
as being insufficient.
His proposal, then, leaves us with an account of the socio-political which seems to
exacerbate the very dangers against which he warns. This raises two questions for our
consideration. First, why does he propose this model of theo-political?29 Given that the
dangerous form of identity politics, what drives Ward to propose this model? The second
question will emerge more clearly later in this chapter, and has to do with the following:
Given the dangers of Ward‟s proposal, might an alternative political proposal be able to
both articulate a theory of democracy which does not license totalitarianism and to make
reference to a transcendence of the social? The remainder of this chapter will explore
this first question, while the next two chapters will explore the second.
Providing an account of why Ward proposes the particular model of the social he
does requires a good deal of effort. A series of linkages critical to Ward‟s thought will
lay out my agenda in this examination. Ward‟s entire project constitutes a response to a
formations. Stated in terms of this problematic, the present liberal, secular, democratic,
late capitalist culture is caught in the immanence of a play of cultural symbols analogous
to Kant‟s categories of the understanding, cut off from the reality transcending them,
which is analogous to Kant‟s noumenal realm. This cultural context lacks the resources
to transcend this play, and so is forever cut off from the real; the cultural therefore
29
I owe the language of the “theo-political” to Catherine Keller. See Catherine Keller, God and Power:
Counter-Apocalyptic Journeys (Minneapolis, MN: Fortress Press, 2005).
72
response to this Kantian problematic, Ward seeks to cut the Gordian knot by proposing
an alternative metaphysical and theological structure which effectively bridges the gap
between these analogs of the phenomenal and noumenal. According to this metaphysical
model, the created order, including human cultural production, itself analogically
participates in the life of God the creator. Cultural symbolic production and circulation,
the analogue of the Kantian phenomenal, is not radically separable from, but rather
participates in, the very Being of God, understood as the analog of the Kantian
noumenal.30 In a further twist, however, it is not human culture and activity per se which
participate in God, but a particular human community, the Christian Church. It is the
Church which is then tasked with providing the broader culture and world with its
interpretation as a part of the ongoing Being of God. The adoption of this explicitly
theological metaphysical model ultimately forces Ward to articulate his vision of the
social in terms of a kind of identitarian culture war. The bulk of what remains in this
chapter will be focused on elaborating these linkages, bringing Ward‟s position into
sharper focus and introducing the second of the two questions raised above.
The Kantian problematic around which Ward constructs his theory deserves a
fuller examination on our part. He first articulates the Kantian problematic shaping his
thought in his first major publication, Barth, Derrida, and the Language of Theology.31
In that text, he positions Karl Barth‟s theology and Jacques Derrida‟s philosophy32 as
30
It is no coincidence that this formulation sounds very Hegelian; as we shall see, Hegel provides one of
the means through which Ward develops these ideas.
31
Graham Ward, Barth, Derrida, and the Language of Theology (Cambridge: Cambridge University Press,
1995).
32
In this early text, Ward views Derrida‟s philosophy as involved in providing a response to essentially the
same difficulty to which Barth‟s theology responds, and he is sympathetic to both Barth and Derrida at this
point in his intellectual development. In his major works after Barth, Derrida, and the Language of
73
conventional and arbitrary” and “human thinking and speaking has only exchange value
emerge concerning both what is represented—“what was the „natural and objective
language ever, adequately mirror (re-present) what was there?”35 It is clear from this
formulation that Ward is blending his Kantian model with a broadly Saussurian
model onto a neo-Kantian grid. Thus, he writes that “for Saussure, the model [of
language] describes the model of discourse within the realm of the phenomenal—it has
Saussure and a form of neo-Kantianism is clear. The forms of signification are analogues
of the Kantian categories, while the world which is supposed to be mediated through
The “crisis” comes through the unanswered question as to how this noumenal
realm can ever be adequately represented in the phenomenal. The theological nature of
this work also alerts us to the fact that the noumenal ultimately has to do with the divine,
and that the questions of relevance here have to do with theological language. In
theological terms, then, what is at issue is “the existence of two languages, each foreign
Theology, he reverse this position, offering a distinctly negative evaluation of both Barth and Derrida (as
will become clear below). However, while his evaluation of Derrida changes, his basic positioning of
Derrida on a particular neo-Kantian terrain remains consistent.
33
Ward, Barth, Derrida, 3.
34
Ibid., 206.
35
Ibid., 3.
36
Ibid., 203.
37
Many Kantians would doubtless contest the notion that the categories of the Understanding “mediate”
realm of noumenal “objects.” The focus here, however, is on Ward‟s reading, including the particular use
he makes of Kantian thought.
74
to the other, each maintaining its own integrity, each involved in the dialectic: human
speech and God‟s Word,”38 raising the question of how to “forge a way” between them.39
The question is, in Barthian terms, how to relate the divine Word in human words, that is,
how to refer to God with human words which are not equal to the task.
In response to the question of how to forge a way between these disparate realms,
Ward follows Barth in explicitly rejecting any notion of an analogy of Being (analogia
entis) between God and the created order, divine Word and human words. He argues that
the Kantian epistemological difference operative in Barth is itself based upon a prior
ontological distinction between human beings and “a God who is totally other than
What this means is that “analogia entis can only function in an onto-theology which the
ontological difference radically questions.”42 In other words, Ward rejects the notion that
the gap between the cultural/symbolic analog of the Kantian phenomenal realm and the
Being between these two levels, and this is due to the fact that this Kantian gap is both
38
Ward, Barth, Derrida, 26.
39
Ibid., 28.
40
Ibid., 101.
41
Ibid., 102.
42
Ibid.
75
Ward reads both Barth and Derrida within the context of this rejection of the
supplements Barth‟s own underdeveloped account of how God as wholly other can be
experience is “open, to some extent, to the outside.”46 On this reading, the “outside” is
the tout autre, understood as the “wholly other”47 which exceeds the play of human
symbolic constructions; that is, the phenomenal level of human symbolic constructions
opens beyond itself to the noumenal level of reality. It is clear that Ward understands
Derrida‟s concern with the tout autre [wholly other] in terms of Barth‟s own concern
with God as Ganz Andere [wholly other]. Thus, while Derrida (on Ward‟s reading) gives
according which it is read “in terms of the Christian word and its proclamation of the
Church.”49 On this early reading, then, Ward understands Derrida‟s concern to be the
development of an account of how the reality analogous to the Kantian noumenal can be
mediated via human signifying systems.50 As I will show, Ward‟s evaluation of what he
takes to be Barth and Derrida‟s response to this Kantian dilemma changes markedly as
43
This reading of Derrida is sharply at odds with the reading I will advance in Chapters Five and Six.
44
Différance is Derrida‟s neologism developed from the French verb différer, which carries the meaning of
both “difference” and “deferral.” As is now common scholarly practice, I have left the term untranslated
throughout the dissertation. For more on this term, see chapter five, p. 251.
45
Ward, Barth, Derrida, 247.
46
Ibid., 232.
47
“Wholly other” here should be taken as a provisional translation of the French tout autre. For a fuller
discussion of the provisionality of this translation, see chapter five, pp. 282-284. As noted in the Preface, I
have chosen to leave the term in French throughout the dissertation.
48
Ward, Barth, Derrida, 220.
49
Ibid., 251.
50
One additional point worth mentioning here is that this basic understanding of Derrida‟s notion of the
tout autre does not change, while Ward‟s evaluation of that understanding does.
76
his thought develops; crucially, however, his overall understanding of this problematic as
want to return to the issue of the contemporary cultural context as Ward understands it. I
have already highlighted Ward‟s judgment that the present cultural context operates only
on the level of the Kantian phenomenal. I can now expand on this somewhat, adding that
culture‟s separation from the noumenal amounts to a failure to make contact with the
divine. As such, the present cultural context understands itself as a zone separated from
It also becomes clear what Ward has in view when he warns against the dangers
posed by the collapse of the social into the cultural. Ward uses “culture” to refer to “a
names the merely phenomenal symbolic order. “Pantextualism,” which obtains when
“everything is viewed in terms of a text and the circulation of signs,”53 names the result
of such a collapse, when the movement of symbolic orders takes place with no reference
to the transcendent reality analogous to Kant‟s noumenal order. The significance of this
danger (we will see that it is more of an inevitability than simply a danger for Ward)
prompts Ward to assert that “the cultural is an expression and a development of the
fallen, the foundry in which so many idols and fetishes are cast to keep human beings
51
Ward, Cultural Transformation, 5.
52
Ibid.
53
Ibid., 6.
77
from coming to terms with the violence, anger, and alienation being perpetuated.”54 The
identification of the noumenal with the divine. To this fallen, pantextualist circulation of
signs, Ward contrasts “a strong notion of the „social,‟” which is “mediated through the
cultural” but not reducible to it.55 The implication of this, which I will develop more
properly social relates to the level of the noumenal which exceeds the play of cultural
symbols. Ward‟s fear, then, is that the properly social, which is to say a form of human
sociality which is related to the totality of what is, will devolve to the endless circulation
and transcendent.
This is the collapse of the social into the cultural, immanence with no
transcendence, which is precisely what Ward finds when he considers the contemporary
cultural context. He speaks of this context as one in which “the nothing that subtends the
frenetic display of signs and gestures” (which is to say, “culture”) has itself become the
“ultimate concern.”56 The present cultural context, and the movements of advanced
capitalism which motivate it, is therefore defined by the endless play of human cultural
productions (i.e. the Kantian phenomenal) which no longer even pretend to make
reference to a reality exceeding that play (i.e. the Kantian noumenal). There is no longer
any depth of expression but, rather, a radical “commodification of value”57 in which “the
54
Ibid., 57.
55
Ibid., 4.
56
Ward, True Religion, 107.
57
Ibid., 115.
78
capital, which amounts to the celebration and affirmation of the pure immanence of the
interplay of cultural symbols, rests upon nothing, resulting in the endless production of
including religion: “As a concept, religion implodes. Having radically dematerialized its
institutions and liturgies, sacred texts and solemn rites, confessions and invocations—true
This ceaseless and depthless play of cultural signifiers is what also defines
democracy for Ward. The “limitless independence” of democracy, the “empty place”
figured by the body of “the people” who never have a stable identity, is itself an effect of
the positioning of democracy within the mere immanence of the cultural. Ward‟s claim
understood in terms of the Kantian problematic outlined here. Liberal democracy, for
Ward, makes no claim to reflect or mediate a reality which exceeds the play of cultural
symbolic significations; this is precisely why the place of power within democracy is
“empty.” It is also the cause, on Ward‟s reading, for the “nebulous and ungraspable”
nature of the social body:62 Because democracy contentedly exists on the level of the
merely cultural, there is no reality to ground or center the play of cultural symbols, so
58
Ibid., 123.
59
Ibid., 107.
60
Graham Ward, Christ and Culture (Oxford: Blackwell, 2005), 254.
61
Ward, True Religion, 117.
62
Ward, “Religion after Democracy,” 214.
79
democracy stems from this reduction to the immanent and constitutes an artificial attempt
democracy is merely cultural, and not social at all, that it is inadequate as a social model.
Such is the price to be paid for affirming immanence at the cost of transcendence. What
is necessary, in Ward‟s estimation, is a social model which is defined by the reality which
transcends the play of cultural symbols, and it is this which directs us to a fuller
changes dramatically in his work subsequent to Barth, Derrida, and the Language of
Theology. He comes to reject this model, referring in later work to the “negative
metaphysics predicated…on the Kantian divide between what is (the infinite indifference
of what is always and only tout autre) and the symbolic orders (a linguistic adaptation of
the Kantian categories) that create surfaces and façades.”63 More specifically, Ward
comes to argue, in marked contrast to his earlier position, that this Kantian gap is merely
example, that “a certain analogy…pertains between the uncreated God and creation,
63
Ward, Cultural Transformation, 106. Ward consistently maintains Derrida‟s language of the tout autre
to refer to this analogue of the Kantian noumenal as it pertains to this “negative metaphysics.” Chapters
Five and Six should make it clear that this is a highly problematic reading of Derrida.
80
Christ and human beings.”64 This shift is first announced by Ward in a piece co-authored
with John Milbank and Catherine Pickstock, published four years after Barth, Derrida,
and the Language of Theology.65 In that piece, which introduces the theological
movement known as “Radical Orthodoxy,” Ward explains that “the central theological
Christianity.”66 Ward now comes to affirm that the gap between the phenomenal and the
noumenal is bridged by a participation of the former in the latter. The significance of this
shift is further evident when Ward writes that “revelation would only be compromised
[the by the irreducibility of cultural mediation] if it were totally „other‟ and external to
the social and interrelational such that the division between truth [the analog of the
Kantian noumenal] and its cultural expression [the analog of the Kantian categories] was
both ontological and epistemological” (emphasis added).67 It is clear that this gap now
pertains to the epistemological, but is not longer understood in ontological terms; on the
noumenal.
supporting Ward‟s intellectual endeavors since its enunciation in 1999, and the
participation, Ward is laying the groundwork for a program which necessarily exceeds
the discipline of theology narrowly understood, and which therefore constitutes, among
64
Ward, Christ and Culture, 17.
65
John Milbank et. al., “Introduction: Suspending the Material: The Turn of Radical Orthodoxy,” in
Radical Orthodoxy: A New Theology, ed. John Milbank, Graham Ward, and Catherine Pickstock (London:
Routledge, 1999).
66
Ibid., 3.
67
Ward, Cultural Transformation, 15. It is worth noting, of course, that Ward‟s original position was that
the difference was both ontological and epistemological.
81
other things, a particular ontology of the social. As he says in the text co-authored with
theological perspective; otherwise these disciplines will define a zone apart from God,
therefore permeates his writing, making it impossible to summarize all his discussions of
the notion here. Instead of attempting this sort of global summary, it is instructive to
consider examples of three discourses through which Ward develops this notion of
participation, which are also elaborated in three relatively discreet treatments: A Hegelian
discourse, an Augustinian discourse, and a biblical discourse. There are themes which
are common to all three of these discourses. The first is that the present Christian
community constitutes the locus of participation in the divine. The second is that this
reality which, while not yet present, nevertheless informs the present. The third, closely
discernment.”
68
Milbank et. al., 3.
69
Ibid.
70
Ibid.
71
Ibid., 4.
82
I will first consider Ward‟s use of Hegel in advancing his theo-political model of
the social.72 In his treatment of Hegel, Ward understands the Church in terms of the State
writes that the “teleologically driven” movement of the Church in the world constitutes
“a positive dialectic tracing and performing what Hegel called „the march of God in the
world,‟”74 and insists that “Staat, for Hegel [means] something closer to the Christian
understanding of the Kingdom.”75 This identification of the Staat and the Kingdom is
given a distinctly Augustinian tone when Ward writes that Hegel‟s discussion of the State
as the actuality of concrete freedom “might have come from Augustine‟s City of God.”76
Ward also gives the notion of Geist a distinctly Christian, and Augustinian, spin, insisting
that Hegel‟s notion of Geist is “closer to Augustine‟s construal of God as the Just, the
True, and the Good.”77 These emphases play a dual role for Ward, emphasizing first the
resolutely theological character of Hegel‟s thought and, secondly, relating this Christian
character in terms of the orthodox “matrix” of Christian thought which, as we will see, is
In line with this, Ward argues that when Hegel, in his discussion of religion,
refers to the Church as “the ultimate unfolding of the Kingdom of God and its
72
Ward‟s is obviously not the only possible reading of Hegel, and there are notable significant
contemporary alternatives of his reading of Hegel in relation to theology and the social. For two important
recent examples, see Mark C. Taylor, After God (Chicago: The University of Chicago Press, 2007) and two
of Slavoj Žižek‟s more recent offerings: “The Fear of Four Words: A Modest Plea for the Hegelian
Reading of Christianity” and “Dialectical Clarity Versus the Misty Conceit of Paradox,” both in The
Monstrosity of Christ: Paradox or Dialectic? ed. Creston Davis (Cambridge, MA: The MIT Press, 2009).
73
G. W. F. Hegel, Elements of the Philosophy of Right, ed. Allen W. Wood, trans. H. B. Nisbet
(Cambridge: Cambridge University Press, 1991).
74
Ward, Cultural Transformation, 56. Ward‟s quotation is to Hegel‟s famous statement that “the State
[Staat] consists in the march of God in the world.” See Hegel, Elements, 279.
75
Graham Ward, Cities of God (London: Blackwell, 2000), 137.
76
Ibid., 141. Cf. Hegel, Elements, 282.
77
Ward, Cities, 140.
83
citizenship,” this is also what he has in view when he refers to the State.78 With this as a
background, Ward follows Hegel when he writes that “the ethical life, the discrete
communities of spirit each express and maintain, is ultimately the one movement of the
one absolute and divine will unfolding itself through time.”79 Ward explicitly articulates
this emphasis on the oneness of the “absolute and divine will” in terms of an economy of
full return:80
With the advent of eschatological judgment everything is brought into proper relation in
This formulation also responds to the danger of the social collapsing into the
cultural and, related to this, the inadequacy of reference to mere immanence. Indeed, one
of the points at which Ward departs from Hegel is precisely where he believes Hegel
loses his theological bearings, and therefore his relation to a transcendent revelation,
thereby lapsing into a form of immanentism. In this regard, Ward writes that “revelation
78
Ibid., 141-142. Ward cites Hegel, Lectures on the Philosophy of Religion Together with a Work on the
Proofs of the Existence of God, vol. III, trans. E.B. Spears and J. Burdon Sanderson (London: Routledge
and Kegan Paul, 1962), 84-90, 102-103, 109.
79
Ward, Cities, 141.
80
The notion of “economy” is pervasive in Ward‟s writings, where one finds economies of: Desire,
response and engagement, shared Being, representation, mimesis, the Spirit, recognition, eschatological
judgment, emptying and filling, and so forth.
81
Ward, Cities, 142. Ward‟s reading of Hegel in terms of Augustine is also rendered explicit in this
statement. While illustrative of Ward‟s thought, his linkage of Augustine and Hegel on this point is highly
debatable, to say the least. It is far from clear that Hegel affirms any form of “eschatological judgment”
parallel to Augustine‟s account in City of God XX in either Lectures or Elements. It is also far from clear
that Hegel would agree with Augustine‟s insistence that true happiness and peace are reserved for the
afterlife; see Augustine City of God XIX. Frederick Beiser sees Hegel‟s religious and political thought as
distinctly antithetical to that advanced by Augustine; see Frederick Beiser, Hegel (London: Routledge,
2005), 135-139. Nevertheless, it is Ward‟s actual reading of Hegel which is of primary importance in our
consideration, the potential idiosyncrasy of that reading notwithstanding.
84
enables Hegel to think cosmologically,” and that “all too easily can the immanentalism of
Elements of the Philosophy of Right is moving.82 In this case Hegel‟s Idea is simply
identified with History, and all reference to divine movement is lost. Such a loss of
Though he does not make the connection explicit, we can see that this reduction to
and the sundering of any true sociality grounded in that which exceeds the cultural.
Indeed, this Kantian connection is clear when Ward decries the devolution of a properly
divine, which gives the merely cultural its properly social meaning and depth.
82
Ward, Cities, 145.
83
Ibid., 146.
84
Ibid., 145. Given Ward‟s use of the term “transcendental” with reference to these three thinkers, in
particular, it is worth pausing to note what Ward seems to mean by this term. He clearly does not use the
term in the sense of something‟s being a condition of possibility for something else (cf. 232, where he
affirmatively uses the language of “condition of possibility” in relation to Platonic forms). On the contrary,
he seems to use this term in reference to thinkers or schools of thought which he believes operate according
to the “negative metaphysics” discussed above. “Transcendental” therefore seems to refer, in Ward, to
reference to some level of reality which is radically separated from the level of cultural symbols and which
cannot be organically related to them.
85
Ward also develops his theory of participation via reference to materials in the
reflections on the biblical text of Colossians 1:24, which he renders as follows: “Now I
rejoice in suffering [en tois pathemasin] on your behalf and fill up in turn [antanaplero]
things lacking of the afflictions [thlipseon] of Christ in my flesh [sarx] on behalf of his
body [somatos] which is the Church.”85 The Church is again the locus of participation in
the divine, a point rendered explicit by Ward when he writes that “Paul draws attention to
Christ as a cosmic space filled with all the riches and treasures of wisdom and knowledge
locative use of the dative.”86 The Church is therefore considered the body of Christ
Echoing the Hegelian language noted above, Ward writes that “Jesus Christ‟s own
flesh opens up to enfold all things in earth and heaven in one body.”87 Stating the issue
in this way could give one the impression that “all things” properly participate in the
would be mistaken. This follows from the logic of Ward‟s overall position, but is
Jesus Christ as flesh (sarx) is no longer: „even though we once knew Christ from
the human point of view, we know him no longer in that way,‟ Paul tells the
Church at Corinth (2 Cor. 5.16). There remains the body of Christ as the Church
composed of flesh (sarx) of believers like Paul. Paul‟s suffering is, then, an
extension of and a participation in the suffering of Christ (emphasis added).88
85
Ward, Christ and Culture, 256.
86
Ibid., 257.
87
Ibid.
88
Ibid., 258.
86
In a manner entirely consistent with Ward‟s thought to this point, his argument is not that
the cultural as such participates in God. Rather “believers like Paul” compose the body
of Christ, which is to say the Church. As he writes elsewhere, “the Christian tradition
[note the language of “the Christian tradition”] maintains that Christ reveals himself
today, in and through the work of the Church; which, following the Ascension and
Pentecost, became the body of Christ. Revelation is an ongoing activity, unfolding in the
Two other important and related elements from Ward‟s Hegelian account also
inform this biblical rendering of his position. The first is the notion of an economy of full
return, and the second is the importance of a concept of eschatological judgment and
quoted above. Ward notes two moments of kenosis, or self-emptying, of God in relation
to Christ: Creation and the suffering of Christ, which come together in Christ‟s Passion
on the cross.90 In this event, Christ is himself subjected to the suffering of a sinful and
fallen created order: “Jesus is both the body at its most exposed and vulnerable, the body
that is given on behalf of sinful human beings, and suffering victim of the disrupted
orders of creation brought about by the lust to dominate.”91 Yet even this suffering is a
kenotic giving-over of Christ, which “assuages and reorients the powers of disintegration,
establishing grace as the principle of nature.”92 What this illustrates is Ward‟s insistence
on an irreducibly kenotic and sacrificial character to present, earthly existence, and that
this kenotic and sacrificial character itself marks a kind of movement of the divine.
89
Ward, Cultural Transformation, 14.
90
Ward, Christ and Culture, 255.
91
Ibid.
92
Ibid.
87
This, however, is only half of the story for Ward. He notes that, in Colossians
1:24, the verb pleroō (“filling” or “filling up”) marks an opposition to “the important
word for Christ‟s descent from God in Paul‟s letter to the Philippians, kenoō—to empty,
pleroma (filling up), that Ward detects the economic circularity of full return: “With
pleroō the economics of emptying that governed the incarnation are now reversed. The
lack that kenosis brought about is now being satisfied.”94 What the Church participates
There is a filling and a fulfilling not only of Christ but of each believer with
respect to Christ. Paul works and prays for the Colossians that „you may be filled
[plerothete] with the full knowledge of the will of him in all wisdom and spiritual
understanding [en pase sophia kai sunesei pneumatika]‟ (1.9). The pleroma is
presented as the glory or the wisdom of God filling a space, defining a certain
sacred spatiality….95
The “sacred spatiality” of the divine is achieved in this economic movement of filling
and, as I have already noted, it is within this movement that the Church, understood as
kenotic suffering inseparable from that of Christ, this suffering is also “inseparable from
coming to the fullness of the stature of Christ or „being renewed in the full knowledge
according to the image of the creator‟ (3.10).”96 Ward writes that “kenosis and
completion, emptying and filling, are not two opposite, but two complementary
93
Ibid., 257.
94
Ibid. Žižek has recently articulated a death-of-God account, heavily indebted to the work of Thomas
Altizer, in which he argues for a notion of kenosis with no return or “filling up.” See in particular Žižek,
“Dialectical Clarity,” 259ff.
95
Ward, Christ and Culture, 257.
96
Ibid., 258.
97
Ibid., 261.
88
Ward contrasts the participation of the Church in this divine economy of kenosis
and pleroma with an alternative economy of sacrifice and suffering which corresponds to
“the cultural” as he has defined it. In contrast to the movement of suffering caught up in
this economy of pleroma and kenosis, Ward notes that there is “a suffering that is
insofar as it “rejects and fights against redemption,” therefore having no positive being of
its own.99 As the language of privation makes clear, the claim that this suffering has no
part in redemption is equivalent to saying that it does not participate in the divine
economy of redemptive kenosis and suffering. Relating this back to Ward‟s consistently
Kantian framework, what Ward is describing here is the level of “the cultural,” cut off
from what it can only know as a noumenal, wholly otherness, trapped in the endless
the movement of the semiotic,100 which is to say in the cultural, constitutes a kenosis
without the promise or potential of a corresponding pleroma. There is, at this level of the
cultural, a kind of sacrifice and giving, but it amounts to nothing more than an
“aneconomic trauma” insofar as all that is produced and reproduced is this movement
itself.101
movement of kenosis and pleroma “reaches beyond itself, so that time, spirit, and
98
Ibid., 260.
99
Ibid.
100
Ibid., 265.
101
Ibid., 254.
102
Ibid.
89
understanding that is granted.”103 This language of going “beyond itself” captures the
Finally, as in the Hegelian account, Ward insists that this fullness, the completion
of the movement of pleroma, is an eschatological event and, as such, is not fully achieved
Testament before the Messianic return.”104 Or, again, “there is a „filling up‟ and
therefore an end, when „Christ is all in all [panta kai en pasin Christos],‟ but that „filling
up‟ is not yet concluded and we remain caught between contingent knowledges and truth;
intuition, ignorance, and hope.”105 Ward insists, as he did in his discussion of Hegel and
And yet, despite this, Ward seems to speak proleptically from within this
incarnational view of creation profoundly relates the theological and the historical—
Ward‟s position is not that the Church exists in the present with no knowledge of the
future. Rather, there is a sense in which, for Ward, the eschatological is proleptically
figured in the Church. The Church speaks from the eschaton, discerning the times.
Indeed, we will find that Ward gives this vocation of discernment pride of place for the
103
Ibid., 265.
104
Ibid., 256.
105
Ibid., 261.
106
Ibid., 266.
90
Church, defining its purpose as interpreting the world to itself. Despite the fact that the
eschatological consummation remains outstanding, then, Ward gives every indication that
the Church, as the community of divine participation, speaks and acts with a unique
Ward‟s own account, Augustine‟s thought makes the single most important contribution
to his own. Viewed with this in mind, all of Ward‟s work represents a certain kind of
Augustine‟s broad influence on Ward‟s work. I will instead focus on a rather streamlined
account, provided by Ward himself. In this account, which relates Ward‟s project to
Augustine‟s City of God, the same themes we saw in Ward‟s treatment of Hegel and of
biblical literature reappear: The emphasis on the Church as the locus of divine
participation; rejection of the immanence of a life lived solely at the level of “the
the divine.
107
There are, of course, very different Augustinian approaches to the relation between theology and the
political. Eric Gregory helpfully outlines four different types of contemporary political Augustinianism,
three liberal and one (that of Radical Orthodoxy) anti-liberal. Gregory himself advances a form of
Augustinian liberalism and provides a trenchant critical evaluation of Milbank‟s (and, by implication,
Ward‟s) anti-liberal political Augustinianism; see Eric Gregory, Politics and the Order of Love: An
Augustinian Ethic of Democratic Citizenship (Chicago: The University of Chicago Press, 2008). Charles
Mathewes has also recently produced another example of an Augustinian theology of the political. While
his offering has more in common with Ward‟s proposal than does Gregory‟s, it still differs in significant
respects; see Charles Mathewes, A Theology of Public Life (Cambridge: Cambridge University Press,
2007).
91
The two cities were created by two kinds of love (civitates duas amores duo): the
earthly city was created by self-love (amor sui) reaching the point of contempt for
God, the Heavenly city by the love of God (amor dei) carried as far as contempt
of self…. In the former, the lust for domination (dominandi libido) lords it over its
princes as over the nations it subjugates; in the other both those put in authority
and those subject to them serve one another in love (serviunt inuicem in carite),
the rulers by their counsel, the subjects by their obedience. The one city loves its
own strength (diligit virtutem suam) shown in its powerful leaders; the other says
to its God, „I will love you (diligam te), my Lord, my strength. (XIV.28)108
In his reflections on this passage, Ward focuses on two central points which are in some
tension, the resolution of which (or lack of it) will be of some consequence as we
proceed.
The first of these points is that the earthly city is “virtual,” in the sense that it has
no proper being of its own, but exists only as a kind of “perverse imitation” of the
heavenly city.109 For Ward, this insistence on the nature of the earthly city as a mere
perversion of the heavenly city does not license a dualism postulating two different
kingdoms.110 Rather, the earthly city operates according to the same Augustinian notion
Insofar as God‟s providence actively directs both cities,112 this is possible because the
108
Ward, Cities, 227. The quotation is taken from Augustine, De civitate Dei, trans. Henry Bettenson
(Harmondsworth: Penguin Books, 1972).
109
Ward, Cities, 227.
110
Ibid., 233.
111
Ibid.
112
Ibid., 229.
92
earthly city has, in its valuable elements, the heavenly city as its “condition of
possibility.”113
I want to consider this latter point more closely. The earthly city, taken simply on
its own terms, constitutes a form of the merely immanent which Ward consistently
rejects. All that follows from the earthly city, in itself, is “pluralism, equivalence, and
relativism.”114 In “the saeculum,” which is to say in the earthy city, the meanings of all
concepts such as peace, love, justice, and community, as well as judgments of good and
bad, worse and better, worst and best, are rendered ultimately impossible because there
exists no possible reference or referent beyond the immanence of the earthly city. 115
Returning to the language which has guided us previously, Ward‟s point is that the
earthly city is equivalent to the merely cultural and immanent, constituted by the
The earthly city‟s analogical participation in the heavenly city is all that allows
the earthly city to refer beyond its own immanence, and what therefore allows divine
providence to act via the earthly city. Ward cites Augustine to the effect that
united by a common agreement on the objects of their love‟,” and immediately makes
Each grouping would have its own languages, local customs, historical memory,
and shared values, but since only one object of love, for Augustine, is the true and
right object, namely God, the language of good and bad, worse and better, worst
113
Ibid., 230. The use of the phrase “condition of possibility” is interesting in this context, given the point
noted above concerning Ward‟s rather idiosyncratic use of the term “transcendental.” In common usage, of
course, to name one thing the “condition of possibility” of another is equivalent to naming it the
“transcendental condition.”
114
Ibid., 232.
115
Ibid.
93
and best can only have reference internal to the organization and life of the
community. Pluralism, equivalence and relativism necessarily follow.116
The only way to exceed the immanent logic internal to such diverse earthly cities is
The theological difference makes possible the figural reading of the city. It
establishes an analogical relationship because it establishes true difference with
respect to various similarities. It is an analogy based upon faith: „the association,
of people, of righteous men lives on the same basis of faith, active in love, the
love with which a man loves God, as God ought to be loves, and loves his
neighbor as himself‟ (City of God, XIX.23). Hence it is that the final relationship
that physical, social, ecclesial, and Eucharistic bodies have with the body of
Christ is an analogical relationship.117
The frame of reference for the evaluation of the shared life in the earthly city comes
through participation in the heavenly city, which itself participates in God. It is only
through reference, via analogical participation, to the reality of God that the possibility
exists of avoiding the dangers of pluralism equivalence, and relativism which stem from a
radical immanentism.
The point Ward makes regarding Augustine can be related to the difference
between the social and the cultural we considered above. Ward writes that “in accepting
the semiosis of postmodernity…Christian theology must also point to the divine order
which maintains this semantic drift of the sign.”118 This “semiosis of postmodernity” is
yet another description for the cultural play of symbols, and Ward‟s point is that if this
level of play, with the capitalistic commodification it implies, is not itself to become all
in all, this can only be achieved via reference to the divine order which transcends it.
116
Ibid.
117
Ibid., 233.
118
Ibid., 232.
94
The move from one meaning to the other, from the earthly city, peace, love,
justice, community to the heavenly forms which are the condition for their
possibility is not available by inductive reasoning or inference. In the saeculum
as such all meanings are equivalent—there is this use of love and that, this use of
peace and that, etc.—because all comparisons and contrasts are immanent. There
is no absolute difference, only relative differences. So that, any hierarchy of
values established between a series of family resemblances—this form of love,
peace, justice, society is better than that one—is based upon a judgment that is
also always established immanently.119
The only way to properly judge the forms of the earthly, cultural city is through reference
to the heavenly city which, owing to its participation in the divine, is theologically
differentiated from the earthly city. Yet, we must also recognize that when Ward speaks
of the “theological difference,” this does not refer to the Barthian style difference he
explicitly rejects; on the contrary, it is through its participation in the divine order that the
earthly order can have any lasting meaning at all and, as such, can embody a form of
It is immediately evident that Ward‟s account here accords with the account he
has given with reference to Hegel. Just as the various ethical communities are ultimately
caught up in a movement of the one Geist, so here earthly communities are ultimately
given shape insofar as they analogically participate in the heavenly city. In both cases,
the diverse and scattered earthly communities find their true identity in the divine, and
through the heavenly city which itself models participation in God and, again returning to
Augustinian account also sheds light on the previous Hegelian account. Just as the
earthly city is “virtual” insofar as it receives its true being through the heavenly city, so
the individual ethical communities may be described as “virtual” insofar as their real
Summary
These three different discourses, the Hegelian, the biblical, and the Augustinian,
have provided a full enough view of Ward‟s model of analogical participation that a
number of points should now be clear. Ward‟s position is that incarnation “testifies to a
subsumption of the human by the divine,”120 and that, following the Ascension and
Pentecost, the Church has taken over this incarnational function, insofar as it is “the body
of Christ.”121 We have already seen that the Church is the privileged site of participation
in the divine and, insofar as Ward is willing to speak of the Church as “a means for the
dissemination of the revelation” of God122 and in terms of Hegel‟s “march of God in the
world,” the clear implication is that participation in the divine comes about through the
this community which participates in the divine. This participation of the created order in
the creator is what allows for a form of sociability which is not simply reducible to the
cultural. Relating this to Ward‟s rejection of democracy, this form of sociality grounding
in the Being of God is one which cannot be formed around an irreducible emptiness.
Rather, it constitutes a true sociality precisely insofar as it gains its being from the
fullness of God. Again, Ward‟s rejection of democracy stems from the fact that it
attention to another important aspect which has emerged in his work. We have already
120
Ward, Cultural Transformation, 58.
121
Ibid., 14.
122
Ibid., 58.
96
seen in this chapter that specifically theological communities which hold the promise of a
form of sociality which exceeds the limits the limits of the cultural; Ward says nothing
about the possibility of any other forms of human sociality holding such promise.
Having seen that the cultural as such is fallen, and therefore does not properly participate
in the divine, what has emerged in the discussion of analogical participation is that the
Christian community, in fact, constitutes the site of analogical participation in the divine
(as we have previously seen). And, given his insistence that the cultural is fallen, it
“theo-logic” of any communities other than the Christian community. In Christ and
Culture, for example, Ward addresses the reason why he does not engage “the question of
Christ with respect to our multi-faith culture,”123 citing as his answer the fact that he is
“quite simply not sure how to do this.”124 We have also seen that in True Religion he
does not explain how he envisions these multiple communities relating to each other, and
he makes another telling statement in that context. In the one-page “Afterword,” Ward
reflects on his silence concerning the 9/11 terrorist attacks, and gives the following
candid reason for this silence, noting that while he was “convinced that something did
have to be said about „religion‟ in the contemporary world,” he was nevertheless unable
unfolding logic of „true religion.‟”125 These are indications, to which I will return, that
123
Ward, Christ and Culture, 24.
124
Ibid., 25.
125
Ward, True Religion, 154.
97
about discussing such a plurality in any substantive detail. On the contrary, he instead
emphasizes the responsibility that the Church, as privileged site of divine participation,
bears to the world around it. As Ward puts it in one particularly illustrative statement, it
is through the “acts of interpretation and discernment” undertaken from within the
Christian community that “the world is brought to an understanding of itself and each
operation through time.”126 People participate in God via participation in the Christian
Ward‟s proposal, however, is even more narrowly focused than this allows. His
proposal is not that any and every community which self-identifies as “Christian”
commitment to creedal Christianity and the exemplarity of its patristic matrix” and in the
sense of “reaffirming a richer and more coherent Christianity which was lost sight of after
the late Middle Ages.”128 This particular Christian model is reinforced not only through a
Augustinian focus, but also negatively, via the systematic exclusion and marginalization
126
Ward, Cultural Transformation, 96. This perspective on the role of the Christian community mitigates,
if not obliterates, the force of Ward‟s concession (noted above) that it is possible that the Church has to
learn from its “cultural other.” Cf. p. 54.
127
Ibid., 56.
128
Milbank et. al., 2.
98
Taylor and John Caputo, to the scripturalist theologies espoused by some forms of
conservative Protestantism. Concerning this latter group, for example, Ward writes that
“there have been believers in the verbal inspiration of Scripture, particularly among
conservative Protestants, but these have been a minority. They do not constitute a
Ward makes statements from time to time which would seem to disrupt the
normativity of any one form of the Christian tradition. He writes, to give a few
“Christianity has never had a pure form.”133 But these are exceptions which prove the
rule of Ward‟s overall proposal. The vast majority of Ward‟s writing is informed by the
normative notion of Christianity outlined in the previous paragraph, which licenses Ward
to constantly use the language of simply “Christianity,” “the Christian standpoint,” and so
forth as references to Christianity as such, the significance of this fact being, of course,
that such language presupposed precisely the “as such.” Once again, Ward‟s theology
implies such a perspective, as when he writes that although “culturally there are diverse
theologically there remains the belief in one Church and one baptism,” taking this to
indicate “a conformity with Christ that indicates there is formally (in Christ) only one
129
Ward, True Religion, 115.
130
Ward, Cultural Transformation, 14n2.
131
Ibid., 47.
132
Ibid., 85.
133
Ibid., 115.
99
Christianity, though what is understood as „Christ‟ and being „in Christ‟ may vary
implied here. He might well argue that this exclusion is not a real exclusion at all, insofar
as these alternative forms of Christianity are “virtual” at best insofar as they constitute a
precisely by the failure to properly participate in the Being of God; this would be
The attentive reader will already have detected the emergence of a tension in
Ward‟s thought concerning his ontology of the social, and it is now time to render this
tension more explicit. Ward‟s discussion of Augustine is a fitting place to start, insofar
the heavenly city, as having a form of meaningful existence only insofar as it analogically
participates in the earthly city, Ward insists that, in the present as we experience it, the
two cities are “inextricably bound each to the other.”135 He notes that, despite the fact
that “only in Christ can true justice be established and a common weal such that all goods
134
Ibid., 85.
135
Ward, Cities, 227.
100
Given, then, that judgment is ultimately eschatological and, as such, outstanding, there is
a sense in which it must be suspended in the present, with the concomitant acceptance of
the commingling of the two cities.137 Due to this eschatological reticence, “Augustine
both resisted the translation of God‟s kingdom into sociological, historical and political
practices, and the temptation to identify the Church with the Heavenly City,” and
concludes his thought on this point by stating that “there is no room, therefore, for either
a theocracy or a theopolis.”138
The tension Ward introduces here relates to his emphasis on the ultimately
to the fact that the eschatological as such remains outstanding, there is necessarily a
certain reticence on the part of Christian thinkers. What Ward seems to indicate here is
that, in an important sense, the Christian community must withhold judgment due to the
finally eschatological nature of analogical participation in the divine: Even in the case of
the Church, full participation in the Being of God remains outstanding, rather than
realized. This is the reason for Ward‟s insistence that Augustine does not and cannot
This is an interesting and significant point in Ward, and it makes its appearance in
his work in numerous places. For example, he insists that human knowing and speaking
are irreducibly situated and hermeneutical, writing, for example, that “there is no neutral,
136
Ibid., 229. The quotation is taken from Augustine, Letters of St. Augustine 130.2.4.
137
In a note on this point, Ward argues that this awareness of the provisionality of his own statements is a
point of contrast between Augustine and Hegel. See Cities, 277n4.
138
Ibid., 229. It is worth noting that Ward‟s position on the issue of theocracy appears to have shifted
significantly. In a recently published book, which appeared after this chapter was written, Ward explicitly
advances a theocratic political project. See Graham Ward, The Politics of Discipleship: Becoming
Postmaterial Citizens (Grand Rapids, MI: Baker Academic, 2009), 294ff.
101
factual objective level called the pre-cultural or the raw experience of what is, upon
allows for the disruption such an emphasis brings to conceptions of Christian identity. In
this vein he writes that “theology cannot leave out the possibility that in this cultural
other [anything which is not his normative model of the Church] God is at work, and
engagement with this other may mean it is not subordinated but allowed to challenge
radically the theological project. Cultural negotiation must run such a risk—the risk of
being disrupted.”140 The result is that “the theologian needs to cultivate a healthy
agnosticism with respect to what he or she knows.”141 Or, in another context, Ward
writes that “we must recognize that our knowing, thinking, and representing is time-
bound, situated and, therefore, incomplete, open to what is more and limited by that
which cannot yet arrive—the questions of tomorrow.”142 He continues in the same vein,
writing that
We can articulate these statements in terms of Ward‟s eschatological focus: Insofar as the
eschatological reality, there is no basis from which the Christian community can speak
139
Ward, Cultural Transformation, 114. Though, as noted, Ward makes statements like this in numerous
contexts, Cultural Transformation presses these points further than his other works.
140
Ibid., 54.
141
Ibid.
142
Ward, Cities, 258.
143
Ibid., 259.
102
with the full assurance of its own identity, yet again to claim that it fully embodies a
were allowed the central role in orienting his theo-political account, insofar as they would
call into question the notion of “resistance identities,” the role of the Church in
authoritatively interpreting the world to itself, the assurance that culture is “fallen,” and
so forth. Ward does not, however, move in this direction. In a manner which parallels
what we have seen in our discussion of his normative conception of the Church, Ward
seems at every point to mitigate the force of all such observations. In contrast to these
countervailing statements, Ward asserts that theology proceeds from a position which is
“transcultural and transhistorical,”144 insisting that “one cannot reduce the theological
practice to just a social activity,” because “there remains that within it that which justifies
of Christian participation in God has indirectly come into view already. The
transhistorical and transcultural position from which theology speaks, which is one of
discipleship and divine command,146 provides the basis for more fully thematizing
present themselves concerning the claim that full participation in the divine is a matter of
“eschatological judgment.” The first, which would lead to a full acceptance of statements
such as those we are considering, is that the eschatological nature of divine participation
144
Ward, Cultural Transformation, 56.
145
Ibid., 14-15.
146
Ibid., 56.
103
Ward describes in these passages. We have seen, however, that this is not the position
elaborated in the major part of his work. Rather, his de facto position, elaborated
throughout his work, is that the eschatological reality of the Church‟s full participation in
the divine serves as the position from which Christian theology speaks, and the vantage
from which the Church does, in fact, judge the world. My interpretation is that Ward‟s
discipleship and command is equivalent to saying that the Church speaks out of a
one of Ward‟s own terms, the operative position in his work is that of “eschatological
discernment,”147 according to which the Church speaks and acts out of a full assurance of
what the eschaton will bring, which licenses the Church to act in a particular way. Such a
that it is the Church which interprets the world to itself and that the Church is
“teleologically driven”148 in a strong sense. The discipleship and divine command come
from a final end of full participation in the divine. I will show that this operative notion
of eschatological judgment not only robs his more reticent statements about “Christian
agnosticism” of their force, but that it also moves Ward in a particularly problematic
considerations. Despite what he sees as Augustine‟s operative notion that “only in the
147
Ward, Christ and Culture, 266.
148
Ward, Cultural Transformation, 56.
104
eschaton will we be able to judge rightly and understand rightly,”149 Ward registers
discomfort at what he sees as Augustine‟s actual emphases at the end of The City of God.
Ward is uncomfortable with Book XIX, which “ends by translating the two loves and the
two cities into „the final states of good and evil‟.”150 Ward‟s concern is that this
identification of the earthly city with good and the heavenly city with evil seems to cut
against the earlier emphasis he has made that Augustine does not, in fact, identify the
Church with the heavenly city. He summarizes the dilemma as he sees it: “As De civitate
Dei enters upon its final three books, the eschatological judgment become more
pronounced, the separation is developed in detail, and it becomes evident that analogy is
replaced by equivocity.”151 Ward reads these three books as marking a shift in Augustine
While the analogical relations can pertain while both cities share in time, space,
and materiality, come the eternal we have to recognize that the theological
understanding of love, peace, justice, community is absolutely distinct from any
social, historical, or political understandings of these terms.152
The questions this opens for Ward, which clearly disturb him, are as follows: “Is creation
simply to be eclipsed? Does the Christian life only begin when this life comes to an end
Ward‟s explicit concern in these reflections is that Augustine has shifted from an
influence of Mani remains with Augustine: the pilgrim community now perfected as the
149
Ward, Cities, 233.
150
Ibid.
151
Ibid.
152
Ibid.
153
Ibid.
105
correct this seeming misstep through reference to an alternative Augustinian work which
The reason he turns to On the Trinity is that it treats many of the same themes as The City
of God, but “the model of analogy in this book is more Platonic.”155 What Ward is after
is a conception according to which there can be real love, justice, etc. in the earthly city
for Augustine, civil society must possess inherent moral validity, and conclude, then, that
Augustine does not reject previous classical traditions (from Plato primarily) but baptizes
these traditions.156 Ward‟s solution to this perceived difficulty, then, is to argue that
Augustine remains more consistently analogical, and discusses the same topics,
elsewhere.
gives it only passing treatment, a much more significant problem, politically speaking,
arises in his consideration of Augustine, and appeal to analogy does not adequately
respond to it. What seems really to be at issue is not whether or not Augustine is
consistently analogical, but the nature of eschatological judgment as such. The difficulty
the final books of the City of God pose for Ward‟s position concerning the comingled
nature of the two cities stems from a perspective on eschatological judgment. What
seems to come through in Augustine‟s emphases is not that he shifts from a model of
analogy to equivocity, but rather that, despite his insistence that eschatological judgment
154
Ibid.
155
Ibid., 234.
156
Ibid., 235.
106
Augustine seems, in other words, perfectly confident in judging the present from the
perspective of the eschaton, and in pronouncing that the Church is, in fact, to be
identified with the heavenly city. While the Church may, at present, represent a mixed
body, Augustine shows no hesitation in speaking with full assurance that the heavenly
city is embodied in the true Church, and that those who are not truly of the Church will
be removed.
In contrast to Ward‟s supposition, this position does not necessarily contradict the
notion of analogical participation. If one speaks, as in the end Augustine seems to, with a
earthly communities and civil forms of society failed to properly participate in the divine.
One may perfectly well insist on a model of analogical participation in the divine and
human sociality which do not properly so participate. Not only does this do away with
the tension Ward feels in Augustine, but it captures the actual position from which Ward
himself consistently speaks. The actual position Ward adopts in his writings is precisely
the position I am highlighting in Augustine (which might indicate why he himself seems
not to see it). We have already encountered Ward‟s argument that “the cultural” is
defined precisely by the fact that it does not properly participate in the divine, that it
therefore possesses, at best, a sort of privative being, and that theology speaks from a
transcultural and transhistorical perspective. What I am suggesting here is that the basis
of this perspective lies with the eschatological discernment Ward claims for the Christian
It should be clear by now that the identification of the Church with the heavenly
city is exactly the identification which follows from Ward‟s elaboration of the notion of
analogical participation in all three of its forms: Hegelian, biblical, and Augustinian.
agnosticism marked by a kind of epistemic humility in light of the fact that eschatological
which is able to effectively interpret the world to itself in light of an epistemic privilege
provided by the knowledge of what the eschatological consummation will consist. This
should not surprise us: If Ward is going to continue insisting on the transcultural and
transhistorical nature of theological activity, including his own writing, such an epistemic
privilege is required. While he can criticize Hegel for not speaking with the humility of
Augustine, he himself regularly speaks with precisely the kind of assurance one
encounters in Hegel, as his many references to Hegel indicate. To recall for emphasis, it
is Ward who writes that the movement of the Church in the world “is…teleologically
driven. It is…a positive dialectic tracing and performing what Hegel called „the march of
God in the world.‟”157 The way in which Ward breaks from the Hegelian immanentism
of which he is critical is via the eschatological discernment which governs his own
writing and theological claims. Ward, like Augustine and, on his reading, like Hegel, is
able to render judgment on the present (this is just another way of describing the
157
Ward, Cultural Transformation, 56.
108
consideration of the political specters which haunt his work and to which he does not,
Ward consistently, even if largely implicitly, makes appeal brings devastating political
dangers with it, which Ward for the most part ignores or simply glosses over. Once
again, these come into view in Ward‟s discussion of Augustine. In the same paragraph in
which he insists that Augustine‟s proposal forecloses on the possibility of both theocracy
and theopolis, Ward gives a note that hints at the problems here:
One of the famous cruxes of Augustine‟s work manifests itself here. How can a
theologian support the forced conversion of people to the Christian faith and the
persecution of “heretics” (like the Donatists), when the Church was not to be
identified with the secular powers of this world?158
This is precisely the kind of question which will have occurred to many upon first
theocracy or theopolis. Yet one looks in vain for an attempt to answer this question in
Ward; he concludes his note by simply stating that “various answers have been proposed
He poses another unanswered question, similar to this one, in the context of his
discussion of Augustine. He sums up his discussion as follows: “I have spoken about the
Church and I have drawn attention to Augustine‟s fundamental trinitarian insight that
makes possible analogical relations between earthly cities and the heavenly city. The
earthly city is situated cosmologically.”160 But he follows this up with a question which
158
Ward, Cities, 277n6.
159
Ibid.
160
Ibid., 236-237.
109
indicates, again, that the real difficulty with Augustine may not lie in a slippage from
analogy to equivocality. As Ward states it, “we are speaking here of one eternal city.
How is it possible to avoid the charge of imperialism with respect to those other belief
systems within which the Christian communities disseminate their gospel?”161 As with
his previous question, Ward provides no answer at this point. Rather, he simply notes
both that “we are not, as Augustine was…at the threshold of a new Christendom” and
that, alternatively, “we are also beyond pluralism.”162 He concludes the paragraph on this
note, writing that “we have moved beyond pluralism because there is no view from no
where [sic], no objective knowledge; the view from no where [sic] is itself a cultural
ideology—often Western, white, and male.”163 Ward then moves on to consider some
I am suggesting that Ward avoids these questions because his own theological
exactly the kind of theocratic or theo-political operations which disturb him in these
appearance of European Christendom, and that such a social formation follows very
easily from Augustine‟s theology. The fact that Augustine was able to speak judgment
upon the world from an eschatological perspective, that he was able, ultimately, to
identify the Church with the heavenly body, that he was therefore able to take for granted
that participation in the divine only occurred within the Church, legitmated his support of
the forced conversion of others and the persecution of heretics. It is not simply, as Ward
seems to assume here, that Augustine was not concerned with the problem of imperialism
161
Ibid., 237.
162
Ibid.
163
Ibid.
110
Ward fails to address these issues because, insofar as his own theological proposal
operates according to the same logic as Augustine‟s, it in fact licenses the very theo-
hold with Ward‟s Hegelian formulation of his program. Ward insists that the Hegelian
account of how the individual will “co-operates with the movement of the Spirit of God
itself” and so comes to “externalize its own freedom as the Spirit of God” is not a
therefore acting in its dominant self-relation as a power which denies the alterity of the
other…fails to understand that all subjects are likewise engaged in such willful
determinations of their own, in accord with the universal.”165 In short, “the other is not
depends upon the model of an economy of full return we have already considered. Thus,
he discusses how, in Hegel, the subject “can neither think nor represent without taking
into account otherness-other persons, other things external to itself.”167 The movement of
full return is implicit in Ward‟s further description of this: Subjectivity is “a relation to all
that is other, but given the temporal and geographical locatedness of each subject, then it
is a relation to all that is other in the specificity of its own property, family, civil life, and
state.”168
164
Ibid., 139.
165
Ibid.
166
Ibid.
167
Ibid., 138.
168
Ibid. I will advance a very different notion of otherness or alterity in chapters five and six.
111
The question that arises, of course, is how the ultimate inclusion of everything, of
all subjects and all ethical communities, within the one community of God, is brought
colonization, together with his resistance to theocracy and theopolitics in the context of
however, it is not clear that his chosen account of analogical participation will allow him
to escape the implications of his own theological proposal. Ward is noticeably silent
concerning some of the more troubling aspects of Hegel‟s thought concerning the Staat
as the “movement of God in the world.” He never attends, for example, to Hegel‟s own
treatment of history as “this slaughter-bench, upon which the happiness of nations, the
wisdom of states, and the virtues of individuals were sacrificed.”169 In response to the
question concerning the goal of these “monstrous sacrifices,” Hegel writes that “the
events that present such a grim picture for our troubled feeling and thoughtful reflection
have to be seen as the means for what we claim is the substantial definition, the absolute
end-goal or, equally, the true result of world history.”170 This end result is, as Ward
himself affirms, the Staat or the Christian kingdom (I will have more to say on the idea of
the kingdom shortly) as the march of God in the world. Elsewhere, Ward seeks to avoid
the danger of providing a theological justification for suffering,171 and argues the
suffering is not “epiphenomenal” in the period of time prior to the messianic arrival.172
Yet I wonder if he finds this consistent with Hegel‟s own treatment when, for example,
169
G. W. F. Hegel, Introduction to the Philosophy of History, trans. Leo Rauch (Indianapolis, IN: Hackett
Publishing Company, 1988), 24.
170
Ibid.
171
Ward, Christ and Culture, 262.
172
Ibid., 260. Having said this, however, we encounter another tension in Ward‟s assertion, on the same
page (and noted above), that “there is a suffering that is meaningless because it has no part in redemption.”
112
Hegel discusses the “world-historical individual” who “must necessarily trample on many
an innocent flower, crushing much that gets in his way.”173 Here, of course, this
logic which is summed up by Hegel when he writes that “compared to the universal, the
particular is for the most part too slight in importance: individuals are surrendered and
sacrificed.”174 While Ward may not desire to dismiss the significance of suffering, one
could argue that this precisely what Hegel seems to do when he writes that
if…we say that universal Reason [Geist or Staat] does manifest itself in the world,
then this certainly has nothing to do with any empirical detail….There is much to
find fault with…in the details of the world of appearances. This subjective fault-
finding—which is concerned only with the detail and its shortcomings, and does
not recognize the universal Reason in it—is all too easy.175
I want to highlight how easily Ward‟s own position, based as it is upon an assurance of
into precisely this sort of dismissive pattern. That is, one can dismiss the significance of
any suffering, defining it as merely privative and therefore ultimately without substance,
such dismissal. My argument here is not that this is, in fact, Ward‟s position; it may not
be. The argument is that Ward does not provide even consider these issues and, at times,
seems to not even be aware of them. My argument is that he cannot, in fact, meet these
challenges because they trace implications which follow quite naturally from the sources
This point also becomes apparent in his attempt to mitigate objections to the
equation of Hegel‟s Staat with the Church by asserting that Hegel‟s Staat has a meaning
173
Hegel, Introduction, 35.
174
Ibid.
175
Ibid., 38.
113
similar to the Christian notion of the Kingdom.176 Given the discussion of Augustine
above, we should already be alert to the fact that Ward is not able to sidestep the issues
involved quite as easily as this statement supposes. The difficulty comes from the fact
that, rather than disrupting imperialistic notions, “kingdom” actually reflects them. New
Testament scholar Stephen Moore argues that the Greek basileia, the New Testament
term traditionally rendered “kingdom” in English, and from which the theological usage
of “kingdom” stems, is itself better translated as “empire.” As he puts it, “I believe that
basileia in Mark, as in other early Christian texts, is best rendered in English by the term
„empire‟ rather than by the more innocuous „kingdom,‟ a term whose political edge has
been all but rubbed smooth by centuries of theological usage.”177 As Moore notes on the
following page, “in any Roman province, the primary referent of basileia would have
been the imperium Romanum.”178 While such usage may indeed have been “parodic,”179
it nevertheless remains the case that the New Testament notion of basileia carries with it
imperial Rome. The Christian Empire might stand opposed to the Roman Empire, but it
This point concerning the Christian notion of Kingdom relates Ward‟s Hegelian
account to the biblical account we explored earlier. Ward unknowingly heightens this
eschatological judgment and Messianic arrival, he appeals to the New Testament book of
Revelation. He writes that “the closing lines of the New Testament resound with the call
176
Ward, Cities, 137.
177
Stephen D. Moore, Empire and Apocalypse: Postcolonialism and the New Testament (Sheffield,
England: Phoenix Press, 2006), 37n29.
178
Ibid., 38.
179
Ibid.
114
for Messianic arrival: „the Spirit and the Bride say, “Come.” And let him who hears say,
“Come.”…He who testifies to these things says, “Surely I am coming soon.” Amen.
Come, Lord Jesus‟ (Rev. 22.17, 20).”180 Ward here refers, as his image of Christian
consummation, to what is without doubt the most violent book in the Christian New
Testament, and which most clearly illustrates the ideology of the Christian Kingdom as
Christian empire.
Moore again highlights the issues involved here, noting that, even given the
mockery of the imperial order constantly threatens to topple over into mimicry, imitation,
and replication.”181 Indeed, at one point in the text of Revelation, voices from heaven
sing that “The empire [basileia] of the world has become the empire [basileia] of our
Lord and of his Messiah, and he will reign forever and ever” (Rev. 11:5, NRSV,
what is never called into question in Revelation is the notion of empire as such. As
Moore correctly notes, “more than any other early Christian text, Revelation is replete
with the language of war, conquest, and empire.”182 He continues, providing a telling
180
Ward, Christ and Culture, 263.
181
Moore, 112.
182
Ibid., 114.
115
The point of these reflections is that the messianic arrival celebrated by Ward via the
events. Once again, Ward‟s own theo-logic, as articulated via the biblical materials,
moves very naturally in the direction he resists. Whether speaking in terms of basileia or
Staat, the thrust of the materials upon which Ward constructs his system is the same.
The upshot of these considerations is that each of the sources utilized by Ward to
develop his model of analogical participation, together with the operative presupposition
formations. What seems to emerge each time is precisely what Ward is eager to avoid:
of biblical materials, what seems to emerge in each case is an identification of the Church
legitimated via an eschatological perspective. Far from insulating Ward from advancing
a theocratic ontology of the social, such an ontology seems to follow naturally from the
consideration of this topic is that there is a manifest tension between the theocratic
visions of the Church triumphant we have just considered, on the one hand, and the
183
Ibid.
116
socio-political model Ward ultimately advances, on the other. My interest has been to
explore the ways in which Ward develops his notion of analogical participation and to
As I discussed at the beginning of the chapter, however, Ward does not, in fact,
by its own theo-logic and its own uncompromising assertions, the very plurality of which
will increasingly generate culture wars. In the end, then, Ward does not embrace the
image of the Church triumphant marching in the world, subsuming all other theological
communities.
On my reading, this tension arises from what we might call Ward‟s theoretical
considerations as they relate to his theological considerations. That is, we have seen that
Ward advances the theoretical claim that every standpoint and every community is
irreducibly situated, with the implication that the claims of any group are necessarily
contextual. Theologically, on the other hand, Ward has insisted that, despite its supposed
situatedness, the Christian community speaks and acts with a “transcultural” and
“transhistorical” authority (again, these are Ward‟s terms) as well as, so I have argued, a
community which is irreducibly situated and whose claims and practices are always
contextual, but which are at the same time transhistorical and transcultural due to the
concession to his theoretical principles, presumably at the cost of his robust theological
claims.
However, this concession on Ward‟s part does not resolve this tension in his
work, with the result that his actual theo-political model continues to present significant
difficulties. I would suggest that the reason Ward does not consider the question of how
other faith traditions relate to the account of Christ he presents184 is that he takes each
tradition to be structured like the Christian tradition as understands it. From this
perspective, the Christian tradition understands the entire cosmos to be caught up in the
economic movement of the one God, from which nothing escapes or is ever lost; as Ward
noted with regard to his Augustinian account, “we are speaking here of one eternal
cannot, on their own terms, allow for the possibility of the pluralism Ward finally
espouses. These traditions, then, can only relate to one another as “others” which are
radically exterior to one another and, given their absolutist claims, the potential for
Despite his concession to a form of pluralism and the fact that he shrinks from the
184
Ward, Christ and Culture, 24-25.
185
Ward, Cities, 237.
118
Conclusion
political proposal in the context of the displacement of normative secularism and the
resulting need to reconceptualize the relation of the religious and the political. As I noted
at the end of the previous chapter, Ward‟s proposal represents one effort to
reconceptualize this relation. We have seen that Ward‟s theo-political project amounts to
metaphysical plenitude. Stated in terms of the issues raised there, I have considered
presentation, the need for a transcendent ground of the social arises from the logic of
the social. I have shown that, even accepting his account of totalitarianism (which I have
tried to make clear I do not), the cures Ward proposes seem at least as dangerous as the
disease to which they respond. Ward‟s proposal presents us with the choice of either
As I have tried to make clear, I think that the negative consequences of Ward‟s
model of the social stem from the totalizing metaphysical approach he adopts. Having
said this, and having noted my significant disagreements with Ward, there are points at
which I agree with him, or at least share his concerns: First, I agree with Ward that an
exceeds social particularities; second, for reasons which will not be fully elaborated until
119
the end of chapter four, I share his concerns regarding the potential emergence of
The next two chapters respond specifically to the first of these. First, I will
advance the political theory of Ernesto Laclau, which provides us with a social ontology
which recognizes the need for a conception of universality but which, because it avoids
the robust metaphysics adopted by Ward, does so without leading the consequences of
Ward‟s own proposal. Following this presentation, chapter four will consider the relation
CHAPTER THREE
The universal is an empty place, a void which can be filled only by the particular,
but which, through its very emptiness, produces a series of crucial effects in the
structuration/destructuration of social relations.
--Ernesto Laclau, “Identity and Hegemony”
Introduction
two related theoretical tasks: The reconceptualization of the relation of “religion” and
“the political” and the formulation of an alternative account of universality suitable for
supporting a political theory. Chapter two considered one contemporary attempt to meet
these challenges, that of the Radical Orthodox theologian Graham Ward. We saw that
conceptuality according to which the socio-political is given its proper shaping through
participation in the fullness of God. The basis for reconceiving the relation of religion
and the political is, on this model, the unity of these two realms within an encompassing
metaphysical fullness. By way of evaluation, I tried argued that Ward‟s model of the
social leads to socially and politically dangerous consequences, and that an alternative
This chapter represents the first of two chapters focused on the consideration of
1
I encounter something of a terminological difficulty here. While my primary focus in the discussion of
this chapter and the next is Laclau‟s political theory, his earliest and best-known articulation of that theory
was the result of a collaborative effort with Chantal Mouffe. While Laclau and Mouffe have subsequently
carried forward their individual projects in distinct ways, I will also draw from some of Mouffe‟s more
recent work on notions of democracy (to which Laclau himself defers at times), sometimes quite
121
will be on Laclau‟s own political ontology and the resulting account of socio-political
articulation (this chapter) and the relation of that ontology to questions of democracy (the
next chapter). In this chapter, I will highlight, among other things, the way in which
Laclau also develops his political theory in terms of a concept of universality to which
While this chapter and the next present Laclau‟s political theory and his account
of the “radical democracy” he advances, there is very little mention of religion. The
relation of Laclau‟s account of the political to religion will emerge as an outstanding and
pressing question at the end of the next chapter, and will propel us into the final two
chapters and the Conclusion, which deal with the thought of Jacques Derrida. Without
getting further ahead of myself, I only seek to emphasize at this point that it will take a
good deal of work to fully outline what I take to be the relation between the political and
religion as it relates to Laclau‟s thought, and I beg the reader‟s indulgence on this point.
reasons for this describing Laclau‟s work in these terms in due course). I cannot claim
that my presentation of Laclau in this chapter and the next is comprehensive, and I gladly
extensively. Thus, while it is not quite correct to speak simply in terms of “Laclau‟s political theory,”
describing the political theory I present as “Laclau and Mouffe‟s” political theory is therefore also not quite
accurate. The obvious solution to this problem would be to speak in terms of “discourse theory” (for
reasons which will become clear shortly), but this solution is complicated by the fact that I will present the
alternative “discourse theory” of Jürgen Habermas in the next chapter, thus creating further confusion.
Given these issues, and insofar as my present focus is primarily on the way in which Laclau develops and
employs the critical conceptuality collaboratively developed with Mouffe, I have chosen to refer to
“Laclau‟s political theory.” In instances where Mouffe is also in view, this will be clear either in the text or
in the references.
122
direct the reader to a number of other secondary sources on Laclau.2 Laclau develops his
political theory in a broadly transcendental fashion. That is, in Laclau‟s view, a decisive
change in “the ontic content of a field of research” (in this case the configuration of the
considering the “ontic” change to which Laclau‟s political theory responds, discussing
the ontology which constitutes the substance of his response, and addressing the reasons
for describing this ontology as “political.” Following this presentation, I will then
provide a detailed account of the main theoretical concepts in Laclau‟s political theory.
political theory involves the dissolution of credible universalizing ideologies in the post-
Cold War period.4 Stating the issue in the terms of universality and political theory from
2
A number of people have provided expositions of Laclau‟s political theory, ranging from book-length
treatments to much shorter presentations. For examples of the former, see: Anna Marie Smith, Laclau and
Mouffe: The Radical Democratic Imaginary (London: Routledge, 1998); Jacob Torfing, New Theories of
Discourse: Laclau, Mouffe and Žižek (Oxford: Blackwell, 1999). For a collection of excellent critical
essays on Laclau‟s political theory, see Simon Critchley and Oliver Marchart, eds., Laclau: A Critical
Reader (London: Routledge, 2004). For shorter treatments of varying degree of detail, see: Louise Phillips
and Marianne W. Jørgensen, Discourse Analysis as Theory and Method (London: SAGE Publications,
2002), ch. 2; Philip Goldstein, Post-Marxist Theory: An Introduction (Albany, NY: State University of
New York Press, 2004); ch. 3; Simon Tormey and Jules Townshend, Key Thinkers from Critical Theory to
Post-Marxism (London: SAGE Publications, 2006), ch. 4; Göran Therborn, From Marxism to Post-
Marxism? (London: Verso, 2008); Stuart Sim, Post-Marxism: An Intellectual History (London: Routledge,
2001), chs. 2-3; Oliver Marchart, Post-Foundational Political Thought: Political Difference in Nancy,
Lefort, Badiou, and Laclau (Edinburgh: Edinburgh University Press, 2007), ch. 4; Paul Bowman,
Postmarxism Versus Cultural Studies: Theory, Politics and Intervention (Edinburgh: Edinburgh University
Press, 2007); Mark Devenney, Ethics and Politics in Contemporary Theory: Between Critical Theory and
Post-Marxism (Edinburgh: Edinburgh University Press, 2004). Torfing‟s book includes a useful glossary
of Laclau‟s critical terminology; Critchley and Marchart provide an extensive (as of 2004) bibliography of
Laclau‟s publications.
3
Ernesto Laclau and Chantal Mouffe, Hegemony and Socialist Strategy: Towards a Radical Democratic
Politics, Second Edition (London: Verso, 2001), x.
4
Critchley and Marchart provide a good overview of the changed political situation to which Laclau‟s
theory responds, as well as the factors which led to these changes. They also provide a useful account of
Laclau‟s biography as it relates to the development of his political theory. See Simon Critchley and Oliver
Marchart, “Introduction,” in Laclau: A Critical Reader, ed. Simon Critchley and Oliver Marchart (London:
Routledge, 2004, 1-2. Laclau also outlines the development of his own thought, with useful reflections on
123
chapter one, Laclau understands the Cold War as having been “the last manifestation of
the Enlightenment,” which is to say, as the last manifestation of the broad bifurcation of
the social into two broad camps supposedly representing universal emancipatory
ideologies.5 He summarizes the significance of the end of the Cold War: “It is the
„globality‟ of these projects that is in crisis.”6 This crisis is illustrated, for Laclau, by the
A whole series of positive new phenomena underlie those mutations [which have
just been noted] which have made so urgent the task of theoretical
reconsideration: the rise of the new feminism, the protest movements of ethnic,
national and sexual minorities, the anti-institutional ecology struggles waged by
marginalized layers of the population, the anti-nuclear movement, the atypical
forms of social struggles in countries on the capitalist periphery….7
What has emerged with the displacement of these universalizing narratives has therefore
been the “autonomization of social struggles” embodied in “the so-called new social
political categories operative in the Cold War (and earlier periods) no longer constitute
“the natural surface on which every new social and political demand can be inscribed,”
his own biography, in a 1988 Interview; see Ernesto Laclau, New Reflections on the Revolution of Our
Time (London: Verso, 1990), ch. 7.
5
Ernesto Laclau, Emancipation(s) (London: Verso, 1996), vii.
6
Ibid.
7
Laclau and Mouffe, Hegemony, 1. This quotation comes from the Introduction to the First Edition of this
text, written in 1985; as such, some of the specific examples cited by Laclau may appear to be somewhat
dated. However, the overall social transformations outlined have, in Laclau‟s mind, only intensified. In the
Preface to the Second Edition, published in 2001, Laclau and Mouffe write, “we were surprised, in going
through the pages of this not-so-recent book again, at how little we have to put into question the intellectual
and political perspective developed therein. Most of what has happened since then has closely followed the
pattern suggested in our book, and those issues which were central to our concerns at that moment have
become ever more prominent in contemporary discussions” (vii).
8
Laclau, Emancipation(s), 17. Critchley and Marchart note that “while Laclau and Mouffe were not alone
in „discovering‟ what came to be known as the New Social Movements, they were certainly the most
consistent in spelling out the consequences of their appearance for a general political project of the left;”
see Critchley and Marchart, “Introduction,” 3. In this regard, it is also helpful to consider Thomas‟s
discussion of the way that the social sciences generally, and political theory specifically, long overlooked
the significance of “culture” and “religion,” two of the centrally orienting axes of many new social
movements; see Thomas, ch.2.
124
with the result that “a range of inscription surfaces emerge that often contradict each
other.”9 This proliferation of new and often contradictory social identities constitutes the
new “ontic content” of the field of political theory, and this is what necessitates the
universalizing narratives.
his considerations: “The strictly ontological question asks how entities have to be, so that
the objectivity of a particular field is possible.”10 That is, how must we conceive of the
social as such to account for a plurality of social movements and the shifting and unstable
nature of social identity? At this point, one point is clear in Laclau‟s thought: “Whatever
the sign of the new vision of politics which is emerging is going to be, it is clear that one
of its basic dimensions is going to be the redefinition of the existing relation between
universality and particularity” (emphasis added).11 In other words, the end of the Cold
War has resulting in the displacement of universalizing narratives which legitimated the
Laclau‟s political theory is, then, a response to precisely the kind of theoretical
secularism).
narratives has been to reject all claims to universality and to define the social in purely
9
Ernesto Laclau, New Reflections, 227.
10
Laclau and Mouffe, Hegemony, x.
11
Laclau, Emancipation(s), vii.
125
contextualism,” found in some forms of “postmodern” theorizing,12 and argues that the
multiplicity.”13 On the contrary, he agrees with Lefort that “no human society, whatever
it may be, can be organized in terms of pure self-immanence.”14 I once again make
reference to Lefort to reiterate the point, noted in the previous chapter, that Laclau agrees
with Ward on the necessity for a concept of universality as it relates to political theory.
For the moment I want to consider why it is that Laclau insists on the necessity of
his concept of universality for later), because this theoretical requirement on Laclau‟s
part is important for understanding why he advances the specific political ontology he
Laclau ultimately advances is very different from Ward‟s, to the point of constituting a
12
Ibid., viii. Laclau gives Lyotard as an example of this particularism “at its purest,” citing as examples his
“conception of society as consisting in a plurality of incommensurable language games” and “whose
interactions can only be conceived as tort…”; see Laclau and Mouffe, Hegemony, xiii. For examples of
what Laclau has in mind with Lyotard, see Jean-François Lyotard, “The Wall, the Gulf, the System,” in
Postmodern Fables, trans. Georges Van Den Abbeele (Minneapolis, MN: University of Minnesota Press,
1997); Jean-François Lyotard, excerpt from The Differend, in Jean- François Lyotard, Political Writings,
ed. Bill Readings, trans. Bill Readings and Paul Geiman (Minneapolis, MN: University of Minnesota Press,
1993).
13
Laclau, Emancipation(s), 21.
14
Lefort, “Persistence,” 162.
15
Laclau, Emancipation(s), 22.
16
Laclau surveys three significant historical forms in which the relationship between universal and
particular has been articulated. While Ward‟s specific proposal does not map neatly onto any one of them,
his model can be viewed as a sort of merging of the latter two models surveyed by Laclau. For Laclau‟s
discussion, see Emancipation(s), 22-26. Due to considerations of space, I am not offering a discussion of
126
Laclau argues that any appeal to pure particularisms without any reference to
demands would also have to accept, carte blanche, “the rights to self-determination of all
Richard Rorty‟s way of stating the issue, it is simply never the case that every form of
social practice is taken to be valid to all others.19 It is clear that the multiple and diverse
demands of the plurality of social groups inevitably clash, and are not simply accepted as
valid by all. In actuality, this clash requires them “to appeal…to some more general
such as, for example, the preservation or maintenance of “equal rights.” In other words,
particular social groups making political demands necessarily appeal to categories which
the elements of Laclau‟s political ontology, with the specific aim of demonstrating why
these specific connections between Laclau‟s survey and Ward‟s thought, because the differences between
Laclau‟s and Ward‟s proposals will become evident as the chapter progresses.
17
Laclau, Emancipation(s), 26.
18
Ibid.
19
The specific reference I have in mind is Rorty‟s statement regarding the relation of his own position to
“cultural relativism”: “It is not relativistic, if that means saying that every moral view is as good as every
other.” Cf. Richard Rorty, “Trotsky and the Wild Orchids,” in Philosophy and Social Hope (London:
Penguin Books, 1999), 15.
20
Laclau, Emancipation(s), 26.
127
the term “ontology” is appropriate as a descriptor for his political theory. Following this
presentation, I will fill in this sketch with the more detailed elements of Laclau‟s theory.
I have already noted that Laclau explicitly describes his project in terms of
“ontology.” While this term might well raise concerns or engender suspicions, I refer to
Three points are crucial. (1) The political logic of signification, as developed by
Laclau, applies to the construction of all meaning, not only to political
meaning…. (2) Since there is no social reality outside signification or beyond
meaning, a theory of signification amounts to a theory of all possible being, that is
to say, it amounts to an ontology…. And (3) if we put the political and the
ontological aspect of discourse theory together—the claim that discourse theory
constitutes a general theory of signification which is a political theory, and the
claim that the latter constitutes what a philosophically trained observer would call
an ontology—it follows that we are confronted with nothing other than a political
ontology.21
I think Marchart is correct in making these points (which will structure the discussion that
follows), as well as when he notes that Laclau‟s political thought represents a kind of
“first philosophy,” though this term requires qualifications, as we will see.22 For the next
several pages, I want to focus on the first two of Marchart‟s points, thereby outlining why
Laclau‟s theory constitutes an ontology. Following that discussion and a further detailing
refer to Laclau‟s theory as a political ontology, thereby illustrating Marchart‟s third point.
I begin, then, with a consideration of Marchart‟s first point, which has to do with
Laclau‟s account of signification and social identity. This account makes it clear why
21
Marchart, 147.
22
Ibid., 146, 166.
128
particularities implies a total field transcendent to those particularities, and in which they
take shape. Second, any focus on those social particularities not only implies this
transcendent field, but also the signification of that field. The elucidation of these two
Laclau argues that, even accepting that a radical plurality of particularistic social
identities could coexist without the clashes noted above, it nevertheless remains the case
that the affirmation of pure particularity assumes that the different groups “coexist one
with the other in a coherent whole.”24 Laclau applies the term “discourse” to “any
complex of elements in which relations play the constitutive role”25 and takes Saussure‟s
point. In this regard, he writes that “we know, from Saussure, that language (and by
values—are purely relational and that, as a result, the totality of language is involved in
each act of signification” (emphasis added).26 Applied to the social field, Laclau‟s claim
is that every particular social identity is constituted through its differences from, which is
to say its relation to, the other groups within the social field. This means, in turn, that the
distinguished from the context or background within which it is situated; hence the fact
that any assertion of social identity implies the recognition of “the context at the same
23
We will come across a very different “discourse theory” of the political in our consideration of Habermas
in the next chapter. As the remaining discussion of Laclau‟s political theory will make clear, these two
uses of “discourse” should not be conflated.
24
Laclau, Emancipation(s), 27.
25
Ernesto Laclau, On Populist Reason (London: Verso, 2005), 68.
26
Laclau, Emancipation(s), 37.
129
time.”27 In Laclau‟s view, then, the presence of any social group “presupposes not only
the presence of all the other identities but also the total ground which constitutes the
differentially constituted, with the result that the entire signifying field is implied in each
signifying element.
with that of our text.”29 In particular, Derrida‟s theorization of the dissolution of the
transcendental signified marks the point at which Laclau highlights his work:
27
Ibid., 27.
28
Ibid.
29
Laclau and Mouffe, Hegemony, 112. While Laclau‟s political theory draws on many sources other than
Derrida, deconstruction is one of its most central sources. Geoffrey Bennington, writing in 2001, describes
Laclau and Mouffe‟s work as “arguably the only political theory as such to have engaged with Derrida‟s
work” (a statement which was perhaps truer in 2001 than now, almost ten years later, as I will note in
chapter five); see Geoffrey Bennington, “Derrida and Politics,” in Jacques Derrida and the Humanities: A
Critical Reader, ed. Tom Cohen (Cambridge: Cambridge University Press, 2001), 208n4. John Lechte,
seeming to find little of political value in Derrida‟s own work, notes that Laclau‟s political theory is
“indebted to the anti-metaphysical and anti-essentialist drive apparent in Derrida‟s philosophy,” and goes
on to write that “the astonishing thing about Laclau‟s thought is that he turns Derrida‟s insights into the
basis of how the political can finally claim its rights;” see John Lechte, Fifty Key Contemporary Thinkers:
From Structuralism to Postmodernity (London: Routledge, 1994), 193, 194. Critchley and Marchart,
themselves much more sympathetic to the political relevance of deconstruction, also note the way in which
Laclau‟s theory depends on and, in important aspects, supplements deconstruction: “Laclau and Mouffe‟s
overall strategy…was „deconstructive‟ in many respects….Yet, as Laclau made clear, deconstruction is in
need of being complemented by a theory of hegemony. If the deconstructive operation consists in laying
open the moment of ultimate undecidability inherent to any structure, hegemony provides us with a theory
of the decision taken on such undecidable terrain. Hence, post-structuralism encountered a political turn
initiated in Hegemony and Socialist Strategy and further developed by Laclau in his later work;” see
Critchley and Marchart, “Introduction,” 5.
30
Ibid., 111-112. It is also worth noting that this particular point of intersection between Derrida and
Laclau and Mouffe unites them on distinctively poststructuralist terrain. Marchart goes so far as to call the
essay by Derrida which is cited by Laclau and Mouffe [Jacques Derrida, “Structure, Sign, and Play in the
Discourse of the Human Sciences,” in Writing and Difference, trans. Alan Bass (Chicago: The University
of Chicago Press, 1967)] “the locus classicus of post-structuralism.” See Marchart, 15.
130
elements of which do not pre-exist the “relational complex”32 of which they are a part.
For Laclau, then there is “no beyond the play of differences, no ground which would a
group necessarily refers and defers one to the other particular social groups within the
total social field ad infinitum.34 Social particularities are not self contained, atomic
elements sharing a common field, but are, rather, co-implicated with one another in a
constitutive way and do not pre-exist the relational complex of which they are a part.
The effect of this is that any assertion of identity on the part of a particular group within
the social totality initiates a movement beyond their own particularity, to the other
elements of the social, and ultimate to the totality of the social as such, which is
off of Saussure‟s theory of signification, Laclau recognizes that all signifying systems are
political meaning”35 by noting that Laclau‟s point is that all social identity is
differentially constituted. Anticipating a point I will repeat in chapter five with reference
31
Laclau and Mouffe, Hegemony, 105.
32
Laclau Populist Reason, 68.
33
Ibid., 69. I will give a fuller discussion of Derrida‟s own formulation of these issues in chapter five.
34
For a further elaboration of this idea of deferral, see chapter five, p. 251.
35
Marchart, 147.
131
Saussurian linguistics, but as itself constituting a form of semiology.36 This point can be
Laclau is concerned with something much more immaterial or ephemeral than actually
existing social particularities. In fact, as we can now see, Laclau‟s focus is nothing less
Laclau has to say about his concept of “discourse.” Laclau repeatedly insists that
discourse, as he uses the term, refers to “something that is not essentially restricted to the
areas of speech and writing….”38 On the contrary, he insists that discourse “is not…an
object among other objects…but rather a theoretical horizon,” and goes on to state that
“the discursive is coterminous with the being of objects—the horizon…of the constitution
of the being of every object” (latter emphases added).39 This statement alerts us to the
fact that Laclau‟s political theory and its account of the constitution of social identity is
not merely a “regional” account. This is the reason for Laclau‟s insistence, echoing the
point I made in the previous paragraph, on “the material character of every discursive
36
See chapter five, p 262.
37
Marchart, 147.
38
Laclau, Populist Reason, 68.
39
Ernesto Laclau and Chantal Mouffe, “Post-Marxism without Apologies,” New Left Review 166
(November/December 1987): 86.
132
structure”40 and his rejection of “the distinction between discursive and non-discursive
practices”41 precisely insofar as this distinction would imply “the mental character of
discourse.”42
his theory of discourse constitutes a form of idealism,43 Laclau insists that “the fact that
every object is constituted as an object of discourse has nothing to do with whether there
is a world external to thought, or with the realism/idealism opposition,”44 and give the
distinguishes between the being (esse) of an object, which is “historical and changing”
and given discursively, and the existence (ens) of an object, which is not,45 and provides
If I kick a spherical object in the street or if I kick a ball in a football match, the
physical fact is the same, but its meaning is different. The object is a football
only to the extent that it establishes a system of relationships with other objects,
and these relations are not given by the mere referential materiality of the objects,
but are, rather, socially constructed.46
However, things are not quite so simple: Immediately upon introducing this
distinction, Laclau writes that “in our interchange with the world, objects are never given
to us as mere existential entities [ens], they are always given to us within discursive
articulations [as esse].”47 While Laclau insists that the existence (ens) of objects is not
40
Laclau and Mouffe, Hegemony, 108.
41
Ibid., 107.
42
Ibid., 108.
43
For the source of these criticisms, see Norman Geras, “Post-Marxism?” New Left Review I/63 (May-June
1987). This essay has been reprinted in Stuart Sim, Post-Marxism: A Reader (Edinburgh: Edinburgh
University Press, 1998).
44
Laclau and Mouffe, Hegemony, 108.
45
Laclau and Mouffe, “Post-Marxism,” 85.
46
Ibid., 82.
47
Ibid., 85.
133
called into question by his theory,48 he also asserts that discussion of such objects is
clearly wants to avoid: “The basic illusion of metaphysical thought resides precisely in
point that “the centrality we gave to the category of „discourse‟ derives from our attempt
to emphasize the purely historical and contingent character of the being of objects.”51
Stated differently, “no object is given outside every discursive condition of emergence.”52
Laclau entertains some notion of the mere existence of objects in principle, he effectively
of objects, as well as the objectivity of objects as such.54 Stating the issue in Husserlian
48
Ibid., 82.
49
Ibid., 85.
50
Ibid., 97.
51
Ibid.
52
Laclau and Mouffe, Hegemony, 107.
53
Though not generally described primarily in terms of phenomenology, the application of the term
“phenomenology” as a descriptor for Laclau‟s project is not an undue imposition. Laclau himself states
that the three main “sources of inspiration” for the theory developed by him and Mouffe are
“phenomenology, post-analytic philosophy, and the various currents of thought that can generally be
characterized as post-structuralist.” He goes on to state that “as far as phenomenology is concerned…our
approach is very close to Derrida‟s critique of Husserl.” If my argument that Derrida‟s thought is best
understood in terms of phenomenology (outlined in chapter five) is at all convincing, then, the fact that
Laclau draws so heavily on Derrida‟s thought further licenses this reading of Laclau. For Laclau‟s
comments, see New Reflections, 212.
54
For reasons which will become clearer in the discussion of Derrida in the Chapter Five, recognition of
Laclau‟s broadly phenomenological emphases is accompanied by an awareness of his distance from
“orthodox” phenomenology as well, particularly insofar as the latter involves a so-called “metaphysics of
presence.” In relation to this, my use of the language of “objects” should not be misconstrued here.
Laclau‟s theory accounts for more than the constitution of “physical objects.” It also has to do, for
example, with the constitution of ideological “objects,” the political subject, etc., as I will show as this
chapter progresses.
134
terms (for the sake of emphasizing the point), language of mere physical objects involves
little more than a form of “imaginative variation,” given that any and all interaction with
the world, including that which takes place in the physical sciences,55 is discursively
constituted; there simply “are” no merely physical objects with which there will ever be
Husserl‟s own insistence that the postulation of “two worlds” (i.e. the world of being
[esse] and the world of existents [ens]) is an “absurdity” for which we simply have no
warrant.56 As Laclau‟s use of the term “horizon” in the preceding discussion should alert
such, given that the field of discursivity is itself the condition of possibility of any
highlights the fact that objects (e.g. social identities) are constituted through discourse,
the latter implies the pre-existence of identities prior to their positioning within a
discursive field.
55
For a similar point, inspired by Heidegger, see Gianni Vattimo, “Toward a Nonreligious Christianity,”
trans. Jeffrey W. Robbins, in After the Death of God, ed. by Jeffrey W. Robbins (New York: Columbia
University Press 2007), 27-29.
56
Edmund Husserl, Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy:
First Book, trans. F. Kersten (Dordrecht: Kluwer Academic Publishers, 1998), 219.
57
Mark Devenney makes a similar point, noting that Laclau departs from Kant insofar as he does not
entertain a notion of the thing-in-itself, noting that “the analysis of the discursive suggests that the
presupposition of a thing-in-itself is itself undermined, given that the being of the object is contingent;” see
Mark Devenney, Ethics and Politics in Contemporary Theory: Between Critical Theory and Post-Marxism
(London: Routledge, 2004), 91. This, of course, is why it is significant that Laclau speaks of the
constructed “outside” of this field as a disruptive negativity, rather than any positivity.
58
Laclau and Mouffe, Hegemony, 94.
135
consider the differences between Laclau‟s ontology and the ontology assumed by Ward
in the previous chapter. I demonstrated in that context that Ward adapts Kant‟s notions
of the phenomenal and the noumenal to advance a two-worlds view of reality predicated
“on the Kantian divide between what is (the infinite indifference of what is always and
only tout autre) and the symbolic orders (a linguistic adaptation of the Kantian
categories) that create surfaces and façades.”59 In other words, Ward adopts precisely the
kind of dualistic ontology Laclau rejects. This dualism is ultimately what marks Ward‟s
have seen, Ward adopts his metaphysical account of the analogy of Being as a solution to
the gap between his two ontological levels. Because Laclau phenomenologically
account to this point lets on. The understanding of signification I have attributed to
Laclau to this point is a distinctly structural one. We have seen Laclau‟s acknowledged
debt to Saussure and, as he puts it, “the great advance carried out by structuralism was the
59
Ward, Cultural Transformation, 106.
136
writes that the limit of structuralism “was its transformation of those relations into a
identity; on the contrary, it is implied by it. The relational character of the social implies
that every element within it has the identity it has only by virtue of its relation to the other
elements. But if this is true of every element within the social (i.e., signifying) field, then
it follows that the identities of the elements, because they are relationally constituted, can
only be fixed by the limits of that field itself. Stated in linguistic terms, “the totality of
language is involved in each single act of signification.”62 That is, the relational
character of social identity means that every identity within the social field necessarily
implies the totality of that field. Thus, “the very possibility of signification is the system,
and the very possibility of the system is the possibility of its limits.”63 This means, as the
systematicity of structuralism implies, that “the structural totality [of the social] was
[able] to present itself as an object having a positivity of its own, which it was possible to
describe and define,” with the result that “the status of this totality was that of an essence
of the social order” (emphasis added).64 In this case, all relational identities would be
of this is highlighted by the italicized terms in the previous quotation: The elements
60
Laclau, New Reflections, 90.
61
Ibid.
62
Laclau, Emancipation(s), 37.
63
Ibid.
64
Laclau, New Reflections, 90.
65
Laclau and Mouffe, Hegemony, 106.
137
within the social field will all be “objective,” in the sense of being fully constituted
So, we see that the totality of the social (i.e., signifying) field is implied by the
very identity of the elements within it; the totality of the field is therefore necessary.
There is a significant problem with this formulation, however, and it is out of this
complication that the crux of Laclau‟s political theory and the distinctly political nature
of his ontology emerge. Here, concisely stated, is the difficulty: While the totality of the
social is necessary, it is also impossible. Laclau notes that a limit can only be thought by
envisioning that which lies on each side of it: “We can say, with Hegel, that to think of
the limits of something is the same as thinking of what is beyond those limits” (emphasis
added).66 But, if we attend to this point, it immediately becomes clear that “if what we
are talking about are the limits of a signifying system, it is clear that those limits cannot be
such is the “ground and condition of all differences,”68 with the result that (to repeat)
objectivity or identity as such, the social field (i.e., the signifying system) itself cannot be
among others, precisely because there is no positivity to its “outside.” In this sense then,
66
Laclau, Emancipation(s), 37.
67
Ibid.
68
Ibid., 39.
69
Laclau, Populist Reason, 69.
70
Much of my discussion in this section has been drawn from a short chapter of New Reflections entitled
“The Impossibility of Society;” see Laclau, New Reflections, 89-92.
138
This impossibility is what marks Laclau‟s distance from both structuralism and
from “orthodox” phenomenology. In relation to the former point, Laclau states the issue
clearly: “If we maintain the relational character of any identity and if, at the same time,
we renounce the fixation of those identities in a system, then the social must be identified
with the infinite play of differences….”71 This understanding of the social in terms of the
infinite play of differences, which is to say, in terms of a play of differences which is not
ultimately subject to an order of rules exceeding or governing it, is what Laclau intends,
once again, with the term “discourse.”72 With regard to phenomenology, this aspect of
Laclau‟s theory alerts us to the fact that his proximity to phenomenology also implies his
distance from it.73 The unfixity of the social field is such that the constitution of the
mirrors Derrida‟s own “hauntology”: “It is only in the sense of hauntology, that is to say,
as an ontology lacking its very object (being-as-ground), that the term ontology may still
be employed.”74 This lack of ground is, of course, what marks Laclau‟s distance from a
consider in precisely what sense Laclau‟s theory is a political ontology. In fact, the
71
Ibid., 90.
72
Ibid. By way of anticipation, this emphasis on the non-regulated play of differential relations once again
marks Laclau‟s appropriation of Derrida‟s own thought. I will address Derrida‟s own account of
differential play in Chapter Five.
73
Again, on my reading, Laclau‟s proximity-in-distance from phenomenology mirrors Derrida‟s own;
again, I will address this aspect of Derrida‟s thought in chapter five.
74
Marchart, 163.
139
remainder of this chapter will be devoted to elaborating the distinctly political aspect of
Laclau‟s theory. What I want to do here, then, is introduce the irreducible political core
of Laclau‟s theory, which I will then seek to elaborate in some detail in the remaining
While the previous section added some depth and complexity to my initial
Laclau‟s theory remains to be addressed. Given the impossibility of fixing the limits of
the social, we have seen that Laclau affirms an “infinite play of differences.” And yet, he
insists, the social cannot simply consist in the play of differences; if this were the case, all
meaningful social identity would cease to exist. As Laclau puts it, “a discourse in which
meaning cannot possibly be fixed is nothing else but the discourse of the psychotic.”75
Stated in phenomenological terms, the fact that objects are never fully constituted does
not lead to the dissolution of all objectivity as such; on the contrary, the disruption of
social identities necessarily implies the existence of social identities. Laclau and Mouffe
implies that there have to be partial fixations—otherwise, the very flow of differences
“difference from,” even an “infinite play of differences” requires some notion of the
constituted elements between which differences circulate and the very constitution of
75
Laclau, New Reflections, 90.
76
Laclau and Mouffe, Hegemony, 112.
140
It is at this point that the political enters into Laclau‟s theory. If the “first
movement” of discourse involves the impossibility of “fixing” the social, then “the
fixation.”77 That is, social actors are involved in “the attempt to limit that play, to
domesticate infinitude, to embrace it within the finitude of an order.”78 While the social
object.”79 Social identities do exist and objects are constituted for Laclau, all such
identities and all such constitution is the effect of efforts to arrest the play of differences.
In his words, while “the social always exceeds the limits of the attempts to constitute
society,” it nevertheless remains the case that “„totality‟ does not disappear….”80
such (and we have seen that it cannot be), does this “arresting” of the play of differences
come? It comes from those within the field of the social. Chantal Mouffe nicely captures
the significance of this when she writes that “any social objectivity is ultimately
political…” (emphasis added).81 Whatever order there is, is in her terms “the temporary
and precarious articulation of contingent practices,”82 which is to say that whatever social
identities do exist, exist as the effects of efforts to arrest the play of differences. This is
just to say that all social identity is an effect of power: “Power is constitutive of the social
because the social could not exist without the power relations through which it is given
shape.”83 Those within the social attempt to “suture” it, to arrest the play of differences,
77
Laclau, New Reflections, 90-91.
78
Ibid., 91.
79
Laclau and Mouffe, Hegemony, 112.
80
Laclau, New Reflections, 91.
81
Chantal Mouffe, The Democratic Paradox (London: Verso, 2000), 21.
82
Chantal Mouffe, On the Political (London: Routledge, 2005), 18.
83
Ibid.
141
and so to “proceed to a relative fixation of the social….”84 The totality of the social
efforts to arrest the very play which renders it impossible. Laclau refers to these
in a transient way, that universality—the elusive fullness” of the social.85 Though these
complexes are only ever partial fixations of the social, they can nevertheless attain a high
degree of stability (e.g. the democratic structures operative in the contemporary United
States). What is crucial to understand is that these are only ever the effects of efforts to
with this ineliminable role of power. With Laclau, Mouffe, and others,86 I am trading on
a distinction between “politics” and “the political,” with an emphasis on the latter.
Playing on the same Heideggerian language we have already seen Laclau employ,
Mouffe describes the difference as follows: “Politics refers to the „ontic‟ level while „the
political‟ has to do with the „ontological‟ one.”87 “The political” for Laclau and Mouffe
Simon Critchley and Marchart‟s formulation, “the political” names “the institution of the
identity and objectivity is always and only an effect of power working to arrest the
84
Laclau, New Reflections, 91.
85
Ernesto Laclau, “Identity and Hegemony: The Role of Universality in the Constitution of Political
Logics,” in Judith Butler, et. al., Contingency, Hegemony, Universality: Contemporary Dialogues on the
Left (London, Verso: 2000), 81.
86
For a detailed and highly recommended discussion of this distinction, see Marchart, ch. 2.
87
Mouffe, On the Political, 8. She also notes that political science is concerned with empirical issues of
“politics,” while political theory is concerned with the essence of “the political.”
88
Ibid., 9.
89
Critchley and Marchart, “Introduction,” 3. Though they state the issue in terms of an “extension” of
“politics,” I think the distinction between “the political” and “politics” is more helpful.
142
political ontology:
If we put the political and the ontological aspect of discourse theory together—the
claim that a discourse theory constitutes a general theory of signification which is
a political theory, and the claim that the latter constitutes what a philosophically
trained observer would call an ontology—it follows that we are confronted with
nothing other than a political ontology.90
It is with the impossible necessity of the social that Laclau‟s unique understanding
of universality emerges, and it is in relation to this concept of universality that we can see
the critical apparatus of his political theory. We have seen that the limits of the
but we have also seen that the constitution of any social identity requires that they must
be signified. Given this dilemma, Laclau‟s novel solution is as follows: “If what we are
talking about are the limits of a signifying system, it is clear that those limits cannot be
we remember the consequences of the necessary unfixity of the limits of the social: Every
90
Marchart, 147.
91
Laclau, Emancipation(s), 37.
92
Ibid.
143
constituted social identity is unstable. Because the limits of the social are not fixed,
neither is social identity; the identities of those elements within the social field are not
fully constituted. This is evident in the very fact of social groups‟ making political
demands: If the identities of social actors were fully constituted, they would have no need
to make such demands. In making political demands, social actors experience their own
This brings us back to the point I discussed in the beginning of the chapter,
concerning the impossibility of pure particularity: Any group making political demands
particularity. We can now add to that account, noting that the totality to which social
actors make appeal in leveling political demands represents the emancipatory ideal which
is not in effect. The universal to which appeal is made is therefore “the symbol of a
missing fullness…,” that is, the fullness denied the social particularities in question;93 it is
the totality of the social as it ought to be, as opposed to the social as it is. The totality of
the social is therefore experienced negatively, as the barrier to the full constitution of the
social groups making political demands. What is “beyond” the limit of the social is,
therefore, “the impossibility of what is this side of the limit,”94 which is to say the
impossibility of the full constitution of the social particularities leveling their political
demands.
93
Ibid., 28.
94
Ibid., 37.
144
sums up the situation by writing that “we are faced with a constitutive lack, with an
plenitude.
of the social is his concept of “empty signifiers.” He develops this concept in terms of a
It became necessary to think both the law which somehow governed desire for a
center in the constitution of structure, and the process of signification which
orders and the displacements and substitutions for this law of central presence—
but as a central presence which has never been itself, has always already been
exiled from itself into its own substitute. The substitute does not substitute itself
for anything which has somehow existed before it, henceforth, it was necessary to
begin thinking that there was no center, that the center could not be thought in the
form of a present-being, that the center had no natural site, that it was not a fixed
locus but a function, a sort of non-locus in which an infinite number of sign-
substitutions came into play” (emphasis added).96
series of signifiers, of elements within the overall signifying structure, take up this
centering role in a movement of substitution,98 but a movement in which that for which
95
Ibid., 40.
96
Quoted in Laclau and Mouffe, Hegemony, 112. The reference is from Derrida, “Structure, Sign, and
Play,” 280.
97
For this phrase see Laclau, Emancipation(s), 90; Derrida, “Structure Sign and Play,” 278.
98
Cf. Ernesto Laclau, “Structure, History, and the Political,” in Judith Butler et. al., Contingency,
Hegemony, Universality: Contemporary Dialogues on the Left (London, Verso: 2000), 193-194.
145
absence of any fixed signifier for the limits which would secure the shape and status of
the social, an element from within the social space takes on this role of signifying the
impossible totality. The universal is signified via the “emptying” of one of the particular
signifying elements within the social, which then takes on the role of signifying the
impossible totality of the system itself. Thus, “the signifiers empty themselves of their
attachment to particular signifieds and assume the role of representing the pure being of
the system….”99
In order to for the “impossible object” of the social totality to gain a positive
particular signifier must be evacuated of its particular content and become the incarnating
body of the empty universality. The impossible universality of the system, which cannot
have its own proper signifier, therefore “borrows” one from an entity constituted within
the social field.100 This process follows the logic described by Derrida, whereby the
center becomes a function, rather than a locus: The “center” is the function carried out
“hegemony:” The particular signifier that ceases to signify its particular signified and
99
Laclau, Emancipation(s), 39.
100
Ibid., 42.
101
This shift from “locus” to “function” also highlights Laclau‟s point of departure from Lefort, where
Laclau argues that the “emptiness” of power has to do with a “process,” rather than a “place.”
102
Laclau, Emancipation(s), 39.
103
Laclau, “Identity and Hegemony,” 56.
146
instead signifies the fullness of the social thereby undertakes “what we might call a
hegemonic relationship” with the other elements of the social.104 Borrowed, with
not a pejorative term. Rather, on Laclau‟s formulation the universal is always embodied
in the hegemonic action of a particular social group taking up this task of impossible
The concept of hegemony and the formation of collective wills recalls our
previous discussion about the irreducibly political nature of the social, that is, the idea
that the social as such is constituted through political acts of partial fixation of the play of
differences. The hegemonic operation is the means of achieving this partial fixation. The
particular element of the social which takes on the function of representing the universal
constitutes what Laclau and Mouffe call a “nodal point,”107 borrowing from the Lacanian
notion of a point de caption, literally a “quilting point.”108 The empty signifier therefore
serves as a kind of anchor point which serves as the basis for fixing the social order. As
Laclau summarizes the issue, “without nodal points, there would be no [social]
configuration at all.”109 Laclau provides a simple illustration which will help illustrate
this point: Gold is a particular use value which nevertheless “assumes the function of
representing value in general;” gold therefore becomes a nodal point fixing and orienting
104
Laclau, Emancipation(s), 43.
105
For Laclau and Mouffe‟s discussion of the contribution of Gramsci‟s thought to their conception of
hegemony, see Hegemony, 65-71. For good secondary account of this contribution, see Torfing, ch. 1;
Anna Marie Smith, Laclau and Mouffe, ch. 2; David Howarth, “Hegemony, Political Subjectivity, and
Radical Democracy,” in Laclau: A Critical Reader, ed. Simon Critchley and Oliver Marchart (London:
Routledge, 2004).
106
Laclau and Mouffe, Hegemony, 67.
107
Cf., ibid., xi; Laclau, New Reflections, 28, 90.
108
Laclau, On Populist Reason, 105.
109
Ibid.
147
the notion of value as such. The social is irreducibly political, then, insofar as any shape
it has is the result of the hegemonic ordering of its elements around empty signifiers
The very possibility of the hegemonic ordering means that the identity of every
social particularity is constitutively split. On the one hand, a social group is defined in
terms of the particularity of its political demands; that is, the identity of that group is
given by the particularity of the missing fullness which is taken to disrupt its identity. On
the other hand, however, any particular group can come to signify or incarnate the figure
of the impossible universal as such (i.e., of the absent fullness of the social), which means
that they can be emptied of their particularistic contents and form a nodal point. As
Laclau puts it, “any concrete struggle is dominated by this contradictory movement that
priori site for the incarnation of transcendent universality.111 To say that the hegemonic
Laclau‟s point is that no logical or conceptual relation exists to determine the hegemonic
site. Any actually existing social field, however, develops “unevenly,”112 with the result
that not every particular social group is in an equally advantageous position for the
process of “transforming its own contents into a nodal point that becomes an empty
110
Laclau, Emancipation(s), 41.
111
This emphasis is one of the defining points which led Laclau and Mouffe to formulate their political
theory in “post-Marxist” terms. One of the main emphases of the first two chapters of Hegemony is that
there is no privileged agent who embodies the universality of the social (e.g. the working class or the
Party). For the language of “post-Marxist,” see Laclau and Mouffe, Hegemony, ix-x, as well as “Post-
Marxism.” It is also worth noting that this places Laclau at odds with Ward who, reading from within the
perspective of Laclau‟s theory, places the Christian Church in the position of privilege social agent.
112
Laclau, “Identity and Hegemony,” 54.
148
signifier.”113 Any actually existing social space is defined by de facto limits as to which
particular social groups will be in position to vie for the role of hegemonic signifier.
empty signifier will always be “constitutively inadequate” to the task representing the
absent fullness of the social because, in the process of “emptying,” the particularities do
not simply cease to be particularities.114 Empty signifiers are only “tendentially empty,”
therefore remains inherently unstable, liable to dissolve back into a new sedimentation of
particularistic identities, making the way for new hegemonic articulations.116 As Laclau
states the issue, “the claim of a sector to rule will depend on its ability to present its own
particular aims as the ones which are compatible with the actual functioning of the
community….”117 This means that, it is never possible to fully formalize the social as
discursive space; the “fixity” of the social enacted by hegemonic operations always
113
Laclau, Emancipation(s), 43.
114
Laclau, “Identity and Hegemony, 56.
115
Ibid., 56-57.
116
I noted on p. 134 that Laclau uses the term “articulation,” highlighting the fact that social identities are
constituted through discourse, as opposed to “mediation,” which implies the pre-existence of social
identities within an objective social field.
117
Laclau, “Identity and Hegemony,” 54.
149
Equivalence
not only help me to clarify the concepts of the empty signifier, but also to introduce the
Øs
Figure 1
The individual figures “ө” represent the individual actors within the social space. The
series “D1, D2, D3,” etc. represent the particular social demands which render these actors
particular. The upper figure “D1” represents the hegemonic incarnation of the impossible
fullness of the social by one of the particularities within the social field.
chain.” In their particularistic identities, the individual elements of the social are
constituted as individual to the degree that their particular political demands differentiate
them from one another. However, we have seen that the full constitution of each of these
particularities is disrupted, as demonstrated by the fact that they make political demands
at all. This means that each of the social actors levels its demands against a political
regime, represented in Figure 1 by the null set (Øs);119 the null set therefore represents the
118
This is a modification of the diagram in Laclau, Populist Reason, 148.
119
I will have a good deal more to say about the null set in the discussion of antagonism below.
150
system which denies the full constitution of each of the particularities (i.e., each figure
Ө).
This is a significant point, because it means that each particular social group is
equivalent to each of the other individual social groups, insofar as they all define
themselves in opposition to that which prevents their full constitution (Øs). Thus, from
added), which is to say, insofar as they all oppose the nullity preventing their full
constitution. The bar through each figure Ө therefore represents the constitutive split
defining the elements within the social, according to which they can either subsist in their
differential identity relative to each other (represented by the lower portion of the figure),
points.121 I have chosen the US Republican Party as it has taken shape, and as its
constitution has been called into question, for approximately the past half-decade.
120
Laclau, “Constructing Universality,” in Contingency, Hegemony, Universality: Contemporary
Dialogues on the Left, by Judith Butler et. al. (London, Verso, 2000), 302.
121
Though Laclau‟s concerns are theoretical, focusing on the level of “the political” rather than on the level
of politics, a number of people have applied his theoretical model to concrete political issues from the
perspective of the “Essex School” of political theory (so-called because of Laclau‟s position at the
University of Essex, where he was Professor of Political Theory and Director of the doctoral program in
Ideology and Discourse Analysis). Torfing applies Laclau‟s theory in Part IV of his book, devoting three
chapters to issues of nationalism and racism, mass media, and the modern welfare state. For other
examples, see: Anna Marie Smith, New Right Discourse on Race and Sexuality: Britain 1968-1990
(Cambridge: Cambridge University Press, 1994); Aletta Norval, Deconstructing Apartheid Discourse
(London: Verso, 1996); Sayyid; and the essays collected in David Howarth et. al., ed., Discourse Theory
and Political Analysis: Identities, Hegemonies, and Social Change (Manchester: Manchester University
Press, 2000). For a superb book-length application of Laclau‟s theory to the question of Islamism, see
Sayyid.
151
Taken individually, each of these three constituencies (we can conceive of each of
them as being represented by a Ө from Figure 1) has its own particularistic identity.
Each of these groups, in other words, has its own identity, marked by the specific
demands it makes within the social sphere (represented by the series D1, D2, D3, etc.).
Economic conservatives, for example, demand a balanced budget and minimal federal
national security conservatives demand a robust military force. Each of these individual
social constituencies has a distinct identity vis-à-vis the other constituencies under
discussion; there is no necessary identification between them, nor is there any conceptual
reason why they would identity with one another‟s political demands. That is, to give
one example, there is no conceptual or logical reason demanding that someone who
supports the prohibition of abortion procedures must also demand a robust military force.
Quite the contrary, it is easy to envision instances in which the particularistic demands of
these groups would bring them into conflict, such as when the maintenance of a robust
However, we can also see that these individual constituencies can be (and
obviously have been) construed as equivalent to each other insofar as they all oppose the
social group which they see as threatening their own full social constitution: “Democrat,”
122
In the brief period of time between the US presidential election of 2008 and the drafting of this chapter,
Republicans seeking to re-energize their party after a decisive loss in that election, have commonly
appealed to this three-legged coalition. For one such example, see the op-ed by Ken Blackwell, “Refocus,
Rebuild, Win: A Party for the 21st Century,” OPED, The Washington Times, Nov. 25, 2008.
152
“liberal,” etc. This group represents, in the view of each of these three groups, the
nullification of their own full constitution, and is therefore represented as the null set
(ØS). It is this common equivalence with regard to the null set that constitutes the split in
the identity of each of these groups: They are each marked by their particular identity
with regard to one another and by their equivalence with each other in opposition to the
null set.
dynamics of equivalential chains. The greater the degree to which social groups
equivalentially related to one another, “the less each concrete struggle will be able to
remain closed in a differential self” vis-à-vis those other groups.123 Putting this in terms
primarily in terms of the particularity of their political demands vis-à-vis one another,
they will not functionally constitute a significant challenge to the null set (ØS). If the
movement is to remain politically effective and significant, then the three groups must
define themselves primarily in terms of their common opposition to the null set (ØS).
Their effective equivalential articulation therefore requires their being emptied of their
indifference: “These differential bodies are simply indifferent bodies [relative to one
the null set (ØS), however, the fact remains that “the longer the chain of equivalences is,
123
Laclau, Emancipation(s), 42.
124
Ibid.
153
the less concrete this „something equally present‟ will be.”125 The longer an equivalential
chain becomes, which is to say the larger the number of social groups included within it,
the emptier the signifiers for them will have to become. It is at this point that our issue of
hegemonic incarnation resurfaces: “The more extended the chain of equivalences, the
more the need for a general equivalent representing the chain as a whole.”126 That is, the
lack of a “common something” linking the elements of the chain raises the need to
signifier which can represent this absent commonality; the need for a signifier of the
the representation of the equivalential chain itself, which can have no “natural” signifier:
“This is the strictly hegemonic move: the body of one particularity assumes a function of
universal representation.”127 What is required, in other words, is a nodal point which can
The issue of universality is now front and center. As Laclau puts it, “the only
by a particular element of that chain. The identity of one social element takes on the role
of signifying all of the elements within the equivalential chain; it takes on the task of
signifying the universal. Referring again to Figure 1, we see that D1 takes on the role of
serving as a nodal point for the equivalential chain. Considering our Republican example
once again, particularly in the post-9/11 US context, there is little doubt that the national
defence conservatives played this role of universal signification. That is, the entire
equivalential chain was defined by such concerns as the spread of democracy by means
125
Ibid.
126
Laclau, “Constructing Universality,” 302.
127
Ibid.
128
Ibid., 304.
154
of military force, the “Bush doctrine” of unilateral military pre-emption, and so on.
to political identity. The logic of equivalential articulation is not aggregative. In the case
of our Republicans, it is not simply the case that conservative political demands other
than robust military defense (e.g. economic conservatives‟ demands for reduced federal
what occurs is that the demands of the various constituencies are taken as equivalent to
the spread of democracy by military force, the Bush doctrine of unilateral pre-emption,
and so forth. That is, to say that these groups are equivalentially articulated is to say that
a novel social identity has been formed. To be a fiscal conservative is to support the
spread of democracy by military force, the Bush doctrine, and so on. This is what it
means to say that the individual links of the equivalential chain are emptied of their
particularistic content; we could say that these groups come to be defined simply as
political identity which is something other than the sum of the links in the chain.
Laclau puts it, “the more extended this chain is, the less its general equivalent will be
attached to any particularistic meaning,”129 which is to say that the nodal point (D1 in
Figure 1) is emptied of reference to its own particularity in the same manner as the
129
Ibid.
155
elements of the chain. The longer the equivalential chain, the emptier the hegemonic
signifier D1 becomes.
fixations of the social we have already considered. And, as such, they are only ever
contingent; as I noted previously, the social never achieves the status of objectivity. This
is due to what Laclau calls the “double movement”130 initiated by the particularistic
remainder of social identity. This remainder ensures that the movement toward
equalitarian….”131 The “suture” of the social enacted through the establishment of nodal
chains can always dissolve into disparate particular identities which assert their identities
not only vis-à-vis a social system, but vis-à-vis one another as well. In such a case, in
Republicans. Most political observers note that the Republican Party has faced
something of an identity crisis in the wake of its decisive loss to the Democrats in the
2008 presidential and congressional elections.133 Stated in terms of the present analysis,
130
Laclau, Emancipation(s), 42.
131
Ibid., 43.
132
Laclau, New Reflections, 91.
133
This statement was truer when it was initially written, sometime in early 2009, than it is now, a quarter
of the way through 2010. This fact further illustrates the contingency of social formations, and gives some
small indication of how quickly things can change.
156
one result of the coalition‟s failure to oppose the null set (ØS) in the 2008 presidential
election (that is, its failure to defeat the Democratic presidential candidate) is that the
constituent elements have begun to question the adequacy of the operative equivalential
chain.134 Economic conservatives have, for example, begun to insist that the reason for
the Republican loss in the election is that the Party has lost sight of fiscal responsibility.
This amounts to a reassertion of the particularistic identity of this link in the equivalential
chain, which threatens to disrupt the equivalential articulation which has been in place.
This rearticulation not only threatens the integrity of the equivalential chain, but the
of that chain. Rather than one equivalential chain consisting of (among other elements)
interests and demands relative to each other; stated differently, the qualifications
“economic,” “social,” and “national security” come back to prominence. The result
would be that, for example, economic conservatives‟ demands for minimal government
spending might be opposed to, rather than equivalent to, national security conservatives‟
demands for a robust military capability. Once again this is an issue of social identity
formation: Rather than one large, hegemonically articulated social group, there are now
multiple smaller social groups, each defined in terms of their particular social demands
134
Myriad news articles would serve as journalistic examples of this point. To give just a couple of
examples, see Ralph Z. Hallow, “Party Ponders Path of Return; Lacks Leaders, Clear Message,” Plugged
In—Election, Washington Times, November 5, 2008; Tim Shipman and Alex Spillius, “„Civil War‟ Looms
as Party Reflects on its Defeat,” News, Daily Telegraph (London), November 6, 2008.
157
The conflicting logics of equivalence and difference are therefore always at work
within the social, deployed by different social actors in efforts to hegemonically articulate
different notions of universality. That is, as we can see with reference to the debates
within the Republican Party, it is not only a question of the re-emergence of multiple
social groups defined by their own particular demands. Rather, the loss of hegemonic
status by one social group leads to attempts on the part of the others to assert their own
hegemonic status.
As the events of 9/11 become more distant and the US is caught in a severe
economic crisis, for example, the demands of national security conservatives lose their
hegemonic status, paving the way for the demands of economic conservatives to make
their own bid for hegemonic status. The result of such new hegemonic formations, if
continually “we will have either a struggle between different conceptions of universality,
or an extension of the equivalential logics to those very conceptions, so that a wider one
The unevenness of the social also comes into play at this point. Every actual
“these uneven structural locations, some of which represent points of high concentrations
of power, are themselves the results of processes in which logics of difference and logics
135
Laclau, “Constructing Universality,” 305.
136
Ibid.
158
of equivalence overdetermine each other.”137 Again, it is never the case that every
an equivalential chain. For this reason, it is “impossible to determine at the level of the
Antagonism
We have now come some way in understanding the contours of Laclau‟s complex
attention to the horizontal line demarcating the boundary between the null set (Øs) and
the equivalential chain represented by the hegemonic signifier (D1), and also to consider
the social actor(s) on the other side of the horizontal line (who do not even appear in
Figure 1).
The border between the equivalential chain and the null set (Øs) represents the
“antagonistic” limit between these two parties. The antagonistic limit is a “frontier of
exclusion”139 between the equivalential chain and the political regime threatening the
theory, is not simply a relation between two particular groups who make opposing
demands. Thus, for example, the particular groups leveling demands D1 and D2 do not
opposition becomes antagonistic once the opponent becomes a threat to the very
137
Laclau, Emancipation(s), 43.
138
Ibid.
139
Ibid., 38.
159
constitution of the particular social agent‟s identity. The “beyond” of the antagonistic
limit, on the other hand, represents the “pure threat”140 to the hegemonically articulated
equivalential chain. The reason it is a “pure threat” is that it is this “beyond” which
prevents the full constitution of the equivalential chain and of the particular identities
and signification outlined above. That which lies on the far side of the boundary is
“reduced to pure negativity”141 and “becomes the signifier of pure threat, of pure
represented as a null set (ØS): It is the negativity disrupting the constitution of the social
actors as such. This nullity, as nullity, can have no proper signification because it is not
itself a phenomenological positivity. Yet it is, and must be, signified by the actors on the
other side of the antagonistic frontier; and so it is signified as the simple negation of the
Our Republican example can once again illustrate this point. When the
equivalentially articulated conservatives signify the null set as “liberals,” this nomination
acts as a kind of epithet naming the pure negation of their own identity. For example, if
conservatives, and national security conservatives, then the nullity labeled as “liberal” or
140
Ibid.
141
Ibid.
142
Ibid.
160
haven of the godless, the elite, the effete, Northeastern intellectual snobs, and the
media,”143 which is to say, the safe haven of all that nullifies the conservatives‟ identity.
This is the point at which Figure 1 has to be further complicated. If the model of
the social represented in Figure 1 was perfectly embodied in the social, the social would
be divided into two opposing, antagonistic camps. On the one side we would find an
equivalential chain which, were it to be co-extensive with all the particular agents
opposed to the regime or group in question, would become “pure communitarian being
independent of all concrete manifestation.”144 On the other side of this barrier we would
find the null totality to which all actors on the other side of the line stand opposed, itself
represented as simple and without inner divisions of its own. Figure 1 therefore
social processes.
The interplay of actual social forces is more complicated than this representation
allows; the ideal representation of Figure 1 never, in fact, holds (a point on which Laclau
himself insists). Adding complexity to this idealized account will allow me to provide a
fuller account of the null set (ØS) which is not, in fact, simple or unmarked by inner
143
Jo Renée Formicola, The Politics of Values: Games Political Strategists Play (New York: Rowman &
Littlefield, 2008), 101.
144
Laclau, Emancipation(s), 38.
145
The diagram is reproduced from Laclau, Populist Reason, 131.
161
Figure 2
This more complicated diagram pictorially represents several points which add
complexity to Laclau‟s political theory. The first thing to note is that the frontier dividing
the social into a dichotomic space has been blurred, and is no longer solid, though it has
not disappeared.146
As Figure 2 makes clear, what lies on the far side of the antagonistic frontier (now
represented as a blurred, rather than solid, line),147 represented as the null set (ØS) in
social process outlined in Figure 1 from the side of the null set (ØS), we find another
equivalential chain (represented above the horizontal line in Figure 2), which is itself
defined by another political opponent (e.g., the original equivalential chain), which
would, in turn, be represented as another null set (ØS). My aim is not to confuse issues,
but to highlight the fact that the process of identity formation in question is complex and
concerning the articulation of social identities. First, just as there is the attempt
there is also an attempt on the part of the opposed figure (represented in the null set) to
146
Ibid.
147
Ibid.
162
disarticulate the equivalential chain.148 There are, in other words, always counter-
The first is to force the particular social agents comprising the equivalential chain
to reassert their differential identity vis-à-vis the other particular elements, thereby
disrupting their equivalence (so that, for example, ө ≠ ө ≠ ө ≠ ө). The result would
then be a social space marked my multiple social particularities which may all define
themselves as opposes to the null set (ØS), but which will also be defined by their
differences relative to one another. As a result, they would lack the political “critical
mass” to effectively oppose the null set (ØS). Returning to our Republican example, this
has been one effect of the criticism of deficit spending in the wake of George W. Bush‟s
particularly if meeting the political demands of the latter would further increase deficit
spending. The equivalential chain is in danger of losing one of its “links,” possibly even
to alternative hegemonic efforts (e.g., fiscal conservatives may determine that their
political demands are equivalent to those of libertarians). At any rate, the particular
articulated equivalential identity) insofar as their political opponent loses some of its
force.
148
Ibid.
163
equivalential chain. If we consider Figure 2, this is represented by the Ө on the far left
(subscript α), which is now suspended between two equivalential chains, represented by
the solid lines connecting it to both. This figure Ө, with its particular demands (D1,
subscript α), is no longer clearly articulated with the lower equivalential chain, but is
being contested by another (composed of figures Ө, subscript b and c). The blurring of
the antagonistic frontier indicates that it is no longer clear which social identities are
term refers to an element within the social which, while not strongly fixed in terms of its
particularistic identity, has also not been successfully articulated in terms of a hegemonic
universal, and so is “up for grabs.” The stakes in this battle of hegemonic articulation are
simultaneously strengthens its own political position and weakens that of its opponent. In
floating signifiers will be the rule: The social space is never simply dichotomized, but is
strewn with unassigned elements which become the prizes over which hegemonic battles
are fought.
Another recent example drawn from the US political landscape will illustrate this
process. During the period between the 2004 and 2008 US Presidential elections,
prominent American Democrats increasingly came to the conclusion that, in order to gain
a strong enough social and political position to displace the Republican Party, and
149
Ibid.
164
particularly to regain the Presidency, they would have to incorporate the language of
religion and “values” into their political lexicon. The incorporation of such language
equivalent to “social conservatives,” from the Republican chain of equivalences. That is,
telling instances of such attempts, including: Barak Obama‟s accusation that “the
religious right has „hijacked‟ faith and divided the country;”151 John Edwards‟ contention
that separation of church and state “does not mean that politicians have to be free from
their faith,” together with his assertion that “„my faith informs everything I think and do.
It‟s part of my value system;‟”152 and Nancy Pelosi‟s development of the Faith Working
moral issues while also ascribing to the undesirability of abortion.”153 Perhaps the most
visible of these efforts came with the participation of John Edwards, Hilary Clinton, and
Barak Obama in public forums concerning the role of faith in their personal lives and in
150
For a discussion of the formation and identity of the category of “values voters” (though not theorized in
the manner we are undertaking here), see Formicola.
151
Ibid., 104.
152
Ibid., 105. The quotation of Edwards is taken from David Kuo, “Interview with John Edwards,”
www.beliefnet.com/story/213/story_21312.html.
153
Formicola, 106.
154
The first of these events, involving all three of these then-presidential candidates, took place on June 4,
2007, was moderated by CNN‟s Soledad O‟Brien, and hosted by the progressive evangelical Christian Jim
Wallis. The second took place on April 13, 2008, involved only Hilary Clinton and Barak Obama, took
place on the campus of Messiah College, and was moderated by Campbell Brown of CNN and Jon
Meacham of Newsweek magazine. For discussions of these events, see Kate Phillips, “The Democrats
165
My interest is not in the specific content of these statements, but in the fact that
they represent a clear example of one political group‟s efforts to disarticulate the
equivalential chain constructed by another political group. Success in these efforts would
result in the creation of a “floating” group of “values voters” who, while not necessarily
and economic conservatives. In either case, this would represent a win for the
campaign for the 2008 election. Focusing on young, white, evangelical Christians in ten
swing states, Obama doubled the support of this demographic (aged 18 to 29) as
compared to John Kerry in the previous presidential election.155 While Obama only
gained three percentage points over Kerry‟s previous campaign among white evangelicals
nationally, his gains in swing states such as Colorado, Florida, Indiana, Michigan,
Pennsylvania, and Virginia were much higher; in Colorado, for example, he gained ten
percentage points.156 My point in highlighting these facts is neither that these gains won
the election for Obama (they likely did not), nor that, as they seek to understand their
political identity and constitution in the wake of their election loss,157 Republicans should
conclude that evangelical Christians are more likely to vote for Democrats than
Republicans (they are not). The significance lies in the fact that the gains attained by
Obama represent a weakening of a key Republican constituency, calling into question the
Summary
Laclau‟s concept of universality is, as I have tried to show, quite complex and
nuanced. Before moving on to discuss our final consideration of the chapter, I want to
devote just a few lines to summarizing Laclau‟s main points concerning universality. I
want to take my cue here from the chapter epigraph: “The universal is an empty place, a
void which can be filled only by the particular, but which, through its very emptiness,
relations.”158 We have seen that the universal, for Laclau, is nothing other than the shape
of the social as it ought to be; it is not, to reemphasize the point, an ontological positivity
“void,” is both the “condition of possibility” and the “condition of impossibility” of the
Tears Itself Apart in Pinning Blame for McCain‟s Defeat,” Guardian International Pages, The Guardian
(London), November 8, 2008, final edition.
158
Laclau, “Identity and Hegemony,” 58.
159
Emancipation(s), 37. Though I have previously noted the broadly transcendental nature of Laclau‟s
political ontology, I have not addressed the nuances of his understanding of transcendentalism, which
emerge here with the language of both possibility and impossibility. It is clear that Laclau has adopted,
from “the deconstructionist tradition” (i.e., from Derrida) the notion of the “quasi-transcendental.” Laclau
states the issue as follows: “Most people would agree that transcendentalism, in its classical formulations,
is today unsustainable, but there is also a generalized agreement that some kind of weak transcendentalism
is unavoidable.” This dilemma is what the term “quasi-transcendental” is intended to communicate, but the
fact remains, for Laclau, that “most theoretical approaches are haunted by the perplexing question of the
precise status of that „quasi‟.” What Laclau attempts is to avoid either one of two “polar extremes”: “A
total hardening of those [transcendental] categories, which would thus become a priori conditions of all
167
signifier of its own, yet must be signified, a particular element of the social must be
emptied of its particular content and take on the role of representing the universal. This
element, the “empty signifier,” thereby becomes a nodal point which can be used to
organize equivalential chains, which can themselves “harden” into normative complexes.
positive or determinate structuration of the social. At the same time, however, the empty
place of universality is the condition of impossibility of the social: We have seen that no
hegemonic signifier is the privileged agent of social structuration, and that the
the moment of destructuration of the social, which allows for alternative hegemonic
structurations of the social, and so on. We can see, then, that if the universal were fixed,
if the social did constitute an objectivity, all social positions would be fixed, and social
universality is the condition of the possibility of the social because it is the condition of
possible human development,” on the one hand, “and a no less extreme historicism which sees in them only
contingent events, products of particular cultural formations,” on the other. Laclau‟s “quasi-” or “weak”
transcendentalism may therefore be understood as a “contaminated” transcendentalism, in which the
empirical and the transcendental play on one another in such a way as to render each impure. Applied to
the question of Laclau‟s universal, the empirical conditions of the actual shape of the social render any a
priorism concerning which social agents will hegemonically articulate the social, which signifiers will
become nodal points, what the shape of equivalential chains will be, etc. impossible. On the other hand, the
transcendental impossibility of ultimately signifying, and so closing, the social renders every empirical
social configuration contingent. For Laclau‟s discussion, see Judith Butler and Ernesto Laclau, “The Uses
of Equality,” in Critchley and Marchart, 342; Ernesto Laclau, “Democracy Between Autonomy and
Heteronomy,” in Democracy Unrealized, ed. Okwui Enwesor et. al. (Ostfildern: Hatje Cantz, 2002), 386. I
will have more to say about Derrida‟s notion of quasi-transcendentality in Chapter Five.
168
Political Subjectivity
The final major element of Laclau‟s political theory I want to address in this
chapter is his account of the political subject. It is worth recalling that Laclau seeks to
avoid formulating the subject as a fully autonomous, social objectivity, on the one hand,
or formulating the subject in such terms that there would be “only subject positions in the
Because the social is essentially open and can never reach a point of true
articulations the form the social. What Laclau proposes instead is a process of
process involves an ethical moment of decision, which is “the experience of the fullness
absence.”162 The “ethical moment,” in other words, is the experience of the constitutive
lack disrupting the social, which has occupied much of our discussion. This is the
experience of “the distance between what is and what ought to be…,”163 the distance
between the present, interrupted identity of the group in question and the absent fullness
160
Laclau, New Reflections, 61. In an effort to emphasize that “subjects cannot be the origin of social
relations,” Laclau and Mouffe actually advance a notion of “subject positions” in Hegemony (cf. 115).
However, as Critchley and Marchart point out, Laclau comes to supplement the “rather structuralist idea of
„subject positions‟,” largely in response to a critique on the part of Slavoj Žižek; see Critchley and
Marchart, “Introduction,” 5. For Žižek‟s critique, see Slavoj Žižek, “Beyond Discourse-Analysis,” in
Laclau, New Reflections.
161
Laclau, New Reflections, 60.
162
Ernesto Laclau, “Glimpsing the Future,” in Laclau: A Critical Reader, ed. Simon Critchley and Oliver
Marchart (London: Routledge, 2004), 286.
163
Ibid.
169
of and response to this constitutive gap. Given the lack of an a priori calculable or
predetermined form of the social, Laclau adopts the ethical language of Derrida and
distance between the undecidability of the structure and the decision”165 taken by political
actors in this terrain. That is, the “subject” refers to the gap between the lack of fixity of
the social and the partial fixations which are actually enacted by social actors. This
decision involves “the moment of madness in which the fullness of society shows itself as
because it “does not recognize a principle of grounding external to itself.”167 The ethical,
then, names the situation in which a social actor is forced to act with no assurance with
regard to what action to take. Relating this to our preceding discussion, the ethical
involves a social agent‟s decision whether to identify itself in terms of its particularity
vis-à-vis other social agents, or whether to identify itself in terms of equivalence with
those other social actors, and there is no deep logic to the social which determines this
decision.
These ethical decisions, these decisions taken in the moment of madness, are what
produce the normative complexes noted earlier, and are therefore the source of the
relative fixity of the social.168 In other words, “any normative order is nothing but the
sedimented form of an initial ethical event.”169 Any relative fixity of the social resulting
164
I will return to the relation of Derrida‟s understanding of the ethical in specific relation to the position
advanced by Laclau in Chapter Six.
165
Laclau, “Identity and Hegemony,” 79.
166
Ibid., 81
167
Ibid., 79.
168
Ibid.
169
Ibid., 82.
170
acts of hegemonic articulation around empty signifiers or nodal points, is therefore the
normative complexes. That is, with regard to normative complexes, investment involves
consists in attributing to a particular content the role of bearer of one of the names of
sense: the relevance of the term is greatly increased by making it the embodiment of a
fullness totally transcending it.”172 For example, “if I say „socialism is just‟ I am not
putting together two perfectly defined concepts. What I am doing is identifying „justice‟
as one of the names of fullness with a content which cannot be logically derived from that
It is clear how this theory of subjectivation avoids the difficulty of postulating the
political subject as simply a “subject position”: The formation of social totalities (i.e.,
subjectivation. But this opens up the question of how this account of ethical decision
avoids the decisionism inherent in a model of the sovereign subject. While there is a
necessary relation between normative complexes and the ethical, they remain irreducible:
170
Ibid., 81
171
Laclau, “Glimpsing,” 287.
172
Ibid.
173
Ibid.
171
There is “no normative order which is, in and for itself, ethical.”174 The result is that no
particular normative contents can be derived conceptually from the properly ethical
moment;175 on the contrary, particular normative social formations are the sedimented
to the relative fixity or objectivity of the social, then the question is whether or not, in
subjectivism. This is a concern which Laclau himself addresses, posing the following
question: “If the investment is truly radical, doesn‟t that involve that anything goes, that
there is no possibility of objective criteria to choose one rather than another course of
action?”176 The difficulty is, of course, that we would then be involved in a “pure
decisionism,” with “the notion of the decision as an original fiat which, because it has no
aprioristic limits, is conceived as having no limits at all.”177 The political subject would
then constitute “a sovereign chooser who, precisely because he is sovereign, does not
Things are not, however, so simple in Laclau‟s theory; he is not a theorist of the
sovereign state of exception. The decisionism which is such a concern would only be in
effect if the ethical moment were the whole of the social. But this isn‟t the case: We have
already noted Laclau‟s recognition that the social develops “unevenly,” and we know that
which have attained a high degree of stability. All of these are functional impediments to
174
Laclau, “Identity and Hegemony,” 81
175
Laclau, “Glimpsing,” 286.
176
Ibid., 287.
177
Laclau, “Identity and Hegemony,” 82.
178
Laclau, “Glimpsing,” 287.
172
subjectivation, serving as de facto limitations. The result of this social complexity is that
“the ethical subject constituted through this investment is never an unencumbered moral
subject; it fully participates in a normative order not all of which is put into question at
the same time,”179 with the result that “not all ethical investments are possible at a given
time.”180 Thus, “if the radical investment looks, on one side, like a pure decision, on the
distinct from ethical decision] finds its unique source in neither the ethical nor in the
normative, but in the endless negotiation between both.”182 Social actors, even powerful
equivalentially articulated social blocs, are rarely ever in a position to call the entire
sedimented form of the social into question all once, for the simple reason that the social
is collectively constituted.
Conclusion
The complexity of Laclau‟s political theory is such that we can easily lose our
bearings in the midst of examining its architecture so closely. I want to conclude, then,
by taking some time to orient this chapter in relation to both the previous chapter and the
chapters to follow. Regarding the previous chapter, I want to specify more clearly why I
Ward. Regarding the chapters to follow, I want to specify the further considerations
regarding Laclau‟s political theory that will structure the discussion to follow.
I concluded in the last chapter that Ward‟s robustly metaphysical account of the
social ultimately presents us with the choice of either theocracy or identitarian culture
179
Ibid.
180
Ibid.
181
Laclau, “Identity and Hegemony,” 82.
182
Laclau, “Glimpsing,” 287-288.
173
war. However, I also registered my agreement with Ward that an adequate account of the
social requires appeal to a form of universality which exceeds social particularities. The
task of the present chapter, then, was to articulate an alternative account of the social
In my view, Laclau‟s political ontology and his account of universality meet these
demands. On the one hand, I find Laclau‟s account of the necessity of appeal to
universality on the part of particular social actors to be compelling. On the other hand,
envision social conflict or culture war as virtually inevitable, as Ward‟s proposal seems to
do. This latter point requires some further clarification: Laclau‟s account of contingent,
social conflict. That is, efforts at hegemonic articulation and disarticulation can and do
take on violent forms. But, unlike the robustly metaphysical proposal advanced by Ward,
there is nothing in Laclau‟s theory which should lead us to conclude that such forms of
overt violence are necessary or inevitable. On the contrary, I would argue that we have
reason to adopt precisely the opposite conclusion. That is, as S. Sayyid points out, overt
violence represents the failure of a hegemonic articulation, rather than its imposition.183
That is, the explicit, violent imposition of order represents the attempt to maintain or
preserve a sedimented normative complex “externally,” is it were, rather than through the
183
Cf. Sayyid, xvii.
174
My point is not to argue that violence can be eliminated from the social: I am not
naïve enough to claim that it can, and Laclau‟s theorization of antagonism alerts us to the
disarticulation will be carried out; thus, violent conflict cannot have the status of virtual
inevitability that I think it ultimately attains in Ward‟s metaphysical account of the socio-
political. Further, the centrality of contingency and the fluid nature of social identity in
incommensurable, as they are in Ward‟s model. The examples I have used in this chapter
should make it clear that Ward‟s particular communitarian proposal is not convincing as
In concluding the last chapter, I also registered a concern on my part which this
chapter has not addressed: The potential emergence of totalitarian or other inegalitarian
response to this concern, though it is not always their explicit theme. In the next chapter,
relation to democracy will not be possible, however, until the Conclusion, after I have
explored the issues of religion and phenomenological disruption in chapters five and six.
175
CHAPTER FOUR
Introduction
The last chapter dealt with, in a matter of speaking, the “nuts and bolts” of
Laclau‟s political ontology and the theory of the social which he develops out of it. As I
concluded there, the remaining task in this chapter is to relate this political ontology to
the specific question of democracy. I undertake that elaboration in this chapter. As a part
political ontology, into critical discussion with the democratic formulations in Jürgen
and Michael Hardt and Antonio Negri‟s formulation of “absolute democracy.” Following
these comparative discussions, which will bring the specific nature of Laclau‟s theory of
radical democracy into sharper relief, I conclude the main body of the chapter by
articulate new socio-political forms:1 It is only because of the open nature of the social
that efforts at hegemonic articulation and the partial fixation of the social are possible.
1
Laclau, New Reflections, 60.
176
There is not, however, any priori reason why this freedom would be exercised in such a
way as to articulate more egalitarian or pluralistic social spaces. On the contrary, the
political ontology he elaborates “opens the way for political logics as diverse as right-
wing populism and totalitarianism on the one hand, and radical democracy on the other.”2
The question under consideration is therefore how this political ontology relates
to democracy. In this regard, we can identify two intertwined reasons Laclau speaks in
which link it to his political ontology; second, the signifier “democracy” serves as a nodal
Laclau and Mouffe situate their proposal within the context of the “democratic
societies”3 roughly two centuries ago. What they mean to designate by this term is “the
logic in which the social order had its foundation in divine will.”4 Accordingly, “the
differential positions.”5 Stated in the terms of the previous chapter, the social body was
through appeal to divine will. As long as such a conception formed the basis of the
dominant social imaginary, “politics could not be more than the repetition of hierarchical
2
Laclau and Mouffe, Hegemony, 168. In fact, one of the major reasons for Laclau and Mouffe‟s writing
Hegemony was as a response to the success of “new right” initiatives which gained currency under Reagan
and Thatcher. Cf. 169ff.
3
Ibid., 155.
4
Ibid.
5
Ibid.
177
relations which reproduced the same type of subordinated subject.”6 That is, the only
social positions articulable in such a fully closed social space would be those which
envisioning the social order as fixed and legitimated by immutable and incontestable
divine will to an “affirmation of the absolute power of its people…” oriented around the
democratic principles of liberty and equality.8 Laclau and Mouffe summarize the point:
“This break with the ancien régime, symbolized by the Declaration of the Rights of Man,
would provide the discursive conditions which made it possible to propose the different
forms of inequality as illegitimate and anti-natural, and thus make them equivalent as
complex such as that which displaced in the democratic revolution, social positions such
in such a space, such subject positions would simply be “given” and static; in a closed
social system, the failed constitution of social identities is not acutely felt. It is only with
the appearance of “a different discursive formation, such as „the rights inherent to every
human being,‟” that “the differential positivity of these categories can be subverted and
6
Ibid.
7
In different theoretical terms, such a model of the social would be “structuralist,” in the sense that it
would represent a full formalization and fixity of the differential relations of the social. Once again, the
social ontology outlined above is “poststructuralist” specifically insofar as the “structurality of structure”
has been called into question.
8
Laclau and Mouffe, Hegemony, 154-155.
9
Ibid., 155.
10
Ibid., 154.
11
Ibid.
178
people,” disrupts the naturalness of social positions such as “serf,” “slave,” and so on.
given social identities, calling their fixity and naturalness into question, thereby exposing
their contingency.
For these reasons, Laclau and Mouffe take democratic discourse to be marked by
ethnic, economic, sexual, etc.) are also put into question in the name of “liberty” and
“equality.”13 The democratic revolution not only calls a particular normative complex
into question, but also creates the terrain “which makes possible a new extension of
egalitarian equivalences, and thereby the expansion of the democratic revolution in new
directions.”14 Stated in the terms of the last chapter, “radical democracy” names an
chains around signifiers such as “freedom” and “equality,” emptying these terms of their
particularistic, narrowly political content, and transforming them into universalized nodal
points around which complex equivalential chains form. To affirm “freedom,” for
example, is not simply to affirm political freedom narrowly concerned, but with it and
equivalent to it, to affirm the freedom of different ethnic groups vis-à-vis one another,
Laclau‟s political ontology. Democracy, for Laclau, has to do with maintaining the social
12
Ibid., 155.
13
Ibid., 156.
14
Ibid., 158.
179
as an open space, resisting precisely the kind of hegemonic closure which the democratic
turns around the possibility of keeping always open and ultimately undecided the moment
of articulation between the particularity of the normative order and the universality of the
ethical moment” (emphasis added).15 That is, “democracy” names a social space in
which the disruption of sedimented social structures is continually effected through the
firmer grasp on this notion of “radical democracy.”18 In Mouffe we again find the
conflict and that existing arrangements can be contested.”19 Thus, she writes that “the
15
Laclau, “Identity and Hegemony,” 85.
16
Mouffe explicitly links the democratic revolution with Lefort‟s notion of the “empty place” of power
within democracy. See Chantal Mouffe, The Return of the Political (London: Verso, 2005), 11.
17
Aletta Norval, “Democratic Decisions and the Question of Universality: Rethinking Recent Approaches,”
in Laclau: A Critical Reader, ed. Simon Critchley and Oliver Marchart (London: Routledge, 2004), 151.
18
Mouffe gives more sustained attention in her work since Hegemony to questions specifically regarding
democracy than does Laclau. This is not to say that Laclau does not advance a “democratic” project. But
when he does directly address the issue of democracy, he often defers to Mouffe‟s more recent discussions,
using her formulations to set up his own reflections (cf. Laclau, On Populist Reason, 165-169). In addition,
he credits Mouffe with the primary elaboration of radical and plural democracy as developed in Hegemony.
Cf. Laclau, New Reflections, 180. A more sustained reflection on Mouffe, then, is of direct relevance and
application to the thought of Laclau.
19
Chantal Mouffe, “Articulated Power Relations: Markus Miessen in Conversation with Chantal Mouffe,”
University of Westminster,
http://www.wmin.ac.uk/sshl/csd_mouffe_interview_with_miessen_ArticulatedPowerRelations.pdf
(accessed April 23, 2009).
180
can say: what exists at the moment is a perfect democracy.”20 That is, the assertion that
affirmation of the closing over of the social, an affirmation of the final adequacy of a
“Democracy,” then, insofar as it involves the maintenance of the openness of the social,
the gap between the ethical and the normative and Mouffe‟s insistence on the structural
normative complex, to the idea of democracy is what, in this formulation, sets the
formulation, this is what constitutes the “democratic revolution.” It is for this reason, and
in this sense, that they insist in Hegemony and Socialist Strategy that “the logic of
democracy is not a logic of the positivity of the social,” but “only a logic of the
affirmative character of democratic logic for Laclau, Mouffe: The disruption enacted by
20
Ibid., 5.
21
Mouffe explicitly references Derrida‟s notion of the “democracy to come” in developing her notion of
democracy. For this idea in Derrida, see the next chapter, pp. 301-303.
22
This emphasis on Laclau and Mouffe‟s part resonates, on my reading, with Lefort‟s notion of the empty
place of power in democracy.
23
Laclau and Mouffe, Hegemony, 188.
181
democracy is the very condition of possibility for the creation of more extensive
democratic relations, which is to say for the articulation of more expansive equivalential
chains. Positively stated, this disruption allows “the construction of a new „common
sense‟ which changes the identity of the different groups in such a way that the demands
of each group are articulated equivalentially with those of the others…,”24 with the result
that democracy, so understood, launches “new collective subjects into the historical
arena.”25 Much more than a political paradigm, understood in the narrow sense,
ontology details the fact that any closure of the social can come about only as the result
most intelligible against the background provided by this ontology. Democracy involves,
These considerations all demonstrate Laclau‟s first reason for speaking in terms
of democracy, which is that he finds resonances between the concept of democracy and
the structure of his political ontology. Such resonances do not, however, tell the whole
24
Ibid., 183.
25
Laclau, On Populist Reason, 168.
26
Ibid., 169.
182
story of his appeal to notions of democracy, which brings me to his second reason: The
signifier “democracy” clearly serves as a nodal point for Laclau‟s own efforts at
hegemonic articulation. We have seen that Laclau and Mouffe, in Hegemony and
Socialist Strategy, understand democracy to represent a kind of negative logic, and they
argue in that context that the democratic logic which undermines normative complexes
“cannot be sufficient for the formulation of any hegemonic project,”27 insofar as the latter
have to do with the construction of equivalential chains focused around nodal points
“incapable of founding a nodal point of any kind around which the social fabric can be
reconstituted.”28 While emancipatory social formations will begin from the negativity of
democracy, that is, from the disruption of normative complexes, it remains the case that
they will “only be consolidated to the extent that…[they] succeed in constituting the
serve as a nodal point for the formation of social positivities in Laclau and Mouffe‟s
thought, as I have indicated, and this is a significant part of the reason why thinkers such
as Laclau and Mouffe (and also Derrida) speak in terms of democracy at all. These
thinkers make appeal to the signifier “democracy” at least in part because it is a signifier
with nearly universal appeal, which is, for exactly this reason, floating and open to
my point:
27
Laclau and Mouffe, Hegemony, 188.
28
Ibid.
29
Ibid., 189.
183
Is it still in the name of democracy that one will attempt to criticize such a such a
determination of democracy or aristo-democracy? Or, more radically…is it still
in the name of democracy, of a democracy to come, that one will attempt to
deconstruct a concept, all the predicates associated with the massively dominant
concept of democracy…(latter emphasis added)?30
The conceptual resonances of the term are not all that make the term attractive; there is
also the “massive dominance” of the term as it operates in the contemporary context.
Laclau, Mouffe, and Derrida all undertake their theorizing on a terrain structured
by, to use Adrian Little‟s useful term, “democratic piety,”31 which is to say upon a terrain
in which the signifier “democracy” has itself attained the status of hegemonic nodal
point. In the context of Laclau, Mouffe, and Derrida‟s theorizing, the almost universal
appeal to “democracy” is such that virtually all political groups making political demands
writes that with the spread of “what is called the European tradition,” “the democratic
becomes coextensive with the political” (emphasis added).32 The result of this universal
appeal is that it is almost impossible to dislodge “democracy” as the name of the absent
fullness of the social, with the result that those who seek to enact counter-hegemonic
Mouffe, and Derrida, are effectively put in the position of having to do so through an
actors.33 This is why Little writes that “in some ways, democracy has become a pre-
30
Derrida, The Politics of Friendship, trans. George Collins (London: Verso, 1997), 103-104. We will
return to this passage, and to these points, in the next chapter.
31
Adrian Little, Democratic Piety: Complexity, Conflict, and Violence (Edinburgh: Edinburgh University
Press, 2008).
32
Jacques Derrida, Rogues: Two Essays on Reason, trans. Pascale-Anne Brault and Michel Naas (Stanford:
Stanford University Press, 2005), 28.
33
This is part of the reason why, for example, Derrida speaks in terms of “democracy to come” (a theme of
the next two chapters) rather than, say, the “socialism to come.” In a post-Cold War context, in which
democracy is widely proclaimed as the only viable political model, signifiers such as “socialism” do not
184
eminent Master-Signifier such that attempts to deconstruct and disrupt the conceptual
This evaluation, however, misses the true significance of the ubiquitous appeal to
“democracy.” “Democracy” does not play its role of “master-signifier” because its
meaning is essentially fixed, as Little supposes; on the contrary, it can take on this
universal signification only because it cannot refer to a strictly specified content. This is
Derrida‟s point when he says that the reason “democracy” has become coextensive with
the political as such is “the indetermination and the „freedom,” the „free play,‟ of its
concept.”35 The nearly universal pressure to speak in terms of “democracy” is, in fact,
of democracy and consider their relation to Laclau‟s own theory. One of my specific
points of emphasis will be the relation between the political and the social in these other
theories (I will consider those of Jürgen Habermas, John Rawls, and Michael Hardt and
Antonio Negri). This will not only serve to introduce these theories, but to bring
have the identificatory force necessary to effective serve as nodal points for the articulation of the social. I
think similar considerations also apply to the development of Laclau‟s and Mouffe‟s respective theories
subsequent to the publication of Hegemony. Initially published in 1985, at a time when socialism was still
considered a viable alternative to liberal democracy, a good deal of their theoretical articulation was
devoted to defending and articulating the compatibility of socialism and radical democracy. In their more
recent work, virtually all reference to socialism has disappeared.
34
Little, 164.
35
Derrida, Rogues, 28.
185
making of Habermas an obvious choice for inclusion in any discussion of the relation and
scholarly output spans decades and is voluminous; the secondary literature it has spawned
with a specific view to the concerns of this and the previous chapter, and cannot even
begin to reflect the full range, topical or chronological, of his thought. I attempt here to
note some useful treatments of Habermas which offer a fuller treatment of the issues I
raise, as well as a treatment of some issues to which I cannot attend (I have limited
36
Laclau and Mouffe, Hegemony, xvii.
37
Joan Nordquist has compiled a useful three-part bibliography on Habermas. See Joan Nordquist, Jürgen
Habermas: A Bibliography (Santa Cruz, CA: Reference and Research Services, 1986); Jürgen Habermas
(II): A Bibliography, (Santa Cruz, CA: Reference and Research Services, 1991); Jürgen Habermas (III): A
Bibliography, (Santa Cruz, CA: Reference and Research Services, 1998). Several authors present good
treatments of Habermas is specific relation to Frankfurt School critical theory and its development: For
example, see the relevant sections of David Held, Introduction to Critical Theory: Horkheimer to
Habermas (Berkeley, CA: University of California Press, 1980); Alan How, Critical Theory (New York:
Palgrave MacMillan, 2003); Joan Alway, Critical Theory and Political Possibilities: Conceptions of
Emancipatory Politics in the Works of Horkheimer, Adorno, Marcuse, and Habermas (Westport, CT:
Greenwood Press, 1995); and Rick Roderick, Habermas and the Foundations of Critical Theory (New
York: St. Martin‟s Press, 1986). A number of general overviews and surveys of Habermas‟s thought are
also useful, and vary greatly both in length and complexity, as well as direct relevance for a consideration
of Habermas‟s most recent work, depending on their publication. For examples of these see: Michael
Pusey, Jürgen Habermas (New York: Tavistock Publications, 1987); Detlef Horster, Habermas: An
Introduction, with contributions by Willem van Reijen, trans. Heidi Thompson (Philadelphia: Pennbridge
Books, 1992); William Outhwaite, Habermas: A Critical Introduction (Stanford: Stanford University Press,
1994); Emilia Steuerman, The Bounds of Reason: Habermas, Lyotard and Melanie Klein on Rationality
(London: Routledge, 2000); Andrew Edgar, The Philosophy of Habermas (Montreal, Quebec, Canada:
McGill-Queen‟s University Press, 2005); and Uwe Steinhoff, The Philosophy of Jürgen Habermas: A
Critical Introduction, trans. Karsten Schöllner (Oxford: Oxford University Press, 2009). In this vein, see
also the essays collected in Stephen K. White, ed., The Cambridge Companion to Habermas (Cambridge:
Cambridge University Press, 1995). Of the myriad books dealing specifically with Habermas and the
186
The basis for Habermas‟s own “discourse theory” of politics is his understanding
of “communicative action” which, as we will see, gives his political theory a strongly
entities.40
his theory of communicative action.41 As Giovanna Borradori notes, the aim of this
philosophy, for Habermas, is “to offer a reconstruction of the conditions that make
communication not only possible but also effective and productive, both at the individual
political, see the following: Robert C. Holub, Jürgen Habermas: Critic in the Public Sphere (London:
Routledge, 1991); Craig Calhoun, ed., Habermas and the Public Sphere (Cambridge, MA: The MIT Press,
1992); Simone Chambers, Reasonable Democracy: Jürgen Habermas and the Politics of Discourse (Ithaca,
NY: Cornell University Press, 1996); Michael Rosenfeld and Andrew Arato, eds., Habermas on Law and
Democracy: Critical Exchanges (Berkeley, CA: University of California Press, 1998); David S. Owen,
Between Reason and History (Albany, NY: State University of New York Press, 2002); René von
Schomberg and Kenneth Baynes, eds., Discourse and Democracy: Essays on Habermas‟s “Between Facts
and Norms” (Albany, NY: State University of New York Press, 2002); and Luke Goode, Jürgen
Habermas: Democracy and the Public Sphere (London: Pluto Press, 2005).
38
Jürgen Habermas, The Philosophical Discourse of Modernity: Twelve Lectures (Cambridge, MA: The
MIT Press, 1987), 296.
39
Ibid., 311.
40
Ibid.
41
For a fuller elaboration of these themes, see Jürgen Habermas, Postmetaphysical Thinking: Philosophical
Essays, trans. William Mark Hohengarten (Cambridge, MA: The MIT Press, 1992). Habermas develops
his theory of communicative action in the monumental two-volume study by the same name. See
Habermas, The Theory of Communicative Action, Volume 1: Reason and the Rationalization of Society,
trans. Thomas McCarthy (Boston: Beacon Press, 1985); and Habermas, The Theory of Communicative
Action, Volume 2: Lifeworld and System: A Critique of Functionalist Reason, trans. Thomas McCarthy
(Boston: Beacon Press, 1985). An additional, more concise and more recent collection of relevant essays is
contained in Habermas, On the Pragmatics of Communication, ed. Maeve Cook (Cambridge, MA: The
MIT Press, 1998).
187
and social levels.”42 The theory of communicative action, then, begins with what is, for
Habermas, the obvious fact that communication takes place at all. Logos properly
between subjects capable of speech and action”45 which is “performative” in the sense
subjects are the products of intersubjectively constituted lifeworlds,47 this theory is non-
objectifying in the sense that the problematic distinction between the transcendental and
the empirical has been eliminated:48 There is no longer any “gap” between transcendental
for those involved in communicative action to avoid making these presuppositions, they
necessarily “point beyond that limits of actual situations.”51 While it is clear that these
reason.53 Rather than being “transcendental,” they take on the “grammatical sense” of
rule-governed behavior.”54
here, given its significance for an overall understanding of Habermas‟s thought. Agents
“criticizable validity claims,” the criticizable nature of which indicates that their validity
exceeds the limits of any particular lifeworld.55 Validity claims are, in other words,
universal claims. Thus, while such claims can only be tested discursively and can only
be accepted as rational insofar as they are convincing,56 it nevertheless remains the case
that “a proposition is agreed to by all rational subjects because it is true; it is not true
because it could be the content of a consensus attained under ideal conditions” (emphasis
50
Habermas, “From Kant‟s Ideas,” 86. Cf. pp. 88ff. for an account of the content and functioning of these
presuppositions.
51
Ibid., 85.
52
Ibid., 87.
53
Ibid., 84.
54
Ibid., 86.
55
Ibid., 99.
56
Ibid., 100-101.
189
added).57 Here the notion of idealization appears again: The notion of a communicative
central aspect of Habermas‟s theory: That of discourse. If our considerations to this point
communication.59 Thus, discourse names “the process through which the assumptions
discourse provides the means of adjudicating competing validity claims. This is most
likely to occur when the statements being made are of a normative or regulative nature.
relevant information and explanations to be brought up and weighed so that the stance
participants take can be intrinsically motivate solely by the revisionary power of free-
The four most important presuppositions are (a) publicity and inclusiveness: no
one who could make a relevant contribution with regard to a controversial validity
claim must be excluded; (b) equal rights to engage in communication: everyone
57
Ibid., 101.
58
Ibid.
59
On this point, see Andrew Edgar, The Philosophy of Habermas (Montreal: McGill-Queen‟s University
Press, 2005), 149. Habermas‟s primary understanding of “discourse” in terms of communication should
highlight the fact that his concept of discourse is significantly different from Laclau‟s, outlined in the
previous chapter. In addition, see my comments on p. 121n1.
60
Andrew Edgar, Habermas: The Key Concepts (London: Routledge, 2006), 42.
61
Habermas, “From Kant‟s Ideas,” 106.
190
must have the same opportunity to speak to the matter at hand; (c) exclusion of
deception and illusion: participants have to mean what they say; and (d) absence
of coercion: communication must be free of restrictions that prevent the better
argument from being raised or from determining the outcome of the discussion.62
democracy concerns the question of how coercive state action can be legitmated. Such
state action, in the form of positive law, involving as it does “norms backed by the threat
writes that “everything depends on the conditions of communication and the procedures
that lend the institutionalized opinion- and will-formation their legitimating force”
which the political process can be presumed to produce rational results because it
operates deliberatively at all levels.”65 As Habermas summarizes the issue, “in the liberal
view, political power sheds its inherently violent character by virtue of its binding legal
62
Ibid., 106-107.
63
Habermas, The Inclusion of the Other: Studies in Political Theory, ed Ciaran Cronin and Pablo De
Greiff, trans. Ciaran Cronin (Cambridge, MA: The MIT Press, 1998), 254, 255.
64
Ibid., 245.
65
Ibid., 245-246.
66
Habermas, “Religion in the Public Sphere,” 134. I drew attention to this same quotation from Habermas
in the discussion of the liberal state and violence in chapter one; see pp. 31-32.
191
does to cut a middle path between liberalism and republicanism.67 What is most
significant in this attempted synthesis, for my present purposes, is his attempt to develop
a political theory which can account for both popular sovereignty (the republican
“translating” these into the terms of his discourse theory. Whereas “republicanism…has
always given the public autonomy of citizens priority over the prepolitical liberties of
private persons,” and “liberalism…has invoked the danger of tyrannical majorities and
postulated the priority of human rights,”68 Habermas seeks to give articulation to the
“intuition” that popular sovereignty and human rights are, in fact, internally related.
The assurance of the democratic legitimacy of positive law rests upon “an
elaborate communicative arrangement” and “depends on the conditions under which one
lawmaking.”69 This is where rights enter into Habermas‟s formulation: “Human rights
themselves are what satisfy the requirement that civic practice of the public use of
depends upon political rights. But it is also true that the establishment and protection of
political rights depends on popular sovereignty: “Citizens can make adequate use of their
67
For a concise account of the specific differences between his theory and those of liberalism and
republicanism, see Habermas, Inclusion, 244-252.
68
Ibid., 258.
69
Ibid., 259.
70
Ibid.
71
Ibid., 260.
192
public autonomy only if, on the basis of their equally protected private autonomy, they
are sufficiently independent; but…on the other hand, they can arrive at a consensual
regulation of their private autonomy only if they make adequate use of their political
full deliberative inclusion, in which all citizens would constitute the authors of the same
for example, the presupposition of publicity and inclusiveness, which is to say, by way of
reminder, that “no one who could make a relevant contribution with regard to a
the insistence that those who are subject to positive law retain their autonomy “only to
the extent that they can understand themselves as the authors of the laws to which they
are subject as private legal persons.”74 Normative law is valid only insofar as all who
could make a relevant contribution to its formation have the opportunity to do so.
Political rights are simply the political transposition of the discursive presupposition that
72
Ibid., 261.
73
Ibid., 106.
74
Ibid., 207.
193
moves beyond a simple reliance on the adequacy of rights. Because “persons, including
adequate functioning of rights “requires a political recognition that protects the integrity
of the individual in the life contexts in which his or her identity is formed” (emphasis
added).75 The preservation of individual rights, and therefore the guarantee of freedom
from coercion, requires the protection of the rights of communal or collective social
agents, not just individuals. As a result, “the democratic process of actualizing equal
individual rights can also extend to guaranteeing different ethnic groups and their cultural
75
Ibid., 208.
76
Ibid., 221. This, of course, represents Habermas‟s attempt to reconcile the demands of individual and
corporate rights.
77
For an in-depth, critical study of the theories of Laclau and Habermas as they relate to one another, see
Mark Devenney, Ethics and Politics in Contemporary Theory: Between Critical Theory and Post-Marxism
(Edinburgh: Edinburgh University Press, 2004).
194
them on the need to take account of the many different voices that a democratic
society encompasses and to widen the field of democratic struggles.78
Despite these similarities, however, there are also significant divergences in their
respective positions:
The central role that the notion of antagonism plays in our work forecloses any
possibility of a final reconciliation, of any kind of rational consensus, of a fully
inclusive “we.” For us, a non-exclusive public sphere of rational argument is a
conceptual impossibility….To believe that a final resolution of conflicts is
eventually possible—even if it is seen as an asymptotic approach to the regulative
idea of a rational consensus—far from providing the necessary horizon for the
democratic project, is to put it at risk (emphasis added).79
This statement of the basic differences between their conceptions can serve as a useful
guide for our consideration of these issues, particularly Laclau‟s insistence that a fully
because they represent “rigid forms” of lifeworlds which “leave no room for reflection on
their relationship with the other worldviews with which they share the same universe of
discourse and against whose competing validity claims they can advance their positions
only on the basis of reasons.” As such, “they leave no room for „reasonable
78
Laclau and Mouffe, Hegemony, xvii. It is worth noting that this citation is drawn from the Preface to the
Second Edition, and is therefore much more recent than the original text of HSS. On these and similar
points, see also Laclau, Emancipation(s), particularly chapters four and six.
79
Laclau and Mouffe, Hegemony, xvii-xviii. Laclau here implies a distinction between democracy defined
in terms of the maintenance of the openness and ultimate undecidability of the social, in which a “proper”
democracy remains unattainable in principle, and a notion of democracy as a Kantian ideal according to
which a “proper” democracy would be attainable in principle. Laclau shares Derrida‟s resistance to
conceiving of democracy in terms of a Kantian ideal, which is discussed in the next chapter; see in
particular pp. 305-306.
80
Habermas, Inclusion, 224.
195
then, in those who reject participation in meaningful discourse, insofar as their concern is
not with mutual recognition. For Habermas, such failure constitutes a failure of reason as
such; such groups are simply unreasonable (i.e., in speaking they must performatively
presuppose what they explicitly deny), and this is the reason for their exclusion from such
Laclau would also view such movement as a threat to democracy as he defines it;
the difference between Habermas and Laclau, therefore, does not lie at the point of
seeking to exclude such forms. Rather, there are differences in their respective accounts
of this exclusion. First, what Habermas sees as the collision of an unreasonable lifeworld
with a plurality of reasonable lifeworlds is, from Laclau‟s perspective, the antagonistic
social, with the ambition of extending that fixity, and the attending subject positions
within it, to the entirety of the social as such. The incompatibility of fundamentalism
but rather that “reason” and “validity” do not operate as nodal points in the same way
within the discourse(s) labeled under “fundamentalism.” The discourses Habermas takes
to be reasonable are simply alternative discourses which are constituted around such
nodal points; as Laclau insists, “any form of consensus is the result of hegemonic
articulation.”82
81
Ibid.
82
Laclau and Mouffe, Hegemony, xviii.
196
discourse, rather than simply an embodiment of a lack of reason, when we consider the
very fact that accusations of such movements‟ “unreasonableness” will find little
purchase with the adherents of those movements. The obverse of this is not, on Laclau‟s
but a discourse which takes as a constitutive aspect of its own articulation the openness of
the social as such. What seems to naturally involve reason and context-transcending
validity claims to Habermas represents, from the perspective of Laclau‟s theory, the
This brings us back to Laclau‟s insistence that “there cannot be a radical politics
by Habermas constitute, through their very existence, a constitutive threat to the identity
envisions them. Habermas‟s own conception of the social requires the exclusion of those
who refuse to articulate themselves around the nodal points which play such a central role
in his own political theory. Exclusion, then, cannot be accidental, but is implied as a
condition of the possibility of the positive sociality he envisions. What we find, then, is
that Habermas must tacitly make the same theoretical moves as Laclau. The problem, of
course, is that he cannot account for the necessity of exclusion in terms of his own
83
Ibid., xvii.
197
John Rawls is widely recognized as having been the most significant modern
political philosopher in the English-speaking world. Given this fact, I want to be clear
that my own brief discussion of Rawls is intended to provide only the barest overview of
his thought, with a specific focus, as was the case with Habermas, on the relation of his
While Rawls is best known for his development of the theory of “justice as
fairness” and, in his mature work, for situating this theory within his overall model of
“political liberalism,” what I want to explore most centrally in relation to Rawls is the
84
For an excellent bibliography on Rawls and works devoted to his thought, see Joan Nordquist, John
Rawls: A Bibliography (Santa Cruz, CA: Reference and Research Services, 2003); for an older
bibliography, see J. H. Wellbank, et. al., John Rawls and His Critics: An Annotated Bibliography (New
York: Garland Publishing, Inc., 1982). Samuel Freeman provides very good overviews of Rawls‟s thought
as a whole, ranging from introductory length to book length. For the former, see Samuel Freeman,
“Introduction: John Rawls—An Overview,” in The Cambridge Companion to Rawls, ed. Samuel Freeman
(Cambridge: Cambridge University Press, 2003); for examples the latter, see Samuel Freeman, Rawls
(London: Routledge, 2007). Kenneth Baynes also provides a good discussion of the relation between Kant,
Rawls, and Habermas regarding the question of the normative grounds of social criticism. See Kenneth
Baynes, The Normative Grounds of Social Criticism: Kant, Rawls, Habermas (Albany, NY: State
University of New York Press, 1991). Freeman has also written a number of essays dealing with particular
works and themes in Rawls‟s thought. For a collection of these, see Samuel Freeman, Justice and the
Social Contract: Essays on Rawlsian Political Philosophy (Oxford: Oxford University Press, 2007).
The bulk of responses to Rawls‟s political philosophy appeared in the wake of his Theory of
Justice and so, obviously, do not take into account the ramifications of his shift to a “political,” as opposed
to a “comprehensive,” doctrine of liberalism. Significant examples of these works, some of which bring
together critical essays from other significant contemporary political philosophers, include: H. Gene
Blocker and Elizabeth H. Smith, eds., John Rawls‟ Theory of Justice: An Introduction (Athens, OH: Ohio
University Press, 1980); Brian Barry, The Liberal Theory of Justice: A Critical Examination of the
Principle Doctrines in A Theory of Justice by John Rawls (Oxford: Clarendon Press, 1973); Robert Paul
Wolff, Understanding Rawls: A Reconstruction and Critique of A Theory of Justice (Princeton: Princeton
University Press, 1977); Norman Daniels, ed., Reading Rawls: Critical Studies on Rawls‟ „A Theory of
Justice,‟ (Stanford: Stanford University Press, 1989); Chandran Kukathas and Philip Pettit, Rawls: A
Theory of Justice and its Critics (Cambridge: Polity Press, 1990).
For good collections of critical essays on Rawls‟s later notion of political liberalism as well as his
theory of justice, see Victoria Davion and Clark Wolf, eds., The Idea of a Political Liberalism: Essays on
Rawls (New York: Rowman and Littlefield, 2000); Samuel Freeman, ed., The Cambridge Companion to
Rawls (Cambridge: Cambridge University Press, 2003). Perhaps the best known critics of Rawls‟s liberal
theory of justice have been communitarian political philosophers. For accounts of this debate, see Stephen
Mulhall and Adam Swift, “Rawls and Communitarianism,” in The Cambridge Companion to Rawls, ed.
Samuel Freeman (Cambridge: Cambridge University Press, 2003); Stephen Mulhall and Adam Swift,
Liberals and Communitarians (Oxford: Blackwell, 1992).
198
issue of whether and to what extent his political theory constitutes a universalist political
theory is, in fact, not universal in scope. I advance this reading for two primary reasons.
First, the political nature of his theory of justice indicates that it does not make claims of
a universal scope, which would not be the case with a comprehensive doctrine of justice
(I will address the significance of these terms shortly). Second, Rawls‟s theory
represents the explication of what are taken to be basic intuitions occurring within a
operative in his first statement of his principle of justice, his influential A Theory of
all subjects and covers all values.”87 A fully comprehensive doctrine is therefore one
which covers “all recognized values and virtues within one rather precisely articulated
system…,”88 are “on a level with religion and first philosophy,” and may be either
religious or secular;89 we can add that comprehensive doctrines are universal in scope.
The liberalism Rawls seeks to articulate is, on the contrary, a political conception,
meaning that it “tries to elaborate a reasonable conception for the basic structure [of a
85
It is worth noting that my contextualist reading of Rawls, particularly as it relates to this second point, is
similar to that advanced by Richard Rorty, who understands the shift in Rawls‟s mature political theory as a
shift to a pragmatic position eschewing any attempt to make universalist claims. See Richard Rorty,
Contingency, Irony, and Solidarity (Cambridge: Cambridge University Press, 1989), 57-58.
86
John Rawls, A Theory of Justice (Cambridge, MA: The Belknap Press of Harvard University Press,
1971). In this regard, Rawls writes that “the reader [of Theory] might reasonably conclude [from that
book] that justice as fairness is set out as part of a comprehensive view that might be developed later were
success to invite;” see John Rawls, Justice as Fairness: A Restatement, ed. Erin Kelly (Cambridge, MA:
The Belknap Press of Harvard University Press, 2001), 186. It is this position from which Rawls came to
distance himself. For an early statement of this point, see the 1985 essay John Rawls, “Justice as Fairness:
Political not Metaphysical,” in John Rawls: Collected Papers, ed. Samuel Freeman (Cambridge, MA:
Harvard University Press, 1999).
87
Rawls, Justice as Fairness, 14.
88
Rawls, Political Liberalism, 13.
89
Rawls, “The Idea of Public Reason Revisited,” 452.
199
democratic society] alone and involves, so far as possible, no wider commitment to any
other doctrine.”90 A political conception is therefore of much more limited scope than a
comprehensive doctrine.
Contemporary liberal democratic regimes are defined by, in Rawls‟s words, “the
fact of reasonable pluralism,” meaning that “reasonable persons do not all affirm the
irreducible: They cannot all be true, and there is no “public and shared basis of
basis of an “overlapping consensus” of citizens who reason from within diverse and
irreducible comprehensive doctrines.93 As Rawls puts the issue, “by this we mean that
philosophical, and moral doctrines that gain a significant body of adherents and endure
articulated explicitly as a political doctrine, comes into play.95 Like Habermas, Rawls‟s
90
Rawls, Political Liberalism, 13. For a fuller account of what Rawls understands by a political, as
opposed to a comprehensive, theory of justice, see Lecture 1, §2.
91
Ibid., 60-61. It cannot be overemphasized that Rawls understands the existence of a reasonable pluralism
of comprehensive doctrines to be a defining and constitutive feature of contemporary democratic regimes.
See Lecture II, §3; Justice as Fairness, 3-4.
92
Rawls, Political Liberalism, 60-61.
93
For Rawls‟s discussion of the idea of an overlapping consensus, see Political Liberalism, Lecture IV and
Justice as Fairness, §11.
94
Rawls, Justice as Fairness, 32.
95
Though it is not our primary focus, it is worth saying just a word or two about the theory of justice.
Taking the issue of inequality to be of primary importance for a theory of justice, Rawls advances two
principles of justice: “(a) Each person has the same indefeasible claim to a fully adequate scheme of equal
basic liberties, which scheme is compatible with the same scheme of liberties for all; and (b) Social and
economic inequalities are to satisfy two conditions: first, they are to be attached to offices and positions
open to all under conditions of fair equality of opportunity; and second, they are to be to the greatest benefit
of the least-advantaged members of society (the difference principle)” (Justice as Fairness, 42-43). The
200
power of the state,96 and the political doctrine of justice as fairness is his candidate for
this role. Thus, Rawls understands “justice as fairness” as “working out a liberal political
it or some similar view.”97 His aim, then, is to “elaborate a reasonable conception for the
basic structure [of a democratic society],” which “involves, so far as possible, no wider
and later writings is that the limited, political conception of justice he outlines is adopted
citizens do not share the political theory of justice because it is a comprehensive doctrine
they hold in common, but because it is a political doctrine which they can all accept as
legitimate on the basis of the diverse comprehensive doctrines to which they do adhere.
first principle lays out the essentials of a constitutional regime, and so has priority over the second of the
principles, which exceeds the limits of constitutional essentials strictly speaking.
As Rawls notes, the two principles of justice, particularly the first, have been revised in this
formulation from their articulation in A Theory of Justice. For an account of the basic liberties involved
with the first principle of justice, as well as an account of their priority, see Political Liberalism, Lecture
VIII. For Rawls‟s fuller discussion, see the rest of Justice as fairness, Part II, as well as Part III, which
offers a much fuller defense of the principles of justice as they are derived from considerations made from
the original position.
96
Rawls, Justice as Fairness, 41.
97
John Rawls, “Reply to Habermas,” in Political Liberalism, Expanded Edition (New York: Columbia
University Press, 2005), 375. This material constitutes Lecture IX of the Expanded Edition of Political
Liberalism and constitutes a reply to criticisms offered by Jürgen Habermas in an essay entitled
“Reconciliation Through the Public Use of Reason: Remarks on John Rawls‟s „Political Liberalism‟”
(reprinted as the second chapter of The Inclusion of the Other). While this material has been added to
Political Liberalism, then, it also represents a very good and concise elaboration of many of the themes
Rawls develops in more detail elsewhere, making it ideal for our purposes. For this reason, many of our
references will be to this portion of Political Liberalism.
98
Rawls, Political Liberalism, 13.
201
“generate its own support in a suitable way by addressing each citizen‟s reason, as
explained within its own framework.”99 In other words, the political conception of
point, nevertheless perceptively summarizes the relevant issues when he notes that
“Rawls advocates a division of labor between the political and the metaphysical that
leads to a distinction between what all citizens can agree upon and the reasons for their
with clarity, is that “such a conception [as that of the overlapping consensus]
constitutional essentials by the fact that it meets with the agreement of all participants on
his political theory is my first reason for reading his theory in contextualist terms.102 My
second reason for interpreting him in this manner is related, and has already come into
view indirectly: Rawls‟s whole theory is developed within the framework of a given
normative complex: That of a modern liberal democratic regime. This point is clear if we
99
Rawls, Justice as Fairness, 186.
100
Jürgen Habermas, “„Reasonable‟ Versus „True,‟ or the Morality of Worldviews,” in The Inclusion of the
Other: Studies in Political Theory, ed. Ciaran Cronin and Pablo De Greiff, trans. Ciaran Cronin
(Cambridge, MA: The MIT Press, 1998), 83.
101
Ibid., 84.
102
Those familiar with the reception of Rawls‟s political theory, early and late, will of course be aware that
not all of his critics agree that he has succeeded in articulating a theory which is political rather than
comprehensive, or even that such a feat is possible. This is most obviously the case with his
communitarian critics, who accuse Rawls of presupposing the priority of the right over the good from the
very start, and so of smuggling comprehensive commitments into his theory.
202
attend carefully to what Rawls has to say at a number of points, and at the way in which
For example, he writes that “what justifies a conception of justice is not its being
true to an order antecedent and given to us, but its congruence with our deeper
understanding of ourselves and our aspirations, and our realization that, given our history
and the traditions embedded in our public life, it is the most reasonable doctrine for us”
(emphasis added).103 Rawls begins, then, this notion of an established history, set of
traditions, and public life that “we” (i.e., citizens in a modern liberal democracy) share.
This point comes through in his appeal to six ideas he describes as “fundamental,” in the
sense that “it is assumed that citizens in a democratic society have at least an implicit
understanding of these ideas…” (emphases added).104 As with his theory of justice itself,
my concern is not with the content of these fundamental ideas,105 but with the role they
play in his overall theory. While citizens may not expressly formulate these ideas, or
even have the capacity to do so, they nevertheless “may play a fundamental role in
society‟s political thought and in how its institutions are interpreted.”106 Rawls‟s theory,
then, renders explicit what is already implicitly accepted by those living within the
structurally similar to Habermas‟s, which also involves rendering explicit what he takes
103
John Rawls, “Kantian Constructivism in Moral Theory,” Journal of Philosophy 77 (1980): 519. This
passage is also quoted in Rorty, Contingency, Irony, and Solidarity, 58.
104
Rawls, Justice as Fairness, 5.
105
The six fundamental ideas are the idea of society as a fair system of cooperation; the idea of a well-
ordered society; the idea of the basic structure of society; the idea of the original position; the notion of
citizens as free and equal persons; and the idea of public justification. This listing of the six fundamental
ideas is taken from John Rawls, Justice as Fairness, 14. For the account of these ideas in Justice as
Fairness, see Parts I and III. The full and original accounts of these notion can be found in Rawls, Theory,
§§1-10.
106
Rawls, Justice as Fairness, 6. It should be obvious that, even granting Rawls‟s contextualism, it is not
obvious to all interpreters that these six ideas are, in fact, “fundamentally” implicit on the part of citizens
within a modern liberal democratic regime. For a good example of such disagreement, focused on the
contractualism of Rawls‟s theory, see Stout, ch. 3.
203
to be already implicit (in the dynamics of ordinary communication), with the crucial
better illustrate these points. The contextualist interpretation I am advancing for Rawls‟s
political theory clarifies the precise point at which Habermas struggles the most to make
sense of the textures of Rawls‟s proposal.107 The sticking point for Habermas is how
Rawls can deny that the political principles constitute truth claims, on the one hand, and
still claim a universal value for them, on the other. These points have to do with the
notion of the overlapping consensus. For Habermas, as we have seen already, “valid
statements deserve the acceptance of everyone for the same reasons,”108 which is to say
that they are recognizes as valid precisely because everyone will provide the same
recognizes, this is not the case. Rather, political conceptions such as the principle of
justice are taken to be valid by different social actors for different reasons, provided by
rather than a “universally binding practical reason”109 (the aim, of course, of his own
107
In a statement with which I am in complete disagreement, Habermas insists that “even the present-day
Rawls, pace Richard Rorty, has not become a contextualist.” I think this is a fundamental
misunderstanding on Habermas‟s part, and I think it explains his frustration in seeking to make sense of
Rawls‟s thought: He assumes Rawls is advancing the kind of universalist theory that he himself puts
forward. For Habermas‟s statement see Habermas, “Reconciliation,” 60.
108
Habermas, “„Reasonable‟ versus „True‟,” 86.
109
Ibid., 83.
204
practical reason is one “to which comprehensive doctrines must submit” because any
worldviews.”110
But Rawls explicitly distances himself, both directly and indirectly, from
“the first [difference between him and Habermas] is that his [position] is comprehensive
while mine is an account of the political and is limited to that.”111 To the extent that
fact that he is explicitly not proposing a universalistic political theory. To this rather
direct repudiation of Habermas‟s view, Rawls also offers a slightly more indirect
repudiation, writing that “a free democratic society well ordered by any comprehensive
surely utopian in the pejorative sense.”112 Such a society could only be affirmed, for
Rawls, by denying the fact of reasonable pluralism. The difficulty to which Habermas
gives voice dissipates if we recognize that Rawls is simply not making the kinds of
properly universal, Chantal Mouffe gives voice to the opposite concern, which is that
Rawls‟s political theory remains overly indebted to universalistic concepts. Thus, while
she acknowledges Rawls‟s recognition that his theory is developed within the specific
context of democratic societies,113 she argues that Rawls still fails to recognize that the
110
Ibid., 93.
111
Rawls, “Reply,” 373.
112
Rawls, Justice as Fairness, 187-188.
113
Chantal Mouffe, The Return of the Political (London: Verso, 1993), 43.
205
political subjects he envisions depend upon a particular social context for their very
formation.114 What Rawls fails to appreciate, on her reading, is that even his political
formulation presupposes the constitution of a collective identity of who “we” are115 and,
as such, a vision of the common good, which is to say, the vision of the social as
personality, and so on leads me to doubt that Rawls gives these notions the universalistic
import Mouffe finds in them. What we seem to find in Rawls is not that he does not
recognize that subjects are shaped within a determinative socio-political context, but that,
while he assumes this, he never explicitly thematizes it. Perhaps because he is eager to
shaping of subjectivity but avoids questions of what such a contextual shaping might say
This is the point that Mouffe, while missing her specific target of critique, hits
upon another issue of relevance with regard to Rawls, and this issue brings us to an
evaluation of Rawls from the perspective of Laclau‟s theory. Mouffe states her
means whereby liberty and equality might be realized in our institutions,”118 but her
concern is with the broader issue of how this understanding of the social depends upon
114
Ibid., 46
115
Ibid., 50.
116
Ibid., 47.
117
Rawls, Political Liberalism, 374ff.
118
Mouffe, Return, 52.
206
the “relative stabilization” instituted via a hegemonic articulation.119 What Mouffe brings
into view, then, is the need for analysis of the formation of the social and of social
identities as such, which is to say for an analysis which moves beyond the simple
The reason Rawls is able to develop his theory through reference to the basic
represent relatively stable (highly stable at the present historical moment) sedimented
normative complexes which are structured around nodal points such as “freedom,”
“equality,” “fairness,” etc. What Rawls does not broach is the question of the social as
such: We find no discussion in Rawls of how political subjects are formed, about why or
if liberal democratic regimes are to be preferred over others (though I strongly suspect he
would affirm this), how the social takes shape, and so forth. The specific strength of
Laclau‟s political theory I want to highlight with reference to Rawls, then, is that his
theory can and does address these issues, which are left to the side in Rawls‟s theory.121
119
Ibid., 53.
120
Ibid.
121
This limited concern on my part should not be understood, however, as a simple endorsement of
Rawls‟s theory, given the normativity of liberal democracy. On the contrary, there are a number of points
at which I would pose additional concerns regarding his theory. To give just one example, I would
highlight the fact that, in affirming only a reasonable pluralism of comprehensive doctrines, Rawls‟s
political theory necessarily poses the question of constitutive exclusion in a manner analogous to what we
saw in Habermas. This, in my view, necessarily complicates Rawls‟s claim to advance a political, rather
than comprehensive, doctrine.
207
represents arguably the most provocative theoretical alternative to Laclau on the left.122
Hardt and Negri outline the resistance of what they call “the multitude” against the
movement of the “rule of everyone by everyone.” Following a brief outline of Hardt and
Negri‟s theory on these points, I will argue that their theory fails to adequately account
for the mechanisms involved in this resistance and resultant democratic formation, and
that Laclau‟s political theory in fact provides more adequate conceptual means for
Hardt and Negri first announced their political theory ten years ago in Empire.
“Empire,” for Hardt and Negri, names the ubiquity of authority in the context of
globalized capital. Given the historical novelty of this context, Empire cannot be
and temporally, rendering it as the outside or end of history; it “operates on all registers
of the social order extending down to the depths of the social world;” and, finally, Empire
presents itself as peaceful despite the fact that it is founded and maintained through
violence.124 The “multitude,” on the other hand, names the site of resistance to Empire.
122
My considerations of Hardt and Negri are drawn from the first two volumes of their trilogy on Empire:
Michael Hardt and Antonio Negri, Empire (Cambridge, MA: Harvard University Press, 2000); Michael
Hardt and Antonio Negri, Multitude: War and Democracy in the Age of Empire (New York: The Penguin
Press, 2004). In the period subsequent to my completion of this chapter, their third volume has appeared,
and I have not had the opportunity to include relevant material from that volume in this discussion. See
Michael Hardt and Antonio Negri, Commonwealth (Cambridge, MA: The Belknap Press of Harvard
University Press, 2009).
123
Hardt and Negri, Multitude, 353.
124
Hardt and Negri, Empire, xiv-xv.
208
The multitude cannot be conceived as standing outside of Empire, however, because the
exploitation and domination of Empire are “amorphous is such a way that is seems there
is no place left to hide.”125 In the context of Empire, then, “we are immersed in a system
of power so deep and complex that we can no longer determine specific difference or
This introduces what I take to be a crucial point in considering Hardt and Negri‟s
theory. They take it as an obvious fact that “disobedience to authority is one of the most
healthy and natural acts” and that “those who are exploited will resist and—given the
there are no longer isolable locales of such exploitation, this means that such resistance
must also be ubiquitous: “If there is no longer a place that can be recognized as outside,
we must be against every place.”128 The result of this is the emergence of a “new nomad
horde” of those who “desert” Empire.129 This non-spatial being-against, defined by such
desertion, “becomes the essential key to every active political position in the world, every
The globalized nature of Empire and multitude lead Hardt and Negri to formulate
the multitude‟s resistance in two of significant ways. First, the multitude is marked by
homogeneity, which stems from the ubiquity of Empire: Because Empire is everywhere,
it has no definable center, with the result that “the virtual center…can be accessed
immediately from any point across the surface.”131 Any point of contact with Empire is
125
Ibid., 211.
126
Ibid.
127
Ibid., 210.
128
Ibid., 211.
129
Ibid., 212-213.
130
Ibid., 211.
131
Ibid., 58.
209
equally contact with center and periphery, which means that each individual struggle
against Empire is a struggle against its omnipresent center, with the effect that “the
differentiation of the social actors within the multitude. Second, the resistance of the
multitude is spontaneous. Hardt and Negri write that the nomad resistance of the
horizontal linkage of the struggles undertaken by the particular social groups within the
multitude.134 That is, just as all individual members of the multitude are the multitude, so
they all, spontaneously, oppose the Empire, thereby acting as the multitude.
In their follow-up volume to Empire, Multitude: War and Democracy in the Age
of Empire, Hardt and Negri clearly adapt their theory in response to significant questions
raised by a number of critics.135 Most particularly, Hardt and Negri soften their
insisting in Multitude that “the multitude is a project of political organization” which can
“be achieved only through political processes.”136 They also discuss the necessity of
132
Ibid., 73.
133
Ibid., 218.
134
Ibid., 58.
135
One such critic is Laclau, who highlights three specific emphases of the theory elaborated in Empire
with which he disagrees: “(1) That a set of unconnected struggles tend, by some kind of coincidentia
oppositorum, to converge in their assault on a supposed center; (2) that in spite of their diversity, without
any kind of political intervention, they will tend to aggregate with each other; (3) that they could never
have aims that are incompatible with each other.” See Ernesto Laclau, “Can Immanence Explain Social
Struggles?” Diacritics 31, no. 4 (Winter 2001): 7. In addition to this text, Laclau also offers consideration
of Empire in On Populist Reason, 239-244. Laclau‟s certainly does not represent the only cogent critical
discussion (not all of it negative, certainly) of Hardt and Negri‟s proposal. For other examples, see Mouffe,
On the Political, 107-115; the essays contained in Gopal Balakrishnan, ed. Debating Empire (London:
Verso, 2004); Paul A. Passavant and Jodi Dean, eds. Empire‟s New Clothes (London: Routledge, 2004);
and the articles included in Abdul-Karim Mustapha and Bülent Eken, eds, Rethinking Marxism, Special
Issue 13 no. 3-4 (2001).
136
Hardt and Negri, Multitude, 226.
210
extending individual struggles to other struggles137 and affirm the utility of forming
What does not change in Hardt and Negri‟s reformulation is their insistence on
the immediacy of the multitude‟s resistance to Empire. In this regard, they both maintain
and clarify the position advanced in Empire. The immediacy of political struggle is, in
their view, implied by the structure of sovereignty: Within the context of globalization
Empire encompasses the global whole.139 The ubiquity of Empire‟s sovereignty has the
paradoxical effect of constituting the globalized whole into a site of political struggle.
This is because, on Hardt and Negri‟s formulation, sovereignty is, in fact, dependent
upon the ruled.140 The extension of sovereignty to the globalized whole, then, produces
the effect that “the entire global population tends to become necessary to sovereign
sovereignty is exercised, there exists a potential struggle between the sovereign and those
who “may refuse their position of servitude;”142 the globalization of Empire‟s sovereignty
therefore expands the possible site of struggle to the globalized whole as such. The effect
of this is, in Hardt and Negri‟s estimation, that the ruled “now tend to become the
ruled at every point. The multitude, as a global totality, now has a power previously
denied by sovereignty, creating a new political opportunity for the globalized refusal of
137
Ibid., 212.
138
Ibid., 322.
139
Ibid., 335.
140
Ibid., 332.
141
Ibid., 335.
142
Ibid., 333.
143
Ibid., 336.
211
sovereignty, which is to say, in the language of Empire, for the desertion of Empire as
such.
resistance is what renders such resistance immediate. There is now a global demand for a
new form of democracy and for a democratic world, a demand which has to do with an
“interminable list of grievances” which include “not only…poverty and starvation and
not only…political and economic inequalities and injustices, but also…the corruption of
life in its entirety” (emphasis added).144 The totalizing nature of Empire leads to the
result that any resistance to it is resistance to the corruption of life as such. Any and
insofar as every such form of resistance constitutes resistance to the totality of Empire as
such.
Hardt and Negri are insistent that the immediacy and ultimate commonality of
struggles against Empire do not, however, negate or overshadow the local nature and
singularity of particular groups and their struggles. On the contrary, “the communication
with other struggles, in fact, reinforces the power and augments the wealth of each
one.”145 The common object of resistance means, for Hardt and Negri, that there is
identity of its constituent elements. Empire is such a monolithic presence that resistance
to it on any register constitutes the resistance of the multitude as such; the particular
social demands of groups within the multitude are perfectly coincident with the demands
144
Ibid., 353.
145
Ibid., 216.
212
constitute Hardt and Negri‟s vision of true democracy. Consonant with their
understanding of the immediacy of multitude to all of its constituent groups, they advance
representative forms of democracy as corruptions of this pure form.147 While Hardt and
Negri recognize that such a form of democracy was never successfully instituted and that
“skeptics” will argue that the present globalized scale is too large to make any such form
of direct democracy feasible, they assert that what is needed is nevertheless “an
audacious act of political imagination to break with the past, like the one accomplished in
the eighteenth century”148 and insist that “if they did it, then we can too!”149 The reason
for their insistence on a model of direct democracy is that any other form simply reenacts
a sovereign reduction of plurality.150 There is no (indeed, there cannot be) any political
directive in the form of “Form the multitude!”151 For Hardt and Negri, then, there is an
organic relation between direct democracy and their insistence on the irreducibility of the
Before giving an account of the distance separating Laclau from Hardt and Negri,
it is worth noting the points of continuity. Laclau‟s disagreement with Hardt and Negri
will not be in the opposition of oppressive, globalizing forces, or even in the notion that
the social as such can be bifurcated into a dual space. It is also not, at least in Multitude,
simply in the fact that this is not automatic, spontaneous, or organic, insofar as Hardt and
146
Ibid., 240-241.
147
Cf. Ibid., 241ff.
148
Ibid., 308.
149
Ibid., 307. In this optimistic sloganeering Hardt and Negri seem not to be phased by the fact that these
thinkers never succeeded in actually instituting the political system they imagined.
150
Ibid., 330.
151
Ibid., 220.
213
Negri come to recognize the formation of the multitude as a political task. Their distance
from Laclau lies in the fact that they fail to provide any account of the actual mechanism
of how this is achieved. This serious lacuna in their account means that, for all the
apparent adaptations presented in Multitude, Hardt and Negri ultimately fall back into an
implicit affirmation of the spontaneity and organicism presented in the earlier Empire.
This point is readily illustrated if we consider again Hardt and Negri‟s insistence
statement regarding the obviousness of such resistance, Hardt and Negri go on to note
that “today…this [resistance] may not be so obvious,” and quote Spinoza to pose the
central question: “Why do men fight for their servitude as stubbornly as though it were
salvation?”152 They fail to offer an adequate response to this question, simply asserting
that, despite all appearances to the contrary, such “logical paradoxes” should not be
exaggerated and that resistance does, in fact, take place.153 Mouffe nicely summarizes
my criticism at this point: “All the crucial questions for a political analysis are avoided,
for instance those concerning the way in which the multitude can become a revolutionary
subject. We are told that this depends on its facing empire politically, but this is precisely
the question that, given their theoretical framework, they are unable to address.”154
Rather than addressing how this resistance takes place, how the multitude is constructed,
despite the apparent obviousness of its absence, Hardt and Negri resort to ad hoc
metaphysical formulations to fill in the gaps of their theoretical account. The multitude,
152
Hardt and Negri, Empire, 210. Hardt and Negri are here quoting from Gilles Deleuze and Felix
Guattari, themselves quoting Spinoza. See Deleuze and Guattari, Anti-Oedipus: Capitalism and
Schizophrenia, trans. by Robert Hurley et. al. (New York: Penguin Books, 2009), 29.
153
Hardt and Negri, Empire, 211. Though these questions are explicitly raised in the earlier Empire rather
than the later Multitude, Hardt and Negri fail to address them in the latter work.
154
Mouffe, On the Political, 111.
214
it turns out, is not a political directive (i.e., there can be no order to “form the
multitude!”) but the name given “to what is already going on;” the multitude‟s formation
represents a grasp of “the existing social and political tendency” (emphasis added).155
The political efforts to construct the multitude are, it turns out, related in a superstructural
fashion to a movement which preexists them. Thus, Hardt and Negri describe the “flesh”
of the multitude as “pure potential, an informed life force, and in this sense an element of
social being, aimed constantly at the fullness of life.”156 There is nothing generative in
the political construction of the multitude per se. Political construction is responsive,
epiphenomenal with regard to the “informed life force” which really determines the
social.
Hardt and Negri also develop these points in a linguistic idiom which, as we will
see, lends itself to differentiation from Laclau. They argue that the multitude is an
“expression” which functions, like the disparate elements of language, to give voice to
“real meanings” which are produced via the differential network of linguistic signs, with
the result that “expression gives a name to an event.”157 On this view, language is a “web
meanings” emerge. Just as language gives expression to “real meanings” which must
pre-exist the differential network of linguistic elements, then, the political organization of
the multitude is an “expression” of the “real meaning” of the social, i.e., of the “life
force” to which Hardt and Negri make appeal. Language and politics are both,
ultimately, epiphenomenal.
155
Hardt and Negri, Multitude, 220.
156
Ibid., 192.
157
Ibid., 339.
215
political theory is, in fact, better able to address the issues Hardt and Negri‟s own theory
leaves underdeveloped (accepting for the moment that their general account of the
structure of Empire and the multitude is compelling in itself, an issue about which I have
additional concerns). We can see this if we compare Hardt and Negri‟s account of the
working of language to Laclau‟s. At first blush, there would seem to be a good deal of
similarity in their respective accounts, given that both Hardt and Negri and Laclau speak
of language in terms of a system of differences. However, we quickly see that this point
of similarity is more apparent that real: For Laclau, there is no “web of meanings” which
meaning is produced, not expressed, through the differential play of signifying elements;
there is no meaning which pre-exists the differential play of the elements themselves to
which “expression” could be given.158 Laclau rejects any conception of a deeper order of
meaning which is “expressed” through, or guides the actions of, social actors. In his
formulation, the social just is what emerges through acts of hegemonic articulation; such
outlined by Hardt and Negri. First, despite their insistence on immanence and
particularity, Laclau demonstrates that Hardt and Negri, in fact, require a notion of
universality like the one outlined in the previous chapter. He notes that Hardt Negri, in
Empire, affirm three central demands that form the basic elements of a political program
for the multitude: A demand for global citizenship, a demand of a guaranteed income for
158
Recall once again that, for Laclau, “there is no beyond the play of differences….” See Laclau, On
Populist Reason, 69. See also chapter three, p.137.
216
all, and the right to reappropriation.159 As we have seen in Multitude, Hardt and Negri
also speak in terms of democratic demands. The significance of this, aside from any
determination regarding the content of these demands, is precisely the fact that “these
three political aims are formulated in a language of demands and rights.”160 The
significance of this, following from the previous chapter, is twofold. First, such an
appeal demonstrates that the social particularities with which Hardt and Negri are dealing
are not, in fact, fully constituted; if they were, they would have no need to make political
demands, as we have seen. Second, the effort to achieve full constitution through the
leveling of social demands indicates that full constitution requires appeal to something
which exceeds, or transcends, the particularity of those social groups. Hardt and Negri,
which Laclau‟s theory better responds to the very issues raised by Hardt and Negri: The
very distinction between Empire and multitude. This distinction names nothing other
than the kind of antagonistic frontier described by Laclau in the previous chapter.
“Empire” names the nullity which, through its very existence, prevents the full
constitution of the identity of the multitude. But to affirm this is to affirm that Empire is,
159
Laclau, “Can Immanence Explain,” 9. Cf. Hardt and Negri, Empire, 400-407.
160
“Can Immanence Explain Social Struggles?” 9. Slavoj Žižek also criticizes Hardt and Negri for their
adoption of the language of rights, though for different reasons than Laclau. See Slavoj Žižek, “Have
Michael Hardt and Antonio Negri Rewritten the Communist Manifesto for the Twenty-First Century?”
Rethinking Marxism, vol. 13 no. 3-4, 2001; 190-198.
161
Referring back to Figure 1 (chapter three, p. 148), Empire would be the null set (Øs) on the far side of
the antagonistic frontier from the multitude.
217
Hardt and Negri therefore miss the point when they insist that theirs is an
immanentist model because “all the elements interact on the same plane.”162 It is not a
dualistic sense. Rather, what we find is the construction of an antagonistic frontier which
forms a cut or cleavage in the one plane. It is only through the construction of such a cut
that political demands make any sense, as we saw in the previous chapter. The
bifurcation of the social into two parties, which is what Hardt and Negri are at pains to
describe, necessarily calls their own notion of immanence into question. Indeed, their
own use of spatializing language exacerbates the difficulties: If there is no exterior, one
They also fail to recognize this issue when they contest the views of identity
advanced by “deconstructionist criticism” and claim that “the unlimited and indefinite
nature of distributed networks” exceeds the limits of identity and difference, with the
result that the identities of those within the multitude need not be exclusive.163 In actual
fact, the entirety of their proposal depends upon an identity/difference distinction: That
between Empire and multitude. There is neither Empire nor multitude without the
I also think that Hardt and Negri too easily assume that the constitution of the
multitude leaves the identities of the particular social agents within it unaffected. First,
we have already seen that the appeal to rights and the making of demands indicates that
the identities of these social agents are not fully constituted. Hardt and Negri‟s insistence
that all particular demands made by any social group at any place in the world are
162
Hardt and Negri, Multitude, 337.
163
Ibid., 225.
218
equivalent insofar as they all represent responses to the “corruption of life” is also
problematic. Laclau gets at this point when he writes that “people are never just
„against,‟ but against some particular things and for others…” (emphasis added).164 This
means that not only is the constitution of the identities of social particularities disrupted,
but it is disrupted in particular ways. It simply seems incredible to claim that, for
example, the demands of migrant workers in the United States are in any straightforward
way identical to the demands for freedom of religion made by underground Catholics in
China. On the contrary, insofar as these particular demands cannot be identical, these
singularities seek to assert their identities in ways which differentiate them not only from
Empire, but from one another as well. In contrast to Hardt and Negri‟s assumption, then,
these singular demands will pit singularities against each other, at least a significant
protracted political war of position.”165 That is to say, the emergence of the demands of
the multitude in opposition to Empire can only be the result of hegemonic articulation
requiring the construction and extension of equivalential chains which affect the
identities of social agents involved (a process outlined in some detail in the previous
chapter).166
As we have seen, Hardt and Negri see the multitude as the expression of
something which precedes it, which is why they believe they can affirm both the
164
Laclau, On Populist Reason, 241.
165
Ibid.
166
It is worth noting that Hardt and Negri offer no account of the nature of subjectivity or subjectivization
as such. On the contrary, they simply deploy the notion of “political subjects” as if it needed no further
elaboration. Perhaps attention to this aspect of their theory would force them to deal with the kinds of
issues surrounding political subjectivity which Laclau raises. For similar points, see Mouffe, On the
Political, 111.
219
multitude and the unchanged nature of singularities. For Laclau, on the other hand,
naming the “multitude” as that which opposes Empire is not a matter of “expressing”
something pre-existent, but involves the effort to constitute that which is named.167 As
Laclau puts it, “the unity of the object [the multitude] is a retroactive effect of naming it”
(emphasis added).168 Prior to naming the multitude there is nothing which simply
performative effort construct the multitude as such.169 This is why “the unifying element
[the name “multitude”] is not a neutral or transparent medium.”170 This is also the reason
why the formation of this social identity cannot simply leave particularistic identities
unaffected. On the contrary, the multitude is only successfully articulated to the extent
that processes of subjectivization and identification with the multitude are successful.
But this, in its turn, implies the transformative emptying of particularistic identities.
Other points could be made, but these considerations sufficiently demonstrate that
Laclau‟s political theory can better account for the social phenomena (again granting the
reality of these phenomena for the sake of argument) than can Hardt and Negri‟s own
analysis. A good way to wind down this discussion is to return to one question at which
Hardt and Negri faltered: Why does resistance to authority seem not to take place where
we would expect it? The answer, from the perspective of Laclau‟s political theory, is that
Hardt and Negri have illegitimately equated “authority” with “exploitation.” As we saw
in the first section of this chapter, pace Hardt and Negri, hierarchical relationships are not
167
Cf. Laclau, On Populist Reason, 99.
168
Ibid., 108.
169
This is simply another way of emphasizing the explicitly political nature of Laclau‟s ontology,
according to which “what is” is an effect of partial fixations of the social.
170
Laclau, On Populist Reason, 99.
220
simply differential, social arrangement, hierarchical relations are simply given and
static.171 To repeat our previous example, social positions such as “serfs” and “slaves”
are certainly hierarchically ordered, but this does not mean that they are “oppressive” or
articulation is confronted with an alternative discourse such as, for example, that of
universal human rights and a certain conception of “equality.” Without this confrontation
(which, again, represents the imposition of a certain “cut” within the social), such
inegalitarian relations are simply not experienced as, which is also to say discursively
resistance but hierarchy does not necessarily do so, and Hardt and Negri problematically
equate the two. Resistance arises only with successful articulations of alternative
discursive forms. The reason that subordinate groups do not naturally or inevitably rise
“oppressive.”
This brief look at alternative models of democratic political theory has considered
their relation to Laclau‟s theory in a rather piecemeal fashion. Having now considered all
three of these alternatives, I want to provide some more overarching considerations of the
differences between these various political theories. My specific interest concerns the
relation of the social to the political as they relate to democracy in these different
theories. Viewed from this perspective, we will find that they all privilege the social over
171
Cf. Laclau and Mouffe, Hegemony, 108.
221
political theory. An examination of this point will also lead us into a further brief
By stating that these theories privilege the social over the political, I mean that
social relations, with the goal of establishing proper social relations. By describing these
theories as depoliticizing, I mean that, on their own terms, the political dimension of the
social fades or becomes superfluous once proper social relations have been established.
They operate, in other words, according to the image of the social as a perfectly
reconciled and harmonious space in which the political no longer has any role to play.
Within this overall framework, “democracy” is the name given to this reconciled and
harmonious space, and is therefore organically related to the social. Proper sociality, in
These points can be most clearly illustrated in Habermas and Hardt and Negri, but
they are also operative in Rawls, even, or perhaps as a result of, his contextualist
approach. I begin with what I take to be the clearest example of these points, Hardt and
Negri, and then move on to consider Habermas and Rawls, respectively. Hardt and
Negri‟s absolute democracy bears the marks (as we might expect, given their neo-Marxist
approach) of the Marxist notion of the withering of the State once the perfectly
reconciliation of society has been achieved. We have seen that, on their view, the
political is necessary for the construction of the multitude (though, again, they fail to
specify the nature of this construction) as it opposes Empire. The end goal of the
222
form of the rule of the one over the many, with absolute democracy, understood as the
rule of everyone by everyone. What we find in Hardt and Negri, then, is an opposition
between the current state of affairs in which the oppression of the multitude by the
sovereign Empire constitutes a disruption of the proper relationality of the social, on the
one hand, and the successful revolution against Empire by the multitude, resulting in the
The political, then, is in the service of this proper sociality. And once this proper
sociality, understood as absolute democracy, is achieved, there will no longer be any need
for the political, insofar as the social will no longer involve, let alone be constituted by,
antagonistic relationships involving the exercise of force or power. So, for example, in
addressing the issue of how decisions will emerge from the absolute democracy of the
multitude, Hardt and Negri simply state that “the multitude also and most importantly
reference to their expressivist model of language, they note that decisions “emerge” from
the multitude “just as expression emerges from language,” with the key difference that
while language requires the subjectivity of a speaker, “the multitude is itself an active
subject.”173 The social involves a kind of kind of organicism which is such that
antagonistic oppositions no longer play any role. In Marxist fashion, therefore, Hardt and
Negri present their image of the social as the sublation of a dialectical opposition: The
contradictions of Empire are externalized in the formation of the multitude, and the
opposition between the two is the reconciled society which emerges as a result of this
172
Hardt and Negri, Multitude, 339.
173
Ibid.
223
opposition. Opposition, then, ceases to play a role in this reconciled social space and,
The properly reconciled society is therefore not a political reality, but represents
the dissolution of the political as such. It is in this sense, then, that Hardt and Negri‟s
may simply be identified with this reconciled society, Hardt and Negri‟s conception of
as it does in Laclau (and, by way of anticipation, in Derrida), but simply the transparent
therefore indissociable from the social, insofar as it simply names proper sociality as
such.
conceptual, and therefore ontological, differences between Habermas‟s theory and Hardt
and Negri‟s is that Hardt and Negri envision their reconciled society of absolute
Kantian ideal. In this sense, Habermas does preserve a more significant role of the
political: There will always be, in fact, impediments to the full enactment of
communicative action and the operation of communicative reason. This is precisely the
reason why the necessary assumptions of discursive exchange, outlined above, must be
174
For similar points I direct the reader to Mouffe‟s discussion in On the Political, 107ff.
224
actual impediments, moving social interchange toward the goal of establishing the fully
The same Kantian emphases which give the political broader scope in Habermas
than in Hardt and Negri, however, also ensure the ultimately depoliticizing nature of
Habermas‟s proposal. We can bring this point into view by contrasting his notion of
regulative idea for a number of reasons, one of which is particularly relevant in the
context of our considerations. One of his concerns is a use of the notion of the Kantian
regulative ideal according to which it “remains in the order of the possible, an ideal
possible that is infinitely deferred. It partakes of what would still fall, at the end of an
infinite history, into the realm of the possible….”176 My suggestion is that this is how the
fact, and it thus remains a regulative goal we approach asymptotically; however, given
Democracy, for Habermas, therefore names the complex of procedures that advance
toward this goal. For thinkers like Derrida, Laclau, and Mouffe, on the other hand, the
175
I will address Derrida‟s notion of democracy to come in the next two chapters.
176
Derrida, Rogues, 83-84.
225
outlined in this chapter. Radical democracy, in Laclau and Mouffe‟s terms, cannot be a
would culminate in the formation of a social space in which all actual impediments to the
impediments, such procedures tend toward the establishment of a social space in which
they would cease to be necessary. Stated somewhat differently, in such an ideal social
space, insofar as communicative reason was operative, there would be no need for these
procedures, which would have served their purpose. As in Hardt and Negri, then, the
political operates in the service of the social, with the achievement of the latter
eradicating the need for the former. Though only an idealization, the goal of Habermas‟s
Another similarity between Habermas‟s political theory and that of Hardt and
Negri is that democracy is organically related to, and therefore flows naturally out of, the
social. To understand this, we have only to recall that, on his theory, democratic
necessarily takes place against the horizon of the “ideal speech situation,” the full
therefore inherently democratic for Habermas, just as it is for Hardt and Negri.
Rawls, he cannot be making the kinds of claims about democracy or the implicit
assumptions about the social and the political that we find in Habermas and Hardt and
Negri. In Rawls‟s terminology, all three of these thinkers are advancing comprehensive
doctrines and, insofar as he is not, he makes no claims about the nature of society or
democracy as such. Rather, as we have seen, his theory of political liberalism assumes
the context of a modern constitutional democratic regime, and his political theory
involves the rendering explicit of the implicit assumptions of the citizens of such a
regime.
Yet herein lies the depoliticizing moment and the privileging of the social over
the political in Rawls. I noted that Rawls simply avoids the question of the institution of
societal forms generally, and of democratic regimes specifically. From the perspective of
Laclau‟s political theory, according to which any such institution is necessarily political,
the avoidance of this question is the avoidance of the political as such. While Rawls
obviously gives a great deal of consideration to questions of politics in the narrower sense
of the regulating of citizens‟ relations within modern democratic regimes, his reflections
Similar considerations hold for the operative relation of the social and the political
in Rawls‟s formulation. Precisely insofar as Rawls does not theorize about the institution
of the social as such, thereby presupposing a particular shape of the social, he necessarily
subordinates the political to the social. And it is almost tautological to note that, because
227
becomes coextensive with the social in his formation. As in Habermas, Hardt, and Negri,
contrast to all three of these models because as he prioritizes the political over the social,
insofar as any form of the latter necessarily depends upon the institutionalizing force of
the former. Given the political nature of the institution of the social, together with the
nature of decision as it defines the political, there is no “proper” social form within
Laclau‟s model (a point the importance of which I will revisit shortly). To assume such a
form would, in his view, involve a step back into essentialist or metaphysical notions of
something which pre-exists and guides the political articulation of the social; the political
would no longer be primary, and Laclau would have effectively abandoned a distinctly
political ontology.
articulation of the social, but not a necessary one. Likewise, democracy represents a
contingent configuration of the social, not the form of proper sociality. There is not, in
other words, an organic or analytic relation between democracy and sociality as such, in
marked contrast to Habermas, Hardt, and Negri. We can see in the light of this that one
reason Laclau‟s theory of democracy is “radical” is that it is not simply assumed as a part
of the social context (Rawls) and it does not represent a true or proper form of sociality
(Habermas, Hardt, and Negri), but is, rather, an irreducibly political task which rests on
no anterior foundation. Further, if these other theories all have an operative notion of
228
dislocation.
This latter point highlights the fact that the different political theories I have been
considering here also represent competing ontologies. Though we have examined the
ontological nature of Laclau‟s work at some length, space does not permit the same
analysis of these other thinkers; a few general observations will have to suffice. To
begin, Hardt and Negri‟s political theory builds from an obviously metaphysical
ontology; I have already noted the metaphysical nature of Hardt and Negri‟s proposal, as
indicated by their appeal to the “life force” permeating the social. The dialectical nature
of their proposal also demonstrates their metaphysical commitments. The shape of the
social, the direction of its development, and its ultimate shape seem, ultimately, not to be
contingent factors, but to be determined on the basis of the ineluctable unfolding of the
Their belief that the desire of the multitude is bound to bring about the end of
empire evokes the determinism of the Second International with its prediction that
the economic contradictions of capitalism were bound to lead to the collapse of
capitalism. Of course in this case, it is not the proletariat any more but the
“multitude” which is the revolutionary subject. But despite the new vocabulary,
this is still the same old deterministic approach (emphasis added).177
177
Mouffe, On the Political, 111.
229
Hardt and Negri clearly adopt a particular line of Marxist thought, according to which
emancipation amounts to the reconciliation of the social with its own proper essence,178
which itself depends upon the Hegelian notion of the unfolding of Absolute Spirit, albeit
inscribed in a “materialist” register, which effectively excludes all contingency. 179 Hardt
and explicit in their insistence on the virtual omnipresence of Empire and, as a result, the
multitude.
metaphysics than that of Hardt and Negri, gives evidence of ontological nuances which
are also worth noting. Mark Devenney argues this point well, noting that, despite
He claims to find the basic structure of humanity‟s relations to the world in the various
validity claims borne by communicative action.”180 His basic point is similar to the point
I made above concerning the scope of Laclau‟s own theory: What Habermas proposes is
not a regional perspective. As we have seen, this is precisely the point Habermas is at
pains to demonstrate in his interactions with Rawls‟s thought. While Habermas presents
assumptions, it remains the case that, again borrowing Devenney‟s phrasing, validity
178
For Laclau‟s discussion of this aspect of Marx‟s thought, and his rejection of it, see Laclau, “Identity
and Hegemony,” 44ff.
179
For Laclau‟s interpretation of Hegel, with which I concur, see Ibid., 59ff. It is worth noting that such a
reading of Hegel, which Laclau advances in opposition to the interpretation offered by Slavoj Žižek,
accords with the interpretation of Beiser. See Beiser, 76ff.
180
Devenney, 83.
181
Ibid., 84.
230
Habermas, and Devenney nicely spells out the precise, and unique, nature of this context-
upon testable hypothetical presupposition, it is not falsifiable because “the theory itself
facts.”182 Likewise, neither the fallibilism of his theoretical positions, nor their ultimately
hypothetical nature, equate with contingency in Habermas‟s thought.183 Despite all the
differences which exist between Hardt, Negri, and Habermas, Habermas nevertheless
shares with Hardt and Negri an ontology which emphasizes or postulates an ultimate
I have taken the time to sharpen the presentation of Laclau‟s political ontology
political theories. Throughout, I have attempted to highlight some of the points at which
I think Laclau‟s theory is preferable to these others, and to highlight why. These
considerations bring me, however, to what I think remains a significant concern with
regard to Laclau‟s theory. Critchley voices this reservation, which is insightful and
serves to introduce the issues to be explored more fully in the final chapter and
182
Ibid.
183
Ibid., 85.
184
Critchley first voices this basic concern in his contribution to a volume edited by Chantal Mouffe and
exploring the relationship between ethical and political thought in pragmatism and deconstruction. See
Simon Critchley, “Deconstruction and Pragmatism—Is Derrida a Private Ironist or a Public Liberal?” In
231
marred by a “normative deficit.” We have seen that, for Laclau, there is no necessary
relation between democracy and the social as such. This means that democracy, even
Laclau‟s “radical democracy” has no normative force; there is no reason why the social
between the ethical and the normative, presented in the previous chapter, Critchley‟s
concern is that the ethical represents a kind of formalism which is detached from concrete
normative complexes in such a way that the decision to articulate the social in a
democratic form becomes not only contingent but simply arbitrary, with no possible
reason being given for such an articulation. This would lead, in his estimation, to
addition to these general concerns, I add the concern that, were this the case, the social
could be articulated in totalitarian terms with no more and no less justification than if it
Laclau‟s theory, Critchley argues that his “theory of hegemony requires an ethical
insists that the ethical does not determine the shape of normative complexes in advance,
and that the ethical decision as ethical decision cannot be predetermined on the basis of
pre-existing normative complexes. Concerning this first point, he reiterates that those
Deconstruction and Pragmatism, ed. Chantal Mouffe (London: Routledge, 1996). His more fully
formulated concerns are presented in Simon Critchley, “Is There a Normative Deficit in the Theory of
Hegemony?” in Laclau: A Critical Reader, ed. Simon Critchley and Oliver Marchart (London: Routledge,
2004).
185
Critchley, “Is There a Normative Deficit?” 116.
186
Ibid. Those generally familiar with Critchley‟s work will recognize this particular emphasis on the
ethical. For his fullest treatment of the idea of “infinite responsibility to the other” as it relates to the
political, see Simon Critchley, Infinitely Demanding: Ethics of Commitment, Politics of Resistance
(London: Verso, 2007).
232
who make ethical decisions on undecidable terrain are not simply unencumbered
subjects, but are de facto limited in myriad ways by the necessity of inhabiting particular
is the reason why “not all ethical investments are possible at a given time,” with the result
that “moral choice finds neither its unique source in the ethical nor in the normative, but
the experience of the ethical is “the experience of the fullness of being as that which is
experience of “the distance between what is and what ought to be.”190 But this “ought,”
“the unconditioned as lack in an entirely conditioned universe,” which means that “there
such as democracy. On the contrary, the moral affirmation of any particular normative
order involves, we will recall, an act of “radical investment,” in which a normative order
is given the role of incarnating that absent or lacking fullness.194 Concerning democracy,
then, Laclau insists that “there is no possibility of deriving a normative injunction to keep
187
Ernesto Laclau, “Glimpsing the Future,” In Laclau: A Critical Reader, ed. Simon Critchley and Oliver
Marchart (London: Routledge, 2004), 287-288.
188
Ibid.
189
Ibid., 286.
190
Ibid.
191
Ibid., 288.
192
The significance of describing this as “no-thing” will be elaborated in the next chapter. See p. 254n75.
193
Laclau, “Glimpsing,” 290.
194
Ibid., 287.
233
open the gap between the ethical and the normative, from the ontological existence of
that gap.”195 Nothing, in other words, normatively directs the movement of political
as Laclau understands it, cannot support totalitarianism (contra Ward), the ethical
moment of the instituting of the social, which is anterior to democracy, may take a
democracy may be equally justified according to the logic of Laclau‟s political ontology.
I find Laclau‟s distinction between the ethical and the normative convincing.196
However, I also broadly agree that, without some account of motivation, Laclau‟s theory
As it stands, it is not obvious that Laclau‟s theory provides any cogent reason why his
hegemonic theory should be deployed in a democratic rather than a totalitarian (or any
other) direction.
not argue that what is lacking in Laclau‟s theory is an ethical notion of “infinite
responsibility to the other” (for reasons I outline in chapter six). Rather, I argue that
of this position, which will draw heavily on the thought of Derrida, will be the focus of
195
Ibid., 291.
196
As I will show in the final chapter, Derrida‟s thought is consistent with Laclau‟s on this point. See
chapter six, pp. 351ff.
234
Conclusion
specific theory of democracy. Perhaps the two most significant, for my purposes, are that
“democracy,” for Laclau, names something more than a set of institutions, procedures, or
within the ontology of the social as such: As the epigraph for this chapter makes clear,
Laclau‟s democracy is “radical” in the sense that it consists in maintaining the essential
This latter point leads into the second significant point: Laclau insists that there is
no normative relationship between democracy and his political ontology is not normative.
Democracy, as he understands it, is integrally related to his political theory, but there is
nothing that determines the articulation of the social in terms of democracy. As I put the
issue in the chapter, Laclau privileges the political over the social (thus differentiating his
position from those of Habermas, Hardt, and Negri), with the effect that there is no
This latter point occupied my attention in the final section of the chapter, and the
remainder of the dissertation may be read as my attempt respond to the difficulties I think
follow from Laclau‟s insistence on this point. I think that Laclau‟s political theory, as he
presents it, fails to account for what motivates the articulation of the social in a
democratic (rather than, for example, a totalitarian) direction. I say that Laclau‟s theory
fails to account for its motivation in a democratic direction because I think, against
Critchley and possibly Laclau himself, that Laclau‟s theory does motivate the articulation
of the social in a democratic direction; this is a point which I think is only latent within
235
Laclau‟s theory. Insofar as this motivation remains only implicit in Laclau‟s theory as it
leveled by Critchley.
The final two chapters and the Conclusion, then, turn to the task of rendering this
motivational aspect of Laclau‟s theory explicit. Consideration of these issues also beings
understanding the relation of “religion” and “the political” in the wake of the
is the thought of Jacques Derrida, who is therefore the focus of the final two chapters.
236
CHAPTER FIVE
The inherited concept of democracy is the only one that welcomes the possibility
of being contested, of contesting itself, of criticizing and indefinitely improving
itself.
--Jacques Derrida, “Autoimmunity: Real and Symbolic Suicides”
Introduction
In concluding the previous chapter I stated my position that the articulation of the
chapter and the next my aim is to develop the conceptual basis for supporting this claim,
which will finally be fully articulated in the Conclusion. As I have noted previously, the
thought of Jacques Derrida provides the resources for developing this argument.
If chapter three presented the “nuts and bolts” of Laclau‟s political ontology, this
chapter presents the “nuts and bolts” of Derrida‟s own phenomenological ontology (a
description of Derrida‟s program which I will defend in due course). I devote a full
chapter to this elaboration for a number of reasons. The first is that my understanding of
depends upon the basic continuity that I think marks Derrida‟s overall corpus; I therefore
expend a good deal of energy in this chapter demonstrating this continuity. The second is
that Derrida‟s phenomenological ontology is, on my reading, essentially the same as the
Laclau‟s own political ontology builds heavily on Derrida‟s thought (as Laclau himself
consider Laclau‟s political theory prior to addressing Derrida‟s thought, I could just as
well have outlined Derrida‟s own phenomenological ontology first and subsequently
demonstrated how Laclau‟s political ontology follows from it. At any rate,
Derrida, in his early work, is best known for his “deconstruction” of the so-called
making primary reference in this chapter, Derrida is concerned to demonstrate the failure
objectivities in the immediacy of the pure temporal moment. The result of this
Derrida provides usefully succinct statements of the target of his inquiry in two
1
Jacques Derrida, Of Grammatology, Corrected Edition, trans. Gayatri Chakravorty Spivak (Baltimore:
The Johns Hopkins University Press, 1976), 12.
238
available for repetition, the maintenance of the temporal present, whose ideal
form is the self-presence of transcendental life, whose ideal identity allows
idealiter of infinite repetition.2
It is clear from these statements that with the phrase “metaphysics of presence” Derrida
intends a cluster of concepts and organizing thematics which have been prominent in the
undertakes with regard to these themes. Derrida seeks to “deconstruct” the metaphysics
of presence via a passage through the philosophical notions he wishes to call into
passing through the very philosophical concepts and systems it seeks to call into
question.4
There are a number of potential points of entry into this deconstruction. I have
temporality, as our point of entry because these concepts will be of central importance in
developing Derrida‟s concept of alterity. Two of the primary sites upon which Derrida
enacts this deconstruction in his early work are the phenomenology of Edmund Husserl
2
Derrida, Speech and Phenomena, 99.
3
Jacques Derrida, Positions, trans. Alan Bass (Chicago: The University of Chicago Press, 1981), 6.
4
This emphasis on Derrida‟s part is similar to the point I made concerning the necessity of appealing to
religion in order to call an inherited concept of religion into question.
239
and the structural linguistics of Saussure and Derrida‟s interaction with these, particularly
I relate this concept of trace to what is at the center of the latest work of
Emmanuel Levinas [“The Trace of the Other”/ “La trace de l‟autre”] and his
critique of ontology: Relationship to the illeity as to the alterity of past that never
was and can never be lived in the originary or modified form of presence.
Reconciled here to a Heideggerian intention,—as it was not in Levinas‟s
thought—this notion signifies, sometimes beyond Heideggerian discourse, the
undermining of an ontology which, in its innermost course, has determined the
meaning of being as presence and the meaning of language as the full continuity
of speech. To make enigmatic what one thinks one understands by the words
“proximity,” “immediacy,” “presence,” (the proximate [proche], the own
[propre], and the pre- of presence), is my final intention in this book. This
deconstruction of presence accomplishes itself through the deconstruction of
consciousness, and therefore through the irreducible notion of the trace (Spur), as
it appears in both Nietzschean and Freudian discourse.6
I have chosen this particular quotation as my point of reference because it brings together
a number of themes which are central in ordering the analysis that follows. First,
Second, Derrida makes clear that the deconstruction of consciousness plays a central role
5
At least two reasons are apparent for Derrida‟s privileging of Saussure and Husserl in these early texts.
First, Husserlian phenomenology and structural linguistics were common currency in philosophy and the
social sciences (brought together under the rubric of the “human sciences”) in France in the 1960s. Second,
and more centrally, phenomenology and structural linguistics both purported to have dispensed with
metaphysical claims, presuppositions, and aims (Husserlian phenomenology through its emphasis on the
return to “the things themselves” and Saussurian linguistics through claims to an objectivizing
scientificity). Derrida takes aim at these movements, then, precisely because of the significance of finding
within them the broad and defining marks of the metaphysics of presence they ostensibly reject.
6
Derrida, Of Grammatology, 70. For the reference to Levinas‟s text, see p. 329n33; the French title of
essay is provided in the English note. Similarly, Derrida states in Speech and Phenomena that he chooses
this term because it marks “the juncture…of what has been most decisively inscribed in the thought of what
is conveniently called our „epoch‟: The difference of forces in Nietzsche, Saussure‟s principle of
semiological difference, differing as the possibility of [neurone] facilitation, impression and delayed effect
in Freud, difference as the irreducibility of the trace of the other in Levinas, and the ontic-ontological
difference in Heidegger” (130). He also makes explicit reference to Levinas‟s essay “The Trace of the
Other” in Jacques Derrida, “At This Very Moment in This Work Here I Am,” trans. Ruben Berezivin and
Peggy Kamuf, in Psyche: Inventions of the Other, Volume 1, ed. Peggy Kamuf and Elizabeth Rottenberg
(Stanford: Stanford University Press, 2007), 146.
240
in this questioning. Third, the specific issue of temporality is given pride of place in this
formulation. Fourth, while Derrida notes multiple lines of filiation upon which his
thought draws, he specifically mentions the notion of the trace as it appears in the work
Derrida repeatedly insists, throughout his full body of work, that Husserl‟s
famous “principle of principles” (“to the things themselves!”)7 models the priority of
presence insofar as it insists upon “the original and self-giving evidence, the present or
necessarily leads Husserl to privilege ideality: Only that which is ideal can be said to be
undivided simplicity of the living present.10 Here we come across the defining themes of
7
This phrase occurs in a number of Husserlian texts. For example, Husserl writes, in Ideas I, that “to judge
rationally or scientifically about things signifies to conform to the things themselves or to go from words
and opinions back to the things themselves, to consult them in their self-givenness and to set aside all
prejudice alien to them.” A fuller statement of this “principle of all principles” reads as follows: “No
conceivable theory can make us err with respect to the principle of all principles: that every originary
presentive intuition is a legitimizing source of cognition, that everything originarily (so to speak, in its
„personal‟ actuality) offered to us in „intuition‟ is to be accepted simply as what it is presented as being, but
also only within the limits in which it is presented there.” For these references see Edmund Husserl, Ideas
Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy: First Book, trans. F. Kersten
(Dordrecht: Kluwer Academic Publishers, 1998), §§ 19, 24.
8
Derrida, Speech and Phenomena, 5.
9
Ibid., 6, 9.
10
Ibid., 53.
241
an unmediated fashion and in the living present, it is also necessary that be signified to
signifies in immediacy.
because the latter, for Husserl, represents a form of non-presence. What Derrida finds in
substitution which is both secondary and provisional: “It is second in order after an
original and lost presence, a presence from which the sign would be derived. It is
provisional with respect to this final and missing presence, in view of which the sign
would serve as a movement of mediation.”11 The sign, then, necessarily attends the
absence of the thing itself, representing a kind of detour: “When we cannot take hold of
or show the thing itself…we go through the detour of signs” (emphasis added).12 Husserl
phenomenal objects to consciousness which avoids the “detour” that signification would
seem to entail.
reducing all communicative function from the remaining notion of signification. In the
11
Jacques Derrida, “Différance,” in Speech and Phenomena and Other Essays on Husserl‟s Theory of
Signs, trans. David B. Allison (Evanston, IL: Northwestern University Press, 1973), 138.
12
Ibid.
242
intending consciousness.14
Expression, then, takes place only where there is “the pure active intention (spirit,
psyche, life, will) of an act of meaning (bedeuten) that animates a speech whose content
excludes all empirical acts of communication, insofar as the other person‟s lived
experience is not directly present to the hearer, but is always mediated.16 And, insofar as
mental life” which, because they take place in the absolute presence of “an „inner‟
Husserl, “the self-presence of the living, the Erleben, of experience,” which is understood
as “simple and…in its essence free of illusion, since it relates to an absolute proximity”
13
Derrida, Speech and Phenomena, 17.
14
Ibid., 32-33.
15
Ibid., 40.
16
Ibid., 38.
17
Ibid., 20-21.
18
Ibid., 58. Derrida supports this reading of living experience with the following quotation from Husserl:
“Every experience generally (every living one, so to speak) is an experience according to the mode „being
present.‟ It belongs to its very essence that it should be able to reflect upon that same essence in which it is
necessarily characterized as being certain and present.” See Husserl, Ideas 1, § 111.
243
The significance of this reduction of the extent of expression is that, despite his
sort of shell game, according to which signification in fact vanishes and only the
“phonocentrism.”22 Because the eidos is ideal, it is “nothing outside the world,” with the
result that “this ideal being must be constituted, repeated, and expressed in a medium that
does not impair the presence and self-presence of the acts that aim at it, a medium which
both preserves the presence of the object before intuition and self-presence, the absolute
proximity of the acts to themselves.”23 The phonè is suited to this role because it is
19
Derrida, Speech and Phenomena, 58.
20
Ibid., 42.
21
Ibid., 51.
22
Derrida, Of Grammatology, 12.
23
Derrida, Speech and Phenomena, 76.
244
unnecessary for it to “pass through the world;”24 the worldliness which is foreign to the
eidos is equally foreign to the phonè. In the case of the phenomenological voice, as
opposed to all other signification, “the subject does not have to pass forth beyond himself
„body‟ of the signifier seems to fade away at the very moment it is produced; it seems
transforming the worldly opacity of its body into pure diaphaneity” (emphasis added).26
expression as phonè,28 which, in turn, necessarily ties the phonè to logos. The linkage of
voice to consciousness is essential and constitutive: “De jure and by virtue of its
structure, no consciousness is possible without the voice. The voice is the being which is
consciousness.”29 This is because it is only through the exercise the voice that the subject
exercises the sovereign spontaneity, that auto-affectivity, which defines it. In the
exercise of the phonè, “the subject does not have to pass forth beyond himself to be
immediately affected by his expressive activity” (emphasis added).30 Unlike every other
form of auto-affectivity, the exercise of the phonè both preserves the absolute self-
proximity of the subject and maintains the ideal universality of the eidos presented to
24
Ibid., 75.
25
Ibid., 76.
26
Ibid., 77.
27
Derrida, Of Grammatology, 12.
28
Derrida, Speech and Phenomena, 76.
29
Ibid., 79-80.
30
Ibid., 76.
245
consciousness.31 The phonè as the unique site of auto-affectivity is what links it to logos:
“The essence of the phonè would be immediately proximate to that which within
„thought‟ as logos relates to „meaning,‟ produces it, receives it, speaks it, „composes‟
it.”32 In Derrida‟s view, this privileging of logos in its auto-affectivity is one element of
carried out in relation to Husserl‟s thought. As we would expect, given Derrida‟s own
specifically to the idea of the temporal present: “When I speak, it belongs to the
phenomenological essence of this operation that I hear myself [je m‟entende] at the same
time that I speak.”35 Not only does the phonè not fall prey to the worldly detour of
31
Ibid., 78.
32
Derrida, Of Grammatology, 11.
33
Ibid., 10-11.
34
Derrida is well known for presenting his philosophical arguments through close, often dense readings of
specific thinkers and texts. It would be a mistake to conclude from this approach, however, that Derrida‟s
insights apply only narrowly to those specific thinkers and texts through which he develops them. As the
descriptions of “presence” on pp. 237-238 indicate, Derrida‟s insights have a much broader reach and more
general application.
35
Derrida, Speech and Phenomena, 77.
246
real now,” and notes Husserl‟s complicity with the dominant formulations of Western
Derrida complicates this presentation by latching onto the fact that, in Husserl‟s
effect of the non-present. What Derrida has in view here is Husserl‟s formulation of time
consciousness, according to which the present moment is itself constituted through the
retention of past moments and the protention of future moments.39 These moments of the
non-present “are neither added to, nor do they occasionally accompany, the actually
perceived now; they are essentially and indispensably involved in its possibility,” with
the result that “the presence of the perceived present can appear as such only inasmuch as
It is crucial in this regard that Husserl insists upon the continuity between the
present and the non-present through the retention of the past, writing that “even this ideal
36
Ibid., 62-63.
37
Edmund Husserl, On the Phenomenology of the Consciousness of Internal Time, trans. John Barnett
Brough (New York: Springer, 2008), Appendix I. Quoted in Derrida, Speech and Phenomena, 83.
38
Derrida, Speech and Phenomena, 85.
39
For a discussion of this, see Rudolf Bernet et. al., An Introduction to Husserlian Phenomenology
(Evanston, IL: Northwestern University Press, 1993), 102-103.
40
Derrida, Speech and Phenomena, 64.
247
[of distinction between the present and retention of the past] is not something toto caelo
different from the not-now but continually accommodates itself thereto.”41 In retention,
“the past [is] constituted, i.e., not in a representative but in a presentative way.”42 That
is, retention involves a perception of the past which is not different in kind from that of
the present. The present is thus constituted through the trace of the past. The same basic
As soon as we admit this continuity of the now and the not-now, perception and
nonperception, in the zone of primordiality common to primordial impression and
primordial retention, we admit the other [l‟autre] into the self-identity of the
Augenblick [Husserl‟s colloquialism for the immediately present moment];
nonpresence and nonevidence are admitted into the blink of the instant.44
There is, then, an irreducible and constitutive role played by the non-present in the
puts it, “this pure difference, which constituted the self-presence of the living present,
41
Ibid., 65.
42
Husserl, Phenomenology of Internal Time Consciousness, § 17. Quoted in Derrida, Speech and
Phenomena, 64.
43
Derrida, “Différance,” 142. French: Jacques Derrida, “La Différance,” in Théorie D‟Ensemble,” ed.
Philippe Sollers (Paris: Éditions du Seuil, 1968), 51.
44
Derrida, Speech and Phenomena, 65. French: Jacques Derrida, La voix et le phénomène (Paris: Presses
Universitaires de France, 1967), 73. I highlight the French of “other” here because it will be important in
the discussion of Derrida‟s concept of alterity.
248
introduces into self-presence from the beginning all the impurity putatively excluded
from it.”45
The result of the constituted nature of the present moment is that “the theme of a
„time‟ itself.”46 All the defining marks of the self-present phenomenological subject are
“primordial,” and the structure of the trace cannot be reduced to a mere attribute: “The
trace [la trace] [of the retentional past and the protentional future] is not an attribute; we
cannot say that the self of the living present „primordially is‟ it.”47 The irreducible co-
already engaged in the „movement‟ of the trace, that is, on the order of signification.”48
This “movement” disrupts the very autos of the subject and of auto-affectivity by calling
into question the assumed proximity necessary to consciousness and Husserl conceives of
it:
Since the trace is the intimate relation of the living present with its outside, the
openness upon exteriority in general, upon the sphere of what is not “one‟s own,”
etc., the temporalization of sense is, from the outset, a “spacing.” As soon as we
admit spacing both as “interval” or difference and as openness upon the outside,
there can no longer be any absolute inside, for the “outside” has insinuated itself
into the movement by which the inside of the nonspatial, which is called “time,”
appears, is constituted, is “presented.”49
A certain “detour” which disrupts immediacy and proximity becomes the very condition
45
Derrida, Speech and Phenomena, 85.
46
Ibid., 86.
47
Ibid., 85.
48
Ibid.
49
Ibid., 86.
249
relation to temporality and consciousness because of the significant role that temporality
will play in the considerations that follow. It is important to recognize, however, that
his concerns are synchronic as well as diachronic, and it is worth considering this aspect
of his work as well. The reference to “spacing” in the block quote above alerts us to this
fact. Temporalization is also “spacing;” the constituted nature of the temporal present
Saussure‟s two “principles of general semiology”: The arbitrariness of signs and the
The conceptual side of value is made up solely of relations and differences with
respect to the other terms of language, and the same can be said of its material
side….Everything that has been said up to this point boils down to this: in
language there are only differences. Even more important: a difference generally
implies positive terms between which the difference is set up; but in language
there are only differences without positive terms. Whether we take the signified
or the signifier, language has neither ideas nor sounds that existed before the
linguistic system, but only conceptual and phonic differences that have issued
50
As Derrida puts it, “in différance, it‟s not just about time but also about space.” See Jacques Derrida,
“Others are Secret Because They are Other,” in Paper Machine, trans. Rachel Bowlby (Stanford: Stanford
University Press, 2005), 150.
51
Derrida, “Différance,” 139. For Saussure‟s theory, see Ferdinand de Saussure, Course in General
Linguistics, trans. Wade Baskin (New York: Fontana/Collins, 1959).
250
from the system. The idea or phonic substance that a sign contains is of less
importance than the other signs that surround it.52
realization that “this principle of difference affects the whole sign, that is, both the
Derrida expands Saussure‟s insight that “within the system of language, there are
only differences,” writing that “there is no presence before the semiological effect.”54
That is, any “present” element is a constituted effect of non-presence (the parallels with
the constitution of the temporal present are clear), which is to say, of the difference
between the various elements of the system. The meaning of a sign is constituted by its
difference from other signs: “The elements of signification function not by virtue of the
compact force of their cores (i.e., through „positive terms‟) but by the network of
oppositions that distinguish them and relate them to one another.”55 The fact that
effect, syntheses and referrals which forbid at any moment, or in any sense, that a simple
Derrida‟s famous neologism différance, coined to capture the two meanings of the French
verb différer: To differ and to defer.57 Derrida‟s argument is that, in line with Saussure‟s
differential understanding of the sign, any present presence, which is to say whatever
“is,” is a differential effect of the other elements within a semiotic field. Différance is
52
Saussure, 117-118, 120. Quoted in Derrida, “Différance,” 140.
53
Derrida, “Différance,” 139.
54
Ibid., 141.
55
Ibid., 139.
56
Derrida, Positions, 26. We have also seen that Laclau makes extensive use of Saussure at this point. See
chapter three, pp. 128-129.
57
Derrida, “Différance,” 129.
251
therefore the term Derrida applies to “the movement of play that „produces‟…these
differences, these effects of difference,”58 and it captures the situation in which “each
something other than itself but retains the mark of a past element and already lets itself be
hollowed out by the mark of its relation to a future element.”59 We can hear the dual
emphases of diachrony and synchrony in this quotation, and this dual emphasis is what
requires the terminology of both difference and deferral: “On the one hand, it [différance]
the interposition of delay, the interval or a spacing and temporalizing that puts off until
„later‟ what is presently denied, the possible that is presently impossible.”60 Without this
spacing and temporalizing, there would be no constituted effects of the signifying system,
which is to say that there would not be anything. It is this insight which “radically
destroys any possibility of simple self-identity,”61 which is to say, of the proximity that
temporally present and any presence are both constituted effects of non-presence.
also take account of the very significant departure from Saussure represented in his work.
For Saussure, and for the structuralism which developed out of his thought, the
differential play of signifying elements was ultimately regulated. We have already seen,
58
Derrida, “Différance,” 141.
59
Ibid., 142.
60
Ibid., 129.
61
Derrida, Speech and Phenomena, 65-66.
252
in chapter three, that Derrida departs from Saussure at this point.62 Derrida makes this
clear in his famous essay “Structure, Sign, and Play in the Discourse of the Human
Sciences,”63 where he locates his own work as taking off from the “rupture” of the
structure,” that is, what we might call the regulation of the play of signifying elements,
has always been assured “through a process of giving it [the structure] a center or of
referring it to a point of presence, a fixed origin,” which served the purpose of limiting
“what we might call the play of the structure.”65 That is, referring back to Laclau‟s brief
That which centered the structure was itself not subject to the differential play of
the elements of the structure itself; as Derrida puts it, “the center is at the center of the
totality, and yet, since the center does not belong to the totality (is not part of the totality),
the totality has its center elsewhere.”67 The names of this center have varied, including
such concepts as “eidos, arche, telos, energeia, ousia (essence, existence, substance,
subject) aletheia, transcendentality, consciousness, God, man, and so forth.”68 What has
centered the structure, and what governs the play of signification in Saussure, is therefore
62
This was a central part of my discussion of Laclau‟s theory of universality, particularly in relation to the
concept of empty signifiers. See, for example, p. 143ff.
63
This essay was originally an address delivered by Derrida on October 21, 1966 at the International
Colloquium on Critical Languages and the Sciences of Man, The Johns Hopkins University, Baltimore.
64
Jacques Derrida, “Structure, Sign, and Play in the Discourse of the Human Sciences,” in Writing and
Difference, trans. Alan Bass (Chicago: The University of Chicago Press, 1967), 278.
65
Ibid.
66
See pp. 135ff.
67
Derrida, “Structure, Sign, Play,” 279.
68
Ibid., 279-280.
253
has definitively called into question the “structurality of structure.” This brings us back
to the points we considered in chapter three: Calling into question the metaphysics of
presence made it necessary “to begin thinking that there was no center, that the center
could not be thought in the form of a present-being, that the center had no natural
site….”70 The result, as we have seen, is that “the absence of the transcendental signified
extends the domain and the play of signification infinitely” (emphasis added).71 It is with
the recognition that the play of signification, the play of traces, is not ultimately
systematic or regulated that Derrida moves beyond Saussurian structuralism into the
terrain of poststructuralism.72 I will highlight the significance of this point when come to
These considerations invite a fuller examination of the logic of the “trace,” which
in turn will bring the nature of Derrida‟s constructive phenomenological account into
clearer focus. I have already mentioned the notion of the trace in passing, and Derrida
69
Ibid., 279.
70
Ibid., 280.
71
Ibid. Derrida also highlights his divergence from any theory in which the play of signification is
ultimately regulated in his discussion of Louis Hjelmslev in Of Grammatology. While he takes the
“formalism” introduced by Hjelmslev and the Copenhagen School of linguistics as a move in the right
direction, he is still critical insofar as their model is still plagued by “a scientifistic objectivism,” which is
to say “by another unperceived or unconfessed metaphysics.” The danger with this is that this will devolve
into a “naïve objectivism;” see Of Grammatology, 61. For Derrida‟s discussion of Hjelmslev, see Of
Grammatology, 57-62.
72
Derrida‟s work does not simply start from the point when the “structurality of structure” is called into
question. Rather, his work, including this seminal essay, plays a pivotal role in calling this structurality
into question. It is worth reiterating Marchart‟s description of “Structure, Sign, Play” as “the locus
classicus of post-structuralism.” See Marchart, 15.
254
explicitly states the significance of the trace to temporality, stating that “the living present
springs forth out of its nonidentity with itself and from the possibility of the retentional
trace. It is always already a trace” (emphasis added).73 The present is, so to speak,
never present in self-proximity, but is constituted by the traces of the retentional past and
Two related points are of central importance in understanding the logic of the
trace. First, the trace is neither “something” which could be rendered present nor is it an
“origin” or “ground” of presence. Second, the trace is nothing, which is to say that it is
no-thing, in a sense I will clarify shortly.75 Concerning this first point, we have seen that
the trace is not an “attribute” over which a subject or consciousness could exercise
control,76 but Derrida adds to this with a deceptively complex formulation: “The trace is
in fact the absolute origin of sense in general. Which amounts to saying once again that
there is no absolute origin of sense in general. The trace is the différance which opens
73
Derrida, Speech and Phenomena, 85.
74
From Jacques Derrida, “Living On: Border Lines,” trans. James Hulbert, in A Derrida Reader: Between
the Blinds, ed. Peggy Kamuf (New York: Columbia University Press, 1991), 257. It should be clear that
same point applies for both diachronic constitution and synchronic constitution. The language of the
“trace” in regard to the constitution of the present is mirrored in the language of the “mark” in the
constitution of presence. As we noted previously, our primary focus in this and the next chapter will be on
the constitution of temporality because of its importance for developing our concerns. This should not,
however lead us to overlook the importance of objective constitution in Derrida‟s thought.
75
Despite its awkwardness, I have chosen to use the term no-thing when referring to the trace and related
phenomenological concepts in this chapter, which will be evident as we continue. I do this both for the
sake of consistently highlighting the same phenomenological structure and because I think that using the
simple term “nothing” unduly trivializes its phenomenological significance.
76
Derrida, Speech and Phenomena, 85.
77
Derrida, Of Grammatology, 65. We also encounter Derrida‟s famous neologism différance in this
quotation. While we will give some fuller discussion of différance below, we simply note here that it
captures the movement of endless deferral and difference implied in the notion of the “fabric of traces.”
255
presence,78 then to say that the trace is the “origin” of all such notions is to say that they
are, in actuality, constituted effects, and therefore that, somewhat paradoxically, there is
Thus, as Derrida also puts this point, “the trace is not only the disappearance of
origin—within the discourse that we sustain and according to the path that we follow it
means that origin did not even disappear, that it was never constituted except
reciprocally by a nonorigin, the trace, which thus becomes the origin of the origin”
(emphasis added).79 The trace cannot therefore properly be considered the “cause” of the
differences which constitute presence as “effects,” because “cause” has classically been
understood according to the logic of presence.80 The result of this is that “if such a
presence were implied (quite classically) in the general concept of cause, we would
therefore have to talk about an effect without a cause, something that would very quickly
lead to no longer talking about effects. I have tried to indicate a way out of the closure
Différance plays on the two meanings of the French verb différer, which means both “to defer” and “to
differ” simultaneously. Given that our focus has been on temporality, we have thus far emphasized the
notion of deferral. When we come to the issue of “objective” constitution in Derrida‟s thought, however,
the theme of difference will be more pronounced. For Derrida‟s fullest discussion of différance, see
Derrida, “Différance,” as well as the discussion which took place following Derrida‟s presentation of that
paper: Jacques Derrida, “The Original Discussion of „Différance‟,” in Derrida and Différance, ed. David
Wood and Robert Bernasconi (Evanston, IL: Northwestern University Press), 1988.
78
This is the logic of “a simple element” which would “be present in and of itself, referring only to itself”
(see p. 250 above).
79
Derrida, Of Grammatology, 61
80
Derrida, “Différance,” 141.
81
Ibid. Derrida‟s formulations of these issues highlights his point that deconstruction necessarily takes
place through or by means of the very system of concepts being deconstructed. As Derrida states the issue,
the “erasure” of concepts such as “origin,” “cause,” and “effect” necessarily leaves a “track” in the text
from which they have been taken, and necessitates their use, however modified. Cf. Derrida, Of
Grammatology, 61.
256
Derrida directly states my second point when he writes that “the trace is nothing,
it is not an entity, it exceeds the question What is?”82 The trace is no-thing; it “does not
exist” and “is never a being-present outside of all plenitude.”83 As that which constitutes
all “being,” and which is therefore never constituted or rendered as a “being,” the trace is
addition, and importantly, insofar as the trace is necessarily “anterior” to all constitution,
it is also not the trace “of” something else.84 Derrida summarizes this point well: “It is a
trace of something that can never present itself; it is a trace that can never be presented,
that can never appear and manifest itself as such in its phenomenon. It is a trace that lies
the trace is never presented as such.”85 The trace has no phenomenal being or presence,
which is why “effacement must always be able to overtake the trace; otherwise it would
not be a trace but an indestructible and monumental substance. In addition, and from the
start, effacement constitutes the trace” (emphasis added).86 In other words, as Derrida
puts it elsewhere (and in a much later context), “an ineradicable trace is not a trace.”87
The trace, then, is never something which could be rendered present; it is no-thing.
highlight its complex structure. On the one hand, it is a negativity in the sense that it is
no-thing, that it is radically non-phenomenal. Yet, at the same time, this no-thing
achieves what I will call a phenomenologically positive force; even as no-thing, it can be
82
Ibid., 75.
83
Ibid., 62.
84
Again by way of anticipation, this will be a crucially important point in developing Derrida‟s meaning
when he writes of “the trace of the other.”
85
Derrida, “Différance,” 154.
86
Ibid., 156.
87
“Others are Secret,” 159.
257
“felt.”88 While, on the one hand, the play of traces is what constitutes objectivities, it is
also what prevents its constituted effects from ever attaining the status of full presence.
The trace, then, is “phenomenal” not in the sense of being a phenomenological positivity,
but in the sense that it represents an “irreducible nonpresence”89 at the heart of all
constituted presence, which continually calls that very constitution into question. The
effects.”90
The trace therefore “is” nothing other than the disruption of present presence, and
presence…” (emphasis added).91 The trace names, then, the irreducible incompleteness
which has to do with the fact that it affects (and effects) subjectivity, objectivity, and
temporality. The trace names non-identity, non-presence, rather than “something” which
Derrida as Phenomenologist
or critical moment in Derrida‟s thought, this should not occlude the point that, through
88
I will develop this point further toward the end of this chapter. See pp. 297 ff.
89
Derrida, Speech and Phenomena, 6.
90
Derrida develops this phrase in relation to the idea of the “remainder,” which is another term essentially
synonymous with “trace.” See “Others are Secret,” 151-152.
91
Derrida, “Différance,” 150. I want to be clear that, in referring to the trace in terms of “negativity,” I do
not employ this term in an evaluative sense. Rather, my point is phenomenological. The trace is both the
condition of possibility and the condition of impossibility of phenomenological constitution. The reason I
am emphasizing the disruptive aspect of the play of traces, as opposed to its constitutive aspect, is that this
will be important as I outline Derrida‟s operative notion of alterity. I will turn to the constitutive value of
this phenomenological disruption in the next chapter.
258
Those possessed of even a passing familiarity with Derrida‟s thought may be taken aback
by such a position. Did Derrida not attain his monumental status as a thinker precisely by
and “ontology”? Have I not demonstrated this exact point through my consideration of
“orthodox” sense. However, I will demonstrate that, properly qualified, there is as much
good reason for applying these terms to Derrida‟s thought as for applying them to
Laclau‟s. Indeed, given the constitutive similarities between their two proposes, I would
discussion of the logic of the trace, we can see that not only does the trace not have a
trace]; not only can it not allow itself to be taken up into the as such of its name or its
appearing, but it threatens the authority of the as such in general, the thing‟s presence in
92
Ibid., 158. This calling into question of the “as such” marks Derrida‟s distance from phenomenology,
which operates according to the “law” “of the appearance as such of the as such, the as”; see Jacques
Derrida, “As If It Were Possible, „Within Such Limits‟,” in Paper Machine, trans. Rachel Bowlby
(Stanford: Stanford University Press, 2005), 93.
259
Derrida‟s part. We have found that the logic of the trace disrupts the “as such” which is
constitutive of phenomenology, and it is this disruption which lead Derrida to state that
“the thing itself is a sign,” a proposition which, he says, would be “unacceptable” for
most radical and most critical restoration of the metaphysics of presence.94 The
“classical semiology” with which Derrida has identified it: It is only “when we cannot
take hold of or show the thing itself” that we are forces to “go through the detour of
signs.”95
This, then, represents the distance of Derrida from phenomenology: The logic of
the trace cuts out the heart of phenomenality as such, rendering impossible the full
experience of the impossible,”96 in the sense that deconstruction is concerned with the
logic of the trace as that which disrupts or prevents full constitution, foreclosing in
advance any possibility of the bringing-to-consciousness of the things itself in its absolute
presence.
93
Derrida, “Différance,” 156.
94
Derrida, Of Grammatology, 49.
95
Derrida, “Différance,” 138.
96
Jacques Derrida, On the Name, ed. Thomas Dutoit, trans. David Wood et. al. (Stanford: Stanford
University Press, 1995), 43. I will have more to say on the notion of the “experience of the impossible”
later in this chapter.
260
Similar points hold for the notion of ontology, insofar as Derrida links ontology
event (singularity of the other, in its coming that cannot be anticipated, hic et nuce [issues
ontology, and the metaphysics of presence. One of the clearest examples of this is in his
response to a series of symposium papers on his own book Specters of Marx. Warren
Montag, in his contributing paper, notes that “ontology speaks only of what is present or
what is absent; it cannot conceive of what is neither” (emphasis added), and notes that,
for this reason, “the lexicon of ontology is insufficient” for Derrida‟s purposes.98
Ontology, in other words, deals in presence and absence, whereas the logic of the trace is
a logic of neither presence nor absence; the trace is not something “absent” which could
he is correct to highlight the insufficiency of the lexicon of ontology for Derrida‟s work.
It is therefore not surprising when Derrida affirms Montag‟s statement99 while resisting
Antonio Negri‟s call, in his contribution to the same symposium, for the development of
a “new ontology.”100 The point at which Derrida departs from Marx, and a point which
he sees inherent in all ontology, is precisely in the effort “to recover the full, concrete
97
Derrida, “As if it Were Possible,” 96. Again, much more remains to be said about terms such as “the
other.”
98
Warren Montag, “Spirits Armed and Unarmed: Derrida‟s Specters of Marx,” in Ghostly Demarcations:
A Symposium on Jacques Derrida‟s “Specters of Marx,” ed. Michael Sprinkler (London: Verso, 2008), 71.
99
Jacques Derrida, “Marx and Sons,” in Ghostly Demarcations: A Symposium on Jacques Derrida‟s
“Specters of Marx,” ed. Michael Sprinkler (London: Verso, 2008), 244.
100
Ibid., 257.
261
reality of the process of genesis hidden behind the specter‟s mask.” Such a desire is, in
Derrida may be said to advance a phenomenological ontology.102 The first reason for
persisting in this claim is the same reason I have already agreed with Marchart in
Laclau‟s, is not regional in scope but all-encompassing.103 This is true insofar as Derrida
It would be a significant understatement to say that this point has not been
apparent early focus on linguistics, as well as on the themes of “speech” and “writing.”
The overall impression for many has been that Derrida‟s program basically amounts to
101
Ibid., 258.
102
While Derrida‟s distance from phenomenology is often highlighted, a number of significant studies
highlight the complex relationship of Derrida‟s thought with Husserl‟s phenomenology. For two early
examples, see Radolphe Gasché, The Tain of the Mirror: Derrida and the philosophy of Reflection
(Cambridge, MA: Harvard University Press, 1986); John D. Caputo, Radical Hermeneutics: Repetition,
Deconstruction, and the Hermeneutic Project (Bloomington, IN: Indiana University Press, 1987). Interest
in Husserl‟s influence on Derrida‟s thought also seems to have undergone something of a resurgence
recently. For examples of this, see Leonard Lawlor, Derrida and Husserl: The Basic Problem of Husserl
(Bloomington, IN: Indiana University Press, 2002); Tilottama Rajan, Deconstruction and the Remainders
of Phenomenology: Sartre, Derrida, Foucault, Baudrillard (Stanford: Stanford University Press, 2002);
David Allison, “Husserl,” in Understanding Derrida, ed. Jack Reynolds and Jonathan Roffe (London:
Continuum, 2004); Paola Marrati, Genesis and Trace: Derrida Reading Husserl and Heidegger, trans.
Simon Sparks (Stanford: Stanford University Press, 2005); Joshua Kates, Essential History: Jacques
Derrida and the Development of Deconstruction (Evanston, IL: Northwestern University Press, 2005);
Simon Glendinning, In the Name of Phenomenology (London: Routledge, 2007). See also the individual
essays collected in William R. McKenna, ed., Derrida and Phenomenology (Dordrecht, Netherlands:
Kluwer Academic, 2009).
103
See Marchart, 147.
262
the extension of linguistics, a “regional” concern, beyond its confines. One reason I gave
Derrida does not take the model of linguistics advanced by Saussure and apply it
more broadly. On the contrary, one of his main criticisms of Saussure (in addition to that
of assuming the programmability of the play of signification) was that he failed to follow
through on his own aims by focusing on linguistics in the first place. Saussure
envisioned “a science that studies the life of signs within society,” which he proposed to
call “semiology.” Of this proposed science he writes that “since the science does not yet
exist, no one can say what it would be; but it has a right to existence, a place staked out in
central criticism of Saussure is that, despite statements such as these, he in fact subsumed
semiology under linguistics (which is what led to his own illegitimate privileging of the
phonic signifier). As Derrida summarizes this point, “even thought semiology was in fact
it were one of the areas of linguistics. The linguistic sign remained exemplary for
added).105
undue privileging of linguistics diverted his thought from “its most fruitful paths….”106
What Derrida advances, then, is a kind of semiological model which is not limited in
scope, and which seeks to fulfill the promise of Saussure‟s thought, as does his emphasis
104
Saussure, 16. Also quoted in Derrida, Of Grammatology, 51.
105
Derrida, Of Grammatology, 51.
106
Derrida, Positions, 21.
263
reconsidering our earlier discussion of Laclau. Simply stated, the scope of the
Laclau‟s notion of “discourse.” By way of reminder, Laclau insists that discourse “is
not…an object among other objects…but rather a theoretical horizon,” and goes on to
state that “the discursive is coterminous with the being of objects—the horizon…of the
constitution of the being of every object.”107 My claim is that Derrida‟s proposal is every
bit as expansive.
Thus, for example, Derrida makes clear that différance does not name a regional
category but that, on the contrary, it names “the possibility of conceptuality, of the
conceptual system and process in general.”108 As with Laclau‟s insistence that there is
“no beyond the play of differences,”109 for Derrida we cannot meaningfully speak of
something “beyond” the play of différance. This is the import of Derrida‟s infamous
statement that “there is no outside-text,”110 insofar as “text” is another name for the
“fabric of traces” to which I previously drew our attention. Derrida renders the scope of
his proposal explicit, writing that “every referent, all reality has the structure of a
The concept of text I propose is limited neither to the graphic, nor to the book, nor
even to discourse, and even less to the semantic, representational, symbolic, ideal,
or ideological sphere. What I call „text‟ implies all the structures called „real,‟
107
Laclau and Mouffe, “Post-Marxism,” 86.
108
Derrida, “Différance,” 140.
109
Laclau, Populist Reason, 69.
110
Derrida, Of Grammatology, 158, translation modified. French: Jacques Derrida, De la grammatologie
(Paris: Les Éditions de Minuet, 1967), 227. This is a preferable translation of the French il n‟y a pas de
hors texte as compared to “there is nothing outside the text.”
111
Jacques Derrida, “Afterword: Toward an Ethic of Discussion,” trans. Samuel Weber, in Limited Inc, ed.
Gerald Graff (Evanston, IL: Northwestern University Press, 1988), 148.
264
Derrida also clarifies the fact that the statement that “there is no outside-text” is
Laclau‟s. In line with this, “speech” and “writing,” as Derrida deploys these terms in
these early texts, are best understood as metonymical. “Speech,” phonè, represents the
ideality, proximity, simplicity, etc. “Writing,” on the other hand, represents everything
As Derrida explains it, insofar as “writing” names “the signifier of the signifier,”
which is to say the signifier which is necessary in the absence of the thing itself, then it
becomes a fitting term insofar as “„signifier of the signifier‟ no longer defines accidental
doubling and fallen secondarity.”114 On the contrary, the logic of the trace and of the
endless differing/deferring of différance are such that the signified is always already a
signifier, necessarily pointed beyond itself. Thus, “the secondarity that it seemed
possible to ascribe to writing alone affects all signifieds in general, affects them always
already, the moment they enter the game.”115 All constituted objectivity and temporality
112
Ibid. This formulation on Derrida‟s part obviously parallels Laclau‟s own insistence that “discourse”
involves much more than merely the mental.
113
Ibid., 136.
114
Derrida, Of Grammatology, 7.
115
Ibid.
265
The broad scope of Derrida‟s program, then, serves as one basis for my
issues. I can clarify this point by considering the fact that Derrida‟s statement that “the
thing itself is a sign” demonstrates his distance from phenomenology while at the same
reaches the conclusion that one never encounters the “things themselves,” he reaches this
conclusion by attending to the things themselves, which is to say that he reaches this
Husserl; but it nevertheless remains the case that Derrida, in formulating the issue in
displaces.
states in an early text, for example, that “a thought of the trace can no more break with a
transcendental phenomenology than be reduced to it.”116 We find here the themes of both
Husserl‟s phenomenology but which, nevertheless, cannot simply break with it and so be
116
Ibid., 62.
266
Derrida made throughout his career. To give just one example, Derrida makes the
Husserl was not my first love in philosophy, but he left a deep trace on my work.
Nothing I do would be possible without the discipline of phenomenology, without
the practice of eidetic and transcendental reduction, without the attention given to
the meaning of phenomenality, and so on. It is like an exercise that precedes any
reading, any reflection, and any writing. Even if, having reached a certain point, I
think it necessary to ponder questions about the limits of this discipline and its
principles, and the intuitionist “principle of principles” that guides it.117
Derrida‟s very real distance from the phenomenological tradition cannot be understood as
marked insofar as Derrida shares one other resolute conviction of phenomenology: The
desire to avoid metaphysical speculation. We have seen, for example, that the trace is the
the trace in this manner, Derrida avoids making any speculation as to a “who” or a
“what” of the trace. The very fact that the trace is not formulated as an ontological
This is the point of, to take one example, Derrida‟s refusal of the form of the
questions “who differs” or “what differs” with regard to the differing and deferral of
if we accepted the form of the question in its own sense and syntax (“What?,”
“What is?,” “Who is?”), we would have to admit that différance is derived,
supervenient, controlled, and ordered from the starting point of a being-present,
one capable of being something, a force, a state, or power in the world, to which
we could give all kinds of names: a what, or being-present as a subject, a
117
Derrida, “Others are Secret,” 143.
118
Cf. Derrida, “Différance,” 145.
267
This quote exemplifies Derrida‟s insistence that there is ultimately no center to the
structure of signification. What he rejects is, again, the metaphysics of presence, but he
constituted effect. The kind of metaphysical ontologizing Derrida resists is precisely that
Or again, Derrida acknowledges that one cannot preclude a reading which would
see in the logic of the trace, différance, and so forth, an ontotheological account of a
“supreme Being who remains incommensurate to the being of all that is, which is
nothing, neither present nor absent, and so on.”121 But this is not his response, precisely
because such a reading “is never necessary as such,”122 which is to say that a strictly
metaphysically ontological “first cause” to which the logic of the trace would answer.
these reasons (and they could be multiplied). Overall, it seems fair to say that if Derrida
emphasizes his distance from phenomenology, there is a crucial sense in which he does
119
Ibid.
120
The trace also does not refer, in Derrida‟s thought, to a metaphysical plenitude. It is worth noting this
point because it is precisely the point at which Ward is critical of Derrida‟s emphasis on the infinite play of
differences. For Ward, this can only produce a “perpetual kenosis” of discourse. What is necessary, on
Ward‟s view, is that the play of signification ultimate be grounded in the eschatology of the metaphysical
plenitude in the form a divine “filling,” or pleroma, of this “empty movement.” To put the issue in
Derrida‟s terms, Ward ultimately insists on the “structurality of structure.” For these points, see Ward,
Christ and Culture, 252ff.,256ff.
121
Jacques Derrida, “How to Avoid Speaking: Denials,” trans. Ken Frieden, in Derrida and Negative
Theology, ed. Harold Coward and Toby Foshay (Albany: State University of New York Press, 1992), 79.
122
Ibid., 77.
268
speak) and, as such, to carry out its program more rigorously than Husserl did,123 a
position which echoes my point concerning Derrida and Saussure‟s general semiology.
Derrida‟s Hauntology
However, this is true only insofar as we properly qualify what we mean by “ontology” as
in relation to Derrida‟s thought. To make this point, we can once again take Marchart as
a starting point. To recall, he argues that Laclau‟s proposal deserves the nomenclature of
reality outside signification or beyond meaning,” which is to say that the theory amounts
Our discussion to this point should have made it immediately clear, however, that
already seen with regard to Laclau). That is, it is an ontology which cannot constitute the
123
For an example expressing a similar position, see Alan White, “Of Grammatology: Deconstruction as
Rigorous Phenomenology?” in Derrida and Phenomenology, ed. William R. McKenna (Dordrecht,
Netherlands: Kluwer Academic, 2009).
124
Marchart, 147.
269
descriptor of his proposal; Derrida proposes a “hauntology” in the sense of “an ontology
The term “hauntology” is not as frivolous as it may at first sound. The term refers
Playing on the theme of the “specter” as it appears in Marx, Derrida uses the notion of the
force, and is therefore not simply “illusory” or “unreal.” Thus, he writes that “the specter
of the spirit. It becomes, rather, some „thing‟ that remains difficult to name: neither a
presence is the obvious fact that he never lapses into the absurd position of denying that,
in our everyday sense of the terms, there “are” presents and presences. His point is that,
The present and presence, then, are “spectral;” they have a kind of embodiment and
implied by the metaphysics of presence, such as the binary pair presence and absence: “A
traditional scholar does not believe in ghosts—nor in all that could be called virtual space
or spectrality. There has never been a scholar who, as such, does not believe in the sharp
distinction between the real and the unreal, the actual and the inactual, the living and the
125
Ibid., 163.
126
Jacques Derrida, Specters of Marx: The State of the Debt, the Work of Mourning, and the New
International, trans. Peggy Kamuf (London: Routledge, 1994), 6.
127
This broadly parallels Laclau‟s discussion of the relative fixity of social forms and identities in the midst
of the infinite play of differences.
270
non-living, being and non-being…in the opposition between what is present and what is
not….”128 It is because of this that Derrida proposes the term “hauntology” for his
proposal.129
account of the temporal and objective “being” which is not governed by the logic of
presence; if, on the other hand, I describe Derrida‟s proposal as an “ontology,” it is with
the substantial proviso that it be understood in this qualified sense, and to avoid the
case, my ultimate purpose in adopting any such language is to make clear the scope of
Derrida‟s proposal.
is fittingly described as a phenomenological ontology has been to prepare the ground for
hauntology and prepare the ground for next chapter‟s discussion of the “religious” nature
of that hauntology.
128
Derrida, Specters, 11.
129
Ibid., 51.
130
As an example of this latter concern, we can note the persistent misreading of the notion of spectrality
by most of the contributors to the symposium on Specters of Marx, who consistently read “spectrality” as
precisely that which is illusory or unreal, thereby missing the exact point Derrida is trying to make with the
adoption of this language. See Derrida‟s comments to this effect, particularly in “Marx and Sons,”244.
131
As I noted in chapter two (p. 75n47), there are multiple ways to translate the French tout autre, which
will be of considerable interest to us later in this chapter. Given the polyvalence of the term, I will
generally leave it untranslated.
271
The issue of alterity in Derrida is quite complex, and I want to suggest that a
two aspects: The differential and the referential.132 I want to be clear at the outset of this
discussion, however, that this distinction is largely analytic: The differential and
referential aspects of alterity are, in the actuality of lived experience, inseparable and
mutually constituting. I will return to this point further following my discussion of each
Though I have not yet addressed the issue in these terms, we have already come
across what I am calling the differential aspect of alterity in our discussion of the
signifying trace. Relating this issue more directly to the question of alterity, we will see
that the tout autre, in its differential aspect, is broadly equivalent to the trace. This means
that the tout autre is itself a figure for the negativity of phenomenological disruption. My
highlight the fact that the tout autre in Derrida‟s thought is not a phenomenological
positivity. Given that “reference,” which we will consider next, is typically reference to
such a positivity, an initial consideration of the differential aspect of alterity will help us
to avoid the mistake of understanding reference in this way with regard to the tout autre.
Our discussion of the referential aspect of alterity will, in other words, involve a
132
My thanks to John Caputo for suggesting the language of reference with regard to alterity.
272
We have already considered the way in which the trace, as no-thing, constitutes a
and the present. What I now want to highlight is that Derrida‟s notion of the other
As soon as we admit this continuity of the now and the not-now, perception and
nonperception, in the zone of primordiality common to primordial impression and
primordial retention, we admit the other [l‟autre] into the self-identity of the
Augenblick [ the “blink of an eye,” Husserl‟s colloquialism for the immediately
present moment]; nonpresence and nonevidence are admitted into the blink of the
instant.134
We can see that the (retentional and protentional) trace is, in this passage, equivalent with
l‟autre. Similarly, in the context of discussing the process of signification and the play of
traces, Derrida writes that “the „unmotivatedness‟ of the sign requires a synthesis in
which the completely other [tout autre] is announced as such—without any simplicity,
The movement of signification, the play of traces, is here taken as equivalent with the
In passages like these, we see the equivalence of the tout autre with the trace,
which is to say that, as with the trace, the tout autre is the no-thing of phenomenological
“is” that which disrupts full phenomenological constitution. Like the trace, Derrida
133
See p. 247.
134
Derrida, Speech and Phenomena, 65/ La voix et le phénomène, 73.
135
Derrida, Of Grammatology, 47/ De la grammatologie, 69.
273
insists that the other (l‟autre) is “nothing that may be given an origin or verifiable,
Alterity (in its differential aspect), then, has to do with the disruptive
phenomenological disruption that Derrida borrows Levinas‟ notion of “the trace of the
other” (la trace de l‟autre) as I have already noted.137 What Derrida highlights in this
“the trace of the other” (la trace de l‟autre) is “relationship to the illeity as to the alterity
of a past that never was and can never be lived in the originary or modified form of
presence.”138
In “The Trace of the Other,” the specific essay to which Derrida repeatedly makes
reference, Levinas insists that the disruption of the Same enacted by the face of the Other
(L‟Autrui)139 does not indicate that the other comes from another “world,” a world behind
or beyond our ordinary world, but that, on the contrary, “the beyond is precisely beyond
the „world,‟ that is, beyond every disclosure….”140 “The other” (l‟Autrui) then,
“proceeds from the absolutely absent,” and this “absolute absence” constitutes the
136
Jacques Derrida, “Of an Apocalyptic Tone Newly Adopted in Philosophy,” trans. John P. Leavey, Jr., in
Derrida and Negative Theology, ed. Harold Coward and Toby Foshay (Albany: State University of New
York Press, 1992), 66. French: Jacques Derrida, “D‟un ton apocalyptique adopté naguère en philosophie,”
in Les fins de l‟homme: à partir du travail de Jacques derrida, ed. Philippe Lacoue-Labarthe and Jean-Luc
Nancy (Paris: Éditions galilée, 1981), 477.
137
See 239n6.
138
Derrida, Of Grammatology, 70.
139
Levinas writes that “the phenomenon which is the apparition of the other (d‟Autrui) is also a face;” see
Emmanuel Levinas, “The Trace of the Other,” trans. A. Lingis, in Deconstruction in Context, ed. Mark C.
Taylor (Chicago: The University f Chicago Press, 1986), 351. French: Emmanuel Levinas, “La trace de
l‟autre” Tidjschrift voor Philosophie (September 1963), 613.
140
Levinas, “Trace of the Other,” 354.
274
“trace”: “The beyond from which a face comes signifies as a trace. A face is the trace of
the utterly bygone, utterly passed absent…” (emphasis added).141 Thus, “the
irreversible past” (emphases added).142 What Derrida therefore draws from Levinas is a
This is what renders it “inconceivable in the order of disclosure and being.” As Levinas
puts it, “a trace in the strict sense disturbs the order of the world” (emphasis added),143
which is to say, in the terms we have been using, the order of a constituted complex.
“Différance” is the emphasis on the absolute past and the disruption of consciousness
brought about by this irretrievable past, which is precisely what we have seen in our
discussion of the retentional trace. The trace, then, “is” no-thing but the disruption of
This point remains to be developed further: In what sense, precisely, is that past
“absolute”? The retentional trace which constitutes the present indicates, for Derrida, an
“always-already-there that no reactivation of the origin could fully master and awaken to
is the “absolute” nature of this past that marks it definitively as a trace, which is to say as
an effect of the movement of différance. Derrida clearly states the crux of the issue: “If
141
Ibid., 355/ “La trace de l‟autre,” 618.
142
Levinas, “The Trace of the Other,” 355.
143
Ibid., 357.
144
Derrida, Of Grammatology, 66.
275
the trace refers to an absolute past, it is because it obliges us to think a past that can no
added).145 If the past “traced” in the constitution of the present were itself present-able, it
would not be an ineffaceable trace, which is to say that it would no longer be the trace at
the term, is always a constituted effect of the interweaving of protentional and retentional
traces. There is, then, no possibility of reaching back to some sort of arche, to a primal
sort of Ur-past; indeed, any such arche would be possible only if differential play were
systematic, rather than “infinite.” The presence of every past is “always already” an
effect of retentional traces (and as such we have seen that it is an “effect” without
“cause”). Insofar as we speak of these traces, then, we speak of an “absolute past” which
is, like the trace, no-thing, precisely because it cannot be rendered present. This is why
the tout autre which is “announced…within what it is not” is announced “without any
negativity both in the sense that it is no-thing and that it, in Levinas‟s terms, “disturbs the
order of the world.” The same considerations apply for protentional traces as retentional
traces: The tout autre also refers to the absolute future. Thus, the future traced in the
constituted present is also nothing present-able. For this reason, Derrida insists that “the
concepts of present, past, and future, everything in the concepts of time and history
which implies evidence of them—the metaphysical concept of time in general [i.e. time
145
Ibid..
146
See page 256.
147
Derrida, Of Grammatology, 47/ De la grammatologie, 69.
276
once again, the tout autre as absolute past and absolute future has no positive
through the disruption of the constituted present.149 In its differential aspect, then,
Derrida‟s concept of alterity, figured paradigmatically in the tout autre, has to do with the
trace.
To this point I have been considering Derrida‟s tout autre in its relation to the
signifying trace, which I have described as the differential aspect of Derrida‟s concept of
alterity. While I take this aspect of Derrida‟s notion to be of vital importance, however, it
the impression that alterity is simply difference as such or, in the phenomenological terms
disruption. Stated in terms from the previous two chapters, phenomenological disruption
148
Derrida, Of Grammatology, 67.
149
While my primary focus to this point has been on the phenomenological disruption brought about by the
tout autre, this disruption is also the condition of possibility for the emergence of new social forms, etc., a
point to which I will give more attention later in this chapter.
277
say, of a relatively stable phenomenological configuration. If this were not the case, it
because of this that Derrida‟s concept of alterity necessarily includes a referential aspect.
What I am calling the referential aspect of Derrida‟s concept of alterity owes most
directly to Husserl‟s notion of the alter ego,150 and again highlights his proximity to
phenomenology (as we will see below). Tilottama Rajan notes that “the French reading
of Husserl parallels that of Hegel in focusing not on his ends but on the tools and means
to those ends by which his text reads itself against the grain,”151 and Derrida‟s reading of
Husserl concerning the alter ego is no exception to this general rule. Thus, he states in an
interview that what draws him to Husserl‟s formulation of the phenomenology of the
alter ego is that it represents “a break within phenomenology, with the principle of
phenomenology.”152
What, then, is the break that Derrida finds in Husserl‟s notion? He describes it as
follows:
I think it is still a very profound lesson that Husserl taught us, and even Levinas.
In the fifth Cartesian Meditation, Husserl insists that there is no pure intuition of
the other as such; that is, I have no originary access to the alter-ego as such. I
should go…through an analogy of appresentation. So the fact that there is no
pure phenomenon, or phenomenality, of the other or alter-ego as such is
something which I think is irrefutable.153
150
Derrida also points out that his initial interest in Levinas has to do with the latter‟s radicalization of this
Husserlian notion; see Jacques Derrida, “Deconstruction and the Other,” in Debates in Continental
Philosophy: Conversations with Contemporary Thinkers, ed. and trans. Richard Kearney (New York:
Fordham University Press, 2004), 140.
151
Tilottama Rajan, Deconstruction and the Remainders of Phenomenology: Sartre, Derrida, Foucault,
Baudrillard (Stanford: Stanford University Press, 2002), 101.
152
He also attributes Levinas‟s interest in Husserl to this same “break” fracturing Husserl‟s phenomenology
from within; see Jacques Derrida, “Hospitality, Justice, and Responsibility: A Dialogue with Jacques
Derrida,” in Questioning Ethics: Contemporary Debates in Philosophy, ed. Richard Kearney and Mark
Dooley (London: Routledge, 1999), 101.
153
Ibid. As Derrida indicates, what he has in view is Husserl‟s discussion from the fifth of his Cartesian
Meditations. In particular, he highlights the discussion from §§49-51, where Husserl defines the “other
ego” (das Andere Ich) as the “first other” (das erste Fremde) or the first “non-Ego” (das erste Nicht-Ich)
278
Importantly, Derrida immediately goes on to state that this “doesn‟t mean that we
subscribe to the whole context of Husserl‟s statement.”154 That is, to reiterate Rajan‟s
point, Derrida does not simply accept the “ends” of Husserl‟s own phenomenological
These points are well illustrated in one of Derrida‟s early essays, “Violence and
essay which interests us at present is Derrida‟s rejection of the notion that alterity can be
on the basis of a horizon, for a horizon is always a horizon of the same…” (emphasis
added).156 On this account, any horizon “amortizes” alterity “as soon as it is announced
precisely because it has let itself be foreseen.”157 Thus, “the other (l‟autre) is the other
(l‟autre) only if his alterity is absolutely (absolument) irreducible, that is, infinitely
(§49), in the sense that, unlike other objects, the alter ego can never be fully given in our experience:
“Properly speaking, neither the other Ego himself (das andere Ich selbst), nor his subjective processes or
his appearances themselves, nor anything else belonging to his own essence, becomes given in our
experience originally” (§50). See Edmund Husserl, Cartesian Meditations: In Introduction to
Phenomenology, trans. Dorian Cairns (Dordrecht: Kluwer Academic Publishers, 1999). German: Edmund
Husserl, Cartesianische Meditationen und Pariser Vorträge, ed. S. Strasser (Haag: Martinus Nijhoff,
1950).
154
Derrida, “Hospitality, Justice, Responsibility,” 101.
155
Derrida, “Violence and Metaphysics.” This essay is significant for a number of reasons, including: Its
early date (1964); Derrida‟s sustained treatment of Levinas‟s thought; and the fact that it represents, to a
large extent, an essential defense of Husserl‟s phenomenological philosophy against the reading proposed
by Levinas.
156
Ibid., 95. French: Jacque Derrida, “Violence et métaphysique. Essai sur la pensée d‟Emmanuel
Levinas,” in L‟écriture et la différence (Paris: Éditions du Seuil, 1967), 141.
157
Ibid.
279
(infiniment) irreducible; and the infinitely Other (l‟infiniment-Autre) can only be Infinity
grounds that such refusal of horizon would preclude any encounter or reference to the
The infinitely other (l‟infiniment autre), the infinity of the other (l‟infinité de
l‟Autre), is not the Other (l‟Autre) as a positive infinity (infinité positive), as God,
or as a resemblance with God. The infinitely Other (l‟infiniment autre) would not
be what it is, other (autre), if it was a positive infinity (infinité positive)….The
positive Infinity (l‟Infini positif) (God)—if these words are meaningful—cannot
be infinitely Other (infiniment Autre) (emphasis added).159
This is true insofar as “if one thinks, as Levinas does, that positive Infinity tolerates, or
even requires, infinite alterity, then one must renounce all language, and first of all the
words infinite [infini] and other [autre].”160 Derrida‟s point, putting in the framework I
have adopted here, is that “difference as such” (i.e., infinite alterity) is not a conceivable
notion, because difference is always difference from. Without the referential, horizonal,
alterity at all.
point), Derrida writes that “without the phenomenon of the other as other (l‟autre comme
autre) no respect would be possible.”161 That is, if alterity does not have a referent, there
can be no experience of the other (I will have more to say on the nature of this experience
as Derrida conceives it); and without a phenomenological horizon and a constituted state
of affairs, there can be no referent. Hence, Derrida argues that “the phenomenon of
158
Ibid., 104/ Ibid., 154.
159
Ibid., 114, translation modified / Ibid., 168.
160
Ibid./ Ibid.
161
Ibid., 121/ Ibid., 178.
280
respect supposes the respect of phenomenality.”162 The thrust of Derrida‟s argument, for
disruption, this disruption is never experienced (indeed could not even be experienced) in
the abstract. Rather, there must be a determinate site of such disruption, which means
configuration. I will continue to maintain that the tout autre, in Derrida‟s thought
difference of alterity.
Singularity and the Extension of Alterity: Tout Autre est Tout Autre
With this aspect of the referential aspect of alterity in view, I have now to relate
referent, on the one hand, which remains no-thing, on the other. The specific question
which imposes itself is this: How can the tout autre be understood as a referent and still
deceptively enigmatic formulation tout autre est tout autre.163 What this formulation
phenomenology of the alter ego remains a reading of Husserl against himself. Derrida
162
Ibid. Derrida‟s defense of Husserl, and contrast with Levinas, is pronounced on this point: “Husserl
gives himself the right to speak of the infinitely other [l‟infiniment autre] as such, accounting for the origin
and the legitimacy of his language. He describes the phenomenal system of nonphenomenality. Levinas in
fact speaks of the infinitely other [l‟infiniment autre], but by refusing to acknowledge an intentional
modification of the ego—which would be a violent and totalitarian act for him—he deprives himself of the
very foundation and possibility of his own language” (125/183).
163
For reasons to which I will attend presently, this apparently tautological French phrase would most
commonly be rendered along the lines of “every other is totally other” in English. However, there are
multiple possible English interpretations of the phrase, a fact which will be of decisive importance in what
follows. I will therefore ordinarily leave the phrase untranslated in this text.
281
writes that the value of Husserl‟s insistence on the irreducibly non-originary experience
of the alter ego lies in the fact that it “betrays the principle of phenomenology [i.e., „to the
do with Derrida‟s extension of the alterity Husserl reserves for the alter ego to all
constituted phenomena. As Leonard Lawlor notes, for Derrida “the indefinite iterability
non-intuition.”165 That is, Derrida argues that the ultimately irreducible non-
phenomenality of the alter ego is a mark of all possible phenomena, with the result that
As the quotation from Lawlor in the previous paragraph hints, the key for
cannot be limited to the alter ego, has to do with “iterability” (a term which I introduced
This is clear if we recall that the identity of any element within a semiological
field is an effect of the other elements within that field and that, as such, the totality of the
identities within that field could only be ultimately fixed if the limits of that field were
164
Derrida, “Hospitality, Justice, Responsibility,” 101. In this regard, Derrida writes, in “Violence and
Metaphysics,” that “it seems incontestable to us that the themes of nonpresence (temporalization and
alterity) contradict that which makes phenomenology a metaphysics of presence, working it ceaselessly,
and we emphasize this elsewhere” (121).
165
Lawlor, 4.
166
See p. 54n223.
167
As in chapter one, I simply do not have the space to adequately develop Derrida‟s concept of iterability
here. For primary and secondary sources, see chapter one, p. 54n223.
168
See above, pages 252-253.
282
themselves fixed. In other words, the stability of identity requires the “structurality of
structure.” We have seen, however, that both Derrida and Laclau highlight that this
structurality never holds. The result of this is that a repetition of “the same” element in
signifying fields that have varied in any way means that element will not be “identical” to
its occurrences in previous signifying chains. Because the context, both diachronic and
phenomenological objects is such that “the same” object can never be guaranteed to be
differently. This means that, in an important sense, any and every phenomenological
object is tout autre (totally other). This is what Derrida captures with the phrase tout
autre est tout autre, which he develops in numerous contexts,171 and which is intended to
communicate the “radical heterology”172 implicit in any other. The phrase plays off of
the two senses of the French tout, which in turn brings about two senses of the French
autre. On the one hand, tout is an indefinite pronominal adjective, meaning “someone”
(quelque), “any” (quelconque), “any other one” (un quelconque autre).173 On the other
169
Cf. Jacques Derrida, “Signature, Event, Context,” trans. Samuel Weber and Jeffrey Mehlman, in Limited
Inc, ed. Gerald Graff (Evanston, IL: Northwestern University Press, 1988), 3.
170
I would argue that this describes essentially the same process which, in Laclau‟s formulation, allows
signifiers to be “emptied” of their contents.
171
For occurrences and discussion of the phrase, see “Faith and Knowledge,” 70; Gift of Death, 68ff., 82ff.;
Specters, 173; “Force of Law: The „Mystical Foundation of Authority‟,” trans. Mary Quaintance, in Acts of
Religion, ed. Gil Anidjar (London: Routledge, 2001), 293; Jacque Derrida, “Sauf le nom (Post-Scriptum),”
in On the Name, ed. Thomas Dutoit, trans. David Wood et. al. (Stanford: Stanford University Press, 1995),
74ff.
172
Derrida, Gift of Death, 83.
173
Derrida, Gift of Death, 82, translation modified. French: Jacques Derrida, Donner la mort (Paris:
Galilée, 1999), 115.
283
Given this dual semantic range of tout, Derrida notes that “if the first tout is an
indefinite pronominal adjective, then the first autre becomes a noun and the second, in all
would include “every other [as a nominative] is totally other [attributive adjective].” If
the two instances of tout are reversed, then it could be rendered as something like the
following: “Total otherness [tout is best rendered adverbially in English] is every other
[nominal].” Relating our phenomenological reading of Derrida‟s tout autre to these two
broad renderings of tout autre est tout autre, we find that absolute or radical alterity (an
“expanded” translation of tout autre where tout is an attributive adjective) “is” every
This means that the tout autre is tout autre precisely because it is absolutely singular.176
And, once again, I want to emphasize the scope of “every other” (tout autre): “These
singularities represent others, a wholly other form of alterity: one other or some other
174
Ibid./ Ibid., 115.
175
Derrida, Gift of Death, 82-83.
176
The linkage of singularity and the tout autre is pervasive in Derrida‟s writings. For some representative
examples, many of which we have already encountered earlier in quotations, see the following: Derrida,
“As if it Were Possible;” Gift of Death, 68; 91; “Force of Law,” 254; Specters, 28; “The Deconstruction of
Actuality,” in Negotiations: Interventions and Interviews, 1971-2001, ed. and trans. (Stanford: Stanford
University Press, 2002), 93; “Psyche: Invention of the Other,” trans. Catherine Porter, in Psyche:
Inventions of the Other, Volume 1, ed. Peggy Kamuf and Elizabeth Rottenberg (Stanford: Stanford
University Press, 2007), 5.
177
Derrida, Gift of Death, 71.
284
they conform to a given horizon of expectation. We might say that the context in which
they occur is stable enough that their repetition as “the same” event seems to constitute
them as “identical,” which is to say as regular or predictable; they can easily be assigned
their proper place within the totality of our ordinary, day to day experience. Stated in the
terms from the previous two chapters, this is just to reiterate the point that the greater part
of our social existence takes place within constituted normative complexes which have
sedimented to the point that they are marked by a high degree of stability or relative
fixity.
It nevertheless remains the case that, as we have seen, such experiential regularity
is a constituted effect of an infinite play of differential traces. This means that every
which fits comfortably within the sedimented normative complexes we inhabit, has the
destabilizing potential to disrupt the horizons of expectation against which it takes shape.
This is why Derrida insists that “every time something happens, even in the most banal,
about it….”178 This is obviously not to say that in fact every ordinary occurrence will
radically disrupt a particular constituted order or institution; if this were the case, there
178
Jacques Derrida, “Autoimmunity: Real and Symbolic Suicides—A Dialogue with Jacques Derrida,” in
Philosophy in a Time of Terror, ed. Giovanna Borradori (Chicago: The University of Chicago Press, 2003),
91.
285
This brings me to my reason for insisting that, even if we must refer to the tout
autre (the referential aspect of alterity), it nevertheless remains the case that the tout
autre is no-thing (the differential aspect of alterity). Given that even the most seemingly
ordinary occurrences are the same as non-identical, we could say that singularity
person, practice, etc. predominates over the sameness of that occurrence, object, person,
practice, etc., the greater the degree to which it is experienced as singular rather than as
the same. This is true until a point is reached at which it is experienced as only singular,
which is to say only as phenomenological disruption, and no longer as “the same” at all.
person, object, etc. has the potential to become the site of phenomenological disruption,
calling into question the normative complex in which they find their place. This
language is important: I say “site” of such a disruption, rather than simply “becomes such
has lost its status as simple phenomenological positivity, insofar as is not longer has a
experienceable not as “what it is,” but as something traumatic and disruptive as such,
179
Laclau and Mouffe make essentially the same point, in a more semiological register, when they insist
that “the impossibility of an ultimate fixity of meaning implies that there have to be partial fixations—
otherwise, the very flow of differences would be impossible. Even in order to differ, to subvert meaning,
there has to be a meaning.” See Laclau and Mouffe, Hegemony, 112; see also chapter three, pp. 138-139.
286
precisely because it is no-thing identifiable within the totality.180 We find, then, that
every other (tout autre), no matter how banal or foreseeable, is potentially the site of
Summary: The Tout Autre and the Co-Implication of Difference and Reference
I noted at the outset of this discussion that the distinction between the differential
and referential aspects of alterity, while useful to bringing into view the textures of
Derrida‟s theory, is ultimately artificial. While this artificiality has already come into
view in passing, I want to now take a few moments to note the co-implication of these
This co-implication is clear when Derrida writes that “there is no presence before
the semiological effect” (emphasis added).181 That is, without the differential spacing, the
play of traces, effective in signification, there would be no referent at all. This is the
same basic point as when he writes that “every referent, all reality has the structure of a
against which it occurs, etc. (the referential aspect of alterity), there can be no such
determinate site without the differential play of traces (the differential aspect of alterity).
on the part of reference alone constitutes the referent as phenomenological positivity; the
differential and referential aspects are both crucial for an understanding of Derrida‟s
concept of alterity.
180
The impossibility of assigning a place to the tout autre does not, however, diminish the necessity of
doing so. I will address this issue in my discussion of nomination in the next chapter.
181
Derrida, “Différance,” 141.
182
Derrida, “Afterword,” 148.
287
“religious” or “ethical” turn in his work in the 1980s or 1990s and beyond, and that this
turn is often traces to the increasing influence of Levinas and Levinas‟s notion of “the
other” on his own thought.183 My discussion of Derrida‟s notion of alterity to this point
should make it clear that I do not endorse this thesis. Indeed, the foregoing discussion
illustrates, first, that Derrida‟s concern with alterity dates back to his early published
works and, second, that he makes reference to Levinas in relation to alterity from the
Derrida also denies in numerous instances that his thought undertook any such
“turn.” To take just one example from one of his later works, he insists that “there never
was in the 1980s or 1990s, as has sometimes been claimed, a political turn or ethical turn
183
Martin Hägglund, Radical Atheism: Derrida and the Time of Life (Stanford: Stanford University Press,
2008), 76. Hägglund‟s book will be of concern to us further along in our discussion, and so some further
comment is required. While Hägglund‟s reading and interpretation of Derrida is, for the most part,
excellent, his development of Derrida‟s thought is too often carried out via very reductive and polemical
readings of other Derrida scholars, such as Critchley, Laclau, and Caputo. These readings are such that his
valid points concerning Derrida‟s thought are too often overstated, presenting Derrida‟s positions in starker
contrast to other thinkers than is warranted. As we will have occasion to note more fully in the next
chapter, this is particularly pronounced with regard to his account of Derrida‟s relation to religion.
184
This is not to say that I understand Derrida‟s notion of alterity as simply equivalent with that of Levinas;
I do not. I will address this issue more directly in the next chapter.
185
Derrida, Rogues, 39. In another, earlier, statement, Derrida writes that “I am more aware of the
continuity than of what has been called abroad the „political turn‟ or the „ethical turn‟ of deconstruction”
(“Others are Secret,” 153). Likewise, in another late essay he insists that “what I am putting forward here
is not the outline of some „ethical turn,‟ as it has been described…” (“As if it Were Possible, 89). A similar
sentiment is given voice when Derrida addresses the “systematicity” of his thought as involving “a sort of
consequence, coherence, and insistence—a certain gathering together...” in his work, and a certain
“recurrence of motifs and references from one text to another in my work, despite the differing occasions
and pretexts—a recurrence that, having reached a certain age, I find rather striking” (Jacques Derrida, “„I
Have a Taste for the Secret‟,” in Jacques Derrida and Maurizio Ferraris, A Taste for the Secret, ed.
Giacomo Donis and David Webb, trans. Giacomo Donis (Cambridge: Polity Press, 2001), 3.
288
That is not to say, indeed quite the contrary, that nothing new happens between,
say, 1965 and 1990. But what happens remains without relation or resemblance
to what the figure that I continue to privilege here might lead one to imagine, that
is, the figure of a “turn,” of a Kehre or turning. If a “turning” turns by “veering”
round a curve or by forcing one, like wind in one‟s sails, to “veer” or change tack,
then the trope of turning turns poorly or turns bad, turns into the wrong image.186
I would not argue that Derrida‟s thought does not develop throughout the course of his
career, that he does not directly thematize topics such as religion, ethics, and the political
more directly in his later than earlier works, or that the idiom in which he expresses his
thought does not develop, at times significantly. I would argue, however, that these later
early and late. This overall consistency is what I now want to consider; this consideration
will also help to further flesh out the nuances of the outline of alterity provided to this
point. Just as I gave primary attention to the diachronic aspect of Derrida‟s theory of
signification, I will give primary attention to the diachronic aspect of alterity in Derrida‟s
later work. My reason for doing so is that the essential continuity of Derrida‟s later work
with his earlier work is most easily demonstrated through a consideration of this aspect of
his thought.
One of the reasons people have postulated a “turn” in Derrida‟s later work is that,
likely to speak in terms of différance, the trace, writing, text, etc. in his later work
(though these terms do not disappear) and more likely to speak in terms of concepts like
186
Derrida, Rogues, 39.
289
the event, the arrivant, the to-come, justice, the messianic, hospitality, etc.187 On closer
inspection, however, we find that these terms all name the disruption of the
absolute futurity. This will make it clear that not only does the tout autre appear in
Derrida‟s earliest major published texts (as we have already seen), but the logic of the
The relation of futurity and alterity is well stated in a statement from Specters of
Marx:
The equivalence of alterity with futurity is clearly demonstrated in this passage,189 and is
reinforced when, a few pages later, Derrida simply identifies “the future,” understood as
absolute future, with “the other.”190 I emphasize this point to draw attention to the fact
that to speak of the absolute future, in whatever idiom, is to speak of the tout autre.
187
I will address the first three of these terms in this chapter; I will address the latter three in the discussion
of Derrida‟s relation to religion in the next chapter.
188
Derrida, Specters, 28. French: Jacques Derrida, Spectres de Marx: L‟État de la dette, le travail du deuil
et la nouvelle Internationale (Paris: Éditions Galilée, 1993), 56.
189
It should be clear, from both this quotation and our previous discussion of the phenomenological
constitution of temporality, that alterity relates as much to the absolute past as to the absolute future. This
is particularly true with regard to the concept of the messianic (considered primarily in the next chapter).
Having said this, however, it is clear that Derrida gives pride of place to the notion of absolute futurity in
his work.
190
Derrida, Specters, 35.
290
The Event
One of the concepts which plays a significant role in Derrida‟s later work is that
brings together the themes of alterity and absolute futurity, and also demonstrates the
formulation which links the tout autre, the event, futurity and différance, Derrida states
that
“At the same time” that différance marks a relation (a “férance”)—a relation to
what is other [Autre], to what differs in the sense of alterity, thus a relation to
alterity, to the singularity of the other [l‟autre]—it also relates, precisely because
of this, to what comes, to what arrives in a way that is both inappropriable,
unexpected, and thus urgent, unanticipatable: precipitation itself….The event, the
singularity of the event—this is what différance is about….Différance is a
thinking that tries to respond to the immanence of what comes or will come, to the
event, and therefore to experience itself.191
My primary point here is to note the continuity of one of Derrida‟s defining early themes
(différance) with a defining later them (the event), and to note that both are related to the
The futurity which defines and determines the event as event is the absolute
futurity of the trace and the tout autre more generally. The event is event only as
“singularity,” and only insofar as “its very singularity will produce the coming or the
breaking-in or “advent” defined by novelty, and constitutively linked to the future: “In
every case and through all the semantic displacements of the word „invention,‟ this latter
remains the „coming,‟ the venire, the event of a novelty that must surprise, because at the
191
Derrida, “Deconstruction of Actuality,” 93. French: Jacques Derrida, “La déconstruction de l‟actualité,”
Passages 57 (September-October 1993), 64.
192
Derrida, “Psyche,” 5.
291
moment when it comes about, there could be no status, no status, ready and waiting to
reduce it to the same” (emphasis added).193 The tout autre is again figured as no-thing,
that is, as having no place within a constituted normative complex. The event, precisely
as the “invention of the other” (invention de l‟autre) (the title of the essay from which I
draw these examples),194 has to do with a futurity which is novel and surprising because it
is unforeseeable.
The unforeseeability of the event is not only what defines the event for Derrida,
but it is also what connects the event to the structure of the absolute future. Speaking in
an interview concerning the 9/11 terrorist attacks, Derrida states that “a major event
should be so unforeseeable and irruptive that it disturbs even the horizon of the concept
phenomenological horizon of expectation illustrates both that it is no-thing but the site of
Futurity and the notion of the arrivant also enter in at this point, insofar as the
unforeseeability and the phenomenological disruption of the event are related to what
comes/happens [arriver]:196
The undergoing of the event, that which in the undergoing or in the ordeal at once
opens itself up to and resists experience, is, it seems to me, a certain
193
Ibid., 24. It is worth noting the echoes of Levinas in the language of an event which cannot be reduced
to the same.
194
Derrida, “Psyche.” French, Jacques Derrida, “Psyché, Invention de l‟autre,” in Psyché: Inventions de
l‟autre (Paris: Galileé, 1987).
195
Derrida, “Autoimmunity,” 90.
196
One of the terms for the notion of “what comes” is the French arrivant, meaning that which arrives or
happens (cf. Jacques Derrida, “A Certain Impossible Possibility of Saying the Event,” Critical Inquiry 33,
no. 2 (Winter 2007), 451). Peggy Kamuf makes the point that the arrivant is “the one who or that which
arrives, or simply the arriving” (emphasis added) (see Specters, 181n4).
292
The event is that which comes, hence the reference to futurity, but insofar as it is that
once again encounter the disruptive logic of the tout autre, and the force of this is
captured when Derrida writes that “any event worthy of this name…has within it
something that is traumatizing [echoing a point I made above]. An event always inflicts a
wound in the everyday course of history, in the ordinary repetition and anticipation of all
outlined in the previous section. The phenomenologically absolute nature of this futurity
fundamentally relates the event to a certain non-knowledge, not in the sense of a lack of
knowledge which could be remedied, but in the sense of “something that is not the same
would be a future-present, which is precisely what the event is not. Derrida writes, for
example, that
197
Derrida, “Autoimmunity,” 90.
198
Ibid., 96.
199
Derrida, “A Certain Impossible Possibility,” 448.
293
history is teleological process. It must in a certain way break off that type of
history” (emphasis added).200
“History,” in this formulation, refers to the future-present, that is to a future which will be
rendered present at another time, and can therefore be plotted from the past and through
the present. This is a future which can be known, appropriated, and assimilated. The
event, as the unforeseeable and that which exceeds knowledge, therefore refers to an
absolute future, to a future which can never be present (for all the reasons we have
already considered). The event, then, accords to the logic of the trace: It is no-thing,
not “something,” or perhaps more properly sometime, which could rendered phenomenal
The absolute and unforeseeable nature of the future Derrida envisions can be
brought out through a consideration of two more closely related terms Derrida employs:
The “to-come” and the messianic.201 In a useful sort of introductory statement, Derrida
writes that
On the next page Derrida continues, highlighting the theme of unforeseeability, when he
writes that “the messianic is a general structure in which the „to come‟ is absolutely
200
Derrida, “As if it Were Possible,” 91.
201
I will address Derrida‟s concept of the messianic in greater detail in the next chapter.
202
Jacques Derrida, Deconstruction Engaged: The Sydney Seminars, ed. Paul Patton and Terry Smith
(Sydney: Power Publications, 2001), 67.
294
circumscribe this relation to the „to come.‟”203 The first thing to note in this formulation,
French avenir, or “future.” But when Derrida contrasts our ordinary concept of the future
with the “to come,” he is invoking the French à-venir, consisting of the preposition à (to)
and the verb venir (to come). The future then becomes the “to come,” which names the
absolute future, the future of the event and the tout autre.
The Impossible
experience marks one point of his proximity to phenomenology.204 But I also noted that
now requires the additional attention I promised above.206 Derrida insists that “the
impossible” as he conceives it is not simply the opposite of “the possible,” but rather
requires an effort at rethinking the concept of possibility as it has been produced and
of the impossible is not claim that nothing ever happens. Rather, the “experience” of the
impossible” is nothing other than the experience of the impossibility of the full
203
Ibid., 68.
204
See above p. 265.
205
Derrida, On the Name, 43.
206
See p. 259n96.
207
Derrida, “A Certain Impossible Possibility,” 445.
295
Derrida‟s concern is “the impossible, and the impossible as that which comes
about [arrive].”208 We can see that this formulation links “the impossible” to the
equivalent terms we have been considering (the event, arrivant, to-come, tout autre).
Derrida explicitly links the impossible to the event (which means that the impossible
When the impossible makes itself possible, the event takes place (possibility of the
impossible). That, indisputably, is the paradoxical form of the event: if an event
is only possible, in the classic sense of this word, if it fits in with conditions of
possibility, if it only makes explicit, unveils, reveals, or accomplishes that which
was already possible, then it is no longer an event. For an event to take place, for
it to be possible, it has to be, as event, as invention, the coming of the
impossible.209
“The impossible” is clearly related to the event and its equivalents, and therefore names
Stated in phenomenological terms, then, the event (or the tout autre) is
208
Derrida, “Others are Secret,” 137.
209
Derrida “As if it Were Possible,” 90.
210
This also relates to another point I have emphasized in relating Derrida‟s thought to phenomenology.
For Derrida, to define “the impossible,” “the event,” the tout autre, etc. in terms of a phenomenological
positivity would be to fall back into metaphysical speculation, which is to say we would postulate
“something” beyond the experienceable phenomenal while denying, simultaneously, that that “something”
has a positive phenomenality. We have already seen that his refusal of such speculation is part of what
marks his work as phenomenological.
211
I can perhaps clarify this position by noting that we are suggesting that the event in Derrida is essentially
the opposite of the “saturated phenomenon” proposed by Jean-Luc Marion. In the latter case
phenomenological totalities are disrupted by a kind of phenomenological positivity of such intensity that
296
what “possibility” means in Derrida‟s thought. This is also why, as with the trace, there
can be no “event as such”; such is the import of Derrida‟s oblique statement that “maybe
Summary
Examples of the notion of alterity in Derrida‟s later work could be multiplied (and
will be to some extent in the next chapter). The examples I have considered should be
the phenomenological structure cannot accommodate it. Here we are suggesting that the event is a kind of
negativity in the sense of representing the disruption of the phenomenologically constituted. For Marion‟s
fullest treatment of the saturated phenomenon, see Jean-Luc Marion, Being Given: Toward a
Phenomenology of Givenness, trans. Jeffrey L. Kosky (Stanford: Stanford University Press, 2002. For an
abbreviated treatment, see Jean-Luc Marion, “The Saturated Phenomenon,” in Phenomenology and the
“Theological Turn”: The French Debate, trans. Jeffrey L. Kosky (New York: Fordham University Press,
2000). For a presentation of Derrida and Marion in terms of their divergent “hyperbolizations” of
phenomenology, see John D. Caputo, “The Hyperbolization of Phenomenology: Two Possibilities for
Religion in Recent Continental Philosophy,” in Counter-Experiences: Reading Jean-Luc Marion, ed. Kevin
Hart (Notre Dame, IN: University of Notre Dame Press, 2007).
212
Derrida, “A Certain Impossible Possibility,” 450-451.
213
I will return to this notion of the event as unforeseeable in the next chapter. Specifically, we will
address the other aspect of what is a dual emphasis in Derrida, which is that, despite the fact that the event
as event cannot be anticipated, it is nevertheless necessary to prepare for it. This will be of some relevance
for clarifying the significance of saying that there may never be an event.
297
alterity, and it is worth reiterating these points in summary fashion. First, the fact that
throughout the course of his work renders suspect any strong claim of a “turn” in his later
aspect of his thought which cannot be limited to his later work and attributed the
influence of Levinas. I have tried to show in this chapter that Derrida‟s complex
intellectual relationship with Levinas is evident in his earliest professional writings and
have given an initial indication of the difference between Levinas‟s concept of alterity
and Derrida‟s own; in the next chapter I will further clarify this latter point.
ontology, which I have chosen to call a “hauntology.” We have also seen that this
basis of Derrida‟s notion of alterity), “negative” in the sense that it is no-thing other than
normative complexes) as such. Finally, having concluded a brief survey of some of the
formulations of alterity in Derrida‟s later work, we have seen that this phenomenological
schema runs consistently throughout the full range of Derrida‟s literary production,
undercutting the notion that his later thinking is marked by a significant departure from
214
By “strong claim” I mean claims of Heideggerian-style Kehre, as discussed above; see p. 287-288.
215
I will continue to highlight the issue of continuity in the next chapter.
298
I now have one final issue to address in this chapter. I have stated in passing that
on a phenomenologically positive force. The time has come to demonstrate what I mean
thought (justice and the “democracy to come”), and the way that these relate to law and
I noted above Derrida‟s explicit linkage of deconstruction to the event and the
future. What I did not consider at that point was the way in which Derrida also relates
these ideas to that of justice, describing “the relation of deconstruction to justice” as the
relation to the event and the absolute future.216 “Justice,” in other words, becomes
another term of broad equivalence with the event, the to-come, the tout autre, etc.
This equivalence raises a question: Why would Derrida describe the “coming of
possibility for the development of new, and potentially better, social institutions and
lies in calling into question presently constituted complexes. The changes wrought in the
sedimented forms of the social via the disruption of phenomenological negativity are the
216
Derrida, Specters, 27-28.
299
Foundation of Authority‟”217 provides the means for developing this point. The essay
provocative title itself, which implies “a question that itself takes the form of a suspicion:
Does deconstruction ensure, permit, authorize the possibility of justice?”218 Against the
reasonable expectation that Derrida would propose that all forms of “justice” are
and “justice,” arguing that the latter is the “undeconstructible” “in the name of which”219
founded, that is to say constructed, upon interpretable and transformable textual strata
(and that is the history of law, its possible and necessary transformation, sometimes its
this, as Derrida notes, is good news because it is in this that “one may even find…the
political chance of all historical progress.”221 As Derrida puts it in the context of another
lecture, laws “are deconstructible because we change them, we improve them, we want to
improve them, we can improve them,” with the result that “we can improve the law, the
217
Derrida, “Force of Law.” This essay was presented at a colloquium on “Deconstruction and the
Possibility of Justice,” organized by Drucilla Cornell at the Cardozo Law School in 1989.
218
Ibid., 231.
219
“In the name of” is a common formulation in some of the most important of Derrida‟s later works.
220
Derrida, “Force of Law,” 242.
221
Ibid.
222
Derrida, Deconstruction Engaged, 87.
300
Justice, on the other hand, “if such a thing exists…is not deconstructible.”223
deconstructible:
The deconstruction of law, which is to say the development of new and better structures
undeconstructible because “it is in the name of justice that we deconstruct, and you
223
Derrida, “Force of Law,” 243. It is worth noting that Derrida raises the same point concerning the
“existence” of justice we saw in relation to the event, thereby highlighting another equivalence in his
thought. See p. 292 above.
224
Ibid.
225
Derrida, Deconstruction Engaged, 88.
301
thought. For Derrida, democracy is unique because it is, in principle, open to its own
critique. It is for this reason that “the expression „democracy to come‟ takes into account
the absolute and intrinsic historicity of the only system that welcomes in itself, in its very
concept…the right to self-critique and perfectibility,”227 and that “the inherited concept of
democracy is the only one that welcomes the possibility of being contested, of contesting
itself, of criticizing and indefinitely improving itself.”228 While Derrida is well aware
that actual, existing democratic regimes do not adequately embody this ideal, it
nevertheless remains the case that such constitutive self-critique is implied in the concept
of democracy. For Derrida, then, “even in its most cynical mode,” democracy still “lets
“Democracy to come” seeks to capture the resonances of this promise. When one
attempts “to deconstruct a concept [of democracy], [of] all the predicates associated with
226
Among the most significant texts for Derrida‟s discussion of the democracy to come are Derrida,
Politics of Friendship; Specters; and Rogues. In chapter three I noted Bennington‟s statement that Laclau
and Mouffe‟s political theory has been the only one to substantively engage Derrida‟s work (chapter three,
p. 128n29). While it remains the case that Laclau and Mouffe‟s discourse theory of the political remains
the only political theory substantively developed on the basis of Derrida‟s thought, a number of scholars
have given consideration to Derrida‟s political thought, particularly in recent years. For some examples of
this, in addition to Bennington, see: Richard Beardsworth, Derrida and the Political (London: Routledge,
1996); Simon Critchley, Ethics—Politics—Subjectivity: Essays on Derrida, Levinas, and Contemporary
French Thought (London: Verso, 1999); Noah Horwitz, “Derrida and the Aporia of the Political, or the
Theologico-Political Dimension of Deconstruction,” Research in Phenomenology 32, no. 1 (2002); the
essays included in Martin McQuillan, ed., The Politics of Deconstruction: Jacques Derrida and the Other
of Philosophy (London: Pluto Press, 2007); Vincent B. Leitch, “Late Derrida: The Politics of Sovereignty,”
Critical Inquiry 33, no. 2 (Winter 2007); W. J. T. Mitchell, “Picturing Terror,” Critical Inquiry 33, no. 2
(Winter 2007); Joanna Hodge, “Phenomenology as Democracy to Come,” in Derrida on Time (London:
Routledge, 2007); Michael Naas, “„One Nation…Indivisible?‟: Of Autoimmunity, Democracy, and the
Nation-State,” in Derrida from Now On (New York: Fordham University Press, 2008); the essays included
in Pheng Cheah and Suzanne Guerlac, eds., Derrida and the Time of the Political (Durham, NC: Duke
University Press, 2009); J. Hillis Miller, “Derrida‟s Politics of Autoimmunity,” in For Derrida (New York:
Fordham University Press, 2009).
227
Derrida, Rogues, 86-87.
228
Derrida, “Autoimmunity,” 121.
229
Ibid., 114.
302
still undertaken “in the name of democracy, of a democracy to come….”231 That is, when
any given democracy is critiqued, it is, for Derrida, the idea of the democracy to come
come” is the undeconstructible on the basis of which, “in the name of which,” existing
As the phrase “democracy to come” makes evident, we find here another figure of
the absolute future, of the to-come outlined above. In deploying the term, “one is not
necessarily pointing out the future of a democracy that is going to come or that must
come or even a democracy that is in the future,”233 nor does “democracy to come” refer
to “a future democracy that will one day be „present.‟”234 In line with the logic of the to-
come, the locution “democracy to come” does not name a future-present democratic
democracy to itself.235 The notion of “the democracy to come” therefore “suggests the
incompletion and essential delay, the self-inadequation of every present and presentable
230
Derrida, Politics of Friendship, 104. The same passage is quoted in Derrida, Rogues, 89.
231
Ibid. The same passage is quoted in Rogues, 89.
232
Ibid. The same passage is quoted in Rogues, 89.
233
Derrida, Rogues, 90.
234
Derrida, “Autoimmunity,” 120.
235
I have intentionally phrased this in such a way as to highlight the convergence of Derrida‟s democracy
to come with the understanding of democracy advanced by Laclau and Mouffe. See chapter four, pp.
178ff., as well as p. 180n21.
303
“Justice” and “democracy to come” therefore serve as yet other equivalent terms
to nominate the phenomenological negativity of the absolute future which has been my
focus. My reason for giving specific attention to these two notions is to highlight the
constructive role that they play in Derrida‟s thought. Without the disruption of
articulations of the social. The contestation of existing democratic structures in the name
structures by constituting new structures. Such constitution, the new, living structures
I want to take some time to clarify this notion of the “undeconstructible” because
the notion of a Kantian idea of pure reason. If we understand justice and the democracy
236
Derrida, Rogues, 38. Derrida‟s insistence on the inadequacy of democracy to itself is the point at which
I find him in agreement with Lefort‟s notion of the empty place of power in democracy.
237
Derrida is not naïve on this point. He recognizes, as does Laclau, that while the inadequation of the
social to itself is the condition of possibility for better or more “progressive” social formations, there is
nothing which determines the direction in which the social will be articulated, and so no guarantee that the
novel social forms which emerge will, in fact, be better than those which preceded. These issues will
receive further attention in our discussion of the messianic in the next chapter.
304
see that these terms must be understood in consonance with notions such as the event, the
to-come, the tout autre, and so on. These resonances are not hard to hear: I have already
noted, to give just two examples, that Derrida speaks of justice in a manner that exactly
mirrors the language he deploys in relation to the event (i.e., “if such a thing exists) and
that the “to-come” of democracy echoes the theme of the “to-come” more generally.
With these considerations in view, let us consider the first possible misreading of
which would ultimately arrest the play of difference which results from the trace, thereby
differential traces. Taking the example of the law/justice relation, to say that law is
deconstructed “in the name of” justice as transcendental signified would be to say one
had full assurance of the “directionality” of the deconstruction of law. Justice would
serve as the ultimate, assured end of such deconstruction; likewise, the democracy to
come would serve as the assured end toward which existing democratic structures would
be subjected to questioning.
Yet this is precisely what Derrida insists is not the case with the deconstruction of
law undertaken “in the name of” justice. On the contrary, he insists that the question of
justice must be approached “obliquely” because “one cannot speak directly about justice,
thematize or objectivize justice, say „this is just,‟ and even less „I am just,‟ without
238
Derrida, “Force of Law,” 257.
305
etc., justice is a phenomenological negativity which disrupts the present, thereby opening
the way for the reformation of laws, but with no assurance or knowledge of what those
reformed laws must be, or even that they might be, more “just.” Exactly parallel
considerations would hold for questions of democracy and the democracy to come.240
Similar considerations hold with regard to the Kantian ideal, which Derrida
three basic concerns he has with identifying the “undeconstructible” with a Kantian
regulative ideal. The first has to do less with Kant that with appropriations of his
thought, dealing with the fact that “in such cases the regulative Idea remains in the order
of the possible, an ideal possible that is infinitely deferred. It partakes of what would still
fall, at the end of an infinite history, into the realm of the possible….”242 In other words,
239
Ibid., 237.
240
As this indicates, Derrida recognizes, as does Laclau, that while the inadequation of the social to itself is
the condition of possibility for better or more “progressive” social formations, there is nothing which
determines the direction in which the social will be articulated, and so no guarantee that the novel social
forms which emerge will, in fact, be better than those which preceded. These issues will receive further
attention toward the end of the next chapter.
241
I briefly addressed this issue in the previous chapter (pp. 224-225).
242
Derrida, Rogues, 83-84.
243
By way of contrast to Derrida‟s view, we have already considered precisely such a view of a Kantian
regulative ideal in the thought of Habermas. See chapter four, pp. 187-189; for the contrast with Derrida,
see 224-225.
306
possible “present” realities, thereby closing off the true, novel potential opened up by the
longer have to do with an absolute future, but with a merely calculable future-present.
As John Caputo states the issue, a regulative ideal “admits of gradual empirical
decided or done (in actuality) cannot consist in following, applying, or carrying out a
norm or a rule….The decision then no longer decides anything but is made in advance
and it thus in advance annulled [as decision].”245 Once again, the issue has to do with the
Derrida‟s third reason for resisting this Kantian reading is that, given the
systematicity of Kant‟s thought, one would “have to subscribe to the entire Kantian
architectonic and critique,” which Derrida says he “cannot seriously undertake or even
Conclusion
highlight the overall continuity of Derrida‟s early and later work. This emphasis is
244
John D. Caputo, The Prayers and Tears of Jacques Derrida: Religion without Religion (Bloomington,
IN: Indiana University Press, 1997), 129.
245
Derrida, Rogues, 84-85. It is worth noting here that the concept of “decision” to which Derrida appeals
is in all central respects identical to the notion of decision as it is developed in Laclau (indeed, it is Derrida
from whom Laclau develops his own notion of decision). The notion of decision cuts through almost all of
Derrida‟s chronologically later works. For good, condensed discussions of his understanding of decision,
see “Force of Law,” 252-255; On the Name, 15ff., 53ff.; Deconstruction Engaged, 63ff.; “Afterword.” I
will address Derrida‟s understanding of decision in the next chapter.
246
Derrida, Rogues, 85.
307
the next chapter. One of my central contentions is that Derrida‟s work is not “religious”
in the sense that his later work turned to a consideration of religion which was not present
in his early work. On the contrary, my argument is that Derrida‟s hauntology may
My explanation for why I insist that Derrida‟s hauntology may be meaningfully described
In this chapter I have also attempted to draw attention to the essential continuity
of Derrida‟s hauntology and Laclau‟s political ontology. This continuity should be borne
in mind as we transition to the final chapter, though I will not address its full significance
until the Conclusion. By way of anticipation, my reason for emphasizing the continuity
meaningfully be described as “religious,” then there is good reason to think that Laclau‟s
described as being “latent” in Laclau‟s theory in the conclusion to the previous chapter.
308
CHAPTER SIX
Introduction
continuity of Derrida‟s earlier and later work with regard to this hauntological structure.
again with the theme of alterity. Specifically, I want to demonstrate why Derrida‟s
thought concerning the political, specifically the democracy to come (introduced in the
previous chapter). I will sharpen our presentation of the specifically religious nature of
phenomenological notion of alterity and the distinctly ethical notion of alterity attributed
to Derrida by Critchley. The work of this chapter also prepare the ground for the
Conclusion, where I will bring together the various themes I have developed to this point,
affirmation.
309
takes as its privileged form “the other person.” Precisely because the tout autre names a
such privileged site and cannot be reduced to the other person (though, if tout autre est
tout autre, it includes the other person). Critchley larges misses this phenomenological
between Levinasian ethics and the political. Critchley‟s argument1 is that political action,
and specifically democracy, is motivated by the ethical demand of the other, understood
first philosophy” has to do with the way in which the ego or subject is called into
question by “the other.” The ego or “I” is that which “reduces the distance between the
Same and the other,” and the other is therefore that which calls the Same into question
insofar as its alterity “escapes the cognitive powers of the knowing subject.” Within this
1
In particular, see Simon Critchley, Infinitely Demanding: Ethics of Commitment, Politics of Resistance
(London: Verso, 2007); Ethics—Politics—Subjectivity. Also of relevance are his essays “Is there a
Normative Deficit?” and “Deconstruction and Pragmatism.”
2
It is important to reiterate that our concern here is not with Levinas or with the correctness of either
Critchley‟s or Derrida‟s interpretation of Levinas. Rather, our concern is with Critchley‟s understanding of
Levinas, or the deployment of Levinas by Critchley, and the correctness or incorrectness of his reading of
Derrida relative to this deployment. For Critchley‟s accounts of Levinas‟s ethical theory, see Simon
Critchley, The Ethics of Deconstruction: Derrida and Levinas (West Lafayette, IN: Purdue University
Press, 1999); “Levinas,” in Understanding Derrida, ed. Jack Reynolds and Jonathan Roffe (London:
Continuum, 2004); Ethics—Politics— Subjectivity; Infinitely Demanding; and “Deconstruction and
Pragmatism.”
310
framework, “ethics…describes the non-totalizable relation with the other, the placing in
question of the ego, or consciousness, by the alterity of the other.” Thus, “the meaning of
ethics is found in the relation that I have with the other and in the unique demand that is
The paradigmatic figure of “the other” in Critchley‟s thought is the other person, a
concept he owes to Levinas. Critchley writes that “ethics for Levinas is defined as the
the other person (autrui)”3 and notes that Levinas‟s notion of “ethics as first philosophy”
takes as its central task “the attempt to describe a relation with the other person that
“autrui [other, other person] is arguably the key term in all of Levinas‟s work and, in line
with common French usage, it is Levinas‟s word for the human other, the other person”
“heterodox,”6 and while it is clear that he has sought to expand the notion of the other
from the broadly humanistic emphasis of Levinas,7 it nevertheless remains the case that
the paradigmatic “other” in Critchley‟s thought is the other person.8 The privileged site
of the encounter with the other person is “the face.” The experience of the face of the
other, and the demand of the other upon the ego, is, according to Critchley, “also critique;
3
Critchley, “Deconstruction and Pragmatism,” 32.
4
Simon Critchley, “Introduction,” in The Cambridge Companion to Levinas, ed. Simon Critchley and
Robert Bernasconi (Cambridge: Cambridge University Press, 2002), 8.
5
Ibid., 11.
6
Critchley, Infinitely Demanding, 62.
7
As when he refers to “the other—whether human, animal, vegetable, or mineral.” See Critchley, Ethics—
Politics—Subjectivity, 109.
8
This is clear when, to give one example, Critchley insists that “infinite responsibility only arises within
the context of a singular experience; that is, within the empirical event of a concrete speech act, the
performative dimension of the promise” (Critchley, Ethics—Politics—Subjectivity, 108). It is difficult to
see how an empirical speech act could apply to an animal, mineral, or vegetable, as opposed to a human
person.
311
it is critical of the liberty, spontaneity, and cognitive emprise of the ego that seeks to
For Critchley, the infinite demand placed upon the ego by the experience of the
other is the “meta-political moment” which is the basis of democratization.10 In his view,
then, only democratic societies are properly ethical (which is to say ethical in a
Levinasian sense) insofar as democratic societies are those which most closely attend to
the demand of the other. As Critchley puts it, “the ethical is part and parcel of
say that democratic political forms are simply better than non-democratic ones: more
One of Critchley‟s defining scholarly interests has been the elaboration of what he
calls a “homology”14 between Derrida and Levinas with regard to alterity, arguing that
they share essentially the same concept of alterity; he has been successful to the point that
such a reading of Derrida in light of Levinas has become virtually standard.15 In line
with this, he argues that the “Levinasian ethical relation to the other” is “the irreducibly
9
All of these quotations are taken from Critchley, “Levinas,” 127-128.
10
Critchley, Infinitely Demanding, 119.
11
Critchley, “Is there a Normative Deficit?” 121.
12
Ibid.
13
As we saw in chapter four, and despite his signifiant differences from these other thinkers, this aspect of
Critchley‟s thought is consistent with that of Habermas, Hardt, and Negri. On the other hand, it differs
significantly from Laclau, a point which will be revisited later in this chapter.
14
See Critchley, “Levinas” and The Ethics of Deconstruction, 9ff.
15
On this point, see Hägglund, 76.
16
Critchley, Ethics—Politics—Subjectivity,” 277.
312
terms of the Levinasian conception of ethics as first philosophy. Critchley marshals the
detects in Laclau‟s political theory (introduced in the previous chapter): “What the theory
[Laclau‟s] of hegemony lacks, and can indeed learn from deconstruction, is the kind of
Critchley has good prima facie reason for reading Derrida the way he does.18 He
often quotes the famous 1986 remarks made by Derrida concerning Levinas to the effect
that “faced with a thinking like that of Levinas, I never have an objection. I am ready to
Levinas‟s definition of “justice” as “the relation to the other.”20 Thus, Derrida writes in
affirmation of the other person,23 a reading which seems to find some support when
Derrida defines hospitality (a theme to which I will return later in this chapter) as
17
Critchley, “Is there a Normative Deficit?” 117.
18
One of the significant weaknesses of Hägglund‟s presentation of these issues is that he shortchanges this
aspect of Derrida‟s thought.
19
Quoted in Critchley, Ethics—Politics—Subjectivity,” 273; The Ethics of Deconstruction, 9ff.; “Levinas,”
129.
20
Critchley, “Deconstruction and Pragmatism,” 34.
21
Derrida, “Force of Law,” 243.
22
Ibid., 250. Derrida also seems clearly to affirm Levinas‟s notion of the ethical understanding of the face
to face relation in “A Certain Impossible Possibility,” 443. Likewise, he indicates his proximity to the
Levinasian definition of justice as “the relation to the other” in “Deconstruction of Actuality,” 105.
23
Critchley, Ethics—Politics—Subjectivity, 274.
313
allowing “passage to the other, to the totally other [le passage à l‟autre, au tout
autre].”24
alterity for Derrida‟s thought are correct, as is his recognition of Derrida‟s acknowledged
debt to Levinas (indeed I also highlighted Derrida‟s intellectual debt to Levinas in the last
chapter). So, for example (again, highlighted in the previous chapter), Critchley is
“cannot be reduced to the Same” and which “escapes the cognitive powers of the
knowing subject,”25 and he correctly recognizes that Derrida‟s thought “seeks a place of
Nevertheless, despite his insistence that “the work of these two thinkers [Derrida and
essentially the same, and it is on this point that he misses decisive points of Derrida‟s
alterity to that of Levinas, there is also a greater distance between them than Critchley
24
Derrida, “Sauf le nom,” 80. French: Jacques Derrida, Sauf le nom (Paris: Éditions Galilée, 1993), 102.
25
Critchley, “Levinas,” 128.
26
Ibid., 129.
27
Ibid.
314
allows.28 Derrida‟s statement that he would not contest anything in Levinas is best
understood as hyperbolic, as are his similar statements in other contexts.29 Derrida makes
it clear, in a number of contexts over a long period of time, that his appropriation of
Levinas‟s thought is not simply a repetition but is, in fact, highly qualified.30
In “Force of Law,” written from 1989-1990, on the same page in which Derrida
“cannot be content to borrow a conceptual trait” from Levinas because he “would have
other difficult questions about Levinas‟s difficult discourse” (emphasis added).32 In the
1993 interview “The Deconstruction of Actuality,” Derrida says that his work has “cut
across the legacies of several different traditions,” including “the tradition of Levinas,
when he simply defines the relation to the other as justice,” and that, with regard to these
traditions, his work has been an effort at “displacing them a little.”33 In the 1994 Politics
the concept of friendship.34 In the 1996 “Faith and Knowledge,” he refers in his
28
We might say that if Hägglund fails to recognize the very real proximity of Derrida to Levinas, Critchley
fails to appreciate the distance that necessarily accompanies such proximity.
29
One example of this must be Derrida‟s statement in “Force of Law” that “nothing seems to me less
outdated than the classical emancipatory idea” (258). While Derrida insists, consistently, that “one cannot
attempt to disqualify it today…without forming the worst complicities,” it nevertheless remains the case
that the “classical emancipatory ideal” as propounded by Marx and in subsequent Marxist discourse is what
he also subjected to severe questioning in Specters of Marx. It is perhaps telling with regard to Critchley‟s
reading of Derrida that he misses this hyperbolic aspect of Derrida‟s statement about the “classical ideal” of
emancipation. See Critchley, “Deconstruction and Pragmatism,” 35.
30
We already saw a significant example of this in our discussion of “Violence and Metaphysics” in the
previous chapter. I don‟t give that particular essay further attention here because Critchley accepts the
questions Derrida put to Levinas‟s early work in that essay, and notes that Levinas incorporated them into
his later work”; see Critchley, “Levinas,” 131. But, despite this, Critchley never seems to seriously
consider the possibility that Derrida‟s notion of alterity might still differ fundamentally from Levinas‟s
own.
31
Cf. Critchley, “Deconstruction and Pragmatism,” 34.
32
Derrida, “Force of Law,” 250.
33
Derrida, “Deconstruction of Actuality,” 105.
34
Derrida, Politics of Friendship, 305.
315
discussion of the khora to “an utterly faceless other,”35 an obvious, albeit oblique,
criticism of Levinas‟s privileging of the face as the site of the other. In the portion of
the role of sexual difference in Levinas‟s thought.36 In his 1997 seminar, published under
the book title The Animal that Therefore I Am, he is critical of Levinas for limiting the
idea of the other to “the other person,” specifically with regard to the animal.37
My point in offering these examples (to which others could be added) is simply to
demonstrate that while Derrida owes an obvious intellectual debt to Levinas, there are
Critchley seems to assume that because Derrida “is not simply against Levinas”38 (which
is correct) and that the critical questions he puts to Levinas do not constitute “moments of
Yet we have already seen that while Derrida relates to neither phenomenology
relates to Levinas in the same way, which is to say that he works a sort of passage
“through” Levinas which nevertheless marks his own work as significantly different from
that of Levinas.
can see that “the other” in Derrida cannot simply be equated with “the other person.” On
35
Derrida, “Faith and Knowledge,” 58-59.
36
Jacques Derrida, Adieu to Emmanuel Levinas, trans. Pascale-Anne Brault and Michael Naas (Stanford:
Stanford University Press, 1999), 36-45.
37
Jacques Derrida, The Animal that Therefore I Am, ed. Marie-Louise Mallet, trans. David Wills (New
York: Fordham University Press, 2008), 105ff.
38
Critchley, “Levinas,” 131.
39
Ibid., 132.
316
predetermined as it is in Critchley (i.e. as the other person). I have also drawn attention
to the relation between alterity and the notion of the absolute future, a notion which is
largely absent from Critchley‟s reading of Derrida.40 While Derrida does indeed credit
Levinas‟s notion of “the trace of the other” as being significant in the development of his
own thinking,41 the discussion of the previous chapter should have made it clear that the
phenomenological negativity, which is no-thing (as developed in the last chapter), that
“the other” in Derrida disrupts the Same, the ego, etc. What Derrida owes to Levinas,
(e.g. différance, the event, the to-come, justice, democracy to come), as well as those to
which I will give more attention in this chapter (e.g. the messianic, hospitality), have to
do with the ethical relation with the other person.44 So, for example, Critchley refers to
40
One near exception to this occurs in Ethics—Politics—Subjectivity, where Critchley highlights diachrony
in Levinas‟s thought in a manner which does touch on some of the central considerations in Derrida‟s own
thought (which, we have seen, he does borrow from Levinas) (cf. 155). Yet the potential
phenomenological import of this diachrony, to which we have given extended attention in the previous
chapter, is undercut by Critchley insofar as he immediately limits this experience of diachrony to “the
everyday event of my responsibility for another” (155, emphasis added), making clear the privileged
reading of “the other” as “the other person.”
41
Derrida, Of Grammatology, 70. See page 239 of the previous chapter.
42
Derrida, Adieu, 51. More properly, we could say that both Derrida and Levinas are indebted at this point
to Husserl‟s reflections on the alter ego.
43
This is not to say that there is no relation between Derrida‟s tout autre and the other person. Reflecting
on the discussion of the previous chapter it is clear that the other person can be the site of
phenomenological disruption and, as such, is clearly included in the formulation tout autre est tout autre.
In the numerous instances in which Derrida does speak of the other in personal terms, at times even using
Levinas‟s preferred l‟autrui [the other person] to his own more common l‟autre [the other], we should
understand that the other person is tout autre as the site of phenomenological disruption.
44
For basically the same point, see Hägglund, 101-102.
317
“the injunction of différance,”45 he defines the democracy to come as “an ethical demand
or injunction,”46 justice is said to involve an ethical injunction for the other person while
the messianic has to do with the injunction to await the coming of the other person,47 and
hospitality refers to the welcome offered to the other person.48 My argument, in contrast,
is that these notions are best understood as naming the disruption of constituted
While it is true that Critchley, working from his Levinasian perspective, certainly
of the face-to-face encounter with the other person as theorized by Levinas. Rather than
being a function of alterity, as in Critchley, I argue that concepts such as the messianic
and hospitality refer, in Derrida‟s thought, to alterity as such, as outlined in the previous
chapter. In a related point, we can see that différance and the terms related to it do not
phrase tout autre est tout autre, exceeds the notion of “the other person.” We can see this
formalization” with regard to alterity: “Each thing, each being, you, me, the other, each
X, each name, and each name of God can become the example of other substitutable X‟s.
45
Critchley, Ethics—Politics—Subjectivity, 154.
46
Ibid., 280-281.
47
Ibid., 151ff.
48
Ibid., 275.
49
I will revisit the question of ethics in relation to Derrida‟s concept of alterity later in this chapter.
318
A process of absolute formalization. Tout autre est tout autre.”50 The “formalization” in
question here has to do with the impossibility of anticipating which “other,” in the
ordinary sense of the term, will become the site of phenomenological disruption, when
such disruption will occur, etc.51 The tout autre is (potentially) any or every singularity,
and is therefore broader than “the other person.” The “absolute formalization” of which
Derrida speaks is such that there can be no a priori privileged site of phenomenological
alterity than does Derrida. We can now see that alterity in Derrida‟s thought should not
be defined as an ethical obligation to the other person brought about by the face-to-face
understood? I will spend the remainder of this chapter addressing this question and
considering its relation to the political, elaborating the sense in which Derrida‟s concept
50
Derrida, On the Name, 76. The final sentence is translated into English as “any other is totally other,”
but we have chosen to leave it untranslated in view of the issues and complexities we have been
highlighting. We will also attend to Derrida‟s consideration of the name “God” in relation to alterity
shortly.
51
It is important to note that an emphasis on “formalism” is not equivalent to an emphasis on abstraction.
On the contrary, this structure of “absolute formalism” is uncovered through attention to the particularity of
every specific phenomenological disruption.
52
Though the ethical is not unrelated to the religious as I shall elaborate later in this chapter.
319
and necessary to speak.53 The phenomenological structure I have outlined to this point
therefore has to do with the unspeakable about which we are nevertheless obliged to
speak and in the face of which we are obliged to act. It is for this reason that I argue that
“religious.”
must begin with a consideration of the relation of Derrida‟s body of work as a whole to
later work having been marked by a “religious turn,” which is not unrelated to his
point, it will come as no surprise that I do not find this notion of a “religious turn”
compelling.55
While I have not yet dealt with the concepts in Derrida‟s later work which
purportedly demonstrate this “turn” (though I mentions the notion of messianicity in the
53
By way of anticipation, it is important to note the parallel between this formulation and Laclau‟s
discussion of universality as both impossible and necessary.
54
For one example of this perspective, see Bruce Ellis Benson, Graven Ideologies: Nietzsche, Derrida, and
Marion on Modern Idolatry (Downers Grove, IL: InterVarsity Press, 2002).
55
It is again worth noting both the proximity and the distance of my position with that elaborated by
Hägglund. While I agree with Hägglund in rejecting the notion of a “religious turn” in Derrida, my
position is that Derrida‟s thought has always been intimately engaged with questions of religion, and that
one of the crucial effects of his thought is to disrupt the boundary between religion and non-religion, as
well as, even more centrally, that between theism and atheism. This is one point at which Hägglund‟s
reading of Derrida is utterly un-deconstructive: His entire reading depends upon the maintenance of this
dividing line between theism and atheism, and he completely misses the fact that Derrida‟s driving
fascination, stated explicitly on numerous occasions, is to call the firmness of this boundary into question.
This misreading on Hägglund‟s part is what licenses the brutal interpretive violence he enacts on those who
seek to articulate the religious aspects of Derrida‟s thought, most notably John Caputo (see in particular
Chapter 4 of Radical Atheism).
320
previous chapter), what I want to highlight here is the fact that Derrida‟s work, early and
late, has been irreducibly implicated with questions of religion. My point is that it is a
mistake to understand Derrida‟s concern with religion to be limited to texts such as “How
Nom, or “Faith and Knowledge,” to name a few. The mistake lies in the resulting
impression both that the relevance of his thought for questions of religion is limited to
texts such as these, and that such texts are only relevant to questions of religious studies
and that his thought on religion cannot be conveniently limited to a particular “canon
56
I want to be clear on this point: As with the discussion of alterity in the previous chapter, I am arguing
that religion does not mark a Kehre in Derrida‟s later thought, sharply contrasting it with his earlier
thought. I am not denying, however, that Derrida does consider religion more explicitly, directly, and
thematically in a number of his later works (which is also true of ethics and politics). In this regard,
Derrida is implicated in, and indeed has been a primary player with regard to, the so-called “return of
religion” within Continental philosophy. The literature concerning the relation of Derrida‟s thought to
religion, both primary and secondary is legion, and certainly far from unified in its evaluation of Derrida‟s
relation to religion. For a discussion of the “return of religion” as it relates to Continental philosophy, see
Hent de Vries, Philosophy and the Turn to Religion (Baltimore: The Johns Hopkins University Press, 1999)
and John D. Caputo, “Introduction: Who Comes after the God of Metaphysics?” in The Religious, ed. John
D. Caputo (Oxford: Blackwell, 2001). For a good treatment of this issue in the specific context of France,
see Peter Jonkers, “God in France. Heidegger‟s Legacy,” in God in France: Eight Contemporary French
Thinkers on God, ed. Peter Jonkers and Ruud Welten (Leuven: Peeters, 2005).
Some notable early treatments of Derrida‟s thought as it relates to religion took their point of
departure from what I described in the previous chapter as the destructive or critical moment in Derrida‟s
thought: See particularly Thomas J. J. Altizer, Charles Winquist, and Carl Raschke, Deconstruction and
Theology (New York: Crossroad Publishing Company, 1982) and Mark C. Taylor, Erring: A Postmodern
A/Theology (Chicago: The University of Chicago Press, 1984). No one has done as much to highlight the
religious aspects and resonances of Derrida‟s thought, particularly in its more constructive aspect, as
Caputo: See John D. Caputo, “A Commentary: Deconstruction in a Nutshell,” in Deconstruction in a
Nutshell: A Conversation with Jacques Derrida, ed. John D. Caputo (New York: Fordham University
Press, 1996), particularly ch. 6; The Prayers and Tears of Jacques Derrida: Religion without Religion
(Bloomington, IN: Indiana University Press, 1997); On Religion (London: Routledge, 2001); The Weakness
of God: A Theology of the Event (Bloomington, IN: Indiana University Press, 2006). In addition, see
Caputo‟s co-authored introductions and other contributions to the three volumes based upon a the series of
conferences he organized at Villanova University: John D. Caputo and Michael J. Scanlon, eds., God, the
Gift, and Postmodernism (Bloomington, IN: Indiana University Press, 1999); John D. Caputo, Mark
Dooley, and Michael J. Scanlon, eds., Questioning God (Bloomington, IN: Indiana University Press, 2001);
John D. Caputo and Michael J. Scanlon, eds., Augustine and Postmodernism: “Confessions” and
“Circumfession” (Bloomington, IN: Indiana University Press, 2005). Other notable treatments which
focus upon or make extensive use of Derrida include: Ward, Barth, Derrida, and the Language of
321
Derrida‟s overall intellectual program, as outlined in the previous chapter. I begin with a
provocative statement in one of Derrida‟s early published texts: “The age of the sign is
Christian theological paradigm, specifically the division between the sensible and the
intelligible, with the privileging of the latter.58 Derrida describes the “hidden sediments”
The semiological or, more specifically, linguistic “science” cannot therefore hold
to the difference between the signifier and the signified—the very idea of the
sign—without the difference between sensible and intelligible, certainly, but also
not without retaining, more profoundly and more implicitly, and by the same
token the reference to a signified able to “take place” in its intelligibility, before
its “fall,” before any expulsion into the exteriority of the sensible here below.59
Theology; Kevin Hart, The Trespass of the Sign: Deconstruction, Theology and Philosophy (New York:
Fordham University Press, 2000); relevant chapters of Merold Westphal, Overcoming Onto-Theology:
Toward a Postmodern Christian Faith (New York: Fordham University Press, 2001); Richard Kearney,
The God Who May Be: A Hermeneutics of Religion (Bloomington, IN: Indiana University Press, 2001);
Hugh Rayment-Pickard, Impossible God: Derrida‟s Theology (Farnham, Surrey, UK: Ashgate Publishing,
2003); the contributing essays to the Villanova texts, as well as those in Yvonne Sherwood and Kevin Hart,
eds., Derrida and Religion: Other Testaments (London: Routledge, 2004); Rico Sneller, “God as War.
Derrida on Divine Violence,” in God in France: Eight Contemporary French Thinkers on God, ed. Peter
Jonkers and Ruud Welten (Leuven: Peeters, 2005); Dawne McCance, Derrida on Religion: Thinker of
Differance (London: Equinox, 2009); Steven Shakespeare, Derrida and Theology (London: T & T Clark,
2009).
For some of his most pertinent reflections on religion and religious themes, in addition to the texts
I have already cited, see Derrida‟s contributions and responses in the three Villanova texts; Jacques
Derrida, Circumfession, trans. Geoffrey Bennington (Chicago: The University of Chicago Press, 1993);
“The Villanova Roundtable: A Conversation with Jacques Derrida,” in Deconstruction in a Nutshell: A
Conversation with Jacques Derrida, ed. John D. Caputo (New York: Fordham University Press, 1996); the
collection of essays in Jacques Derrida, Acts of Religion, ed. Gil Anidjar (London: Routledge, 2001);
Jacques Derrida et. al., “Epoché and Faith: An Interview with Jacques Derrida,” in Derrida and Religion:
Other Testaments, ed. Yvonne Sherwood and Kevin Hart (London: Routledge, 2004).
57
Derrida, Of Grammatology, 14.
58
Ibid., 13.
59
Ibid. Derrida also cites Roman Jakobson‟s own description of Saussurian linguistics to make this point.
In this regard Jakobson writes that “the medieval definition of sign…has been resurrected and put forward
as still valid and productive. Thus the constitutive mark of any sign in general and of any linguistic sign in
particular is its twofold character: every linguistic unit is bipartite and involves both aspects—one sensible
and the other intelligible, or in other words, both the signans “signifier” (Saussure‟s signifiant) and the
signatum “signified” (signifié). These two constituents of a linguistic sign (and of sign in general)
necessarily suppose and require each other.” See Roman Jakobsen, “The Phonemic and Grammatical
322
Derrida makes this same point in Speech and Phenomena when he notes that the
theological nature of the distinction between the signifier and the signified in Saussure
finds its analog in the theological motif of body and soul: “The opposition between body
and soul is not only at the center of this doctrine of signification, it is confirmed by
it….”60
theological: “As the face of pure intelligibility, it refers to an absolute logos to which it is
immediately united. This absolute logos was an infinite creative subjectivity in medieval
theology: the intelligible face of the sign remains turned toward the word and the face of
God.”61 The original logos which marked the transcendental telos and arche of the
intelligible was the divine. The “secularization” of this idea to the point where the logos
is no longer the divine does nothing to disrupt this essentially theological orientation: A
common structure is simply displaced to a different level (e.g. infinite to finite logos).62
As Derrida points out in a note, the theological orientation of this notion of signification
concept signified in and of itself, a concept simply present for thought, independent of a
signified of the governing logos, the center which would guarantee the “structurality of
structure,” the exemplar of which is what is called “God.” Again, this theological
residuum remains even if we do not speak in terms of God. Indeed, we can say that the
apathy which have marked the historically dominant Western theological presentations of
God. Like God, the transcendental signified is undivided with relation to itself, and
the dominant religious conceptions of Western thought. If the age of the sign is
essentially theological, then to call a classical semiology into question is to call this
theology in question. While much more could be said concerning these issues, my point
is simply that Derrida‟s work has been integrally related to questions of religion from the
very start. Significantly, this calling into question of the governing theo-logic of Western
misreading to understand Derrida as having somehow come to affirm what he calls into
consistent with his early work. We can illustrate the reason for describing the structure of
the tout autre as religious by considering the thought of one of Derrida‟s erstwhile critics,
the Slovenian theorist and philosopher Slavoj Žižek. In a recent exchange with the
324
theologian John Milbank,65 Žižek proposes a “materialist theology” and, in the process of
doing so, advances a concept of religion consistent with the phenomenological structure
understood as “fully ontologically constituted, „really existing out there‟…,” but, rather,
to materiality; in his view, “a truly logical materialism” accepts “the basic insight of
religion,” namely that “our commonsense reality is not the true one,” but with the
rejection of the notion that “there must be another, „higher,‟ suprasensible reality.”67
own thought. If we substitute “phenomenology” for what Žižek has to say about
precisely the emphasis that constituted phenomenological totalities are not the “true”
rejection of the “commonsense” view of the world, according to which full constitution
telos of full constitution.68 Yet, at the same time, he follows Žižek in his refusal to
postulate any “higher” reality in place of the phenomenologically constituted, because (in
Derrida‟s case) any such postulation would involve crossing over into the speculative
65
For more on Milbank, see chapter two, p. 65n5.
66
Slavoj Žižek, “Dialectical Clarity Versus the Misty Conceit of Paradox,” in The Monstrosity of Christ:
Paradox or Dialectic? Ed. Creston Davis (Cambridge, MA: The MIT Press, 2009), 240.
67
Ibid.
68
A telling example of this aspect of Derrida‟s thought is given when he derides “all the imbeciles, until the
end of time, who never believe anything, of course, because they are so sure that they see what is seen,
everything that is seen, only what is seen.” See Derrida, Specters, 150.
325
Derrida‟s Messianic
later work: The messianic.70 I noted that Derrida‟s concept of the messianic is often
understood as an indication of a “religious turn” in his later work, and I also noted
orientation marking Derrida‟s work. One of my reasons for devoting attention to the
phenomenal hauntology which orients Derrida‟s work as a whole, has been to contest this
with the structure of alterity as we have considered it to this point. Derrida describes the
69
I discussed this aspect of Derrida‟s thought in the previous chapter. We encounter one of Žižek‟s basic
misreadings of Derrida on this point. Žižek finds in Derrida a failure to carry his project all the way
through, and detects in this a departure from the notion of différance in his early work. Žižek summarizes
Derrida‟s notion of the messianic as follows: “In a kind of inverted phenomenological epoche, Derrida
reduces Otherness to the „to-come‟ of a pure potentiality, thoroughly deontologizing it, bracketing its
positive content, so that all that remains is the specter of a promise; and what if the next step is to drop this
minimal specter of Otherness itself, so that all that remains is the rupture, the gap as such, which prevents
entities from attaining their self identity?” He continues on the net page: “I am tempted to suggest a return
to the earlier Derrida of différance: what if…Derrida‟s turn to „postsecular‟ messianism is not a necessary
outcome of his initial „deconstructionist‟ impetus? What is clear here is that, first, Žižek understands
Derrida‟s notion of alterity in broadly substantival terms, and that, second, he finds in this emphasis a
departure from Derrida‟s earlier work. In contrast, we have demonstrated that Derrida‟s notion of alterity
represents an example of precisely what Žižek seeks: An account of alterity as the failure of
phenomenological constitution. This reading obviously addresses Žižek‟s second point: The messianic
structure in Derrida is no different from his early work on notions such as difference, the trace, etc. For the
Žižek quotations, see Slavoj Žižek, The Puppet and the Dwarf: The Perverse Core of Christianity
(Cambridge, MA: The MIT Press, 2003), 140, 141.
70
I referenced this concept more or less in passing in the previous chapter (pp. 293-294) promising to
return to it here.
326
coming” (emphasis added),72 and describes it as the “nickname” for the “pure and purely
necessary form of the future as such.”73 The messianic is therefore another name for the
(e.g., the tout autre, the event, the arrivant).74 Far from representing a religious or ethical
“turn” in Derrida‟s later thought, then, we find that the messianic once again names the
phenomenological structure which is, as we have seen, Derrida‟s consistent focus. This
structure of experience is universal insofar as “as soon as you address the other, as soon
as you are open to the future, as soon as you have a temporal experience of waiting for
the future, of waiting for someone to come: that is the opening of experience.”75 We can
properly say that the messianic has to do with “the coming of the other,” as long as this
other is understood in the phenomenological terms I have advanced, and is not reduced
only to the other person. The messianic has to do with an “experience” as the
71
Derrida, Specters, 167.
72
Derrida, Deconstruction Engaged, 67.
73
Derrida, Specters, 73.
74
Just as I noted in the previous chapter with regard to the structure of alterity as phenomenological
disruption (cf. 289n189), the messianic is a concept which relates to the absolute past as much as to the
absolute future. Indeed, in the thought of Walter Benjamin, from whom Derrida initially appropriates the
notion, the past is the central emphasis. For a discussion of Derrida‟s relation to Benjamin with regard to
the messianic, see: John D. Caputo, “A Commentary: Deconstruction in a Nutshell,” in Deconstruction in a
Nutshell: A Conversation with Jacques Derrida, ed. John D. Caputo (New York: Fordham University
Press, 1996), ch. 6; John D. Caputo, The Weakness of God: A Theology of the Event (Bloomington, IN:
Indiana University Press, 2006), 93ff; Jill Petersen Adams, “Mourning, the Messianic, and the Specter:
Derrida‟s Appropriation of Benjamin in „Specters of Marx‟,” in “Refiguring Continental Philosophy,” ed.
Peg Birmingham and James Risser, special issue, Philosophy Today 51 (2007).
75
Jacques Derrida, “The Villanova Roundtable: A Discussion with Jacques Derrida,” in Deconstruction in
a Nutshell: A Conversation with Jacques Derrida, ed. John D. Caputo (New York: Fordham University
Press, 1997), 22.
76
Cf. pp. 294-296.
327
unknowable and unanticipatable (once again, because the other is the no-thing which
the “Abrahamic messianisms.”77 The latter know who it is they are expecting as
This messianic structure is not limited to what one calls messianisms, that is,
Jewish, Christian, or Islamic messianism, to these determinate figures and forms
of the Messiah. As soon as you reduce the messianic structure to messianism,
then you are reducing the universality and this has important political
consequences. Then you are accrediting one tradition among others and a notion
of an elected people, of a given literal language, a given fundamentalism. 78
A messiah who/which could be anticipated and known beforehand would not be, for
Derrida, a messiah. The messiah, like the tout autre (totally other) may be tout autre
(any/every other).
different from messianism, messianic refers to the word Messiah; it does not simply
77
Derrida, Specters, 167. See also Derrida‟s comments in “The Villanova Roundtable,” where he
distinguishes “messianicity” as a universal structure from the “messianisms” of specific messianic religious
traditions (22).
78
Derrida, “Villanova Roundtable,”23.
79
Derrida himself is very open about the ambivalence he feels concerning the relative priority of
messianicity and messianism in relation to each other. For this ambivalence, see Specters, 167-168; and
“Villanova Roundtable,” 23-25.
328
belong to a certain culture, a Jewish or Christian culture.”80 While the pronoun reference
there is something of the figure of the one who comes that resonates in the notion of the
“Messiah.” This no doubt relates to what Derrida calls the “verticality” of the coming of
the event/tout autre/arrivant. He makes clear how it is that this experience exceeds the
In the arrival of the arrivant, it is the absolute other who falls on me. I insist on
the verticality of this coming, because surprise can only come from on high.
When Lévinas or Blanchot speaks of the „Très Haut,‟ the Most High, it is not
simply religious terminology. It means that the event as event, as absolute
surprise, must fall on me (emphasis added).82
Further, I would claim that, for Derrida, this resonance is heightened, rather than muted,
when one no longer has any assurance of what this “coming” entails.83
that it names this structure as “bottomless collapse.” This language should obviously not
said below). But I also noted in the previous chapter that Derrida is not naïve,
80
Derrida, “Villanova Roundtable,” 24.
81
As I have noted previously, Derrida adopts the language of the messianic from Benjamin, not Lévinas or
Blanchot. It nevertheless seems to me that the resonances of the “Messiah” and the “Most High” are such
that it is not inappropriate to relate Derrida‟s concept of Lévinas and Blanchot.
82
Derrida, “A Certain Impossible Possibility,” 451.
83
In addition, Derrida would hold that even the determinate messianisms are not of a kind, and that they do
not all reduce the Messiah to the known. See his comments on Blanchot in Politics of Friendship, 46n14.
329
recognizing that nothing ensures the development of the social in a better or more
progressive direction.84
On the one hand, then, the messianic as the universal structure of experience
certain experience of the promise that one can try to liberate from any dogmatics and
“promise” which is implicit in this orientation to the future is a promise “to produce new
negativity as risk; the messianic may be a promise, but it is “an irrecusable and
representative statements, Derrida writes that “to be „out of joint‟ [a reference to the
experience of the present as disrupted]…can do harm and do evil, it is no doubt the very
possibility of evil” (emphasis added),88 and states that “we are open to what is coming,
which is not necessarily a good thing, the worst might be coming” (emphasis added).89
ambivalence:
There is the possibility that my relation to the Messiah is this: I would like him to
come, I hope that he will come, that the other will come, as other, for that would
be justice, peace, and revolution—because in the concept of messianicity there is
revolution—and, at the same time, I am scared. I do not want what I want and I
would like the coming of the Messiah to be infinitely postponed, and there is this
84
Cf. p. 305n239.
85
Derrida, Specters, 89.
86
Ibid.
87
Derrida, Adieu, 118.
88
Derrida, Specters, 29.
89
Derrida, Deconstruction Engaged, 68.
330
This ambivalence reflects the reality that the disruption of the present by the absolute
future guarantees only that present structures and institutions are deconstructible, not that
more clearly into view when we consider the role of nomination, or naming, with regard
to this phenomenological structure and the way that nomination ineluctably takes on the
As such, the tout autre is an “absolute secret,” not because it is not known or
Derrida puts it
Whenever the event resists being turned into information or into a theoretical
utterance, resists being known and made known, the secret is on the scene….The
secret belongs to the structure of the event. Not the secret in the sense of
90
Derrida, “Villanova Roundtable,” 24-25.
91
It is also worth reemphasizing that Laclau recognizes the ambivalent nature of the disruption of the
social, and is acutely aware that there is no guarantee of the development of, in particular, radically
democratic social structures or institutions. Hägglund is correct in noting that Critchley does not seem to
take account of this notion of “threat” in Derrida‟s thinking, insofar as the opening of the present by the
future is, in his words, “necessarily susceptible to violent visitations” (Radical Atheism, 104). In this
regard, though he receives no mention by Hägglund (perhaps because he defends a “religious” reading of
Derrida), Richard Kearney offers a better reading of Derrida than does Critchley, insofar as he is resistant
to Derrida‟s language of openness to the other precisely because there is no way to protect against the
threat that necessarily attends such openness. For Kearney, there must be a way to differentiate monster
from Messiah. See Richard Kearney, The God Who May Be: A Hermeneutics of Religion (Bloomington,
IN: Indiana University Press, 2001), 69-79.
92
Cf. chapter five, pp. 292-293.
93
Derrida, On the Name, 59.
331
something private, clandestine, or hidden, but the secret as that which doesn‟t
appear (emphasis added).94
The absolute secret, as secret resists all knowledge and comprehension because it is non-
phenomenal. To recall the discussion from early in the previous chapter, insofar as the
To say that the tout autre is the absolute secret is to reaffirm my prior point that
the tout autre is structurally unforeseeable. Yet, despite the nature of the tout autre, of
the event as absolute secret and, therefore, unanticipatable, Derrida also insists on the
necessity of anticipating the event. While “no horizon of expectation as yet seems ready,
in place, available” to receive the event (which is what marks it as event), Derrida also
insists that passivity is not enough, that “it is necessary to prepare for it….”95 Or, again,
Derrida notes that the aleatory, alterity, and calculative rationality are interminably
linked, with the result that “one has to calculate as far as possible, but the incalculable
happens [arrive]: it is the other, and singularity, and chance….”96 This calculation is
does not leave some sort of phenomenological void or fissure. Rather, we saw in the
previous chapter that it produces phenomenologically positive effects as the social field is
changed in response to it.97 Yet any such response implies the necessity of some level of
comprehension of the event: Despite the fact that the event is that which “resists
analysis,” it nevertheless remains the case, in Derrida‟s view, that “the task of a
94
Derrida, “A Certain Impossible Possibility,” 457.
95
Derrida, “Psyche,” 39.
96
Derrida, “I Have a Taste for the Secret,” 61.
97
It is also worth recalling the point, made in chapter three, that the complete dissolution of the social is as
impossible as its ultimate and final fixity. See pp. 138-139.
332
philosopher…is to take the analysis as far as possible to try to make the event intelligible
To prepare for the event, to calculate and comprehend that which is incalculable
and incomprehensible is to “name” the event, to assign it a place and take account of it, to
“place” it, within a broader totality.99 In a sort of preface to the three-part work published
under the English title On the Name,100 Derrida poses the question of what happens when
“one gives a name,”101 noting that “something comes to be…” through nomination.102 To
name the event, to identify, categorize, and thematize it, to render it intelligible against
the horizon of expectation it disrupted, even if the horizon itself is also necessarily
changed (i.e., even if a sedimented social form must be reconfigured), is to render the
event into a phenomenal positivity. Stated from the other side, any rendering of a
nomination.
point that in nomination “something comes to be”). This means that the event, the tout
says, “there cannot be an absolutely negative discourse: a logos necessarily speaks about
98
Derrida, “Deconstruction of Actuality,” 104.
99
For this linkage of nomination and the assignation of a “proper” place, see Jacques Derrida, “The
Principle of Hospitality,” in Paper Machine, trans. Rachel Bowlby (Stanford: Stanford University Press,
2005), 67.
100
Derrida, On the Name. The French edition included a four-page insert which was published with it,
which is reproduced by Thomas Dutoit in the English edition. See Thomas Dutoit “Translating the Name?”
in On the Name, ed. Thomas Dutoit, trans. David Wood et. al. (Stanford: Stanford University Press, 1995).
101
Dutoit, “Translating the Name?” xiv.
102
Ibid.
333
nothing.”103
But this “making-present” of the tout autre or the event is also, necessarily, the
destruction or absolute loss of the event. The need for logos to speak of an object cuts
right to the heart of the point I am making here: The tout autre, in being named and
assigned a place within a totality, becomes repeatable, thereby losing its status as
the word applies just as well to the name: “A word is comprehensible only because it can
be repeated; whenever I speak, I‟m using repeatable words and uniqueness is swept into
this iterability. Similarly, the event cannot appear to be an event, when it appears, unless
“event-ness” of the event. Just as a trace which could not be effaced would no longer be
a trace, so an event or an arrivant which could ever, finally, arrive would cease to be an
event or arrivant. To repeat a quote from Derrida cited in the previous chapter, “if the
invention.”106
doing the impossible, which is to say of naming the unnameable.107 This is, once again,
the reason for Derrida‟s oblique question as to whether or not such a thing as the event
103
Derrida, “How to Avoid Speaking,” 103.
104
I noted in the last chapter that particularity is irreducibly “contaminated” by singularity. We see here, in
contrast, the contaminating of singularity with particularity.
105
Derrida, “A Certain Impossible Possibility,” 452.
106
Ibid., 450.
107
We should not miss the obvious parallel with Laclau‟s own thought, with regard to the necessity of
positing an impossible universality.
334
the event paradoxically loses its status as event. And yet, as we have now seen, we must
speak of the event; hence Derrida‟s concern regarding “the impossible possibility of
commonly understood as a “major event,” illustrates the nuances and complexities of the
whether or not 9/11 is, in fact, a “major event,” and his considerations illustrate many of
the complexities I have been highlighting. Thus, on the one hand, he notes that 9/11 does
bear the marks of being an “event” insofar as it opens the present to a traumatic, because
because it cannot be easily accounted for or fitted into the ordinary functioning of world
affairs, most clearly evidences by the difficulty of “naming” this event, which is only
named with a calendar date,110 and by the fact that this phenomenological negativity
senses, 9/11 does indeed seem to qualify as an “event” precisely because it seems
108
Derrida, “Autoimmunity,” 85. There is a translator‟s note that “major event” appears in English in the
original.
109
Ibid., 96ff.
110
Ibid., 86-88.
111
Ibid., 93.
335
impossible to calculate and assign a place. What may most mark 9/11 as an event is the
way in which an occurrence which is not at all uncommon in the world takes on such a
monumental force.112
On the other hand, however, Derrida also performs the philosopher‟s task of
called into question. Stated more properly, the event of 9/11 is rendered as non-event
precisely to the extent that a close consideration of it assigns it a place within the larger
totality which it disrupted. Thus, Derrida points out that the terrorist attacks were not
unforeseeable at all, but had well-known precursors,113 the terrorists who committed the
acts in question are not external “others” but, in important ways, “internal” to the US,114
and the kinds of social displacements which move people into such actions are also well-
known and can be analyzed. To consider 9/11 as event is, in an important sense, to
What we find with regard to the event is a sort of injunction to speak precisely
where speech would seem to be barred, and the question then becomes how to speak well
112
As Derrida puts it, “To produce a „major event,‟ it is, sad to say, not enough…to cause the deaths of four
thousand people, and especially „civilians,‟ in just a few seconds by means of so-called advanced
technology. Many examples could be given from the world wars…but also from after these wars,
examples of quasi-instantaneous mass murders that were not recorded, interpreted, felt, and presented as
„major events‟” (“Autoimmunity,” 89). What we find with 9/11, then, is a particularity approaching the
status of singularity.
113
Derrida writes that “it was not impossible to foresee and attack on American soil by those called
„terrorists‟..., against a highly sensitive, spectacular, extremely symbolic building or institution. Leaving
aside Oklahoma City (where, it will be said, the attacker came from the United States, even though this was
the case of „September 11‟ as well), there had already been a bombing attack against the Twin Towers a
few years back…” (“Autoimmunity,” 91).
114
Derrida notes, for example, that “„September 11‟ is also, still, and in many respects, a distant effect of
the Cold War itself, before its „end,‟ from the time when the United States provided training and weapons,
and not only in Afghanistan, to the enemies of the Soviet Union, who have now become the enemies of the
US” (“Autoimmunity,” 92). In addition to this, see Derrida‟s comments on pp. 94ff.
336
about that which eludes all speech. With this we enter the terrain of apophatic discourse,
about which Derrida has had much to say. On the one hand, Derrida has resisted a
attributes to God (being, goodness, truth, etc.) only to the end of ultimately affirming God
first of all obeys a logic of the sur, of the hyper, over and beyond, which heralds
all the hyperessentialisms of Christian apophasis and all the debates that develop
around them….This maintains a sufficiently homogeneous, homologous, or
analogous relationship between Being and (what is) beyond Being, in order that
what exceeds the border may be compared to Being; albeit through the figure of
hyperbole.115
In response to the accusation that différance names the God of apophaticism, Derrida
therefore insists that “différance is not, it is not a being and it is not God (if, that is, this
name is given to a being, even a supreme being)” (emphasis added).116 All of this
amounts to saying that Derrida is critical of apophaticism when it invokes the name
“God” in the form of the religion and theology of which, we have seen, he is highly
critical.
This critical distance from apophaticism, however, does not exhaust Derrida‟s
relation to apophaticism, nor does this “voice” of apophatic discourse exhaust the
resources of the name “God.” Immediately after registering his concerns about
apophaticism, then, Derrida goes on to say that “this infinite distance [from
115
Derrida, “How to Avoid Speaking,” 102. For a similar point, see Derrida, “Sauf le nom,” 68-69.
116
For this accusation and Derrida‟s response, see Brice Parain‟s comments to Derrida following the initial
presentation of the essay “Différance,” in “The Original Discussion of „Différance‟,” 85.
337
me.”117
This fascination comes from the injunction to speak where all speech would seem
present “in every discourse that seems to return in a regular and insistent manner to this
rhetoric of negative determination, endlessly multiplying the defenses and the apophatic
question of the event, as when Derrida notes that “there is this event, which
remains…neither this nor that.”119 One can therefore only “properly” speak of the event,
determination,” which is to say that one is pressed into adopting apophatic discourse.
impossible, as with the tout autre. Derrida‟s comments concerning Levinas‟s speaking of
the other is relevant, when he writes that such language “describes or says what, within
Deals with a language, with a grammatical and lexical order, with a system of
normative constraints that tend to interdict what must be said [il faut dire]
here….The negotiation thematizes what does not allow itself to be thematized;
and in the very trajectory of that transaction, it forces language into a contract
with the stranger, with what it can only incorporate without assimilating. With a
nearly illegible stroke, the other stands up the contaminating negotiation and
117
Ibid.
118
Derrida, “How to Avoid Speaking,” 74.
119
Derrida, On the Name, 56.
120
Ibid., 55-56.
121
Derrida, “At this Very Moment,” 153.
338
furtively marks the effraction with a saying that, even as it is no longer said in
language, is nevertheless not reduced to silence.122
As Derrida states the issue in his most explicit extended treatment of apophaticism, the
questions is “how not to speak, and which speech to avoid, in order to speak well.”123
involves an injunction to speak where it seems impossible, then the question is how to
speak well in such a context, and it is this question to which Derrida believes
apophaticism responds uniquely. This is the second “voice” of apophaticism, and the one
which is pressed upon us124 provides a key for understanding his relationship to
an experience like that engendered by the event, wherever “negativity ought to absolutely
Apophaticism is at play in every context requiring the nomination of “the beyond of the
As with the locutions tout autre est tout autre, we encounter a certain
any site in which logos, which must speak of an object, is forced to do so through a
122
Ibid., 153-154.
123
Derrida, “How to Avoid Speaking,”85. The title of this essay in French is “Comment ne pas parler:
Dénégations,” and may be translated into multiple English equivalents, including “how to avoid speaking,”
as the essay is titled in English, and “how not to speak,” which is to say, how to speak properly, which is
the meaning to which Derrida draws our attention here.
124
Ibid., 73.
125
Ibid., 84.
126
Ibid., 74.
127
Derrida, On the Name, 59.
339
Derrida‟s thought is to reiterate the point that Derrida‟s fascination with apophaticism
cannot be reduced to, and is often explicitly at odds with, a specifically traditional
states that he trusts no text which is not marked by apophaticism,129 a sentiment that
certainly applies equally well to my concern with the nomination of the event.
The necessity of speaking and nomination as it relates to the tout autre or the
event is the necessity of the impossible, insofar as it requires “doing the impossible,
going where one cannot go…rendering oneself there where it is impossible to go.”130
The key to understanding the promise Derrida finds in the name “God” as it relates to
apophaticism lies in its function as the discourse necessary for “speaking well.” If
impossible” in the tout autre, by the “bottomless collapse” which marks this experience,
then “God” is the name given to this collapse as language attempts to name that which
cannot be named;131 “God” is the name given to the impossible132 of which logos can
only speak through negation but about which, nevertheless, logos must speak.
128
By way of comparison, I understand Derrida, in this regard, to advance a very different evaluation of
apophatic theology than that of Kevin Hart or Jean-Luc Marion, who, in my estimation, both understand
apophatic discourse as a form of speech that is uniquely resistant to deconstruction, and therefore as a
means of preserving a distinctly theological discourse. See: Hart; Jean-Luc Marion, “How to Avoid
Speaking of „Negative Theology‟,” in God, the Gift, and Postmodernism, ed. John D. Caputo and Michael
J. Scanlon (Bloomington, IN: Indiana University Press, 1999).
129
Derrida, On the Name, 69.
130
Ibid., 59.
131
Ibid., 55-56.
132
Derrida, Deconstruction Engaged, 69.
340
Again, I emphasize that Derrida resists any theological assurances which could be
provided by apophaticism and reference to the name “God.” If the apophatic “voice”
resisted by Derrida is the one in which the propriety of “God” is preserved through a
if this proper, if the proper of this proper consists in expropriating itself, if the proper of
the proper is precisely, justly, to have nothing of its own [en proper]? What does „is‟
mean here?”134
“God” as the “name” of that which cannot be named, which is to say the “im-propriety”
of the tout autre. The promise within apophaticism lays in the fact that the name “God,”
for Derrida, is “the name of the absolute metonymy….”138 That is, “God” names that
language or reason, but because it is no-thing, and speech, all logos, requires an object.139
formalization” of the locution tout autre est tout autre in the equivalent formulations
Dieu est tout autre and tout autre est Dieu. As he formulates the issue,
133
This is the overall gist of “How to Avoid Speaking.”
134
Derrida, On the Name, 69.
135
Derrida, Of Grammatology, 107.
136
Ibid., 26.
137
Jacques Derrida, “La parole soufflée,” in Writing and Difference, trans. Alan Bass (Chicago: The
University of Chicago Press, 1978), 183.
138
Derrida, “Force of Law,” 293.
139
Derrida, “How to Avoid Speaking,” 103.
341
The trembling of the formula “tout autre est tout autre” can also be reproduced.
It can do so to the extent of replacing one of the “tout autres” by God: “Tout autre
est Dieu” or “Dieu est tout autre.” Such a substitution in no way alters the
“extent” of the original formulation, whatever grammatical function may be
assigned to the various words. In one case God is defined as infinitely other
[infiniment autre], as wholly other [tout autre]. In the other case it is declared
that every other one [tout autre], each of the others [des autres], is God inasmuch
as he or she is, like God, tout autre.140
These statements are equivalent because, as metonymy, “God” names any site of
collapse” of the phenomenal. This is the reason why the “absolute formalization” of
which Derrida speaks applies to “God”: Dieu est tout autre and tout autre est Dieu in a
truly undecidable interplay. What draws Derrida to apophaticism is this second voice,
atheism.141 “God” is the name of the improper as such (which has no “as such”), which
is to say that “God” metonymically refers to that which is lost once it is named.
140
Derrida, Gift of Death, 87, translation modified/ Donner la mort, 120-121. It is also worth noting that
this equivalence and formalization marks another point of departure for Derrida vis-à-vis Levinas. As
Derrida notes, the notion of alterity disrupts the distinction Levinas wishes to maintain between the human
and the divine (84).
141
Derrida, “Sauf le nom,” 35. The complexities of this point represent another instance in which
Hägglund flattens Derrida‟s texts for the sake of his reading of “radical atheism.” The reading of Derrida
we are proposing here has obvious parallels with the overall emphasis of John Caputo‟s recent The
Weakness of God. With this in view, we might echo his statement concerning the relation of “God” as a
name and “theology” more traditionally considered: “About God as an entitative issue, I offer no final
opinion….I am more interested in answering to the provocation of the event of this name [God] than in
adjudicating whether there is an entity somewhere who answers to that name” (Weakness, 10). In contrast
to this, Derrida recognizes the impossibility of barring this move: “The onto-theological reappropriation [of
apophatic discourse] always remains possible—and doubtless inevitable insofar as one speaks, precisely, in
the element of logic and onto-theo-logical grammar. One can always say: Hyperessentiality is precisely
that, a supreme Being who remains incommensurate to the being of all that is, which is nothing, neither
present nor absent, and so on” (“How to Avoid Speaking,” 79).
342
Derrida clearly does more than simply describe or outline the phenomenological structure
we have considered over the course the last two chapters; he affirms that disruption,
affirmation will serve to bring us to a discussion of the relation between this religious
above, Critchley reads as an ethical injunction to welcome the other person. While
Critchley is correct insofar as Derrida does speak of “absolute hospitality” 142 in terms of
the welcome of the other, Hägglund correctly points out that this has to do not with the
designates the exposure to the unpredictable, which can always be violent and to
which one cannot know in advance how one should relate. The „hospitality‟ to
otherness is unconditional not because it is ideal or ethical as such, but because
one is necessarily susceptible to violent visitation.143
concerning the traumatic nature of the event in the previous chapter144 and the structure
of the messianic as both promise and threat, discussed above. His description of
hospitality makes it clear that hospitality, like the concept of the messianic, names a
orientation. Hospitality does indeed name the “welcome” of the other, but the other must
142
Though we will not have the opportunity to consider it in any significant detail, the structural relation
between “absolute” and “conditional” hospitality in Derrida‟s though it broadly analogous to the structure
between justice and law. For Derrida‟s most detailed treatments of hospitality, see Derrida Politics of
Friendship; Adieu; Of Hospitality: Anne Dufourmantelle Invites Jacques Derrida to Respond, trans. Rachel
Bowlby (Stanford: Stanford University Press, 2000); and “Hostipitality,” trans. Gil Anidjar, in Acts of
Religion, ed. Gil Anidjar (London: Routledge, 2001).
143
Hägglund, 104.
144
Cf. pp. 285-286, 292.
343
autre. This, in turn, alerts us to the fact that such openness is marked by all the risk that
have seen with the event. Just as one must seek to anticipate the anticipatable event, one
on the one hand, hospitality must wait, extend itself toward the other…it must be
ready to welcome, to host and to shelter, to give shelter and cover; it must prepare
itself and adorn itself for the coming of the hôte; it must even develop itself into a
culture of hospitality, multiply the signs of anticipation, construct and institute
what one calls structures of welcoming, a welcoming apparatus.”146
This, obviously, corresponds to what Derrida has had to say concerning the need to
prepare for or anticipate the event. However, the other side of this formulation also
applies:
On the other hand, the opposite is also nevertheless true, simultaneously and
irrepressibly true: to be hospitable is to let oneself be overtaken, to be ready not
to be ready, if such is possible, to let oneself be overtaken, to not even let oneself
be overtaken, to be surprised, in a fashion almost violent, violated and raped,
stolen…, precisely where one is not ready to receive—and not only not yet ready
but not ready, unprepared in a mode that is not even that of the “not yet.”147
(not of the order of the “not yet”) demonstrates that this is the structure of the trace.
145
On this point of risk as it relates to hospitality, see also Derrida, Adieu, 111.
146
Derrida, “Hostipitality,” 360-361.
147
Ibid., 361. The reference to being “violated and raped” certainly reinforces Hägglund‟s point about the
violence of hospitality, noted on the previous page.
344
“invitation.”148
negativity of the tout autre, is to affirm the phenomenological disruption that the
“coming” of the tout autre brings about. It is important to note that affirmation, in this
the tout autre. As a way of making this distinction clear, we can say that while
not.
For example, Derrida speaks of “allow[ing] the coming of the tout autre,” to
“get[ting] ready” for it and “let[ting] the other [l‟autre] come, come in.”149 As he sums
up this point, “to get ready for this coming of the other [l‟autre] is what can be called
the coming of the tout autre. Such responses find, in the tout autre of phenomenological
148
This is the general point Derrida is making when, in “The Deconstruction of Actuality,” he insists that in
the case of absolute hospitality “I must not ask the arrivant to begin by declining an identity, by telling me
who he/she is, under what conditions I am to offer him/her hospitality, whether he/she is going to integrate
him/herself or not, whether or not I will be able to „assimilate‟ him/her into the family, the nation, or the
state. If he/she/it is the absolute arrival, I must not propose a contract or impose any conditions” (95). See
also Derrida, Deconstruction Engaged, 98, for this distinction between invention and visitation as it relates
to hospitality.
149
Derrida, “Psyche,” 39/ “Psyché,” 53.
150
Ibid/Ibid.
151
Ibid., 45/ Ibid., 60.
345
negativity, only threat with no promise. It is clear, in other words, that affirmation is not
disruption and the affirmation of that disruption. Even if one rejects or resists the
“coming” of the tout autre, such a rejection still constitutes a response to this
or resists the phenomenological negativity of the tout autre, one necessarily responds to
the disruption it brings about. Referring back to our previous discussion of Laclau on
decision, and forward to our upcoming discussion of Derrida on decision, we could say
precisely the sense that it has called into questions all assured and pre-programmed ways
of proceeding, and this is what is meant by describing the situation as “undecidable.” Yet
phenomenological disruption itself; but so, on the other hand, would be the move to
disruption.
Derrida‟s work, and deconstruction more generally, therefore represents not only
the very fact that Derrida privileges the term “justice” as applying to this experiential
152
Such efforts at “insulation” also represent yet another possible conception of “religion.” This is one of
the points of Derrida‟s very complicated essay “Faith and Knowledge,” in which he discusses the notion of
religion as concerned to leave some privileged structure, history, practice, etc. “unscathed” and pure.
346
of that disruption, highlighting the promise (but not, again, the guarantee) of social,
the affirmative character of deconstruction come in the context the early reception of his
understood in a primarily negative sense. Thus, for example, Richard Kearney poses the
implication of the sciences it has founded, can it ever surmount its role of iconoclastic
“vocation.”
153
Derrida, “Deconstruction and the Other,” 149.
154
Ibid.
347
Likewise, in a work from the same period,155 Derrida poses the following
rhetorical question: “In what respect can a movement of deconstruction, far from being
limited to the negative or destructuring forms that are often naively attributed to it, be
comes to themes we have already considered, specifically the notions of invention and
the preparation for the coming of the other. The point I specifically wish to highlight
here is the way that these notions relate to the theme of affirmation.
invent”: “To invent not this or that, some teckne or some fable, but a novel world,
another world—a world, not America, the New World, but a novel world, another
habitat, another person, another desire even, and so forth.”158 As Derrida continues on,
he writes that
this desire for invention, which goes so far as to dream of inventing a new desire,
remains, to be sure, contemporary with a certain experience of fatigue, of
weariness, of exhaustion, but also accompanies a desire for deconstruction, going
so far as to lift the apparent contradiction that might exist between deconstruction
and invention (emphasis added).159
If we recall that “invention” refers, in Derrida‟s thinking, not to something that “we” do,
but to the “coming” of the tout autre, which is to say of phenomenological disruption as
such, then we find deconstruction defined as the desire for this disruption.
155
As the editor notes, “Psyche” is the text of lectures given by Derrida at Cornell University in 1984 and
at Harvard University in 1986. See “Psyche,” 1.
156
Derrida, “Psyche,” 22.
157
On this point, see also the following statement from Derrida, “Deconstruction and the Other”: “I totally
refuse the label of nihilism which has been ascribed to me and my American colleagues. Deconstruction is
not an enclosure in nothingness, but an openness towards the other” (155).
158
Derrida, “Psyche,” 22.
159
Ibid., 23.
348
marked by “the desire to affirm the future” in the sense outlined above.161 With this
notion of the call, what Derrida has to say concerning apophatic discourse is again of
relevance for us. As he notes, apophatic discourse necessarily begins with the question
“how to avoid speaking [how not to speak],” and that, at this very moment, “it is already,
so to speak, too late.”162 That is, in posing this very question, even if one were to
determine not to speak at all, this not-speaking would already have been undone by the
question of not speaking. Even if one speaks and says nothing, even if an apophatic
committed or rendered it possible has taken place.”163 Whether one speaks or does not
speak, one does so in response to a solicitation which precedes and calls forth that
the possible absence of a referent still beckons, it not toward the thing of which
one speaks…at least toward the other [l‟autre] (other than Being [autre que
l‟être]) who calls or to whom speech is addressed—even if it speaks only in order
to speak, or to say nothing. This is the call of the other [l‟autre], having always
already preceded the speech to which it has never been present a first time…
(emphases added).164
160
On this point, see Derrida, “A Certain Impossible Possibility,” 442-443.
161
Jacques Derrida, “Not Utopia, the Im-possible,” in Paper Machine, trans. Rachel Bowlby (Stanford:
Stanford University Press, 2005), 127.
162
Derrida, “How to Avoid Speaking,” 97.
163
Ibid.
164
Ibid. French: Jacques Derrida, “Comment ne pas parler: Dénégations,” in Psyché: Inventions de l‟autre
(Paris: Éditions Galilée, 1987), 559-560.
349
I have made significant efforts in this chapter to demonstrate both the very real
distance between Derrida and Critchley with regard to their respective notions of alterity
and, following from this, that alterity in Derrida cannot simply be equated with the idea
of the ethical relation to the other. Now that we have seen that Derrida‟s hauntological
Derrida does, often, articulate his notion of alterity in terms of ethics, and in
language which seems to give some credence to Critchley‟s reading of him. For
example, he refers to “an „idea of justice‟ that is infinite, infinite because irreducible,
irreducible because owed to the other [à l‟autre] [emphasis added]—owed to the other [à
l‟autre], before any contract, because it has come, it is a coming, the coming of the other
statements such as this one on Derrida‟s part are consistent with the more
phenomenological reading I have been developing. I suggest that ethics is not, for
Derrida, “first philosophy,” as in Levinas and Critchley, but that the experience of the
165
Derrida, “Force of Law,” 254. French: Jacques Derrida, Force de loi: Le «Fondement mystique de
l‟autorité» (Paris: Éditions Galilée, 1994), 55. It is worth again noting my distance from Hägglund on this
point. While I agree with him that, in distinction from Levinas, ethics is not “first philosophy” for Derrida,
Derrida nevertheless articulates his thought in terms of ethics more than Hägglund allows.
350
tout autre is experienced as an ethical relation, as an obligation owed to the other, only
disruption. Only as one responds affirmatively to what we have seen as the “call” of the
ethical demand or obligation. Understood in these terms, we can see that religion, in the
terms by which I have developed that notion here, is the condition of the ethical relation
to the tout autre. It is not the case, then, that the ethical has no place in Derrida‟s
thought;166 rather the ethical places a crucial and important role in Derrida‟s thought.
However, the ethical is not the starting or central orienting point of Derrida‟s thought as it
Derrida‟s concept of alterity to religion. What I now what to consider is the relation of
alterity and religious affirmation to the political, a consideration which ultimately take us
into the Conclusion. By way of reminder, Critchley argues that only a conception of the
ethical relation to the other person provides an adequate meta-political normative basis
for advancing a democratic structure to the social. On his terms, any non-democratic
hauntology”) does not provide the kind of meta-political foundation Critchley seeks (and
166
This is the impression that one can get in reading Hägglund, for example.
167
See chapter four, pp. 230ff.
351
which he also assumes Derrida himself advances). In this regard, Derrida‟s position is
consistent with Laclau‟s own. I will give a specific consideration of the relation of
Conclusion.
not surprising that Derrida does not subscribe to Critchley‟s meta-political model. But
the distance between Derrida and Critchley can be demonstrated more precisely by
considering his broad agreement with Laclau‟s concept of decision, considered in some
detail in chapters three and four. I noted in the context of that discussion that Laclau‟s
theory of decision draws significantly from Derrida‟s own, and considering Derrida‟s
position in more detail will further highlight his distance from Critchley on this issue.
I begin with a brief reminder of Laclau‟s own conception of ethical decision. For
Laclau, the properly “ethical moment” is the experience of the constitutive lack
disrupting the social, which is to say “the distance between what is and what ought to
concrete social formations may coalesce, Laclau describes the social as “undecidable.”
The “ethical” therefore names the instituting of the social, when the impossible fullness
of the social is identified with a social particularity. Laclau‟s central point in all of this is
advance, and the ethical moment, as such, does not determine the specific shape of
specific normative complexes. The ethical, we might say, exceeds calculation in both of
168
Laclau, “Glimpsing,” 286.
352
these directions. To repeat a point from chapter four, the experience of the ethical is an
normative order.”169
I made it clear in chapter four that, to stay with Laclau‟s language, I accept his
account of the unbridgeable gap between the ethical and normative, and this is also
consistent with Derrida‟s understanding (which, again, is the basis of much of Laclau‟s
own formulation). For Derrida, ethical-political decision, to count as decision, must not
a decision can only come into being in a space that exceeds the calculable
program that would destroy all responsibility by transforming it into a
programmable effect of determinate causes. There can be no moral or political
responsibility without this trial and this passage by way of the undecidable. Even
if a decision seems to take only a second and not to be preceded by any
deliberation, it is structured by this experience and experiment of the
undecidable.170
that decision as decision cannot be derived as an “effect” of “causes,” echoes all the
impossible.” To see this point, consider the following rhetorical question posed by
Derrida: “A decision that I can take, the decision in my power and that manifests the
taking of action or the deployment of what is already possible for me, the actualization of
169
Ibid., 290.
170
Derrida, “Afterword,” 116.
353
his obvious response to this question is negative; in contrast, he writes that “a responsible
other [une décision de l‟autre] in me that does not exonerate me from any freedom or any
the mere effect of a determinate cause is that decision, as decision, cannot be reduced to a
constituted phenomenological totality, but that the specific site of decision is the
phenomenological disruption.
This is what Derrida has in view when he speaks in terms of the “decision of the
other in me,” a phrase concerning which I want to avoid mystification. Echoing this
Fortunately for us, Derrida immediately clarifies what he means with this language:
When I say „it‟s not mine‟ I mean that which exceeds my own being, my own
possibility, my own potentiality. If you describe an individual as a set of
possibilities, a set of capacities, a set of predicates—I am this or that, I am the one
whom you can describe as being this or that, that is an assemblage of attributes or
predicates—and if the decision is simply the consequence or what follows from
this set of possibilities, then it‟s not a decision. A decision should be something
more than what is simply possible…what follows from the predicate of
possibilities, what defines my definition. If I decide, if my decision is my
definition, if by my definition of myself I make such or such a decision, it‟s not a
decision. So, the only possible decision is the impossible decision, the decision
171
Derrida, “As If It Were Possible,” 87. French: Jacques Derrida, “Comme si c‟était possible, «within
such limits»,” Revue internationale de philosophie 52, no. 3 (1998), 515.
172
Derrida, Deconstruction Engaged, 103.
354
which is stronger than me, higher than me and coming from the Other, from the
order of the Other, that is heteronomy.173
alterity in the terms of phenomenological negativity I have proposed, his point is that
decision, properly understood, takes place against the background of the breakdown of
language about subjectivity in this context. If social actors understand themselves only
according to their own positioning within a constituted totality (i.e., within a sedimented
normative complex) and act accordingly, they simply reproduce the “logic” of that
totality. This is what Laclau has in mind when he speaks of acting within “an entirely
“essential objectivism” of which Laclau speaks, according to which social actors would
simply act according to the “subject positions” assigned within a determinate, constituted
normative complex.
In contrast, then, decision takes place on an undecidable terrain, in the sense that
courses of action cannot be determined on the basis of “being,” which is to say on the
confused with indecision). He captures this point through reference to the notion of the
“aporia,” playing on the Greek derivation of the term, which has a venerable
173
Ibid.
174
Laclau, “Glimpsing,” 290. See chapter four, p. 232.
175
Derrida deploys the term “aporia” in numerous contexts. For his most extended treatment of the theme
of “aporia,” see Jacques Derrida, Aporias, trans. Thomas Dutoit (Stanford: Stanford University Press,
1993).
355
place, “difficulty in passage.”176 With a derivation from the Greek privative alpha (a)
together with poros (“a way” or “a track”), aporos carries the meaning of “without
Thus, Derrida plays on the notions of impassibility and the pass, road, or track,
posing the following question: “What would a path be without aporia? Would there be a
way without what clears the way there where the way is not opened, whether it is blocked
or still buried in the nonway?”177 That is, “isn‟t the uncleared way [aporia] also the
condition of decision or event, which consists in opening the way, in (sur)passing, thus
going beyond? In (sur)passing the aporia?”178 Relating this notion of aporia to the
phenomenological structure which has been my focus, we see that the determined “path”
It is here that we find Derrida in substantive agreement with Laclau over against
Critchley. Stating the issue in Derridean terms from this chapter, Critchley effectively
collapses the distinction between response and affirmation with regard to the experience
176
Derrida notes that aporia signifies “a certain impossibility as nonviability, as nontrack or barred path. It
concerns the impossible or the impracticable;” see Derrida, Aporias, 13.
177
Derrida, On the Name, 83.
178
Ibid., 84.
179
This emphasis on aporia and the non-way also echoes our discussion of the injunction to speak where
one cannot, an injunction which we can see is also aporetic.
356
disruption would be the formation of democratic social forms; this is the import of his
claim that only such social forms are properly ethical. But, to repeat a point made by
open the gap between the ethical and the normative, from the ontological existence of
necessarily leads one to the adoption of particular social forms is to determine decision
on the basis of a constituted totality, albeit a totality precisely as it is called into question.
actually existing sedimented social form. But this, from the perspective of both Laclau
and Derrida, is an annulment of the decision as such. For Derrida, as for Laclau, the
actual institution of a social form cannot be justified with reference to a sedimented social
form.
We see, then, that on the central issue of decision, Derrida agrees with Laclau
over against Critchley, with the result that, in Derrida‟s thought, there is no basis for
Derrida‟s thought, there is no basis for understanding democracy as the proper form of
the social as such; his thought on this point is therefore in line with Laclau, as opposed to
Critchley (as well as Habermas, Hardt, and Negri). So where does this leave us in our
considerations?
determine the shape of the social on the basis of the common ontology advanced by
180
Laclau, “Glimpsing,” 291.
357
Laclau and Derrida, does this mean that I must join Critchley in despairing that the
don‟t think this follows. We are now in a position to see that, while there is no position
of meta-political assurance to guide the shaping of the social, the articulation of the social
affirmation undertaken in the face of the phenomenological disruption of the tout autre.
in the previous chapter. If the democracy to come represents one more notion of
way of reminder, the notion of the “democracy to come” names the phenomenological
disruption which renders any existing democratic structure inadequate to itself; the
democracy to come is always, structurally, to-come, and thus names the absolute future,
and so is related to concepts such as justice and messianic. But, as with the structure of
democracy because it is “the only system that welcomes, in itself, in its very
neither arbitrary nor determined on the basis of a meta-political normative ground. What
we find is that, insofar as the democracy to come has to do not only with the
the political, and this is what will bring us to a consideration of the relation of Laclau‟s
Conclusion
In this chapter I have tried to undertake two primary goals. First, I have tried to
demonstrate why Derrida‟s hauntology, outlined in the previous chapter, may reasonably
be described as “religious.” In demonstrating the first point, which occupies the bulk of
this chapter, I sought to demonstrate the difference between Derrida‟s and Critchley‟s
cannot be equated with the ethical relation to the other person as Critchley argues. In
contrast to Critchley, I have argued that Derrida‟s thought represents an affirmation of the
phenomenological disruption brought about by the tout autre and that, as such, it can be
described as “religious.” Insofar as Derrida‟s notion of alterity has to do with the ethical
relation with the other (and I have argued that it does), this should be understood in terms
My second primary goal in this chapter has been to indicate the significance of
this for Derrida‟s political thought, as represented by his concept of democracy to come.
I have argued that, insofar as Derrida‟s advocacy of the democracy to come represents a
tout autre, it can also be described as religious. My remaining task is to more directly
359
relate this aspect of Derrida‟s thought to Laclau‟s own program of radical democracy.
CONCLUSION
democracy. Before undertaking this final task, however, it is worth pausing to review the
ground we have covered in the previous chapters, particularly given what the reader may
Chapter Review
In the first chapter, I presented the context for the chapters which followed.
universal narrative suitable for grounding a political theory. In addition, I described how
the concepts of “religion” and “the secular” have been co-constituted in the modern
period, and noted that if one of these concepts is called into question, a questioning of the
other necessarily follows. While this is significant for a number of reasons, my primary
interest in this point was to note that any such questioning necessarily disrupts the
rendering it necessary to reconsider the relation of the religious and the political, insofar
as the proper locale of the latter, at least in the modern period, has been understood as the
secular sphere. However, and this is a point the importance of which I will highlight in
this Conclusion, the disruption of the religion/secular binary, and the concomitant
necessity of re-envisioning political theory, do not simply do away with the necessity of
361
speaking in terms of “religion;” this was my point of disagreement with the genealogical
historicist accounts of “religion” in Fitzgerald and Cavanaugh. Finally, I noted that the
understandings of universality which could serve as a basis for political theory “after the
return of religion.”
new understanding of universality after the “return of religion.” Articulating the themes
and immanence, Graham Ward, one of the founders of the theological movement known
Ward as simply equivalent with a particular form of liberal democracy. Democracy is the
political form taken within the frame of an immanentist emphasis on freedom defined in
terms of individualist autonomy. This is to say that democracy and an immanent social
cut off from all transcendence is the political reflection of a cultural secularism. We saw
that, for Ward, such an emphasis on immanence is ultimately nihilistic, and the supposed
which drive the search for an assurance transcending the limits of immanent socio-
political formations. The only form of transcendence available, however, is a false one,
Western secularism and its political form of democracy are therefore, for Ward,
democracy, only an account of the social‟s proper participation in the metaphysical being
which exceeds and transcends it can provide the assurance of a thriving social order.
Specifically, we saw that Ward advances a model of the social involving an analogy of
Being, according to which the created order participates in the Being of God. But there is
an important qualification to this account: Left to its own devices, the world beyond the
Church has no true being, insofar as it fails to properly participate in the Being of the
divine; it is only the particular human community embodied in the Christian Church
(itself understood in very particular terms) which properly participates in the Being of
God and is tasked with, in a sense, initiating the broader world into that participation. I
These considerations led us to chapter three, the first of two chapters dedicated to
the thought of Ernesto Laclau. The aim of chapter three was to offer a basic exposition of
the way in which his political theory amounts to a political ontology of the social (and
therefore to something more than a “regional” account of the social). We saw in that
chapter that Laclau shares Ward‟s position that any social particularity necessarily makes
appeal to that which exceeds or transcends it (whereas Ward prefers the language of
Where Laclau differs significantly from Ward is in his formulation of the universality to
which social particularities make appeal. Whereas Ward envisions that universality in
terms of a metaphysical plenitude (i.e. the Being of God), Laclau envisions that
impossible: Necessary because any particular social group making political claims
articulation, are emptied of their particular content and take on the role of signifying the
impossible but necessary universal. There is no deep logic of the social governing or
determining the shape of these hegemonic formations; on the contrary, these formations
are what give shape the social as such. In addition, we saw that these formations are only
form of the social defined by relation to a metaphysical norm; indeed, as I noted in that
context, Laclau fairly explicitly rejects the kind of theo-political proposal advanced by
Ward.
“radical democracy” names a particular structuring of the social as such, rather than being
these latter are obviously not irrelevant). As such, radical democracy has to do with
maintaining the social as an open space, which is to say as a space in which the
364
hegemonic articulations of the social remain contestable and undecidable; in this regard I
also pointed out that democracy, in Laclau‟s view, precludes totalitarianism, rather than
presentation was Laclau‟s insistence that the political ontology he describes bears no
ontology, I argued, in the sense that any determinative shape of the socio-political is the
comparing Laclau‟s understanding of democracy and its relation to the social to the
theoretical proposals of Jürgen Habermas, John Rawls, and Antonio Negri and Michael
Hardt. This comparison revealed that each of these alternative models, in different ways,
privileges the social over the political (while Laclau understands the social in terms of
political articulation), and that “democracy” names the proper form of the social within
them.
from the disjunction between democracy, the political, and the social in his thought. The
substance of this critique was provided by Simon Critchley, who raises the concern that
his view, Laclau can provide no adequate account why the socio-political should be
articulated in terms of democracy, rather than any other form (such as, for example,
saw that Critchley‟s own proposal is based upon a Levinasian ethical conception)
365
Laclau‟s political theory can render any democratic shaping of the social wholly
concern while indicating my rejection of his proposed solution. This poses a significant
at the cost of any non-arbitrary reason for advancing a democratic articulation of the
social. In response to this difficulty, I argued that Laclau‟s theory lacked an account of
the motivating force of a democratic articulation of the social, but that this motivation
The final two chapters focused on Jacques Derrida, whose thought forms the basis
Chapter five, the first of these two chapters, was devoted to presenting a basic overview
consonance between Derrida‟s hauntology and Laclau‟s own political ontology (more
hauntology). One of the primary emphases of that chapter, in addition to the broadly
the “totally other” (tout autre) has to do not with an ontological or metaphysical
positive force, with the result that phenomenological disruption becomes the condition of
democracy, in the form of “the democracy to come,” fits into his overall
demonstrate that the phenomenological structure outlined in the previous chapter can
in an effort to illustrate the difference between Derrida‟s concept of alterity, and the
concept of alterity advanced by Simon Critchley in his reading of Derrida and Levinas.
of the ethical relation to the other person. This demonstration served two primary
purposes. The first was to demonstrate what I take to be the religious, as opposed to
the second was to demonstrate that Derrida‟s advocacy of the “democracy to come”
regarding Laclau‟s theory, and also served to orient us toward our further consideration
Derrida‟s thought is consistent with Laclau‟s insofar as there is no basis for insisting on
either the necessity or the normativity of democratic social forms. I also concluded the
367
terms of religion provides the basis for arguing that the articulation of the socio-political
in terms of Laclau‟s radical democracy need not be understood as arbitrary, but can be
This latter point brings us to our present discussion. While I demonstrated the
previous chapter, the task remains to make clear precisely how this discussion of religion
related to Laclau‟s own theory of radical democracy, and how an articulation of Laclau‟s
deficiency in his thought. Undertaking this task will also provide us with the opportunity
I have already noted in passing that Laclau‟s political theory, like Derrida‟s own
thought, is deeply implicated in questions of religion from the very start. That is, as I
alluded in chapter three and expressly noted in chapter four, the context in which Laclau
(with Mouffe) first articulates his vision of radical democracy is the “democratic
around two centuries ago. By way of reminder, Laclau and Mouffe describe the
With this [the idea of the democratic revolution] we shall designate the end of a
society of a hierarchic and inegalitarian type, ruled by a theological-political logic
in which the social order had its foundation in divine will. The social body was
conceived of as a whole in which individuals appeared fixed in differential
positions. For as long as such a holistic mode of institution of the social
predominated, politics could not be more than the repetition of hierarchical
368
Laclau‟s political theoretical project, then, is based on the rejection of a certain form of
This raises an obvious question: Referring back to our discussion of the first
chapter, does Laclau‟s political theory simply participate in the narrative of normative
resounding “yes.” Laclau and Mouffe celebrate the “subversive power” of the
democratic revolution, which stems from a shift to the power of “the people” and the
spread of “equality” and “liberty” to ever more diverse regions of the socio-political. In
other words, what Laclau and Mouffe seem to celebrate as the condition of radical
democracy is precisely what Ward understands as the nihilistic social order of secularism.
Additionally, I have also noted that the openness of the social which Ward reads as threat
is precisely what is affirmed in Laclau (and Derrida). If, in addition to these points, we
also note that the democratic revolution broadly corresponds to the emergence of the
modern dualism of religious and secular (as outlined in chapter one), this implication is
only strengthened.
Despite these points, however, I think that the issue remains undecided. While
Laclau clearly rejects a particular theo-logic (which I note bears more than a passing
doubt that his position maps easily onto a paradigm of normative secularism. First,
1
Laclau and Mouffe, Hegemony, 155.
369
formation.2 Second, given his insistence on the contingent shape of the socio-political, he
rational” social formation; one of his most central theoretical positions is that the shape of
the social is not governed according to a logic of rationality. Third, and closely related to
this second point, nothing in Laclau‟s political ontology precludes the possibility of a
Nevertheless, the fact remains that Laclau does not articulate his political theory in terms
nowhere advances an alternative conception like the one I briefly introduced at the end of
openness of the social (chapter five), a linkage which is made clear in Mouffe‟s
appropriation of Derrida‟s concept (see chapter four). Bringing these two points together,
2
Indeed, on Laclau‟s model, the socio-political forms articulated around secularism are themselves the
effects of hegemonic articulation.
3
This is the whole point of Sayyid‟s excellent text, which draws heavily upon Laclau‟s political theory. In
particular, see Chapter 2, “Thinking Islamism, (re-)thinking Islam.”
370
modifying or adding to Laclau‟s theory at this point; rather, I am simply making explicit
what I think is already implicitly at work in his political theory. Reading Laclau‟s
remaining weakness of his proposal. This reading unites Laclau‟s innovative concept of
universality with an account of the democratic articulation of the social which avoids the
repetition of “religion” outlined in the first chapter, which is to say in terms of “religion
without religion” (on the reading I have given to this phrase). Thinking back to our
outlined in the previous two chapters, and described as “religious” in the previous
points developed in chapters one, five, and six. Recalling the argument from chapter one,
the disruption of the narrative of secularism‟s normative status (for example, via the
account of the historical development of the modern concepts of “religion” and “secular”)
does not, in and of itself do away with the very real sedimented socio-political forms
4
I take the nominative and adjectival forms as basically equivalent. I find the distinction drawn between
the two by, for example, Smith, to be unconvincing. See Wilfred Cantwell Smith, The Meaning and End of
Religion (Minneapolis, MN: Fortress Press, 1991), particular p. 20 and the Conclusion.
371
which have been articulated by that narrative and its construction of the concept of
“religion.” The reality of these forms means that religion is not merely illusory, but
continues to “haunt” (to use a Derridean term from chapter five) the present. With this in
view, I argued that one encounters an injunction to speak in terms of religion, precisely to
call the articulation of the social in terms of “religion” and “secular” into question.
Quoting Pecora, “it would be impossible, even with the help of…Derrida‟s
deconstruction, to imagine a mental [we can also say social] world entirely liberated from
dominant conceptions….”5
point: It is not that one cannot imagine the social entirely liberated from dominant
conceptions despite Derrida‟s efforts at deconstruction, but that we see the impossibility
of this because of Derrida‟s deconstructive efforts. As we have seen with regard to the
metaphysics of presence and phenomenology, to repeat our two examples, Derrida has
consistently shown that, in order to change a terrain, it is necessary to occupy that terrain
entails first, the reversal of an opposition and, by means of that reversal, a displacement
of the very system authorizing that opposition.6 Derrida insists on the impossibility of
the mistake of Cavanaugh and Fitzgerald), and thereby highlights the active nature of
what Abeysekara refers to as “un-inheritance.” The point of this discussion in the first
5
Pecora, 5.
6
Jacques Derrida, “Signature, Event, Context,” trans. Samuel Weber and Jeffrey Mehlman, in Limited Inc,
ed. Gerald Graf (Evanston, IL: Northwestern University Press, 1988), 21.
372
and “secular” as such. It was in this sense that I deployed Derrida‟s productive phrase
“religion without religion” arguing that the second “religion” in the phrase constituted a
non-identical repetition of the first, thereby calling its dominant status into question.
Stating this in terms of Derrida‟s “double gesture,” an appropriation of the term religion
reverses the field of priority constituted by normative secularism, overflowing the bounds
of what we might think of as authorized religion, thereby placing the field of “religion-
vs-the secular” into question as a whole. Such is the process of “un-inheriting” the
Such was the position I outlined in chapter one. How, then, does this relate
specifically to the phenomenological structure we have examined over the course of the
repetition, as a repetition with a difference, then the connection begins to emerge. In the
language. That is, we saw that an apophatic form of language is forced upon us as we
experience in the injunction to apophaticism is the haunting of the present by a past form
of religious discourse, the inability to simply neutralize or do away with that form. In
this regard, I distinguished between the two “voices” of apophaticism: The theological,
hyperessential voice of which Derrida is famously critical, and the more general “voice”
which can be heard, as I put it there, whenever logos is forced to speak through negative
determination.
repetition, and this on two registers. The first involves apophatic discourse itself: We
373
repetition, disrupts and exceeds the particularity of that form (i.e., the particularity of its
It is important to see the operation of Derrida‟s double gesture at work here. This
is not simply a reversal, the affirmation of “religion” over against “the secular.” Rather,
it is the displacement of the religion/secular bifurcation of the social, which is to say the
name “God,” etc.) force themselves upon us in a way which exceeds their “original”
theological intent, they are also not merely “secularized,” for the simple reason that they
are formally indistinguishable from the religious forms they repeat. This formality
renders any firm distinction between the religious and the secular undecidable, equally
think back to the presentation of Graham Ward‟s theopolitical project from the second
reversal, rather than a displacement. Despite his insistence on the analogical, and
therefore non-dualistic nature of his metaphysical proposal, the entire edifice of Ward‟s
proposal depends on there being a nihilist, secular other to the community that
participates fully in the divine. Stated differently, were Ward to call into question the
distinction between religion and secular as such, he would necessarily have to call into
374
question the firm boundaries he places around “theological communities,” and hence his
project as a whole.
375
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VITA
DEGREES AWARDED
Bachelor of Arts in Religion, 1998, Oklahoma Baptist University
Master of Divinity, 2001, Golden Gate Theological Seminary
Master of Studies, 2005, University of Oxford
Master of Philosophy, 2007, Syracuse University
PUBLICATIONS
“A Theo-Politics of the (Im)proper: Jacques Derrida vis-à-vis Graham Ward.”
Political Theology, forthcoming 2010.
“Review of Slavoj Žižek and John Milbank, The Monstrosity of Christ: Paradox
or Dialectic? Edited by Creston Davis.” Sophia, 2009, DOI: 10.1007/s11841-
009-0145-0.
PROFESSIONAL PRESENTATIONS
“Synchronicity and Materiality: Evaluating the Phenomenological Turn in John
Milbank‟s Theology.” 2010 International Society for Religion, Literature, and
Culture Biennial Meeting. Oxford, England, UK.
PROFESSIONAL EXPERIENCE
Teaching Fellow, Syracuse University 2009-2010
Part-Time Instructor, Department of Religion, Syracuse University 2008-2009
Teaching Assistant, Department of Religion, Syracuse University 2007-2008
Research Assistant, Department of Religion, Syracuse University 2008
Teaching Associate, Department of Religion, Syracuse University 2005-2009
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