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Table of Contents
1.The Theory
1.The Elementary Models
2.Resemblance to Classic Measurement Scales
3.Self-Organization and Natural Selection
4.Compound Models
5.Mods and Preos
2.Philosophical Implications
1.Moral Psychology
2.Computational Conceptions of Cognition
3.Platonism
3.References
1.Specifically Addressing Relational Models Theory
2.Related Issues
1. The Theory
In Equality Matching, one attempts to achieve and sustain an even balance and one-to-one
correspondence between individuals or groups. When there is not a perfect balance, people
try to keep track of the degree of imbalance in order to calculate how much correction is
needed. “Equality matching is like using a pan balance: People know how to assemble actions
on one side to equal any given weight on the other side” (Fiske 1992, 691). If you and I are out
of balance, we know what would restore equality. Examples include the principle of one-
person/one-vote, rotating credit associations, equal starting points in a race, taking turns
offering dinner invitations, and giving an equal number of minutes to each candidate to
deliver an on-air speech.
Market Pricing is the application of ratios to social interaction. This can involve maximization
or minimization as in trying to maximize profit or minimize loss. But it can also involve
arriving at an intuitively fair proportion, as in a judge deciding on a punishment proportional
to a crime. In Market Pricing, all socially relevant properties of a relationship are reduced to a
single measure of value, such as money or pleasure. Most utilitarian principles involve
maximization. An exception would be Negative Utilitarianism whose principle is the
minimization of suffering. But all utilitarian principles are applications of Market Pricing,
since the maximum and the minimum are both proportions. Other examples include rents,
taxes, cost-benefit analyses including military estimates of kill ratios and proportions of
fighter planes potentially lost, tithing, and prostitution.
RMT has been extensively corroborated by controlled studies based on research using a great
variety of methods investigating diverse phenomena, including cross-cultural studies (Haslam
2004b). The research shows that the elementary models play an important role in cognition
including perception of other persons.
One scale is more informative than another because it is less symmetrical; greater asymmetry
means that more information is conveyed. On a measurement scale, a permutation which
distorts or changes information is an asymmetry. Analogously, a permutation in a social-
relational arrangement which distorts or changes social relations is an asymmetry. In either
case, a permutation which does not carry with it such a distortion or change is symmetric.
The nominal scale type is the most symmetrical scale type, just as Communal Sharing is the
most symmetrical elementary model. In either case, the only asymmetrical permutation is
one which moves an item out of a category, for example, expelling someone from the social
group. Any permutation within the category or group makes no difference; no difference to
the information conveyed, no difference to the social relation. In the case of pass/fail grading,
the student’s performance could be markedly different from what it actually was. So long as
the student does well enough to pass (or poorly enough to fail), this would not have changed
the grade. Thanks to this high degree of symmetry, the nominal scale conveys relatively little
information.
The ordinal scale is less symmetrical. Any permutation that changes rankings is
asymmetrical, since it distorts or changes something significant. But items arranged could
change in many respects relative to each other while their ordering remains unaffected, so a
high level of symmetry remains. Students could vary in their performance, but so long as
their relative ranking remains the same, this would make no difference to grades based on an
ordinal scale.
An interval scale is even less symmetrical and hence more informative, as seen in the fact that
a system of letter grades conveys more information than does a mere ranking of students. An
interval scale conveys the relative degrees of difference between items. If one student
improves from doing C level work to B level work, this would register on an interval scale but
would remain invisible on an ordinal scale if the change did not affect student ranking.
Analogously, in Equality Matching, if one person, and one person only, were to receive an
extra five minutes to deliver their campaign speech, this would be socially significant. By
contrast, in Authority Ranking, the addition of an extra five minutes to the time taken by a
Prince to deliver a speech would make no socially significant difference provided that the
relative ranking remains undisturbed (for example, the King still being allotted more time
than the Prince, and the Duke less than the Prince).
In Market Pricing, as in any ratio scale, the asymmetry is even greater. Adding five years to
the punishment of every convict could badly skew what should be proportionate
punishments. But giving an extra five minutes to each candidate would preserve balance in
Equality Matching.
The symmetries of all the scale types have an interesting formal property. They form a
descending symmetry subgroup chain. In other words, the symmetries of a ratio scale form a
subset of the symmetries of a relevant interval scale, the symmetries of that scale form a
subset of the symmetries of a relevant ordinal scale, and the symmetries of that scale form a
subset of the symmetries of a relevant nominal scale. More specifically, the scale types form a
containment hierarchy. Analogously, the symmetries of Market Pricing form a subset of the
symmetries of Equality Matching which form a subset of the symmetries of Authority Ranking
which form a subset of the symmetries of Communal Sharing. Descending subgroup chains
are common in nature, including inorganic nature. The symmetries of solid matter form a
subset of the symmetries of liquid matter which form a subset of the symmetries of gaseous
matter which form a subset of the symmetries of plasma.
This raises interesting questions about the origins of these patterns in the mind: could they
result from spontaneous symmetry breakings in brain activity rather than being genetically
encoded? Darwinian adaptations are genetically encoded, whereas spontaneous symmetry
breaking is ubiquitous in nature rather than being limited to genetically constrained
structures. The appeal to spontaneous symmetry breaking suggests a non-Darwinian
approach to understanding how the elementary models could be “innate” (in the sense of
being neither learned nor arrived at through reason). That is, are the elementary relational
models results of self-organization rather than learning or natural selection? If they are
programmed into the genome, why would this programming imitate a pattern in nature which
usually occurs without genetic encoding? The spiral shape of a galaxy, for example, is due to
spontaneous symmetry breaking, as is the transition from liquid to solid. But these
transitions are not encoded in genes, of course. Being part of the natural world, why should
the elementary models be understood any differently?
d. Compound Models
While all relational models are analyzable into four fundamental models, the number of
models as such is potentially infinite. This is because social-relational cognition is productive;
any instance of a model can serve as a constituent in an even more complex instance of a
model. Consider Authority Ranking and Market Pricing; an instance of one can be embedded
in or subordinated to an instance of the other. When a judge decides on a punishment that is
proportionate to the crime, the judge is using a ratio scale and hence Market Pricing. But the
judge is only authorized to do this because of her authority, hence Authority Ranking. We
have here a case of Market Pricing embedded in a superordinate (as opposed to subordinate)
structure of Authority Ranking resulting in a compound model. Now consider ordering food
from a waiter. The superordinate relationship is now Market Pricing, since one is paying for
the waiter’s service. But the service itself is Authority Ranking with the customer as the
superior party. In this case, an instance of Authority Ranking is subordinate to an instance of
Market Pricing. This is also a compound model with the same constituents but differently
arranged. The democratic election of a leader is Authority Ranking subordinated to Equality
Matching. An elementary school teacher’s supervising children to make sure they take turns
is Equality Matching subordinated to Authority Ranking.
A model can also be embedded in a model of the same type. In some complex egalitarian
social arrangements, one instance of Equality Matching can be embedded in another. Anton
Pannekoek’s proposed Council Communism is one such example. The buying and selling of
options is the buying and selling of the right to buy and sell, hence recursively embedded
Market Pricing. Moose society is largely structured by a complex model involving multiple
levels of Communal Sharing. A family among the Moose is largely structured by Communal
Sharing, as is the village which embeds it, as is the larger community that embeds the village,
and so on. In principle, there is no upper limit on the number of embeddings in a compound
model. Hence, the number of potential relational models is infinite.
The notion of a preo updates and includes the notion of an implementation rule, from an
earlier stage of relational-models theorizing. Fiske has identified five kinds of
implementation rules (1991, 142). One kind specifies the domain to which a model applies.
For example, in some cultures Authority Ranking is used to structure and give meaning to
marriage. In other cultures, Authority Ranking does not structure marriage and may even be
viewed as immoral in that context. Another sort of implementation rule specifies the
individuals or groups which are to be related by the model. Communal Sharing, for example,
can be applied to different groups of people. Experience, and sometimes also agreement,
decides who is in the Communal Sharing group. In implementing Authority Ranking, it is not
enough to specify how many ranks there are. One must also specify who belongs to which
rank. A third sort of implementation rule defines values and categories. In Equality
Matching, each participant must give or receive the same thing. But what counts as the same
thing? In Authority Ranking, a higher-up deserves honor from a lower-down, but what counts
as honor and what constitutes showing honor? There are no a priori or innate answers to
these questions; culture and mutual agreement help settle such matters. Consider the
principle of one-person/one-vote, an example of Equality Matching. Currently in the United
States and Great Britain, whoever gets the most votes wins the election. But it is also possible
to have a system in which a two-thirds majority is necessary for there to be a winner. Without
a two-thirds majority, there may be a coalition government, a second election with the lowest
performing candidates eliminated, or some other arrangement. These are different ways of
determining what counts as treating each citizen as having an equal say. A fourth determines
the code used to indicate the existence and quality of the relationship. Authority Ranking is
coded differently in different cultures, as it can be represented by the size of one’s office, the
height of one’s throne, the number of bars on one’s sleeve, and so forth. A fifth sort of
implementation rule concerns a general tendency to favor some elementary models over
others. For example, Market Pricing may be highly valued in some cultures as fair and
reasonable while categorized as dehumanizing in others. The same is clearly true of Authority
Ranking. Communal Sharing is much more prominent and generally valued in some cultures
than in others. This does not mean that any culture is completely devoid of any specific
elementary model but that some models are de-emphasized and marginalized in some
cultures as compared to others. So the union of mod and preo may even serve to marginalize
the resulting model in relation to other models.
The fact that the same mod can be united with different preos is one source of normative
plurality across cultures, to be discussed in the next section. Another source is the generation
of distinct compound mods. Different cultures can use different mods, since there is a
considerable number of potential mods to choose from.
2. Philosophical Implications
a. Moral Psychology
Each elementary model crucially enters into certain moral values. An ethic of service to one’s
group is a form of Communal Sharing. It is an altruistic ethic in some sense, but bear in mind
that all members of the group share a common identity. So, strictly speaking, it is not true
altruism. Authority Ranking informs an ethic of obedience to authority including respect,
honor, and loyalty. Any questions of value remaining to be clarified are settled by the
authority; subordinates are expected to follow the values thus dictated. Fairness and even
distribution are informed by Equality Matching. John Rawls’ veil of ignorance exemplifies
Equality Matching; a perspective in which one does not know which role one will play
guarantees that one aim for equality. Gregory Vlastos has even attempted to reduce all
distributive justice to a framework that can be identified with Equality Matching. Market
Pricing informs libertarian values of freely entering into contracts and taking risks with the
aim of increasing one’s own utility or the utility of one’s group. But this also includes
suffering the losses when one’s calculations prove incorrect. Utilitarianism is a somewhat
counterintuitive attempt to extend this sort of morality to all sentient life, but is still
recognizable as Market Pricing. It would be too simple, however, to say that there are only
four sorts of values in RMT. In fact, combinations of models yield complex models, resulting
in a potential infinity of complex values. Potential variety is further increased by the
variability of possible preos. This great variety of values leads to value conflicts most
noticeably across cultures.
RMT strongly suggests value pluralism, in Isaiah Berlin’s sense of “pluralism”. The pluralism
in question is a cultural pluralism, different traditions producing mutually incommensurable
values. Berlin drew a distinction between relativism and pluralism, even though there are
strong similarities between the two. Relativism and pluralism both acknowledge values which
are incommensurable, meaning that they cannot be reconciled and that there is no absolute or
objective way to judge between them. Pluralism, however, acknowledges empathy and
emotional understanding across cultures. Even if one does not accept the values of another
culture, one still has an emotional understanding of how such values could be adopted. This
stands in contrast to relativism, as defined by Berlin. If relativism is true, then there can be
no emotional understanding of alien values. One understands the value system of an alien
culture in essentially the same manner as one understands the behavior of ants or, for that
matter, the behavior of tectonic plates; it is a purely causal understanding. It is the
emotionally remote understanding of the scientist rather than the empathic understanding of
someone engaging, say, with the poetry and theatre of another culture. Adopting RMT,
pluralism seems quite plausible. Given that one has the mental capacity to generate the
relevant model, one can replicate the alien value in oneself. One is not simply thinking about
the foreigner’s relational model, but using one’s shared human nature to produce that same
model in oneself. This does not, however, mean that one adopts that value, since one can also
retain the conflicting model characteristic of one’s own culture. One’s decisive motivation
may still flow wholly from the latter.
But the significance of RMT for the debate over pluralism and absolutism may be more
complex than indicated above. Since RMT incorporates the view that people perceive social
relationships as intrinsic values, this may indicate that a society which fosters interactions and
relationships is absolutely better than one which divides and atomizes, at least along that one
dimension. This may be an element of moral absolutism in RMT, and it is interesting to see
how it is to be reconciled with any pluralism also implied.
c. Platonism
Chomsky has noted the discrete infinity of language. Each phrase consists of a number of
constituents which can be counted using natural numbers (discreteness), and there is no
longest phrase meaning that the set of all possible phrases is infinite. Analogous points apply
to social-relational cognition. The number of instances of an elementary mod within any mod
can be counted using natural numbers. In the case discussed earlier in which a customer is
ordering food from a waiter, there is one instance of Authority Ranking embedded in one
instance of Market Pricing. The total number of instances is two, a natural number. There is
no principled upper limit on the number of embeddings, hence infinity. The discrete infinity
of language and social-relational cognition is tantamount to their productivity.
However, some philosophers, especially Jerrold Katz, have argued that nothing empirical can
exhibit discrete infinity. Something empirical may be continuously infinite, such as a volume
of space containing infinitely many points. But the indefinite addition of constituent upon
constituent has no empirical exemplification. Space-time, if it were finite in this sense, would
contain only finite energy and a finite number of particles. There are not infinitely many
objects, as discrete infinity would imply. On this reasoning, the discrete infinity of an entity
can only mean that the entity exists beyond space and time, still assuming that space-time is
finite. This would mean that sentences, and by similar reasoning compound mods as well, are
abstract objects rather than neural features or processes. This would mean that mods and
sentences are abstract objects like numbers. One finds here a kind of Platonism, Platonism
here defined as the view that there are abstract objects.
As a tentative reply, one could say that the symbols generated by a computational system are
potentially infinite in number, but this raises questions about the nature of potentiality. What
is a merely potential mod or a merely potential sentence? It is not something with any
spatiotemporal location or any causal power. Perhaps it is sentence types (as contrasted with
tokens) that exhibit discrete infinity. And likewise with mods, it is mod types that exhibit
discrete infinity. But here too, one is appealing to entities, namely types, that have no
spatiotemporal location or causal power. By definition, these are abstract objects.
The case for Platonism is perhaps stronger for compound mods, but one could also defend the
same conclusion with regard to the elementary mods. Each elementary mod, as noted earlier,
corresponds to one of the classic measurement scales. Different scale types are presupposed
by different logics. Classical two-valued logic presupposes a nominal scale, as illustrated by
the law of excluded middle: a statement is either on the truth scale, in which case it is true, or
off the scale, in which case it is false. Alternatively, one could posit two categories, one for
true and one for false, and stipulate that any statement belongs on one scale or the other.
Fuzzy logics conceive truth either in terms of interval scales, for example, it is two degrees
more true that Michel is bald than that Van is bald, or in terms of ratio scales, for example, it
is 80 percent true that Van is bald, 100 percent true that Michel is bald. Even though it has
perhaps not been formalized, there is intuitively a logic which presupposes an ordinal scale. A
logic, say, in which it is more true that chess is a game than that Ring a Ring o’ Roses is a
game, even though it would be meaningless to ask how much more. If nominal, ordinal,
interval, and ratio scales are more basic than various logics, then the question arises as to
whether they can seriously be considered empirical or spatiotemporal. If anything is Platonic,
then something more basic than logic is likely to be Platonic. And what is an elementary mod
aside from the scale type which it “resembles”? Is there any reason to distinguish the
elementary mod from the scale type itself? If not, then the elementary mods themselves are
abstract objects, at least on this argument.
Does reflection upon language and the relational models support a Platonist metaphysic? If
so, what is one to make of the earlier discussion of RMT appealing, as it did, to neural
symmetry breakings and mental computations? If mods are abstract objects, then the
symmetry breakings and computations may belong to the epistemology of RMT rather than to
its metaphysics. In other words, they may throw light on how one knows about mods rather
than actually constituting the mods themselves. Specifically, the symmetry breaking and
computations may account for the production of mental representations of mods rather than
the mods themselves. But whether or not there is a good case here for Platonism is, no doubt,
open to further questioning.
3. References
b. Related Issues
• Berlin, Isaiah. (1990), The Crooked Timber of Humanity: Chapters in the History of Ideas. Edited by H.
Hardy (London: Pimlico).
• A discussion of value pluralism in the context of history of ideas.
• Fodor, Jerry A. (1987), Psychosemantics: The Problem of Meaning in the Philosophy of Mind (Cambridge,
Mass. and London: MIT Press).
• The Appendix argues that systematicity and productivity in thought require a combinatorial system. The point,
however, is a general one, not specifically focused on social-relational cognition.
• Katz, Jerrold J. (1996), “The unfinished Chomskyan revolution,” Mind & Language, 11 (3), pp. 270-
294.
• Argues that only an abstract object can exhibit discrete infinity.
• Rawls, John. (1971), A Theory of Justice (Cambridge, Mass.: Harvard University Press).
• The veil of ignorance illustrates Equality Matching.
• Szpiro, George G. (2010), Numbers Rule: The Vexing Mathematics of Democracy, from Plato to the
Present (Princeton: Princeton University Press).
• Illustrates various ways in which Equality Matching can be implemented.
• Stevens, S. S. (1946), “On the Theory of Scales of Measurement,” Science 103, pp. 677-680.
• A classic discussion of the types of measurement scales.
• Vlastos, Gregory. (1962), “Justice and Equality,” in Richard B. Brandt, ed. Social
Justice (Englewood Cliffs, New Jersey: Prentice-Hall).
• An attempt to understand all distributive justice in terms of Equality Matching.
Author Information
John Bolender
Email: bolender@metu.edu.tr
Middle East Technical University
Turkey